reglab/statecodes huggingface dataset:
Ohio Administrative Code › Title 3770:3 - Sports Gaming › Chapter 3770:3-7 - Type C Sports Gaming Proprietor Wagering Rules › Section 3770:3-7-02 - Tickets

Current through all regulations passed and filed through July 1, 2024
(A)
								Upon completion of a sports gaming wager, the player
			 must receive an unalterable wager record from the sports gaming system, which
			 must contain, at a minimum, the following information:
(1)
									Sports gaming
			 proprietor name;
(2)
									The date and time the wager was placed;
(3)
									The date and time
			 the event is expected to occur;
(4)
									Any player
			 choices involved in the wager, including:
(a)
										Wager
			 selection;
(b)
										Type of wager and line postings;
(c)
										Any special
			 condition(s) applying to the wager; and
(d)
										Pay out,
			 applicable at the time the wager is placed;
(5)
									Total amount
			 wagered, including any promotional credits, if applicable;
(6)
									Sporting event
			 identifier;
(7)
									Unique identification number of the wager
			 record;
(8)
									Expiration period;
(9)
									A problem
			 gambling message as approved by the director; and
(10)
									The unique
			 sports gaming device ID that issued the wager record, if
			 applicable.
Ohio Administrative Code › Title 3770:3 - Sports Gaming › Chapter 3770:3-7 - Type C Sports Gaming Proprietor Wagering Rules › Section 3770:3-7-03 - Advertising

Current through all regulations passed and filed through July 1, 2024
(A)
								The director may prohibit type C sports gaming
			 proprietors from engaging in certain advertising and promotions deemed by the
			 director to be inappropriate. Unless otherwise approved by the director, any
			 costs associated with advertising or promotions initiated by the type C sports
			 gaming proprietor are the responsibility of the type C sports gaming
			 proprietor. The director may initiate advertising and promotional programs and
			 may provide type C sports gaming proprietors with such materials as deemed
			 appropriate.
(B)
								A type C proprietor must submit advertising programs to
			 the director for approval.
(C)
								All sports gaming
			 advertisements must comply with the restrictions as set forth in section
			 3775.02
			 of the Revised Code and are subject to the approval of the director.
(1)
									Clearly convey
			 the conditions under which the Ohio lottery commission sports gaming is being
			 offered.
(2)
									Disclose the identity of the type C sports gaming
			 proprietor.
(3)
									Clearly and conspicuously include messages designed to
			 prevent problem gambling and provide information about how to access resources
			 related to problem gambling, as required and approved by the
			 director.
Ohio Administrative Code › Title 3770:3 - Sports Gaming › Chapter 3770:3-7 - Type C Sports Gaming Proprietor Wagering Rules › Section 3770:3-7-04 - Promotions and bonuses

Current through all regulations passed and filed through July 1, 2024
(A)
								Type C sports
			 gaming proprietors may offer promotions and bonuses subject to the approval of
			 the director.
(B)
								The promotion or bonus rules must be clear and
			 unambiguous, and include:
(1)
									Date and time the promotion or bonus is active and
			 expires;
(2)
									Rules of play;
(3)
									Nature and value
			 of prizes or awards;
(4)
									Eligibility restrictions or
			 limitations;
(5)
									Wagering and redemption requirements, including any
			 limitations;
(6)
									Eligible events or wagers;
(7)
									Cancellation
			 requirements; and
(8)
									Terms and conditions that are full, accurate, concise,
			 transparent, and do not contain misleading
			 information.
Ohio Administrative Code › Title 3770:3 - Sports Gaming › Chapter 3770:3-8 - Type C Sports Gaming Prize Payment › Section 3770:3-8-03 - Accounting and revenue audit

Current through all regulations passed and filed through July 1, 2024
(A)
								Each type C
			 sports gaming proprietor must have procedures and systems for the preparation,
			 use, and maintenance of complete, accurate, and legible accounting and gaming
			 records, which must include all transactions.
(B)
								All books, forms,
			 records, documents, and data submitted to the director must have the name of
			 the entity, date of completion, and the title of the book, form, record,
			 document, or stored data.
(C)
								General accounting records must be maintained on a
			 double-entry system of accounting with transactions recorded on a basis
			 consistent with generally accepted accounting principles.
(D)
								Each type C
			 sports gaming proprietor must comply with Chapter 5753. of the Revised Code and
			 with any requests of the tax commissioner.
(E)
								Each type C
			 sports gaming proprietor must have documented revenue audit procedures.
			 Documentation must be maintained evidencing the performance of all revenue
			 audit procedures, any exceptions noted, and follow-up of all exceptions. The
			 director will prescribe the method of documentation and may require additions
			 or modifications to revenue audit procedures.
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-1 - General Provisions › Section 3772-1-02 - Authority and purpose

Current through all regulations passed and filed through July 1, 2024
(A)
								The rules adopted
			 by the commission at a meeting held under section
			 3772.02
			 of the Revised Code with respect to casino gaming are done so pursuant to
			 Chapter 3772. of the Revised Code.
(B)
								The purpose of
			 this chapter is to ensure the integrity of casino gaming conducted in the state
			 of Ohio.
Replaces: 3772-1-02
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-1 - General Provisions › Section 3772-1-04 - Waivers and variances

Current through all regulations passed and filed through July 1, 2024
(A)
								The commission
			 may, in its sole and absolute discretion, waive or grant a variance from the
			 provisions of casino gaming rules adopted by the commission upon either its own
			 motion or a person's written request, if the commission determines that the
			 waiver or variance is in the best interests of the public. Any such waiver or
			 variance must be considered by the commission at a meeting held under section
			 3772.02
			 of the Revised Code, unless the authority to decide upon the waiver or variance
			 has been delegated to the executive director.
(B)
								In granting any
			 waiver or variance authorized by this rule, the commission may impose certain
			 conditions and restrictions. Failure to comply with the conditions or
			 restrictions contained in the approved waiver or variance will immediately
			 render the approval void and may result in discipline or other formal action as
			 if the waiver or variance had never been granted.
(C)
								An applicant
			 whose application for casino gaming licensure has been denied or a casino
			 gaming licensee whose license has been revoked may not reapply for casino
			 gaming licensure under Chapter 3772. of the Revised Code for a period of three
			 years from the date of denial or revocation. Upon written request, the
			 executive director may grant a waiver for reapplication if the requestor can
			 demonstrate that the reason the casino gaming application was denied or the
			 casino gaming license was revoked no longer exists or bars suitability for
			 licensure.
(D)
								Denial or modification of any waiver or variance
			 request submitted under this rule will not require notice and an opportunity
			 for hearing nor will it be considered an adjudication or final appealable order
			 for purposes of Chapter 119. or section
			 2505.03
			 of the Revised Code. Such denial or modification will not be considered by the
			 commission during any determination of the rights, duties, privileges, or
			 benefits of legal relationships of the requestor.
Replaces: 3772-1-04
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-1 - General Provisions › Section 3772-1-05 - Construction

Current through all regulations passed and filed through July 1, 2024
(A) The
			 casino
			 gaming rules adopted by the commission are to be
			 construed in accordance with generally accepted principles of statutory
			 construction, including those set forth in this chapter.
(B) In the interpretation of
			  rules in this
			 chapter, any
			 ambiguity is
			 to be resolved in favor of the interpretation that would provide:
(1) The greater assurance of integrity in
			 either the operation or regulation of casino gaming; or
(2) Heightened public confidence in the
			 regulation or regulatory processes relating to casino gaming.
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-1 - General Provisions › Section 3772-1-06 - Minimum licensure requirements

Current through all regulations passed and filed through July 1, 2024
(A) The commission will issue a
			 license under the authority granted by the Revised
			 Code if the
			 applicant has demonstrated 
			 suitability for licensure by clear and convincing evidence and all other
			 requirements under the Revised Code and the rules
			 adopted thereunder have been satisfied.
(B) No license issued
			 by the commission establishes a minimum educational or
			 experiential requirement for licensure.
(C) Consideration of natural-person licensure
			 for service members, veterans, or spouses or surviving spouses of service
			 members will be tracked, prioritized, and expedited. To do so, the commission
			 will collect information from service members, veterans, or spouses or
			 surviving spouses of service members or veterans who are seeking natural-person
			 licenses issued by the commission.
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-1 - General Provisions › Section 3772-1-07 - Records retention requirements

Current through all regulations passed and filed through July 1, 2024
(A) Unless otherwise required by Chapter
			 3772. of the Revised Code or any rules adopted thereunder, each casino
			 operator, holding company, and gaming-related vendor must retain and
			 maintain, in a place secure from theft, loss, or destruction, whether in
			 electronic or other format, accurate, complete, and legible books, forms,
			 records, documents, and stored data relating to its business and accounting
			 operations for at least five years after they are made, including, but not
			 limited to:
(1) Information related to the
			 conduct of casino gaming in this state;
(2) The business and organizational
			 structure;
(3) Correspondence with
			 or by, or reports to or from, the commission or any local, state, or federal
			 governmental agency, foreign and domestic;
(4) Any acquisition, construction,
			 remodeling, or maintenance of a proposed or existing casino facility in this
			 state;
(5) All transactions and
			 other records related to the lease, purchase, installation, operation,
			 maintenance, or repair of gaming-related equipment stored, used, operated,
			 possessed, or otherwise maintained at one or more casino facilities in this
			 state;
(6) Financial statements,
			 accounting records, ledgers, and internal and external audit records;
(7) The personnel files for all
			 employees;
(8) Any materials used
			 to advertise, publicize, or otherwise promote casino gaming occurring in this
			 state; and
(9) Any other books,
			 records or documents the commission or executive director, or duly authorized
			 designee thereof, requires, in writing, to be retained and
			 maintained.
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-2 - Ohio Casino Control Commission › Section 3772-2-01 - Organization

Current through all regulations passed and filed through July 1, 2024
(A) The commission
			 consists of seven members appointed by the governor with the advice and consent
			 of the senate, an executive director, and
			 staff.
(B) The officers of
			 the commission  include a chairperson
			 and a vice-chairperson who are members of the commission, and an executive
			 director who is not  a member
			 of the commission.
(1) The chairperson
			 schedules and presides at
			 all meetings of the commission; appoints the members of the
			 commission to such committees as the commission may, from time to time,
			 establish; has the authority to accept for filing all license
			 applications; has the authority to incur on behalf of the commission
			 such expenses as the commission has approved in its operating
			 budget; has general supervision, direction, and control of the affairs of the commission; and
			 performs such other duties as are incidental to the
			 office and as may be assigned, from time to time, by the commission.
(2) The vice-chairperson
			 is a
			 member of the commission from a different party than the chairperson and
			 is
			 selected by the commission members at a meeting held
			 under section
			 3772.02
			 of the Revised Code. The vice-chairperson possesses such powers and performs
			 such duties as may be assigned, from time to time, by the commission. In the
			 absence or inability of the chairperson to serve or in the event of a vacancy
			 in the office of chairperson, the vice-chairperson is empowered
			 to carry out all of the responsibilities of the chairperson.
(3) The executive director
			 is
			 appointed by the commission and serves at its pleasure. The
			 executive director is
			 responsible for keeping all commission records and supervising and
			 administering all industries
			 under the agency's purview in accordance with the
			 Revised
			 Code and  commission
			 rules adopted thereunder.
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-2 - Ohio Casino Control Commission › Section 3772-2-02 - Commission procedure

Current through all regulations passed and filed through July 1, 2024
(A) Except as established
			 by  the
			 Revised Code,  the
			 commission determines its practices and internal rules of
			 procedure.
(B) In the absence of
			 contrary action by the commission, the most current version of Robert's Rules
			 of Order Newly Revised will apply unless in conflict with
			  the Revised Code
			 .
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-2 - Ohio Casino Control Commission › Section 3772-2-03 - Commission meetings

Current through all regulations passed and filed through July 1, 2024
(A)
								All meetings held
			 under section
			 3772.02
			 of the Revised Code are open to the public in accordance with Ohio's Open
			 Meetings Act, except as otherwise allowed by law.
(B)
								Any commission
			 member may place an item on the agenda for consideration at a meeting held
			 under section
			 3772.02
			 of the Revised Code.
(C)
								At any meeting held under section
			 3772.02
			 of the Revised Code, the presence of five members of the commission constitutes
			 a quorum for the transaction of official business.
(D)
								Any action may be
			 effected at a meeting held under section
			 3772.02
			 of the Revised Code upon a motion that is considered by the attending members
			 and passed with not fewer than four affirmative votes.
(E)
								Matters that are
			 acted upon during a meeting held under section
			 3772.02
			 of the Revised Code will be memorialized in the form of a resolution or placed
			 in the official minutes of the meeting, both of which are subject to approval
			 of the attending members, and will be maintained by the executive director in
			 accordance with Ohio's Public Records Act.
Replaces: 3772-2-03
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-2 - Ohio Casino Control Commission › Section 3772-2-04 - Requests to address the commission

Current through all regulations passed and filed through July 1, 2024
(A) Unless otherwise authorized by the
			 executive director, any person who wishes to address the commission
			 members at a meeting 
								held under section
			 3772.02
			 of the Revised Code must submit a written request
			  to the executive
			 director at least five business days before the scheduled meeting.
(B) The written request
			 must
			 contain, at a minimum, the following information:
(1) The name of the person wishing to address
			 the members;
(2) The person's representative, if
			 applicable;
(3) The issue about
			 which the person wishes to address the members;
(4) The amount of time the person
			 requests;
(5) The mailing and
			 electronic mail addresses and telephone number at which the person may be
			 reached.
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-2 - Ohio Casino Control Commission › Section 3772-2-05 - Delegation of commission authority

Current through all regulations passed and filed through July 1, 2024
(A)
								The commission
			 members may, in their discretion and where permitted by law, delegate the
			 authority to perform any of the agency's functions. Except as provided in
			 paragraph (D) of this rule, such action will for all purposes be deemed the
			 final action of the commission, without approval, ratification or other further
			 action by the members.
(B)
								Any delegation of authority will be effected through
			 formal action at a meeting held under section
			 3772.02
			 of the Revised Code. Such action must be memorialized in the manner described
			 in paragraph (E) of rule
			 3772-2-03 of
			 the Administrative Code.
(C)
								All delegations of authority made pursuant to this rule
			 will remain in effect indefinitely, unless otherwise specified. Any delegation
			 of authority previously approved may be revoked or modified through subsequent
			 member action at a meeting held under section
			 3772.02
			 of the Revised Code.
(D)
								Any determination made pursuant to delegated authority
			 may be reviewed by the members. Any such determination is deemed final unless
			 modified or reversed by member action at a meeting held under section
			 3772.02
			 of the Revised Code.
(E)
								Notwithstanding any other provision of this rule, any
			 matter that has been delegated may alternatively be presented to and determined
			 by the members on their own motion, at the discretion of the chairperson, or
			 upon the request of the executive director.
Replaces: 3772-2-05
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-2 - Ohio Casino Control Commission › Section 3772-2-06 - Subpoena power

Current through all regulations passed and filed through July 1, 2024
(A) In the discharge of any duties imposed by
			  the Revised Code, the
			 commission may require that testimony be given under oath and administer such
			 oath, issue subpoenas compelling the attendance of witnesses and the production
			 of any papers, books, and accounts, and cause the deposition of any
			 witness.
(B) In the event of the
			 refusal of any person without good cause to comply with the terms of a subpoena
			 issued by the commission or the refusal to testify on matters about which the
			 person may lawfully be questioned:
(1) The
			 commission may petition the prosecuting attorney of the county in which such
			 person resides to bring a proceeding for contempt against such person in the
			 court of common pleas of that county; and
(2) The commission may
			 discipline any applicant
			 or licensee, in accordance with the Revised Code and
			 commission rules adopted thereunder, for failing or
			 refusing to submit to a properly issued subpoena .
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-2 - Ohio Casino Control Commission › Section 3772-2-07 - Ethics and code of conduct

Current through all regulations passed and filed through July 1, 2024
(A) The commission will create, maintain, and, as needed, update a code of conduct
			 governing commission members, the executive director, and
			 staff, as well as those doing or seeking to do
			 business with, interested in matters before, or regulated by the commission.
			 The code of conduct and any updates thereto will be
			 approved at a meeting held under section
			 3772.02
			 of the Revised Code.
(B)
			 Commission members, the executive director, and staff must comply with Chapter 102. and sections
			 2921.42
			 and
			 2921.43
			 of the Revised Code, as well as any advice provided by the Ohio ethics
			 commission and decisions by  courts
			 of competent jurisdiction that interpret these
			 statutes. Further, they must abide by the code of conduct
								described in paragraph (A) of this rule.
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-2 - Ohio Casino Control Commission › Section 3772-2-09 - Procedures for accessing confidential personal information

Current through all regulations passed and filed through July 1, 2024
For personal information systems,
				whether manual or computer systems, that contain confidential personal
				information, the agency shall do the following:
(A)
								 Criteria for
			 accessing confidential personal information. Personal information systems of
			 the agency are managed on a "need-to-know" basis whereby the information owner
			 determines the level of access required for an employee of the agency to
			 fulfill his/her job duties. The determination of access to confidential
			 personal information shall be approved by the employee's supervisor and the
			 information owner prior to providing the employee with access to confidential
			 personal information within a personal information system. The agency shall
			 establish procedures for determining a revision to an employee's access to
			 confidential personal information upon a change to that employee's job duties
			 including, but not limited to, transfer or termination. Whenever an employee's
			 job duties no longer require access to confidential personal information in a
			 personal information system, the employee's access to confidential personal
			 information shall be removed.
(B)
								 Individual's
			 request for a list of confidential personal information. Upon the signed
			 written request of any individual for a list of confidential personal
			 information about the individual maintained by the agency, the agency shall do
			 all of the following:
(1)
									 Verify the identity of the individual by a method that
			 provides safeguards commensurate with the risk associated with the confidential
			 personal information;
(2)
									 Provide to the individual the list of confidential
			 personal information that does not relate to an investigation about the
			 individual or is otherwise not excluded from the scope of Chapter 1347. of the
			 Revised Code; and
(3)
									 If all information relates to an investigation about
			 that individual, inform the individual that the agency has no confidential
			 personal information about the individual that is responsive to the
			 individual's request.
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-2 - Ohio Casino Control Commission › Section 3772-2-10 - Valid reasons for accessing confidential personal information

Current through all regulations passed and filed through July 1, 2024
Pursuant to the requirements of division (B)(2) of section
				1347.15
				of the Revised Code, this rule contains a list of valid reasons, directly
				related to the agency's exercise of its powers or duties, for which only
				employees of the agency may access confidential personal information (CPI)
				regardless of whether the personal information system is a manual system or
				computer system:
(A) Performing the
			 following functions constitute valid reasons for authorized employees of the
			 agency to access confidential personal information:
(1) Responding to a public records
			 request;
(2) Responding to a
			 request from an individual for the list of CPI the agency maintains on that
			 individual;
(3) Administering a
			 constitutional provision or duty;
(4) Administering a statutory provision or
			 duty;
(5) Administering an
			 administrative rule provision or duty;
(6) Complying with any state or federal
			 program requirements;
(7)
			 Processing or payment of claims or otherwise administering a program with
			 individual participants or beneficiaries;
(8) Auditing purposes;
(9) Licensure, certification, registration,
			 filing or eligibility processes;
(10) Investigation or law enforcement
			 purposes;
(11) Administrative
			 hearings;
(12) Litigation,
			 complying with an order of the court, or subpoena;
(13) Human resource matters (e.g., hiring,
			 promotion, demotion, discharge, salary/ compensation issues, leave
			 requests/issues, and time card approvals/issues);
(14) Complying with an executive order or
			 policy;
(15) Complying with an
			 agency policy or a state administrative policy issued by the department of
			 administrative services, the office of budget and management or other similar
			 state agency;
(16) Complying with a
			 collective bargaining agreement provision; or
(17) Any other reason the executive director
			 documents is necessary for the agency to carry out its duties to regulate the
			 industries over which it has authority or
			 jurisdiction.
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-2 - Ohio Casino Control Commission › Section 3772-2-11 - Confidentiality statutes

Current through all regulations passed and filed through July 1, 2024
The following federal statutes or regulations or state statutes
				and administrative rules make personal information maintained by the agency
				confidential and identify the confidential personal information within the
				scope of rules promulgated by this agency in accordance with section
				1347.15
				of the Revised Code:
(A) Social
			 security numbers: Privacy Act,
			 5 U.S.C.
			 552a (2010), unless not otherwise designated
			 as confidential information by section
			 3772.16
			 of the Revised Code and the individual was told that the number would be
			 disclosed.
(B) "Bureau of Criminal
			 Investigation and Information" criminal records check results:
			 sections
			 3772.07,
			 3772.16,
			 and
								4776.04
			 of the Revised Code.
(C) All
			  information designated by
			 sections
								3772.16
								and
			 3774.08
								 of the Revised Code as confidential and not subject to disclosure as a
			 record under section
			 149.43
			 of the Revised Code, unless waived by the individual .
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-3 - Institutional Investors › Section 3772-3-01 - Institutional investor suitability or qualification

Current through all regulations passed and filed through July 1, 2024
(A)
								To be presumed
			 suitable or qualified as an institutional investor, an entity must submit to
			 the commission:
(1)
									Documentation sufficient to establish qualifications as
			 an institutional investor; and
(2)
									A completed
			 certification form, as prescribed by the commission.
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-3 - Institutional Investors › Section 3772-3-02 - Passive investor

Current through all regulations passed and filed through July 1, 2024
(A)
								Any investor in a
			 casino operator, management company, holding company, or gaming-related vendor
			 that falls below the threshold needed to be considered a holding company or
			 institutional investor must not:
(1)
									Exercise influence over the affairs of the casino
			 operator, management company, holding company, or gaming-related
			 vendor;
(2)
									Use or authorize the use of authority or influence of
			 its employees, members, or owners to secure anything of value or the promise or
			 offer of anything of value that is of such character as to manifest a
			 substantial and improper influence in relation to casino gaming in this state;
			 or
(3)
									Participate in any other conduct in relation to the
			 operation of casino gaming that the executive director considers inconsistent
			 with passive institutional investment status.
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-3 - Institutional Investors › Section 3772-3-03 - Duty to update information

Current through all regulations passed and filed through July 1, 2024
An institutional investor must notify
				the commission within ten calendar days of any of the following changes or
				occurrences:
(A)
								Any increase in its percentage ownership of the
			 securities of or any intent to exercise influence over the affairs of a casino
			 operator, management company, holding company, or gaming-related vendor that
			 would affect the entity's presumption of suitability or qualification as an
			 institutional investor;
(B)
								Any changes to its name or to its state of
			 incorporation or principal place of business;
(C)
								Any inquiry into,
			 investigation of, or action filed against the entity by any gaming regulatory
			 agency or authority or other governmental agency or authority, except for
			 routine renewal reviews;
(D)
								Any rejection, suspension, revocation, or denial of any
			 institutional investor process by any gaming regulatory agency or authority,
			 and any fine, penalty, or settled amount relating to any institutional process
			 or gaming-related license imposed upon or agreed to by the entity in any
			 jurisdiction; or
(E)
								Any other information that would affect the entity's
			 suitability or qualifications as an institutional investor under Chapter 3772.
			 of the Revised Code and the rules adopted thereunder.
Replaces: 3772-3-03
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-3 - Institutional Investors › Section 3772-3-04 - Rescission of designation as an institutional investor

Current through all regulations passed and filed through July 1, 2024
The commission may rescind any
				institutional investor designation if:
(A)
								The institutional
			 investor exercises or intends to exercise influence over the affairs of the
			 casino operator, management company, holding company, or gaming-related
			 vendor.
(B)
								Upon rescission of a designation as an institutional
			 investor, an entity must submit information required by the commission within
			 thirty days and undergo a suitability background evaluation.
(C)
								This rule does
			 not preclude the commission from investigating the suitability or
			 qualifications of an institutional investor if the commission becomes aware of
			 facts or information that may result in the institutional investor being found
			 unsuitable or disqualified as an institutional investor.
Replaces: 3772-3-04
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-4 - Casino Operator, Management Company, and Holding Company Licenses › Section 3772-4-03 - Application fees

Current through all regulations passed and filed through July 1, 2024
(A)
								Except as
			 provided in division (C) of section
			 3772.17 of the Revised Code,
			 an applicant for an initial or new casino operator, management company, or
			 holding company license must pay a nonrefundable application fee of one million
			 five hundred thousand dollars for each application.
(B)
								Except as
			 provided in division (C) of section
			 3772.17 of the Revised Code,
			 an applicant for a renewal casino operator, management company, or holding
			 company license must pay a nonrefundable application fee of five hundred
			 thousand dollars for each application.
(C)
								The application
			 fee for a casino operator, management company, or holding company license may
			 be increased to the extent that the cost of the investigation and review
			 relating to an applicant exceeds the application fee set forth in paragraphs
			 (A) and (B) of this rule. The executive director will advise the applicant in
			 writing that an additional application fee is required. Once an applicant is
			 directed to submit an additional application fee, the commission will not issue
			 a casino operator, management company, or holding company license until the
			 increased application fee is paid in accordance with paragraph (D) of this
			 rule.
(D)
								Unless otherwise approved by the executive director,
			 all fees must be submitted in the form of an electronic funds transfer payable
			 to the treasurer of the state of Ohio.
Replaces: 3772-4-06
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-4 - Casino Operator, Management Company, and Holding Company Licenses › Section 3772-4-04 - License fees

Current through all regulations passed and filed through July 1, 2024
(A)
								Upon a
			 determination by the commission at a meeting held under section
			 3772.02
			 of the Revised Code that an applicant for an initial casino operator license is
			 eligible to be issued a license, the applicant must pay an upfront,
			 nonrefundable license fee of fifty million dollars for each casino
			 facility.
(B)
								Except as provided in division (B) of section
			 3772.17 of the Revised Code,
			 upon a determination by the commission at a meeting held under section
			 3772.02
			 of the Revised Code that an applicant for a new or renewal casino operator,
			 management company, or holding company license is eligible to be issued a
			 license, the applicant must pay a nonrefundable license fee of one million five
			 hundred thousand dollars for each casino facility.
(C)
								Unless otherwise
			 approved by the executive director, all fees must be submitted in the form of
			 an electronic funds transfer payable to the treasurer of the state of
			 Ohio.
Replaces: 3772-4-07
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-4 - Casino Operator, Management Company, and Holding Company Licenses › Section 3772-4-05 - Affirmative license standards

Current through all regulations passed and filed through July 1, 2024
(A)
								An applicant for
			 a casino operator, management company, or holding company license must
			 establish, by clear and convincing evidence, the applicant's suitability for
			 licensure.
(B)
								An applicant for a casino operator, management company,
			 or holding company license must establish, by clear and convincing evidence,
			 the suitability of all holding companies.
(C)
								An applicant for
			 a casino operator, management company, or holding company license must
			 establish, by clear and convincing evidence, the qualification and suitability
			 of individuals holding the following or equivalent positions:
(1)
									Chief executive
			 officer;
(2)
									Chief operating officer;
(3)
									Chief financial
			 officer;
(4)
									Controller;
(5)
									Principal
			 accounting officer;
(6)
									General counsel or chief legal officer;
(7)
									Chief compliance
			 officer;
(8)
									Director of the applicant or its holdings
			 companies;
(9)
									Member or partner;
(10)
									General manager
			 of the casino facility; and
(11)
									Any other office
			 or position that, as determined by the commission, exercises significant
			 influence over the operations of the applicant or its holding
			 companies.
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-4 - Casino Operator, Management Company, and Holding Company Licenses › Section 3772-4-06 - Duty to update information

Current through all regulations passed and filed through July 1, 2024
(A)
								All casino
			 operators, management companies, and holding companies must submit to the
			 commission, in writing, the following information:
(1)
									Name
			 changes;
(2)
									Changes to the state of incorporation or principal
			 place of business;
(3)
									Changes regarding any individual required to be found
			 suitable under rule
			 3772-4-05
			 of the Administrative Code;
(4)
									Changes regarding
			 shareholders who hold greater than five per cent ownership
			 interest;
(5)
									Any bankruptcy filed;
(6)
									Any arrest,
			 charge, plea, or conviction relating to a casino operator, management company,
			 holding company, or individual required to be found suitable under rule
			 3772-4-05
			 of the Administrative Code for any crime or offense occurring in any
			 jurisdiction, excluding minor misdemeanor traffic offenses;
(7)
									Any inquiry into,
			 investigation of, or action filed against a casino operator, management
			 company, holding company, or individual required to be found suitable under
			 rule
			 3772-4-05
			 of the Administrative Code by any gaming regulatory agency or authority, or
			 other governmental agency or authority, except for routine renewal application
			 reviews;
(8)
									Any rejection, suspension, revocation, or denial of any
			 gaming-related application or license, and any fine, penalty, or settled amount
			 relating to any gaming-related license imposed upon or agreed to by a casino
			 operator, management company, holding company, or individual required to be
			 found suitable under rule
			 3772-4-05
			 of the Administrative Code in any jurisdiction; and
(9)
									Any other
			 information that would affect a casino operator's, management company's, or
			 holding company's suitability to obtain and maintain a license under Chapter
			 3772. of the Revised Code or the rules adopted thereunder.
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-5 - Key Employee Licenses › Section 3772-5-01 - Key employee license required

Current through all regulations passed and filed through July 1, 2024
(A)
								The following
			 individuals must obtain and hold a key employee license:
(1)
									Those having the
			 following positions, or similar or equivalent positions, with a casino
			 operator:
(a)
										Assistant general manager;
(b)
										Internal audit
			 director;
(c)
										Regulatory compliance officer;
(d)
										Chief financial
			 officer or controller, or both;
(e)
										Information
			 technology director;
(f)
										Security director;
(g)
										Slot
			 director;
(h)
										Gaming operations manager;
(i)
										General
			 manager;
(j)
										Human resources manager;
(k)
										Marketing
			 director;
(l)
										Surveillance director; and
(m)
										Table games
			 director;
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-5 - Key Employee Licenses › Section 3772-5-03 - Key employee fees and costs

Current through all regulations passed and filed through July 1, 2024
(A) An applicant for a key employee license
			 must pay
			 a nonrefundable application fee of two thousand dollars, except that a casino
			 operator employing the applicant must pay
			 this fee and  that a casino operator, management company,
			 gaming-related vendor, or holding company otherwise sponsoring the applicant may pay
			 this fee.
(B) The application fee for a key employee
			 license may be increased to the extent that the cost of the background
			 investigation relating to an applicant exceeds the application fee set forth in
			 paragraph (A) of this rule. The executive director will advise the applicant in writing that an
			 additional application fee is required. Once an applicant is directed to submit
			 an additional application fee, the commission will take no additional steps
			 with respect to the application until the increased application fee is paid
			 .
(C) Upon approval by
			 the commission, an applicant for a key employee license
			 must pay
			 a nonrefundable license fee of five hundred dollars, except that a casino
			 operator employing the applicant must pay
			 this fee and that a casino
			 operator, management company, gaming-related vendor, or holding company
			 otherwise sponsoring the
			 applicant may pay this fee.
(D)
								A key employee
			 must bear the costs of any investigation, including providing all information,
			 documents, and materials requested by the commission at the key employee's sole
			 expense and cost, except that a casino operator employing the key employee must
			 pay these costs and that a casino operator, management company, gaming-related
			 vendor, or holding company otherwise sponsoring the key employee may pay these
			 costs.
(E)
								Unless otherwise
			 approved by the executive director, all fees must be submitted
			  in the form of
			 an electronic funds transfer payable to the treasurer
			 of the state of Ohio.
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-5 - Key Employee Licenses › Section 3772-5-04 - Duty to update information

Current through all regulations passed and filed through July 1, 2024
(A) All key employees must
			 update the commission, in writing,
			 of the following information:
(1) Change of name;
(2) Change of home address;
(3) Change of home telephone
			 number;
(4) Any bankruptcy
			 filed, discharged, or dismissed;
(5) Any arrest, charge, or conviction, or
			 plea of guilty or no contest for any crime or offense occurring in any
			 jurisdiction, excluding minor misdemeanor traffic offenses;
(6) Any inquiry into, investigation of, or
			 action filed by any gaming regulatory agency or governmental gaming
			 authority, except for routine renewal application
			 reviews;
(7) Any rejection,
			 suspension, revocation, or denial of any
			 gaming-related application or license and any fine, penalty, or settled amount
			 relating to any gaming-related license
			 imposed upon or agreed to in any jurisdiction;
(8) Any other information
			 affecting the key employees' 
			 suitability .
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-5 - Key Employee Licenses › Section 3772-5-05 - Affirmative license standards

Current through all regulations passed and filed through July 1, 2024
(A) An applicant for a key employee license
			 must
			 establish, by clear and convincing evidence, the applicant's suitability for
			 licensure.
(B) In determining
			 whether to grant, maintain, or renew a key
			 employee license, the commission will evaluate and consider the following factors, in
			 addition to those factors set forth in Chapter 3772. of the Revised Code:
(1) Whether the individual possesses good
			 character, honesty, and integrity;
(2) Whether the individual possesses
			 financial stability, integrity, and
			 responsibility;
(3) The criminal
			 history of the individual in any jurisdiction;
(4) Whether and to what extent the individual
			 has associated with members of organized crime and other persons of
			 disreputable character;
(5) Whether
			 the individual has filed or had filed against the individual a proceeding for
			 bankruptcy or has ever been involved in any formal process to adjust, defer,
			 suspend, or otherwise resolve the payment of any
			 debt;
(6) Whether the individual
			 has been served with a complaint or other notice filed with any public body
			 regarding a payment of any tax required under federal, state, or local law that has been delinquent for one or
			 more years;
(7) The compliance
			 history of the individual with casino-related licensing requirements in this
			 state or any other jurisdiction;
(8) Whether the individual has been a
			 defendant in litigation during the past fifteen years;
(9) The extent to which the individual has
			 cooperated with the agency in connection with the background investigation;
			 and
(10) The extent to which the
			 individual has provided accurate and complete information as required by
			 sections
			 3772.10
			 and
			 3772.13 of
			 the Revised Code.
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-6 - Gaming-Related Vendor Licenses › Section 3772-6-01 - Gaming-related vendor license

Current through all regulations passed and filed through July 1, 2024
The following must obtain and hold a gaming-related vendor
				license:
(A) Any
			 person who supplies gaming-related equipment, goods,
			 or services to a casino operator or management company that are directly
			 related to or affect casino gaming authorized under Chapter 3772. of the
			 Revised Code, including but not limited to, the manufacture, sale,
			 distribution, or repair of slot machines and equipment related to table
			 games;
(B) Any management company owning casino
			 gaming devices, supplies, and equipment; and
(C) Any person that leases a casino
			 facility to a casino operator or otherwise permits a casino operator to
			 use a casino facility to conduct or participate in the conduct of casino
			 gaming.
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-6 - Gaming-Related Vendor Licenses › Section 3772-6-02 - Gaming-related vendor license application, license period, and license renewal

Current through all regulations passed and filed through July 1, 2024
(A) An applicant
			 for a gaming-related vendor license must complete
			 and submit the appropriate form(s) required by the commission
			 .
(B) A gaming-related vendor license expires
			 three years after the date of licensure.
(C) A gaming-related vendor may request
			 renewal of the license by completing and submitting, not less than one hundred
			 twenty days before the expiration of the license, the appropriate form(s)
			 required by the commission .
(D) All gaming-related vendors
			 must
			 undergo a complete investigation at least once every three years, as determined
			 by the commission, to verify that each remains in compliance with Chapter 3772.
			 of the Revised Code and the rules adopted thereunder.
(E) The commission may request any other
			 information that would affect the gaming-related vendor's suitability to
			 obtain, hold, and maintain a gaming-related vendor license under Chapter 3772.
			 of the Revised Code or the rules adopted thereunder.
(F)
								 The applicant should clearly identify those portions
			 of the application that it deems to be confidential, proprietary commercial
			 information , trade secrets, or otherwise not
			 subject to public disclosure. Information provided as part of the application
			 and licensing process is open to public inspection to the extent
			 provided by the Ohio Public Records Act and
			 section
			 3772.16
								 of the Revised Code.
Ohio Administrative Code › Title 3772 - Casino Control Commission › Chapter 3772-6 - Gaming-Related Vendor Licenses › Section 3772-6-03 - Gaming-related vendor fees and costs

Current through all regulations passed and filed through July 1, 2024
(A) An applicant for an initial, new, or
			 renewal gaming-related vendor license must pay a nonrefundable
			 application fee of ten thousand dollars.
(B) The application fee for an initial, new,
			 or renewal gaming-related vendor license may be increased to the extent that the cost of the background
			 investigation relating to an applicant exceeds the application fee set forth in
			 paragraph (A) of this rule. The executive director will advise the applicant in
			 writing that an additional application fee is required and the amount of the
			 additional fee that must be provided. Once an applicant is directed to submit
			 an additional application fee, the commission will take no additional steps
			 with respect to the application until the increased application fee is paid
			 .
(C) Upon approval by
			 the commission, an applicant for an initial, new, or renewal
			 gaming-related vendor license must pay a nonrefundable license fee of fifteen
			 thousand dollars.
(D)
								A gaming-related vendor must bear the costs of any
			 investigation, including providing all information, documents, and materials
			 requested by the commission at the gaming-related vendor's sole expense and
			 cost.
(E)
								Unless otherwise
			 approved by the executive director, all fees must be
			 submitted to the commission in the form of an
			 electronic funds transfer payable to the treasurer of the state of
			 Ohio.