reglab/statecodes huggingface dataset:
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter A - GENERAL PROVISIONS › Section .0600 - REINSURANCE INTERMEDIARIES › Section 11A .0602 - REPEALED - LICENSURE

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-2-225;
RRC
					 Objection Eff. November 19, 1992 due to ambiguity;
Eff. December
					 29, 1992;
Repealed Eff. May 1,
					 1994.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter A - GENERAL PROVISIONS › Section .0600 - REINSURANCE INTERMEDIARIES › Section 11A .0603-0609

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-2-225;
Eff.
					 December 1, 1992;
Repealed Eff. May 1,
					 1994.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0101-0103

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-9(1);
					 58-150;
					 58-182;
					 58-182(1);
					 58-182.7;
Eff.
					 February 1, 1976;
Readopted Eff. February 28, 1978;
Amended Eff. July 1, 1986;
Repealed Eff. April 1,
					 1993.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0104 - REPEALED - REPLACEMENT UPON REDUCTION OF MARKET VALUE SECURITIES

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-5-25;
Eff. February
					 1, 1976;
Readopted Eff. February 28, 1978;
Amended Eff.
					 April 1, 1993; July 1, 1986;
Repealed Eff. March 1,
					 2004.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0105 - REPEALED - PURPOSE OF DEPOSIT OF GENERAL OR SPECIAL

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-182.4;
Eff. February 1,
					 1976;
Readopted Eff. February 28, 1978;
Repealed Eff.
					 April 1, 1993.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0106 - REPEALED - DEPOSITS REQUIRED: REVOCATION/LICENSE: FOREIGN COMPANIES

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40(1);
					 58-3-100;
					 58-5-40;
					 58-5-45;
Eff. February
					 1, 1976;
Readopted Eff. February 28, 1978;
Repealed
					 Eff. March 1, 2004.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0107 - REPEALED - DEPOSITS OF DOMESTIC COMPANIES

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-182 through
					 58-182.8;
Eff.
					 February 1, 1976;
Readopted Eff. February 28, 1978;
Amended Eff. July 1, 1986;
Repealed Eff. April 1,
					 1993.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0108-.0111

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-5-1;
					 58-5-60;
					 58-5-65;
					 58-5-75;
					 58-183;
Eff. February
					 1, 1976;
Readopted Eff. February 28, 1978;
Amended Eff.
					 February 1, 1996; July 1, 1986;
Repealed Eff. March 1,
					 2004.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0112 - REPEALED - RETURN OF SECURITIES ON DEPOSIT

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-9(1);
					 58-187;
Eff. February
					 1, 1976;
Readopted Eff. February 28, 1978;
Repealed
					 Eff. April 1, 1994.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0113-.0114

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-5-1;
					 58-5-5;
					 58-5-10;
					 58-5-40;
					 58-5-50;
					 58-5-90;
					 58-5-95;
Eff. February
					 1, 1976;
Readopted Eff. February 28, 1978;
Amended Eff.
					 April 1, 1993; July 1, 1986;
Repealed Eff. March 1,
					 2004.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0115 - REPEALED - REGISTRATION OF BONDS DEPOSITED IN NAME OF TREASURER

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-182.6;
					 58-188.1;
					 58-188.5;
Eff.
					 February 1, 1976;
Readopted Eff. February 28, 1978;
Repealed Eff. July 1, 1986.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0116-0118

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-9(1);
					 58-188.8;
Eff.
					 February 1, 1976;
Readopted Eff. February 28, 1978;
Amended Eff. July 1, 1986;
Repealed Eff. April 1,
					 1993.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0119 - REPEALED - CONTINUATION OF DEPOSITS OF SECURITIES OF MERGING COMPANIES

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-5-40;
					 58-5-55;
Eff. February
					 1, 1976;
Readopted Eff. February 28, 1978;
Amended Eff.
					 April 1, 1993;
Repealed Eff. March 1,
					 2004.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0120 - REPEALED - EXPENSES OF REGISTERED MAIL

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-9(1);
Eff.
					 February 1, 1976;
Readopted Eff. February 28, 1978;
Repealed Eff. July 1, 1986.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0121 - REPEALED - SURETY BONDS: DEPOSIT OF SECURITIES: SPECIAL REQUIREMENT

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-188.8;
Eff. February 28,
					 1978;
Repealed Eff. April 1,
					 1993.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0122-.0123

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-7.5;
					 58-9;
Eff. February
					 28, 1978
Repealed Eff. March 1,
					 2004.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0124-.0131

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-7.5;
					 58-9;
					 58-2-40;
					 58-5-1;
					 58-5-5;
					 58-5-10;
					 5-5-50;
Eff. July 1,
					 1986;
Amended Eff. July 1, 1986;
Amended Eff. April 1,
					 1993;
Repealed Eff. March 1,
					 2004.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0132 - REPEALED - DEPOSIT REQUIRED AMOUNT FOREIGN LIFE INSURERS

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-7.5;
					 58-9;
Eff. July 1,
					 1986;
Repealed Eff. April 1,
					 1993.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0133-.0137

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-7.5;
					 58-9;
Eff. July 1,
					 1986;
Repealed Eff. March 1,
					 2004.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0138 - REPEALED - TYPES OF SECURITIES ELIGIBLE FOR DEPOSIT

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-7.5;
					 58-9;
Eff. July 1,
					 1986;
Repealed Eff. April 1,
					 1994.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0139 - REPEALED - DEPOSIT USE OF MASTER TRUST ALL NEW COMPANIES

Current through Register Vol. 39, No. 2, July 15, 2024
11 NCAC 11B .0139 DEPOSIT USE OF
					 MASTER TRUST ALL NEW COMPANIES
Authority
					 G.S.
					 58-7.5;
					 58-9;
Eff. July 1,
					 1986;
Repealed Eff. March 1,
					 2004.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0140 - REPEALED - USE OF MASTER TRUST ALL EXISTING COMPANIES TRANSFERRED

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-7.5;
					 58-9;
Eff. July 1,
					 1986;
Repealed Eff. February 1,
					 1996.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0141 - REPEALED - USE OF MASTER TRUST INCREASE DEPOSIT EXISTING COMPANIES

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-7.5;
					 58-9;
Eff. July 1,
					 1986;
Repealed Eff. April 1,
					 1996.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0142 - REPEALED - CONVERSION FROM STATE TREASURER TO MASTER TRUST BANK

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-7.5;
					 58-9;
Eff. July 1,
					 1986;
Repealed Eff. February 1,
					 1996.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0143 - REPEALED - MASTER TRUST PURPOSE OF DEPOSIT

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-7.5;
					 58-9;
					 58-82.4;
Eff. July 1,
					 1986;
Repealed Eff. April 1,
					 1993.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0144-.0147

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-5-1;
					 58-7.5;
					 58-9;
					 58-9(1);
					 58-5-30;
					 58-5-63;
Eff. July 1,
					 1986;
Amended Eff. February 1, 1996;
Repealed Eff.
					 March 1, 2004.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0148 - REPEALED - MASTER TRUST CONVERSION TO CASH

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-7.5;
					 58-9;
Eff. July 1,
					 1986;
Repealed Eff. February 1,
					 1996.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0149-.0151

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-7.5;
					 58-9;
Eff. July 1,
					 1986;
Repealed Eff. March 1,
					 2004.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0100 - SECURITIES › Section 11B .0152 - CUSTODY AGREEMENT FOR SECURITIES AND OTHER ASSETS DEPOSITED WITH THE COMMISSIONER

Current through Register Vol. 39, No. 2, July 15, 2024
The agreement between the Commissioner and the master
					 trustee shall provide for the deposit of securities and other assets required
					 by the Commissioner, pursuant to G.S. 58 and
					 G.S.
					 97-185, to be transferred to and held by the
					 master trustee. The securities and other assets held in the respective accounts
					 of the companies shall be pledged and held on behalf of the Commissioner for
					 the protection of the companies' policyholders in accordance with the North
					 Carolina General Statutes. The agreement shall set forth procedures and
					 policies that shall be followed by the master trustee to safeguard the
					 interests of policyholders of the companies in the safekeeping of the
					 securities and other assets received and held on behalf of the
					 Commissioner.
Authority
					 G.S.
					 58-2-40;
					 58-5-1;
Eff. July 1,
					 2004;
Pursuant to
					 G.S.
					 150B-21.3A, rule is necessary without
					 substantive public interest Eff. December 20,
					 2015.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0200 - INSURANCE HOLDING COMPANY SYSTEMS › Section 11B .0201 - REPEALED - HOLDING COMPANIES: GENERAL NATURE

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-9;
Eff. February 1,
					 1976;
Readopted Eff. February 28, 1978;
Repealed Eff.
					 July 1, 1988.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0200 - INSURANCE HOLDING COMPANY SYSTEMS › Section 11B .0202-0210

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-124.1;
					 58-124.2;
					 58-124.3(c);
					 58-124.6;
Eff.
					 February 1, 1976;
Readopted Eff. February 28, 1978;
Repealed Eff. April 1, 1993.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0200 - INSURANCE HOLDING COMPANY SYSTEMS › Section 11B .0211-0214

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-124.1 to
					 58-124.11;
Eff.
					 February 28, 1978;
Repealed Eff. April 1,
					 1993.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0200 - INSURANCE HOLDING COMPANY SYSTEMS › Section 11B .0215 - DEFINITIONS

Current through Register Vol. 39, No. 2, July 15, 2024
(a) Unless the
				  context otherwise clearly requires, the definitions in
				  G.S.
				  58-19-5 are incorporated into this Section by
				  reference. Other nomenclature or terminology is according to industry usage if
				  not defined in this Section or in G.S. 58.
(b) As used in this Section:
(1) "Act" means the Insurance Holding Company
				  System Regulatory Act, Article 19 of G.S. 58.
(2) "Executive officer" means chief executive
				  officer, chief operating officer, chief financial officer, treasurer,
				  secretary, controller, or any other individual performing functions
				  corresponding to those performed by these officers under whatever
				  title.
(3) "Foreign insurer"
				  includes an alien insurer except where clearly noted otherwise.
(4) "Ultimate controlling person" means a
				  person that is not controlled by any other person.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0200 - INSURANCE HOLDING COMPANY SYSTEMS › Section 11B .0217 - ACQUISITION OF CONTROL - STATEMENT FILING

Current through Register Vol. 39, No. 2, July 15, 2024
A person required to file a statement under
					 G.S.
					 58-19-15 shall furnish the required
					 information on Form A.
Authority
					 G.S.
					 58-2-40;
					 58-19-15;
Eff. April
					 1, 1993;
Pursuant to
					 G.S.
					 150B-21.3A, rule is necessary without
					 substantive public interest Eff. December 20,
					 2015.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0200 - INSURANCE HOLDING COMPANY SYSTEMS › Section 11B .0218 - ACQUISITION OF CONTROL - SOURCE OF CONSIDERATION

Current through Register Vol. 39, No. 2, July 15, 2024
In providing the information required by
					 G.S.
					 58-19-15(b)(2), where the
					 source of the consideration used or to be used in effecting the merger or other
					 acquisition of control is a loan made in the lender's ordinary course of
					 business, the identity of the lender shall be revealed to the Commissioner, but
					 shall be kept confidential by the Commissioner, if the person filing the
					 statements so requests.
Authority
					 G.S.
					 58-2-40;
					 58-19-15;
Eff. April
					 1, 1993;
Pursuant to
					 G.S.
					 150B-21.3A, rule is necessary without
					 substantive public interest Eff. December 20,
					 2015.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0200 - INSURANCE HOLDING COMPANY SYSTEMS › Section 11B .0219 - ANNUAL REGISTRATION OF INSURERS - STATEMENT FILING

Current through Register Vol. 39, No. 2, July 15, 2024
(a) An
				  insurer required to file an annual registration statement under
				  G.S.
				  58-19-25 shall furnish the required
				  information on Form B.
(b) An
				  insurer required to file an annual registration statement under
				  G.S.
				  58-19-25 shall also furnish the information
				  required on Form C. An insurer shall file a copy of Form C in each state in
				  which the insurer is authorized to do business, if requested by the insurance
				  regulator of that state. The insurer has 15 days after receipt of that
				  regulator's notice to file the Form C.
Authority
					 G.S.
					 58-2-40;
					 58-19-25;
Eff. April
					 1, 1993;
Pursuant to
					 G.S.
					 150B-21.3A, rule is necessary without
					 substantive public interest Eff. December 20,
					 2015.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0200 - INSURANCE HOLDING COMPANY SYSTEMS › Section 11B .0220 - ALTERNATIVE AND CONSOLIDATED REGISTRATIONS

Current through Register Vol. 39, No. 2, July 15, 2024
(a)
				  Any authorized insurer may file a registration statement on behalf of any
				  affiliated insurer or insurers that are required to register under
				  G.S.
				  58-19-25. A registration statement may
				  include information not required by the Act regarding any insurer in the
				  insurance holding company system even if the insurer is not authorized to do
				  business in this State. In lieu of filing a registration statement on Form B,
				  the authorized insurer may file a copy of the registration statement or similar
				  report that it is required to file in its state of domicile, provided:
(1) the statement or report contains
				  substantially similar information required to be furnished on Form B;
				  and
(2) the filing insurer is the
				  principal insurance company in the insurance holding company system.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0200 - INSURANCE HOLDING COMPANY SYSTEMS › Section 11B .0221 - DISCLAIMERS AND TERMINATION OF REGISTRATION

Current through Register Vol. 39, No. 2, July 15, 2024
(a) A
				  disclaimer of affiliation or a request for termination of registration claiming
				  that a person does not, or will not upon the taking of some proposed action,
				  control another person (hereinafter the "subject") shall contain the following
				  information:
(1) the number of authorized,
				  issued and outstanding voting securities of the subject;
(2) with respect to the person whose control
				  is denied and all affiliates of the person, the number and percentage of shares
				  of the subject's voting securities that are held of record or known to be
				  beneficially owned, and the number of such shares concerning which there is a
				  right to acquire, directly or indirectly;
(3) all material relationships and bases for
				  affiliation between the subject and the person whose control is denied and all
				  affiliates of the person;
(4) a
				  statement explaining why the person should not be considered to control the
				  subject.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0200 - INSURANCE HOLDING COMPANY SYSTEMS › Section 11B .0223 - ADEQUACY OF SURPLUS

Current through Register Vol. 39, No. 2, July 15, 2024
In addition to the factors set forth in
					 G.S.
					 58-19-30(d), the
					 Commissioner shall consider the net effect of all of those factors and other
					 factors bearing on the financial condition of the insurer. In comparing the
					 surplus maintained by other insurers, the Commissioner shall consider the
					 extent to which each of these factors varies from company to company. In
					 determining the quality and liquidity of investments in subsidiaries, the
					 Commissioner shall consider the individual subsidiary and may discount or
					 disallow its valuation to the extent that the individual investments
					 warrant.
Authority
					 G.S.
					 58-2-40;
					 58-19-25;
					 58-19-30;
Eff. April
					 1, 1993;
Amended Eff. June 1, 2007;
Pursuant to
					 G.S.
					 150B-21.3A, rule is necessary without
					 substantive public interest Eff. December 20,
					 2015.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0300 - VARIABLE ANNUITIES › Section 11B .0301 - REPEALED - VARIABLE ANNUITIES: GENERAL NATURE

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-4;
					 58-9;
					 58-79(2);
Eff. February 1, 1976;
Readopted Eff. February 28,
					 1978;
Repealed Eff. July 1, 1988.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0300 - VARIABLE ANNUITIES › Section 11B .0302 - REPEALED - QUALIFICATION TO ISSUE VARIABLE ANNUITIES

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-79.2;
Eff. February 1,
					 1976;
Readopted Eff. February 28, 1978;
Repealed Eff.
					 February 1, 1996.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0300 - VARIABLE ANNUITIES › Section 11B .0303 - INFORMATION REQUIRED PRIOR TO APPROVAL

Current through Register Vol. 39, No. 2, July 15, 2024
Any licensed life insurance company desiring permission to
					 amend its license to include the authority to write variable contracts shall
					 file the following with the Commissioner:
(1) copies of all laws and regulations under
				  which the company is authorized in its state of domicile to issue variable
				  contracts;
(2) a description of the
				  method of operations of the company in its state of domicile as regarding
				  variable contracts, the description to include, method or methods of marketing
				  the variable contracts and the number of years the company has issued such
				  contracts;
(3) a description of the
				  company's proposed method of operation in the State of North Carolina; which
				  description shall include the method or methods of marketing the variable
				  contracts, the types of contracts to be issued, and the criteria followed by
				  the company in the selection of agents to sell the variable
				  contracts;
(4) copies of all
				  pertinent documents, including;
(a) corporate
				  resolutions that indicate that one or more separate accounts have been
				  established and funded by the company for the purpose of issuing variable
				  contracts;
(b) the prospectus or
				  offering memorandum filed with and declared effective by the Securities and
				  Exchange Commission.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0300 - VARIABLE ANNUITIES › Section 11B .0304-0305

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-7-95;
Eff. February
					 1, 1976;
Readopted Eff. February 28, 1978;
Amended Eff.
					 April 1, 1993;
Repealed Eff. February 1,
					 1996.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0400 - WORKMEN'S COMPENSATION FUND › Section 11B .0401 - REPEALED - WORKMEN'S COMPENSATION: GENERAL NATURE

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-9;
Eff. February 1,
					 1976;
Readopted Eff. February 28, 1978;
Repealed Eff.
					 July 1, 1988.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0400 - WORKMEN'S COMPENSATION FUND › Section 11B .0402-0407

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 97-107;
					 97-108;
					 97-109;
					 97-111;
					 97-112;
					 97-114;
					 97-115;
					 97-116;
Eff. February
					 1, 1976;
Readopted Eff. February 28, 1978;
Repealed
					 Eff. April 1, 1993.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0500 - PROMOTING AND HOLDING COMPANIES › Section 11B .0501 - REPEALED - PROMOTING AND HOLDING COMPANIES: GENERAL NATURE

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-120 to
					 58-124;
Eff. February
					 28, 1978;
Repealed Eff. April 1,
					 1993.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0500 - PROMOTING AND HOLDING COMPANIES › Section 11B .0502-.0505

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-18-1 to
					 58-18-25;
					 58-120 to
					 58-124;
Eff. February
					 28, 1978;
Amended Eff. April 1, 1993;
Repealed Eff.
					 September 1, 2002.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0500 - PROMOTING AND HOLDING COMPANIES › Section 11B .0506-.0518

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-2-100;
					 58-2-133;
					 58-18-1 to
					 58-18-25;
					 78A-17-(8);
Eff.
					 April 1, 1993;
Repealed Eff. September 1,
					 2002.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0600 - WORKERS' COMPENSATION SELF INSURANCE › Section 11B .0601-0606

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-2-131;
					 58-2-132;
					 58-2-133;
					 58-2-145;
					 58-2-171;
					 58-2-205;
					 97-93;
					 97-136;
105-228.9;
Eff. October 1, 1990;
Amended Eff. April 1,
					 1996; February 1, 1996; April 1, 1993;
Repealed Eff. August 1,
					 1998.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0600 - WORKERS' COMPENSATION SELF INSURANCE › Section 11B .0607 - REPEALED - APPLICATION - EMPLOYERS

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 97-93;
ARRC Objection
					 Lodged August 16, 1990;
Eff. January 1, 1991;
Amended
					 Eff. February 1, 1996; May 1, 1993;
Repealed Eff. August 1,
					 1998.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0600 - WORKERS' COMPENSATION SELF INSURANCE › Section 11B .0608-0609

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-2-145;
					 97-93;
Eff. October 1,
					 1990;
Amended Eff. April 1, 1993;
Repealed Eff. August
					 1, 1998.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0600 - WORKERS' COMPENSATION SELF INSURANCE › Section 11B .0610 - REPEALED - APPLICATION GROUPS

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-2-145;
					 97-93;
ARRC Objection
					 Lodged August 16, 1990;
Eff. January 1, 1991;
Amended
					 Eff. February 1, 1996; May 1, 1993;
Repealed Eff. August 1,
					 1998.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0600 - WORKERS' COMPENSATION SELF INSURANCE › Section 11B .0611-0614

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-2-145;
					 58-2-165;
					 58-2-171;
					 97-93;
Eff. October 1,
					 1990;
Amended Eff. February 1, 1996; January 1, 1994; April 1,
					 1993;
Repealed Eff. August 1,
					 1998.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0600 - WORKERS' COMPENSATION SELF INSURANCE › Section 11B .0615 - REPEALED - PAYMENT OF DIVIDENDS BY GROUP FUNDS OR ASSOCIATIONS

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 97-93(b);
Eff. April 1, 1993;
Repealed Eff. August 1,
					 1998.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0600 - WORKERS' COMPENSATION SELF INSURANCE › Section 11B .0616 - REPEALED - INSOLVENCY OR HAZARDOUS FINANCIAL CONDITION

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-2-145;
					 58-30-60;
					 97-93;
					 97-136;
Eff. February
					 1, 1996;
Repealed Eff. August 1,
					 1998.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter B - SPECIAL PROGRAMS › Section .0600 - WORKERS' COMPENSATION SELF INSURANCE › Section 11B .0617 - REPEALED - GROUP ASSESSMENTS, DISCLOSURE, DEVIATIONS, AND DIVIDENDS

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-2-145;
					 58-8-35;
					 58-30-60; 58--36-30; 97-93;
					 97-136;
Eff. April 1, 1996;
Repealed Eff. August 1,
					 1998.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0101 - REPEALED - GENERAL PROVISIONS

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-9;
Eff. February 1,
					 1976;
Readopted Eff. February 28, 1978;
Repealed Eff.
					 July 1, 1988.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0102-.0103 - EXPIRED

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-2-131;
					 58-2-140;
					 58-65-105;
Eff.
					 February 1, 1976;
Readopted Eff. February 28, 1978;
Amended Eff. April 1, 1993;
Expired Eff. January 1, 2016 pursuant
					 to G.S.
					 150B-21.3A.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0104 - RECORD OF BUSINESS TO BE KEPT BY COMPANY

Current through Register Vol. 39, No. 2, July 15, 2024
Every insurance company licensed to transact business in
					 the State of North Carolina must make and keep a full and correct record of the
					 business done by it including, the policy number, date of issue, term, amount
					 insured, premiums, full name and complete address of policyholder and other
					 pertinent information as may be required by the Commissioner of
					 Insurance.
Authority
					 G.S.
					 58-2-40;
					 58-2-185;
Eff.
					 February 1, 1976;
Readopted Eff. February 28, 1978;
Pursuant to
					 G.S.
					 150B-21.3A, rule is necessary without
					 substantive public interest Eff. December 20,
					 2015.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0105 - RETENTION OF RECORDS OF DOMESTIC INSURANCE COMPANIES

Current through Register Vol. 39, No. 2, July 15, 2024
(a) All records of domestic insurance
				  companies shall be maintained by the company for the years for which a
				  statutory examination has not yet been completed. All books of original entry
				  and corporate records shall be retained by the company or its successor for a
				  period of 25 years after the company ceases to exist.
(b) Any claim file wherein a minor is
				  involved shall be maintained until that minor has attained the age of majority
				  for third-party liability coverage. All tax and tax related questions or
				  litigation shall be resolved or finally adjudicated before the destruction of
				  any records related thereto.
(c)
				  All records that are required to be maintained by this Rule shall be either
				  original or duplicate records, as defined in this Rule.
(d) For the purpose of this Rule, an
				  "original record" is the writing or recording itself or any counterpart
				  intended to have the same effect by a person executing or issuing it. An
				  "original" of a photograph includes the negative or any print therefrom. If
				  data are, in the normal and ordinary course of business, stored in a computer
				  or similar device, any printout or other output readable by sight, shown to
				  reflect the data accurately, is an "original record".
(e) For the purpose of this Rule, a
				  "duplicate record" is a counterpart produced by the same impression as the
				  original record, or from the same matrix, or by mechanical or electronic
				  re-recording or by chemical reproduction, or by equivalent techniques, such as
				  imaging or image processing, that accurately reproduce the original
				  record.
(f) If only duplicate
				  records are maintained, the following requirements must be met:
(1) The data must be easily accessible to the
				  Department in readable form; and readable, reproduced copies must be
				  obtainable;
(2) Before the
				  destruction of any original records, the company in possession of the original
				  records shall:
(A) Verify that the records
				  stored consist of all information contained in the original records and that
				  the original records can be reconstructed therefrom in a form acceptable to the
				  Department; and
(B) Implement
				  disaster preparedness or disaster recovery procedures that include provisions
				  for the maintenance of duplicate records at another location; and
(3) Adequate controls must be
				  established with respect to the transfer and maintenance of data.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0106 - REPEALED - UNEARNED PREMIUM RESERVE: IN FORCE PREMIUMS

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-35;
Eff. February 1,
					 1976;
Readopted Eff. February 28, 1978;
Repealed Eff.
					 March 1, 1993.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0107 - REPEALED - REINSURANCE: WHEN PERMITTED

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-59.3;
Eff. February 1,
					 1976;
Readopted Eff. February 28, 1978;
Repealed Eff.
					 April 1, 1993.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0108-0109

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-7-130;
					 58-8-25;
Eff. February
					 1, 1976;
Readopted Eff. February 28, 1978;
Amended Eff.
					 April 1, 1993;
Repealed Eff. August 1,
					 1998.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0110 - REPEALED - INVESTMENT IN GOLD OR GOLD FUTURES BY INSURANCE COMPANIES

Current through Register Vol. 39, No. 2, July 15, 2024
11 NCAC 11C .0110 INVESTMENT IN
					 GOLD OR GOLD FUTURES BY INSURANCE COMPANIES
Authority
					 G.S.
					 58-9(I);
					 58-79;
					 58-79.1;
Eff. February
					 1, 1976;
Repealed Eff. March 1,
					 2004.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0111 - REPEALED - INVESTMENT IN THE INTERNATIONAL BANK FOR RECONST AND DEV

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-9(1);
					 58-79;
					 58-79.1;
Eff. February
					 1, 1976;
Readopted Eff. February 28, 1978;
Repealed
					 Eff. April 1, 1993.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0112 - REPEALED - MODEL CUSTODIAL AGREEMENT

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-79;
					 58-79.1;
Eff. February
					 1, 1976;
Readopted Eff. February 28, 1978;
Repealed
					 Eff. April 1, 1996.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0113 - REPEALED - MODEL CUSTODIAL AND FISCAL AGENCY AGREEMENT

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-79;
					 58-79.1;
Eff. February
					 1, 1976;
Readopted Eff. February 28, 1978;
Repealed
					 Eff. February 1, 1996.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0115-0116

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-80;
Eff. February 1,
					 1976;
Readopted Eff. February 28, 1978;
Repealed Eff.
					 April 1, 1993.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0117 - CONFLICT OF INTEREST STATEMENTS MUST BE EXECUTED ANNUALLY

Current through Register Vol. 39, No. 2, July 15, 2024
Conflict of interest statements shall be executed annually
					 by the officers, directors, trustees, attorneys-in-fact, and administrative
					 personnel of every domestic insurer subject to G.S. 58, Articles 1 through
					 67.
Any conflicts of interest disclosed thereon shall be
					 presented to the board of directors or trustees of the company for a
					 determination of its acceptability or the remedial disposition
					 thereof.
Authority
					 G.S.
					 58-2-40;
Eff. February 1,
					 1976;
Readopted Eff. February 28, 1978;
Amended Eff.
					 April 1, 1993;
Pursuant to
					 G.S.
					 150B-21.3A, rule is necessary without
					 substantive public interest Eff. December 20,
					 2015.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0118 - REPEALED - COLLECTION PROCEDURES FOR EXAMINATION EXPENSE

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-2-133(c);
Eff. February 1, 1976;
Readopted Eff. February 28,
					 1978;
Amended Eff. April 1, 1993; January 14, 1980;
Repealed Eff. February 1, 1996.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0119 - MORTGAGE LOANS TO BE SOLD WITHOUT RECOURSE

Current through Register Vol. 39, No. 2, July 15, 2024
First mortgage loans on unencumbered fee simple real
					 estate, whether permanent term loans or construction loans, may not be sold to
					 a third party unless the evidence of debt and the mortgage or deed of trust is
					 physically endorsed to reflect that said mortgage loan is being sold without
					 recourse to the insurer.
Authority
					 G.S.
					 58-2-40(1);
					 58-7-85;
					 58-7-90;
Eff. February
					 1, 1976;
Readopted Eff. February 28, 1978;
Pursuant to
					 G.S.
					 150B-21.3A, rule is necessary without
					 substantive public interest Eff. December 20,
					 2015.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0120 - REPEALED - VALUATION OF INVESTMENTS: VALUATIONS OF SECURITIES MANUAL

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-9;
					 58-79;
					 58-79.1;
Eff. February
					 1, 1976;
Readopted Eff. February 28, 1978;
Repealed
					 Eff. April 1, 1994.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0121 - REPEALED - STOCK OPTIONS: GENERAL

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-79;
					 58-79.1;
Eff. February
					 28, 1978;
Repealed Eff. April 1,
					 1993.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0122 - REPEALED - SALE OF EXCHANGE: TRADED CALL OPTIONS

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-79;
					 58-79.1;
Eff. February
					 28, 1978;
Repealed Eff. March 1,
					 2004.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0123 - REPEALED - PURCHASE OF EXCHANGE: TRADED CALL OPTIONS

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-79;
					 58-79.1;
Eff. February
					 28, 1978;
Repealed Eff. April 1,
					 1993.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0124-.0126

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-79;
					 58-79.1;
Eff. February
					 28, 1978;
Repealed Eff. March 1,
					 2004.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0127-0128

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-79;
					 58-79.1;
Eff. February
					 28, 1978;
Repealed Eff. April 1,
					 1993.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0129 - FORM OF REPORTS OF EXAMINATION: FOREIGN COMPANIES

Current through Register Vol. 39, No. 2, July 15, 2024
The reports on examination prepared by the domiciliary
					 insurance department of a foreign company as a result of a triennial
					 examination, special examination or any other type of examination of a foreign
					 insurance company licensed to do business in North Carolina shall be
					 certified.
Authority
					 G.S.
					 58-2-40;
					 58-2-132;
Eff.
					 February 28, 1978;
Amended Eff. April 1, 1993;
Pursuant
					 to G.S.
					 150B-21.3A, rule is necessary without
					 substantive public interest Eff. December 20,
					 2015.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0130 - EXPIRED - CREDIT FOR REINSURANCE

Current through Register Vol. 39, No. 2, July 15, 2024
Filed as a Temporary
					 Adoption Eff. September 12, 1991, for a period of 180 days to expire
					 on
March 10, 1992;
Authority
					 G.S.
					 58-2-40(1);
					 58-7-1;
Expired March
					 10, 1992.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0131 - REPEALED - VALUATION OF DEBT SECURITIES

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-7-190;
Temporary
					 Adoption Eff. January 1, 1992 for a period of 180 days to expire on
June 29, 1992;
Eff. May 1, 1992;
Repealed Eff. March 1,
					 2004.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0132 - EXPIRED - ACCOUNTING FOR SALVAGE AND SUBROGATION

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-7-162;
Eff. April
					 1, 1993;
Amended Eff. February 1, 1996;
Expired Eff.
					 January 1, 2016 pursuant to
					 G.S.
					 150B-21.3A.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0100 - GENERAL PROVISIONS › Section 11C .0133 - EXPIRED - ACCOUNTING FOR LIFE AND HEALTH REINSURANCE AGREEMENTS

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-2-40;
					 58-7-31;
Temporary
					 Adoption Eff. January 21, 1994 for a period of 180 days or until the permanent
					 rule becomes effective, whichever is sooner;
Eff. April 1,
					 1994;
Expired Eff. January 1, 2016 pursuant to
					 G.S.
					 150B-21.3A.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0200 - INVESTMENTS › Section 11C .0201 - REPEALED - GENERAL NATURE

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-9;
Eff. February 1,
					 1976;
Readopted Eff. February 28, 1978;
Repealed Eff.
					 July 1, 1988.
North Carolina Administrative Code › Title 11 - INSURANCE › Chapter 11 - FINANCIAL EVALUATION DIVISION › Subchapter C - ANALYSIS AND EXAMINATIONS › Section .0200 - INVESTMENTS › Section 11C .0202-0204

Current through Register Vol. 39, No. 2, July 15, 2024
Authority
					 G.S.
					 58-9(1);
					 58-79.1;
					 58-79(d)(1);
Eff. February 1, 1976;
Readopted Eff. February 28,
					 1978;
Repealed Eff. April 1,
					 1993.