reglab/statecodes huggingface dataset:
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 5 - Conduct of Gaming › Section 11 CSR 45-5.420

Current through Register Vol. 49, No. 14, July 15, 2024
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.805, RSMo 1991, amended 1993, 1994, 2000, 2008, 2010; and 313.807, RSMo
					 1991, amended 1993, 2000.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 6 - Safety and Environment Standards and Inspections › Section 11 CSR 45-6.010 - Safety and Environment

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment modifies requirements for
				  safety and environment.
(1)
				The licensee shall maintain the excursion gambling boat in a physically safe
				and environmentally sound manner so as to protect the health and welfare of all
				employees and passengers as well as the environment and water
				quality.
(2) The licensee shall
				provide annually to the commission a safety plan for the operation of the
				excursion gambling boat. The safety plan shall comply with all applicable
				federal, state, and local laws, and shall include the following:
(A) Training of designated employees to ensure the
				life safety of the public, to include:
1. A
				description of the training;
2. The
				frequency of the training; and
3.
				Documentation of all training;
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 6 - Safety and Environment Standards and Inspections › Section 11 CSR 45-6.020 - Safety Standards

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes safety
				  standards.
(1) For the
				purposes of this chapter, the following definitions shall apply:
(A) Certificate of inspection- a finding of
				compliance with requirements of all applicable laws and regulations that is
				issued to a licensee operating an excursion gambling boat by a third-party
				examiner;
(B) Permanently moored
				vessel-a vessel out of navigation that has become substantially a land
				structure mounted on a floating platform and subject to land based building
				codes rather than marine inspection laws;
(C) Continuously moored vessel-a vessel
				formerly self-propelled which previously cruised navigable waters but has now
				been determined by the United States Coast Guard to be continuously docked and
				removed from navigation; and
(D)
				Third party examiner-an individual or entity specifically approved by the
				commission to conduct safety inspections as required by Missouri laws and
				rules.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 6 - Safety and Environment Standards and Inspections › Section 11 CSR 45-6.025 - Safety Inspections

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment changes safety policies for
				  excursion gambling boats.
(1)
				Each excursion gambling boat shall comply with all applicable federal, state,
				and local laws related to safety and -
(A)
				Undergo an inspection prior to licensure and annually thereafter by a third
				party examiner resulting in a finding of safety and suitability for its
				intended purpose;
(B) Obtain
				approval by a third party examiner prior to licensure and annually thereafter
				of a plan for fire fighting and the protection and evacuation of personnel and
				maintain staff sufficiently trained as required to execute the plan.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 6 - Safety and Environment Standards and Inspections › Section 11 CSR 45-6.030 - Firearms on the Riverboat

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule prohibits firearms on
				  boats.
(1) The only
				individuals who may carry a firearm on an excursion gambling boat without the
				approval of the owner or general manager of the excursion gambling boat are
				commission agents, law enforcement officials as described in section 571.030.2,
				RSMo, security personnel authorized by the excursion gambling boat, and
				security personnel under contract with Class B licensees to transport money.
				Any other person must obtain approval from the owner or general manager of the
				excursion gambling boat prior to carrying any firearm on an excursion gambling
				boat. Any owner or general manager giving permission for a person to carry a
				firearm onto an excursion gambling boat shall notify the commission agent on
				duty in writing on a form approved by the commission immediately upon granting
				permission. Such notice to the commission agent shall identify the person to
				whom the permission was granted, verify that the person to whom permission was
				granted is in possession of a current, valid concealed carry endorsement issued
				pursuant to sections
				571.101
				to
				571.121,
				RSMo, and contain the signature of the owner or general manager. Each Class B
				licensee shall provide to the commission a current list of all persons
				authorized to execute on its behalf the notice required by this
				section.
(2) Excursion gambling
				boat licensees shall notify the commission of the licensee's security personnel
				who have been authorized by the licensee to carry firearms. Such security
				personnel must be in compliance with applicable state and local requirements
				regarding the carrying of firearms.
*Original authority: 313.004, RSMo 1993, amended 1994 and
					 313.805, RSMo 1991, amended 1993, 1994,
					 2000.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 6 - Safety and Environment Standards and Inspections › Section 11 CSR 45-6.050

Current through Register Vol. 49, No. 14, July 15, 2024
*Original authority: 313.004, RSMo 1993 and 313.805 and
					 313.807, RSMo 1991, amended 1993.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 6 - Safety and Environment Standards and Inspections › Section 11 CSR 45-6.060

Current through Register Vol. 49, No. 14, July 15, 2024
*Original authority: 313.004, RSMo 1993 and 313.800 and
					 313.805, RSMo 1991, amended 1993.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 7 - Security and Surveillance › Section 11 CSR 45-7.010 - Definition of Licensee

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment updates the class designation
				  and modifies the purpose statement.
PURPOSE: This rule defines licensee as used in this
				  chapter.
(1) For purposes of
				this chapter, licensee shall mean the holder of a Class B license.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800 and 313.805, RSMo 1991, amended 1993, 1994; and 313.807, RSMo 1991,
					 amended 1993.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 7 - Security and Surveillance › Section 11 CSR 45-7.020 - Purpose of Surveillance

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes minimum standards for
				  security and surveillance.
(1) The purposes of a casino surveillance system are
				to assist the licensee and the state in safeguarding the licensee's assets, in
				deterring, detecting, and prosecuting criminal acts, and in maintaining public
				confidence and trust that licensed gaming is conducted honestly and free of
				criminal elements and activity.
*Original authority: 313.004, RSMo 1993, 313.805 and
					 313.824, RSMo 1991, amended 1993.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 7 - Security and Surveillance › Section 11 CSR 45-7.040 - Required Surveillance

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes required
				  surveillance.
(1) Every
				licensee shall conduct and record surveillance which allows clear, unobstructed
				views in the following areas of the riverboat and the land-based facilities-
(A) Overall views of the casino pit
				areas;
(B) All gaming or card table
				surfaces, including table bank trays, with sufficient clarity to permit
				identification of all chips, cash and card values, and the outcome of the game.
				Each gaming table shall have the capability of being viewed by no less than two
				(2) cameras, and must be continuously viewed by at least one (1)
				camera;
(C) Craps tables open for
				play must be continuously viewed by at least two (2) cameras;
(D) All roulette tables and wheels, recorded
				in a manner that permits the viewer to observe game outcome and
				payouts;
(E) Continuous views of
				all areas within cashier cages and booths, including, but not limited to,
				customer windows, employee windows, cash drawers, vaults, safes, counters, chip
				and token storage and fill windows. Every transaction occurring within or at
				the casino cashier cages must be recorded with sufficient clarity to permit
				identification of currency, chips, tokens, ticket-in/ticket-out tickets,
				promotional tickets/coupons, jackpot slips, fill slips, paperwork, employees
				and patrons;
(F) All entrance and
				exit doors to the casino area shall be monitored by the surveillance system.
				Also, elevators, stairs, ramps and loading and unloading areas shall be
				monitored if they are utilized for the movement of uncounted moneys, chips or
				tokens;
(G) Continuous views of all
				areas within a hardcount room and any area where uncounted coin is stored
				during the drop and count process, including walls, doors, scales, wrapping
				machines, coin sorters, vaults, safes and general work surfaces;
(H) Continuous views of all areas within a
				softcount room, including walls, doors, drop boxes, vaults, safes and counting
				surfaces which shall be transparent; including all areas where currency is
				sorted, stacked, counted, verified or stored, with sufficient clarity to view
				the currency input, output, and reject areas of currency counters and currency
				sorters;
(I) All areas where cards,
				dice, cash gaming assets, chips and tokens are stored;
(J) Overall views of patrons, dealers,
				spectators and pit personnel, with sufficient clarity to permit
				identification;
(K) Overall views
				of the movement of cash, gaming chips and tokens, table numbers, drop boxes and
				drop buckets;
(L) All areas on the
				general casino floor with sufficient clarity to permit identification of all
				players, employees, patrons and spectators; and
(M) Other areas as the commission may
				designate through its approval of the licensee's surveillance plan or as it may
				require.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 7 - Security and Surveillance › Section 11 CSR 45-7.050 - Casino and Commission Surveillance Room Requirements

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes surveillance room
				  requirements.
(1) Each
				riverboat shall have rooms available for the exclusive use of commission agents
				to monitor and record riverboat gaming operations. Each such room shall be
				identified as the commission surveillance room. Each riverboat shall also have
				at least one (1) room for riverboat employees to use for monitoring and
				recording riverboat gaming operations. Each such room shall be identified as
				the casino surveillance room. The commission shall designate where the
				commission surveillance room(s) will be located.
(A) All equipment that is utilized to monitor
				or record must remain solely accessible to the casino surveillance room
				personnel and be exclusively for riverboat surveillance, except when this
				equipment is being repaired or replaced.
(B) The casino surveillance room shall have
				trained surveillance personnel present during all casino operating
				hours.
(C) Employees of the
				riverboat gaming operation assigned to monitoring duties in the casino
				surveillance room shall have no other gaming-related duties within the
				riverboat gaming operation.
(D) The
				interior of and entrance to the commission surveillance room and the casino
				surveillance room shall not be visible to the public.
(E) The entrance to the casino surveillance
				room must be locked or secured at all times.
(F) Each riverboat shall have a minimum of
				sixteen (16) monitors in the casino surveillance room and three (3) monitors in
				the commission surveillance room. Each room shall have appropriate switching
				capabilities to insure that all surveillance cameras are accessible to monitors
				in both surveillance rooms. The equipment in the commission surveillance room
				must be able to monitor and record anything visible by monitor to employees of
				the licensee. The commission shall have total control to determine what is
				visible on the monitors.
(G) The
				commission or commission's agent shall at all times be afforded immediate
				access to the casino surveillance room, other surveillance areas and all
				records relating to this surveillance.
(H) The casino surveillance room and the
				commission surveillance room shall be equipped with all the required
				surveillance equipment as specified in
				11 CSR
				45-7.030, and in addition, the commission surveillance
				room shall be equipped so as to be able to monitor the casino surveillance
				room. The camera to be placed in the casino surveillance room will meet the
				requirements as specified in
				11 CSR
				45-7.030(1)(A), including pan, tilt
				and zoom capabilities.
(I) No other
				employees may have entrance to the casino surveillance room without permission
				of the commission.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 7 - Security and Surveillance › Section 11 CSR 45-7.060 - Segregated Telephone Communication

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes segregated telephone
				  lines.
(1) A segregated
				telephone communication system shall be provided for use by commission agents
				in the commission surveillance room.
*Original authority: 313.004, RSMo 1993 and 313.800,
					 313.805 and 313.824, RSMo 1991, amended
					 1993.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 7 - Security and Surveillance › Section 11 CSR 45-7.070 - Surveillance Logs

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes requirements for
				  security logs.
(1) The
				licensee shall be required to maintain a security log of all surveillance
				activities in the casino surveillance room. The log shall be maintained by
				casino surveillance room personnel. Only casino surveillance room personnel
				shall be allowed in the casino surveillance room. The commission shall have
				access at all times to the logs.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994, 2005; 313.805, RSMo 1991, amended 1993,
					 1994, 2000, 2008, 2010; and 313.824, RSMo 1991, amended
					 1993.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 7 - Security and Surveillance › Section 11 CSR 45-7.080 - Storage and Retrieval

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes requirement for
				  storage and retrieval of surveillance video recordings.
(1) All video recordings from cameras
				covering the turnstiles and areas within the cashier, cages, main banks, and
				count rooms shall be retained for a least thirty (30) days, and all other video
				recordings shall be retained for at least fourteen (14) days, unless a longer
				period is required by the commission or its agents. Storage media that must be
				copied or removed from the recording device to comply with these requirements
				shall be listed on a log by casino surveillance personnel with the date, times
				and identification of the person monitoring or changing the recording medium in
				the recorder. Original video recordings will be released to the commission upon
				demand. A receipt will be issued at that time.
(2) Any video recording of illegal or
				suspected illegal activity, upon completion of the recording, shall be removed
				from the recorder and etched with the date, time and identity of the casino
				surveillance personnel who conducted the recording. The video recording shall
				be placed in a separate, secure area and notification promptly given to the
				commission agent.
*Original authority: 313.004, RSMo 1993, amended 1994; and
					 313.800, RSMo 1991, amended 1993, 1994, 2005; 313.805, RSMo 1991, amended 1993,
					 1994, 2000; and 313.824, RSMo 1991, amended
					 1993.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 7 - Security and Surveillance › Section 11 CSR 45-7.090

Current through Register Vol. 49, No. 14, July 15, 2024
*Original authority: 313.004, RSMo 1993 and 313.800,
					 313.805 and 313.824, RSMo 1991, amended
					 1993.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 7 - Security and Surveillance › Section 11 CSR 45-7.100 - Maintenance and Testing

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment removes provisions that are
				  obsolete, in that riverboat casinos no longer cruise.
(1) At various times, all surveillance
				equipment shall be subject to impromptu commission testing of minimum standards
				of resolution and operation. Any malfunction of surveillance equipment shall
				necessitate the immediate replacement of the faulty unit with a working unit.
				If immediate replacement is not possible, alternative live monitoring must be
				provided by casino surveillance personnel. The live monitoring must meet the
				approval of the commission agent on board in order for gaming to continue in
				the affected surveillance area. If the commission agent deems the live
				monitoring by casino surveillance personnel to be inadequate, gaming in that
				area shall cease until the provision of adequate monitoring.
*Original authority: 313.004, RSMo 1993 and 313.800,
					 313.805 and 313.824, RSMo 1991, amended
					 1993.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 7 - Security and Surveillance › Section 11 CSR 45-7.110 - Casino Security Offices

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes requirements for
				  casino security offices.
(1)
				The surveillance system must cover all areas of any security office where any
				persons may be detained, questioned, interviewed or interrogated by casino
				security officers. Security office coverage must include both audio and video,
				be recorded at all times that a person is detained, questioned, interviewed or
				interrogated in the area, and the signal must terminate in the security room.
				The recordings must be retained by the licensee for at least thirty (30) days
				after the recorded event. In each office or room covered by this section, a
				sign must be conspicuously displayed which states that the area is under
				constant audio and video surveillance.
*Original authority: 313.004, RSMo 1993, and 313.800,
					 313.805, 313.812 and 313.824, RSMo 1991, amended
					 1993.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 7 - Security and Surveillance › Section 11 CSR 45-7.120 - Surveillance System Plans

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment updates the purpose statement
				  and the class designation.
PURPOSE: This rule establishes the requirements for
				  surveillance system plans.
(1) Every applicant for a Class B license
				shall submit a surveillance system plan to the commission no later than sixty
				(60) days prior to the start of gaming operations.
(2) The surveillance system plan must include
				a casino floor plan that shows the placement of all surveillance equipment in
				relation to the locations required by this chapter to be covered and a detailed
				description of the procedures utilized in the operation of the casino
				surveillance systems and its equipment. In addition, the plan may include other
				information that evidences compliance with this rule by the
				applicant.
(3) The licensee may not
				change the locations of table games, slot machines or other gaming devices
				without approval of the commission. The surveillance system must also be
				adjusted, if necessary, to provide the coverage required by this
				chapter.
(4) If, after reviewing
				the applicant's or licensee's written casino surveillance system plan, the
				commission determines the plan does not comply with the rules in this chapter,
				the commission shall notify the licensee in writing, and the applicant or
				licensee shall revise the plan to comply with the rules in this chapter and
				submit the revised plan within thirty (30) days after receipt of the
				commission's written notice. Final approval of the surveillance plan will be
				made by the commission only after a test of the system, under conditions of
				simulated gaming and counting of a drop.
(5) The licensee shall, in its surveillance
				department, maintain a copy of its surveillance system plan which shall be kept
				current, documenting any changes to the surveillance system, placement of
				equipment, or the description of procedures utilized in its operation.
				Surveillance system plans or a copy thereof shall be made immediately available
				to any agent of the commission upon request.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994, 2005; 313.805, RSMo 1991, amended 1993,
					 1994; and 313.824, RSMo 1991, amended
					 1993.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 7 - Security and Surveillance › Section 11 CSR 45-7.130 - Non-Gambling Hours

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment modifies staffing
				  requirements during non-gambling hours.
PURPOSE: This rule establishes required surveillance
				  staffing during non-gambling hours.
(1) At least one (1) trained surveillance
				operator must be on duty in the casino surveillance room actively monitoring
				activities during non-gambling hours when no drops and counts are being
				conducted. Additional personnel shall be available to allow for meals and
				breaks.
(2) Anytime the casino is
				closed and in a locked-down mode, sufficient surveillance coverage as approved
				by the commission must be conducted to monitor and record the casino, in
				general, so that security integrity is maintained.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994; 313.805, RSMo 1991, amended 1993, 1994,
					 2000; and 313.824, RSMo 1991, amended
					 1993.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 7 - Security and Surveillance › Section 11 CSR 45-7.140

Current through Register Vol. 49, No. 14, July 15, 2024
*Original authority: 313.004, RSMo 1993 and 313.800,
					 313.805 and 313.824, RSMo 1991, amended
					 1993.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 7 - Security and Surveillance › Section 11 CSR 45-7.145 - Reimbursement for Cost of Contracted Commission Agents

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment updates the class
				  designation, purpose statement, and the title.
PURPOSE: This rule requires the reimbursement of the
				  commission for the cost of contracted commission agents.
(1) Each holder of a Class B license shall
				reimburse the commission for the full cost of services provided pursuant to any
				agreement the commission has entered into with the Federal Bureau of
				Investigation, the Federal Internal Revenue Service, the Missouri State Highway
				Patrol, the state attorney general, or any state, federal or local agency the
				commission deems necessary to carry out the duties of the commission when such
				agreements result in services provided for the supervision or regulation of the
				licensee.
*Original authority: 313.004, RSMo 1993, amended 1994 and
					 313.805, RSMo 1991, amended 1993, 1994.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 7 - Security and Surveillance › Section 11 CSR 45-7.150 - Compliance with this Chapter

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment removes unnecessary
				  language.
(1) Applicants for
				a Class B license shall comply with the requirements set forth in this chapter
				no later than seven (7) days prior to the start of gaming operations.
(2) Existing licensees shall comply with the
				requirements set forth in this chapter within the time frame established by the
				commission.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994; and 313.805, RSMo 1991, amended 1993,
					 1994, 2000.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 7 - Security and Surveillance › Section 11 CSR 45-7.160 - Designated Security Officer Trained in Basic Life Support and First Aid Required

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule requires that a designated
				  security officer trained in basic life support be available on the casino
				  property when passengers are present.
(1) A designated security officer trained in
				basic life support and first aid is required to be on casino property at all
				times when gaming is being conducted or when patrons are present and shall not
				be assigned duties that would prevent the security officer from responding
				immediately.
(2) The Class B
				licensee is responsible for the full cost of training the designated security
				officer in basic life support and first aid.
(3) Each Class B licensee shall ensure all
				designated security officers-
(A) Are, at a
				minimum, trained according to accepted standards in basic life support and
				first aid by an agency recognized for providing such training; and
(B) Receive training in basic life support
				and first aid biennially.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 7 - Security and Surveillance › Section 11 CSR 45-7.170 - Access to Areas of Class B Licensee Facilities

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes procedures for controlling
				  access to areas of Class B licensee facilities.
(1) Secured areas shall include any area or
				location so designated by the licensee's Internal Control System (ICS) or by
				the commission, including but not limited to:
(A) Surveillance;
(B) Areas housing critical information
				technology systems;
(C)
				Cage;
(D) Main
				bank/vault;
(E) Slot maintenance
				rooms;
(F) Electronic gaming
				devices (EGD) storage rooms;
(G)
				Count room and cart storage room;
(H) Pit;
(I) Card and dice storage and inspection
				rooms; and
(J) Any other area
				designated by the commission.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 8 - Accounting Records and Procedures; Audits › Section 11 CSR 45-8.010 - Definition of Licensee

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes definitions for the
				  chapter.
(1) For purposes of
				this chapter, licensee shall mean a holder of a Class B license.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.805, RSMo 1991, amended 1993, 1994, 2000, 2008, 2010; and 313.825, RSMo
					 1991, amended 1993, 2000.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 8 - Accounting Records and Procedures; Audits › Section 11 CSR 45-8.020 - Record Retention; Non-compliance

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes requirements for
				  accounting records retention.
(1) Each licensee shall provide the
				commission, upon its request, with the records required to be maintained by
				this chapter. Unless the commission approves or requires otherwise in writing,
				each licensee shall retain all these records within Missouri for at least five
				(5) years after they are made. Failure to keep and provide such records is an
				unsuitable method of operation.
*Original authority: 313.004, RSMo 1993 and 313.800 and
					 313.805, RSMo 1991, amended 1993.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 8 - Accounting Records and Procedures; Audits › Section 11 CSR 45-8.030 - Ownership Records

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes ownership records to
				  be maintained.
(1) Each
				licensee shall keep and, upon request, provide to the commission the following
				records:
(A) If a corporation-
1. A certified copy of the Articles of
				Incorporation and any amendments;
2. A certified copy of the bylaws and any
				amendments;
3. A certificate of
				good standing from the state of its incorporation;
4. A certificate of authority from the
				Missouri Office of Secretary of State authorizing it to do business in Missouri
				if the corporation is operating as a foreign corporation in Missouri;
5. A list, including names and addresses, of
				all current and former officers and directors;
6. A certified copy of minutes of all
				meetings of the stockholders and directors;
7. A current list of all stockholders
				including the names of beneficial owners of shares held in street or other
				names;
8. The name of any business
				entity and a current list of all stockholders in that entity, including the
				names of beneficial owners of shares held in street or other names, in which
				the corporation has a direct or indirect interest;
9. A copy of the stock certificate
				ledger;
10. A complete record of
				all transfers of stock;
11. A
				record of amounts paid to the corporation for issuance of stock and other
				capital contributions and dates thereof;
12. A record of all dividends distributed by
				the corporation; and
13. A record
				for each year of the previous five (5) years of all salaries, wages and other
				remuneration (including perquisites), direct or indirect, paid during the
				calendar or fiscal year, by the corporation, to all officers, directors and
				stockholders with an ownership interest at any time during the calendar or
				fiscal year equal to or greater than five percent (5%) of the outstanding
				capital stock of any class of stock;
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 8 - Accounting Records and Procedures; Audits › Section 11 CSR 45-8.050 - Standard Financial and Statistical Reports

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment removes the requirement for
				  the Missouri Gaming Commission (commission) to periodically send licensees a
				  set of standard reporting forms and instructions for filing periodic
				  reports.
(1) Each licensee
				shall file monthly, quarterly and annual reports of financial and statistical
				data with the commission using electronic transmission and software formats as
				prescribed.
(2) All reports
				required under this rule shall be prepared in accordance with generally
				accepted accounting principles.
(3)
				Annual reports shall be based on the licensee's fiscal year. Quarterly reports
				shall be based on the licensee's fiscal quarter. Monthly reports shall be based
				on calendar months.
(4) The
				electronically transmitted reports required to be filed pursuant to this
				section shall be authorized by individuals designated by the licensee. In
				addition, a letter shall be submitted by the licensee attesting to the data and
				shall be signed by-
(A) Director of Finance;
				or
(B) Controller.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 8 - Accounting Records and Procedures; Audits › Section 11 CSR 45-8.060 - Audits

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment changes the requirement for
				  four (4) hard copies to one (1) hard copy or an electronic copy for audit
				  reports.
(1) Independent
				certified public accountants (C.P.A.s) registered or licensed in Missouri under
				Chapter 326, RSMo, shall conduct quarterly and annual audits of each licensee,
				as follows:
(A) On a quarterly calendar basis,
				except as noted-
1. Audit the respective
				quarter's adjusted gross receipts and related taxes from gambling games, and
				total number and amount of fees received from admissions in order to report on
				the fair presentation of such amounts. A reconcilement of these audited amounts
				to similar amounts in monthly financial reports required by
				11 CSR
				45-8.050 shall be provided;
2. Consider, in connection with the audit of
				adjusted gross receipts and admission fees referred to in paragraph (1)(A)1.,
				the related internal control structure and report whether there exists any
				material weaknesses and report any reportable conditions identified. This
				evaluation shall include, at a minimum, walk-throughs of the internal control
				system, inquiries of licensee personnel, examination of supporting documents
				and unannounced observations of pit activity and table games and electronic
				gaming device drop and count procedures. For purposes of these procedures,
				unannounced means that no officers, directors or employees of the licensee are
				given advance information regarding the dates or times of the observations;
				and
3. Report on compliance of the
				licensee's operating procedures and written system of internal controls with
				the requirements of 11 CSR 45-9. Whenever, in the opinion of the independent
				C.P.A., the licensee's operating procedures or written system of internal
				controls has deviated from the minimum internal control standards or variations
				to the standards approved by the commission, the report shall enumerate these
				deviations, regardless of materiality; and
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 8 - Accounting Records and Procedures; Audits › Section 11 CSR 45-8.070 - Forms, Records and Documents

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes accounting
				  forms.
(1) All information
				required by this chapter to be recorded shall be recorded in a permanent
				form.
(2) Whenever duplicate or
				triplicate copies of a form, record or document are required by these rules-
(A) The original, duplicate and triplicate
				copies shall be color-coded and have the destination of the original copy
				identified on the duplicate and triplicate copies; and
(B) Whenever forms or serial numbers are
				required to be accounted for or copies of forms are required to be compared for
				agreement and exceptions are noted, these exceptions shall be reported
				immediately and in writing to the commission.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 8 - Accounting Records and Procedures; Audits › Section 11 CSR 45-8.080 - Accounting Controls Within the Cashier's Cage

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes cashier's cage
				  accounting controls.
(1) The
				assets for which the cashiers are responsible shall be maintained on an imprest
				basis. At the end of each shift, the cashiers assigned to the outgoing shift
				shall record on a cashier's count sheet the face value of each cashier's cage
				inventory item counted and the total of the opening and closing cashier's cage
				inventories and shall reconcile the total closing inventory to the total
				opening inventory. The cashiers shall sign the completed cashier's count sheet
				attesting to the accuracy of the information contained on the cashier's count
				sheet.
(2) At the conclusion of
				each day, at a minimum, a copy of the cashier's count sheet and related
				documentation shall be forwarded to the accounting department for agreement of
				opening and closing inventories, agreement of amounts thereon to other records
				and documents required by this chapter and recording of transactions.
(3) All accounting controls within the
				cashier's cage shall conform with the approved internal control
				system.
*Original authority: 313.004, RSMo 1993 and 313.805 and
					 313.825, RSMo 1991, amended 1993.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 8 - Accounting Records and Procedures; Audits › Section 11 CSR 45-8.090 - Mandatory Count Procedure

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment provides for an emergency
				  removal of funds and eliminates some of the requirements for count
				  personnel.
(1) Each licensee
				shall report to the commission the time(s) when drop devices will be removed
				and the contents counted. All drop devices must be removed and counted at the
				time(s) previously designated to the commission. Removal and counting of
				contents at other than the designated time(s) is prohibited unless the licensee
				provides advance written notice to the commission of a change in time(s) or the
				commission requires a change of authorized times. An emergency removal of the
				funds may be allowed in accordance with the procedures outlined in
				11 CSR
				45-9.107.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.805, RSMo 1991, amended 1993, 1994, 2000, 2008, 2010; and 313.825, RSMo
					 1991, amended 1993, 2000.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 8 - Accounting Records and Procedures; Audits › Section 11 CSR 45-8.100 - Count Room-Characteristics

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment removes language duplicative
				  of and conflicting with provisions in
				  11 CSR
				  45-9.102.
(1) Each casino shall have a room(s)
				specifically designated for counting the contents of drop devices which shall
				be known as the count room.
(2) The
				count room shall be designed and constructed to provide maximum security for
				materials housed in and the activities conducted in that room.
(3) An alarm device (audible, visual, or
				both) shall be connected to the entrance of the count room that causes a
				signaling to the monitors of the closed circuit television system and to the
				commission office on the boat whenever the door to the count room is
				opened.
*Original authority: 313.004, RSMo 1993, amended 1994;
					 313.800, RSMo 1991, amended 1993, 1994, 2005; and 313.805, RSMo 1991, amended
					 1993, 1994, 2000, 2008, 2 010 .
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 8 - Accounting Records and Procedures; Audits › Section 11 CSR 45-8.120 - Handling of Cash at Gaming Tables

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes requirements for
				  handling cash at a gaming table.
(1) Whenever cash is presented by a patron at
				a gaming table for exchange of gaming chips, the following procedures and
				requirements shall be observed:
(A) The cash
				shall be spread on the top of the gaming table by the dealer or box person
				accepting it in full view of the patron who presented it ;
(B) The cash value amount, if over five
				hundred dollars ($500), shall be verbalized by the dealer or box person
				accepting it in a tone of voice calculated to be heard by the patron and the
				floor supervisor assigned to that gaming table; and
(C) Immediately after that, the cash shall be
				taken from the top of the gaming table and placed by the dealer or box person
				into the drop box attached to the gaming table.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 8 - Accounting Records and Procedures; Audits › Section 11 CSR 45-8.140 - Application and Verification Procedures for Granting Credit

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment corrects the reference to the
				  statute.
(1) A person who
				wants to obtain credit from a Class B licensee shall file a credit application
				with the Class B licensee which contains, at a minimum, the following
				information:
(A) The person's name;
(B) The address of the person's
				residence;
(C) The person's
				telephone number;
(D) Bank account
				information including:
1. The name of the
				person's bank; and
2. The account
				number of the person's banking account upon which the person is individually
				authorized to draw and upon which all credit instruments will be
				drawn;
(E) The credit
				limit requested by the person; and
(F) The person's signature indicating
				acceptance of the terms of the credit agreement and attesting to the accuracy
				of the information provided. (For applications received electronically, the
				signature maybe obtained at a later time prior to the final verification of the
				credit application.)
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 8 - Accounting Records and Procedures; Audits › Section 11 CSR 45-8.141 - Approval of Credit Limits

Current through Register Vol. 49, No. 14, July 15, 2024 PURPOSE: This rule provides
				regulatory procedures for the Class B licensees to follow regarding the
				approval of credit limits.
(1) A credit
				limit, and any temporary or permanent increases there-to, shall be approved by
				an occupational licensee other than the licensee who processed and verified the
				credit application information. Each Class B licensee shall designate in its
				internal control system the job titles authorized to approve credit
				limits.
(2) The approval of credit
				shall be recorded in the person's credit file (either manually or
				electronically) and shall include the:
(A)
				Amount of credit for which the person qualifies as determined by the results of
				the credit check;
(B) Approved
				credit limit amount, which shall not exceed the amount requested by the
				person;
(C) Information used to
				support the credit limit and any changes there to, including the source of the
				information; and
(D) Signature of
				the occupational licensee approving the credit limit, together with the date
				and time of the approval, which shall be recorded before any actual extension
				of credit is tendered.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 8 - Accounting Records and Procedures; Audits › Section 11 CSR 45-8.142 - Documentation of Customer Credit Transactions

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule defines the documentation required
				  for customer credit transactions.
(1) All transactions affecting a person's
				outstanding indebtedness, including all issuances of credit and payments
				thereof, to the Class B licensee shall be recorded in chronological order in
				the person's credit file (either manually or electronically). The following
				information shall be maintained in each person's credit file:
(A) A copy of the person's valid, non-expired
				government-issued photo identification presented prior to approval of the
				person's credit limit (may be held in a separate file);
(B) The date, amount, and check number, if
				applicable, of each credit instrument accepted from the person;
(C) The date, method, amount, and, if
				applicable, the personal check number of each payment transaction and the check
				number, if applicable, of the credit instrument returned to the
				person;
(D) The date, amount, and
				check number, if applicable, of each personal check used for a substitution
				transaction and the check number, if applicable, of the credit instrument
				returned to the person;
(E) The
				date, amount, and check number, if applicable, of each replacement credit
				instrument accepted from the person in a consolidation transaction and the
				check numbers, if applicable, of the initial credit instruments that were
				consolidated and returned to the person;
(F) The date, amount, and check number, if
				applicable, of each credit instrument deposited;
(G) The date, amount, and check number, if
				applicable, of each personal check or credit instrument returned to the Class B
				licensee by the person's bank and the reason for its return;
(H) The outstanding balance after each
				transaction; and
(I)  The date,
				amount, and check number, if applicable, of any credit instruments or personal
				checks that have been partially or completely written off by the Class B
				licensee and a brief explanation of the reason for the write off.