reglab/statecodes huggingface dataset:
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5325 - Problem Gambling Prevention and Outreach › Section 5325.3 - Employee training program

Current through Register Vol. 46, No. 28, July 10, 2024
(a) The
					 employee training program required pursuant to subparagraph (viii) of paragraph
					 (3) of subdivision (b) of section
					 5325.2 shall include instruction in
					 the following:
(1) characteristics and
					 symptoms of problem gambling behavior;
(2) the relationship of problem gambling to
					 other addictive behavior;
(3)
					 techniques to be used when problem gambling is suspected or
					 identified;
(4) techniques to be
					 used to discuss problem gambling with patrons and advise patrons in regard to
					 community, public and private treatment services;
(5) procedures designed to prevent serving
					 alcohol to visibly intoxicated patrons;
(6) procedures designed to prevent persons
					 from gambling after having been determined to be visibly intoxicated;
(7) procedures for the dissemination of
					 written materials to patrons explaining the self-exclusion program as set forth
					 in Part 5402 of this subtitle;
(8)
					 procedures for removing an excluded person, as defined in section
					 5300.1 of this Subchapter, an
					 underage individual or a person on the self-exclusion list from a gaming
					 facility, including, if necessary, procedures that include obtaining the
					 assistance of appropriate law enforcement personnel;
(9) procedures to prevent an excluded person
					 or a person on the self-exclusion list from being mailed any advertisement,
					 promotion or other target mailing as soon as practicable after receiving notice
					 from the commission that the person has been placed on the excluded person or
					 self-exclusion list;
(10)
					 procedures to prevent an individual under 21 years of age from receiving any
					 advertisement, promotion or other target mailing;
(11) procedures to prevent an excluded
					 person, an individual under 21 years of age or a person on the self-exclusion
					 list from directly accessing or receiving complimentary services, or other like
					 benefits; and
(12) procedures to
					 prevent an excluded person, an individual under 21 years of age or a person on
					 the self-exclusion list from cashing checks or vouchers that require ID on
					 gaming facility premises.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5325 - Problem Gambling Prevention and Outreach › Section 5325.4 - Reports

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Each gaming
					 facility licensee shall submit to the commission quarterly updates and an
					 annual summary of its problem gambling plan and goals.
(b) The quarterly updates and annual summary
					 must contain, at a minimum, detailed information in regard to:
(1) employee training, including the dates of
					 live or Internet-based new-hire and annual reinforcement problem gambling
					 training, the individual or group who conducted the training, the number of
					 employees who completed the new hire problem gambling training and the number
					 of employees who completed the annual reinforcement problem gambling
					 training;
(2) an estimated amount
					 of printed materials provided to patrons in regard to problem gambling, the
					 self-exclusion program, responsible gambling and available treatment
					 services;
(3) the annual dollar
					 amount spent on the problem gambling plan for employee training, printed
					 materials and outreach including information on sponsorships, memberships and
					 other problem-gambling-related expenditures; and
(4) additional information including:
(i) the number of underage individuals who
					 were denied access to the gaming floor;
(ii) the number of self-excluded individuals
					 who were discovered on the gaming floor at the gaming facility;
(iii) the number of signs within the gaming
					 facility that contain the approved problem gambling statement and helpline
					 number; and
(iv) a summary of any
					 additional employee training, problem gambling related conferences or problem
					 gambling awareness events conducted by the gaming facility licensee or in which
					 employees of the gaming facility licensee participated.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5325 - Problem Gambling Prevention and Outreach › Section 5325.5 - Signage

Current through Register Vol. 46, No. 28, July 10, 2024
Each gaming facility licensee shall post signs in a size
						as approved in writing by the commission that include the problem gambling
						assistance message as set forth in section §
											5325.6 of this Part at each of the
						following locations:
(a) within 50
					 feet of each entrance and exit of the gaming facility or at a distance
					 otherwise approved in writing by the commission;
(b) above or below the cash-dispensing
					 opening on all automated teller machines, automated gaming voucher and coupon
					 redemption machines and other machines that dispense cash to patrons at the
					 gaming facility;
(c) on all gaming
					 devices;
(d) in all gaming facility
					 employee break areas;
(e) in the
					 player club location or locations;
(f) in or near cage areas; and
(g) in any other location, as the commission
					 may require.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5325 - Problem Gambling Prevention and Outreach › Section 5325.6 - Advertising

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Advertisements
					 used by a gaming facility licensee shall comply with Racing, Pari-Mutuel
					 Wagering and Breeding Law section 1363 and with advertising guidelines issued
					 by the National Council on Problem Gambling.
(b) Advertisements shall contain a problem
					 gambling assistance message comparable to one of the following:
(1) If you or someone you know has a gambling
					 problem, help is available. Call (877-8-HOPENY) or text HOPENY
					 (46769);
(2) Gambling Problem? Call
					 (877-8-HOPENY) or text HOPENY (46769); or
(3) any other message approved in writing by
					 the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5327 - Excluded Persons › Section 5327.1 - Maintenance of the excluded persons list

Current through Register Vol. 46, No. 28, July 10, 2024
(a) The
					 commission shall maintain a list of persons to be excluded or ejected from the
					 gaming facility. The commission shall maintain such list on the commission's
					 website. Such list shall not be deemed all-inclusive.
(b) Each gaming facility licensee shall
					 exclude from its premises any person who such gaming facility licensee knows
					 meets the exclusion criteria of Racing, Pari-Mutuel Wagering and Breeding Law
					 section 1342 and section
					 5327.2 of this Part.
(c) The following information shall be
					 provided on the list for each excluded individual:
(1) the full name and all aliases the person
					 is believed to have used;
(2) a
					 description of the person's physical appearance, including height, weight, type
					 of build, color of hair and eyes and other physical characteristics that may
					 assist in the identification of the person;
(3) the person's date of birth;
(4) the effective date of the order mandating
					 the exclusion of the person; and
(5) photograph, if obtainable, and the date
					 thereof.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5327 - Excluded Persons › Section 5327.2 - Criteria for exclusion

Current through Register Vol. 46, No. 28, July 10, 2024
A person shall be placed on the excluded persons list if
						the commission determines that the person meets one or more of the following
						criteria:
(a) is a career or
					 professional offender, whose presence in a gaming fa- cility would, in the
					 opinion of the commission, be contrary to the interests of New York State or of
					 casino gaming therein, or both;
(b)
					 has a known relationship or connection with a career or profes- sional offender
					 whose presence in a licensed facility would be contrary to the interest of New
					 York State or of casino gaming therein, or both;
(c) has been convicted of a gambling offense
					 under the laws of any state or the United States that is punishable by more
					 than 12 months in a state prison, a house of correction or any comparable
					 incarceration, a crime of moral turpitude or a violation of the gaming laws of
					 any state;
(d) has a notorious or
					 unsavory reputation that would adversely affect public confidence and trust
					 that casino gaming is free from criminal or corruptive elements;
(e) poses, by presence in a gaming facility,
					 the potential of injurious threat to the interests of New York State if the
					 person is permitted in a gaming facility. In determining whether a person poses
					 a potential of injurious threat, the commission may consider whether the
					 person:
(1) is a gaming cheat;
(2) has had a license or registration issued
					 in accordance with Parts 5303 through 5307 of this Subchapter, or a like
					 license or registration is- sued by another jurisdiction, suspended or revoked
					 or has been otherwise subjected to adverse action;
(3) poses a threat to the safety of the
					 patrons or employees of a gam- ing facility;
(4) has a documented history of conduct
					 involving the undue disrup- tion of gaming operations in any
					 jurisdiction;
(5) is subject to an
					 order of a court of competent jurisdiction in New York State excluding those
					 persons from a gaming facility;
(6) is subject to a no trespass order at any
					 casino or gaming facility in any jurisdiction;
(7) is excluded from any video lottery
					 facility in New York State;
(8) is
					 excluded from any Indian gaming facility in New York State;
(9) is excluded from any horse racing track
					 or off-track betting facil-ity in New York State for any misconduct or behavior
					 involving wagering or wagering integrity; or
(10) has pending charges or indictments for a
					 gaming crime or a crime related to the integrity of gaming operations in New
					 York State or any other jurisdiction.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5327 - Excluded Persons › Section 5327.3 - Placement on the excluded persons list

Current through Register Vol. 46, No. 28, July 10, 2024
The placement of a person on the excluded persons list
						shall have the effect of requiring the exclusion or ejection of the excluded
						person from all New York State licensed gaming facilities.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5327 - Excluded Persons › Section 5327.4 - Petition to remove name from the excluded persons list

Current through Register Vol. 46, No. 28, July 10, 2024
(a) An
					 excluded person may file a petition with the secretary of the commission to
					 request a hearing for removal of his or her name from the excluded persons list
					 after five years have elapsed from the day of place-ment of his or her name on
					 the excluded persons list.
(b) Any
					 petition pursuant to this section shall be signed by the excluded person,
					 contain supporting affidavits and state specific grounds believed by the
					 excluded person to constitute good cause for removal from the excluded persons
					 list.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5328 - Alcoholic Beverages › Section 5328.1 - Definitions

Current through Register Vol. 46, No. 28, July 10, 2024
Unless the context indicates otherwise, the following
						definitions apply throughout this Part. The definitions contained in Alcoholic
						Beverage Control Law, to the extent to which they are not in conflict with this
						Part, are fully incorporated into this Part by reference.
(a) Casino alcoholic beverage license means a
					 license issued to a gaming facility licensee, or a licensed or registered
					 vendor providing alcoholic beverages within a gaming facility, for the sale of
					 alcoholic beverages at retail in accordance with Racing, Pari-Mutuel Wagering
					 and Breeding Law section 1340 and this Part.
(b) Complimentary means without payment of
					 money or other form of monetary-like consideration.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5328 - Alcoholic Beverages › Section 5328.2 - Casino alcoholic beverage license

Current through Register Vol. 46, No. 28, July 10, 2024
(a)
					 A gaming facility licensee or casino vendor licensee or registrant applying for
					 a casino alcoholic beverage license shall establish by clear and convincing
					 evidence its good character, honesty and integrity, and provide such other
					 financial information as may be required by the commission. Each casino vendor
					 licensee or registrant that intends to purchase and select alcoholic beverage
					 product and profit from the sale of such product at a gaming facility shall not
					 do so unless and until duly licensed pursuant to this Part.
(b) A gaming facility licensee or casino
					 vendor licensee or registrant intending to serve alcoholic beverages within a
					 gaming facility shall file a casino alcoholic beverage license application the
					 commission supplies and may amend from time to time, except that the commission
					 may instead consider an application for facilities applying for a conversion of
					 an existing alcoholic beverage license pursuant to subdivision (g) of this
					 section.
(c) A gaming facility
					 licensee or casino vendor licensee or registrant intending to serve alcoholic
					 beverages at the commencement of operations of a gaming facility shall file its
					 application at least 30 days prior to the projected date, except for an
					 application for conversion of an existing alcoholic beverage license pursuant
					 to subdivision (g) of this section, which the commission may accept at any
					 time.
(d) Each casino alcoholic
					 beverage licensee shall submit to the commission for review and approval any
					 amendments to its casino alcoholic beverage license at least 30 days prior to
					 the intended implementation of such amendment. The casino alcoholic beverage
					 licensee may implement a proposed amendment on the 30th calendar day following
					 the filing of such amendment with the commission, unless the commission
					 provides notice pursuant to subdivision (e) of this section objecting to such
					 amendment.
(e) If during the 30-day
					 review period the commission determines that any amendment is inconsistent with
					 the intent of this Part, the commission shall, by delivering written notice to
					 the casino alcoholic beverage licensee, object to such amendment. Such
					 objection notice shall:
(1) specify the
					 nature of the objection and, when possible, an acceptable alternative; and
(2) direct that such amendment not
					 be implemented.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5328 - Alcoholic Beverages › Section 5328.3 - License determination

Current through Register Vol. 46, No. 28, July 10, 2024
(a)
					 Upon receipt of a completed application for a casino alcoholic beverage
					 license, the commission shall confirm that the gaming facility licensee or
					 casino vendor licensee or registrant has met the requirements set forth in
					 Racing, Pari-Mutuel Wagering and Breeding Law section 1340 and this
					 Part.
(b) The commission, following
					 consultation with the state liquor authority, or the designee of the state
					 liquor authority, shall either:
(1) grant the
					 application for a casino alcoholic beverage license, if the commission
					 determines that doing so is in the best interests of gaming in this State;
					 or
(2) deny the application for a
					 casino alcoholic beverage license and notify the applicant of the reason or
					 reasons for denial. If the application is for conversion of an existing
					 alcoholic beverage license and there are no state liquor authority violations
					 or penalties in regard to the existing license, the commission shall grant the
					 request for conversion of the license. If there are one or more state liquor
					 authority violations or penalties in regard to the existing license, the
					 commission shall consider whether granting the request for conversion of the
					 license is in the best interests of gaming in this State. The commission may
					 impose such conditions, restrictions, limitation or covenants upon a casino
					 alcoholic beverage license, whether from a request for conversion of an
					 existing license or otherwise, as the Commission may deem appropriate in its
					 discretion to mitigate risk of violations, protect the public health safety or
					 welfare, or serve the best interests of gaming in this State.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5328 - Alcoholic Beverages › Section 5328.4 - Review of license determination

Current through Register Vol. 46, No. 28, July 10, 2024
Within 30 days of the denial of a casino alcoholic
						beverage license, the applicant may submit a written request to the commission
						for a review of such determination. The commission or its designee shall
						confirm the denial or grant the application within 30 days of the request for
						review.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5328 - Alcoholic Beverages › Section 5328.5 - Form and posting of license

Current through Register Vol. 46, No. 28, July 10, 2024
(a)
					 Following the grant of a casino alcoholic beverage license, the commission
					 shall issue a license document that contains at a minimum:
(1) a complete identification of the
					 applicant's identity and address;
(2) any conditions; and
(3) the signature of the secretary of the
					 commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5328 - Alcoholic Beverages › Section 5328.6 - Duration

Current through Register Vol. 46, No. 28, July 10, 2024
A casino alcoholic beverage license shall expire two
						years from the date of issuance and shall be renewable thereafter for a period
						of no less than three years. An application to renew a casino alcoholic
						beverage license shall be submitted to the commission at least 30 days prior to
						the expiration of the license.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5328 - Alcoholic Beverages › Section 5328.7 - Restrictions and limitations

Current through Register Vol. 46, No. 28, July 10, 2024
(a) Any
					 violation of the Alcoholic Beverage Control Law, the regulations and rulings
					 promulgated by the state liquor authority, Racing, PariMutuel Wagering and
					 Breeding Law section 1340 or this Subdivision by a casino alcoholic beverage
					 license or its agents or employees shall be grounds for suspension or
					 revocation of a casino alcoholic beverage license or other disciplinary action,
					 including, without limitation, monetary penalties following notice and an
					 opportunity for a hearing.
(b)
					 Pursuant to paragraph five of Racing, Pari-Mutuel Wagering and Breeding Law
					 section 1340, the commission may from time to time by means of bulletins,
					 special rulings or findings notify casino alcoholic beverage licensees of
					 provisions of the alcoholic beverage control law and rules, regulations,
					 bulletins, orders, and advisories promulgated by the state liquor authority
					 that are inapplicable to gaming facilities or portions of gaming facilities.
(c) Pursuant to paragraph eight of
					 Racing, Pari-Mutuel Wagering and Breeding Law section 1340, a gaming facility
					 licensee holding a casino alcoholic beverage license may provide complimentary
					 alcoholic beverages to a patron under the following conditions:
(1) there shall be no delivery of more than
					 two drinks to one patron at a time, except that a bottle of wine may be served
					 to one or more patrons;
(2) there
					 shall be no sale or delivery to any patron an unlimited number of drinks during
					 any set period of time for a fixed price (i.e. open bar), except at
					 invitation-only private functions not open to the public;
(3) there shall be no game or contest that
					 involves drinking alcoholic beverages or the awarding of alcoholic beverages as
					 prizes; and
(4) there shall be no
					 service of any alcoholic beverage to minors.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5328 - Alcoholic Beverages › Section 5328.8 - Special events

Current through Register Vol. 46, No. 28, July 10, 2024
A gaming facility licensee seeking to serve alcoholic
						beverages in an unlicensed area of the facility shall submit a Special Event
						Casino Alcoholic Beverage permit application, on a form the commission
						prescribes. The commission shall approve the application and issue the permit
						if the commission determines that the application contains all required
						information and issuance would not compromise the integrity of gaming or the
						public health, welfare or safety. The application shall be submitted to the
						commission at least 30 days prior to the proposed event and contain, at a
						minimum:
(a) name and description of
					 the event;
(b) a description of
					 the mapped location of the event;
(c) date, time and duration of the
					 event;
(d) a copy of the
					 advertisement, program and promotional material for the event;
(e) number of persons anticipated to attend
					 the event;
(f) admission price to
					 the event;
(g) type of alcoholic
					 beverages to be served;
(h)
					 security and staffing arrangements;
(i) the identity of any jointly responsible
					 person, persons, sponsor or sponsors, including the contact information and
					 casino vendor enterprise license or registration number or numbers issued in
					 accordance with Part 5307 of this Subchapter; and
(j) the identities of the licensed employees
					 for the special event area, including the license or registration numbers of
					 such employees issued in accordance with Parts 5304 through 5306 of this
					 Subchapter.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5329 - Sports Wagering › Section 5329.2 - Sports pool license petition

Current through Register Vol. 46, No. 28, July 10, 2024
(a)
Eligibility.
(1) Only licensed
					 casinos in good standing shall be eligible to obtain a sports pool license. As
					 set forth in Racing, Pari-Mutuel Wagering and Breeding Law section 1367(3)(a),
					 a casino that wishes to operate sports pools shall first obtain a sports pool
					 license from the commission, which shall be in addition to the casino's gaming
					 facility license. Any entity holding a casino operating license issued pursuant
					 to article 13 shall be deemed to have the requisite financial stability,
					 integrity and responsibility and good character, honesty and integrity so long
					 as such license is in good standing.
(2) A prohibited sports pool participant
					 shall not be permitted to have any ownership interest in, control of or
					 otherwise be employed by an operator or a sports pool vendor, unless otherwise
					 approved by the commission. This prohibition shall not apply to any person who
					 has less than 10 percent direct or indirect ownership interest in the operator
					 or sports pool vendor.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5329 - Sports Wagering › Section 5329.3 - Term of license and review

Current through Register Vol. 46, No. 28, July 10, 2024
(a)
Term.
A sports pool license shall remain valid for the period
						of the casino's gaming facility license, unless a condition of such sports pool
						license pursuant to section
						5329.2(f)(2) of
						this Part establishes a shorter sports pool license period.
(b)
Review.
No later than three months before each five-year
						anniversary of the issuance of a sports pool license, unless a condition of
						such sports pool license pursuant to section
						5329.2(f)(2) of
						this Part establishes a shorter time period, an operator shall submit to the
						commission the following information to enable the executive director of the
						commission to determine, pursuant to Racing, Pari-Mutuel Wagering and Breeding
						Law section 1367(3)(a), that such operator continues to meet the requirements
						of article 13 of the Racing Pari-Mutuel Wagering and Breeding Law and this
						Part:
(1) a list of each jurisdiction
					 in which such operator or a sports pool vendor with which such operator has
					 contracted, has been authorized within the prior five years to operate or
					 assist in the operation of sports pools, including dates of authorized
					 operation;
(2) all regulatory
					 infractions, discipline or other sanctions that have been imposed on such
					 operator or a sports pool vendor with which such operator has contracted,
					 within the prior five years relating to gaming activity, including sports
					 pools. The submission shall include a detailed description of the conduct
					 involved and the nature of the sanction or discipline;
(3) whether the operator or sports pool
					 vendor has operated sports pools in any jurisdiction within the prior five
					 years in an unauthorized manner or been accused or adjudicated to have engaged
					 in illegal gambling or wagering of any kind, including a detailed description
					 of the conduct involved and the nature of the sanction or discipline;
(4) whether the operator or sports pool
					 vendor has committed any misconduct or engaged in any improper associations
					 within the meaning of section
					 5329.7 of this Part; and
(5) the annual financial statements audited
					 according to generally accepted accounting principles, of the sports pool
					 vendor, if any, for the prior three years.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5329 - Sports Wagering › Section 5329.4 - Vendor licensing

Current through Register Vol. 46, No. 28, July 10, 2024
(a)
Sports pool vendor.
An operator may contract with a sports pool vendor to
						operate or assist in the operation of sports pools on behalf of such operator,
						as permitted by Racing, Pari-Mutuel Wagering and Breeding Law section
						1367(3)(f). As required by such statute, any such sports pool vendor shall
						obtain a casino vendor enterprise license pursuant to Part 5307 of this Title
						prior to the execution of any contract to so operate. An operator always shall
						remain responsible for compliance with article 13 of the Racing, Pari-Mutuel
						Wagering and Breeding Law and this Title, even if such licensee has engaged a
						sports pool vendor to conduct sports pool wagering on behalf of such licensee.
						A sports pool vendor shall also be independently responsible for compliance
						with article 13 of the Racing, Pari-Mutuel Wagering and Breeding Law and this
						Title.
(b)
Equipment
					 providers.
All manufacturers, suppliers and service providers of
						sports pool wagering equipment, including, without limitation, wagering
						platforms, shall be licensed as casino vendor enterprises pursuant to section
						5307.1 of this
						Title.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5329 - Sports Wagering › Section 5329.5 - Reporting of changes

Current through Register Vol. 46, No. 28, July 10, 2024
Each operator and sports pool vendor shall have a
						continuing duty to disclose any material change or changes in such entity's
						business form or activity, information submitted in support of a review
						pursuant to section
						5329.3 of this Part; information
						provided to patrons; information provided to investors; or information provided
						in an annual report, or statutory duty to provide information, to the
						commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5329 - Sports Wagering › Section 5329.6 - Licensing of individuals

Current through Register Vol. 46, No. 28, July 10, 2024
(a)
Persons directly involved.
A person directly involved in the conduct and operation
						of a sports pool shall be licensed or registered by the commission as a casino
						key employee or as a casino employee, as determined by the commission pursuant
						to title 3 of article 13 of the Racing, Pari-Mutuel Wagering and Breeding Law
						and Parts 5303, 5304 and 5305 of this Title, as applicable, as required by
						Racing, Pari-Mutuel Wagering and Breeding Law section 1367(4)(a).
(b)
Persons not directly
					 involved.
A person employed in a sports wagering lounge but not
						directly involved in wagering may be required to register with the commission
						as a casino employee, consistent with the registration standards applicable to
						persons not directly involved in casino gaming, as set forth in Part 5306 of
						this Title, as required by Racing, Pari-Mutuel Wagering and Breeding Law
						section 1367(4)(a).
(c)
Employees of a sports pool vendor.
Employees of a sports pool vendor shall be licensed or
						registered as section
						5307.5 of this Title and Racing,
						Pari-Mutuel Wagering and Breeding Law section 1367(4)(a)
						require.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5329 - Sports Wagering › Section 5329.7 - Misconduct and improper associations

Current through Register Vol. 46, No. 28, July 10, 2024
The commission may impose penalties or take other
						appropriate action against an operator or a sports pool vendor if the
						commission finds that any such licensee, or any person employed by or
						associated with such licensee:
(a) is
					 associating, consorting or negotiating with persons who have been convicted of
					 an unauthorized gambling or gambling-related crime;
(b) is guilty of any fraud or has attempted
					 any fraud or misrepresentation in connection with sports pools or
					 otherwise;
(c) has violated any
					 law, rule or regulation with respect to sports pools in any jurisdiction;
					 or
(d) has violated any rule,
					 regulation or order of the commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5329 - Sports Wagering › Section 5329.8 - Internal controls

Current through Register Vol. 46, No. 28, July 10, 2024
(a)
Submission and requirements.
Each operator shall submit to the commission for approval
						internal controls for all aspects of sports pool wagering operations prior to
						commencing operations. Such internal controls shall address the following items
						in regard to the sports pool system, at a minimum:
(1) user access controls for all sports pool
					 personnel;
(2) segregation of
					 duties;
(3) automated and manual
					 risk management procedures;
(4)
					 procedures for identifying and reporting fraud and suspicious
					 conduct;
(5) procedures to prevent
					 wagering by patrons prohibited from wagering;
(6) description of anti-money laundering
					 compliance standards;
(7)
					 description of all types of wagers available to be offered;
(8) description of all integrated third-party
					 systems;
(9) procedures for the
					 reconciliation of assets and documents contained in the wagering cashier
					 drawers and automated ticket machines, which shall provide for the reporting of
					 any overage or shortage; and
(10)
					 in the event of a failure of the sports pool's ability immediately to pay
					 winning wagers, the licensee shall have internal controls detailing the method
					 of ultimately paying winning wagers. The licensee also shall file an incident
					 report for each system failure and document the date, time and reason for the
					 failure along with the date and time the system is restored with the
					 commission.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5329 - Sports Wagering › Section 5329.9 - Sports wagering lounge

Current through Register Vol. 46, No. 28, July 10, 2024
(a)
Lounge.
Sports wagering shall occur only in a sports wagering
						lounge of an operator, as required by Racing, Pari-Mutuel Wagering and Breeding
						Law section 1367(3)(b). Any such sports wagering lounge shall be no less than
						500 square feet and promote optimum security of the facility, which shall
						include the installation and maintenance of security and surveillance equipment
						consistent with the requirements of sections 5314.4 and
						5314.5 of this Part, including
						closed-circuit television equipment, according to specifications submitted to
						and approved by the commission. No wagering ticket shall be sold except at
						regular ticket windows, properly designated by signs, except that wagering
						tickets and vouchers may be issued by automated ticket machines within a sports
						wagering lounge or other location within the gaming facility as approved by the
						commission.
(b)
Booth.
Each lounge shall include a booth that:
(1) shall be designed and constructed to
					 provide maximum security for the materials stored and the activities performed
					 therein;
(2) includes one or more
					 cashier windows, each of which shall contain:
(i) a cashier's drawer and terminal through
					 which financial transactions related to sports wagering are
					 conducted;
(ii) a permanently
					 affixed number, which shall be visible to the CCTV surveillance
					 system;
(iii) a physical barrier
					 designed to prevent direct access to the materials stored and activities
					 performed in such booth if a cashier is cashing a winning wagering ticket or
					 voucher of more than $10,000. Such windows shall be secured physically from any
					 other cashier locations within the booth; and
(iv) manually triggered silent alarm systems,
					 which shall be connected directly to the monitoring rooms of the casino
					 surveillance;
(3)
					 includes manually triggered silent alarm systems, which shall be connected
					 directly to the monitoring rooms of the casino surveillance;
(4) includes closed circuit television
					 cameras capable of accurate visual monitoring and taping of any activities,
					 including the capturing of the patron's facial image when conducting
					 transactions at the counter;
(5)
					 has an alarm for each emergency exit door that is not a mantrap; and
(6) includes a secure location for the
					 purpose of storing funds issued by a cage to be used in the operation of a
					 sports pool.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5329 - Sports Wagering › Section 5329.10 - Sports pool system requirements

Current through Register Vol. 46, No. 28, July 10, 2024
(a)
Submission to laboratory.
Prior to operating a sports pool, all equipment and
						software used in conjunction with its operation shall be submitted to a
						licensed independent gaming test laboratory for review and approval.
(b)
Server and wager
					 creation.
The server or other equipment to accept wagers at a
						sports pool shall be located within the casino. In creating wagers that will be
						offered to the public, a sports pool operations manager may receive advice and
						recommendations from any source or entity in other jurisdictions and may take
						into consideration information in regard to odds and wagers placed on sports
						events.
(c)
Risk
					 management framework.
A sports pool system submission shall contain a
						description of the risk management framework, including, without
						limitation:
(1) user access controls
					 for all sports pool personnel;
(2)
					 information in regard to segregation of duties;
(3) information in regard to automated risk
					 management procedures;
(4)
					 information in regard to fraud detection;
(5) controls ensuring regulatory
					 compliance;
(6) description of
					 anti-money laundering compliance standards;
(7) description of all software applications
					 that comprise the system;
(8)
					 description of all types of wagers available to be offered by the
					 system;
(9) description of all
					 integrated third-party systems; and
(10) description of the method to prevent
					 past posting.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5329 - Sports Wagering › Section 5329.11 - Automated ticket machines

Current through Register Vol. 46, No. 28, July 10, 2024
(a)
Permitted.
An operator may use an automated ticket machine or
						machines for wagering transactions in conjunction with an approved sports pool
						system in a sports wagering lounge or other location within the gaming
						facility.
(b) Restrictions.
					 An automated ticket machine used in accordance with this section shall not:
(1) issue or redeem a sports pool wagering
					 ticket or voucher with a value of more than $3,000;
(2) issue a wagering ticket or voucher with a
					 potential payout of more than $10,000; and
(3) redeem a wagering ticket or voucher with
					 a value of more than $3,000.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5329 - Sports Wagering › Section 5329.12 - House rules

Current through Register Vol. 46, No. 28, July 10, 2024
(a)
Content.
Each operator shall adopt comprehensive house rules,
						which shall be submitted for written approval by the commission. Such house
						rules shall include the following, at a minimum:
(1) method for calculation and payment of
					 winning wagers;
(2) effect of
					 schedule changes;
(3) method of
					 notifying patrons of odds or proposition changes;
(4) acceptance of wagers at other than posted
					 terms;
(5) expiration of any
					 winning wagering ticket one year after the date of the event;
(6) method of contacting the operator for
					 questions and complaints;
(7)
					 description of prohibited sports pool participants;
(8) method of the process for any employee of
					 a sports governing body or member team who is not prohibited from wagering to
					 register with the commission prior to placing a sports wager; and
(9) method of funding a sports
					 wager.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5329 - Sports Wagering › Section 5329.13 - Wager types

Current through Register Vol. 46, No. 28, July 10, 2024
(a)
Approval of wagering menu.
An operator applying for licensure shall submit to the
						commission the types of wagers such operator would like to offer and the sports
						leagues, associations or organizations on whose contests the operator wishes to
						offer such wagers. Each type of wager and each sports league, association or
						organization on whose contests such operator wishes to offer wagering is
						subject to commission approval and may be subject to such conditions as the
						commission may determine. After licensing of an operator, commission approval
						is required before such operator is permitted to offer any type of wager not
						previously offered by such operator, or an existing wager type for a sport,
						league, association or organization on whose contests the commission has not
						previously authorized wagering. To obtain commission approval, an operator
						shall specify the underlying sport and sports league, association or
						organization upon which the proposed type of wager is based, provide rules for
						the wager and demonstrate that the new type of wager will comply with Racing,
						Pari-Mutuel Wagering and Breeding Law section 1367 and this Part. Following
						review of the proposed wager type, the commission shall inform all operators
						whether the proposed wager type is approved or denied or whether additional
						information from such operator is required.
(b)
Limitations on wager type.
(1) No wager type shall be approved unless:
(i) the event on which the wager is based is
					 an event whose outcome can be verified;
(ii) the outcome of the wager can be
					 generated by a reliable and independent process;
(iii) the outcome of the event is not
					 affected by any wager placed; and
(iv) the event is conducted in conformity
					 with all applicable laws, rules and regulations.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5329 - Sports Wagering › Section 5329.14 - Parlay card wagers

Current through Register Vol. 46, No. 28, July 10, 2024
This section applies to parlay card wagers and not parlay
						wagers.
(a)
Requirements for
					 parlay card wagers.
Each operator that offers parlay card wagers shall
						disclose fully, accurately and unambiguously on all parlay card wagering
						forms:
(1) the amounts to be paid to
					 winners, the method by which such amounts are to be determined and aggregate
					 payout amount;
(2) the minimum and
					 maximum betting limits, if any;
(3)
					 the effect of ties or draws in sports events;
(4) the effect of a sports event not being
					 played on the date specified and of other occurrences that will cause
					 selections to be invalid;
(5) the
					 procedure for claiming winnings, including, without limitation, the
					 documentation a patron must present to claim winnings;
(6) the requirement that a parlay card wager
					 must consist of at least three selections that have not become invalid under
					 applicable house rules or the wager will be void and will be
					 refunded;
(7) the rights, if any,
					 reserved by the operator, including, without limitation, the right to eliminate
					 any selection prior to the acceptance of a wager, or to withhold payouts of
					 specified amounts until the outcome of each proposition offered by the parlay
					 card has been determined;
(8) the
					 requirement that the point spreads, if any, printed on the parlay card wagering
					 form when the wager is accepted will be used to determine the outcomes of the
					 wagers; and
(9) that the operator's
					 house rules apply to parlay cards unless otherwise stated on the parlay card
					 wagering form.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5329 - Sports Wagering › Section 5329.15 - Layoff wagers

Current through Register Vol. 46, No. 28, July 10, 2024
An operator may, in its discretion, accept a layoff wager
						from another New York State licensed operator. Any such wager shall be placed
						in the name of the operator itself. A layoff wager and, if applicable, a
						resultant payout shall not be included in the calculation of sports pool gross
						gaming revenue. Each layoff wager shall be reported to the commission in such
						manner as the commission may direct.
New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5329 - Sports Wagering › Section 5329.16 - Information posting

Current through Register Vol. 46, No. 28, July 10, 2024
(a)
Information posting.
An operator shall make available in written form in
						conspicuous locations in the sports wagering lounge and on conspicuously
						accessible electronic screens a general explanation of each type of wager
						offered and the point or money line odds. Any explanation shall not be
						misleading or unfair to patrons.
(b)
Display of available wagering
					 information.
The available wagering information for specific sports
						events shall be displayed in a manner visible to the public. The display shall
						include the event number, corresponding odds and a brief description of the
						event. Such information also shall be available on conspicuously accessible
						electronic screens. Any display shall not be misleading or unfair to
						patrons.
(c)
Lock
					 times.
An operator shall establish a lock time for a wager after
						which no further wagering shall be accepted, which may correspond to the
						happening of an event. Such lock time shall be disclosed conspicuously and
						shall not be changed unless the official start time of an event has changed. No
						wager shall be accepted after such disclosed lock time.