reglab/statecodes huggingface dataset:
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4031 - Penalties And Allowances › Section 4031.4 - No allowance for beaten horse

Current through Register Vol. 46, No. 28, July 10, 2024
No horse shall receive allowance of weight or be
						  relieved from extra weight for having been beaten in one or more races;
						  provided that this section shall not prohibit maiden allowance or allowances to
						  horses that have not won within a specified time or that have not won races of
						  a specified value.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4032 - Apprentice Jockeys And Weight Allowances › Section 4032.1 - Apprentice weight allowances

Current through Register Vol. 46, No. 28, July 10, 2024
An apprentice jockey licensed in accordance with
						  section 4002.26 of this Article may claim
						  the following weight allowances in all overnight races except stakes and
						  handicaps:
(a) ten-pound allowance
						beginning with the first mount and continuing until the apprentice has ridden
						five winners;
(b) a seven-pound
						allowance until the apprentice has ridden an additional 35 winners;
(c) if an apprentice has ridden a total of 40
						winners prior to the end of a period of one year from the date of riding his or
						her fifth winner, he or she shall have an allowance of five pounds until one
						year from the date of the fifth winning mount; and
(d) if after one year from the date of the
						fifth winning mount the ap- prentice jockey has not ridden 40 winners, the
						applicable weight allow-ance shall continue for one more year from the date of
						the fifth winning mount, or until the 40th winner, whichever comes first. In no
						event may a weight allowance be claimed for more than two years from the date
						of the fifth winning mount, unless an extension has been granted under this
						rule
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4032 - Apprentice Jockeys And Weight Allowances › Section 4032.2 - Apprentice jockeys; certificates; agreements

Current through Register Vol. 46, No. 28, July 10, 2024
Upon being licensed, any person who has never
						  previously been licensed as a jockey in any country, may:
(a) either be issued a certificate that may
						be in effect no longer than five years; or
(b) of his or her own free will, and if under
						the age of 18 years, with the written consent of his or her parents or
						guardian, bind himself or herself to an owner or trainer for a term of not less
						than three nor more than five years (subject to written extension if made for
						less than five years) by written contract approved by the commission and filed
						with the commission and The Jockey Club.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4032 - Apprentice Jockeys And Weight Allowances › Section 4032.3 - Apprentice contracts

Current through Register Vol. 46, No. 28, July 10, 2024
(a) All
						holders of apprentice contracts shall be subject to investigation as to
						character, ability, facilities and financial responsibility and shall, at the
						time of making the contract, own in good faith a minimum of three horses in
						training, or, if a trainer, shall operate in good faith a stable of at least
						three horses.
(b) Contracts for
						apprentice jockeys shall provide for fair remuneration, adequate medical
						attention and suitable commission and lodging for the apprentice; and approved
						provision shall be made for savings out of his or her earnings.
(c) No apprentice shall be permitted to
						acquire his or her own contract.
(d) All apprentice contracts described in
						this Part shall be filed with The Jockey Club within 30 days after execution
						thereof or upon filing application for license with the commission.
(e) The failure of an owner or trainer to
						file any such contract or to obtain the approval of the commission thereto may
						subject such owner or trainer to the revocation or suspension of his or her
						license or to such other disciplinary action by the commission as in the
						commission's judgment may seem proper.
(f) An apprentice contract may contain an
						option, equally available to both employer and apprentice, to cancel the same
						after two years from its date on such terms as may be prescribed in such
						contract. Any notice of such cancellation signed by the party or parties
						cancelling any such agreement shall be filed promptly with the commission and
						The Jockey Club.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4032 - Apprentice Jockeys And Weight Allowances › Section 4032.4 - Extension of weight allowance

Current through Register Vol. 46, No. 28, July 10, 2024
The commission may extend the weight allowance of an
						  apprentice jockey when, in the discretion of the commission an apprentice
						  jockey is unable to continue riding due to:
(a) physical disablement or
						illness;
(b) military
						service;
(c) attendance in an
						institution of secondary or higher education;
(d) restriction on racing; or
(e) other valid reasons.
In order to qualify for an extension, an apprentice
						  jockey shall have been rendered unable to ride for a period of not less than
						  seven consecutive days during the period in which the apprentice was entitled
						  to an apprentice weight allowance. Under exceptional circumstances, total days
						  lost collectively will be given consideration. The commission currently
						  licensing the apprentice jockey shall have the authority to grant an extension
						  to an eligible applicant, but only after the apprentice has produced
						  documentation verifying time lost as defined by this regulation. An apprentice
						  may petition one of the jurisdictions in which he or she is licensed and riding
						  for an extension of the time for claiming apprentice weight allowances, and the
						  apprentice shall be bound by the decision of the jurisdiction so
						  petitioned.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4033 - Weighing Out › Section 4033.1 - Time for weighing out

Current through Register Vol. 46, No. 28, July 10, 2024
Every jockey must be weighed for a specified horse not
						  less than 30 minutes before the time fixed for the race, and the number of the
						  horse shall be exhibited officially as soon as possible.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4033 - Weighing Out › Section 4033.2

Current through Register Vol. 46, No. 28, July 10, 2024
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4033 - Weighing Out › Section 4033.3 - Items weighed with jockey

Current through Register Vol. 46, No. 28, July 10, 2024
Every jockey shall be weighed with the clothing that
						  such jockey will wear in the race. No whip or substitute for a whip, blinkers
						  or number cloth shall be allowed on the scales, nor shall any bridle, muzzle,
						  martingale, breastplate, safety vest or safety helmet approved by the stewards
						  be weighed. A safety vest shall meet the requirements of section
						  4006.8 of this
						  Article.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4033 - Weighing Out › Section 4033.4 - Declaration of overweight

Current through Register Vol. 46, No. 28, July 10, 2024
If a jockey intends to carry overweight, such jockey
						  must declare the amount thereof at the time of weighing out, or if in doubt as
						  to his or her proper weight, such jockey may declare the weight he or she
						  intends to carry.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4033 - Weighing Out › Section 4033.5 - Time for declaration of overweight

Current through Register Vol. 46, No. 28, July 10, 2024
If a jockey intends to carry overweight exceeding by
						  more than two pounds the weight that his or her horse is to carry, the owner or
						  trainer consenting, such jockey must declare the amount of overweight to the
						  clerk of the scales at least 45 minutes before the time appointed for the race,
						  and the clerk shall cause the overweight to be stated on the notice commission
						  immediately. For failure on the part of a jockey to comply with this section,
						  such jockey may be punished as provided by sections 4022.12 through
						  4022.15 of this
						  Subtitle.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4033 - Weighing Out › Section 4033.6 - Five pounds overweight limit

Current through Register Vol. 46, No. 28, July 10, 2024
No horse shall carry more than five pounds overweight
						  except in races confined exclusively to amateurs or to riders who are officers
						  of the United States Army or Navy or of the National Guard.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4033 - Weighing Out › Section 4033.7 - Owner responsible for weight

Current through Register Vol. 46, No. 28, July 10, 2024
The owner is responsible for the weight carried by such
						  owner's horse.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4033 - Weighing Out › Section 4033.8 - Equipment regulated

Current through Register Vol. 46, No. 28, July 10, 2024
Only equipment specifically approved by the stewards
						  shall be worn or carried by a jockey or a horse in a race.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4034 - Starting › Section 4034.1 - Duties of starter

Current through Register Vol. 46, No. 28, July 10, 2024
(a) The starter
						shall give all orders necessary for securing a fair start.
(b) The starter shall report to the stewards
						by whom and by what cause any delay was occasioned and any cases of misconduct
						by assistant starters or by jockeys when under the starter's orders.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4034 - Starting › Section 4034.2 - Failure of horse to start

Current through Register Vol. 46, No. 28, July 10, 2024
If a horse whose number has been exhibited or whose
						  starting is obligatory does not start and run in the race, the stewards may
						  suspend any person or persons responsible for such an
						  occurrence.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4034 - Starting › Section 4034.3 - Persons excluded from course

Current through Register Vol. 46, No. 28, July 10, 2024
After the horses are ordered to the starting post and
						  until the stewards direct the gates to be reopened, all persons except the
						  racing officials shall be excluded from the course to be run
						  over.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4034 - Starting › Section 4034.4 - Time signals

Current through Register Vol. 46, No. 28, July 10, 2024
A bell shall be rung to indicate the time to saddle and
						  a bugle sounded to indicate the time to go to the post.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4034 - Starting › Section 4034.5 - Parade to the post

Current through Register Vol. 46, No. 28, July 10, 2024
All horses shall parade and, under penalty of
						  disqualification, shall carry their weight from the paddock to the starting
						  post, such parade to pass the finish line.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4034 - Starting › Section 4034.6 - Horses led to the post

Current through Register Vol. 46, No. 28, July 10, 2024
When, by permission of the paddock judge and upon
						  payment to the association of $10, a horse is led to the post, such horse is
						  excused from parading with the other horses, but nevertheless such horse must,
						  on his way to the post, pass the stewards' stand.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4034 - Starting › Section 4034.7 - Determination of starting position

Current through Register Vol. 46, No. 28, July 10, 2024
The position of horses when starting shall be
						  determined by lot, i.e., a numbered ball shall be drawn from a bottle by the
						  clerk of the scales.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4034 - Starting › Section 4034.8 - Starting vicious horse

Current through Register Vol. 46, No. 28, July 10, 2024
The starter may place vicious and unruly horses on the
						  outside and behind the line.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4034 - Starting › Section 4034.9 - Accident at the post

Current through Register Vol. 46, No. 28, July 10, 2024
A horse in the hands of the starter shall receive no
						  further care from anyone at the starting post except the assistant starters,
						  provided that if any accident happens to a jockey or the jockey's horse or
						  equipment, the starter may permit any jockey or jockeys to dismount and the
						  horses to be cared for during the delay. Otherwise no jockey shall
						  dismount.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4034 - Starting › Section 4034.10 - Starting gate

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Except in cases
						provided for in subdivision (b) of this section, all races shall be started in
						a starting gate selected by the association conducting the meeting if approved
						by the commission.
(b) By
						permission of the stewards, a race may be started without a gate.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4034 - Starting › Section 4034.11 - Starting in front of the post

Current through Register Vol. 46, No. 28, July 10, 2024
A start in front of the post is void, and the horses
						  must be started again.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4034 - Starting › Section 4034.12 - Horses to be schooled before starting

Current through Register Vol. 46, No. 28, July 10, 2024
All horses shall be schooled properly before starting
						  and, upon the report of the starter, the stewards may suspend any trainer who,
						  after being notified, shall start an unruly horse.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4034 - Starting › Section 4034.13 - Position at starting post

Current through Register Vol. 46, No. 28, July 10, 2024
The horses shall be started as far as possible in a
						  line, but may be started at such reasonable distance behind the starting post
						  as the starter thinks necessary.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4034 - Starting › Section 4034.14 - Matters to be referred to stewards

Current through Register Vol. 46, No. 28, July 10, 2024
For disobedience of the starter's orders at the
						  starting post or for attempting any unfair advantage, the starter may refer the
						  matter to the stewards for action, but any penalty shall not take effect until
						  after the last race of the day.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4034 - Starting › Section 4034.15 - Statements by starter conclusive

Current through Register Vol. 46, No. 28, July 10, 2024
The concurrent statements of the starter and the
						  starter's assistant as to incidents of the start are
						  conclusive.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4035 - Rules Of The Race › Section 4035.1 - Repealed

Current through Register Vol. 46, No. 28, July 10, 2024
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4035 - Rules Of The Race › Section 4035.3 - Results of intentional foul

Current through Register Vol. 46, No. 28, July 10, 2024
If the stewards at any time are satisfied that the
						  riding of any race was intentionally foul or that any jockey was instructed or
						  induced so to ride, all persons guilty of complicity shall be suspended and the
						  case shall be reported to the commission for such additional action as it may
						  consider necessary.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4035 - Rules Of The Race › Section 4035.4 - Instructions to jockeys

Current through Register Vol. 46, No. 28, July 10, 2024
All horses are expected to give their best efforts in
						  races in which they run, and any instructions or advice to jockeys to ride or
						  handle their mounts otherwise than for the purpose of winning are forbidden and
						  will subject all persons giving or following such instructions or advice to
						  disciplinary action by the stewards and the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4035 - Rules Of The Race › Section 4035.5 - Stewards may declare race void, order refund

Current through Register Vol. 46, No. 28, July 10, 2024
The stewards shall have the authority to declare a race
						  void and to order all wagers made thereon refunded if they shall determine that
						  any occurrence before or during the running of such race calls for such action
						  by them.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4035 - Rules Of The Race › Section 4035.6 - Horse must return to course

Current through Register Vol. 46, No. 28, July 10, 2024
If a horse leaves the course, the horse must turn back
						  and run the course from the point at which the horse left it.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4035 - Rules Of The Race › Section 4035.7 - Penalties to be served

Current through Register Vol. 46, No. 28, July 10, 2024
If a jockey commits a riding infraction and the penalty
						  of a suspension or revocation is not served during the same race meeting, then
						  the commission in its discretion may order that the penalty be served, in whole
						  or in part, at a subsequent race meeting at the same track.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4035 - Rules Of The Race › Section 4035.8 - Stewards may dispense with walkover

Current through Register Vol. 46, No. 28, July 10, 2024
In a sweepstakes, if only one horse remains to start,
						  the stewards may dispense with a walkover.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4035 - Rules Of The Race › Section 4035.9 - Use of riding crops

Current through Register Vol. 46, No. 28, July 10, 2024
(a) All riding
						crops are subject to inspection and approval by the stewards and the clerk of
						scales.
(1) Riding crops shall have a shaft
						and a flap and will be allowed in flat racing including training only as
						follows:
(i) maximum weight of eight
						ounces;
(ii) maximum length
						including flap of 30 inches;
(iii)
						minimum diameter of the shaft of three-eighths inch; and
(iv) shaft contact area must be smooth, with
						no protrusions or raised surface, and covered by shock absorbing material that
						gives a compression factor of at least one-millimeter throughout its
						circumference.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4036 - Weighing In › Section 4036.1 - Time, manner of weighing in

Current through Register Vol. 46, No. 28, July 10, 2024
Every jockey must immediately after pulling up ride his
						  or her horse to the place of weighing, dismount only after obtaining permission
						  from the official in charge and present himself or herself to be weighed by the
						  clerk of the scales; provided that if a jockey is prevented from riding to the
						  place of weighing by reason of accident or illness by which he or she or his or
						  her horse is disabled, such jockey may walk or be carried to the
						  scales.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4036 - Weighing In › Section 4036.2 - No one to touch horse, equipment before weighing in

Current through Register Vol. 46, No. 28, July 10, 2024
Except by special permission of the official in charge,
						  every jockey must upon pulling up unsaddle his or her own horse, and no
						  attendant shall touch the horse, except by such horse's bridle. Upon the
						  returning of a jockey to the winner's circle to dismount after a race has been
						  run, no one may touch the equipment of the jockey until he or she has been
						  weighed in, except upon the approval of the official in
						  charge.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4036 - Weighing In › Section 4036.3 - Jockey penalized for misconduct

Current through Register Vol. 46, No. 28, July 10, 2024
If a jockey:
(a) does not present himself or herself to
						weigh in;
(b) is more than one
						pound short of his or her weight;
(c) is guilty of any fraudulent practice with
						respect to weight or weighing;
(d)
						except as provided in section
						4036.1 of this Part, dismounts
						before reaching the scales or dismounts without permission; or
(e) touches (except accidentally) before
						weighing in any person or thing other than his or her own equipment;
then such jockey's horse may be disqualified and such
						  jockey may be punished as provided by sections 4022.12 through
						  4022.15 of this
						  Article.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4036 - Weighing In › Section 4036.4 - Jockey penalized for excess weight

Current through Register Vol. 46, No. 28, July 10, 2024
If a horse carries more than two pounds over such
						  horse's proper or declared weight, such horse's jockey shall be punished unless
						  the stewards are satisfied that such excess of weight has been caused by rain
						  or mud.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4037 - Dead Heats › Section 4037.1 - Dead heat not run off

Current through Register Vol. 46, No. 28, July 10, 2024
When a race results in a dead heat, the dead heat shall
						  not be run off. In the event of a dead heat, owners shall divide the purse
						  except where division would conflict with the conditions of the
						  race.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4037 - Dead Heats › Section 4037.2 - Dead heat for first place

Current through Register Vol. 46, No. 28, July 10, 2024
When two horses run a dead heat for first place, all
						  prizes to which first and second horses would have been entitled shall be
						  divided equally between them. This rule applies in dividing prizes whatever the
						  number of horses running a dead heat and whatever places for which the dead
						  heat is run. Each horse shall be deemed a winner and liable to penalty for the
						  amount the horse shall receive.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4037 - Dead Heats › Section 4037.3 - Objection made to winner

Current through Register Vol. 46, No. 28, July 10, 2024
When a dead heat is run for second place and an
						  objection is made to the winner of the race and sustained, the horses that ran
						  the dead heat shall be deemed to have run a dead heat for first
						  place.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4037 - Dead Heats › Section 4037.4 - Stewards to settle disputes

Current through Register Vol. 46, No. 28, July 10, 2024
If the dividing owners cannot agree as to which of them
						  is to have a cup or other prize that cannot be divided, the question shall be
						  determined by lot by the stewards.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4037 - Dead Heats › Section 4037.5 - Dead heat for a match

Current through Register Vol. 46, No. 28, July 10, 2024
On a dead heat for a match, the match is
						  off.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4038 - Claiming Races › Section 4038.1 - Who may make claim

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Licensed
						and participating owners. Claims may be made by an owner licensed for the
						current year, or duly authorized agent, if the owner is presently registered in
						good faith for racing at that meeting and the owner has started a horse:
(1) within the previous 120 days, including
						the race in which such horse started, in a race meeting of the licensed or
						franchised association; or
(2) in
						the current or previous race meeting of the licensed or franchised racing
						association.
Such claim shall be in the name of the owner making the
						  claim, or in the name of the entity of which the potential claimant is the
						  managing owner.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4038 - Claiming Races › Section 4038.2 - Minimum price for claim

Current through Register Vol. 46, No. 28, July 10, 2024
The minimum price for which a horse may be entered in a
						  claiming race shall not be less than 50 percent of the value of the purse for
						  the race, unless the commission approves a request from an association for a
						  lower minimum price for all or a portion of a race meeting. The commission
						  shall not approve such a request unless such association has implemented
						  increased measures to ensure close examination of the competitiveness,
						  soundness and safety of each horse entered in such race.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4038 - Claiming Races › Section 4038.3 - Conditions for starting claimed horse

Current through Register Vol. 46, No. 28, July 10, 2024
If a horse is claimed the horse shall not start in a
						  claiming race for a period of 20 days from the date of the claim for less than
						  25 percent more than the amount for which such horse was claimed. For a period
						  of 10 days thereafter, a horse is eligible to start for a claiming price equal
						  to or greater than the price at which the horse had been claimed. On the 31st
						  day, the horse may start in a claiming race for any price.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4038 - Claiming Races › Section 4038.4 - Sale, transfer restricted

Current through Register Vol. 46, No. 28, July 10, 2024
If a horse is claimed the horse shall not be sold or
						  transferred to anyone i wholly or in part, except in a claiming race, for a
						  period of 30 days from the date of the claim. A claimed horse shall not, unless
						  reclaimed, remain i in the same stable or under the control or management of
						  its former owner or trainer for a like period. A claimed horse shall not race
						  outside New York State for a period of 60 days from the date of the claim or
						  the end of the meeting at which such horse was claimed, whichever period of
						  time is longer, except that a horse may run:
(a) in a sweepstakes elsewhere for which the
						horse was nominated by its former owner or trainer;
(b) after a period of 30 days from the end of
						a Finger Lakes racing season, if the horse had been claimed at Finger Lakes
						racetrack; or
(c) if permission is
						granted by the stewards.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4038 - Claiming Races › Section 4038.5 - Requirements for claim; determination by stewards

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Form of
						claim and deposit requirements.
(1) All claims
						shall be in writing, sealed in an envelope and deposited in a locked box
						provided for this purpose by the racing secretary or the racing secretary's
						designee, at least 10 minutes before post time. Claim slip forms must be in a
						form prescribed by the stewards, must be completely filled out and must, in the
						judgment of the stewards, be sufficiently accurate to identify the claim,
						otherwise the claim will be void. No money shall accompany the claim.
(2) Each person desiring to make a claim,
						unless the person has such amount to the person's credit with the association,
						must first deposit with the association the whole amount of the claim, in a
						manner approved by the racing secretary or designee for which a receipt will be
						given. Unless funds of the claimant available in the claimant's account with
						the association are sufficient, in the judgment of the stewards, to pay the
						cost of any post-race testing requested on the claim form by the claimant, the
						commission shall not conduct such testing. If such funds are sufficient, an
						amount sufficient to pay for the post-race testing requested on the claim form
						shall be frozen in such claimant's account to secure anticipated costs of
						testing.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4038 - Claiming Races › Section 4038.6 - Opening of sealed claim

Current through Register Vol. 46, No. 28, July 10, 2024
No official or other person shall open the sealed claim
						  box and envelope or give any information on claims filed except to check on the
						  potential claimant's license and eligibility of the claim. Otherwise, the claim
						  box and envelope shall remain unopened until after the results of the race are
						  made official.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4038 - Claiming Races › Section 4038.7 - Limitations on claims

Current through Register Vol. 46, No. 28, July 10, 2024
(a) One horse
						per claimant. No person shall claim more than one horse in a race.
(b) One claim per agent. No authorized agent,
						although representing more than one owner, shall submit more than one claim in
						any one race.
(c) One claim per
						stable. When a stable consists of horses owned by more than one person, trained
						by the same trainer, not more than one claim may be entered on behalf of such
						stable in any one race.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4038 - Claiming Races › Section 4038.8 - Person for whom horse runs

Current through Register Vol. 46, No. 28, July 10, 2024
Each horse shall run for the account of the person in
						  whose name it starts.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4038 - Claiming Races › Section 4038.9 - Claim irrevocable when filed

Current through Register Vol. 46, No. 28, July 10, 2024
When a claim has been filed with the racing secretary,
						  it is irrevocable and is at the risk of the claimant.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4038 - Claiming Races › Section 4038.10 - In case of dead heat

Current through Register Vol. 46, No. 28, July 10, 2024
In case of a dead heat, each of the dividing horses is
						  the winner for the purpose of this Part.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4038 - Claiming Races › Section 4038.11 - Collusive claiming punished

Current through Register Vol. 46, No. 28, July 10, 2024
Should the stewards be of the opinion that any person
						  is claiming a horse collusively for the benefit of another interest or in order
						  to evade the provision of any sections of this Article, they may require such
						  person to make an affidavit that he or she is not so doing, and if upon proof
						  it is ascertained that such person made a false affidavit, such person shall be
						  referred to the commission for further action.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4038 - Claiming Races › Section 4038.12 - Effect of walking over

Current through Register Vol. 46, No. 28, July 10, 2024
A horse's liability to be claimed is not affected by
						  its walking over.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4038 - Claiming Races › Section 4038.13 - Delivery on written order

Current through Register Vol. 46, No. 28, July 10, 2024
No horse shall be delivered except on a written order
						  from the racing secretary or the racing secretary's designee.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4038 - Claiming Races › Section 4038.14 - Refusal to deliver

Current through Register Vol. 46, No. 28, July 10, 2024
Any person refusing to deliver a claimed horse shall be
						  suspended and such person's case referred to the commission. The horse is
						  disqualified until the horse is delivered to the purchaser.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4038 - Claiming Races › Section 4038.15 - Intimidation, collusion

Current through Register Vol. 46, No. 28, July 10, 2024
Any person who shall attempt to prevent another person
						  from claiming any horse in a claiming race, or any owners running in claiming
						  races who may make any agreement for the claiming of each other's horses, may
						  be sanctioned by the stewards or the stewards may refer the matter to the
						  commission for further action.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4038 - Claiming Races › Section 4038.16 - Stewards' certificate to claim

Current through Register Vol. 46, No. 28, July 10, 2024
An owner whose stable has been eliminated by claiming
						  or by fire or other hazards shall have the right to claim during the remainder
						  of the meeting at which such stable was eliminated, or for the next 30 racing
						  days of that racing association, whichever period is longer. If the 30-day
						  period should extend into the next succeeding meeting of that racing
						  association, the owner must obtain a certificate from the stewards of the
						  meeting at which such owner lost his or her last horse. The owner must present
						  this certificate when filing a claim at the next meeting.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4038 - Claiming Races › Section 4038.17 - Horses claimed-testing

Current through Register Vol. 46, No. 28, July 10, 2024
(a)
						Post-race testing. If the claimant of a horse has requested post-race testing,
						at the expense of the claimant, on the claim form, then the stewards shall
						designate such horse for post-race testing pursuant to subdivision (b) of
						section 4012.3 of this Article. The
						original trainer shall remain responsible for the claimed horse until any
						on-track post-race sample collection has been completed.
(b) Responsibility of original trainer until
						examination is complete. The original trainer shall remain responsible for a
						claimed horse that is required to be examined pursuant to paragraph (4) of
						subdivision (d) of section
						4038.5 of this Part until the horse
						has undergone such examination and been released to the new
						owner.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4038 - Claiming Races › Section 4038.18 - Pregnant mare-disclosure prior to entry in a claiming race

Current through Register Vol. 46, No. 28, July 10, 2024
It shall be the responsibility of the trainer to
						  disclose the pregnancy of any mare to the racing secretary with the entry of
						  that mare in any claiming race. The racing secretary shall cause such fact to
						  be prominently displayed in the entry room prior to any subsequent
						  start.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4039 - Disputes, Objections, Appeals › Disputes › Section 4039.1 - Penalties attach until dispute decided

Current through Register Vol. 46, No. 28, July 10, 2024
When a race is in dispute both the horse that
							 finished first and any horse claiming the race shall be liable to all the
							 penalties attaching to the winner of that race until the matter is
							 decided.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter A - Thoroughbred Racing › Article 1 - Rules of Racing › Part 4039 - Disputes, Objections, Appeals › Appeals › Section 4039.5 - Appeal from stewards' decision

Current through Register Vol. 46, No. 28, July 10, 2024
Every objection shall be decided by the stewards, but
							 their decision shall be subject to appeal in writing to the commission so far
							 as relates to points involving the interpretation of this Article or to any
							 question other than a question of fact.