Oregon Administrative Rules › Chapter 441 - DEPARTMENT OF CONSUMER AND BUSINESS SERVICES, FINANCE AND SECURITIES REGULATION › Division 930 - PREARRANGEMENT AND PRECONSTRUCTION PLANS › Section 441-930-0310 - Revocation, Suspension and Denial of Certificate or Registration

Current through Register Vol. 63, No. 7, July 1, 2024
The director may impose a civil penalty or probation, or
				revoke, suspend, or deny a certification of a certified provider or a
				registration of a master trustee when one or more of the following conditions
				exist:
(1) The certified provider's
			 license under ORS 692.160 expires or is suspended
			 or revoked by the State Mortuary and Cemetery Board;
(2) The certified provider or master trustee
			 fails to submit an annual report required by ORS
			 97.933;
(3) The certified provider or master trustee
			 fails to submit the certification or registration fee required by OAR
			 441-930-0270;
(4) The certified
			 provider or master trustee fails to maintain or denies the director access to
			 the financial records and supporting documents necessary to examine their
			 annual report;
(5) The certified
			 provider or master trustee has filed a materially false or misleading report
			 with the director;
(6) The
			 certified provider fails to deliver or deposit prearrangement plan receipts to
			 the master trustee or depository within five business days as required by ORS
			 97.941;
(7) The certified provider or master trustee
			 fails to account to interested persons for monies received;
(8) The certified provider or master trustee
			 has willfully or repeatedly violated or failed to comply with any provision of
			 ORS 97.923 to
			 97.949, or OAR 441-930-0030  through 441-930-0360;
(9) The
			 certified provider or master trustee is permanently or temporarily enjoined by
			 a court of competent jurisdiction from engaging in or continuing any conduct or
			 practice involving any aspect of the business of a certified provider or master
			 trustee, respectively;
(10) The
			 certified provider or master trustee is the subject of disciplinary action by
			 another state or government agency provided the activity subject to discipline
			 would constitute a violation of Oregon law or administrative rules;
(11) The director finds that the certified
			 provider, master trustee, or an applicant for certification or for registration
			 has been convicted of a felony or a misdemeanor that involved dishonesty or
			 fraud, in this state or any other state;
(12) The director finds that an
			 administrative agency, in this state or any other state, has issued a final
			 order against the certified provider, master trustee, or an applicant for
			 certification or for registration;
(13) The director finds that the certified
			 provider, master trustee, or an applicant for certification or for registration
			 has an outstanding judgment by a court, in this state or any other state;
			 or
(14) The director finds that the
			 applicant or an officer, director, or owner of the applicant does not possess
			 the financial and business experience required by these
			 rules.
Stat. Auth.: ORS
				  97.926,
				  97.933 &
				  97.935
Stats. Implemented: ORS
				  97.948