reglab/statecodes huggingface dataset:
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 30 - Bingo › Section 11 CSR 45-30.540 - Approval of Bingo Paraphernalia

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule clarifies items that must be
				  approved by the commission, the party responsible for getting approval, and the
				  approval process.
(1) Written
				approval from the commission shall be obtained prior to the delivery of any
				type of pull-tab game to any licensed supplier for sale to organizations
				licensed to conduct bingo in this state.
(2) In order to obtain approval for a pull-tab game,
				the licensed manufacturer shall submit to the commission each pull-tab flare,
				one (1) winning pull-tab, one (1) losing pull-tab, a sheet displaying all
				symbols used in the game, and a payout (profit) sheet for each form of the
				pull-tab game. If the pull-tab is an event ticket game, play instructions shall
				also be submitted with the request for approval. In lieu of submitting actual
				products, the licensee may submit an electronic representation of the required
				submission information.
(3) Licensed
				manufacturers shall submit to the commission all coin boards, excluding the
				actual coins and prizes, or legible artwork of the coin board, one (1) winning
				pull-tab, one (1) losing pull-tab, a sheet displaying all symbols used in the
				game, and a payout (profit) sheet . In lieu of submitting actual products, the
				licensee may submit an electronic representation of the required submission
				information.
(4) No unapproved pull-tabs or coin boards shall be
				provided to, or be possessed or used by, any licensed bingo organization in
				this state. Bingo paper that does not meet the definition contained in section
				313.005, RSMo, shall
				not be provided to, or be possessed or used by, any licensed bingo
				organization. Any such bingo paper that may be provided to or possessed by a
				licensed bingo organization is declared contraband.
*Original authority: 313.065, RSMo 1981, amended 1993,
					 1995.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 30 - Bingo › Section 11 CSR 45-30.545 - Contraband

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment updates the language of the
				  rule.
(1) Any bingo cards,
				bingo faces, or pull-tabs that have not been purchased from a Missouri licensed
				supplier are declared contraband.
(2) Any bingo cards, bingo faces, or
				pull-tabs sold or offered for sale by an operator or business entity who
				possesses such material knowing or having reason to believe that it is to be
				used in the state of Missouri in the advancement of unlawful gambling activity
				with intent to distribute pursuant to section
				572.030,
				RSMo, and has not obtained the required license pursuant to Chapter 313, RSMo,
				are declared contraband.
(3) Any
				bingo cards, bingo faces, or pull-tabs that have been sold for use in the state
				that have not been manufactured or purchased from a Missouri licensed
				manufacturer are declared contraband.
(4) Pull-tabs that do not meet the statutory
				requirements of sections
				313.004
				to
				313.085,
				RSMo or have not been approved by the commission are declared
				contraband.
(5) Bingo paper that
				does not meet the statutory requirements of sections
				313.004
				to
				313.085,
				RSMo, or has not been approved by the commission is declared
				contraband.
(6) The commission or
				its agents may seize any and all contraband and determine its lawful
				disposition.
*Original authority: 313.065, RSMo 1981, amended 1993,
					 1995.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 30 - Bingo › Section 11 CSR 45-30.550 - Licensee's Duty to Report and Prevent Misconduct

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes a licensee's duty to
				  report and prevent misconduct associated with charitable
				  gaming.
(1) Licensees,
				workers, members, partners, agents, and employees of a licensee shall promptly
				report to the commission any facts which the licensee has reasonable grounds to
				believe indicate a violation of law (other than a traffic violation) or
				commission rule committed by any licensed bingo manufacturer, supplier, or
				organization, its workers or employees, including, without limitation, the
				performance of licensed activities different from those permitted under its
				license.
(2) Any licensed bingo
				organization's workers shall immediately take reasonable action to prevent or
				suppress any violent quarrel, disorder, brawl, fight, or other improper or
				unlawful conduct of any person at a bingo occasion.
(3) In the event that a licensee's worker,
				agent, partner, member, or employee knows or should have known that an illegal
				or violent act has been committed in association with bingo activities, the
				individual shall immediately report the occurrence to the commission and local
				law enforcement officials, if applicable, and shall cooperate with law
				enforcement authorities and agents of the commission during the course of any
				investigation of the occurrence.
*Original authority: 313.065, RSMo 1981, amended 1993,
					 1995.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 30 - Bingo › Section 11 CSR 45-30.555 - Agreements Restricting Freedom to Buy and Sell-Prohibited

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment combines language from
				  another regulation that the commission is rescinding to remove duplicative
				  language found in both regulations.
(1) No licensee, supplier, or hall provider
				shall enter into any agreement, expressed or implied, with any other person or
				entity which requires any person or entity to purchase exclusively from, or
				sell exclusively to, any other person or entity, or which prohibits any person
				or entity from purchasing from or selling to any other person or entity, any
				devices, materials, products, equipment, or services which are reused or
				offered in any way in connection with bingo.
(2) No person or entity shall enter into any
				agreement, expressed or implied, wherein any person or entity is prohibited
				from, or required to, make a purchase or sale only within a particular
				geographic area or as a condition precedent or prerequisite to obtaining by
				sale or lease any equipment, supplies, or a particular premises for the conduct
				of bingo. Nothing in this section shall restrict a licensee from exercising
				proprietary rights gained through patents, copyrights, trademarks, or other
				similar rights bestowed by state or federal governments or by courts.
(3) No supplier shall enter into an agreement
				or understanding whereby a lessor or potential lessor of premises will rent
				solely to licensees who use the supplies or equipment of that supplier or
				whereby the lessor will discourage its lessees from obtaining its supplies or
				equipment from other suppliers.
(4) No manufacturer or supplier shall make or have an
				agreement or understanding with any licensee that either of them shall be
				restricted in the operation and carrying on of business to a specific
				geographic area, or areas, and such a restriction shall not be a condition of
				any other licensee.
*Original authority: 313.065, RSMo 1981, amended 1993,
					 1995.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 30 - Bingo › Section 11 CSR 45-30.570 - Price Reporting

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes price-reporting
				  requirements for manufacturers and suppliers of bingo paper and pull-tabs to
				  facilitate compliance with section
				  313.025(2),
				   RSMo.
(1) Licensed manufacturers shall submit a
				list of all bingo paper and bingo pull-tab products intended to be marketed,
				sold, or distributed in this state and the price of each to the commission no
				later than the last calendar day of each March, June, September, and December.
				New applicants for a manufacturer's license shall submit a price list with
				their license application.
(2)
				Price lists shall include the prices charged to licensed suppliers including
				any special offers, discounts, or rebates and any price ranges associated with
				special offers, discounts, or rebates. Price lists for bingo paper shall
				clearly reflect the cost per thousand for each type, i.e., collated or straight
				stock, whether the border is colored, striped, or plain, etc. Pull-tab price
				lists shall reflect the cost per ticket charged to licensed suppliers for each
				type of ticket, i.e., three (3)-window, five (5)-window, etc. Pricing
				information shall be reported in a format prescribed by the
				commission.
(3) Manufacturers shall
				submit proposed price changes in writing so the information is received by the
				commission at least ten (10) days prior to the effective date of the
				change.
(4) When any bingo supplies
				and/or equipment will be sold by a licensed supplier below the price paid for
				the supplies, the supplier shall submit the following information in writing so
				the information is received by the commission at least ten (10) days prior to
				the effective date of the sale: the original purchase price, the sale price to
				be charged, and the reason for selling the supplies at a loss.
*Original authority: 313.065, RSMo 1981, amended 1993,
					 1995.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 30 - Bingo › Section 11 CSR 45-30.575 - Pull-Tab Packaging, Assembly, and Distribution

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment requires each pull-tab deal
				  to have the same unique serial number stamped on the flare and on each pull-tab
				  card. It also requires pull-tabs to be designed in such a way that they may not
				  be resealed, eliminating the possibility of being reused or
				  resold.
(1) Manufacturers of
				pull-tabs shall assemble and package each pull-tab deal intended for sale in
				Missouri as follows:
(A) Each pull-tab deal
				shall have the same unique serial number stamped on the flare and on each
				pull-tab card included in the deal;
(B) Each pull-tab deal
				shall contain a packing slip placed inside or attached to the box(es) or
				container(s); and
(C) The packing slip shall contain the name of the
				manufacturer, serial number, person(s) who packed it, and the date the deal was
				packaged.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 30 - Bingo › Section 11 CSR 45-30.585 - Maintenance of the List of Ineligible Persons

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes procedures for the
				  maintenance of the list and requires that all licensees submit the names of all
				  employees/workers prior to their employment so that they may be checked against
				  the list.
(1) The commission
				shall maintain a list of persons who are ineligible for any license under the
				provisions of 313.005 to 313.080, RSMo, and who shall not participate in the
				management, conduct or operation of any bingo game, or be employed or work in
				any capacity for any entity required to be licensed pursuant to section
				313.057,
				RSMo. The list shall be maintained at the commission's office in Jefferson
				City. All bingo licensees, including those listed pursuant to section
				313.057,
				RSMo, shall submit the names of all employees/workers to the commission prior
				to their employment so that they may be checked against the list.
*Original authority: 313.004, RSMo 1993, amended 1994; and
					 313.065, RSMo 1981, amended 1993, 1995.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 30 - Bingo › Section 11 CSR 45-30.590 - Duty of Licensee to Exclude Ineligible Persons

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment changes the requirements for
				  persons on the List of Ineligible Persons (List) and prohibits employment by
				  organizations of any person on the List.
PURPOSE: This rule requires licensed organizations to
				  exclude persons on the List of Ineligible Persons (List) from engaging in the
				  management, conduct, or operation of any bingo game. It also creates a duty on
				  the part of the licensee to report persons they believe meet the criteria for
				  placement on the List.
(1) No
				person who has been placed on the List of Ineligible Persons (List) shall be
				permitted to participate in the management, conduct, or operation of any bingo
				game, or be employed or work in any capacity for any entity required to be
				licensed pursuant to section
				313.057,
				RSMo, unless and until a determination is made by the commission or a court to
				the contrary.
(2) It shall be the
				duty of all licensees and their workers, members, and employees to exclude
				persons on the List from engaging in any of the above activities when the
				licensee or any employee or member of the licensee knows or reasonably should
				know of the presence of the ineligible person. In addition, no licensee shall
				employ or associate with a person on the List. It shall further be the duty of
				the holder of a license to inform the commission in writing of the names of
				persons the holder reasonably believes meet the criteria for placement on the
				List.
*Original authority: 313.004, RSMo 1993, amended 1994; and
					 313.065, RSMo 1981, amended 1993, 1995.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 30 - Bingo › Section 11 CSR 45-30.595 - Petition for Removal of Name from the List of Ineligible Persons

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule establishes procedures to petition
				  for removal from the list.
(1) Any person who has been placed on the
				list of ineligible persons may petition the executive director of the
				commission in writing and request that his/her name be removed from the list
				after a period of two (2) years has elapsed from the initial
				placement.
(2) The executive
				director at his/her discretion may remove the person's name from the list if
				sufficient evidence exists to show that such person is no longer a threat to
				the public interest or to the effective regulation and control of bingo or the
				carrying on of the business and financial arrangements incidental to the
				conduct of bingo. To assist in this determination, the executive director may
				order that an evidentiary hearing be held to determine if sufficient evidence
				exists to warrant a name's removal from the list.
*Original authority: 313.004, RSMo 1993, amended 1994; and
					 313.065, RSMo 1981, amended 1993, 1995.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 30 - Bingo › Section 11 CSR 45-30.610 - Wireless Technology

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This rule changes the requirements for using
				  wireless electronic bingo monitoring devices (EBCMDs).
(1) Wireless products used in conjunction
				with any bingo equipment as defined in
				11 CSR
				45-30.155 must meet minimum standards as determined by
				the commission. Pursuant to section
				313.005(3),
				RSMo, a bingo card monitoring device shall
				not communicate with any other bingo card monitoring device, computer, or
				electronic device once provided to the patron; however, each bingo card
				monitoring device may receive wireless information from the system solely for
				the purpose of calling balls and advancing games.
(2)
				Bingo faces shall not be loaded wirelessly on an electronic bingo card
				monitoring device after that device has been provided to the patron.
(3)
				All aspects of a wireless network, including all hardware and software used
				therein, shall be subject to testing by the commission or an approved
				independent testing laboratory designated by the commission, and review and
				approval by the commission prior to the sale, installation, or use of the
				network by a licensed organization or in a licensed bingo facility and
				following installation, prior to any changes thereto, or at any other time the
				commission deems appropriate, the cost for which in all cases shall be borne by
				the licensed manufacturer.
(4) The licensed
				manufacturer shall ensure the commission is provided at least five (5) days
				advanced written notice of any proposed changes or upgrades to an approved
				existing wireless network by an authorized representative of the licensed
				manufacturer, which shall include, without limitation:
(A) A description of the reason(s) for the
				proposed modification;
(B) A list
				of the component(s) and program(s) or version(s) to be modified or
				replaced;
(C) A description of any
				operating process(es) that will be affected;
(D) The method to be used to complete the
				proposed modification;
(E) The date
				the proposed modification will be installed and the estimated time for
				completion;
(F) The name, title,
				and employer of the person(s) to perform the installation; and
(G) A diagrammatic representation of the
				proposed hardware design change.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 31 - Hearings › Section 11 CSR 45-31.005

Current through Register Vol. 49, No. 14, July 15, 2024
*Original authority: 313.052, RSMo 1994 and 313.085, RSMo
					 1981, amended 1993, 1995.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 40 - Fantasy Sports Contests › Section 11 CSR 45-40.010 - Definitions

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment changes and adds definitions
				  for terms used relating to fantasy sports contests (FSCs) to make the
				  definitions consistent with SB 87, 100th General Assembly.
(1) Authorized internet website-an internet
				website or any platform operated by a licensed operator.
(2) Entry fee-anything of value including,
				but not limited to, contest credit, free entry to a paid contest, cash, or a
				cash equivalent, that a fantasy sports contest operator collects in order to
				participate in a fantasy sports contest.
(3) Fantasy sports contest (FSC)-any fantasy
				or simulated game or contest with an entry fee in which:
(A) The value of all prizes and awards
				offered to the winning participants is established and made known in advance of
				the contest;
(B) All winning
				outcomes reflect in part the relative knowledge and skill of the participants
				and are determined predominantly by the accumulated statistical results of the
				performance of individuals, including athletes in the case of sports events;
				and
(C) No winning outcomes are
				based on the score, point spread, or any performance of any single actual team
				or combination of teams or solely on any single performance of an individual
				athlete or player in any single actual event.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 40 - Fantasy Sports Contests › Section 11 CSR 45-40.050 - Operational Requirements for Fantasy Sports Contest Operators

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment adds the requirement for
				  fantasy sports operators to describe the method used to determine the location
				  of a player at time of entry into any fantasy sports contest to be consistent
				  with SB 87, 100th General Assembly.
(1) Each licensed operator shall maintain on
				file with the commission the following:
(A) A
				current set of procedures for a registered player to report complaints to the
				licensed operator regarding whether his or her account has been misallocated,
				compromised, or otherwise mishandled, and a procedure for the licensed operator
				to respond to those complaints;
(B)
				A current detailed description of the security standards utilized to prevent
				access to fantasy sports contests (FSC) by a person whose location and age have
				not been verified in accordance with section
				313.940,
				RSMo;
(C) A detailed description of
				measures used to determine the true identity, date of birth, and address of
				each player seeking to open an account;
(D) A detailed description of the measures
				taken and procedures implemented to clearly and conspicuously publish and
				facilitate parental control procedures to allow parents or guardians to exclude
				minors from access to any FSC;
(E)
				A detailed description of the standards and procedures used to monitor FSC to
				detect the use of unauthorized scripts and restrict players found to have used
				such scripts from further FSC;
(F)
				A detailed description of its procedures and measures taken to clearly and
				conspicuously identify highly experienced players in FSC by a symbol attached
				to a player's username, or by other easily visible means, on the licensed
				operator's authorized internet website;
(G) A detailed description of its online
				self-exclusion process; and
(H) A
				detailed description of the method used to determine the geographical position
				of a player at the time of entry into any FSC.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 40 - Fantasy Sports Contests › Section 11 CSR 45-40.060 - Segregated Account Requirements

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment changes the requirement that
				  describes how fantasy sports contest operators segregate player funds from
				  operational funds for fantasy sports contest operators to be consistent with SB
				  87, 100th General Assembly.
PURPOSE: This rule addresses the segregated account
				  requirements for the protection of player funds.
(1) The licensed operator shall maintain a
				properly constituted special purpose entity approved by the commission to
				segregate player funds from operational funds as required by section
				313.915,
				RSMo. If the commission approves in writing an alternate approach to
				seg-regating player funds as authorized by section 313.915.5, RSMo the licensed
				operator shall comply with all terms and conditions of the written
				approval.
(2) If, at any time, the
				funds held by the special purpose entity are less than the amount required by
				section
				313.915,
				RSMo, the licensee shall notify the commission of this deficiency within
				forty-eight (48) hours.
(3) Each
				licensed operator shall continuously monitor and maintain a record of all funds
				held in player accounts and the amount held by the special purpose entity to
				ensure compliance with section
				313.915,
				RSMo.
(4) The licensed operator
				shall provide the commission with documentation of both the amount of funds
				held in player accounts and the amount held by the special purpose entity as of
				the last day of each month by the fifteenth day of the following
				month.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 40 - Fantasy Sports Contests › Section 11 CSR 45-40.070 - Operational Fees

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment changes the date to submit
				  the Annual Operation Fee report for fantasy sports contest operators to be
				  consistent with SB 87, 100th General Assembly.
(1) The applicant or licensed operator shall
				file an Annual Operation Fee (AOF) report and all required supporting
				documentation with the commission by September 1 of each year for the previous
				calendar year. The annual operation fee shall be reported on the AOF report,
				which the commission adopted on October 30, 2019 and incorporates by reference
				herein, as published by the Missouri Gaming Commission, 3417 Knipp Dr., PO Box
				1847, Jefferson City, MO 65102, and which may be accessed at
http://www.mgc.dps.mo.gov
. The
				AOF report does not incorporate any subsequent amendments or
				additions.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 40 - Fantasy Sports Contests › Section 11 CSR 45-40.090 - Records and Record Retention

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment changes language to be
				  consistent with SB 87, 100th General Assembly.
(1) Each licensed operator shall maintain
				complete, accurate, legible, and permanent records of all transactions
				pertaining to its revenues, expenses, assets, liabilities, and equity. Records
				shall be sufficient to adequately reflect total entry fees, entry fees
				collected from players located in Missouri, net revenue, winnings paid, prizes
				awarded, and other fantasy sports contest transactions which accurately reflect
				the requirements and restrictions contained in this chapter and in Chapter 313,
				RSMo.
(2) The licensed operator's
				accounting records shall be maintained in accordance with generally accepted
				accounting principles using a double entry system of accounting, with
				transactions recorded on the accrual basis and supported by detailed,
				supporting, and subsidiary records.
(3) Unless the commission approves or
				requires otherwise in writing, each licensed operator shall retain records
				required by this chapter and Chapter 313, RSMo, for at least five (5) years
				after they are made.
(4) Each
				licensed operator shall maintain a record, by date, of the total entry fees
				received from players located in the United States, grouped by state, and the
				total entry fees received from players located outside the United
				States.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 40 - Fantasy Sports Contests › Section 11 CSR 45-40.100 - Audits

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: This amendment changes language to be
				  consistent with SB 87, 100th General Assembly.
(1) The annual financial audit shall be
				conducted by an independent certified public accountant (C.P.A.) in accordance
				with generally accepted auditing standards as follows:
(A) Audit the licensed operator's annual
				financial statements in order to report on the fair representation of such
				amounts. The C.P.A. shall reconcile these audited amounts to similar amounts on
				the annual financial reports and system reports; and
(B) Audit the annual total entry fees, entry
				fees from players located in Missouri, location percentage calculation,
				winnings paid, net revenue, and the annual operation fee from the most recently
				filed Annual Operation Fee report, in order to report on the fair
				representation of such amounts. The C.P.A. shall reconcile these audited
				amounts to similar amounts on the annual financial reports and system
				reports.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 51 - Class A Licenses-Race Track Owner › Section 11 CSR 45-51.010 - Class A License Defined

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The purpose of this rule is to define Class
				  A licenses as the owner of the track where pari-mutuel wagering will be
				  conducted.
(1) Class A
				license shall be a license granted by the commission for the ownership of a
				track where pari-mutuel wagering will be conducted.
(2) Class A licenses must be obtained by any
				organization seeking to own or build a track for any form of horse racing
				covered by sections 313.500-313.710, RSMo (1986).
(3) An organization may apply for and hold
				Class A and Class B licenses concurrently.
*Original authority: 313.540, RSMo 1986; 313.580, RSMo
					 1986.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 51 - Class A Licenses-Race Track Owner › Section 11 CSR 45-51.020 - Application for Class A License

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The purpose of this rule is to set forth the
				  requirements for a Class A license application.
(1) An application for a Class A license must
				include, on a form prepared by the commission:
(A) The name, address and telephone number of
				the applicant;
(B) The name,
				position, address, telephone number and authorized signature of an individual
				to whom the commission may make inquiry; and
(C) The information required by this
				chapter.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 51 - Class A Licenses-Race Track Owner › Section 11 CSR 45-51.030 - Applicant's Affidavit

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The purpose of this rule is to set forth the
				  contents of the applicant's affidavit which must accompany the application for
				  Class A license.
(1) The
				application for Class A license must be accompanied by an affidavit of the
				chief administrative officer.
(A) As used in
				section (1) of this rule, chief administrative officer means-
1. The president of a corporation;
2. The managing partner or a
				partnership;
3. The general partner
				of a limited partnership; and
4.
				The individual of a sole proprietorship.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 51 - Class A Licenses-Race Track Owner › Section 11 CSR 45-51.040 - Disclosure of Ownership and Control

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The purpose of this rule is to set forth the
				  disclosure of ownership and control required in an application for Class A
				  license.
(1) An application
				for Class A license must disclose-
(A) The
				applicant's full name and the type of organizational structure under which the
				organization operates; and
(B) The
				business address and telephone number of the organization.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 51 - Class A Licenses-Race Track Owner › Section 11 CSR 45-51.050 - Disclosure of Character Information

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The purpose of this rule is to set forth the
				  character information required in an application for Class A
				  license.
(1) An applicant for
				a Class A license must make its best effort to disclose the information
				required by this rule for any individual or other entity employed by the
				applicant, whether as an employee or an independent contractor.
(2) The applicant must disclose-
(A) Whether any individual or corporation
				enjoying any interest in any application has been charged and/or convicted or
				entered a plea of guilty or nolo contendere to any charge in any criminal
				proceeding, and whether or not a sentence is imposed. If any individual or
				entity has been so charged and/or convicted, the applicant must disclose-
1. The date charged and/ or convicted or
				entry of plea;
2. The
				court;
3. The offense charged or
				convicted of;
4. If convicted,
				whether by plea or finding of a judge or jury; and
5. If convicted, the sentence imposed, if
				any;
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 51 - Class A Licenses-Race Track Owner › Section 11 CSR 45-51.060 - Disclosure of Financial Interests

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The purpose of this rule is to set forth the
				  financial interests required in an
application for Class A
				  license.
(1) An application for Class
				A license must disclose all financial interests that any officer, director or
				shareholder has in any entity involved in horse racing. The financial interests
				shall include all direct and indirect interests.
(2) The financial interests of each
				individual disclosed under this rule shall be set forth separately and shall
				include:
(A) The entity in which the
				financial interests exists;
(B) The
				nature of the financial interests;
(C) The amount of capital
				investment;
(D) The expected return
				for the current fiscal year; and
(E) Actual returns for the past five (5)
				years.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 51 - Class A Licenses-Race Track Owner › Section 11 CSR 45-51.080 - Disclosure of Development Process

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The purpose of this rule is to set forth the
				  required disclosure of the development process for a Class A
				  license.
(1) An applicant for
				a Class A license must disclose with regard to the development of its racing
				facility-
(A) The total cost of construction
				of the facility or any modifications of an existing facility, distinguishing
				between fixed costs and projections;
(B) Separate identification of the following
				costs, if applicable, distinguishing between fixed costs and projections:
1. Facility design;
2. Land acquisition;
3. Site preparation;
4. Improvements and equipment separately
				identifying the costs of the items required in 12 CSR 50-13.050(D)-(O) and
				other categories of improvements and equipment;
5. Interim financing;
6. Permanent financing; and
7. Organization, administrative, accounting
				and legal;
(C)
				Documentation of fixed costs;
(D)
				The schedule for construction, if any, of the facility or any modifications to
				an existing facility including estimated completion date;
1. Provide an estimated time schedule for
				construction, including how long after licensure will the proposed project be
				fully operational. Show the number of months after the license is granted that
				each of the following activities will commence and be completed:
A. Solicitation of bids;
B. Award of construction
				contract(s);
C. Construction
				commencement;
D. Completion of
				construction;
E. Occupancy of new
				facility or space;
F. Training of
				staff; and
G. Commission check and
				inspection of facility for public and racing readiness; and
2. With respect to the
				solicitation of bids, awarding of construction contracts, commencement of
				construction and completion of construction, provide an itemized timetable for
				the components of the construction program listed here:
A. Land clearing
B. Site preparation and grading;
C. Grandstand;
D. Barns;
E. Paddock and jockey's quarters;
F. Track;
G. Parking lot;
H. Test barn;
I. Racing secretary's office
J. Maintenance shed;
K. Landscaping; and
L. Other (specify).
3. The applicant's plans must meet the fire
				safety requirements of the state fire marshal. Attach a letter from the state
				fire marshal stating tentative approval.
(E) Schematic drawings;
(F) Copies of any contracts with and
				performance bonds for each of the following:
1. Architect or other design
				professional;
2. Project
				engineer;
3. Construction
				engineer;
4. Contractors and
				subcontractors; and
5. The
				equipment procurement personnel; and
(G) Evidence of acquisition or lease of the
				site by the applicant. If the site is not owned or currently leased by the
				applicant, the applicant must disclose the plans for the acquisition or lease
				or other use of the site.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 51 - Class A Licenses-Race Track Owner › Section 11 CSR 45-51.090 - Disclosure of Financial Resources

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The purpose of this rule is to set forth the
				  disclosure of financial resources required for the Class A
				  licenses.
(1) An applicant
				for a Class A license must disclose the following with regard to financial
				resources:
(A) An audited financial statement
				reflecting the applicant's current assets including investments in affiliated
				entities, loans and advances receivable and fixed assets and current
				liabilities including loans and advances payable, long-term debt and equity.
				(The commission may require additional financial information from each equity
				and/or debt source.);
(B) Equity
				and debt sources of funds to develop and operate the horse racing facility for
				which the license is requested-
1. For each
				source of equity contribution the following information must be included:
A. Identification of the source;
B. The amount;
C. The form;
D. Method of payment;
E. The nature and amount of present
				commitment; and
F.
				Documentation;
2. For
				each source of debt contribution the following information must be provided:
A. Identification of the source;
B. The amount;
C. Terms of the debt;
D. Collateral, if any;
E. Identity of guarantors, if any;
F. Nature and amount of commitments;
				and
G. Documentation; and
3. If the applicant anticipates
				obtaining further equity or debt contributions, the applicant must disclose the
				plans for obtaining commitments; and
(C) Identification and description of sources
				of additional funds, if needed, due to cost overruns, nonreceipt of expected
				equity or debt funds, failure to achieve projected revenues or other
				cause.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 51 - Class A Licenses-Race Track Owner › Section 11 CSR 45-51.110 - Disclosure of Governmental Actions

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The purpose of this rule is to set forth the
				  disclosure requirements for governmental actions in Class A
				  licenses.
(1) An applicant
				for a Class A license must disclose the following with regard to governmental
				agencies:
(A) The street and highway
				improvements necessary to insure adequate access to applicant's horse racing
				facility and the cost of improvements, status, likelihood of completion and
				estimated date;
(B) The sewer,
				water and other public utility improvements necessary to serve applicant's
				facility and the cost of improvements, status, likelihood of completion and
				estimated date;
(C) If the
				applicant has obtained or must obtain any required governmental improvements
				for its development, ownership, construction or the operation of the track by
				the applicant or any other entity the following must be disclosed:
1. If the approvals have been obtained-
A. A description of the approval, unit of
				government, date and documentation;
B. Whether public hearings were held and if
				they were the dates and locations of the hearings. If hearings were not held,
				the applicant must explain the reason; and
C. Whether the unit of government conditioned
				its approval and, if so, the conditions imposed, including documentation;
				and
2. As to any
				approvals from governmental units which remain to be obtained-
A. A description of the approval;
B. The governmental unit which must
				approve;
C. The status;
D. The likelihood of approval; and
E. The estimated date of approval;
(D) Whether an
				environmental assessment of the facility has been or will be prepared-
1. If so, the applicant must disclose its
				status and the governmental unit with jurisdiction; and
2. The applicant must provide a copy of any
				assessment to the commission;
(E) Whether an environmental impact statement
				is required for applicant's facility-
1. If
				so, the applicant must disclose its status and the governmental unit with
				jurisdiction; and
2. The applicant
				must provide the commission with a copy of any statement; and
(F) Whether the applicant is in
				compliance with all statutes, charter provisions, ordinances and regulations
				pertaining to the development, ownership and operation of its horse racing
				facility. If the applicant is not in compliance, the following information must
				be disclosed:
1. The reasons why the
				applicant is not in compliance; and
2. The plans for compliance or exemption from
				any such requirements.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 51 - Class A Licenses-Race Track Owner › Section 11 CSR 45-51.120 - Disclosure of Management

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The purpose of this rule is to set forth the
				  requirements for disclosure of management for a Class A
				  license.
(1) An applicant for
				a Class A license must disclose each of the following for the development and
				ownership of the proposed pari-mutuel horse racing track:
(A) A description of the applicant's
				management plan including:
1. A
				budget;
2. Identification of
				management personnel by function;
3. Job descriptions for each
				position;
4. Qualifications for
				each position; and
5. A copy of the
				organizational chart;
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 51 - Class A Licenses-Race Track Owner › Section 11 CSR 45-51.130 - Disclosure of Public Service

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The purpose of this rule is to set forth the
				  requirements for disclosure of public service plan for a Class A
				  license.
(1) An applicant for
				a Class A license must disclose its plan for the promotion of the orderly
				growth of horse racing in Missouri and education of the public with respect to
				horse racing and parimutuel betting.
*Original authority: 313.580, RSMo
					 1986.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 51 - Class A Licenses-Race Track Owner › Section 11 CSR 45-51.140 - Disclosure of Impact of Facility

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The purpose of this rule is to set forth the
				  disclosures required of the impact of the
facility for a Class A
				  license.
(1) An applicant for a Class
				A license must disclose the impact of its horse racing facility including:
(A) Economic impact-
1. The employment created and specifics as to
				the number of jobs distinguishing between permanent and temporary, the type of
				work, compensation, employer and how created;
2. Purchase of goods and services and
				specifics as to the amounts and types of purchases;
3. Public and private investment;
				and
4. Tax revenues
				generated;
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 51 - Class A Licenses-Race Track Owner › Section 11 CSR 45-51.150 - Disclosure of Public Support and Opposition

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The purpose of this rule is to disclose the
				  public support or opposition for the Class A license.
(1) An applicant for a Class A license must
				disclose public support and opposition whether by governmental officials or
				agencies, private individuals or groups and must supply documentation for the
				support or opposition.
*Original authority: 313.580, RSMo
					 1986.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 51 - Class A Licenses-Race Track Owner › Section 11 CSR 45-51.160 - Effects on Competition

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The purpose of this rule is to disclose the
				  requirements on the effect of competition for a Class A license
				  application.
(1) An applicant
				for a Class A license must disclose the effects of its ownership and the
				operation of horse racing at its track on competitors within the horse racing
				industry.
*Original authority: 313.580, RSMo
					 1986.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 51 - Class A Licenses-Race Track Owner › Section 11 CSR 45-51.170 - Disclosure of Assistance in Preparation of Application

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The purpose of this rule is to require
				  disclosure of any assistance in the preparation of the Class A license
				  application.
(1) An applicant
				for a Class A license must disclose the names, addresses and telephone numbers
				of all individuals who assisted the applicant in the preparation of its
				application under these rules.
*Original authority: 313.580, RSMo
					 1986.
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 51 - Class A Licenses-Race Track Owner › Section 11 CSR 45-51.180 - Personnel Information and Authorization for Release

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The purpose of this rule is to set forth the
				  information and authorized release for personnel who will be involved in the
				  supervision or conduct of pari-mutuel wagering.
(1) The applicant must make its best effort
				to include the following for each individual who will have any beneficial
				ownership as defined in section 313.600.4., RSMo (1986), responsibility or
				duties for the conduct of parimutuel wagering under the Class A license for
				which application is made:
(A) Information to
				be provided by each individual-
1. Full name
				including any alias(es) or previous names;
2. Business address;
3. Residence address;
4. Telephone numbers;
5. Last five (5) residences;
6. Date of birth;
7. Place of birth;
8. Social Security number, if the individual
				is willing to provide it. The commission application must make clear the Social
				Security number is provided voluntarily; and
9. Two (2) references; and
Missouri Code of State Regulations › Title 11 - DEPARTMENT OF PUBLIC SAFETY › Division 45 - Missouri Gaming Commission › Chapter 51 - Class A Licenses-Race Track Owner › Section 11 CSR 45-51.190 - Class A License Criteria

Current through Register Vol. 49, No. 14, July 15, 2024
PURPOSE: The purpose of this rule is to set forth the
				  criteria for the issuance of Class A licenses.
(1) The commission may issue a Class A
				license if it determines on the basis of all the facts before it that the
				applicant meets the criteria contained in section 313.580.3., RSMo
				(1986).
(2) In making the required
				determinations, the commission must consider the following factors and indices:
(A) The integrity of the applicant and any
				personnel employed to have duties and responsibilities for operating
				pari-mutuel wagering. This determination shall include consideration of:
1. Any criminal record of any
				individual;
2. The involvement in
				litigation over business practices by the applicant or any individuals or
				entities employed by the applicant;
3. The involvement in proceedings in which
				unfair labor practices, discrimination or regulation of horse racing or
				gambling was an issue;
4. Failure
				to satisfy any judgments, orders or decrees of any court; and
5. Any other indices related to integrity
				which the commission deems crucial to its decision-making as long as the same
				indices are considered with regard to all applicants;