Pennsylvania Code › Title 7 - AGRICULTURE › Part VIII - State Horse Racing Commission › Subpart A - General Provisions › Chapter 173 - COMMISSION OPERATIONS AND ORGANIZATION-TEMPORARY REGULATIONS › Section 173.8 - Confidential information

Current through Register Vol. 54, No. 28, July 13, 2024
Under section 9311(g)(1) of act (relating to State Horse
					 Racing Commission), the following documents and records are designated as
					 confidential.
(1) Information
				  submitted by an applicant or licensee relating to applications, renewals or
				  both, to conduct horse race meetings under sections 9318, 9323 and 9353 of the
				  act (relating to licenses for horse race meetings; occupational licenses for
				  individuals; and license application procedures), including but not limited to
				  electronic wagering applications/petitions, SPMO, Racing Vendor, totalisator
				  applications or any other application or petition designated by the Commission
				  and other information obtained by the Commission as part of a background or
				  other investigation from any source shall be confidential and withheld from
				  public disclosure:
(i) All information
				  relating to character, honesty and integrity, including family, habits,
				  reputation, history of criminal activity, business activities, financial
				  affairs and business, professional and personal associations submitted under
				  sections 9318, 9323 or 9353 of the act or otherwise obtained by the
				  Commission.
(ii) Nonpublic personal
				  information, including home addresses, telephone numbers and other personal
				  contact information, Social Security numbers, educational records, memberships,
				  medical records, tax returns and declarations, actual or proposed compensation,
				  financial account records, creditworthiness or financial condition relating to
				  an applicant, licensee or permittee or the immediate family thereof.
(iii) Information relating to proprietary
				  information, trade secrets, patents or exclusive licenses, architectural and
				  engineering plans and information relating to competitive marketing materials
				  and strategies, which may include customer-identifying information or customer
				  prospects for services subject to competition.
(iv) Security information, including risk
				  prevention plans, detection and countermeasures, location of count rooms,
				  emergency management plans, security and surveillance plans, equipment and
				  usage protocols and theft and fraud prevention plans and
				  countermeasures.
(v) Information
				  with respect to which there is a reasonable possibility that public release or
				  inspection of the information would constitute an unwarranted invasion into
				  personal privacy of any individual as determined by the Commission.
(vi) Records of an applicant or licensee not
				  required to be filed with the Securities and Exchange Commission by issuers
				  that either have securities registered under section 12 of the Securities
				  Exchange Act of 1934 (48 Stat. 881,
				  15 U.S.C. §
												78l) or are required to file reports under
				  section 15(d) of the Securities Exchange Act of 1934 (48 Stat. 881,
				  15 U.S.C. §
												780).
(vii) Records considered nonpublic matters or
				  information by the Securities and Exchange Commission as provided by
				  17 CFR
				  200.80 (relating to Securities and Exchange
				  Commission records and information).
(viii) Financial information or records
				  submitted by the applicant or licensee.