Conditions: Myelofibrosis
Keywords: Idiopathic Myelofibrosis Myelofibrosis Essential Thrombocythemia Polycythemia Vera Busulfan Antithymocyte Globulin ATG Fludarabine Thymoglobulin
Allocation: NA | Intervention model: SINGLE_GROUP
Enrollment: 63
Healthy volunteers: no

Brief summary:
The goal of this clinical research study is to learn if using a combination of fludarabine, busulfan, and antithymocyte globulin (ATG) can help to control myelofibrosis or myelodysplastic syndrome in patients receiving a bone marrow or blood stem cell transplant. The safety of these drugs will also be studied.

Detailed description:
Busulfan is a chemotherapy drug that kills cancer cells by binding to DNA, and is commonly used in stem cell transplants. Fludarabine is a drug that has anti-leukemia and immunosuppressive effects. ATG helps to reduce the risk of transplant rejection and to prevent graft versus host disease.

You will receive fludarabine by vein over 1 hour on Days -5 to -2. You will receive busulfan by vein over 3 hours on Day -5 to -2 immediately after completing fludarabine. If you have an unrelated or a mismatched donor, you will receive ATG by vein over 6 hours on Days -3 to -1 to prevent graft versus host disease and to help engraftment.

You will first receive a low-level "test" dose of busulfan, and blood samples (about 1 teaspoon each time) will be drawn for pharmacokinetic (PK) tests. This may be done as an outpatient prior to inpatient admission. PK tests measure the level of the study drug in the blood over different time points. This information will be used to decide the next dose needed to reach the target blood level that matches your body size.

About 11 total samples of blood will be drawn for PK testing after the test dose and before the first high-dose busulfan treatment. A heparin lock will be placed in your vein to lower the number of needle sticks needed for these draws. If it is not possible for these blood level tests to be performed for technical or scheduling reasons or for any other reason, you will receive the standard fixed busulfan dose without the "test dose."

You will receive the donor bone marrow or blood stem cells by vein over about 1 hour on Day 0.

Two (2) days before the stem cell infusion on Day -2, tacrolimus will be started as a non-stop infusion by vein and will be changed to oral tablets before you leave the hospital. You will continue to take tacrolimus by mouth, for at least 4 months.

Four (4) doses of Methotrexate will be give as a short infusion Day 1, Day 3, Day 6 and Day 11 after stem cell infusion. Both these are given to decrease the risk of getting graft-vs-host disease (GvHD). Further immunosuppressive therapy with methylprednisolone (a steroid) or other drugs may also be used to treat GvHD if it occurs.

You will have 3 teaspoonfuls of blood drawn for routine tests every day while you are in the hospital and at least 2 times a week for the first 100 days after transplant. You may need frequent blood transfusions and may have to be admitted to the hospital to receive antibiotics if you get a fever. Three (3) teaspoonful of blood and a bone marrow aspirate and biopsy will be taken 1 month, 3 months, 6 months, 12 months, 18 months, and 24 months after the transplant to check the response to the treatment. After the first 2 years, your disease status will be followed by a yearly phone call or letter from you or your regular doctor to the study doctor.

Tests and/or procedures may be performed before the scheduled time, if your doctor thinks it is needed.

You will be taken off the study if your disease gets worse or if further treatment is not in your best interest.

This is an investigational study. All the drugs to be used in this study are FDA approved and commercially available. About 110 patients will take part in this study. All will be enrolled at MD Anderson.

Arms:
arm 1: Fludarabine 40 mg/m\^2 by vein daily over 1 hour x 4 days. Busulfan test dose = 32 mg/m\^2 by vein x 1 day; 100 mg/m\^2 by vein daily over 3 hours x 4 days. Thymoglobulin 2.5 mg/kg by vein over 6 hours x 3 days if there is an unrelated or a mismatched donor.

Interventions: intervention 1: Busulfan intervention 2: Fludarabine intervention 3: Thymoglobulin (ATG)
Intervention descriptions: intervention 1: Test dose = 32 mg/m\^2 by vein x 1 day; 100 mg/m\^2 by vein daily over 3 hours x 4 days intervention 2: 40 mg/m\^2 by vein daily over 1 hour x 4 days intervention 3: 2.5 mg/kg by vein over 6 hours x 3 days if there is an unrelated or a mismatched donor

Protocol document:
Prot_SAP_000.pdf: 
2005-0726
March 9, 2012
Page 1
Protocol Page
Allogeneic stem cell transplantation for myelofibrosis and myelodysplastic syndrome 
using reduced intensity busulfan and fludarabine conditioning.
2005-0726
Core Protocol Information
Short Title 
Allogeneic stem cell transplantation for myelofibrosis
Study Chair: 
Uday Popat
Additional Contact:
Julianne Chen
Peggy S. LeCompte
Department:
Stem Cell Transplantation and Cellular Therapy
Phone:
713-745-3055
Unit:
423
Full Title: 
Allogeneic stem cell transplantation for myelofibrosis and myelodysplastic syndrome using 
reduced intensity busulfan and fludarabine conditioning.
Protocol Type:
Standard Protocol
Protocol Phase:
Phase II
Version Status:
Terminated 10/04/2017
Version:
29
Submitted by:
Peggy S. LeCompte--8/21/2013 11:12:54 AM
OPR Action:
Accepted by:  Rosheta McCray -- 8/23/2013 9:25:56 AM
Which Committee will review this protocol?
 The Clinical Research Committee - (CRC)


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Protocol Body
1.0 Objectives
Primary Objective
To assess the safety of fludarabine and busulfan as a preparative regimen for 
allogeneic stem cell transplantation in patients with myelofibrosis as determined by 
non-relapse mortality. 
Secondary Objective
To  evaluate  efficacy of this therapy as determined by:
1.1 Engraftment
1.2 Complete clinical/hematological remission
1.3 Progression free survival
1.4 Overall survival
2.0 Background
2.1.
Overview of the myeloproliferative disorders:
The myeloproliferative disorders (MPD) are chronic hematological malignancies 
originating at the level of pluripotent hematopoietic stem cells (1,2). The Philadelphia 
chromosome negative MPDs classified on the basis of the predominant feature include:
a)
Polycythemia vera (PV): overproduction of red cells 
b)
Essential thrombocythemia (ET): overproduction of platelets 
c)
Idiopathic Myelofibrosis (IM): bone marrow fibrosis
The concepts common to these disorders are:
 
1)
Clonal hematopoiesis
2)
Transformation to acute leukemia (AL): Up to 10% of PV & ET patients develop 
AL.
3)
Progression to myelofibrosis: Up to 10% of patients with ET and PV progress to 
myelofibrosis with development of massive hepatosplenomegaly, cytopenias and 
transfusion dependency. Typically, AL occurs following progression to 
myelofibrosis, although de novo AL is seen. These patients who have progressed 
to myelofibrosis and/or to acute leukemia have a poor prognosis.
2.2.
Idiopathic Myelofibrosis: 
Idiopathic myelofibrosis (IM) (agnogenic myeloid metaplasia, myelofibrosis with myeloid 
metaplasia) is a clonal myeloproliferative disorder due to an acquired somatic mutation 
of a hematopoietic progenitor cell, resulting in clonal erythrocytes, platelets, 
granulocytes, monocytes and their precursors. These malignant megakaryocytes and 
monocytes secrete fibrogenic cytokines – TGF , PDGF, FGF, which cause polyclonal 
fibroblast proliferation, collagen and reticulin deposition, and eventual bone marrow 


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fibrosis, the hallmark of the disease. This process progresses to bone marrow failure 
and extramedullary hematopoiesis (1,3,4).
The annual incidence of IM ranges from 0.5 –1.5 per 100,000, while the median age at 
diagnosis is 55-65 years. Most patients with IF present with anemia, marked 
splenomegaly, early satiety and constitutional symptoms. During the clinical course, 
most experience progressive anemia requiring frequent blood transfusions, and death 
occurs eventually due to bone marrow failure or leukemic transformation. Current 
treatment of IM is palliative, consisting of supportive care with blood transfusions, 
splenectomy (5), splenic radiation, hydroxyurea, and more recently thalidomide (6-9). 
None of these therapies alter the natural history of this disease. 
The median survival is 5 years from diagnosis, but varies from 2 years to greater than 
10 years depending on presence or absence of well-defined prognostic indicators. 
These include anemia (Hb<10gm/dl), advanced age (>64), constitutional symptoms 
(fever, night sweats, weight loss), leukocytosis (>30,000/l) or leucopenia (<4,000/l), 
circulating blasts (>1%), and high-risk cytogenetic abnormalities (+8, 12p-). A simple but 
widely accepted scoring system using two of these factors, namely Hb<10gm/dl and 
WBC >30,000/l or <4,000/l separates patients into three groups with low (0 factor), 
intermediate (1 factor), and high (2 factors) risks, associated with a median survival of 
93, 26, and 13 months (4,10,11). We propose to treat patients with intermediate and 
high-risk disease in this study of allogeneic stem cell transplantation.
2.3.
Allogeneic stem cell transplantation: 
Allogeneic hematopoietic cell transplantation by eradicating the malignant clone and 
restoring normal hematopoiesis would be expected to alters the natural history of IM.


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Table 1: Allogeneic transplantation for myelofibrosis.
Study 
N
Median Age
NRM
Median Follow up
OS
Guardiola et al (12)
55
42
27%
36 months
47%
Daly et al (13)
25
48
48%
35 months
41%
Deeg et al (14)
56
43
32%
34 months
58%
Rondelli et al (15)*
21
54
10%
31 months
85%
Kroger et al (16)*
21
53
16%
22 months
84%
 * Retrospective multicenter studies using multiple reduced intensity regimens 
Due to the uncommon occurrence of this disease and older age at disease onset, only 
five studies with more than 20 patients have been reported in the literature, and all but 
one are multicenter/registry studies (12-16). In the largest study from the Fred 
Hutchinson Cancer Center in Seattle, 56 patients with a median age of 43 years were 
transplanted from HLA-matched donors for myelofibrosis. At the median follow up of 34 
months, five-year survival was 58% with continuing resolution of fibrosis, reduction in 
spleen size, transfusion independence, and improvement in blood counts. Six patients 
rejected the graft (n=3) or were mixed chimera (n=3).  The major reason for treatment 
failure was transplant related mortality of 32% (14). 
A special problem area is the treatment of older or debilitated patients. Guardiola 
published a series of 55 patients demonstrating inferior results for older patients: Five 
year survival of 14% in patients older that 45 years compared to the 5 year survival of 
62% in younger patients (12). These inferior results in older patients and patients with 
comorbidity who comprise majority of patients with this disease make myeloablative 
transplantation a promising but not suitable therapy most patients with myelofibrosis. 
Another approach would be to use a reduced intensity or a nonmyeloablative 
conditioning regimen, which have been reported to extend allogeneic transplant to older 
patients and patients with other co-morbid medical conditions. Others and we have 
shown that reduced intensity stem cell transplantation can be safely utilized in older 
patients and those with comorbidities in other hematological malignancies (17-22). 
Rondelli et al and Kroger et al have reported encouraging data in multi institutional 
studies of reduced intensity transplantation in older patients with myelofibrosis as 
detailed in the table 1(15,16). In these retrospective studies with a median age of 54 
years, a non-relapse mortality of 10%-16% and 3 year overall survival of 84%-85% was 
reported. We wish to prospectively evaluate the role of allogeneic stem cell 
transplantation using reduced intensity conditioning regimen of fludarabine and 
busulfan.
2.4 Busulfan and Fludarabine Conditioning
Several reduced intensity regimens have been studied in patients with hematological 
malignancies (17-22), but It is not clear if one is superior to the other. In this study we 


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would like to use fludarabine and busulfan as we have studied these agents extensively 
in myeloid malignancies. Kroger et all used this regimen in a retrospective study  in 
patients with myelofibrosis with 16% non relapse mortality and 84% overall survival 
(16).   In patients with CML, this regimen has been reported to be well tolerated with no 
treatment related mortality within first 100 days and 85% 5 year disease free survival 
(23).
3.0 Patient Eligibility
Inclusion Criteria
1.  Patients with Idiopathic Myelofibrosis or Myelofibrosis secondary to Polycythemia 
Vera or Essential Thrombocythemia or Myelodysplastic syndrome with or without 
fibrosis.
2.   Patients 75 years or younger
3.  Patients must have an HLA matched or at least a 9/10 antigen (A, B, C, DQ or DR) 
matched related or unrelated donor.
4.  Patients must have a Zubrod PS <2. 
5.  Creatinine < 1.6 mg/dl
6.  Ejection fraction  >  40%, unless cleared by cardiology
7.  Serum direct bilirubin < 2 mg/dl (unless due to Gilbert’s syndrome), SGPT  < 4 x 
normal values.
8.  FEV1, FVC, or DLCO  > 40% of expected.
9. Negative Beta HCG test in a woman with child bearing potential defined as not 
post-menopausal for 12 months or no previous surgical sterilization)
Exclusion Criteria
1.  Uncontrolled life-threatening infections
2.  HIV positive 
3.  Patients with active viral hepatitis
4.0 Pretreatment evaluation
Patient :
The following evaluation includes standard test performed to determine patient eligibility 
and should not be repeated prior to starting treatment unless treatment is delayed for 
more than 30 days after registration. 
a)
Patient medical history  and physical examination.
b)
CBC, differential and platelet count
c)
Bone marrow aspiration and biopsy
d)
Chemistry panel 
e)
Serology for CMV, HBV, HCV and HIV
f)
B-HCG in women of child bearing potential
g)
Sample to store pre-transplant DNA for future analysis of chimerism


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h)
Cardiac ejection fraction 
i)
Pulmonary function tests with DLCO
j)
Chest x Ray
i)
Urine analysis
Donor:
  
Acceptability of the allogeneic stem cell donor (bone marrow or peripheral blood 
progenitor cell) will be determined according to MDACC Apheresis Unit (for related 
donors) or National Marrow Donor Program (for unrelated donors) standard operating 
procedures
5.0 Treatment Plan
5.1
Preparative Regimen
Treatment will start on D-7 as per the schema shown below:
-7
-6
-5
-4
-3
-2
-1
0
Flu
Flu
Flu
Flu
Bu test 
dose 32 
mg/m
2
Rest
Bu
Bu
Bu
Bu
ATG*
ATG*
ATG*
HSCT
Fludarabine 40mg/m
2/day IV over 60 mins x 4 days (days 
-5,-4,-3,and-2) 
Busulfan (days -5,-4,-3,and-2) 
Rabbit ATG (Thymoglobulin) 2.5 mg/kg (infused over 6 hours)  X 3 
days   (day -3,-2 and –1)*
*Patients with HLA-identical sibling donors do not receive Thymoglobulin.
Donor bone marrow or blood stem cells to be infused on day 0.
BUSULFAN is administered at the dose of 100 mg/m
2 in normal saline over three (3) 
hours i.v. every twenty-four (24) hours for four (4) consecutive days (days -5 to -2).  The 
busulfan dose on day -5 to –2 will be altered on the basis of the pharmacokinetic 
studies to target an AUC of 4000 mMol-min ± 12%.  This altered dose will be 
administered in an identical fashion to the 100 mg/m
2 dose.  If the patients cannot 
undergo the pharmacokinetic studies, the patient will not receive the 32 mg busufan 
“test dose” and will receive the 100 mg/m
2 dose day –5 to –2.  Patients may also 
undergo the busulfan test dose as an outpatient, with inpatient admission on day -6.


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Busulfan pharmacokinetic studies: Patients will receive a test dose of busulfan at 
32mg/m
2  i.v. over on day – 7 for measurement of pharmacokinetics to determine the 
dose that will give a daily AUC of 4000 µMol-min ± 12% on days –5 through day –2.  
Blood samples (5ml each) will be drawn on day –7 at 30 min after the start of infusion 
and 5 min. before the end of infusion, then after the end of infusion at 15, 30, 60 min. 
and at 2, 4, 6 and 8 hours, and one sample approximately 10-11 hours.  
Pharmacokinetic analysis and individualized IV busulfan dose will be calculated and 
ordered on day –6.  Follow-up PK samples (quality control) will be drawn on days –5 
and if necessary, for fine-tuning of the busulfan dose, and if necessary on day –3.  
Patients receiving the fixed-dose treatment arm will also have PK studies performed on 
day(s) –5, and if necessary on day –3 to allow for monitoring and if necessary, 
adjustment of busulfan dosing per above.  This complete sampling schedule will be 
replaced with a limited sampling schedule when a validated limited sampling assay 
becomes available. 
5.2 Allogeneic Stem Cell Collection 
Stem cells will be harvested following MDACC Apheresis Unit or National Marrow Donor 
Program standard operating procedures. The choice between bone Marrow stem cells 
or blood stem cells will be made as per department of blood and marrow transplantation 
standard guidelines.
5.3 Post-transplant care 
Post transplant care outlined below is considered standard clinical 
practice in BMT
GVHD prophylaxis: GVHD Prophylaxis will consist of tacrolimus and methotrexate, 
starting from day-2.  Tacrolimus blood levels will be monitored and dose adjusted as 
clinically indicated. Patients will also receive methotrexate 5 mg/m2 on days 1,3,6, and 
11 post BMT.
Donor leucocyte infusion (DLI): Patients with evidence of residual disease or 
progressive disease but without GVHD  one month after stopping immunosuppression, 
may receive DLI as per departmental guidelines for dose and schedule.
Supportive Care: G CSF, prophylactic antibiotics, antivirals, 
antifungal and therapeutic antibiotics, transfusions as clinical 
indicated by the patients condition, will follow BMT standard 
practice. Due to the possibility of drug interaction with busulfan, 
Tylenol is contraindicated from day –5 to day 0, and alternative 
medications should be used.


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6.0 Evaluation During Study
Evaluations for this study (6.1-6.5) are considered standard practice in BMT and should 
be done around 1, 3, 6, 9, 12, 18 and 24 months post transplantation. If clinically 
indicated these studies may be done at other time points to evaluate for potential 
relapse of the underlying malignancy, which can replace the nearest planned time 
points. After two years patient will be seen annually or information about patient's 
condition will be obtained by a telephone call or written communication.
6.1 Bone marrow Bx and aspirate with cytogenetics, and chimerism studies. 
6.2 History and physical examination with evaluation of adverse events including GVHD
6.3 CBC, differential, platelets
6.4 SGPT, calcium, glucose, uric acid, magnesium, LFT, serum bilirubin, BUN and 
creatinine, serum protein, albumin, alkaline phosphatase, electrolytes.
6.5 Peripheral blood for chimerism studies.(the first chimerism study will be done 3-4 
weeks post transplant).
7.0 Criteria for Study Evaluation
7.1 Primary end point: 
Deaths not attributable to the disease recurrence will be considered 
as an event for assessment of non-relapse mortality.
7.2 Secondary end points:
Engraftment is defined as a sustained ANC > 0.5 x 10
9/L for for 3 consecutive days and 
evidence of donor chimerism by D+28 (the first chimerism study will be done 3-4 weeks 
post transplant).
Primary Graft Failure is defined as failure to achieve an ANC > 0.5 x 10
9/L for 3 
consecutive days by day 28, with <10% cellularity on bone marrow biopsy and no 
evidence of donor chimerism. 
Secondary graft failure is defined as a sustained declined of ANC <0.5 x 10
9/L for 3 
consecutive days after initial documented engraftment with no evidence of disease 
progression.
Complete remission is defined as per response criteria defined by European 
Myelofibrosis network. (appendix) 
Relapse will be recorded by the day of detection. 
Progression free survival is defined as the interval between day of transplant and day 
of death or disease progression.


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Overall Survival is defined as the interval between day of transplant and day of death. 
8.0 Statistical Considerations
This is a phase II study with a primary objective of assessing the safety of Fludarabine, 
and Busulfan as preparative regimens for allogeneic stem cell transplantation in patients 
with Myelofibrosis and MDS.  Patients enrolled in the study will be younger than 75 
years of age and must have an HLA matched or at least a 9/10 antigen matched related 
or unrelated donor.  The major reason for treatment failure in these patients is 
transplant related mortality.  Therefore, in order to assess the primary objective of 
safety, the primary outcome measure will be the rate of non-relapse mortality (NRM) at 
100 days.  We will define non-relapse mortality as any death not attributable to disease 
recurrence.  The cumulative incidence rates of NRM ranged from 27%-48% in three 
studies of younger patients with this disease.  The NRM rate is expected to be much 
higher in this mostly older group of patients with advance myelofibrosis we are 
proposing to treat because NRM increases with age and coexisting medical illnesses.  
Therefore, the goal of the trial is to achieve better than a 30% NRM rate at 100 days 
post transplant with this treatment regimen.  The proposed trial will evaluate the role of 
allogeneic stem cell transplantation a using reduced-intensity conditioning regimen of 
fludarabine and busulfan.  These patients will receive 4 days of the Fludarabine regimen 
and 2 days of the Busulfan regimen.  The maximum total sample size for this trial was 
originally 30 patients.  It was increased in July 2009 to 60 patients.  As of September 
2011, 49 patients have been enrolled, and we now plan to increase enrollment to 110 
patients.  We expect to accrue 20 patients a year for a total of 3 years.  The goal of the 
trial is to achieve better than a 30% NRM rate at 100 days post transplant.  We will stop 
the trial if we have evidence that the NRM rate is higher than targeted.
The method of Thall and Simon will be employed to perform interim safety 
monitoring. As of September 2011, a total of 49 patients have been enrolled, of which 
45 have been evaluated for NRM at day 100.  Monitoring has proceeded according to 
the original stopping rule with no need for early study termination.  For the remaining 65 
patients, we will employ the following monitoring rule. The trial will be stopped early if:
Pr[ θE, D >  0.30 | data ] > 0.90
That is, given the outcomes from the patients who have already been evaluated, if we 
determine that there is greater than a 90% chance that the NRM rate is 30% or more, 
we will stop the trial.  We assume a Beta(0.6, 1.4) prior distribution for the rate of 
non-relapse mortality.  Because 45 patients have been evaluated to date, stopping 
boundaries corresponding to the above probability criterion start at the 45th patient.  We 
will
terminate the trial if:
 (# of non-relapse mortalities) / (# patients evaluated) 
 


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>= 18/45, 19/47, 19/48, 20/50, 20/51, 21/53, 21/54, 22/56, 22/57, 23/59, 23/60, 
24/62, 24/63, 25/65, 26/67, 26/68, 27/70, 27/71, 28/73, 28/74, 29/76, 29/77, 30/79, 
30/80, 31/82, 31/83, 32/85, 32/86, 33/88, 33/89, 34/91, 34/92, 35/94, 35/95, 36/97, 
36/98, 37/100, 37/101, 38/103, 38/104, 39/106, 39/107, or 40/109
It should be noted that these boundaries are unconditional on the fact that 43/45 
evaluable patients to date did not experience NRM.  Thus, the first several stopping 
boundaries are impossible to meet, but they are listed for completeness.  If each of the 
subsequent patients experience NRM, the first stopping boundary that could potentially 
stop the study is if 27/70 evaluable patients experience NRM.
Accrual will not be suspended while waiting to evaluate the 100-day NRM rate.
The operating characteristics of this study design are shown in the following table.  As 
was the case above, it should again be noted that the listed stopping probabilities and 
sample size quantiles are unconditional upon the observed data.
 Table 2.  Operating Characteristics for Stopping Rule
Clinical Scenario
Early Stopping 
Probability
Sample Size:
25th, 50th, 75th percentiles
 
 
 
 
  
Non-relapse mortality rate is 0.20
 
0.002
110
110
110
Non-relapse mortality rate is 0.25
 
0.04
110
110
110
Non-relapse mortality rate is 0.30
 
0.22
110
110
110
Non-relapse mortality rate is 0.35
 
0.59
45
80
110
Non-relapse mortality rate is 0.40
 
0.89
45
45
68
Non-relapse mortality rate is 0.45
 
1.00
45
45
45


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Secondary Endpoints
Efficacy endpoints such as time to engraftment, complete remission (CR), progression-free 
survival (PFS), and overall survival (OS) will be evaluated after 3-years of follow-up.  We will 
estimate each of these efficacy endpoints with the Kaplan-Meier estimators.  In addition, we will 
report each of the estimates along with their corresponding two-sided 95% confidence intervals.  
We will use Cox proportional hazards regression analysis to assess the association between 
the above survival parameters and clinical and demographic covariates of interest.  We will use 
logistic regression to assess the association between clinical response (CR/PR vs. SD/PD) and 
the same covariates.
9.0 Criteria for Removal from the Study
1.
Any patient can be removed from study if, in the judgment of the Principal 
Investigator, further treatment is not in the best interest of the patient for whatever 
reason.
2.
Disease progression after DLI.
3.
Death.
4.
Patient withdraws informed consent. 
5.
First bone marrow aspiration performed after transplantation showing  primary 
engraftment failure. 
6.
Inability or unwillingness to have follow-up visits and/or laboratory tests required by 
this protocol.
10.0 Data and Protocol Management
Data necessary to assess and analyze primary and secondary objectives of this study 
will be collected in the departmental research database at different time points as 
mandated by the study plan.
Adverse event (toxicity) definition and data collection:
An AE is defined as any untoward medical event, including worsening of increased 
frequency of an event present at baseline, in a subject registered in this study and 
receiving Fludarabine/Busulfan//ATG plus allogeneic stem cell transplant or 
unanticipated benefit, without regard to the possibility of a casual relationship. 
In this study, patients are expected to experience changes in laboratory parameters 
due to the underlying disease and the nature of the treatment for allogeneic stem cell 
transplant. These expected changes will not be considered AE(s) and will not be 
recorded in the database unless in the view of the investigator they are judged to be 
clinically significant. 
Transplant related adverse events: 
For the purpose of this study, common transplant related AE are those known to be 
related to the preparative regimen and stem cell infusion occurring up to 30 days post 
transplant. The most common are listed below. 
Neutropenic Fever without infection, non-Neutropenic fever, infections associated with 
grade 3 or 4 neutropenia, nausea and vomiting, readmission during the active 
treatment period (D+30 post stem cell infusion) transfusions of platelets and RBCs, 


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low blood pressure due to dehydration requiring fluid replacement, mucositis, 
engraftment syndrome, These events will be monitored and captured in the database 
during the first 30 days post transplant.
The following common transplant related events will be captured in the database any 
time when observed: cytopenias post-transplant, including secondary graft failure 
whether or not leading to death, hemorrhagic cystitis, liver function test abnormalities 
associated with VOD, TTP, significant infections and graft vs. host disease. 
AE Assessment
AE(s) will be assessed according to the revised NCI Common Terminology Criteria for 
Adverse Events (CTCAE) version 3.0
Reporting Adverse Events:
Serious and unexpected adverse events will be reported accordingly to MDACC 
guidelines and the BMT reporting requirements.  The end of active treatment is the 
day of the allogeneic stem cell infusion. These events will be reported to the study 
chairman, who in turn will notify the MDACC IRB.
11.0 Background Drug Information
11.1  Busulfan Injection
Therapeutic Classification: Antineoplastic Alkylating agent
Pharmaceutical data: Busulfan injection is a sterile, pyrogen-free solution provided in a 
mixture of dimethylacetamide (DMA) and polyethyleneglycol 400 (PEG400).  It is 
supplied in 10 ml single use ampoules at a concentration of six (6) mg busulfan per ml.  
Each ampoule contains 60 mg of busulfan in 3.3 ml of DMA and 6.7 ml of PEG400.  
When diluted in normal saline or D5W to a concentration of 0.5 mg/ml, the resulting 
solution must be administered within eight (8) hours of preparation including the three 
(3) hour infusion of the drug.
Stability and storage: Ampoules should be stored refrigerated at 2-8
oC (35-46
oF).  
Stable at 4
oC for at least twelve (12) months.  Additional stability studies are in 
progress.  DO NOT use beyond the expiration date.  DO NOT use if the solution is 
cloudy or if particulates are present.
Solution Preparation: Prepare the busulfan solution as follows (The patient is to 
receive a dose of 130 mg/m
2 of busulfan):
Use sterile, non-pyrogenic, disposable containers, syringes, needles, filters, 
stopcocks, and transfer tubing, etc.


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All transfer procedures require strict adherence to aseptic techniques. Preferably, 
these transfer procedures will be carried out in a laminar flow hood.
Calculate the amount of drug to be administered based on the dosage of 130 mg/m
2 
and the patient’s body surface.  For example: A 70 kg patient with a height of 170 cm, 
(BSA of 1.8 m
2) who receives a dose of 130 mg/m
2 of busulfan (6mg/ml) would receive 
39 ml of busulfan for injection:
(1.8 m
2)(130 mg /m
2)·(6mg/ml)= 39 ml busulfan.
Prepare a solution of 0.9% Sodium Chloride Injection USP (normal saline), that is 10 
times the volume of the calculated busulfan dose in ml from the step above (39 ml 
busulfan).  This preparation will insure a final concentration of at least 0.5 mg 
busulfan/ml.  For example, (39 mL dose) x (10) = 390 mL of normal saline.  The final 
volume of solution will be 390 + 39 = 429 mL
(390 mL+39 mL = 429mL)
The resulting busulfan concentration will be 0.545mg/ml
(234 mg ÷ 429 mL = 0.545 mg/mL).
In each bag 6.0 mg busulfan (1.0 ml at 6 mg/ml and 11 ml saline) should be added to 
compensate for drug lost in the tubing with each infusion (approximately 12 ml at 0.5 
mg/ml is lost in the tubing).
Break off the top of the ampoule and use a syringe needle to remove the calculated 
volume of busulfan from the primary container.  Remove the needle, replace with a 
new needle which has been fitted with a 5.0 micron nylon filter (provided with 
packaged drug) and transfer the contents of the syringe into the calculated amount of 
either normal saline or D5W making sure that the drug flows into and through the 
solution.  Do not put the busulfan solution into a syringe or IV bag, which does not 
contain the normal saline or D5W.  Mix by inverting the container numerous times to 
ensure a homogenous solution.  Place an appropriate label on the container with an 
expiration time of eight (8) hours from the time of preparation with directions to store at 
room temperature.  Do not use if solution contains visible particulates.  Record the 
actual volume on the label (429 mL in the example).
Place a suitable (non-vented or universal) intravenous administration set (gravity flow) 
into the outflow port of the container of the infusion solution.
Route of Administration: It is to be noted, that a sufficient amount of diluted busulfan 
should be added to compensate for the amount needed to prime the IV tubing; when 
hanging the infusate, the tubing should be primed with the busulfan solution and 
connected as close to the patient as possible, i.e. by a 3-way connector at the level of 
the central venous catheter.  After completed infusion, the tubing with remaining 
busulfan (approximately 12 mL) should be disconnected and discarded.  All busulfan 


2005-0726
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infusions should be performed by programmable pump.
The busulfan will be given by slow intravenous infusion over three (3) hours into a 
central venous catheter.
CAUTION: DO NOT ADMINISTER AS AN INTRAVENOUS PUSH OR BOLUS.
An infusion pump will be used with the busulfan solutions as prepared above.  A new 
infusion set must be used for administration of each dose.  Prior to and following each 
infusion, flush the catheter line with normal saline or (approximately 5 ml).  Start the 
three-hour infusion at the calculated flow rate (i.e. 429 mL/180 min 2.4 mL/min).  DO 
NOT infuse concomitantly with another intravenous solution of unknown compatibility.
If a delay in administration occurs after the infusion solution is prepared, the properly 
identified container should be kept at room temperature (20-25
oC), but administration 
must be completed within eight (8) hours of preparation including the three (3) hour 
drug infusion.
Known Side effects: Dose limiting toxicity is expected to be hematological when used 
without stem cell support. Other toxicities seen frequently following high-dose busulfan 
in preparative regimens for bone marrow transplantation include: VOD, nausea, 
vomiting, pulmonary fibrosis, seizures, rash, and an Addison’s-like syndrome.  
Mechanism of action: Interferes with DNA replication and transcription of RNA through 
DNA alkylation, and ultimately results in the disruption of nucleic acid function.
Animal Tumor Data: Busulfan has been shown to be active against a variety of animal 
neoplasm in vivo, including mouse sarcoma 180 and Ehrlich’s mouse ascites tumor.
Animal Toxicology: Busulfan fed to rats in an amount equivalent to about 0.5 mg/kg of 
final body weight per day slowed weight gain and produced bone marrow depression, 
pancytopenia and cataracts after about 10 weeks.  In rats, LD5O was found to be 34 
mg/kg intraperitoneally. When the drug was administered on day 13, 14, or 15 of 
gestation at a dose of 10 mg/kg to rats, the progeny were prematurely sterile.
Human Pharmacology: Limited pharmacology data are available for the parenteral 
formulation to be used in this study and is detailed in Attachment II, Preliminary 
Pharmacokinetic Evaluation of Busulfan in a Phase II human Trial.  The 
pharmacokinetic data suggests that the plasma decay of the formulation fits a 
two-compartment model.  The oral formulation is absorbed from the gastrointestinal 
tract, and measurable blood levels are obtained within one-half to two (0.5-2.0) hours 
after ingestion.  Within three (3) minutes after IV administration in rats, 90% of the 
drug disappears from the blood; similar rapid decreases in blood concentrations have 
been reported in man.  Busulfan is reported to be extensively metabolized; twelve (12) 
metabolites have been isolated, but most have not been identified.  The drug is slowly 
excreted in the urine, chiefly as methanesulfonic acid.  Ten to fifty percent (10-50%) of 


2005-0726
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a dose is excreted as metabolites within twenty-four (24) hours.
11.2 Fludarabine
Therapeutic Classification: fluorinated nucleoside analog
Pharmaceutical Data: Each vial contains 50 mg lyophilized drug, to be reconstituted 
with 2 ml sterile water to a solution that is 25 mg/ml for IV administration.
Solution Preparation: mix each vial with 2 ml sterile pyrogen-free water to a clear 
solution, which is 25 mg/ml for IV administration only.  Reconstituted solution should 
be used within 8 hours.
Known Side Effects: pancytopenia, immunosuppression, autoimmune hemolytic 
anemia has (rarely) been reported, and recurred when patients were retreated with the 
drug. Nausea, vomiting, anorexia, weakness.  From the CNS: agitation, visual 
disturbances, confusion, coma, peripheral neuropathies have been reported.  With 
high dose use confusion, blindness, coma and death have been reported.
Special Precautions: As for other antineoplastic agents Fludarabine should be handled 
by trained personnel using procedures for proper handling.  The use of gloves and 
protective glasses is recommended to avoid exposure upon accidental spillage.
Mechanism of Action: After phosphorylation to fluoro-ara-ATP the drug appears to 
incorporate into DNA and inhibit DNA polymerase alpha, ribonucleotide reductase and 
DNA primase, thus inhibiting DNA synthesis.
Human Safety and Pharmacology: The half-life of the activated compound is 
approximately 10 hours, but the pharmacology is incompletely understood.  Excretion 
is impaired in patients with impaired renal function.
11.3 Thymoglobulin
Thymoglobulin® (Rabbit anti-thymocyte globulin Sangstat Medical Corporation) will be 
used as an in vivo fortification of both the pretransplant immunosuppression and the 
post-transplant immunoprophylaxis against graft-vs-host disease (GVHD).  The 
Thymoglobulin will be given during the 3 days preceding the graft infusion, thus it will 
both deplete circulating T-cells from the donor and, due to its long half-life it will 
deplete infused T-cells from the graft, contributing to both engraftment and decreasing 
the risk for developing clinically serious GVHD.  
12.0 References
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