Indiana Administrative Code › Title 905 - ALCOHOL AND TOBACCO COMMISSION › Article 1 - GENERAL PROVISIONS › Rule 48 - Regulations Relating to Manufacture, Distribution, and Sale of E-liquids › Section 48-4 - Manufacturer application

Current through July 10, 2024
Authority: IC
				  7.1-2-3-7;
				  IC
				  7.1-7-3-3
Affected: IC 7.1-7
Sec. 4.
(a) The
				application must include the following:
(1)
				The initial application requirements listed in IC 7.1-7-4-1(d).
(2) Full legal name, address, date of birth,
				Social Security number, and primary telephone contact number for each
				owner.
(3) Full legal name,
				telephone number, date of birth, Social Security number, title, and address of
				the facility managers responsible for the manufacturing facility.
(4) Floor plans, marked as confidential under
				IC 7.1-7-3-2, of the manufacturing facility that show the layout of the entire
				manufacturing facility including the following:
(A) The clean room.
(B) The storage room where sample bottles are
				stored as required by IC 7.1-7-4-6.
(C) All entrances, exits, and interior
				doors.
(D) All areas open to the
				public, including areas used for sales or distribution of e-liquids.
(5) An executed security agreement
				showing compliance with the requirements of IC 7.1-7-4-1(d)(3) and IC
				7.1-7-4-6(b)(10) through IC 7.1-7-4-6(b)(15). A security agreement will be
				treated as confidential and only be released pursuant to a court
				order.
(6) A verified statement
				from the security firm that includes the following:
(A) Name of at least one (1) employee of the
				security firm who is accredited or certified by the Door and Hardware Institute
				as an architectural hardware consultant.
(B) Name of at least one (1) employee of the
				security firm who is accredited or certified as a certified rolling steel fire
				door technician by the International Door Association or the Institute of Door
				Dealer Education and Accreditation.
(C) Name of the employee of the security firm
				who is a locksmith.
(7)
				Statement that no individuals, corporations, limited liability companies,
				limited liability partnerships, partnerships or stock owners, members, or
				partners of such entities with an interest, either directly or indirectly, in
				the security company have any interest, either directly or indirectly, in any
				e-liquid manufacturer, distributor, or retailer.
(8) A verified statement that all products
				manufactured for distribution in Indiana contain only the ingredients listed in
				IC 7.1-7-5-1(a).
(9) An addendum,
				marked as confidential, that provides a product listing that complies with
				section 8 of this rule.
(10) A
				verified statement that the facility will comply with manufacturing processes
				required by IC 7.1-7 and this rule.
(11) A verified statement that equipment used
				is easily cleanable as defined in
				410 IAC
				7-24-27(a).
(12) Written consent to allow a law
				enforcement officer to conduct a state or national criminal history background
				check on any person listed on the application.
(13) Written consent allowing the commission,
				or its duly appointed agents, after a permit is issued to the applicant, to
				enter during normal business hours the premises where the e-liquid is
				manufactured to conduct physical inspections, sample the product to ensure the
				e-liquid meets the requirements for e-liquid set forth in this article, and
				perform an audit.
(14) Any other
				information as deemed appropriate by the commission to complete review of the
				application.