reglab/statecodes huggingface dataset:
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4122 - PARI-MUTUEL WAGERING › Section 4122.41 - Jackpot super high five

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Wager
					 defined. The jackpot super high five is a pari-mutuel wager in which the bettor
					 selects five betting interests in the exact order of the first-through
					 fifth-place finishers for a single race.
(b) Distribution of Winnings.
(1) The net jackpot super high five pool
					 shall be distributed to winning wagers as follows, based on the official order
					 of finish:
(i) as a single-price pool,
					 including any applicable carryover, to the holder of a unique winning ticket
					 whose selections finished in correct sequence of the first five finishers, but
					 if there is no such unique winning ticket, then
(ii) the net pool shall be divided into two
					 separate pools, a major pool and a minor pool. The major pool shall be paid as
					 a carryover pool into the next regularly scheduled jackpot super high five
					 race. The remaining minor pool shall be paid as a jackpot super high five
					 consolation pool, which shall be divided equally among those bettors who
					 correctly selected the first five betting interests in the required order, but
					 if there are no such wagers, then
(iii) the entire net pool (including the
					 major and minor pools, as defined in subparagraph (ii) of this paragraph) shall
					 become a carryover pool into the next regularly scheduled jackpot super high
					 five race.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4122 - PARI-MUTUEL WAGERING › Section 4122.43 - Shortages

Current through Register Vol. 46, No. 28, July 10, 2024
A track may deduct from the wages of a pari-mutuel
						employee monies owed as a result of such employee's going short on any
						particular racing day. The term short as used in this section shall mean any
						loss to the harness racing association arising from amounts missing from funds
						in the possession, custody or control or under the supervision of any
						pari-mutuel employee or employees in the course of the performance of duties in
						the mutuel department of the harness racing association.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4122 - PARI-MUTUEL WAGERING › Section 4122.44 - Payments to the Agriculture and New York State Horse Breeding Development Fund

Current through Register Vol. 46, No. 28, July 10, 2024
Every corporation or association shall pay to the
						Agriculture and New York State Horse Breeding Development Fund the percentage
						of the pari-mutuel pool as required by law when the payments of State taxes are
						due to the State Tax Commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4122 - PARI-MUTUEL WAGERING › Section 4122.49 - Additional authorized wagers

Current through Register Vol. 46, No. 28, July 10, 2024
In addition to the types of wagers authorized by this
						Part, an association or corporation may, with the prior permission of the
						commission, offer any type of pari-mutuel wagering as defined by chapter 9,
						Pari-Mutuel Wagering, Uniform Rules of Racing, as adopted and published in
						December, 1996 by the Association of Racing Commissioners International at 2343
						Alexandria Drive, Suite 200, Lexington, KY 40504-3276. This is available for
						public inspection at the New York State Gaming Commission located at 354
						Broadway, Schenectady, NY 12305 and at the Department of State, 99 Washington
						Avenue, Albany, NY 12231.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4123 - Voluntary Exclusion From Racetracks And Restriction On Telephone Account Wagering

Current through Register Vol. 46, No. 28, July 10, 2024
Statutory authority: Pari-Mutuel Wagering and Breeding
						Law, §§ 101, 104[1], [19], 128, 227
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4200 - General Provisions › Section 4200.1 - Powers reserved

Current through Register Vol. 46, No. 28, July 10, 2024
All powers of the commission not specifically defined in
						this Subchapter are reserved to the commission under the law creating the
						commission and specifying its powers and duties. The commission may issue such
						orders and directives as may be deemed by it to be in the public interest and
						in the interest of quarter horse racing consistent with the provisions of
						chapter 1023 of the Laws of 1970, as amended.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4200 - General Provisions › Section 4200.2 - Obligations of licensee

Current through Register Vol. 46, No. 28, July 10, 2024
Every license to hold a race meeting is granted by the
						commission upon the condition that the licensee shall enforce the laws of the
						State of New York and shall accept and enforce all rules and regulations and
						commission orders and directives. It shall be the duty of every licensee and
						the officers, directors, employed officials and employees of the licensee to
						enforce the law, rules and regulations and orders and directives of the
						commission. Failure to enforce, or comply with such rules and regulations,
						orders or directives may constitute sufficient cause for revocation of a
						license by the commission or result in a fine, suspension or other disciplinary
						action by the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4200 - General Provisions › Section 4200.3 - Amendments

Current through Register Vol. 46, No. 28, July 10, 2024
This Subchapter may be changed or amended by a majority
						of the commission at a regular or a special meeting. An order or directive
						issued by the commission may likewise be changed or amended or overruled at a
						regular or special meeting of the commission. The commission may adopt new
						rules and regulations, make exceptions or waive any rule or regulation in
						individual instances if in the judgment of the commission it may be deemed
						advisable. However, such action shall not be deemed a precedent nor a waiver by
						the commission of any rule or regulation involving the same or a similar
						situation which may occur in the future.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4200 - General Provisions › Section 4200.4 - Repealed

Current through Register Vol. 46, No. 28, July 10, 2024
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4200 - General Provisions › Section 4200.5 - Modification of a decision

Current through Register Vol. 46, No. 28, July 10, 2024
The commission may rescind or modify any penalty or
						decision imposed or made by racing officials at any quarter horse racing
						meeting.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4201 - Definitions › Section 4201.1 - Definitions

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Age of a horse.
					 The age of a horse shall be computed on the basis of a calendar year starting
					 on January 1st of the year foaled. It is a weanling during the calendar year in
					 which foaled and a yearling during the first calendar year following its
					 foaling date regardless of the time of year foaled.
(b) Allowance race. Shall mean a race in
					 which contestants carry weight allowance based on performance and/or winnings
					 as stipulated in the conditions thereof.
(c) Appeal. A request for the commission to
					 consider and review any decision or ruling of a steward or judges of a meeting
					 which shall include interpretations, conduct, penalties or any other questions
					 relating to racing or the conduct of racing.
(d) Association or racing association. Shall
					 be deemed to mean any corporation authorized by chapter 1023 of the Laws of
					 1970, as amended, whether or not duly licensed by the commission.
(e) Authorized agent. Shall mean an agent
					 appointed by a notarized document signed by the owner and filed with the
					 secretary of the racing meeting.
(f) Breeder. Means the owner of its dam at
					 the time of foaling. A horse is bred at the place of his birth.
(g) Bookmaking or making book. Shall be
					 deemed to mean the acceptance or solicitation of a wager upon any result in a
					 horse race, as defined by section 986 of the Penal Law, except through the duly
					 licensed pari-mutuel system.
(h)
					 Claiming race. One in which any horse starting therein may be claimed for a
					 designated amount in conformance with the rules.
(i) Classified race. A race regardless of the
					 money winnings, eligibility of horses, entries being selected by a race
					 secretary on the basis of ability or performance.
(j) Commission or commission shall be deemed
					 to be the New York State Racing and Wagering Board.
(k) Conditioned race. An overnight event to
					 which eligibility is determined according to specified qualifications. Such
					 qualifications may only be based upon:
(1)
					 money winnings in a specified number of previous races or during a specified
					 previous time;
(2) finishing
					 positions in a specified number of previous races or during a specified period
					 of time;
(3) age;
(4) sex;
(5) number of starts during a specified
					 period of time;
(6) purses raced
					 for;
(7) claiming price in past
					 races
(8) any one or more
					 combinations of the qualifications herein listed;
(9) other qualifications for which permission
					 has been granted by the commission in writing.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4202 - Powers And Duties Of The Commission › Section 4202.1 - General policy

Current through Register Vol. 46, No. 28, July 10, 2024
General policy on all racing matters is to be declared by
						the commission at their meetings or by unanimous consent in writing. The
						administration thereof shall be the duty of the chairman acting through the
						staff of the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4202 - Powers And Duties Of The Commission › Section 4202.2 - Meetings

Current through Register Vol. 46, No. 28, July 10, 2024
Regular meetings of the commission shall be held monthly
						at an office of the commission. Special meetings may be had at any time on the
						call of the chairman or of any two members.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4202 - Powers And Duties Of The Commission › Section 4202.3 - Repealed

Current through Register Vol. 46, No. 28, July 10, 2024
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4202 - Powers And Duties Of The Commission › Section 4202.4 - Track office

Current through Register Vol. 46, No. 28, July 10, 2024
The commission shall establish and maintain an office for
						its use at each track.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4202 - Powers And Duties Of The Commission › Section 4202.5 - Racing program

Current through Register Vol. 46, No. 28, July 10, 2024
The commission may require that the names of the
						commissioners, and specified employees and other information appear on daily
						racing programs.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4202 - Powers And Duties Of The Commission › Section 4202.6 - American Quarter Horse Association

Current through Register Vol. 46, No. 28, July 10, 2024
The commission shall inform the American Quarter Horse
						Association of its rules and regulations and any changes therein and all
						penalties imposed which shall be of interest to it.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4202 - Powers And Duties Of The Commission › Section 4202.7 - Form of commission orders

Current through Register Vol. 46, No. 28, July 10, 2024
Whenever the commission has adopted a rule or regulation
						or has rendered a decision, whether on appeal or otherwise, or made an order or
						directive, the signature of any of the commissioners or the chairman shall be
						sufficient, however, such signature shall not be required if the secretary of
						the commission shall certify to the decision, order or directive and his
						signature on such written order or any form of determination, or on any
						promulgation thereof, shall be valid and effective as evidencing the official
						action taken by the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4202 - Powers And Duties Of The Commission › Section 4202.8 - Betting by minors

Current through Register Vol. 46, No. 28, July 10, 2024
No licensed association or corporation shall permit any
						person who is actually and apparently under 18 years of age to bet at a race
						meeting conducted by it.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4202 - Powers And Duties Of The Commission › Section 4202.9 - Issuance of subpoenas

Current through Register Vol. 46, No. 28, July 10, 2024
Each member of the commission and such officers,
						employees or agents of the commission, as may be designated by the commission
						for such purpose, shall have the power to administer oaths and examine
						witnesses and may issue subpoenas to compel attendance of witnesses and the
						production of all relevant materials and reports, books, papers, documents,
						correspondence and any other evidence.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4202 - Powers And Duties Of The Commission › Section 4202.10 - Hearing officers

Current through Register Vol. 46, No. 28, July 10, 2024
Each commissioner or any employee of the commission so
						designated by the commission, may act as a hearing officer in reference to any
						matter pending before the commission. Such hearing officer, after taking all
						evidence, oral or written, and receiving all material exhibits, shall report
						his findings to the commission and the commission shall determine such matter
						as if the evidence had been presented to the full commission. The legal rules
						as to the admissibility of evidence shall not be applicable to any hearing held
						before the commission, a commissioner or hearing officer.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4202 - Powers And Duties Of The Commission › Section 4202.11 - Punishment by commission

Current through Register Vol. 46, No. 28, July 10, 2024
The commission may punish independently any misconduct of
						any person connected with racing.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4202 - Powers And Duties Of The Commission › Section 4202.12 - Punishment of violations

Current through Register Vol. 46, No. 28, July 10, 2024
Violation of any rule or regulation or order or directive
						of the commission, whether or not a penalty is fixed in the rules and
						regulations, or in such order or directive is punishable in the discretion of
						the commission by revocation or suspension of a license and exclusion from all
						racing enclosures under the jurisdiction of the commission. A violation by the
						holder of a track license in conducting a racing meeting may be punishable by
						revocation, suspension or denial of a future license or by
						fine.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4202 - Powers And Duties Of The Commission › Section 4202.13 - Credentials or stickers

Current through Register Vol. 46, No. 28, July 10, 2024
Credentials issued by the commission to its members,
						employees and appointees shall be honored by racing associations for admission
						at all gates and entrances and to all places within the enclosure of any race
						track, and automobiles carrying official windshield stickers of the commission
						or other identification issued by the commission shall be permitted and ingress
						and egress at any point.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4202 - Powers And Duties Of The Commission › Section 4202.14 - Decisions of racing judges

Current through Register Vol. 46, No. 28, July 10, 2024
Every person participating in and every patron at a
						licensed meeting shall abide by the laws and the rules and regulations, and
						accept a steward or judge's decision on any and all questions to which their
						authority extends, subject to the right of appeal to the
						commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4203 - Commission Staff › Section 4203.1 - Repealed

Current through Register Vol. 46, No. 28, July 10, 2024
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4203 - Commission Staff › Section 4203.2 - Temporary employees

Current through Register Vol. 46, No. 28, July 10, 2024
The chairman may arrange for the employment of such
						temporary employees for such period as he may deem necessary, within the lawful
						appropriation therefor, upon approval by the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4203 - Commission Staff › Section 4203.3 - Compensation

Current through Register Vol. 46, No. 28, July 10, 2024
The staff of the commission, both permanent and
						temporary, shall receive such compensation for their services as may be
						determined annually by the commission within the lawful appropriation therefor;
						and no increase or decrease in such compensation shall be made except with the
						consent of the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4203 - Commission Staff › Section 4203.4 - Race meeting official

Current through Register Vol. 46, No. 28, July 10, 2024
No member of the staff of the commission shall at any
						time or place, either in the State of New York or elsewhere, act as an official
						at any race meeting, whether for compensation in any form or otherwise, without
						the formal consent of the commission, in writing.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4203 - Commission Staff › Section 4203.5 - Termination of employment

Current through Register Vol. 46, No. 28, July 10, 2024
The chairman is authorized to terminate the employment of
						any member of the staff of the commission at any time after such termination
						has been approved at a meeting of the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4203 - Commission Staff › Section 4203.6 - Retirement

Current through Register Vol. 46, No. 28, July 10, 2024
Each member of the commission upon retirement shall have
						the title of honorary steward in recognition of his services, with such duties,
						rights and privileges as may be specified by the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4204 - Track Licenses › Section 4204.1 - Race meeting license

Current through Register Vol. 46, No. 28, July 10, 2024
All quarter horse racing corporations or associations
						formed pursuant to the Quarter Horse Racing Law of the State of New York
						desiring to conduct a race meeting with pari-mutuel wagering thereon must
						obtain a license annually from the commission. All licenses shall be deemed
						conditioned upon compliance with the laws of the State of New York, the rules
						and regulations of the commission, payment of salaries, fees and taxes required
						by statute, payment of charges for the operation of the commission laboratory
						for chemical analysis of samples, and the proper installation, operation and
						maintenance of equipment and devices for the conduct, timing and monitoring of
						races which the commission shall prescribe as necessary or desirable in the
						public interest.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4204 - Track Licenses › Section 4204.2 - Temporary licenses

Current through Register Vol. 46, No. 28, July 10, 2024
The commission may, in considering either an initial
						track license or pending final determination of any question with respect to
						the granting of an annual license, issue a temporary license upon such terms
						and conditions as it may deem necessary, desirable or proper to effectuate the
						purposes of the Quarter Horse Racing Law and the rules and regulations of the
						commission. Such temporary license may be issued subject to the written
						acceptance of the terms and conditions therein prescribed and in the event that
						such written acceptance is not received by the commission within the time
						prescribed, the commission may refuse to issue such temporary
						license.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4204 - Track Licenses › Section 4204.3 - Application form

Current through Register Vol. 46, No. 28, July 10, 2024
Application for a license to conduct a quarter horse
						racing meeting with pari-mutuel wagering shall be submitted to the commission
						in such form as may be approved by the commission and the commission may
						require that such form shall contain a provision for an oath of a duly
						authorized officer of the applicant corporation or association or by the
						applicant desiring a track license. The commission may call for further data
						and information or it may require the applicant or any officer or employee to
						appear in person before it.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4204 - Track Licenses › Section 4204.4 - License

Current through Register Vol. 46, No. 28, July 10, 2024
Upon receipt of an application satisfactory in form and
						content to the commission, the commission may grant an initial license or a
						temporary license for a term of days during the current racing year during
						which the applicant may conduct quarter horse racing with pari-mutuel wagering.
						Such license shall specify the place where and the hours of the day or night
						during which racing and pari-mutuel wagering shall be held.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4204 - Track Licenses › Section 4204.5 - Duty of licensee

Current through Register Vol. 46, No. 28, July 10, 2024
A licensee conducting quarter horse racing with
						pari-mutuel wagering, their officers, directors, officials, and employees,
						shall be responsible for the conduct of such racing meetings and each shall
						observe and enforce this Subchapter, the orders and directions of the
						commission, the Pari- Mutuel Revenue Law and the Quarter Horse Racing
						Law.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4204 - Track Licenses › Section 4204.6 - Denial of license

Current through Register Vol. 46, No. 28, July 10, 2024
The commission may refuse to issue a license to conduct a
						race meeting with pari-mutuel wagering when, in its judgement, such refusal
						shall appear to be in the best interest of racing and of the
						public.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4204 - Track Licenses › Section 4204.7 - Transfer of license

Current through Register Vol. 46, No. 28, July 10, 2024
No license or any part thereof shall be transferable or
						assignable in any manner or in any particular.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4204 - Track Licenses › Section 4204.8 - Financial reports

Current through Register Vol. 46, No. 28, July 10, 2024
Each racing association shall furnish to the commission
						within 60 days after the close of its fiscal year, four copies of its balance
						sheet and of its operating statement for such fiscal year with comparison to
						the prior year, the same to be duly sworn to before a notary public by the
						treasurer or an authorized officer of such racing association and certified by
						a duly licensed certified public accountant and be in such form as may be
						prescribed from time to time by order of the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4204 - Track Licenses › Section 4204.9 - Policing of grounds

Current through Register Vol. 46, No. 28, July 10, 2024
Each licensee shall police its grounds at all times and
						preclude admission of any authorized persons in and around the stables,
						paddocks or other security areas.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4204 - Track Licenses › Section 4204.10 - Financial reports of concessionaires

Current through Register Vol. 46, No. 28, July 10, 2024
Any person, firm, association or corporation, who holds,
						any concessions, right or privilege, to perform any service or sell any article
						at any quarter horse race track at which pari-mutuel meets are conducted must
						submit to the commission a copy of each report, advice or other document which
						that person, firm, association or corporation furnishes or is required to
						furnish to the licensed quarter horse racing association or corporation
						pursuant to any agreement written or oral, with such racing association or any
						other arrangement between such parties. At the end of each racing meeting, such
						person, firm, association or corporation shall prepare and send to the
						commission a record of its operations at the track in the form of a profit and
						loss statement. Such report shall contain detailed statement of revenues and
						expenses paid or accrued during the period and shall be sworn to by at least
						two of the principal officers of such firm. Such report must be filed with the
						commission within 30 days after the end of each racing meeting. Such firm,
						person, association or corporation shall also submit to the commission a
						verified financial statement including a balance sheet, supporting schedules,
						and such other details as may fully acquaint the commission with all of the
						facts pertaining to its operation during the year. These reports shall be filed
						within 75 days after the end of the calendar or fiscal year of such person,
						firm, association or corporation.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4204 - Track Licenses › Section 4204.11 - Information to be furnished by concessionaires

Current through Register Vol. 46, No. 28, July 10, 2024
Any persons, firm, association or corporation which holds
						any concession, right or privilege to perform any services or sell any article
						at any track at which pari-mutuel quarter horse racing meets are conducted must
						submit to the commission the names of all personnel employed at the track
						including such information that the commission shall require concerning each
						employee, copies of all written contracts and agreements and a summary of all
						verbal contracts and agreements, list of stockholders annually, list of
						officers and directors and annual compensation paid to each and upon the sale
						or transfer of any stock of any concessionaire, evidence of such sale or
						transfer must be submitted to the commission by affidavit verifying that said
						transfer or sale is in compliance with section 63 of article 3 of the
						Pari-Mutuel Revenue Law, as amended.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4204 - Track Licenses › Section 4204.12 - Badge identification system

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Each quarter horse racing association or
					 corporation shall implement and maintain an identification system for all
					 persons entering the stable area of the track. The stable area includes the
					 backstretch and paddock areas.
(b)
					 All persons present in the stable area shall wear in plain view the
					 identification badge issued by the quarter horse racing association or
					 corporation except that in the case of commission employees, each shall
					 conspicuously wear his commission identification credentials.
(c) No identification badge may be issued
					 unless the recipient has a current commission license and is duly listed on a
					 trainer's stable registration or badge list or is listed on a race track
					 approved list maintained by the association. Such a list may include, but need
					 not be limited to track officials, track employees, vendors and
					 concessionaires.
(d) All other
					 persons must obtain a guest identification badge before entering the stable
					 area. Guest identification badges shall clearly identify the recipient and may
					 be issued only upon the request of and after identification by a licensed
					 trainer or owner. A log of all persons to whom a guest identification badge has
					 been issued and their sponsors shall be maintained by the quarter horse racing
					 association or corporation. Guests must be logged in and out.
(e) The quarter horse racing association or
					 corporation shall also maintain a list of the individuals to whom
					 identification badges have been issued, together with the date of issue and
					 position of each recipient.
(f) The
					 identification badge issued by the quarter horse racing association or
					 corporation must contain a color photograph of the individual to whom issued,
					 his name, address, occupation or position, date of birth and the signature of
					 the person to whom it will be issued. The badge shall be laminated both front
					 and back and contain a clasp so that the identification badge may be worn in
					 plain view.
(g) The identification
					 badges issued by the quarter horse racing association or corporation shall be
					 color coded by category as follows: horsemen, green; grooms and other
					 backstretch employees, yellow; track officials and employees, red; vendors and
					 concessionaires, blue; guests, brown.
(h) Persons failing to wear photographic
					 identification badges or failing to obtain a visitor's pass before entering the
					 stable area are subject to ejection from the grounds, and/or fine and/or
					 license suspension and/or license revocation.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4204 - Track Licenses › Section 4204.13 - Disputes

Current through Register Vol. 46, No. 28, July 10, 2024
Disputes between a regional corporation and a track with
						respect to the purposes or objectives set forth in section 518 of the Racing,
						Pari-Mutuel Wagering and Breeding Law shall be submitted in writing to the
						commission for determination. The commission may make its determination based
						on the submissions or may hold a hearing on the matter. The commission' s
						determination shall be final. Failure to comply with the commission's
						determination by any party shall subject the person or persons responsible
						therefor to disciplinary action.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4204 - Track Licenses › Section 4204.14 - Internet posting to assist compulsive gamblers

Current through Register Vol. 46, No. 28, July 10, 2024
Each quarter horse racing association or corporation,
						which maintains a website on the Internet, shall post on its home page a
						message designed to assist compulsive gamblers. Such posting shall include, but
						not be limited to a notice of the availability of one or more organizations
						approved by the Commissioner of Mental Health, pursuant to the provisions of
						section
						7.09
						(g) of the Mental Hygiene Law, which offer
						assistance in dealing with problem of compulsive gambling.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4205 - Occupational Licenses › Section 4205.1 - License required

Current through Register Vol. 46, No. 28, July 10, 2024
(a) No
					 person shall participate in the affairs of any association or corporation
					 licensed by the commission to conduct quarter horse race meetings at which
					 pari-mutuel betting is permitted as director, officer, agent or employee of
					 such track licensee, unless such person shall have received an occupational
					 license from the commission.
(b) No
					 person shall participate in or at any quarter horse race meet as owner,
					 trainer, assistant trainer, jockey, groom, farrier, veterinarian, agent, goods
					 supplier, salesman, jockeys' agents, stable employees, authorized agent,
					 sub-agent, stable manager and any other employee of an owner associated with
					 such owner's racing activities or be the holder or operator of any concession
					 (if a corporation a license shall also be required of officers and directors
					 and its employees) or perform any service, including but without limiting the
					 generality thereof, the conduct of negotiations on behalf of any person or
					 persons who engage in any racing activities or perform any services in
					 connection with the conduct of any quarter horse race meeting, or engage in any
					 occupation or employment at any quarter horse race meet, unless such persons
					 shall have received an occupational license from the commission with the
					 following exceptions:
(1) public officers and
					 public employees engaged in the performance of their official duties;
					 or
(2) persons exempted by the
					 commission from the occupational license requirement.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4205 - Occupational Licenses › Section 4205.2 - Procedure for revocation

Current through Register Vol. 46, No. 28, July 10, 2024
No license shall be revoked unless such revocation is at
						a meeting of the commission on notice to the licensee, who shall be entitled to
						a hearing in respect of such revocation. In the conduct of such hearing, the
						commission or a commissioner or hearing officer shall not be bound by technical
						rules of evidence, but all evidence offered shall be reduced to writing, and
						such evidence, together with the exhibits, if any, and the findings of the
						commission shall be permanently reserved and shall constitute the record of the
						commission in such case. The action of the commission in refusing, suspending
						or in revoking a license shall be reviewable in the Supreme Court in the manner
						provided by and subject to the provisions of article 78 of the Civil Practice
						Law and Rules.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4205 - Occupational Licenses › Section 4205.3 - Fee refunds

Current through Register Vol. 46, No. 28, July 10, 2024
Within one year from the date of payment and upon the
						audit of the State Comptroller, the Department of State may refund any fee paid
						for which no license is issued or refund that portion of the payment that is in
						excess of the amount prescribed therefor.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4205 - Occupational Licenses › Section 4205.4 - Minimum age-jockey

Current through Register Vol. 46, No. 28, July 10, 2024
No jockey license shall be granted to anyone less than 16
						years of age.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4205 - Occupational Licenses › Section 4205.5 - Ownership affidavit

Current through Register Vol. 46, No. 28, July 10, 2024
An owner to be eligible for a license shall be required
						to submit an affidavit as to his ownership or lease of all horses in his
						possession.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4205 - Occupational Licenses › Section 4205.6 - Disqualification

Current through Register Vol. 46, No. 28, July 10, 2024
(a) No person shall
					 be eligible for an owners' or trainers' license if, during the term of such
					 license, he would practice as farrier or veterinarian with horses racing under
					 the jurisdiction of the commission; provided, however, that a duly licensed
					 owner may personally shoe a horse owned by him upon applying for and receiving
					 a certificate of fitness therefor from the commission.
(b) Disqualification of a person from having
					 a license shall apply in each instance to the spouse of the person.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4205 - Occupational Licenses › Section 4205.7 - Amateur jockeys

Current through Register Vol. 46, No. 28, July 10, 2024
An amateur wishing to ride in races on even terms with
						jockeys must obtain a jockey license from the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4205 - Occupational Licenses › Section 4205.8 - Emergency permit

Current through Register Vol. 46, No. 28, July 10, 2024
In an emergency, the steward may permit owners, trainers,
						assistant trainers and jockeys to start, train or ride pending action on their
						applications.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4205 - Occupational Licenses › Section 4205.9 - Ineligible employees

Current through Register Vol. 46, No. 28, July 10, 2024
All persons holding or applying for occupational licenses
						are forbidden to employ in any capacity in connection with their licensed
						operations, any person determined or adjudged by the commission to be
						ineligible for an occupational license.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4205 - Occupational Licenses › Section 4205.10 - Copy of rules

Current through Register Vol. 46, No. 28, July 10, 2024
Copies of the New York State Quarter Horse Racing
						Commission rules and regulations shall be available at the commission office
						and copies thereof shall be available at the quarter horse race tracks duly
						licensed by the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4205 - Occupational Licenses › Section 4205.16 - Financial responsibility

Current through Register Vol. 46, No. 28, July 10, 2024
Any participant who shall accumulate unpaid obligations
						or default in obligations, or issue drafts or checks that are dishonored or
						payment refused, or otherwise display financial irresponsibility reflecting on
						his experience, character or general fitness, shall be subject to refusal,
						suspension or revocation of license.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter C - State Quarter Horse Racing Commission › Part 4205 - Occupational Licenses › Section 4205.17 - Badge identification system

Current through Register Vol. 46, No. 28, July 10, 2024
All licenses and participants shall comply with the
						requirements of section
						4204.12(b) of this
						Part and shall be subject to the provisions of section
						4204.12(h) of this
						Part for failure to so comply.