Conditions: Primary Open Angle Glaucoma or Ocular Hypertension
Allocation: RANDOMIZED | Intervention model: PARALLEL
Enrollment: 42
Healthy volunteers: no

Brief summary:
To test the safety and effectiveness of AR-13324 0.02% and 0.04% ophthalmic solution relative to placebo in Japanese/Japanese-American subjects with open-angle glaucoma or ocular hypertension in US.

Detailed description:

Arms:
arm 1: Topical sterile ophthalmic solution; 1 drop daily to each eye for 28 days arm 2: Topical sterile ophthalmic solution; 1 drop daily to each eye for 28 days arm 3: Topical sterile ophthalmic solution; 1 drop daily to each eye for 28 days

Interventions: intervention 1: AR-13324 Ophthalmic Solution 0.02% intervention 2: AR-13324 Ophthalmic Solution 0.04% intervention 3: AR-13324 Ophthalmic Solution Placebo
Intervention descriptions: intervention 1: Administered to each eye, once daily (QD) in the evening (PM) for 28 days intervention 2: Administered to each eye, once daily (QD) in the evening (PM) for 28 days intervention 3: Administered to each eye, once daily (QD) in the evening (PM) for 28 days

Protocol document:
Prot_000.pdf: 
AR-13324-CS205 
 
 
 
 A prospective, double-masked, randomized, 
multicenter, placebo-controlled, parallel-
group study assessing the safety and ocular 
hypotensive efficacy and optimum 
concentration to be used clinically of 
netarsudil ophthalmic solution in 
Japanese/Japanese-American subjects with 
open-angle glaucoma or ocular hypertension 
in the United States  
 
 
 
NCT03310580 
 
 
17Jul2017 
 
 








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SYNOPSIS 
Sponsor: 
Aerie Pharmaceuticals, Inc. 
Name of Finished Product: 
Netarsudil 0.02% and 0.04% Ophthalmic Solution   
Name of Active Ingredients: 
Netarsudil 
Study Title: 
A prospective, double-masked, randomized, multicenter, placebo-controlled, parallel-group study assessing the 
safety and ocular hypotensive efficacy and optimum concentration to be used clinically of netarsudil ophthalmic 
solution in Japanese/Japanese-American subjects with open-angle glaucoma or ocular hypertension in the 
United States 
Study Number: 
AR-13324-CS205 
Study Phase: 
2 
Primary Objective(s): 
In this Phase 2 study, the primary objectives are to evaluate: 
• 
The ocular hypotensive efficacy of netarsudil ophthalmic solution relative to its placebo over a 
28-day period 
• 
The ocular and systemic safety of netarsudil ophthalmic solution relative to its placebo over a 
28-day period 
Secondary Objective(s): 
None. 
Study Design: 
This will be a 28-day, double-masked, randomized, multicenter, placebo-controlled, parallel group efficacy and 
safety trial evaluating reduction of elevated intraocular pressure (IOP) with netarsudil ophthalmic solution. The 
purpose of this study is to assess the efficacy and safety of netarsudil ophthalmic solution (0.02% and 0.04%) 
compared to its placebo in Japanese or Japanese-American subjects that are at least 18 years of age with 
open-angle glaucoma (OAG) or ocular hypertension (OHT). 
All investigational products will be dosed in both eyes (OU) once daily (QD) in the evening (PM). Subjects 
eligible to be enrolled in this study will be those of Japanese ethnicity within the second generation, with a 
diagnosis of either OAG or OHT that are on treatment with a topical ocular hypotensive medication. 
Approximately 180 subjects will be enrolled in this study. Subjects who agree to participate in this study and 
are enrolled will attend a total of 6 study visits: a Screening Visit, Qualification Visit #1, Qualification Visit 
#2/Day 1 (baseline), Week 1 (Day 8), Week 2 (Day 15), and Week 4 (Day 29). 
Subjects currently using ocular hypotensive medications will be required to washout of their pre-study ocular 
hypotensive medication for a prescribed period (i.e., 5 days to at least 4 weeks, depending on the medication) 
prior to attending Qualification Visit #1. Subjects eligible to be enrolled in this study must meet all inclusion 
criteria and none of the exclusion criteria at each of the Screening Visit and Qualification Visits #1 and #2. 
Subjects will receive a baseline eye examination including IOP measurements at the Screening Visit and 
Qualification Visits #1 and #2 and, if deemed eligible, will be enrolled at Qualification Visit #2 and assigned to 
placebo or 1 of 2 investigational products in a 1:1:1 ratio according to a computer-generated randomization list. 
Randomization will take place using IWRS methodology and will stratify subjects by site.  
Randomized subjects will dose the assigned investigational product in both eyes QD in the evening (between 
20:00 and 22:00 hours) beginning on Day 1 and up to and including the evening prior to the final visit at 




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significant blepharitis, conjunctivitis, keratitis, or a history of herpes simplex or zoster keratitis in either eye 
at screening 
9. Use of ocular medication in either eye of any kind within 30 days of screening and throughout the study, 
with the exception of a) ocular hypotensive medications (which must be washed out according to the 
provided schedule), b) lid scrubs (which may be used prior to, but not after, screening), c) lubricating drops 
for dry eye (which may be used throughout the study), or d) non-steroid allergy drops (note: must not 
contain a vasoconstrictor) as prescribed by the Investigator 
10. Mean central corneal thickness using optical pachymetry greater than 620 μm in either eye at screening 
11. Any abnormality preventing reliable applanation tonometry of either eye (e.g., keratoconus) 
12. Known hypersensitivity to benzalkonium chloride or excipients of netarsudil ophthalmic solution 
Systemic: 
13. Clinically significant abnormalities in laboratory tests at screening 
14. Clinically significant systemic disease which might interfere with the study 
15. Participation in any investigational study within 30 days prior to screening 
16. Systemic medication that could have a substantial effect on IOP within 30 days prior to screening, or 
anticipated during the study, including any corticosteroid-containing drug regardless of route of 
administration 
17. Women of childbearing potential who are pregnant, nursing, planning a pregnancy, or not using a 
medically acceptable form of birth control.  An adult woman is considered to be of childbearing potential 
unless she is 1 year post-menopausal or 3 months post-surgical sterilization All females of childbearing 
potential must have a negative urine pregnancy test result at the screening examination and must not intend 
to become pregnant during the study 
Study Population: 
A total of approximately 180 Japanese/Japanese-American subjects will be enrolled in this study at 
approximately 35 investigational sites in the US comprising a total of 60 subjects per treatment arm for each of 
the 3 treatment arms. Subjects will be at least 18 years of age with diagnosed OAG or OHT, each of whom 
meets all inclusion criteria and none of the exclusion criteria. 
Investigational Product, Dose, and Mode of Administration: 
• 
Netarsudil Ophthalmic Solution 0.02%, 1 drop QD (PM), OU 
• 
Netarsudil Ophthalmic Solution 0.04%, 1 drop QD (PM), OU 
• 
Netarsudil Ophthalmic Solution Placebo, 1 drop QD (PM), OU 
Duration of Treatment: 
Dosing will continue daily for 28 days continuously. 
Efficacy Assessments: 
The primary efficacy outcome will be the comparison of netarsudil ophthalmic solutions (0.02% and 0.04%) 
relative to placebo for mean diurnal IOP within a treatment at Week 4 (Day 29) by Goldmann Applanation 
Tonometry. 
Secondary efficacy outcomes will be comparison of netarsudil ophthalmic solutions relative to placebo for: 
• 
Mean diurnal IOP at Weeks 1 and 2 (Days 8 and 15, respectively) 
• 
Mean change from baseline in mean diurnal IOP at each post-treatment visit 
• 
Mean percent change from baseline in mean diurnal IOP at each post-treatment visit 
• 
Mean IOP at each post-treatment time point  
• 
Mean change from diurnally adjusted baseline IOP at each post-treatment time point 


 
 
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 
Mean percent change from diurnally adjusted baseline IOP at each post-treatment time point 
 
Percentages of subjects achieving pre-specified mean, mean change, and percent mean change in mean 
diurnal IOP levels 
Other secondary efficacy analyses may be carried out as described in the study Statistical Analysis Plan. 
Safety Assessments: 
The primary safety measures in both eyes of enrolled subjects will include: 
 
Ocular symptoms/adverse events 
 
Best corrected visual acuity 
 
Objective findings of biomicroscopic examinations (i.e., anterior segment examinations including 
evaluation of cornea, conjunctiva, lids, and lens) 
 
Dilated ophthalmoscopy, including vertical cup-disc ratio measurements 
Other safety assessments will be: 
 
Systemic safety assessments as measured by heart rate, blood pressure, and clinical laboratory evaluations 
(including hematology, clinical chemistry, and urinalysis)  
 
Pregnancy testing (for women of child bearing potential) 
Statistical Methods: 
The primary efficacy endpoint is the mean diurnal IOP across subjects within treatment group at Week 4.  
Assuming a two-sided test with alpha = 0.05 and a common standard deviation (SD) of 3.5 mmHg at each time 
point yielding a common SD of 3.0 for the diurnal mean assuming a correlation among time points of 0.60, 49 
ITT subjects per arm yields at least 90% power to demonstrate superiority of netarsudil (0.02% or 0.04%) to 
placebo in mean diurnal study eye IOP (average of 08:00, 10:00, and 16:00 hours) at the Week 4 Visit assuming 
a difference of at least 2.0 mmHg in the mean diurnal IOP. The study will be considered a success and 
superiority of netarsudil to placebo will be concluded if the two-sided p-value ≤ 0.05 at Week 4. With 60 ITT 
subjects per arm, each test has 95% power to demonstrate superiority of netarsudil (0.02% or 0.04%) to 
placebo.  
The primary analysis of the primary outcome will employ a linear model with mean diurnal IOP at Week 4 as 
the response, baseline mean diurnal IOP as a covariate, and treatment as a main effect factor, using the intent to 
treat population with Monte Carlo Markov Chain multiple imputation techniques used to impute missing data.  
The least squares mean differences (netarsudil – placebo) will be presented separately for netarsudil 0.02% and 
0.04% as well as 2-sided p-values and 95% confidence intervals (CIs). Inference will be made on the 2-sided 
p-values. Superiority for a concentration (0.02% and 0.04%) will be concluded if the 2-sided p-value, for testing 
the difference (netarsudil – placebo) to 0, ≤ 0.05 and the point estimate of the difference < 0 at Week 4 for that 
concentration. 
There will be no adjustment for the multiplicity of the 2 active concentrations (0.02% and 0.04%) tested against 
placebo in this Phase 2 study. 
Date of Original Approved Protocol (Rev 0): 17 July 2017 
Date of Most Recent Protocol Amendment (if applicable): Not applicable. 
Prepared in: Microsoft Word 2016 
 


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TABLE OF CONTENTS 
SYNOPSIS ..........................................................................................................................4 
LIST OF ABBREVIATIONS AND DEFINITIONS OF TERMS ..............................12 
1. 
INTRODUCTION ....................................................................................................14 
1.1 
Investigational Product .......................................................................................14 
1.2 
Findings from Non-clinical and Clinical Studies ..............................................15 
1.3 
Risks and Benefits to Human Subjects ..............................................................15 
2. 
STUDY OBJECTIVES ............................................................................................16 
2.1 
Primary Objective(s) ...........................................................................................16 
2.2 
Secondary Objective(s) ........................................................................................16 
3. 
INVESTIGATIONAL PLAN ..................................................................................17 
3.1 
Overall Study Design and Plan ...........................................................................17 
3.2 
Rationale for Study Design and Control Group ...............................................18 
3.3 
Expected Duration of Subject Participation......................................................18 
4. 
STUDY POPULATION SELECTION ...................................................................19 
4.1 
Study Population ..................................................................................................19 
4.2 
Inclusion Criteria .................................................................................................19 
4.3 
Exclusion Criteria ................................................................................................20 
5. 
STUDY TREATMENTS ..........................................................................................22 
5.1 
Description of Treatments ...................................................................................22 
5.1.1 
Study Drug ......................................................................................................22 
5.1.2 
Placebo or Control Drug ...............................................................................22 
5.2 
Treatments Administered ...................................................................................22 
5.3 
Selection and Timing of Dose for Each Patient .................................................22 
5.4 
Method of Assigning Patients to Treatment Groups ........................................22 
5.5 
Masking .................................................................................................................22 
5.6 
Concomitant Therapy ..........................................................................................23 
5.7 
Restrictions ...........................................................................................................24 
5.7.1 
Prior Therapy/Washout Period ....................................................................24 
5.7.2 
Fluid and Food Intake ...................................................................................25 
5.7.3 
Subject Activity Restrictions .........................................................................25 
5.8 
Treatment Compliance ........................................................................................25 
5.9 
Packaging and Labeling ......................................................................................25 
5.10 
Storage and Accountability .................................................................................26 
5.11 
Investigational Product Retention at Study Site ...............................................26 
5.11.1 
Receipt and Disposition of Study Medication .............................................26 
5.11.2 
Return of Study Medication ..........................................................................26 
6. 
STUDY PROCEDURES ..........................................................................................28 
6.1 
Informed Consent ................................................................................................28 
6.2 
Demographics and Medical History ...................................................................28 
6.3 
Physical Examination ..........................................................................................28 
6.4 
Vital Signs .............................................................................................................29 
6.5 
Clinical Laboratory Tests....................................................................................29 
6.5.1 
Laboratory Parameters .................................................................................29 


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6.5.2 
Sample Collection, Storage and Shipping ....................................................29 
6.5.3 
Pregnancy Testing ..........................................................................................29 
6.6 
Dispensing Investigational Product ....................................................................29 
6.7 
Efficacy Assessments ...........................................................................................30 
6.7.1 
Specification of the Efficacy Parameters .....................................................30 
6.7.2 
Method and Timing for Assessing, Recording, and Analyzing of 
Efficacy Parameters .......................................................................................30 
6.8 
Safety Assessments ...............................................................................................30 
6.9 
Adverse Events Assessments ...............................................................................31 
6.9.1 
Performing Adverse Event (AE) Assessments ............................................31 
6.9.2 
Adverse Event Definition ..............................................................................31 
6.9.3 
Timing for Reporting of Adverse Events .....................................................33 
6.9.4 
Severity............................................................................................................34 
6.9.5 
Relationship ....................................................................................................34 
6.9.6 
Expectedness ...................................................................................................35 
6.9.7 
Clinical Laboratory Adverse Events ............................................................35 
6.9.8 
Serious Adverse Events or Serious Suspected Adverse Events .................35 
6.9.9 
Follow-up of Subjects after Adverse Events ................................................36 
6.10 
Concomitant Medication Assessments ...............................................................36 
6.11 
Best Corrected Visual Acuity (BCVA) ...............................................................37 
6.12 
Biomicroscopy ......................................................................................................37 
6.13 
Gonioscopy/Pachymetry ......................................................................................37 
6.14 
Visual Field Testing .............................................................................................37 
6.15 
Dilated Ophthalmoscopy .....................................................................................37 
6.16 
Intraocular Pressure ............................................................................................38 
6.17 
Study Eye Selection Process ................................................................................38 
6.18 
Removal of Subjects from the Study or Study Treatment ...............................38 
6.18.1 
Completed Subject .........................................................................................38 
6.18.2 
Non-completing Subject ................................................................................38 
6.18.3 
Actions after Discontinuation .......................................................................39 
6.18.4 
Discontinuation of the Entire Study .............................................................39 
6.18.5 
Completed Study ............................................................................................40 
6.19 
Appropriateness of Measurements .....................................................................40 
7. 
STUDY ACTIVITIES ..............................................................................................41 
7.1 
Visit 1 (Screening) ................................................................................................41 
7.1.1 
Evaluation of Eye-Drop Instillation Performance ......................................42 
7.1.2 
Washout ..........................................................................................................42 
7.2 
Visit 2 (Qualification Visit #1, for 08:00 hours IOP and safety 
measurements)......................................................................................................42 
7.3 
Treatment Period .................................................................................................43 
7.3.1 
Visit 3.0 (Qualification Visit #2, Day 1, for IOP and safety 
measurements at 08:00 hours) ......................................................................43 
7.3.2 
Visit 3.1 (Day 1, for IOP and safety measurements at 10:00 hours) .........44 
7.3.3 
Visit 3.2 (Day 1, for IOP and safety measurements at 16:00 hours) .........45 


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7.3.4 
Visit 4.0 (Week 1 [Day 8], for IOP and safety measurements at 08:00 
hours) ..............................................................................................................46 
7.3.5 
Visit 4.1 (Week 1 [Day 8], for IOP and safety measurements at 10:00 
hours) ..............................................................................................................46 
7.3.6 
Visit 4.2 (Week 1 [Day 8], for IOP and safety measurements at 16:00 
hours) ..............................................................................................................47 
7.3.7 
Visit 5.0 (Week 2 [Day 15], for IOP and safety measurements at 08:00 
hours) ..............................................................................................................47 
7.3.8 
Visit 5.1 (Week 2 [Day 15], for IOP and safety measurements at 10:00 
hours) ..............................................................................................................48 
7.3.9 
Visit 5.2 (Week 2 [Day 15], for IOP and safety measurements at 16:00 
hours) ..............................................................................................................48 
7.3.10 
Visit 6.0 (Week 4 [Day 29], for IOP and safety measurements at 08:00 
hours) ..............................................................................................................48 
7.3.11 
Visit 6.1 (Week 4 [Day 29], for IOP and safety measurements at 10:00 
hours) ..............................................................................................................49 
7.3.12 
Visit 6.2 (Week 4 [Day 29], for IOP and safety measurements at 16:00 
hours) ..............................................................................................................49 
7.4 
Unscheduled Visits ...............................................................................................50 
8. 
QUALITY CONTROL AND ASSURANCE .........................................................51 
9. 
PLANNED STATISTICAL METHODS ................................................................52 
9.1 
General Considerations .......................................................................................52 
9.2 
Determination of Sample Size .............................................................................52 
9.3 
Analysis Populations ............................................................................................53 
9.3.1 
Intent-to-Treat (ITT) Population .................................................................53 
9.3.2 
Per Protocol (PP) Population ........................................................................53 
9.3.3 
Safety Population ...........................................................................................53 
9.4 
Demographics and Baseline Characteristics .....................................................53 
9.5 
Primary Efficacy ..................................................................................................53 
9.5.1 
Primary Efficacy Endpoint(s) .......................................................................53 
9.5.2 
Primary Efficacy Analyses ............................................................................53 
9.6 
Secondary Efficacy...............................................................................................54 
9.6.1 
Secondary Efficacy Endpoints ......................................................................54 
9.6.2 
Secondary Efficacy Analyses ........................................................................54 
9.7 
Safety .....................................................................................................................56 
9.7.1 
Safety Endpoints ............................................................................................56 
9.7.2 
Safety Analyses ...............................................................................................56 
9.8 
Other Assessments or Analyses ..........................................................................57 
9.9 
Interim Analysis ...................................................................................................57 
10. ADMINISTRATIVE CONSIDERATIONS ...........................................................58 
10.1 
Investigators and Study Administrative Structure ...........................................58 
10.2 
Institutional Review Board (IRB) or Independent Ethics Committee 
(IEC) Approval.....................................................................................................58 
10.3 
Ethical Conduct of the Study ..............................................................................58 
10.4 
Subject Information and Consent ......................................................................59 


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10.5 
Subject Confidentiality ........................................................................................59 
10.6 
Study Monitoring .................................................................................................59 
10.7 
Case Report Forms and Study Records .............................................................60 
10.8 
Protocol Deviations ..............................................................................................60 
10.9 
Access to Source Documentation ........................................................................61 
10.10 Data Generation and Analysis ............................................................................61 
10.11 Retention of Data .................................................................................................61 
10.12 Financial Disclosure .............................................................................................62 
10.13 Publication and Disclosure Policy ......................................................................62 
11. REFERENCES .........................................................................................................63 
11.1 
External References .............................................................................................63 
11.2 
Internal References ..............................................................................................64 
 
TABLE OF TABLES 
Table 1 
Ocular Hypotensive Medication Washout Period ................................25 
 
TABLE OF FIGURES 
Figure 1 
Study Design .............................................................................................17 
 
LIST OF APPENDICES 
Appendix 1 
Schedule of Visits and Procedures..........................................................66 
Appendix 2 
Procedures ................................................................................................68 
Appendix 3 
Sponsor’s Obligations ..............................................................................76 
Appendix 4 
Investigator’s Obligations .......................................................................77 
Appendix 5 
Declaration of Helsinki ............................................................................80 
Appendix 6 
Study Monitoring .....................................................................................83 
Appendix 7 
Sample SAS Code .....................................................................................84 
 
 
 


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LIST OF ABBREVIATIONS AND DEFINITIONS OF TERMS 
AE 
Adverse Event 
A/G 
Albumin/globulin 
ALT 
Argon Laser Trabeculoplasty 
ALT 
Alanine aminotransferase 
AST 
Aspartate aminotransferase 
BCVA 
Best Corrected Visual Acuity 
BP 
Blood Pressure 
BUN 
Blood urea nitrogen 
CFR 
Code of Federal Regulations 
CI 
Confidence Interval 
CRF 
Case Report Form 
CRO 
Contract Research Organization 
CV 
Curriculum Vitae 
DHHS 
Department of Health and Human Services 
EDC 
Electronic Data Capture 
ETDRS 
Early Treatment of Diabetic Retinopathy Study 
FDA 
Food and Drug Administration 
GCP 
Good Clinical Practice 
hCG 
Human Chorionic Gonadotropin 
HR 
Heart Rate 
ICF 
Informed Consent Form 
ICH 
International Conference on Harmonization 
IND 
Investigational New Drug 
IOP 
Intraocular Pressure 
IP 
Investigational Product 
IRB 
Institutional Review Board 
ITT 
Intent-to-Treat 
IWRS 
Interactive Web Response System 
LASIK 
Laser-Assisted In Situ Keratomileusis 
LDPE 
Low Density Polyethylene 
LOCF 
Last Observation Carried Forward 
logMAR 
Logarithm of the Minimum Angle of Resolution 
mmHg 
Millimeters of Mercury 
MedDRA 
Medical Dictionary for Regulatory Activities 


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OAG 
Open-Angle Glaucoma 
OHT 
Ocular Hypertension 
OTC 
Over-the-Counter 
OU 
Both Eyes 
PM 
Evening 
PP 
Per Protocol 
PRK 
Photorefractive Keratectomy 
PT 
Preferred Term 
QD 
Once Daily 
ROCK 
Rho Kinase 
Rx 
Medical Prescription 
SAE 
Serious Adverse Event 
SAR 
Suspected Adverse Reaction 
SAS 
Statistical Analysis Software 
SD 
Standard Deviation 
SITA 
Swedish Interactive Thresholding Algorithm 
SLT 
Selective Laser Trabeculoplasty 
SOC 
System Organ Class 
SOP 
Standard Operating Procedure 
SSAR 
Serious Suspected Adverse Reaction 
SUSAR 
Serious Unexpected Suspected Adverse Reaction 
UA 
Urinalysis 
US 
United States 
 
 
 


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1. INTRODUCTION 
1.1 
Investigational Product 
Glaucoma is a progressive optic neuropathy that causes characteristic loss of visual fields and 
can eventually lead to blindness.  A major risk factor for glaucomatous visual field loss is 
elevated intraocular pressure (AGIS 2000).  
The need for improved efficacy of glaucoma medications is supported by several clinical 
studies.  Studies such as the Early Manifest Glaucoma Trial (Heijl 2002), the Ocular 
Hypertension Treatment Study (Kass 2002; Kass 2010), and the Collaborative Normal 
Tension Glaucoma Study Group (Collaborative Normal-Tension Glaucoma Study Group 
1998) support the general conclusion that every millimeter of reduction in intraocular 
pressure (IOP) is significant for delaying disease progression.  This conclusion holds true not 
only for high risk ocular hypertensive and glaucoma subjects with elevated IOPs but also for 
glaucoma subjects with IOPs in the normal range.  Thus, the goal for treating subjects should 
be to lower IOP to the point that it prevents further damage to the optic nerve and achieve 
this without sacrificing safety or convenience.   
Inhibitors of Rho kinase (ROCK) have emerged as a new class of IOP-lowering agents and 
are currently being tested in the clinic (Chen 2011; Kopczynski 2014).  Netarsudil mesylate 
(AR-13324) is a novel Rho kinase and norepinephrine transporter inhibitor developed at 
Aerie Pharmaceuticals, Inc. for topical ophthalmic use for lowering IOP.  In both rabbit and 
monkey studies, netarsudil produces large reductions in IOP with a longer duration of action 
than reported for previously characterized Rho kinase inhibitors.  Netarsudil ophthalmic 
solution has been shown to provide significant IOP lowering when dosed once-daily (QD) in 
the evening (Clinical Study Reports AR-13324-CS202, AR-13324-CS301, 
AR-13324-CS302, and AR-13324-CS304), and reduces IOP potentially through several 
mechanisms: increasing trabecular outflow (Clinical Study Report AR-13324-CS102; 
Wang 2015), decreasing aqueous humor production (Clinical Study Report 
AR-13324-CS102; Wang 2015), and reducing episcleral venous pressure (Clinical Study 
Report AR-13324-CS102; Kiel 2015).  The ability to reduce aqueous production may be 
related to netarsudil in vitro inhibitory activity against monoamine transporters, including the 
norepinephrine transporter. 
The present study is a Phase 2 efficacy and safety study comparing netarsudil ophthalmic 
solution 0.02% and 0.04% to its placebo administered QD over the course of 28 days. This 
study will run concurrently with a Phase 1 ocular and systemic safety study comparing 
netarsudil ophthalmic solution 0.02% and 0.04% to its placebo after a single dose and daily 
QD dosing over a 7-day period (Protocol AR-13324-CS104). Both studies will recruit 
subjects with Japanese ethnicity within the second generation in the US.


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1.2 
Findings from Non-clinical and Clinical Studies 
Non-clinical 
Proof of concept for netarsudil in lowering IOP was established in primary pharmacology 
studies in 2 species, rabbits and monkeys.  Safety pharmacology (central nervous system, 
respiratory, and cardiovascular) of netarsudil was investigated in rats and dogs. 
Pharmacokinetics/bio distribution of netarsudil was assessed after systemic and ocular 
administration of netarsudil. Ocular toxicity was investigated in studies up to 6 months in 
rabbits and up to 9 months in monkeys. Repeated dose toxicity of systemically administered 
netarsudil was investigated in studies up to 28 days in rats and dogs. Reproductive toxicity 
was investigated in rats and rabbits. The non-clinical program for netarsudil also included a 
standard range of genotoxicity tests. 
Clinical 
The clinical development of netarsudil ophthalmic solution includes pharmacokinetics, 
tolerability, and dose-response investigations. The assessment of the ocular and systemic 
safety of netarsudil ophthalmic solution 0.02% in two Phase 1 clinical studies (Clinical Study 
Reports AR-13324-CS101 and AR-13324-CS102) has been completed. Results from a 
previous Phase 2 study (Clinical Study Report AR-13324-CS201) investigating a range of 
netarsudil concentrations (0.01%, 0.02%, and 0.04%) were used to select the appropriate 
concentrations of netarsudil ophthalmic solution to be tested in the present study (0.02% and 
0.04%). Three well-controlled Phase 3 clinical studies (Clinical Study Reports 
AR-13324-CS301, AR-13324-CS302, and AR-13324-CS304) evaluating the safety and 
efficacy netarsudil ophthalmic solution 0.02% have been completed.  
Detailed information on nonclinical and clinical studies completed with netarsudil 
ophthalmic solution is provided in the Investigator’s Brochure. 
1.3 
Risks and Benefits to Human Subjects 
As no other compounds of this class are approved, and only early stage clinical experience is 
available, the risks and benefits are not well understood at this time.  Given the 
pharmacology of this class of agents and the results of previous Phase 1, Phase 2, and 
Phase 3 clinical studies by the Sponsor (Clinical Study Reports AR-13324-CS101, 
AR-13324-CS102, AR-13324-CS201, AR-13324-CS202, AR-13324-CS301, and 
AR-13324-CS302, and AR-13324-CS304), it is expected that transient hyperemia of the 
conjunctiva will be observed.  The reader should refer to the Investigator’s Brochure for 
more detailed information on potential risks due to use of netarsudil ophthalmic solution.   
The major potential benefit from exposure to netarsudil ophthalmic solution is reduction in 
IOP in subjects with open angle glaucoma (OAG) or ocular hypertension (OHT).  A 
long-term benefit of reduced IOP could be slowing of disease progression and preservation 
of vision in subjects when measured over periods of months to years 


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2. STUDY OBJECTIVES 
2.1 
Primary Objective(s) 
In this Phase 2 study, the primary objectives are to evaluate: 
• The ocular hypotensive efficacy of netarsudil ophthalmic solution relative to its placebo 
over a 28-day period 
• The ocular and systemic safety of netarsudil ophthalmic solution relative to its placebo 
over a 28-day period 
2.2 
Secondary Objective(s) 
None. 
 
 


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3. INVESTIGATIONAL PLAN 
Figure 1 
Study Design 
 
 
 
 
 
 
 
 
 
 
 
 
3.1 
Overall Study Design and Plan 
This will be a 28-day, double-masked, randomized, multicenter, placebo-controlled, 
parallel-group efficacy and safety trial evaluating reduction of elevated IOP with netarsudil 
ophthalmic solution. The purpose of this study is to assess the efficacy and safety of 
netarsudil ophthalmic solution (0.02% and 0.04%) compared to its placebo in Japanese or 
Japanese-American subjects that are at least 18 years of age with OAG or OHT. 
All investigational products will be dosed in both eyes (OU) QD in the evening (PM). 
Subjects eligible to be enrolled in this study will be those of Japanese ethnicity within the 
second generation, with a diagnosis of either OAG or OHT that are on treatment with a 
topical ocular hypotensive medication. Approximately 180 subjects will be enrolled. Subjects 
who agree to participate in this study and are enrolled in the study will attend a total of 6 
study visits: a Screening Visit, Qualification Visit #1, Qualification Visit #2/Day 1 
(baseline), Week 1 (Day 8), Week 2 (Day 15), and Week 4 (Day 29). 
Subjects currently using ocular hypotensive medications will be required to washout of their 
pre-study ocular hypotensive medication for a prescribed period (i.e., 5 days to at least 4 
weeks, depending on the medication) prior to attending Qualification Visit #1. Subjects 
Screening Visit 
(Visit 1) 
Japanese/Japanese-American 
Subjects with OAG or OHT 
Netarsudil 0.02% 
1 drop, QD (OU)  
each evening 
Randomize 1:1:1 
 
N = 180 
 
Stratification by site 
Primary Analysis 
The ocular hypotensive efficacy of Netarsudil 
Ophthalmic Solutions relative to placebo for mean 
diurnal IOP over a 28-day period and the ocular and 
systemic safety of Netarsudil Ophthalmic Solutions 
relative to placebo over a 28-day period. 
Post Randomization Visits  
Visits 4-6 (Weeks 1, 2, 4, respectively)  
(Treatment Period - 28 Days) 
Washout Period          
of Prior Ocular 
Hypotensive Medication 
(if needed) 
Qualification #2 (Visit 3) 
(08:00) – Visit 3.0 
(10:00) – Visit 3.1 
(16:00) – Visit 3.2 
Qualification #1 (Visit 2) 
(08:00) 
Netarsudil 0.04% 
1 drop, QD (OU)  
each evening 
Netarsudil placebo 
1 drop, QD (OU)  
each evening 


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eligible to be enrolled in this study must meet all inclusion criteria and none of the exclusion 
criteria at each of the Screening Visit and Qualification Visits #1 and #2. Subjects will 
receive a baseline eye examination including IOP measurements at the Screening Visit and 
Qualification Visits #1 and #2 and, if deemed eligible, will be enrolled at Qualification Visit 
#2 and assigned to placebo or 1 of 2 investigational products in a 1:1:1 ratio according to a 
computer-generated randomization list. Randomization will take place using Interactive Web 
Response System (IWRS) methodology and will stratify subjects by site.  
Randomized subjects will dose the assigned investigational product in both eyes QD in the 
evening (between 20:00 and 22:00 hours) beginning on Day 1 and up to and including the 
evening prior to the final visit at Visit 6 (Week 4). Procedures conducted at each of study 
Visits 4-6 will include safety measures and efficacy measurements, including IOP 
assessments.  At Visits 4-6 (Weeks 1, 2, and 4, respectively), IOP will be assessed at 
08:00, 10:00 and 16:00 hours.  Following completion of the Visit 6 (Week 4) study visit 
procedures, subjects will exit the study. For subjects who discontinue early, every possible 
effort will be made to assure there is a final visit that includes all examinations listed for 
Visit 6.0 (Week 4) and dilated ophthalmoscopy.  
3.2 
Rationale for Study Design and Control Group 
In order to further evaluate the hypotensive efficacy of netarsudil ophthalmic solution 
relative to its placebo in subjects with OAG or OHT and to generate additional safety data for 
netarsudil, a double-masked, parallel group, 3-arm active- and placebo-controlled study 
design was selected.  
As the intended route of administration for netarsudil ophthalmic solution is topical ocular, 
this is the route to be used in this study. The dosage regimen selected for this study is based 
on a previously completed Phase 2 study (AR-13324-CS202) and 3 completed Phase 3 
studies (AR-13324-CS301, AR-13324-CS302, and AR-13324-CS304).  
Efficacy and safety results with netarsudil ophthalmic solution to date have been generated in 
a mostly non-Japanese population.  In order to ensure that similar results are observed in 
Japanese subjects, this study is being conducted in subjects of Japanese ethnicity. 
3.3 
Expected Duration of Subject Participation 
Each subject is planned to undergo a minimum washout period of their current ocular 
hypotensive medications (if needed), followed by approximately 28 days of treatment.  
Treatment duration with the investigational product (IP) for this study will start on the 
evening of Visit 3 (Qualification Visit #2; Day 1) and end on the evening before Visit 6 
(Week 4/Day 28).  
 
 




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7. Best corrected visual acuity + 1.0 logMAR or better by ETDRS in each eye (equivalent to 
20/200 or better Snellen visual acuity in each eye) 
8. Be able and willing to give signed informed consent and follow study instructions 
4.3 
Exclusion Criteria 
Subjects meeting any of the following criteria during screening or qualification evaluations 
(e.g., at the time of randomization) will be excluded from entry into the study: 
Ophthalmic: 
1. Clinically significant ocular disease (e.g., corneal edema, uveitis, or severe 
keratoconjunctivitis sicca) which might interfere with interpretation of the study efficacy 
endpoints or with safety assessments, including subjects with glaucomatous damage so 
severe that washout of ocular hypotensive medications for up to 8 weeks is not judged 
safe as it would put the subject at risk for further vision loss  
2. Pseudoexfoliation or pigment dispersion component glaucoma, history of angle closure 
glaucoma, or narrow angles (i.e., Shaffer Grade 2 or less). Note: Previous laser peripheral 
iridotomy is NOT acceptable 
3. Intraocular pressure ≥ 35 mmHg (unmedicated) in either eye (individuals who are 
excluded for this criterion are not allowed to attempt requalification) 
4. Ocular hyperemia score of moderate (+ 2) at Qualification Visit #2 
5. Previous glaucoma intraocular surgery, including selective laser trabeculoplasty (SLT) or 
argon laser trabeculoplasty (ALT) in either eye  
6. Refractive surgery in either eye (e.g., radial keratotomy, photorefractive keratectomy 
[PRK], laser-assisted in situ keratomileusis [LASIK], corneal cross-linking) 
7. Ocular trauma within the 6 months prior to screening, or ocular surgery or non-refractive 
laser treatment within the 3 months prior to screening 
8. Recent or current evidence of ocular infection or inflammation in either eye.  Current 
evidence of clinically significant blepharitis, conjunctivitis, keratitis, or a history of 
herpes simplex or zoster keratitis in either eye at screening 
9. Use of ocular medication in either eye of any kind within 30 days of screening and 
throughout the study, with the exception of a) ocular hypotensive medications (which 
must be washed out according to the provided schedule), b) lid scrubs (which may be 
used prior to, but not after, screening), c) lubricating drops for dry eye (which may be 
used throughout the study), or d) non-steroid allergy drops (note: must not contain a 
vasoconstrictor) as prescribed by the Investigator 


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10. Mean central corneal thickness using optical pachymetry greater than 620 μm in either 
eye at screening 
11. Any abnormality preventing reliable applanation tonometry of either eye 
(e.g., keratoconus) 
12. Known hypersensitivity to benzalkonium chloride or excipients of netarsudil ophthalmic 
solution 
Systemic: 
13. Clinically significant abnormalities in laboratory tests at screening 
14. Clinically significant systemic disease which might interfere with the study 
15. Participation in any investigational study within 30 days prior to screening 
16. Systemic medication that could have a substantial effect on IOP within 30 days prior to 
screening, or anticipated during the study, including any corticosteroid-containing drug 
regardless of route of administration 
17. Women of childbearing potential who are pregnant, nursing, planning a pregnancy, or not 
using a medically acceptable form of birth control.  An adult woman is considered to be 
of childbearing potential unless she is 1 year post-menopausal or 3 months post-surgical 
sterilization All females of childbearing potential must have a negative urine pregnancy 
test result at the screening examination and must not intend to become pregnant during 
the study 
 
 


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5. STUDY TREATMENTS 
5.1 
Description of Treatments 
5.1.1 
Study Drug 
Netarsudil mesylate (AR-13324) Ophthalmic Solution is a sterile, isotonic, buffered aqueous 
solution containing netarsudil (0.02% or 0.04%), boric acid, mannitol, water for injection, 
and preserved with benzalkonium chloride 
.  
 
   
5.1.2 
Placebo or Control Drug 
Netarsudil ophthalmic solution placebo is a sterile, isotonic, buffered aqueous solution 
containing boric acid, mannitol, water for injection, and preserved with benzalkonium 
chloride 
. 
 
5.2 
Treatments Administered 
Subjects will be randomized to receive IP netarsudil ophthalmic solution (0.02% or 0.04%) 
or its placebo administered OU.  Subjects will instill 1 drop into each eye QD in the evening 
between 20:00 and 22:00 hours. IP doses will be administered by the study subjects.  For 
subjects deemed unable to self-administer the doses, a guardian or alternative caregiver will 
be asked to administer the medication. All subjects will administer study treatment for 
approximately 28 days. 
5.3 
Selection and Timing of Dose for Each Patient 
The study drug doses and treatment period selected for this study are based on one Phase 1 
study (AR-13324-CS101) and the positive outcomes seen for netarsudil in 2 previously 
completed Phase 2 studies (AR-13324-CS201 and AR-13324-CS202) and 3 completed Phase 
3 studies (AR-13324-CS301, AR-13324-CS302, and AR-13324-CS304). Each dose is being 
administered QD OU in the evening (between 20:00 and 22:00 hours) in this study, since this 
dosing regimen was found to provide good efficacy and tolerability in the previous clinical 
studies.   
5.4 
Method of Assigning Patients to Treatment Groups 
A randomization code for allocating the treatments will be prepared by an independent 
biostatistician who is not involved in the day-to-day conduct of the study. Subjects will be 
randomized using IWRS in a 1:1:1 ratio to receive netarsudil ophthalmic solution (0.02% or 
0.04%) or its placebo and will stratify subjects by site. 
5.5 
Masking 
Treatment assignments will be masked to the Investigator, the clinical study team (Sponsor, 
personnel involved in day to day study management, Monitors, Data Managers, and 


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Statisticians), and the subjects for the duration of the study. Only in case of medical 
emergency or occurrence of AEs that warrant unmasking in the opinion of the Investigator, 
will the treatment assignment(s) be unmasked and made available to the Investigator and the 
Sponsor Medical Monitor or designee. Individual unmasking by the Investigator will 
normally result in withdrawal of the subject from the study and should only be performed for 
the specific subject requiring unmasking in their treatment group. In the absence of medical 
need, the randomization code will not be available to the above personnel until after the study 
is completed and the database is unlocked.  
If the Investigator feels it is necessary to unmask a subject’s treatment assignment after an 
emergency situation, the Investigator should contact the Sponsor Medical Monitor or 
designee. After consultation with the Sponsor Medical Monitor or designee, a decision will 
be made as to whether or not the treatment should be unmasked. The treatment assignment 
will be revealed on a subject-by-subject basis, thus leaving the masking on the remaining 
subjects.  
If there is an emergency situation in which treatment of an AE requires immediate 
unmasking, and the Investigator is unable to contact the Sponsor Medical Monitor or 
designee, the Investigator may unmask the treatment. The Investigator will perform the 
unmasking through the IWRS or other randomization system. In the case of such unmasking 
in an emergency situation, the Investigator should contact the Sponsor immediately and 
document unmasking in writing, recording the date, time, and reason for unmasking the study 
drug treatment in the source documentation.   
5.6 
Concomitant Therapy 
As noted in Section 5.7.1, subjects using ocular hypotensive medications at screening are 
required to undergo a washout of their current ocular hypotensive medications.  Intermittent 
use of over-the-counter (OTC) artificial tear lubricant products is acceptable, with a 
minimum of 10 minutes between OTC products and study medication.  However, concurrent 
therapy with any form of ocular hypotensive medications (prescription or OTC) is not 
allowed during the study. 
Disallowed ocular medications include: 
• Miotics 
• Epinephrine-related compounds 
• Carbonic anhydrase inhibitors (ocular or systemic) 
• α-adrenoceptor agonists 
• β- adrenoceptor antagonists 
• Muscarinic agonists (e.g., pilocarpine) 


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• Prostaglandin analogues 
• Any corticosteroid containing ocular or systemic drug is disallowed during the study 
regardless of route of administration 
Systemic therapy with agents other than corticosteroids that could have an effect on IOP is to 
be consistent in dose, regimen and agent within the 30 days prior to screening and throughout 
the study. For example, a subject can be treated with a systemic β-adrenoceptor antagonist as 
long as the particular agent and its dose and regimen had been consistent for the 30 days 
prior to screening, and there is no reason to believe that alteration would be necessary at 
some point later during the study. Subjects should be cautioned to avoid use of alcohol or the 
use of any drugs such as cannabis or marijuana during the study visit days. 
Contact lens wear during the study is acceptable. However, subjects must remove their 
contact lenses at least 30 minutes before instillation of study medication, and not place them 
in their eye(s) until 30 minutes after instillation. 
Use of all medications should be documented on the appropriate case report form (CRF).  
Investigators are encouraged to contact the Sponsor/Sponsor representative for any questions 
regarding allowed medications. Judgment of continued study participation by the subject, and 
inclusion of this subject’s subsequent visits in the safety and efficacy analysis will be made 
by the Sponsor. 
All medications which the subject has taken within 30 days prior to screening and during the 
study will be recorded in the CRF. The name of the drug, dose, route of administration, 
duration of treatment and indication will be recorded for each medication. For combination 
products (e.g., Contac®), the brand name is required.  For non-combination products, the 
generic name is desired. The use of routine ophthalmic diagnostic pharmaceutical agents 
(e.g., fluorescein and local anesthetic) will be allowed, and individual documentation not 
required. Any change in dosing parameters should also be recorded in the CRF. 
5.7 
Restrictions 
5.7.1 
Prior Therapy/Washout Period 
Subjects currently using ocular hypotensive medications must undergo a minimum washout 
period as specified in Table 1.   
If washout is to be extended beyond 8 weeks (56 days) for logistical or other reasons, the 
Sponsor should be contacted.


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Table 1 
Ocular Hypotensive Medication Washout Period 
Medication Class 
Minimum Washout 
Period 
Prostaglandins 
4 weeks 
β-adrenoceptor antagonists 
4 weeks 
Adrenergic agonists (including α-agonists such as brimonidine and apraclonidine) 
2 weeks 
Muscarinic agonists (e.g., pilocarpine), carbonic anhydrase inhibitors (topical or 
oral) 
5 days 
Hughes 2005 
5.7.2 
Fluid and Food Intake 
On days that diurnal IOP measurements are made, subjects may not consume alcohol. 
Otherwise, there are no general restrictions on fluid or food intake for subjects participating 
in this study.  
5.7.3 
Subject Activity Restrictions 
On days that diurnal IOP measurements are made, subjects may not engage in strenuous 
activity. Otherwise, there are no restrictions on subject activities during their participation in 
this study. 
5.8 
Treatment Compliance 
All subjects will be instructed on the importance of following the once-daily dosing regimen. 
Dosing should occur in the evening between 20:00 and 22:00 hours. As no commercially 
available method is readily available for direct, single-container monitoring of treatment 
adherence with multi-dose ophthalmic products, no formal measure of treatment compliance 
is planned.  Subjects should be reminded at all visits to dose every evening. In addition, 
subjects will be provided with dosing reminders. 
5.9 
Packaging and Labeling 
The container-closure system for the netarsudil ophthalmic solution (0.02% or 0.04%) and 
netarsudil ophthalmic solution placebo in this clinical study is a white, multi-dose low 
density polyethylene (LDPE) dropper dose ophthalmic bottle with a polypropylene white 
cap.  Each packaged unit will be labeled with an investigational label with the following 
minimal information: the study number, kit number, and storage statement, including a 
statement “For Use in Clinical Study Only.  Caution: New Drug - Limited By Federal (US) 
Law to Investigational Use.” or equivalent.  


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The products for each individual treatment assignment will be packaged into identical subject 
kits; each subject kit will contain one of 3 treatments: netarsudil ophthalmic 
solution 0.02% or 0.04% or netarsudil ophthalmic solution placebo. 
5.10 
Storage and Accountability 
The study treatments must be dispensed or administered according to the procedures 
prescribed in this protocol. Only subjects enrolled in the study may receive study treatment, 
in accordance with all the applicable regulatory requirements. Only authorized staff is 
allowed to dispense these medications. 
Under normal conditions of handling and administration, the study treatments are not 
expected to pose significant safety risk to site staff. Adequate precautions must be taken to 
avoid direct contact with the study treatment.  
The study treatments will be stored in a secure area under the appropriate physical conditions 
for the product. Access to the study treatment will be limited to authorized site staff only. 
The study treatments will be stored as directed on the drug label. The study treatments should 
be stored refrigerated (2°C to 8°C/36°F to 46°F).  Temperature of the study treatment storage 
location at the site is to be monitored using a calibrated monitoring device and documented. 
At time of dispensing, the subject will be instructed to store the bottle(s) as directed on the 
drug label and to keep the bottle(s) refrigerated (2°C to 8°C/36°F to 46°F). Subjects should 
be instructed not to freeze the product.  
5.11 
Investigational Product Retention at Study Site 
5.11.1 
Receipt and Disposition of Study Medication 
Study medication will be shipped to the Investigator’s site from a central depot.  The study 
medication storage manager at the Investigator’s site will verify study medication shipment 
records by comparing the shipping documentation accompanying the study medication to the 
study medication actually received at the Investigator’s site. If a discrepancy is noted, the 
appropriate individual at the Sponsor or designee must be notified immediately.  The 
responsible person (e.g., study coordinator) at the Investigator’s institution has to account for 
all used, partially used, and unused study medication. The responsible person will also 
maintain the drug accountability records. 
5.11.2 
Return of Study Medication 
When the site is closed, the study is completed, or is terminated by the Sponsor; all study 
material including used and unused study medication will be returned to the Sponsor (or its 
designee).  All study medication accounting procedures must be completed before the study 
is considered to be concluded. The responsible person at the Investigator’s institution has to 
account for all used, partially used, and unused study medication. The study medication 
storage manager or designee will complete a study drug returns form or equivalent that will 


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be signed by the Investigator or designee prior to returning the used and unused study 
medication to the Sponsor’s designee. 
 
 


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6. STUDY PROCEDURES 
6.1 
Informed Consent 
Prior to any study procedures, the study will be discussed with each subject. Subjects wishing 
to participate must give written informed consent.  The verbal explanation of the study will 
cover all the elements specified in the written information provided for the subject.  The 
Investigator will inform the subject of the aims, methods, anticipated benefits and potential 
hazards of the study, including any discomfort it may entail.  The subject must be given 
every opportunity to clarify any points he/she does not understand and, if necessary, may ask 
for more information.  At the end of the interview, the subject should be given time to reflect. 
Subjects and/or legally authorized representative then will be required to sign and date the 
informed consent form.   
The informed consent form (ICF) must have received approval/favorable review by a 
properly constituted Institutional Review Board (IRB) prior to use.  A copy of the signed and 
dated consent document will be given to each subject.  The original signed and dated ICF 
must be maintained in the study files at the Investigator’s site.   
The Investigator or staff is responsible for ensuring that no subject is exposed to any study 
related examination or activity before the subject has given written informed consent.  It 
should be emphasized that the subject is at liberty to withdraw consent to participate at any 
time, without penalty or loss of benefits to which the subject is otherwise entitled.  Subjects 
who refuse to give, or withdraw, written informed consent may not be included or continued 
in this study, and should be notified that discontinuation from the study will not impact on 
their subsequent care. 
6.2 
Demographics and Medical History 
Demographic data and any ongoing medication use will be collected and recorded.  Any 
medications the subject took but discontinued within the 30 days prior to screening will also 
be recorded.  Significant medical history will be collected and any current underlying 
medical conditions, including those that began within the last 30 days and which may have 
resolved before screening, additionally must be recorded. 
6.3 
Physical Examination 
The Investigator will review each subject’s medical and ophthalmic history including 
systemic and ocular medication use to determine eligibility for this study. If enrolled, the 
Investigator will determine if there are any changes in health or concomitant medication use 
at each follow-up visit.  
The Investigator or designee will also perform the following ophthalmic assessments as 
described in Appendix 2: visual acuity, visual field, IOP, biomicroscopy, central corneal 
thickness, gonioscopy, symptomatology, and dilated ophthalmoscopy.  


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6.4 
Vital Signs 
The Investigator or designee will measure heart rate, pulse, and blood pressure as described 
in Appendix 2. 
6.5 
Clinical Laboratory Tests 
6.5.1 
Laboratory Parameters 
A chemistry panel, complete blood count (hematology and differential), and urinalysis will 
be performed as shown. 
Note that fasting will NOT be required and specific values may be out of the typical fasting 
range. 
The clinical laboratory results must be reviewed by the Investigator prior to subject 
enrollment, and the tests CANNOT be indicative of any clinically significant disease in the 
opinion of the Investigator.  
6.5.2 
Sample Collection, Storage and Shipping  
The site staff responsible for collecting the laboratory samples will be identified on the 
Delegation of Responsibilities Log. The laboratory responsible for processing the sample 
collections is 
. Details 
for the preparation and shipment of samples and reference ranges will be provided in the 
laboratory manual. 
6.5.3 
Pregnancy Testing 
A urine human chorionic gonadotropin (hCG) pregnancy test (only for females who are not 
diagnosed as postmenopausal or surgically sterile) will be used in this study and performed at 
the screening visit to immediately confirm non-pregnancy eligibility for females of 
child-bearing potential.   
The Sponsor will provide urine pregnancy tests to the sites.  Expiration dates on the 
pregnancy tests will be reviewed and confirmed by the site prior to use. 
If a female becomes pregnant during the study, the Investigator should notify the Sponsor 
immediately after the pregnancy is confirmed and the subject will be exited from the study.  
The Investigator should follow the progress of the pregnancy until the fetus is carried to term. 
6.6 
Dispensing Investigational Product 
Study staff responsible for dispensing study medication will be listed on the Delegation of 
Responsibilities Log. When a subject meets all criteria for selection and has completed all 
screening assessments, the subject will be assigned to a treatment group according to the 


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IWRS. The responsible study staff will account for used and unused investigation product by 
maintaining a study medication accountability log. 
6.7 
Efficacy Assessments 
6.7.1 
Specification of the Efficacy Parameters 
The primary efficacy outcome will be the comparison of netarsudil ophthalmic 
solution (0.02% and 0.04%) relative to placebo for mean diurnal IOP within a treatment at 
Week 4 (Day 29) by Goldmann Applanation Tonometry. A description of the method for 
measuring IOP to be used in this study is contained in Appendix 2. 
Secondary efficacy outcomes will be comparison of netarsudil ophthalmic solution relative to 
placebo for: 
• Mean diurnal IOP at Weeks 1 and 2 (Days 8 and 15, respectively) 
• Mean change from baseline in mean diurnal IOP at each post-treatment visit 
• Mean percent change from baseline in mean diurnal IOP at each post-treatment visit 
• Mean IOP at each post-treatment time point  
• Mean change from diurnally adjusted baseline IOP at each post-treatment time point 
• Mean percent change from diurnally adjusted baseline IOP at each post-treatment time 
point 
• Percentages of subjects achieving pre-specified mean, mean change, and percent mean 
change in mean diurnal IOP levels 
Other secondary efficacy analyses may be carried out as described in the study Statistical 
Analysis Plan. 
6.7.2 
Method and Timing for Assessing, Recording, and Analyzing of Efficacy 
Parameters 
As detailed in subsequent sections describing each visit and Appendix 1, IOP will be 
measured at a screening visit, at 2 qualification visits after washout of ocular hypotensive 
medications as required, and at each post Day 1 treatment study visit.  
6.8 
Safety Assessments 
The primary safety measures in both eyes of enrolled subjects will include: 
• Ocular symptoms/adverse events 


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• Best corrected visual acuity 
• Objective findings of biomicroscopic examinations (i.e., anterior segment examinations 
including evaluation of cornea, conjunctiva, lids, and lens) 
• Dilated ophthalmoscopy, including vertical cup-disc ratio measurements 
Other safety assessments will be: 
• Systemic safety assessments as measured by heart rate, blood pressure, and clinical 
laboratory evaluations (including hematology, clinical chemistry, and urinalysis)  
• Pregnancy testing (for women of child bearing potential) 
6.9 
Adverse Events Assessments 
6.9.1 
Performing Adverse Event (AE) Assessments 
Qualified study staff responsible for assessing adverse events (AEs) will be listed on the 
Delegation of Responsibilities Log.  This includes assessment of AE severity and 
relationship to study medication.  Adverse event information may be volunteered by the 
subject or solicited by study personnel through non-leading questions. 
All AEs occurring during the study, regardless of the assumption of causal relationship, must 
be documented on the respective CRF.  Adverse events should be documented from the time 
the subject receives the first dose of study medication until 30 days after the last dose of 
study drug.  
If a subject has an ongoing AE at the time of study completion, the ongoing AE must be 
followed-up and provided appropriate medical care until the event has resolved or stabilized.  
Documentation of AEs/adverse reactions includes start date and stop date, severity, action(s) 
taken, seriousness and outcome. 
6.9.2 
Adverse Event Definition 
The following definitions of terms apply to this section: 
• Adverse event. Any untoward medical occurrence associated with the use of a drug in 
humans, whether or not considered drug related. 
• Life-threatening AE or life-threatening suspected adverse reaction (SAR). An AE or SAR 
is considered “life-threatening” if, in the view of either the Investigator or Sponsor, its 
occurrence places the subject at immediate risk of death.  It does not include an AE or 
SAR that, had it occurred in a more severe form, might have caused death. 


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• Serious adverse event (SAE) or serious suspected adverse reaction (SSAR). An AE or 
SAR is considered ‘‘serious’’ if, in the view of either the Investigator or Sponsor, it 
results in any of the following outcomes: Death, a life-threatening adverse event, subject 
hospitalization or prolongation of existing hospitalization, a persistent or significant 
incapacity or substantial disruption of the ability to conduct normal life functions, or a 
congenital anomaly/birth defect.  Important medical events that may not result in death, 
be life-threatening, or require hospitalization may be considered serious when, based 
upon appropriate medical judgment, they may jeopardize the subject and may require 
medical or surgical intervention to prevent one of the outcomes listed in this definition. 
Examples of such medical events include allergic bronchospasm requiring intensive 
treatment in an emergency room or at home, blood dyscrasias or convulsions that do not 
result in subject hospitalization, or the development of drug dependency or drug abuse. 
• Suspected adverse reaction (SAR) means any AE for which there is a reasonable 
possibility that the drug caused the AE.  For the purposes of IND safety reporting, 
“reasonable possibility” means there is evidence to suggest a causal relationship between 
the drug and the AE.  Suspected adverse reaction implies a lesser degree of certainty 
about causality than adverse reaction, which means any adverse event caused by a drug. 
• Unexpected AE or unexpected SAR.  An AE or SAR is considered ‘‘unexpected’’ if it is 
not listed in the Investigator’s Brochure or is not listed at the specificity or severity that 
has been observed.  For example, under this definition, hepatic necrosis would be 
unexpected (by virtue of greater severity) if the Investigator’s Brochure referred only to 
elevated hepatic enzymes or hepatitis. Similarly, cerebral thromboembolism and cerebral 
vasculitis would be unexpected (by virtue of greater specificity) if the Investigator’s 
Brochure listed only cerebral vascular accidents. “Unexpected,” as used in this definition, 
also refers to AEs or SARs that are mentioned in the Investigator’s Brochure as occurring 
with a class of drugs or as anticipated from the pharmacological properties of the drug, 
but are not specifically mentioned as occurring with the particular drug under 
investigation. 
Note: Any medical condition present prior to administration of the masked study medication 
which remains unchanged or improved should not be recorded as an AE at subsequent visits. 
Note: If an event occurs during the washout period (prior to subject enrollment and the 
commencement of study medication), it should be recorded as part of the Medical History 
and not as an AE.  As noted in Section 7.3.1, any change in their Visit 1 (Screening) health 
status prior to enrollment should be recorded on the Medical History page of the CRF. 
Note: In the present study, Investigators are asked to use the verbatim term “conjunctival 
hyperemia” on the study AE form to describe observations of conjunctival redness if the 
ocular redness observation is increased from Visit 1 (Screening) observations and clinically 
meaningful.  Investigators are also asked to note all observations of conjunctival hyperemia 
on the biomicroscopy CRF as well as on the study AE form. 


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6.9.3 
Timing for Reporting of Adverse Events 
The AEs occurring during the study must be documented, regardless of the assumption of a 
causal relationship.  Adverse events should be documented from the time the subject receives 
the first dose of study medication until subject participation in the study has been completed.  
If a subject has 1 or more ongoing AEs at the time of study completion, the subject must be 
followed and provided appropriate medical care until the sign(s) and/or symptoms(s) of the 
AE have remitted or stabilized in the opinion of the Investigator. 
When recording an AE, the following information should be provided on the study AE CRF: 
1. Action Taken with Study Drug: 
• None 
• Investigational Product Discontinued 
• Investigational Product Interrupted 
2. Other Action Taken: 
• None 
• Non-Drug Therapy 
• New OTC or Rx Drug Added 
• Hospitalized less than 24 hours 
• Hospitalized greater than or equal to 24 hours 
3. Outcome of an adverse event is coded as: 
• Fatal 
• Not Recovered/Not Resolved 
• Recovered/Resolved 
• Recovered/Resolved with sequelae 
• Recovering/Resolving 
• Unknown/Lost to follow-up 


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6.9.4 
Severity 
Severity of an AE is defined as a qualitative assessment of the level of discomfort or the 
degree of intensity of an AE as determined by the Investigator or reported to him/her by the 
subject.  The assessment of severity is made irrespective of study medication relationship or 
seriousness of the event and should be evaluated according to the following scale: 
• 1 = Mild:  present and noticeable, but not distressing, and no disruption of normal daily 
activities 
• 2 = Moderate:  bothersome, discomfort sufficient to possibly reduce or affect normal 
daily activity 
• 3 = Severe: incapacitating, with inability to work or perform normal daily activity 
A change in severity for a reported AE will require a stop date for the previous severity and a 
new start and stop date for the new severity.  For example, a change in severity may go from 
mild to severe or from severe to moderate.  In either case, the start and stop dates should be 
recorded.   
Please note: a severe AE is not the same as a serious AE.  Seriousness of an AE (NOT 
severity) serves as a guide for defining regulatory reporting obligations (see Section 6.9.8 for 
further information on serious AEs [SAEs]). 
6.9.5 
Relationship 
The study medication relationship for each AE/adverse reaction should be determined by the 
Investigator using these explanations: 
• 
Not Related:  The event is clearly related to other factors such as subject’s clinical 
condition; therapeutic interventions, concomitant disease or therapy administered to the 
subject and does not follow a known response pattern to the product. 
• 
Unlikely Related: The event is most probably caused by other etiologies such as 
participant’s underlying condition, therapeutic intervention, or concomitant therapy; or 
the delay between administration and the onset of the AE is incompatible with a causal 
relationship. Therefore, there is not a reasonable possibility that the AE was caused by 
the study medication. 
• 
Possibly Related:  The event follows a reasonable, temporal sequence from the time of 
study medication administration and/or follows a known response pattern to the study 
medication, but could have been produced by other factors such as the subject’s clinical 
state, therapeutic interventions or concomitant therapy administered to the subject. 
• 
Related:  The event follows a reasonable, temporal sequence from the time of study 
medication administration and/or follows a known response pattern to the study 


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medication and cannot be reasonably explained by other factors such as subject’s clinical 
state, therapeutic interventions or concomitant therapy administered to the subject, and 
either occurs immediately following study medication administration, or improves on 
stopping the study medication, or reappears on repeat exposure, or there is a positive 
reaction at the application site. 
6.9.6 
Expectedness 
The most frequently reported AE for netarsudil ophthalmic solution in two Phase 2 and three 
Phase 3 studies (Clinical Study Reports AR-13324-CS201, AR-13324-CS202, 
AR-13324-CS301, AR-13324-CS302, and AR-13324-CS304) has been conjunctival 
hyperemia.  Other AEs seen in greater frequency with netarsudil than in active control 
treatment arms in these studies include instillation site erythema or pain, eyelid erythema, 
conjunctival hemorrhage, conjunctival vascular disorder, blurred vision, corneal deposits, eye 
irritation, increased lacrimation, and foreign body sensation. 
An AE or SAR is considered “unexpected” if it is not listed in the Investigator’s Brochure or 
is not listed at the specificity or severity that has been observed.  “Unexpected,” as used in 
this definition, also refers to AEs or SARs that are mentioned in the Investigator’s Brochure 
as occurring with this class of drugs or as anticipated from the pharmacological properties of 
netarsudil, and are not specifically mentioned as occurring with the IP.  The AEs that are 
both unexpected and serious should be reported in an expedited fashion to the Sponsor (see 
Section 6.9.8 for further details). 
6.9.7 
Clinical Laboratory Adverse Events 
Clinical laboratory values (other than pregnancy test results) that are noted as abnormal and 
clinically significant at study exit and that are changes from Visit 1 (Screening) values will 
be documented as AEs. 
6.9.8 
Serious Adverse Events or Serious Suspected Adverse Events 
An Investigator must immediately report any SAE or SSAR (see Section 6.9.2 for 
definitions) to the Sponsor or Sponsor representative (contact information below), whether or 
not the SAE or SSAR is considered drug-related, including those listed in the protocol or 
Investigator’s Brochure.  The Investigator report must include an assessment of whether 
there is a reasonable possibility that the drug caused the event.  The Investigator must report 
any SAE or SSAR that occurs during the study for a subject or any SAE or SSAR that occurs 
within 4 weeks (i.e., 30 days) after the last administration of study medication. Study 
endpoints that are SAEs (e.g., all-cause mortality) must be reported in accordance with 
Section 6.9.2 of the protocol unless there is evidence suggesting a causal relationship 
between the drug and the event (e.g., death from anaphylaxis).  In that case, the Investigator 
must immediately report the event to the Sponsor or Sponsor representative.  In case of 
incomplete information, the Investigator must provide follow-up information as soon as 
possible, again using the SAE report form.   




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Responsibilities Log. Investigators are encouraged to contact the Sponsor/Sponsor 
representative for any questions regarding allowed medications.  Judgment of continued 
study participation by the subject, and inclusion of this subject’s subsequent visits in the 
safety and efficacy analysis will be made by the Sponsor. 
6.11 
Best Corrected Visual Acuity (BCVA) 
Best corrected visual acuity (BCVA) will be taken at visits as a measure of ocular function 
and will be measured at screening and frequently throughout the study. Visual acuity will be 
measured using ETDRS charts or their equivalents.  Accepted charts are those designed 
according to the principles described by Ferris and coworkers (Ferris 1982) and supported by 
the guidelines from the Eye Care Technology Forum (Ferris 1996). 
See Appendix 2 for details of the procedures to be followed when determining BCVA. 
6.12 
Biomicroscopy 
Biomicroscopic examination of the eyelids, conjunctiva, cornea, anterior chamber, lens, iris, 
and pupil of both lenses will be carried out at every study visit for both eyes of subjects.  
Normal or abnormal status of these ocular tissues will be graded as described in Appendix 2. 
6.13 
Gonioscopy/Pachymetry 
Gonioscopy will be used to confirm the iridocorneal angle is open and to what extent.  
Eligible subjects must have an angle of 3 or 4 (Shaffer grading scale; Stamper 2009) for 
participation in the study. Gonioscopy may be performed up to 3 months prior to 
randomization. Pachymetry will be used to measure the thickness of the central cornea.  Both 
of these assessments will be done in order to determine the eligibility of a subject to be 
enrolled in this study.  Further information on these procedures is found in Appendix 2. 
6.14 
Visual Field Testing 
Visual field testing must be performed in both eyes. Visual field testing may be performed up 
to 3 months prior to randomization. Visual fields must be determined as automated threshold 
perimetry (e.g., 30-2 or 24-2 Humphrey). SITA Standard is preferred, SITA fast is also 
allowed.  Visual fields must be reliable, defined as those with a) fixation losses less than or 
equal to 33%, b) false positives less than or equal to 33%, and c) false negatives less than or 
equal to 33%. Visual fields fixation losses should not be rounded up to the next whole 
number value. The gaze track and blind spot should be turned on for all visual fields 
assessments in order to calculate the fixation losses. See Appendix 2 for further 
information.  
6.15 
Dilated Ophthalmoscopy 
A dilated funduscopic examination including evaluation of the retina, vitreous, macula, 
choroid, optic nerve, and vertical cup/disc ratio will be performed.  See Appendix 2 for 


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further information on scoring.  Evaluation of vertical cup-disc ratio will be performed when 
ophthalmoscopy is performed. 
6.16 
Intraocular Pressure 
Local anesthetic will also be applied in order to facilitate IOP measurements with the 
Goldmann Applanation Tonometer.  Tonometer calibration on at least a monthly basis must 
be documented. 
Two consecutive IOP measurements of each eye must be obtained. If the 2 measurements 
differ by more than 2 mmHg, a third measurement must be obtained. Intraocular pressure 
will be analyzed as the mean of 2 measurements or as the median of 3 measurements 
(Sherwood 2006). 
Each Goldmann tonometry value is read as an integer. When calculating the mean or median, 
it is possible to have a fractional value; any non-integral mean or median IOP number will be 
reported to one decimal place. Note:  For purposes of determining eligibility of subjects to be 
enrolled, any non-integral mean IOP number should not be rounded. 
IOP should be measured by qualified individuals using a calibrated Goldmann applanation 
tonometer. 
6.17 
Study Eye Selection Process 
Subjects must qualify in both eyes based upon IOP and ocular history for a subject who 
qualifies; the study eye will be the eye with the higher IOP at 08:00 hours on Visit 3. If both 
eyes have the same IOP at 08:00 hours on Visit 3, then the right eye will be the study eye. 
For each subject, BOTH eyes will be treated. 
6.18 
Removal of Subjects from the Study or Study Treatment 
6.18.1 
Completed Subject 
A completed subject is defined as one who completes all 28 days of planned dosing and 
completion of the post-treatment follow-up day visit procedures. 
6.18.2 
Non-completing Subject 
A non-completing subject is defined as one who exits the study by their own volition or at 
the discretion of the Investigator, the Medical Monitor, and/or the Sponsor Safety Officer.  
Any subject may decide to voluntarily withdraw from the study at any time without 
prejudice.  In the event that discontinuation of treatment is necessary, the Investigator will 
make every attempt to complete all subsequent safety assessments listed for Visit 6.0 
(Day 29) as well as dilated ophthalmoscopy. 
The subject may also be discontinued from the study for the following reasons: 


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• Lack of Efficacy (as demonstrated by IOP measurements and Investigator decision that 
there is a risk of additional glaucomatous damage if the subject continues in the study). 
• Adverse Events (AEs including, in the opinion of the Investigator, clinically relevant 
laboratory abnormalities and intercurrent diseases reported by the subject or observed by 
the investigator with documentation in the CRF). 
• Withdrawal of Consent 
• Non-compliance (e.g., non-adherence to scheduled follow-up visits or non-compliance 
with dosing)  
• Lost to Follow-up    
• Disallowed Concurrent Medication  
• Investigator Decision  
• Protocol Deviation  
• Death 
• Other 
6.18.3 
Actions after Discontinuation 
All subjects who discontinue study medication due to a report of an AE must be followed and 
provided appropriate medical care until their signs and symptoms have remitted or stabilized 
or until clinically meaningful abnormal laboratory findings have returned to acceptable or 
pre-study limits.  
For subjects who choose to withdraw consent or who are discontinued for non-compliance 
prior to completing the study, every possible effort should be made by the Investigator to 
assure there is a final visit that includes all examinations listed for Visit 6.0 (Exit) and dilated 
ophthalmoscopy. 
6.18.4 
Discontinuation of the Entire Study  
The entire study may be discontinued at a given site (by the Investigator or the Sponsor/ 
Sponsor representative or at all sites by the Sponsor). Prompt, written notice of reasonable 
cause to all other relevant parties (Sponsor or Investigator) is required.  Prompt notice to the 
IRB and to regulatory authorities is also required. 


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6.18.5 
Completed Study 
The study is completed when the planned enrollment has been completed, and all the 
enrolled subjects have completed the study.  The Sponsor representative will be in 
communication with the Investigational sites regarding enrollment. 
6.19 
Appropriateness of Measurements 
The ophthalmic and systemic measures used in this study are consistent with standard of 
care.  In particular, IOP as measured by Goldmann applanation tonometry, the primary 
efficacy assessment in this study, is accepted worldwide as a standard for testing of 
pharmacologically active agents intended to reduce IOP. 
 
 


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7. STUDY ACTIVITIES 
The schedule of study visits and procedures is shown in Appendix 1. 
7.1 
Visit 1 (Screening) 
This visit may occur at any time of the day. The Investigator or a member of his/her staff will 
interview the individual as to their qualifications for participation in the study. 
Individuals will be asked to review the informed consent, discuss issues as needed, and to 
sign the form.  A signed written informed consent must be obtained from the subject prior to 
any study specific procedures or assessments. The ICF process will be clearly documented in 
the subject’s source. 
Significant medical and ophthalmic history including concomitant medication use will be 
taken, and demographic measures recorded (see Section 6.2).  
The following procedures will be performed (see Appendix 2 for procedure details):   
• Heart rate and blood pressure 
• Pregnancy test:  All females of childbearing potential must have a negative urine 
pregnancy test result  
• Best Corrected Visual Acuity  
• Central corneal thickness will be measured by ultrasound pachymetry (taken at screening 
or within 1 week prior to the Screening Visit) 
• Intraocular pressure (before pupil dilation):  Medicated IOP must be ≥ 15 mmHg and 
< 30 mmHg in both eyes at the Screening Visit (this also applies to treatment naïve 
subjects) 
• Biomicroscopy 
• Dilated ophthalmoscopy (including vertical cup-disc ratio) 
• Visual fields and gonioscopy may be taken up to 3 months prior to randomization in both 
eyes 
• Symptomatology: Individuals will be asked “How are you feeling?” 
Blood samples will be taken for clinical chemistry and hematology, and a urine sample will 
be taken for urinalysis (Appendix 2). The results of blood work and urinalysis should be 
reviewed after this study visit in order to determine eligibility of the subject prior to 
undertaking the examination at Visit 2 (Qualification Visit #1).  


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For subjects who are unable or unwilling to have blood drawn and urine collected for clinical 
labs at Visit 1 (Screening), the blood and urine sample may be drawn at Visit 2 (Qualification 
Visit #1) so long as the results of the clinical labs are available and reviewed for eligibility 
for that subject prior to Visit 3 (Qualification Visit #2). 
The Investigator will evaluate the results of these examinations for possible enrollment of the 
individual into the study. 
7.1.1 
Evaluation of Eye-Drop Instillation Performance 
Subjects (or legally authorized representative for subjects deemed unable to administer) will 
be provided a bottle of commercially available, multi-dose, non-medicated artificial tears in a 
room with access to water and soap. Medication instiller will be asked to instill a drop of the 
artificial tear in each eye under the observation of a member of the Investigator’s staff.  The 
staff will observe the subject, guardian, or alternative person to assure that they instill 1 drop 
of the artificial tear into each eye, without touching the tip of the bottle to their eye or face 
(Stone 2009).  The staff member may work with the individual to improve their delivery 
technique to meet this standard. If the subject (guardian or alternative person) cannot 
demonstrate proper delivery of the eye drop, or if staff member feels that the individual will 
be unable to do so consistently, then the subject will be excluded from further study 
participation. 
7.1.2 
Washout 
As noted in Section 5.7.1, a washout period is required for individuals currently using ocular 
hypotensive medications and who meet the other qualifications for enrollment.   
7.2 
Visit 2 (Qualification Visit #1, for 08:00 hours IOP and safety measurements) 
After the washout (if needed), individuals will return to the Investigator’s office in the early 
morning. The subject will be questioned regarding any changes in their health or concomitant 
medication use.  Any change in the individual’s Visit 1 health status should be recorded on 
the Medical History page of the CRF (e.g., the subject has been diagnosed with cancer). 
Inclusion/exclusion criteria will be reviewed again for the qualified individual. Results of the 
clinical laboratory tests from Visit 1 need to be available and reviewed by the Investigator. 
For subjects who were unable or unwilling to have blood drawn and urine collected for the 
clinical labs at Visit 1, the blood and urine sample may be drawn at Visit 2 (Qualification 
Visit #1) so long as the results of the clinical labs are available for that subject prior to Visit 3 
(Qualification Visit #2). 
The following procedures will be performed: 
• Heart rate and blood pressure 


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• Symptomatology: Individuals will be asked “How are you feeling?” 
• Best Corrected Visual Acuity  
• A non-dilated eye examination will be performed, including IOP measurements and 
biomicroscopy.  IOP must be measured within 30 minutes of the nominal time 
(i.e., 07:30 to 08:30 hours) 
For further evaluation of OAG eyes in the study, at this time, unmedicated (post washout) 
IOP must be ≥ 15 mmHg and < 35 mmHg in both eyes. For further evaluation of OHT eyes 
in the study, at this time, unmedicated (post washout) IOP must be ≥ 22 mmHg and 
< 35 mmHg in both eyes. 
   
Individuals who do NOT meet the IOP requirements above may return for up to 2 additional 
qualification visits within 1 week of failing this qualification visit. Individuals returning for 
an unscheduled visit within 1 week to re-attempt IOP qualification are required to only re-
measure IOP in both eyes. 
Individuals who screen fail due to IOP being ≥ 35 mmHg in either eye (exclusion criterion) 
MAY NOT return for additional qualification visits.  
Qualified individuals will be scheduled to return 2-7 days later for the second qualification 
visit. 
7.3 
Treatment Period 
7.3.1 
Visit 3.0 (Qualification Visit #2, Day 1, for IOP and safety measurements at 
08:00 hours)  
Within 2 to 7 days after Visit 2, individuals will return to the Investigator’s office for the next 
08:00 hour IOP measurement.  
The results of the clinical laboratory tests from Visit 1 need to be available, and reviewed by 
the Investigator. In order for the individual to be enrolled, the tests CANNOT be indicative 
of any clinically significant disease in the opinion of the Investigator.  
The subject will be questioned regarding any changes in their health or concomitant 
medication use.  Any change in the individual’s health status should be recorded on the 
Medical History page of the CRF (e.g., the subject has been diagnosed with cancer).  
Inclusion/exclusion criteria will be reviewed again for the qualified individual. 
The following procedures will be performed: 
• Heart rate and blood pressure 
• Symptomatology: Individuals will be asked “How are you feeling?” 


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• Best Corrected Visual Acuity  
• A non-dilated eye examination will be performed, including IOP measurements and 
biomicroscopy.  IOP must be measured within 30 minutes of the nominal time 
(i.e., 07:30 to 08:30 hours) 
For further evaluation of OAG eyes in the study, at this time, unmedicated (post washout) 
IOP must be ≥ 15 mmHg and < 35 mmHg in both eyes. For further evaluation of OHT eyes 
in the study, at this time, unmedicated (post washout) IOP must be ≥ 22 mmHg and 
< 35 mmHg in both eyes. 
 
  
Qualified individuals will continue with the measurements of IOP at 10:00 hours and 
16:00 hours. 
Individuals who do NOT meet the IOP requirements above may return for up to 2 additional 
qualification visits within 1 week of failing this qualification visit. Individuals returning at 
an unscheduled visit within 1 week are required to only re-measure IOP in both eyes. 
Upon return for an unscheduled qualification visit, such individuals’ IOP measurements 
would need to qualify at 08:00, 10:00, and 16:00 hours. Individuals who fail due to IOP 
being ≥ 35 mmHg in either eye (exclusion criterion) MAY NOT return for additional 
qualification visits. 
Individuals are allowed to leave the Investigator’s office between assessments, and eat and 
drink with no restrictions.  However, individuals are not to consume alcohol or engage in 
strenuous exercise. 
7.3.2 
Visit 3.1 (Day 1, for IOP and safety measurements at 10:00 hours)  
Inclusion/exclusion criteria will be reviewed again for the qualified individual. Qualified 
individuals will be examined. Each examination will include: 
• Symptomatology: Individuals will be asked “How are you feeling?” 
• A non-dilated eye examination will be performed, including IOP measurements and 
biomicroscopy.  IOP must be measured within 30 minutes of the nominal time 
(i.e., 09:30 to 10:30 hours) 
For further evaluation of OAG eyes in the study, at this time, unmedicated (post washout) 
IOP must be ≥ 15 mmHg and < 35 mmHg in the same eye. For further evaluation of 
OHT eyes in the study, at this time, unmedicated (post washout) IOP must be ≥ 22 mmHg 
and < 35 mmHg in the same eye. 
 
   


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Qualified individuals will continue with the qualification visit. Individuals who do NOT 
meet this requirement may return for up to 2 additional qualification visits within 1 week of 
failing this qualification visit. Individuals returning at an unscheduled visit within 1 week 
are required to only re-measure IOP in both eyes.  
Upon return for an unscheduled qualification visit, such individuals would need to qualify at 
08:00, 10:00 and 16:00 hours. Individuals who fail due to IOP being ≥ 35 mmHg in either 
eye (exclusion criterion) MAY NOT return for additional qualification visits. 
Individuals are allowed to leave the Investigator’s office between assessments, and eat and 
drink with no restrictions.  However, individuals are not to consume alcohol or engage in 
strenuous exercise. 
7.3.3 
Visit 3.2 (Day 1, for IOP and safety measurements at 16:00 hours)  
Inclusion/exclusion criteria will be reviewed again for the qualified individual. Qualified 
individuals will be examined. Each examination will include: 
• Symptomatology: Individuals will be asked “How are you feeling?” 
• A non-dilated eye examination will be performed, including IOP measurements and 
biomicroscopy.  IOP must be measured within 30 minutes of the nominal time 
(i.e., 15:30 to 16:30 hours) 
For further evaluation of OAG eyes in the study, at this time, unmedicated (post washout) 
IOP must be ≥ 15 mmHg and < 35 mmHg in the same eye. For further evaluation of 
OHT eyes in the study, at this time, unmedicated (post washout) IOP must be ≥ 22 mmHg 
and < 35 mmHg in the same eye. 
 
  
Individuals who do NOT meet this requirement may return for up to 2 additional 
qualification visits within 1 week of failing the first qualification visit. Individuals returning 
at an unscheduled visit within 1 week are required to only re-measure IOP in both eyes. 
Upon return for an unscheduled qualification visit, such individuals would need to qualify at 
08:00, 10:00 and 16:00 hours. Individuals who fail due to IOP being ≥ 35 mmHg in either 
eye (exclusion criterion) MAY NOT return for additional qualification visits. 
As noted in Section 4.2, subjects must qualify in both eyes based upon IOP and ocular 
history for a subject who qualifies; the study eye will be the eye with the higher IOP at 
08:00 hours on Visit 3. If both eyes have the same IOP at 08:00 hours on Visit 3, then the 
right eye will be the study eye. In each subject, BOTH eyes will be treated. 
At this point, eligible subjects will be randomized.  The study medication kit containing 
2 bottles will be dispensed to the subject, along with dosing and storage instructions by the 
site staff. 


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Subjects will be: 
• Instructed to administer their masked medication OU at home between 
20:00 - 22:00 hours beginning with the first dose on the evening of this study visit 
• Instructed to return to the office with their study medication on Week 1 (Day 8) 
For post randomization assessments, a window of ± 2 days for Visit 4 is permitted, and a 
window of ± 3 days for Visits 5 and 6 is permitted. 
7.3.4 
Visit 4.0 (Week 1 [Day 8], for IOP and safety measurements at 08:00 hours) 
Subjects will return to the Investigator’s office. The subject will be questioned about any 
missed doses and any changes in their health or concomitant medication use. Subjects will be 
examined and each examination will include: 
• Heart rate and blood pressure 
• Symptomatology: Individuals will be asked “How are you feeling”? 
• Recording of any AEs 
• Best Corrected Visual Acuity  
• A non-dilated eye examination will be performed, including IOP measurements and 
biomicroscopy.  IOP must be measured within 30 minutes of the nominal time 
(i.e., 07:30 to 08:30 hours) 
After randomization, any new or worsening of symptoms are to be entered as AEs. 
Subjects are allowed to leave the Investigator’s office between assessments, and eat and drink 
without restrictions. However, subjects are not to consume alcohol or engage in strenuous 
exercise. 
7.3.5 
Visit 4.1 (Week 1 [Day 8], for IOP and safety measurements at 10:00 hours) 
Subjects will be examined and each examination will include: 
• Symptomatology: Individuals will be asked “How are you feeling?” 
• Recording of any AEs 
• A non-dilated eye examination will be performed, including IOP measurements and 
biomicroscopy.  IOP must be measured within 30 minutes of the nominal time 
(i.e., 09:30 to10:30 hours) 


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Subjects are allowed to leave the Investigator’s office between assessments, and eat and drink 
without restrictions. However, subjects are not to consume alcohol or engage in strenuous 
exercise. 
7.3.6 
Visit 4.2 (Week 1 [Day 8], for IOP and safety measurements at 16:00 hours) 
Subjects will be examined and each examination will include: 
• Symptomatology: Individuals will be asked “How are you feeling?” 
• Recording of any AEs. 
• A non-dilated eye examination will be performed, including IOP measurements and 
biomicroscopy. IOP must be measured within 30 minutes of the nominal time 
(i.e., 15:30 to 16:30 hours). 
Subjects will be: 
• Instructed to continue to administer their study medication at home between 
20:00 - 22:00 hours (taking the daily evening dose on that day) 
• Instructed to return to the office with their used study medication on Week 2 (Day 15) 
7.3.7 
Visit 5.0 (Week 2 [Day 15], for IOP and safety measurements at 08:00 hours) 
Subjects will return to the Investigator’s office. The subject will be questioned regarding any 
missed doses and any changes in their health or concomitant medication use. Subjects will be 
examined and each examination will include: 
• Heart rate and blood pressure 
• Symptomatology: Individuals will be asked “How are you feeling?” 
• Recording of any AEs 
• Best Corrected Visual Acuity  
• A non-dilated eye examination will be performed, including IOP measurements and 
biomicroscopy.  IOP must be measured within 30 minutes of the nominal time 
(i.e., 07:30 to 08:30 hours) 
Any new or worsening of symptoms beyond those collected at baseline are to be entered as 
AEs. 
Subjects are allowed to leave the Investigator’s office between assessments, and eat and drink 
without restrictions. However, subjects are not to consume alcohol or engage in strenuous 
exercise. 


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7.3.8 
Visit 5.1 (Week 2 [Day 15], for IOP and safety measurements at 10:00 hours) 
Subjects will be examined and each examination will include: 
• Symptomatology: Individuals will be asked “How are you feeling?” 
• Recording of any AEs 
• A non-dilated eye examination will be performed, including IOP measurements and 
biomicroscopy.  IOP must be measured within 30 minutes of the nominal time 
(i.e., 09:30 to10:30 hours) 
Subjects are allowed to leave the Investigator’s office between assessments, and eat and drink 
without restrictions. However, subjects are not to consume alcohol or engage in strenuous 
exercise. 
7.3.9 
Visit 5.2 (Week 2 [Day 15], for IOP and safety measurements at 16:00 hours) 
Subjects will be examined and each examination will include: 
• Symptomatology: Individuals will be asked “How are you feeling?” 
• Recording of any AEs 
• A non-dilated eye examination will be performed, including IOP measurements and 
biomicroscopy.  IOP must be measured within 30 minutes of the nominal time 
(i.e., 15:30 to 16:30 hours) 
Subjects will be: 
• Instructed to continue to administer their masked medication at home between 
20:00 - 22:00 hours (taking the daily evening dose on that day) 
• Instructed to return to the office with their study medication on Week 4 (Day 29) 
7.3.10 
Visit 6.0 (Week 4 [Day 29], for IOP and safety measurements at 08:00 hours) 
Subjects will return to the Investigator’s office. The subject will be questioned about any 
missed doses and any changes in their health or concomitant medication use. Subjects will be 
examined and each examination will include: 
• Heart rate and blood pressure 
• Symptomatology: Individuals will be asked “How are you feeling?” 
• Recording of any AEs 


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• Urine pregnancy test (tests for applicable female subjects of child bearing potential may 
be performed at any time point throughout Visit 6) 
• Blood samples will be taken for clinical chemistry and hematology, and a urine sample 
will be taken for urinalysis (samples may be taken at any time point throughout Visit 6) 
• Best Corrected Visual Acuity  
• A non-dilated eye examination will be performed, including IOP and biomicroscopy.  
IOP must be measured within 30 minutes of the nominal time (i.e., 07:30 to 08.30 hours) 
All used/returned study medication kits will be collected by the site staff and returned to the 
Sponsor’s designee for destruction.  
Any new or worsening of symptoms beyond those collected at baseline are to be entered as 
AEs. 
Subjects are allowed to leave the Investigator’s office, and eat and drink without restrictions. 
However, subjects are not to consume alcohol or engage in strenuous exercise. 
7.3.11 
Visit 6.1 (Week 4 [Day 29], for IOP and safety measurements at 10:00 hours) 
Subjects will be examined and each examination will include: 
• Symptomatology: Individuals will be asked “How are you feeling?” 
• Recording of any AEs 
• A non-dilated eye examination will be performed, including IOP measurements and 
biomicroscopy.  IOP must be measured within 30 minutes of the nominal time 
(i.e., 09:30 to 10:30 hours)  
Subjects are allowed to leave the Investigator’s office, and eat and drink without restrictions. 
However, subjects are not to consume alcohol or engage in strenuous exercise. 
7.3.12 
Visit 6.2 (Week 4 [Day 29], for IOP and safety measurements at 16:00 hours) 
Subjects will be examined and each examination will include: 
• Symptomatology: Individuals will be asked “How are you feeling?” 
• Recording of any AEs 
• A non-dilated eye examination will be performed, including IOP measurements and 
biomicroscopy.  IOP must be measured within 30 minutes of the nominal time 
(i.e., 15:30 to 16:30 hours) 


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• Dilated ophthalmoscopy examination (including vertical cup-disc ratio) 
Subjects will be thanked for their participation, exited from the study, and released to the 
normal care of their Physician. 
7.4 
Unscheduled Visits 
An unscheduled visit may be any visit to the Investigator other than the specific visits 
requested in the protocol as possibly required for the subject’s ophthalmic condition. 
The Investigator will perform all procedures necessary to evaluate the study participant at 
these visits and record any adverse events in the CRF. 
As noted in Section 6.18.3, every possible effort should be made by Investigators to ensure 
that non-completing subjects have a final visit that includes all examinations listed for 
Visit 6.0/Exit (Day 29) as well as dilated ophthalmoscopy. 
 
 


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8. QUALITY CONTROL AND ASSURANCE 
The progress of the study will be monitored by on-site, written, remote review, and telephone 
communications between personnel at the Investigator’s site and the Study Monitor. The 
Investigator will allow the Sponsor or its designee to inspect all CRFs; patient record (source 
documents); signed consent forms; records of study medication receipt, storage, preparation, 
and disposition; and regulatory files related to this study.  
 
 


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9. PLANNED STATISTICAL METHODS 
9.1 
General Considerations 
All continuous study assessments will be summarized by treatment and time point 
(as applicable) using descriptive statistics (n, mean, median, standard deviation, minimum, 
and maximum).  All categorical study assessments will be summarized by treatment and time 
point (as applicable) using frequency counts and percentages.   
Hypothesis testing, unless otherwise indicated, will be performed at a 2-sided 
0.05 significance level.  When applicable, two-sided 95% confidence intervals will be 
reported.  All p-values will be displayed to four decimal places, with p-values less than 
0.0001 presented as '<0.0001' and p-values greater than 0.9999 presented as ‘>0.9999’.  
Differences between netarsudil (0.02% or 0.04%) and placebo will be calculated as 
netarsudil – placebo.   
All study data will be listed by treatment, subject, and time point (as applicable).   
For diurnally-adjusted IOP, baseline will refer to the time-relevant measure at Visit 3.0 
through 3.2 (e.g., IOP at 08:00 hours at Visit 3.0 will be the baseline for 08:00 hours at 
Visit 4.0, Visit 5.0, and Visit 6.0; IOP at 10:00 hours at Visit 3.1 will be the baseline for 
10:00 hours at Visit 4.1, Visit 5.1, and Visit 6.1; etc.).  For all other variables, baseline is 
defined as the last measurement prior to the first dose of study medication. An additional 
definition of baseline for conjunctival hyperemia will also be used: baseline (pre-washout) 
will be defined as the conjunctival hyperemia measure at Visit 1. 
The unit of analysis for efficacy will be the study eye.  For a subject who qualifies, the study 
eye will be the eye with the higher IOP at 08:00 hours on Visit 3.  If both eyes have the same 
IOP at 08:00 hours on Visit 3, then the right eye will be the study eye. 
Data collected during the observation extension visits may be summarized separately from 
the data collected during the main portion of the study. 
Statistical methods will be more fully described in separate document(s) (i.e., the Statistical 
Analysis Plan). 
9.2 
Determination of Sample Size 
Assuming a 2-sided test with alpha = 0.05 and a common standard deviation (SD) of 
3.5 mmHg at each time point yielding a common SD of 3.0 for the diurnal mean assuming a 
correlation among time points of 0.60, 49 ITT subjects per arm yields at least 90% power to 
demonstrate superiority of netarsudil (0.02% or 0.04%) to placebo in mean diurnal study eye 
IOP (average of 08:00, 10:00, and 16:00 hours) at the Week 4 visit assuming a difference of 
at least 2.0 mmHg in the mean diurnal IOP. The study will be considered a success and 
superiority of netarsudil to placebo will be concluded if the two-sided p-value ≤ 0.05 at 


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Week 4.  With 60 ITT subjects per arm, each test has 95% power to demonstrate superiority 
of netarsudil (0.02% or 0.04%) to placebo. 
9.3 
Analysis Populations 
9.3.1 
Intent-to-Treat (ITT) Population 
The ITT population will include all randomized subjects who have received at least 1 dose of 
study medication.  This population will be the primary population for efficacy analyses and 
will be used to summarize all efficacy variables and will summarize subjects as randomized. 
9.3.2 
Per Protocol (PP) Population 
The per protocol (PP) population is a subset of the ITT population, which will include those 
subjects who do not have major protocol violations likely to seriously affect the primary 
outcome of the study as judged by a masked evaluation prior to the unmasking of the study 
treatment.  This population will be the secondary population for efficacy analyses and will be 
used to summarize a subset of efficacy variables.  If the PP and ITT populations are exactly 
the same, then additional efficacy analyses on the PP population will not be performed.  The 
PP population will summarize subjects as treated. 
9.3.3 
Safety Population 
The safety population will include all randomized subjects who have received at least 1 dose 
of study medication.  This population will be used to summarize safety variables and will 
summarize subjects as treated. 
9.4 
Demographics and Baseline Characteristics 
Demographic and baseline characteristics such as age, gender, or disease status will be 
summarized and listed.  Medical history, history of ocular surgery and procedures, glaucoma 
history and washout period (if needed) will also be summarized and listed. 
9.5 
Primary Efficacy 
9.5.1 
Primary Efficacy Endpoint(s) 
The primary efficacy endpoint will be the comparison of netarsudil ophthalmic 
solution (0.02% or 0.04%) relative to its placebo for mean diurnal IOP within a treatment 
group at Week 4 (Day29) by Goldmann Applanation Tonometry. 
9.5.2 
Primary Efficacy Analyses 
The primary analysis of the primary endpoint will employ a linear model with mean diurnal 
IOP at Week 4 as the response, baseline mean diurnal IOP as a covariate, and treatment as a 
main effect factor, using the ITT population with Monte Carlo Markov Chain multiple 
imputation techniques used to impute missing data.  The least squares mean differences 




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Additionally, secondary analyses of the primary endpoint will be completed using individual 
2-sample t-tests and 95% t-distribution CIs for each comparison netarsudil (0.02% or 0.04%) 
versus placebo using the ITT population. 
The primary and secondary analyses will also be completed on the secondary endpoints: 
mean diurnal IOP at Weeks 1 and 2, mean IOP measure at each post-treatment time point and 
visit (08:00, 10:00, and 16:00 at the Week 1, Week 2, and Week 4 Visits), mean change from 
baseline in mean diurnal IOP at each post-treatment visit, and mean change from diurnally 
adjusted baseline IOP at each post-treatment time point and visit.  Models adjusting for 
baseline will only be performed on the mean IOP response variable as inference is identical 
between this response and the change from baseline IOP response variable in such a model. 
Additionally, for the mean IOP values at each time point, mixed model repeated measures 
will be run with baseline as the covariate; treatment, visit, time point, treatment by visit, 
treatment by time point, visit by time point, and treatment by visit by time point as the fixed 
effect factors; and subject as the random effect, repeated measure.  An unstructured 
covariance structure will be used to model the within subject, between visit and time point 
variances.  This allows for different variances and co-variances within and between time 
points and visits.  The treatment by visit, treatment by time point, visit by time point, and 
treatment by visit by time point interactions allow for a different rate of change in IOP in the 
different treatment arms among visits and time points.  This model will be run including the 
Week 1, Week 2, and Week 4 visits.   
Mean percent change from baseline in mean diurnal IOP and mean percent change from 
diurnally adjusted baseline IOP at each time point will be analyzed using two-sample t-tests, 
between netarsudil (0.02% or 0.04%) and placebo, at each time point and visit, including 
two-sample t-tests and 95% t-distribution confidence intervals on the difference 
(netarsudil - placebo).   
Mean diurnal IOP values will be constructed by averaging the 3 diurnal IOP measurements 
on each of Week 1, Week 2, and Week 4 visits.  Mean diurnal baseline IOP will be 
constructed as the average of the three Day 1 IOP measurements.  Mean change from mean 
baseline diurnal IOP will be created by taking the average of the 3 time points on each of 
Week 1, Week 2, and Week 4 visits and subtracting the single mean baseline diurnal IOP 
measurement. 
Sub-group analyses based upon pre-study characteristics such as site, demographics, or 
pre-study ocular hypotensive medications may be completed to further investigate the 
efficacy measures.   
Analyses of IOP will also include summarizing the number and percentage of study eyes 
achieving mean diurnal IOP reduction from baseline of ≥ 4 to_≥ 12 mmHg in 2 mmHg 
increments and percent reduction from baseline of ≥ 5% to ≥ 40% in 5% increments at 
Week 1, Week 2, and Week 4.  Additionally, the number and percentage of study eyes 
attaining a mean diurnal IOP of ≤ 22 to ≤ 14 mmHg in 1 mmHg increments will be 
summarized at Week 1, Week 2, and Week 4.  Fisher’s exact test (2-sided p-values) will be 


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used to test differences between netarsudil (0.02% or 0.04%) versus placebo for each 
category at each visit.  These analyses will be presented for both the ITT and PP populations 
with observed data only. 
9.7 
Safety  
9.7.1 
Safety Endpoints 
• Ocular symptoms/adverse events 
• Best corrected visual acuity 
• Objective findings of biomicroscopic examinations (i.e., anterior segment examinations 
including evaluation of cornea, conjunctiva, lids, and lens) 
• Dilated ophthalmoscopy, including vertical cup-disc ratio measurements 
Other safety assessments will be: 
• Systemic safety assessments as measured by heart rate, blood pressure, and clinical 
laboratory evaluations (including hematology, clinical chemistry, and urinalysis)  
• Pregnancy testing (for women of child bearing potential) 
9.7.2 
Safety Analyses 
Verbatim descriptions of AEs will be mapped to MedDRA thesaurus terms and be presented 
in a data listing.  Treatment emergent AEs, those that occur after the first dose of study 
medication, will be summarized by treatment group using frequency and percent for each 
system organ class (SOC) and preferred term (PT) within each SOC.  Summaries will be 
presented separately for ocular and non-ocular AEs.  These summaries will also be presented 
for relation to Investigational Product and by severity.  Fisher’s exact test will be used to test 
the difference in proportions of subjects with each AE between treatment groups netarsudil 
(0.02% or 0.04%) vs placebo.   
Visual acuity data will be summarized at each time point using both continuous summaries 
(logMAR), including change from baseline, and discrete summaries, including change from 
baseline on an ETDRS chart (or equivalent) in the number of lines and the proportion of 
subjects with a worsening of ≥ 3 lines from baseline.   
Slit lamp biomicroscopy and dilated ophthalmoscopy measures will be summarized at each 
measured time point using discrete summary statistics. Conjunctival hyperemia will also be 
summarized using continuous summary statistics including change from baseline and change 
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Visual field mean deviation and vertical cup-to-disc ratio will be summarized at each visit 
and for change from baseline to each visit using continuous summary statistics by treatment 
group and visit. 
Vital signs will be summarized at each visit and for change from baseline to each visit using 
continuous summary statistics by treatment group and visit. 
Clinical laboratory results will be summarized using both continuous summaries, including 
change from baseline, and discrete summaries, including frequency and percent of subjects 
with an abnormal value and shift tables from baseline.  Additionally, laboratory data will be 
presented in data listings.  A copy of the certification and a table of the normal ranges for the 
reference laboratory conducting any clinical laboratory tests required by this protocol must 
be provided. 
9.8 
Other Assessments or Analyses 
Other assessments or analyses will be described in the statistical analysis plan as appropriate. 
9.9 
Interim Analysis 
No interim analysis is planned for this study. 
 
 




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10.4 
Subject Information and Consent 
Informed consent must take place before any study specific procedures are initiated. Signed 
and dated written informed consent must be obtained from each subject and/or from the 
subject’s parent or legal guardian prior to enrollment into the study. 
All ICFs must be approved for use by the Sponsor and receive approval/favorable opinion 
from an IRB prior to their use. If the consent form requires revision (e.g., due to a protocol 
amendment or significant new safety information), it is the Investigator’s responsibility to 
ensure that the amended informed consent is reviewed and approved by the Sponsor prior to 
submission to the governing IRB and that it is read, signed and dated by all subjects 
subsequently enrolled in the study as well as those currently enrolled in the study if directed 
by the IRB. 
10.5 
Subject Confidentiality 
The Investigator and his/her staff will maintain all personal subject data collected and 
processed for the purposes of this study using adequate precautions to ensure confidentiality, 
in accordance with local, state and federal laws and regulations.  
Monitors, auditors and other authorized representatives of Aerie, the IRB(s) approving this 
study, and government regulatory authorities (e.g., FDA and other foreign regulatory 
agencies) may be granted direct access to the study subject’s original medical and study 
records for verification of the data or clinical study procedures. Access to this information 
will be permitted to representatives of the aforementioned organizations to the extent 
permitted by law.  
A report of this study’s results may be published or sent to the appropriate health authorities 
in any country in which the study drug may ultimately be marketed, but subject identities will 
not be disclosed in these documents. 
10.6 
Study Monitoring 
Clinical research associates hired or contracted by the Sponsor will be responsible for 
monitoring the study sites and study activities. They will contact and visit the Investigator 
regularly. The actual frequency of monitoring visits depends on subject enrollment and on 
study site performance. Among others, the following items will be reviewed: 
• study progress 
• compliance with the protocol 
• completion of CRFs 
• dispensing, storage, and accountability of IP, including unmasking of IP 
• source data verification 
• AE and SAE reporting 
• essential documents contained within the regulatory binder 


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For source data verification (i.e., comparison of CRF entries with subject records), data will 
be 100% source verified. 
10.7 
Case Report Forms and Study Records 
Study data will be recorded via electronic CRFs. Each authorized study staff member will 
receive a unique access account in order to use the Electronic Data Capture (EDC) system. 
Access accounts will not be shared among study staff. Authorized users will make entries 
and/or changes to the CRF via a secure internet access. Each completed set of CRFs will be 
reviewed by the Investigator who will then electronically sign and date the CRF confirming 
that data for the subjects are complete and accurate. 
Source document information should be legible. Recorded data should only be corrected by 
drawing a single line through the incorrect entry and writing the revision next to the 
corrected data. The person who has made the correction should place his or her initials as 
well as the date of the correction next to the correction. Data may not be obliterated by 
erasure, redaction, or with correction fluid. 
The study records must include a copy of each Investigator's CV and medical license; 
completed FDA Form 1572 or statement of Investigator; each CRF; subject charts/source 
documents; Investigator's Brochure; protocol and protocol amendments; correspondence with 
the Sponsor and the IRB; IP storage, receipts, returns and dispensing records; Delegation of 
Responsibilities Log; site training records; records of site monitoring; unmasking 
documentation; AE and SAE reporting; IRB/IEC approvals; advertisements; written 
information provided to subjects; and subject completed ICFs. If the Investigator moves, 
withdraws from an investigation, or retires, the responsibility for maintaining the records 
may be transferred to another person (e.g., Sponsor, other Investigator) who will accept the 
responsibility. Notice of this transfer, including written acceptance, must be made to and 
agreed upon by the Sponsor. 
10.8 
Protocol Deviations 
A protocol deviation occurs when there is non-adherence to study procedures or schedules. 
Examples of deviations include common out of window visits or timed procedures, a missed 
procedure, etc. Sites will record protocol deviations in the study records. To the extent 
possible, sites will make their best efforts to quickly remedy deviations. 
The site will contact the Sponsor for clarification of inclusion/exclusion criteria as needed 
prior to enrollment of a study subject. The Sponsor will document clarification requests and 
responses. No waivers to inclusion or exclusion criteria are allowed. If a potential subject 
does not meet all inclusion and exclusion criteria during screening, that subject may not be 
enrolled in the study. 
The site will notify the Sponsor or their representative and IRB within 10 days, or sooner, if 
required by the IRB, of becoming aware of any significant protocol deviation. Typically, 
significant protocol deviations include significant deviations from the inclusion and 


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exclusion criteria that may impact interpretation or the quality of efficacy information or the 
safety of a subject, concomitant medication restrictions, or any other protocol requirement 
that results in a significant added risk to the subject or has an impact on the quality of the 
data collected or the outcome of the study. 
The Sponsor will review, designate, and/or approve all protocol deviations prior to database 
lock. 
10.9 
Access to Source Documentation 
Monitors, auditors, and other authorized representatives of the Sponsor, the governing 
IRB(s), the FDA, the DHHS, other domestic government agencies, and other foreign 
regulatory agencies will be granted direct access to the study subject’s original medical and 
study records for verification of the data and/or clinical study procedures. Access to this 
information will be permitted to representatives of the aforementioned organizations to the 
extent permitted by law. 
10.10 Data Generation and Analysis 
After data have been entered into the study EDC system database, a system of computerized 
data validation checks will be implemented and applied to the database.  Query reports 
pertaining to data omissions and discrepancies will be forwarded to the clinical Investigator 
and the Sponsor for resolution.  Where required, the Investigator will be asked for 
supplementary information through a query.  The study EDC system database will be 
updated by the clinical investigator or their staff, in accordance with the resolved query 
reports.  All changes to the study database will be documented.   
Once the CRFs are monitored in the EDC system, the data management contract research 
organization (CRO) and the Sponsor will further check the CRFs for completeness and 
plausibility of the data. The data management CRO will use quality systems in order to verify 
accurate and complete data entry, including additional checks of the data once entered in a 
database (e.g., range checks, cross checks and other edit checks).  
All procedures for the handling and analysis of data will be conducted using good computing 
practices meeting ICH and US FDA guidelines for the handling and analysis of data for 
clinical trials.  Data will be checked per the data management CRO’s SOPs. The database 
then will be locked and a biostatistician will complete the analyses of the data in accordance 
with the Statistical Analysis Plan. 
10.11 Retention of Data 
The Investigator shall retain study records for a period of 2 years following the date a 
marketing application is approved for the drug for the indication for which it is being 
investigated, or for a period of 2 years after all investigations with the drug are discontinued 
and FDA has been duly notified in the circumstance that no application is to be filed or the 


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application is not approved for such indication. The Sponsor will inform the Investigator 
when the study records can be destroyed. 
10.12 Financial Disclosure 
The Principal Investigator and sub-Investigators (as listed on Form FDA 1572) will provide 
financial disclosure information prior to participation in the study. The Principal Investigator 
and any sub-Investigators will notify the Sponsor promptly of any required revision to their 
financial disclosure status during the term of this study, annually, or at the end of the study 
(if applicable). The Principal Investigator and sub-Investigators will provide updated 
financial disclosure information upon the Sponsor’s written request following completion of 
the study. 
10.13 Publication and Disclosure Policy 
Aerie Pharmaceuticals, as the Sponsor, has proprietary interest in the study. Authorship and 
manuscript composition will reflect joint cooperation between multiple investigators and 
sites and Aerie Pharmaceuticals personnel, and will be administrated by a steering 
committee.  As this study involves multiple centers, no individual publications will be 
allowed prior to completion of the final report of the multicenter study except as agreed with 
Aerie Pharmaceuticals. 
 
 


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11. REFERENCES 
11.1 
External References 
1. The AGIS Investigators. The Advanced Glaucoma Intervention Study (AGIS): 7. The 
relationship between control of intraocular pressure and visual field deterioration. Am 
J Ophthalmol 2000; 130:429-40. 
2. Chen J, Runyan SA, Robinson MR.  Novel ocular antihypertensive compounds in clinical 
trials. Clin Ophthalmol 2011; 5:667-77. 
3. Collaborative Normal-Tension Glaucoma Study Group.  The effectiveness of intraocular 
pressure reduction in the treatment of normal-tension glaucoma.  Am J Ophthalmol 1998; 
126:498-505. 
4. Ferris FL and Bailey I.  Standardizing the measurement of visual acuity for clinical 
research studies.  Ophthalmol 1996; 103:181-82. 
5. Ferris FL, Kassoff, A, Bresnick GH, et al.  New visual acuity charts for clinical research.  
Am J Ophthalmol 1982; 94:91-6. 
6. Heijl A, Leske MC, Bengtsson B, et al.  Reduction of intraocular pressure and glaucoma 
progression: results from the Early Manifest Glaucoma Trial.  Arch Ophthalmol 2002; 
120: 1268-79. 
7. Hughes BA, Bacharach J, Craven ER, et al. A three-month, multicenter, double-masked 
study of the safety and efficacy of travoprost 0.004%/timolol 0.5% ophthalmic solution 
compared to travoprost 0.004% ophthalmic solution and timolol 0.5% dosed 
concomitantly in subjects with open angle glaucoma or ocular hypertension. J Glaucoma 
2005; 14:392-9. 
8. Kass MA, Heuer DK, Higginbotham EJ, et al.  The Ocular Hypertension Treatment 
Study. A randomized trial determines that topical ocular hypotensive medication delays 
or prevents the onset of primary open-angle glaucoma. Arch Ophthalmol 2002; 
120:701-13. 
9. Kass MA, Gordon MO, Gao F, et al.  Delaying Treatment of Ocular Hypertension: The 
Ocular Hypertension Treatment Study. Arch Ophthalmol 2010; 128:276-87. 
10. Kiel JW, Kopczynski CC.  Effect of AR-13324 on episcleral venous pressure in Dutch 
Belted rabbits.  J Ocul Pharmacol Ther 2015; 31(3):146-51. 
11. Kopczynski CC and Epstein DL.  Emerging Trabecular Outflow Drugs.  J Ocul 
Pharmacol Ther 2014; 30:85-7. 
12. Sherwood MB, Craven ER, Chou C, et al. Twice-daily 0.2% brimonidine-0.5% timolol 
fixed-combination therapy vs. monotherapy with timolol or brimonidine in patients with 


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glaucoma or ocular hypertension: a 12-month randomized trial. Arch Ophthalmol 2006; 
124:1230-8. 
13. Stamper RL, Lieberman MF, and Drake MV.  Becker-Shaffer’s diagnosis and therapy of 
the glaucomas, 8th ed. Mosby, 2009. 
14. Stewart WC, Holmes KT, Johnson MA. Washout periods for brimonidine 0.2% and 
latanoprost 0.05%. Am J Ophthalmol. 2001;798-9. 
15. Stone JL, Robin AL, Novack GD, et al. An objective evaluation of eye-drop instillation 
in glaucoma patients. Arch Ophthalmol 2009; 127:732-6. 
16. Wang RF, Williamson JE, Kopczynski C, Serle JB.  Effect of 0.04% AR-13324, a 
ROCK, and Norepinephrine Transporter Inhibitor, on Aqueous Humor Dynamics in 
Normotensive Monkey Eyes. J Glaucoma 2015; 24(1):51-4. 
11.2 
Internal References 
1. Aerie Pharmaceuticals, Inc., AR-13324 and PG324 Investigator’s Brochure (2017). 
2. AR-13324-CS101 Clinical Study Report: An Open-Label Study Assessing the Ocular and 
Systemic Safety and Systemic Absorption of AR-13324 Ophthalmic Solution 0.02% in 
Healthy Volunteers (2014). 
3. AR-13324-CS102 Clinical Study Report: A double-masked, randomized, paired-
comparison, controlled study of the aqueous humor dynamics of AR-13324 Ophthalmic 
Solution 0.02% in healthy volunteers (2015). 
4. AR-13324-CS104: A prospective, double-masked, randomized, multicenter, placebo-
controlled, parallel-group study assessing the safety of two concentrations of netarsudil 
ophthalmic solution in healthy volunteers in the United States. 
5. AR-13324-CS201 Clinical Study Report: A Phase 2, double-masked, randomized, 
placebo-controlled, dose-response study assessing the safety and ocular hypotensive 
efficacy of three doses of AR-13324 Ophthalmic Solution in patients with elevated 
intraocular pressure (2012). 
6. AR-13324-CS202 Clinical Study Report: A phase 2, double-masked, randomized, 
multi-center, active-controlled, dose-response parallel-group study comparing the safety 
and ocular hypotensive efficacy of AR-13324 to latanoprost in patients with elevated 
intraocular pressure (2013). 
7. AR-13324-CS301 Clinical Study Report: A double-masked, randomized, multi-center, 
active-controlled, parallel, 3-month study assessing the safety and ocular hypotensive 
efficacy of AR-13324 Ophthalmic Solution, 0.02% compared to timolol maleate 
ophthalmic solution, 0.5% in patients with elevated intraocular pressure (2016). 


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8. AR-13324-CS302 Clinical Study Report: A double-masked, randomized, multi-center, 
active-controlled, parallel, 12-month study assessing the safety and ocular hypotensive 
efficacy of AR 13324 Ophthalmic Solution, 0.02% compared to timolol maleate 
ophthalmic solution, 0.5% in patients with elevated intraocular pressure (2016). 
9. AR-13324-CS304 Clinical Study Report: A double-masked, randomized, multi-center, 
active-controlled, parallel group, 6-month study with a 3-month interim analysis 
assessing the ocular hypotensive efficacy and safety of AR-13324 Ophthalmic Solution, 
0.02% QD compared to Timolol Maleate Ophthalmic Solution, 0.5% BID in patients 
with elevated intraocular pressure. Rho Kinase Elevated Intraocular Pressure Treatment 
Trial (ROCKET 4) (2017). 
 


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Appendix 1 
Schedule of Visits and Procedures 
 
 
 
Post Day 1 Treatment 
Day (D)/Week (W) 
Screening 
Qual. #1 
Qual. #2 (Day 1) 
W1 (Day 8±2) 
W2 (Day 15±3) 
W4 (Day 29±3) 
Visit 
1 
2 
3.0 
3.1 
3.2 
4.0 
4.1 
4.2 
5.0 
5.1 
5.2 
6.0 
6.1 
6.2 
Hour (XY = XY:00) 
 
08 
08 
10 
16 
08 
10 
16 
08 
10 
16 
08 
10 
16 
Informed Consent 
X 
 
 
 
 
 
 
 
 
 
 
 
 
 
Inclusion/Exclusion 
X 
X 
X 
X 
X 
 
 
 
 
 
 
 
 
 
Washout1 
X 
 
 
 
 
 
 
 
 
 
 
 
 
 
Demography 
X 
 
 
 
 
 
 
 
 
 
 
 
 
 
Medical/Ophthalmic History 
X 
X 
X 
 
 
 
 
 
 
 
 
 
 
 
Concomitant Medications 
X 
X 
X 
 
 
X 
 
 
X 
 
 
X 
 
 
HR/BP 
X 
X 
X 
 
 
X 
 
 
X 
 
 
X 
 
 
Urine Pregnancy Test2 
X 
 
 
 
 
 
 
 
 
 
 
X 
Clinical Labs (Chem/Hem/UA) 
X3 
 
 
 
 
 
 
 
 
 
 
X 
Symptoms/AEs4 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 
Visual Acuity  
X 
X 
X 
 
 
X 
 
 
X 
 
 
X 
 
 
IOP 
X 
X5 
X5 
X5 
X5 
X 
X 
X 
X 
X 
X 
X 
X 
X 
Biomicroscopy 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 
X 
Gonioscopy6/Ultrasound Pachymetry7 
G/P 
 
 
 
 
 
 
 
 
 
 
 
 
 
Visual Field8 
X 
 
 
 
 
 
 
 
 
 
 
 
 
 
Ophthalmoscopy (dilated) 
X 
 
 
 
 
 
 
 
 
 
 
 
 
X 
Eye-Drop Instillation Evaluation 
X 
 
 
 
 
 
 
 
 
 
 
 
 
 
Study Medications Dispensed 
 
 
 
 
X 
 
 
 
 
 
 
 
 
 
Study Medications Collected 
 
 
 
 
 
 
 
 
 
 
 
X9 
 
 


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Post Day 1 Treatment 
Day (D)/Week (W) 
Screening 
Qual. #1 
Qual. #2 (Day 1) 
W1 (Day 8±2) 
W2 (Day 15±3) 
W4 (Day 29±3) 
Visit 
1 
2 
3.0 
3.1 
3.2 
4.0 
4.1 
4.2 
5.0 
5.1 
5.2 
6.0 
6.1 
6.2 
Hour (XY = XY:00) 
 
08 
08 
10 
16 
08 
10 
16 
08 
10 
16 
08 
10 
16 
Study Completed 
 
 
 
 
 
 
 
 
 
 
 
 
 
X 
Abbreviations:   HR/BP = heart rate/blood pressure; Chem/Hem/UA = Chemistry/Hematology/Urinalysis; AE = adverse event; IOP = Intraocular 
pressure. 
Early Discontinuation: Visit 6.0 procedures are to be completed plus a dilated ophthalmoscopy examination. 
Visit Requirements: IOP measurements at all visits are to be made within ±½ hour of the protocol-specified times of 08:00, 10:00, and 16:00 hours with 
the exception of the Visit 1 (Screening). 
1  
Subjects currently using ocular hypotensive medications must undergo a minimum washout period (see Section 5.7.1). 
2  
Urine pregnancy test for women of childbearing potential is required.  
3  
For subjects who are unable or unwilling to have blood drawn and urine collected for clinical labs at Visit 1 (Screening), the blood and urine 
sample may be drawn at Visit 2 (Qualification Visit #1) so long as the results of the clinical labs are available for that subject prior to Visit 3 
(Qualification Visit #2). 
4  
Ocular symptoms: Subjects will be queried at each visit “How are you feeling?” and treatment emergent AEs beginning at Visit 4 will be 
documented on the AE form. Additional symptoms reported after screening and before randomization will be documented on the medical history 
form. Adverse events will be recorded for every study visit (i.e., at 08:00, 10:00, and 16:00 hours) as needed. 
5  
Individuals returning at an Unscheduled Visit within 1 week to re-attempt IOP qualification are required to only re-measure IOP in both eyes. 
6  
Gonioscopy evaluation up to 3 months prior to randomization is acceptable. 
7  
Ultrasound pachymetry within 1 week prior to screening is acceptable. 
8  
Entry visual field evaluation up to 3 months prior to randomization is acceptable. Visual field collection must meet the requirement for automated 
threshold visual field assessment (e.g., 30-2 or 24-2 Humphrey) and reliability. 
9  
Collect kit(s) dispensed during the Day 1 visit. 
 


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Appendix 2 
Procedures 
Procedures: Best Corrected Visual Acuity 
Best corrected visual acuity (BCVA) is taken at all visits as a measure of ocular function.  
BCVA will be measured at screening and frequently throughout the study. 
Procedure: Distance visual acuity must be assessed using an Early Treatment of Diabetic 
Retinopathy Study (ETDRS) or equivalent chart. Visual acuity testing should precede 
intraocular pressure measurement, the administration of topical anesthetic agents, or any 
examination requiring contact with the anterior segment. 
Distance visual acuity will be measured with best correction. 
The visual acuity chart may be either retro-illuminated (“back-lit”), or reflectance 
illuminated. If the latter is chosen, then the illumination must be checked at regular intervals 
to be consistent with ETDRS guidelines. Standard charts for a distance from subject to chart 
of 10 feet to 20 feet must be used. Ideally, the subject should be seated. The right eye should 
be tested first.  Sites are directed to refer to the instructions on the commercial ETDRS 
charts. If there is any question, contact the Sponsor’s monitor. 
The subject should attempt to read each letter, line by line, left to right, beginning with line 1 
at the top of the chart (20/200 line).  The subjects should be told that the chart has letters 
only, no numbers.  If the subject reads a number, he or she should be reminded that the chart 
contains no numbers, and the examiner should then request a letter in lieu of the number. The 
subjects should be asked to read slowly, about 1 letter per second, so as to achieve the best 
identification of each letter.  He/she is not to proceed to the next letter until he/she has given 
a definite response. 
A maximum effort should be made to identify each letter on the chart. When the subject says 
he/she cannot read a letter, he/she should be encouraged to guess.  If the subject identified 
2 letters (e.g., A or B), he/she should be asked to choose 1 letter and, if necessary, to guess. 
When it becomes evident that no further meaningful readings can be made despite 
encouragement to read or guess, the examiner should stop the testing for that eye.  However, 
all letters on the last line should be attempted as letter difficulties vary and the last letter may 
be the only one read correctly. The number of letters missed or read incorrectly should be 
noted.  Repeat with left eye. 
In order to provide standardized and well-controlled assessment of visual acuity during the 
study, all visual acuity assessments for a subject must be performed consistently (e.g., the 
same lighting conditions, viewing distance, etc.) during the entire study. 
The number of letters missed is multiplied by 0.02 and added to the baseline value to 
determine the logMAR visual acuity. Baseline is defined as the last line for which the subject 
reads at least 1 letter. 




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External examination and biomicroscopy will be performed using a slit lamp. Magnification 
will be consistent with standard clinical practice. 
The clinician will examine and grade the eyelids of both eyes for evidence of erythema 
and/or edema. Observations will be documented on the appropriate CRF.  The clinician will 
examine the conjunctiva, cornea, anterior chamber, iris, pupil, and lens of the eye with the 
aid of a slit lamp, which is a table-mounted binocular microscope, and report their gradings 
for these tissues.  Fluorescein dye will be instilled into the ocular cul-de-sac to facilitate this 
examination. The Sponsor recommends that the same examiner should conduct all 
biomicroscopy examinations at each time point and at each visit for a given subject. 
Biomicroscopic grading will be done as follows: 
LID 
Erythema 
None (0)= 
Normal, without any redness, or less than mild 
Mild (+1)= 
A low grade flushed reddish color 
Moderate (+2)= 
Diffused redness encompassing the entire lid margin 
Severe (+3)= 
Deep diffused reddish color of lid margins and superior or inferior eyelid 
Edema 
None (0)= 
Normal, no swelling of the lid tissue, or less than mild 
Mild (+1)= 
Slight diffuse swelling above normal 
Moderate (+2)= 
General swelling 
Severe (+3)= 
Extensive swelling of the eyelid(s), with or without eversion of upper and/or lower 
lids 
CONJUNCTIVA 
Hyperemia 
None (0)= 
Normal. Appears white with a small number of conjunctival blood vessels easily 
observed. 
Mild (+1)= 
Prominent, pinkish-red color of both the bulbar and palpebral conjunctiva; 
Moderate (+2)= 
Bright, scarlet red color of the bulbar and palpebral conjunctiva 
Severe (+3)= 
“Beefy Red” with petechiae --- Dark red bulbar and palpebral conjunctiva with 
evidence of subconjunctival hemorrhage 
Edema 
None (0)= 
Normal, no swelling of the conjunctiva or less than mild 
Mild (+1)= 
Slight diffuse or regional swelling of the conjunctiva 
Moderate (+2)= 
General swelling of the conjunctiva 
Severe (+3)= 
Extensive swelling of the conjunctiva 


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CORNEA 
Edema 
None (0)= 
Transparent and clear or less than mild 
Mild (+1) = 
Dull glassy appearance 
Moderate (+2)= 
Dull glassy appearance of epithelium with large number of vacuoles 
Severe (+3) = 
Stromal edema, localized or diffuse, with stromal striae 
Staining 
None (0)= 
No fluorescein staining of epithelium, OR less than mild 
Mild (+1) = 
Slight punctate fluorescein staining 
Moderate (+2)= 
Regionally dense coalescent fluorescein staining 
Severe (+3) = 
Marked fluorescein staining with immediate stromal leakage as a result of 
epithelial loss 
ANTERIOR CHAMBER 
Cells 
None (0)= 
No cells seen or less than mild 
Mild (+ 1) = 
+ cells (1-5 cells) 
Moderate (+2) = 
++ cells (6-15 cells) 
Severe (+3) = 
+++ cells (> 15 cells, no hypopyon) 
Hypopyon (+4)= 
++++ cells (> 15 cells plus hypopyon formation [indicate size of 
hypopyon]) 
Flare 
None (0)= 
No Tyndall effect or less than mild 
Mild (+1) = 
Tyndall beam in the anterior chamber has a mild intensity 
Moderate (+2) = 
Tyndall beam in the anterior chamber is of strong intensity 
Severe (+3) = 
Tyndall beam is very intense. The aqueous has a white, milky appearance 
LENS PATHOLOGY 
Lens status 
Phakic 
Pseudophakic 
Aphakic 
Lens Opacity (Phakic only) 
None (0)= 
None present or less than mild 
Mild (+ 1)= 
Subtle 
Moderate (+2)= 
Moderate 
Severe (+3)= 
Dense 


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Procedures: Dilated Ophthalmoscopy 
The Sponsor recommends that the same masked examiner should conduct all 
ophthalmoscopy exams for a given subject. 
RETINA, VITREOUS, MACULA, CHOROID, OPTIC NERVE 
0= 
Normal 
1= 
Abnormal 
CUP-DISC RATIO (Vertical) 
Score from 0.1 to 1.0 in 0.1 increments 
A priori, a change of 0.2 units in either eye is considered clinically significant. 
Procedures: Pachymetry - Central Corneal Thickness 
Central corneal thickness will be measured by ultrasound pachymetry in both eyes (mean of 
2 readings per eye).  The mean value will be used for enrollment criteria.  
For individuals with mean central corneal thickness greater than 620 μm, they may return 
either the same day, or within 7 days for another pachymetry measurement. If the mean of 
2 readings on that second pachymetry is ≤ 620 μm, then the individual may be considered for 
the study. 
Procedures: Gonioscopy 
The purpose of this examination is to confirm that the iridocorneal angle is open, and that the 
subject does not have narrow angle glaucoma, which is an exclusion criteria for study 
participation.  Gonioscopy may be performed up to 3 months prior to randomization. 
Gonioscopy will be performed at the slit lamp, bilaterally, using a goniolens and grading will 
be by the Shaffer grading scale (Stamper 2009). 
Procedures: Symptomatology 
Subjects will be queried “How are you feeling?” and any treatment emergent adverse events 
will be documented on the adverse event form. 
Procedures: Heart Rate 
Heart rate will be measured after the subject has been seated quietly for at least 5 minutes. 
Pulse will be detected at the wrist, and will be counted for 30 seconds, and multiplied by 2. If 
an electronic measurement device is used, it must be documented. 


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Procedures: Blood Pressure 
Blood pressure will be measured after heart rate (and thus the subject will already be in a 
resting state).  Blood pressure will be measured using a sphygmomanometer with appropriate 
size cuff and a stethoscope or with a measurement device. 
Procedures: Urine Pregnancy Test 
A urine hCG pregnancy test (only for females who are not diagnosed as postmenopausal or 
surgically sterile) will be used in this study and performed at the screening visit to 
immediately confirm non-pregnancy eligibility for females of child-bearing potential.   
The Sponsor will provide urine pregnancy tests to the sites.  Expiration dates on the 
pregnancy tests will be reviewed and confirmed by the site prior to use. 
If a female becomes pregnant during the study, the Investigator should notify the Sponsor 
immediately after the pregnancy is confirmed and the subject will be exited from the study.  
The Investigator should follow the progress of the pregnancy until the fetus is carried to term. 
Procedures: Clinical Laboratories 
Central laboratories should be used for clinical chemistries as mandated by the protocol. A 
copy of the certification for the reference laboratory conducting any clinical laboratory tests 
required by this protocol will be provided. Laboratory requisition forms must be completed 
and samples must be clearly labelled with the subject number, protocol number, site/center 
number and visit date. Details for the preparation and shipment of samples and reference 
ranges will be provided in the laboratory manual. 
A chemistry panel, complete blood count (hematology and differential), and urinalysis will 
be performed as shown below.  Note that fasting is NOT required and specific values may be 
out of the typical fasting range.  
• Clinical Chemistry: 
o A/G ratio (albumin/globulin) 
o Alanine aminotransferase (ALT) 
o Albumin 
o Alkaline phosphatase 
o Aspartate aminotransferase (AST) 
o Blood urea nitrogen (BUN) 


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o BUN/Creatinine ratio 
o Calcium 
o Carbon Dioxide 
o Chloride 
o Creatinine 
o Globulin (calculation from total protein and albumin) 
o Glucose 
o Potassium (K)  
o Sodium (Na)  
o Total Bilirubin 
o Total Protein 
o Triglycerides  
• Hematology: 
o White blood cells 
 Differential Including: 
• Absolute and Percent Neutrophil Count 
• Absolute and Percent Lymphocyte Count 
• Absolute and Percent Monocyte Count 
• Absolute and Percent Eosinophil Count 
• Absolute and Percent Basophil Count 
o Platelets: 
 Mean Platelet Volume 
 Platelet count 
o Red blood cells 


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 Hemoglobin 
 Hemoglobin A1c 
 Hematocrit 
 Mean corpuscular volume 
 Mean corpuscular hemoglobin 
 Mean corpuscular hemoglobin concentration 
 Red Cell Distribution Width 
• Urinalysis 
 
 


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Appendix 3 
Sponsor’s Obligations 
Aerie Pharmaceuticals, Inc. is committed to: 
A. Complying with the local health authority regulations for the conduct of clinical research 
studies. 
B. Informing the Investigator of any new information about the investigational product that 
may affect the subject's welfare or may influence the subject's decision to continue 
participation in the study. 
C. In the event of a serious adverse experience, whether related to the use of the study 
medication or device or not, or the death of a subject, the Sponsor is responsible for 
notifying the regulatory authority(ies) immediately (see Section 6.9, Adverse Events 
Assessments). 
D. When the study is terminated, the Sponsor should promptly inform the regulatory 
authority(ies) of the termination and the reason(s) for it. The IRB should also be 
informed promptly and provide the reason(s) for the termination by the Sponsor as 
specified by the applicable regulatory requirement(s). 
E. Providing to the Investigator the most up-to-date editions of the Clinical Investigator's 
Brochure (for the investigational product), the protocol, Serious Adverse Experience 
forms, and a full set of Case Report Forms for each subject entered into the study to 
document the study evaluation parameters. 
F. Providing study medications suitably masked/blinded, coded, and packaged for use with 
subjects entered into the study. 
G. Providing statistical and report writing resources to complete appropriate reporting of 
study results. 
H. Ensuring equity considerations among all Investigators in multicenter studies, including 
all matters of publications and meeting presentations, etc. (where applicable). 
I. Prepare an FDA Form No. 3454 (Certification: Financial Interests and Arrangements of 
Clinical Investigators) or 3455 (Disclosure: Financial Interests and Arrangements of 
Clinical Investigators) or Sponsor’s equivalent. 
 
 


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Appendix 4 
Investigator’s Obligations 
The Investigator is obligated to: 
A. In the event of a serious adverse experience, whether related to the use of the study 
medication or device or not, or the death of a subject, the Investigator is responsible 
for notifying the Sponsor Safety Officer immediately (see Section 6.9, Adverse Events 
Assessments). The Investigator must also notify the Sponsor Representative and the IRB 
to which he/she is responsible. 
B. Prior to initiating the study, sign and return to the Sponsor Representative, the relevant 
form (Statement of Investigator form provided by the Sponsor for studies involving 
non-significant risk devices, or OTC drugs; or an FDA No. 1572 is required for IND 
Phase I, II, III, and IV studies. Each sub-Investigator who will assist in the study is to be 
identified in the required form. The current curriculum vitae (signed and dated) of the 
principal Investigator and of each sub-Investigator named in the Statement of Investigator 
form or 1572 form is to accompany the form.  
C. Cooperate with the Sponsor on the preparation of an FDA Form No. 3454 
(Certification: Financial Interests and Arrangements of Clinical Investigators) or 
3455 (Disclosure: Financial Interests and Arrangements of Clinical Investigators). 
D. Obtain and submit to the Sponsor a copy of his/her IRB approval of the protocol prior to 
initiating the study. 
E. Obtain signed informed consent from each subject or his/her legal guardian prior to 
acceptance of the subject into the study. 
F. Read and agree to adhere to the study protocol prior to the initiation of the study. 
Deviations from the study protocol are not to be implemented without the prior written 
approval of the Sponsor and IRB, unless protection of the safety and welfare of study 
subjects requires prompt action. During the study, if the Investigator feels that in his/her 
clinical judgment, it is necessary to promptly terminate 1 or more subjects from the 
study, or to promptly implement reasonable alternatives to, or deviations from the 
protocol in consideration of the safety of study subjects, the Sponsor is to be notified of 
these terminations, alternatives, and deviations, and the reasons for such changes are to 
be documented in the study records. The Investigator is to also notify his/her IRB of any 
such changes. 
G. Accurately record, at the Investigator’s site, all required data on each subject's CRF. 
H. Keep accurate records of the number of study medication or device units received from 
the Sponsor and dispensed or administered to each subject during the study, and return 
any unused study medication or devices to the Sponsor at the completion of the study. 
Before returning the study medications or devices to the Sponsor, a detailed inventory 
should be recorded and placed in the Investigator’s file. 


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I. Assure that IP will be dispensed or administered only to subjects under his/her personal 
supervision, or under the supervision of authorized sub-Investigators responsible to 
him/her. 
J. Allow a representative of the Sponsor and/or representatives of health regulatory 
agencies to inspect all CRFs and corresponding portions of each study subject's original 
office, hospital, and laboratory records at mutually convenient times at regular intervals 
during the study and upon request after the study has been completed. The purpose of 
these onsite monitoring visits is to provide the Sponsor the opportunity to evaluate the 
progress of the study, document compliance with the protocol and with regulatory 
requirements, verify the accuracy and completeness of subject CRFs, resolve any 
apparent discrepancies or inconsistencies in the study records, and account for all 
investigational supplies. 
K. Provide the governing IRB with a brief (i.e., 1 to 3 pages) Investigator's summary within 
90 working days of the study completion. 
L. Complete the study within the time limits agreed upon with the Sponsor prior to the 
initiation of the study. 
M. Maintenance of records: 
a. Disposition of drug. An Investigator is required to maintain adequate records of the 
disposition of the drug, including dates, quantity, and use by subjects. If the 
investigation is terminated, suspended, discontinued, or completed, the Investigator 
shall return the unused supplies of the drug to the Sponsor, or otherwise provide for 
disposition of the unused supplies of the drug under 21 CFR 312.59. 
b. Case histories. An Investigator is required to prepare and maintain adequate and 
accurate case histories that record all observations and other data pertinent to the 
investigation on each individual administered the investigational drug or employed as 
a control in the investigation. Case histories include the case report forms and 
supporting data including, for example, signed and dated consent forms and medical 
records including, for example, progress notes of the physician, the individual's 
hospital chart(s), and the nurses' notes. The case history for each individual shall 
document that informed consent was obtained prior to participation in the study. 
c. Record retention. An Investigator shall retain records required to be maintained 
under this part for a period of 2 years following the date a marketing application is 
approved for the drug for the indication for which it is being investigated; or, if no 
application is to be filed or if the application is not approved for such indication, 
until 2 years after the investigation is discontinued and the FDA is notified. 
These documents should be retained for a longer period however if required by the applicable 
regulatory requirements or by an agreement with the Sponsor. 


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If for any reason the Investigator withdraws from the responsibility of maintaining the study 
records for the required period of time, custody of the records may be transferred to any other 
person who will accept responsibility for the records. The Sponsor is to be notified in writing 
of any such transfer. 
 


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Appendix 5 
Declaration of Helsinki 
Recommendations Guiding Medical Doctors in Biomedical Research Involving Human 
Subjects  
I. BASIC PRINCIPLES 
1. Biomedical research involving human subjects must conform to generally accepted 
scientific principles and should be based on adequately performed laboratory and animal 
experimentation and on a thorough knowledge of the scientific literature. 
2. The design and performance of each experimental procedure involving human subjects 
should be clearly formulated in an experimental protocol which should be transmitted to 
a specially appointed independent committee for consideration, comment and guidance. 
3. Biomedical research involving human subjects should be conducted only by scientifically 
qualified persons and under the supervision of a clinically competent medical person.  
The responsibility for the human subject must always rest with a medically qualified 
person and never rest with the subject of the research, even though the subject has given 
his or her consent. 
4. Biomedical research involving human subjects cannot legitimately be carried out unless 
the importance of the objective is in proportion to the inherent risk to the subject. 
5. Every biomedical research project involving human subjects should be preceded by 
careful assessment of predictable risks in comparison with foreseeable benefits to the 
subject or to others. Concern for the interests of the subject must always prevail over the 
interests of science and society. 
6. The right of the research subject to safeguard his or her integrity must always be 
respected. Every precaution should be taken to respect the privacy of the subject and to 
minimize the impact of the study on the subject's physical and mental integrity and on the 
personality of the subject. 
7. Doctors should abstain from engaging in research projects involving human subjects 
unless they are satisfied that the hazards involved are believed to be predictable. Doctors 
should cease any investigation if the hazards are found to outweigh the potential benefits. 
8. In publication of the results of his or her research, the doctor is obliged to preserve the 
accuracy of the results. Reports of experimentation not in accordance with the principles 
laid down in this Declaration should not be accepted for publication. 
9. In any research on human beings, each potential subject must be adequately informed of 
the aims, methods, anticipated benefits and potential hazards of the study and the 
discomfort it may entail. He or she should be informed that he or she is at liberty to 
abstain from participation in the study and that he or she is free to withdraw his or her 


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consent to participation at any time. The doctor should then obtain the subject's given 
informed consent, preferably in writing. 
10. When obtaining informed consent for the research project the doctor should be 
particularly cautious if the subject is in a dependent relationship to him or her or may 
consent under duress. In that case, the informed consent should be obtained by a doctor 
who is not engaged in the investigation and who is completely independent of this official 
relationship. 
11. In case of legal incompetence, informed consent should be obtained from the legal 
guardian in accordance with national legislation. Where physical or mental incapacity 
makes it impossible to obtain informed consent, or when the subject is a minor, 
permission from the responsible relative replaces that of the subject in accordance with 
national legislation. 
12. The research protocol should always contain a statement of the ethical considerations 
involved and should indicate that the principles enunciated in the present Declaration are 
complied with. 
II. MEDICAL RESEARCH COMBINED WITH PROFESSIONAL CARE (CLINICAL 
RESEARCH) 
1. In the treatment of the sick person, the doctor must be free to use a new diagnostic and 
therapeutic measure, if in his or her judgment it offers hope of saving life, reestablishing 
health or alleviating suffering. 
2. The potential benefits, hazards and discomforts of a new method should be weighed 
against the advantages of the best current diagnostic and therapeutic methods. 
3. In any medical study, all subjects - including those of a control group, if any, should be 
assured of the best proven diagnostic and therapeutic methods. 
4. The refusal of the patient to participate in a study must never interfere with the doctor- 
patient relationship. 
5. If the doctor considers it essential not to obtain informed consent, the specific reasons for 
this proposal should be stated in the experimental protocol for transmission to the 
independent committee. 
6. The doctor can combine medical research with professional care, the objective being the 
acquisition of new medical knowledge, only to the extent that medical research is 
justified by its potential diagnostic or therapeutic value for the patient. 


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III. NON-THERAPEUTIC BIOMEDICAL RESEARCH INVOLVING HUMAN SUBJECT 
(NONCLINICAL BIOMEDICAL RESEARCH) 
1. In the purely scientific application of medical research carried out on a human being, it is 
the duty of the doctor to remain the protector of the life and health of that person on 
whom biomedical research is being carried out. 
2. The subjects should be volunteers - either healthy person or subjects for whom the 
experimental design is not related to the patient’s illness. 
3. The Investigator or the team should discontinue the research if in his/her or their 
judgment it may, if continued, be harmful to the individual. 
4. In research on man, the interest of science and society should never take precedence over 
consideration related to the well-being of the subject. 
 
 


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Appendix 6 
Study Monitoring 
1. Member(s) of the Sponsor or designee will meet with the Investigator prior to the 
initiation of the study in order to assess the adequacy of the Investigator’s patient 
population, facilities, and equipment, and to familiarize the Investigator with the 
protocol. 
2. A member of the Sponsor or designee will meet with the Investigator after several of the 
subjects have initiated the study in order to ensure that the subjects are being properly 
selected, that adequate supplies for the study have been provided, and that the assignment 
of medication is properly recorded. In addition, the Study Monitor will verify that the 
Investigator follows the approved protocol and all approved amendments, if any, by 
reviewing the Instigator’s regulatory documents, source document, Informed Consent 
Forms, and Case Report Forms of study subjects. 
3. A member of the Sponsor or designee will meet with the Investigator when all subjects 
have completed the Final Visit of the study, in order to collect the Case Report Forms, 
unused study medications, and unused supplies and materials.  
4. Interim monitoring visits and telephone consultations will be done by the Study Monitor, 
as necessary, to ensure the proper progression and document of the study.  
 
 


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Appendix 7 
Sample SAS Code 
The following SAS code will be used for multiple imputations using the Monte-Carlo 
Markov Chain method, where a separate model will be fit for each time point at each visit. 
proc mi data = indata seed = 6876 out = outdata1; 
mcmc initial = em; 
var trt01pn baseline IOP; 
run; 
 
where 
- 
indata is the name of the input dataset 
- 
outdata1 is the name of the output dataset 
- 
trt01pn is the name of the treatment group variable in numeric format 
- 
baseline captures the baseline IOP for the given time point 
- 
IOP is the name of the IOP measure. 
Thirty complete data sets will be generated from the above code. Each complete data set will 
be used to analyze this primary efficacy endpoint separately using analysis of variance. Then, 
the SAS procedure MIANALYZE will be used to analyze the results from the 30 complete 
data sets to generate a combined inference. The following SAS code will be used: 
 
ods output diffs = outdata2; 
proc mixed data= outdata1; 
 
by _IMPUTATION_; 
 
class trt01pn; 
 
model IOP = trt01pn baseline; 
 
lsmeans trt01pn / cl pdiff; 
run; 


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proc sort data= outdata2; 
 
by trt01pn _trt01pn; 
run; 
 
ods output ParameterEstimates = outdata3; 
proc mianalyze data= outdata2 alpha = 0.05; 
 
by trt01pn _trt01pn; 
 
class trt01pn _trt01pn; 
 
modeleffects estimate; 
 
stderr;  
run; 
where 
- 
outdata1 is the name of the input dataset from Proc MI 
- 
_IMPUTATION_ is the imputation number 
- 
trt01pn is the name of the treatment group variable in numeric format 
- 
IOP is the name of the IOP measure 
- 
baseline captures the baseline IOP for the given time point 
- 
outdata2 is the name of the output dataset that contains the statistical results of the 
difference between treatment groups  
- 
outdata3 is the name of the output dataset that contains summary and inferential 
statistics. 

SAP_001.pdf: 
AR-13324-CS205 
 
 
 
 A prospective, double-masked, randomized, 
multicenter, placebo-controlled, parallel-
group study assessing the safety and ocular 
hypotensive efficacy and optimum 
concentration to be used clinically of 
netarsudil ophthalmic solution in 
Japanese/Japanese-American subjects with 
open-angle glaucoma or ocular hypertension 
in the United States  
 
 
 
NCT03310580 
 
 
30August2018 
 
 






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DOCUMENT VERSION CONTROL 
 
Version Number 
Date 
Comments/Changes 
0.1 
0.2 
16 April 2018 
23 August 2018 
Draft 
Second Draft/Simplified the 
analyses for efficacy section 
due to early study closure; 
some editorial changes. 
1.0 
30 August 2018 
Final 
 
 




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TABLE OF CONTENTS 
LIST OF ABBREVIATIONS ....................................................................................................... 6 
1. 
PURPOSE OF THE ANALYSES ......................................................................................... 7 
2. 
PROTOCOL SUMMARY ..................................................................................................... 8 
2.1 Study Objectives .............................................................................................................. 8 
2.2 Overall Study Design and Plan ........................................................................................ 8 
2.3 Study Population ............................................................................................................ 10 
2.4 Treatment Regimens ...................................................................................................... 11 
2.5 Treatment Group Assignments or Randomization ......................................................... 11 
2.6 Sample Size Determination ............................................................................................ 11 
3. 
GENERAL ANALYSIS AND REPORTING CONVENTIONS ..................................... 12 
4. 
ANALYSIS POPULATIONS .............................................................................................. 13 
4.1 Randomized Population ................................................................................................. 13 
4.2 Intent-to-Treat Population (ITT) .................................................................................... 13 
4.3 Per-protocol Population (PP) ......................................................................................... 13 
4.4 Safety Population ........................................................................................................... 13 
5. 
STUDY SUBJECTS ............................................................................................................. 14 
5.1 Disposition of Subjects ................................................................................................... 14 
5.2 Protocol Deviations ........................................................................................................ 14 
6. 
DEMOGRAPHIC AND OTHER BASELINE CHARACTERISTICS .......................... 15 
6.1 Demographics and Baseline Characteristics .................................................................. 15 
6.2 Prior and Concomitant Medications ............................................................................... 15 
6.3 Medical and Ocular History ........................................................................................... 16 
7. 
MEASUREMENTS OF TREATMENT COMPLIANCE ................................................ 17 
8. 
EFFICACY EVALUATION ............................................................................................... 18 
8.1 Overview of Efficacy Analysis Issues ............................................................................ 18 
8.1.1 
Handling of Dropouts or Missing Data ............................................................. 18 
8.1.2 
Assessment Time Windows .............................................................................. 18 
8.2 Efficacy Variables and Primary Hypotheses .................................................................. 18 
8.3 Analysis Methods ........................................................................................................... 19 
8.3.1 
Primary Efficacy Analyses ................................................................................ 21 
8.3.2 
Secondary Efficacy Analyses ............................................................................ 22 
9. 
SAFETY EVALUATION .................................................................................................... 23 
9.1 Overview of Safety Analysis Methods ........................................................................... 23 
9.2 Extent of Exposure ......................................................................................................... 23 
9.3 Adverse Events ............................................................................................................... 23 
9.4 Deaths, Serious Adverse Events, and Other Significant Adverse Events ...................... 24 
9.5 Clinical Laboratory Evaluation ...................................................................................... 24 
9.6 Vital Signs, Ophthalmic Exam Findings, and Other Safety Outcomes .......................... 25 
9.6.1 
Vital Signs ......................................................................................................... 25 
9.6.2 
Intraocular Pressure ........................................................................................... 25 
9.6.3 
Visual Acuity .................................................................................................... 25 
9.6.4 
Dilated Ophthalmoscopy and Cup-to-Disc Ratio .............................................. 25 
9.6.5 
Biomicroscopy .................................................................................................. 26 


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9.6.6 
Visual Field Examination, Pachymetry, and Gonioscopy ................................. 26 
10. PHARMACOKINETIC EVALUATION .......................................................................... 27 
11. OTHER ANALYSES ........................................................................................................... 28 
12. INTERIM ANALYSES AND DATA MONITORING ..................................................... 29 
13. CHANGES TO THE ANALYSES PLANNED IN THE PROTOCOL ........................... 30 
14. REFERENCES ..................................................................................................................... 31 
15. APPENDICES ...................................................................................................................... 32 
16. ATTACHMENTS ................................................................................................................ 34 
 


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LIST OF ABBREVIATIONS 
AE 
Adverse Event 
ANCOVA 
Analysis of Covariance 
BCVA 
Best Corrected Visual Acuity 
CRF 
Case Report Form 
CSR 
Clinical Study Report 
ETDRS 
Early Treatment of Diabetic Retinopathy Study 
ICF 
Informed Consent Form 
ICH 
International Conference on Harmonization 
IOP 
Intraocular Pressure 
IWR 
Interactive Web Response 
logMAR 
Logarithm of the Minimum Angle of Resolution 
LS Mean 
Least Squares Mean 
ITT 
Intent-to-treat 
MedDRA 
Medical Dictionary for Regulatory Activities 
MMRM 
Mixed Model Repeated Measures 
OAG 
Open-Angle Glaucoma 
OHT 
Ocular Hypertension 
OU 
Both eyes 
PP 
Per-Protocol 
QD 
Once-daily 
SAE 
Serious Adverse Event 
SAP 
Statistical Analysis Plan 
SAS 
Statistical Analysis Software 
SD 
Standard Deviation 
 
 
SE 
Standard Error 
TEAE 
Treatment Emergent Adverse Event 
VF 
Visual Fields 


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1. 
PURPOSE OF THE ANALYSES 
This statistical analysis plan (SAP) is being developed after review of the Aerie Pharmaceuticals, 
Inc., protocol number AR-13324-CS205 (dated 17 July 2017) but before any analyses of the 
data.  The SAP contains detailed information to aid in the performance of the statistical analysis 
and reporting of the study data for use in the final clinical study report (CSR).  This SAP is being 
written with due consideration of the recommendations outlined in the most recent International 
Conference on Harmonization (ICH) E9 Guideline entitled: Statistical Principles for Clinical 
Trials and the most recent ICH E3 Guideline, entitled: Structure and Content of Clinical Study 
Reports. 
This SAP describes the data that will be analyzed and the subject characteristics, efficacy, and 
safety assessments that will be evaluated.  This SAP provides details of the specific statistical 
methods that will be used.  If additional analyses are required to supplement the planned analyses 
described in this SAP, they may be completed and will be identified in the CSR. 
 


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2. 
PROTOCOL SUMMARY 
2.1 
Study Objectives 
The primary objectives of this study are to evaluate: 
 
• The ocular hypotensive efficacy of netarsudil ophthalmic solution relative to its placebo 
over a 28-day period 
 
• The ocular and systemic safety of netarsudil ophthalmic solution relative to its placebo 
over a 28-day period  
  
The secondary objectives of this study are to evaluate:  
 
None. 
2.2 
Overall Study Design and Plan 
This is a 28-day, double-masked, randomized, multicenter, placebo-controlled, parallel-group 
efficacy and safety study evaluating elevated intraocular pressure (IOP) with netarsudil 
ophthalmic solution. The purpose of this study is to assess the efficacy and safety of netarsudil 
ophthalmic solution (0.02% and 0.04%) compared to its placebo in Japanese or Japanese-
American subjects that are at least 18 years of age with open-angle glaucoma (OAG) or ocular 
hypertension (OHT).  
 
All investigational products will be dosed in both eyes (OU) once daily (QD) in the evening 
(PM). Subjects eligible to be enrolled in this study will be those of Japanese ethnicity within the 
second generation, with a diagnosis of either OAG or OHT that are on treatment with a topical 
ocular hypotensive medication. A total of approximately 180 subjects will be enrolled in this 
study at approximately 35 clinical sites, all in United States, comprising a total of approximately 
60 subjects per treatment arm for each of 3 treatment arms. Subjects who are enrolled in this 
study will be those at least 18 years of age with diagnosed OAG or OHT, each of whom meets 
all inclusion criteria and none of the exclusion criteria.  
There will be a total of 6 visits designated as V1 – V6. For visits 3, 4, 5, and 6, the subjects will 
be evaluated at multiple time points (08:00, 10:00, and 16:00 hours) within the visit day. These 
time points will be designated as visit x.0, x.1, and x.2 respectively. The total treatment period is 
28 days, starting at Visit 3 (Day 1), and there are follow-up visits at Week 1, Week 2 , and Week 
4. 
At Screening (Visit 1), an examination will be conducted, including measurements of heart rate 
and blood pressure (vital signs), urine pregnancy test (for women of child bearing potential), and 
an ophthalmic examination to include ocular symptoms, best corrected visual acuity (BCVA), 
central corneal thickness by pachymetry (may be taken within 1 week of Visit 1), intraocular 
pressure (IOP; before pupil dilation. Medicated IOP must be ≥ 15 mmHg and < 30 mmHg in 
both eyes at the Screening Visit (this also applies to treatment naïve subjects), biomicroscopy, 
and dilated ophthalmoscopy).  Visual fields and gonioscopy may be taken up to three months 


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prior to randomization (Visit 3). Subject symptoms will be queried and blood samples will be 
taken for clinical chemistry and hematology.  All individuals who are qualified for enrollment 
will have their current ocular hypotensive therapy reviewed to determine the appropriate washout 
period, prior to Visit 2, as specified in Section 5.7.1 of the protocol.    
At Visit 2 (Qualification #1, 08:00 hours), potential study subjects will be questioned with 
respect to changes in their health (to be recorded as medical history) and concomitant medication 
use.  Study inclusion/exclusion criteria will be reassessed to confirm eligibility. 
Symptomatology, vital signs, BCVA, IOP, and biomicroscopy assessments will again be 
performed.  The potential subject must have a post-washout IOP ≥ 15 mmHg (OAG) or ≥ 22 
mmHg (OHT) and < 35 mmHg in both eyes to qualify for further participation.  
 
 
Qualified subjects will return for Visit 3 (Qualification #2, Baseline, Day 1) 2 to 7 days after 
Visit 2 at 3 time points. Inclusion/exclusion criteria will be reviewed again for the qualified 
individual at all the 3 time points. At Visit 3.0 (08:00 hours), the subject will be questioned 
regarding any changes in their health and concomitant medication use. The testing will include 
recording symptomatology, vital signs, BCVA, IOP, and biomicroscopy assessments.  Any 
symptoms reported at this visit should be entered into medical history.  The potential subject 
must have a post-washout IOP ≥ 15 mmHg (OAG) or ≥ 22 mmHg (OHT) and < 35 mmHg in 
both eyes to qualify for further participation.  
 
    
Qualifying subjects will return for two additional visits on this day (Visit 3.1 at 10:00 hours and 
Visit 3.2 at 16:00 hours) during which symptomatology, IOP, and biomicroscopy assessments 
will be performed.  The potential subject must have a post-washout IOP ≥ 15 mmHg (OAG) or ≥ 
22 mmHg (OHT)and < 35 mmHg in both eyes to qualify for further participation.  
 
   
In summary, the following IOP criteria must be met at the qualifying visits in both eyes for the 
subject to qualify for the study: 
Visit, Day, Time 
OAG Eyes 
IOP Requirement 
(mmHg) 
OHT Eyes 
IOP Requirement 
(mmHg) 
Visit 2, 8:00 hours 
≥ 15 & < 35 
≥ 22 & < 35 
Visit 3.0, Day 1, 8:00 hours 
≥ 15 & < 35 
≥22 & < 35 
Visit 3.1, Day 1, 10:00 hours 
≥ 15 & < 35 
≥ 22 & < 35 
Visit 3.2, Day 1, 16:00 hours 
≥ 15 & < 35 
≥ 22 & < 35 
For each qualification visit, individuals who do not meet the IOP requirement may return for up 
to 2 additional unscheduled qualification visits within 1 week of failing the specific qualification 
visit. Individuals returning at an unscheduled visit within 1 week are required to only re-measure 
IOP in both eyes. Upon return, such individuals would need to qualify at 08:00, 10:00 and 16:00 


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hours to continue the study. Individuals who fail due to IOP being ≥ 35 mmHg in either eye 
(exclusion criterion) MAY NOT return for additional qualification visits. 
At this point, eligible subjects will be enrolled and assigned to an investigational product through 
an IWRS according to a computer-generated randomization list. The study medication kit 
containing 2 bottles will be dispensed through the IWRS to the eligible subject, along with 
dosing and storage instructions. 
 
For each subject, both eyes will be treated. Subjects will be: 
 
• Instructed to self-administer their masked medication at home between 20:00-22:00 hours 
(8 PM - 10 PM) beginning with the evening dose on that day 
Subjects will return for post-treatment Visits 4.0, 4.1, and 4.2 (Week 1 [Day 8]; 08:00, 10:00, 
and 16:00 hours), Visits 5.0, 5.1, and 5.2 (Week 2 [Day 15]; 08:00, 10:00, and 16:00 hours), 
Visits 6.0, 6.1, and 6.2 (Week 4 [Day 29]; 08:00, 10:00, and 16:00 hours).  
Symptomatology/adverse events (AE), review of concomitant medications and non-dilated eye 
examinations including IOP and biomicroscopy will be conducted at all of these visits.  Vital 
signs and BCVA will also be conducted at Visits 4.0, 5.0 and 6.0. Any symptoms reported, or 
clinical signs observed which have worsened, either from baseline or from previous visits at 
these post-dose visits, will be recorded as treatment emergent adverse events (TEAE). At Visit 6 
(Week 4 [Day 29]), a urine pregnancy test (for women of child-bearing potential) will be 
performed and blood will be drawn for clinical labs. A dilated ophthalmoscopy will be 
performed at Visit 6.2 (Week 4 [Day 29], 16:00 hours).   
A study schedule of events table is presented in Appendix 1. 
2.3 
Study Population 
The study population includes subjects aged 18 years of age or older with a diagnosis of OAG or 
OHT in both eyes (OAG in one eye and OHT in the fellow eye is acceptable). Subjects must be 
of Japanese ethnicity within the second generation proven by birth certificate or family tree. 
Japanese generation is defined as follows: 1st generation is defined as born in Japan, immigrated 
to US; 2nd generation is defined as parents are 1st generation, however, the subject was born in 
US as an American citizen. Subjects must have medicated intraocular pressure (IOP) ≥ 15 
mmHg and < 30 mmHg in both eyes at screening visit (this also applies to treatment naïve 
subjects). For OAG eyes, unmedicated (post washout) IOP must be ≥ 15 mmHg and < 35 mmHg 
in both eyes at 2 qualification visits (08:00 hour), 2-7 days apart. At second qualification visit 
IOP ≥ 15 mmHg and < 35 mmHg at 10:00 and 16:00 hours (in both eyes). For OHT eyes, 
unmedicated (post washout) IOP must be ≥ 22 mmHg and < 35 mmHg in both eyes at 2 
qualification visits (08:00 hour), 2-7 days apart. At second qualification visit IOP ≥ 22 mmHg 
and < 35 mmHg at 10:00 and 16:00 hours (in both eyes). The specific inclusion and exclusion 
criteria can be found in Sections 4.2 and 4.3 of the study protocol. 
 




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3. 
GENERAL ANALYSIS AND REPORTING CONVENTIONS 
This section discusses general policies to be employed in the analysis and reporting of the data 
from the study.  Departures from these general policies may be given in the specific detailed 
sections of this SAP.  When this situation occurs, the rules set forth in the specific section take 
precedence over the general policies. 
 
All continuous study assessments will be summarized by treatment and time point (as applicable) 
using descriptive statistics (n, mean, median, standard deviation (SD), minimum, and maximum).  
All categorical study assessments will be summarized by treatment and time point (as applicable) 
using frequency counts and percentages.   
 
All study data will be listed by treatment, subject, visit, and time point (as applicable).  
Hypothesis testing, unless otherwise indicated, will be performed at a 2-sided 0.05 significance 
level. When applicable, two-sided 95% confidence intervals will be reported.  All p-values will 
be displayed to four decimal places, with p-values less than 0.0001 presented as '<0.0001' and p-
values greater than 0.9999 presented as ‘>0.9999’.  Differences between each netarsudil group 
and placebo will be calculated as netarsudil – placebo. 
 
For diurnally adjusted IOP, baseline will refer to the time-relevant measure at Visits 3.0 through 
3.2 (e.g. IOP at 08:00 hours at Visit 3.0 will be the baseline for 08:00 hours at Visits 4.0, 5.0, and 
6.0, etc.; IOP at 10:00 hours at Visit 3.1 will be the baseline for 10:00 hours at Visits 4.1, 5.1, 
and 6.1, etc.).  For mean diurnal IOP, baseline will refer to the mean diurnal IOP at Visit 3.  For 
all other variables, baseline is defined as the last measurement prior to the first dose of study 
medication. Change from baseline will be calculated as follow-up visit – baseline visit. 
 
The unit of analysis for efficacy will be the study eye, defined as the eye with the higher IOP at 
08:00 hours on Visit 3. If both eyes have the same IOP at 08:00 hours on Visit 3, then the right 
eye will be the study eye. 
 
All study data will be listed by subject, treatment, and time point (as applicable).  In the listings, 
individual subjects will be identified by a combination of site number and subject number, e.g., 
XXX-YYY, where XXX is the site number and YYY is the subject number.  
All data analysis will be performed by 
 after the study is 
completed and the database has been locked and released for un-masking.  Statistical 
programming and analyses will be performed using SAS Version 9.4 or higher.  Output will be 
provided in rtf format for tables and pdf format for tables, listings, and figures.   


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4. 
ANALYSIS POPULATIONS 
4.1 
Randomized Population 
The randomized population will include all subjects who were randomized to treatment.  
Baseline variables and demographic characteristics will be summarized for this population. 
 
4.2 
Intent-to-Treat Population (ITT) 
The ITT population will include all randomized subjects who have received at least one dose of 
study medication.  This population will be the primary population for efficacy analyses and will 
be used to summarize all efficacy variables and will summarize subjects as randomized. 
 
4.3 
Per-protocol Population (PP) 
The PP population is a subset of the ITT population, which will include those subjects who do 
not have major protocol violations likely to seriously affect the primary outcome of the study as 
judged by a masked evaluation prior to the unmasking of the study treatment.  This population 
will be the secondary population for efficacy analyses and will be used to summarize a subset of 
efficacy variables.  If the PP and ITT populations are exactly the same, then additional efficacy 
analyses on the PP population will not be performed.  The PP population will summarize 
subjects as treated.  
 
4.4 
Safety Population 
The safety population will include all randomized subjects who have received at least one dose 
of study medication.  This population will be used to summarize safety variables and will 
summarize subjects as treated. 


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5. 
STUDY SUBJECTS 
5.1 
Disposition of Subjects 
Subject randomization, analysis populations, study completion, and withdrawal from the study 
will be summarized and listed for all randomized subjects.  The summary table will include the 
numbers of subjects randomized and included in the analysis populations by randomized 
treatment group for the ITT population and by actual treatment group for the PP and Safety 
populations.  It will also include the numbers of subjects who completed and discontinued from 
the study.  The reasons for subject discontinuation and test agent discontinuation will be 
summarized for the applicable subjects.  Reasons for subject discontinuation will include adverse 
event (AE), withdrawal of consent, non-compliance, lost to follow-up, lack of efficacy, 
disallowed concurrent medication, investigator decision, protocol violation, death, and an “other” 
category for reasons other than those previously listed.  
By-subject listings will include randomization information, actual treatment assigned, first and 
last dose dates, exposure, study eye, and analysis population inclusion.  For subjects who 
prematurely discontinue following randomization, an additional by-subject listing will be 
provided that shows treatment assignment, sex, age, date of last visit, date of last dose, treatment 
duration at time of discontinuation, study day of discontinuation, and reason for discontinuation.  
Study day of discontinuation will be calculated as (date of discontinuation – date of Visit 3 date 
+ 1).  Note that date of first dose is not collected, but will be assumed to be the Visit 3 date.  
Treatment duration will be calculated as the (Date of Last Dose – Visit 3 Date + 1). 
5.2 
Protocol Deviations 
Protocol deviations will be evaluated for all subjects. Major protocol violations will be judged by 
a masked evaluation and summarized in writing prior to the unmasking of the study treatment, 
for the purpose of selecting the PP population. All subjects having a protocol deviation will be 
identified in a subject data listing.  The number of subjects with protocol deviations and level of 
deviations (major or minor) will be summarized by treatment group and severity of the deviation 
along with the disposition data. 
Failure to meet all Protocol Inclusion Criteria or meeting any Exclusion Criterion will also be 
considered for categorization of Protocol Deviation.  Inclusion and Exclusion Criteria will be 
presented in a by-subject listing. 


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6. 
DEMOGRAPHIC AND OTHER BASELINE CHARACTERISTICS 
6.1 
Demographics and Baseline Characteristics 
Demographic and baseline characteristics will be summarized by treatment group and listed for 
the randomized population.  Demographic parameters will include sex, age in years at signing of 
informed consent form (ICF), Japanese ethnicity (1st or 2nd generation), prior hypotensive 
therapy, and time on current hypotensive therapy.  Baseline characteristics will include study eye 
diagnosis of OHT or OAG, length of time since study eye diagnosis of OHT or OAG, study eye 
IOP at screening, and study eye mean diurnal IOP at baseline. Additionally, means for both the 
study eye and the fellow eye will be summarized separately for the baseline ocular measurements 
of deviation in visual fields, central corneal thickness, and cup-to-disc ratio.   
Age will be reported in years and calculated in SAS using the formula:  
Age = Floor ((ICFDT – DOB) / 365.25) 
where ICFDT is the date the subject signed the informed consent, DOB is the subject’s date of 
birth, and Floor takes the integer part of the result. 
Tests of differences between the treatment groups will be performed for both demographic and 
baseline characteristics.  Categorical responses will be tested using Fisher’s exact tests.  
Continuous measures will be tested using an analysis of variance model with treatment as the 
only explanatory variable. 
6.2 
Prior and Concomitant Medications 
All medications which the subject has taken within 30 days prior to screening and during the 
study will be recorded on the CRF. The name of the drug, dose, route of administration, duration 
of treatment, and indication will be recorded for each medication. For combination products 
(e.g., Contac®), the brand name is required. For non-combination products, the generic name is 
desired.  The use of routine ophthalmic diagnostic pharmaceutical agents (e.g., fluorescein and 
local anesthetic) will be allowed, and individual documentation not required. Any change in 
dosing parameters should also be recorded on the CRF. 
All prior and concomitant medications will be coded to preferred drug names and therapeutic 
drug class using the WHO Drug Dictionary, version Enhanced B2, March 2017.  Use of 
concomitant medications will be summarized for each therapeutic drug class and each preferred 
drug name by treatment group.  Subjects will be counted only once under each therapeutic drug 
class and preferred term for which they have used at least one concomitant medication. All prior 
and concomitant medication data will also be listed. 
The class of prior hypotensive therapy, summarized on the baseline characteristic table and listed 
on the washout medication listing, will also be derived from the coded medication data. Classes 
include the following: Prostaglandins, β-adrenoceptor antagonists, adrenergic agonists (including 
α-agonists such as brimonidine and apraclonidine), Muscarinic agonists (e.g., pilocarpine), Rho 
Kinase inhibitors, and Carbonic anhydrase inhibitors (topical or oral). For the summary table, 
categories will be: combination therapy, prostaglandins (monotherapy), other (monotherapy), 


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and no prior therapy.  Additionally, the following two classes will be summarized: prior 
prostaglandin therapy and no prior prostaglandin therapy.   
6.3 
Medical and Ocular History 
A medical and ocular history will be collected at screening, including diagnosis, start date, and 
stop date (as applicable) or ongoing. For ocular history, the applicable eye(s) will be noted. Any 
change in the individual’s baseline health status that occur after screening and prior to first dose 
of study medication should be reported as medical history events.   
Ocular surgery and laser procedures will also be collected at screening including the procedure 
description, procedure date, and affected eye(s). 
All medical history and ocular surgery/laser procedures data will be presented in a by-subject 
listing.  Medical and ocular history will be coded to preferred terms and system organ class using 
the Medical Dictionary for Regulatory Activities (MedDRA), version 20.0.  Medical and ocular 
histories will be summarized for each system organ class and each preferred term by treatment 
group.  Subjects will be counted only once under each system organ class and preferred term for 
which they have at least one medical/ocular history.  
Study eye diagnosis will be derived from the coded ocular history data.  The preferred terms of 
“Ocular hypertension” and “Open angle glaucoma” will be matched to the study eye selection 
page of the CRF.  Analyses based on study diagnosis will use this definition. 


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7. 
MEASUREMENTS OF TREATMENT COMPLIANCE 
All subjects will be instructed to follow once a day dosing regimen in the evening between 20:00 
– 22:00 hours (8pm - 10pm). All treatments will be dosed in both eyes (OU). No formal measure 
of treatment compliance is planned. 


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8. 
EFFICACY EVALUATION 
8.1 
Overview of Efficacy Analysis Issues 
8.1.1 Handling of Dropouts or Missing Data 
Any missing, unused, or spurious data will be noted in the final clinical study report. Due to the 
small sample size caused by early study closure, not all the analyses described in the protocol for 
the efficacy section will be performed. The selected analyses using the observed data will be 
performed for informational purposes only. No imputation techniques will be used.  
 
8.1.2  Assessment Time Windows 
In general, it is intended that all safety and efficacy data (with some exceptions) will be 
summarized at each time point collected regardless of assessment time windows.  Because 
subjects may have an early termination visit at any time or may have unscheduled visits, the 
following conventions will be implemented. 
For all safety data, the visit date or start date (e.g., adverse events) will be used to calculate study 
day, defined as the number of days from the day of first dose. The day of first dose (Visit 3) is 
considered study day 1, so study day will be computed as (date of data – Visit 3 + 1).  Study day 
will be presented in listings for medical history, concomitant medications, and adverse events.   
In all by-visit safety assessments, end of study visits and early termination visits will be 
combined in order to present all data available for each subject; early termination visits will not 
be windowed into the nearest fitting study visit.  Each subject will have one end of study visit.   
For efficacy outcomes, early termination data will not be combined with end of study visit 
information as the timing of the outcome measure is integral to the analysis. Instead, the efficacy 
outcome will be windowed into the nearest study visit, where Week 1 visit has a ± 2 day window 
and Week 2 and Week 4 visits have a ± 3 day window.   
8.2 
Efficacy Variables and Primary Hypotheses 
1. 
The primary efficacy outcome will be the comparison of each netarsudil group to placebo 
for: 
• Mean diurnal IOP within a treatment group at the Week 4 study visit (Day 29) by 
Goldmann Applanation Tonometry. 
 
2. 
Secondary efficacy endpoints will include the comparison of each netarsudil group to 
placebo for:  
• Mean diurnal IOP at Weeks 1 and 2 (Days 8 and 15, respectively)  
• Mean change from baseline in mean diurnal IOP at each post-treatment visit 
• Mean percent change from baseline in mean diurnal IOP at each post-treatment visit 
• Mean IOP at each post-treatment time point 
• Mean change from diurnally adjusted baseline IOP at each post-treatment time point 


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• Mean percent change from diurnally adjusted baseline IOP at each post-treatment 
time point 
• Percentages of subjects achieving pre-specified mean, mean change, and percent 
mean change diurnal IOP levels at each post-treatment time point: 
o Diurnal mean IOP of ≤22, ≤21, ≤20, ≤19, ≤18, ≤17, ≤16, ≤15, ≤14 
o IOP reduction from baseline of ≥4, ≥6, ≥8, ≥10, ≥12 (IOP reduction at a visit 
from baseline was calculated as IOP [baseline] - IOP [visit], using mean 
[integral or non-integral] IOP values) 
o IOP percent reduction from baseline of ≥5, ≥10, ≥15, ≥20, ≥25, ≥30, ≥35, ≥40 
(IOP percent reduction at a visit from baseline was calculated as [IOP 
reduction from baseline / IOP (baseline)] * 100%) 
3. 
The primary hypotheses are: 
• H01: The difference between study eyes treated with netarsudil 0.02% and study eyes 
treated with placebo (netarsudil 0.02% - placebo), in mean diurnal IOP at Week 4 is 
equal to 0.  
 
• H11: The difference between study eyes treated with netarsudil 0.02% and study eyes 
treated with placebo (netarsudil 0.02% - placebo), in mean diurnal IOP at Week 4 is not 
equal to 0. 
 
• H02: The difference between study eyes treated with netarsudil 0.04% and study eyes 
treated with placebo (netarsudil 0.04% - placebo), in mean diurnal IOP at Week 4 is 
equal to 0. 
 
• H12: The difference between study eyes treated with netarsudil 0.04% and study eyes 
treated with placebo (netarsudil 0.04% - placebo), in mean diurnal IOP at Week 4 is not 
equal to 0. 
 
Due to the early study closure, the sample size is expected to be approximately 10 ITT subjects 
per arm. The study will not be able to achieve the adequate power for primary hypotheses as 
planned. Therefore, the analyses will be performed based upon the observed data for 
informational purposes only. No statistical inference will be made. No subgroup analyses will be 
performed. 
 
There will be no adjustment for the multiplicity of the 2 active concentrations (0.02% and 
0.04%) tested against placebo in this Phase 2 study. 
 
8.3 
Analysis Methods 
All continuous study assessments will be summarized by treatment and time point (as applicable) 
using descriptive statistics (n, mean, median, SD, minimum, and maximum).  All categorical 
study assessments will be summarized by treatment and time point (as applicable) using 
frequency counts and percentages.  All statistical tests will be performed at a 2-sided 5% 


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significance level. For the IOP measurements, 2-sided tests and 2-sided 95% confidence intervals 
will be reported. 
Mean diurnal IOP values will be constructed by averaging the three IOP measurements on each 
of Week 1, Week 2, and Week 4.  Mean diurnal baseline IOP will be constructed as the average 
of the three Day 1 IOP measurements.  Mean change from mean baseline diurnal IOP will be 
created by taking the average of the three-time points on each of Week 1, Week 2, and Week 4 
and subtracting the mean baseline diurnal IOP measurement. 
For diurnally adjusted IOP measures, baseline will refer to the time-relevant measure at Visits 
3.0 through 3.2 (e.g., IOP at 08:00 hours at Visit 3.0 will be the baseline for 08:00 hours at Visits 
4.0, 5.0, and 6.0; IOP at 10:00 hours at Visit 3.1 will be the baseline for 10:00 hours at Visits 4.1, 
5.1, and 6.1). For mean diurnal IOP, baseline will refer to the mean diurnal IOP at Visit 3.  For 
all other variables, baseline is defined as the last measurement prior to the first dose of study 
medication. Change from baseline will be calculated as follow-up visit – baseline visit. 
Percent change from diurnally adjusted baseline IOP will be determined by dividing the change 
from diurnally adjusted baseline by the corresponding baseline IOP value, such that a negative 
change from baseline will produce a negative percent change from baseline. 
An abbreviated list of primary and secondary efficacy variables, along with the planned analysis 
methods for those variables, are given in Table 8-1.  Note that each subject will have one eye 
designated as the study eye.  Only study eyes will be evaluated for all the efficacy measures; 
however, both eyes will be treated.  Fellow eyes will be evaluated separately for the primary 
analysis of the primary efficacy measure. 
 
 


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Table 8-1   Summary of Efficacy Variables and Analysis Methods 
 
Two 
Sample  
T-testa  
ANCOVAb 
MMRMc  
 
Fisher’s 
Exact 
Testd  
Analysis 
Population 
Data Used for 
Analysis 
Primary Analysis 
 
 
 
 
 
 
Mean diurnal IOP at Week 4 
 
X 
 
 
ITT 
Observed data  
 
Secondary Analyses 
 
 
 
 
 
 
Mean diurnal IOP at Week 1 
and Week 2 
X 
X 
 
 
ITT 
Observed data  
Mean change from baseline in 
mean diurnal IOP at each 
post-treatment visit 
X 
 
 
 
ITT, PP 
Observed data 
Mean percent change from 
baseline in mean diurnal IOP 
at each post-treatment visit  
X 
 
 
 
ITT 
Observed data 
Mean IOP at each post-
treatment time point  
X 
X 
 
 
ITT, PP 
Observed data 
Mean IOP at each post-
treatment time visit 
 
 
X 
 
ITT 
Observed data 
Mean change from diurnally 
adjusted baseline IOP at each 
post-treatment time point  
X 
 
 
 
ITT, PP 
Observed data 
Mean percent change from 
diurnally adjusted baseline 
IOP at each post-treatment 
time point  
X 
 
 
 
ITT 
Observed data 
Percentages of subjects 
achieving pre-specified mean, 
mean change, and percent 
mean change diurnal IOP 
levels 
 
 
 
X 
ITT 
Observed data 
a Two Sample T-test comparing actual mean IOP value at each time point between each netarsudil group and placebo. 
b ANCOVA model including treatment as the main effect and baseline as the covariate. Individual models will be fit for each 
visit and time point. 
c Mixed Model Repeated Measures analysis including treatment as the main effect, and baseline IOP, visit, time point, 
treatment*visit, treatment*time point, visit*time point, and treatment*visit*time point as model terms.  Repeated measures will 
be used to account for the correlation among measures within a subject.  The model will include all post-dose visits and time 
points. 
d Fisher’s exact test comparing the incidence in each category at each time point between each netarsudil group and placebo. 
 
 
8.3.1 Primary Efficacy Analyses 
Only observed data will be used for efficacy analyses. The primary analysis of the primary 
outcome will employ a linear model with mean diurnal IOP at Week 4 as the response, baseline 
mean diurnal IOP as a covariate, and treatment as a main effect, using the ITT population. The 
treatment differences (netarsudil – placebo) between each netarsudil group and placebo will be 


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tested. The least squares mean differences (netarsudil – placebo) will be presented separately for 
netarsudil 0.02% and 0.04% as well as 2-sided p-values and 95% confidence intervals (CIs).  
However, no statistical inference will be made. 
 
8.3.2 Secondary Efficacy Analyses 
The secondary efficacy analyses will include additional analyses of the primary efficacy 
endpoint as well as other analyses of the secondary endpoints, as outlined below.  
The primary efficacy analysis will be repeated on the PP population.  
Secondary analyses of the primary endpoint will be completed using individual two-sample  
t-tests and 95% t-distribution confidence intervals for each comparison (each netarsudil group vs 
placebo) using the ITT and PP populations.  
 
Similar analyses will be completed on the secondary endpoints based on the ITT and PP 
populations: mean change from baseline in mean diurnal IOP at each post-treatment visit, mean 
IOP at each post-baseline time point, and mean change from diurnally adjusted baseline IOP at 
each post-treatment time point. Models adjusting for baseline will only be performed on the 
mean IOP response variable as inference is identical between this response and the change from 
baseline IOP response variable in such a model based on the PP and ITT populations. 
 
Additionally, for the mean IOP values at each post-treatment time visit, mixed model repeated 
measures will be run with mean IOP baseline as the covariate; treatment, visit, time point, 
treatment by visit, treatment by time point, and treatment by visit by time point as the fixed 
effects; and subject as the repeated measure. An unstructured covariance structure will be used 
model covariances. This model will be run including the Week 1, Week 2, and Week 4 visits 
based on the ITT population only. 
 
Graph will also be provided for mean IOP values by treatment group, visit, and time point. 
 
Percent change from baseline in mean diurnal IOP at each post-treatment visit and percentage 
change from diurnally adjusted baseline IOP at each post-treatment time point will be analyzed 
using two-sample t-tests, between each netarsudil group and placebo, at each time point and 
visit, including two-sample t-tests and 95% t-distribution confidence intervals on the difference 
(netarsudil – placebo). The analysis will be based on ITT population only. 
 
Analyses of IOP will also include summarizing the number and percentage of study eyes 
achieving mean diurnal IOP reduction from baseline of ≥ 4 to ≥ 12 mmHg in 2 mmHg 
increments and percent reduction from baseline of ≥ 5% to ≥ 40% in 5% increments at Week 1, 
Week 2, and Week 4. Additionally, the number and percentage of study eyes attaining a mean 
diurnal IOP of ≤ 22 to ≤ 14 mmHg in 1 mmHg increments will be summarized at Week 1, Week 
2, and Week 4. Fisher’s exact test (2-sided p-values) will be used to test the pair wise differences 
between treatment groups for each category at each visit. These analyses will be presented for 
the ITT population only. 
 


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9. 
SAFETY EVALUATION 
9.1 
Overview of Safety Analysis Methods 
The assessment of safety and tolerability is the secondary objective of this study.  All safety 
analyses will be carried out using the Safety Population and will include the study eye and fellow 
eye separately, where applicable.  
The assessment of safety will be evaluated by: 
• Adverse events 
• Heart rate and blood pressure  
• Biomicroscopy of anterior segment including evaluation of cornea, conjunctiva and 
anterior chamber.  (Fluorescein staining to be used.) 
• Dilated ophthalmoscopy 
• Best Corrected ETDRS Visual Acuity  
• Visual fields 
• IOP 
• Clinical chemistry, hematology and urinalysis laboratory findings 
All safety variables will be descriptively summarized by treatment group at each assessment time 
and for relevant changes from baseline. 
For complete inclusion of subjects who withdraw from the study early, the End of Study visit for 
safety outcomes will be defined as either Visit 6 or Early Discontinuation.  
9.2 
Extent of Exposure 
Summary statistics will be presented for treatment exposure.  Note that date of first dose is not 
collected, but will be assumed to be the Visit 3 date. Treatment exposure will be defined as the 
number of days that the subject was exposed to study treatment as calculated using the formula:  
Treatment exposure = Date of Last Dose – Visit 3 Date + 1.  
9.3 
Adverse Events 
An adverse event is any untoward medical occurrence associated with the use of a drug in 
humans, whether or not considered drug related. All AEs occurring during the study (i.e. once 
the subject has received one dose of study drug) will be defined as treatment emergent adverse 
events (TEAEs) and must be documented, regardless of the assumption of causal relationship, on 
the respective AE CRF. All adverse events should be documented from the time the subject 
receives the first dose of study drug until the subject’s participation in the study has been 
completed. If a subject has ongoing AEs at the time of study completion, the ongoing AEs must 
be followed-up and provided appropriate medical care until the event has resolved or stabilized. 
Documentation of AEs includes onset date, severity, action(s) taken, study medication 
relationship, outcome, resolution date, and seriousness. 


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Verbatim descriptions of AEs will be mapped to MedDRA, Version 20.0, thesaurus terms and be 
presented in a data listing. Ocular and non-ocular treatment emergent AEs, those that occur after 
the first dose of study medication, will be summarized by treatment group using frequencies and 
proportions for each system organ class (SOC) and preferred term (PT) within each SOC. 
Additionally, separate summaries will be presented for serious TEAEs, TEAEs that are related to 
the study drug (marked as “possibly related” or “related” in the CRF) and TEAEs resulting in 
study drug discontinuation. For these summaries, Fisher’s exact tests will be used to test the 
difference in proportions of subjects with each TEAE between treatment groups, SOC, and PT. 
Another table will be presented summarizing TEAEs by maximum severity.  
An overall summary table will be developed to report the number of events and the incidence of 
subjects having at least one event in the following categories:  
• TEAEs 
• Ocular TEAEs 
• Non-Ocular TEAEs 
• Serious TEAEs (SAEs) 
• Treatment-Related TEAEs (reported as possibly related or related to the study drug) 
• Treatment-Related SAEs 
• TEAEs by severity 
• TEAEs leading to study drug discontinuation 
• TEAEs resulting in death 
While the overall summary of TEAEs will present both the number of TEAEs and the incidence 
of TEAEs, the other summaries will only report the incidence of TEAEs.  When reporting the 
number of TEAEs, if the same TEAE occurs for a subject on multiple occasions the event will be 
counted once for each occurrence.  When reporting the incidence, a subject will only be counted 
once if they ever experience an event within the SOC and ever experience the individual PT.  
Summaries will be performed using the actual treatment received.   
9.4 
Deaths, Serious Adverse Events, and Other Significant Adverse Events 
An adverse event is considered “serious” if, in the view of either the Investigator or Sponsor, it 
results in any of the following outcomes: Death, a life-threatening or sight-threatening adverse 
event, inpatient hospitalization or prolongation of existing hospitalization, a persistent or 
significant incapacity or substantial disruption of the ability to conduct normal life functions, or a 
congenital anomaly/birth defect. Serious adverse events and deaths will be listed and 
summarized separately for the Safety population.  
9.5 
Clinical Laboratory Evaluation 
Clinical laboratory results, including clinical chemistry, hematology and urinalysis, will be 
presented in data listings.  Abnormal results, those above or below the normal range, will be 
flagged with "H" (high), “HP” (high panic), "L" (low), “LP” (low panic) or “AB” (abnormal) 
based on the laboratory ranges provided by the lab and included in the listings.  Descriptive 
statistics will be used to summarize continuous measures and will be presented in tabular form 


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including change from baseline to the Week 4 visit.  Shifts from baseline to the Week 4 visit will 
also be presented in tabular form for clinical chemistries, hematology and urinalysis parameters 
by treatment group and laboratory domain. Summary tables also will be presented for the 
number of subjects with abnormal values within each laboratory parameter at the end of the 
study. Clinical laboratory results, including clinical chemistry, hematology, urinalysis and urine 
pregnancy test will also be listed by subject. 
9.6 
Vital Signs, Ophthalmic Exam Findings, and Other Safety Outcomes 
9.6.1 Vital Signs 
Heart rate and blood pressure will be listed by treatment group, subject, and visit including 
observed values and changes from baseline.  Measurements and change from baseline 
measurements will be summarized by treatment group and visit.  Paired t-tests will be used to 
test within treatment group changes from baseline in vital sign parameters.  Two-sided 95% CIs 
will be provided. 
 
9.6.2 Intraocular Pressure 
Intraocular pressure will be presented in data listings. Intraocular pressure data will be 
summarized at each visit and time point using continuous summaries, including change from 
baseline, for both the study eye and the fellow eye.  
9.6.3 Visual Acuity 
Visual acuity scores will be presented in data listings. Subjects who lost three or more lines will 
be presented in an additional listing. Visual acuity data will be summarized at each visit using 
continuous summaries, including change from baseline, for both the study eye and the fellow 
eye. Additionally, discrete summaries of the worst change from baseline will be presented for 
both the study eye and the fellow eye with the following groupings based on the logMAR scores: 
0 or less, >0 to +0.09, +0.10 to +0.19, +0.20 to 0.29, +0.30 or more.   
9.6.4 Dilated Ophthalmoscopy and Cup-to-Disc Ratio 
Dilated ophthalmoscopy and cup-to-disc ratio results from Screening and Week 4 visits will be 
presented in data listings. A separate listing will be created for those subjects with a criterion 
change, defined as a change from “Normal” to “Abnormal” or a change from “Abnormal – Not 
Clinically Significant” to “Abnormal – Clinically Significant”. Frequencies and percentages of 
normal, abnormal – not clinically significant, and abnormal – clinically significant 
ophthalmoscopy results will be created for the following fields: Retina, Macula, Choroid, Optic 
Nerve, and Vitreous Humor. Abnormal results will further be broken down by clinical 
significance.  A shift table of study eye and fellow eye ophthalmoscopy results will also be 
presented by treatment group.   
Vertical cup-to-disc ratio at Screening will be summarized for the study eye and for the fellow 
eye by treatment group in the baseline characteristics table. Additionally, vertical cup-to-disc 
ratio will be summarized at Week 4 visit and change from baseline to Week 4 visit using 


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continuous summary statistics.  A listing of subjects with increases of ≥ 0.2 in either eye at end 
of study will be presented. 
9.6.5 Biomicroscopy 
Biomicroscopy results will be listed for both eyes at each visit and time point. A separate listing 
will be presented for subjects with a criterion change, defined as a +1 unit increase from 
baseline.  Summaries of biomicroscopy results will also be presented for study eyes and fellow 
eyes by treatment group, visit, and time point in tabular form.   
A summary table of the number and percentage of subjects with at least a +1 unit increase in 
score from baseline will be presented by region, finding, time point and eye (study eye and 
fellow eye). In addition to each time point, there will be summaries for “At the Final Visit” and 
“At Any Visit”.  
Another summary table will be presented with the number and percentage of subjects who had a 
finding judged to be clinically significant by region, finding, time point and eye (study eye and 
fellow eye). Fisher’s exact tests will be used to compare incidence between treatment groups in 
both tables.  Additionally, Conjunctival Hyperemia will be presented using continuous summary 
statistics for each visit, for the change from baseline to each post-baseline visit.  Differences 
between treatment groups will be tested using two-sample t-tests as well as Wilcoxon rank sum 
tests. 
9.6.6 Visual Field Examination, Pachymetry, and Gonioscopy  
Visual field examination results will be collected at Screening and listed for each subject.  Visual 
field mean deviation (dB) at Screening will be summarized using continuous summary statistics 
for the study eye and fellow eye separately in the baseline characteristics summary. 
 
Central corneal thickness, collected at Screening will be listed for each subject. Central corneal 
thickness will be summarized using continuous summary statistics by treatment group for the 
study eye and fellow eye separately in the baseline characteristics summary.  
  
Gonioscopy will be collected at screening for each eye and listed for each subject.  Possible 
values will be Open Angle, Narrow Angle, and Closed Angle. 
 
 
 


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10. 
PHARMACOKINETIC EVALUATION 
Not applicable. 


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11. 
OTHER ANALYSES 
Any additional analyses conducted will be considered exploratory and enumerated in the CSR. 
 


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12. 
INTERIM ANALYSES AND DATA MONITORING 
No planned interim analysis. 
 
 


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13. 
CHANGES TO THE ANALYSES PLANNED IN THE PROTOCOL 
Due to the small sample size caused by early study closure, not all the analyses listed in the 
protocol for the efficacy section will be performed. Instead, only the selected analyses using the 
observed data will be performed for information purposes only. No statistical inference will be 
made. No subgroup analyses will be performed. 


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14. 
REFERENCES 
US Federal Register. (1998) International Conference on Harmonization; Guidance for Industry: 
Statistical Principles for Clinical Trials. Department of Health and Human Services: Food and 
Drug Administration.  Federal Register, Vol. 63, No. 179, September 16, 1998, page 49583. (E9) 
 
US Federal Register. (1996) International Conference on Harmonization; Guidance for Industry: 
Structure and Content of Clinical Study Reports. Department of Health and Human Services: 
Food and Drug Administration.  Federal Register Vol. 61, July 17, 1996, page 37320. (E3) 
 
 
 


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15. 
APPENDICES 
Appendix 1: Schedule of Visits and Examinations  
 


Aerie Pharmaceuticals, Inc. 
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Statistical Analysis Plan 
Protocol No. AR-13324-CS205 
 
30 August 2018 
Version 1.0 
 
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Abbreviations:  HR/BP = heart rate/blood pressure; Chem/Hem/UA = Chemistry/Hematology/Urinalysis; AE = adverse event; IOP = 
Intraocular 
pressure. 
Early Discontinuation: Visit 6.0 procedures are to be completed plus a dilated ophthalmoscopy examination. 
Visit Requirements: IOP measurements at all visits are to be made within ±½ hour of the protocol-specified times of 08:00, 10:00, and 
16:00 hours with the exception of the Visit 1 (Screening). 
1  
Subjects currently using ocular hypotensive medications must undergo a minimum washout period (see Protocol Section 5.7.1). 
2  
Urine pregnancy test for women of childbearing potential is required. 
3  
For subjects who are unable or unwilling to have blood drawn and urine collected for clinical labs at Visit 1 (Screening), the 
blood and urine sample may be drawn at Visit 2 (Qualification Visit #1) so long as the results of the clinical labs are available 
for that subject prior to Visit 3 (Qualification Visit #2). 
4  
Ocular symptoms: Subjects will be queried at each visit “How are you feeling?” and treatment emergent AEs beginning at Visit 
4 will be documented on the AE form. Additional symptoms reported after screening and before randomization will be 
documented on the medical history form. Adverse events will be recorded for every study visit (i.e., at 08:00, 10:00, and 16:00 
hours) as needed. 
5  
Individuals returning at an Unscheduled Visit within 1 week to re-attempt IOP qualification are required to only re-measure IOP in 
both eyes. 
6  
Gonioscopy evaluation up to 3 months prior to randomization is acceptable. 
7  
Ultrasound pachymetry within 1 week prior to screening is acceptable. 
8  
Entry visual field evaluation up to 3 months prior to randomization is acceptable. Visual field collection must meet the requirement 
for automated threshold visual field assessment (e.g., 30-2 or 24-2 Humphrey) and reliability. 
 


Aerie Pharmaceuticals, Inc. 
CONFIDENTIAL 
Statistical Analysis Plan 
Protocol No. AR-13324-CS205 
 
30 August 2018 
Version 1.0 
 
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16. 
ATTACHMENTS 
• 
AR-13324-CS205 Listing Shells 
• 
AR-13324-CS205 Table Shells