New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle B - Division of Alcoholic Beverage Control › Chapter II - Rules of the Office of Cannabis Management › Part 114 - Cannabinoid Hemp › Section 114.2 - Application for cannabinoid hemp processor license

Current through Register Vol. 46, No. 28, July 10, 2024
(a) No person or entity shall extract hemp
				  extract or manufacture cannabinoid hemp product, or hold itself out as a
				  cannabinoid hemp processor, unless it is in compliance with Article 5 of the
				  Cannabis Law and this Part and is licensed by the office as a cannabinoid hemp
				  processor.
(b) An application for
				  licensure shall be submitted to the office on a form prescribed by the office
				  which shall include the following:
(1) the
				  name, address, telephone number and email address of the applicant;
(2) identification of all real property,
				  buildings and facilities that will be used in the extracting of hemp extract or
				  manufacturing of cannabinoid hemp;
(3) the days and hours of
				  operation;
(4) the Federal employer
				  identification number of the applicant;
(5) for applicants extracting hemp extract,
				  identification of all extraction methods that will be used to carry out the
				  extracting;
(6) proof of New York
				  State Workers' Compensation and Disability Insurance coverage, or a Certificate
				  of Attestation of Exemption from coverage;
(7) a summary and description of the
				  applicant's:
(i) source(s) of hemp and hemp
				  extract to be used by the licensee; and
(ii) cannabinoid hemp products to be
				  manufactured;
(8) a
				  statement that the applicant's standard operating procedures will incorporate
				  any language or requirements provided by the office and adequately address
				  quality assurance, security, and a plan to ensure all hemp and hemp extract
				  obtained by the applicant meets the requirements of this Part.
(9) evidence that Good Manufacturing
				  Practices (GMP) will be used in the extraction of hemp extract and
				  manufacturing of cannabinoid hemp products. Such evidence shall include one of
				  the following:
(i) proof of a qualified
				  third-party GMP audit of the applicant's extraction and manufacturing
				  processes; or
(ii) a detailed plan
				  for obtaining a qualified third-party GMP audit within six months of approval
				  of the application and before beginning operations as a cannabinoid hemp
				  processor in New York State;
(10) a copy and description of any other
				  license(s) issued by state or federal authorities related to the operations of
				  the licensee or the facility where licensed activity will occur;
(11) a description of any other businesses or
				  business activities conducted on the premises to be licensed;
(12) copies of the organizational documents
				  of the applicant;
(13) a statement
				  attesting that the applicant and those in control of the entity, meaning a
				  person that has the ability to direct the activity of the applicant or
				  licensee, including principals, officers or others with such control, are of
				  good moral character;
(14) a
				  statement attesting that the applicant will comply with all applicable state
				  and local laws and regulations relating to the activities in which it intends
				  to engage under the license;
(15) a
				  statement attesting that the applicant has the experience and competency to
				  undertake the activities for which licensure is sought; and
(16) any other information as may be required
				  by the office.