reglab/statecodes huggingface dataset:
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Race Track Licenses › Section 4101.8 - Horesemen's contract requirement

Current through Register Vol. 46, No. 28, July 10, 2024
In determining whether or not to grant a pari-mutuel
						  track license to a racing association or corporation and/or assign racing dates
						  to a licensed racing association or corporation, the commission may consider if
						  there exists a written agreement between the racing association or corporation
						  and its representative horsemen's association governing the terms and
						  conditions of racing and the commission may require such an agreement to be in
						  existence, unless the commission finds that the absence of the agreement is for
						  good cause due to factors beyond the control of the racing association or
						  corporation or the representative horsemen's association.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Financial Statements of Licensed Race Tracks › Section 4101.9 - Accounting system of tracks

Current through Register Vol. 46, No. 28, July 10, 2024
All associations and corporations licensed under the
						  Racing, Pari-Mutuel Wagering and Breeding Law to conduct harness race meetings
						  at which pari-mutuel betting is permitted must adopt the uniform system of
						  accounts that has been furnished such licensees by the
						  commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Financial Statements of Licensed Race Tracks › Section 4101.10 - Financial reports of tracks

Current through Register Vol. 46, No. 28, July 10, 2024
(a)
						The following financial reports must be submitted to the commission at the
						close of each licensed harness racing meet and at the close of the licensee's
						fiscal year:
(1) statement of assets and
						liabilities;
(2) statement of
						profit and loss and surplus; and
(3) affidavit forms.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Financial Statements of Licensed Race Tracks › Section 4101.11 - Records of tracks

Current through Register Vol. 46, No. 28, July 10, 2024
The licensee must maintain separate general ledgers and
						  books of original entries for each calendar or fiscal year.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Financial Statements of Licensed Race Tracks › Section 4101.12 - Reports of corporate licensees

Current through Register Vol. 46, No. 28, July 10, 2024
All associations and corporations licensed by the
						  commission are required to submit to the commission the following:
(a) Copies of weekly payrolls of all
						personnel employed at the track during such association or corporation's race
						meeting, including State license number of each employee.
(b) Copies of all written contracts and
						agreements and a summary of all verbal contracts and agreements.
(c) List of stockholders annually, or as the
						commission may require.
(d) List of
						officers and directors and compensation paid to each or as the commission may
						require.
(e) Upon the sale or
						transfer of any stock of any licensed harness racing corporation or
						association, such sale or transfer must be transmitted to the commission by
						affidavit verifying that said transfer or sale is in compliance with section
						303 of the Racing, Pari-Mutuel Wagering and Breeding Law.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Financial Statements of Licensed Race Tracks › Section 4101.13 - Transmission of racing information

Current through Register Vol. 46, No. 28, July 10, 2024
Except as otherwise provided in the rules or by
						  statute, information concerning races conducted at all pari-mutuel harness
						  tracks in New York shall not be transmitted from any such track unless approved
						  by the commission. The term racing information shall be deemed to include live,
						  delayed or simulated descriptions of a race whether by audio or video
						  transmission, the odds resulting from any betting registered before a race and
						  other types of information, including but not limited to entries, program
						  numbers, driver changes, post positions, scratches, race results and pay-off
						  prices.
(a) The commission, in making
						its determination, shall consider the following criteria, information
						concerning which must be submitted by the racing association or corporation:
(1) the nature of racing information as
						defined herein to be transmitted;
(2) the location to and from which such
						racing information is to be transmitted;
(3) the means and method of transmission of
						racing information;
(4) the terms
						of any contracts or agreements relating to the transmission of racing
						information; copies of all relevant contracts shall be submitted; and
(5) any other relevant information that may
						be specifically requested by the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Financial Statements of Licensed Race Tracks › Section 4101.14 - Combination of New York wagers with wagers made in other states or foreign countries

Current through Register Vol. 46, No. 28, July 10, 2024
Pursuant to section 907 of the Racing, Pari-Mutuel
						  Wagering and Breeding Law, New York wagers may be combined with wagers made in
						  other states or foreign countries if proposed pursuant to a written plan
						  describing the method of operation under each of the criteria set forth under
						  such law and evidence of compliance with each of the requirements of such law
						  is furnished by the applicant. Such application shall be approved by the
						  commission if the commission is satisfied that the statutory criteria have been
						  met and that such operation is consistent with the public interest and the best
						  interests of racing generally.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Statements and Reports of Concessionaires › Section 4101.16 - Filing of reports of concessionaires to tracks with commission

Current through Register Vol. 46, No. 28, July 10, 2024
Any person who, or firm, association or corporation
						  that, holds any concession, right or privilege to perform any service or sell
						  any article at any track at which pari-mutuel harness racing meets are
						  conducted must submit to the commission a copy of each report, advice or other
						  document that such person, firm, association or corporation furnishes or is
						  required to furnish to the licensed harness racing association or corporation
						  in order to substantiate any commissions, rentals, service fees and similar
						  financial or other arrangements between the parties. Any person, firm,
						  association or corporation operating a concession, performing any service or
						  selling any article at more than one licensed harness racing track must submit
						  separate reports of such operation at each track.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Statements and Reports of Concessionaires › Section 4101.17 - Financial statements of concessionaires

Current through Register Vol. 46, No. 28, July 10, 2024
At the end of each meet such person, firm, association
						  or corporation shall prepare and send to the commission a record of such firm,
						  association or corporation's operations at the track in the form of a profit
						  and loss statement. Such report shall show the gross revenues derived from the
						  meeting as well as all expenses paid or accrued during the same period. Income
						  and expense items must be shown in detail. Such report must be verified by at
						  least two of the principal officers of the firm, association or corporation, if
						  an association or corporation, and by one or more owners or proprietors thereof
						  if not an association or corporation. Such report must be filed with the
						  commission within 30 days after the end of each individual meet. Such person,
						  firm, association or corporation shall submit to the commission verified
						  financial statement including (a) a balance sheet and (b) a statement of profit
						  and loss showing the combined operations for that year and the results of such
						  operations for each specific harness racing meet at which he, she, they or it
						  conducted business during the year. These reports must be filed with the
						  commission within 75 days after the end of the calendar or fiscal year of such
						  person, firm, association or corporation. The end of the calendar or fiscal
						  year reports must be verified as required under section
						  4101.10(c)(1) and
						  (2) of this Part.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Statements and Reports of Concessionaires › Section 4101.18 - Reports of concessionaires

Current through Register Vol. 46, No. 28, July 10, 2024
Any person who, or firm, association or corporation
						  that holds any concession, right or privilege to perform any service or sell
						  any article at any track at which pari-mutuel racing meets are conducted in the
						  State of New York must submit to the commission the following:
(a) Copies of weekly payrolls of all
						personnel employed at the track during its race meeting, including State
						license number of each employee.
(b) Copies of all written contracts and
						agreements and a summary of all verbal contracts and agreements.
(c) List of stockholders annually, or as the
						commission may require.
(d) List of
						officers and directors and compensation paid to each annually, or as the
						commission may require.
(e) Upon
						the sale or transfer of any stock of any concessionaire at a licensed harness
						racing track, evidence of such sale or transfer must be transmitted to the
						commission by affidavit verifying that said transfer or sale is in compliance
						with section 303 of the Racing, Pari-Mutuel Wagering and Breeding
						Law.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Other Provisions › Section 4101.23 - Stock certificates of licensees

Current through Register Vol. 46, No. 28, July 10, 2024
Each licensed harness racing association or corporation
						  issuing stock must imprint upon the face of each certificate of stock plainly
						  and prominently the following:
"This certificate of stock is transferable only subject
						  to the provisions of section 303 of Racing, Pari-Mutuel Wagering and Breeding
						  Law."
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Other Provisions › Section 4101.24 - Occupational licenses

Current through Register Vol. 46, No. 28, July 10, 2024
(a) No
						person shall participate in the affairs of any association or corporation
						licensed by the commission to conduct harness race meetings at which
						pari-mutuel betting is permitted as director, agent or employee of such track
						licensee, unless such person shall have received an occupational license from
						the commission.
(b) No person shall
						participate in or at any harness horse race meet as owner, driver, trainer,
						assistant trainer, groom, farrier, harness goods supplier, salesman,
						veterinarian, veterinary technician, agent, or be the holder or operator of any
						concession, or perform any service, including without limitation the conduct of
						negotiations on behalf of any person or persons who engage in any racing
						activities or perform any services in connection with the conduct of any
						harness horse race meet, or engage in any occupation or employment at any
						harness horse race meet, unless such person shall have received an occupational
						license from the commission with the following exceptions:
(1) Public officers and public employees
						engaged in the performance of their official duties.
(2) Persons exempted by the commission from
						the occupational license requirement.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Other Provisions › Section 4101.25 - Copy of the rules

Current through Register Vol. 46, No. 28, July 10, 2024
Copies of the commission rules and regulations are
						  available at the commission office at each licensed harness race track and the
						  commission's principal office.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Other Provisions › Section 4101.26 - Admission charges

Current through Register Vol. 46, No. 28, July 10, 2024
Admission charges for each class of accommodation must
						  be approved by the commission. The minimum charge shall not be less than 50
						  cents exclusive of taxes; provided, however, that the charge for admission of
						  members of the Armed Forces of the United States in uniform and minors under 18
						  years of age may be one half of the amount fixed for such admissions generally
						  under authority of this section whether or not such one half of the amount
						  fixed is less than the minimum amount prescribed in this section. Every
						  admission to a track shall be a paid admission, except as provided in section
						  4101.27 of this
						  Part.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Other Provisions › Section 4101.27 - Passes

Current through Register Vol. 46, No. 28, July 10, 2024
No track licensee shall issue any pass, card or badge
						  entitling any person to free admission to its such licensee's track except in
						  accordance with section 324 of the Racing, Pari-Mutuel Wagering and Breeding
						  Law.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Other Provisions › Section 4101.28 - Telephones

Current through Register Vol. 46, No. 28, July 10, 2024
No telephone shall be installed in the stable area or
						  elsewhere upon its grounds except with the permission of the licensed harness
						  track.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Other Provisions › Section 4101.29 - Time of last race

Current through Register Vol. 46, No. 28, July 10, 2024
Each night's racing program shall be scheduled to be
						  completed prior to midnight. On Saturday night no race shall be called on the
						  track that cannot within reasonable expectation be completed before midnight
						  and in no event may betting be conducted after 11:57 p.m. on said night and the
						  presiding judge shall cause the machines or other devices used for wagering to
						  be locked by such time.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Other Provisions › Section 4101.30 - Filing of documents

Current through Register Vol. 46, No. 28, July 10, 2024
The receipt by the commission for filing of any
						  document, contract, agreements or writings required to be filed with the
						  commission pursuant to law or the rules and regulations of this commission,
						  shall not constitute an approval by the commission of the contents of such
						  documents, contracts, agreements or writings.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Other Provisions › Section 4101.31 - Compensation insurance

Current through Register Vol. 46, No. 28, July 10, 2024
Every owner, driver or trainer who employs or hires any
						  person or persons required by the laws of the State of New York to be covered
						  by workers' compensation must file a certificate of insurance with the
						  commission on a form satisfactory to the chairman of the Workers' Compensation
						  Board. No license or permit will be issued to participate in harness racing
						  unless the commission has a certificate of insurance on file.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Other Provisions › Section 4101.32 - Admission of minors

Current through Register Vol. 46, No. 28, July 10, 2024
Minors under 16 years of age shall not be admitted to
						  the public area of a harness track where pari-mutuel betting is conducted
						  unless accompanied by a parent or guardian. Minors 16 years of age or older may
						  be admitted at all meetings whenever held. Nevertheless any track in its own
						  discretion may bar the admission of minors under 18 years of age at all times
						  or prescribe the conditions under which such minors may be admitted, consistent
						  with this section.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Other Provisions › Section 4101.33 - Owners and trainers

Current through Register Vol. 46, No. 28, July 10, 2024
No person who is under 18 years of age shall be
						  eligible to be licensed as an owner or trainer.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Other Provisions › Section 4101.34 - First aid

Current through Register Vol. 46, No. 28, July 10, 2024
Each track licensee shall employ and have present an
						  emergency medical technician in a designated place in the public area of the
						  track for first aid and emergency needs during all times that the general
						  public is admitted to the track. Each track licensee shall also be equipped
						  with an ambulance certified by the New York State Department of Health and an
						  attendant during racing including qualifying races. Nothing in this section
						  shall relieve any track licensee of the duty to comply with Part 18 of Title 10
						  of the New York Codes, Rules and Regulations mandating emergency health care
						  requirements at public functions.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Other Provisions › Section 4101.35 - Unauthorized use of license cards, stickers and passes

Current through Register Vol. 46, No. 28, July 10, 2024
Commission license cards and slips, track parking
						  stickers and track admission badges or passes are nontransferable and the use
						  thereof by anyone other than the person to whom such is issued shall constitute
						  a violation of this section by the person transferring and the user
						  thereof.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Other Provisions › Section 4101.36 - Video equipment or motion picture equipment

Current through Register Vol. 46, No. 28, July 10, 2024
Corporations or associations licensed to conduct
						  pari-mutuel racing shall at all times during races furnish and maintain at
						  their tracks the necessary cameras and equipment, as approved and directed by
						  the commission, to produce videotape recordings or motion pictures of every
						  race from start to finish. The videotape recordings, films or digital images
						  shall be retained by the respective corporations or associations for a period
						  of not less than 18 months, and shall at all times be available to the
						  commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Other Provisions › Section 4101.37 - Restrictions on veterinarians and farriers

Current through Register Vol. 46, No. 28, July 10, 2024
(a) A veterinarian or veterinary technician
						is prohibited from participating as owner, trainer or driver at any track at
						which a horse treated by such veterinarian is racing.
(b) A horse treated by a veterinarian is a
						horse upon which the veterinarian has practiced within the previous two weeks
						and such horse shall be deemed to be racing if it shall be drawn in to race on
						either of the two racing days prior to or the racing day upon which a horse
						owned, trained or driven by such veterinarian is to race.
(c) The prohibitions of this rule shall apply
						in like manner to a farrier and a veterinary technician.
(d) The functions of a veterinary technician
						shall be performed only at the direction and under the supervision of a
						licensed veterinarian who is on the same premises, except a veterinary
						technician who is employed by the commission or track and is collecting
						biologic samples for regulatory testing may do so under the general supervision
						of a licensed veterinarian.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Other Provisions › Section 4101.38 - Badge identification system

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Each harness racing association or
						corporation shall implement and maintain an identification system for all
						persons entering the stable area of the track. The stable area includes the
						backstretch and paddock areas.
(b)
						All persons present in the stable area shall wear in plain view the
						identification badge issued by the harness racing association or corporation
						except commission employees, shall wear commission identification
						credentials.
(c) No identification
						badge may be issued unless the recipient has a current commission license and
						is duly listed on a trainer's stable registration or badge list or is listed on
						a race track approved list maintained by the association. Such a list may
						include, but need not be limited to track officials, track employees, vendors
						and concessionaires.
(d) All other
						persons must obtain a guest identification badge before entering the stable
						area. Guest identification badges shall clearly identify the recipient and may
						be issued only upon the request of and after identification by a licensed
						trainer or owner. A log of all persons to whom a guest identification badge has
						been issued and their sponsors shall be maintained by the harness racing
						association or corporation. Guests must be logged in and out.
(e) The harness racing association or
						corporation shall also maintain a list of the individuals to whom
						identification badges have been issued, together with the date of issue and
						position of each recipient.
(f) The
						identification badge issued by the harness racing association or corporation
						must contain a color photograph of the individual to whom issued, his name,
						address, occupation or position, date of birth and the signature of the person
						to whom it will be issued. The badge shall be laminated both front and back and
						contain a clasp so that the identification badge may be worn in plain
						view.
(g) The identification badges
						issued by the harness racing association or corporation shall be color coded by
						category as follows: horsemen, green; grooms and other backstretch employees,
						yellow; track officials and employees, red; vendors and concessionaires, blue;
						guests, brown.
(h) Persons failing
						to wear photographic identification badges or failing to obtain a visitor's
						pass before entering the stable area are subject to ejection from the grounds,
						and/or fine and/or license suspension and/or license revocation.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Other Provisions › Section 4101.39 - Disputes

Current through Register Vol. 46, No. 28, July 10, 2024
Disputes between a regional corporation and a track
						  with respect to the purposes or objectives set forth in section 518 of the
						  Racing, Pari-Mutuel Wagering and Breeding Law shall be submitted in writing to
						  the commission for determination. The commission may make the commission's
						  determination based on the submissions or may hold a hearing on the matter. The
						  commission's determination shall be final. Failure to comply with the
						  commission's determination by any party shall subject the responsible person or
						  persons to disciplinary action.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4101 - Licenses › Other Provisions › Section 4101.40 - Internet posting to assist compulsive gamblers

Current through Register Vol. 46, No. 28, July 10, 2024
Each harness racing association or corporation that
						  maintains a website on the Internet, shall post on such association's home page
						  a message designed to assist compulsive gamblers. Such posting shall include,
						  but not be limited to a notice of the availability of one or more organizations
						  approved by the Commissioner of Mental Health, pursuant to the provisions of
						  section
						  7.09
						  (g) of the Mental Hygiene Law, which offer
						  assistance in dealing with problem of compulsive gambling.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4102 - Violations › Section 4102.1 - Violators

Current through Register Vol. 46, No. 28, July 10, 2024
Any person licensed by the commission or any person
						violating any of the commission's rules or regulations shall be liable to the
						penalties herein provided, unless otherwise limited in and by the rules and
						regulations of the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4102 - Violations › Section 4102.2 - Attempted violations

Current through Register Vol. 46, No. 28, July 10, 2024
Any attempt to violate any of the rules and regulations
						of the commission falling short of actual accomplishment, shall constitute an
						offense and shall be punishable as if consummated.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4102 - Violations › Section 4102.3 - Penalties

Current through Register Vol. 46, No. 28, July 10, 2024
(a) The penalties
					 for violation of the rules of the commission shall be as follows:
(1) denial, revocation or suspension of
					 license;
(2) monetary fines not
					 exceeding $25,000 for each violation;
(3) suspension from one or more activities at
					 one or more tracks;
(4) expulsion
					 from pari-mutuel harness racing in New York State;
(5) forfeiture or return of purses
					 won.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4102 - Violations › Section 4102.4 - Unpaid fines

Current through Register Vol. 46, No. 28, July 10, 2024
Where monetary fines have been imposed and remain unpaid,
						the violator shall be automatically suspended until the fine is paid in
						full.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4102 - Violations › Section 4102.5 - Financial responsibility

Current through Register Vol. 46, No. 28, July 10, 2024
Any participant who shall accumulate unpaid obligations,
						or default in obligations, or issue drafts or checks that are dishonored, or
						payment refused, or otherwise display financial irresponsibility reflecting on
						his or her experience, character or general fitness shall be subject to
						refusal, suspension or revocation of license.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4103 - Programs › Section 4103.1 - Contents

Current through Register Vol. 46, No. 28, July 10, 2024
(a) A printed race
					 program shall be published and offered for sale at every licensed harness race
					 meeting. At other than limited pari-mutuel meetings, the program shall provide
					 the name, sex, color, age, sire, dam, letter class, and owner, trainer, driver
					 and driver's colors of every horse. It shall separately give the number of
					 starts for the current year and previous year, the fastest winning time in each
					 year, the track at which such time was recorded, and state the number of times
					 the horse was first, second or third in each year and the money winnings of
					 each year.
(b) The program shall
					 give the following particulars of at least the six most recent purse races of
					 each horse:
(1) the date and place of each
					 race;
(2) the condition of the
					 racing strip;
(3) the class of each
					 race and the distance;
(4) the name
					 and time of the winner, the actual time of the particular horse, the names of
					 the horses finishing second and third, and the number of starters;
(5) the post positions and the position at
					 the quarter, half, three-quarters, seven eighths, and finish of the
					 races;
(6) the beaten lengths at
					 the finish;
(7) a notation of the
					 occurrence and position in the race of every "break" and "parked out" with a
					 "0" for one position out, "02" for two positions out, etc.;
(8) the dollar odds of the wagering of said
					 horse, if any;
(9) the name of the
					 driver in each race and a notation by the letter "p" if such driver has fewer
					 than 25 pari-mutuel starts in his or her career;
(10) fractional times of each quarter of the
					 race, if available;
(11) a symbol
					 showing that a pacer will race without hopples and in which of its charted
					 races it has raced without hopples;
(12) a symbol showing in which of its charted
					 performances a horse has been claimed; and
(13) the base claiming price of each claiming
					 race in which the horse has performed.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4103 - Programs › Section 4103.2 - Races without purse and workouts

Current through Register Vol. 46, No. 28, July 10, 2024
Performances of a horse in races without a purse,
						qualifying races and qualifying workouts shall be reported as such on the
						program. Qualifying races for a horse shall be labelled "*Qual.". Qualifying
						races for a driver only shall be labelled "*Dr. Q.", but shall not be included
						in the horse's past performance lines unless the qualifying driver is also the
						programmed driver, or unless otherwise ordered by the presiding
						judge.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4103 - Programs › Section 4103.3 - Unchartered races

Current through Register Vol. 46, No. 28, July 10, 2024
Where the most recent performance lines are from
						unchartered meetings, fairs, qualifying races and workouts they may be combined
						or eliminated under the direction of the presiding judge to conserve room in
						the program for performance lines from charted meetings.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4103 - Programs › Section 4103.4 - Responsibility for program

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Every
					 licensed harness race track shall designate a program director who shall be
					 responsible for the compilation and publication of the racing
					 program.
(b) No licensed track
					 shall make any changes in the entries for scheduled races that have been
					 announced in a previous night's program without the permission of the State
					 steward.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4103 - Programs › Section 4103.5 - Misinformation

Current through Register Vol. 46, No. 28, July 10, 2024
Any person giving, or attempting to give, misleading or
						inaccurate information of a horse's performance for inclusion in a printed
						racing program, shall be subject to the penalties provided by this
						Subchapter.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4103 - Programs › Section 4103.6 - Horse actual time

Current through Register Vol. 46, No. 28, July 10, 2024
Every licensed harness race track shall utilize a timing
						device incorporated into the photo finish camera from which the actual time of
						every contestant in every race may be computed. Such actual time shall be
						included in the performance lines published by the program
						director.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4103 - Programs › Section 4103.7 - Breaks

Current through Register Vol. 46, No. 28, July 10, 2024
The program director shall cause a record to be made of
						every "break" in a race and the position in the race where same occurred. When
						a horse is "parked out" on a turn same shall also be recorded and included in
						the published performance lines.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4103 - Programs › Section 4103.8 - Charts

Current through Register Vol. 46, No. 28, July 10, 2024
Each program shall print an official chart of the latest
						preceding night's results available. Such chart shall indicate any horses
						scratched and the reason therefor, broken equipment of a horse not causing a
						break, that a horse's performance has been materially affected because it
						choked down, the average weather temperature for the program, and other factual
						information that may be deemed necessary by the commission from time to
						time.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4104 - Paddock › Section 4104.1 - Requirements

Current through Register Vol. 46, No. 28, July 10, 2024
Every licensed harness racing association or corporation
						shall maintain a paddock or receiving barn from which all horses shall be
						raced. The paddock or receiving barn shall be entirely enclosed with a
						man-tight fence, and the gate or gates through said fence shall be so manned
						and controlled that the general public shall be excluded therefrom. A horse
						ambulance, stone boat and blankets for the humane removal of horses injured on
						the race track shall be available for paddock use.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4104 - Paddock › Section 4104.2 - Urine tests

Current through Register Vol. 46, No. 28, July 10, 2024
Each such paddock or receiving barn shall contain four
						stalls properly equipped for the exclusive use of taking urine samples for
						analysis.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4104 - Paddock › Section 4104.3 - Equipment

Current through Register Vol. 46, No. 28, July 10, 2024
During racing hours each licensed racing association
						shall have such suitable extra equipment in the paddock as may be required for
						the proper conduct of racing without unnecessary delay.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4104 - Paddock › Section 4104.4 - Blacksmiths

Current through Register Vol. 46, No. 28, July 10, 2024
During racing hours the racing association shall provide
						the services of a blacksmith, within or adjacent to the paddock. Said
						blacksmith shall be equipped with all the tools, materials and equipment
						necessary to replace and reaffix lost or dislodged shoes.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4104 - Paddock › Section 4104.5 - Drivers stand

Current through Register Vol. 46, No. 28, July 10, 2024
Each racing association shall provide a stand located
						conveniently to the gate through which horses enter the race track from the
						paddock or receiving barn, for the use of drivers scheduled to
						race.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4104 - Paddock › Section 4104.6 - Paddock

Current through Register Vol. 46, No. 28, July 10, 2024
The paddock at all times shall be under the supervision
						of the paddock judge whose duties are set forth in section
						4104.9 of this
						Part.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4104 - Paddock › Section 4104.7 - Equipment check

Current through Register Vol. 46, No. 28, July 10, 2024
Every licensed harness race track shall cause a record to
						be kept showing the tattoo number, equipment, shoes and harness customarily
						worn by each horse competing at the track. The equipment, shoes and harness
						worn by every horse in every night's program, its hopple lengths and tattoo
						number, shall be checked in the paddock before each race against such record
						and all changes from the previous start shall be noted thereon, and the
						presiding judge notified. Any such changes shall be posted by the track on an
						information commission for such purpose in the public area of the
						track.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4104 - Paddock › Section 4104.8 - Admission to paddock

Current through Register Vol. 46, No. 28, July 10, 2024
(a) All horses
					 to be raced on a particular day or night shall be in the paddock, accompanied
					 by the trainer of record or assistant trainer or by a trainer or assistant
					 trainer designated in writing by the trainer of record, at the time prescribed
					 by the presiding judge. Such time, in no event, except with the expressed
					 permission of the steward or presiding judge, shall be later than one hour
					 prior to post time of the race in which the horse is to start. Horses entered
					 in the races constituting the daily double shall be in the paddock at least two
					 hours before the post time of the first race of the daily double. Except for
					 warmup trips, no horse shall leave the paddock until called to the
					 post.
(b) No person shall be
					 admitted to the paddock except the owners, trainers, drivers and grooms of the
					 horses actually competing in the races of the particular day or night, and such
					 other persons as are specifically authorized by the commission.
(c) A driver, trainer or groom, once admitted
					 to the paddock shall not leave the same until the horse to which he or she is
					 assigned shall have completed its race, returned to the paddock, and the race
					 is declared official, except to warm up.
(d) An owner may enter the paddock once prior
					 to the race in which such owner has a horse programmed to start, but shall
					 leave the paddock prior to the post parade of the race following that in which
					 such owner's horse has competed. When an owner has two or more horses
					 programmed to start such owner may remain in the paddock or may enter and leave
					 the paddock once for each such horse before it races, provided such owner shall
					 leave the paddock prior to the post parade of the race following the last race
					 in which such horses competed. Not more than two owners of a horse, exclusive
					 of the driver, shall be entitled to enter the paddock for said horse.
(e) The track shall provide the paddock judge
					 with a list of such track's personnel eligible for admission to the paddock.
					 The track shall keep a list of all persons entering and leaving the paddock on
					 a form approved by the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4104 - Paddock › Section 4104.9 - Post parade from paddock

Current through Register Vol. 46, No. 28, July 10, 2024
Fifteen minutes before the post time for a heat or dash,
						the paddock judge shall cause all horses entered in such heat or dash to be
						formed in a parade line. Such horses shall be attended by their drivers unless
						specifically excused by the paddock judge. All horses in a heat or race shall
						parade from the paddock upon the track and before the grandstand not later than
						five minutes before post time. A horse failing to parade without being excused
						by the judges may be scratched from the race or its driver or trainer may be
						penalized. Drivers shall not engage in conversation during the post
						parade.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4104 - Paddock › Section 4104.10 - Code of conduct

Current through Register Vol. 46, No. 28, July 10, 2024
(a) While in the
					 paddock:
(1) An owner shall not engage in
					 conversation with a driver or trainer who is not employed by such owner for the
					 owner's horse programmed to race the same day. A driver or trainer shall refuse
					 to engage in conversation with any owner whom he or she is not representing in
					 a race the same day.
(2) A driver
					 or trainer shall not mark a program for anyone including his or her own
					 owner.
(3) Owners, drivers and
					 trainers shall so conduct themselves as to avoid creating any appearance or
					 suggestion that would reflect adversely on the integrity of the
					 racing.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter I - Division of Horse Racing and Pari-Mutuel Wagering › Subchapter B - Harness Racing › Part 4104 - Paddock › Section 4104.11 - Recording conversation

Current through Register Vol. 46, No. 28, July 10, 2024
All telephone conversations into and from the paddock
						shall be recorded from the time pari-mutuel sales are begun until the last
						horse has left the paddock.