reglab/statecodes huggingface dataset:
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 2 - Sports Wagering Licensure › Section 2-10 - Revocation, suspension, and disciplinary action

Current through July 10, 2024
Authority: IC 4-38-1-4; IC 4-38-3-1
Affected: IC 4-33; IC 4-35; IC 4-38
Sec. 10.
(a) The
				commission or executive director may take any action against a certificate of
				authority holder, vendor, or sports wagering service provider licensee at any
				time, including, but not limited to:
(1)
				revocation; or
(2) suspension; of
				the certificate or license at any time that the commission or executive
				director determines the certificate of authority holder or licensee is in
				violation of IC 4-33, IC 4-35, IC 4-38, or this article, or if such action is
				in the best interest of Indiana and will protect and enhance the credibility
				and integrity of sports wagering operations.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 2 - Sports Wagering Licensure › Section 2-11 - Duty to maintain suitability, duty to disclose; transfer of ownership interest

Current through July 10, 2024
Authority: IC 4-38-1-4; IC 4-38-3-1
Affected: IC 4-33; IC 4-35; IC 4-38
Sec. 11.
(a) A
				certificate of authority holder, vendor licensee, sports wagering service
				provider licensee, and a registrant have a continuing duty to maintain
				suitability for licensure. A license issued under this rule does not create a
				property right, but is a revocable privilege granted by the state contingent
				upon continuing suitability for licensure.
(b) The sports wagering operators, sports
				wagering service providers, and registrant applicants are responsible for the
				following:
(1) Ensuring that all aspects of
				the sports wagering operation are conducted in accordance with IC 433, IC 4-35,
				IC 4-38, 68 IAC, directives of the commission, applicable internal controls of
				the sports wagering operator, and all other state, federal, and local
				laws.
(2) The acts of its employees
				and agents in the course of their employment.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 2 - Sports Wagering Licensure › Section 2-12 - Inspections

Current through July 10, 2024
Authority: IC 4-38-1-4; IC 4-38-3-1
Affected: IC 4-38
Sec. 12.
A sports wagering operator must make available for
				  inspection by the commission, executive director, or its agents or
				  investigators, local sheriffs, or their agents or investigators, and police
				  departments, upon demand, all papers, books, and records produced, used, or
				  kept in connection with sports betting, and all portions of the premises where
				  sports betting is conducted or where a sports betting system is housed. Upon
				  demand, employees and agents of the commission and division must be given
				  access to any portion of the premises of a sports wagering operator for the
				  purpose of inspecting or examining records or documents, sports betting
				  systems, or the conduct of sports betting activity.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 2 - Sports Wagering Licensure › Section 2-13 - Reporting of interest in a license

Current through July 10, 2024
Authority: IC 4-38-1-4; IC 4-38-3-1
Affected: IC 4-33-10-2.1; IC 4-38
Sec. 13.
(a) As used
				in this rule, "interest" has the meaning set forth in IC
				4-33-10-2.1(h).
(b) As used in this
				rule, "publicly traded corporation" has the meaning set forth in
				68 IAC
				5-1-1(b)(2).
(c) A sports wagering operator or applicant
				that is not a publicly traded corporation must file a quarterly report that
				sets forth those persons who hold an interest in the certificate of authority
				or vendor's license.
(d) The
				quarterly report must be filed, in the formats directed by the executive
				director or the executive director's designee, by the fifteenth day of the
				month following the close of the quarter based on the calendar quarter. The
				executive director may require a sports wagering operator to file the report at
				any other time that the executive director determines it is necessary to ensure
				compliance with IC 4-33-10-2.1.
(e)
				The report must be filed with the following persons:
(1) The directors of background and financial
				investigations for the commission.
(2) The Indiana election
				division.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 2 - Sports Wagering Licensure › Section 2-14 - Reporting of interest in a license

Current through July 10, 2024
Authority: IC 4-38-1-4; IC 4-38-3-1
Affected: IC 4-33; IC 4-35; IC 4-38
Sec. 14.
(a) A
				publicly traded corporation that is a sports wagering operator or applicant
				that files:
(1) Form 13-G;
(2) Form 4;
(3) Form 10;
(4) Form 10-Q;
(5) Form 10-K;
(6) Form 8-K;
(7) Form 1-A;
(8) Registration Statement S-1;
(9) Registration Statement SB-2;
(10) Registration Statement 10-SB;
(11) Report 10-KSB;
(12) Report 10-QSB;
(13) Schedule 13e-3;
(14) Schedule 14D-9; or
(15) any filing required by Rule 14f-1
				promulgated under the Securities Exchange Act of 1934 (
				15
				U.S.C. 78a et seq.); shall notify the
				directors of background and financial investigations for the commission within
				ten (10) business days of filing the document with the Securities and Exchange
				Commission.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 2 - Sports Wagering Licensure › Section 2-15 - Supplier licensing related to sports wagering

Current through July 10, 2024
Authority: IC 4-38-1-4; IC 4-38-3-1
Affected: IC 4-33-7
Sec. 15.
An applicant for a supplier's license, or a currently
				  licensed supplier licensee, under IC 4-33-7 and
				  68 IAC
				  2-2, that offers sports wagering system components or
				  services is also subject to IC 4-38 and this article.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 2 - Sports Wagering Licensure › Section 2-16 - Occupational licensing

Current through July 10, 2024
Authority: IC 4-38-1-4; IC 4-38-3-1
Affected: IC 4-33-8; IC 4-38-9-1
Sec. 16.
(a) All key
				persons and substantial owners of a sports wagering operator applicant must
				obtain a Level 1 occupational license.
(b) An employee, independent contractor,
				agent, or subagent of a sports wagering operator shall obtain a Level 2
				occupational license under
				68 IAC
				2-3 if the executive director or the executive
				director's designee determines it is necessary. In making that determination,
				the executive director or the executive director's designee shall consider the:
(1) frequency and duration of the
				individual's work for a sports wagering operator or access to the sports
				wagering system that relate to the conduct or integrity of sports wagering;
				and
(2) tasks that the individual
				will perform as part of the individual's job duties in a licensed facility or
				while accessing the sports wagering system that relate to the conduct or
				integrity of sports wagering.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 2 - Sports Wagering Licensure › Section 2-17 - Request for review of or hearing on notice of denial or nonrenewal of occupational license

Current through July 10, 2024
Authority: IC 4-38-1-4; IC 4-38-3-1
Affected: IC 4-38-9-1
Sec. 17.
(a) An
				occupational licensee applicant who is served with a notice of denial or
				nonrenewal may request a hearing on the notice of denial or nonrenewal under 68
				IAC 7.
(b) If the applicant does
				not request a waiver or a hearing on the notice of denial or nonrenewal, the
				denial or nonrenewal becomes the final order of the commission denying the
				application for an occupational license.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 2 - Sports Wagering Licensure › Section 2-18 - Sports wagering manager

Current through July 10, 2024
Authority: IC 4-38-1-4; IC 4-38-3-1
Affected: IC 4-38-9-1
Sec. 18.
A sports wagering operator shall have at least one (1)
				  manager level position designated as a Level 1 occupational
				  licensee.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 2 - Sports Wagering Licensure › Section 2-19 - Sports wagering registration requirement

Current through July 10, 2024
Authority: IC 4-38-1-4; IC 4-38-3-1
Affected: IC 4-33-7; IC 4-38-2-20
Sec. 19.
(a) An
				individual or entity that is contracted to provide goods or services that the
				executive director or the executive director's designee determines affects the
				conduct of sports wagering, but falls outside of the scope of a supplier's
				license under IC 4-33-7 or a sports wagering service provider under IC
				4-38-2-20, shall be required to register with the commission as a sports
				wagering registrant.
(b) Affiliates
				that provide marketing or other services meant to promote sports wagering
				websites shall register with the commission under this section.
(c) A sports wagering operator shall conduct
				due diligence in a commercially reasonable manner regarding the:
(1) criminal history;
(2) character; and
(3) reputation; of each contracted sports
				wagering registrant. This information shall be provided to the commission upon
				request.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 2 - Sports Wagering Licensure › Section 2-20 - Sports wagering registrant application

Current through July 10, 2024
Authority: IC 4-38-1-4; IC 4-38-3-1
Affected: IC 4-38
Sec. 20.
(a) An
				application for a sports wagering registrant must pay a nonrefundable
				application fee in the amount of five hundred dollars ($500) to the commission
				in the form of a certified check or cashier's check made payable to the Indiana
				gaming commission or other form as prescribed by the commission.
(b) An application for a sports wagering
				registration shall include the following information:
(1) The name, address, and legal information
				of the applicant.
(2) A description
				of the sports wagering related services the applicant will provide.
(3) Details regarding the corporate form of
				the applicant.
(4) The
				identification any Indiana sports wagering licensees that are contracted with
				the applicant for the service described under section 19 of this
				rule.
(5) Organizational and
				ownership charts of the applicant.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 2 - Sports Wagering Licensure › Section 2-21 - Determination of suitability for sports wagering registrants

Current through July 10, 2024
Authority: IC 4-38-1-4; IC 4-38-3-1
Affected: IC 4-38
Sec. 21.
(a) A
				sports wagering registrant shall at all times conduct himself or herself in a
				manner that does not compromise the integrity of sports wagering in Indiana,
				tarnish the image and reputation of the state of Indiana, or reflect poorly on
				an Indiana sports wagering operator. In making this determination, the
				commission may consider the following:
(1)
				Criminal records.
(2) Suspension of
				licenses or registration certificates, or their equivalent, or any other
				adverse actions in other jurisdictions.
(3) Associations with businesses and
				individuals.
(4) Compliance with
				sports wagering laws and regulations in Indiana and other
				jurisdictions.
(5) Any other
				factors related to the integrity of sports wagering in Indiana as the
				commission deems appropriate.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 3 - General Requirements For Sports Wagering Operators › Section 3-1 - Reserve requirement

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 1.
A sports wagering operator shall maintain a reserve in the
				  form of cash, cash equivalents, payment processor reserves, payment processor
				  receivables, an irrevocable letter of credit, a bond, or combination thereof,
				  of not less than the greater of five hundred thousand dollars ($500,000) or the
				  amount necessary to ensure the ability to cover the outstanding sports wagering
				  liability.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 3 - General Requirements For Sports Wagering Operators › Section 3-2 - System assessment

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 2.
(a) Each
				sports wagering operator shall, within ninety (90) days of commencing
				operations, and annually thereafter, perform a system integrity and security
				assessment of sports wagering systems and online sports wagering systems
				conducted by an independent professional selected by the licensee and subject
				to approval of the executive director or the executive director's designee. The
				independent professional's report on the assessment shall be submitted to the
				commission and shall include:
(1) scope of
				review;
(2) name and company
				affiliation of the individual or individuals who conducted the
				assessment;
(3) date of
				assessment;
(4) findings;
(5) recommended corrective action, if
				applicable; and
(6) the operator's
				response to the findings and recommended corrective action.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 3 - General Requirements For Sports Wagering Operators › Section 3-3 - Patron complaints

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 3.
(a) A sports
				wagering operator shall attempt to resolve all patron disputes with the patron.
				A sports wagering operator shall investigate each patron complaint and provide
				a response to the patron within ten (10) calendar days. The complaint must be
				made in writing.
(b) For complaints
				related to patron accounts, settlement of wagers, and illegal activity that
				cannot be resolved to the satisfaction of the patron, a copy of the complaint
				and the sports wagering operator's response, including all relevant
				documentation, shall be provided to the division, as applicable.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 3 - General Requirements For Sports Wagering Operators › Section 3-4 - Sports wagering transactions

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 4.
To conduct sports wagering retail transactions, a sports
				  wagering operator shall submit a plan to the commission that meets the
				  requirements of
				  68 IAC
				  12-1-5, and shall be approved by the executive
				  director or the executive director's designee. Sports wagering transactions
				  shall be conducted from:
(1) a sports
				wagering lounge counter located in the sports wagering lounge or other window
				locations as approved by the executive director or the executive director's
				designee;
(2) sports wagering
				kiosks in locations as approved by the executive director or the executive
				director's designee; or
(3) a
				designated window in the cashier's cage for the redemption of winning sports
				wagering tickets only.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 3 - General Requirements For Sports Wagering Operators › Section 3-5 - Security requirement

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 5.
(a) Sports
				wagering operations within a licensed facility shall be designed to promote
				optimum security of the licensed facility, and shall include the installation
				and maintenance of security and surveillance equipment, including closed
				circuit television equipment, under the requirements set forth in
				68 IAC
				12-1.
(b)
				The commission shall have direct access to the system and its
				transmissions.
(c) Nothing in this
				section shall preclude the commission from permitting a sports wagering
				operator to conduct sports wagering, subject to appropriate terms and
				conditions, in a location other than a sports wagering lounge upon petition of
				a sports wagering operator.
(d) A
				sports wagering operator shall submit a surveillance plan for approval by the
				executive director or the executive director's designee prior to accepting
				wagers in any approved sports wagering lounge or approved sports wagering kiosk
				locations in the licensed facility.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 4 - Sports Wagering Integrity; Confidential Information › Section 4-1 - Sports wagering integrity; confidential information

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38-9
Sec. 1.
(a) A sports
				wagering operator shall have internal controls in place to identify unusual
				betting activity and report such activity to an independent integrity
				monitoring provider.
(b) All
				independent integrity monitoring providers shall share information with each
				member and shall disseminate all reports of unusual activity to all member
				sports wagering operators. All sports wagering operators shall review such
				reports and notify the independent integrity monitoring provider whether they
				have experienced similar activity.
(c) If an independent integrity monitoring
				provider finds that previously reported unusual betting activity rises to the
				level of suspicious wagering activity, it shall immediately notify all other
				independent integrity monitoring providers, their member sports wagering
				operators, the division, and all other regulatory agencies as directed by the
				division. All independent integrity monitoring providers receiving a report
				under this section shall share such report with their member sports wagering
				operators.
(d) A sports wagering
				operator must submit a yearly report to the division, which details its
				integrity monitoring services and summarizes any unusual betting activity or
				other suspicious wagering activity notifications issued during that time
				period.
(e) A sports wagering
				operator receiving a report of suspicious wagering activity shall be permitted
				to suspend wagering on events related to the report, but may cancel only
				related wagers after receiving approval from the executive director or the
				executive director's designee.
(f)
				If the division receives a suspicious wagering activity report from an
				independent integrity monitoring service provider, the division shall notify
				the relevant sports governing body as expeditiously as possible.
(g) The division may require a sports
				wagering operator to provide any hardware necessary to the division for
				evaluation of its sports wagering offering or to conduct further monitoring of
				data provided by its system.
(h)
				All information and data received under this section or this article by the
				commission related to unusual or suspicious wagering activity shall be
				considered confidential and shall not be revealed in whole or in part, except
				upon the lawful order of a court of competent jurisdiction or, with any law
				enforcement entity, member club, sports governing body, or regulatory agency
				that the commission deems appropriate.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 4 - Sports Wagering Integrity; Confidential Information › Section 4-2 - Obligation to report certain events

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 2.
A sports wagering operator shall provide a written notice to
				  the executive director or the executive director's designee as soon as the
				  sports wagering operator licensee becomes aware of the following:
(1) A violation or apparent violation of a
				rule of the commission by any of the following:
(A) The sports wagering operator.
(B) A substantial owner, key person, or
				employee of the sports wagering operator.
(C) A person acting, or authorized to act, on
				behalf of or in furtherance of the interests of the sports wagering operator
				licensee or an affiliate of the licensee.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 4 - Sports Wagering Integrity; Confidential Information › Section 4-3 - Licensing independent integrity monitoring providers

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 3.
Any independent integrity monitoring provider operating in
				  Indiana must obtain a sports wagering service provider
				  license.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 5 - Internal Controls and House Rules › Section 5-1 - Internal control procedures

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 1.
The internal control procedures in this article are subject
				  to the following:
(1) Amendment
				procedures contained within
				68
				IAC 11-1-4.
(2) Emergency procedures contained within
				68 IAC
				11-1-5.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 5 - Internal Controls and House Rules › Section 5-3 - House rules

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 3.
(a) A sports
				wagering operator shall adopt comprehensive house rules, which shall be
				approved by the executive director or the executive director's designee. The
				house rules shall address the following items regarding the sports wagering
				system and online sports wagering systems, at a minimum:
(1) Method for calculation and payment of
				winning wagers.
(2) Effect of
				schedule changes.
(3) Method of
				notifying patrons of odds or proposition changes.
(4) Acceptance of wagers at other than posted
				terms.
(5) Expiration of any
				winning ticket one (1) year after the date of the event.
(6) Lost ticket policy, if
				applicable.
(7) Method of
				contacting the sports wagering operator for questions and complaints.
(8) Description of prohibited sports wagering
				participants.
(9) Method of funding
				a sports wager.
(10) If the sports
				wagering operator permits a patron to redeem a winning wagering ticket by mail,
				patron instructions on how to do so. A sports wagering voucher may not be
				redeemed by mail.
(11) Maximum
				payouts; however, such limits shall be established only through limiting the
				amount wagered and cannot be applied to reduce a winning wager
				amount.
(12) A policy by which the
				sports wagering operator can cancel wagers in accordance with IC 4-38,
				including defining "obvious error".
(13) Instructions on how to commence
				enrollment in the available self-exclusion programs along with relevant
				hyperlinks. Instructions on how to impose available wagering limitations on a
				patron's account along with relevant hyperlinks.
(14) Instructions on how to impose available
				wagering limitations on a patron's account along with relevant
				hyperlinks.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 5 - Internal Controls and House Rules › Section 5-4 - Quarterly statements for withholding cash winnings from delinquent child support obligors

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38-11
Sec. 4.
The sports wagering operator shall prepare and submit
				  quarterly to the commission a summary of cash winnings withheld under IC
				  4-38-11. The summary shall include, without limitation, the following
				  information:
(1) The date on which the
				sports wagering operator withheld the cash winnings.
(2) The amount of cash withheld for
				delinquent child support.
(3) The
				amount of cash retained for an administrative fee in accordance with IC
				4-38-11.
(4) The following
				information from the obligor:
(A) Full
				name.
(B) Address.
(C) Last four (4) digits of the obligor's
				Social Security number.
(D) The
				child support case identifier for the case to which the bureau will apply the
				withheld cash winnings.
(E) The
				name of the person who prepared the summary.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 6 - Sports Wagering System Requirements › Section 6-1 - Certification testing

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 1.
(a) Prior to
				conducting sports wagering, and annually thereafter, the entire sports wagering
				system used in conjunction with the sports wagering operation shall be
				submitted to an Indiana approved authorized independent testing laboratory for
				certification testing under
				68 IAC
				2-6-3. A sports wagering operator's first annual
				recertification shall be due on or before three hundred sixty-five (365) days
				from the receipt of the Indiana gaming commission's approved independent
				testing laboratory certification correspondence.
(b) All wagers shall be initiated, received,
				and otherwise made within the state of Indiana unless otherwise permitted by
				the commission in accordance with applicable federal and state laws. Consistent
				with the intent of the United States Congress as articulated in the Unlawful
				Internet Gambling Enforcement Act of 2006 (
				31 U.S.C.
				5361 et seq.), the intermediate routing of
				electronic data relating to a lawful intrastate wager authorized under this
				provision shall not determine the location or locations in which such wager is
				initiated, received, or otherwise made.
(c) A sports wagering operator shall document
				and maintain any system malfunction or deviation from the sports wagering
				system and maintain that data for a minimum period of three (3)
				years.
(d) A sports wagering
				operator shall provide the executive director or the executive director's
				designee with access to wagering transactions and related data.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 6 - Sports Wagering System Requirements › Section 6-2 - Server location

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 2.
A sports wagering operator must locate a server in the state
				  of Indiana. The location selected must have adequate security, including
				  twenty-four (24) hour surveillance, and be approved by the executive director
				  or the executive director's designee.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 6 - Sports Wagering System Requirements › Section 6-3 - Cloud storage of duplicate data

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 3.
The executive director or the executive director's designee
				  may approve of the use of cloud storage for duplicate data upon written request
				  by a sports wagering operator.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 6 - Sports Wagering System Requirements › Section 6-4 - Sports wagering system requirements; logging

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 4.
(a) All
				online sports wagering systems authorized by IC 4-38 and this article shall be
				designed to ensure the integrity and confidentiality of all patron
				communications and ensure the proper identification of the sender and receiver
				of all communications. If communications are performed across a public or
				third-party network, the system shall either encrypt the data packets or
				utilize a secure communications protocol to ensure the integrity and
				confidentiality of the transmission.
(b) Sports wagering systems shall employ a
				mechanism capable of maintaining a separate copy of all of the information
				required to be logged in this section on a separate and independent logging
				device capable of being administered by an employee with no incompatible
				function. If the online sports wagering system can be configured such that any
				logged data is contained in a secure transaction file, a separate logging
				device is not required.
(c) Sports
				wagering systems shall provide a mechanism for the commission to query and
				export, in a format required by the commission, all online sports wagering
				system data.
(d) The sports
				wagering system shall be designed to comply with all federal requirements
				including, but not limited to, suspicious activity reporting and W-2G
				reporting.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 7 - Patron Wagers › Section 7-1 - Commission approval required

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38-5
Sec. 1.
Before accepting wagers on any event category from patrons,
				  a sports wagering operator must receive event category approval from the
				  executive director or the executive director's designee. The sports wagering
				  operator shall provide notice to the executive director or the executive
				  director's designee, and such notice shall include the name of the sports
				  governing body and a description of its policies and procedures regarding event
				  integrity. The commission reserves the right to prohibit the acceptance of any
				  wagers, and may order the cancellation of wagers and require refunds on any
				  event for which wagering would negatively impact the integrity of sports
				  wagering in the state.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 7 - Patron Wagers › Section 7-2 - Commission approval of wagering on other events

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38-5
Sec. 2.
A request for approval to accept wagers on an event other
				  than professional and collegiate sporting events shall be made by a sports
				  wagering operator on such forms approved by the executive director, and shall
				  include:
(1) a full description of the
				event and the manner in which wagers would be placed and winning wagers would
				be determined;
(2) a full
				description of any technology that would be utilized to offer the
				event;
(3) assurance that the event
				meets the requirements of section 4 of this rule; and
(4) any other information related to the
				nature of the event deemed necessary by the executive director or the executive
				director's designee.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 7 - Patron Wagers › Section 7-3 - Unauthorized events offered for wagering

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 3.
(a) If it is
				determined that a sports wagering operator has offered an unauthorized event
				for wagering, the sports wagering operator shall cancel and refund all wagers
				associated with that event.
(b) If
				any wagers contemplated in subsection (a) cannot be refunded at the time the
				unauthorized event is identified, the sports wagering operator shall provide
				the commission with a report detailing such wagers.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 7 - Patron Wagers › Section 7-4 - Wager and source of data requirements

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 4.
(a) A sports
				wagering operator shall only accept sports wagers for events for which:
(1) the outcome can be verified;
(2) the outcome can be generated by a
				reliable and independent process;
(3) the outcome is not affected by any wager
				placed; and
(4) the event is
				conducted in conformity with all applicable laws.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 7 - Patron Wagers › Section 7-5 - Wager funding

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 5.
Patron wagers placed in a sports wagering lounge, sports
				  wagering kiosk, or other approved area within a licensed facility shall be made
				  with:
(1) cash;
(2) cash equivalent;
(3) a credit or debit card, provided the
				patron has created a sports wagering account;
(4) promotional funds;
(5) sports wagering vouchers;
(6) value gaming chips; and
(7) any other means approved by the executive
				director or the executive director's designee.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 7 - Patron Wagers › Section 7-6 - Patron sports wagering account required for credit or debit card wagering

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 6.
A patron may only place a wager via credit or debit card,
				  whether the patron places the wager at a sports wagering lounge, sports
				  wagering kiosk, online, or by a mobile device, if the patron has a sports
				  wagering account with the sports wagering operator.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 7 - Patron Wagers › Section 7-7 - Wager displays

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 7.
The available wagers shall be displayed in a manner visible
				  to the public and the operator's closed circuit television system. The display
				  shall include:
(1) the event
				number;
(2) the odds; and
(3) a brief description of the
				event.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 7 - Patron Wagers › Section 7-8 - Ticket contents

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 8.
Upon completion of a wagering transaction, the patron shall
				  receive a virtual or printed wager record, which shall contain at a minimum the
				  following information:
(1) The date
				and time the wager was placed.
(2)
				The date and time the event is expected to occur.
(3) Any patron choices involved in the wager
				as follows:
(A) Wager selection.
(B) Type of wager and line
				postings.
(C) Any special condition
				or conditions applying to the wager.
(D) Payout.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 7 - Patron Wagers › Section 7-9 - Currency transaction reports and multiple transaction logs

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 9.
Wagers and payouts made under this article shall be subject
				  to the requirements described in
				  68
				  IAC 15-2.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 7 - Patron Wagers › Section 7-10 - House rules

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 10.
The house rules and information available to the patron
				  through the sports wagering device, or upon request at a licensed facility,
				  must clearly state what is to occur when an event or market is canceled,
				  including the handling of wagers with multiple events, such as parlays, where
				  one (1) or more of these legs are canceled. If a single event or market is
				  canceled for any reason, all wagers are to be refunded in full as soon as
				  reasonably possible.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 7 - Patron Wagers › Section 7-11 - Canceled events and markets

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38-11
Sec. 11.
(a) A
				sports wagering operator shall cancel a wager made by a prohibited sports
				wagering participant and refund the amount wagered. A sports wagering operator
				must cancel a wager under this section at the time the sports wagering operator
				becomes aware or should have been aware that the patron is a prohibited sports
				wagering participant.
(b)
				Notwithstanding subsection (a), if it is determined the prohibited sports
				wagering participant is delinquent in child support as described under IC
				4-38-11, the sports wagering operator shall do the following:
(1) Comply with the provisions of IC
				4-38-11.
(2) After withholding the
				amount of delinquent child support owed, return any overage amount to the
				prohibited sports wagering participant.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 7 - Patron Wagers › Section 7-12 - Cancellation of wagers

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38-5-6
Sec. 12.
A sports wagering operator may, in its discretion, cancel an
				  accepted wager for obvious error as set forth in IC 4-38-5-6. "Obvious error"
				  shall be defined in the sports wagering operator's house
				  rules.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 7 - Patron Wagers › Section 7-13 - Cashier canceled wagers

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 13.
A cashier may not cancel a wager for which the cashier wrote
				  the ticket and must instead call a supervisor to cancel the
				  wager.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 7 - Patron Wagers › Section 7-14 - Prohibiting wagers for good cause

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38-9-4
Sec. 14.
(a) under
				IC 4-38-9-4, a sports governing body may request that the executive director or
				the executive director's designee prohibit a particular event or making wagers
				of a particular type upon a demonstration of good cause.
(b) To demonstrate good cause, the sports
				governing body should provide, in writing, information that indicates a
				credible threat to the integrity of sports wagering that is beyond the control
				of the sports governing body to preemptively remedy or mitigate.
(c) To ensure proper consideration, the
				request should be sent to the commission at least seventy-two (72) hours before
				the event. At any time, however, a sports governing body should report
				information if it involves allegations of match-fixing, the manipulation of an
				event, misuse of inside information, or other prohibited activity.
(d) The commission shall promptly review the
				information provided and respond as expeditiously as possible to the
				request.
(e) In making its
				determination, the commission may consult with an independent monitoring
				provider and other jurisdictions.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 7 - Patron Wagers › Section 7-15 - Layoff wagers

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38-9-3
Sec. 15.
Layoff wagers are prohibited under IC 4-38-9-3(3).
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 7 - Patron Wagers › Section 7-16 - Promotions

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 16.
(a) Patrons
				must be able to access information pertaining to any available promotions or
				bonuses. This information must be clear and unambiguous, especially where
				promotions or bonuses are limited to certain events or markets, or when other
				specific conditions apply.
(b) A
				record of all promotional or bonus wagering offers shall be maintained in an
				electronic file that is readily available to the division. All bonus and
				promotional wagering offers shall be stated in clear and unambiguous terms and
				shall be readily accessible by the patron after the offer is accepted and prior
				to completion. Offer terms and the record of all offers shall include at a
				minimum:
(1) the date and time
				presented;
(2) the date and time
				the offer is active and expires;
(3) patron eligibility, including any
				limitations on patron participation;
(4) any restriction on withdrawals of
				funds;
(5) wagering requirements
				and limitations;
(6) the order in
				which funds are used for wagers;
(7) eligible events or wagers; and
(8) rules regarding cancellation.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 7 - Patron Wagers › Section 7-17 - Responsible advertising

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 17.
(a) No
				sports wagering operator shall allow, conduct, or participate in any false or
				misleading advertising concerning its sports wagering operations.
(b) All advertising and marketing materials
				published, aired, displayed, or distributed by or on behalf of any sports
				wagering operator shall comply with the following:
(1) Must not directly advertise or promote
				sports wagering to minors.
(2)
				Shall conspicuously display a prominent message, which states: "If you or
				someone you know has a gambling problem and wants help, call
				1-800-9-WITH-IT".
(3) Shall state
				patrons must be at least twenty-one (21) years of age or older to
				wager.
(4) Shall not imply greater
				chances of winning versus other sports wagering operators.
(5) Shall not imply greater chances of
				winning based on wagering in greater quantity or amount.
(6) All direct marketing shall allow the
				option to unsubscribe.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 8 - Sports Wagering Kiosks › Section 8-1 - Sports wagering kiosk location

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 1.
(a) A sports
				wagering operator may utilize sports wagering kiosks located in a licensed
				facility for wagering transactions in conjunction with a sports wagering system
				in a location approved by the executive director or the executive director's
				designee.
(b) Sports wagering
				kiosks shall be subject to the approvals and other requirements of
				68 IAC
				2-6.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 8 - Sports Wagering Kiosks › Section 8-2 - Testing and certification

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 2.
Before being deployed for use at a licensed facility, all
				  sports wagering kiosks must be submitted to an Indiana approved authorized
				  independent testing laboratory for testing and receive the required
				  certification under
				  68 IAC
				  2-6-3.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 8 - Sports Wagering Kiosks › Section 8-3 - Reconciliation

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 3.
The sports wagering operator's accounting department shall
				  reconcile the sports wagering kiosks on a daily basis pursuant to internal
				  controls. Any variance of five hundred dollars ($500) or more shall be
				  documented by the accounting department and reported in writing to the
				  commission's audit department within seventy-two (72) hours of the end of the
				  gaming day during which the variance was discovered. The report shall indicate
				  the cause of the variance and shall contain any documentation required to
				  support the stated explanation.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 8 - Sports Wagering Kiosks › Section 8-4 - Transaction reports

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 4.
Each sports wagering kiosk or sports wagering kiosk computer
				  system shall be capable of generating a transaction report, which documents
				  each attempted and completed transaction. Unless otherwise approved by the
				  commission, the report shall include, at a minimum:
(1) the date and time;
(2) a description of the
				transaction;
(3) the value of
				credit card and debit card transactions;
(4) the value of currency dispensed and
				inserted;
(5) the value of all
				sports wagering vouchers dispensed and inserted; and
(6) the value of all sports wagering tickets
				dispensed and inserted.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 8 - Sports Wagering Kiosks › Section 8-5 - Connection to sports wagering system

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 5.
(a) When
				used to redeem sports wagering tickets or vouchers, sports wagering kiosks
				shall work in conjunction with an approved sports wagering system and shall be
				designed to:
(1) accurately obtain the unique
				identification number of the item presented for redemption and cause such
				information to be accurately and securely relayed to the sports wagering system
				for the purpose of redemption;
(2)
				issue currency or a sports wagering voucher, or both, in exchange for the item
				presented only if the sports wagering system has authorized and recorded the
				transaction; and
(3) return a
				sports wagering ticket and voucher to the patron when it cannot be validated by
				the sports wagering system or is otherwise unredeemable.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 9 - Sports Wagering Reports; Wagering Revenue; Computation of Taxes; Reconciliation › Section 9-1 - Reports required

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 1.
(a) The
				sports wagering system shall be required to generate those reports necessary to
				record the adjusted gross receipts, wagering liability, ticket redemption, and
				such other information relating to sports wagering as deemed necessary by the
				executive director or as required by internal controls. Such reporting shall be
				done using cash basis accounting.
(b) To determine the daily win amount, the
				sports wagering operator's accounting department shall compare a win report
				from the sports wagering system to the reconciliation of the sports wagering
				drawers. The operator shall be required to calculate and report adjusted gross
				sports wagering receipts using the higher amount identified in such comparison,
				unless otherwise authorized by the commission in its internal
				controls.
(c) The sports wagering
				operator shall permit duly authorized representatives of the commission's audit
				department to examine the operator's accounts and records for the purpose of
				certifying total gross revenue receipts and adjusted gross revenue
				receipts.
(d) Such information
				shall be entered on forms prescribed by the commission.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 9 - Sports Wagering Reports; Wagering Revenue; Computation of Taxes; Reconciliation › Section 9-2 - Calculation of taxes

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 2.
(a)
				Remittance of wagering taxes shall be the sole responsibility of the
				certificate of authority holder.
(b) If the amount of adjusted gross receipts
				on a gaming day is a negative figure, the certificate of authority holder shall
				remit no sports wagering tax for that gaming day. Any negative adjusted gross
				receipts shall be carried over and calculated as a deduction on Form RG-1 on
				the subsequent gaming days until the negative figure has been brought to a zero
				(0) balance.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 27 - SPORTS WAGERING › Rule 10 - Accounting Controls for the Sports Wagering Lounge › Section 10-1 - Internal audit procedures

Current through July 10, 2024
Authority: IC 4-38-3-1
Affected: IC 4-38
Sec. 1.
The procedures and requirements outlined in
				  68 IAC
				  15-8-1 shall apply to sports wagering operators and
				  sports wagering operations.