reglab/statecodes huggingface dataset:
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 12 - SECURITY AND SURVEILLANCE › Rule 1 - General Provisions for Surveillance Operations › Section 1-8 - Logs

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 8.
(a) An
				activity log must be as follows:
(1)
				Continuously maintained by surveillance employees.
(2) Changed with each shift change of
				employees.
(3)
				Chronological.
(4) Contain, at a
				minimum, the following:
(A) The date and time
				of each entry.
(B) The identity of
				the employee making the entry.
(C)
				A summary of the activity recorded.
(D) Detail of whether the activity was
				monitored.
(E) Detail of the
				disposition of copies of recordings of the activity.
(5) Include entries for the following events
				and notifications received by surveillance employees about the events:
(A) The identity of surveillance employees on
				duty.
(B) Maintenance or repair of
				a gaming device or money handling equipment.
(C) Live table drop box exchanges.
(D) Electronic gaming device drop bucket
				exchanges.
(E) Movements or
				transfers of the following:
(i)
				Cash.
(ii) Cash
				equivalents.
(iii) Chips.
(iv) Cards.
(v) Dice.
(F) Detention or questioning of patrons or
				employees by the security department, including the identity of the following:
(i) Patrons or employees.
(ii) Security department personnel
				involved.
(G) The
				beginning, end, and any interruptions of the following:
(i) The soft count.
(ii) The hard count.
(H) Observed:
(i) procedural or control errors;
				or
(ii) criminal
				activity.
(I) Pertinent:
(i) telephone calls; or
(ii) radio transmissions.
(J) Malfunctions or repair of
				surveillance equipment.
(K)
				Emergency activity.
(L)
				Surveillance conducted on anyone or any activity that appears:
(i) unusual, irregular, or illegal;
				or
(ii) to violate IC 4-33, IC
				4-35, or this title.
(M)
				Surveillance conducted at the request of:
(i)
				a casino licensee;
(ii) personnel
				of the casino licensee;
(iii) a
				commission employee; or
(iv) an
				enforcement agent.
(N)
				Any other notations deemed necessary by surveillance employees or the
				commission to ensure compliance with IC 4-33, IC 4-35, and this
				title.
(6) Retained for
				at least ninety (90) days.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 12 - SECURITY AND SURVEILLANCE › Rule 1 - General Provisions for Surveillance Operations › Section 1-9 - Maintenance and malfunctions

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 9.
(a)
				Surveillance equipment that is out of service due to malfunction must be as
				follows:
(1) Immediately:
(A) reported to an enforcement agent;
				and
(B) repaired or:
(i) the equipment replaced with:
(AA) alternative camera coverage;
				or
(BB) live surveillance at the
				discretion of the enforcement agent; or
(ii) activity in the area affected by the
				malfunction must be ceased and security personnel shall guard the area until
				coverage is restored.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 12 - SECURITY AND SURVEILLANCE › Rule 1 - General Provisions for Surveillance Operations › Section 1-10 - Emergency procedures

Current through July 10, 2024
Authority: IC 4-33-4-1; IC 4-33-4-2; IC 4-33-4-3
Affected: IC 4-33
Sec. 10.
(a) In all
				emergencies:
(1) the safety of patrons and
				personnel is the first priority;
(2) established emergency evacuation plans as
				set forth in 68 IAC 8-2 must be followed; and
(3) an enforcement agent must be
				notified.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 12 - SECURITY AND SURVEILLANCE › Rule 1 - General Provisions for Surveillance Operations › Section 1-11 - Surveillance plan

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 11.
(a) The
				surveillance department of a casino licensee or casino license applicant must
				submit a surveillance plan to the executive director or the executive
				director's designee for approval at least sixty (60) days before the
				commencement of casino gambling operations that includes the following:
(1) A floor plan that shows the placement of
				all surveillance equipment.
(2) A
				detailed description of the surveillance system and its equipment.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 12 - SECURITY AND SURVEILLANCE › Rule 1 - General Provisions for Surveillance Operations › Section 1-12 - Surveillance of employees

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 12.
(a) An
				employee whose duties will be monitored in accordance with this rule must:
(1) be informed before commencement of labor
				that his or her surveillance is a requirement of his or her employment;
				and
(2) sign a written statement
				before the commencement of employment indicating his or her understanding that
				he or she will be under surveillance.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 12 - SECURITY AND SURVEILLANCE › Rule 1 - General Provisions for Surveillance Operations › Section 1-15 - Reports by the executive director

Current through July 10, 2024
Authority: IC 4-33-4-1; IC 4-33-4-2; IC 4-33-4-3
Affected: IC 4-33; IC 5-14-1.5-6.1
Sec. 15.
The executive director or the executive director's designee
				  shall report any action taken by the executive director under this rule with
				  respect to this rule to the commission at:
(1) the next meeting held under
				68 IAC
				1-2-5; or
(2) an executive session held under IC
				5-14-1.5-6.1.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 1 - Seizure, Forfeiture, and Disciplinary Hearings › Section 1-1 - Coverage of rule

Current through July 10, 2024
Authority: IC
				  4-33-3-23; IC 4-33-4; IC
				  4-35-4
Affected: IC
				  4-21.5-3-9;
				  IC 4-33; IC 4-35
Sec. 1.
(a) All
				commission licensees have a continuing duty to maintain suitability for
				licensure. A commission license does not create a property right, but is a
				privilege contingent upon continuing compliance and suitability for
				licensure.
(b) The commission may
				initiate an investigation or a disciplinary action, or both, against a licensee
				if the commission has reason to believe at least one (1) of the following:
(1) The licensee is not maintaining
				suitability for licensure.
(2) The
				licensee is not complying with licensure conditions.
(3) The licensee is not complying with the
				Act or this title.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 1 - Seizure, Forfeiture, and Disciplinary Hearings › Section 1-2 - Rights of respondents

Current through July 10, 2024
Authority: IC
				  4-33-3-23; IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 2.
In a disciplinary or seizure and forfeiture hearing, the
				  respondent is entitled to the following:
(1) Proper notice of all allegations
				contained in the complaint.
(2) The
				ability to confront the evidence presented against the respondent, including,
				but not limited to, the right to the following:
(A) Counsel at respondent's
				expense.
(B) Present a defense and
				participate fully in the proceeding.
(C) Call witnesses.
(D) Request the issuance of subpoenas under
				section 9 of this rule.
(E)
				Cross-examine witnesses testifying against the respondent.
(F) Submit legal arguments.
(G) Participate fully in the
				proceeding.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 1 - Seizure, Forfeiture, and Disciplinary Hearings › Section 1-3 - Complaints

Current through July 10, 2024
Authority: IC 4-33-3-23; IC 4-33-4; IC 4-35-4
Affected: IC 4-21.5; IC 4-33; IC 4-35
Sec. 3.
(a) If the
				commission knows facts sufficient to support a seizure and forfeiture of a
				gaming device under the Act, IC 4-35, or
				68 IAC
				2-6 or a disciplinary action against an applicant or a
				licensee under the Act, IC 4-35, or this title, the commission may, after
				investigation:
(1) order the seizure and
				forfeiture of the gaming device; or
(2) initiate a disciplinary action against a
				licensee.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 1 - Seizure, Forfeiture, and Disciplinary Hearings › Section 1-4 - Answer

Current through July 10, 2024
Authority: IC
				  4-33-3-23; IC 4-33-4; IC
				  4-35-4
Affected: IC
				  4-21.5-3-1;
				  IC
				  4-21.5-3-24;
				  IC 4-33; IC 4-35
Sec. 4.
(a) The
				respondent must file an answer within twenty (20) days of service of the
				complaint.
(b) The respondent may
				submit an answer in accordance with IC
				4-21.5-3-1.
(c) An answer must meet the following
				requirements:
(1) Be in writing.
(2) Contain an admission or denial of each
				factual allegation contained in the complaint.
(3) Set forth any affirmative defense that
				the respondent wishes to plead.
(4)
				All answers must be signed, verified, and dated by the respondent. This
				verification must:
(A) be notarized;
				and
(B) include a certification
				stating, "Under the penalty of perjury, the undersigned has examined the answer
				and to the best of my knowledge and belief, it is true, complete, and
				correct.".
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 1 - Seizure, Forfeiture, and Disciplinary Hearings › Section 1-5 - Appearances; service

Current through July 10, 2024
Authority: IC
				  4-33-3-23; IC 4-33-4; IC
				  4-35-4
Affected: IC
				  4-21.5-3-1;
				  IC
				  4-21.5-3-15;
				  IC 4-33; IC 4-35
Sec. 5.
(a) A
				respondent may:
(1) represent himself or
				herself; or
(2) be represented by
				an attorney or duly authorized representative under IC
				4-21.5-3-15.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 1 - Seizure, Forfeiture, and Disciplinary Hearings › Section 1-6 - Hearings

Current through July 10, 2024
Authority: IC
				  4-33-3-23; IC 4-33-4; IC
				  4-35-4-2;
				  IC
				  4-35-4-3
Affected: IC 4-21.5-3; IC 4-33; IC 4-35
Sec. 6.
(a) A hearing
				conducted under this rule is:
(1) subject to
				IC 4-21.5-3; and
(2) open to the
				public. Witnesses may be excluded or sequestered.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 1 - Seizure, Forfeiture, and Disciplinary Hearings › Section 1-8 - Discovery

Current through July 10, 2024
Authority: IC
				  4-33-3-23; IC 4-33-4; IC
				  4-35-4
Affected: IC 4-21.5-3; IC 4-33; IC 4-35
Sec. 8.
Pursuant to Trial Rule 28(F) of the Indiana Rules of Trial
				  Procedure, the discovery provisions of Trial Rules 26 through 37 apply to all
				  proceedings subject to this rule.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 1 - Seizure, Forfeiture, and Disciplinary Hearings › Section 1-13 - Continuances

Current through July 10, 2024
Authority: IC
				  4-33-3-23; IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-21.5-3; IC 4-33
Sec. 13.
(a) A
				motion to continue a hearing or deposition must be made at least ten (10) days
				before the hearing or deposition date unless the requesting party can show good
				cause.
(b) Continuances may be
				granted by the administrative law judge upon a showing of good cause.
(c) The administrative law judge may order a
				continuance of a hearing on the administrative law judge's own initiative.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 1 - Seizure, Forfeiture, and Disciplinary Hearings › Section 1-14 - Proceedings

Current through July 10, 2024
Authority: IC
				  4-33-3-23; IC 4-33-4; IC
				  4-35-4
Affected: IC 4-21.5-3; IC 4-33; IC 4-35
Sec. 14.
(a) The
				burden of proof is at all times on the commission. The commission has the
				affirmative responsibility of establishing by a preponderance of the evidence
				that the:
(1) respondent should be
				disciplined; or
(2) gaming device
				or gaming devices should be seized and forfeited.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 1 - Seizure, Forfeiture, and Disciplinary Hearings › Section 1-15 - Behavior

Current through July 10, 2024
Authority: IC
				  4-33-3-23; IC 4-33-4; IC
				  4-35-4
Affected: IC 4-21.5-3; IC 4-33; IC 4-35
Sec. 15.
(a) Each
				party, witness, attorney, or other representative must behave in all commission
				hearings and proceedings with dignity, courtesy, and respect for:
(1) the commission;
(2) the administrative law judge;
				and
(3) all participants to the
				proceeding.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 1 - Seizure, Forfeiture, and Disciplinary Hearings › Section 1-18 - Settlement offers

Current through July 10, 2024
Authority: IC
				  4-33-3-23; IC 4-33-4; IC
				  4-35-4
Affected: IC 4-21.5-3; IC 4-33; IC 4-35
Sec. 18.
(a) The
				parties may propose settlement offers to the administrative law judge, the
				commission, or the executive director at any stage of the proceedings where
				time, the nature of the proceeding, and public interest permit. Settlement
				offers may be made at any time prior to the entry of a final order, including
				prior to the initiation of the proceedings. The administrative law judge, the
				commission, or the executive director may require that any of the parties to
				the offer make an oral or written presentation to the administrative law judge,
				the commission, or the executive director regarding the settlement
				offer.
(b) Settlement agreements
				must meet the following requirements:
(1) Be
				in writing.
(2) Be signed by the
				parties to the settlement offer.
(3) Be consistent with the provisions and
				objectives of the law.
(4)
				Accurately reflect all the terms of the settlement.
(5) Be served on the commission at the
				commission's office in Indianapolis, Indiana, by:
(A) hand delivery;
(B) certified mail; or
(C) overnight mail.
(6) Be accompanied by a proposed
				order.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 1 - Seizure, Forfeiture, and Disciplinary Hearings › Section 1-20 - Penalties

Current through July 10, 2024
Authority: IC
				  4-33-3-23; IC 4-33-4; IC
				  4-35-4
Affected: IC 4-21.5-3; IC 4-33; IC 4-35
Sec. 20.
(a) The
				administrative law judge may impose penalties as outlined in Indiana Rules of
				Trial Procedure 26 through 37 and IC 4-21.5-3.
(b) If a respondent fails to testify on the
				respondent's own behalf with respect to any question propounded to that person,
				the administrative law judge may infer therefrom that such testimony or answer
				would have been adverse to the case of the party refusing to testify.
(c) If the respondent or the respondent's
				agent fails to answer a subpoena or refuses to testify fully at the request of
				the executive director or the executive director's designee, such failure may
				be deemed independent grounds for a finding that the:
(1) gaming device should have been seized and
				forfeited; or
(2) respondent should
				be disciplined.
The administrative law judge may also infer therefrom that
				  such testimony would have been adverse to the respondent.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 1 - Seizure, Forfeiture, and Disciplinary Hearings › Section 1-21 - Actions available to the administrative law judge and the commission

Current through July 10, 2024
Authority: IC
				  4-33-3-23; IC 4-33-4; IC
				  4-35-4
Affected: IC 4-21.5-3; IC 4-33; IC 4-35
Sec. 21.
(a) The
				commission may take any of the following actions in a proceeding to seize and
				forfeit a gaming device:
(1) Seize and forfeit
				any gaming device that does not comply with the Act, IC 4-35, or this
				title.
(2) Require the destruction
				or other appropriate disposal of any gaming device that does not comply with
				the Act, IC 4-35, or this title. Prior to the disposal of any gaming device,
				the commission must:
(A) take a photograph
				that demonstrates the nature of the gaming device; and
(B) record an adequate description of the
				gaming device.
(3)
				Impose any appropriate action set forth in subsection (b) on a person who
				possesses any gaming device that does not comply with the Act, IC 4-35, or this
				title.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 1 - Seizure, Forfeiture, and Disciplinary Hearings › Section 1-22 - Special proceedings

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-21.5-4; IC 4-33; IC 4-35
Sec. 22.
(a) The
				commission may suspend a license issued to a casino licensee without notice or
				hearing if the commission determines that the safety or health of patrons or
				employees would be threatened by the continued operation of the
				casino.
(b) If the commission
				determines that an emergency exists, the commission may suspend a casino
				owner's license, a supplier's license, or an occupational license by one (1) of
				the following procedures:
(1) Without notice
				or an evidentiary proceeding, by an authorized individual or panel of
				individuals.
(2) After a hearing
				conducted by an administrative law judge.
The resulting order must include a brief statement of the
				  facts and the law that justifies the commission's decision to take the specific
				  action under IC 4-21.5-4.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 2 - Action Against an Individual › Section 2-1 - Complaints

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-21.5-3; IC 4-33; IC 4-35
Sec. 1.
(a) If there
				are facts and circumstances sufficient to cause a prudent person to believe
				that an individual has committed a noncriminal violation of IC 4-33, IC 4-35,
				or this title, the commission may initiate an action for civil penalty against
				that individual for the violation.
(b) The civil penalty that the commission may
				seek for the violation of IC 4-33, IC 4-35, or this title must not exceed the
				greater of the following:
(1) The following
				amounts:
(A) One thousand dollars ($1,000) for
				the first violation.
(B) Two
				thousand dollars ($2,000) for the second violation.
(C) Four thousand dollars ($4,000), for the
				third and any subsequent violations.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 2 - Action Against an Individual › Section 2-2 - Rights of respondents

Current through July 10, 2024
Authority: IC
				  4-33-3-23; IC 4-33-4; IC
				  4-35-4
Affected: IC 4-21.5-3; IC 4-33; IC 4-35
Sec. 2.
In a hearing under this rule, the respondent is entitled to
				  the following:
(1) Proper notice of
				all allegations contained in the complaint.
(2) The ability to confront the evidence
				presented against the respondent, including, but not limited to, the right to
				the following:
(A) Counsel at respondent's
				expense.
(B) Present a
				defense.
(C) Call
				witnesses.
(D) Request the issuance
				of subpoenas under section 9 of this rule.
(E) Cross-examine witnesses testifying
				against the respondent.
(F) Submit
				legal arguments.
(G) Participate
				fully in the proceeding.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 2 - Action Against an Individual › Section 2-3 - Answer

Current through July 10, 2024
Authority: IC
				  4-33-3-23; IC 4-33-4; IC
				  4-35-4
Affected: IC
				  4-21.5-3-1;
				  IC
				  4-21.5-3-24;
				  IC 4-33; IC 4-35
Sec. 3.
(a) The
				respondent must file an answer within twenty (20) days of service of the
				complaint.
(b) The respondent may
				submit an answer in accordance with IC
				4-21.5-3-1.
(c) An answer must meet the following
				requirements:
(1) Be in writing.
(2) Contain an admission or denial of each
				factual allegation contained in the complaint.
(3) Set forth any affirmative defense that
				the respondent wishes to plead.
(4)
				All answers must be signed, verified, and dated by the respondent. This
				verification must:
(A) be notarized;
				and
(B) include a certification
				stating, "Under the penalty of perjury, the undersigned has examined the answer
				and to the best of my knowledge and belief, it is true, complete, and
				correct.".
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 2 - Action Against an Individual › Section 2-4 - Appearances; service

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC
				  4-21.5-3-1;
				  IC
				  4-21.5-3-15;
				  IC 4-33; IC 4-35
Sec. 4.
A respondent may:
(1) represent himself or herself;
				or
(2) be represented by an
				attorney or duly authorized representative under IC
				4-21.5-3-15.
Service of appearances must be made in accordance with IC
				  4-21.5-3-1.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 2 - Action Against an Individual › Section 2-5 - Hearings

Current through July 10, 2024
Authority: IC
				  4-33-3-23; IC 4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 5.
(a) A hearing
				conducted under this rule is also subject to IC 4-21.5-3 and is open to the
				public. Witnesses may be excluded or sequestered.
(b) Hearings must be held in Indianapolis,
				Indiana, unless, for good cause stated in an open meeting, the commission
				designates another place for the hearing.
(c) Unless precluded by law or objected to by
				a party, the commission may allow informal disposition of a proceeding without
				a hearing, including, but not limited to, the following:
(1) Disposition by stipulation.
(2) Agreed settlement.
(3) Consent order.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 2 - Action Against an Individual › Section 2-6 - Discovery

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 6.
Pursuant to Trial Rule 28(F) of the Indiana Rules of Trial
				  Procedure, the discovery provisions of Trial Rules 26 through 37 apply to all
				  proceedings subject to this rule.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 2 - Action Against an Individual › Section 2-7 - Continuances

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 7.
(a) A motion
				to continue a hearing or deposition must be made at least ten (10) days before
				the hearing or deposition date unless the requesting party can show good
				cause.
(b) Continuances may be
				granted by the administrative law judge upon a showing of good cause.
(c) The administrative law judge may order a
				continuance of a hearing on the administrative law judge's own initiative.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 2 - Action Against an Individual › Section 2-8 - Behavior

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 8.
(a) Each
				party, witness, attorney, or other representative must behave in all commission
				hearings and proceedings with dignity, courtesy, and respect for:
(1) the commission;
(2) the administrative law judge;
				and
(3) all participants to the
				proceeding.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 2 - Action Against an Individual › Section 2-9 - Settlement offers

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 9.
(a) The
				parties may propose settlement offers to the administrative law judge, the
				commission, or the executive director at any stage of the proceedings where
				time, the nature of the proceeding, and public interest permit. Settlement
				offers may be made at any time prior to the entry of a final order, including
				prior to the initiation of the proceedings. The administrative law judge, the
				commission, or the executive director may require that any of the parties to
				the offer make an oral or written presentation to the administrative law judge,
				the commission, or the executive director regarding the settlement
				offer.
(b) Settlement agreements
				must meet the following requirements:
(1) Be
				in writing.
(2) Be signed by the
				parties to the settlement offer.
(3) Be consistent with the provisions and
				objectives of the law.
(4)
				Accurately reflect all the terms of the settlement.
(5) Be served on the commission at the
				commission's office in Indianapolis, Indiana, by:
(A) hand delivery;
(B) certified mail; or
(C) overnight mail.
(6) Be accompanied by a proposed
				order.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 2 - Action Against an Individual › Section 2-10 - Penalties

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-21.5-3; IC 4-33; IC 4-35
Sec. 10.
(a) The
				administrative law judge may impose penalties as outlined in Indiana Rules of
				Trial Procedure 26 through 37 and IC 4-21.5-3.
(b) If a respondent fails to testify on the
				respondent's own behalf with respect to any question propounded to that person,
				the administrative law judge may infer therefrom that such testimony or answer
				would have been adverse to the case of the party refusing to testify.
(c) If the respondent or the respondent's
				agent fails to answer a subpoena or refuses to testify fully at the request of
				the commission, such failure may be deemed independent grounds for a finding
				that the respondent should be penalized. The administrative law judge may also
				infer therefrom that such testimony would have been adverse to the
				respondent.
(d) The unexcused
				failure of the respondent to appear at a hearing constitutes an admission of
				all matters and facts contained in the complaint. In such case, the
				administrative law judge may take action based upon such admission or upon any
				other evidence, including affidavits, without any further notice to the
				respondent.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 13 - SEIZURE, FORFEITURE, AND DISCIPLINARY HEARINGS › Rule 2 - Action Against an Individual › Section 2-11 - Proceedings

Current through July 10, 2024
Authority: IC
				  4-33-3-23; IC 4-33-4; IC
				  4-35-4
Affected: IC 4-21.5-3; IC 4-33; IC 4-35
Sec. 11.
(a) The
				burden of proof is at all times on the commission. The commission has the
				affirmative responsibility of establishing by a preponderance of the evidence
				that the:
(1) respondent has committed a
				noncriminal violation of IC 4-33, IC 4-35, or this title; and
(2) proposed penalty is
				appropriate.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 1 - General Provisions › Section 1-1 - General provisions

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 1.
(a) This
				article applies to all casino licensees and casino license
				applicants.
(b) Unless otherwise
				provided or approved by the executive director, all gaming equipment utilized
				by a casino licensee must comply with this article.
(c) If the executive director determines, at
				any time, that gaming equipment being utilized by a casino licensee is not
				adequate to ensure compliance with IC 4-33, IC 4-35, and this title or the
				integrity of the game, the executive director may direct the casino licensee,
				in writing, to utilize gaming equipment that:
(1) does comply with IC 4-33, IC 4-35, and
				this title; or
(2) ensures the
				integrity of the game.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 1 - General Provisions › Section 1-4 - Reports by the executive director

Current through July 10, 2024
Authority: IC 4-33-4-1; IC 4-33-4-2; IC 4-33-4-3
Affected: IC 4-33
Sec. 4.
The executive director shall report any action he or she has
				  taken or contemplates taking under this article with respect to gaming
				  equipment to the commission at the next meeting held under
				  68 IAC 1-2-5. The commission may
				  direct the executive director to take additional or different
				  action.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 2 - Live Gaming Device Table Requirements › Section 2-1 - General provisions

Current through July 10, 2024
Authority: IC
				  4-33-4-1; IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 1.
(a) This rule
				applies to all riverboat licensees.
(b) Unless otherwise provided, or approved by
				the executive director, all live gaming device tables utilized by riverboat
				licensees must comply with this rule.
(c) Live gaming device tables utilized for
				specific games shall comply with the additional requirements as set forth in
				this article.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 2 - Live Gaming Device Table Requirements › Section 2-2 - Live gaming device table requirements

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 2.
(a) Each live
				gaming device must have, at a minimum, the following:
(1) Each live gaming device must have a drop
				box attached to it that meets the following requirements:
(A) One (1) lock that secures the contents of
				the drop box.
(B) A separate lock
				that attaches the drop box to the live gaming device. The keys to the lock
				securing the contents of the drop box and attaching the drop box to the live
				gaming device must be separate.
(C)
				A slot opening through which:
(i)
				currency;
(ii) coins;
(iii) chips;
(iv) forms;
(v) records; and
(vi)
				documents;
can be inserted into the drop box.
(D) Be equipped with a mechanical device that
				automatically closes and locks the slot opening upon removal of the drop box
				from the live gaming device.
(E) Is
				attached to the side of the live gaming device table at which the dealer is
				located or at another location approved by the executive director.
(F) Have the type of game, the shift, and the
				live gaming device table number to which the drop box is attached permanently
				imprinted on the drop box. The imprinted information must be clearly
				visible.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 2 - Live Gaming Device Table Requirements › Section 2-3 - Commission registration number; inventory

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 3.
(a) Each live
				gaming device shall display an external registration tag and number that is
				issued and affixed by the commission.
(b) The riverboat licensee must maintain an
				inventory of live gaming devices. The inventory must include the following:
(1) The serial number, if any, assigned to
				the live gaming device by the manufacturer.
(2) The registration number issued by the
				commission.
(3) The type of game
				for which the live gaming device is designed and used.
(4) The location of each live gaming
				device.
(5) The manufacturer of the
				live gaming device.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 3 - Cards and Dice › Section 3-1 - General provisions

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 1.
This rule applies to all:
(1) riverboat licensees; and
(2) riverboat license applicants.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 3 - Cards and Dice › Section 3-2 - Playing card specifications

Current through July 10, 2024
Authority: IC
				  4-33-4-1; IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 2.
(a) All
				playing cards utilized by a riverboat licensee or a riverboat license applicant
				must comply with this rule.
(b) 
				All playing cards must meet the following specifications:
(1) Unless otherwise provided in this
				article, all decks of cards must be one (1) complete standard deck of fifty-two
				(52) cards in four (4) suits. The four (4) suits shall be hearts, diamonds,
				clubs, and spades. Each suit shall consist of numerical cards from:
(A) two (2) to ten (10);
(B) a jack;
(C) a queen;
(D) a king; and
(E) an ace.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 3 - Cards and Dice › Section 3-3 - Dice specifications

Current through July 10, 2024
Authority: IC
				  4-33-4-1; IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 3.
(a) All dice
				utilized by a riverboat licensee or a riverboat license applicant must comply
				with this rule.
(b) All dice must
				meet the following specifications:
(1) Be
				formed in the shape of a perfect cube and of a size no smaller than seven
				hundred fifty-thousandths (0.750) of an inch on each side nor larger than seven
				hundred seventy-five thousandths (0.775) of an inch on each side.
(2) The name or logo of the riverboat
				licensee must be imprinted on or in each die utilized by the riverboat licensee
				or riverboat license applicant.
(3)
				Be transparent and made exclusively of cellulose except for the following:
(A) Spots.
(B) Name or logo of the riverboat
				licensee.
(C) Serial number or
				letters, or both.
(4) The
				surface of each side of the die must be perfectly flat, and the spots contained
				in each side of the die must be perfectly flush with the area surrounding the
				spots.
(5) The edges and corners of
				each die must be perfectly square and form ninety (90) degree angles with each
				adjacent side.
(6) The texture and
				finish of each side must be exactly identical to the texture and finish of all
				other sides.
(7) The weight of each
				die must be equally distributed throughout the cube, and no side of the cube
				may be heavier or lighter than any other side of the cube.
(8) Have six (6) sides bearing white circular
				spots from one (1) to six (6) respectively with the diameter of each spot equal
				to the diameter of every other spot on the die.
(9) Have spots arranged so that the following
				occurs:
(A) The side containing one (1) spot
				is directly opposite the side containing six (6) spots.
(B) The side containing two (2) spots is
				directly opposite the side containing five (5) spots.
(C) The side containing three (3) spots is
				directly opposite the side containing four (4) spots.
(10) Each spot shall be placed on the die by
				drilling or the equivalent into the surface of the cube and filling the drilled
				out portion with a compound that:
(A) is equal
				in weight to the weight of the cellulose drilled out; and
(B) forms a permanent bond with the cellulose
				cube.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 3 - Cards and Dice › Section 3-4 - Removal of cards or dice

Current through July 10, 2024
Authority: IC 4-33-4-1; IC 4-33-4-2; IC 4-33-4-3
Affected: IC 4-33
Sec. 4.
(a) The
				riverboat licensee shall remove any dice or playing cards at any time there is
				an indication that the dice or playing cards:
(1) have been tampered with;
(2) are flawed; or
(3) are defective, and the defect may affect
				the integrity or fairness of the game.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 3 - Cards and Dice › Section 3-5 - Storage of cards or dice

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 5.
(a) All dice
				or playing cards that are not being utilized at a live gaming device shall be
				kept in locked compartments.
(b)
				Dice and playing cards shall not be left at a live gaming device while
				unattended.
(c) Riverboat licensees
				and riverboat license applicants shall maintain an inventory of all dice and
				playing cards on forms prescribed by the commission. The inventory shall
				contain the following information:
(1) The
				date on which dice and playing cards are received.
(2) The quantity of the dice and playing
				cards received.
(3) The:
(A) name;
(B) business address; and
(C) business telephone number;
of the manufacturer of the dice or playing cards.
(4) The quantity of dice
				and playing cards that are:
(A) placed into
				play each day;
(B) removed from
				play due to suspected tampering and the date of the removal; and
(C) removed from play and canceled each
				day.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 3 - Cards and Dice › Section 3-6 - Inspection of cards

Current through July 10, 2024
Authority: IC
				  4-33-4-1; IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 6.
(a) When
				playing cards are accepted for play at a live gaming device, the occupational
				licensee accepting the playing cards shall inspect the playing cards to ensure
				the playing cards comply with this rule.
(b) Playing cards shall be inspected by
				sorting the cards sequentially by suit and inspecting the sides of the cards
				for crimps, bends, cuts, shaving, or any other defect that would affect the
				integrity or fairness of the game.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 3 - Cards and Dice › Section 3-7 - Inspection of dice

Current through July 10, 2024
Authority: IC
				  4-33-4-1; IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 7.
(a) Before
				dice are placed into play at a live gaming device, the pit boss or the
				equivalent shall inspect the dice to ensure the dice comply with this
				rule.
(b) Dice shall be inspected
				by the following methods on a flat surface that allows the inspection of the
				dice to be monitored by the surveillance system:
(1) A micrometer or any other approved
				instrument that performs the same function.
(2) A balancing caliper.
(3) A steel set square and magnet.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 3 - Cards and Dice › Section 3-8 - Card and dice removal and cancellation logs

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 8.
(a) Each
				riverboat licensee must maintain a log in the pit area containing information
				about card and dice removal and transfer to the card and dice cancellation
				room. This log shall track the following information:
(1) The date of the removal and
				transfer.
(2) The number of decks
				of cards removed from play.
(3) The
				number of individual dice removed from play.
(4) Game from which the cards or dice were
				removed.
(5) The:
(A) printed name;
(B) signature; and
(C) license number;
of the pit manager responsible for removal.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 3 - Cards and Dice › Section 3-9 - Transportation of cards and dice

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 9.
(a) Dice and
				playing cards may only be moved in accordance with this rule. Riverboat
				licensees, riverboat license applicants, and supplier licensees must comply
				with section 10 of this rule before transporting dice or playing cards:
(1) from any point:
(A) outside of Indiana into Indiana;
				or
(B) within Indiana to any point
				outside Indiana; or
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 3 - Cards and Dice › Section 3-10 - Reporting requirements

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 10.
(a) At least
				ten (10) days before transporting dice or playing cards, the person causing the
				movement of the dice or playing cards shall notify the executive director, in
				writing, and provide the following information:
(1) The:
(A)
				full name;
(B) business address;
				and
(C) business telephone number;
of the supplier licensee that is selling the dice or playing
				  cards.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 4 - Chip Specifications › Section 4-1 - General provisions

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 1.
(a) This rule
				applies to all:
(1) riverboat licensees;
				and
(2) riverboat license
				applicants.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 4 - Chip Specifications › Section 4-2 - Submission and approval of chips

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 2.
(a) Riverboat
				licensees or riverboat license applicants shall have each denomination of value
				and color of nonvalue chips in both the primary and secondary sets of chips
				approved. Riverboat licensees shall not utilize, or allow to be utilized, a
				chip that the executive director has not approved.
(b) The approval process is as follows:
(1) Riverboat licensees or riverboat license
				applicants shall submit a detailed schematic of a proposed chip at least ninety
				(90) days before beginning gambling operations or using the proposed chip. The
				schematic shall be a true rendering of the actual chip and shall show the
				following characteristics of the chip:
(A)
				The actual size of the chip.
(B)
				The actual color of the chip.
(C)
				The front of the chip.
(D) The back
				of the chip.
(E) The edge of the
				chip.
(F) The diameter and
				thickness of any logo, design, or wording to be contained on the chip.
The executive director shall, in writing, approve or
				  disapprove the detailed schematic of the proposed chip within twenty (20) days
				  of its submission.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 4 - Chip Specifications › Section 4-3 - Primary, secondary, and reserve sets of chips

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 3.
(a) Each
				riverboat licensee shall have the following sets of chips:
(1) A primary set of value chips.
(2) A secondary set for all denominations of
				value chips. The secondary set of value chips shall consist of at least fifty
				percent (50%) of the quantity of value chips for each denomination.
(3) A primary set of nonvalue
				chips.
(4) A reserve set for all
				colors of nonvalue chips.
Each set of chips shall be approved by the executive director
				  in accordance with section 2 of this rule and shall meet the specifications set
				  forth in sections 4 and 5 of this rule.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 4 - Chip Specifications › Section 4-4 - Specifications for and denominations of value chips

Current through July 10, 2024
Authority: IC
				  4-33-4
Affected: IC 4-33
Sec. 4.
(a) All value
				chips utilized and issued by a riverboat licensee must meet the following
				specifications or requirements:
(1) Must be
				round in shape.
(2) Must have
				clearly and permanently impressed, engraved, imprinted, or inlaid in the center
				of the chip the following:
(A) The name of the
				riverboat licensee.
(B) The
				location of the riverboat.
(C) The
				name or a distinctive mark that identifies the manufacturer of the chip. The
				name of the manufacturer or the distinctive mark may be invisible to the naked
				eye.
(3) Must clearly
				state the face value of the chip.
(4) Each denomination of value chip shall
				possess the following characteristics:
(A)
				Have its center portion of a different size, shape, or design from each other
				denomination.
(B) Be designed so
				that the specific denomination of each value chip can be determined when placed
				in a stack of value chips of various denominations when viewed on a closed
				circuit black and white television.
(C) Be designed, manufactured, and
				constructed in a manner not conducive to the counterfeiting of value
				chips.
(5) Each
				denomination shall have a primary color different from other denominations of
				value chips. Value chips may be issued in the following denominations and
				primary colors:
(A) Fifty cents ($0.50),
				mustard yellow.
(B) One dollar
				($1), white.
(C) Two dollars and
				fifty cents ($2.50), pink.
(D) Five
				dollars ($5), red.
(E) Twenty
				dollars ($20), yellow.
(F)
				Twenty-five dollars ($25), green.
(G) One hundred dollars ($100),
				black.
(H)  Five hundred dollars
				($500), purple.
(I) One thousand
				dollars ($1,000), fire orange.
(J)
				Five thousand dollars ($5,000), gray. Value chips shall fall within the
				appropriate primary colors when viewed both in daylight and under incandescent
				light. In conjunction with the appropriate primary colors, the riverboat
				licensee shall utilize contrasting secondary colors for the edge spots of each
				denomination of value chip. No riverboat licensee shall use a secondary color
				on a specific denomination of a chip that is identical to the secondary color
				used on the same denomination of chip by another riverboat licensee.
(6) Denominations of value chips
				that are one thousand dollars ($1,000) or higher must be physically larger than
				value chips of smaller denominations.
(7) The riverboat licensee shall use a
				secondary color different from that used on the primary value chip for the
				secondary set of value chips.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 14 - GAMING EQUIPMENT › Rule 4 - Chip Specifications › Section 4-5 - Promotional chips

Current through July 10, 2024
Authority: IC 4-33-4
Affected: IC 4-33
Sec. 5.
(a) Riverboat
				licensees may use promotional chips.
(b) Promotional chips must meet the
				specifications set forth in section 4 of this rule. Promotional chips must be
				of a size or shape, or both, that is distinctly dissimilar from the value chips
				in the riverboat licensee's primary and secondary sets of value
				chips.
(c) Promotional chips that
				are used for tournaments must conspicuously bear the inscription "No Cash
				Value".
(d) Promotional chips must
				be submitted and approved by the executive director in accordance with section
				2 of this rule.
(e) Promotional
				chips may not be used in transactions other than the promotion or tournament
				for which the promotional chip is issued. Riverboat licensees may not permit
				the use of promotional chips other than for the promotion or tournament for
				which the chip is issued.
(f) The
				provisions of
				68 IAC 14-14 do not apply to
				promotional chips.