reglab/statecodes huggingface dataset:
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4233 - Corrupt Practices And Disqualifications Of Persons › Section 4233.1 - Prohibition of corrupt practices

Current through Register Vol. 46, No. 28, July 10, 2024
Any person found by the judges to have violated any of
						the following subdivisions of this section shall have such punishment imposed
						upon him and the judges shall take such other action in the matter as they may
						deem proper under this Part, including reference to the commission.
(a) Bribe, offer to bribe. If any person
					 gives, offers or promises, directly or indirectly, any bribe in any form to any
					 person having official duties in relation to any race or race horse, or if any
					 trainer, jockey, agent or other person having charge of or access to any race
					 horse.
(b) Accept, offer to accept
					 bribe. If any person having official duties in relation to any race track, race
					 or race horse, or if any trainer, jockey, agent or other person having charge
					 of or access to any race horse, solicits, accepts or offers to accept any bribe
					 in any form.
(c) Fail to report
					 offer of bribe. If any person licensed by the commission shall be approached
					 with an offer or promise of a bribe or with a request or a suggestion for a
					 bribe or for any improper, corrupt or fraudulent act or practice in relation to
					 a race or racing or that any race shall be conducted otherwise than fairly and
					 in accordance with this Part, and if such licensed person shall, not
					 immediately report the matter to the judges.
(d) Enter disqualified horse. If any person
					 willfully enters or causes or permits to be entered or to start in any race a
					 horse which he knows or has reason to believe to be disqualified.
(e) Use illegal appliances. If any person
					 shall have in his possession in or about any race track or shall use,
					 appliances--mechanical, electrical, or otherwise--other than the ordinary
					 equipment, of such nature as could affect the speed or racing condition of a
					 horse.
(f) Fraudulent, corrupt act.
					 If any person be guilty of any improper, corrupt or fraudulent act or practice
					 in relation to racing, or shall conspire with any other person to commit or
					 shall assist in the commission of any such act or practice.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4233 - Corrupt Practices And Disqualifications Of Persons › Section 4233.2 - Repealed

Current through Register Vol. 46, No. 28, July 10, 2024
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4233 - Corrupt Practices And Disqualifications Of Persons › Section 4233.3 - Repealed

Current through Register Vol. 46, No. 28, July 10, 2024
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4233 - Corrupt Practices And Disqualifications Of Persons › Section 4233.4 - Results of disqualification

Current through Register Vol. 46, No. 28, July 10, 2024
(a)
					 Persons denied admission to track. Anyone who has been ruled off or who has
					 been suspended, whether temporarily for investigation or otherwise, and anyone
					 penalized as provided in this Part by the highest official regulatory racing
					 body having jurisdiction where the offense occurred, shall be denied admission
					 to all race tracks licensed by the commission until duly reinstated, unless
					 otherwise determined by the commission.
(b) Persons barred from racing. A person
					 whose license has been revoked or has been suspended, whether temporarily for
					 investigation or otherwise, and so long as his exclusion or suspension
					 continues shall not be qualified, whether acting as agent or otherwise to
					 subscribe for or to enter or to run any horse for any race either in his own
					 name or in that of any other person.
(c) Horse suspended. All horses in the charge
					 of a trainer whose license has been revoked or has been suspended, whether
					 temporarily for investigation or otherwise, shall be automatically suspended
					 from racing during the period of the trainer's exclusion or suspension.
					 Permission may be given by the judges for the transfer of such horses to
					 another trainer during such period, and upon such approval such horses shall
					 again be eligible to race.
(d)
					 Track records voided. In the event that a horse establishes a track or other
					 record in a race and it should be determined by competent authority that the
					 chemical analysis of any specimen taken from such horse shows the presence of a
					 drug which is of such a character as could affect the racing condition of the
					 horse in such race, then such record shall be null and void.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4233 - Corrupt Practices And Disqualifications Of Persons › Section 4233.5 - Use of drugs

Current through Register Vol. 46, No. 28, July 10, 2024
(a) No person
					 while on the grounds of a licensed track, who is licensed as trainer, assistant
					 trainer, jockey, apprentice jockey, nor anyone who is riding a horse in a race,
					 a warm-up for a race or riding on a horse anywhere on the grounds, nor anyone
					 who aids or participates in the preparation of a race, or the horse for a race,
					 or is licensed by the commission, shall have present within the body of such
					 person any controlled substance listed in schedules I through V of section
					 3306 of the
					 Public Health Law, unless advance permission to ride a horse or participate in
					 any manner in a race while using such substance, pursuant to prescription by a
					 licensed physician, has been granted in writing by the commission.
(b) Every such person, which includes all
					 licensees, shall, upon the request of a presiding judge, associate judge or
					 paddock judge, deliver a specimen of urine or subject himself to the taking of
					 a blood sample by a licensed physician, as directed by such official. Failure
					 by such person to provide such sample as so directed shall be a violation of
					 these rules and subject such person to fine and license suspension. In
					 addition, in no event shall any person ride or participate in any manner in the
					 administration of or in any race, or the preparation of a horse for a race, on
					 the day such sample is requested until such specimen has been taken as
					 directed.
(c) In the event that
					 analysis of a urine or blood sample, by the testing facility designated by the
					 commission, discloses the presence of a prohibited controlled substance, such
					 fact shall be reported to the commission, which shall schedule an immediate
					 interview with such person, pending which such person shall not be permitted to
					 ride and/or participate in any manner in any race. As a result of such
					 interview, the commission may restore full riding and/or license privileges to
					 such person after such person has delivered a current sample for analysis,
					 continue such temporary suspension of riding and/or license privileges pending
					 receipt of the result of analysis of any sample directed to be taken at such
					 interview, or take such other action as the commission may deem appropriate,
					 including fine, revocation, suspension or the conditioning of continued
					 licensing upon the satisfactory enrollment in and completion of a drug
					 treatment program or drug educational program designated by the
					 commission.
(d) Disclosure of the
					 results of analysis and other reports made in the course of enforcement of this
					 section shall be treated as confidential insofar as is consistent with
					 law.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4234 - Cancellation Of Program › Section 4234.1 - Program cancellation

Current through Register Vol. 46, No. 28, July 10, 2024
No racing program or any part of a racing program may be
						cancelled without the consent of the track steward. In the event any race of a
						program is cancelled for any reason, the remainder of such program may be
						cancelled by the track steward, if in his judgment such action is
						warranted.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4234 - Cancellation Of Program › Section 4234.2 - Rain checks

Current through Register Vol. 46, No. 28, July 10, 2024
In the event of the cancellation of any program after the
						completion of a numerical majority of the races to be scheduled to be run on
						such program, no rain checks or other similar forms of deferred admissions
						shall be issued on admittance, no rain checks will be validated. In the event
						of a cancellation of any program before the completion of a numerical majority
						of the races scheduled to run on such program, rain checks or other similar
						forms of deferred free admission shall be issued but no rain check or other
						form of deferred free admission shall be valid beyond the close of the meeting
						at which it is issued.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4234 - Cancellation Of Program › Section 4234.3 - Postponement of races

Current through Register Vol. 46, No. 28, July 10, 2024
When a racing program is cancelled, the races scheduled
						shall be postponed as follows:
(a)
					 Early closing races, stakes and futurities shall be postponed to a definite
					 hour the next fair day and good track unless:
(1) there is not time remaining in the
					 scheduled race meeting and it cannot be extended to permit the race to be
					 programmed. In such case the entrance money and forfeits shall be divided
					 equally among the nominators who have horses on the grounds declared in to
					 start; or
(2) the race has been
					 started and remains unfinished on the last day of the scheduled meeting and the
					 meeting cannot be extended to permit the race to be completed. In such case the
					 race shall be declared ended and the full purse divided.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4234 - Cancellation Of Program › Section 4234.4 - Transfer of races

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Stakes and
					 futurities. Unless conditions prescribed to the contrary, stakes and futurities
					 should be raced when advertised and the meeting extended to accomplish this. No
					 stake or futurity may be transferred to another meeting without the unanimous
					 consent of both meetings and of all those having horses eligible to the
					 event.
(b) Overnight races.
(1) At meetings of more than five days
					 duration, at the option of the licensed racing association, overnight races may
					 be cancelled or may be postponed and carried over not more than 48
					 hours.
(2) At meetings of five days
					 duration or less, at the option of the licensed racing association, overnight
					 races may be cancelled and starting fees refunded or may be added to the racing
					 program advertised for subsequent days of the meeting.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4235 - Racing Colors › Section 4235.1 - Registration of colors

Current through Register Vol. 46, No. 28, July 10, 2024
Racing colors must be registered and authority for their
						use sanctioned.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4235 - Racing Colors › Section 4235.2 - Annual registration; advertising symbols prohibited

Current through Register Vol. 46, No. 28, July 10, 2024
Registration of colors, together with application for
						owner's license to the commission, must be made annually. Colors bearing
						symbols or markings for advertising purposes shall not be
						accepted.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4235 - Racing Colors › Section 4235.3 - Temporary change of colors

Current through Register Vol. 46, No. 28, July 10, 2024
Any temporary change from the recorded colors of the
						owner must be approved by the judges; posted by the clerk of the scales and
						notice given to the public, while or before the horses are parading, over the
						public address system.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4235 - Racing Colors › Section 4235.4 - Lapse of time after use by another

Current through Register Vol. 46, No. 28, July 10, 2024
The registered colors of an owner may not be registered
						by another, except after five years of nonuse.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4235 - Racing Colors › Section 4235.5 - Decision upon right to colors

Current through Register Vol. 46, No. 28, July 10, 2024
Any difference between claimants as to the right to
						particular colors shall be decided by the judges.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4236 - Drugs Prohibited And Other Prohibitions › Section 4236.1 - Definitions

Current through Register Vol. 46, No. 28, July 10, 2024
The terms and words used in this Part shall mean:
(a) Administer. Cause the introduction of a
					 substance into the body of a horse.
(b) Laboratory. The official racing chemical
					 detection laboratory designated by the commission.
(c) Drug. Any substance or its metabolites
					 which does not exist naturally in the untreated horse and which can have a
					 pharmacological effect on a horse.
(d) Sample. Any body substance, including but
					 not limited to, blood or urine taken from a horse at the direction of the
					 commission or its officials for the purposes of analysis. A sample is a
					 "pre-race" sample when it is taken before a race pursuant to the rules
					 governing the pre-race testing program. A sample is a "post-race" sample when
					 it is taken after a horse races pursuant to the rules governing the post-race
					 testing program.
(e) Post-race
					 positive test. A finding by the laboratory that a drug or other substance, the
					 use of which is restricted by section
					 4236.2 of this Part, was present in
					 the sample and was administered at a time and in a manner prohibited by this
					 Part.
(f) Pre-race positive test. A
					 finding by the laboratory that a drug could be present in the sample.
(g) Practicing veterinarian. A veterinarian
					 who treats any race horse.
(h) The
					 start of a racing program. The scheduled post-time of the first race of a
					 program containing a race in which the horse is to compete.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4236 - Drugs Prohibited And Other Prohibitions › Section 4236.2 - Restricted use of drugs, medication and other substances

Current through Register Vol. 46, No. 28, July 10, 2024
Drugs and medications are permitted to be used only in
						accordance with the following provisions:
(a) The following substances are permitted to
					 be used at any time up to race time:
(1)
					 topical applications (such as antiseptics, ointments, salves, DMSO, leg rubs,
					 leg paints and liniments) which may contain antibiotics but do not contain
					 benzocaine, steroids or other drugs; and
(2) antibiotics, vitamins, electrolytes, and
					 other food supplements as long as they are administered orally and as long as
					 they do not contain any other drug.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4236 - Drugs Prohibited And Other Prohibitions › Section 4236.3 - Other prohibitions

Current through Register Vol. 46, No. 28, July 10, 2024
No person shall, attempt to, or cause, solicit, request,
						or conspire with another or others to:
(a) use or possess any electrical device,
					 "joint", "battery", electric prod, or any other electrical equipment or any
					 mechanical or other appliance not generally accepted as regular racing
					 equipment which can be used to stimulate, depress, goad, spur, retard or
					 condition a horse during a race or during training. The use of ultrasonic,
					 diathermy or other electro/medical equipment is permissible until 24 hours
					 before the start of a racing program, and whirlpool until racetime. However,
					 the judges may bar the possession or use of any specific equipment;
(b) freeze or ice or apply medicated packs to
					 a horse's leg or legs within the paddock area;
(c) after a race administer any substance
					 except water to a horse designated for testing before the horse has been
					 released by the commission veterinarian; or
(d) administer a mixture of bicarbonate of
					 soda and sugar in any of their forms in any manner to a horse within 24 hours
					 of a racing program at which such horse is programmed to race. It shall be the
					 trainer's responsibility to prevent such administration.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4236 - Drugs Prohibited And Other Prohibitions › Section 4236.4 - Trainer's responsibility

Current through Register Vol. 46, No. 28, July 10, 2024
A trainer shall be responsible at all times for the
						condition of all horses trained by him. No trainer shall start or permit a
						horse in his custody, care or control to be started if he knows, or he might
						have known or have cause to believe, that the horse has received any drug or
						other restricted substance that could result in a positive test. The trainer
						shall be held responsible for any positive test unless he can show by
						substantial evidence that neither he nor any employee nor agent was responsible
						for the administration of the drug or other restricted substance. Every trainer
						must guard each horse trained by him in such manner and for such period of time
						prior to racing the horse so as to prevent any person whether or not employed
						by or connected with the owner or trainer from administering any drug or other
						restricted substance to such horse contrary to this Part.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4236 - Drugs Prohibited And Other Prohibitions › Section 4236.5 - Disqualification

Current through Register Vol. 46, No. 28, July 10, 2024
A horse, in respect to which there has been any violation
						of the prohibitions contained in this Part or Part 4218 of this Subchapter, or
						from which a sample has resulted in a positive test, may be disqualified from
						the race and from any share of the purse in the race and such share shall be
						redistributed among the remaining horses in the race entitled to same. Nothing
						contained herein shall in any way affect the pari-mutuel distribution which
						shall be deemed final and unappealable upon the declaring of the race
						"official" by the judges at the conclusion of the race.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4237 - Voluntary Exclusion From Racetracks And Restriction On Telephone Account Wagering

Current through Register Vol. 46, No. 28, July 10, 2024
Statutory authority: Pari-Mutuel Wagering and Breeding
						Law, §§ 101, 227
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter D - Promotion Of Equine Research › Part 4250 - Equine Research Fund › Section 4250.1 - Research fund created

Current through Register Vol. 46, No. 28, July 10, 2024
Pursuant to section 701 of the Racing, Pari-Mutuel
						Wagering and Breeding Law, a fund for the promotion of equine research is
						hereby created in the New York State Veterinary College at Cornell, as a
						regents approved veterinary college facility of a land grant university within
						this State. The fund is hereby designated the "Harry M. Zweig Memorial Fund for
						Equine Research" in honor of the late Harry M. Zweig, D.V.M. The monetary
						assets of the fund shall be used for equine research conducted by the State
						Veterinary College pursuant to the rules and regulations of the State Gaming
						Commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter D - Promotion Of Equine Research › Part 4250 - Equine Research Fund › Section 4250.2 - Committee

Current through Register Vol. 46, No. 28, July 10, 2024
(a) The Harry M.
					 Zweig Memorial Fund for Equine Research Committee (committee) is established
					 within the State Gaming Commission for the purpose of administering the funds
					 and supervising its work on behalf of the commission. The committee will
					 consist of not less than 9 and not more than 15 members including but not
					 limited to:
(1) the chair of the commission,
					 or the chair's designee;
(2) the
					 dean of New York State Veterinary College at Cornell (Veterinary College), or
					 the dean's designee;
(3) a member,
					 or the executive director of the Agriculture and New York State Horse Breeding
					 Development Fund to be nominated by such fund;
(4) a member or the executive director of the
					 New York State Thoroughbred Breeding and Development Fund to be nominated by
					 such fund;
(5) other bona fide
					 residents of New York State who have a cogent interest in the racing and
					 breeding industry in New York State of which at least five will be New York
					 breeders, owners, trainers or veterinarians in equine practice.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter D - Promotion Of Equine Research › Part 4250 - Equine Research Fund › Section 4250.3 - Interest bearing account

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Two
					 percent of all monies accruing respectively to the Agriculture and New York
					 State Horse Breeding Development Fund (harness fund) and the New York State
					 Thoroughbred Breeding and Development Fund, Inc. (thoroughbred fund) for the
					 purpose of conducting equine research shall be deposited by such funds in a
					 special interest bearing account, title to which shall be in New York State
					 Veterinary College at Cornell and control over which shall be in the commission
					 through the committee. Withdrawals from such accounts will be made only upon
					 the authorization of the committee, and the signatures of two of the
					 committee's members as designated by the committee. All monies accrued by the
					 thoroughbred or harness funds shall be deposited monthly within one month of
					 its accrual by the harness fund and thoroughbred fund, and notice thereof shall
					 be forwarded to the committee and this commission.
(b) On or before January 1st and July 1st of
					 each year, the harness fund and the thoroughbred fund shall provide to the
					 committee and this commission a certified statement of amounts then deposited
					 to the credit of the committee and a projection of funds to be deposited to the
					 credit of such committee for the subsequent six-month period.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter D - Promotion Of Equine Research › Part 4250 - Equine Research Fund › Section 4250.4 - Research proposals

Current through Register Vol. 46, No. 28, July 10, 2024
(a) The
					 committee will consider the need, priority and potential success of research
					 proposals in determining those bearing the most potential benefit to the equine
					 industry in New York State.
(b)
					 Individuals and institutions eligible for research grants from such funds shall
					 submit to the committee their proposals for the conduct of research projects to
					 be supported by such grants.
(c)
					 Each such proposal shall include a complete description of the proposed
					 project, a detailed budget for the same, the personnel conducting the project,
					 and a time schedule for the project with an explanation of any contingencies
					 included in the description.
(d)
					 The committee shall cause all such proposals to be transmitted within five days
					 of receipt to the commission.
(e)
					 The committee may, in its discretion, cause such proposals to be reviewed by
					 one or more experts in the field or related research, and may approve,
					 disapprove or recommend changes to such projects.
(f) The committee's approval, disapproval
					 and/or recommendations with regards to each proposal or the committee's
					 adoption of a budget will be sent to the commission for the commission's
					 approval.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter D - Promotion Of Equine Research › Part 4250 - Equine Research Fund › Section 4250.5 - Research grant

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Upon
					 approval of a proposal by the committee and subsequently by the commission, the
					 committee shall then enter into a contractual relationship with the applicant
					 for the research grant within the limit of the funds available therefor and
					 subject to the following limitations:
(1) all
					 grants so provided shall be used for the direct cost of approved projects and
					 shall not be used to supplant funds otherwise available to the applicant, to
					 the institution with which he is affiliated, or for the general cost recoveries
					 that are rightfully the prior obligation of the institution to which the
					 research grant is made;
(2) no
					 funds shall be expended for the acquisition, construction or renovation of
					 capital facilities without specific prior written approval by the
					 committee;
(3) payments shall be
					 made upon certified vouchers submitted to the committee and prepared in a
					 format satisfactory to the committee and to the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.2 - Conduct of wagering

Current through Register Vol. 46, No. 28, July 10, 2024
(a) An
					 authorized pari-mutuel wagering entity shall conduct pari-mutuel wagering in
					 accordance with the New York State Racing, Pari-Mutuel Wagering and Breeding
					 Law and the rules of the commission.
(b) In conducting pari-mutuel wagering, an
					 authorized pari-mutuel wagering entity shall use a totalisator system that:
(1) meets the requirements outlined in this
					 Subchapter; and
(2) is approved by
					 the commission and the New York State Department of Tax and Finance.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.3 - Cooperation with officials

Current through Register Vol. 46, No. 28, July 10, 2024
If the commission determines a certain cashed or canceled
						ticket, cashed or canceled voucher, computer printout, mutuel report, or other
						totalisator or mutuel record is needed to perform the official's regulatory
						duties, the official shall request the item from the mutuel manager and/or
						totalisator company representative. Upon receipt of a request under this
						section, the mutuel manager and/or totalisator company representative shall
						make the information available to the official no later than the deadline
						established by the official or provisions in this Subchapter.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.4 - System failure

Current through Register Vol. 46, No. 28, July 10, 2024
(a) During a
					 live racing program, if the totalisator system is unable to record wagers
					 received or to guarantee the integrity of the pari-mutuel pools, the
					 totalisator operator shall verbally notify the authorized pari-mutuel wagering
					 entity's mutuel manager. The totalisator operator shall state whether the
					 problem can be corrected and if so, the estimated time needed to correct the
					 problem. The mutuel manager must promptly notify the stewards or racing
					 judges.
(b) If the totalisator
					 operator determines that the problem cannot be corrected before the scheduled
					 end of the racing program, the operator shall verbally notify the mutuel
					 manager. The mutuel manager must promptly notify the stewards or racing judges
					 of that determination.
(c) The
					 stewards or racing judges, after consulting with the authorized pari-mutuel
					 wagering entity and after considering the amount of purses and wagers involved
					 and the time required to repair the totalisator system, may permit any of the
					 remaining races in the program to be run as exhibitions without wagering. If a
					 race is run as an exhibition under this subsection, the authorized pari-mutuel
					 wagering entity shall pay the purses in accordance with the rules.
(d) If the totalisator at the authorized
					 pari-mutuel wagering entity loses communication with one or more sites the
					 totalisator operator shall make an assessment to determine if communication can
					 be reestablished before the start and/or end of the race(s). If the totalisator
					 operator determines communication may not be re-established within these time
					 frames then the totalisator operator must ensure that stop betting has occurred
					 at the start of the race and immediately notify the tote manager and stewards
					 or racing judges. For New York State races, the commission or duly appointed
					 representative(s) shall make a determination of whether to keep the wagering
					 pools open until communication with the affected site(s) can be
					 reestablished.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.5 - Access to magnetic media

Current through Register Vol. 46, No. 28, July 10, 2024
(a) An
					 authorized pari-mutuel wagering entity shall submit a storage plan for all
					 magnetic media storing computer logs to the commission for approval. This plan
					 must include sufficient information for the commission to determine that the
					 information will remain secure, including:
(1) sufficient space for the totalisator
					 vendor to store all magnetic media; and
(2) a storage cabinet that will protect the
					 media from damage.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.6 - License to provide totalisator services

Current through Register Vol. 46, No. 28, July 10, 2024
(a) A totalisator company must be licensed
					 annually by the commission as a vendor to provide totalisator services to an
					 authorized pari-mutuel wagering entity in New York. Each application must be
					 accompanied by a nonrefundable application fee in the amount of $500. In
					 addition, the totalisator company shall pay the costs of the background
					 investigation performed by the commission or the commission's designee. The
					 commission may estimate these costs and require a deposit to be paid by the
					 applicant in advance as a condition precedent to beginning or continuing an
					 investigation. The license application shall be made on a form prescribed by
					 the commission and must include at a minimum:
(1) a copy of a written contract to provide a
					 totalisator system to authorized pari-mutuel wagering entities;
(2) lists of all officers, directors and
					 shareholders/owners.
(3) a list of
					 all totalisator personnel assigned to work in New York, or on behalf of an
					 authorized pari-mutuel wagering entity operating in New York, as described in
					 section 4300.27 of this Part (relating to
					 personnel requirements);
(4) an
					 affidavit stating that the totalisator company and its employees will comply
					 with the rules regarding totalisator operations;
(5) information of sufficient detail for the
					 commission to determine that the totalisator company is in compliance with
					 sections 4300.22 through
					 4300.37 of this Part; and
(6) policies and procedures to ensure their
					 employees, officers and directors are licensed in accordance with commission
					 rules.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.7 - License to provide other services

Current through Register Vol. 46, No. 28, July 10, 2024
(a) A company providing uplink, downlink,
					 simulcast and the gathering and dissemination of wagering information must be
					 licensed annually by the commission as a vendor to provide totalisator services
					 to an authorized pari-mutuel wagering entity in New York. Each application must
					 be accompanied by a nonrefundable application fee in the amount of $500. In
					 addition, the company shall pay the costs of the background investigation
					 performed by the commission or its designee. The commission may estimate these
					 costs and require a deposit to be paid by the applicant in advance as a
					 condition precedent to beginning or continuing an investigation. The license
					 application shall be made on a form prescribed by the commission and must
					 include at a minimum:
(1) a copy of the
					 written contract to provide services to authorized pari-mutuel wagering
					 entities or totalisator companies, as the case may be;
(2) lists of all officers, directors and
					 shareholders;
(3) a list of all
					 personnel assigned to work in New York, or on behalf of an authorized
					 pari-mutuel wagering entity operating in New York, as described in section
					 4300.27 of this Part (relating to
					 personnel requirements);
(4) an
					 affidavit stating that the company and its employees will comply with the rules
					 regarding totalisator operations;
(5) information of sufficient detail for the
					 commission to determine that the company is in compliance with this
					 Subchapter;
(6) policies and
					 procedures to ensure their employees, officers and directors are licensed in
					 accordance with commission rules; and
(7) any other information that may be
					 required.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.9 - Wagering explanations

Current through Register Vol. 46, No. 28, July 10, 2024
(a) An
					 authorized pari-mutuel wagering entity shall include the following information
					 in the official live programs and simulcast programs and post in conspicuous
					 places on authorized pari-mutuel wagering entity grounds:
(1) a general explanation of pari-mutuel
					 wagering;
(2) an explanation of
					 each type of pari-mutuel wagering pool offered; and
(3) the expiration date of mutuel
					 tickets.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.10 - Wagering information

Current through Register Vol. 46, No. 28, July 10, 2024
(a) An
					 authorized pari-mutuel wagering entity shall provide accurate wagering
					 information to the pari-mutuel patrons for handicapping purposes.
(b) If wagering information is inaccurate for
					 a live or simulcast race and the error is discovered before wagering has opened
					 on the race, the mutuel manager shall:
(1)
					 notify the stewards or racing judges of the host track of the error;
					 and
(2) not open wagering on the
					 race until the correct information is obtained and verified.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.11 - Posting of race results

Current through Register Vol. 46, No. 28, July 10, 2024
(a) An
					 authorized pari-mutuel wagering entity shall submit to the commission for
					 approval a plan for providing live and simulcast race results to the wagering
					 public. The plan must include:
(1) methods by
					 which the results will be provided;
(2) types of results to be provided;
					 and
(3) the retention period for
					 public availability of race results.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.12 - Pari-mutuel tickets

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Each
					 pari-mutuel ticket issued must have printed, using alpha-numeric characters, on
					 its face:
(1) the name of the authorized
					 pari-mutuel wagering entity where the wager was placed;
(2) the name of the authorized pari-mutuel
					 wagering entity where the race was conducted;
(3) the number of the race;
(4) the unique computer-generated ticket
					 number;
(5) the date and time the
					 ticket was issued;
(6) the date of
					 the race or performance number for which the ticket was issued;
(7) the number of the wagering
					 device;
(8) the type of
					 pool;
(9) the number of each entry
					 or range of entries on which the wager was placed;
(10) the dollar amount of the wager;
					 and
(11) the total amount of the
					 wager.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.13 - Vouchers

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Each voucher
					 issued, except special promotional vouchers as approved by the commission, must
					 have printed on its face:
(1) the name of the
					 authorized pari-mutuel wagering entity where the voucher was issued;
(2) the unique computer-generated voucher
					 number;
(3) the date and time the
					 voucher was issued;
(4) the number
					 of the ticket-issuing machine; and
(5) the dollar amount of the
					 voucher.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.14 - Expiration date of pari-mutuel tickets

Current through Register Vol. 46, No. 28, July 10, 2024
(a) All winning pari-mutuel tickets must be
					 presented for payment or refund before April 1st of the year following the year
					 of their purchase; and failure to present any such ticket within the prescribed
					 period of time shall constitute a waiver of the right to payment.
(b) The totalisator company shall cause the
					 substance of this rule to be imprinted upon each pari-mutuel ticket in words
					 approved by the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.15 - Refusal to cash

Current through Register Vol. 46, No. 28, July 10, 2024
(a) An authorized
					 pari-mutuel wagering entity shall refuse to cash a pari-mutuel ticket if the
					 authorized pari-mutuel wagering entity determines the ticket has been:
(1) issued after the stop betting command was
					 issued; or
(2) directed by the New
					 York State Department of Taxation and Finance or the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.16 - Claim for payment

Current through Register Vol. 46, No. 28, July 10, 2024
(a) An
					 authorized pari-mutuel wagering entity shall accept a claim for payment if the
					 authorized pari-mutuel wagering entity has withheld payment or has refused to
					 cash a pari-mutuel ticket presented for payment. The claim must be made on a
					 form prescribed by the authorized pari-mutuel wagering entity. The original of
					 the claim shall be promptly forwarded to the New York State Department of
					 Taxation and Finance.
(b) If a
					 claim is made for payment of a mutilated ticket that does not contain the
					 information required under section
					 4300.12 of this Part (relating to
					 pari-mutuel tickets), the authorized pari-mutuel wagering entity shall make a
					 recommendation to accompany the claim forwarded to the New York State
					 Department of Taxation and Finance. The recommendation must state whether or
					 not the mutilated ticket has sufficient elements to be positively identified as
					 a winning ticket.
(c) If a claim is
					 made for the payment of a pari-mutuel ticket, the New York State Department of
					 Taxation and Finance shall investigate the claim and may:
(1) order the authorized pari-mutuel wagering
					 entity to pay the claim;
(2) deny
					 the claim; or
(3) enter any other
					 order it determines appropriate.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.17 - Cashed pari-mutuel tickets and vouchers

Current through Register Vol. 46, No. 28, July 10, 2024
(a) An authorized pari-mutuel wagering entity
					 shall maintain facilities and use procedures that ensure the security of cashed
					 tickets and vouchers and the integrity of records of outstanding tickets and
					 voucher. The authorized pari-mutuel wagering entity shall store cashed tickets
					 and vouchers in a secure area.
(b)
					 The authorized pari-mutuel wagering entity shall prohibit unauthorized
					 individuals from having access to the cashed tickets and vouchers and related
					 storage areas. A list of authorized individuals shall be filed with the
					 commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter E - Totalisator Systems › Part 4300 - Totalisator Systems › Section 4300.18 - Altering cashed pari-mutuel tickets and cashed vouchers

Current through Register Vol. 46, No. 28, July 10, 2024
An authorized pari-mutuel wagering entity shall ensure
						that each cashed or refunded mutuel ticket and cashed voucher is branded or
						marked in a manner that indicates the mutuel ticket or voucher has been cashed
						or refunded, but does not destroy the identity of the ticket or
						voucher.