New York Codes, Rules and Regulations › Title 9 - EXECUTIVE DEPARTMENT › Subtitle T - New York State Gaming Commission › Chapter IV - Division of Gaming › Subchapter B - Casino Gaming › Part 5301 - GAMING FACILITY LICENSING › Section 5301.1 - Application to develop and operate a gaming facility

Current through Register Vol. 46, No. 28, July 10, 2024
The form of application to develop and operate a gaming
						facility shall include, without limitation, the following elements, consistent
						with Racing, Pari-Mutuel Wagering and Breeding Law sections 1313 and
						1315(2):
(a)
Executive
					 summary.
An applicant shall submit a brief executive summary with its
					 application, highlighting the principal terms of the application.
(b) Applicant information.
(1) An applicant and, if applicable, the
					 manager shall provide identifying information including, without limitation:
(i) full name (including trade name or d/b/a)
					 of the applicant. If the applicant is a corporation, the full name shall be
					 listed as it appears on the certificate of incorporation, charter, by-laws or
					 other official document of the applicant;
(ii) name, title, email address, mailing
					 address and telephone number of the individual to be contacted in reference to
					 the application;
(iii) principal
					 business address and telephone number for an applicant and, if applicable, the
					 manager of the proposed gaming facility, including the URL for any website
					 maintained by or for the applicant or manager;
(iv) type of business entity under which the
					 applicant is formed, the state, or other jurisdiction, under the laws of which
					 the applicant is incorporated, organized, formed or registered and the Federal
					 tax identification number and evidence of existence or formation as an entity
					 as of a date no later than 10 days prior to the date of submission of the
					 application;
(v) ownership chart of
					 the applicant and, if applicable, the manager and their respective affiliates,
					 including percentage ownership interests in the applicant and the manager by
					 their respective direct and indirect owners, illustrating the ultimate owners
					 and real parties in interest. For a publicly held company, disclosure of owners
					 may be limited to owners owning five percent or more of the publicly traded
					 company;
(vi) organizational chart
					 of the applicant and, if applicable, the manager, illustrating the
					 organizational structure likely to be used by the applicant or the manager in
					 the event that applicant is awarded a license, including all casino key
					 employees;
(vii) name and business
					 address of each person or entity that has a direct or indirect ownership, or
					 other proprietary interest, either financial, voting or otherwise, in the
					 applicant and, if applicable, the manager and a description of that interest.
					 For a publicly traded company, disclosure of owners may be limited to owners
					 owning five percent or more of the publicly traded company; and
(viii) name and business address of each
					 person or entity that has a direct or indirect ownership, or other proprietary
					 interest, either financial, voting or otherwise, in the applicant and, if
					 applicable, the manager and a description of that interest. For a publicly
					 traded company, disclosure of owners may be limited to owners owning five
					 percent or more of the publicly traded company;
(ix) name and business address of all
					 promoters, sponsors, personnel, consultants, sales agents or other entities
					 involved in aiding or assisting the applicant's efforts to obtain a gaming
					 facility license.