reglab/statecodes huggingface dataset:
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 3 - Occupational Licenses › Section 3-11 - Request for review of or hearing on notice of denial or nonrenewal of occupational license

Current through July 10, 2024
Authority: IC 4-33-4-1; IC 4-33-4-2; IC 4-33-4-3
Affected: IC 4-33-8-3; IC 4-33-8-11
Sec. 11.
(a) An
				applicant who is served with a notice of denial under section 5 of this rule or
				nonrenewal under section 8 of this rule may request a waiver of the
				requirements of IC 4-33-8-3 under 68 IAC 2-4 or a hearing on the notice of
				denial or nonrenewal under 68 IAC 7.
(b) If the applicant does not request a
				waiver or a hearing on the notice of denial or nonrenewal, the denial or
				nonrenewal becomes the final order of the commission denying the application
				for an occupational license.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 3 - Occupational Licenses › Section 3-12 - Waiver, alteration, or restriction of requirements

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC
				  4-33-8-2;
				  IC
				  4-33-8-7
Sec. 12.
The commission may waive, alter, or restrict any licensing
				  requirement or procedure if the commission determines that the procedure or
				  requirement is impractical, or burdensome, and such waiver, alteration, or
				  restriction is in the best interest of the public and the gaming industry, and
				  is not outside the technical requirements necessary to serve the purpose of the
				  requirement or procedure.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 3.5 - Junket Operations › Section 3.5-1 - Junket operator registration

Current through July 10, 2024
Authority: IC
				  4-33-4-3;
				  IC
				  4-35-4-2;
				  IC
				  4-35-4-3
Affected: IC 4-33; IC 4-35
Sec. 1.
(a)
				"Junketeer" means an individual who:
(1) is a
				substantial owner, key person, employee, or agent of a junket operator;
				and
(2) conducts business with at
				least one (1) Indiana casino on behalf of a junket
				operator.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 3.5 - Junket Operations › Section 3.5-2 - Operational provisions

Current through July 10, 2024
Authority: IC
				  4-33-4-3;
				  IC
				  4-35-4-2;
				  IC
				  4-35-4-3
Affected: IC 4-33; IC 4-35
Sec. 2.
(a) A junket
				operator or junketeer shall not grant the extension of credit on behalf of a
				casino licensee or collect or attempt to collect a debt owed to a casino
				licensee.
(b) A casino licensee or
				affiliate shall only remit payment directly to a registered junket
				operator.
(c) A junket operator
				shall submit any additional information requested by the commission. The
				commission may request the following:
(1)
				Criminal history.
(2) Criminal
				records.
(3) Associations with
				businesses and individuals.
(4)
				Business reputation.
(5) Adverse
				actions in other jurisdictions.
(6)
				Any other information requested by the commission that is necessary for
				authorizing junket operations and junketeer activities in a manner that
				complies with the standards set forth in this Act and this title.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 3.5 - Junket Operations › Section 3.5-3 - Determination of suitability

Current through July 10, 2024
Authority: IC
				  4-33-4-3;
				  IC
				  4-35-4-2;
				  IC
				  4-35-4-3
Affected: IC 4-33; IC 4-35
Sec. 3.
(a) Junket
				operators and junketeers shall at all times conduct themselves in a manner that
				does not compromise the integrity of gaming in Indiana, tarnish the image and
				reputation of the state of Indiana, or reflect poorly on an Indiana casino
				licensee or a registered junket operator. In making this determination, the
				commission may consider the following:
(1)
				Criminal records.
(2) Suspension of
				licenses, registration certificates, or their equivalent, or any other adverse
				actions in other jurisdictions.
(3)
				Business reputation.
(4)
				Associations with businesses and individuals.
(5) Compliance with gaming laws and
				regulations in Indiana and other jurisdictions.
(6) Any other factors as the commission deems
				appropriate.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 4 - Waiver of Convicted Felon Disqualification › Section 4-1 - Coverage of rule

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-21.5-3; IC 4-33-8-3; IC 4-33-8-11; IC
				  4-35-6.5-3; IC 4-35-6.5-11
Sec. 1.
(a) A person
				who is ineligible for an occupational license under 68 IAC 2-3 because of a
				felony conviction in accordance with IC 4-33-8-3(2) or IC 4-35-6.5-3(2) may
				request a waiver under IC 4-33-8-11 or IC 4-35-6.5-11. Upon receipt of the
				request for a waiver, the commission shall schedule a review on the request for
				a waiver. A review under this rule is not an appeal of commission action. A
				review under this rule must be undertaken before the person may request a
				hearing on a denial of the person's application for occupational license under
				68 IAC 7-1.
(b) A petitioner may
				request a waiver of the requirements of IC 4-33-8-3 or IC 4-35-6.5-3 only if a
				casino licensee indicates, in writing, that it would employ the petitioner upon
				the issuance of a waiver.
(c) A
				petitioner shall submit the original of a request, pleading, or other written
				document submitted to the commission or the review officer, or both.
(d) An action involving a request for waiver
				under this rule must also comply with IC 4-21.5-3.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 4 - Waiver of Convicted Felon Disqualification › Section 4-2 - Request for waiver

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-21.5-3; IC 4-33; IC 4-35
Sec. 2.
(a) A
				request for waiver shall meet the following requirements:
(1) Be in writing.
(2) State the petitioner's name, current
				address, and current telephone number.
(3) State the level of occupational license
				the petitioner has applied for and the job a casino licensee has offered the
				petitioner.
(4) State briefly the
				facts upon which the petitioner will rely to show that the petitioner has been
				rehabilitated.
(5) The petitioner
				shall sign, verify, and date the request for a waiver. The verification shall
				be notarized and shall include a certification stating, "Under the penalty of
				perjury, the undersigned has examined this request for review and to the best
				of my knowledge and belief, it is true, complete, and correct.".
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 4 - Waiver of Convicted Felon Disqualification › Section 4-3 - Appearances; service

Current through July 10, 2024
Authority: IC 4-33-4-1; IC 4-33-4-2; IC 4-33-4-3
Affected: IC 4-21.5-3; IC 4-33-8-7; IC 4-33-8-11
Sec. 3.
A petitioner may represent himself or herself or be
				  represented by an attorney or representative who is in compliance with 68 IAC
				  1-6. Service shall be made in accordance with
				  68 IAC
				  1-6-4(c).
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 4 - Waiver of Convicted Felon Disqualification › Section 4-4 - Review of a request for waiver

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC
				  4-33-8-3; IC
				  4-33-8-11
Sec. 4.
(a) Upon
				receipt of a request for waiver, the executive director shall assign one (1)
				person to serve as the review officer to conduct the review. The executive
				director, deputy director, and staff members of the commission who are
				attorneys are eligible to serve as review officers. The petitioner shall be
				served with a copy of the letter of appointment and such letter shall serve as
				notice of the pendency of the review.
(b) A review of the request for waiver shall
				be scheduled by the review officer within ninety (90) days from the receipt of
				the request for waiver. The review officer shall notify the petitioner in
				writing of the date, time, and place at which the review will be
				conducted.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 4 - Waiver of Convicted Felon Disqualification › Section 4-5 - Discovery procedures for a review of a request for waiver

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC
				  4-33-8-3; IC
				  4-33-8-11
Sec. 5.
(a) The
				petitioner shall provide the review officer with the following information at
				least fifteen (15) days before the date of the review:
(1) The name and address of any witness who
				may be called to testify on behalf of the petitioner.
(2) All documents or other material, whether
				or not in the possession and control of the petitioner that the petitioner
				reasonably expects will be necessary to introduce at the review.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 4 - Waiver of Convicted Felon Disqualification › Section 4-6 - Review proceedings

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC
				  4-33-8-11
Sec. 6.
(a) The
				burden of proof is at all times upon the petitioner. The petitioner shall have
				the affirmative responsibility of establishing by a preponderance of the
				evidence that the petitioner is rehabilitated under IC
				4-33-8-11.
(b) Any testimony shall be given under oath
				or affirmation.
(c) The petitioner
				may present his or her case. The review officer may question witnesses called
				by the petitioner. The review officer may then question the petitioner based on
				the testimony and evidence presented by the petitioner and the information
				gathered by the investigative teams.
(d) At the discretion of the review officer,
				the petitioner may present closing argument. The length of the closing argument
				shall be set by the review officer.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 4 - Waiver of Convicted Felon Disqualification › Section 4-7 - Rules of evidence during the review

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC
				  4-33-8-11
Sec. 7.
(a) The
				hearing need not be conducted according to technical rules of evidence. Any
				relevant evidence may be admitted and shall be sufficient in itself to support
				a finding if it is the sort of evidence on which responsible persons are
				accustomed to rely in the conduct of serious affairs, regardless of the
				existence of any common law or statutory rules that might make improper the
				admission of such evidence over objection in a civil action. Hearsay may
				support a finding of the review officer if it is the best evidence available
				and has sufficient indicia of trustworthiness and reliability.
(b) The petitioner should, to the fullest
				extent possible, stipulate all matters that are not or should not be in
				dispute.
(c) The review officer may
				take official notice of any generally accepted information or technical or
				scientific matter within the field of gaming and any other fact that may be
				judicially noticed by the courts of Indiana. The petitioner shall be informed
				of any information, matters, or facts so noticed, and shall be given reasonable
				opportunity to refute such evidence.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 4 - Waiver of Convicted Felon Disqualification › Section 4-8 - Continuances

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC
				  4-33-8-11
Sec. 8.
(a) A motion
				to continue a review must be made at least ten (10) days before the review date
				unless the requesting party can show good cause.
(b) Continuances may be granted by the review
				officer upon a showing of good cause.
(c) The review officer may order a
				continuance of a hearing on the review officer's own initiative.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 4 - Waiver of Convicted Felon Disqualification › Section 4-8.7 - Interim waivers

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC
				  4-33-8-11;
				  IC
				  4-35-6.5-11
Sec. 8.7.
(a) The
				executive director may issue an interim waiver in accordance with IC
				4-33-8-11
				or IC
				4-35-6.5-11
				if all of the following are true:
(1) The
				petitioner has applied for a waiver.
(2) The petitioner's criminal record allows
				the commission to issue a waiver under IC
				4-33-8-11(f)
				 or IC
				4-35-6.5-11(f).
(3) The hearing officer finds that petitioner
				is rehabilitated in accordance with this rule.
(4) The commission will not hold its next
				business meeting for a long enough time that the casino licensee will not hold
				the petitioner's position open pending commission approval of the petitioner's
				request.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 4 - Waiver of Convicted Felon Disqualification › Section 4-9 - Transmittal of record and recommendation to the commission

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC
				  4-33-8-11
Sec. 9.
(a) The
				record shall consist of the following:
(1) The
				notice of denial and request for review.
(2) All evidence received.
(3) A statement of matters officially
				noticed.
(4) A summary of the
				results of the background investigation.
(5) The criminal record or criminal history
				of the petitioner.
(6) The written
				recommendations and findings of fact made by the review officer.
(7) An original transcription or tape of the
				oral proceedings.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 4 - Waiver of Convicted Felon Disqualification › Section 4-10 - Settlement offers

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC
				  4-33-8-11
Sec. 10.
(a) The
				parties may propose settlement offers to the review officer or the commission
				at any stage of the proceedings where time, the nature of the proceeding, and
				public interest permit. Such offers may be made at any time prior to the entry
				of a final order, including prior to the initiation of the proceedings. The
				review officer or the commission may require that any of the parties to the
				offer make an oral or written presentation to the review officer or the
				commission regarding the settlement offer.
(b) Settlement agreements shall meet the
				following requirements:
(1) Be in
				writing.
(2) Be signed by the
				parties to the settlement offer.
(3) Be consistent with the provisions and
				objectives of the law.
(4)
				Accurately reflect all the terms of the settlement.
(5) Be served on the commission at the
				commission's office in Indianapolis, Indiana, by hand delivery, certified mail,
				or overnight mail.
(6) Be
				accompanied by a proposed order.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 4 - Waiver of Convicted Felon Disqualification › Section 4-11 - Prohibition on ex parte communication

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC
				  4-33-8-11
Sec. 11.
A party or its representative shall not communicate directly
				  or indirectly with the review officer regarding any pending matter, except upon
				  notice and opportunity for all parties to participate. A party who has ex parte
				  communication with the review officer may be subject to the sanctions and
				  penalties set forth in section 12 of this rule.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 4 - Waiver of Convicted Felon Disqualification › Section 4-12 - Sanctions and penalties

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC
				  4-33-8-11
Sec. 12.
(a) The
				review officer may impose sanctions and penalties if the review officer finds
				that a party has acted in bad faith, for the purpose of delay, or has otherwise
				abused the hearing process. Such sanctions and penalties include, but are not
				limited to, default judgment or directed finding on one (1) or more issues, or
				a fine.
(b) If a petitioner fails
				to testify on his or her own behalf with respect to any question propounded to
				him or her, the review officer may infer therefrom that such testimony or
				answer would have been adverse to the case of the party refusing to
				testify.
(c) If the petitioner
				fails to answer a subpoena or refuses to testify fully at the request of the
				commission, such failure may be deemed independent grounds for a finding that
				the petitioner should have been denied a license. The review officer may also
				infer therefrom that such testimony would have been adverse to the
				petitioner.
(d) The unexcused
				failure of the petitioner to appear at a review shall constitute an admission
				of all matters and facts contained in the notice of denial. In such case, the
				review officer may take action based upon such admission or upon any other
				evidence, including affidavits, without any further notice to the petitioner.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 5 - Occupational Training Schools › Section 5-1 - Coverage of rule

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC
				  4-33-8-9;
				  IC 4-35; IC
				  21-7-13-10
Sec. 1.
(a) This
				rule applies to occupational training schools that are located in Indiana and
				to occupational training schools that are located outside of Indiana but
				directly recruit students within Indiana.
(b) A casino licensee or casino license
				applicant shall not enter into a written agreement with an occupational
				training school that offers training for occupational licensees under IC
				4-33-8-9
				unless the occupational training school is in compliance with this
				rule.
(c) As used in this rule,
				"applicant" means:
(1) an occupational
				training school that is seeking accreditation or has applied for a training
				license, or both; or
(2) a higher
				education institution under IC
				21-7-13-10
				or an accredited institution under the Higher Education Act (
				20 U.S.C.
				1001 ).
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 5 - Occupational Training Schools › Section 5-2 - Procedure for approval and accreditation

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35; IC 21-17-3
Sec. 2.
(a) An
				applicant that is not a higher education institution or is not accredited under
				the Higher Education Act (
				20 U.S.C.
				1001 ) must obtain and maintain a training
				license. The procedures, requirements, and fees set forth in 68 IAC 2-2 for
				obtaining a supplier's license shall apply to training licenses.
(b) Before an applicant may apply for
				accreditation by the Indiana board for proprietary education, the applicant
				must complete and submit the following:
(1) A
				supplier's license application in compliance with 68 IAC 2-2.
(2) The appropriate Personal Disclosure Form
				1 in accordance with
				68 IAC
				2-2-4(b).
(3) The nonrefundable application fee in
				accordance with
				68 IAC
				2-2-2.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 5 - Occupational Training Schools › Section 5-3 - Display of license; disclaimer

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 3.
(a) An
				occupational training school that is not a higher education institution shall
				display its training license in a prominent place. The training license shall
				be displayed in close proximity to the statement in subsection (b).
(b) The occupational training school shall
				display in a prominent place, on its application for admission, and on other
				materials disseminated to potential students, the following:
"GRADUATION FROM THIS SCHOOL DOES NOT ASSURE THE GRADUATE
				  THAT HE OR SHE WILL BE LICENSED BY THE INDIANA GAMING COMMISSION OR WILL BE
				  HIRED BY A CASINO LICENSEE. ALL INDIVIDUALS MUST MAKE A SEPARATE APPLICATION
				  FOR AN OCCUPATIONAL LICENSE AND MEET THE INDIANA GAMING COMMISSION'S STANDARDS
				  TO WORK IN A CASINO.".
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 5 - Occupational Training Schools › Section 5-4 - Curriculum

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC
				  4-33-8-9;
				  IC
				  4-33-8-10
Sec. 4.
(a) For each
				course submitted to the commission for approval, the occupational training
				school shall include the following:
(1) The
				course title.
(2) The objective or
				goal the course is designed to meet.
(3) An outline of the content of the course
				showing the major elements or items of instruction, the number of teacher
				contact hours of instruction for each element of the course, the number of
				practice hours required, and the total number of hours for the
				course.
(4) The entrance
				requirements imposed, if any, including, but not limited to, education,
				physical fitness, or dexterity.
(5)
				The proposed tuition and any other charges or cost to the student.
(6) The maximum number of students that will
				be permitted to enroll in one (1) session of the course or program.
(7) The number of work stations in the shop
				or laboratory, including the number and type of gaming tables and equipment to
				be used.
(8) The nature of the
				skill and knowledge students are expected to have upon completion of the course
				or program and the testing program to be used to test the students' competency
				levels.
(9) The student-teacher,
				student-table, and table-teacher ratios for each course or program.
(10) A copy of all written material to be
				utilized in the course or program.
(11) A description of the method and
				frequency by which the course will be evaluated in relation to its goals and
				objectives.
(12) Any other
				information the commission deems necessary to ensure compliance with the Act
				and this title.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 5 - Occupational Training Schools › Section 5-5 - Equipment

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 5.
(a) Gaming
				equipment used for training purposes in an occupational training school shall
				conform to the requirements set forth in IC 4-33 or IC 4-35, and this
				title.
(b) An occupational training
				school shall keep an itemized list of its dealing shoes, gaming tables, cards,
				dice, roulette wheels, and other gaming equipment. The occupational training
				school or applicant shall submit its itemized list of equipment to the
				commission immediately upon receipt of any of the equipment. The itemized list
				shall be updated within ten (10) business days of a change in the inventory of
				gaming equipment. If any of the equipment is sold or no longer used, the
				occupational training school shall advise the executive director, in writing,
				that the equipment is no longer used and what happened to the equipment. The
				itemized list shall have additions and omissions made as they occur.
(c) Gaming equipment possessed by an
				occupational training school or an applicant may not be sold by the
				occupational training school or applicant except in accordance with applicable
				state and federal law.
(d) An
				occupational training school shall use chips that are distinctly dissimilar to
				chips used by casino licensees or proposed by casino license applicants.
				Representative samples of chips must be submitted to the commission for
				approval before an applicant or an occupational training school uses the
				chips.
(e) The occupational
				training school or applicant must have its name permanently imprinted or
				affixed to gaming equipment.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 5 - Occupational Training Schools › Section 5-6 - Security

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC
				  4-33-8-9;
				  IC
				  4-33-8-10
Sec. 6.
(a) Each
				occupational training school shall provide adequate security for the protection
				of its gaming equipment and chips.
(b) The gaming equipment and chips utilized
				by an occupational training school shall be used only for the purpose of
				training students.
(c) The
				occupational training school shall receive written approval from the executive
				director before the occupational training school sells or disposes of any
				gaming equipment or chips utilized by the occupational training
				school.
(d) The occupational
				training school shall report, in writing, to the executive director, any
				thefts, removal, or loss of any gaming equipment and chips utilized by the
				occupational training school within five (5) days of the theft, removal, or
				loss of the equipment.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 5 - Occupational Training Schools › Section 5-7 - Requirement that instructors obtain occupational license

Current through July 10, 2024
Authority: IC 4-33-4-1; IC 4-33-4-2; IC 4-33-4-3
Affected: IC 4-33-8-9; IC 4-33-8-10
Sec. 7.
The instructors hired by an occupational training school
				  shall obtain an occupational license, Level 3 under
				  68 IAC
				  2-3-1.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-1 - General provisions

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 1.
(a) This
				rule applies to casino licensees.
(b) Electronic gaming devices used in a
				casino must meet the specifications set forth in this rule.
(c) The following definitions apply
				throughout this rule:
(1) "Authorized
				independent gaming laboratory" means an independent gaming laboratory that:
(A) meets the qualifications established by
				the commission; and
(B) maintains a
				valid contract with the commission to conduct testing on behalf of the
				agency.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-2 - Equipment approval

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 2.
(a) The
				following may not be used for gaming by any casino licensee prior to the
				executive director, or the executive director's designee, authorizing their
				inclusion in the commission's online database of approved items and
				technologies:
(1) Electronic gaming devices
				and any component parts material to gaming activity, including, but not limited
				to, the following:
(A) Random number
				generators.
(B) All game
				media.
(C) Progressive
				controllers.
(D) Bill
				changers.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-3 - Certification testing

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC
				  4-33-4-5; IC
				  4-35-4-7
Sec. 3.
(a) To be
				eligible for approval and inclusion in the commission's database, the
				manufacturer or distributor of any items or technologies contemplated by
				section 2 of this rule must submit the item or technology to, and obtain
				certification from, an authorized independent gaming laboratory, for compliance
				with the following:
(1) Indiana law.
(2) All applicable commission regulations and
				standards.
(3) Any applicable
				technical standards adopted by the authorized independent gaming laboratory and
				not disapproved by the commission.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-3.1 - Noncertification testing

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC
				  4-33-4-5; IC
				  4-35-4-7
Sec. 3.1.
(a) A
				manufacturer or distributor may not, without written approval from the
				executive director, engage more than one (1) authorized independent gaming
				laboratory to conduct noncertification testing on a particular item or
				technology.
(b) Noncertification
				testing need not be performed by the same laboratory that performs
				certification testing on a particular item or technology.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-4 - Appeal of test results

Current through July 10, 2024
Authority: IC 4-33-4-1; IC 4-33-4-2; IC 4-33-4-3
Affected: IC 4-33
Sec. 4.
(a) An
				applicant who is served with a notice of denial under this rule may request a
				hearing under 68 IAC 7-1.
(b) If
				the applicant does not request a hearing within ten (10) days after service of
				notice of denial as provided in
				68 IAC
				7-1-2(b), the notice of denial
				becomes the final order of the commission.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-5 - Security and audit specifications

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 5.
Electronic gaming devices must meet the following security
				  and audit specifications:
(1) Be
				controlled by a microprocessor.
(2)
				Be connected and communicating to the central computer system.
(3) Have an internal enclosure for the
				circuit board that is locked and sealed prior to game play.
(4) Be able to continue a game with no loss
				of data after a power failure.
(5)
				Have game data recall for the current game and the previous ten (10)
				games.
(6) Have a random selection
				process that satisfies the ninety-nine percent (99%) confidence level using the
				following tests:
(A) Standard
				chi-squared.
(B) Runs.
(C) Serial correlation.
These tests must not be predictable by players.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-6 - Inventory requirements; conversion notification

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 6.
(a) The
				casino licensee must maintain an inventory of electronic gaming devices and
				equipment. The inventory must include the following:
(1) The serial number assigned to the
				electronic gaming device by the manufacturer.
(2) The registration number issued by the
				commission.
(3) The type of game
				for which the electronic gaming device is designed and used.
(4) The location of electronic gaming devices
				equipped with bill validators and any bill validators that stand
				alone.
(5) The manufacturer of the
				electronic gaming device.
(6) The
				location of the electronic gaming device.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-7 - Tracking of device movement

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 7.
(a)
				Movements in the casino must be made and recorded in accordance with 68 IAC
				17-1.
(b) Movements into or out of
				the casino must be made and recorded in accordance with 68 IAC 17-1.
(c) Movements of electronic gaming devices
				into or out of this state must be made and recorded in accordance with 68 IAC
				17-1.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-8 - Control program requirements

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 8.
(a)
				Electronic gaming device control programs must test themselves for possible
				corruption caused by failure of the program storage media.
(b) The test methodology must detect
				ninety-nine and ninety-nine one hundredths percent (99.99%) of all possible
				failures.
(c) The control program
				must allow for the electronic gaming device to be continually tested during
				game play.
(d) The control program
				must reside in the electronic gaming device which is contained in a storage
				medium not alterable through any use of the circuitry or programming of the
				electronic gaming device itself.
(e) The control program must check for the
				following:
(1) Corruption of RAM locations
				used for crucial electronic gaming device functions.
(2) Information relating to the current play
				and final outcome of the four (4) prior games.
(3) Random number generator
				outcome.
(4) Error
				states.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-9 - Accounting meters

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 9.
(a) An
				electronic gaming device must be equipped with both electronic and
				electromechanical meters.
(b) The
				electronic gaming device's electromechanical meters must have at least six (6)
				digits.
(c) The electronic gaming
				device must tally totals to eight (8) digits and be capable of rolling over
				when the maximum value is reached.
(d) The electronic gaming device's control
				program must provide the means for on-demand display of the electronic meters
				via a key switch on the exterior of the machine.
(e) The jackpots-paid meter is a required
				electromechanical meter and:
(1) the meter
				must cumulatively count the number of credits bet;
(2) the meter must maintain a cumulative
				count of the credit value of all bills inserted into the bill validator for
				play;
(3) the jackpots-paid meter
				must reflect the cumulative amounts paid by an attendant for progressive and
				nonprogressive jackpots.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-10 - Clearing meters

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 10.
(a) No
				electronic gaming device may have a mechanism that causes the electronic
				accounting meters to clear automatically when an error occurs.
(b) Clearing of the electronic accounting
				meters may be done by approval of the executive director or his
				designee.
(c) Meter readings must
				be recorded before and after the electronic accounting meter is cleared.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-11 - Randomness events; randomness testing

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 11.
(a) Events
				in electronic gaming devices are occurrences of elements or particular
				combinations of elements which are available on the particular electronic
				gaming device.
(b) A random event
				has a given set of possible outcomes which has a given probability of
				occurrence called the distribution.
(c) Two (2) events are called independent if
				the following conditions exist:
(1) The
				outcome of one (1) event has no influence on the outcome of the other
				event.
(2) The outcome of one (1)
				event does not affect the distribution of another event.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-12 - Safety requirements

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 12.
(a)
				Electrical and mechanical parts and design principles must not subject a player
				to physical hazards.
(b) Spilling a
				conductive liquid on the electronic gaming device must not create a safety
				hazard or alter the integrity of the electronic gaming device's
				performance.
(c) The power supply
				used in an electronic gaming device must be designed to make minimum leakage of
				current in the event of an intentional or inadvertent disconnection of the
				alternate current power ground.
(d)
				Electronic gaming devices must be underwriter's laboratories approved or
				equivalent by January 1, 1997.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-13 - Surge protector

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 13.
(a) A surge
				protector must be installed on each electronic gaming device.
(b) Surge protection can be internal to the
				power supply or external.
(c) A
				battery backup device must be installed and capable of maintaining accuracy of
				required electronic meter information after power is discontinued from the
				electronic gaming device. The device must be kept within the locked or sealed
				logic board compartment and be capable of sustaining the stored information for
				ninety (90) days.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-14 - On and off switch

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 14.
An on and off switch that controls the electrical current
				  used to operate the electronic gaming device must be located in an accessible
				  place and within the interior of the electronic gaming device.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-16 - Bill validators

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 16.
(a)
				Electronic gaming devices may have bill validators installed into which a
				patron may insert currency or TITOs in exchange for registering an equal value
				of electronic gaming device credits, which the credit meter shall accurately
				display.
(b) Bill validators may
				accept the following denominations of currency:
(1) One dollar ($1) bills.
(2) Five dollar ($5) bills.
(3) Ten dollar ($10) bills.
(4) Twenty dollar ($20) bills.
(5) Fifty dollar ($50) bills.
(6) One hundred dollar ($100)
				bills.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-17 - Automatic light alarm

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 17.
(a) A light
				must be installed on the top of the electronic gaming device that automatically
				illuminates when the door to the electronic gaming device is opened or
				associated equipment that may affect the operation of the electronic gaming
				device is exposed.
(b) All bar-top
				electronic gaming devices must have a light alarm or an audio door alarm, or
				both, installed. The alarm must be designed to activate when the machine is
				entered.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-18 - Access to interior

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 18.
(a) The
				internal space of an electronic gaming device must not be readily accessible
				when the door is closed.
(b) The
				following must be in a separate locked or sealed area within the electronic
				gaming device:
(1) Logic boards.
(2) ROM.
(3) RAM.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-19 - Tape sealed areas

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 19.
Electronic gaming devices must have logic boards and any
				  computer chips that store memory in a locked area within the electronic gaming
				  device that is sealed with evidence tape. The evidence tape must:
(1) be affixed by an enforcement agent;
				and
(2) include the date,
				signature, and identification number of the enforcement agent.
This tape may only be removed by an enforcement agent.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-20 - Hardware switches

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 20.
(a) No
				hardware switches may be installed which alter the pay tables or payout
				percentages in the operation of an electronic gaming device.
(b) Hardware switches may be installed to
				control the following:
(1) Graphic
				routines.
(2) Speed of
				play.
(3) Sound.
(4) Other approved cosmetic play
				features.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-21 - Display of rules of play

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 21.
(a) The
				rules of play for an electronic gaming device must be displayed on the face or
				screen of the electronic gaming device.
(b) Rules of play must have been approved by
				the executive director.
(c) The
				executive director may reject the rules if they are:
(1) incomplete;
(2) confusing; or
(3) misleading.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-22 - Authorized games

Current through July 10, 2024
Authority: IC
				  4-33-2-9;
				  IC 4-33-4; IC
				  4-35-2-5;
				  IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 22.
A casino licensee shall not permit a game to be played other
				  than those specifically named in IC 4-33 or IC 4-35 and approved by the
				  commission. For each game, the casino licensee shall provide a set of game
				  rules to the executive director one hundred twenty (120) days in advance of the
				  game's operation or within a shorter time period as the executive director may
				  designate.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-23 - Electrostatic discharges

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 23.
The following must not subject the player to physical
				  hazards:
(1) Electrical
				parts.
(2) Mechanical
				parts.
(3) Design principles of the
				electronic gaming device and its component parts.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-24 - Power supply filter

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 24.
Electronic gaming device power supply filtering must be
				  sufficient to prevent disruption of the electronic gaming device by a repeated
				  switching on and off of the AC power.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-25 - Error conditions; automatic clearing

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 25.
(a)
				Electronic gaming devices must be capable of detecting and displaying the
				following conditions:
(1) Power
				reset.
(2) Door
				open.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-26 - Error conditions; clearing by attendant

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 26.
(a)
				Electronic gaming devices must be capable of detecting and displaying the
				following error conditions which an attendant may clear:
(1) RAM error.
(2) Program error.
(3) Reel spin error of any type, including a
				mis-index condition for rotating reels. The specific reel number must be
				identified in the error indicator.
(4) Low RAM battery, for batteries external
				to the RAM itself, or low power source.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 2 - LICENSES AND APPROVAL OF ASSOCIATED EQUIPMENT › Rule 6 - Electronic Gaming Device Rules › Section 6-28 - Communication protocol

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 28.
An electronic gaming device which is capable of a
				  bidirectional communication with internal or external associated equipment must
				  use a communication protocol which ensures that erroneous data or signals will
				  not adversely affect the operation of the electronic gaming
				  device.