Original: L EARNING N EARLY D ECOMPOSABLE V ALUE F UNCTIONS V IA C OMMUNICATION M INIMIZATION
Revised: L EARNING N EARLY D ECOMPOSABLE V ALUE F UNCTIONS V IA C OMMUNICATION M INIMIZATION

Original: A BSTRACT
Revised: A BSTRACT

Original: Reinforcement learning encounters major challenges in multi-agent settings, such as scalability and non-stationarity.
Revised: Reinforcement learning encounters major challenges in multi-agent settings, such as scalability and non-stationarity.

Original: Recently, value function factorization learning emerges as a promising way to address these challenges in collaborative multiagent systems.
Revised: Recently, value function factorization learning emerges as a promising way to address these challenges in collaborative multiagent systems.

Original: However, existing methods have been focusing on learning fully decentralized value functions, which are not efﬁcient for tasks requiring communication.
Revised: However, existing methods have been focusing on learning fully decentralized value functions, which are not efﬁcient for tasks requiring communication.

Original: To address this limitation, this paper presents a novel framework for learning nearly decomposable Q-functions (NDQ) via communication minimization, with which agents act on their own most of the time but occasionally send messages to other agents in order for effective coordination.
Revised: To address this limitation, this paper presents a novel framework for learning nearly decomposable Q-functions (NDQ) via communication minimization, with which agents act on their own most of the time but occasionally send messages to other agents in order for effective coordination.

Original: This framework hybridizes value function factorization learning and communication learning by introducing two information-theoretic regularizers.
Revised: This framework hybridizes value function factorization learning and communication learning by introducing two information-theoretic regularizers.

Original: These regularizers are maximizing mutual information between agents’ action selection and communication messages while minimizing the entropy of messages between agents.
Revised: These regularizers are maximizing mutual information between agents’ action selection and communication messages while minimizing the entropy of messages between agents.

Original: We show how to optimize these regularizers in a way that is easily integrated with existing value function factorization methods such as QMIX.
Revised: We show how to optimize these regularizers in a way that is easily integrated with existing value function factorization methods such as QMIX.

Original: Finally, we demonstrate that, on the StarCraft unit micromanagement benchmark, our framework signiﬁcantly outperforms baseline methods and allows us to cut off more than 80% of communication without sacriﬁcing the performance.
Revised: Finally, we demonstrate that, on the StarCraft unit micromanagement benchmark, our framework signiﬁcantly outperforms baseline methods and allows us to cut off more than 80% of communication without sacriﬁcing the performance.

Original: The videos of our experiments are available at https://sites.google.com/view/ndq .
Revised: The videos of our experiments are available at https://sites.google.com/view/ndq .

Original:  I NTRODUCTION
Revised:  I NTRODUCTION

Original: Cooperative multi-agent reinforcement learning (MARL) are ﬁnding applications in many realworld domains, such as autonomous vehicle teams (Cao et al., 2012), intelligent warehouse systems (Now ´ e et al., 2012), and sensor networks (Zhang & Lesser, 2011).
Revised: Cooperative multi-agent reinforcement learning (MARL) are ﬁnding applications in many realworld domains, such as autonomous vehicle teams (Cao et al., 2012), intelligent warehouse systems (Now ´ e et al., 2012), and sensor networks (Zhang & Lesser, 2011).

Original: To help address these problems, recent years have made a great progress in MARL methods (Lowe et al., 2017; Foerster et al., 2018; Rashid et al., 2018;
Revised: To help address these problems, recent years have made a great progress in MARL methods (Lowe et al., 2017; Foerster et al., 2018; Rashid et al., 2018;

Original: Jaques et al., 2019).
Revised: Jaques et al., 2019).

Original: Among these successes, the paradigm of centralized training with decentralized execution has attracted much attention for its scalability and ability to deal with non-stationarity.
Revised: Among these successes, the paradigm of centralized training with decentralized execution has attracted much attention for its scalability and ability to deal with non-stationarity.

Original: Value function decomposition methods provide a promising way to exploit such paradigm.
Revised: Value function decomposition methods provide a promising way to exploit such paradigm.

Original: They learn a decentralized Q function for each agent and use a mixing network to combine these local Q values into a global action value.
Revised: They learn a decentralized Q function for each agent and use a mixing network to combine these local Q values into a global action value.

Original: In previous works, VDN (Sunehag et al., 2018), QMIX (Rashid et al., 2018), and QTRAN (Son et al., 2019) have progressively enlarged the family of functions that can be represented by the mixing network.
Revised: In previous works, VDN (Sunehag et al., 2018), QMIX (Rashid et al., 2018), and QTRAN (Son et al., 2019) have progressively enlarged the family of functions that can be represented by the mixing network.

Original: Despite their increasing ability in terms of value factorization representation, existing methods have been focusing on learning full decomposition, where each agent acts upon its local observations.
Revised: Despite their increasing ability in terms of value factorization representation, existing methods have been focusing on learning full decomposition, where each agent acts upon its local observations.

Original: However, many multi-agent tasks in the real world are not fully decomposable – agents sometimes require information from other agents in order to effectively coordinate their behaviors.
Revised: However, many multi-agent tasks in the real world are not fully decomposable – agents sometimes require information from other agents in order to effectively coordinate their behaviors.

Original: This is because partial observability and stochasticity in a multi-agent environment can exacerbate an agent’s uncertainty of other agents’ states and actions during decentralized execution, which may result in catastrophic miscoordination.
Revised: This is because partial observability and stochasticity in a multi-agent environment can exacerbate an agent’s uncertainty of other agents’ states and actions during decentralized execution, which may result in catastrophic miscoordination.

Original: To address this limitation, this paper presents a scalable multi-agent learning framework for learning nearly decomposable Q-functions (NDQ) via communication minimization, with which agents act on their own most of the time but occasionally send messages to other agents in order for effective coordination.
Revised: To address this limitation, this paper presents a scalable multi-agent learning framework for learning nearly decomposable Q-functions (NDQ) via communication minimization, with which agents act on their own most of the time but occasionally send messages to other agents in order for effective coordination.

Original: This framework hybridizes value function factorization learning and communication learning by introducing an information-theoretic regularizer for maximizing mutual information between agents’ action selection and communication messages.
Revised: This framework hybridizes value function factorization learning and communication learning by introducing an information-theoretic regularizer for maximizing mutual information between agents’ action selection and communication messages.

Original: Messages are parameterized in a stochastic embedding space.
Revised: Messages are parameterized in a stochastic embedding space.

Original: To optimize communication, we introduce an additional informationtheoretic regularizer to minimize the entropy of messages between agents.
Revised: To optimize communication, we introduce an additional informationtheoretic regularizer to minimize the entropy of messages between agents.

Original: With these two regularizers, our framework implicitly learn when, what, and with whom to communicate and also ensure communication to be both expressive (i.e., effectively reducing the uncertainty of agents’ actionvalue functions) and succinct (i.e., only sending useful and necessary information).
Revised: With these two regularizers, our framework implicitly learn when, what, and with whom to communicate and also ensure communication to be both expressive (i.e., effectively reducing the uncertainty of agents’ actionvalue functions) and succinct (i.e., only sending useful and necessary information).

Original: To optimize these regularizers, we derive a variational lower bound objective, which is easily integrated with existing value function factorization methods such as QMIX.
Revised: To optimize these regularizers, we derive a variational lower bound objective, which is easily integrated with existing value function factorization methods such as QMIX.

Original: We demonstrate the effectiveness of our learning framework on StarCraft II 1 unit micromanagement benchmark used in Foerster et al.
Revised: We demonstrate the effectiveness of our learning framework on StarCraft II 1 unit micromanagement benchmark used in Foerster et al.

Original: (2017; 2018); Rashid et al.
Revised: (2017; 2018); Rashid et al.

Original: Samvelyan et al.
Revised: Samvelyan et al.

Original: Empirical results show that NDQ signiﬁcantly outperforms baseline methods and allows to cut off more than 80% communication without sacriﬁcing the performance.
Revised: Empirical results show that NDQ signiﬁcantly outperforms baseline methods and allows to cut off more than 80% communication without sacriﬁcing the performance.

Original: We also observe that agents can effectively learn to coordinate their actions at the cost of sending one or two bits of messages even in complex StarCraft II tasks.
Revised: We also observe that agents can effectively learn to coordinate their actions at the cost of sending one or two bits of messages even in complex StarCraft II tasks.

Original:  B ACKGROUND
Revised:  B ACKGROUND

Original: In our work, we consider a fully cooperative multi-agent task that can be modelled by a DecPOMDP (Oliehoek et al., 2016)
Revised: In our work, we consider a fully cooperative multi-agent task that can be modelled by a DecPOMDP (Oliehoek et al., 2016)

Original: G = (cid:104)
Revised: G = (cid:104)

Original: I, S, A, P, R, Ω , O, n, γ (cid:105) , where I ≡ { 1 , 2 , ..., n } is the ﬁnite set of agents.
Revised: I, S, A, P, R, Ω , O, n, γ (cid:105) , where I ≡ { 1 , 2 , ..., n } is the ﬁnite set of agents.

Original: s ∈ S is the true state of the environment from which each agent i draws an individual partial observation o
Revised: s ∈ S is the true state of the environment from which each agent i draws an individual partial observation o

Original: i ∈ Ω according to the observation function O ( s, i ) .
Revised: i ∈ Ω according to the observation function O ( s, i ) .

Original: Each agent has an action-observation history τ i ∈ T ≡ (Ω × A ) ∗ .
Revised: Each agent has an action-observation history τ i ∈ T ≡ (Ω × A ) ∗ .

Original: At each timestep, each agent i selects an action a i ∈ A , forming a joint action a ∈
Revised: At each timestep, each agent i selects an action a i ∈ A , forming a joint action a ∈

Original: A n , resulting in a shared reward r = R
Revised: A n , resulting in a shared reward r = R

Original: ( s, a )
Revised: ( s, a )

Original: for each agent and the next state s (cid:48)
Revised: for each agent and the next state s (cid:48)

Original: according to the transition function P ( s (cid:48) | s, a ) .
Revised: according to the transition function P ( s (cid:48) | s, a ) .

Original: The joint policy π induces a joint action-value function: Q π tot ( τ, a ) =
Revised: The joint policy π induces a joint action-value function: Q π tot ( τ , a ) =

Original: E s 0: ∞ , a
Revised: E s 0: ∞ , a

Original: 0: ∞ [ (cid:80) ∞ t =0 γ t r t | s 0 =
Revised: 0: ∞ [ (cid:80) ∞ t =0 γ t r t | s 0 =

Original: s, a 0 = a , π ] , where τ is the joint action-observation history and γ ∈ [0 , 1) is the discount factor.
Revised: s, a 0 = a , π ] , where τ is the joint action-observation history and γ ∈ [0 , 1) is the discount factor.

Original: Learning the optimal action-value function encounters challenges in multi-agent settings.
Revised: Learning the optimal action-value function encounters challenges in multi-agent settings.

Original: On the one hand, to properly coordinate actions of agents, learning a centralized action-value function Q tot seems a good choice.
Revised: On the one hand, to properly coordinate actions of agents, learning a centralized action-value function Q tot seems a good choice.

Original: However, such a function is difﬁcult to learn when the number of agents is large.
Revised: However, such a function is difﬁcult to learn when the number of agents is large.

Original: On the other hand, directly learning decentralized action-value function Q i for each agent alleviates the scalability problem (Tan, 1993; Tampuu et al., 2017).
Revised: On the other hand, directly learning decentralized action-value function Q i for each agent alleviates the scalability problem (Tan, 1993; Tampuu et al., 2017).

Original: Nevertheless, such independent learning method largely neglects interactions among agents, which often results in miscoordination and inferior performance.
Revised: Nevertheless, such independent learning method largely neglects interactions among agents, which often results in miscoordination and inferior performance.

Original: In between, value function factorization method provides a promising way to attenuate such dilemma by representing Q tot as a mixing of decentralized Q i conditioned on local information.
Revised: In between, value function factorization method provides a promising way to attenuate such dilemma by representing Q tot as a mixing of decentralized Q i conditioned on local information.

Original: Such method has shown their effectiveness on complex task (Samvelyan et al., 2019).
Revised: Such method has shown their effectiveness on complex task (Samvelyan et al., 2019).

Original: However, current value function factorization methods have been mainly focusing on full decomposition.
Revised: However, current value function factorization methods have been mainly focusing on full decomposition.

Original: Such decomposition reduces the complexity of learning Q tot by ﬁrst learning independent Q i and putting the burden of coordinating actions on the mixing networks whose input is all Q i ’s and output is Q tot .
Revised: Such decomposition reduces the complexity of learning Q tot by ﬁrst learning independent Q i and putting the burden of coordinating actions on the mixing networks whose input is all Q i ’s and output is Q tot .

Original: For many tasks with partial observability and stochastic dynamics, mixing networks are not sufﬁcient to learn coordinated actions, regardless of how powerful its representation ability is.
Revised: For many tasks with partial observability and stochastic dynamics, mixing networks are not sufﬁcient to learn coordinated actions, regardless of how powerful its representation ability is.

Original: The reason is that full decomposition cuts off all dependencies among decentralized action-value functions and agents will be uncertain about states and actions of other agents.
Revised: The reason is that full decomposition cuts off all dependencies among decentralized action-value functions and agents will be uncertain about states and actions of other agents.

Original: Such uncertainty will increase as time goes by and can result in severe miscoordination and arbitrarily worse performance during decentralized execution.
Revised: Such uncertainty will increase as time goes by and can result in severe miscoordination and arbitrarily worse performance during decentralized execution.

Original: X message 𝑚 "# 𝑜 " 𝑜 # 𝑄 " (𝜏 " , 𝑎 " ,𝑚 ""+ ) 𝑄 # (𝜏 # , 𝑎 # ,𝑚 #"+ ) Mixing Network 𝑄 -.- 𝑚 ""+ 𝑚 #"+
Revised: X message 𝑚 "# 𝑜 " 𝑜 # 𝑄 " (𝜏 " , 𝑎 " ,𝑚 ""+ ) 𝑄 # (𝜏 # , 𝑎 # ,𝑚 #"+ ) Mixing Network 𝑄 -.- 𝑚 ""+ 𝑚 #"+

Original: X 𝑎 " 𝑎 # message 𝑚 #"
Revised: X 𝑎 " 𝑎 # message 𝑚 #"

Original: X 𝐺𝑅𝑈 " 𝐺𝑅𝑈 #
Revised: X 𝐺𝑅𝑈 " 𝐺𝑅𝑈 #

Original: Messages 𝑚 (2#)" from other agents Concatenate X
Revised: Messages 𝑚 (2#)" from other agents Concatenate X

Original: Agent 𝑖 MLP
Revised: Agent 𝑖 MLP

Original: MLP MLP
Revised: MLP MLP

Original: MLP
Revised: MLP

Original: Messages 𝑚 2" # from other agents
Revised: Messages 𝑚 2" # from other agents

Original: Agent
Revised: Agent

Original: 𝑗 𝑜 #
Revised: 𝑗 𝑜 #

Original: MLP
Revised: MLP

Original: GRU ℎ #- ℎ #- 𝜏 # 𝐼(𝐴 " ;M #" |Τ " ,𝑀 2# " )
Revised: GRU ℎ #- ℎ #- 𝜏 # 𝐼(𝐴 " ;M #" |Τ " ,𝑀 2# " )

Original: [Figure]
Revised: [Figure]

Original: 𝐼(𝐴 # ;M "# |Τ # ,𝑀 2" # )
Revised: 𝐼(𝐴 # ;M "# |Τ # ,𝑀 2" # )

Original: Mutual Information Loss
Revised: Mutual Information Loss

Original: [Figure]
Revised: [Figure]

Original: 𝐻(𝑀 #" )
Revised: 𝐻(𝑀 #" )

Original: [Figure] [Figure]
Revised: [Figure] [Figure]

Original: [Figure]
Revised: [Figure]

Original:  M ETHODOLOGY
Revised:  M ETHODOLOGY

Original: In this section, we propose to learn nearly decomposable Q-functions (NDQ) via communication minimization, a new framework to overcome the miscoordination issue of full factorization methods.
Revised: In this section, we propose to learn nearly decomposable Q-functions (NDQ) via communication minimization, a new framework to overcome the miscoordination issue of full factorization methods.

Original: In our learning framework (Fig. 1), individual action-value functions condition on local actionobservation history and, at certain timesteps, messages received from a few other agents.
Revised: In our learning framework (Fig. 1), individual action-value functions condition on local actionobservation history and, at certain timesteps, messages received from a few other agents.

Original: Messages from agent i to agent j are drawn from a multivariate Gaussian distribution whose parameters are given by an encoder f m
Revised: Messages from agent i to agent j are drawn from a multivariate Gaussian distribution whose parameters are given by an encoder f m

Original: ( τ i , j ; θ c ) , where τ i is the local observation-action history of agent i , and θ c are parameters of the encoder f m .
Revised: ( τ i , j ; θ c ) , where τ i is the local observation-action history of agent i , and θ c are parameters of the encoder f m .

Original: Formally, message m ij ∼ N ( f m ( τ i , j ; θ c ) , I ) , where I is an identity matrix.
Revised: Formally, message m ij ∼ N ( f m ( τ i , j ; θ c ) , I ) , where I is an identity matrix.

Original: Here we use an identity covariance matrix and the reasons will be discussed in the next section.
Revised: Here we use an identity covariance matrix and the reasons will be discussed in the next section.

Original: m ( - i ) j is used to denote the messages sent to j from agents other than i .
Revised: m ( - i ) j is used to denote the messages sent to j from agents other than i .

Original: We learn a nearly decomposable structure via learning minimized communication.
Revised: We learn a nearly decomposable structure via learning minimized communication.

Original: We thus expect the communication to have the following properties:
Revised: We thus expect the communication to have the following properties:

Original: i)
Revised: i)

Original: Expressiveness: The message passed to one agent should effectively reduce the uncertainty in its action-value function.
Revised: Expressiveness: The message passed to one agent should effectively reduce the uncertainty in its action-value function.

Original: ii)
Revised: ii)

Original: Succinctness: Agents are expected to send messages as short as possible to the agents who need it and only when necessary.
Revised: Succinctness: Agents are expected to send messages as short as possible to the agents who need it and only when necessary.

Original: To learn such a communicating strategy, we draw inspiration from variational inference for its proven ability in learning structure from data and endow a stochastic latent message space, which we also refer to as ”message embedding”.
Revised: To learn such a communicating strategy, we draw inspiration from variational inference for its proven ability in learning structure from data and endow a stochastic latent message space, which we also refer to as ”message embedding”.

Original: We impose constraints, which will be discussed in detail in the next section, on the latent message embedding to enable an agent to decide locally which bits in a message should be sent according to their utility in terms of helping other agents make decisions.
Revised: We impose constraints, which will be discussed in detail in the next section, on the latent message embedding to enable an agent to decide locally which bits in a message should be sent according to their utility in terms of helping other agents make decisions.

Original: Agent j will receive an input message m inj that has been selectively cut, on which it conditions the local action-value function Q j ( τ j , a j , m inj ) .
Revised: Agent j will receive an input message m inj that has been selectively cut, on which it conditions the local action-value function Q j ( τ j , a j , m inj ) .

Original: All the individual Q values are then fed into a mixing network such as that used by QMIX (Rashid et al., 2018).
Revised: All the individual Q values are then fed into a mixing network such as that used by QMIX (Rashid et al., 2018).

Original: Apart from the constraints on the message embedding, all the components (the individual actionvalue functions, the message encoder, and the mixing network) are trained in an end-to-end manner by minimizing the TD loss.
Revised: Apart from the constraints on the message embedding, all the components (the individual actionvalue functions, the message encoder, and the mixing network) are trained in an end-to-end manner by minimizing the TD loss.

Original: Thus, our overall objective is to minimize
Revised: Thus, our overall objective is to minimize

Original: [Equation]
Revised: [Equation]

Original: where L TD ( θ ) =
Revised: where L TD ( θ ) =

Original: [ r + γ max a (cid:48)
Revised: [ r + γ max a (cid:48)

Original: Q tot ( s (cid:48) , a (cid:48) ; θ − ) − Q tot ( s, a ; θ )] 2 ( θ − are the parameters of a periodically updated target network as in DQN) is the TD loss, θ are all parameters in the model, and λ is a weighting term.
Revised: Q tot ( τ (cid:48) , a (cid:48) ; θ − ) − Q tot ( τ , a ; θ )] 2 ( θ − are the parameters of a periodically updated target network as in DQN) is the TD loss, θ are all parameters in the model, and λ is a weighting term.

Original: We will discuss how to deﬁne and optimize L c ( θ c ) to regularize the message embedding in the next section.
Revised: We will discuss how to deﬁne and optimize L c ( θ c ) to regularize the message embedding in the next section.

Original: 3. M INIMIZED C OMMUNICATION O BJECTIVE AND V ARIATIONAL B OUND
Revised: 3. M INIMIZED C OMMUNICATION O BJECTIVE AND V ARIATIONAL B OUND

Original: Introducing latent variables facilitates the representation of the message, but it does not mean that the messages can reduce uncertainty in the action-value functions of other agents.
Revised: Introducing latent variables facilitates the representation of the message, but it does not mean that the messages can reduce uncertainty in the action-value functions of other agents.

Original: To make message expressive, we maximize the mutual information between message and agent’s action selection.
Revised: To make message expressive, we maximize the mutual information between message and agent’s action selection.

Original: Formally, we maximize I θ c
Revised: Formally, we maximize I θ c

Original: ( A j ; M ij | T j , M ( - i ) j ) where A j is agent j ’s action selection, T j is the random variable of the local action-observation history of agent j , M ij and M ( - i )
Revised: ( A j ; M ij | T j , M ( - i ) j ) where A j is agent j ’s action selection, T j is the random variable of the local action-observation history of agent j , M ij and M ( - i )

Original: j are random variables of m ij and m ( - i ) j .
Revised: j are random variables of m ij and m ( - i ) j .

Original: However, if this is the only objective, the encoder can easily learn to cheat by giving messages under different histories representations in different regions in the latent space, rendering cutting off useless messages difﬁcult.
Revised: However, if this is the only objective, the encoder can easily learn to cheat by giving messages under different histories representations in different regions in the latent space, rendering cutting off useless messages difﬁcult.

Original: A natural constraint to avoid such representations is to minimize the entropy of the messages.
Revised: A natural constraint to avoid such representations is to minimize the entropy of the messages.

Original: Therefore, our objective for optimizing communication of agent i is to maximize:
Revised: Therefore, our objective for optimizing communication of agent i is to maximize:

Original: [Equation]
Revised: [Equation]

Original: where β is a scaling factor trading expressiveness and succinctness.
Revised: where β is a scaling factor trading expressiveness and succinctness.

Original: This objective is appealing because it agrees exactly with the desiderata that we impose on the message embedding.
Revised: This objective is appealing because it agrees exactly with the desiderata that we impose on the message embedding.

Original: However, optimizing this objective needs extra efforts because computation involving mutual information is intractable.
Revised: However, optimizing this objective needs extra efforts because computation involving mutual information is intractable.

Original: By introducing a variational approximator, a popular technique from variational toolkit (Alemi et al., 2017), we can derive a lower bound for the mutual information term in Eq.
Revised: By introducing a variational approximator, a popular technique from variational toolkit (Alemi et al., 2017), we can derive a lower bound for the mutual information term in Eq.

Original: 2 (a detailed derivation can be found in Appendix A):
Revised: 2 (a detailed derivation can be found in Appendix A):

Original: [Equation]
Revised: [Equation]

Original: where T = (cid:104) T 1 , T 2 , . .
Revised: where T = (cid:104) T 1 , T 2 , . .

Original: , T n (cid:105) is the joint local history sampled from the replay buffer D , q ξ ( A j | T j , M inj ) is the variational posterior estimator with parameters ξ , and CE is the cross entropy operator.
Revised: , T n (cid:105) is the joint local history sampled from the replay buffer D , q ξ ( A j | T j , M inj ) is the variational posterior estimator with parameters ξ , and CE is the cross entropy operator.

Original: We share ξ among agents to accelerate learning.
Revised: We share ξ among agents to accelerate learning.

Original: Next we discuss how to minimize the term H θ c ( M ij ) .
Revised: Next we discuss how to minimize the term H θ c ( M ij ) .

Original: Directly minimizing this can cause the variances of the Gaussian distributions to collapse to 0.
Revised: Directly minimizing this can cause the variances of the Gaussian distributions to collapse to 0.

Original: To deal with this numeric issue, we use the unit covariance matrix and try to minimize H ( M ij ) − H
Revised: To deal with this numeric issue, we use the unit covariance matrix and try to minimize H ( M ij ) − H

Original: ( M ij | T i ) instead.
Revised: ( M ij | T i ) instead.

Original: This is equivalent to minimizing H ( M ij ) because H ( M ij | T i ) is the entropy of a multivariate Gaussian random variable and thus is a constant log(det(2 πe Σ )) / 2 , where Σ is a unit matrix in our formulation).
Revised: This is equivalent to minimizing H ( M ij ) because H ( M ij | T i ) is the entropy of a multivariate Gaussian random variable and thus is a constant log(det(2 πe Σ )) / 2 , where Σ is a unit matrix in our formulation).

Original: Then we have:
Revised: Then we have:

Original: [Equation]
Revised: [Equation]

Original: We use a similar technique as for the mutual information term by introducing an distribution r ( m ij ) to get a upper bound of Eq. 4:
Revised: We use a similar technique as for the mutual information term by introducing an distribution r ( m ij ) to get a upper bound of Eq. 4:

Original: [Equation]
Revised: [Equation]

Original: This bound holds for any distribution r ( M ij ) .
Revised: This bound holds for any distribution r ( M ij ) .

Original: To facilitate cutting off messages, we use unit Gaussian distribution N (0 , I ) .
Revised: To facilitate cutting off messages, we use unit Gaussian distribution N (0 , I ) .

Original: Combining Eq.
Revised: Combining Eq.

Original: 3 and 5, we get a tractable variational lower bound of our objective in Eq. 2:
Revised: 3 and 5, we get a tractable variational lower bound of our objective in Eq. 2:

Original: [Equation]
Revised: [Equation]

Original: We optimize this bound to generate an expressive and succinct message embedding.
Revised: We optimize this bound to generate an expressive and succinct message embedding.

Original: Speciﬁcally, we minimize:
Revised: Speciﬁcally, we minimize:

Original: [Equation] [Equation]
Revised: [Equation] [Equation]

Original: Intuitively, the ﬁrst term, which we call the expressiveness loss , ensures that communication aims to reduce the uncertainty in action-value functions of other agents.
Revised: Intuitively, the ﬁrst term, which we call the expressiveness loss , ensures that communication aims to reduce the uncertainty in action-value functions of other agents.

Original: The second term, called the succinctness loss , forces messages to get close to the unit Gaussian distribution.
Revised: The second term, called the succinctness loss , forces messages to get close to the unit Gaussian distribution.

Original: Since we set the covariances of the latent message variables to the unit matrix, this term actually pushes the means of the message distributions to the origin of the latent space.
Revised: Since we set the covariances of the latent message variables to the unit matrix, this term actually pushes the means of the message distributions to the origin of the latent space.

Original: Using these two losses leads to an embedding space where useless messages distribute near the origin, while messages that contain important information for the decision-making processes of other agents occupy other spaces.
Revised: Using these two losses leads to an embedding space where useless messages distribute near the origin, while messages that contain important information for the decision-making processes of other agents occupy other spaces.

Original: Note that the loss shown in Eq.
Revised: Note that the loss shown in Eq.

Original: 7 is used to update the parameters in the message encoder.
Revised: 7 is used to update the parameters in the message encoder.

Original: In the meantime, all components (the individual action-value functions, the message encoder, and the mixing network) are trained in an end-to-end manner.
Revised: In the meantime, all components (the individual action-value functions, the message encoder, and the mixing network) are trained in an end-to-end manner.

Original: Thus, the message encoder is updated by two gradients: the gradient induced by L c ( θ c ) and the gradient associated with the TD loss L TD ( θ ) .
Revised: Thus, the message encoder is updated by two gradients: the gradient induced by L c ( θ c ) and the gradient associated with the TD loss L TD ( θ ) .

Original: 3. C UTTING O FF M ESSAGES
Revised: 3. C UTTING O FF M ESSAGES

Original: Our objective pushes messages which can not reduce the uncertainties in action-value functions of other agents close to the origin of the latent message space.
Revised: Our objective pushes messages which can not reduce the uncertainties in action-value functions of other agents close to the origin of the latent message space.

Original: This naturally gives us a hint on how to drop meaningless messages – we can order the message distributions according to their means and drop accordingly.
Revised: This naturally gives us a hint on how to drop meaningless messages – we can order the message distributions according to their means and drop accordingly.

Original: Note that since we use a unit covariance matrix for the latent message distribution, bits in a message are independent.
Revised: Note that since we use a unit covariance matrix for the latent message distribution, bits in a message are independent.

Original: Thus, we can make decisions in a bit-by-bit fashion and send messages with various lengths.
Revised: Thus, we can make decisions in a bit-by-bit fashion and send messages with various lengths.

Original: In this way, our method learns not only when and who (agent i does not communicate with agent j when all bits of m ij are dropped) to communicate, but also what to communicate (how many bits are sent and their values).
Revised: In this way, our method learns not only when and who (agent i does not communicate with agent j when all bits of m ij are dropped) to communicate, but also what to communicate (how many bits are sent and their values).

Original: More details are discussed in Appendix B.
Revised: More details are discussed in Appendix B.

Original: Our framework adopts the centralized training with decentralized execution paradigm.
Revised: Our framework adopts the centralized training with decentralized execution paradigm.

Original: During centralized training, we assume the learning algorithm has access to all agents’ individual observationaction histories and the global state s .
Revised: During centralized training, we assume the learning algorithm has access to all agents’ individual observationaction histories and the global state s .

Original: During execution, agents communicate and act in a decentralized fashion based on the learned message encoder and action-value functions.
Revised: During execution, agents communicate and act in a decentralized fashion based on the learned message encoder and action-value functions.

Original:  R ELATED W ORKS
Revised:  R ELATED W ORKS

Original: Deep multi-agent reinforcement learning has witnessed vigorous progress in recent years.
Revised: Deep multi-agent reinforcement learning has witnessed vigorous progress in recent years.

Original: COMA (Foerster et al., 2018), MADDPG (Lowe et al., 2017), and PR2 (Wen et al., 2019) explores multi-agent policy gradients and respectively address the problem of credit assignment, learning in mixed environments and recursive reasoning.
Revised: COMA (Foerster et al., 2018), MADDPG (Lowe et al., 2017), and PR2 (Wen et al., 2019) explores multi-agent policy gradients and respectively address the problem of credit assignment, learning in mixed environments and recursive reasoning.

Original: Another line of research focuses on value-based multi-agent RL, among which value-function factorization is the most popular method.
Revised: Another line of research focuses on value-based multi-agent RL, among which value-function factorization is the most popular method.

Original: Three representative examples: VDN (Sunehag et al., 2018), QMIX (Rashid et al., 2018), and QTRAN (Son et al., 2019) gradually increase the representation ability of the mixing network.
Revised: Three representative examples: VDN (Sunehag et al., 2018), QMIX (Rashid et al., 2018), and QTRAN (Son et al., 2019) gradually increase the representation ability of the mixing network.

Original: In particular,
Revised: In particular,

Original: QMIX (Rashid et al., 2018) stands out as a scalable and robust algorithm and achieves state-ofthe-art results on StarCraft unit micromanagement benchmark (Samvelyan et al., 2019).
Revised: QMIX (Rashid et al., 2018) stands out as a scalable and robust algorithm and achieves state-ofthe-art results on StarCraft unit micromanagement benchmark (Samvelyan et al., 2019).

Original: Communication is a hot topic in multi-agent reinforcement learning.
Revised: Communication is a hot topic in multi-agent reinforcement learning.

Original: End-to-end learning with differentiable communication channel is a popular approach now.
Revised: End-to-end learning with differentiable communication channel is a popular approach now.

Original: Sukhbaatar et al.
Revised: Sukhbaatar et al.

Original: ; Hoshen (2017); Jiang & Lu (2018); Singh et al.
Revised: ; Hoshen (2017); Jiang & Lu (2018); Singh et al.

Original: Das et al.
Revised: Das et al.

Original: (2019) focus on learning decentralized communication protocol and address the problem of when and who to communicate.
Revised: (2019) focus on learning decentralized communication protocol and address the problem of when and who to communicate.

Original: Foerster et al.
Revised: Foerster et al.

Original: (2016); Das et al.
Revised: (2016); Das et al.

Original: ; Lazaridou et al.
Revised: ; Lazaridou et al.

Original: (2017); Mordatch & Abbeel (2018) study the emergence of natural language in the context of multi-agent learning.
Revised: (2017); Mordatch & Abbeel (2018) study the emergence of natural language in the context of multi-agent learning.

Original: IC3Net (Singh et al., 2019) learns gate to control the agents to only communicate with their teammates in mixed multi-agent environment.
Revised: IC3Net (Singh et al., 2019) learns gate to control the agents to only communicate with their teammates in mixed multi-agent environment.

Original: Zhang & Lesser (2013); Kim et al.
Revised: Zhang & Lesser (2013); Kim et al.

Original: (2019) study action coordination under limited communication channel and thus are related to our works.
Revised: (2019) study action coordination under limited communication channel and thus are related to our works.

Original: The difference lies in that they do not explicitly minimize communication.
Revised: The difference lies in that they do not explicitly minimize communication.

Original: Social inﬂuence (Jaques et al., 2019) and InfoBot (Goyal et al., 2019) penalize message that has no inﬂuence on policies of other agents.
Revised: Social inﬂuence (Jaques et al., 2019) and InfoBot (Goyal et al., 2019) penalize message that has no inﬂuence on policies of other agents.

Original: Work that is most related to this paper is TarMAC (Das et al., 2019), where attention mechanism is used to differentiate the importance of incoming messages.
Revised: Work that is most related to this paper is TarMAC (Das et al., 2019), where attention mechanism is used to differentiate the importance of incoming messages.

Original: In comparison, we use variation inference to decide the content of messages and whether a message should be sent under the guidance of global reward signals.
Revised: In comparison, we use variation inference to decide the content of messages and whether a message should be sent under the guidance of global reward signals.

Original: We compare our method with TarMAC and a baseline combining TarMAC and QMIX in our experiments.
Revised: We compare our method with TarMAC and a baseline combining TarMAC and QMIX in our experiments.

Original: Related works on the task of StarCraft II unit micromanagement are discussed in Appendix C.2.
Revised: Related works on the task of StarCraft II unit micromanagement are discussed in Appendix C.2.

Original: [Figure] [Figure]
Revised: [Figure] [Figure]

Original:  E XPERIMENTAL R ESULTS
Revised:  E XPERIMENTAL R ESULTS

Original: In this section, we show our experiments to answer the following questions: (i) Is the miscoordination problem of full value function factorization methods widespread?
Revised: In this section, we show our experiments to answer the following questions: (i) Is the miscoordination problem of full value function factorization methods widespread?

Original: (ii) Can our method learn the minimized communication protocol required by a task?
Revised: (ii) Can our method learn the minimized communication protocol required by a task?

Original: (iii) Can the learned message distributions reduce uncertainties in value functions of other agents?
Revised: (iii) Can the learned message distributions reduce uncertainties in value functions of other agents?

Original: (iv) How does our method differ from communication with attention mechanism?
Revised: (iv) How does our method differ from communication with attention mechanism?

Original: (v) How does β inﬂuence the communication protocol?
Revised: (v) How does β inﬂuence the communication protocol?

Original: We will ﬁrst show three simple examples to clarify our idea from different perspectives and then provide performance analysis on StarCraftII unit micromanagement benchmark.
Revised: We will ﬁrst show three simple examples to clarify our idea from different perspectives and then provide performance analysis on StarCraftII unit micromanagement benchmark.

Original: For evaluation, all experiments are carried out with 5 random seeds and results are shown with a 95% conﬁdence interval.
Revised: For evaluation, all experiments are carried out with 5 random seeds and results are shown with a 95% conﬁdence interval.

Original: Details of the NDQ network architecture are given in Appendix B.2.
Revised: Details of the NDQ network architecture are given in Appendix B.2.

Original: Videos of our experiments on
Revised: Videos of our experiments on

Original: StarCraft II are available online 2 .
Revised: StarCraft II are available online 2 .

Original: [Figure]
Revised: [Figure]

Original: [Figure]
Revised: [Figure]

Original: r o b a b ili t y
Revised: r o b a b ili t y

Original: [Figure]
Revised: [Figure]

Original: We compare NDQ with the following baselines: (i) QMIX (Rashid et al., 2018); (ii) TarMAC
Revised: We compare NDQ with the following baselines: (i) QMIX (Rashid et al., 2018); (ii) TarMAC

Original: (Das et al., 2019).
Revised: (Das et al., 2019).

Original: QMIX and TarMAC are state-of-the-art full value function factorization and attentional communication methods, respectively.
Revised: QMIX and TarMAC are state-of-the-art full value function factorization and attentional communication methods, respectively.

Original: (iii) QMIX+TarMAC.
Revised: (iii) QMIX+TarMAC.

Original: We introduce the attentional communication mechanism into the value function factorization paradigm by integrating the communication component of TarMAC into QMIX.
Revised: We introduce the attentional communication mechanism into the value function factorization paradigm by integrating the communication component of TarMAC into QMIX.

Original: 5. D IDACTIC E XAMPLES
Revised: 5. D IDACTIC E XAMPLES

Original: We ﬁrst demonstrate our idea on three didactic examples: sensor , hallway , and independent search .
Revised: We ﬁrst demonstrate our idea on three didactic examples: sensor , hallway , and independent search .

Original: Sensor network is a frequently used testbed in multi-agent learning ﬁeld (Kumar et al., 2011; Zhang & Lesser, 2011).
Revised: Sensor network is a frequently used testbed in multi-agent learning ﬁeld (Kumar et al., 2011; Zhang & Lesser, 2011).

Original: We use a 3-chain sensor conﬁguration in the task sensor (Fig. 2(a)).
Revised: We use a 3-chain sensor conﬁguration in the task sensor (Fig. 2(a)).

Original: Each sensor is controlled by one agent, and they are rewarded for successfully locating targets, which requires two sensors to scan the same area simultaneously when the target appears.
Revised: Each sensor is controlled by one agent, and they are rewarded for successfully locating targets, which requires two sensors to scan the same area simultaneously when the target appears.

Original: At each timestep, targetappears in area 1 with possibility 1, and locating it induces a team reward of 20; target 2 appears with probability 0.5 in area 2, and agents are rewarded 30 for locating it.
Revised: At each timestep, targetappears in area 1 with possibility 1, and locating it induces a team reward of 20; target 2 appears with probability 0.5 in area 2, and agents are rewarded 30 for locating it.

Original: Agents can observe whether a target is present in nearby areas and need to choose one of the ﬁve actions: scanning north , east , south , west , and noop .
Revised: Agents can observe whether a target is present in nearby areas and need to choose one of the ﬁve actions: scanning north , east , south , west , and noop .

Original: Every scan induces a cost of -5.
Revised: Every scan induces a cost of -5.

Original: In the optimal policy, when target 2 appears, sensor 1 should turn itself off while sensors 2 andare expected to scan area 2 to get the reward.
Revised: In the optimal policy, when target 2 appears, sensor 1 should turn itself off while sensors 2 andare expected to scan area 2 to get the reward.

Original: And when target 2 is absent, sensors 1 and 2 need to cooperatively scan area 1 while sensor 3 takes noop .
Revised: And when target 2 is absent, sensors 1 and 2 need to cooperatively scan area 1 while sensor 3 takes noop .

Original: Sensor is representative of a class of tasks where the uncertainties about the true states cause policies learned by full value function factorization method to be sub-optimal – sensor 1 has to know whether the target is present in area 2 to make a decision.
Revised: Sensor is representative of a class of tasks where the uncertainties about the true states cause policies learned by full value function factorization method to be sub-optimal – sensor 1 has to know whether the target is present in area 2 to make a decision.

Original: However, the mixing network of QMIX cannot provide such information.
Revised: However, the mixing network of QMIX cannot provide such information.

Original: As a result, QMIX converges to a sub-optimal policy, which gets a team reward of 12.5 a step on average (see Fig. 2(b)).
Revised: As a result, QMIX converges to a sub-optimal policy, which gets a team reward of 12.5 a step on average (see Fig. 2(b)).

Original: [Figure]
Revised: [Figure]

Original: We are particularly interested in whether our method can learn the minimized communication strategy.
Revised: We are particularly interested in whether our method can learn the minimized communication strategy.

Original: Fig.
Revised: Fig.

Original: 3 shows the latent message space learned by NDQ.
Revised: 3 shows the latent message space learned by NDQ.

Original: When β = 10 − 3 , agent 3 learns to send a bit to tell agent 1 whether target 2 appears.
Revised: When β = 10 − 3 , agent 3 learns to send a bit to tell agent 1 whether target 2 appears.

Original: In the meantime, the latent message distribution between any other pair of agents is close to the standard Gaussian distribution and thus is dropped.
Revised: In the meantime, the latent message distribution between any other pair of agents is close to the standard Gaussian distribution and thus is dropped.

Original: This result indicates that NDQ has discovered the minimized conditional graph and can explain why our method can still perform optimally when 80% of the messages are cut off (Fig. 2(c)).
Revised: This result indicates that NDQ has discovered the minimized conditional graph and can explain why our method can still perform optimally when 80% of the messages are cut off (Fig. 2(c)).

Original: When β becomes too large (1.0), all the message bits are pushed below the cutting threshold (Fig. 3(a) and 3(d)).
Revised: When β becomes too large (1.0), all the message bits are pushed below the cutting threshold (Fig. 3(a) and 3(d)).

Original: When β is too small ( 10 − 5 ), NDQ pays more attention on reducing uncertainties in
Revised: When β is too small ( 10 − 5 ), NDQ pays more attention on reducing uncertainties in

Original: Q-functions rather than compressing messages.
Revised: Q-functions rather than compressing messages.

Original: Correspondingly, both agent 3 and agent 2 send a message to agent 1 (Fig. 3(c) and 3(f)), which is a redundant communication strategy.
Revised: Correspondingly, both agent 3 and agent 2 send a message to agent 1 (Fig. 3(c) and 3(f)), which is a redundant communication strategy.

Original: The second example, hallway (Fig. 4(a)), is a Dec-POMDP with two agents randomly starting at states a 1 to a m and b 1 to b n , respectively.
Revised: The second example, hallway (Fig. 4(a)), is a Dec-POMDP with two agents randomly starting at states a 1 to a m and b 1 to b n , respectively.

Original: Agents can observe their position and choose to move left, move right, or keep still at each timestep.
Revised: Agents can observe their position and choose to move left, move right, or keep still at each timestep.

Original: Agents will win and get a reward of 10 if they arrive at state g simultaneously.
Revised: Agents will win and get a reward of 10 if they arrive at state g simultaneously.

Original: Otherwise, if any agent arrives at g earlier than the other, the team will not be rewarded, and the next episode will begin.
Revised: Otherwise, if any agent arrives at g earlier than the other, the team will not be rewarded, and the next episode will begin.

Original: The horizon is set to max( m, n ) + 10 to avoid an inﬁnite loop.
Revised: The horizon is set to max( m, n ) + 10 to avoid an inﬁnite loop.

Original: Hallway aims to show that the miscoordination problem of full factorization methods can be severe in multi-step scenarios.
Revised: Hallway aims to show that the miscoordination problem of full factorization methods can be severe in multi-step scenarios.

Original: We set m and n to 4 and show comparison of performance in Fig. 4(b).
Revised: We set m and n to 4 and show comparison of performance in Fig. 4(b).

Original: The miscoordination problem causes QMIX to lose about half of the games.
Revised: The miscoordination problem causes QMIX to lose about half of the games.

Original: We are again particularly interested in the message embedding representations learned by NDQ.
Revised: We are again particularly interested in the message embedding representations learned by NDQ.

Original: We show an episode in Fig.
Revised: We show an episode in Fig.

Original: Two agents begin at a 4 and b 3 , respectively.
Revised: Two agents begin at a 4 and b 3 , respectively.

Original: They ﬁrst move left silently ( t = 1 and t = 2 ) until agent B arrives at b 1 .
Revised: They ﬁrst move left silently ( t = 1 and t = 2 ) until agent B arrives at b 1 .

Original: On arriving b 1 , it sends a bit whose value is 5.24 to A. After sending this bit, B stays at b 1 and sends this message repeatedly until it receives a bit from A indicating that
Revised: On arriving b 1 , it sends a bit whose value is 5.24 to A. After sending this bit, B stays at b 1 and sends this message repeatedly until it receives a bit from A indicating that

Original: A has arrived at a 1 .
Revised: A has arrived at a 1 .

Original: They then move left together and win.
Revised: They then move left together and win.

Original: This is the minimized communication strategy.
Revised: This is the minimized communication strategy.

Original: Taking advantage of this strategy, NDQ can still win in 100% of episodes when 80% of the communicating bits are dropped (Fig. 4(c)).
Revised: Taking advantage of this strategy, NDQ can still win in 100% of episodes when 80% of the communicating bits are dropped (Fig. 4(c)).

Original: The third task, independent search , aims to demonstrate that NDQ can learn not to communicate in scenarios where agents are independent.
Revised: The third task, independent search , aims to demonstrate that NDQ can learn not to communicate in scenarios where agents are independent.

Original: Task description and results analysis are deferred to
Revised: Task description and results analysis are deferred to

Original: Appendix C.1.
Revised: Appendix C.1.

Original: 5. M AXIMUM V ALUE F UNCTION F ACTORIZATION IN S TAR C RAFT II
Revised: 5. M AXIMUM V ALUE F UNCTION F ACTORIZATION IN S TAR C RAFT II

Original: To demonstrate that the miscoordination problem of full decomposition methods is widespread in multi-agent learning, we apply our method and baselines to the StarCraft II micromanagement benchmark introduced by Samvelyan et al.
Revised: To demonstrate that the miscoordination problem of full decomposition methods is widespread in multi-agent learning, we apply our method and baselines to the StarCraft II micromanagement benchmark introduced by Samvelyan et al.

Original: (2019), which is described in detail in Appendix C.2.
Revised: (2019), which is described in detail in Appendix C.2.

Original: We further increase the difﬁculty of action coordination by i) reducing the sight range of agents from 9 to 2; ii) introducing challenging maps with complex terrain or highly random spawning po-
Revised: We further increase the difﬁculty of action coordination by i) reducing the sight range of agents from 9 to 2; ii) introducing challenging maps with complex terrain or highly random spawning po-

Original: [Figure] [Figure]
Revised: [Figure] [Figure]

Original: sitions for units.
Revised: sitions for units.

Original: We test our method on the six maps shown in Fig.
Revised: We test our method on the six maps shown in Fig.

Original: Detailed descriptions of these scenarios are provided in Appendix C.2.
Revised: Detailed descriptions of these scenarios are provided in Appendix C.2.

Original: We use the same hyper-parameter setting for NDQ on all maps: β is set to 10 − 5 , λ is set to 0 .
Revised: We use the same hyper-parameter setting for NDQ on all maps: β is set to 10 − 5 , λ is set to 0 .

Original: [Figure]
Revised: [Figure]

Original: and the length of message m ij is set to 3.
Revised: and the length of message m ij is set to 3.

Original: For evaluation, we pause training every 100 k environment steps and run 48 testing episodes.
Revised: For evaluation, we pause training every 100 k environment steps and run 48 testing episodes.

Original: Other hyper-parameters for NDQ are described in Appendix B.2.
Revised: Other hyper-parameters for NDQ are described in Appendix B.2.

Original: 5.2. P ERFORMANCE C OMPARISON
Revised: 5.2. P ERFORMANCE C OMPARISON

Original: We show the performance of our method and baselines when no message is cut in Fig.
Revised: We show the performance of our method and baselines when no message is cut in Fig.

Original: The superior performance of NDQ against QMIX demonstrates that the miscoordination problem of full factorization methods is widespread, especially in scenarios with high stochasticity, such as 1o2r vs 4r , 3b vs 1h1m , and 1o10b vs 1r .
Revised: The superior performance of NDQ against QMIX demonstrates that the miscoordination problem of full factorization methods is widespread, especially in scenarios with high stochasticity, such as 1o2r vs 4r , 3b vs 1h1m , and 1o10b vs 1r .

Original: Notably, our method also outperforms the attentional
Revised: Notably, our method also outperforms the attentional

Original: [Figure]
Revised: [Figure]

Original: communication mechanism (QMIX+TarMAC) by a large margin.
Revised: communication mechanism (QMIX+TarMAC) by a large margin.

Original: Since agents communicate in both of these two methods and the same TD error is used, these results highlight the role of the constraints that we impose on our message embedding.
Revised: Since agents communicate in both of these two methods and the same TD error is used, these results highlight the role of the constraints that we impose on our message embedding.

Original: TarMAC struggles in all the scenarios.
Revised: TarMAC struggles in all the scenarios.

Original: We believe that this is because it does not deal with the issue of reward assignment.
Revised: We believe that this is because it does not deal with the issue of reward assignment.

Original: 5.2. M ESSAGE C UT O FF
Revised: 5.2. M ESSAGE C UT O FF

Original: To demonstrate that our method can learn nearly decomposable Q-functions in complex tasks, we cut off 80% of messages according to the means of distributions when testing and show the results in
Revised: To demonstrate that our method can learn nearly decomposable Q-functions in complex tasks, we cut off 80% of messages according to the means of distributions when testing and show the results in

Original: Fig. 8.
Revised: Fig. 8.

Original: The results indicate that we can omit more than 80% of communication without signiﬁcantly affecting performance.
Revised: The results indicate that we can omit more than 80% of communication without signiﬁcantly affecting performance.

Original: For comparison, we cut off messages in QMIX+TarMAC whose weights are 80% smallest and ﬁnd that its performance drops signiﬁcantly (Fig.
Revised: For comparison, we cut off messages in QMIX+TarMAC whose weights are 80% smallest and ﬁnd that its performance drops signiﬁcantly (Fig.

Original: These results indicate that our method is more robust in terms of message cutting off compared to the attentional communication methods.
Revised: These results indicate that our method is more robust in terms of message cutting off compared to the attentional communication methods.

Original: We further drop all the messages and show the developments of testing performance in Fig.
Revised: We further drop all the messages and show the developments of testing performance in Fig.

Original: As expected, the win rates of NDQ decrease dramatically, proving that the superiority of our method when 80% of messages are dropped comes from expressive and succinct communication protocols.
Revised: As expected, the win rates of NDQ decrease dramatically, proving that the superiority of our method when 80% of messages are dropped comes from expressive and succinct communication protocols.

Original:  C LOSING R EMARKS
Revised:  C LOSING R EMARKS

Original: In this paper, we presented a novel multi-agent learning framework within the paradigm of centralized training with decentralized execution.
Revised: In this paper, we presented a novel multi-agent learning framework within the paradigm of centralized training with decentralized execution.

Original: This framework fuses value function factorization learning and communication learning and efﬁciently learns nearly decomposable value functions for agents to act most of the time independently and communicate when it is necessary for coordination.
Revised: This framework fuses value function factorization learning and communication learning and efﬁciently learns nearly decomposable value functions for agents to act most of the time independently and communicate when it is necessary for coordination.

Original: We introduce two information-theoretical regularizers to minimize overall communication while maximizing the message information for coordination.
Revised: We introduce two information-theoretical regularizers to minimize overall communication while maximizing the message information for coordination.

Original: Empirical results in challenging StarCraft II tasks show that our method signiﬁcantly outperforms baseline methods and allows us to reduce communication by more than 80% without sacriﬁcing the performance.
Revised: Empirical results in challenging StarCraft II tasks show that our method signiﬁcantly outperforms baseline methods and allows us to reduce communication by more than 80% without sacriﬁcing the performance.

Original: We also observe that nearly minimal messages (e.g., with one or two bits) are learned to communicate between agents in order to ensure effective coordination.
Revised: We also observe that nearly minimal messages (e.g., with one or two bits) are learned to communicate between agents in order to ensure effective coordination.

Original: A PPENDIX A V ARIATIONAL B OUND ON M UTUAL I NFORMATION
Revised: A PPENDIX A V ARIATIONAL B OUND ON M UTUAL I NFORMATION

Original: In order to let messages effectively reduce the uncertainty in action-value functions of other agents, we propose to maximize mutual information between A j and M ij .
Revised: In order to let messages effectively reduce the uncertainty in action-value functions of other agents, we propose to maximize mutual information between A j and M ij .

Original: We borrow ideas from variational inference literature and derive a lower bound on this mutual information regularizer.
Revised: We borrow ideas from variational inference literature and derive a lower bound on this mutual information regularizer.

Original: Theorem 1.
Revised: Theorem 1.

Original: A lower bound of mutual information I θ c
Revised: A lower bound of mutual information I θ c

Original: ( A j ; M ij | T j , M ( - i ) j ) is
Revised: ( A j ; M ij | T j , M ( - i ) j ) is

Original: [Equation]
Revised: [Equation]

Original: where T j is local action-observation history of agent j and T = (cid:104) T 1 , T 2 , . .
Revised: where T j is local action-observation history of agent j and T = (cid:104) T 1 , T 2 , . .

Original: , T n (cid:105) is the joint local history sampled from the replay buffer D , q ξ ( A j | T j , M inj ) is the variational posterior estimator with parameters ξ .
Revised: , T n (cid:105) is the joint local history sampled from the replay buffer D , q ξ ( A j | T j , M inj ) is the variational posterior estimator with parameters ξ .

Original: Proof.
Revised: Proof.

Original: [Equation]
Revised: [Equation]

Original: where p ( a j | τ j , m inj ) is determined by our encoder f m ( τ i , j ; θ c ) and Markov Chain:
Revised: where p ( a j | τ j , m inj ) is determined by our encoder f m ( τ i , j ; θ c ) and Markov Chain:

Original: [Equation]
Revised: [Equation]

Original: [Equation]
Revised: [Equation]

Original: We introduce q ξ ( a j | τ j , m inj ) as a variational approximation to p ( a j | τ j , m inj ) .
Revised: We introduce q ξ ( a j | τ j , m inj ) as a variational approximation to p ( a j | τ j , m inj ) .

Original: Since
Revised: Since

Original: [Equation] [Equation]
Revised: [Equation] [Equation]

Original: [Equation]
Revised: [Equation]

Original: we have
Revised: we have

Original: [Equation]
Revised: [Equation]

Original: Thus
Revised: Thus

Original: [Equation]
Revised: [Equation]

Original: for the mutual information term:
Revised: for the mutual information term:

Original: [Equation]
Revised: [Equation]

Original: [Equation] [Equation]
Revised: [Equation] [Equation]

Original: [Table]
Revised: [Table]

Original: [Equation]
Revised: [Equation]

Original: QMIX
Revised: QMIX

Original: No
Revised: No

Original: [Table]
Revised: [Table]

Original: % messages are cut
Revised: % messages are cut

Original: [Table] [Table]
Revised: [Table] [Table]

Original: [Equation]
Revised: [Equation]

Original: (cid:0)
Revised: (cid:0)

Original: According to (cid:2) a j ⊥ m inj |
Revised: According to (cid:2) a j ⊥ m inj |

Original: [Equation]
Revised: [Equation]

Original: (cid:3)(cid:1)
Revised: (cid:3)(cid:1)

Original: [Equation] [Equation]
Revised: [Equation] [Equation]

Original: Because H θ c ( A j | T j , M ( - i ) j ) ≥ 0 , we get the lower bound in Theorem 1.
Revised: Because H θ c ( A j | T j , M ( - i ) j ) ≥ 0 , we get the lower bound in Theorem 1.

Original: B I MPLEMENTATION D ETAILS B. D ETAILS OF M ESSAGE D ROPPING
Revised: B I MPLEMENTATION D ETAILS B. D ETAILS OF M ESSAGE D ROPPING

Original: In our methods, not only the number of messages, but also the length of messages are minimized.
Revised: In our methods, not only the number of messages, but also the length of messages are minimized.

Original: In other words, we send messages with varying lengths.
Revised: In other words, we send messages with varying lengths.

Original: However, messages at the recipient side are feed into a action-value function approximator, which requires inputs to have the same length.
Revised: However, messages at the recipient side are feed into a action-value function approximator, which requires inputs to have the same length.

Original: To solve this problem, we send a mask indicating which bits are dropped along with the messages.
Revised: To solve this problem, we send a mask indicating which bits are dropped along with the messages.

Original: To save channel bandwidth, masks are regarded as a binary number, so each of them only consumes a negligible log -scale space compared to the length of message.
Revised: To save channel bandwidth, masks are regarded as a binary number, so each of them only consumes a negligible log -scale space compared to the length of message.

Original: B. N ETWORK A RCHITECTURE , H YPERPARAMETERS , AND I NFRASTRUCTURE
Revised: B. N ETWORK A RCHITECTURE , H YPERPARAMETERS , AND I NFRASTRUCTURE

Original: We base our implementation on the PyMARL framework (Samvelyan et al., 2019) and use its default network structure and hyper-parameter setting for QMIX.
Revised: We base our implementation on the PyMARL framework (Samvelyan et al., 2019) and use its default network structure and hyper-parameter setting for QMIX.

Original: For the message encoder, we use a fully connected network with one 64-dimensional hidden layer and ReLU activation.
Revised: For the message encoder, we use a fully connected network with one 64-dimensional hidden layer and ReLU activation.

Original: For the posterior estimator q ξ , we adopt a fully connected network with two 20-dimensional hidden layers with ReLU activation.
Revised: For the posterior estimator q ξ , we adopt a fully connected network with two 20-dimensional hidden layers with ReLU activation.

Original: We train our models on NVIDIA RTX 2080Ti GPUs using experience sampled fromparallel environments.
Revised: We train our models on NVIDIA RTX 2080Ti GPUs using experience sampled fromparallel environments.

Original: To benchmark NDQ, we train all algorithms for 20 million time steps on each
Revised: To benchmark NDQ, we train all algorithms for 20 million time steps on each

Original: StarCraft II unit micromanagement task and use the default hyper-parameter settings for baselines.
Revised: StarCraft II unit micromanagement task and use the default hyper-parameter settings for baselines.

Original: C E XPERIMENTAL R ESULTS C. D IDACTIC EXAMPLE : INDEPENDENT SEARCH
Revised: C E XPERIMENTAL R ESULTS C. D IDACTIC EXAMPLE : INDEPENDENT SEARCH

Original: In independent search , two agents are ﬁnding landmarks in two independent 5 × 5 rooms fortime steps (see Fig. 10).
Revised: In independent search , two agents are ﬁnding landmarks in two independent 5 × 5 rooms fortime steps (see Fig. 10).

Original: Agent is rewarded 1 every time step they step on the landmark in its room.
Revised: Agent is rewarded 1 every time step they step on the landmark in its room.

Original: Independent search is an example where agents are totally independent.
Revised: Independent search is an example where agents are totally independent.

Original: This task aims to demonstrate that our method can learn not to communicate in independent scenarios.
Revised: This task aims to demonstrate that our method can learn not to communicate in independent scenarios.

Original: We show the demonstrative plot in Fig.
Revised: We show the demonstrative plot in Fig.

Original: 10 and team performance comparison in Table 1.
Revised: 10 and team performance comparison in Table 1.

Original: [Figure]
Revised: [Figure]

Original: C. S TAR C RAFT II
Revised: C. S TAR C RAFT II

Original: StarCraft unit micromanagement has attracted lots of research interests for its high degree of control complexity and environmental stochasticity.
Revised: StarCraft unit micromanagement has attracted lots of research interests for its high degree of control complexity and environmental stochasticity.

Original: Usunier et al.
Revised: Usunier et al.

Original: (2017) and Peng et al.
Revised: (2017) and Peng et al.

Original: (2017) study this problem from a centralized perspective.
Revised: (2017) study this problem from a centralized perspective.

Original: In order to facilitate decentralized control, we use the setup introduced by Samvelyan et al.
Revised: In order to facilitate decentralized control, we use the setup introduced by Samvelyan et al.

Original: We ﬁrst describe the scenarios that we consider in details.
Revised: We ﬁrst describe the scenarios that we consider in details.

Original: We consider combat scenarios where the enemy units are controlled by StarCraft II built-in AI (difﬁculty level is set to medium ) and each of the ally unit is controlled by a learning agent.
Revised: We consider combat scenarios where the enemy units are controlled by StarCraft II built-in AI (difﬁculty level is set to medium ) and each of the ally unit is controlled by a learning agent.

Original: Units of two groups can be asymmetric and the initial placement is random.
Revised: Units of two groups can be asymmetric and the initial placement is random.

Original: At each timestep, each agent takes one action from the discrete action space consists of the following action: noop , move [ direction ] , attack [ enemy id ] , and stop .
Revised: At each timestep, each agent takes one action from the discrete action space consists of the following action: noop , move [ direction ] , attack [ enemy id ] , and stop .

Original: Under the control of these actions, agents move and attack in a continuous map.
Revised: Under the control of these actions, agents move and attack in a continuous map.

Original: A global reward that is equal to the total damage dealt on the enemy units is given at each timestep.
Revised: A global reward that is equal to the total damage dealt on the enemy units is given at each timestep.

Original: Killing each enemy unit and winning a combat induces an extra bonus of 10 and 200 respectively.
Revised: Killing each enemy unit and winning a combat induces an extra bonus of 10 and 200 respectively.

Original: 3b vs 1h1m : 3 Banelings try to kill a Hydralisk assisted by a Medivac.
Revised: 3b vs 1h1m : 3 Banelings try to kill a Hydralisk assisted by a Medivac.

Original: 3 Banelings together can just blow up the hydralisk.
Revised: 3 Banelings together can just blow up the hydralisk.

Original: Therefore, they should not give the hydralisk rest time during which the Medivec can restore its health.
Revised: Therefore, they should not give the hydralisk rest time during which the Medivec can restore its health.

Original: Banelings have to align their attacking time to get the winning reward.
Revised: Banelings have to align their attacking time to get the winning reward.

Original: This scenario is designed to test whether our method can learn communication protocol to coordinate actions.
Revised: This scenario is designed to test whether our method can learn communication protocol to coordinate actions.

Original: 3s vs 5z : 3 Stalkers encounter 5 Zealots on a map.
Revised: 3s vs 5z : 3 Stalkers encounter 5 Zealots on a map.

Original: Zealots can cause high damage but are much slower so that Stalkers have to take advantage of this to beat Zealots using a technique called kiting –
Revised: Zealots can cause high damage but are much slower so that Stalkers have to take advantage of this to beat Zealots using a technique called kiting –

Original: Stalkers should alternatively attack the Zealots and ﬂee for a distance.
Revised: Stalkers should alternatively attack the Zealots and ﬂee for a distance.

Original: Kiting requires the knowledge of exact positions of enemies.
Revised: Kiting requires the knowledge of exact positions of enemies.

Original: Since we narrow down the sight range of units, 3 Stalkers has to coordinate and learn
Revised: Since we narrow down the sight range of units, 3 Stalkers has to coordinate and learn

Original: to
Revised: to

Original: communicate necessary
Revised: communicate necessary

Original: messages to win.
Revised: messages to win.

Original: 1o2r vs 4r :
Revised: 1o2r vs 4r :

Original: An Overseer has found 4 Reapers.
Revised: An Overseer has found 4 Reapers.

Original: Its ally units, 2 Roaches, need to get to there and attack the Reapers.
Revised: Its ally units, 2 Roaches, need to get to there and attack the Reapers.

Original: At the beginning of an episode, the Overseer and
Revised: At the beginning of an episode, the Overseer and

Original: Reapers
Revised: Reapers

Original: spawn at a random point on the map while the Roaches are initialized at another random point.
Revised: spawn at a random point on the map while the Roaches are initialized at another random point.

Original: Given
Revised: Given

Original: that
Revised: that

Original: only the
Revised: only the

Original: Overseer knows
Revised: Overseer knows

Original: the
Revised: the

Original: position
Revised: position

Original: of
Revised: of

Original: enemy
Revised: enemy

Original: a learning
Revised: a learning

Original: algorithm has
Revised: algorithm has

Original: to learn
Revised: to learn

Original: to communicate this message
Revised: to communicate this message

Original: to effectively win the combat.
Revised: to effectively win the combat.

Original: 5z vs 1ul : 5 Zealots try to kill a powerful Ultralisk.
Revised: 5z vs 1ul : 5 Zealots try to kill a powerful Ultralisk.

Original: A sophisticated micro-trick demanding right positioning and attack timing has to be learnt to win.
Revised: A sophisticated micro-trick demanding right positioning and attack timing has to be learnt to win.

Original: MMM :
Revised: MMM :

Original: Symmetric teams consist of 7 Marines, 2 Marauders and 1 Medivac spawn at two ﬁxed points and the enemy team are tasked to attack the ally team.
Revised: Symmetric teams consist of 7 Marines, 2 Marauders and 1 Medivac spawn at two ﬁxed points and the enemy team are tasked to attack the ally team.

Original: To win the battle, agents have to learn to
Revised: To win the battle, agents have to learn to

Original: communicate
Revised: communicate

Original: their health to teammates.
Revised: their health to teammates.

Original: This task can demonstrate the scalability of our method.
Revised: This task can demonstrate the scalability of our method.

Original: 1o10b vs 1r :
Revised: 1o10b vs 1r :

Original: In a map full of cliffs, an Overseer detects a Roach, and its teammates, 10 banelings need to kill this Roach to get winning reward.
Revised: In a map full of cliffs, an Overseer detects a Roach, and its teammates, 10 banelings need to kill this Roach to get winning reward.

Original: The overseer and the Roach spawn at a random point while the Banelings spawn randomly all round the map.
Revised: The overseer and the Roach spawn at a random point while the Banelings spawn randomly all round the map.

Original: In the minimized communication strategy, Banelings can keep silence and the Overseer needs to encode its position and send it to Banelings.
Revised: In the minimized communication strategy, Banelings can keep silence and the Overseer needs to encode its position and send it to Banelings.

Original: We use this task
Revised: We use this task

Original: to test the performance of our method in complex scenarios.
Revised: to test the performance of our method in complex scenarios.