reglab/statecodes huggingface dataset:
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 8 - Accounting Records and Procedures; Audits › Section 11 CSR 45-8.150 - Cash Reserve Requirements

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes cash reserve
				  requirements.
(1) The
				licensee shall maintain in cash or cash equivalents an amount sufficient to
				protect patrons against defaults in gaming debts owed by the licensee. Cash
				equivalents are investments with an original maturity of three (3) months or
				less which would be permissible investments under Missouri law for state monies
				held by the state treasurer. The commission shall distribute to licensees and
				make available to all interested persons a formula approved by the commission
				by which licensees determine the minimum bankroll requirements of this rule.
				If, at any time, the licensee's available cash or cash equivalents should be
				less than the amount required by this rule, the licensee must immediately
				notify the commission of this deficiency. Failure to maintain the minimum
				bankroll required by this rule, or a higher bankroll as required by the
				commission pursuant to this rule, or failure to notify the commission of any
				deficiencies, is an unsuitable method of operation.
(2) The Class B licensee shall maintain the
				following minimum bankroll requirements to ensure payment of patrons' win:
(A) First month of operation one hundred
				percent (100%) of licensee's projected payout to patrons (electronic gaming
				device and table game drop minus licensee win) for a weekly period, defined as
				seven (7) gaming days, based on the average daily payout multiplied by seven
				(7); and
(B) Second and subsequent
				months of operation one hundred percent (100%) of licensee's actual payout to
				patrons (electronic gaming device and table game drop minus licensee win) for a
				weekly period, based on the average daily payout multiplied by seven (7) from
				the previous month's operation.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 8 - Accounting Records and Procedures; Audits › Section 11 CSR 45-8.160

Current through Register Vol. 49, No. 14, July 15, 2024
*Original authority: 313.004, RSMo 1993 and 313.800 and
					 313.805, RSMo 1991, amended 1993.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.010 - Definition of Licensee

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment removes unnecessary language
				  from section (1) because the commission does not license affiliate suppliers,
				  in that all entities meeting the statutory definition are issued suppliers
				  licenses.
(1) For purposes of
				this chapter, licensee shall mean the holder of a Class A, Class B, Supplier,
				or Temporary Supplier license as determined by the
				commission.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994, 2005; 313.805; RSMo 1991, amended 1993,
					 1994, 2000, 2008; 313.812, RSMo 1991, amended 1993, 1994, 2000; and 313.817,
					 RSMo 1991, amended 1993, 2000, 2008.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.020 - Objectives of an Internal Control System

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes the objectives of an
				  internal control system.
(1)
				Each Class B licensee and other licensees as directed by the commission shall
				establish an internal control system that includes the following:
(A) Administrative control which includes,
				but is not limited to, the plan of organization and the procedures and records
				that are concerned with the decision processes leading to management's levels
				of authorization of transactions.
(B) Accounting control which includes the
				plan of organization and the procedures and records that are concerned with the
				safeguarding of assets and the accuracy and reliability of financial records
				and are consequently designed to provide reasonable assurance that-
1. Transactions are performed only in
				accordance with management's specific or general authorization;
2. Transactions are recorded adequately to
				permit preparation of financial statements in conformity with generally
				accepted accounting principles, to permit proper reporting of adjusted gross
				receipts and of fees and taxes and to maintain accountability for
				assets;
3. Access to assets is
				permitted only in accordance with management's specific
				authorization;
4. Recorded
				accountability for assets is compared with actual assets at reasonable
				intervals and appropriate action is taken with respect to any
				discrepancies;
5. Functions,
				duties, and responsibilities are appropriately segregated and performed by
				competent personnel with integrity and an understanding of prescribed
				procedures.
A. The internal auditor shall
				report only to the entity or person holding a Class A license, or other
				reporting as approved by the commission.
B. Security personnel shall only report to
				the general manager.
C.
				Surveillance personnel shall only report directly to an organizational level
				above that of general manager; and
6. Compliance with the statutes and rules is
				assured.
(C) Areas
				determined necessary by the commission.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.030 - Minimum Internal Control Standards

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The amendment updates the information
				  regarding where the individual chapters of the Minimum Internal Control
				  Standards are located.
PURPOSE: This rule establishes the minimum
				  requirements for the licensees' internal control systems.
(1) The commission shall adopt and publish
				minimum standards for internal control procedures that in the commission's
				opinion satisfy 11 CSR 45-9.020, as set forth in
				the Minimum Internal Control Standards (MICS). The individual chapters that
				comprise the MICS are established by individual regulations in this
				chapter.
(2) Each licensee shall
				adopt an internal control system that complies with the MICS. The procedures
				must be approved by the commission. In the event that the MICS are amended,
				each licensee whose procedures are affected by the amended minimum standards
				shall, within ten (10) days of the effective date of the amended rule, amend
				its written system, submit a copy of the written system as amended to the
				commission and comply with the standards and system as amended. The commission,
				in its sole and absolute discretion, may extend the time for complying with
				this rule.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994, 2005; and 313.805, RSMo 1991, amended
					 1993, 1994, 2000, 2008.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.040 - Commission Approval of Internal Control System

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment removes an unnecessary
				  provision, in that requiring separate procedures for shoreside facilities is
				  not necessary because the other requirements already address these
				  procedures.
(1) Each Class B
				licensee and other licensees as directed by the commission shall describe, in a
				manner that the commission may approve or require, its administrative and
				accounting procedures in detail in a written system of internal control. Each
				written system must include a detailed narrative description of the
				administrative and accounting procedures designed to satisfy the requirements
				of
				11 CSR
				45-9.020 and
				11 CSR
				45-9.030(1). Additionally, this
				description shall include a separate section for the following:
(A) An organizational chart depicting
				appropriate segregation of functions and responsibilities;
(B) A description of the duties and
				responsibilities of each position shown on the organizational chart;
(C) A detailed, narrative description of the
				administrative and accounting procedures designed to satisfy the requirements
				of
				11 CSR
				45-9.020 and
				11 CSR
				45-9.030(1). Additionally, this
				description shall include a separate section for the following:
1. Procedures to account for the total number
				and amount of money received from admissions, including free passes or
				complimentary admission tickets;
2.
				Physical characteristics of drop box and tip box;
3. Transportation of drop and tip boxes to
				and from gaming tables;
4.
				Procedures for table inventories;
5.
				Procedures for opening and closing gaming tables;
6. Procedures for fills and
				credits;
7. Procedures for accepting
				tips or gratuities;
8. Procedures
				for transporting chips and tokens to and from gaming tables;
9. Procedures for shift changes at gaming
				tables;
10. Drop bucket
				characteristics;
11. Transportation
				of drop buckets to and from electronic gaming devices;
12. Procedures for chip and token
				purchases;
13. Procedures for lines
				of credit and credit instruments;
14. Procedures for transportation of
				electronic gaming devices;
15.
				Procedures for jackpot payout;
16.
				Layout and physical characteristics of cashier's cage;
17. Procedures for accounting
				controls;
18. Procedures for
				exchange of checks submitted by gaming patrons;
19. Procedures for credit card and debit card
				transactions;
20. Procedures for
				acceptance, accounting for, and redemption of patron's cash deposits;
21. Procedures for control of coupon
				redemption and other complimentary distribution programs;
22. Procedures for
				federal cash transactions reporting; and
23. Procedures for
				security and accountability of dice and cards; and
(D) Other items as the commission may
				require.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.050 - Modifications of the Internal Control System

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment updates the process for
				  modifications of the internal control system.
(1) Before the changes are to become
				effective, each Class B licensee shall submit any changes to the approved
				internal control system to the commission in a time frame as directed by the
				commission. The proposed changes to the system may be approved or disapproved
				by the commission. No licensee shall alter its internal control system unless
				and until the changes are approved by the commission.
(2) Before eliminating all table games,
				adding a table game at a gaming establishment not offering table games, adding
				any computerized system that affects the proper reporting of adjusted gross
				receipts, or adding any computerized system for monitoring slot machines or
				other games, or any other computerized associated equipment, the licensee must-
(A) Amend its accounting and administrative
				procedures and its written system of internal control to comply with the
				minimum standards;
(B) Submit to
				the commission a copy of the written system as amended, and a written
				description of the amendment;
(C)
				Comply with any written requirements imposed by the commission regarding
				administrative approval of computerized associated equipment; and
(D) Implement, after subsections (2)(A)-(C)
				have been complied with, the procedures and written system as
				amended.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.060 - Lack of Compliance with Chapter Requirements

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment updates the class
				  designation.
(1) If the
				commission or director determines that a licensee's administrative or
				accounting procedures or its written system does not comply with the
				requirements of this chapter or require improvement, the commission or director
				shall notify the licensee in writing. Within fifteen (15) days after receiving
				the notification, the licensee shall amend its procedures and written system
				accordingly and shall submit a copy of the written system, as amended, and a
				description of any other remedial measures taken.
(2) Failure to comply with the provisions of
				this chapter is an unsuitable method of operation.
(3) Violations of the minimum internal
				control standards by a Class A or Class B licensee or an agent or employee of a
				Class A or Class B licensee are deemed to be unsuitable conduct for which the
				Class A or Class B licensee and/or its agent or employee is subject to
				administrative penalty pursuant to section
				313.805(6),
				RSMo and 11 CSR 45-1 et seq., as amended from time-to-time. Any agent or
				employee of a Class A or Class B licensee that is involved in a violation of
				the minimum internal control standards may be subject to fine, discipline, or
				license revocation.
(4) Violations
				of the Class B licensee's internal control system by the Class A or Class B
				licensee or an agent or employee of the Class A or Class B licensee shall be
				prima facie evidence of unsuitable conduct for which the Class A or Class B
				licensee and/or its agents or employees may be subject to discipline pursuant
				to section
				313.805(6),
				RSMo and 11 CSR 45-1 et seq., as amended from time-to-time.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994; 313.805, RSMo 1991, amended 1993, 1994;
					 313.812, RSMo 1991, amended 1993, 1994; and 313.817, RSMo 1991, amended
					 1993.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.101 - Minimum Internal Control Standards (MICS)-Chapter A

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment changes the internal controls
				  for Chapter A of the Minimum Internal Control Standards by removing the thirty
				  three percent (33%) limitation for dual-rate employees and removing the
				  requirement for the Class B licensees to obtain commission approval to allow
				  certain job positions to dual position.
PUBLISHER'S NOTE: The secretary of state has
				  determined that the publication of the entire text of the material which is
				  incorporated by reference as a portion of this rule would be unduly cumbersome
				  or expensive. This material as incorporated by reference in this rule shall be
				  maintained by the agency at its headquarters and shall be made available to the
				  public for inspection and copying at no more than the actual cost of
				  reproduction. This note applies only to the reference material. The entire text
				  of the rule is printed here. The Minimum Internal Control Standards may also be
				  accessed at
http://www.mgc.dps.mo.gov
(1) The commission shall adopt and publish
				minimum standards for internal control procedures that in the commission's
				opinion satisfy 11 CSR 45-9.020, as set forth in
				Minimum Internal Control Standards (MICS) Chapter A-General and Administrative,
				which has been incorporated by reference herein, as published by the Missouri
				Gaming Commission, 3417 Knipp Dr., PO Box 1847, Jefferson City, MO 65102.
				Chapter A does not incorporate any subsequent amendments or additions as
				adopted by the commission on April 25, 2018.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.102 - Minimum Internal Control Standards (MICS)- Chapter B

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment changes the internal controls
				  for Chapter B of the Minimum Internal Control Standards by clarifying
				  requirements for sensitive keys.
PUBLISHER'S NOTE: The secretary of state has
				  determined that the publication of the entire text of the material which is
				  incorporated by reference as a portion of this rule would be unduly cumbersome
				  or expensive. This material as incorporated by reference in this rule shall be
				  maintained by the agency at its headquarters and shall be made available to the
				  public for inspection and copying at no more than the actual cost of
				  reproduction. This note applies only to the reference material. The entire text
				  of the rule is printed here. The Minimum Internal Control Standards may also be
				  accessed at
http://www.mgc.dps.mo.gov
.
(1) The commission shall adopt and publish
				minimum standards for internal control procedures that in the commission's
				opinion satisfy 11 CSR 45-9.020, as set forth in
				Minimum Internal Control Standards (MICS) Chapter B-Key Controls, which has
				been incorporated by reference herein, as published by the Missouri Gaming
				Commission, 3417 Knipp Dr., PO Box 1847, Jefferson City, MO 65102. Chapter B
				does not incorporate any subsequent amendments or additions as adopted by the
				commission on October 31, 2018.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994, 2005; and 313.805, RSMo 1991, amended
					 1993, 1994, 2000, 2008, 2010.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.103 - Minimum Internal Control Standards (MICS)- Chapter C

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes the internal controls
				  for Chapter C of the Minimum Internal Control Standards.
PUBLISHER'S NOTE: The secretary of state has
				  determined that the publication of the entire text of the material which is
				  incorporated by reference as a portion of this rule would be unduly cumbersome
				  or expensive. This material as incorporated by reference in this rule shall be
				  maintained by the agency at its headquarters and shall be made available to the
				  public for inspection and copying at no more than the actual cost of
				  reproduction. This note applies only to the reference material. The entire text
				  of the rule is printed here. The Minimum Internal Control Standards may also be
				  accessed at
http://www.mgc.dps.mo.gov
.
(1) The commission shall adopt and publish
				minimum standards for internal control procedures that in the commission's
				opinion satisfy
				11 CSR
				45-9.020, as set forth in
Minimum Internal
				Control Standards (MICS)
Chapter C-Rules of the Game, which has been
				incorporated by reference herein, as published by the Missouri Gaming
				Commission, 3417 Knipp Dr., PO Box 1847, Jefferson City, MO 65102. Chapter C
				does not incorporate any subsequent amendments or additions as adopted by the
				commission on October 30, 2007.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.104 - Minimum Internal Control Standards (MICS)-Chapter D

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The amendment updates the purpose statement
				  for this rule.
PURPOSE: This rule establishes the minimum internal
				  control standards for live table games.
(1) The commission has established minimum
				standards for internal control procedures that in the commission's opinion
				satisfy 11
				CSR 45-9.020, as set forth in Minimum Internal Control
				Standards (MICS) Chapter D-Table Games (Live Games), which is incorporated by
				reference and made part of this rule as adopted by the commission on January
				19, 2022, and published by the Missouri Gaming Commission, 3417 Knipp Dr., PO
				Box 1847, Jefferson City, MO 65102 and which may be accessed at
http://www.mgc.dps.mo.gov
.
				Chapter D does not incorporate any subsequent amendments or
				additions.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.105 - Minimum Internal Control Standards (MICS)- Chapter E

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment changes the internal controls
				  for Chapter E of the Minimum Internal Control Standards to ensure procedures
				  are consistent with advances in technology.
PUBLISHER'S NOTE: The secretary of state has
				  determined that the publication of the entire text of the material which is
				  incorporated by reference as a portion of this rule would be unduly cumbersome
				  or expensive. This material as incorporated by reference in this rule shall be
				  maintained by the agency at its headquarters and shall be made available to the
				  public for inspection and copying at no more than the actual cost of
				  reproduction. This note applies only to the reference material. The entire text
				  of the rule is printed here. The Minimum Internal Control Standards may also be
				  accessed at
http://www.mgc.dps.mo.gov
.
(1) The commission shall adopt and publish
				minimum standards for internal control procedures that in the commission's
				opinion satisfy 11 CSR 45-9.020, as set forth in
				Minimum Internal Control Standards (MICS) Chapter E-Electronic Gaming Devices
				(EGDs), which has been incorporated by reference herein, as published by the
				Missouri Gaming Commission, 3417 Knipp Dr., PO Box 1847, Jefferson City, MO
				65102. Chapter E does not incorporate any subsequent amendments or additions as
				adopted by the commission on April 24, 2019.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994, 2005; and 313.805, RSMo 1991, amended
					 1993, 1994, 2000, 2008, 2010 .
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.106 - Minimum Internal Control Standards (MICS)- Chapter F

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment changes the internal controls
				  for Chapter F of the Minimum Internal Control Standards by removing unnecessary
				  language and lessening staffing requirements for deck
				  inspections.
PUBLISHER'S NOTE: The secretary of state has
				  determined that the publication of the entire text of the material which is
				  incorporated by reference as a portion of this rule would be unduly cumbersome
				  or expensive. This material as incorporated by reference in this rule shall be
				  maintained by the agency at its headquarters and shall be made available to the
				  public for inspection and copying at no more than the actual cost of
				  reproduction. This note applies only to the reference material. The entire text
				  of the rule is printed here. The
Minimum Internal Control
				  Standards
may also be accessed at
http://www.mgc.dps.mo.gov
.
(1) The commission shall adopt and publish
				minimum standards for internal control procedures that in the commission's
				opinion satisfy 11 CSR 45-9.020, as set forth in
				Minimum Internal Control Standards (MICS) Chapter F-Poker Rooms, which has been
				incorporated by reference herein, as published by the Missouri Gaming
				Commission, 3417 Knipp Dr., PO Box 1847, Jefferson City, MO 65102. Chapter F
				does not incorporate any subsequent amendments or additions as adopted by the
				commission on October 31, 2018.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994, 2005; and 313.805, RSMo 1991, amended
					 1993, 1994, 2000, 2008, 2 010.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.107 - Minimum Internal Control Standards (MICS)-Chapter G

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment describes changes made for
				  credit relating to drops and counts for the internal controls for Chapter G of
				  the Minimum Internal Control Standards.
PUBLISHER'S NOTE: The secretary of state has
				  determined that the publication of the entire text of the material which is
				  incorporated by reference as a portion of this rule would be unduly cumbersome
				  or expensive. This material as incorporated by reference in this rule shall be
				  maintained by the agency at its headquarters and shall be made available to the
				  public for inspection and copying at no more than the actual cost of
				  reproduction. This note applies only to the reference material. The entire text
				  of the rule is printed here. The
Minimum Internal Control
				  Standards
may also be accessed at
http://www.mgc.dps.mo.gov
.
(1) The commission shall adopt and publish
				minimum standards for internal control procedures that in the commission's
				opinion satisfy
				11 CSR
				45-9.020, as set forth in Minimum Internal Control
				Standards (MICS) Chapter G-Drops and Counts, which has been incorporated by
				reference herein, as published by the Missouri Gaming Commission, 3417 Knipp
				Dr., PO Box 1847, Jefferson City, MO 65102. Chapter G does not incorporate any
				subsequent amendments or additions as adopted by the commission on July 30,
				2014.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994, 2005; and 313.805, RSMo 1991, amended
					 1993, 1994, 2000, 2008, 2 010 .
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.108 - Minimum Internal Control Standards (MICS)- Chapter H

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment provides procedures for
				  cashless transactions at cashiering locations.
(1) The commission has established minimum
				standards for internal control procedures that, in the commission's opinion,
				satisfy 11
				CSR 45-9.020, as set forth in Minimum Internal Control
				Standards (MICS) Chapter H-Casino Cashiering and Credit, which is incorporated
				by reference and made a part of this rule as adopted by the commission on May
				25, 2022, and published by the Missouri Gaming Commission, 3417 Knipp Dr., PO
				Box 1847, Jefferson City, MO 65102, and which may be accessed at
http://www.mgc.dps.mo.gov
.
				Chapter H does not incorporate any subsequent amendments or
				additions.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994, 2005; and 313.805, RSMo 1991, amended
					 1993, 1994, 2000, 2008, 2010.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.109 - Minimum Internal Control Standards (MICS)-Chapter I

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The amendment updates the purpose statement
				  for this rule.
PURPOSE: This rule establishes the minimum internal
				  control standards for casino accounting.
(1) The commission shall adopt and publish
				minimum standards for internal control procedures that in the commission's
				opinion satisfy 11 CSR 45-9.020, as set forth in
				Minimum Internal Control Standards (MICS) Chapter I-Casino Accounting, which
				has been incorporated by reference herein, as published by the Missouri Gaming
				Commission, 3417 Knipp Dr., PO Box 1847, Jefferson City, MO 65102. Chapter I
				does not incorporate any subsequent amendments or additions as adopted by the
				commission on October 31, 2018.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.110 - Minimum Internal Control Standards (MICS)- Chapter J

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes the internal controls
				  for Chapter J of the Minimum Internal Control Standards.
PUBLISHER'S NOTE: The secretary of state has
				  determined that the publication of the entire text of the material which is
				  incorporated by reference as a portion of this rule would be unduly cumbersome
				  or expensive. This material as incorporated by reference in this rule shall be
				  maintained by the agency at its headquarters and shall be made available to the
				  public for inspection and copying at no more than the actual cost of
				  reproduction. This note applies only to the reference material. The entire text
				  of the rule is printed here. The
Minimum Internal Control
				  Standards
may also be accessed at
http://www.mgc.dps.mo.gov
.
(1) The commission shall
				adopt and publish minimum standards for internal control procedures that in the
				commission's opinion satisfy
				11 CSR
				45-9.020, as set forth in Minimum Internal Control
				Standards (MICS) Chapter J-Admissions, which has been incorporated by reference
				herein, as published by the Missouri Gaming Commission, 3417 Knipp Dr., PO Box
				1847, Jefferson City, MO 65102. Chapter J does not incorporate any subsequent
				amendments or additions as adopted by the commission on August 21,
				2013.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994, 2005; and 313.805, RSMo 1991, amended
					 1993, 1994, 2000, 2008, 2 010.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.111 - Minimum Internal Control Standards (MICS)-Chapter K

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes the internal controls
				  for Chapter K of the Minimum Internal Control Standards.
PUBLISHER'S NOTE: The secretary of state has
				  determined that the publication of the entire text of the material which is
				  incorporated by reference as a portion of this rule would be unduly cumbersome
				  or expensive. This material as incorporated by reference in this rule shall be
				  maintained by the agency at its headquarters and shall be made available to the
				  public for inspection and copying at no more than the actual cost of
				  reproduction. This note applies only to the reference material. The entire text
				  of the rule is printed here. The Minimum Internal Control Standards may also be
				  accessed at
http://www.mgc.dps.mo.gov
.
(1) The commission shall adopt and publish
				minimum standards for internal control procedures that in the commission's
				opinion satisfy
				11 CSR
				45-9.020, as set forth in Minimum Internal Control
				Standards (MICS) Chapter K-Currency Transaction Reporting, which has been
				incorporated by reference herein, as published by the Missouri Gaming
				Commission, 3417 Knipp Dr., PO Box 1847, Jefferson City, MO 65102. Chapter K
				does not incorporate any subsequent amendments or additions as adopted by the
				commission on July 30, 2014.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.112 - Minimum Internal Control Standards (MICS)-Chapter L

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment incorporates internal audit
				  procedures for new technologies, clarifies existing procedures, and revises
				  procedures based on identified areas of risk.
(1) The commission has established minimum
				standards for internal control procedures that in the commission's opinion
				satisfy 11
				CSR 45-9.020, as set forth in Minimum Internal Control
				Standards (MICS) Chapter L-Internal Audit, which is incorporated by reference
				and made a part of this rule as adopted by the commission on February 22, 2023,
				and published by the Missouri Gaming Commission, 3417 Knipp Dr., PO Box 1847,
				Jefferson City, MO 65102, and which may be accessed at
http://www.mgc.dps.mo.gov
.
				Chapter L does not incorporate any subsequent amendments or
				additions.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.113 - Minimum Internal Control Standards (MICS)- Chapter M

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment requires surveillance
				  coverage to ensure the outcome of electronic table games and hybrid table games
				  as well as transactions at a table game that affect Adjusted Gross Revenue are
				  sufficiently recorded and modifies staffing requirements.
(1) The commission has established minimum
				standards for internal control procedures that in the commission's opinion
				satisfy 11
				CSR 45-9.020, as set forth in Minimum Internal Control
				Standards (MICS) Chapter M-Surveillance, which is incorporated by reference and
				made a part of this rule as adopted by the commission on September 29, 2021,
				and published by the Missouri Gaming Commission, 3417 Knipp Dr., PO Box 1847,
				Jefferson City, MO 65102 and which may be accessed at
http://www.mgc.dps.mo.gov
. This
				rule does not incorporate any subsequent amendments or additions.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994, 2005; and 313.805, RSMo 1991, amended
					 1993, 1994, 2000, 2008, 2010.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.114 - Minimum Internal Control Standards (MICS)-Chapter N

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes the minimum internal
				  control standards for security.
PUBLISHER'S NOTE: The secretary of state has
				  determined that the publication of the entire text of the material which is
				  incorporated by reference as a portion of this rule would be unduly cumbersome
				  or expensive. This material as incorporated by reference in this rule shall be
				  maintained by the agency at its headquarters and shall be made available to the
				  public for inspection and copying at no more than the actual cost of
				  reproduction. This note applies only to the reference material. The entire text
				  of the rule is printed here. The
Minimum Internal Control
				  Standards
may also be accessed at
http://www.mgc.dps.mo.gov
.
(1) The commission shall adopt and publish
				minimum standards for internal control procedures that in the commission's
				opinion satisfy
				11 CSR
				45-9.020, as set forth in
Minimum Internal
				Control Standards
(MICS) Chapter N-Security, which has been
				incorporated by reference herein, as published by the Missouri Gaming
				Commission, 3417 Knipp Dr., PO Box 1847, Jefferson City, MO 65102. Chapter N
				does not incorporate any subsequent amendments or additions as adopted by the
				commission on March 28, 2012.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994, 2005; and 313.805, RSMo 1991, amended
					 1993, 1994, 2000, 2008, 2010.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.115 - Minimum Internal Control Standards-Section O

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes the minimum internal
				  control standards for purchasing and contract administration.
PUBLISHER'S NOTE: The secretary of state has
				  determined that the publication of the entire text of the material which is
				  incorporated by reference as a portion of this rule would be unduly cumbersome
				  or expensive. This material as incorporated by reference in this rule shall be
				  maintained by the agency at its headquarters and shall be made available to the
				  public for inspection and copying at no more than the actual cost of
				  reproduction. This note applies only to the reference material. The entire text
				  of the rule is printed here. The
Minimum Internal Control
				  Standards
may also be accessed at
http://www.mgc.dps.mo.gov
.
(1) The commission shall adopt and publish
				minimum standards for internal control procedures that in the commission's
				opinion satisfy
				11 CSR
				45-9.020, as set forth in
Minimum Internal
				Control Standards
(MICS) Section O-Purchasing and Contract
				Administration, which has been incorporated by reference herein, as published
				by the Missouri Gaming Commission, 3417 Knipp Dr., PO Box 1847, Jefferson City,
				MO 65102. Section O does not incorporate any subsequent amendments or additions
				as adopted by the commission on May 26, 2010.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994, 2005; and 313.805, RSMo 1991, amended
					 1993, 1994, 2000, 2008.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.116 - Minimum Internal Control Standards (MICS)- Chapter P

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes the internal controls
				  for Chapter P of the Minimum Internal Control Standards.
PUBLISHER'S NOTE: The secretary of state has
				  determined that the publication of the entire text of the material which is
				  incorporated by reference as a portion of this rule would be unduly cumbersome
				  or expensive. This material as incorporated by reference in this rule shall be
				  maintained by the agency at its headquarters and shall be made available to the
				  public for inspection and copying at no more than the actual cost of
				  reproduction. This note applies only to the reference material. The entire text
				  of the rule is printed here. The Minimum Internal Control Standards may also be
				  accessed at
http://www.mgc.dps.mo.gov
.
(1) The commission shall
				adopt and publish minimum standards for internal control procedures that in the
				commission's opinion satisfy
				11 CSR
				45-9.020, as set forth in Minimum Internal Control
				Standards (MICS) Chapter P-Excluded Persons, which has been incorporated by
				reference herein, as published by the Missouri Gaming Commission, 3417 Knipp
				Dr., PO Box 1847, Jefferson City, MO 65102. Chapter P does not incorporate any
				subsequent amendments or additions as adopted by the commission on October 31,
				2018.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.117 - Minimum Internal Control Standards (MICS)- Chapter Q

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment changes the internal controls
				  for Chapter Q of the Minimum Internal Control Standards by clarifying
				  procedures for determining if an individual is a disassociated
				  person.
(1) The commission
				shall adopt and publish minimum standards for internal control procedures that
				in the commission's opinion satisfy
				11 CSR
				45-9.020, as set forth in Minimum Internal Control
				Standards (MICS) Chapter Q-Disassociated Persons, which has been incorporated
				by reference herein, as published by the Missouri Gaming Commission, 3417 Knipp
				Dr., PO Box 1847, Jefferson City, MO 65102. Chapter Q does not incorporate any
				subsequent amendments or additions as adopted by the commission on October 31,
				2018.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994, 2005; 313.805, RSMo 1991, amended 1993,
					 1994, 2000, 2008, 2010; and 313.813, RSMo
					 2000.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.118 - Minimum Internal Control Standards (MICS)- Chapter R

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment adds the form requirements
				  already required by other chapters and makes revisions to some existing forms.
				  It also adds requirements for electronic signatures when used in lieu of
				  written signatures.
(1) The
				commission has established minimum standards for internal control procedures
				that in the commission's opinion satisfy
				11 CSR
				45-9.020, as set forth in Minimum Internal Control
				Standards (MICS) Chapter R-Forms, which is incorporated by reference and made a
				part of this rule as adopted by the commission on February 23, 2022, and
				published by the Missouri Gaming Commission, 3417 Knipp Dr., PO Box 1847,
				Jefferson City, MO 65102, and which may be accessed at
http://www.mgc.dps.mo.gov
.
				Chapter R does not incorporate any subsequent amendments or
				additions.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994, 2005; and 313.805, RSMo 1991, amended
					 1993, 1994, 2000, 2008, 2010 .
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.119 - Minimum Internal Control Standards (MICS)- Chapter S

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment revises definitions for
				  clarity, allows for the implementation of new advances in cashless technology,
				  updates the requirements for wireless networks, and clarifies existing minimum
				  internal control standards. This amendment also moves a requirement that was
				  incorporated by reference in
				  11 CSR
				  45-9.121 to be incorporated by reference in this
				  rule.
(1) The commission has
				established minimum standards for internal control procedures that in the
				commission's opinion satisfy
				11 CSR
				45-9.020, as set forth in Minimum Internal Control
				Standards (MICS) Chapter S-Management Information Systems, which is
				incorporated by reference and made a part of this rule as adopted by the
				commission on May 25, 2022, and published by the Missouri Gaming Commission,
				3417 Knipp Dr., PO Box 1847, Jefferson City, MO 65102, and which may be
				accessed at
http://www.mgc.dps.mo.gov
. Chapter S
				does not incorporate any subsequent amendments or additions.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.120 - Minimum Internal Control Standards (MICS)-Chapter T

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment changes the internal controls
				  for Chapter T of the Minimum Internal Control Standards by allowing
				  non-supervisory casino housekeeping/environmental services employees to accept
				  tips.
PUBLISHER'S NOTE: The secretary of state has
				  determined that the publication of the entire text of the material which is
				  incorporated by reference as a portion of this rule would be unduly cumbersome
				  or expensive. This material as incorporated by reference in this rule shall be
				  maintained by the agency at its headquarters and shall be made available to the
				  public for inspection and copying at no more than the actual cost of
				  reproduction. This note applies only to the reference material. The entire text
				  of the rule is printed here. The may also be accessed at
http://www.mgc.dps.mo.gov
.
(1) The commission shall
				adopt and publish minimum standards for internal control procedures that in the
				commission's opinion satisfy
				11 CSR
				45-9.020, as set forth in Minimum Internal Control
				Standards (MICS) Chapter T-Tips, which has been incorporated by reference
				herein, as published by the Missouri Gaming Commission, 3417 Knipp Dr., PO Box
				1847, Jefferson City, MO 65102. Chapter T does not incorporate any subsequent
				amendments or additions as adopted by the commission on April 25,
				2018.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994, 2005; and 313.805, RSMo 1991, amended
					 1993, 1994, 2000, 2008, 2 010 .
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.121 - Minimum Internal Control Standards (MICS)- Chapter U

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment allows for the implementation
				  of new advances in cashless and bonusing technology and clarifies existing
				  requirements. This amendment also moves requirements that were incorporated by
				  reference in 11 CSR 45-9.121 to other rules that were more appropriate for the
				  content.
(1) The commission
				has established minimum standards for internal control procedures that in the
				commission's opinion satisfy
				11 CSR
				45-9.020, as set forth in Minimum Internal Control
				Standards (MICS) Chapter U-Cashless, Promotional, and Bonusing Systems, which
				is incorporated by reference and made a part of this rule as adopted by the
				commission on February 23, 2022, and published by the Missouri Gaming
				Commission, 3417 Knipp Dr., PO Box 1847, Jefferson City, MO 65102, and which
				may be accessed at
http://www.mgc.dps.mo.gov
. Chapter U
				does not incorporate any subsequent amendments or additions.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994, 2005; and 313.805, RSMo 1991, amended
					 1993, 1994, 2000, 2008, 2010.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 9 - Internal Control System › Section 11 CSR 45-9.122 - Minimum Internal Control Standards (MICS)-Chapter V

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes the internal controls
				  for Chapter V of the
Minimum Internal Control
				  Standards.
PUBLISHER'S NOTE: The secretary of state has
				  determined that the publication of the entire text of the material which is
				  incorporated by reference as a portion of this rule would be unduly cumbersome
				  or expensive. This material as incorporated by reference in this rule shall be
				  maintained by the agency at its headquarters and shall be made available to the
				  public for inspection and copying at no more than the actual cost of
				  reproduction. This note applies only to the reference material. The entire text
				  of the rule is printed here. The
Minimum Internal Control
				  Standards
may also be accessed at
http://www.mgc.dps.mo.gov
.
(1) The commission shall adopt and publish
				minimum standards for internal control procedures that in the commission's
				opinion satisfy
				11 CSR
				45-9.020, as set forth in
Minimum Internal
				Control Standards
(MICS) Chapter V-Server-Supported Game Systems,
				which has been incorporated by reference herein, as published by the Missouri
				Gaming Commission, 3417 Knipp Dr., PO Box 1847, Jefferson City, MO 65102.
				Chapter V does not incorporate any subsequent amendments or additions as
				adopted by the commission on September 29, 2010.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994, 2005; and 313.805, RSMo 1991, amended
					 1993, 1994, 2000, 2008, 2010.