Washington Administrative Code › Title 173 - Ecology, Department of (See also Titles 197, 317, 372, and 508) › Chapter 173-446 - Climate Commitment Act program rule › COMPLIANCE INSTRUMENT TRANSACTIONS › Section 173-446-415 - Transaction requests-Information required by ecology

Current through Register Vol. 24-14, July 15, 2024
Each transaction request submitted under WAC 173-446-410 must
				  contain the following information:
(1)
				The holding account number of the transferor;
(2) The holding account number of the
				transferee;
(3) The quantity, type
				and, where applicable, vintage of the compliance instruments to be
				traded;
(4) The settlement price of
				each type, and, where applicable, each vintage of compliance instruments, as
				well as the method used to determine the settlement price; provided that a
				registered entity is not required to disclose the settlement price of
				transferred compliance instruments when the transaction is between registered
				entities in a direct corporate association or is a bundled transfer;
(5) The type of trading agreement, the date
				of signing of the agreement and the agreed upon trading date;
(6) Where applicable, all other transactions
				or products covered by the agreement, a description of those transactions or
				products, and the name and contact information of the parties involved;
				and
(7)
(a) Except as provided in (b) of this
				subsection, the following attestation statement made and signed by the primary
				account representative or any alternate account representative: "I certify
				under penalty of perjury under the laws of the state of Washington that I am
				authorized to make this submission on behalf of the party that owns the
				compliance instruments held in the account. I certify under penalty of perjury
				under the laws of the state of Washington that I have personally examined, and
				am familiar with, the statements and information submitted in this document and
				all its attachments. Based on my inquiry of those individuals with primary
				responsibility for obtaining the information, I certify under penalty of
				perjury under the laws of the state of Washington that the statements and
				information submitted to Ecology are true, accurate, and complete. I consent to
				the jurisdiction of Washington state, its courts and the pollution control
				hearings board for purposes of enforcement of the laws, rules and regulations
				pertaining to chapters 173-446 WAC and 70A.65 RCW. I am aware that there are
				significant penalties for submitting false statements and information or
				omitting required statements and information, including the possibility of fine
				or imprisonment."
(b) For federally
				recognized tribes who elect to participate as opt-in entities or general market
				participants pursuant to
				RCW
				   70A.65.090(5), each
				transaction request submitted under WAC 173-446-410 must include the following
				attestation statement made and signed by the primary account representative or
				the alternate account representative making the submission: "I certify under
				penalty of perjury under the laws of the state of Washington that I am
				authorized to make this submission on behalf of the tribal government that owns
				the compliance instruments held in the account. I certify under penalty of
				perjury under the laws of the state of Washington that I have personally
				examined, and am familiar with, the statements and information submitted in
				this document and all its attachments. Based on my inquiry of those individuals
				with primary responsibility for obtaining the information, I certify under
				penalty of perjury under the laws of the state of Washington that the
				statements and information submitted to Ecology are true, accurate, and
				complete. The tribal government on whose behalf I am authorized to make this
				submission has entered into a written agreement, negotiated on an individual
				basis between ecology and the tribal government, that establishes a dispute
				resolution process and/or other compliance mechanisms in order to ensure the
				enforce-ability of all program requirements applicable to the tribe in its role
				as an opt-in entity or a general market participant, as applicable. I am aware
				that there are significant penalties for submitting false statements and
				information or omitting required statements and information, including the
				possibility of fine or imprisonment."