EDGAR 10-K Filing

Company CIK: 1743587
Filing Year: 2022
Filename: 1743587_10-K_2022_0001104659-22-006322.json

---

ITEM 1. BUSINESS
Item 1. Business.

---

ITEM 1A. RISK FACTORS
Item 1A. Risk Factors.
Item 2. Properties.
Item 3.
Legal Proceedings.

---

ITEM 1B. UNRESOLVED STAFF COMMENTS
Item 1B. Unresolved Staff Comments.
            None.

---

ITEM 2. PROPERTIES

---

ITEM 3. LEGAL PROCEEDINGS

---

ITEM 4. MINE SAFETY DISCLOSURE
Item 4.
            None.
Mine Safety Disclosures.
PART II
The following items have been omitted in accordance with General Instruction J to Form 10-K.

---

ITEM 5. MARKET FOR REGISTRANT'S COMMON EQUITY
Item 5. Market For Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities.

---

ITEM 6. SELECTED FINANCIAL DATA
Item 6. [Reserved].

---

ITEM 7. MANAGEMENT'S DISCUSSION AND ANALYSIS
Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations.

---

ITEM 7A. QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK
Item 7A. Quantitative and Qualitative Disclosures About Market Risk.

---

ITEM 8. FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA
Item 8. Financial Statements and Supplementary Data.

---

ITEM 9. CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS
Item 9. Changes in and Disagreements With Accountants on Accounting and Financial Disclosure.

---

ITEM 9A. CONTROLS AND PROCEDURES
Item 9A. Controls and Procedures.

---

ITEM 9B. OTHER INFORMATION
Item 9B.
Other Information.
No other information.

---

ITEM 10. DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE
Item 10. Directors, Executive Officers and Corporate Governance.

---

ITEM 11. EXECUTIVE COMPENSATION
Item 11. Executive Compensation.

---

ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS
Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.

---

ITEM 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS
Item 13. Certain Relationships and Related Transactions, and Director Independence.

---

ITEM 14. PRINCIPAL ACCOUNTING FEES AND SERVICES
Item 14.
Principal Accountant Fees and Services.
PART IV

---

ITEM 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES
Item 15. Exhibits and Financial Statement Schedules.
(a)(1) Not Applicable.
(a)(2) Not Applicable.
(a)(3) The following documents are included as part of, or incorporated by reference to, this annual report.
Exhibit No.
1.1 Underwriting Agreement, dated July 18, 2018, among John Deere Receivables, Inc., John Deere Capital Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc. and MUFG Securities Americas Inc., as representatives of the underwriters named therein (incorporated by reference to Exhibit 1.1 to the Form 8-K of registrant filed July 18, 2018, Commission File No. 333-208068-06).
3.1 Certificate of Incorporation of John Deere Receivables, Inc. (incorporated by reference to Exhibit 3.1 to registration statement on Form S-3, Commission File No. 333-87562).
3.2 Bylaws of John Deere Receivables, Inc. (incorporated by reference to Exhibit 3.2 to registration statement on Form S-3 filed January 11, 2006, Commission File No. 333-130966).
4.1 Indenture, dated July 25, 2018, between the registrant, as issuing entity, and U.S. Bank National Association, as indenture trustee (incorporated by reference to Exhibit 4.1 to the Form 8-K of registrant filed July 25, 2018, Commission File No. 333-208068-06).
31.1 Rule 13a-14(d)/15d-14(d) Certification.
33.1 John Deere Capital Corporation’s Report on Assessment of Compliance With Servicing Criteria.
33.2 Trustee’s Report on Compliance With Servicing Criteria (U.S. Bank National Association).
34.1 Report of Independent Registered Public Accounting Firm (Deloitte & Touche LLP).
34.2 Report of Independent Registered Public Accounting Firm (Ernst & Young LLP).
35.1 Servicer Compliance Statement of John Deere Capital Corporation.
35.2 Servicer Compliance Statement of Deere Credit Services, Inc.
99.1 Trust Agreement, dated July 24, 2018, between John Deere Receivables, Inc., as depositor, and Wells Fargo Delaware Trust Company, N.A., as owner trustee (incorporated by reference to Exhibit 99.1 to the Form 8-K of registrant filed July 25, 2018, Commission File No. 333-208068-06).
99.2 Sale and Servicing Agreement, dated July 25, 2018, among John Deere Capital Corporation, as servicer, John Deere Receivables, Inc., as seller, and the registrant, as issuing entity (incorporated by reference to Exhibit 99.2 to the Form 8-K of registrant filed July 25, 2018, Commission File No. 333-208068-06).
99.3 Administration Agreement, dated July 25, 2018, among the registrant, as issuer, John Deere Capital Corporation, as administrator, and U.S. Bank National Association, as indenture trustee (incorporated by reference to Exhibit 99.3 to the Form 8-K of registrant filed July 25, 2018, Commission File No. 333-208068-06).
99.4 Asset Representations Review Agreement, dated July 25, 2018, among the registrant, as issuing entity, John Deere Capital Corporation, as servicer, and Clayton Fixed Income Services LLC, as asset representations reviewer (incorporated by reference to Exhibit 99.4 to the Form 8-K of registrant filed July 25, 2018, Commission File No. 333-208068-06).
(b) See Item 15(a)(3) above.
(c) Not Applicable.