H OW TO A DAPT Y OUR L ARGE -S CALE P RE - TRAINED M ODEL FOR D OWNSTREAM I MAGE C LASSIFICATION
Anonymous authors
Paper under double-blind review
A BSTRACT
Pre-training large-scale vision and language models (e.g. CLIP) has shown promising results in representation and transfer learning.
We investigate the question of how to efﬁciently adapt these models to downstream tasks.
For image classiﬁcation, linear probes have been the standard for ease of use and efﬁciency, while for language, other approaches like prompt tuning have emerged.
We analyze several ﬁne-tuning methods across a diverse set of image classiﬁcation tasks across two spectra investigating the amount and similarity of downstream data to that of pretraining one.
We ﬁnd that just tuning LayerNorm parameters is a surprisingly effective baseline across the board.
We further demonstrate a simple yet effective strategy that combines LayerNorm-tuning with general ﬁne-tuning methods to improve their performance and benchmark them on few-shot adaption and distribution shift tasks.
Finally, we provide an empirical analysis and recommend general recipes for efﬁcient transfer learning of vision and language models 1 .
I NTRODUCTION
Large-scale deep network models pretrained on ultra large-scale data on the internet, whether text or images, have shown impressive performance recently (Radford et al., 2019; 2021; Brown et al., 2020;
Devlin et al., 2018; Jia et al., 2021).
Training such models with billions of parameters on a large internet scale data is an expensive and time consuming process often costing over millions of dollars.
Hence, replicating such models is not only difﬁcult but also undesirable for every downstream task.
Fortunately, the information gathered by these large-scale models using raw internet data seems to transfer well to several downstream tasks with little to no ﬁnetuning at all using natural language as a way for zero-shot evaluation (Brown et al., 2020; Radford et al., 2021).
While zero-shot transfer performs well, it is generally better to adapt the model itself if there are any labeled examples available for the downstream task.
Traditionally, the go-to strategy in the computer vision community has either been to ﬁnetune the whole network or an additional MLP layer at the end.
With the use of raw language, adaptation techniques such as prompt tuning have surfaced (Li & Liang, 2021; Lester et al., 2021).
Alternative methods include new parameters in between the network instead of adding a layer at the end (Houlsby et al., 2019; Mahabadi et al., 2021).
However, it remains unclear as to which approach is preferred under which scenarios.
We ask what are the general guidelines one should adopt while ﬁnetuning a large-scale pretrained model on downstream datasets.
To scope this question, we choose CLIP (Radford et al., 2021) as the base pretrained model and adapt it to several downstream problems.
CLIP is a vision-and-language model trained on over 400M pairs of image and text descriptions collected off the internet.
There are several reasons to choose CLIP for this study.
First, CLIP is one of the few vision models trained on ultra-large scale, unﬁltered and varied raw visual data on the internet.
Second, the multi-modal nature of CLIP enables use of more general ways of adaptation like using natural language prompts for “zero-shot” transfer to new categories – techniques previously popular mostly in NLP.
We ﬁnd that merely tuning the parameters of LayerNorm (Ba et al., 2016) turns out to be a surprisingly effective approach that is competitive or better than all other adaptation methods across the board.
The effectiveness of normalization techniques has been observed by prior work for generalization (Perez et al., 2018; Lu et al., 2021) as well as training from scratch (Frankle et al., 2020).
Inspired by this,
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we further look into different ways of combining LayerNorm-tuning with other adaptation methods that ﬁnetune new parameters.
We devise an effective scheme that ﬁrst ﬁnetunes the CLIP model using only LayerNorm tuning and uses it as initialization for adapting new parameters.
We evaluate our adaptation techniques across 12 downstream tasks spread along two spectra: size of downstream task dataset as well as the similarity of downstream data to the pretraining data.
Across both spectra, we ﬁnd that our two-stage LayerNorm tuning approach is most competitive and show its effectiveness for general-purpose adaptation of CLIP to downstream image-classiﬁcation tasks.
To summarize, our paper’s contributions are as follows:
• We show the effectiveness of LayerNorm-tuning for adaptation to downstream tasks.
• We devise a simple yet effective scheme to combine LayerNorm-tuning with other methods of ﬁnetuning to obtain competitive performance across the board.
• We show a thorough comparison of different adaptation methods in four scenarios across two spectra (amount of downstream data and its similarity to pretraining data) studied on numerous downstream classiﬁcation tasks.
We believe our ﬁndings will encourage more research and put existing research in perspective of what works best while ﬁnetuning large-scale vision-language models to downstream tasks.
B ACKGROUND : V ISION - AND -L ANGUAGE P RETRAINED M ODELS
Vision-and-language pre-training methods have recently shown promise on diverse tasks across images and text (Radford et al., 2021;
Jia et al., 2021)
While many such approaches have emerged, we focus on CLIP (Contrastive Language-Image Pre-training), a large-scale model with strong zero-shot performance on downstream classiﬁcation tasks (Radford et al., 2021).
Contrastive Language-Image Pre-training (CLIP) CLIP consists of two parallel encoders for processing images and text, whose outputs are then projected into a shared embedding space.
The text encoder is a Transformer (Vaswani et al., 2017) following the architecture described in Radford et al.
(2019), while the image encoder is a Vision Transformer (ViT) with a patch size of 16 (Dosovitskiy et al., 2020).
For our experiments, we utilize the open-sourced pretrained CLIP models.
Training Because the image and text features live in the same embedding space, the cosine similarity between any embedded image and text description can be computed.
CLIP uses these as prediction probabilities for classifying an image with the correct text caption (or vice versa) across batches.
Formally, denote I and T as the set of image and text features in a single batch.
The prediction probability for the i th image and j th caption in the batch is given by
[Equation]
[Figure]
where ⌧ is a learnable temperature parameter.
CLIP is trained with a contrastive loss accordingly across 400 million pairs of image and text captions collected online (Radford et al., 2021).
Inference For a downstream classiﬁcation task at test time, CLIP ﬁrst embeds the textual descriptions of all classes.
These descriptions may range from a phrase like “a photo of a < class > ” to heavily engineered embeddings ensembled over 80 different templates (Radford et al., 2021).
Each image is then classiﬁed using the embedded classes as labels and the prediction probabilities described above.
Notably, this inference scheme allows CLIP to be transferred zero-shot to any downstream image classiﬁcation task.
Radford et al.
(2021) show that zero-shot CLIP is competitive with a fully supervised ResNet (He et al., 2016) baseline on a suite of image classiﬁcation tasks.
M ETHODOLOGY : F INE - TUNING L ARGE - SCALE P RETRAINED M ODEL
Although zero-shot CLIP performs well on natural images and general object classiﬁcation datasets, its performance degrades quickly on more abstract tasks from out-of-distribution data.
Even on a simple dataset like MNIST (LeCun, 1998), the zero-shot CLIP model (ViT-B/16) we test attains an accuracy of only 55%.
Substantial gains can be achieved by ﬁne-tuning the pre-trained model, but many such strategies have emerged across tasks in vision and language and it’s unclear which to use on diverse downstream settings.
For this reason, we provide an extensive study of adaptation approaches.
Figure 1 illustrates the ﬁne-tuning methods we consider in context of CLIP while
Figure 2 shows more detailed information regarding each approach.
We propose a general taxonomy of ﬁne-tuning approaches and consider three major classes: (a) methods which only ﬁne-tune existing parameters, (b) methods which freeze existing parameters and add new parameters, and (c) methods which combine (a) and (b).
We ﬁrst consider two methods in (a) which only ﬁne-tune existing parameters.
3. F INE - TUNING E XISTING P ARAMETERS
Full Model Fine-tuning The simplest approach to ﬁne-tuning is to train all of the model parameters on the downstream task.
However, this is unstable and doesn’t scale well to CLIP-size models with hundreds of millions of parameters.
Our empirical results show this behavior as well.
LayerNorm Tuning Instead of full model ﬁne-tuning for large-scale models, we can tune a small subset of chosen parameters when the downstream data is scarce.
In fact, Frankle et al.
(2020) show that just tuning Batch Normalization (Ioffe & Szegedy, 2015) parameters from a random initialization can be highly expressive.
In a similar vein, we investigate tuning the parameters of
Layer Normalization (LayerNorm) layers (Ba et al., 2016).
Unlike Batch Normalization, LayerNorm applies per-element normalization across mini-batches.
Given a mini batch of inputs x , LayerNorm transforms this as
[Equation]
where the mean and variance are calculated over the normalized dimensions and  ,  are learned parameters.
Because the image and text encoders in CLIP share the same underlying Transformer architecture, in LayerNorm Tuning, we ﬁne-tune the Layer Normalization parameters
,  across all layers of both encoders.
These parameters are 768 -dimensional
and 512 -dimensional for the image and text encoders respectively.
3. F INE - TUNING N EW P ARAMETERS
An alternative paradigm is to inject new parameters which can more effectively adapt to downstream tasks.
These new parameters can act at various stages of a pre-trained model: on the output, input, or intermediate activations.
Linear Probe The classic method of training a linear probe on top of frozen features is an example of adding new parameters which act on the model output.
Given a pre-trained CLIP model, we discard the text encoder, freeze the image encoder, and learn a linear layer on top of the image features before they’re projected to the shared embedding space.
The linear layer maps the penultimate image features to logits from which class predictions are made.
While this simple method is popular and effective, it’s parameter-inefﬁcient for tasks with higher number of classes and fails to leverage any of the language information contained in CLIP.
Prompt Tuning Alternatively, we can consider adding parameters which act on the model input.
Such an approach known as prompt tuning has emerged as a parameter-efﬁcient ﬁne-tuning method in language (Li & Liang, 2021; Lester et al., 2021).
A ﬁxed number of continuous vectors (a “prompt”) is prepended to the model input and optimized throughout training.
Similar to concurrent work by
Zhou et al.
(2021), we apply prompt tuning to image classiﬁcation with CLIP.
For the model input, we embed the raw text of the classes without a template and prepend a continuous prompt of ﬁxed length.
During training, the prompt is learned using a cross-entropy loss according to the prediction probabilities detailed in Section 3.1.
Although prompt tuning can be applied in the same way for transformer-based visual encoders, we ﬁnd that only applying it for the text encoder produces better and more stable results.
Prompt tuning is parameter-efﬁcient and removes the need for manual prompt engineering e.g. specifying “a photo of a < class > , a type of ﬂower” for a downstream task on ﬂower classiﬁcation.
Ideally, the learned prompts would contain such domain-speciﬁc information.
However, prompt tuning suffers from high variance during training and is sensitive to initialization.
Adapter and Compacter Networks
The above two approaches inject parameters which act either at the end of the network (linear probe) or at the beginning (prompt tuning).
A third option is to inject new parameters for the downstream task within the layers of the network itself.
This idea has been popularized as an efﬁcient transfer learning method in language (Houlsby et al., 2019).
For
Transformer-based architectures, a common strategy is to insert a block of learnable parameters after feed forward layers or the attention mechanism.
Adapter networks insert learnable adapter blocks after the feed forward layers in each Transformer layer (Houlsby et al., 2019).
Each block follows a bottleneck architecture and is composed of a linear down-projection, non-linearity, and linear up-projection as shown in Figure 2.
However, for architectures with many stacked Transformer layers and larger hidden dimensions, adapter modules are parameter-inefﬁcient.
To alleviate this issue, Mahabadi et al.
(2021) introduce compacter modules which follow the same architecture but use low-rank parameters and hypercomplex multiplication to improve parameter efﬁciency.
Speciﬁcally, if the down-projection layer maps x 2 R m !
W x + b 2 R d where
Amount of Training Data →
C L
I P
Z e r o - S h
o t P e
r
f
o r m a n c e
→ 21.
Low Data & High Similarity 21.
High Data & High Similarity 27.
High Data & Low Similarity 12.
Low Data & Low Similarity
W 2 R m ⇥ d , b 2 R d are learned parameters and d ⌧ m , compacter modules represent W as
[Equation]
where A i are global weights shared across Transformer layers and s i , t i are local, rank-1 weights.
We insert Adapter and Compacter modules across the Transformer layers in the text encoder.
3. C OMBINING L AYER N ORM -T UNING WITH F INE - TUNING M ETHODS
While we ﬁnd that just LayerNorm tuning by itself is a strong baseline, an additional beneﬁt is that it can be combined with any other ﬁne-tuning method given that the underlying model architecture contains Layer Normalization parameters.
The parameters of the alternative method can simply be ﬁne-tuned simultaneously with the Layer Normalization parameters.
For example, Houlsby et al.
(2019) combine LayerNorm tuning with Adapter modules in their Adapter network for language tasks.
Fine-tuned LayerNorm as Initialization We propose an additional approach for combining LayerNorm
Tuning with other ﬁne-tuning methods.
We ﬁrst ﬁnetune a CLIP model using only LayerNorm tuning.
The weights of this model can then be used as initialization for any arbitrary subsequent ﬁne-tuning method.
In this multi-stage process, we effectively distill the ﬁne-tuned LayerNorm model through the LayerNorm parameters to the secondary ﬁne-tuning method.
E XPERIMENTS
Setup The goal of this work is to study transfer learning to downstream vision tasks.
However, the downstream transfer performance depends on two key factors: the amount of training data present as well as the distribution of that training data relative to what the model was pre-trained on.
We aim to investigate transfer learning across both these dimensions.
To do so, we create 4 different benchmark suites across these two factors: low data and high similarity, low data and low similarity, high data and high similarity, and high data and low similarity.
Results along these axes are shown in Figure 3.
Datasets We select a diverse set of 12 image classiﬁcation datasets.
We consider a subset ofdatasets that Radford et al.
(2021) use for zero-shot CLIP evaluation: MNIST (LeCun, 1998),
EuroSAT (Helber et al., 2019), CIFAR-10 (Krizhevsky et al., 2009), CIFAR-100 (Krizhevsky et al., 2009), Flowers102 (Nilsback & Zisserman, 2008), DTD (Cimpoi et al., 2014), and Food101 (Bossard et al., 2014).
We then test on 3 distribution shift datasets from the WILDS benchmark (Koh et al., 2021): FMoW (Christie et al., 2018), Camelyon17 (Bandi et al., 2018), and iWildCam (Beery et al., 2021).
We ﬁnally benchmark on 2 few-shot adaptation tasks: MiniImageNet (Vinyals et al., 2016) and CUB (Wah et al., 2011).
Spectrum 1: Amount of Downstream Data We control for the amount of downstream training data by considering k -shot settings where k samples from each class are made available during the ﬁne-tuning training phase.
For the low-data regime, we follow the few-shot evaluation scheme described in Radford et al.
and train with 1, 2, 4, 8, and 16-shots, while for the high-data regime, we train with 256 and 512-shots.
For each setting, we evaluate our methods on the full tests sets and average our results across all corresponding shots and three random seeds.
Spectrum 2: Distribution of Downstream Data
We measure the similarity of downstream data to the one that CLIP was pretrained on by measuring the performance of purely transferring CLIP zeroshot.
Our 12 datasets cover a range of image classiﬁcation tasks including ﬁne-grained classiﬁcation, distribution shift, and few-shot learning, and they encompass diverse domains and varying downstream distributions.
We split them into high and low similarity regimes according to zero-shot accuracy using a threshold accuracy of 55%.
Under this scheme, MNIST, EuroSAT, DTD, FMoW, and iWildCam fall under the low similarity regime while CIFAR10, CIFAR100, Flowers, Camelyon17, and Food101 fall under the high similarity regime.
For the high data, low similarity regime and high data, high similarity regime, we exclude DTD and Flowers respectively due to a lack of data.
4. E FFECTIVENESS OF I NTERMEDIATE W EIGHTS
[Figure]
Given this characterization of 4 downstream regimes, we evaluate the performance of 5 baseline ﬁne-tuning methods: linear probe, prompt tuning, LayerNorm tuning, adapter networks, and compacter networks.
For a fair comparison and to isolate the effect of each method, we don’t simultaneously tune LayerNorm parameters in any of the other 4 ﬁne-tuning approaches.
Additionally, we compare with a sixth baseline: zero-shot CLIP using the prompt engineering detailed in Radford et al.
The addition of a strong zero-shot baseline allows us to evaluate how much our ﬁne-tuning methods help across the different settings.
Full-model ﬁne-tuning is included as a seventh baseline for a complete, fair comparison.
Our results from Figure 3 show that LayerNorm tuning is a simple but highly effective baseline across all four regimes.
It performs the best in all four regimes including the most difﬁcult quadrant: the low-data, hard zero-shot regime.
Across individual datasets, Figure 4 shows that LayerNorm tuning is consistently among the best as well.
This points towards the importance of cross-modal interaction when ﬁne-tuning as LayerNorm tuning is the only method which trains parameters in both CLIP encoders.
More generally, it suggests that transfer performance on downstream vision tasks can beneﬁt from ﬁne-tuning grounded in language.
Furthermore, the strong performance of LayerNorm tuning as well as adapter and compacter networks in the lowdata regime suggests that either ﬁne-tuning or injecting parameters among intermediate layers in a network is key for efﬁcient adaptation.
Intuitively, acting only on the model input or output like prompt tuning or linear probe has limited expressivity compared to modifying the intermediate layers themselves,
particularly in low-data regimes
4. L EVERAGING L AYER N ORM T UNING
The results of the previous section demonstrate that just LayerNorm tuning is a competitive baseline to many of the existing ﬁne-tuning methods.
We now examine how much LayerNorm tuning can beneﬁt existing methods.
We consider two ways of incorporating LayerNorm parameters: by simultaneously tuning them or by applying ﬁne-tuned LayerNorm as initialization as described in Section 3.2.
For
[Table]
each of the remaining ﬁne-tuning methods (linear probe, prompt tuning, adapter networks, compacter networks), we compare the baseline method to these two variants.
We average the results over the corresponding datasets in the low and high-data regimes respectively.
As Table 1 shows, incorporating any form of LayerNorm tuning increases performance compared to the normal baselines across all methods and regimes.
Because the process of incorporating
LayerNorm tuning is method-agnostic, we recommend this as a simple approach to improve transfer performance.
Across speciﬁc ﬁne-tuning methods, linear probe receives the largest beneﬁts from applying LayerNorm tuning ﬁrst before ﬁnetuning the linear probe.
We posit that this is the case as ﬁnetuning
LayerNorm ﬁrst effectively distills the information from the pre-trained text encoder to the LayerNorm parameters on the vision side.
This is privileged information that a classical linear probe doesn’t have access to and provides further evidence towards the beneﬁt of leveraging both vision and text on downstream, unimodal tasks.
Finally, we observe that for adapter and compacter networks, using ﬁne-tuned LayerNorm as initialization performs equivalently or slightly worse compared to simultaneously tuning the LayerNorm parameters across both data regimes.
This suggests that LayerNorm tuning and inserting adapter and compacter modules may serve similar roles as ﬁne-tuning mechanisms.
4. G ENERAL R ECIPES
From the previous two sections, we’ve seen that just LayerNorm tuning is a surprisingly effective baseline and applying it on top of other ﬁne-tuning methods provides performance gains.
We now investigate the question of what the best performing combination of ﬁne-tuning methods across the four regimes are.
We follow the experimental setup in Section 4 but compare the performance of our ﬁne-tuning methods when combined with LayerNorm tuning ﬁrst.
Figure 7 indicates that there is no clear best baseline across all four regimes but linear probe and compacter have the strongest performance when combined with ﬁne-tuned LayerNorm as initialization.
Across regimes, we observe similar results to Figure 3.
In both low-data regimes, we ﬁnd that prompt tuning generally perform worse than the remaining ﬁne-tuning methods while compacter performs better.
Across both high-data regimes, linear probe performs quite strongly.
Notably, these trends hold despite the addition of our initialization scheme.
We recommend these, as well as just Layer Norm tuning, as general recipes when selecting a ﬁne-tuning method to use on a downstream task depending on the setting.
4. D ISTRIBUTION S HIFT
While we test on the WILDS benchmark in our analysis above, we benchmark our methods to evaluate how robust they are to distribution shift in downstream tasks.
We focus on domain generalization where the train and test distributions come from disjoint domains (Koh et al., 2021).
For example, the Camelyon17 dataset contains training and testing images of tumor tissues coming from distinct hospitals.
We compare our results to those on the public leaderboard which contains techniques for domain generalization while our models are simply trained according to an empirical risk minimization objective.
For performance metrics, we use average accuracy for FMoW and Camelyon17, and
Macro F1 for iWildCam.
Amount of Training Data →
C L I P
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r
f
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→ 76.
Low Data & High Similarity 91.
High Data & High Similarity 56.
Low Data & Low Similarity 77.
High Data & Low Similarity
FMoW Camelyon17 iWildCam
[Table] [Table]
As shown in Table 2, our methods don’t quite match the best reported results, but close the gap from zero-shot CLIP signiﬁcantly.
We are competitive with other domain generalization speciﬁc approaches on the leaderboard despite the simplicity of our ﬁne-tuning methods.
Our results show that our ﬁne-tuning methods are effective in adapting CLIP to difﬁcult downstream tasks and relatively robust to factors in distribution shift.
[Equation]
EARNING
Our previous experiments show results in the low-data regime, but we also apply our ﬁne-tuning methods with CLIP to more standard meta few-shot tasks to evaluate class generalization.
In particular, we consider the setting where given a labeled dataset of base classes, the objective is to identify novel classes only using a few samples.
Formally, we are given a large dataset of B base classes.
At test time, in a single episode of a N -way K -shot few-shot task, we are given a support set with N test classes and K samples per class as well as a query set with N test classes and Q samples per class.
We measure the accuracy of classifying the N ⇥ Q query images into N classes (Chen et al., 2020).
We adopt our ﬁne-tuning methods to this setting in two stages.
First, we pre-train on the full dataset of the base classes in the same way we ﬁne-tune to any of the prior downstream tasks.
Then, we use the image encoder of the ﬁne-tuned model within the Classiﬁer Baseline proposed by Chen et al.
For a given few-shot task, we compute a representative for each of the N classes by averaging the embeddings of the K support examples.
We classify each of the N ⇥ Q query-set examples according to the cosine similarity of their embeddings to the representatives.
Using this approach, we test our ﬁne-tuning methods on MiniImageNet and CUB in the 5-way 1-shot and 5-way 5-shot settings averaged over 600 episodes.
Table 4 shows that simply applying zero-shot CLIP in this way does remarkably well, outperforming the best reported results on the public leaderboards for these tasks.
All of our ﬁne-tuning methods provide further improvement with Linear Probe and LayerNorm tuning reaching 6 % higher accuracy than the current SOTA on 5-way 1-shot MiniImageNet as shown in
Tables 3 and 4.
The strong performance of linear probe in this setting is expected as the Classiﬁer
Baseline doesn’t utilize the CLIP text encoder at all.
Of the ﬁne-tuning methods we evaluate, Linear
Probe with LayerNorm tuning is the only method which trains parameters solely in the image encoder, so its visual representations transfer the best.
[Table] [Table]
R ELATED W ORK
Large-Scale Transformer-Based Models: Unsupervised pre-training for language typically takes advantage of the sequential nature of text through a self-supervised prediction task.
Initially, recurrent neural networks (RNNs) (Hochreiter & Schmidhuber, 1997) were the predominant deep learning architectures for unsupervised language learning and were particularly successful for machine translation (Sutskever et al., 2014).
In the context of language modeling, RNNs were superseded by attention architectures (Bahdanau et al., 2015) and speciﬁcally masked self-attention Transformer architectures (Vaswani et al., 2017; Devlin et al., 2018;
Radford et al., 2019).
Over the last few years,
Transformers have produced impressive generalization results through unsupervised pre-training of increasingly larger models on larger datasets (Brown et al., 2020).
Multimodal Learning: Multimodal models (Ngiam et al., 2011) are trained through tasks that leverage multiple data modalities simultaneously, such as vision and language.
Examples include text to image synthesis
(Reed et al., 2016) and text descriptions of visual inputs (Krishna et al., 2017).
Recently, multi-modal architectures have been combined with large-scale unsupervised pre-training to achieve impressive text-to-image generation (Ramesh et al., 2021) as well as learning joint image and language embeddings (Radford et al., 2021).
In particular, this work investigates how do adapt a pre-trained CLIP model, which uses noise contrastive estimation and transformers to maximize similarity between images and their text captions, to downstream tasks.
Finetuning Pre-trained Models: With the emergence of large-scale pre-trained vision and language models, it’s becoming increasingly important to adapt such models efﬁciently to downstream tasks.
For transfer learning in vision, the most common approach is to use a linear probe on top of pretrained image features while for language, a variety of ﬁne-tuning approaches have emerged including variations of prompt tuning (Liu et al., 2021; Li & Liang, 2021;
Lester et al., 2021;
Zhou et al., 2021), adapter and compacter networks (Houlsby et al., 2019; Mahabadi et al., 2021), and multimodal approaches applicable to vision and language (Tsimpoukelli et al., 2021;
Shen et al., 2021).
We hope our analysis provides insight into some of these methods.
D ISCUSSION : G ENERAL G UIDELINES
Our work analyzes relevant questions in transfer learning of large-scale pretrained vision-andlanguage model to several downstream classiﬁcation tasks.
We evaluate 5 different ﬁne-tuning baseline methods across 12 total image classiﬁcation datasets and ﬁnd that just tuning Layer Normalization parameters is a surprisingly effective, parameter-efﬁcient baseline, and propose an effective approach to combine it with other ﬁnetuning methods.
We analyze our best-performing ﬁne-tuning methods over different settings to ﬁnd general guidelines.
For all of our methods, we combine them with ﬁne-tuned LayerNorm as initialization.
For the low-data regime, we recommend using ﬁne-tuning approaches which inject or modify intermediate parameters like LayerNorm tuning, Adapter networks, and Compacter networks.
For the high-data regime, we recommend using linear probe or prompt tuning.
For generic settings, we recommend simply LayerNorm tuning.
Code to reproduce the experiments will be made available.
We hope that this work will lead to a broader future research in efﬁcient adaptation of large-scale pre-trained models, not just limited to vision-and-language models.
A A PPENDIX A. D ATASET I NFORMATION
[Table]
Table 5 shows information about the number of classes and the train, validation, and test split for each downstream dataset we evaluate.
For MiniImageNet, the 100 classes are split into 64, 16, and 20 classes for training, validation, and testing respectively.
For CUB, the 200 classes are split into 100, 50, and 50 classes for training, validation, and testing respectively.
A. CLIP I MPLEMENTATION
We implement our adaptation methods on top of the PyTorch implementation provided by the authors of CLIP at https://github.com/openai/CLIP .
For the image encoder, we use a Vision
Transformer with patch size 16 (ViT-B/16) and initialize all of our models with the corresponding pre-trained weights.
For zero-shot CLIP evaluation, we perform the prompt engineering described in
Radford et al.
and ensemble the features from the text encoder across 80 templates 2 .
A. T RAINING D ETAILS
Input Processing For the raw images, we preprocess them with normalization, resizing, and random cropping to size 224 by 224.
For the textual descriptions, we encode them using a byte pair encoding like Radford et al.
Hyperparameters of ﬁne-tuning methods For prompt tuning, we use a prompt of 8 512dimensional vectors.
For adapter networks, we use a bottleneck dimension of size 24.
For compacter networks, we use the same bottleneck dimension and have 4 global weights of dimension 4 by 4.
Training Procedure For all ﬁne-tuning methods, we train with a cross-entropy loss.
We use the
AdamW optimizer with an initial learning rate of 5e-4 and weight decay of 0.02 as well as a cosine annealing scheduler.
We evaluate our model on the validation set after every epoch and keep the best-performing checkpoint.
In the low-data regime, we train for 100 epochs and use a validation set of size # of shots except for Flowers where we use min { # of shots , 4 } .
In the high-data regime, we train for 50 epochs and use a validation set of size ( # of shots ) / 10 .
Due to data constraints, for
CIFAR-100, we train with 256 and 450-shots (instead of 256 and 512-shots) in the high-data regime.
For CUB and MiniImageNet, we use the same hyperparameters and train for 100 epochs on the base classes.