Conditions: Neuromuscular Blockade
Allocation: RANDOMIZED | Intervention model: PARALLEL
Enrollment: 92
Healthy volunteers: no

Brief summary:
This prospective, randomized, double blinded study is intended to enroll a total of 92 patients undergoing thoracic surgery with general endotracheal anesthesia at Parkland Hospital. Patients will be randomized to receive either neostigmine or sugammadex for reversal of neuromuscular blockade. Merck, Inc. will supply the sugammadex through an agreement with Parkland Investigational Drug Services. Neostigmine is readily available for anesthesiologists to use and is the current standard of care for reversal of neuromuscular blockade. A standardized anesthetic protocol that is usual and customary for the type of operation the patient is having will be provided to the anesthesia teams of enrolled subjects. The remainder of the anesthetic care of the subject will not deviate from the standard of care. The surgeon, anesthesia team, postoperative recovery nurse, and research assistant will be blinded as to which reversal drug the patient receives. The only individual that will know to which drug the patient has been randomized will be the pharmacist who draws up the medication(s). A blinded research assistant will record postoperative outcomes and the patient will be followed 90 minutes postoperatively for any adverse events.

Detailed description:
Screening and Informed Consent:

A member of the research team will use a screening form to look for surgical patients that meet all of the inclusion and exclusion criteria. He/she will approach potential subjects during pre-anesthesia evaluation clinic (PAEC). Patients who are unable to be consented in PAEC will be approached in the preoperative area and the study will be explained in detail in a private room. Patients will be informed that they will receive no compensation for participating in the study and there will be no adverse consequences if they choose not to participate. If the subjects agree to participate, informed written consent will be obtained prior to any study procedures and this document will be sent to pmhresearchparticipants@phhs.org, for inclusion in the patient's medical record, per Parkland regulations. The study duration is from the start of anesthesia to 90 minutes postoperatively.

Anesthesia Protocol:

The anesthesia team that will be caring for the subject during surgery will be given the protocol for the study, which standardizes the general anesthetic technique. All patients will receive 0.6 mg/kg of rocuronium for neuromuscular paralysis during induction. Additional rocuronium will be given in 0.15 mg/kg increments to keep the patient at a neuromuscular depth of 1 twitch throughout the surgery. All patients will have the depth of neuromuscular block monitored at the non-dominant ulnar nerve at 60 mA with a TOF Watch accelerometer device, which provides real time feedback of the strength of contraction and graphically displays the relevant ratios.

Maintenance of anesthesia will be with sevoflurane in 70% oxygen, titrated to keep the bispectral index (BIS) between 40-60. All patients will have a forced air warming device (e.g., Bair Hugger, 3M, Maplewood, MN) used to maintain normothermia throughout the surgery. Subjects will be randomized to receive blinded study drug: either neostigmine or sugammadex for reversal of neuromuscular blockade, which will be administered intravenously at the beginning of skin closure. The anesthesia team will be blinded. The blinded study drug (reversal agent(s)) will be prepared into a 10 mL syringe by a pharmacist in Investigational Drug Service (IDS) Pharmacy and labeled in a blinded fashion as "sugammadex or neostigmine/glycopyrrolate." Any volume of blinded study drug (reversal agent(s)) that is less than 10 mL will be supplemented with 0.9% normal saline solution, preservation-free so that all syringes contain a volume of 10 mL and appear identical in order to preserve blinding. Any patient with clinical signs of inadequate reversal or failure of recovery of neuromuscular function \[TOFR \< 0.2\] at 20 min after reversal will receive a rescue dose of sugammadex. The remaining aspects of the anesthetic will be standardized and not differ from the standard of care and will be similar for all patients.

Randomization \& Dosing:

Patients will be randomized to one of two groups for reversal of neuromuscular paralysis:

1. Group 1- neostigmine (NEO group)

   1. Neostigmine 50 mcg/kg, maximum 5 mg
   2. Glycopyrrolate, 8 mcg/kg, maximum 1 mg
2. Group 2- sugammadex (SUG group). a. Sugammadex 2 mg/kg

The research coordinator will make randomization envelopes by using a random number generator. These envelopes will be provided to IDS Pharmacy before any subjects are screened and later only as needed to replenish supply. The words 'neostigmine/glycopyrrolate' or 'sugammadex' will be printed on a piece of paper and placed in an opaque manila envelope that bears a unique subject number (#). Upon receiving the physician order for the subject, the IDS Pharmacist will randomize the subject to a treatment group by opening the randomization envelope bearing the subject # corresponding to the subject # written on the physician order.

The Investigator or Co-Investigator will write the patient's total body weight (TBW) on the physician order so that the pharmacist can perform necessary dose calculations and draw up the appropriate intravenous dose of the blinded study drug (reversal agent(s)): sugammadex OR neostigmine/glycopyrrolate. After the blinded study drug syringe is prepared, a pharmacist or pharmacy technician will deliver the syringe to the operating room to the anesthesia provider, who will sign for receipt of the study drug syringe.

Blinding/Un-blinding:

The patient, all medical providers (surgeons, anesthesia faculty, anesthesia residents, certified registered nurse anesthetists, nurses), and the postoperative evaluator will be blinded as to what reversal agent (sugammadex versus neostigmine/glycopyrrolate) the patient receives. A member of the research team that is not involved in the direct care or assessment of the patient will provide the randomization envelopes to IDS Pharmacy. IDS Pharmacy staff will be the only un-blinded personnel.

In emergency scenarios where un-blinding becomes necessary (e.g., anaphylaxis), the Principal Investigator or Co-Investigators may call the IDS Pharmacy to ascertain which specific medication(s) was dispensed. A detailed log of patient enrollments, randomization assignments and drug accountability will be kept in Investigational Drug Service (IDS) Pharmacy, which has controlled security access.

Calculation of Key Times:

The time that the reversal agent (sugammadex versus neostigmine) is given will be marked as 'Reversal Time', and times to last stitch, extubation, and out of OR will be ascertained from the electronic medical record (EMR) (i.e., Epic Systems, Verona, WI). A trained research assistant will assess the degree of neuromuscular function the patient has in the early postoperative period. Adequate reversal will be defined as a train of four ratio (TOFR) ≥ 0.9. Anything less than 0.9 will be defined as residual paralysis or inadequate reversal.

Postoperative Recovery Assessment:

A blinded, trained research assistant will observe and record all parameters during the early postoperative period. All episodes of hypoxia will be recorded and any use of supplemental oxygen will be recorded. A standard O2 weaning protocol will be used in the PACU. All vital signs will be extracted from the EMR. Any drugs given will be recorded.

Arms:
arm 1: Patients randomized to receive Neostigmine w/ Glycopyrrolate arm 2: Patients randomized to receive Sugammadex

Interventions: intervention 1: Sugammadex intervention 2: Neostigmine w/ Glycopyrrolate
Intervention descriptions: intervention 1: Sugammadex 2 mg/kg intervention 2: Neostigmine 50 mcg/kg, maximum 5 mg Glycopyrrolate, 8 mcg/kg, maximum 1 mg

Protocol document:
Prot_SAP_002.pdf: 
12.7.18 SUG Thoracic Study Protocol and SAP.docx 
Page 1 of 3 
 
 
 
 
Sugammadex versus Neostigmine for Reversal of Rocuronium-Induced Neuromuscular 
Blockade:  A Study of Thoracic Surgical Patients 
 
Principal Investigator:  Tiffany Sun Moon, MD 
 
Clinical Trial Number: NCT03168308 
 
 
Sponsor/Funding Source:  Department of Anesthesiology and Pain Management, Merck Inc. 
 
Version 2.1 12/7/2018 
 
 
 


12.7.18 SUG Thoracic Study Protocol and SAP.docx 
Page 2 of 3 
 
This will be a prospective, randomized, double-blinded study of thoracic surgical patients that 
seeks to determine if reversal of rocuronium-induced neuromuscular blockade with 
sugammadex versus neostigmine results in a decreased incidence of hypoxia in the early 
postoperative period.  
 
Study Procedures: 
Screening and Informed Consent 
A member of the research team will use a screening form to look for surgical patients that meet all of 
the inclusion and exclusion criteria. He/she will approach potential subjects during pre-anesthesia 
evaluation clinic (PAEC).  Patients who are unable to be consented in PAEC will be approached in the 
preoperative area and the study will be explained in detail in a private room.  Patients will be informed 
that they will receive no compensation for participating in the study and there will be no adverse 
consequences if they choose not to participate. If the subjects agree to participate, informed written 
consent will be obtained prior to any study procedures and this document will be sent to 
pmhresearchparticipants@phhs.org, for inclusion in the patient’s medical record, per Parkland 
regulations. The study duration is approximately 72 hours, from the start of anesthesia to postoperative 
day 3. 
 
Baseline Subjective Measures 
In the preoperative area, patients will be asked to complete a baseline assessment in 3 domains 
(Appendix 1. Preoperative Questionnaire): 
1. Physiological factors 
2. Nociceptive factors 
3. Emotional factors 
 
Anesthesia Protocol  
The anesthesia team that will be caring for the subject during surgery will be given the protocol for the 
study, which standardizes the general anesthetic technique.  All patients will receive 0.6 mg/kg of 
rocuronium for neuromuscular paralysis during induction.  Additional rocuronium will be given in 0.15 
mg/kg increments to keep the patient at a neuromuscular depth of 1 twitch throughout the surgery.  
 
Maintenance of anesthesia will be with sevoflurane in 70% oxygen, titrated to keep the bispectral index 
(BIS) between 40-60.  All patients will have a forced air warming device (e.g., Bair Hugger, 3M, 
Maplewood, MN) used to maintain normothermia throughout the surgery.  Subjects will be randomized 
to receive blinded study drug: either neostigmine or sugammadex for reversal of neuromuscular 
blockade, which will be administered intravenously at the beginning of skin closure.  The anesthesia 
team will be blinded.  The blinded study drug (reversal agent(s)) will be prepared into a 10 mL syringe 
by a pharmacist in Investigational Drug Service (IDS) Pharmacy and labeled in a blinded fashion as 
“sugammadex or neostigmine/glycopyrrolate.”  Any volume of blinded study drug (reversal agent(s)) 
that is less than 10 mL will be supplemented with 0.9% normal saline solution, preservation-free so that 
all syringes contain a volume of 10 mL and appear identical in order to preserve blinding. The remaining 
aspects of the anesthetic will be standardized and not differ from the standard of care and will be similar 
for all patients.   
 
Randomization & Dosing: 
Patients will be randomized to one of two groups for reversal of neuromuscular paralysis: 
 
1. Group 1- neostigmine (NEO group) 
a. Neostigmine 50 mcg/kg of IBW, maximum 5 mg 
b. Glycopyrrolate, 8 mcg/kg of IBW, maximum 1 mg 
 
2. Group 2- sugammadex (SUG group). 
a. Sugammadex 2 mg/kg 
 


12.7.18 SUG Thoracic Study Protocol and SAP.docx 
Page 3 of 3 
 
 
PACU Assessment 
A blinded, trained research assistant will observe and record all parameters from the time the patient 
arrives in the PACU until they are discharged.  All episodes of hypoxia will be recorded and any use of 
supplemental oxygen will be recorded.  All vital signs will be extracted from the EMR. Any drugs given 
in the PACU will be recorded.   
 
 
Statististical Analysis Plan  
The sample size was calculated so that the study would have 80% power to detect an 
absolute difference of 25% between the incidence of hypoxia, assuming 30% of subjects 
in the neostigmine group and 5% of subjects in the sugammadex group would have 
hypoxia within the first 90 minutes postoperatively. Assuming a 15% loss of outcomes 
due to non-completion, 92 subjects were randomized in a 1:1 ratio to the two study 
groups. 
 
All analyses were performed on an intent to treat basis, which consisted of all 
randomized subjects who received sugammadex or neostigmine. Standardized 
differences were calculated for the baseline demographic data on the two groups.17 To 
determine whether reversal of rocuronium-induced neuromuscular blockade with 
sugammadex versus neostigmine results in a decreased incidence of hypoxia, the 
proportion of patients with hypoxia for the neostigmine versus sugammadex groups were 
compared using Fisher's exact test with a two-sided level of significance of 0.05. 
Categorical variables were summarized using frequencies and percentages and compared 
between arms using the chi square test and Fisher’s exact test. Continuous variables were 
summarized using the median and interquartile range, and then compared using the 
Kruskal-Wallis test. Boxplots were created to visualize the distributions of variables by 
treatment arm. Kaplan-Meier plots and the log rank test were used to visualize and assess 
time to achieve recovery from neuromuscular blockade. The number of hypoxic episodes 
was compared between treatment using a negative binomial regression model. Statistical 
significance is indicated by p < 0.05. All statistical analysis was conducted using R 
project software (R version 3.6.0, R Foundation for Statistical Computing, Vienna, 
Austria). 
 
Treatment of data when rescue medication has been administered: 
Occasionally, a participant will not achieve sufficient reversal of neuromuscular block for extubation 
following administration of study medication. In this situation, caregivers might administer open-label 
sugammadex as a rescue medication. This constitutes a protocol deviation, as the protocol does not 
specify actions for this situation.  In this case, all data collected up to the time of rescue administration 
will be treated in the assigned treatment group (neostigmine or sugammadex). Demographic statistics 
will include such patients’ data as will all outcomes measured prior to rescue reversal administration. 
All data collected subsequent to the time of rescue administration will be censored for the main 
analyses. 
 
Caregivers administer rescue reversal medication in this situation because they fear post-operative 
complications from incomplete reversal; however, giving rescue medication prevents the trial from 
detecting those occurrences. Accordingly, sensitivity analyses of appropriate outcome variables will 
include these participants, using an imputed result consistent with achieving the complication, e.g. 
hypoxemia in PACU. 
 
In the event that 8 or more participants receive rescue medication requiring imputation of the primary 
outcome, the trial will enroll additional participants to preserve the power of the trial to answer the 
primary hypothesis.