EDGAR 10-K Filing

Company CIK: 1710358
Filing Year: 2021
Filename: 1710358_10-K_2021_0001104659-21-006478.json

---

ITEM 1. BUSINESS
Item 1.
Business.

---

ITEM 1A. RISK FACTORS
Item 1A.
Risk Factors.
Item 2.
Properties.
Item 3.
Legal Proceedings.

---

ITEM 1B. UNRESOLVED STAFF COMMENTS
Item 1B.
Unresolved Staff Comments.
None.

---

ITEM 2. PROPERTIES

---

ITEM 3. LEGAL PROCEEDINGS

---

ITEM 4. MINE SAFETY DISCLOSURE
Item 4.
Mine Safety Disclosures.
None.
PART II
The following items have been omitted in accordance with General Instruction J to Form 10-K.

---

ITEM 5. MARKET FOR REGISTRANT'S COMMON EQUITY
Item 5.
Market For Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities.

---

ITEM 6. SELECTED FINANCIAL DATA
Item 6.
Selected Financial Data.

---

ITEM 7. MANAGEMENT'S DISCUSSION AND ANALYSIS
Item 7.
Management’s Discussion and Analysis of Financial Condition and Results of Operations.

---

ITEM 7A. QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK
Item 7A.
Quantitative and Qualitative Disclosures About Market Risk.

---

ITEM 8. FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA
Item 8.
Financial Statements and Supplementary Data.

---

ITEM 9. CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS
Item 9.
Changes in and Disagreements With Accountants on Accounting and Financial Disclosure.

---

ITEM 9A. CONTROLS AND PROCEDURES
Item 9A.
Controls and Procedures.

---

ITEM 9B. OTHER INFORMATION
Item 9B.
Other Information.
No other information.
PART III
The following items have been omitted in accordance with General Instruction J to Form 10-K.

---

ITEM 10. DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE
Item 10.
Directors, Executive Officers and Corporate Governance.

---

ITEM 11. EXECUTIVE COMPENSATION
Item 11.
Executive Compensation.

---

ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS
Item 12.
Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.

---

ITEM 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS
Item 13.
Certain Relationships and Related Transactions, and Director Independence.

---

ITEM 14. PRINCIPAL ACCOUNTING FEES AND SERVICES
Item 14.
Principal Accountant Fees and Services.
PART IV

---

ITEM 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES
Item 15.
Exhibits and Financial Statement Schedules.
(a)(1)
Not Applicable.
(a)(2)
Not Applicable.
(a)(3)
The following documents are included as part of, or incorporated by reference to, this annual report.
Exhibit No.
1.1 Underwriting Agreement, dated as of July 11, 2017, by and among John Deere Receivables, Inc., John Deere Capital Corporation and MUFG Securities Americas Inc., Barclays Capital Inc. and Citigroup Global Markets Inc. as representatives of the underwriters named therein. (incorporated by reference from Exhibit 1.1 of the Form 8-K dated July 11, 2017, Commission File No. 333-208068-04)
3.1 Certificate of Incorporation of John Deere Receivables, Inc. (incorporated by reference to Exhibit 3.1 to registration statement on Form S-3, Commission File No. 333-87562).
3.2 By-Laws of John Deere Receivables, Inc. (incorporated by reference to Exhibit 3.2 to registration statement on Form S-3 filed on January 11, 2006, Commission File No. 333-130966)
4.1 Indenture, dated of July 18, 2017, between John Deere Owner Trust 2017-B and U.S. Bank National Association, as Indenture Trustee, (incorporated by reference from Exhibit 4.1 of the Form 8-K dated July 18, 2017, Commission File No. 333-208068-04).
31.1 Rule 13a-14(d)/15d-14(d) Certification.
33.1 John Deere Capital Corporation’s Report on Assessment of Compliance With Servicing Criteria
33.2 Trustee’s Report on Compliance With Servicing Criteria (U.S. Bank National Association)
34.1 Report of Independent Registered Public Accounting Firm (Deloitte & Touche LLP)
34.2 Report of Independent Registered Public Accounting Firm (Ernst & Young LLP)
35.1 Servicer Compliance Statement of John Deere Capital Corporation
35.2 Servicer Compliance Statement of Deere Credit Services, Inc.
99.1 Trust Agreement, dated as of July 17, 2017, between John Deere Receivables, Inc., as depositor, and Wells Fargo Delaware Trust Company, N.A., as owner trustee (incorporated by reference from Exhibit 99.1 of the Form 8-K dated July 18, 2017, Commission File No. 333-208068-04).
99.2 Sale and Servicing Agreement, dated as of July 18, 2017, among John Deere Capital Corporation, as servicer, John Deere Receivables, Inc., as seller, and John Deere Owner Trust 2017-B, as issuing entity (incorporated by reference from Exhibit 99.2 of the Form 8-K dated July 18, 2017, Commission File No. 333-208068-04).
99.3 Administration Agreement, dated as of July 18, 2017, among John Deere Owner Trust 2017-B, John Deere Capital Corporation, as administrator, and U.S. Bank National Association, as indenture trustee (incorporated by reference from Exhibit 99.3 of the Form 8-K dated July 18, 2017, Commission File No. 333-208068-04).
99.4 Asset Representations Review Agreement, dated as of July 18, 2017, among John Deere Owner Trust 2017-B, as issuing entity, John Deere Capital Corporation, as servicer, and Clayton Fixed Income Services LLC, as asset representations reviewer (incorporated by reference from Exhibit 99.4 of the Form 8-K dated July 18, 2017, Commission File No. 333-208068-04).
(b)
See Item 15(a)(3) above.
(c)
Not Applicable.