reglab/statecodes huggingface dataset:
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 3 - Permits to Practice; Continuing Education › Section 3-3.3 - College courses as CPE

Current through July 10, 2024
Authority: IC
				  25-2.1-2-15
Affected: IC
				  25-2.1-4-5
Sec. 3.3.
(a) College
				courses that meet the requirements of this rule may be counted for CPE credit
				as permitted by this section.
(b)
				All licensees will be given CPE credit for graduate level courses.
(c) Public accountants and accounting
				practitioners who do not hold a bachelor's degree with required hours in
				accounting, business administration, and economics and who have taken
				undergraduate courses in an accredited university or college in accounting,
				business administration, and economics may receive CPE credit.
(d) CPE credit under this section shall be
				given at the rate of fifteen (15) CPE hours for each semester credit hour. CPE
				credit granted for these hours will be given only for a grade of C or above. A
				grade of C- or below is not considered as satisfactory completion of a course
				by the board.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 3 - Permits to Practice; Continuing Education › Section 3-3.4 - Noncredit courses as CPE for public accountants and accounting practitioners

Current through July 10, 2024
Authority: IC 25-2.1-2-15
Affected: IC 25-2.1-4-5
Sec. 3.4.
All noncredit courses taken by public accountants and
				  accounting practitioners from noneducational organizations (those not
				  accredited by one (1) of the six (6) regional accrediting associations listed
				  in 872 IAC 1-1-6.3) shall be given
				  credit as follows:
(1) Coaching
				courses taken for the purpose of passing the CPA examination, ten (10)
				hours.
(2) Coaching courses taken
				for the purpose of passing the enrolled agent's examination, ten (10) hours.
This section applies only to public accountants and
				  accounting practitioners.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 3 - Permits to Practice; Continuing Education › Section 3-4 - Course requirements

Current through July 10, 2024
Authority: IC
				  25-2.1-2-15
Affected: IC
				  25-2.1-4-5
Sec. 4.
(a) For a
				course to qualify and be included in the CPE minimum hour requirement, it must
				be:
(1) formally organized;
(2) primarily instructional; and
(3) designed to directly enhance the
				certificate holder's knowledge and skill in providing services in the practice
				of public accountancy.
The requirements of subsection (b) must be met for a course
				  to qualify.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 3 - Permits to Practice; Continuing Education › Section 3-5.1 - CPE sponsor requirements

Current through July 10, 2024
Authority: IC
				  25-2.1-2-15
Affected: IC
				  25-2.1-4-5
Sec. 5.1.
The following are required for CPE courses to be
				  eligible:
(1) The course sponsor must:
(A) be qualified in the subject matter;
				and
(B) use activities, materials,
				and delivery systems that are:
(i)
				current;
(ii) technically accurate;
				and
(iii) effectively
				designed.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 3 - Permits to Practice; Continuing Education › Section 3-6 - Application for renewal of certificate; fee

Current through July 10, 2024
Authority: IC 25-2.1-2-15
Affected: IC 25-2.1-4-2; IC 25-2.1-4-5
Sec. 6.
(a)
				Certificate holders must file triennially an application to renew their
				certificates using the application form provided by the board. Certificates
				expire on June 30 of every third year, for example, June 30, 1994, and June 30,
				1997.
(b) Applicants must sign a
				statement under penalty of perjury that:
(1)
				the hours submitted are substantially correct;
(2) they attended and completed courses
				taken; and
(3) to the best of their
				knowledge, the courses completed meet the requirements of this
				rule.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 3 - Permits to Practice; Continuing Education › Section 3-8 - Certificates issued to new licensees; proration of CPE requirement

Current through July 10, 2024
Authority: IC
				  25-2.1-2-15
Affected: IC
				  25-2.1-4-5
Sec. 8.
(a) When a
				CPA or an AP certificate is issued to a person not previously licensed by the
				board, that person shall not be required to have any CPE hours prior to the
				issuance of the certificate.
(b)
				The number of CPE hours that a licensee must obtain for the reporting period in
				progress at the time of the issuance of a new certificate under subsection (a)
				shall be established by section 16 of this rule.
(c) CPE hours obtained by a licensee prior to
				the issuance of a new certificate under subsection (a), but during the same
				reporting period, may be counted toward meeting the requirements established in
				subsection (b) and section 16 of this rule.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 3 - Permits to Practice; Continuing Education › Section 3-14 - Reinstatement of lapsed certificate

Current through July 10, 2024
Authority: IC 25-2.1-2-15
Affected: IC 25-1-4-5; IC 25-1-8-6; IC 25-2.1-4-5
Sec. 14.
(a) An
				individual whose certificate has lapsed for more than sixty (60) days who
				wishes to reinstate the individual's certificate must file an application to
				reinstate the lapsed certificate. An individual whose certificate has lapsed
				for sixty days (60) or less is governed by section 17 of this rule.
(b) The application shall be accompanied by
				the following:
(1) A statement of the
				licensee's employment activity since expiration of the certificate until
				application for reinstatement.
(2)
				The payment of the fee for a triennial certificate specified in
				872 IAC 1-1-10.
(3) The payment of the reinstatement fee as
				specified in IC 25-1-8-6.
(4)
				Evidence of the completion of the CPE hours required by subsection
				(c).
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 3 - Permits to Practice; Continuing Education › Section 3-14.5 - Reactivation of inactive license

Current through July 10, 2024
Authority: IC
				  25-2.1-2-15
Affected: IC
				  25-2.1-4-5
Sec. 14.5.
(a) A
				licensee who:
(1) is not active because of the
				selection of inactive status under IC
				25-2.1-4-5(c);
				and
(2) wishes to reactivate his
				certificate; must file an application for reactivation.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 3 - Permits to Practice; Continuing Education › Section 3-15 - Continuing education hours required during current reporting period after reentry

Current through July 10, 2024
Authority: IC
				  25-2.1-2-15
Affected: IC
				  25-2.1-4-5
Sec. 15.
(a) The
				number of CPE hours that a certificate holder must obtain for the reporting
				period in progress at the time of the issuance of a certificate under section
				14 of this rule shall be established by section 16 of this rule.
(b) CPE hours obtained by a certificate
				holder prior to the issuance of a permit under section 14 of this rule, but
				during the same reporting period, may be counted toward meeting the
				requirements established in subsection (a) and section 16 of this rule only to
				the extent they exceed the one hundred twenty (120) hours required under
				section 14 of this rule.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 3 - Permits to Practice; Continuing Education › Section 3-16 - Prorated continuing education requirements for holders of certificates granted during a reporting period

Current through July 10, 2024
Authority: IC
				  25-2.1-2-15
Affected: IC
				  25-2.1-4-5
Sec. 16.
The following table establishes the number of CPE hours that
				  a licensee must obtain for the three (3) year reporting period in progress at
				  the time of the issuance or reactivation of a certificate under section 8, 14,
				  or 14.5 of this rule, and it also establishes the minimum hours required in the
				  calendar year of the issuance or reactivation:
Date of Issuance of Certificate
Required
							 Hours for Three (3) Year Reporting Period
Required Minimum Hours for
							 the Year of Issuance or Reactivation
January 1 - March 31 first year of the reporting
							 period
120
20
April 1 - June 30 first year of the reporting period
110
15
July 1 - September 30 first year of the reporting
							 period
100
10
October 1 - December 31 first year of the reporting
							 period
90
0
January 1 - March 31 second year of the reporting
							 period
80
20
April 1 - June 30 second year of the reporting period
70
15
July 1 - September 30 second year of the reporting
							 period
60
10
October 1 - December 31 second year of the reporting
							 period
50
0
January 1 - March 31 third year of the reporting
							 period
40
N/A
April 1 - June 30 third year of the reporting period
30
N/A
July 1- September 30 third year of the reporting
							 period
20
N/A
October 1 - December 31 third year of the reporting
							 period
0
0
For purposes of this section, "N/A" means that there is no
				  specifically stated requirement for the year of issuance or reactivation
				  because the licensee would have to obtain the prorated CPE hours for the three
				  (3) year reporting period.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 3 - Permits to Practice; Continuing Education › Section 3-17 - Failure to meet continuing education provisions

Current through July 10, 2024
Authority: IC
				  25-2.1-2-15
Affected: IC
				  25-1-4-5; IC
				  25-1-11; IC 25-2.1
Sec. 17.
(a) The
				certificate of a certificate holder who does not obtain the required number of
				CPE hours during a reporting period shall be renewed upon application as long
				as the applicant is otherwise qualified; however, the board shall issue a
				notice of noncompliance under IC
				25-1-4-5. CPE hours may not be
				obtained after the December 31 end of a reporting period toward meeting the
				requirements for the renewal for the following June 30, and, therefore, this
				subsection applies in that situation.
(b) This section applies to an individual
				whose certificate has lapsed for sixty (60) days or less. An individual whose
				certificate has lapsed longer than sixty (60) days is governed by section 14 of
				this rule.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 3 - Permits to Practice; Continuing Education › Section 3-18 - Board review of continuing education compliance

Current through July 10, 2024
Authority: IC
				  25-2.1-2-15
Affected: IC
				  25-1-4-5; IC
				  25-1-11; IC 25-2.1
Sec. 18.
(a) If, as
				the result of an audit or other review, the board determines that CPE hours a
				licensee has claimed do not meet the requirements of this rule it shall notify
				the licensee of that determination in accordance with IC
				25-1-4-5.
(b) Licensee who submits false information
				under section 6 of this rule or this section shall be subject to action
				provided for under IC
				25-1-4-5 and IC
				25-1-11.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 3 - Permits to Practice; Continuing Education › Section 3-19 - Permits for firms to practice accountancy

Current through July 10, 2024
Authority: IC
				  25-2.1-2-15
Affected: IC
				  23-1.5-2
Sec. 19.
(a) The
				expiration date for permits for firms to practice accountancy issued under IC
				25-2.1-5 shall be June 30 of every
				third year, for example, June 30, 1997, and June 30, 2000.
(b) To obtain a permit to practice under IC
				25-2.1-5 does not eliminate the
				requirement for professional corporations to obtain and renew the certificate
				of registration required by IC
				23-1.5-2-9
[IC
				23-1.5-2-9 was repealed by
				P.L.
				78-2017,
				SECTION
				1, effective January 1, 2018.]
and
				IC 23-1.5-2-10
[IC
				23-1.5-2-10 was repealed by
				P.L.
				78-2017,
				SECTION
				2, effective January 1,
				2018.]
.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 4 - Nonlicensee Firm Owners › Section 4-1 - General requirements

Current through July 10, 2024
Authority: IC 25-2.1-2-15
Affected: IC 25-2.1-5-4; IC 25-2.1-6-6
Sec. 1.
(a) This
				section establishes the requirements for nonlicensee owners of CPA or PA firms
				under IC 25-2.1-5-4. This section does not apply to firms of accounting
				practitioners under IC 25-2.1-6-6.
(b) An active individual participant under IC
				25-2.1-5-4(c)(2) is an individual who is actively engaged in the firm or
				affiliated entities in providing services to the firm's clients as his or her
				principal occupation.
(c) The
				firm's owners must comply with the AICPA Code of Professional Conduct
				(applicable to CPA firms only) or the NSA Rules of Professional Conduct
				(applicable to PA firms only) as adopted by the board in
				872 IAC 1-2-1.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 6 - Peer Review › Section 6-1 - Applicability

Current through July 10, 2024
Authority: IC 25-2.1
Affected: IC
				  25-2.1-5; IC
				  25-2.1-6
Sec. 1.
(a) This rule
				establishes a peer review program for CPA and PA firms issued a permit under IC
				25-2.1-5.
(b) This rule does not apply to AP firms
				issued a registration under IC
				25-2.1-6.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 6 - Peer Review › Section 6-2 - "Approved peer review program" defined

Current through July 10, 2024
Authority: IC 25-2.1
Affected: IC
				  25-2.1-5-8; IC
				  25-2.1-5-9
Sec. 2.
"Approved peer review program" means a peer review
				  program:
(1) administered by an entity
				(administering entity) approved by the board under section 8 of this rule;
				and
(2) meeting the requirements of
				this rule, including the AICPA document incorporated by reference in section 11
				of this rule (applicable to CPA and PA firms).
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 6 - Peer Review › Section 6-3 - "Attest" defined

Current through July 10, 2024
Authority: IC
				  25-2.1-2-15; IC
				  25-2.1-5-8; IC
				  25-2.1-5-9
Affected: IC
				  25-2.1-1-3; IC
				  25-2.1-1-3.8
Sec. 3.
"Attest" has the meaning set forth in IC
				  25-2.1-1-3.8.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 6 - Peer Review › Section 6-4 - "Compilation" defined

Current through July 10, 2024
Authority: IC
				  25-2.1-2-15; IC
				  25-2.1-5-8; IC
				  25-2.1-5-9
Affected: IC
				  25-2.1-1-6.3
Sec. 4.
"Compilation" has the meaning set forth in IC
				  25-2.1-1-6.3.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 6 - Peer Review › Section 6-5 - "Firm location" defined

Current through July 10, 2024
Authority: IC
				  25-2.1-2-15; IC
				  25-2.1-5-8; IC
				  25-2.1-5-9
Affected: IC
				  25-2.1-5-5
Sec. 5.
"Firm location" means an individual office location of a CPA
				  or PA firm that is required to be registered under IC
				  25-2.1-5-5(a)(1) 
				  or IC 25-2.1-5-5(b)(1).
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 6 - Peer Review › Section 6-6 - "Peer review" defined

Current through July 10, 2024
Authority: IC
				  25-2.1-2-15; IC
				  25-2.1-5-8; IC
				  25-2.1-5-9
Affected: IC
				  25-2.1-1-8.7
Sec. 6.
"Peer review" has the meaning set forth in IC
				  25-2.1-1-8.7.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 6 - Peer Review › Section 6-7 - Peer review oversight committee

Current through July 10, 2024
Authority: IC 25-2.1
Affected: IC
				  25-2.1-5-8
Sec. 7.
(a) The board
				shall appoint a peer review oversight committee.
(b) The oversight committee shall:
(1) consist of three (3) licensees who have
				an active certificate as a certified public accountant or public
				accountant;
(2) be composed of
				individuals who are not members of the board;
(3) provide the board with the names of those
				firms that have undergone and have had an accepted review as well as whether
				the firms are meeting the terms, conditions, and remedial actions, if any,
				required for completion of the review;
(4) along with the board, establish
				procedures designed to ensure confidentiality of documents furnished or
				generated in the course of the review; and
(5) carry out other duties as delegated by
				the board necessary for the administration and enforcement of this
				rule.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 6 - Peer Review › Section 6-8 - Responsibilities of administering entity

Current through July 10, 2024
Authority: IC 25-2.1
Affected: IC
				  25-2.1-5-8; IC
				  25-2.1-5-9
Sec. 8.
(a) The board
				shall appoint an administering entity.
(b) The administering entity shall:
(1) administer the program in compliance with
				section 11 of this rule;
(2)
				provide the oversight committee with the names of those firms that have
				undergone and have had an accepted review as well as whether the firms are
				meeting the terms, conditions, and remedial actions, if any, required for
				completion of the review; and
(3)
				periodically report on the effectiveness of the review program to the
				board.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 6 - Peer Review › Section 6-9 - Requirements for firms

Current through July 10, 2024
Authority: IC 25-2.1
Affected: IC
				  25-2.1-5
Sec. 9.
(a) This
				section applies to renewal of firm permits that expire on or after June 30,
				2006.
(b) During the three (3) year
				period preceding a firm's application for renewal of a permit under IC
				25-2.1-5, a firm shall complete a
				peer review in compliance with this rule, unless the firm is not required to
				have a peer review under subsection (d)(2) or (d)(3). Failure of a firm to
				complete a peer review may result in the denial of the renewal of the firm's
				permit under IC
				25-2.1-5.
(c) Each firm where attest or compilation
				services are performed shall be covered by a peer review. A single peer review
				report covering all locations may be submitted for firms with multiple firm
				locations.
(d) Each application for
				renewal of a permit under IC
				25-2.1-5 shall certify:
(1) under the penalty of perjury, acceptance
				of the peer review report issued to the firm by the administering
				entity;
(2) that the firm is not
				required to have a peer review to renew its permit because it has not performed
				any attest or compilation engagements:
(A)
				since the last expiration of the firm permit; or
(B) if the firm permit was initially issued
				subsequent to the last renewal, since the initial issuance of the firm permit;
				or
(3) that the firm is
				not required to have a peer review to renew its firm permit because it:
(A) did not perform any attest or compilation
				engagement within the first eighteen (18) months of the three (3) year period
				preceding the firm's application for renewal of its permit; or
(B) obtained the initial issuance of its firm
				permit within the last eighteen (18) months of the three (3) year period
				preceding the firm's application for renewal of its
				permit.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 6 - Peer Review › Section 6-10 - Reports; confidentiality

Current through July 10, 2024
Authority: IC 25-2.1
Affected: IC
				  25-2.1-5-8; IC
				  25-2.1-5-9
Sec. 10.
(a) An
				approved peer review program administering entity shall determine and report
				the following to the oversight committee with respect to each firm that is
				reviewed:
(1) Any recommendations concerning
				the possible improvement of the peer of the firm location's professional
				services.
(2) Whether the firm is
				not in general conformity with applicable professional standards.
(3) If the firm is not in general conformity,
				any significant departures from applicable professional
				standards.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 6 - Peer Review › Section 6-11 - AICPA standards for peer review program

Current through July 10, 2024
Authority: IC 25-2.1
Affected: IC 25-2.1
Sec. 11.
(a) That
				certain document being titled Standards for Performing and Reporting on Peer
				Reviews (copyright 2008, effective January 1, 2009), as published by the
				American Institute of Certified Public Accountants (AICPA), 1211 Avenue of the
				Americas, New York, New York 10036-8775, is hereby incorporated by reference as
				if fully set out in this rule except for the revision stated in this section.
				This document applies to peer reviews (known as quality reviews before July 1,
				2012) performed after December 31, 2008.
(b) That certain document being titled
				Standards for Performing and Reporting on Peer Reviews (copyright 2004,
				effective January 1, 2005), as published by the American Institute of Certified
				Public Accountants (AICPA), 1211 Avenue of the Americas, New York, New York
				10036-8775, is hereby incorporated by reference as if fully set out in this
				rule except for the revision stated in this section. This document applies to
				peer reviews (known as quality reviews before July 1, 2012) performed before
				January 1, 2009.
(c)
				Notwithstanding the use of the word "should" in the Standards for Performing
				and Reporting on Peer Reviews, a reviewer must:
(1) comply with the standards; or
(2) justify any departure
				therefrom.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 6 - Peer Review › Section 6-13 - Informal dispute resolution

Current through July 10, 2024
Authority: IC 25-2.1
Affected: IC
				  4-21.5-3-13
Sec. 13.
(a) This
				section addresses informal dispute resolution that may be taken by the board as
				the result of a dispute between the administering entity or a reviewer and the
				firm being reviewed.
(b) This
				section does not increase or diminish hearings that may be required by IC
				4-21.5-3 or other applicable
				statute and is not providing for hearings under IC
				4-21.5-3. A dispute that has been
				addressed in an informal dispute resolution may still be a topic of a hearing
				under IC 4-21.5-3. In the event of such a
				hearing, the participation of the board and its members in an informal dispute
				resolution shall be considered a preliminary determination under IC
				4-21.5-3-13(c).
(c) When a dispute occurs regarding the peer
				review report or corrective actions, or both, required as the result of a peer
				review, the administering entity shall notify the board in writing within
				thirty (30) days of the notification from the firm subject to the peer review
				report corrective action, or both. The notification to the board from the
				administering entity, a copy of which shall be sent to the firm, shall include
				the name of the firm and the peer review report and the correction action, as
				appropriate, and a discussion memorandum addressing the dispute. The board
				shall:
(1) set the matter for an informal
				hearing;
(2) notify the parties to
				the dispute;
(3) provide the
				parties with an opportunity to present evidence at hearing; and
(4) make a determination on the
				dispute.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 7 - Convictions of Concern › Section 7-1 - Scope

Current through July 10, 2024
Authority: IC
				  25-1-1.1-6
Affected: IC
				  25-1-1.1-6; IC 25-2.1
Sec. 1.
This rule implements IC
				  25-1-1.1-6 regarding convictions
				  of concern, which may disqualify an individual for licensure and includes in
				  section 4 of this rule an explicit list of crimes that may disqualify an
				  individual from receiving a license issued under IC 25-2.1.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 7 - Convictions of Concern › Section 7-2 - Issuance of license

Current through July 10, 2024
Authority: IC
				  25-1-1.1-6
Affected: IC
				  25-1-1.1-6; IC 25-2.1
Sec. 2.
An applicant for licensure who has a conviction of concern
				  may still be granted a license based on the criteria stated in IC
				  25-1-1.1-6(h).
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 7 - Convictions of Concern › Section 7-3 - Authority to issue license on probation

Current through July 10, 2024
Authority: IC
				  25-1-1.1-6
Affected: IC
				  25-1-1.1-6; IC
				  25-1-11-19; IC 25-2.1
Sec. 3.
This rule and IC
				  25-1-1.1-6 do not limit the
				  authority of a board or committee to issue a license on probation if
				  appropriate under IC
				  25-1-11-19 or any other applicable
				  statute.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 7 - Convictions of Concern › Section 7-4 - Convictions of concern

Current through July 10, 2024
Authority: IC
				  25-1-1.1-6
Affected: IC
				  6-3-6-11; IC
				  7.1-5-1-3; IC
				  7.1-5-7-8; IC
				  9-26-1-1.1; IC
				  9-30-5-4; IC
				  9-30-5-5; IC
				  11-8-8-17; IC
				  11-8-8-18;
IC
				  12-17.2-5-1; IC
				  12-24-17-3; IC
				  12-24-17-7; IC
				  16-36-5-27; IC
				  16-36-5-28; IC
				  16-42-19; IC
				  23-0.5-2-9; IC
				  23-19-5-2; IC 25; IC
				  31-33-22; IC
				  31-34-2.3-7; IC
				  31-34-2.3-8; IC 35
Sec. 4.
The following are convictions of concern:
(1) Crimes involving sexual acts that can be
				considered without respect to age of conviction as follows:
(A) Child molesting (IC
				35-42-4-3).
(B) Child seduction (IC
				35-42-4-7).
(C) Criminal deviate conduct (IC
				35-42-4-2) (before its
				repeal).
(D) Incest (IC
				35-46-1-3).
(E) Making an unlawful proposition (IC
				35-45-4-3).
(F) Prostitution (IC
				35-45-4-2).
(G) Rape (IC
				35-42-4-1).
(H) Sexual misconduct with a minor (IC
				35-42-4-9(a)).
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 7 - Convictions of Concern › Section 7-5 - Convictions in another jurisdiction

Current through July 10, 2024
Authority: IC
				  25-1-1.1-6
Affected: IC 25-2.1
Sec. 5.
A crime in any other jurisdiction for which the elements of
				  the crime for which conviction was entered are substantially similar to the
				  elements of a crime included on the list in section 4 of this rule shall also
				  be a crime that may disqualify an individual from receiving a license and
				  therefore included on the list.
Indiana Administrative Code › Title 872 - INDIANA BOARD OF ACCOUNTANCY › Article 1 - GENERAL PROVISIONS › Rule 7 - Convictions of Concern › Section 7-6 - Pre-licensure determinations; fee

Current through July 10, 2024
Authority: IC
				  25-1-1.1-6
Affected: IC
				  25-1-1.1-6; IC 25-2.1
Sec. 6.
The fee for a petition under IC
				  25-1-1.1-6(g) 
				  for a determination as to whether an individual's misdemeanor or felony
				  conviction may disqualify the individual from receiving a license or
				  certification is twenty-five dollars ($25).
Indiana Administrative Code › Title 874 - PRIVATE INVESTIGATOR AND SECURITY GUARD LICENSING BOARD › Article 1 - PRIVATE INVESTIGATOR FIRMS AND SECURITY GUARD AGENCIES › Rule 1 - General Provisions › Section 1-1 - Definitions

Current through July 10, 2024
Authority: IC 25-30-1-5.5
Affected: IC 25-30-1; IC 25-30-1.3
Sec. 1.
(a) The definitions in IC 25-30 and this section apply throughout this article.
(b) For purposes of IC 25-30-1-2 and IC 25-30-1.3-5, "for hire or reward" means to charge a monetary fee or receive any item of pecuniary value for the provision of private investigative or security guard services.
(c) "Manager or administrator" means an employee who is involved in the daily operations of the business entity by which he or she is employed.
(d) For purposes of IC 25-30-1.3-6(b)(1), "official duties" means duties performed by:
(1) a law enforcement officer while on duty and in an official capacity as an employee of a law enforcement agency; or
(2) a law enforcement officer, special deputy, or reserve officer while off duty and performing a paid detail assignment that has been assigned to the law enforcement officer, special deputy, or reserve officer by the law enforcement agency to which the:
(A) law enforcement officer or special deputy is employed; or
(B) reserve officer is employed or serves as a volunteer.
Indiana Administrative Code › Title 874 - PRIVATE INVESTIGATOR AND SECURITY GUARD LICENSING BOARD › Article 1 - PRIVATE INVESTIGATOR FIRMS AND SECURITY GUARD AGENCIES › Rule 1 - General Provisions › Section 1-2 - Advertising

Current through July 10, 2024
Authority: IC 25-30-1-5.5
Affected: IC 25-30-1-13; IC 25-30-1.3-14; IC 35-43-4-3; IC 35-43-5-3
Sec. 2.
(a) Any advertisement by a licensee, or by any employee, member, officer, director, or manager of a licensee, must contain the full name, business address, license type, and license number of the licensee as they appear in the records of the board. The advertising shall include, but is not limited to, the following:
(1) Business cards.
(2) Identification cards.
(3) Letterheads.
(4) Invoices.
(5) Business websites.
(6) Other forms that may be used to advertise the licensee's business.
Indiana Administrative Code › Title 874 - PRIVATE INVESTIGATOR AND SECURITY GUARD LICENSING BOARD › Article 1 - PRIVATE INVESTIGATOR FIRMS AND SECURITY GUARD AGENCIES › Rule 1 - General Provisions › Section 1-3 - Renewal of license

Current through July 10, 2024
Authority: IC 25-30-1-5.5
Affected: IC 25-30-1-16; IC 25-30-1.3-17
Sec. 3.
(a) All licenses issued by the board expire on October 1, 2011, and every four (4) years from that date.
(b) It is the responsibility of the licensee to notify the Indiana professional licensing agency of an address change.
Indiana Administrative Code › Title 874 - PRIVATE INVESTIGATOR AND SECURITY GUARD LICENSING BOARD › Article 1 - PRIVATE INVESTIGATOR FIRMS AND SECURITY GUARD AGENCIES › Rule 1 - General Provisions › Section 1-4 - Renewal of license; limited criminal history background checks

Current through July 10, 2024
Authority: IC 25-30-1-5.5
Affected: IC 25-1-7; IC 25-30-1-16; IC 25-30-1.3-17
Sec. 4.
(a) All individuals serving as a qualifier for a licensed private investigator firm or licensed security guard agency shall obtain a limited criminal history background check from each state in which the qualifier has resided during the previous four (4) years preceding the filing of the application for renewal of a private investigator firm license or security guard agency license.
(b) Qualifiers shall maintain copies of the limited criminal history background check for a period of not less than four (4) years.
(c) The board may require a qualifier to submit the limited criminal history background check under any of the following circumstances:
(1) At the time of renewal and as a condition for renewal.
(2) Within one (1) year of the most recent renewal deadline as part of a random audit.
(3) At any other time as part of an ongoing investigation under IC 25-1-7.
Indiana Administrative Code › Title 874 - PRIVATE INVESTIGATOR AND SECURITY GUARD LICENSING BOARD › Article 1 - PRIVATE INVESTIGATOR FIRMS AND SECURITY GUARD AGENCIES › Rule 2 - Private Investigator Firm Licensing › Section 2-1 - Experience and education requirements

Current through July 10, 2024
Authority: IC 25-30-1-5.5
Affected: IC 8-3-17; IC 25-30-1-8; IC 25-30-1.3
Sec. 1.
(a) This section establishes the experience requirements under IC 25-30-1-8(a)(2) for a private investigator firm license. All individual applicants, one (1) individual of a partnership applicant, or one (1) officer of a corporate applicant, who will be serving as the qualifier for the licensed private investigator firm, must meet the requirements in this section.
(b) The experience requirements may be satisfied by completing the employment experience in subdivision (1) or the educational experience in subdivision (2):
(1) A minimum of two (2) years of experience as verified by a minimum of four thousand (4,000) hours of employment in any of the following areas or combination of areas:
(A) As an employed private investigator for a private investigator firm licensed:
(i) under IC 25-30-1; or
(ii) in another state with substantially equivalent licensing requirements.
Indiana Administrative Code › Title 874 - PRIVATE INVESTIGATOR AND SECURITY GUARD LICENSING BOARD › Article 1 - PRIVATE INVESTIGATOR FIRMS AND SECURITY GUARD AGENCIES › Rule 2 - Private Investigator Firm Licensing › Section 2-2 - Criminal history information requirements

Current through July 10, 2024
Authority: IC 25-30-1-5.5
Affected: IC 25-30-1-8
Sec. 2.
(a) All individual applicants, one (1) individual of a partnership applicant, or one (1) officer of a corporate applicant, who will be serving as the qualifier for the licensed private investigator firm, must meet the requirements in this section.
(b) Qualifiers must submit the following:
(1) Criminal history information from each city, county, and state in which the applicant has resided during the seven (7) years preceding the filing of the application for licensure.
(2) A fingerprint-based criminal history check from the Indiana state police.
Indiana Administrative Code › Title 874 - PRIVATE INVESTIGATOR AND SECURITY GUARD LICENSING BOARD › Article 1 - PRIVATE INVESTIGATOR FIRMS AND SECURITY GUARD AGENCIES › Rule 2 - Private Investigator Firm Licensing › Section 2-3 - Nonresident applicants

Current through July 10, 2024
Authority: IC 25-30-1-5.5
Affected: IC 25-30-1-14; IC 25-30-1.3
Sec. 3.
(a) All persons who are licensed to conduct a private investigator business in any state other than Indiana, who apply for an Indiana private investigator firm license, shall furnish to the board, in addition to all other forms and documents required under IC 25-30-1.3 or this article, the following:
(1) A license certification letter from the licensing authority for private investigators in each state in which licensed to conduct a private investigator business, stating that the applicant is in good standing in that state or in those states.
(2) Verification of registration as a foreign corporation with the Indiana secretary of state, if the firm is a corporation.
Indiana Administrative Code › Title 874 - PRIVATE INVESTIGATOR AND SECURITY GUARD LICENSING BOARD › Article 1 - PRIVATE INVESTIGATOR FIRMS AND SECURITY GUARD AGENCIES › Rule 2 - Private Investigator Firm Licensing › Section 2-4 - Violation of law; effect on application

Current through July 10, 2024
Authority: IC 25-30-1-5.5
Affected: IC 25-30-1-8
Sec. 4.
The board may, at its discretion, consider an application for a private investigator firm license if the applicant or an officer or partner of the applicant under IC 25-30-1-8(b) has acted as a private investigator firm in violation of IC 25-30 or this article within a period of two (2) years prior to the date of the applicant's application, including whether any such experience gained while acting as a private investigator firm in violation of IC 25-30 or this article may be considered in determining required experience under section 1 of this rule.
Indiana Administrative Code › Title 874 - PRIVATE INVESTIGATOR AND SECURITY GUARD LICENSING BOARD › Article 1 - PRIVATE INVESTIGATOR FIRMS AND SECURITY GUARD AGENCIES › Rule 3 - Security Guard Agency Licensing › Section 3-1 - Experience and education requirements

Current through July 10, 2024
Authority: IC 25-30-1-5.5
Affected: IC 8-3-17; IC 25-30-1.3-9
Sec. 1.
(a) This section establishes the experience requirements under IC 25-30-1.3-9(a)(2) for a security guard agency license. All individual applicants, one (1) individual of a partnership applicant, or one (1) officer of a corporate applicant, who will be serving as the qualifier for the licensed security guard agency, must meet the requirements in this section.
(b) The experience requirements may be satisfied by completing the employment experience in subdivision (1) or the educational experience in subdivision (2):
(1) A minimum of two (2) years of experience as verified by a minimum of four thousand (4,000) hours of employment in any of the following areas or combination of areas:
(A) As an employed private investigator for a private investigator firm licensed:
(i) under IC 25-30-1; or
(ii) in another state with substantially equivalent licensing requirements.
Indiana Administrative Code › Title 874 - PRIVATE INVESTIGATOR AND SECURITY GUARD LICENSING BOARD › Article 1 - PRIVATE INVESTIGATOR FIRMS AND SECURITY GUARD AGENCIES › Rule 3 - Security Guard Agency Licensing › Section 3-2 - Criminal history information requirements

Current through July 10, 2024
Authority: IC 25-30-1-5.5
Affected: IC 25-30-1.3-9
Sec. 2.
(a) All individual applicants, at least one (1) individual of a partnership applicant, and at least one (1) officer of a corporate applicant, who will be serving as the qualifier for the licensed security guard agency, must meet the requirements in this section.
(b) Qualifiers must submit the following:
(1) Criminal history information from each city, county, and state in which the applicant has resided during the seven (7) years preceding the filing of the application for licensure.
(2) A fingerprint-based criminal history check from the Indiana state police.
Indiana Administrative Code › Title 874 - PRIVATE INVESTIGATOR AND SECURITY GUARD LICENSING BOARD › Article 1 - PRIVATE INVESTIGATOR FIRMS AND SECURITY GUARD AGENCIES › Rule 3 - Security Guard Agency Licensing › Section 3-3 - Nonresident applicants

Current through July 10, 2024
Authority: IC 25-30-1-5.5
Affected: IC 25-30-1.3-15
Sec. 3.
(a) All persons who are licensed to conduct a security guard business in any state other than Indiana, who apply for an Indiana security guard agency license, shall furnish to the board, in addition to all other forms and documents required under IC 25-30-1.3 or this article, the following:
(1) A license certification letter from the licensing authority for security guards in each state in which licensed to conduct a security guard business, stating that the applicant is in good standing in that state or in those states.
(2) Verification of registration as a foreign corporation with the Indiana secretary of state, if the security guard agency is a corporation.
Indiana Administrative Code › Title 874 - PRIVATE INVESTIGATOR AND SECURITY GUARD LICENSING BOARD › Article 1 - PRIVATE INVESTIGATOR FIRMS AND SECURITY GUARD AGENCIES › Rule 3 - Security Guard Agency Licensing › Section 3-4 - Violation of law; effect on application

Current through July 10, 2024
Authority: IC 25-30-1-5.5
Affected: IC 25-30-1.3-9
Sec. 4.
The board may, at its discretion, consider an application for a security guard agency license if the applicant or an officer or partner of the applicant under IC 25-30-1.3-9(b) has acted as a security guard agency in violation of IC 25-30 or this article within a period of two (2) years prior to the date of the applicant's application, including whether any such experience gained while acting as a security guard agency in violation of IC 25-30 or this article may be considered in determining required experience under section 1 of this rule.
Indiana Administrative Code › Title 874 - PRIVATE INVESTIGATOR AND SECURITY GUARD LICENSING BOARD › Article 2 - PRIVATE INVESTIGATOR FIRMS AND SECURITY GUARD AGENCIES › Rule 1 - General Provisions › Section 1-1 - Fees

Current through July 10, 2024
Authority: IC 25-1-8-2; IC 25-30
Affected: IC 25-30
Sec. 1.
(a) The application/issuance fee for a license as a private investigator firm shall be as follows:
(1) Three hundred dollars ($300) if the application is filed one (1) year or more from the date of the next quadrennial renewal expiration date.
(2) One hundred fifty dollars ($150) if the application is filed less than one (1) year from the date of the next quadrennial renewal expiration date.
Indiana Administrative Code › Title 874 - PRIVATE INVESTIGATOR AND SECURITY GUARD LICENSING BOARD › Article 3 - CONVICTIONS OF CONCERN › Rule 1 - Convictions of Concern › Section 1-1 - Scope

Current through July 10, 2024
Authority: IC 25-1-1.1-6; IC 25-30-1-5.5
Affected: IC 25-1-1.1-6
Sec. 1.
This rule implements IC 25-1-1.1-6 regarding convictions of
				  concern, which may disqualify an individual for registration by the Indiana
				  private investigator and security guard licensing board, and includes in
				  section 4 of this rule an explicit list of convictions of concern that may
				  disqualify an individual from receiving a registration.
Indiana Administrative Code › Title 874 - PRIVATE INVESTIGATOR AND SECURITY GUARD LICENSING BOARD › Article 3 - CONVICTIONS OF CONCERN › Rule 1 - Convictions of Concern › Section 1-2 - Issuance of license

Current through July 10, 2024
Authority: IC 25-1-1.1-6; IC 25-30-1-5.5
Affected: IC 25-1-1.1-6
Sec. 2.
An applicant for registration who has a conviction of
				  concern may still be granted a license based on the criteria stated in IC
				  25-1-1.1-6(h).
Indiana Administrative Code › Title 874 - PRIVATE INVESTIGATOR AND SECURITY GUARD LICENSING BOARD › Article 3 - CONVICTIONS OF CONCERN › Rule 1 - Convictions of Concern › Section 1-3 - Authority to issue license on probation

Current through July 10, 2024
Authority: IC 25-1-1.1-6; IC 25-30-1-5.5
Affected: IC 25-1-1.1-6; IC 25-1-11-19
Sec. 3.
This rule and IC 25-1-1.1-6 do not limit the authority of a
				  board to issue a license on probation if appropriate under IC 25-1-11-19 or any
				  other applicable statute.
Indiana Administrative Code › Title 874 - PRIVATE INVESTIGATOR AND SECURITY GUARD LICENSING BOARD › Article 3 - CONVICTIONS OF CONCERN › Rule 1 - Convictions of Concern › Section 1-4 - Convictions of concern

Current through July 10, 2024
Authority: IC 25-1-1.1-6; IC 25-30-1-5.5
Affected: IC 6-3-6-11; IC 7.1-5-1-3; IC 7.1-5-7-8; IC
				  9-26-1-1.1; IC 9-30-5-4; IC 9-30-5-5; IC 11-8-8-17; IC 11-8-8-18; IC
				  12-17.2-5-1; IC 12-24-17-3; IC 12-24-17-7; IC 16-36-5-27; IC 16-36-5-28; IC
				  16-42-19; IC 23-0.5-2-9; IC 23-19-5-2; IC 25; IC 31-33-22; IC 31-34-2.3-7; IC
				  31-34-2.3-8; IC 35
Sec. 4.
The following are convictions of concern:
(1) Crimes involving sexual acts that can be
				considered without respect to age of conviction as follows:
(A) Child molesting (IC 35-42-4-3).
(B) Child seduction (IC 35-42-4-7).
(C) Criminal deviate conduct (IC 35-42-4-2)
				(before its repeal).
(D) Incest (IC
				35-46-1-3).
(E) Making an unlawful
				proposition (IC 35-45-4-3).
(F)
				Prostitution (IC 35-45-4-2).
(G)
				Rape (IC 35-42-4-1).
(H) Sexual
				misconduct with a minor (IC 35-42-4-9(a)).
Indiana Administrative Code › Title 874 - PRIVATE INVESTIGATOR AND SECURITY GUARD LICENSING BOARD › Article 3 - CONVICTIONS OF CONCERN › Rule 1 - Convictions of Concern › Section 1-5 - Convictions in another jurisdiction

Current through July 10, 2024
Authority: IC 25-1-1.1-6; IC 25-30-1-5.5
Affected: IC 25-1-1.1-6
Sec. 5.
A crime in any other jurisdiction for which the elements of
				  the crime for which conviction was entered are substantially similar to the
				  elements of a crime included on the list in section 4 of this rule shall also
				  be a crime that may disqualify an individual from receiving a registration and
				  therefore included on the list.
Indiana Administrative Code › Title 874 - PRIVATE INVESTIGATOR AND SECURITY GUARD LICENSING BOARD › Article 3 - CONVICTIONS OF CONCERN › Rule 1 - Convictions of Concern › Section 1-6 - Prelicensure determinations; fee

Current through July 10, 2024
Authority: IC 25-1-1.1-6; IC 25-30-1-5.5
Affected: IC 25-1-1.1-6
Sec. 6.
The fee for a petition under IC 25-1-1.1-6(g) for a
				  determination as to whether an individual's misdemeanor or felony conviction
				  may disqualify the individual from receiving a registration is twenty-five
				  dollars ($25).
Indiana Administrative Code › Title 876 - INDIANA REAL ESTATE COMMISSION › Article 1 - GENERAL PROVISIONS › Rule 1 - Definitions; Licensing; Miscellaneous Provisions › Section 1-29 - Duplicate licenses

Current through July 10, 2024
Authority: IC
				  25-34.1-2-5
Affected: IC 25-34.1
Sec. 29.
A duplicate real estate license may be issued to any active
				  licensee only after a sworn affidavit has been submitted to the Commission
				  attesting that the original real estate license was either mutilated, lost, or
				  destroyed.
Indiana Administrative Code › Title 876 - INDIANA REAL ESTATE COMMISSION › Article 1 - GENERAL PROVISIONS › Rule 4 - Residential Real Estate Sales Disclosure (Repealed) › Section 4-1 - Residential real estate sales disclosure

Current through July 10, 2024
Authority: IC 32-21-5-7
Affected: IC 32-21-5-7
Sec. 1.
(a) This rule
				establishes the seller's residential real estate sales disclosure form provided
				for in IC 32-21-5-7.
(b) The form
				appears in section 2 of this rule.
Indiana Administrative Code › Title 876 - INDIANA REAL ESTATE COMMISSION › Article 1 - GENERAL PROVISIONS › Rule 4 - Residential Real Estate Sales Disclosure (Repealed) › Section 4-2 - Residential sales disclosure; form

Current through July 10, 2024
Authority: IC 32-21-5-7
Affected: IC 32-21-5
Sec. 2.
The following is the seller's residential real estate sales
				  disclosure form:
Click here to
				  view
Click here to
				  view
Click here to
				  view
Click here to
				  view
Indiana Administrative Code › Title 876 - INDIANA REAL ESTATE COMMISSION › Article 2 - REAL ESTATE COURSES AND LICENSING REQUIREMENTS FOR BROKERS AND SALESPERSONS › Rule 1 - Definitions; General Provisions (Repealed) › Section 1-1 - Scope

Current through July 10, 2024
Authority: IC 25-34.1-2-5
Affected: IC 25-34.1-5
Sec. 1.
(a) This
				article establishes requirements for the education and examination of
				applicants for licensure as salespersons and brokers and establishes
				requirements for salesperson and broker courses pursuant to IC
				25-34.1-5.
(b) The definitions in
				this rule apply throughout this article.
Indiana Administrative Code › Title 876 - INDIANA REAL ESTATE COMMISSION › Article 2 - REAL ESTATE COURSES AND LICENSING REQUIREMENTS FOR BROKERS AND SALESPERSONS › Rule 1 - Definitions; General Provisions (Repealed) › Section 1-2 - "Course session" defined

Current through July 10, 2024
Authority: IC 25-34.1-2-5
Affected: IC 25-34.1-5
Sec. 2.
"Course session" means a particular broker course or
				  salesperson course conducted by a real estate school.
Indiana Administrative Code › Title 876 - INDIANA REAL ESTATE COMMISSION › Article 2 - REAL ESTATE COURSES AND LICENSING REQUIREMENTS FOR BROKERS AND SALESPERSONS › Rule 1 - Definitions; General Provisions (Repealed) › Section 1-3 - "Real estate school" defined

Current through July 10, 2024
Authority: IC 25-34.1-2-5
Affected: IC 25-34.1-5
Sec. 3.
"Real estate school" means any person that has, or is seeking
				  to have, broker course or salesperson course approval from the commission
				  pursuant to IC 25-34.1-5 and this article.
Indiana Administrative Code › Title 876 - INDIANA REAL ESTATE COMMISSION › Article 2 - REAL ESTATE COURSES AND LICENSING REQUIREMENTS FOR BROKERS AND SALESPERSONS › Rule 1 - Definitions; General Provisions (Repealed) › Section 1-4 - "School" defined

Current through July 10, 2024
Authority: IC 25-34.1-2-5
Affected: IC 25-34.1-5
Sec. 4.
"School" means real estate school.