reglab/statecodes huggingface dataset:
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 10 - Accounting Controls for the Sports Wagering Lounge › Section 10-2 - Observation and testing of cashiering and credit

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 2.
(a) The
				sports wagering operator shall establish procedures for the observation and
				testing of the compliance with the system of internal controls for sports
				wagering cashiering and credit.
(b)
				The internal auditor or equivalent shall observe and review, on a semiannual
				basis, the following procedures, at a minimum:
(1) The countdown procedures.
(2) The casino cage accountability to the
				general ledger.
(3) The casino cage
				accountability to the main bank, vault, and change banks.
(4) Check cashing procedures and issuance of
				credit procedures.
(5) Shift and
				day procedures.
(6) Any other
				procedures deemed necessary by the executive director or the commission to
				ensure compliance with IC 4-38 and this article.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 10 - Accounting Controls for the Sports Wagering Lounge › Section 10-3 - Accounting controls for the sports wagering lounge

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 3.
(a) A
				cashier shall begin a shift with an imprest amount of sports wagering
				inventory, consisting of currency and coin. No funds shall be added to or
				removed from the sports wagering inventory during such shift except:
(1) in collection of sports wagers;
(2) in order to make change for a patron
				buying a sports wagering ticket;
(3) in collection for the issuance of sports
				wagering vouchers;
(4) in payment
				of winning or properly canceled or refunded sports wagering tickets;
(5) in payment of sports wagering vouchers;
				or
(6) in exchanges with the
				cashier's cage, a satellite cage, or sports wagering lounge booth vault
				supported by proper documentation, and which documentation shall be sufficient
				for accounting reconciliation purposes.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 10 - Accounting Controls for the Sports Wagering Lounge › Section 10-4 - Transactions

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 4.
The sports wagering operator shall establish policies and
				  procedures to ensure that all transactions that flow through the casino cage
				  within the sports wagering lounge are accounted for. These policies and
				  procedures shall include, but are not limited to, the following:
(1) All transactions shall be recorded on a
				main bank or vault accountability form or its equivalent on a per shift
				basis.
(2) All increases or
				decreases to the main bank or vault shall be supported by the appropriate
				documentation.
(3) At the end of a
				shift, the cashiers assigned to the outgoing shift shall:
(A) record on a main bank or vault
				accountability form, or its equivalent, the face value of each cage inventory
				item counted and the total of the opening and closing cage inventories;
				and
(B) reconcile the total closing
				inventory with the total opening inventory.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 10 - Accounting Controls for the Sports Wagering Lounge › Section 10-5 - Annual financial audit

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 5.
Each sports wagering operator shall conduct an annual
				  financial audit of its sports wagering financial statements under the
				  requirements of
				  68 IAC
				  15-14. The financial audit shall be due within ninety
				  (90) days after the end of the sports wagering operator's fiscal year or other
				  time frame as agreed to by the commission and the sports wagering operator.
				  This requirement does not apply to a certificate of authority holder that only
				  conducts sports wagering activities through a vendor.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 10 - Accounting Controls for the Sports Wagering Lounge › Section 10-6 - Special audits

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 6.
(a) To
				ensure the integrity of gaming or compliance with IC 4-38 and this title, the
				commission may require, at any time, a special audit of a sports wagering
				operator to be conducted by an independent certified public accountant who is,
				or whose firm is, licensed in Indiana. The commission may establish the scope,
				procedures, and reporting requirements of a special audit.
(b) The sports wagering operator is
				responsible for the costs of a special audit.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 11 - Geofence Requirement › Section 11-1 - Geofence requirement

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 1.
(a) In order
				to prevent unauthorized use of the Internet or a mobile device to place a
				sports wager when a patron is not within the state of Indiana, the sports
				wagering operator shall utilize a geofence system to reasonably detect the
				physical location of a patron attempting to access the online sports wagering
				system and place a wager, and to monitor and block unauthorized attempts to
				access the online sports wagering system in order to place a wager when a
				patron is not within the permitted boundary.
(b) The executive director shall approve
				technical specifications for geolocation systems and any specific requirements
				related to geofence technology.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 11 - Geofence Requirement › Section 11-2 - Consideration to geofence the location of a particular sporting event

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38; IC 21-12-1-8
Sec. 2.
(a) The
				executive director will consider a request by a sports governing body or an
				eligible institution, as defined by IC 21-12-1-8, to utilize a geofence to
				prohibit wagers at the location of a particular sporting event, provided the
				request includes:
(1) information indicating a
				credible threat to the integrity of sports wagering at the particular location
				of the sporting event that is beyond the control of the sports governing body
				to preemptively remedy or mitigate;
(2) confirmation from a geofence service
				provider licensed by the commission establishing that utilization of a geofence
				to prohibit wagers at the location of the particular sporting event has been
				executed; and
(3) an evaluation
				that no other means exist to remedy or mitigate the specific risk to sports
				wagering at the location of the particular sporting event, and that geofencing
				is the only appropriate measure to address the issue.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 12 - Sports Wagering Accounts › Section 12-1 - Account required

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 1.
(a) A sports
				wagering operator shall limit each patron to one (1) active and continuously
				used sports wagering account and username.
(b) A sports wagering operator shall
				implement rules and publish procedures to terminate all accounts of any sports
				wagering account patron that establishes, or seeks to establish, multiple
				active accounts, whether directly or by use of another person as a
				proxy.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 12 - Sports Wagering Accounts › Section 12-2 - Age and identify verification

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 2.
A full identity check must be undertaken before a patron is
				  allowed to place a wager as follows:
(1) Only patrons at least twenty-one (21)
				years of age may deposit funds or participate in wagering.
The sports wagering operator must deny the ability to deposit
				  funds or participate in wagering to any person that submits a birth date that
				  indicates the person is under the legal participation age.
(2) Patron verification must use commercially
				reasonable standards to confirm that the patron is not a prohibited sports
				wagering participant.
(3) Details
				of patron verification must be kept in a secure manner.
(4) Third-party service providers may be used
				for age and identity verification of patrons.
(5) The operator must have a documented
				policy for the handling of patrons discovered to be using an account in a
				fraudulent manner, including, but not limited to:
(A) the maintenance of information about any
				patron's activity, such that if fraudulent activity is detected, the regulatory
				body has all of the necessary information to take appropriate action;
(B) the suspension of any patron account
				discovered to be providing access to fraudulent patrons; and
(C) the treatment of deposits, wagers, and
				wins associated with a fraudulent patron's account.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 12 - Sports Wagering Accounts › Section 12-3 - Patron account controls

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 3.
(a) Patron
				protection information must be readily accessible to the patron. The patron
				protection information must contain at a minimum:
(1) information about potential risks
				associated with excessive participation, and where to get help related to
				wagering responsibly;
(2) the
				self-imposed limitations that shall be available to the patron at both the time
				of account registration and first deposit;
(3) a list of the available patron protection
				measures that can be invoked by the patron, such as self-imposed limits, and
				information on how to invoke those measures; and
(4) mechanisms in place that detect
				unauthorized use of the patron's account, such as reviewing credit card
				statements against known deposits.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 12 - Sports Wagering Accounts › Section 12-4 - Account requirements

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 4.
In order to establish a sports wagering account, a sports
				  wagering operator shall do the following:
(1) Create an electronic patron file, which
				shall include at a minimum:
(A) the patron's
				legal name;
(B) the patron's date
				of birth;
(C) the patron's Social
				Security number, or the last four (4) digits thereof, or an equivalent
				identification number for a noncitizen patron, such as a passport or taxpayer
				identification number;
(D) the
				patron's sports wagering account number or username;
(E) the patron's residential address; a post
				office box is not acceptable;
(F)
				the patron's electronic mail address;
(G) the patron's telephone number;
(H) any other information collected from the
				patron used to verify the patron's identity;
(I) the method used to verify the patron's
				identity; and
(J) the date of
				verification.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 12 - Sports Wagering Accounts › Section 12-5 - Account funding

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 5.
A patron's sports wagering account for sports wagering may
				  be funded through the use of:
(1) a
				patron's credit or debit card;
(2)
				a patron's deposit of cash or vouchers at a cashiering location approved by the
				executive director or the executive director's designee;
(3) a patron's reloadable prepaid card, which
				has been verified as being issued to the patron and is
				nontransferable;
(4) promotional
				credit;
(5) winnings;
(6) adjustments made by the sports wagering
				operator with documented notification to the patron;
(7) an ACH transfer, provided that the
				operator has security measures and controls to prevent ACH fraud regarding
				failed ACH deposits;
(8) a wire
				transfer; or
(9) any other means
				approved by the commission.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 12 - Sports Wagering Accounts › Section 12-6 - Failed ACH deposits

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 6.
A failed ACH deposit attempt shall not be considered
				  fraudulent if the patron has successfully deposited funds via an ACH transfer
				  on a previous occasion with no outstanding chargebacks.
Otherwise, the operator shall do the following:
(1) Temporarily block the patron's account
				for investigation of fraud after five (5) consecutive failed ACH deposit
				attempts within a ten (10) minute time period. If there is no evidence of
				fraud, the block may be vacated.
(2) Suspend the patron's account after five
				(5) additional consecutive failed ACH deposit attempts within a ten (10) minute
				time period.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 12 - Sports Wagering Accounts › Section 12-7 - Transfer of funds prohibited

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 7.
A sports wagering operator shall not permit a patron to
				  transfer funds from a patron account to another patron
				  account.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 12 - Sports Wagering Accounts › Section 12-8 - Account review requirements

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 8.
All adjustments to patron accounts for amounts of five
				  hundred dollars ($500) or less shall be periodically reviewed by supervisory
				  personnel as set forth in the sports wagering operator's internal controls. All
				  other adjustments shall be authorized by supervisory personnel prior to being
				  entered.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 12 - Sports Wagering Accounts › Section 12-9 - Account information

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 9.
(a) Sports
				wagering systems shall provide an account statement with account details to a
				patron on demand, which shall include detailed account activity for at least
				six (6) months. In addition, an online sports wagering system shall, upon
				request, be capable of providing a summary statement of all patron activity
				during the past two (2) years.
(b)
				A sports wagering operator shall periodically reverify a patron's
				identification upon reasonable suspicion that the patron's identification has
				been compromised.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 12 - Sports Wagering Accounts › Section 12-10 - Account closure

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 10.
A sports wagering system shall provide a conspicuous and
				  readily accessible method for a patron to close the patron's account through
				  the account management or similar page or through the sports wagering system's
				  customer support team. Any balance remaining in a patron's sports wagering
				  account closed by a patron shall be refunded under the operator's internal
				  controls.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 12 - Sports Wagering Accounts › Section 12-11 - Patron account withdrawal

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38; IC 32-34-1
Sec. 11.
(a) A
				patron must be allowed to withdraw the funds maintained in the patron's
				account, whether such account is open or closed.
(b) A sports wagering operator must honor
				such patron request to withdraw funds within five (5) business days of the
				request, unless the conditions set forth in subsection (c) are met.
(c) The sports wagering operator may decline
				to honor a patron request to withdraw funds only if the sports wagering
				operator believes in good faith that the patron engaged in either fraudulent
				conduct or other conduct that would put the sports wagering operator in
				violation of the law. In such cases, the sports wagering operator shall:
(1) provide notice to the patron of the
				nature of the investigation of the account; and
(2) conduct its investigation in a reasonable
				and expedient fashion, providing the patron additional written notice of the
				status of the investigation every tenth business day starting from the day the
				original notice was provided to the patron.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 12 - Sports Wagering Accounts › Section 12-12 - Dormant patron accounts

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38; IC 32-34-1
Sec. 12.
A sports wagering operator shall consider a patron account
				  to be dormant if the patron has not logged into the account for at least three
				  (3) years. A dormant account shall be closed by the sports wagering
				  operator.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 12 - Sports Wagering Accounts › Section 12-13 - Unclaimed funds in a dormant patron account

Current through July 10, 2024
Authority: IC
				  4-38-3-1
Affected: IC 4-38; IC 32-34-1
Sec. 13.
(a) Subject
				to the provisions of IC 32-34-1.5-4 and IC 32-34-1.5-15, funds of patrons that
				remain in a dormant patron account shall be presumed abandoned.
(b) The sports wagering operator shall report
				and deliver all funds of patrons that are presumed abandoned to the office of
				the Indiana attorney general as provided in IC 32-34-1.5-29.
(c) At least sixty (60) days prior to
				reporting any funds of the patron to the attorney general, the sports wagering
				operator shall provide notice to the patron's last known address and conduct
				due diligence to locate the patron.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 13 - Responsible Gaming and Self-Restriction › Section 13-1 - Responsible gaming requirement

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 1.
Each sports wagering website or mobile application shall
				  display a responsible gaming logo in a manner approved by the executive
				  director or the executive director's designee to direct a patron to the sports
				  wagering operator's responsible gaming webpage. The responsible gaming webpage
				  shall be accessible to a patron during a sports wagering patron session and
				  shall contain, at a minimum:
(1) a
				prominent message, which states: "If you or someone you know has a gambling
				problem and wants help, call 1-800-9-WITH-IT";
(2) a direct link to the
				Indianagamblinghelp.com website and other Internet resources dedicated to
				helping people with potential gambling problems as directed by the
				commission;
(3) a link to the
				Indiana statewide Internet self-restriction program administered by the
				commission; and
(4) a clear
				statement of the sports wagering operator's policy and commitment to
				responsible gaming, along with a link to the sports wagering operator's
				specific self-exclusion program.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 13 - Responsible Gaming and Self-Restriction › Section 13-2 - Statewide Internet self-restriction

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 2.
(a)
				Individuals wishing to self-restrict from online sports wagering statewide may
				do so via the commission's website.
(b) Individuals may choose statewide Internet
				self-restriction for a period of one (1) year or five (5) years.
(c) The commission shall maintain an official
				statewide Internet self-restriction list. The commission shall notify each
				sports wagering operator of any addition to or deletion from the list by
				transmitting a notice directly to each sports wagering operator.
(d) Sports wagering operators must restrict
				wagering by statewide Internet self-restriction participants and may not market
				to statewide Internet self-restricted participants.
(e) The statewide Internet self-restriction
				program is confidential, and the names of restricted persons may be
				disseminated only by the commission to a sports wagering operator for purposes
				of enforcement or to another entity designated by statute.
(f) Sports wagering operators shall be
				responsible for the actions of third-party business partners and contractors
				related to the statewide Internet self-restriction program.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 13 - Responsible Gaming and Self-Restriction › Section 13-3 - Removal from statewide Internet self-restriction

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 3.
(a) A person
				who has registered for the statewide Internet self-restriction program may,
				upon the expiration of the selected term of self-restriction, submit a notice
				to the commission requesting removal from the statewide Internet
				self-restriction program.
(b) The
				commission shall advise sports wagering operators of the person's removal from
				the statewide Internet self-restriction program within ten (10) business
				days.
(c) Sports wagering operators
				may elect to continue excluding previously self-restricted persons.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 13 - Responsible Gaming and Self-Restriction › Section 13-4 - Direct marketing to prohibited sports wagering participants

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 4.
(a) A sports
				wagering operator shall make all reasonable attempts to ensure that prohibited
				sports wagering participants do not receive direct marketing from the sports
				wagering operator.
(b) A sports
				wagering operator will satisfy this requirement if the sports wagering operator
				removes the prohibited sports wagering participant's name from the list of
				patrons to whom direct marketing materials are sent, and the prohibited sports
				wagering participant does not receive direct marketing materials more than
				forty-five (45) days after the sports wagering operator receives notice
				identifying the prohibited sports wagering participant.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 13 - Responsible Gaming and Self-Restriction › Section 13-5 - Sports wagering operator self-exclusion

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 5.
Each sports wagering operator shall establish and maintain a
				  self-exclusion program for patrons specific to that sports wagering operator.
				  The sports wagering operator specific self-exclusion program is separate from
				  the commission's statewide Internet self-restriction program.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 14 - Prohibitions on Participating in Sports Wagering › Section 14-1 - Patron restrictions on sports wagering

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 1.
(a) In
				addition to the prohibited sports wagering patrons, and except as provided in
				subsection (b), the following individuals may not participate in sports
				wagering:
(1) A member of the
				commission.
(2) An employee of the
				commission.
(3) An agent of the
				commission.
(4) The spouse of any
				individual in subdivisions (1), (2), and (3).
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 14 - Prohibitions on Participating in Sports Wagering › Section 14-2 - Prohibited sports wagering participants

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38-5; IC 4-38-9-3; IC 5-14-3-4
Sec. 2.
(a) For each
				sport that the commission approves sports wagering to be conducted, the
				commission shall:
(1) accept through its
				website a list, and any other information provided, concerning prohibited
				sports wagering participants under IC 4-38-9-3(5), from the relevant sports
				governing body; and
(2) provide the
				list, and any other information provided, concerning prohibited sports wagering
				participants to sports wagering operators.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-1 - Applicability

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 1.
The definitions in this rule apply to articles 1, 2, 3, 4, 5,
				  6, 7, 8, 9, 10, 11, 12, 13, and 14 of this title.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-1.5 - "Account wagering" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 1.5.
"Account wagering" means a form of pari-mutuel wagering in
				  which an individual may deposit money in an account, in that person's name,
				  with an association and then use the current balance in the account to place
				  pari-mutuel wagers.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-2 - "Act" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 2.
"Act" means IC 4-31 which is the enabling legislation
				  permitting pari-mutuel horse racing in this jurisdiction.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-3 - "Added money" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 3.
"Added money" means the amount added into a stakes by the
				  association, or by sponsors, state-bred programs, or other funds added to those
				  monies gathered by nomination, entry, sustaining, and other fees coming from
				  the horsemen.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-4 - "Age" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 4.
"Age" of a horse foaled in North America shall be reckoned
				  from the first day of January of the year of foaling.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-5 - "Also eligible" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 5.
"Also eligible" means:
(1) a number of eligible horses, properly
				entered, which were not drawn for inclusion in a race, but which become
				eligible according to preference or lot if an entry is scratched prior to the
				scratch time deadline; or
(2) the
				next preferred nonqualifier for the finals or consolation from a set of
				elimination trials which will become eligible in the event a finalist is
				scratched by the judges for a rule violation or is otherwise eligible if
				written race conditions permit.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-6 - "Appeal" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 6.
"Appeal" means a request for the commission or its designee
				  to investigate, consider, and review any decisions or rulings of judges of a
				  meeting.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-7 - "Applicant" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 7.
"Applicant" means the person or entity filing the application
				  for the purpose of receiving a permit from the commission; the permit will be
				  issued in this name.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-8 - "ARCI" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 8.
"ARCI" means the Association of Racing Commissioners
				  International, Inc.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-9 - "Arrears" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 9.
"Arrears" means all monies owed by a licensee, including
				  subscriptions, forfeitures, and any default incident to these
				  rules.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-9.1 - "Assistant executive director" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 9.1.
"Assistant executive director" means the assistant executive
				  director of the commission as appointed by the commission.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-10 - "Association" or "permit holder" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 10.
"Association" or "permit holder" means a person or business
				  entity holding a permit from the commission to conduct racing with pari-mutuel
				  wagering.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-11 - "Association grounds" or "enclosure" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 11.
"Association grounds" or "enclosure" means all real property
				  utilized by the association in the conduct of its race meeting, including the
				  race track, grandstand, concession stands, offices, barns, stable area,
				  employee housing facilities, parking lots, and any other areas under the
				  jurisdiction of the commission, including satellite
				  facilities.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-12 - "Authorized agent" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 12.
"Authorized agent" means a person licensed by the commission
				  and appointed by a written instrument, signed and acknowledged before a notary
				  public by the owner on whose behalf the agent will act.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-13 - "Beneficial interest" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 13.
"Beneficial interest" means profit, benefit, or advantage
				  resulting from a contract or the ownership of an estate as distinct from legal
				  ownership or control. When considered as a designation of the character of an
				  estate, "beneficial interest" means such an interest as a devisee, legatee, or
				  donee takes solely for his own use or benefit and not as a holder of title for
				  the use and benefit of another.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-14 - "Best efforts" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 14.
"Best efforts" means an active and serious attempt which is
				  made in good faith, and goes beyond due diligence, to provide the information
				  required to be disclosed.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-15 - "Betting interest" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 15.
"Betting interest" means one (1) or more horses in a
				  pari-mutuel contest which are identified by a single program number for
				  wagering purposes.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-16 - "Bleeder list" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 16.
"Bleeder list" means a tabulation of all bleeders to be
				  maintained by the commission.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-17 - "Breakage" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 17.
"Breakage" means the odd cents of all redistributions to be
				  made on all mutuel contributions exceeding a sum equal to the next lowest
				  multiple of ten (10).
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-18 - "Breeder" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 18.
"Breeder" means the owner or lessee of the horse's dam at the
				  time of breeding.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-19 - "Carryover" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 19.
"Carryover" means nondistributed pool monies which are
				  retained and added to a corresponding pool in accordance with these
				  rules.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-20 - "Claiming race" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 20.
"Claiming race" means a race in which any horse starting may
				  be claimed (purchased for a designated amount) in conformance with these rules.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-21 - "Classified race" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 21.
"Classified race" means a race in which entries are selected
				  by the racing secretary on the basis of ability or past
				  performance.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-23 - "Complaint" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 23.
"Complaint" means a written statement:
(1) on a form prescribed by the
				commission;
(2) signed by the
				complainant; and
(3) filed with the
				commission.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-24 - "Conditioned race" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 24.
"Conditioned race" means an overnight race to which
				  eligibility is determined according to specified conditions which include the
				  following:
(1) Age.
(2) Sex.
(3) Earnings.
(4) Number of starts.
(5) Position of finishes.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-25 - "Conditions" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 25.
"Conditions" means qualifications which determine a horse's
				  eligibility to be entered in a race.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-26 - "Contest" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 26.
"Contest" means a competitive racing event on which
				  pari-mutuel wagering is conducted.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-27 - "Contestant" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 27.
"Contestant" means an individual participant in a
				  contest.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-27.5 - "Controlled substance" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9; IC
				  35-48-1-9
Affected: IC 4-31; IC
				  35-48-2
Sec. 27.5.
"Controlled substance" means a drug, substance, or immediate
				  precursor in Schedule I, II, III, IV, or V under:
(1) IC
				35-48-2-4, IC
				35-48-2-6, IC
				35-48-2-8, IC
				35-48-2-10, or IC
				35-48-2-12, if IC
				35-48-2-14 does not apply;
				or
(2) a rule adopted by the
				Indiana state board of pharmacy, if IC
				35-48-2-14 applies.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-28 - "Coupled entry" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 28.
"Coupled entry" means two (2) or more contestants in a
				  contest. Also, see section 39 of this rule for the definition of
				  entry.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-30 - "Day" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 30.
"Day" means a twenty-four (24) hour period beginning at 12:01
				  a.m. and ending at midnight. Also known as a calendar day.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-31 - "Dead heat" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 31.
"Dead heat" means the finish of a race in which the noses of
				  two (2) or more horses reach the finish line at the same
				  time.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-32 - "Declaration" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 32.
"Declaration" means the naming of a particular horse as a
				  starter in a particular race.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-33 - "Decoder" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 33.
"Decoder" means a device or means to convert encrypted
				  audio-visual signals or data into a form recognizable as the original content
				  of the signals.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-34 - "Downlink" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 34.
"Downlink" means a receiving antenna coupled with an
				  audio-visual signal receiver compatible with and capable of receiving
				  simultaneous audio-visual signals or data emanating from an organization
				  licensee, and includes the electronic transfer of received signals from the
				  receiving antenna to television monitors within the satellite
				  facility.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-35 - "Driver" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 35.
"Driver" means a person who is licensed to drive in
				  races.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-36 - "Early closing race" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 36.
"Early closing race" means a race for a definite amount of
				  money to which entries close at least six (6) weeks prior to the
				  race.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-36.5 - "Electronic registration system" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 36.5.
"Electronic registration system" means a software application
				  available online and approved by the commission that allows an association
				  racing secretary, or his designee, or the horse identifier, or his designee,
				  full access to horse, trainer, and current owner records for all tracks in
				  North America.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-37 - "Elimination heats" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 37.
"Elimination heats" means the individual heats of a race in
				  which the contestants must qualify for a final heat.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-38 - "Encryption", "encrypted", or "encoded" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 38.
"Encryption", "encrypted", or "encoded" means the scrambling
				  or other manipulation of the audio-visual signals to mask the original video
				  content of the signal and so cause such signals to be indecipherable and
				  unrecognizable to any person receiving such signals without a
				  decoder.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-39 - "Entry" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 39.
"Entry means:
(1) a
				horse made eligible to participate in a race; or
(2) two (2) or more horses, entered in the
				same race, which have common ties of ownership, leases, or training. Also, see
				section 28 of this rule for the definition of coupled entry.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-39.1 - "Executive director" or "executive secretary" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 39.1.
"Executive director" or "executive secretary" means the
				  executive director of the commission as appointed by the
				  commission.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-40 - "Exhibition race" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 40.
"Exhibition race" means a race on which no wagering is
				  permitted.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-41 - "Expired ticket" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 41.
"Expired ticket" means an outstanding ticket which was not
				  presented for redemption within the required time period for which it was
				  issued.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-41.5 - "Extended race meet" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31; IC
				  4-33-12-6
Sec. 41.5.
"Extended race meet" means the racing of a particular breed
				  of horse, in a calendar year, of the following minimum number of race
				  days:
(1) Forty (40) days on dirt
				only.
(2) Thirty (30) days on dirt
				and turf.
(3) Forty (40) days on
				turf only.
For the purpose of this rule, the combination of
				  thoroughbreds and quarter horses constitute a particular breed of
				  horse.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-42 - "Financial interest" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 42.
"Financial interest" means an interest that could result in
				  directly or indirectly receiving a pecuniary gain or sustaining a pecuniary
				  loss as a result of:
(1) ownership or
				interest in a horse or business entity; or
(2) as a result of salary, gratuity, or other
				compensation or remuneration from any person.
The lessee and lessor of a horse have a financial interest.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-42.1 - "Foreign substance" defined

Current through July 10, 2024
Authority: IC 4-31-3-9
Affected: IC 4-31
Sec. 42.1.
"Foreign substance" means all substances except those that
				  exist naturally in an untreated horse at normal physiological concentration,
				  and includes all narcotics, stimulants, depressants, or other drugs or
				  medications of any type.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-42.2 - "Foreign substance" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 42.2.
"Foreign substance" means all substances except those that
				  exist naturally in an untreated horse at normal physiological concentration,
				  and includes all narcotics, stimulants, depressants, or other drugs or
				  medications of any type.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-43 - "Forfeit" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 43.
"Forfeit" means money due from an association or a licensee
				  because of error, fault, neglect of duty, breach of contract, or penalty
				  imposed by the judges or the commission.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-43.5 - "Gambling game" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9; IC
				  4-35-2-5
Affected: IC 4-31; IC
				  4-35-1
Sec. 43.5.
"Gambling game" means a game played on a slot machine
				  approved for wagering under IC
				  4-35-1-1 et seq. by the Indiana
				  gaming commission.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-43.7 - "Gaming commission" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9; IC
				  4-35-2-3; IC
				  4-33-3-1
Affected: IC 4-31
Sec. 43.7.
"Gaming commission" refers to the Indiana gaming commission
				  established by IC
				  4-33-3-1.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-44 - "Guest association" or "receiving association" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 44.
"Guest association" or "receiving association" means an
				  association which offers licensed pari-mutuel wagering on simulcasted contests
				  conducted by another association (the host) in either the same state or another
				  jurisdiction.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-45 - "Handicap" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 45.
"Handicap" means a race in which allowances are made
				  according to a horse's age, sex, claiming price, and
				  performance.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 1 - DEFINITIONS › Rule 1 - Definitions › Section 1-46 - "Handle" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 46.
"Handle" means the aggregate of all pari-mutuel pools,
				  excluding refundable wagers.