PATENT DOCUMENT

Publication Number: US-11506762-B1
Application Number: US-202016891390-A
Country: US
Kind Code: B1

Title: Optical module comprising an optical waveguide with reference light path

Abstract:
An optical device includes a substrate including an optical waveguide running through the substrate. An optical transmitter mounted on the substrate in a first location includes at least one optical emitter, which emits a primary beam of optical radiation toward a target and emits a secondary beam of the optical radiation into the optical waveguide. An optical receiver mounted on the substrate in a second location includes at least one optical sensor, which receives the optical radiation that is reflected from the target and outputs a primary signal in response thereto, and receives the secondary beam of the optical radiation from the waveguide and outputs a reference signal in response to the secondary beam. A processor receives and processes the primary signal and the reference signal in order to extract information with respect to the target.

Claims:
The invention claimed is: 
     
       1. An optical device, comprising:
 a substrate having upper and lower surfaces and comprising an optical waveguide running through the substrate along a path parallel to the upper surface; 
 an optical transmitter, which is mounted on the upper surface of the substrate in a first location and comprises at least one optical emitter, which is configured to emit a primary beam of optical radiation toward a target and is coupled to emit a secondary beam of the optical radiation into the optical waveguide; 
 an optical receiver, which is mounted on the upper surface of the substrate in a second location and comprises at least one optical sensor, which is configured to receive the optical radiation that is reflected from the target and to output a primary signal in response to the reflected optical radiation, and which is coupled to receive the secondary beam of the optical radiation from the waveguide and to output a reference signal in response to the secondary beam; and 
 a processor, which is configured to receive and process the primary signal and the reference signal in order to extract information with respect to the target. 
 
     
     
       2. The device according to  claim 1 , wherein the substrate comprises a semiconductor wafer. 
     
     
       3. The device according to  claim 2 , wherein the optical waveguide is disposed on the semiconductor wafer and comprises a material selected from the group of materials consisting of silicon and silicon nitride. 
     
     
       4. The device according to  claim 1 , wherein the substrate comprises a printed circuit board in which the optical waveguide is embedded. 
     
     
       5. The device according to  claim 1 , wherein the at least one optical emitter comprises an array of emitters, including a reference emitter, which is configured to emit the secondary beam into the optical waveguide. 
     
     
       6. The device according to  claim 5 , wherein the emitters in the array, including the reference emitter, are configured to emit pulsed beams of the optical radiation in mutual synchronization. 
     
     
       7. The device according to  claim 5 , wherein the optical transmitter comprises a semiconductor die, on which the emitters are disposed, and the reference emitter is configured to emit the secondary beam through the semiconductor die into the optical waveguide. 
     
     
       8. The device according to  claim 5 , wherein the emitters comprises vertical-cavity surface-emitting lasers (VCSELs). 
     
     
       9. The device according to  claim 1 , wherein the at least one optical sensor comprises an array of sensors, including a reference sensor, which is coupled to receive the secondary beam of the optical radiation from the waveguide. 
     
     
       10. The device according to  claim 9 , wherein the sensors comprise avalanche diodes. 
     
     
       11. The device according to  claim 10 , wherein the avalanche diodes comprise single-photon avalanche diodes (SPADs). 
     
     
       12. The device according to  claim 10 , wherein the processor is configured to apply the reference signal in calibrating a breakdown voltage of the avalanche diodes. 
     
     
       13. The device according to  claim 1 , wherein the at least one emitter is configured to emit pulses of the optical radiation toward the target, and the primary signal is indicative of times of arrival of the pulses reflected from the target, and wherein the processor is configured to apply the reference signal in processing the primary signal so as to find times of flight of the pulses to and from the target. 
     
     
       14. The device according to  claim 1 , and comprising a housing, which contains the optical transmitter and the optical receiver and comprises a partition configured to prevent leakage of the optical radiation from the optical transmitter to the optical receiver within the housing. 
     
     
       15. A method for producing an optical device, the method comprising:
 providing a substrate having upper and lower surfaces and comprising an optical waveguide running through the substrate along a path parallel to the upper surface; 
 mounting on the upper surface of the substrate in a first location an optical transmitter comprising at least one optical emitter, which is configured to emit a primary beam of optical radiation toward a target; 
 coupling the optical transmitter to emit a secondary beam of the optical radiation into the optical waveguide; 
 mounting on the upper surface of the substrate in a second location an optical receiver comprising at least one optical sensor, which is configured to receive the optical radiation that is reflected from the target and to output a primary signal in response to the reflected optical radiation; 
 coupling the optical sensor to receive the secondary beam of the optical radiation from the waveguide and to output a reference signal in response to the secondary beam; and 
 processing the primary signal and the reference signal in order to extract information with respect to the target. 
 
     
     
       16. The method according to  claim 15 , wherein the at least one optical emitter comprises an array of emitters, including a reference emitter, which is configured to emit the secondary beam into the optical waveguide. 
     
     
       17. The method according to  claim 16 , wherein the emitters in the array, including the reference emitter, are configured to emit pulsed beams of the optical radiation in mutual synchronization. 
     
     
       18. The method according to  claim 15 , wherein the at least one optical sensor comprises an array of sensors, including a reference sensor, which is coupled to receive the secondary beam of the optical radiation from the waveguide. 
     
     
       19. The method according to  claim 18 , wherein the sensors comprise avalanche diodes, and the method comprises applying the reference signal in calibrating a breakdown voltage of the avalanche diodes. 
     
     
       20. The method according to  claim 15 , wherein the at least one emitter is configured to emit pulses of the optical radiation toward the target, and the primary signal is indicative of times of arrival of the pulses reflected from the target, and wherein processing the primary signal and the reference signal comprises applying the reference signal in processing the primary signal so as to find times of flight of the pulses to and from the target.

Description:
CROSS-REFERENCE TO RELATED APPLICATION 
     This application claims the benefit of U.S. Provisional Patent Application 62/904,704, filed Sep. 24, 2019, which is incorporated herein by reference. 
    
    
     FIELD OF THE INVENTION 
     The present invention relates generally to devices and methods for optical sensing, and particularly to optical transmitter/receiver modules. 
     BACKGROUND 
     Some types of optical sensing systems include an optical transmitter, which transmits a beam of optical radiation toward a target, and an optical receiver, which collects and senses the optical radiation that is reflected from the target. (The term “optical radiation,” in the context of the present description and in the claims, refers to electromagnetic radiation in any of the visible, infrared, and ultraviolet spectral ranges, and may be used interchangeably with the term “light.”) For example, in some depth sensing systems, the transmitter emits pulses of radiation toward a target, and the optical receiver senses the times of flight (ToF) of the pulses, and thus measures the distance to the target. 
     For many sensing applications, including ToF-based depth sensing, it can be advantageous to package the transmitter and receiver together on the same substrate in a compact package. An integrated optoelectronic module of this sort is described, for example, in U.S. Pat. No. 9,157,790. 
     ToF-based depth sensing devices are often subject to stray reflections, which reflect or otherwise scatter from optical surfaces within the device back toward the receiver. In general, such stray reflections are regarded as noise, and designers of the devices do their best to eliminate them. On the other hand, U.S. Pat. No. 9,335,220, whose disclosure is incorporated herein by reference, describes a ToF-based scanner in which the stray reflections are used intentionally in calibrating the ToF measurements. In the disclosed scanner, a transmitter emits a beam comprising optical pulses toward a scene, and a receiver receives reflections of the optical pulses and outputs electrical pulses in response thereto. Processing circuitry is coupled to the receiver so as to receive, in response to each of at least some of the optical pulses emitted by the transmitter, a first electrical pulse output by the receiver at a first time due to stray reflection within the apparatus and a second electrical pulse output by the receiver at a second time due to the beam reflected from the scene. The processing circuitry generates a measure of the time of flight of the optical pulses to and from points in the scene by taking a difference between the respective first and second times of output of the first and second electrical pulses. 
     SUMMARY 
     Embodiments of the present invention that are described hereinbelow provide improved devices for optical transmission and reception, particularly (though not exclusively) for use in ToF-based depth sensing. 
     There is therefore provided, in accordance with an embodiment of the invention, an optical device, including a substrate having upper and lower surfaces and including an optical waveguide running through the substrate along a path parallel to the upper surface. An optical transmitter is mounted on the upper surface of the substrate in a first location and includes at least one optical emitter, which is configured to emit a primary beam of optical radiation toward a target and is coupled to emit a secondary beam of the optical radiation into the optical waveguide. An optical receiver is mounted on the upper surface of the substrate in a second location and includes at least one optical sensor, which is configured to receive the optical radiation that is reflected from the target and to output a primary signal in response to the reflected optical radiation, and which is coupled to receive the secondary beam of the optical radiation from the waveguide and to output a reference signal in response to the secondary beam. A processor is configured to receive and process the primary signal and the reference signal in order to extract information with respect to the target. 
     In some embodiments, the substrate includes a semiconductor wafer. In one such embodiment, the optical waveguide is disposed on the semiconductor wafer and includes a material selected from the group of materials consisting of silicon and silicon nitride. Alternatively, the substrate includes a printed circuit board in which the optical waveguide is embedded. 
     In some embodiments, the at least one optical emitter includes an array of emitters, including a reference emitter, which is configured to emit the secondary beam into the optical waveguide. In a disclosed embodiment, the emitters in the array, including the reference emitter, are configured to emit pulsed beams of the optical radiation in mutual synchronization. Additionally or alternatively, the optical transmitter includes a semiconductor die, on which the emitters are disposed, and the reference emitter is configured to emit the secondary beam through the semiconductor die into the optical waveguide. Further additionally or alternatively, the emitters includes vertical-cavity surface-emitting lasers (VCSELs). 
     In some embodiments, the at least one optical sensor includes an array of sensors, including a reference sensor, which is coupled to receive the secondary beam of the optical radiation from the waveguide. In a disclosed embodiment, the sensors include avalanche diodes, such as single-photon avalanche diodes (SPADs). Additionally or alternatively, the processor is configured to apply the reference signal in calibrating a breakdown voltage of the avalanche diodes. 
     In a disclosed embodiment, the at least one emitter is configured to emit pulses of the optical radiation toward the target, and the primary signal is indicative of times of arrival of the pulses reflected from the target, and wherein the processor is configured to apply the reference signal in processing the primary signal so as to find times of flight of the pulses to and from the target. 
     In one embodiment, the device includes a housing, which contains the optical transmitter and the optical receiver and includes a partition configured to prevent leakage of the optical radiation from the optical transmitter to the optical receiver within the housing. 
     There is also provided, in accordance with an embodiment of the invention, a method for producing an optical device. The method includes providing a substrate having upper and lower surfaces and including an optical waveguide running through the substrate along a path parallel to the upper surface. An optical transmitter is mounted on the upper surface of the substrate in a first location and includes at least one optical emitter, which is configured to emit a primary beam of optical radiation toward a target. The optical transmitter is coupled to emit a secondary beam of the optical radiation into the optical waveguide. An optical receiver is mounted on the upper surface of the substrate in a second location and includes at least one optical sensor, which is configured to receive the optical radiation that is reflected from the target and to output a primary signal in response to the reflected optical radiation. The optical sensor is coupled to receive the secondary beam of the optical radiation from the waveguide and to output a reference signal in response to the secondary beam. The primary signal and the reference signal are processed in order to extract information with respect to the target. 
     The present invention will be more fully understood from the following detailed description of the embodiments thereof, taken together with the drawings in which: 
    
    
     
       BRIEF DESCRIPTION OF THE DRAWINGS 
         FIG. 1  is a schematic sectional view of an optical module, in accordance with an embodiment of the invention. 
     
    
    
     DETAILED DESCRIPTION OF EMBODIMENTS 
     In designing an optical module that includes a transmitter and a receiver, it is important to minimize the amount of stray radiation that reaches the receiver, and particularly stray radiation emitted from the transmitter toward the receiver. This radiation is “stray” in the sense that it does not exit the module along the intended transmit path toward the target and then return from there to the receiver through the objective lens assembly, but rather reflects internally with the module, typically from one or more of the optical or mechanical surfaces in the module. Even a small amount of this sort of stray radiation can severely degrade the performance of the optical module, by adding substantial noise to the signals output by the receiver. Modules that use stray radiation as a zero-reference for ToF measurements, for example as described in the above-mentioned U.S. Pat. No. 9,335,220, must generally be designed with care in order to avoid this sort of performance degradation. 
     Embodiments of the present invention that are described herein address this problem by providing a well-controlled path for conveying an optical reference beam from the transmitter to the receiver. By virtue of the use of this sort of reference path, the receiver may be completely partitioned off from the transmitter within the device housing, so as to prevent any uncontrolled leakage of stray radiation from the transmitter to the receiver. 
     In the embodiments described hereinbelow, an optical transceiver device comprises a substrate, such as a semiconductor wafer or a suitable printed circuit, with an upper surface on which the optical transmitter and optical receiver are mounted. An optical waveguide runs through the substrate along a path parallel to the upper surface. When the substrate comprises a silicon wafer, and the transmitter emits infrared radiation, for example, the waveguide may comprise a silicon or silicon nitride, waveguide, depending upon the wavelength of the radiation. 
     The optical transmitter emits a primary beam of optical radiation toward a target, while emitting a secondary beam of the optical radiation into the optical waveguide. This secondary beam may be split off from the primary beam; or alternatively, the transmitter may comprise an array of emitters, one of which serves as a reference emitter to emit the secondary beam toward the substrate and into the waveguide. The optical receiver comprises at least one optical sensor, which receives the optical radiation that is reflected from the target and outputs a primary signal in response to this received radiation. The optical receiver also receives the secondary beam from the waveguide and outputs a reference signal in response to the secondary beam. (The optical receiver may likewise comprise an array of sensors, one of which serves as a reference sensor and receives the secondary beam.) 
     A processor receives and processes the primary signal and the reference signal in order to extract information with respect to the target. For example, as noted above, the optical transmitter may emit pulses of optical radiation toward the target, with the primary signal being indicative of times of arrival of the pulses reflected from the target. The processor may then apply the reference signal as a zero-reference in processing the primary signal so as to find times of flight of the pulses to and from the target. Additionally or alternatively, the reference signal may be used in calibration of the breakdown voltage (VBD) of avalanche detectors (such as SPADs) that are used in the receiver to ensure that the sensor or sensors are operating at the correct bias. 
       FIG. 1  is a schematic sectional view of an optical module  20 , in accordance with an embodiment of the invention. Module  20  comprises an optical transmitter  22  and an optical receiver  24 , which are mounted one alongside the other on a substrate  26 . In the present example, substrate  26  comprises a semiconductor wafer, such as a silicon wafer, with an optical waveguide  28  running through the substrate along a path parallel to the upper surface of the substrate, on which transmitter  22  and receiver  24  are mounted. Transmitter  22  and receiver  24  are contained in a housing  30 , comprising a partition  32  that completely separates the transmitter from the receiver and thus prevents leakage of optical radiation from the transmitter to the receiver within the housing. 
     Waveguide  28  may comprise silicon or silicon nitride, for example. Such a waveguide may be fabricated on a semiconductor wafer by techniques of thin-film deposition and photolithography that are known in the art. Although a silicon waveguide may be used for longer infrared wavelengths, in excess of 1000 nm, SiN is preferable for shorter wavelengths, such as 940 nm. Alternatively, substrate  26  may comprise an electro-optical printed circuit board with an embedded waveguide, such as those produced by vario-optics ag (Heiden, Switzerland), or any other suitable substrate material that is capable of conveying optical and electrical signals to and from transmitter  22  and receiver  24 . 
     Transmitter  22  comprises an optical emitter die  34 , on which one or more emitters  36  are formed or otherwise disposed. For example, emitters  36  may comprise a suitable light-emitting diode (LED) or laser, such as a vertical-cavity surface-emitting laser (VCSEL), or an array of such LEDs or lasers, which may emit pulsed, continuous, or modulated radiation. In the pictured embodiment, emitter die comprises an array of emitters  36 , which emit a primary beam  38  of optical radiation. A transmission lens assembly  40  collects and directs primary beam  38  along a transmit axis toward a target (not shown in the figures). 
     Transmission lens assembly  40  comprises one or more lenses (multiple lenses in the pictured example), which are mounted in a lens barrel. Alternatively, other optical configurations may be used. 
     The array of emitters on die  34  also includes a reference emitter  42 , which emits a secondary beam  44  into optical waveguide  28 . For example, when emitters  36  emit pulsed beams (as in ToF-sensing applications), reference emitter  42  also emits pulses in synchronization with emitters  36 . In the pictured example, while emitters  36  emit their beams in the forward direction, away from die  34 , reference emitter  42  emits secondary beam  44  in the opposite direction, through die  34  into the optical waveguide. Die  34  may be transparent to the radiation emitted by reference emitter  42 ; or alternatively, the die may be thinned or opened behind emitter  42  to enable secondary beam  44  to pass through. In the pictured embodiment, a reflector  46  deflects the secondary beam into waveguide  28 . 
     Receiver  24  in the present embodiment comprises an array of optical sensors  48 , for example avalanche diodes, such as an avalanche photodiode (APD) or a single-photon avalanche diode (SPAD) or an array of such sensors, or alternatively a sensor or sensor array that is capable of continuous or gated sensing. Sensors  48  are formed or otherwise mounted on a receiver die  50 , which may comprise, for example, a III-V semiconductor, such as GaAs, or silicon, or possibly a III-V sensor die bonded onto a silicon logic die containing pixel circuits for sensors  48 . An objective lens assembly  52 , comprising one or more lenses mounted in a lens barrel, for example, focuses optical radiation  54  that is reflected from the target along a receive axis onto optical sensors  48 . 
     A reference sensor  56  is also disposed on receiver die  50  and is coupled to receive the secondary beam of optical radiation from waveguide  28 . In the pictured example, a reflector  58  deflects the secondary beam upwards from waveguide  28 , and a photonic wire bond  60  (i.e., an optical fiber, which is suitably bonded at its ends) conveys the beam to reference sensor  56 . (A photonic wire bond of this sort may also be used to connect reference emitter  42  to optical waveguide  28 .) Alternatively, the secondary beam may be transmitted to reference sensor  56  through die  50  or through an opening in the die. As a further option, when receiver die  50  comprises bonded III-V and Si dies, the reference sensor may be implemented as a part of the pixel logic on the Si die. 
     Substrate  26  is mounted on a circuit board  62 , together with a processor  64 . Alternatively, processor  64  (or at least some of the functional components of the processor) may be mounted in a different location, and need not be dedicated to module  20 . For example, the functions of processor  64  may be carried out by a suitable system on chip (SoC) in a host device, such as a mobile telephone, in which module is incorporated. Circuit board  62  comprises a ceramic or polymer substrate, for example, with circuit traces  66  that connect transmitter die  34  and receiver die  50  to processor  64  and other components (not shown) of device  20 . Processor  64  receives and processes a primary signal output by optical sensors  48  in response to optical radiation  54 , together with a reference signal output by reference sensor  56  in response to the secondary beam received through waveguide  28 . Based on these signals, the processor extracts information with respect to the target from which optical radiation  54  has reflected. 
     Typically, processor  64  comprises suitable hardware logic circuits, which may be hard-wired or programmable, for extracting timing and/or intensity information from the primary and reference signals, together with interfaces to transmitter  22  and receiver  24 . For example, as noted earlier, processor  64  may apply the reference signal as a zero-reference in processing the primary signal so as to find times of flight of optical pulses to and from the target. Additionally or alternatively, processor  64  may comprise a drive circuit, which drives transmitter  22 . Further additionally or alternatively, processor  64  may comprise a programmable microprocessor or microcontroller, which operates under the control of software or firmware. Although processor  64  is shown in  FIG. 1 , for the sake of simplicity, as a unitary functional block, in practice the functions of the processor may be distributed among multiple component, such as in the logic circuits on die  50 . 
     It will be appreciated that the embodiments described above are cited by way of example, and that the present invention is not limited to what has been particularly shown and described hereinabove. Rather, the scope of the present invention includes both combinations and subcombinations of the various features described hereinabove, as well as variations and modifications thereof which would occur to persons skilled in the art upon reading the foregoing description and which are not disclosed in the prior art.

Metadata:
Filing Date: 20200603
Publication Date: 20221122
Grant Date: 20221122
Priority Date: 20190924
Inventors: FESHALI, AVI
Assignee: APPLE INC
CPC Classifications: [{"code": "G01S7/4813", "inventive": true, "first": true, "tree": "[]"}, {"code": "G01S7/497", "inventive": true, "first": false, "tree": "[]"}, {"code": "G01S7/4815", "inventive": true, "first": false, "tree": "[]"}, {"code": "G01S17/10", "inventive": true, "first": false, "tree": "[]"}, {"code": "G01S7/4816", "inventive": true, "first": false, "tree": "[]"}, {"code": "G01S7/484", "inventive": true, "first": true, "tree": "[]"}, {"code": "G01S7/4865", "inventive": true, "first": false, "tree": "[]"}, {"code": "G01S7/4863", "inventive": true, "first": false, "tree": "[]"}, {"code": "G01S17/10", "inventive": true, "first": false, "tree": "[]"}, {"code": "G01S7/4815", "inventive": true, "first": false, "tree": "[]"}, {"code": "G01S7/484", "inventive": true, "first": true, "tree": "[]"}, {"code": "G01S7/4865", "inventive": true, "first": false, "tree": "[]"}, {"code": "G01S7/4863", "inventive": true, "first": false, "tree": "[]"}, {"code": "G01S17/10", "inventive": true, "first": false, "tree": "[]"}, {"code": "G01S7/4815", "inventive": true, "first": false, "tree": "[]"}, {"code": "H01L2224/48465", "inventive": false, "first": false, "tree": "[]"}, {"code": "H01L2224/48091", "inventive": false, "first": false, "tree": "[]"}]
Family ID: 84104832