Document ID: /roh_data/filtered/swiss_laws_in_ROHinterleaved.jsonl.gz/38187

This text was translated from EN into Rumantsch Grischun.

In particular, the securities firm may:a. hold accounts for settling securities trade within the context of its activity under Article 41 for clients, either itself or with third parties; b. act as custodian of clients' securities, either itself or in its own name with third parties; c. underwrite securities issued by third parties as a firm commitment or on commission and offer these to the public on the primary market on a commercial basis; d. create derivatives itself on a commercial basis, which it offers to the public on the primary market on its own behalf or that of another party.  It may accept deposits from the public on a commercial basis within the context of its activity under paragraph 1 letter a.  The Federal Council may regulate the use of deposits from the public.

La chasa da vaglias po en spezial:a. manar – en il rom da sia activitad tenor l’artitgel 41 – persunalmain u tar terzs contos per ils clients per realisar il commerzi cun valurs mobigliaras;b. tegnair en salv persunalmain u sin agen num tar terzs valurs mobigliaras dals clients;c. surpigliar a titel professiunal en moda definitiva u en cumissiun e porscher publicamain sin il martgà primar valurs mobigliaras ch’èn vegnidas emessas da terzs;d. crear sezza a titel professiunal derivats ch’ella porscha sin agen quint u sin quint da terzs publicamain sin il martgà primar. En la dimensiun da sia activitad tenor l’alinea 1 litera a po ella – a titel professiunal – prender en consegna deposits dal public. Il Cussegl federal po decretar prescripziuns davart l’utilisaziun da deposits dal public.