New York Codes, Rules and Regulations › Title 19 - DEPARTMENT OF STATE › Chapter III - Administration › Subchapter D - Uniform Commercial Code › Part 143 - Standard Forms And Procedures › Subpart 143-5 - Fees › Section 143-5.1 - Fees

Current through Register Vol. 46, No. 28, July 10, 2024
(a) The central
					 filing office and the local-filing offices shall collect the following fees for
					 filing and other services specified in this subdivision and rendered pursuant
					 to the provisions of article 9 of the UCC:
(1)
					 The fee for filing and indexing a written UCC document (including, but not
					 limited to, a written UCC document communicated to the filing office by
					 facsimile delivery) is $40.
(2) The
					 fee for filing and indexing an electronic UCC document is $20.
(3) Notwithstanding the provisions of
					 paragraphs (1) and (2) of this subdivision, for filing and indexing an initial
					 financing statement that includes a cooperative addendum, or for filing and
					 indexing a cooperative addendum that relates to a previously filed financing
					 statement, a local-filing office shall collect a fee of $40, without regard to
					 the medium in which such initial financing statement or cooperative addendum is
					 communicated to the local-filing office.
(4) In addition to the applicable fee
					 required under paragraph (1), (2) or (3) of this subdivision:
(i) for indexing and filing an initial
					 financing statement that is to be filed or recorded in the real estate records
					 in a county located in the City of New York, or for filing and indexing a
					 continuation of any such financing statement, the local-filing office in such
					 county shall collect an additional fee of $2 for the first block and lot
					 indexed, plus $2 for each additional block indexed, plus $3 for each additional
					 lot indexed; and
(ii) for indexing
					 and filing an initial financing statement that is to be filed or recorded in
					 the real estate records in the County of Nassau, or for filing and indexing a
					 continuation of any such financing statement, the local-filing office in the
					 County of Nassau shall collect an additional fee of $10 for the first block
					 indexed, plus $10 for each additional block indexed.
(5) The fee for searching the file and
					 communicating (by written certificate or otherwise) the information mentioned
					 in subsection 9-523(c) of the UCC is $25 for each name searched, subject to the
					 following:
(i) As provided in section
					 143-4.2(i) of
					 this Part, a person requesting a search from the central filing office may
					 request that the search results be issued under seal. The fee for search
					 results issued under seat is $50 for each name searched.
(ii) As provided in section
					 143-4.2(e) and
					 (g) of this Part, a search request may
					 provide for limitations on the records requested. The fees mentioned in this
					 paragraph shall not be waived or reduced by reason of any such limitation in
					 the search request.
(iii) The fees
					 mentioned in this paragraph do not include the fee for copies of any documents.
					 Any request for copies must be submitted in accordance with applicable filing
					 office rules and accompanied by the appropriate fee(s).
(6) The fee for providing a plain
					 (uncertified) copy of a filed UCC document is $5 per document.
(7) The fee for providing a certified copy of
					 a filed UCC document is $10 per document.