Missouri Code of State Regulations › Title 20 - DEPARTMENT OF COMMERCE AND INSURANCE › Division 200 - Insurance Solvency and Company Regulation › Chapter 11 - Control and Management of Insurance Companies › Section 20 CSR 200-11.101 - Insurance Holding Company System Regulation with Reporting Forms and Instructions

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The director is adding a new section (21)
				  dealing with the group capital calculation.
(1) If any provision of this rule, or its
				application to any person or circumstance, is held invalid, the determination
				shall not affect other provisions or applications of these rules which can be
				given effect without the invalid provision or application, and to this end the
				provisions of this rule are severable.
(2) Forms-General Requirements.
(A) Forms A, B, C, D, E, and F are intended
				to be guides in the preparation of the statements required by sections 382.040-
				382.230, RSMo. They are not intended to be blank forms which are to be filled
				in. These statements filed shall contain the numbers and captions of all items,
				but the text of the items may be omitted provided the answers are prepared in
				such a manner as to indicate clearly the scope and coverage of the items. All
				instructions, whether appearing under the items of the form or elsewhere, are
				to be omitted. Unless expressly provided otherwise, if any item is inapplicable
				or the answer is in the negative, an appropriate statement to that effect shall
				be made.
(B) Three (3) complete
				copies of each Form A statement and one(1) copy of each other statement,
				including exhibits and all other papers and documents filed as a part of it,
				shall be filed with the director by personal delivery or mail addressed to:
				Director of Insurance of the State of Missouri, Attention: Chief Financial
				Examiner, PO Box 690, Jefferson City, MO 65102-0690. At least one (1) of the
				copies shall be signed in the manner prescribed on the form. Unsigned copies
				shall be conformed. If the signature of any person is affixed pursuant to a
				power of attorney or other authority, the power or other authority also shall
				be filed with the statement.
(C) If
				an applicant requests a hearing on a consolidated basis under section
				382.060.4, in addition to filing the Form A with the director, the applicant
				shall file a copy of Form A with the National Association of Insurance
				Commissioners (NAIC) in electronic form.
(D) Statements should be prepared electronically.
				Statements and exhibits shall be easily readable and suitable for printing,
				review, and reproduction. Debits in credit categories and credits in debit
				categories shall be designed so as to be clearly distinguishable as such on
				photocopies. Statements shall be in the English language and monetary values
				shall be stated in United States currency. If any exhibit or other paper or
				document filed with the statement is in a foreign language, it shall be
				accompanied by a translation into the English language and any monetary value
				shown in a foreign currency normally shall be converted into United States
				currency.