reglab/statecodes huggingface dataset:
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69 - GENERAL PROVISIONS › Subchapter 5 - PROFESSIONAL PRACTICE › Section 13:69-5.2 - The practice of law

Current through Register Vol. 56, No. 14, July 15, 2024
(a) No person, other than a natural person practicing law on his or her own behalf, shall practice law or represent another person before the Division unless he or she is an attorney authorized to practice law in this State, or a non-attorney authorized by the Division to appear pursuant to New Jersey Court Rule R.1:21-1(f) and 1:1-5.4.
(b) Notwithstanding (a) above, an attorney admitted in this State who is in good standing but who does not maintain in this State a bona fide office for the practice of law, or an attorney of any other jurisdiction who is in good standing there, may in the discretion of the Director be admitted to practice in connection with a particular matter by complying with the requirements of 1:1-5.2 and provided that an attorney authorized to practice law in this State who is in good standing shall also appear of record in and thereby be responsible for the conduct of the admitted attorney in the particular matter and that both such attorneys shall sign all papers submitted or filed in accordance with the regulations of the Division.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69 - GENERAL PROVISIONS › Subchapter 5 - PROFESSIONAL PRACTICE › Section 13:69-5.3 - Notice of appearance by attorney

Current through Register Vol. 56, No. 14, July 15, 2024
Each attorney practicing before the Division shall promptly file with the Division a notice of appearance in each matter and on behalf of each client represented and may be required to file evidence of his authority to act in such capacity.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69 - GENERAL PROVISIONS › Subchapter 5 - PROFESSIONAL PRACTICE › Section 13:69-5.4 - Other professions and occupations

Current through Register Vol. 56, No. 14, July 15, 2024
No person shall practice accountancy, architecture, professional engineering or land surveying before the Division unless he is a certified public accountant, licensed architect, licensed professional engineer or licensed land surveyor of this State. No person shall practice any other profession or occupation regulated by the laws of this State which authorizes the licensure, certification or any other governmental approval of persons practicing same unless such person is so licensed, certified or approved.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69 - GENERAL PROVISIONS › Subchapter 6 - PUBLIC RELEASE OF FINANCIAL INFORMATION › Section 13:69-6.1 - Monthly release of public information

Current through Register Vol. 56, No. 14, July 15, 2024
(a) Not later than the 20th of each month, the Division shall release the following information for the previous month and the year-to-date:
1. Total slot machine win, total table and other game win, and total casino win for all casino licensees;
2. Total Internet gaming win from peer-to-peer games, total Internet gaming win from other authorized games, and total Internet gaming win for all casino licensees;
3. Total gross revenue taxes and Casino Reinvestment Development Authority obligations from casino and Internet operations for all casino licensees;
4. Total casino win, total Internet gaming win, and total gaming win for each individual casino licensee;
5. Monthly Gross Revenue Report for each individual casino licensee, which shall include total table and other games win, total slot machine win, and total simulcasting revenue; and
6. Monthly Internet Gross Revenue Report for each individual casino licensee, which shall include total peer-to-peer gaming win and total other authorized games win.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69 - GENERAL PROVISIONS › Subchapter 6 - PUBLIC RELEASE OF FINANCIAL INFORMATION › Section 13:69-6.2 - Quarterly release of public information

Current through Register Vol. 56, No. 14, July 15, 2024
(a) Not later than the 60th day following the quarters ending March 31, June 30, and September 30, and by April 15th for the quarter ending December 31, the Division shall release the following information for the previous quarter and year-to-date:
1. Total revenue, net revenue, and gross operating profit for each casino licensee and the industry;
2. Number of hotel rooms, number of available hotel room nights, number of occupied hotel room nights, occupancy rate, and average hotel room rate for each individual casino licensee and the industry; and
3. The Quarterly Financial Report for each individual casino licensee.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69 - GENERAL PROVISIONS › Subchapter 6 - PUBLIC RELEASE OF FINANCIAL INFORMATION › Section 13:69-6.3 - Annual release of public information

Current through Register Vol. 56, No. 14, July 15, 2024
(a) In addition to the information made public in N.J.A.C. 13:69-6.1 and 6.2, the Division shall release the following information for the previous calendar year no later than April 15th of the subsequent year:
1. Table and other game win for each casino licensee detailed by type of game;
2. Slot machine win for each casino licensee by denomination; and
3. Patron receivable balances and patron checks activity for each casino licensee.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69 - GENERAL PROVISIONS › Subchapter 7 - PROHIBITED POLITICAL CONTRIBUTIONS › Section 13:69-7.1 - Statement of governing principles

Current through Register Vol. 56, No. 14, July 15, 2024
(a) Pursuant to 5:12-138, casino licensees and other entities and persons closely aligned therewith are prohibited from making contributions of money or things of value to candidates for public office and political organizations in New Jersey. This prohibition is designed to protect the public interest in both the fact and the appearance of the independence of the political process, and the insulation of the government institutions that are responsible for the supervision of the casino industry, from the uniquely powerful economic force that is presented by that industry. The protection of these interests is critical to the maintenance of public confidence and trust in the regulation of casino gaming in New Jersey.
(b) The statutory prohibition was narrowly drawn in order to preserve the fundamental rights of all persons to express themselves as they see fit with regard to questions of political and public interest, including specifically the advocacy of the election or defeat of candidates for public office. No prohibition on the right of any person to join any political organization or movement, or to advocate the election or defeat of any candidate, was intended or effected by the statutory provision or the rules contained in this subchapter.
(c) Between the right of free expression and the necessary prohibition of certain contributions lies a range of conduct that should be identified as acceptable, or prohibited, in accordance with the public interest, the policies of the Act, and the fundamental rights of all citizens. In addition to the standards established in this subchapter, the declaratory ruling procedure set forth at 13:69-3.7 is available to assist all affected persons in understanding and complying with these provisions.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69 - GENERAL PROVISIONS › Subchapter 7 - PROHIBITED POLITICAL CONTRIBUTIONS › Section 13:69-7.3 - Prohibited contributions and solicitations

Current through Register Vol. 56, No. 14, July 15, 2024
(a) No prohibited person shall, directly or indirectly, make any contribution or solicit any person to make a contribution on behalf of a prohibited person.
(b) A contribution shall be considered to have been made on behalf of a prohibited person if, without limitation, it is made:
1. With money or a thing of value that is owned or controlled by a prohibited person; or
2. By any person in response to a solicitation by a prohibited person and under such circumstances as establish that the contribution was involuntary or would not have been made but for the influence of the prohibited person over the person making the contribution.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69 - GENERAL PROVISIONS › Subchapter 7 - PROHIBITED POLITICAL CONTRIBUTIONS › Section 13:69-7.4 - Solicitations by prohibited persons; records

Current through Register Vol. 56, No. 14, July 15, 2024
(a) Each prohibited person that solicits a contribution from any person shall prepare a written or computerized record of the solicitation that contains, at a minimum, the following information:
1. The name, address and employer of the prohibited person making the solicitation;
2. The name, address and employer of the person from whom the contribution was solicited;
3. The means of communication by which the contribution was solicited, including a summary of any oral communication or a copy of any written or electronic communication;
4. The name of the candidate or political organization for whose benefit the contribution was solicited; and
5. The date of the solicitation.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 1 - LICENSE AND REGISTRATION REQUIREMENTS › Section 13:69A-1.3 - Registrant requirements; authorization to work in the United States

Current through Register Vol. 56, No. 14, July 15, 2024
(a) No natural
				person shall be employed by a casino licensee as a registrant unless he or she
				is a citizen of the United States or can demonstrate that he or she holds a
				current and valid work authorization issued by the United States Department of
				Homeland Security, Citizenship and Immigration Services and is not restricted
				from working in the capacity for which employment is sought. "Authorization to
				work in the United States" may be demonstrated by the presentation of a
				permanent resident alien card, a temporary employment authorization card or any
				other such documentation submitted by an applicant which the Division
				determines to provide sufficient evidence of such authorization.
(b) No natural person shall be employed as a
				casino employee registrant pursuant to
				5:12-7 and
				13:69A-1.2 unless he or she is 18
				years of age or older.
(c) No
				natural person under 18 years of age shall perform the functions of a casino
				employee in any casino alcoholic beverage location, as set forth in
				13:69I-1.4, unless such employment
				is otherwise authorized by the Division of Alcoholic Beverage Control.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 1 - LICENSE AND REGISTRATION REQUIREMENTS › Section 13:69A-1.3A - Credentials

Current through Register Vol. 56, No. 14, July 15, 2024
The credential issued to casino employee registrants shall
				  contain the inscription "State of New Jersey," the seal of the State of New
				  Jersey, a picture of the registrant and a registration number. Credentials may
				  also include the signature of the registrant and the following information:
				  name, address, date of birth, sex, height, weight, hair color and eye color and
				  indicate whether the licensee or registrant requires work authorization from
				  the United States Department of Homeland Security, Citizenship and Immigration
				  Services.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 1 - LICENSE AND REGISTRATION REQUIREMENTS › Section 13:69A-1.5 - Scope and applicability of registration requirements

Current through Register Vol. 56, No. 14, July 15, 2024
(a) In
				determining whether a natural person who will provide services to a casino
				licensee or applicant must hold a registration as an employee or,
				alternatively, be registered as a vendor or licensed as a junket enterprise, it
				shall be presumed that any such person will be required to hold the appropriate
				license or registration as an employee if the provision of services by such
				person is characterized by any of the following indicia of an employment
				relationship:
1. The natural person will, for
				a period of time unrelated to any specific project or for an indefinite period
				of time, directly supervise one or more employees of the casino licensee or
				applicant;
2. The casino licensee
				or applicant will withhold State and Federal income taxes or make regular
				deductions for unemployment insurance, social security, or other wage
				deductions required by law from any payments made to the natural
				person;
3. The natural person will
				be given the opportunity to participate in any benefit plans offered by the
				casino licensee or applicant to its employees, including, without limitation,
				health insurance plans, life insurance plans, pension plans or profit sharing
				plans;
4. The natural person will
				not, during the time that services are rendered to the casino licensee or
				applicant, maintain an autonomous business enterprise, seek or provide services
				to other business clients, or practice a trade or profession other than for the
				benefit of the casino licensee or applicant;
5. There is or will be a written or verbal
				promise of employment or an employment contract offered by the casino licensee
				or applicant in return for the services of the natural person; or
6. The natural person has an employee license
				or a registration application pending before the Division or the Commission or
				will submit such an application during the time the services are being
				rendered, the cost of which has been or will be paid for or reimbursed by the
				casino licensee or applicant.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 4 - STANDARDS FOR QUALIFICATION › Section 13:69A-4.4 - Section 86 standards

Current through Register Vol. 56, No. 14, July 15, 2024
The standards set forth in Section 86 of the Act are the
				  proving of qualifications; the providing of information, documentation and
				  assurances; the conviction of, current prosecution of or commission by the
				  person of certain criminal offenses; the pursuit of certain described
				  activities for financial gain or the association with persons engaged in the
				  pursuit thereof; the defiance by the person of certain official investigatory
				  bodies, and providing proof of payment or arrangement to pay any outstanding
				  debt.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 5 - FORMS › Section 13:69A-5.1 - Definitions

Current through Register Vol. 56, No. 14, July 15, 2024
The following words and terms shall have the following
				  meanings when used in this subchapter, unless the context clearly indicates
				  otherwise.
"Hub facility" is defined at
				  13:69M-1.1.
"Immediate family" means a person's spouse and any children,
				  whether by marriage, adoption or natural relationship.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 5 - FORMS › Section 13:69A-5.1A - Rules for forms for individual licensure, registration, or qualification

Current through Register Vol. 56, No. 14, July 15, 2024
(a) All forms to be
				completed by an individual seeking licensure, registration, or qualification
				status shall include a signed, dated, and notarized certification of truth,
				which requires the applicant to certify, under penalty of perjury that the
				applicant does not have a child support obligation, the applicant does have
				such an obligation but does not have an arrearage, the applicant is in
				compliance with any court order to provide health care coverage, the applicant
				has not failed to respond to a subpoena relating to a paternity or child
				support proceeding, and the applicant is not the subject of a child-support
				related warrant. Pursuant to
N.J.S.A.
				5:12-86
.i, any person not able to so
				certify will be required to demonstrate to the satisfaction of the Director
				that he or she has either repaid such debt or has made arrangements to pay such
				debt in order to be eligible to be granted licensure or qualification or to be
				eligible to retain any registration.
(b) All forms to be completed by an
				individual seeking licensure, registration, or qualification status shall also
				contain notices informing applicants of the following:
1. If the applicant makes a false statement
				in the certification provided pursuant to (a) above, the applicant may be
				subject to contempt of court and to disciplinary action by the
				Division.
2. The disclosure of the
				applicant's Social Security number is required under
42 U.S.C.
				§
												405
(c)(2)(C)(i),
N.J.S.A. 54:50-25
,
42
				U.S.C. §
												666
(a)(13), and
N.J.S.A. 2A:17-56
.60 and
				the Division shall utilize the applicant's Social Security number solely for
				tax administration and child support enforcement.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 5 - FORMS › Section 13:69A-5.4 - Personal History Disclosure Resubmission Form

Current through Register Vol. 56, No. 14, July 15, 2024
(a) A Personal
				History Disclosure Resubmission Form shall be the PHD-1 and may require the
				applicant to provide the following information:
1. Name;
2. Date of birth;
3. Physical description;
4. Current address;
5. Social Security number, or the reason why
				the applicant does not have that number, which information shall be utilized
				solely for tax administration as provided under
42 U.S.C.
				§
												405
(c)(2)(C)(i) and
N.J.S.A. 54:50-25
and for
				child support enforcement as provided under
42
				U.S.C. §
												666
(a)(13) and
N.J.S.A.
				2A:17-56
.60;
6. Citizenship and, if applicable, resident
				alien status, including any employment authorization and expiration date since
				the date of the submission of the applicant's initial license application or
				last Resubmission Form;
7.
				Telephone number at current place of employment;
8. Employment history since the date of the
				submission of the applicant's initial license application or last Resubmission
				Form;
9. Any denial, suspension,
				revocation or disciplinary action of a casino gaming industry license, permit
				or certification since the submission of the applicant's initial license
				application or last Resubmission Form;
10. Civil and criminal proceedings in any
				jurisdiction since the submission of the applicant's initial license
				application or last Resubmission Form, as follows:
i. Arrests, charges or offenses committed by
				the applicant;
ii. Lawsuits to
				which the applicant was or is a party; and
iii. Any financial liens or judgments filed
				against the applicant in this State or in any other jurisdiction; and
11. All assets liabilities of the
				applicant, applicant's spouse and dependent children, as indicated on the net
				worth statement and supporting schedules in a format prescribed by the
				Division, including the following:
i. Bank
				accounts, including any right of ownership in, control over or interest in any
				foreign bank account as well as with regard to safe deposit boxes;
ii. Loans and notes and other
				receivables;
iii.
				Securities;
iv. Real estate
				interests held by the applicant or the applicant's spouse or dependent
				children;
v. Life
				insurance;
vi. Pension
				funds;
vii. Loans, notes and other
				payables;
viii. Taxes payable;
				and
ix. Mortgages or liens on real
				estate.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 5 - FORMS › Section 13:69A-5.5 - Personal History Disclosure Form 3 - Casino Employee Registration

Current through Register Vol. 56, No. 14, July 15, 2024
(a) A
				Personal History Disclosure Form 3 (PHD-3) shall be in a format prescribed by
				the Division and may require the applicant to provide the following
				information:
1. Name, including maiden name
				and any aliases and nicknames;
2.
				Date of birth;
3. Physical
				description;
4. Current address and
				residence history for the past year;
5. Social Security number, or the reason why
				the applicant does not have that number, which information shall be utilized
				solely for tax administration as provided under
42 U.S.C.
				§
												405
(c)(2)(C)(i) and
N.J.S.A. 54:50-25
and for
				child support enforcement as provided under
42
				U.S.C. §
												666
(a)(13) and
N.J.S.A.
				2A:17-56
.60;
6. Citizenship, and, if applicable, resident
				alien status, including any employment authorization and expiration date;
				country of which the applicant is a citizen, place of birth, port of entry to
				the United States and name and address of sponsor(s) upon the applicant's
				arrival;
7. Marital
				history;
8. Last three jobs, and
				any gaming-related employment during the last 10 years;
9. Any license, permit, approval or
				registration held by or applied for by the applicant and required to
				participate in any lawful gambling operation in this State or any other
				jurisdiction;
10. Any license,
				permit, approval or registration held by the applicant to work in the gaming
				industry suspended, revoked or denied or had any disciplinary action taken in
				New Jersey or any other jurisdiction;
11. Arrests, charges or offenses committed by
				the applicant; and
12. All
				governmental financial liens or judgments, including state tax liens,
				delinquent child support obligations, defaulted student loans, unemployment
				judgments, unpaid motor vehicle surcharges, welfare judgments, etc.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 5 - FORMS › Section 13:69A-5.5A - Qualifier Resubmission Form-Casino Qualifiers

Current through Register Vol. 56, No. 14, July 15, 2024
(a) A
				Qualifier Resubmission Form shall be in a format prescribed by the Division and
				may require the applicant to provide the following information:
1. Name, including maiden name and any
				aliases or nicknames;
2. Date of
				birth;
3. Physical
				description;
4. Current address and
				residence history;
5. Social
				Security number, or the reason why the applicant does not have that number,
				which information shall be utilized solely for tax administration as provided
				under
42 U.S.C.
				§
												405
(c)(2)(C)(i) and
N.J.S.A. 54:50-25
and for
				child support enforcement as provided under
42
				U.S.C. §
												666
(a)(13) and
N.J.S.A.
				2A:17-56
.60;
6. Citizenship, and, if applicable, resident
				alien status, including any employment authorization and expiration
				date;
7. The casino licensee or
				applicant, or holding company, as applicable, with which the applicant is
				associated, and the nature of the applicant's position with or interest in such
				entity;
8. Telephone number at home
				and at current place of employment;
9. Employment history since last submission;
				and
10. Financial data, as follows:
i. All assets and liabilities of the
				applicant and the applicant's spouse and dependent children, as indicated on
				the net worth statement and supporting schedules in a format prescribed by the
				Division, including cash, bank accounts, notes payable and receivable, real
				estate and income taxes payable, loans, accounts payable and any other
				indebtedness, contingent liabilities, securities, real estate interests, real
				estate mortgages and liens, life insurance, pension funds, vehicles and other
				assets;
ii. Additional information
				regarding bank accounts and safe deposit boxes; and
iii. Copies of Federal tax returns and
				related information.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 5 - FORMS › Section 13:69A-5.5B - Request to Determine Employment or Reapplication Eligibility

Current through Register Vol. 56, No. 14, July 15, 2024
(a) A
				Request to Determine Employment or Reapplication Eligibility shall be in a
				format prescribed by the Division and may require the applicant to provide the
				following information:
1. Name, including
				maiden name and any aliases or nicknames and applicable dates of use;
2. Date of birth;
3. Current address;
4. Current employment;
5. A physical description;
6. Social Security number, or the reason why
				the applicant does not have that number, which information shall be utilized
				solely for tax administration as provided under
42 U.S.C.
				§
												405
(c)(2)(C)(i) and
N.J.S.A. 54:50-25
and for
				child support enforcement as provided under
42
				U.S.C. §
												666
(a)(13) and
N.J.S.A.
				2A:17-56
.60;
7. Reason for submission;
8. Arrests, convictions, charges or offenses
				committed;
9. Reasons for the
				denial or revocation of any casino employee license or registration;
10. A written statement of the facts and
				circumstances which warrant the relief sought;
11. A signed, dated and notarized
				certification of truth; and
12. A
				signed, dated and notarized Release Authorization which shall direct all
				courts, probation departments, selective service boards, employers, educational
				institutions, banks, financial and other institutions and all governmental
				agencies, Federal, state and local both foreign and domestic, to release any
				and all information pertaining to the applicant as requested by the
				Division.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 5 - FORMS › Section 13:69A-5.5C - Casino Employee License Conversion Application

Current through Register Vol. 56, No. 14, July 15, 2024
(a) An
				application to convert an employee license to a casino employee registration
				shall be in a format prescribed by the Division and may require the applicant
				to provide the following information:
1. Name,
				including change of name, if applicable, with a copy of appropriate
				documentation;
2. Date of
				birth;
3. Physical
				description;
4. Current
				address;
5. Current license number
				and expiration date;
6. Home and
				work telephone numbers;
7. Social
				Security number, or the reason why the applicant does not have that number,
				which information shall be utilized solely for tax administration as provided
				under
42 U.S.C.
				§
												405
(c)(2)(C)(i) and
N.J.S.A. 54:50-25
and for
				child support enforcement as provided under
42
				U.S.C. §
												666
(a)(13) and
N.J.S.A.
				2A:17-56
.60;
8. Citizenship, and, if applicable, resident
				alien status, including any employment authorization with expiration
				date;
9. Employment history,
				including any gaming-related employment and any reprimands, suspensions,
				terminations or requests to leave;
10. Any license, permit, approval or
				registration held by or applied for by the applicant and required to
				participate in any lawful gambling operation in this State or any other
				jurisdiction that has been suspended, revoked, or denied;
11. Arrests, charges or offenses committed by
				the applicant; and
12. All
				governmental financial liens, lawsuits or judgments, including state tax liens,
				delinquent child support obligations, defaulted student loans, unemployment
				judgments, unpaid motor vehicle surcharges, welfare judgments, etc.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 5 - FORMS › Section 13:69A-5.6A - Business Entity Disclosure Form; Multi-Jurisdictional Business Form/New Jersey Supplemental Form-Resubmission

Current through Register Vol. 56, No. 14, July 15, 2024
(a) Pursuant to
N.J.S.A. 5:12-87
.1,
				qualifying entities are required to submit documentation demonstrating their
				continued fitness for licensure at least every five years. In submitting their
				license retention documentation, business entities should follow the same
				document submission procedure set forth in
N.J.A.C.
				13:69A-5.6
or 13:69A-5.6C and 5.6D,
				as applicable, for initial licensure, taking into account the following
				exceptions, as applicable. If any of the following documentation has been
				submitted to the Division prior to the filing by the business entity of its
				five-year BED-Resubmission, such documentation can be omitted from the
				Resubmission, so long as it references what documentation was submitted during
				the intervening five-year period with relevant time frames:
1. Annual reports to shareholders or Form 10K
				filings in accordance with
N.J.A.C.
				13:69A-5.6(a)
29 or
				5.6C(a)25, as applicable, and 13:69C-8.6 and 8.7;
2. Annual financial statements along with
				exceptions taken by an independent auditor and the business entity's response
				in accordance with
N.J.A.C.
				13:69A-5.6(a)
29 or
				5.6C(a)25, as applicable, and 13:69C-8.4(b);
3. Registration Statements filed in
				accordance with the Securities Act of 1933 in accordance with
N.J.A.C.
				13:69A-5.6(a)
29 or
				5.6D(a)20, as applicable, and 13:69C-8.6;
4. Any other documentation from an
				independent auditor relating to the business entity's financial statements,
				managerial advisory services or internal controls that have not otherwise been
				submitted to the Division in accordance with
N.J.A.C.
				13:69A-5.6(a)
29 or
				5.6C(a)25, as applicable, and 13:69C-8.4(d);
5. Copies of the business entity's applicable
				Federal Tax Returns in accordance with
N.J.A.C.
				13:69A-5.6(a)
32
				through 34 or 5.6C(a)25, as applicable, and 13:69C-8.5;
6. The minutes, reports and schedule for all
				of the business entity's board and committee meetings in accordance with
				13:69C-8.1(b);
7. Any amendments to, restatements of, or
				superseding versions of the business entity's formation or governing documents
				in accordance with
				13:69C-8.2(a);
8. Financial information pertaining to profit
				sharing agreements in accordance with
				13:69C-8.3;
9. Annual financial projections in accordance
				with 13:69C-8.4(a);
				and
10. Quarterly unaudited
				financial statements in accordance with
				13:69C-8.4(c).
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 5 - FORMS › Section 13:69A-5.6B - Institutional Investor Certification

Current through Register Vol. 56, No. 14, July 15, 2024
(a) Pursuant to
				5:12-27.1, an institutional
				investor is:
1. Any retirement fund
				administered by a public agency for exclusive benefit of Federal, state, or
				local public employees;
2. Any
				investment company registered under the Investment Company Act of 1940 (
				15 U.S.C. §§
											80a-1 et seq.);
3. Any collective investment trust organized
				by banks under Part Nine of the Rules of the Comptroller of the
				Currency;
4. Any closed end
				investment trust;
5. Any chartered
				or licensed life insurance company or property and casualty insurance
				company;
6. Any banking or other
				chartered or licensed lending institution;
7. Any investment advisor registered under
				The Investment Advisors Act of 1940 (
				15
				U.S.C. §§
											80b-1 et seq.);
				and
8. Any such other persons as
				the Division may determine for reasons consistent with the policies of the
				Act.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 5 - FORMS › Section 13:69A-5.9 - Qualifier Disclosure Form-Casino Hotel Alcoholic Beverage Enterprise

Current through Register Vol. 56, No. 14, July 15, 2024
(a) A Casino
				Hotel Alcoholic Beverage Enterprise Qualifier Disclosure Form (CHAB QDF) shall
				be in a format prescribed by the Division and may require the applicant to
				provide the following information:
1. Name,
				including maiden name and any aliases or nicknames;
2. Current telephone number, home and work
				addresses and residence history for the past five years;
3. Position held with the CHAB Enterprise
				license applicant or holding company;
4. Date and place of birth;
5. Physical characteristics;
6. Last three jobs, including an indication
				if gaming was conducted on the premises;
7. Information regarding any license, permit,
				approval, registration or other authorization to participate in a lawful
				gambling operation held by or applied for by the applicant in this State or any
				other jurisdiction; and
8. Arrests,
				charges or offenses committed by the applicant.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 5 - FORMS › Section 13:69A-5.11 - Vendor Registration Form; Vendor Registration Supplemental Disclosure Form; and Vendor Registration Publicly Traded Corporation Form

Current through Register Vol. 56, No. 14, July 15, 2024
(a) No vendor registration, other than a
				vendor registration for a publicly traded corporation in (f) below, shall be
				deemed complete unless a vendor has filed both a completed Vendor Registration
				Form and a completed Vendor Registration Supplemental Disclosure
				Form.
(b) Pursuant to N.J.S.A.
				5:12-92c, all vendors shall register by filing through the casino licensee or
				applicant with which such vendor intends to conduct business a Vendor
				Registration Form in a format prescribed by the Division, which shall include
				the following information attested to and certified by a person who is
				authorized to act on behalf of the registering vendor:
1. Any official or trade name used by the
				vendor;
2. The current address and
				telephone number of the vendor;
3.
				The nature of the vendor's business and the type of goods and services being
				provided to the casino industry;
4.
				The Federal Employer Identification Number;
5. The name, residence address and date of
				birth of each of the following persons:
i.
				The sales representative(s) or other person(s) who solicit(s) business from a
				casino licensee or applicant and such person's immediate supervisors;
				and
ii. Any person authorized to
				sign any agreement with the casino licensee or applicant; and
6. The name(s), address(es) and
				percentage of ownership held by each entity or person directly owning more than
				five percent of the enterprise.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 5 - FORMS › Section 13:69A-5.11A - Casino Service Industry Enterprise and Ancillary Casino Service Industry Enterprise-Qualifier Resubmission Disclosure Form

Current through Register Vol. 56, No. 14, July 15, 2024
(a) A Qualifier
				Resubmission Disclosure Form (QRDF) shall be in a format prescribed by the
				Division and may require the applicant to provide the following information:
1. Name;
2. Address, telephone number and e-mail
				address;
3. Position held with the
				casino service industry enterprise;
4. Date and place of birth;
5. Physical characteristics;
6. Arrests, charges, convictions or other
				offenses committed by the qualifier since the date on which the qualifier last
				filed a QRDF;
7. Citizenship and,
				if applicable, resident alien status; and
8. Any and all personal and financial
				information the Division requires to demonstrate the licensee continues to meet
				the requirements of N.J.S.A. 5:12-92a and b.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 5 - FORMS › Section 13:69A-5.12 - Registration Form-Non-Supervisory Employees of a Junket Enterprise

Current through Register Vol. 56, No. 14, July 15, 2024
(a) Pursuant to
				N.J.S.A. 5:12-102c, all non-supervisory employees of a junket enterprise or
				junket representative shall be registered by filing, directly with the
				Division, a Registration Form for Non-Supervisory Employee(s) of a Junket
				Enterprise, in a format prescribed by the Division, which shall include the
				following information attested to and certified by a person who is authorized
				to act on behalf of the registering employee:
1. Name of the junket enterprise;
2. Current business address and telephone
				number of the junket enterprise;
3.
				Name, residence address, telephone number and date of birth for the
				non-supervisory employee of a junket enterprise registering on his or her own
				behalf or for each non-supervisory employee being registered by the junket
				enterprise;
4. Whether the
				non-supervisory employee registering or each non-supervisory employee being
				registered has been denied, suspended, revoked or withdrawn any license,
				permit, approval or registration in this or any other jurisdiction and the
				facts related thereto; and
5.
				Whether the non-supervisory employee registering or each non-supervisory
				employee being registered has been involved in any civil, criminal,
				administrative or investigatory proceedings in this or any other jurisdiction
				and the facts related thereto.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 5 - FORMS › Section 13:69A-5.13 - Labor Organization Registration Statement

Current through Register Vol. 56, No. 14, July 15, 2024
(a) A Labor
				Organization Registration Statement shall be in a format prescribed by the
				Division and may require the labor organization, union, or affiliate to provide
				the following information:
1. The name of the
				registrant as shown on its charter or in its constitution;
2. The current business addresses of the
				registrant, including the address, telephone and fax numbers of any office
				where matters pertaining to employees of a casino licensee will be
				conducted;
3. The name, title,
				telephone and fax numbers of a person to be contacted in reference to the
				statement;
4. Whether the
				submission is an initial or biennial renewal registration;
5. The names of the registrant's parent
				organization and all affiliates of the registrant or its parent organization,
				whether chartered by the parent organization or governed by the same
				constitution or bylaws;
6. The name
				and nature of the actual or probable involvement of any affiliate which
				represents or is seeking to represent employees who are employed in a casino
				hotel, casino or casino simulcasting facility by a casino licensee, or which is
				involved or seeking to be involved in the control or direction of such
				representation;
7. Financial data,
				including information concerning any financial interests held in a casino
				hotel, casino, casino simulcasting facility or casino licensee; and
8. The name, address and, where applicable,
				date of birth, title or position and authority or responsibility, of the
				following persons or entities:
i. Any pension
				or welfare system maintained by the registrant;
ii. Each officer and agent of any pension or
				welfare system maintained by the registrant;
iii. Each officer and officer-elect of the
				registrant;
iv. Each agent
				authorized to represent the registrant; and
v. Each principal employee of the
				registrant.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 5 - FORMS › Section 13:69A-5.14 - Labor Organization Individual Disclosure Form

Current through Register Vol. 56, No. 14, July 15, 2024
(a) A Labor
				Organization Individual Disclosure Form shall be in a format prescribed by the
				Division and may require the applicant to provide the following information:
1. Name, including maiden name and any
				aliases or nicknames;
2. Title or
				position with the labor organization;
3. Date and place of birth;
4. Physical description including photograph
				taken within the past 12 months and name printed across the front bottom
				border;
5. Current address and home
				telephone number and residence history for the past year;
6. Social Security number, or the reason why
				the applicant does not have that number, which information shall be utilized
				solely for tax administration as provided under
42 U.S.C.
				§
												405
(c)(2)(C)(i) and
N.J.S.A. 54:50-25
and for
				child support enforcement as provided under
42
				U.S.C. §
												666
(a)(13) and
N.J.S.A.
				2A:17-56
.60;
7. Citizenship and, if applicable,
				information concerning resident alien status;
8. Full name of the labor organization
				represented;
9. Telephone number at
				current place of employment;
10.
				Employment history:
i. All positions held
				with a labor organization, union or affiliate, whether or not compensated, for
				the past five years; and
ii. Last
				three jobs, indicating any gaming-related positions;
11. Licenses or other approvals held or
				applied for which are required to participate in any lawful gambling operation
				in this State or any jurisdiction;
12. Civil, criminal and investigatory
				proceedings in any jurisdiction as follows:
i.
				Convictions for crimes or disorderly persons offenses; and
ii. Convictions for contempt for refusal to
				testify or cooperate with any legislative investigatory body or other official
				investigatory body of New Jersey or the United States where the investigatory
				body was investigating crimes relating to gaming, official corruption or
				organized crime activity; and
13. Financial data, including information
				concerning any financial interests held in a casino hotel, casino, casino
				simulcasting facility or casino licensee.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 5 - FORMS › Section 13:69A-5.16 - Casino Hotel Alcoholic Beverage License Application

Current through Register Vol. 56, No. 14, July 15, 2024
(a) A Casino
				Hotel Alcoholic Beverage (CHAB) Application shall be in a format prescribed by
				the Division and may require the applicant to provide the following
				information:
1. Any official or trade name
				used by the applicant;
2. The
				permanent address and telephone number of the applicant;
3. The Atlantic City address and telephone
				number of the applicant;
4. The
				name, address and telephone number of a person to be contacted in reference to
				the application;
5. The name,
				address and telephone number of the attorney of record;
6. The Federal Employer Identification
				Number;
7. The date of an
				application for the issuance of a CHAB Enterprise or, prior to February 2011,
				of a non-gaming related casino service industry license was filed;
8. A description of the primary and
				additional uses, hours of operation, and type of CHAB authorization for each
				location within the facility where alcoholic beverages are to be
				served;
9. The address of any
				off-premises facility that will be used for the storage of alcoholic beverages
				and a copy of the license for the facility issued by the New Jersey Division of
				Alcoholic Beverage Control, or a copy of the application for such license if a
				license has not been issued;
10. A
				description of where the casino hotel alcoholic beverage license will be
				displayed;
11. The name, address
				and telephone number of any officer, director, shareholder, owner, partner,
				holding company, intermediary company, subsidiary, employee or individual
				connected with the business or enterprise who has any direct or indirect
				interest in the manufacture, wholesale, importation or distribution of
				alcoholic beverages in New Jersey or any other jurisdiction and the percentage
				of that interest;
12. The names of
				all parties to any lease agreement between the applicant and a casino
				licensee;
13. Any management
				agreement, profit-sharing, franchise agreement or service agreement related to
				the operation of a proposed licensed CHAB facility, whether written or
				unwritten;
14. A listing of
				prospective employees containing the information in
				13:69I-2.3(c),
				which listing is to be filed 21 days before the business or enterprise
				commences operations; and
15. An
				architectural blueprint drawn to one-eighth inch scale or such other scale
				approved by the Division.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 5 - FORMS › Section 13:69A-5.18 - Casino Hotel Alcoholic Beverage Permit Application

Current through Register Vol. 56, No. 14, July 15, 2024
(a) A Casino
				Hotel Alcoholic Beverage (CHAB) Permit Application shall be in a format
				prescribed by the Division and may require the applicant to provide the
				following information:
1. The type of permit
				requested;
2. The name, address and
				telephone number of the organization or business applying for the
				permit;
3. The name, address and
				telephone number of a person to be contacted in reference to the
				permit;
4. Documentation to prove
				eligibility for a permit, which may include the following:
i. The Federal or State tax exemption
				number;
ii. A copy of the
				applicant's certificate of incorporation;
iii. A copy of the applicant's charter,
				constitution or bylaws; or
iv. Any
				other information the Division may deem appropriate;
5. If previously issued a CHAB license,
				information, including the date and place of the most recent event;
6. If currently licensed, a copy of the
				12-digit New Jersey Alcoholic Beverage License or a Bureau of Alcohol, Tobacco,
				Firearms and Explosives permit;
7.
				The name of the CHAB licensed facility and the room location where the event
				will take place;
8. The dates and
				times when the permit will be in effect;
9. A description of the circumstances, events
				or purpose for which the permit is requested and supporting documentation, as
				requested;
10. A description of the
				activities and the job titles and responsibilities of employees that will
				involve the sale, service, delivery, or storage of alcoholic
				beverages;
11. A listing of the
				alcoholic beverages required for the event and a description of how they will
				be purchased;
12. A list of the
				suppliers of the alcoholic beverages;
13. A description of any fees charged and how
				the proceeds will be collected and used;
14. A description of the measures to be taken
				to ensure that persons under the legal age do not consume alcohol;
15. A summary of what will take place during
				the event;
16. An inventory report
				filed within ten days of the event;
17. An acknowledgement of the conditions and
				terms of the permit, signed and dated by a representative of the applicant;
				and
18. A certification and
				agreement signed and dated by a representative of the CHAB licensee where the
				event will be held.
New Jersey Administrative Code › Title 13 - LAW AND PUBLIC SAFETY › Chapter 69A - APPLICATIONS › Subchapter 5 - FORMS › Section 13:69A-5.19 - Internet Gaming Permit Application

Current through Register Vol. 56, No. 14, July 15, 2024
(a) An Internet
				Gaming Permit Application (IGPA) shall be in a format prescribed by the
				Division and include the following:
1. The
				date of filing;
2. The name of the
				casino licensee or applicant for casino licensee;
3. The name, title, and telephone number of
				the contact person;
4. Whether the
				application is for an initial application or renewal; and
5. The signature of an authorized officer of
				the applicant.