reglab/statecodes huggingface dataset:
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.19 - Cashing outstanding pari-mutuel tickets

Current through Register Vol. 46, No. 28, July 10, 2024
(a) For purposes of this section, an
					 outstanding pari-mutuel ticket is one that was purchased for a race held at
					 least 10 days before the date the ticket is presented for payment and has a
					 value of $300 or more.
(b) An
					 authorized pari-mutuel wagering entity shall designate no more than one
					 pari-mutuel ticket window at a mutuel bay where an outstanding pari-mutuel
					 ticket may be cashed. If the authorized pari-mutuel wagering entity needs more
					 than one window, the authorized pari-mutuel wagering entity must submit a
					 written request for approval from the commission for additional
					 windows.
(c) The authorized
					 pari-mutuel wagering entity may not permit an outstanding pari-mutuel ticket to
					 be cashed at a ticket window other than a designated window.
(d) The authorized pari-mutuel wagering
					 entity shall obtain name, ad-dress and date of birth of the individual cashing
					 an outstanding ticket.
(e) At the
					 end of each race day, the mutuel manager shall make available upon request to
					 the commission:
(1) a list of the outstanding
					 pari-mutuel tickets that were cashed on the previous race day;
(2) each outstanding pari-mutuel ticket or a
					 photostatic copy of each outstanding pari-mutuel ticket cashed on the previous
					 race day; and
(3) the information
					 required in subdivision (d) of this section.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.20 - Cancellation of wagers

Current through Register Vol. 46, No. 28, July 10, 2024
(a) A
					 totalisator system must have the ability to restrict cancellations of tickets
					 and vouchers electronically or by some other method at selected wagering
					 devices in accordance with procedures prescribed by the commission.
(b) A totalisator system shall not permit the
					 cancellation of a pari-mutuel ticket after the start of the race for which the
					 pari-mutuel ticket was issued.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.21 - Teller's records

Current through Register Vol. 46, No. 28, July 10, 2024
On a daily basis each authorized pari-mutuel wagering
						entity shall retain and account for each pari-mutuel teller all pari-mutuel
						tickets or vouchers cashed, refunded or canceled and all draws and returns by
						the teller. Each authorized pari-mutuel wagering entity shall then retain these
						records at least three years after the end of the calendar year or until such
						time as released by the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.22 - Purpose

Current through Register Vol. 46, No. 28, July 10, 2024
The commission adopts these rules for totalisator
						companies to ensure all totalisator operations are adequate to maintain the
						integrity of pari-mutuel wagering.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.23 - Facility requirements

Current through Register Vol. 46, No. 28, July 10, 2024
(a)
					 Totalisator room. An authorized pari-mutuel wagering entity shall provide a
					 totalisator room to house the main computing and communications equipment and
					 the operator's terminal at the authorized pari-mutuel wagering entity's
					 facility. The room must include:
(1) air
					 conditioning with humidity control to maintain a stable environment that meets
					 the specifications of the computer equipment manufacturer;
(2) a master power switch that allows all or
					 part of the equipment housed in the room to be turned off in an
					 emergency;
(3) a smoke/fire alarm
					 system that sounds locally and is tied into the authorized pari-mutuel wagering
					 entity's master alarm system;
(4)
					 fire extinguishers to deal with minor electrical fires;
(5) a communication system connecting the
					 totalisator operator with:
(i) the stewards
					 or racing judges (for racetracks only);
(ii) the mutuel manager;
(iii) each betting line; and
(iv) the commission's office;
(6) a dedicated line for
					 communication with supervisors, programmers, or totalisator personnel at other
					 sites; and
(7) fire resistant,
					 locking storage cabinets to hold removable data storage devices and documents
					 necessary for operating the system.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.24 - Hardware requirements

Current through Register Vol. 46, No. 28, July 10, 2024
(a)
					 Cash/sell system.
(1) An authorized
					 pari-mutuel wagering entity shall use a cash/sell totalisator system. The
					 system must comply with these rules regardless of the location of the central
					 processing unit for the system.
(2)
					 A totalisator system must be a multi-computer or multi-processor system with
					 varying degrees of independence in the transaction processing and system
					 control functions distributed among the computers. At least one computer shall
					 be independent, sharing no loads or processing functions with the master
					 computer. The computers must be configured so that if one computer actively
					 tracking events fails, another computer will immediately take over all
					 functions of the failed computer.
(3) The schematic chart, required pursuant to
					 subdivision (b) of this section must be submitted to the commission at least
					 two weeks before the scheduled date for system installation and
					 testing.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.25 - Software requirements

Current through Register Vol. 46, No. 28, July 10, 2024
(a) General
					 requirements.
(1) The totalisator system
					 program must be able to:
(i) sell, calculate,
					 and cash according to the pool profile, current rules, and number of
					 races;
(ii) produce the required
					 reports and logs and other reports and logs the commission may
					 prescribe;
(iii) accept and store
					 advanced wagers;
(iv) network with
					 the remote wagering sites;
(v)
					 offer simultaneous wagering cards;
(vi) allow access to program functions and
					 identification of each user based on the user IDs/passwords provided from the
					 operating system or program login, in the case of administrative terminals, or
					 by physical connection to the computer system, in the case of wagering
					 devices;
(vii) automatically
					 maintain all carry-over data required for the next performance on a rotating
					 basis, including system date and time, without operator intervention;
(viii) be subject to modification only by
					 authorized individuals holding specific user ID's that allow gateways to the
					 operating system;
(ix) document
					 changes to programs, including who made the change and when the change was made
					 (this log is to be made available to the commission upon request);
(x) provide software or hardware restrictions
					 that eliminate the capability of printing duplicate tickets;
(xi) provide software or hardware
					 restrictions that prevent invalid claims on unclaimed funds;
(xii) be able to detect abnormal system
					 operation and the cause, such as a validation problem, communication
					 difficulty, and computer downtime, and immediately notify the totalisator
					 operator;
(xiii) generate within 24
					 hours data usable across two major revisions, and within all minor revisions or
					 retrieve archived data reports as requested by the commission;
(xiv) contain a utility program that backs up
					 the totalisator system and schedules these backups at regular
					 intervals;
(xv) provide a
					 utility/application that writes requested pari-mutuel wagering data on media
					 readable by the commission. The totalisator company must also provide
					 documentation about the structure of the data; and
(xvi) have the ability to close remote sites
					 before post-time if the commission so determines.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.26 - General management requirements

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Programming.
(1) A totalisator company shall develop and
					 maintain written procedure manuals that outline structured programming methods
					 used by the programmers. The manuals must give the programmers sufficient
					 information to understand the programming methodologies, base operating
					 systems, and maintenance procedures.
(2) The totalisator company shall develop and
					 maintain a written Systems Development Life Cycle (SDLC) that requires
					 sign-offs at pertinent checkpoints. The SDLC must address the following or the
					 equivalent as acceptable to the commission:
(i) a procedure for accepting written
					 requests for systems design or major program changes from users and a method
					 for handling and recording these requests;
(ii) the feasibility study stage;
(iii) the general systems design
					 stage;
(iv) detailed systems
					 specification;
(v) program
					 testing;
(vi) system
					 testing;
(vii) conversion;
					 and
(viii) systems acceptance by
					 the totalisator company.
(3) A totalisator company must develop and
					 follow procedures to manage all program changes without regard to the
					 complexity of the modification. The procedures must at a minimum:
(i) establish controls to prevent
					 unauthorized and potentially inaccurate program changes from being incorporated
					 into the production environment;
(ii) regulate both scheduled and emergency
					 changes to ensure the integrity of the computer system;
(iii) permit revisions of computer programs
					 only after receiving a written or electronic request from a user, submitted on
					 a sequentially numbered change request form, which is maintained;
(iv) require program changes to be developed,
					 tested, and compiled only in a test environment that is not connected to an
					 on-line totalisator network;
(v)
					 require all program changes to be thoroughly tested, reviewed and approved by a
					 totalisator company supervisor before being placed into operation;
					 and
(vi) maintain a written or
					 electronic log to be made available to the commission upon request when
					 programmers have physical access to the totalisator room or electronic access
					 to the operation environment.
(4) Before a totalisator company may place a
					 major programming revision into production or transfer any data affected by the
					 revision from the test environment to the production environment, the
					 totalisator company must follow the procedures for changes to totalisator
					 software found in section
					 4300.25(d) of this
					 Part.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.29 - Totalisator network

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Common pools
					 must be merged and calculated at the site the totalisator company designates as
					 the network-computing center. In a tote-to-tote network or at remote sites, the
					 totalisator company providing totalisator services for the authorized
					 pari-mutuel wagering entity must use the inter-tote communication protocol
					 prescribed by the commission.
(b) A
					 host racetrack shall not accept wagers transmitted by remote sites through a
					 tote-to-tote-to-tote network unless specifically required by law or regulation
					 and approved by the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.30 - Data transmission protocols

Current through Register Vol. 46, No. 28, July 10, 2024
(a) An authorized pari-mutuel wagering entity
					 using a wagering device-to-tote network may use whatever communications
					 protocol it selects.
(b) A remote
					 site is considered part of a tote-to-tote network and is subject to the
					 requirements of section
					 4300.24 of this Part, relating to
					 hardware requirements.
(c) If the
					 failure to compile pools or payout winning prices is isolated to a remote site,
					 the stopping of wagering or the manual cashing and accounting of tickets need
					 only occur at the affected site. The relevant information must be transmitted
					 between the CPU and the remote site through the established communication links
					 or facsimile machine and must be verified. Such manual merges are prohibited
					 unless required specifically by law or regulation and approved by the
					 commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.31 - General requirements

Current through Register Vol. 46, No. 28, July 10, 2024
(a) General
					 requirements.
(1) A totalisator system must
					 be able to produce hard copy reports and logs necessary to audit pari-mutuel
					 activity and to recreate any given day of wagering in its entirety.
(2) A totalisator company shall retain the
					 information needed to produce these reports and logs on storage devices for at
					 least three years after the end of the calendar year, unless otherwise released
					 by the commission.
(3) A
					 totalisator company shall provide a report or log requested by the commission
					 no later than 48 hours, unless required otherwise, after the totalisator
					 company receives the request. A printed report must have consecutively numbered
					 pages. Each page of the report must be headed with:
(i) the name of the racetrack;
(ii) the date and time (in hours, minutes,
					 and seconds) the report was produced;
(iii) the performance number if
					 applicable;
(iv) the wagering site
					 to which the report refers; and
(v)
					 the version of software in use.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.32 - Pre-race reports

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Unless
					 otherwise exempted by the commission, before starting wagering each day, the
					 totalisator operator shall print at a minimum all of the following reports:
(1) system initialization report showing:
(i) the date and time the system was
					 initialized;
(ii) the identity of
					 the totalisator operator initializing the system; and
(iii) the software version in use;
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.33 - Race-by-race reports

Current through Register Vol. 46, No. 28, July 10, 2024
(a) For each
					 race offered, the totalisator system must be capable of printing the following
					 reports and have them available for review by the mutuel manager and/or the
					 commission:
(1) scratch report showing the
					 time each late scratch was entered into the totalisator system and the amount
					 of money to be refunded in each pool;
(2) betting report, produced immediately on
					 activation of the stop betting command and final merge of wagering information
					 from all sites showing:
(i) the amount
					 wagered and to be refunded for each betting interest or combination in each
					 pool offered, and the net amount for each pool to be used for calculating the
					 payout;
(ii) the final dollar odds
					 for the win pool; and
(iii) time of
					 stop betting and time of each pool transmission;
(3) calculating price report, produced before
					 each race is declared official, showing for each pool:
(i) the winning betting interests or
					 combinations;
(ii) the winning
					 monies;
(iii) the minimum payout
					 prices;
(iv) the
					 breakage;
(v) the amount paid to
					 the public;
(vi) the total amount
					 wagered;
(vii) the total amount
					 refunded;
(viii) the amount added
					 to the pool;
(ix) the actual pool
					 total; and
(x) the takeout in total
					 dollars;
(4) probable
					 payout report showing the payouts for multiple and exotic pools, subject to
					 scratches, cancellations and dead heats;
(5) scan report for multi-leg pools of four
					 or more legs, showing:
(i) the total wagered
					 in the pool;
(ii) the amounts of
					 any carryover;
(iii) the winners of
					 completed legs;
(iv) the amount of
					 possible winning, based on paying the winner of completed legs combined with
					 every betting interest entered in subsequent legs; and
(v) late scratches in each leg;
(6) race summary report, produced
					 before and after the race results are official, showing as the sum for all
					 pools paid out in that race:
(i) the amount
					 wagered;
(ii) the amount
					 refunded;
(iii) the net amount to
					 be used for calculating the payout;
(iv) any money added to the pool;
(v) the actual pool total;
(vi) the total commissions;
(vii) the breakage;
(viii) the amount paid to the
					 public;
(ix) the carryover
					 balances; and
(x) the liabilities
					 (due to/due from);
(7)
					 daily summary report showing the cumulative totals, for each pool and for all
					 pools combined, of the items listed under the race summary report.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.34 - End-of-day reports

Current through Register Vol. 46, No. 28, July 10, 2024
(a) For each
					 race offered, the totalisator system must be capable of printing the following
					 reports and have them available for review by the mutuel manager, and/or the
					 commission:
(1) balance report showing for
					 every wagering device operated on that day including:
(i) the teller's name or identification
					 number, if applicable;
(ii) the
					 total value and number of tickets sold, canceled, and cashed, separating the
					 outs from the current day's tickets;
(iii) the total amount of money drawn from
					 the money room, including the beginning draws;
(iv) the total amount of money returned to
					 the money room; and
(v) a listing
					 of adjustments made to each wagering device balance after each wagering device
					 has been individually balanced;
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.37 - Logs

Current through Register Vol. 46, No. 28, July 10, 2024
(a) On-line logs.
					 The totalisator operator shall provide a printed copy of a daily log to the
					 commission on request. The totalisator system must produce at a minimum the
					 following logs:
(1) Teller/machine history
					 log showing for every wagering device operated during a performance:
(i) each time the wagering device was opened
					 and closed;
(ii) for each wagering
					 transaction, the wagers made, pari-mutuel tickets issued, and total value of
					 the transaction;
(iii) for each
					 cashing, canceling, or refunding transaction, the identification numbers of the
					 pari-mutuel tickets processed, the wagers paid out, and the value of the wagers
					 paid out;
(iv) for each cashing
					 transaction, an indication as to whether the pari-mutuel ticket was cashed
					 using a manual keycommission entry or an automatic machine read;
(v) the amount of each cash draw and
					 return;
(vi) any special function,
					 including Teller Balance, accessed through the wagering device;
(vii) the times of day each of the
					 transactions listed in this subdivision were made; and
(viii) pari-mutuel tickets include all paper
					 and paperless tickets as defined in section
					 4300.12 of this Part.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4400 - Definitions › Section 4400.1 - Definitions

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Board of
					 directors means a board of directors of a regional off-track betting
					 corporation.
(b) Branch office
					 means the premises maintained and operated by a regional off-track betting
					 corporation, at which premises lawful off-track pari-mutuel wagering may take
					 place.
(c) Commission means the New
					 York State Gaming Commission.
(d)
					 Corporation means a regional off-track betting corporation created pursuant to
					 section 502 or section 603 of the Racing, Pari-Mutuel Wagering and Breeding
					 Law.
(e) Dark or dark day means a
					 day upon which no racing is being conducted at a track. For purposes of this
					 Subchapter, a meeting is deemed not in progress at such track on such
					 day.
(f) Gambling offenses means
					 any act proscribed by article 225 of the Penal Law of the State of New
					 York.
(g) Open means a day on which
					 racing is being conducted at a track. A meeting is in progress at such track on
					 such day.
(h) Out-of-state track
					 means a horse track located outside the State of New York, operated lawfully
					 according to the laws of the state or commonwealth in which such facility is
					 situated.
(i) Pool constituents. A
					 pool is deemed to have been constituted entirely upon the day of the race, all
					 advance days' sales being deemed made upon the day such race is contested. All
					 telephone bets shall be deemed to have been made in the county in which the
					 telephone exchange receiving such telephone call bet is located. In this
					 regard, calls into exchanges located in counties not permitted to accept bets
					 upon certain tracks' races shall not be accepted upon such races.
(j) Region means a region defined in section
					 519 of the Racing, Pari-Mutuel Wagering and Breeding Law.
(k) Track shall mean the grounds or
					 enclosures within which horse races, at which pari-mutuel betting is permitted,
					 are conducted by any person, corporation or association licensed by the
					 commission.
(l) Telephone deposit
					 betting center (TDBC) means the facility of the participating regional
					 corporation, for the conduct of pari-mutuel wagering by telephone.
(m) Unclaimed ticket monies means the
					 accumulated sum of all valid winning tickets remaining uncashed at the
					 conclusion of the calendar year in which they were issued.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4401 - State Gaming Commission › Section 4401.1 - Form of commission decision, directive or order

Current through Register Vol. 46, No. 28, July 10, 2024
A decision, order or directive of the commission shall be
						issued over the signature of the executive director of the commission, the
						secretary to the commission, or over the signature of the designee of the
						executive director.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4401 - State Gaming Commission › Section 4401.2 - Amendment of this Part

Current through Register Vol. 46, No. 28, July 10, 2024
This Part may be amended from time to time by the
						commission. An order or directive issued by the commission may likewise be
						changed or amended by the commission. The commission may waive compliance with
						any rule or regulation if in the judgment of the commission it shall be deemed
						in the best interest of racing and off-track pari-mutuel betting in this State,
						so to do. Such waiver shall not, however, be construed as a precedent in
						respect of future decisions by the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4401 - State Gaming Commission › Section 4401.3 - Decision, directive or order of immediate necessity

Current through Register Vol. 46, No. 28, July 10, 2024
A decision, directive or order, subject to an immediate
						necessity that a decision, directive or order be issued, made, modified or
						rescinded, may be so issued, modified, rescinded or made by the commission
						subsequent to a telephonic or other informal communication among the members of
						the commission. Any such decision, directive or order of immediate necessity
						shall be issued thereafter in a manner prescribed by section
						4401.2 of this
						Part.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4401 - State Gaming Commission › Section 4401.4 - Disputes

Current through Register Vol. 46, No. 28, July 10, 2024
Disputes between a regional corporation and a track with
						respect to the purposes or objectives set forth in section 518 of the Racing,
						Pari-Mutuel Wagering and Breeding Law shall be submitted in writing to the
						commission for determination. The commission may make its determination based
						on the submissions or may hold a hearing on the matter. The commission's
						determination shall be final.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4403 - Formation Of Corporations › Section 4403.1 - Condition of operation

Current through Register Vol. 46, No. 28, July 10, 2024
A condition precedent to the exercise of authority by any
						corporation is strict compliance with each rule, regulation, decision,
						directive, or order of the commission. The commission may suspend or revoke in
						whole or in part the operating authority of a corporation.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4403 - Formation Of Corporations › Section 4403.2 - Plan of operation

Current through Register Vol. 46, No. 28, July 10, 2024
Each corporation shall file with the commission a
						verified petition that shall set forth:
(a) the plan of operation;
(b) a feasibility study of the
					 practicability, efficiency and profitability of implementing the plan of
					 operation;
(c) projections of the
					 costs of operations, potential market, the anticipated impact upon on- track
					 attendance and betting at tracks of the proposed off- track pari-mutuel betting
					 operation;
(d) proposed intrastate
					 and interstate agreements for the transmission of audio-visual signals of
					 racing events, racing or wagering data of any kind;
(e) the proposed number and locations of all
					 branch offices together with all plans and specifications therefor then
					 available;
(f) a description of all
					 computer services and manual, mechanical, electrical or electronic devices to
					 be utilized for the transmission of any data;
(g) a description of the alternate or back-up
					 system in case of principal system failure of communications equipment for
					 forwarding bets to the central facility;
(h) a corporate chart of organization;
					 and
(i) such other details that, in
					 the corporation's judgment, are or may be material or that may be requested of
					 the corporation by the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4403 - Formation Of Corporations › Section 4403.3 - Organizational plan of the corporation

Current through Register Vol. 46, No. 28, July 10, 2024
Each corporation shall submit detailed information
						concerning the structure, administration and staff arrangements of the
						corporation, including proposed rates of compensation for its personnel and
						position descriptions therefor.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4403 - Formation Of Corporations › Section 4403.4 - Additional information

Current through Register Vol. 46, No. 28, July 10, 2024
The commission may require at any time such additional
						information data or documents as may be deemed necessary in order to properly
						consider and evaluate such plan. The plan shall not be deemed to be complete
						for consideration by the commission until all of the commission's requirements
						have been complied with. The commission shall have the statutory period of time
						from determining such plan to be complete in which to issue an order approving
						the plan finally or conditionally, approving it with modifications or denying
						approval.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4403 - Formation Of Corporations › Section 4403.5 - Job security agreements for track employees

Current through Register Vol. 46, No. 28, July 10, 2024
The plan of operation of a corporation shall set forth
						specifically or by reference to another document, which shall be appended
						thereto, the provisions for job security for employees at regional race tracks
						made and accepted by the employer and the employees involved individually or
						through their collective bargaining representatives. Such agreements shall
						cover race tracks affected by off-track betting conducted by the regional
						corporation, as prescribed by law, and the different classifications of track
						employees there employed; provided, however, for the purposes of this section,
						the New York City, Suffolk, Nassau, mid-Hudson and Catskill regions shall
						constitute a single combined region, and all job security agreements for
						corporations in this single combined region relating to tracks and their
						employees located within such single combined region shall be jointly
						negotiated by the regional corporations existing at the time of such
						negotiations, and each regional corporation thereafter created within such
						single combined region shall, at the time of its creation, be deemed a party to
						previously negotiated existing agreements by other regional corporations and
						employees in such single combined region, and such existing agreements shall be
						deemed a part of its proposed plan of operation. All such provisions for job
						security as concern track employees shall be approved by the commission and
						when approved shall be deemed a part of the plan of operation of the
						corporation.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4403 - Formation Of Corporations › Section 4403.6 - Transmission equipment

Current through Register Vol. 46, No. 28, July 10, 2024
The plan of operation shall include a written description
						and a blueprint or diagram of the locations in branch offices of all equipment
						capable of the transmission of information, whether mechanical, electrical,
						manual or electronic.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4403 - Formation Of Corporations › Section 4403.7 - Contracts for audio-visual broadcasts

Current through Register Vol. 46, No. 28, July 10, 2024
The plan of operation shall include any agreement for a
						radio broadcast or for a television broadcast of any racing program or of any
						part thereof, or of any other event at a track within or without this State.
						Each such contract shall include a provision that the contract shall not be
						effective unless such contract is approved by the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4403 - Formation Of Corporations › Section 4403.8 - Board of directors and officers

Current through Register Vol. 46, No. 28, July 10, 2024
The plan of operation shall include the names of each
						director and officer of the corporation, together with a report of the
						professional character, qualifications, fitness and reputation of each such
						person. In the event of any vacancy, the corporation shall notify the
						commission that it will submit the name of a person to fill the vacancy. The
						corporation shall forward such name together with the aforementioned report as
						to such person's character to the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4403 - Formation Of Corporations › Section 4403.9 - Approval of plan

Current through Register Vol. 46, No. 28, July 10, 2024
The commission may approve a plan of operation finally or
						conditionally and may provide in such order of approval any limitations or
						conditions upon the authority of the corporation to operate and conduct
						off-track betting. Should the commission grant temporary authority, such
						authority shall be for such limited period of time as may be set forth in its
						order. The commission may reconsider its action in respect of the approval or
						disapproval of a plan of operation at any time.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4403 - Formation Of Corporations › Section 4403.10 - Amendment to plan

Current through Register Vol. 46, No. 28, July 10, 2024
A plan of operation may be amended from time to time at
						the request of the corporation or the commission. Amendments proposed by the
						corporation shall be submitted in writing to the commission, and the commission
						shall approve or disapprove of such proposed amendment within 30 days of such
						proposed amendment's having been submitted. No prepared amendment shall be
						effective unless the same shall have been approved by the commission and
						ordered by the commission incorporated in the plan of operation. The commission
						may at any time propose amendments to a plan of operation. A corporation may
						request a hearing concerning the rejection by the commission of an amendment
						proposed by such corporation or the proposal of an amendment by the commission
						by filing a request therefor with the commission, in writing, within five days
						of receipt of notification of the commission's action to which the corporation
						takes exception.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4403 - Formation Of Corporations › Section 4403.11 - Affirmative duty of notification

Current through Register Vol. 46, No. 28, July 10, 2024
Each board of directors has an affirmative duty to report
						to the commission any change or intended change of any fact or proposal that is
						part of its plan of operation as submitted to the commission, or of any change
						that is material to the operation of the corporation. All such changes in the
						plan of operation shall be of no effect until the same shall have been approved
						by the commission in the same manner as an amendment to a plan of
						operation.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4403 - Formation Of Corporations › Section 4403.12 - Corporation rules and regulations

Current through Register Vol. 46, No. 28, July 10, 2024
A corporation may propose rules and regulations with
						respect to the implementation of such corporation's plan of operation. Such
						rules and regulations shall not become effective without the prior approval of
						the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4403 - Formation Of Corporations › Section 4403.13 - Transmission of racing information

Current through Register Vol. 46, No. 28, July 10, 2024
Except as otherwise provided in the rules or by statute,
						information concerning races conducted at any pari-mutuel track in New York
						shall not be transmitted from any such track unless approved by the commission.
						Furthermore, information concerning races conducted at any track outside New
						York State shall not be transmitted to an off-track betting facility in New
						York State unless approved by the commission. The term racing information shall
						be deemed to include live, delayed or simulated descriptions of a race whether
						by audio or video transmission, the odds resulting from any betting registered
						before a race and other types of information including but not limited to
						entries, program numbers, jockey changes, post positions, scratches, race
						results, and payoff prices.
(a) In
					 making its determination, the commission shall consider the following criteria,
					 information concerning which must be submitted by the racing association or
					 corporation:
(1) the nature of racing
					 information as defined herein to be transmitted;
(2) the location to and from which such
					 racing information is to be transmitted;
(3) the written approval of the track or
					 tracks whose racing information is to be transmitted;
(4) the means and method of transmission of
					 racing information;
(5) the terms
					 of any contracts or agreements relating to the transmission of racing
					 information; copies of all relevant contracts shall be submitted; and
(6) any other relevant information that may
					 be specifically requested by the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4403 - Formation Of Corporations › Section 4403.14 - Combination of New York wagers with wagers made in other states or foreign countries

Current through Register Vol. 46, No. 28, July 10, 2024
Pursuant to section 905 of the Racing, Pari-Mutuel
						Wagering and Breeding Law, New York wagers may be combined with wagers made in
						other states or foreign countries if proposed pursuant to a written plan
						describing the method of operation under each of the criteria set forth under
						such law and evidence of compliance with each of the requirements of such law
						is furnished by the applicant. Such application shall be approved by the
						commission if the commission is satisfied that the statutory criteria have been
						met and that such operation is consistent with the public interest and the best
						interests of racing generally.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4404 - Self-Exclusion › Section 4404.1 - Persons prohibited from entry into a branch office

Current through Register Vol. 46, No. 28, July 10, 2024
Any person:
(a)
					 who has been convicted of a gambling offense;
(b) who does not intend in good faith to
					 transact business with a corporation;
(c) who conducts himself or herself in a
					 manner that is offensive or disturbing to other individuals;
(d) whose acts are inconsistent with the
					 orderly conduct of the business of a corporation; or
(e) who is eating or drinking; may not enter
					 a branch office, or remain there if already in a branch office.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4404 - Self-Exclusion › Section 4404.2 - Transmission equipment

Current through Register Vol. 46, No. 28, July 10, 2024
No person may bring into a branch office any manual,
						electrical, mechanical or electronic communications equipment capable of
						transmitting or receiving:
(a) the
					 results of any race;
(b) any
					 information with respect to odds or wagering pools;
(c) information with respect to track
					 conditions, jockeys, drivers or equipment; or
(d) any other information that concerns a
					 race or pari-mutuel wagering information relative to such races.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4404 - Self-Exclusion › Section 4404.3 - Telephones prohibited

Current through Register Vol. 46, No. 28, July 10, 2024
No telephone shall be installed upon the premises of any
						off-track betting facility except with the permission of the
						corporation.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4404 - Self-Exclusion › Section 4404.4 - Bets

Current through Register Vol. 46, No. 28, July 10, 2024
A bet may be placed for win, place, or show in each race,
						or for a daily double, an exacta, a quinella, or a triple. All other types of
						wagering other than those enumerated in this section are prohibited without the
						prior written approval of the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4404 - Self-Exclusion › Section 4404.5 - Computation of payment

Current through Register Vol. 46, No. 28, July 10, 2024
Winnings shall be computed on the basis of the odds
						computed by the track or out-of-state track at which the race is
						run.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4404 - Self-Exclusion › Section 4404.6 - Food and beverages

Current through Register Vol. 46, No. 28, July 10, 2024
No food or beverages may be sold, served or consumed, nor
						merchandise of any kind sold by vending machine or otherwise in the public area
						of any branch office without the prior approval of the
						commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4404 - Self-Exclusion › Section 4404.7 - Distribution of printed matter

Current through Register Vol. 46, No. 28, July 10, 2024
No printed or written material that pertains in whole or
						in part to horse racing, pari-mutuel wagering or any aspect thereof shall be
						sold or distributed by any person in any branch office, except that a
						corporation may, with the prior approval of the commission, distribute such
						material as is appropriate to the proper conduct of off-track betting, or sell
						official race track programs for no less than the price charged by the racing
						association to such racing association's patrons.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter F - OFF-TRACK PARI-MUTUEL BETTING › Part 4404 - Self-Exclusion › Section 4404.8 - Separate betting pools

Current through Register Vol. 46, No. 28, July 10, 2024
A corporation may furnish its own pari-mutuel pool for
						wagering on out-of-state races with the prior approval of the
						commission.