reglab/statecodes huggingface dataset:
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 4 - Chip Specifications › Section 4-6 - Nonvalue chips for roulette

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 6.
(a) Riverboat
				licensees shall issue nonvalue chips only for the purpose of gaming at roulette
				tables.
(b) All nonvalue chips
				issued by a riverboat licensee for use on roulette tables shall meet the
				following specifications or requirements:
(1)
				Must be round in shape.
(2) Must
				have the name of the riverboat licensee permanently impressed, engraved,
				imprinted, or inlaid in the center of the chip.
(3) Must contain a design, insert, or symbol
				that differentiates it from the nonvalue chips being used at other roulette
				tables on the riverboat.
(4) Must
				have the word "Roulette" impressed, imprinted, inlaid, or hot-stamped on the
				nonvalue chip.
(5) Must be
				designed, manufactured, and constructed in a manner not conducive to the
				counterfeiting of nonvalue chips.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 4 - Chip Specifications › Section 4-7 - Authorized use of chips

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 7.
Chips approved for issuance by a riverboat licensee shall
				  be:
(1) issued to a patron upon
				payment therefor or in accordance with a complimentary distribution program
				approved by the executive director;
(2) capable of being accepted for play at a
				live gaming device in the riverboat; and
(3) redeemable by the patron in accordance
				with the Act and this title.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 4 - Chip Specifications › Section 4-8 - Destruction of chips

Current through July 10, 2024
Authority: IC 4-33-4
Affected: IC 4-33
Sec. 8.
(a) The
				riverboat licensee must have written authorization from the executive director
				or his or her designee to destroy value or nonvalue chips. The riverboat
				licensee or riverboat license applicant shall notify the executive director, in
				writing, at least ten (10) days before value or nonvalue chips are destroyed.
				The riverboat licensee or riverboat license applicant shall notify the
				executive director of the following information:
(1) The date and time that the chips will be
				destroyed.
(2) The location at
				which the chips will be destroyed.
(3) The:
(A)
				denomination;
(B) number;
				and
(C) amount; of value chips that
				will be destroyed.
(4)
				The description and number of nonvalue chips that will be destroyed.
(5) A detailed explanation of the method of
				destruction.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 5.5 - Ticket-In Ticket-Out Specifications › Section 5.5-1 - General provisions

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 1.
(a) This rule
				applies to all casino licensees.
(b) A casino licensee shall not allow a TITO
				to be utilized for play in an electronic gaming device unless the TITO complies
				with this rule.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 5.5 - Ticket-In Ticket-Out Specifications › Section 5.5-2 - Submission and approval

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 2.
(a) Casino
				licensees shall not utilize, or allow to be utilized, any TITO that the
				executive director has not approved.
(b)
				 The approval process shall be as follows:
(1) A casino licensee shall submit a detailed
				schematic of its proposed TITO at least ninety (90) days before the
				commencement of gambling operations or the utilization of a proposed TITO. The
				schematic shall be a true rendering of the actual TITO and display the
				information listed in section 3 of this rule.
(2) After the casino licensee has received
				approval of a detailed schematic of a proposed TITO, the casino licensee shall
				submit a sample of the TITO to the executive director for approval. The sample
				TITO shall be submitted no less than sixty (60) days prior to the commencement
				of gambling operations or the utilization of the proposed TITO. The executive
				director shall, in writing, approve or disapprove the proposed TITO within
				twenty (20) days of receipt of its submission.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 5.5 - Ticket-In Ticket-Out Specifications › Section 5.5-3 - Specifications

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 3.
Each TITO shall include, at a minimum, the following printed
				  information:
(1) The casino name and
				site identifier.
(2) The machine
				number.
(3) The date and time
				(twenty-four (24) hour format acceptable).
(4) The alpha and numeric dollar amount of
				the ticket.
(5) The ticket sequence
				number.
(6) The validation
				number.
(7) The type of transaction
				or other method of differentiating ticket types.
(8) The bar code or any machine-readable code
				representing the validation number.
(9) The toll free telephone number that
				provides the public with information about compulsive gambling
				addictions.
(10) Language stating
				that no person under twenty-one (21) years of age is allowed in a gaming
				area.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 5.5 - Ticket-In Ticket-Out Specifications › Section 5.5-4 - Void and expired TITOs

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 4.
(a) A TITO
				may, on its reverse, contain wording indicating that a TITO that cannot be
				validated is considered void.
(b) A
				casino licensee may choose to include an expiration date on a TITO. After the
				expiration date, the casino licensee may consider the TITO void.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 5.5 - Ticket-In Ticket-Out Specifications › Section 5.5-5 - Authorized use

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 5.
Approved TITOs shall be:
(1) capable of insertion into an electronic
				gaming device in the casino to activate play;
(2) available as a payout from an electronic
				gaming device;
(3) redeemable by
				the patron in accordance with IC 4-33, IC 4-35, and this rule; and
(4) capable of being used as tips and
				gratuities for gaming and nongaming employees.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 5.5 - Ticket-In Ticket-Out Specifications › Section 5.5-6 - Destruction

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 6.
(a) A casino
				licensee may destroy redeemed TITOs no earlier than ninety (90) days from the
				date of redemption.
(b) The casino
				licensee shall do the following:
(1) Send a
				request to the commission's executive director, or his or her designee, seeking
				approval to destroy TITOs.
(2)
				Notify the executive director, in writing, at least ten (10) days before TITOs
				are destroyed.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 6 - Blackjack Tables › Section 6-1 - General provisions

Current through July 10, 2024
Authority: IC
				  4-33-4-1; IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 1.
(a) This rule
				applies to all riverboat licensees.
(b) All blackjack table layouts utilized by
				riverboat licensees must comply with this article.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 6 - Blackjack Tables › Section 6-2 - Blackjack table requirements

Current through July 10, 2024
Authority: IC 4-33-4
Affected: IC 4-33
Sec. 2.
(a) The table
				must meet the requirements set forth in
				68 IAC 14-2.
(b) The blackjack table shall be covered with
				a cloth that meets the following requirements:
(1) The name of the riverboat licensee shall
				be imprinted on the cloth.
(2) One
				(1) side of the cloth shall be designated for players and the opposite side
				designated for the dealer.
(3) The
				cloth shall have at least seven (7) areas designated for the placement of
				wagers.
(4) The following
				inscriptions shall appear on the cloth:
(A)
				Blackjack pays 3 to 2.
(B) One (1)
				of the following:
(i) Dealer must draw to 16
				and stand on all 17s.
(ii) Dealer
				must hit soft 17.
(C)
				Insurance pays 2 to 1.
(5) The blackjack layout must have the name
				or a distinctive mark that identifies the manufacturer of the blackjack layout
				clearly and permanently affixed to the blackjack layout. The name of the
				manufacturer or distinctive mark may be invisible to the naked eye.
(6) Any other requirements deemed necessary
				by the executive director or the commission to ensure:
(A) compliance with the Act and this title;
				and
(B) the integrity of the
				games.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 7 - Roulette Wheel and Table › Section 7-1 - General provisions

Current through July 10, 2024
Authority: IC
				  4-33-4-1; IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 1.
(a) This rule
				applies to all riverboat licensees.
(b) All roulette wheels and roulette tables
				must comply with this article.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 7 - Roulette Wheel and Table › Section 7-2 - Roulette table requirements

Current through July 10, 2024
Authority: IC 4-33-4
Affected: IC 4-33
Sec. 2.
(a) The
				roulette table must meet the requirements set forth in
				68 IAC 14-2.
(b) Roulette shall be played on a table
				having a:
(1) roulette wheel at one (1) end of
				the table; and
(2) roulette layout
				imprinted on the opposite end of the table.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 7 - Roulette Wheel and Table › Section 7-3 - Roulette wheel requirements

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 3.
(a) The
				roulette wheel shall meet the following requirements:
(1) The wheel shall be not less than thirty
				(30) inches in diameter.
(2) The
				name of the riverboat licensee imprinted thereon.
(3) The name or a distinctive mark that
				identifies the manufacturer of the wheel shall be permanently affixed thereon.
				The name of the manufacturer or distinctive mark may be invisible to the naked
				eye.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 7 - Roulette Wheel and Table › Section 7-4 - Inspection of roulette table and wheel

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 4.
(a) Before
				the initial use of the roulette wheel at a roulette table, the wheel shall be
				inspected and balanced by or in the presence of a gaming agent using a
				balancing level.
(b) Before opening
				a roulette table for gaming activity each gaming day, the pit boss or
				equivalent shall inspect the roulette table and roulette wheel to ensure
				compliance with this rule.
(c) The
				pit boss or equivalent shall inspect the following:
(1) The wheel for any magnet or contrivance
				that would affect the integrity or fairness of the game.
(2) The wheel with the use of a level to
				verify the wheel is balanced and rotating freely and evenly.
(3) All parts to ensure that they are secure
				and free from movement.
(4) The
				roulette ball by passing it over a magnet or compass to ensure its nonmagnetic
				quality.
(5) The layout and signage
				to ensure compliance with section 3(c) of this rule if a double zero (00)
				roulette wheel is being used as a single zero (0) roulette wheel.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 7 - Roulette Wheel and Table › Section 7-5 - Roulette balls

Current through July 10, 2024
Authority: IC
				  4-33-4-1; IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 5.
The roulette balls shall be made completely of a nonmetallic
				  substance.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 8 - Craps Table › Section 8-1 - General provisions

Current through July 10, 2024
Authority: IC
				  4-33-4-1; IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 1.
(a) This rule
				applies to all riverboat licensees.
(b) All craps table layouts utilized by
				riverboat licensees must comply with this article.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 8 - Craps Table › Section 8-2 - Craps table requirements

Current through July 10, 2024
Authority: IC 4-33-4
Affected: IC 4-33
Sec. 2.
(a) The table
				must meet the requirements set forth in
				68 IAC 14-2.
(b) The craps table shall be oblong in shape
				with rounded corners and high walled sides.
(c) The craps layout shall have spaces for
				placement of wagers on bets approved in accordance with
				68 IAC 10-4.
(d) The craps table shall be covered with a
				cloth that meets the following requirements:
(1) The name of the riverboat licensee shall
				be imprinted on the cloth.
(2) The
				name or a distinctive mark that identifies the manufacturer shall be
				permanently affixed to the table layout. The name of the manufacturer or
				distinctive mark may be invisible to the naked eye.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 9 - Big Six Wheel and Table › Section 9-1 - General provisions

Current through July 10, 2024
Authority: IC
				  4-33-4-1; IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 1.
(a) This rule
				applies to all riverboat licensees.
(b) All Big Six table layouts and wheels
				utilized by riverboat licensees must comply with this article.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 9 - Big Six Wheel and Table › Section 9-2 - Big Six table requirements

Current through July 10, 2024
Authority: IC 4-33-4
Affected: IC 4-33
Sec. 2.
(a) The table
				must meet the requirements set forth in
				68 IAC 14-2-2.
(b) The Big Six table shall be covered with a
				cloth that meets the following requirements:
(1) The name of the riverboat licensee shall
				be imprinted on the cloth.
(2) The
				name or a distinctive mark that identifies the manufacturer of the Big Six
				layout clearly and permanently affixed thereon. The name of the manufacturer or
				distinctive mark may be invisible to the naked eye.
(3) The following insignias shall appear on
				the cloth for the placement of wagers:
(A) A
				one dollar ($1) bill.
(B) A two
				dollar ($2) bill.
(C) A five dollar
				($5) bill.
(D) A ten dollar ($10)
				bill.
(E) A twenty dollar ($20)
				bill.
(F) A joker.
(G) Any logo or design approved by the
				executive director. The logo or design shall be submitted no less than sixty
				(60) days prior to beginning gambling operations or using the Big Six wheel.
				The executive director shall, in writing, approve or disapprove the proposed
				logo or design within twenty (20) days of its submission.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 9 - Big Six Wheel and Table › Section 9-3 - Big Six wheel requirements

Current through July 10, 2024
Authority: IC 4-33-4
Affected: IC 4-33
Sec. 3.
(a) The Big
				Six wheel shall meet the following requirements:
(1) Be circular in shape.
(2) Be no less than five (5) feet in
				diameter.
(3) The rim shall be
				divided as follows into fifty-four (54) equally spaced sections covered with
				glass:
(A) Twenty-three (23) sections shall
				contain a one dollar ($1) bill or insignia.
(B) Fifteen (15) sections shall contain a two
				dollar ($2) bill or insignia.
(C)
				Eight (8) sections shall contain a five dollar ($5) bill or insignia.
(D) Four (4) sections shall contain a ten
				dollar ($10) bill or insignia.
(E)
				Two (2) sections shall contain a twenty dollar ($20) bill or
				insignia.
(F) One (1) section shall
				contain a picture of a joker.
(G)
				One (1) section shall contain a logo or design approved by the executive
				director in accordance with
				68 IAC
				14-1.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 9 - Big Six Wheel and Table › Section 9-4 - Inspection of Big Six table and wheel

Current through July 10, 2024
Authority: IC 4-33-4
Affected: IC 4-33
Sec. 4.
(a) Before
				opening a Big Six table for gaming, the pit boss or equivalent shall inspect
				the Big Six table and wheel to ensure compliance with this rule.
(b) The pit boss or equivalent shall inspect
				the following:
(1) The wheel for any
				contrivance that would affect the integrity or fairness of the game.
(2) The wheel to verify it is balanced and
				rotating freely and evenly.
(3) All
				parts to ensure that they are secure and free from movement.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 10 - Caribbean Stud Poker Table › Section 10-1 - General provisions

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 1.
(a) This rule
				applies to all riverboat licensees.
(b) All Caribbean Stud Poker table layouts
				used by riverboat licensees must comply with this article.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 10 - Caribbean Stud Poker Table › Section 10-2 - Caribbean Stud Poker table requirements

Current through July 10, 2024
Authority: IC 4-33-4
Affected: IC 4-33
Sec. 2.
(a) The table
				must meet the requirements set forth in
				68 IAC 14-2.
(b) The Caribbean Stud Poker table shall be
				covered with a cloth that meets the following requirements:
(1) The patented name of Caribbean Stud Poker
				shall be imprinted on the cloth.
(2) One (1) side of the cloth shall be
				designated for players and the opposite side designated for the
				dealer.
(3) The cloth shall have at
				least seven (7) areas designated for the placement of wagers on bets approved
				in accordance with
				68 IAC 10-6.
(4) The table shall have at least seven (7)
				chip slots for participation in the progressive jackpot corresponding with the
				placement of the table wagers.
(5)
				An inscription reading "Dealer only plays with Ace/King or higher" shall appear
				on the cloth.
(6) The rules
				concerning the operation of the game, including minimum and maximum wagers,
				payoffs, and the winning hands that qualify for a portion of the progressive
				jackpot, shall be posted at the table for public inspection.
(7) The name of the riverboat licensee shall
				be imprinted on the cloth.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 11 - Let It Ride › Section 11-1 - General provisions

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 1.
(a) This rule
				applies to all riverboat licensees.
(b) All Let It Ride table layouts used by
				riverboat licensees must comply with this article.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 11 - Let It Ride › Section 11-2 - Table requirements

Current through July 10, 2024
Authority: IC 4-33-4
Affected: IC 4-33
Sec. 2.
(a) The table
				must meet the requirements set forth in
				68 IAC 14-2.
(b) The Let It Ride table shall be covered
				with a cloth that meets the following requirements:
(1) The patented name of Let It Ride shall be
				imprinted on the cloth.
(2) One (1)
				side of the cloth shall be designated for players and the opposite side
				designated for the dealer.
(3) The
				cloth shall have not more than eight (8) areas designated for the placement of
				the three (3) wagers a player must initially place in accordance with
				68 IAC 10-7.
(4) If the Let It Ride bonus feature is
				offered at the Let It Ride table, there must be not more than eight (8) sensors
				that correspond with the placement of table wagers. The sensors are for:
(A) the side bet to be placed on;
				and
(B) participation in the bonus
				feature.
(5) A designated
				area located in front of the dealer for the placement of the community
				cards.
(6) The rules concerning the
				operation of the game, including minimum and maximum wagers, payoffs or payoff
				odds, and the winning hands that qualify for the bonus payment, shall be posted
				at the table for public inspection.
(7) The name of the riverboat licensee shall
				be imprinted on the cloth.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 12 - Caribbean Draw Poker › Section 12-1 - General provisions

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 1.
(a) This rule
				applies to all riverboat licensees.
(b) All Caribbean Draw Poker tables used by
				riverboat licensees must comply with this article.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 12 - Caribbean Draw Poker › Section 12-2 - Table requirements

Current through July 10, 2024
Authority: IC 4-33-4
Affected: IC 4-33
Sec. 2.
(a) The
				Caribbean Draw Poker table must meet the requirements set forth in
				68 IAC 14-2.
(b) The Caribbean Draw Poker table shall be
				covered with a cloth that meets the following requirements:
(1) The patented name of Caribbean Draw Poker
				shall be imprinted on the cloth.
(2) One (1) side of the cloth shall be
				designated for players and the opposite side designated for the
				dealer.
(3) The cloth shall have
				not more than eight (8) designated areas for the placement of a wager by a
				player in accordance with
				68 IAC 10-8.
(4) The table shall have not more than eight
				(8) chip-in slots for participation in the progressive jackpot corresponding
				with the placement of the table wagers.
(5) An inscription reading "Dealer only plays
				with pair of eights or higher" shall appear on the cloth.
(6) The rules concerning the operation of the
				game, including minimum and maximum wagers, payoffs or payoff odds, and the
				winning hands that qualify for the portion of the progressive jackpot, shall be
				posted at the table for public inspection.
(7) The name of the riverboat licensee shall
				be imprinted on the cloth.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 16 - Destruction of Counterfeit Chips › Section 16-1 - General provisions

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 1.
(a) This rule
				applies to all:
(1) riverboat licensees;
				and
(2) riverboat license
				applicants.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 16 - Destruction of Counterfeit Chips › Section 16-2 - Notice of counterfeit chips

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 2.
(a) The
				riverboat licensee or riverboat license applicant shall notify the gaming agent
				and the executive director immediately upon the discovery of a counterfeit
				chip.
(b) The executive director or
				the gaming agent may take possession of the counterfeit chip.
(c) The executive director shall determine
				the disposition of any counterfeit chip including, but not limited to,
				destruction of a counterfeit chip in accordance with section 3 of this rule.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 16 - Destruction of Counterfeit Chips › Section 16-3 - Destruction of counterfeit chips

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 3.
(a) Unless:
(1) the executive director;
(2) the commission;
(3) a gaming agent; or
(4) a law enforcement officer;
instructs or a court of competent jurisdiction orders
				  otherwise in a particular case, a riverboat licensee shall destroy or otherwise
				  dispose of counterfeit chips discovered in the riverboat in a manner approved
				  by the executive director in accordance with subsection (c).
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 15 - ACCOUNTING RECORDS AND PROCEDURES › Rule 1 - General Provisions › Section 1-1 - Applicability; general provisions

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 1.
(a) This rule
				applies to casino licensees and casino license applicants.
(b) The following definitions apply
				throughout this article:
(1) "Internal
				auditor" means an individual employed by the casino licensee or an affiliate to
				perform audits of gaming and nongaming operations to ensure the following:
(A) Proper accounting department
				controls.
(B) Adherence to IC 4-33,
				IC 4-35, and this title.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 15 - ACCOUNTING RECORDS AND PROCEDURES › Rule 1 - General Provisions › Section 1-2 - Purpose

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 2.
The purpose of the accounting records and procedures is to
				  ensure the following:
(1) The assets
				of the casino licensee or casino license applicant are safeguarded.
(2) The financial records of the casino
				licensee or casino license applicant are accurate and reliable.
(3) The transactions of the casino licensee
				or casino license applicant are performed only in accordance with the specific
				or general authorization of IC 4-33, IC 4-35, and this title.
(4) The transactions are recorded adequately
				to permit the proper recording of the adjusted gross receipts, admission fees,
				and applicable taxes.
(5) That
				accountability for assets is maintained in accordance with generally accepted
				accounting principles.
(6) That
				only authorized personnel have access to assets.
(7) That recorded accountability for assets
				is compared with actual assets at reasonable intervals and appropriate action
				is taken with respect to discrepancies.
(8) That:
(A) the functions, duties, and
				responsibilities are appropriately segregated and performed in accordance with
				sound practices by competent, qualified personnel; and
(B) no employee of the casino licensee is in
				a position to perpetuate and conceal errors or irregularities in the normal
				course of the employee's duties.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 15 - ACCOUNTING RECORDS AND PROCEDURES › Rule 1 - General Provisions › Section 1-3 - Submission and approval

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35; IC 5-14
Sec. 3.
(a) At
				various times throughout this article, the casino licensee or casino license
				applicant will be required to submit policies and procedures for accounting
				records to the commission. The accounting records must be submitted in
				accordance with this rule.
(b)
				Accounting records must comply with the provisions of IC 4-33, IC 4-35, and
				this title.
(c) Submissions of
				policies and procedures for accounting records shall be handled in the
				following manner:
(1) When called for in this
				article, the casino license applicant shall submit the policies and procedures
				for accounting records to the executive director at least sixty (60) days prior
				to the commencement of gaming operations.
(2) The executive director shall, in writing,
				approve the policies and procedures for accounting records, in total or in
				part.
(3) Any portion of the
				policies and procedures for accounting records not approved by the executive
				director shall be revised and resubmitted by the casino license applicant
				within the time period established by the executive director. This method shall
				be followed until all portions of the policies and procedures for accounting
				records have been approved, or approval cannot be obtained.
(4) None of the policies and procedures for
				accounting records may be used by a casino license applicant or a casino
				licensee unless the policies and procedures for accounting records have been
				approved, in writing, by the executive director.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 15 - ACCOUNTING RECORDS AND PROCEDURES › Rule 1 - General Provisions › Section 1-4 - Amendments

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 4.
Amendments to the policies and procedures for accounting
				  records shall be handled in the following manner:
(1) Amendments to a portion of the policies
				and procedures for accounting records must be submitted to the executive
				director at least forty-five (45) days before the utilization of the policies
				and procedures for accounting records.
(2) The executive director shall, in writing,
				approve the amendment to the accounting records.
(3) No amendment to policies and procedures
				for accounting records may be used by a casino license applicant or casino
				licensee unless the amendment to the policies and procedures for accounting
				records has been approved, in writing, by the executive director.
(4) The casino licensee shall advise the
				executive director of a change in an event scheduled to occur in conjunction
				with this article at least twenty-four (24) hours before the change is
				instituted. If the time of the scheduled event has to be altered due to an
				emergency, the casino licensee shall notify the enforcement agent, in writing,
				immediately, and provide a written explanation for the change to the executive
				director within twenty-four (24) hours.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 15 - ACCOUNTING RECORDS AND PROCEDURES › Rule 1 - General Provisions › Section 1-4.1 - Found cash equivalents

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 4.1.
Unless otherwise provided in this title, if an occupational
				  licensee finds chips, TITOs, cash, or cash equivalents in the casino, the
				  occupational licensee must turn the chips, TITOs, cash, or cash equivalents in
				  to the appropriate area of the main bank of the casino licensee. The casino
				  licensee shall maintain the chips, TITOs, cash, or cash equivalents for a
				  period of at least twenty (20) days to determine if a patron will claim the
				  chips, TITOs, cash, or cash equivalents. If the chips, TITOs, cash, or cash
				  equivalents are not claimed by a patron, the casino licensee shall institute
				  one (1) of the following policies with respect to unclaimed chips, TITOs, cash,
				  or cash equivalents turned in by occupational licensees:
(1) If the chips, TITOs, cash, or cash
				equivalents are not claimed by a patron, the chips, TITOs, cash, or cash
				equivalents must be included in the drop on the gaming day the waiting period
				expires.
(2) The casino licensee
				shall handle the chips, TITOs, cash, or cash equivalents not claimed by a
				patron in accordance with a policy submitted by the casino licensee to the
				commission audit director and that has been approved by the executive director.
The casino licensee must disseminate this rule to all
				  occupational licensees employed by the casino licensee or occupational
				  licensees employed by another company but assigned to perform their duties at
				  the casino licensee's casino gambling operation.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 15 - ACCOUNTING RECORDS AND PROCEDURES › Rule 1 - General Provisions › Section 1-5 - Emergency procedures

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 5.
(a) In the
				event of an emergency, the casino licensee may amend the policies and
				procedures for accounting records. The enforcement agent must concur that an
				emergency exists before the amendment of the policies and procedures for
				accounting records.
(b) The casino
				licensee shall do the following:
(1) Report an
				emergency amendment to the policies and procedures for accounting records to
				the enforcement agent immediately.
(2) Submit to the executive director within
				ten (10) business days of the emergency amendment:
(A) a description of the amendment to the
				policies and procedures for accounting records; and
(B) the circumstances necessitating the
				amendment.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 15 - ACCOUNTING RECORDS AND PROCEDURES › Rule 1 - General Provisions › Section 1-8 - Reports by the executive director

Current through July 10, 2024
Authority: IC 4-33-4-1; IC 4-33-4-2; IC 4-33-4-3
Affected: IC 4-33; IC 5-14-1.5-6.1
Sec. 8.
The executive director shall report any action he or she has
				  taken or contemplates taking under this article to the commission at the next
				  meeting held under
				  68 IAC 1-2-5 or an executive
				  session held under IC
				  5-14-1.5-6.1. The commission may
				  direct the executive director to take additional or different
				  action.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 15 - ACCOUNTING RECORDS AND PROCEDURES › Rule 2 - Currency Transaction Reports and Multiple Transaction Logs › Section 2-1 - General provisions

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 1.
(a) This rule
				applies to casino licensees and occupational licensees.
(b) As used in this rule, "security
				department" means the individuals employed by the casino licensee to provide
				security services for the casino gambling operation.
(c) The casino licensee shall establish
				procedures for the following:
(1) Tracking and
				reporting cash transactions or a series of cash transactions that occur in the
				same gaming day, in excess of three thousand dollars ($3,000).
(2) Reporting on a currency transaction
				report the cash transactions made by a gaming patron during a twenty-four (24)
				hour period that exceed ten thousand dollars ($10,000). The currency
				transaction report shall be filed with the Internal Revenue Service within
				fifteen (15) days of the transaction occurring and a copy shall be filed as
				directed by the enforcement agent. Currency transaction reports shall be filed
				for a single transaction or a series of related multiple transactions with the
				same directional flow.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 15 - ACCOUNTING RECORDS AND PROCEDURES › Rule 2 - Currency Transaction Reports and Multiple Transaction Logs › Section 2-2 - Cash transactions

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 2.
(a) Cash
				transactions involving cash in or cash out in excess of ten thousand dollars
				($10,000) must be reported by occupational licensees. The information to be
				reported shall include, but is not limited to, the information that is required
				by 31 U.S.C.
				5313 and
				31 CFR
				103.
(b) In addition to filing copies of the cash
				transactions with the Internal Revenue Service and the enforcement agent in
				accordance with section 1(c)(2) of this rule, the casino licensee shall also
				prepare and submit to the commission and the enforcement agent a summary of the
				cash transaction reports that are being submitted that includes the following
				information:
(1) The date on which the cash
				transaction report was completed by the casino licensee.
(2) The name of the patron for whom the cash
				transaction report was completed.
(3) The amount of cash involved in the
				transaction that prompted the completion of the cash transaction
				report.
(4) An indication of
				whether the cash was:
(A) received;
				or
(B) paid out; by the casino
				licensee.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 15 - ACCOUNTING RECORDS AND PROCEDURES › Rule 2 - Currency Transaction Reports and Multiple Transaction Logs › Section 2-3 - Multiple transaction control log

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 3.
(a) The
				casino licensee shall be required to maintain a log for the purpose of
				recording aggregated cash transactions in excess of three thousand dollars
				($3,000). The casino licensee shall require coordination between the pits,
				slots, cashiers, cages, redemption centers, and other appropriate areas to
				ensure all transactions in excess of three thousand dollars ($3,000) are
				recorded.
(b) The employee
				witnessing the transaction is responsible for completing the log.
(c) The log shall include, but is not limited
				to, the following information:
(1) Date of the
				transaction.
(2) Time of the
				transaction.
(3) Description of the
				patron and name of the patron, if known.
(4) Type of transaction and related
				information, including, but not limited to, the following types of transaction:
(A) Marker payment.
(B) Deposit.
(C) Check.
(D) Chip redemption.
(5) Amount of the transaction.
(6) Signature and occupational licensee
				number of the individual recording the transaction.
(7) Location of transaction.
(8) Photograph of the patron to be taken
				during the first transaction of the day involving that patron.
(9) Any other information deemed necessary by
				the executive director or the commission to ensure compliance with IC 4-33, IC
				4-35, and this title.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 15 - ACCOUNTING RECORDS AND PROCEDURES › Rule 2 - Currency Transaction Reports and Multiple Transaction Logs › Section 2-4 - Reportable transactions

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 4.
(a) The
				casino licensee shall establish policies and procedures for the processing of
				cash transactions in excess of ten thousand dollars ($10,000). Prior to the
				processing of a cash transaction in excess of ten thousand dollars ($10,000),
				the casino licensee shall obtain, at a minimum, the information that is
				required by 31 U.S.C.
				5313 and
				31 CFR
				103.
(b) If an individual or agent is conducting a
				transaction on behalf of another individual, the same information as described
				in subsection (a) must be obtained for the individual serving as the agent.
				This is in addition to the information required for the individual for whom the
				transaction is being conducted.
(c)
				Identification information must be verified by examining the identification
				presented by the patron. Acceptable identification for a United States resident
				includes the following:
(1) Driver's
				license.
(2) United States
				passport.
(3) Other government
				issued photo identification cards.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 15 - ACCOUNTING RECORDS AND PROCEDURES › Rule 2 - Currency Transaction Reports and Multiple Transaction Logs › Section 2-5 - Surveillance

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 5.
The casino licensee shall establish policies and procedures
				  for the notification of surveillance prior to completing a currency transaction
				  report. The procedures shall include, at a minimum, the following:
(1) The window cashier, pit boss, table games
				shift manager, or table games manager must notify surveillance.
(2) Surveillance shall take a photograph of
				the patron from the surveillance camera.
(3) Prior to the completion of the
				transaction, surveillance shall notify the window cashier, pit boss, table
				games shift manager, or table games manager that it has an acceptable
				photograph.
(4) The casino licensee
				may print the photograph in the surveillance room or on the casino floor,
				subject to the following requirements:
(A) If
				the photograph is printed in the surveillance room, surveillance shall note the
				date and time on the photograph, sign the photograph, and forward it to the
				window cashier, pit boss, table games shift manager, or table games
				manager.
(B) Before a casino
				licensee may print surveillance photographs from a printer located on the
				casino floor, the commission must approve internal control procedures regarding
				the use of a printer on the casino floor to print surveillance
				photographs.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 15 - ACCOUNTING RECORDS AND PROCEDURES › Rule 2 - Currency Transaction Reports and Multiple Transaction Logs › Section 2-6 - Currency transaction report

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 6.
The following information shall, at a minimum, be included
				  on the currency transaction report:
(1) Part I. Section A. The patron or
				organization for whom the transaction was completed, including the following
				information:
(A) Patron's last name, first
				name, and, if provided, middle initial.
(B) The last four (4) digits of the patron's
				Social Security number.
(C) Name of
				organization and employer identification number if the transaction is being
				conducted on behalf of a business or organization.
(D) If the patron is an alien or nonresident
				of the United States, the passport number or alien registration number, or
				both, and issuing country for both.
(E) Complete address of the patron, including
				the number and street, city, state, zip code and country if not in the United
				States.
(F) Patron's date of
				birth.
(G) Type and number of
				identification used to verify patron's identity.
(H) Patron's account number. Include the
				patron's account number if an account relationship has been established between
				the patron and the casino or the deposit receipt number.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 15 - ACCOUNTING RECORDS AND PROCEDURES › Rule 2 - Currency Transaction Reports and Multiple Transaction Logs › Section 2-7 - Occupational licensee's responsibility

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 7.
Occupational licensees are prohibited from providing
				  information to casino patrons in an effort to assist the patron in
				  circumventing the reporting requirements. Occupational licensees are
				  responsible for preventing a patron from circumventing the reporting
				  requirements if the occupational licensee has knowledge, or through reasonable
				  diligence in performing his or her duties, should have knowledge of the
				  patron's attempt to circumvent the reporting requirements.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 15 - ACCOUNTING RECORDS AND PROCEDURES › Rule 3 - Cash Reserve Requirements and Distributions › Section 3-1 - General provisions

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35; IC
				  5-13-10.5
Sec. 1.
(a) This rule
				applies to casino licensees and casino license applicants.
(b) The following definitions apply
				throughout this rule:
(1) "Cash equivalents"
				means investments with an original maturity of three (3) months or less that
				would be permissible investments under Indiana law for state monies held by the
				state treasurer under IC
				5-13-10.5.
(2) "Payout" means the drop less the amount
				of the casino licensee win.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 15 - ACCOUNTING RECORDS AND PROCEDURES › Rule 3 - Cash Reserve Requirements and Distributions › Section 3-2 - Distributions

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 2.
(a) A casino
				licensee or casino license applicant shall not make distributions to its
				partners, shareholders, itself, or an affiliated entity if the distribution
				will impair the financial viability of the casino gambling operation. Factors
				to be considered when determining impairment include, but are not limited to,
				the following:
(1) Cash flow, casino cash, and
				working capital requirements.
(2)
				Debt service obligations and covenants associated with financial
				instruments.
(3) Requirements for
				repairs and maintenance.
(4)
				Requirements for capital improvements.
(5) Requirements of the casino licensee's or
				casino license applicant's financial projections.
(6) Requirements to meet the obligations of
				the casino licensee or casino license applicant pursuant to a development
				agreement or the equivalent between the local community and the casino licensee
				or the casino license applicant or the conditions that were made a part of the
				certificate of suitability or the casino owner's license, or both.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 15 - ACCOUNTING RECORDS AND PROCEDURES › Rule 3 - Cash Reserve Requirements and Distributions › Section 3-3 - Cash reserve requirements

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 3.
(a) Casino
				licensees shall maintain, in cash or cash equivalents, an amount sufficient to
				protect patrons against defaults in gaming debts owed by the casino licensee.
				The cash reserve requirement may be maintained in any combination of the
				following:
(1) Cash on hand in the casino
				licensee's cage that comprises the cage accountability.
(2) Cash in a bank account maintained in the
				state of Indiana.
(3) Cash
				equivalents that are not otherwise committed or obligated.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 15 - ACCOUNTING RECORDS AND PROCEDURES › Rule 4 - Chip Inventories › Section 4-1 - Applicability; general provisions

Current through July 10, 2024
Authority: IC
				  4-33-4-1; IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 1.
This rule applies to riverboat licensees and riverboat
				  license applicants.