reglab/statecodes huggingface dataset:
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4404 - Self-Exclusion › Section 4404.9 - Branch offices

Current through Register Vol. 46, No. 28, July 10, 2024
Unless the commission shall approve a branch office
						otherwise constructed, all such branch offices shall have entrances thereto
						from the street and shall be constructed so as to afford clear visibility from
						the exterior and interior of the premises. Window shades or blinds or screens
						or other materials shall not obstruct the view from the exterior or the
						interior of the premises. The establishment of temporary sites and/or mobile
						betting units shall require commission approval.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4404 - Self-Exclusion › Section 4404.10 - Betting by a person under the age of 18

Current through Register Vol. 46, No. 28, July 10, 2024
(a)
(1) No
					 corporation shall permit any person who is actually or apparently under 18
					 years of age to enter a branch office. For purposes of this paragraph, a branch
					 office shall not include a simulcast theater, as defined in Racing, Pari-Mutuel
					 Wagering and Breeding Law section 1001(1), or a branch office operated by an
					 entity other than the corporation (commonly referred to as an EZ Bet location,
					 a Quick Bet location or a similar name).
(2) No corporation shall permit any person
					 who is actually or apparently under 18 years of age to place a bet at any
					 branch office directly for himself or herself or for or through another
					 person.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4404 - Self-Exclusion › Section 4404.11 - Telephone betting

Current through Register Vol. 46, No. 28, July 10, 2024
A bet placed by telephone shall be subject to the rules
						and regulations that govern the placing of all off-track
						bets.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4404 - Self-Exclusion › Section 4404.12 - Closing of a branch office

Current through Register Vol. 46, No. 28, July 10, 2024
If a branch office is closed, a sign to that effect shall
						be displayed prominently at the branch office.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4404 - Self-Exclusion › Section 4404.13 - Interface agreements

Current through Register Vol. 46, No. 28, July 10, 2024
Each agreement for the combination of all off-track
						wagers with on-track wagers between a State track or an out-of-state track and
						a corporation shall be subject to the prior approval of the
						commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4404 - Self-Exclusion › Section 4404.14 - Branch office location

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Except
					 for good cause shown satisfactory to the commission in individual
					 circumstances, a corporation shall not open or maintain a branch office within
					 500 feet of an educational institution or place of worship. The measurement of
					 500 feet shall be along the public road that the branch office faces or to
					 which it has nearest access, and along straight-line courses that a pedestrian
					 may take legally and as of right from the nearest doorway of general access of
					 the branch office to the nearest doorway of general access of the institution
					 or place of worship; provided, however, in cities with a population of 250,000
					 or more the prohibited area of proximity above noted shall be 200
					 feet.
(b) No branch office shall be
					 located within one mile of the boundary of any licensed or franchised track
					 except with specific written consent of the track involved and written
					 authorization of the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4404 - Self-Exclusion › Section 4404.15 - Calculation of odds and payoff prices

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Each corporation shall operate its system
					 of off-track betting so as to result in the combination before the race of all
					 off-track and on-track wagers into single statewide pools. In line with such
					 purpose, each off-track betting corporation shall cause all pools, as are
					 accumulated by such corporation, to be transmitted to the site of the statewide
					 interface of such pool prior to the start of the race, and, in the case of
					 pools carried at in-state tracks, all partial pools, as may be accumulated, to
					 be transmitted to such track prior to such in-state track's first display of
					 mutuel odds so that the on-track odds may accurately reflect all wagers to such
					 time.
(b) If, for any reason, all
					 wagers are not combined into a statewide pool before the start of the race:
(1) The payoff price shall be calculated at
					 the site of the statewide interface upon the basis of all available data at
					 such site at the start of the race, and shall be the payoff price on- and off-
					 track statewide.
(2)
					 Notwithstanding paragraph (1) of this subdivision, if such pool is exotic and
					 conducted exclusively off-track, neither probable payoff prices nor the final
					 payoff price shall be calculated until all statewide wagers have been
					 transmitted to and received at the site of the statewide interface.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4404 - Self-Exclusion › Section 4404.16 - Restrooms

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Except for good
					 cause satisfactory to the commission, each off-track betting branch facility
					 shall provide restroom facilities for patrons.
(b) In determining good cause, the commission
					 may consider the following factors:
(1) the
					 physical size of the off-track betting facility;
(2) the type of services and amenities
					 offered at the off-track betting facility;
(3) the duration of the existing lease or
					 lease renewal;
(4) the terms and
					 conditions of an existing lease;
(5) the adequacy of water supply and waste
					 disposal systems;
(6) the
					 availability of alternative restroom facilities at or near the off-track
					 betting facility; and
(7) the
					 public's safety, health and welfare.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4404 - Self-Exclusion › Section 4404.17 - Internet posting to assist compulsive gamblers

Current through Register Vol. 46, No. 28, July 10, 2024
Each corporation that maintains a website on the Internet
						shall post on its home page a message designed to assist compulsive gamblers.
						Such posting shall include, but not be limited to, a notice of the availability
						of one or more organizations approved by the Commissioner of Mental Health,
						pursuant to the provisions of the Mental Hygiene Law, which offer assistance in
						dealing with problem of compulsive gambling.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4404 - Self-Exclusion › Section 4404.18 - Restrictions on acceptance of public assistance

Current through Register Vol. 46, No. 28, July 10, 2024
Any facility conducting off-track pari-mutuel wagering
						that cashes or accepts any public assistance check or electronic benefit
						transfer device issued by a public welfare official or department, or agent
						thereof, as and for public assistance, as proscribed by section
						151 of the
						Social Services Law, shall be disciplined by the commission. Such discipline
						may include one or more of the following actions:
(a) revocation of a license;
(b) suspension of a license;
(c) a fine; or
(d) issuance of a public or private letter of
					 reprimand to be placed in the file of the licensee.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4405 - Miscellaneous › Section 4405.1 - Data processing center

Current through Register Vol. 46, No. 28, July 10, 2024
The commission shall establish a data processing center
						for the purpose of providing centralized data processing services to a
						corporation on such terms and conditions as the commission may deem advisable,
						including and without limitation, the payment of any charge or expense incurred
						in connection with such operation. Provided, however, that the commission may
						authorize one or more corporations to use a regional or other independent data
						processing center for an interim period until centralized statewide data
						processing services are made available by the commission. No region may
						establish or expand regional data processing facilities without the prior
						approval of the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4405 - Miscellaneous › Section 4405.2 - Report of criminal activity

Current through Register Vol. 46, No. 28, July 10, 2024
A corporation shall report to the commission any
						violation of law that occurs at a branch office, or any communication with a
						law enforcement agency.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4405 - Miscellaneous › Section 4405.3 - Transfer of bets

Current through Register Vol. 46, No. 28, July 10, 2024
A branch office shall post conspicuously in the public
						area notice of any cancellation of any race for which a corporation accepted
						bets, or of any substitution of races.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4405 - Miscellaneous › Section 4405.4 - Posting of results

Current through Register Vol. 46, No. 28, July 10, 2024
The results of each race, and the winnings thereon, shall
						be posted in the public area of each OTB branch office and teletheater
						immediately after each race, and remain so posted until the conclusion of the
						next business day. Each such OTB facility shall maintain therein for public
						inspection a record of the results, winnings and refunds for each race card for
						a period of not less than 30 days following the race.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4405 - Miscellaneous › Section 4405.5 - Overnight retention of monies

Current through Register Vol. 46, No. 28, July 10, 2024
Cash shall not be retained overnight in any branch office
						unless the commission shall have determined that adequate safeguards exist with
						respect to the retention of such monies.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4405 - Miscellaneous › Section 4405.6 - Alarm systems

Current through Register Vol. 46, No. 28, July 10, 2024
For the purpose of maintaining a uniformly high standard
						of branch office security, all branch offices shall be equipped with forced
						entry alarm systems that shall be approved by the commission prior to
						installation thereof. Additionally, all branch office cashier locations shall
						be equipped with alarm systems that shall be approved by the commission prior
						to installation.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4405 - Miscellaneous › Section 4405.7 - State lottery

Current through Register Vol. 46, No. 28, July 10, 2024
Where feasible, a corporation shall maintain a State
						lottery outlet at a branch office at the direction of the commission and shall
						receive reasonable compensation therefor on a strict cost reimbursement
						basis.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4405 - Miscellaneous › Section 4405.8 - Inspection

Current through Register Vol. 46, No. 28, July 10, 2024
The commission may inspect a branch office or the
						corporation offices at any time and shall be accorded full access to all
						premises of the corporation for such purpose.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4405 - Miscellaneous › Section 4405.9 - Implementation

Current through Register Vol. 46, No. 28, July 10, 2024
This Part is intended to implement in part the
						requirements of articles V, V-a and VII of the Racing, Pari-Mutuel Wagering and
						Breeding Law.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4406 - The Conduct Of Off-track Betting › Section 4406.1 - Denial of telephone betting account

Current through Register Vol. 46, No. 28, July 10, 2024
No person who is known or reputed to be a bookmaker or
						engages in any activity that is deemed to be a gambling offense as defined in
						article 225 of the Penal Law of the State of New York, or, a fugitive from
						justice shall be granted a wagering account with the telephone deposit betting
						center facility.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4406 - The Conduct Of Off-track Betting › Section 4406.2 - Minimum payoff

Current through Register Vol. 46, No. 28, July 10, 2024
No less than $2.10 shall be paid for the redemption of a
						valid $2 winning ticket and no less than $3.15 shall be paid for the redemption
						of a valid $3 winning ticket.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4406 - The Conduct Of Off-track Betting › Section 4406.3 - Posting of entries

Current through Register Vol. 46, No. 28, July 10, 2024
The corporation shall post in the public area of each
						branch office a schedule of entries and projected closing times for wagers in
						each pool for which off-track wagers are accepted. Any revision of the
						aforementioned racing information shall be posted immediately and announced
						orally to patrons.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4406 - The Conduct Of Off-track Betting › Section 4406.4 - Calculation of separate pools

Current through Register Vol. 46, No. 28, July 10, 2024
Determination of payoff to winning bettors shall be in
						the form prescribed by the Racing, Pari-Mutuel Wagering and Breeding Law. The
						shared pool, or profit, shall be that amount resulting by the deduction of the
						retained commission and involved breakage from the total pari-mutuel
						pool.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4406 - The Conduct Of Off-track Betting › Section 4406.5 - Presentation for payment

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Except
					 for telephone accounts, payment on a winning pari-mutuel wager shall be made
					 only upon presentation and surrender of the ticket representing such wager. In
					 the discretion of the corporation or by direction of the commission, payments
					 may be made by cash or by check to the holder of such winning ticket and
					 identification of any winner may be required by either the commission or the
					 corporation.
(b) All winning
					 pari-mutuel tickets must be presented for payment or refund before April 1st of
					 the year following the year of their purchase and failure to present any such
					 ticket within the prescribed period of time shall constitute a waiver of the
					 right to refund or to participate in the award or dividend. Each corporation
					 shall cause the substance of this subdivision to be imprinted upon each
					 pari-mutuel ticket in words approved by the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4406 - The Conduct Of Off-track Betting › Section 4406.6 - Sale, exchange of tickets

Current through Register Vol. 46, No. 28, July 10, 2024
No pari-mutuel tickets shall be sold except at regular
						ticket windows, properly designated by signs showing the types of tickets sold
						at such windows, except that, tickets may be issued by automated ticket
						machines, or bets may be sold by designated couriers, according to procedures
						approved by the commission. No such tickets shall be
						exchanged.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4407 - Employees, Officers And Directors › Section 4407.1 - Background investigations

Current through Register Vol. 46, No. 28, July 10, 2024
Each prospective employee, officer or director of a
						corporation identified as such, shall be the subject of a background
						investigation by the corporation prior to his employment, appointment or
						retention. Such information shall be made available to the commission at the
						commission's request.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4407 - Employees, Officers And Directors › Section 4407.2 - Comportment

Current through Register Vol. 46, No. 28, July 10, 2024
Employees who are assigned to branch offices shall dress
						neatly and shall be courteous to patrons.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4407 - Employees, Officers And Directors › Section 4407.3 - Bets by personnel

Current through Register Vol. 46, No. 28, July 10, 2024
No individual employed by an off-track betting
						corporation as a pari-mutuel clerk, cashier or seller shall be permitted to bet
						during those periods of any day on which such person is actually employed in
						such capacity.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4407 - Employees, Officers And Directors › Section 4407.4 - Bets by personnel of other corporations

Current through Register Vol. 46, No. 28, July 10, 2024
No officer, director, or employee of any firm, entity or
						agency that is retained by a corporation or by the commission for the purpose
						of supervising the operation or maintenance of the system of off-track betting
						may place any bet, directly or indirectly at any branch office, whether
						personally or by telephone, or receive any gratuity from any
						patron.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4407 - Employees, Officers And Directors › Section 4407.5 - Approval of special policemen

Current through Register Vol. 46, No. 28, July 10, 2024
Each special policeman of a regional corporation other
						than New York City, who is to have the status of a peace officer shall be
						previously approved by the commission. Application for such approval shall be
						made on the forms supplied by the commission. The term of such appointment
						shall be set by the commission but may be terminated at any time prior thereto
						by the commission. The commission may set conditions upon such
						approval.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4407 - Employees, Officers And Directors › Section 4407.6 - Limitation on directors and officers of a corporation

Current through Register Vol. 46, No. 28, July 10, 2024
No director or officer shall participate in the
						corporation, other than within the prescribed duties of his or her
						title.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4407 - Employees, Officers And Directors › Section 4407.7 - Shortages

Current through Register Vol. 46, No. 28, July 10, 2024
A corporation may deduct from the wages of a branch unit
						employee monies owed as a result of such employee's going short on any
						particular racing day. The term short as used in this section means any loss to
						the corporation arising from amounts missing from funds in the possession,
						custody or control or under the supervision of any branch unit employee or
						employees in the course of the performance of his, her or their duties in
						betting operations.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4408 - Records And Reports › Section 4408.1 - Method of accounting

Current through Register Vol. 46, No. 28, July 10, 2024
Each corporation shall use generally accepted accounting
						principles so as to record and summarize financial information in order to
						produce financial statements and reports and to provide adequate internal
						fiscal controls.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4408 - Records And Reports › Section 4408.2 - Annual report

Current through Register Vol. 46, No. 28, July 10, 2024
Within 120 days after the end of the fiscal year of the
						corporation, each corporation shall submit to the commission a copy of its
						annual report of operations audited by an independent certified public
						accounting firm in accordance with generally accepted government auditing
						standards as prescribed by the Comptroller General of the Untied States for
						approval prior to its distribution. The report shall include the following
						supplemental schedules in a form prescribed by the commission:
(a) statement of section 516 revenues and
					 expenditures;
(b) statement of
					 revenue and expense by branch;
(c)
					 capital acquisition fund balance sheet and statement of changes in section
					 509-a capital acquisition fund.
The report shall include an opinion from the independent
						certified public accounting firm, in relation to the basic financial statements
						taken as a whole, on the required supplemental schedules listed
						above.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4408 - Records And Reports › Section 4408.3 - Quarterly reports

Current through Register Vol. 46, No. 28, July 10, 2024
Each corporation shall file with the commission, within
						15 days of the close of each fiscal quarter, a quarterly report of the
						activities of the corporation in a form prescribed by the commission. The
						commission may for good cause grant a reasonable extension of time for the
						filing of any such report.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4408 - Records And Reports › Section 4408.4 - Signatures on reports

Current through Register Vol. 46, No. 28, July 10, 2024
Each quarterly report shall be signed by at least one of
						the corporation's principal officers and by the person who prepared the
						report.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4408 - Records And Reports › Section 4408.5 - Other reports

Current through Register Vol. 46, No. 28, July 10, 2024
The corporation shall furnish to the commission annual
						reports that shall include:
(a)
					 simulcast handle by track including out-of-state and special events;
(b) a listing of every track with which the
					 corporation conducted simulcasting for the year and the percentage paid to each
					 track;
(c) a list of directors and
					 of officers and the compensation paid to each;
(d) a report of any change of directors or of
					 officers; and
(e) the total number
					 of and dollar amount of uncashed tickets at the end of the year;
(f) the total number of and dollar amount of
					 uncashed vouchers at the end of the year; and
(g) a list of the total number of wagering
					 devices by type (e.g. self-service terminal, teller operated terminal, etc.) at
					 each branch and location.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4408 - Records And Reports › Section 4408.6 - Books and records

Current through Register Vol. 46, No. 28, July 10, 2024
The commission may conduct such investigations as it
						deems necessary in order to effectively carry out the purposes and objectives
						of off-track pari-mutuel betting as provided by law. The commission may
						determine the method of accounts, and maintenance of books and records of each
						corporation, consistent with the powers of the New York State Department of
						Taxation and Finance and of the Office of the State Comptroller to prescribe
						uniform methods of accounts, records and books so as to adequately reflect the
						method of doing business and all financial transactions of the corporation
						including revenue received and distributions made thereof. Books and records of
						a corporation shall be maintained by the corporation as ordered by the
						commission and shall not be destroyed by the corporation or abandoned without
						the prior approval of the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4408 - Records And Reports › Section 4408.7 - Inspection and delivery

Current through Register Vol. 46, No. 28, July 10, 2024
The commission may inspect the records of a corporation
						at any time at the office of the corporation. A corporation shall, upon
						appropriate notice, deliver promptly to the office of the commission any
						records that the commission shall request.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4409 - Surtax › Section 4409.1 - Surtax imposed

Current through Register Vol. 46, No. 28, July 10, 2024
Pursuant to the authority of section 131 of chapter 439
						of the Laws of 1974, and local law INT 544 of the New York City Council, a five
						percent surcharge on the portion of pari-mutuel wagering pools distributable to
						persons having placed bets at off-track betting facilities has been imposed
						upon all off-track pari-mutuel wagering in the State.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4409 - Surtax › Section 4409.2 - Determination of surtax

Current through Register Vol. 46, No. 28, July 10, 2024
The surcharge plus the breaks will not be deducted from
						any pool if to do so would result in a payoff basis of less than $2.10 for a $2
						wager. Thus, where a payout is greater than $2.10 but would be reduced to less
						than $2.10 upon deduction of the full surcharge, a surcharge will be imposed
						and deducted only insofar as such surcharge will allow a minimum payoff of
						$2.10 for each $2 wager.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4409 - Surtax › Section 4409.3 - Transmission of pool data

Current through Register Vol. 46, No. 28, July 10, 2024
To ensure the segregation of monies in the distributable
						pool on which the surcharge is imposed, all pools transmitted to racetracks
						must be maintained intact until the race results to which they relate are
						received by the Off-Track Betting Corporation, commission or other authorized
						organization from the racetrack. A payout report will be transmitted to such
						regional corporation, commission or organization, as the basis for the
						surcharge calculation.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4409 - Surtax › Section 4409.4 - Disposition of revenues

Current through Register Vol. 46, No. 28, July 10, 2024
All revenues derived from the surcharge plus the breaks
						shall be held separate and apart from any monies otherwise authorized to be
						retained from pari-mutuel pools and shall be separately distributed from monies
						for any other purpose.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4409 - Surtax › Section 4409.5 - Distribution of surcharge revenues

Current through Register Vol. 46, No. 28, July 10, 2024
All revenues received from the surcharge pursuant to
						section 532 of the Racing, Pari-Mutuel Wagering and Breeding Law shall be
						distributed in accordance with the provisions of section 532 and, as
						applicable, section 516 of such law.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4409 - Surtax › Section 4409.6 - Maintenance of depositories for surcharge revenues

Current through Register Vol. 46, No. 28, July 10, 2024
Each regional corporation shall establish and maintain
						separate interest-bearing accounts in trust for distribution to the political
						subdivisions entitled thereto, and in banking institutions approved by the
						Comptroller of the State of New York, in which all surcharge revenues
						originating within such corporation shall be deposited on a calendar-week basis
						within three days after the end of such calendar week.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4409 - Surtax › Section 4409.7 - Dispute resolution

Current through Register Vol. 46, No. 28, July 10, 2024
Disputes between any regional corporation, commission or
						other organization authorized to conduct off-track pari-mutuel betting in the
						State and any track or other person, association or corporation with respect to
						the collection or payment of the surcharge, shall be submitted in writing to
						the commission for determination.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4409 - Surtax › Section 4409.8 - Maintenance of books and records

Current through Register Vol. 46, No. 28, July 10, 2024
All books, records and accounts relative to the
						collection or disposition of surcharge revenues by any regional corporation,
						commission or other organization authorized to conduct off-track pari-mutuel
						betting in this State shall be kept and preserved at the principal place of
						business of such corporation, commission or organization for a period of three
						years.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4409 - Surtax › Section 4409.9 - One percent increase in surcharge for capital acquisition fund

Current through Register Vol. 46, No. 28, July 10, 2024
(a) The surcharge
					 of five percent provided for in section 532 of the Racing, Pari-Mutuel Wagering
					 and Breeding Law has be increased by a supplemental one percent surcharge on
					 the portion of pari-mutuel wagering pools of multiple, exotic and super exotic
					 bets distributable to persons having placed bets at off-track betting
					 facilities.
(b) Such supplemental
					 surcharge shall be imposed prior to any calculation of breakage.
(c) If the applicable corporation has created
					 a capital acquisition fund, pursuant to section 509-a or 609-a of the Racing,
					 Pari-Mutuel Wagering and Breeding Law and has designated such fund to receive
					 such supplemental surcharge, such supplemental surcharge shall be distributed
					 to such fund when it accrues.
(d)
					 If the applicable corporation has not created such fund, or has not designated
					 such fund to receive such supplemental surcharge, such supplemental surcharge
					 shall be distributed monthly with the surcharge and breakage that such
					 supplemental surcharge supplements.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4409 - Surtax › Section 4409.10 - Determination of breakage

Current through Register Vol. 46, No. 28, July 10, 2024
(a) On
					 thoroughbred races, the breaks on surcharge shall be calculated based on the
					 formula established in subdivision one of section 238 of the Racing,
					 Pari-Mutuel Wagering and Breeding Law.
(b) On harness races, the breaks on surcharge
					 shall be calculated based on the formula established in subdivision one of
					 section 318 of the Racing, Pari-Mutuel Wagering and Breeding Law.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4409 - Surtax › Section 4409.11 - Repealed

Current through Register Vol. 46, No. 28, July 10, 2024
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4410 - Pari-mutuel Pool Calculations › Section 4410.1 - Applicable rules

Current through Register Vol. 46, No. 28, July 10, 2024
Unless otherwise provided in this Part, the formulas,
						methods of distribution and other provisions regarding pari-mutuel pools at
						in-State tracks under the jurisdiction of the commission shall constitute the
						rules governing pools conducted by off-track betting corporations on racing at
						such tracks.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4410 - Pari-mutuel Pool Calculations › Section 4410.2 - Out-of-state double exacta

Current through Register Vol. 46, No. 28, July 10, 2024
(a) The
					 double exacta (or other approved name) is a form of pari-mutuel wagering
					 conducted by an off-track betting corporation on out-of-state races. Each
					 bettor selects, in order, the first and second placed horses in each of the two
					 races designated and advertised by the corporation as the double exacta races.
					 To win, except as hereinafter provided, a ticket must bear, in exact order, the
					 first and second placed horses in each double exacta race as designated on the
					 ticket. The double exacta pool shall be held entirely separate from all other
					 pools and is no part of a daily double, exacta, triple or other wagering
					 pool.
(b) Resale of double exacta
					 tickets from one individual to another is prohibited, shall be grounds for
					 ejection, and may be deemed illegal gambling.
(c) Races in which double exacta pools shall
					 be conducted shall be approved by the commission and shall be clearly
					 designated in the program and racing cards and mutuel tickets issued by the
					 corporation.
(d) The design of
					 double exacta tickets shall be clearly and immediately distinguishable from
					 other pari-mutuel tickets.
(e)
					 Scratch.
(1) If a horse is scratched or
					 declared a nonstarter in either of the two races designated as the double
					 exacta races before the running of the first of those races, no further double
					 exacta tickets may be issued designating such horse and all double exacta
					 tickets previously issued designating such horse shall be refunded and the
					 money deducted from the gross pool.
(2) Should any horse be scratched or declared
					 a nonstarter in the second half of the double exacta after the first half of
					 the double exacta has been raced, all tickets combining the scratched horse
					 with the winning combination of the first half shall become consolation tickets
					 and shall be paid at a price per dollar bet determined as follows: the net
					 double exacta pool (gross pool less commission) shall be divided by the total
					 purchase price of all double exacta tickets combining the winners of the first
					 half of the double exacta, and the result obtained shall constitute the
					 consolation prize to be paid per dollar bet. The total amount payable on
					 consolation tickets shall be deducted from the net double exacta
					 pool.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4410 - Pari-mutuel Pool Calculations › Section 4410.4 - Off-track pick three pool conducted solely off-track

Current through Register Vol. 46, No. 28, July 10, 2024
(a) When approved by the commission after
					 filing of the required written consent of the track affected, an off-track
					 betting pool designated a pick three pool may be conducted by one or a
					 combination of off-track betting corporations in a single off-track pool, which
					 pool is not combined with any pool at a track.
(b) The pick three (or other approved name)
					 is a form of pari-mutuel wagering conducted by an off-track betting corporation
					 on three consecutive races run at any track, specifically designated as the
					 pick three races by the commission. Each bettor selects, in order, the first
					 placed horse in each of the three races designated and advertised by the
					 corporation as the pick three races, in the order so designated by the
					 commission.
(c) The pick three is
					 not a parlay and has no connection with nor relation to the other betting pools
					 for the respective races. The pick three pool shall be held entirely separate
					 from all other pools and is no part of a daily double, exacta, triple or other
					 wagering pool.
(d) Resale of pick
					 three tickets from one individual to another is prohibited, shall be grounds
					 for ejection, and may be deemed illegal gambling.
(e) Races in which pick three pools shall be
					 conducted shall be approved by the commission and shall be clearly designated
					 in the program and racing cards issued by the corporation.
(f) The design of the pick three tickets
					 shall be clearly and immediately distinguishable from other pari-mutuel
					 tickets.
(g) Scratch.
(1) If a horse is scratched or declared a
					 nonstarter in any of the three races designated as the pick three races before
					 the running of the first of those races, no further pick three tickets may be
					 issued designating such horse and all pick three tickets previously issued
					 designating such horse shall be refunded and the money deducted from the gross
					 pool.
(2) Should any horse be
					 scratched or declared a nonstarter in any race of the designated pick three
					 races, the race in which the late scratch has occurred will be declared "no
					 race" for purposes of the pick three pool only, and the net pools shall be
					 distributed equally to the holders of tickets who have designated the winners
					 of the remaining pick three races.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4411 - Voluntary Exclusion From Off-track Betting Premises And Restriction On Telephone Account Wagering

Current through Register Vol. 46, No. 28, July 10, 2024
Statutory authority: Pari-Mutuel Wagering and Breeding
						Law, §§ 101, 104[1], [19], 128, 227