reglab/statecodes huggingface dataset:
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 8.5 - FLAT RACING; HUMAN AND EQUINE HEALTH › Rule 13 - Excess Levels of Sodium, Bicarbonate, or pH › Section 13-4.1 - Finding of normal levels

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC
				  4-31-12
Sec. 4.1.
For any horse whose levels equal or exceed the levels set
				  forth in section 2 of this rule, it is presumed that the levels are not
				  physiologically normal for that specific horse if the horse:
(1) has been tested by the commission at
				least twice in the past sixty (60) days; and
(2) has been found to have levels beneath the
				levels established in section 2 of this rule.
The prior results shall constitute a finding that excessive
				  levels are not physiologically normal for that horse.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 8.5 - FLAT RACING; HUMAN AND EQUINE HEALTH › Rule 13 - Excess Levels of Sodium, Bicarbonate, or pH › Section 13-5 - Option to determine normal level

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC
				  4-31-12
Sec. 5.
(a) The
				quarantine provisions of this section shall apply only to horses who have not
				been found under section 4.1 of this rule to have physiologically normal levels
				beneath the levels established in section 2 of this rule.
(b) If a test sample from a horse contains
				levels of substance equal to or in excess of the levels in section 2 of this
				rule, the owner or trainer of that horse contending that such levels are
				physiologically normal for that specific horse may request the horse be held in
				approved quarantine on the grounds of the association. Such quarantine shall be
				in accordance with policies and procedures adopted by the commission and shall
				be for a period determined by the executive director or the stewards, but not
				greater than five (5) days, and is at the sole expense of the owner or trainer
				requesting the quarantine. Quarantine security shall be provided by the
				association per the instruction of the stewards. During the quarantine, the
				horse shall be retested periodically, but it shall not be permitted to race. In
				addition, during the period of the quarantine the horse may be exercised and
				trained at times prescribed by the commission. Removal of a horse from
				quarantine without the permission of the stewards shall constitute a waiver of
				any claim of normally high levels for that specific horse. A request for
				quarantine shall be made within seventy-two (72) hours of notification of a
				violation of this rule.
(c)
				Subsequent to the horse being quarantined and retested, if the commission is
				satisfied on the basis of clear and cogent evidence derived from the testing of
				the horse's blood that such levels are physiologically normal for that specific
				horse, the stewards may waive the provisions of this rule and permit the horse
				to race. Notwithstanding the provisions of subsection (b), the stewards shall
				assess the expense of quarantine to the association if they determine that high
				blood levels are physiologically normal for that specific horse. In addition,
				no disciplinary action will be pursued by the stewards or the commission
				against the trainer of any horse found, after quarantine, to have
				physiologically normal levels in excess of the levels established in section 2
				of this rule.
(d) For purposes of
				this section, clear and cogent evidence shall mean continued and repeated
				levels in excess of the levels established in section 2 of this rule during the
				period of quarantine.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 8.5 - FLAT RACING; HUMAN AND EQUINE HEALTH › Rule 13 - Excess Levels of Sodium, Bicarbonate, or pH › Section 13-6 - Penalties

Current through July 10, 2024
Authority: IC 4-31-3-9
Affected: IC 4-31-12
Sec. 6.
(a) The
				trainer or responsible party shall receive a warning for the first violation of
				this rule. No ruling shall be issued for the first violation of this
				rule.
(b) The stewards shall
				consider 71 IAC 2-11-1 when determining the
				penalty for a licensee who commits a second or subsequent violation of this
				rule or a comparable rule in another jurisdiction.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 8.5 - FLAT RACING; HUMAN AND EQUINE HEALTH › Rule 13 - Excess Levels of Sodium, Bicarbonate, or pH › Section 13-7 - Presence of horse in ship-in barn

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC
				  4-31-12
Sec. 7.
The trainer is responsible for having any horse shipping to
				  the track on race day to go directly to its assigned stall in the ship-in
				  barn.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 8.5 - FLAT RACING; HUMAN AND EQUINE HEALTH › Rule 13 - Excess Levels of Sodium, Bicarbonate, or pH › Section 13-8 - Presence of caretaker with horse

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC
				  4-31-12
Sec. 8.
The trainer is responsible for having a licensed person
				  present with the horse until the horse leaves for the
				  paddock.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 8.5 - FLAT RACING; HUMAN AND EQUINE HEALTH › Rule 14 - Equine Health; Requirements › Section 14-1 - Equine health; requirements

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 1.
(a) Any
				horse stabled on the grounds, participating in a race, or entered in a race
				shall have on file with the association prior to entering the association
				premises a negative test result for equine infectious anemia (coggins test)
				within the last twelve (12) months, in accordance with state law.
(b) Any horse entering association grounds
				that is arriving from out of state, and entering association grounds for the
				first time after racing or residing in a state other than Indiana for any
				period of time, shall have on file with the racing secretary prior to entering
				the association premises a certificate of veterinary inspection (CVI or health
				certificate) completed within the last thirty (30) days by a licensed
				veterinarian, in accordance with state law.
(c) A copy of all documents described in
				Section 1(a) and Section 1(b) above
[subsections (a) and (b)]
and any additional documentation required by the association shall be kept with
				the horse at all times and presented to security personnel upon entering
				association premises.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1 - General Provisions › Section 1-1 - General

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 1.
(a) Each
				association shall conduct wagering in accordance with applicable laws and these
				rules. Such wagering shall employ a pari-mutuel system approved by the
				commission, and which meets the technical standards set forth in the
				Association of Racing Commissioners International Totalizator Technical
				Standards, as revised by the ARCI in July 2012, and any revision effective
				after said date, which are incorporated herein by reference, copies of which
				are available at the commission office. The totalizator system shall be tested
				prior to and during the meeting as required by the commission.
(b) The commission may enter into
				multi-jurisdiction agreements with other regulatory authorities to facilitate
				certification of compliance with requirements by, and licensing of, wagering,
				secondary pari-mutuel organizations, and advance deposit account wagering
				systems.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1 - General Provisions › Section 1-2 - Records

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 2.
(a) The
				association shall maintain records of all wagering so the commission may review
				such records for any contest, including:
(1)
				the opening line;
(2) subsequent
				odds fluctuation;
(3) the amount
				and at which window wagers were placed on any betting interest; and
(4) such other information as may be
				required.
Such wagering records shall be retained by each association
				  and safeguarded for a period of time specified by the commission. The
				  commission may require that certain of these records be made available to the
				  wagering public at the completion of each contest.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1 - General Provisions › Section 1-3 - Pari-mutuel tickets

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 3.
(a) A
				pari-mutuel ticket is evidence of a contribution to the pari-mutuel pool
				operated by the association and is evidence of the obligation of the
				association to pay to the holder thereof such portion of the distributable
				amount of the pari-mutuel pool as is represented by such valid pari-mutuel
				ticket. The association shall cash all valid winning tickets when such are
				presented for:
(1) payment during the course
				of the meeting where sold; and
(2)
				a specified period after the last day of the meeting.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1 - General Provisions › Section 1-4 - Pari-mutuel ticket sales

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 4.
(a)
				Pari-mutuel tickets shall not be sold by anyone other than an association
				licensed to conduct pari-mutuel wagering.
(b) No pari-mutuel ticket may be sold on a
				contest for which wagering has already been closed and no association shall be
				responsible for ticket sales entered into but not completed by issuance of a
				ticket before the totalizator is closed for wagering on such contest.
(c) Claims pertaining to a mistake on an
				issued or unissued ticket must be made by the bettor prior to leaving the
				seller's window.
(d) Payment on
				winning pari-mutuel wagers shall be made on the basis of the order of finish as
				purposely posted and declared official. Any subsequent change in the order of
				finish or award of purse money as may result from a subsequent ruling by the
				judges or commission shall in no way affect the pari-mutuel payoff. If an error
				in the posted order of finish or payoff figures is discovered, the official
				order of finish or payoff prices may be corrected and an announcement
				concerning the change shall be made to the public.
(e) The association shall not satisfy claims
				on mutilated, or altered pari-mutuel tickets without authorization of the
				commission.
(f) Claims on lost
				pari-mutuel tickets shall adhere to guidelines approved by the
				commission.
(g) The association
				shall have no obligation to enter a wager into a betting pool if unable to do
				so due to equipment failure.
(h)
				When payments on winning pari-mutuel wagers require Internal Revenue Service
				returns or reporting, identification of the recipient shall be confirmed by the
				association by examination of an appropriate government-issued personal
				identification document such as a driver's license, a passport, or an
				identification card.
(i) No person
				other than the true owner and beneficiary of a pari-mutuel ticket shall sign a
				Form W2G or Form 5754. No person shall knowingly aid, in any way, in any
				misrepresentation regarding Internal Revenue Service (IRS) forms. Any known or
				suspected misrepresentation or irregularity regarding IRS forms shall be
				reported to the commission within forty-eight (48) hours.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1 - General Provisions › Section 1-5 - Advance performance wagering

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 5.
No association shall permit wagering to begin more than one
				  (1) hour before scheduled post time of the first contest of a performance
				  unless it has first obtained the authorization of the
				  commission.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1 - General Provisions › Section 1-6 - Claims for payment from pari-mutuel pool

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 6.
(a) At a
				designated location, a written, verified claim for payment from a pari-mutuel
				pool shall be accepted by the association in any case where the association has
				withheld payment or has refused to cash a pari-mutuel wager. The claim shall be
				made on such form as approved by the commission, and the claimant shall make
				such claim under penalty of perjury. The original of such claim shall be
				forwarded to the commission within forty-eight (48) hours.
(b) In the case of a claim made for payment
				of a mutilated pari-mutuel ticket which does not contain the total imprinted
				elements required in section 3 (b) of this rule, the association shall make a
				recommendation to accompany the claim forwarded to the commission as to whether
				or not the mutilated ticket has sufficient elements to be positively identified
				as a winning ticket.
(c) In the
				case of a claim made for payment on a pari-mutuel wager, the commission shall
				adjudicate the claim and may:
(1) order
				payment thereon from the pari-mutuel pool or by the association;
(2) deny the claim; or
(3) make such other order as it may deem
				proper.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1 - General Provisions › Section 1-7 - Payment for errors

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 7.
If an error occurs in the payment amounts for pari-mutuel
				  wagers which are cashed or entitled to be cashed and, as a result of such error
				  the pari-mutuel pool involved in the error is not correctly distributed among
				  winning ticket holders, the following shall apply:
(1) Verification is required to show that the
				amount of the commission, the amount in breakage, and the amount in payoffs is
				equal to the total gross pool. If the amount of the pool is more than the
				amount used to calculate the payoff, the underpayment shall be added to the
				corresponding pool of the next contest. If underpayments are discovered after
				the close of the meeting, the underpayment shall be held in an interest-bearing
				account approved by the commission until being added, together with accrued
				interest, to the corresponding pool of the next meet.
(2) Any claim not filed with the association
				within thirty (30) days, inclusive of the date on which the underpayment was
				publicly announced, shall be deemed waived; the association shall have no
				further liability therefore.
(3) In
				the event the error results in an overpayment to winning wagers, the
				association shall be responsible for such payment.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1 - General Provisions › Section 1-8 - Betting explanation

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 8.
A summary explanation of pari-mutuel wagering and each type
				  of betting pool offered shall be published in the program for every wagering
				  performance. The rules of racing relative to each type of pari-mutuel pool
				  offered must be available upon request through association
				  representatives.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1 - General Provisions › Section 1-9 - Display of betting information

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 9.
(a)
				Approximate odds for win pool betting shall be posted on display devices within
				view of the wagering public and updated at intervals of not more than sixty
				(60) seconds.
(b) The probable
				payoff or amounts wagered, in total and on each betting interest, for other
				pools may be displayed to the wagering public at intervals and in a manner
				approved by the commission.
(c)
				Official results and payoffs must be displayed upon each contest being declared
				official.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1 - General Provisions › Section 1-10 - Canceled contests

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 10.
If a contest is canceled or declared no contest, refunds
				  shall be granted on valid wagers in accordance with these
				  rules.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1 - General Provisions › Section 1-11 - Refunds

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 11.
(a)
				Notwithstanding other provisions of these rules, refunds of the entire pool
				shall be made on the following:
(1) Win pools,
				exacta pools, and first half double pools offered in contests in which the
				number of betting interests has been reduced to fewer than two (2).
(2) Place pools, quinella pools, trifecta
				pools, first half quinella double pools, and first half twin quinella pools
				offered in contests in which the number of betting interests has been reduced
				to fewer than three (3).
(3) Show
				pools, superfecta pools, and first half twin superfecta pools offered in
				contests in which the number of betting interests has been reduced to fewer
				than four (4).
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1 - General Provisions › Section 1-12 - Coupled entries and mutuel fields

Current through July 10, 2024
Authority: IC 4-31-3-9
Affected: IC 4-31
Sec. 12.
(a)
				Contestants coupled in wagering as a coupled entry or mutuel field shall be
				considered part of single betting interest for the purpose of price
				calculations and distribution of pools. Should any contestant in a coupled
				entry or mutuel field be officially withdrawn or scratched, the remaining
				contestants in that coupled entry or mutuel field shall remain valid betting
				interests and no refunds will be granted. If all contestants within a coupled
				entry or mutuel field are scratched, then tickets on such betting interests
				shall be refunded, notwithstanding other provisions of these rules.
(b) For the purpose of price calculations
				only, coupled entries and mutuel fields shall be calculated as a single
				finisher, using the finishing position of the leading contestant in that
				coupled entry or mutuel field to determine order of placing. This rule shall
				apply to all circumstances, including situations involving a dead heat, except
				as otherwise provided by these rules.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1 - General Provisions › Section 1-13 - Pools dependent on betting interests

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 13.
(a) Unless
				the commission otherwise provides, one-half ( ×
									½) hour prior to
				post time for the first race, the association:
(1) may offer win, place, and show wagering
				on all contests with six (6) or more betting interests;
(2) may prohibit show wagering on any contest
				with five (5) or fewer betting interests scheduled to start;
(3) may prohibit place wagering on any
				contest with four (4) or fewer betting interests scheduled to start;
(4) may prohibit quinella wagering on any
				contest with three (3) or fewer betting interests scheduled to start;
(5) may prohibit quinella double wagering on
				any contests with three (3) or fewer betting interests scheduled to
				start;
(6) may prohibit exacta
				wagering on any contest with three (3) or fewer betting interests scheduled to
				start;
(7) shall prohibit trifecta
				wagering on any contest with four (4) or fewer betting interests scheduled to
				start;
(8) may prohibit twin
				quinella wagering on any contests with three (3) or fewer betting interests
				scheduled to start;
(9) shall
				prohibit twin trifecta wagering on any contests with four (4) or fewer betting
				interests scheduled to start;
(10)
				shall prohibit superfecta wagering on any contest with five (5) or fewer
				betting interests to start;
(11)
				shall prohibit pentafecta wagering on any contest with six (6) or fewer betting
				interests; and
(12) may prohibit
				odd-even wagering on any contest with four (4) or fewer betting
				interests.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1 - General Provisions › Section 1-14 - Prior approval required for betting pools

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 14.
(a) An
				association that desires to offer new forms of wagering must apply in writing
				to the commission and receive written approval prior to implementing the new
				betting pool.
(b) The association
				may suspend previously approved forms of wagering with the prior approval of
				the commission. Any carryover shall be held until the suspended form of
				wagering is reinstated. An association may request approval of a form of
				wagering or separate wagering pool for specific performances.
(c) An association desiring to accept minimum
				wagers as the host track for less than one dollar ($1) or more than two dollars
				($2) shall first apply in writing to the commission and obtain specific
				approval of the commission or its executive director.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1 - General Provisions › Section 1-15 - Closing of wagering in a contest

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 15.
(a) A
				commission representative shall close wagering for each contest originating
				from the association's track after which time no pari-mutuel tickets shall be
				sold for that contest.
(b) The
				association shall maintain, in good order, a system approved by the commission
				for closing wagering.
(c) The
				licensed tote vendor and the association shall comply with the stop betting
				procedures approved by the commission.
(d) In the event that the mutuel machines
				fail to lock at the commencement of a race, the association, the licensed tote
				vendor and their respective licensed designees shall adhere to the commission
				approved procedures in responding to the event. These procedures shall apply to
				both live and simulcast races. On a live race, these procedures shall apply to
				in-state mutuel machines and out-of-state mutuel machines that are commingled
				with the association's pools.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1 - General Provisions › Section 1-16 - Complaints pertaining to pari-mutuel operations

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 16.
(a) When a
				patron makes a complaint regarding the pari-mutuel department to an
				association, the association shall immediately issue a complaint report,
				setting out the following:
(1) The name of
				the complainant.
(2) The nature of
				the complaint.
(3) The name of the
				persons, if any, against whom the complaint was made.
(4) The date of the complaint.
(5) The action taken or proposed to be taken,
				if any, by the association.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1 - General Provisions › Section 1-18 - Unrestricted access

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 18.
The association shall permit the commission unrestricted
				  access at all times to its facilities and equipment and to all books, ledgers,
				  accounts, audit records, documents, and records of the association that relate
				  to pari-mutuel wagering.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1 - General Provisions › Section 1-19 - Emergency situations

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 19.
In the event of an emergency in connection with the
				  pari-mutuel department not covered in these rules, the pari-mutuel manager
				  representing the association shall resolve the situation. The pari-mutuel
				  manager shall report the problem to the judges and the association and the
				  judges shall render a full written report to the commission within forty-eight
				  (48) hours. If the matter involves a simulcast program at a time when a live
				  meet is not in progress, the pari-mutuel manager shall render a full written
				  report to the executive director within forty-eight (48)
				  hours.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1 - General Provisions › Section 1-20 - Mutuel manager's report

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 20.
The mutuel manager or assistant mutuel manager shall report,
				  on a form provided by the commission, any irregularity or unusual occurrence
				  regarding pari-mutuel operations. Such report shall be submitted to the
				  commission within forty-eight (48) hours of the irregularity or unusual
				  occurrence.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1.1 - Mobile Gaming Definitions › Section 1.1-1 - Applicability

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 1.
The definitions in this rule apply throughout this
				  article.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1.1 - Mobile Gaming Definitions › Section 1.1-2 - "Mobile gaming" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 2.
"Mobile gaming" means an electronic wireless system approved
				  by the commission that allows a patron to place wagers funded by a mobile
				  wagering account by means of a mobile gaming device.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1.1 - Mobile Gaming Definitions › Section 1.1-3 - "Mobile wagering account" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 3.
"Mobile wagering account" means a system of account wagering
				  available to mobile gaming patrons.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1.1 - Mobile Gaming Definitions › Section 1.1-4 - "Mobile gaming device" defined

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 4.
"Mobile gaming device" means an electronic contrivance
				  capable of interacting with a totalizator system, which allows the placing of
				  wagers wirelessly.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1.5 - Mobile Gaming › Section 1.5-1 - General rules

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 1.
(a) A patron
				utilizing a mobile gaming device must:
(1)
				abide by all current commission rules and regulations;
(2) be eighteen (18) years of age or
				older;
(3) establish a mobile
				wagering account; and
(4) place all
				wagers within areas approved by the commission.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 1.5 - Mobile Gaming › Section 1.5-2 - Mobile gaming device account wagering

Current through July 10, 2024
Authority: IC
				  4-31-3-9
Affected: IC 4-31
Sec. 2.
(a) A mobile
				wagering account patron must:
(1) be eighteen
				(18) years of age or older;
(2)
				provide such personal information as the association and commission
				require;
(3) open the mobile
				wagering account on association grounds; and
(4) agree in writing to obey all mobile
				account wagering rules and regulations as the commission and association
				require.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 2.1 - Advance Deposit Wagering Definitions › Section 2.1-1 - Applicability

Current through July 10, 2024
Authority: IC 4-31-7.5-11
Affected: IC 4-31
Sec. 1.
The definitions in this rule apply through this
				  article.
NOTE: Agency cited as
					 71 IAC 9-2-1, which was renumbered
					 by the Publisher as
					 71 IAC 9-2.1-1.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 2.1 - Advance Deposit Wagering Definitions › Section 2.1-2 - "Account holder" defined

Current through July 10, 2024
Authority: IC 4-31-7.5-11
Affected: IC 4-31-7.5-2
Sec. 2.
"Account holder" means an Indiana resident who has
				  established an advance deposit wagering account.
NOTE: Agency cited as
					 71 IAC 9-2-6, which was renumbered
					 by the Publisher as
					 71 IAC 9-2.1-2.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 2.1 - Advance Deposit Wagering Definitions › Section 2.1-3 - "Advance deposit wagering" defined

Current through July 10, 2024
Authority: IC 4-31-7.5-11
Affected: IC 4-31-7.5-3
Sec. 3.
"Advance deposit wagering" means a system of pari-mutuel
				  wagering in which wagers of account holder are debited and payouts are credited
				  to an account established by the account holder, regardless of whether the
				  wagers are made in person, by telephone, or through communication by other
				  electronic means.
NOTE: Agency cited as
					 71 IAC 9-2-2, which was renumbered
					 by the Publisher as
					 71 IAC 9-2.1-3.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 2.1 - Advance Deposit Wagering Definitions › Section 2.1-4 - "Advance deposit wagering account" defined

Current through July 10, 2024
Authority: IC 4-31-7.5-11
Affected: IC 4-31-7.5-4
Sec. 4.
"Advance deposit wagering account" means an account for
				  advance deposit wagering held by a licensed SPMO.
NOTE: Agency cited as
					 71 IAC 9-2-5, which was renumbered
					 by the Publisher as
					 71 IAC 9-2.1-4.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 2.1 - Advance Deposit Wagering Definitions › Section 2.1-5 - "Advance deposit wagering terms and agreement" defined

Current through July 10, 2024
Authority: IC 4-31-7.5-11
Affected: IC 4-31
Sec. 5.
"Advance deposit wagering terms and agreement" refers to a
				  plan by an SPMO, subject to commission approval, detailing how a licensed SPMO
				  will operate an advance deposit account wagering system in Indiana.
NOTE: Agency cited as
					 71 IAC 9-2-11, which was
					 renumbered by the Publisher as
					 71 IAC 9-2.1-5.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 2.1 - Advance Deposit Wagering Definitions › Section 2.1-5.5 - "Affiliate" defined

Current through July 10, 2024
Authority: IC
				  4-31-7.5-11
Affected: IC
				  4-31-7.5-6
Sec. 5.5.
"Affiliate" means an organization, company, firm,
				  individual, or other entity that conducts advance deposit wagering with or on
				  behalf of a licensed SPMO through a marketing, service, or other similar
				  agreement.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 2.1 - Advance Deposit Wagering Definitions › Section 2.1-6 - "Communication by other electronic means" defined

Current through July 10, 2024
Authority: IC 4-31-7.5-11
Affected: IC 4-31-7.5-5; IC 35-45-5-1
Sec. 6.
"Communication by other electronic means" means
				  communication by any electronic communication device, including any of the
				  following:
(1) A personal computer or
				other device enabling communication through the Internet.
(2) A private network.
(3) An interactive television.
(4) A wireless communication
				technology.
(5) An interactive
				computer service (as defined in IC 35-45-5-1).
(6) Any other technology approved by the
				commission.
NOTE: Agency cited as
					 71 IAC 9-2-9, which was renumbered
					 by the Publisher as
					 71 IAC 9-2.1-6.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 2.1 - Advance Deposit Wagering Definitions › Section 2.1-7 - "Confidential information" defined

Current through July 10, 2024
Authority: IC 4-31-7.5-11
Affected: IC 4-31
Sec. 7.
As used in this article, "confidential information" includes
				  the following:
(1) the amount of money
				credited to, debited from, or present in any particular account holder's
				account;
(2) the amount of money
				wagered by a particular account holder on any races or series of
				races;
(3) the account number and
				secure means of personal identification of an account holder;
(4) the identities of particular entries on
				which an account holder is wagering or has wagered;
(5) the account holder's Social Security
				number;
(6) unless otherwise
				authorized by the account holder, the name, address, and other information in
				possession of the licensed SPMO that would identify the account holder to
				anyone other than the commission, the commission's designees, and the licensed
				SPMO; and
(7) credit and debit card
				information provided by an account holder.
NOTE: Agency cited as
					 71 IAC 9-2-10, which was
					 renumbered by the Publisher as
					 71 IAC 9-2.1-7.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 2.1 - Advance Deposit Wagering Definitions › Section 2.1-8 - "Licensed SPMO" defined

Current through July 10, 2024
Authority: IC 4-31-7.5-11
Affected: IC 4-31-7.5-6
Sec. 8.
"Licensed SPMO" means a secondary pari-mutuel organization
				  licensed under this article.
NOTE: Agency cited as
					 71 IAC 9-2-4, which was renumbered
					 by the Publisher as
					 71 IAC 9-2.1-8.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 2.1 - Advance Deposit Wagering Definitions › Section 2.1-9 - "Net source market fee" defined

Current through July 10, 2024
Authority: IC 4-31-7.5-11
Affected: IC 4-31-7.5-18
Sec. 9.
"Net source market fee" means the difference between:
(1) the amount of the source market fee
				received by a permit holder from a licensed SPMO; minus
(2) the amount of expenses incurred by the
				permit holder under this article.
NOTE: Agency cited as
					 71 IAC 9-2-8, which was renumbered
					 by the Publisher as
					 71 IAC 9-2.1-9.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 2.1 - Advance Deposit Wagering Definitions › Section 2.1-10 - "Secondary pari-mutuel organization" or "SPMO" defined

Current through July 10, 2024
Authority: IC 4-31-7.5-11
Affected: IC 4-31-7.5-7
Sec. 10.
"Secondary pari-mutuel organization" or "SPMO" means an
				  entity that offers advance deposit wagering.
NOTE: Agency cited as
					 71 IAC 9-2-3, which was renumbered
					 by the Publisher as
					 71 IAC 9-2.1-10.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 2.1 - Advance Deposit Wagering Definitions › Section 2.1-11 - "Source market fee" defined

Current through July 10, 2024
Authority: IC 4-31-7.5-11
Affected: IC 4-31-7.5-8; IC 4-31-7.5-10
Sec. 11.
"Source market fee" means the amount of an advance deposit
				  wager made on any race:
(1) through a
				licensed SPMO; and
(2) by an
				individual whose principal residence is within Indiana at the time the wager is
				made;
that a permit holder is entitled to receive from the licensed
				  SPMO under the terms of the contract required by IC 4-31-7.5-10 between the
				  licensed SPMO and each permit holder.
NOTE: Agency cited as
					 71 IAC 9-2-7, which was renumbered
					 by the Publisher as
					 71 IAC 9-2.1-11.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 2.2 - Advance Deposit Wagering › Section 2.2-1 - Purpose

Current through July 10, 2024
Authority: IC 4-31-7.5-11
Affected: IC 4-31-7.5-1
Sec. 1.
(a) Advance
				deposit wagering is permitted in Indiana, subject to IC 4-31-7.5 and this
				article.
(b) These rules have been
				enacted to:
(1) recognize changes in
				technology for pari-mutuel wagering and to retain for the Indiana horse racing
				industry a part of revenues generated by Indiana residents on wagers placed
				with secondary pari-mutuel organizations;
(2) to ensure that advance deposit wagering
				on horse races in Indiana will be conducted with the highest of standards and
				the greatest level of integrity;
(3) to establish application, license, and
				operational criteria to conduct advance deposit wagering activities in order to
				ensure the protection of the public interest; and
(4) to ensure that the process for the
				issuance of licenses relating to advance deposit wagering is fair and
				equitable.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 2.2 - Advance Deposit Wagering › Section 2.2-2 - Licensing of secondary pari-mutuel organization

Current through July 10, 2024
Authority: IC 4-31-7.5-11
Affected: IC 4-31-7.5-15
Sec. 2.
(a) The
				commission may issue to a secondary pari-mutuel organization a license to offer
				advance deposit wagering to Indiana residents if the commission:
(1) finds that the applicant satisfies the
				requirements of this article; and
(2) approves the contract submitted under
				section 6 of this rule.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 2.2 - Advance Deposit Wagering › Section 2.2-4 - SPMO license criteria and commission action

Current through July 10, 2024
Authority: IC 4-31-7.5-11
Affected: IC 4-31-7.5
Sec. 4.
(a) The
				commission may issue a license under IC 4-31-7.5 if the commission determines
				that the applicant meets all of the requirements under IC 4-31-7.5 and this
				article and, that on the basis of all the facts before it, the following is
				shown:
(1) The applicant is qualified and
				financially able to operate advance deposit wagering in the state of
				Indiana.
(2) Advance deposit
				wagering in Indiana will be operated in accordance with all applicable laws and
				rules.
(3) The issuance of a
				license will ensure that advance deposit wagering will be conducted with the
				highest of standards and the greatest level of integrity, and ensure the
				protection of the public interest.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 2.2 - Advance Deposit Wagering › Section 2.2-5 - Bond or irrevocable letter of credit

Current through July 10, 2024
Authority: IC 4-31-7.5-11
Affected: IC 4-31-7.5
Sec. 5.
(a) A
				licensed SPMO shall provide a bond or irrevocable letter of credit in an amount
				set by the commission for the purpose of ensuring that payments to the
				commission and to Indiana account holders are made. In the alternative, a
				licensed SPMO may provide other means of assurance of such payment including,
				but not limited to, evidence of bond or bonds, irrevocable letter or letters of
				credit, or other forms of financial guarantees posted and in good standing with
				regulatory authorities in other jurisdictions, which shall be subject to the
				approval of the commission. Any bond, letter of credit, or other assurance of
				payment acceptable to the commission provided by the licensed SPMO shall run to
				the Indiana horse racing commission as obligee, and shall be for the benefit of
				the commission and any account holder who suffers a loss by reason of the
				licensed SPMO's violation of IC 4-31-7.5 or this rule.
(b) In determining the amount of the bond,
				the commission shall consider the monthly payments due to the commission
				pursuant to section 6 of this rule and the projected total value of all
				balances in Indiana advance deposit wagering accounts held by the licensed
				SPMO. The bond shall be the greater of fifty thousand dollars ($50,000) or the
				full projected value of all balances in Indiana advance deposit wagering
				accounts plus the amount due to the permit holder and the commission in a
				monthly period pursuant to section 6 of this rule.
(c) The bond, letter of credit, or other
				assurance of payment shall be conditioned on the obligor as licensee faithfully
				complying with IC 4-31-7.5 and this article. The bond shall be continuous and
				may be canceled by the surety only upon the surety giving written notice to the
				executive director of its intent to cancel the bond. The notice of cancellation
				shall be effective no sooner than thirty (30) days after the notice is received
				by the executive director. In the event of cancellation of the bond, letter of
				credit, or other assurance of payment the licensed SPMO shall file a new bond,
				letter of credit, or other assurance of payment prior to the effective date of
				the cancellation notice.
(d) The
				commission may approve of any other form of financial responsibility, other
				than a bond, if the commission determines that Indiana account holders are
				adequately protected in the event of insolvency or other financial hardship of
				the licensed SPMO.
NOTE: Agency cited as
					 71 IAC 9-2.1-5, which was
					 renumbered by the Publisher as
					 71 IAC 9-2.2-5.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 2.2 - Advance Deposit Wagering › Section 2.2-6 - Contract with permit holder

Current through July 10, 2024
Authority: IC 4-31-7.5-11
Affected: IC 4-31-7.5-10
Sec. 6.
(a) A
				licensed SPMO may accept advance deposit wagers for races conducted within or
				outside Indiana. Advance deposit wagers made under this chapter are considered
				to have been made in Indiana.
(b) A
				licensed SPMO must have a single written contract signed by each permit holder.
				The contract must be approved by the commission. The contract must:
(1) specify the manner in which the amount of
				the source market fee is determined for each permit holder;
(2) govern all other aspects of the business
				relationship between the licensed SPMO and each permit holder; and
(3) contain a provision reserving all rights
				of horsemen's associations under the federal Interstate Horse Racing Act
				(15 U.S.C.
				3001 et seq.).
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 2.2 - Advance Deposit Wagering › Section 2.2-7 - Payment to commission by permit holder and allocation of net source market fee

Current through July 10, 2024
Authority: IC 4-31-7.5-11
Affected: IC 4-31-7.5-18
Sec. 7.
(a) Each
				permit holder shall not later than the end of each month pay to the commission
				as an advance deposit wagering fee an amount equal to sixty percent (60%) of
				the net source market fee received from a licensed SPMO during the preceding
				month.
(b) The commission shall use
				twenty-five percent (25%) of the revenue received from advance deposit wagering
				fees under subsection (a) to promote horse racing at the state fair and county
				fairs.
(c) The commission shall use
				seventy-five percent (75%) of the revenue received to promote and encourage
				Indiana horse owner and horse trainer participation at a permit holder's horse
				racing facility as follows:
(1) Eight percent
				(8%) of the revenue described shall be distributed to the horsemen's
				association representing quarter horses.
(2) Forty-six percent (46%) of the revenue
				shall be distributed to the horsemen's association representing standardbred
				owners and trainers.
(3) Thirty-six
				and eight-tenths percent (36.8%) of the revenue shall be distributed to the
				horsemen's association representing thoroughbred owners and trainers.
(4) Nine and two-tenths percent (9.2%) of the
				revenue shall be distributed to the horsemen's association representing
				thoroughbred owners and breeders.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 2.2 - Advance Deposit Wagering › Section 2.2-8 - Advance deposit wagering accounts

Current through July 10, 2024
Authority: IC 4-31-7.5-11
Affected: IC 4-31
Sec. 8.
(a) An
				established advance deposit wagering account is necessary to place advance
				deposit wagers. An account may only be established with a licensed
				SPMO.
(b) An advance deposit
				wagering account shall be established in person at a racetrack or off track
				betting facility licensed by the commission before any wagering shall be
				conducted. An advance deposit wagering account shall only be established in the
				name of a natural person and is nontransferable.
(c) Any person prohibited from wagering under
				commission rules shall be prohibited from establishing an advance deposit
				wagering account or placing a wager.
(d) To establish an advance deposit wagering
				account, an application form must be signed or otherwise authorized in a manner
				acceptable to the commission and include:
(1)
				the applicant's full legal name;
(2) principal residence address;
(3) mailing address, e-mail address, when
				available;
(4) telephone
				number;
(5) Social Security
				number;
(6) proper identification
				or certification demonstrating that the applicant is at least twenty-one (21)
				years of age;
(7) completed W-9
				form;
(8) whether the account
				holder wants to use a credit card to make deposits to their account;
(9) signature of applicant; and
(10) any additional information required by
				the commission.
Indiana Administrative Code › Title 71 - INDIANA HORSE RACING COMMISSION › Article 9 - PARI-MUTUEL WAGERING › Rule 2.2 - Advance Deposit Wagering › Section 2.2-10 - Administration of advance deposit wagering accounts

Current through July 10, 2024
Authority: IC 4-31-7.5-11
Affected: IC 4-31
Sec. 10.
(a) Each
				account holder's advance deposit wagering account shall be administered in
				accordance with the advanced wagering deposit terms of agreement submitted by
				the licensed SPMO and approved by the commission, including, but not limited
				to:
(1) deposits;
(2) credits to accounts;
(3) debits to accounts;
(4) withdrawals;
(5) minimum deposit; and
(6) fees, if any, per
				wager.