reglab/statecodes huggingface dataset:
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.88 - Network Adequacy for Managed Care Plans › Rule 6.6.8814 - MANDATORY COVERAGE

Current through Register Vol. 13, July 5, 2024
(1) The following
				must be reimbursed without regard to either prior authorization or the
				contractual relationship between the health carrier and the provider:
(a) emergency services as defined in
				33-36-103, MCA;
(b) covered services that do not meet the
				criteria for emergency services, but which were medically necessary and
				immediately required because an unforeseen illness, injury or condition
				occurred when the enrollee was outside the health carrier's geographic service
				area and could not reasonably access services through the health carrier's
				network of providers; and
(c) renal
				dialysis, if covered, that is provided while the enrollee is outside the health
				carrier's service area for no more than 30 calendar days per year.
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.88 - Network Adequacy for Managed Care Plans › Rule 6.6.8815 - PROVIDER-ENROLLEE RATIO REQUIREMENTS

Current through Register Vol. 13, July 5, 2024
(1) In
				order to be deemed adequate, a health carrier's network must include one
				mid-level PCP per 1,500 projected enrollees or one physician PCP per 2,500
				projected enrollees.
Sec.
					 33-36-105, MCA; IMP, Sec.
					 33-36-105 and
					 33-36-201,
					 MCA
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.88 - Network Adequacy for Managed Care Plans › Rule 6.6.8816 - VERIFICATION OF PROVIDER CREDENTIALS

Current through Register Vol. 13, July 5, 2024
(1) Each
				health carrier shall establish and describe in its access plan the criteria
				utilized to review the credentials of the providers in its network. A health
				carrier must require a provider's credentials to be reviewed prior to the
				health carrier employing or entering into contractual relationship with a
				provider and a provider's credentials are to be reverified at least every 3
				years thereafter.
Sec.
					 33-36-105, MCA; IMP, Sec.
					 33-36-105 and
					 33-36-201,
					 MCA
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.88 - Network Adequacy for Managed Care Plans › Rule 6.6.8819 - GEOGRAPHIC ACCESS CRITERIA

Current through Register Vol. 13, July 5, 2024
(1) In order to
				be deemed adequate, a provider network must fulfill all access criteria of the
				rules in this chapter within the following geographic restrictions:
(a) to the extent that services are covered
				by the health carrier, the health carrier must have an adequate network of
				primary care providers; a hospital, critical access hospital, or medical
				assistance facility; and a pharmacy that is located within a 30 mile radius of
				each enrollee's residence or place of work, unless:
(i) the usual and customary travel pattern of
				the general population within the service area to reach health care providers
				is further, and if the fact that the usual and customary travel pattern exists
				is documented by the health carrier; or
(ii) the provider is available but does not
				meet the health carrier's reasonable credentialing requirements; and
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.88 - Network Adequacy for Managed Care Plans › Rule 6.6.8820 - EXCEPTIONS TO GEOGRAPHIC ACCESS CRITERIA

Current through Register Vol. 13, July 5, 2024
(1)
				The commissioner may grant exceptions to the geographic accessibility standard
				in ARM 6.6.8819 if good cause to do so
				exists.
(2) Good cause includes but
				is not limited to the circumstance where the health carrier has documented a
				good faith effort to negotiate a contract with local providers but has failed
				to reach an agreement within 60 days after the offer of a written contract from
				the health carrier. A good faith effort means an honest effort with the intent
				to deal fairly with providers and includes offering terms and conditions at
				least as favorable as those offered to other entities providing the same or
				similar services.
AUTH:
					 33-36-105, MCA; IMP:
					 33-36-105,
					 33-36-201,
					 MCA
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.88 - Network Adequacy for Managed Care Plans › Rule 6.6.8821 - SERVICE AREAS

Current through Register Vol. 13, July 5, 2024
(1) A network's
				service area may encompass more than one geographic service area provided the
				network in all such areas meets the network adequacy criteria.
Sec.
					 33-36-105, MCA; IMP, Sec.
					 33-36-105 and
					 33-36-201,
					 MCA
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.88 - Network Adequacy for Managed Care Plans › Rule 6.6.8827 - MAXIMUM WAIT TIMES FOR APPOINTMENTS

Current through Register Vol. 13, July 5, 2024
(1) An
				adequate network must meet the following criteria for all enrollees:
(a) emergency services must be available and
				accessible at all times;
(b) urgent
				care appointments must be available within 24 hours;
(c) appointments for non-urgent care with
				symptoms must be available within 10 calendar days;
(d) appointments for immunizations must be
				available within 21 calendar days; and
(e) appointments for routine or preventive
				care must be available within 45 calendar days.
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.88 - Network Adequacy for Managed Care Plans › Rule 6.6.8828 - REFERRAL AND SPECIALTY CARE REQUIREMENTS

Current through Register Vol. 13, July 5, 2024
(1)
				Procedures for referrals must be clearly outlined in the access plan, in
				literature provided to all enrollees, and in literature or contracts provided
				to all participating providers.
(2)
				Women and adolescent females who do not designate a gynecological health care
				provider as their PCP must be allowed direct access (without prior
				authorization or referral from a PCP) to a participating provider whose area of
				specialization is gynecology for routine gynecological care no less frequently
				than one time per year.
(3)
				Pregnant females must be allowed direct access, without prior authorization or
				referral from a PCP, to a participating provider whose area of specialization
				is obstetrics.
(4) An enrollee must
				be allowed to designate a participating pediatrician, family practice
				physician, or, if the health carrier allows a mid-level provider to be a PCP, a
				mid-level provider specializing in primary care of children as the PCP for the
				enrollee's children and/or adolescents who are covered by the health
				carrier.
(5) The access plan must
				include a process to address and correct instances where a health carrier has
				an insufficient number or type of participating providers accessible to
				enrollees to provide a covered benefit. In these instances, the health carrier
				must ensure that covered services are provided at no greater cost to the
				enrollee than if the services were obtained from a participating
				provider.
(6) The access plan must
				include policies and procedures by which an enrollee with a condition that
				requires ongoing care from a specialist may obtain a standing referral to a
				participating specialty provider. For purposes of this rule, standing referral
				means a referral for ongoing care to be provided by a participating specialty
				care provider that authorizes a series of visits with the specialist for either
				a specific time period or a limited number of visits, and which is provided
				according to a treatment plan approved by the carrier and developed by the
				enrollee's PCP, the specialty provider, and the enrollee.
Sec.
					 33-36-105, MCA; IMP, Sec.
					 33-36-105 and
					 33-36-201,
					 MCA
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.88 - Network Adequacy for Managed Care Plans › Rule 6.6.8829 - CONTINUITY OF CARE AND TRANSITIONAL CARE

Current through Register Vol. 13, July 5, 2024
(1)
				A health carrier must allow the following new enrollees to continue to receive
				services from their previous providers for the time periods noted below, so
				long as those providers agree to abide by the payment rates, credentialing,
				referral process, quality-of-care standards and protocols, and reporting
				standards that apply to comparable participating providers:
(a) a new enrollee with a life-threatening,
				disabling or degenerative condition may obtain care from their previous
				provider for a period of 60 days, beginning the date of the enrollee's
				enrollment with the health carrier;
(b) a new enrollee who has received a
				diagnosis of terminal illness with life expectancy of less than 6 months, may
				continue to obtain care from their previous provider until death if it occurs
				prior to the end of the 6 month period, or, if it does not, for a period of 6
				months from the date of the enrollee's enrollment with the health carrier,
				unless the period is extended after the enrollee's medical needs and the
				appropriateness of requiring a transition to a participating provider are
				reassessed. Such a reassessment must be conducted at or before the end of the 6
				month period by the health carrier for such a terminally ill enrollee;
				and
(c) a new enrollee in the
				second or third trimester of pregnancy may obtain care from their previous
				provider through the completion of postpartum care.
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.88 - Network Adequacy for Managed Care Plans › Rule 6.6.8835 - SELECTING AND CHANGING PROVIDERS

Current through Register Vol. 13, July 5, 2024
(1)
				Enrollees must be allowed to change primary care providers at least once per
				benefit year.
(2) The health
				carrier will monitor the frequency of enrollees' requests to change primary
				care providers and shall have in place a policy to address situations in which
				a provider has patient turnover rates that are significantly higher than the
				average rate within the health carrier's network.
Sec.
					 33-36-105, MCA; IMP, Sec.
					 33-36-105 and
					 33-36-201,
					 MCA
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.88 - Network Adequacy for Managed Care Plans › Rule 6.6.8836 - REMOVAL OF BARRIERS TO ACCESS

Current through Register Vol. 13, July 5, 2024
(1) The
				health carrier must have a policy in place to address the needs of enrollees
				with limited English proficiency and/or illiteracy, those with diverse cultural
				and ethnic backgrounds, and those with physical and mental disabilities, in
				order to insure that these characteristics do not pose barriers to gaining
				access to services. This policy shall, at a minimum, describe the health
				carrier's methods for providing the following:
(a) interpreter services to allow effective
				communication regarding treatment, medical history and health
				education;
(b) appropriate and
				sufficient personnel, physical resources and equipment to meet the basic health
				care needs of these enrollees; and
(c) education to providers and other
				employees about the needs of these covered persons.
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.88 - Network Adequacy for Managed Care Plans › Rule 6.6.8840 - MONITORING THE NETWORK

Current through Register Vol. 13, July 5, 2024
(1) The health
				carrier must establish methods for periodically assessing the sufficiency of
				the network to meet the health care needs of covered persons as well as
				assessing their satisfaction with services. The following must be included in
				this assessment:
(a) changes in volume of
				specialty services needed;
(b)
				changes in number of primary care providers needed;
(c) other changes in health care utilization
				that might indicate changes in the health status of covered persons;
(d) enrollee satisfaction with billing and
				record keeping;
(e) provider
				satisfaction with billing and record keeping;
(f) enrollee satisfaction with educational
				materials available to them;
(g)
				enrollee satisfaction with 24-hour access to medical advice and
				services;
(h) enrollee satisfaction
				with the referral process; and
(i)
				provider satisfaction with the referral process.
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.88 - Network Adequacy for Managed Care Plans › Rule 6.6.8841 - LETTERS OF INTENT

Current through Register Vol. 13, July 5, 2024
(1) In order to
				demonstrate that its network is adequate, a health carrier may utilize letters
				of intent from individual providers with whom it does not yet have a contract,
				so long as the providers do not constitute more than 15% of the total network.
				If letters of intent from providers are utilized, within 6 months after the
				access plan is submitted to the commissioner, the health carrier must submit to
				the commissioner verification that it has an adequate network.
AUTH:
					 33-36-105, MCA; IMP:
					 33-36-105,
					 33-36-201,
					 MCA
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.88 - Network Adequacy for Managed Care Plans › Rule 6.6.8842 - RESPONSIBILITY FOR CONTRACTED SERVICES

Current through Register Vol. 13, July 5, 2024
(1) A
				health carrier offering a managed care plan that uses a contractual arrangement
				to provide services to covered persons remains responsible for meeting the
				requirements of this chapter, including documentation requirements.
Sec.
					 33-36-105, MCA; IMP, Sec.
					 33-36-105,
					 MCA
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.88 - Network Adequacy for Managed Care Plans › Rule 6.6.8850 - CORRECTIVE ACTION (REPEALED)

Current through Register Vol. 13, July 5, 2024
AUTH:
					 33-36-105, MCA; IMP:
					 33-36-105,
					 MCA
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.88 - Network Adequacy for Managed Care Plans › Rule 6.6.8851 - APPEAL FROM DEPARTMENT DECISION (REPEALED)

Current through Register Vol. 13, July 5, 2024
AUTH:
					 2-4-201,
					 33-36-105, MCA; IMP:
					 2-4-201,
					 33-36-105,
					 MCA
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.89 - Quality Assurance for Managed Care Plans › Rule 6.6.8901 - PURPOSE

Current through Register Vol. 13, July 5, 2024
(1) The purpose of these rules is to
				implement the quality assurance provisions of the Montana Managed Care Plan
				Network Adequacy and Quality Assurance Act specified in Title 33, chapter 36,
				part 3, MCA. These rules establish mechanisms for the commissioner to evaluate
				quality assurance activities of health carriers providing managed care plans in
				Montana.
AUTH:
					 33-36-105, MCA; IMP:
					 33-36-102,
					 MCA
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.89 - Quality Assurance for Managed Care Plans › Rule 6.6.8902 - DEFINITIONS

Current through Register Vol. 13, July 5, 2024
The following definitions, in addition to those contained in
				  33-36-103, MCA, apply to this
				  subchapter:
(1) "HEDIS" means health
				plan employer data and information set, a standardized set of performance
				measures used by the national committee for quality assurance to assess and
				report on quality assurance activities of offered managed care plans.
33-36-105, MCA; IMP, 33-36-105,
					 MCA
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.89 - Quality Assurance for Managed Care Plans › Rule 6.6.8905 - QUALITY ASSURANCE STRUCTURE AND ACCREDITATION

Current through Register Vol. 13, July 5, 2024
(1) The health carrier shall appoint, prior
				to commencing operation, a medical physician licensed to practice in the state
				of Montana to advise, oversee, and actively participate in the implementation
				and operation of the quality assurance program.
(2) The health carrier may delegate quality
				assurance activities. The health carrier shall retain responsibility for the
				performance of all delegated activities and shall develop and implement review
				and reporting requirements to ensure that the delegated entity performs all
				delegated quality assurance activities.
(3) A health carrier whose managed care
				quality assurance plan has been accredited by a nationally recognized
				accrediting organization shall initially provide a copy of the accreditation
				certificate or outcome report and the accrediting standards used by the
				accrediting organization to the commissioner.
(a) If the commissioner finds that the
				standards of the nationally recognized accrediting organization meet or exceed
				the commissioner's standards, the commissioner will approve the health
				carrier's quality assurance program.
(b) After approval by the commissioner, the
				accredited health carrier shall provide proof of its continued accreditation
				annually to the commissioner.
(c)
				All accredited health carriers, regardless of their offering of closed,
				combination, or open plans, must comply with ARM
				6.6.8907,
				6.6.8910,
				6.6.8915, and
				6.6.8916.
(d) The commissioner will maintain a list of
				approved accrediting organizations whose standards have been determined by the
				commissioner to meet or exceed the commissioner's quality assurance
				standards.
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.89 - Quality Assurance for Managed Care Plans › Rule 6.6.8906 - WRITTEN DESCRIPTION OF QUALITY ASSESSMENT PLAN

Current through Register Vol. 13, July 5, 2024
(1) The health carrier shall implement a
				written quality assessment plan that is evaluated annually and updated as
				necessary. The plan must be submitted to the commissioner by June 1 of each
				year. The plan must describe:
(a) the plan's
				mission, goals, and objectives;
(b)
				the plan's organizational structure and the job titles of the personnel
				responsible for quality assessment;
(c) the scope of the quality assessment
				plan's activities, including:
(i) specific
				diagnoses, conditions, or treatments targeted for review to improve health care
				services and health outcomes;
(ii)
				mechanisms to evaluate enrollees' health and health care services in relation
				to current medical research, knowledge, standards, and practices;
(iii) communication processes by which the
				findings generated by the quality assessment program are communicated to
				providers and consumers to improve the health of enrollees; and
(iv) mechanisms to evaluate the service
				performance of the health carrier and primary care physicians.
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.89 - Quality Assurance for Managed Care Plans › Rule 6.6.8907 - COMPONENTS OF QUALITY ASSESSMENT ACTIVITIES

Current through Register Vol. 13, July 5, 2024
(1) Annually, the health carrier shall
				evaluate its quality assessment activities by using the following 2024 HEDIS
				measures:
(a) childhood
				immunization;
(b) breast cancer
				screening;
(c) cervical cancer
				screening;
(d) comprehensive
				diabetes care; and
(e)
				HEDIS/Consumer Assessment of Health Plan Survey (CAHPS) for adults.
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.89 - Quality Assurance for Managed Care Plans › Rule 6.6.8910 - QUALITY IMPROVEMENT

Current through Register Vol. 13, July 5, 2024
(1) At the
				commissioner's request, the health carrier shall provide documentation on its
				quality improvement activities and an evaluation of the effectiveness of the
				previous year's quality improvement activities. Such documentation must include
				the health carrier's identification of quality assessment problems and
				opportunities for improving care through:
(a)
				ongoing monitoring of process, structure, and outcomes of patient care or
				clinical performance;
(b)
				evaluation of the data collected from ongoing monitoring activities to identify
				problems in patient care or clinical performance using criteria developed and
				applied by health care professionals;
(c) measurable objectives for each
				improvement action within the reporting year, including the degree of expected
				change in persons or situations;
(d) time frames for quality improvement
				action; and
(e) parties responsible
				for implementing quality improvement action.
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.89 - Quality Assurance for Managed Care Plans › Rule 6.6.8911 - CLINICAL FOCUSED STUDY

Current through Register Vol. 13, July 5, 2024
(1) The health
				carrier shall conduct a focused study relevant to the quality of its services
				for enrollee care. The health carrier must document the clinical focused study
				and submit it to the commissioner at the commissioner's request.
(2) The health carrier shall select topics
				for the focused study that are justified based on any of the following
				considerations:
(a) areas of high
				volume;
(b) areas of high
				risk;
(c) areas where problems are
				expected or where they have occurred in the past;
(d) areas that can be corrected or where
				prevention may have an impact;
(e)
				areas that have potential adverse health outcomes; and
(f) areas where enrollee complaints have
				occurred.
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.89 - Quality Assurance for Managed Care Plans › Rule 6.6.8915 - ENROLLEE COMPLAINT SYSTEM

Current through Register Vol. 13, July 5, 2024
(1) The health
				carrier shall have an internal complaint system for enrollees. Such a system
				shall comply with the requirements of
				33-31-303, MCA.
(2) The health carrier shall conduct ongoing
				evaluations of all enrollee complaints, including complaints about the health
				carrier's services filed with participating providers. Ongoing evaluations must
				be conducted in accordance with ARM
				6.6.8910. The data on complaints
				must be reported and evaluated by the health carrier at least
				quarterly.
(3) Evaluation methods
				must permit the health carrier to track specific complaints, assess trends, and
				establish that corrective action is implemented and effective in improving the
				identified problem(s).
(4) The
				health carrier shall document and monitor the effectiveness of its evaluation
				of the enrollee complaint system and communicate it to the involved providers,
				enrollees, and the commissioner upon request. The information is subject to the
				confidentiality requirements provided in
				33-36-305, MCA.
AUTH:
					 33-36-105, MCA; IMP:
					 33-36-303,
					 MCA
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.89 - Quality Assurance for Managed Care Plans › Rule 6.6.8916 - RECORDING CONSUMER SATISFACTION

Current through Register Vol. 13, July 5, 2024
(1) The
				health carrier shall record consumer components that identify enrollees'
				perceptions on the quality of the health carrier's services, including:
(a) enrollee satisfaction surveys;
				and
(b) enrollee complaints,
				including:
(i) the health carrier's
				resolution of the complaints through its internal procedures;
(ii) arbitration decisions; and
(iii) court decisions.
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.89 - Quality Assurance for Managed Care Plans › Rule 6.6.8920 - CORRECTIVE ACTION (REPEALED)

Current through Register Vol. 13, July 5, 2024
AUTH:
					 33-36-105, MCA; IMP:
					 33-36-105,
					 33-36-401,
					 MCA
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.89 - Quality Assurance for Managed Care Plans › Rule 6.6.8921 - INFORMAL RECONSIDERATION OF DEPARTMENT DECISION (REPEALED)

Current through Register Vol. 13, July 5, 2024
AUTH:
					 33-36-105, MCA; IMP:
					 33-36-401,
					 MCA
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.90 - Regulatory Sandbox Waivers › Rule 6.6.9001 - APPLICATION REQUIREMENTS

Current through Register Vol. 13, July 5, 2024
(1) An application
				for a waiver under [HB 836, Section 1] must include the following information:
(a) the identity of the insurer applying for
				the waiver;
(b) the identity of the
				directors and executive officers of the insurer, any persons who are beneficial
				owners of 10% or more of the voting securities of the insurer, and any officers
				of the insurer;
(c) a description
				of the product or service to be offered if the waiver is granted, including how
				the product or service functions and the manner and terms on which it must be
				offered;
(d) a description of the
				potential benefits to consumers of the product or service;
(e) a description of the potential risks,
				including but not limited to financial risks, to consumers posed by the product
				or service or approval of the proposed waiver and how the applicant proposes to
				mitigate the risks;
(f) a statement
				that the insurer has a physical presence in the state and has a certificate of
				authority issued by the commissioner to write insurance in the state;
(g) a filing fee of $1,000 unless the
				submission is complex and lengthy, in which case the commissioner will provide
				an estimate of the fee that is commensurate with regulatory costs for
				consideration of the submission. The insurer may withdraw the submission after
				receiving the estimate;
(h) a
				specific explanation of how the waiver sought would meet each of the criteria
				set forth in [HB 836, Section 1(1)];
(i) certification that the waiver sought does
				not fall into any of the prohibited categories set forth in [HB 836, Section
				1(7)]; and
(j) a description of the
				insurer's plan for winding down the proposed program or activity pursuant to
				[HB 836, Section 1(12)].
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.90 - Regulatory Sandbox Waivers › Rule 6.6.9002 - WAIVER MONITORING

Current through Register Vol. 13, July 5, 2024
(1) At the time of
				granting a waiver, the commissioner shall provide an insurer granted a waiver
				under [HB 836, Section 1] with a list of reporting requirements and dates for
				reporting as warranted by the facts and circumstances of the particular
				waiver.
AUTH:
					 33-2-2501, MCA; IMP:
					 33-2-2501,
					 MCA
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.90 - Regulatory Sandbox Waivers › Rule 6.6.9003 - WAIVER REVOCATION

Current through Register Vol. 13, July 5, 2024
(1) The
				commissioner may revoke a waiver if the insurer who obtains the waiver fails to
				comply with any terms, conditions, or limitations established by the
				commissioner, the requirements of [HB 836, Section 1], or if the waiver is
				causing harm to a consumer or causes material harm to the insurer's
				solvency.
(2) The commissioner
				shall give the insurer written notice of intent to revoke the waiver, and the
				insurer shall have ten days to respond to the notice.
(3) Following the insurer's response, if the
				commissioner is not satisfied that the condition warranting revocation is
				cured, the commissioner shall send final written notice revoking the
				waiver.
(4) If the reasons
				described in (1) of this rule pose a threat of harm in the absence of immediate
				action, the commissioner may immediately revoke the waiver pending the
				insurer's response.
AUTH: [HB 836, Section 1]; IMP: [HB 836, Section
					 1]
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.90 - Regulatory Sandbox Waivers › Rule 6.6.9004 - WAIVER EXTENSION

Current through Register Vol. 13, July 5, 2024
(1) An extension
				request under [HB 836, Section 1(3)(b)] must be submitted to the commissioner
				within 45 days of the expiration of the waiver period. This request must
				include the length of the extension period requested and the specific reasons
				why the extension is necessary. These specific reasons must include an analysis
				of the effectiveness of the waiver in meeting the goals set forth in the
				initial waiver application.
AUTH: [HB 836, Section 1]; IMP: [HB 836, Section
					 1]
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.6 - INSURANCE DEPARTMENT › Subchapter 6.6.90 - Regulatory Sandbox Waivers › Rule 6.6.9005 - EXPEDITED WAIVER APPLICATIONS

Current through Register Vol. 13, July 5, 2024
(1) Where a product
				or service has been granted a waiver by the Commissioner, any applicant wishing
				to offer a substantially similar product or service may file an expedited
				application meeting the following requirements:
(a) An application must be submitted on the
				same form described in ARM
				6.6.9001(2). The
				applicant must indicate that the application is an expedited application under
				this rule.
(b) An application must
				specifically identify the previously granted waiver and explain in detail how
				the product or service it anticipates offering is substantially similar to
				those offered under the previously-granted waiver.
(c) An application under the expedited
				process does not need to comply with ARM
				6.6.9001(1)(d),
				(e), and (i).
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.101 - APPLICABILITY OF SUBCHAPTER

Current through Register Vol. 13, July 5, 2024
(1) This chapter
				applies to the securities and transactions involving securities, subject to the
				Securities Act of Montana, Title 30, chapter 10, parts 1 through 3,
				MCA.
30-10-107, MCA; IMP,
					 30-10-107,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.102 - DEFINITIONS

Current through Register Vol. 13, July 5, 2024
As used in this subchapter, unless the context indicates
				  otherwise:
(1) The definitions
				contained in
				30-10-103, MCA, apply.
(2) "Affiliate" means a person who, directly
				or indirectly through one or more intermediaries, controls or is controlled by
				or is under common control with the person specified.
(3) "American depository receipt" is a
				negotiable certificate issued by a U.S. depository pursuant to an effective
				registration statement filed on form F-6 with the Securities and Exchange
				Commission, representing the securities of a non-U.S. company, which securities
				are held in a similar type of receipt or instrument issued with respect to a
				security, which receipt of instrument has been approved for sale by order of
				the commissioner.
(4) "Branch
				office" means an office, other than a main office but including a corporate
				subsidiary and any place of business of one or more registered salespersons of
				a registered broker-dealer, which is located in this state, owned or controlled
				by the broker-dealer, and engaged in the securities business in this
				state.
(5) "Issuer of an American
				depository receipt" is the non-U.S. company that issued the securities
				represented by the American depository receipt.
(6) "Promoter" means a person who, acting
				alone or in conjunction with one or more persons, directly or indirectly, takes
				the initiative in founding and organizing the business or enterprise of an
				issuer or an officer, directory or party owning, directly or indirectly, 5% or
				more of the outstanding shares of the corporation before or immediately
				following the public offering, or any affiliate of the aforesaid persons; and
(a) does not include an unaffiliated
				institutional purchaser who purchased its shares more than one year prior to
				the public offering.
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.103 - SALES MATERIALS

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.201
30-10-107, MCA; IMP,
					 30-10-107,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.104 - PROMOTIONAL SECURITIES-ESCROW

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.202
30-10-107, MCA; IMP,
					 30-10-107,
					 30-10-206,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.104A - DEFINITION OF PROMOTIONAL OR DEVELOPMENTAL STAGE (IS HEREBY REPEALED) (REPEALED)

Current through Register Vol. 13, July 5, 2024
Sec.
					 30-10-107, MCA; IMP, Sec.
					 30-10-206,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.105 - PROMOTIONAL SECURITIES-REQUIRED WAIVERS

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.203
30-10-107, MCA; IMP,
					 33-10-107,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.106 - NEW VENTURE FINANCING (IS HEREBY REPEALED) (REPEALED)

Current through Register Vol. 13, July 5, 2024
Sec.
					 30-10-107, MCA; IMP, Sec.
					 33-10-107,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.107 - FILING OF REGISTRATION STATEMENTS-WHEN COMPLETE (IS HEREBY REPEALED) (REPEALED)

Current through Register Vol. 13, July 5, 2024
Sec.
					 30-10-107, MCA; IMP, Sec.
					 33-10-107,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.108 - NOTICE OF TERMINATION OF OFFERING-CHANGE OF OFFICERS

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.205
30-10-107, MCA; IMP,
					 30-10-107,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.109 - FILING BY BROKERS, DEALERS, AND SALESMEN (REPEALED)

Current through Register Vol. 13, July 5, 2024
Sec.
					 30-10-107, MCA; IMP, Sec.
					 30-10-107,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.110 - STOCK SUBSCRIPTION AGREEMENT-NO DEFAULT OR PENALTY PROVISION

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.206
30-10-107, MCA; IMP,
					 30-10-105,
					 30-10-107,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.111 - WARRANTS AND OPTIONS

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.207
30-10-107, MCA; IMP,
					 30-10-107,
					 30-10-207,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.112 - BLOTTERS OR RECORDS OF ORIGINAL ENTRY REQUIRED (REPEALED)

Current through Register Vol. 13, July 5, 2024
Sec.
					 30-10-107, MCA; IMP, Sec.
					 30-10-107,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.113 - LEDGERS REQUIRED (REPEALED)

Current through Register Vol. 13, July 5, 2024
Sec.
					 30-10-107, MCA; IMP, Sec.
					 30-10-107,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.114 - MEMORANDA OF BROKERAGE ORDERS AND INSTRUCTIONS REQUIRED (REPEALED)

Current through Register Vol. 13, July 5, 2024
Sec.
					 30-10-107, MCA; IMP, Sec
					 30-10-107,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.115 - MEMORANDA OF PURCHASE AND SALES ORDERS REQUIRED (REPEALED)

Current through Register Vol. 13, July 5, 2024
Sec.
					 30-10-107, MCA; IMP, Sec.
					 30-10-107,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.116 - COPIES OF CONFIRMATIONS REQUIRED (REPEALED)

Current through Register Vol. 13, July 5, 2024
Sec.
					 30-10-107, MCA; IMP, Sec.
					 30-10-107,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.117 - CASH AND MARGIN ACCOUNT RECORDS REQUIRED (REPEALED)

Current through Register Vol. 13, July 5, 2024
Sec.
					 30-10-107, MCA; IMP, Sec.
					 30-10-107,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.118 - MONTHLY TRIAL BALANCES REQUIRED (REPEALED)

Current through Register Vol. 13, July 5, 2024
Sec.
					 30-10-107, MCA; IMP, Sec.
					 30-10-107,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.119 - QUARTERLY AND ANNUAL STATEMENTS REQUIRED (REPEALED)

Current through Register Vol. 13, July 5, 2024
Sec.
					 30-10-107, MCA; IMP, Sec.
					 30-10-107,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.120 - MONTANA LIMITED OFFERING EXEMPTION

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.301
30-10-105,
					 30-10-107, MCA; IMP,
					 30-10-104,
					 30-10-202,
					 30-10-211,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.121 - REGISTRATION AND EXAMINATION - SECURITIES SALESPERSON, INVESTMENT ADVISER REPRESENTATIVES, BROKER-DEALERS, AND INVESTMENT ADVISERS

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.501
30-10-107, MCA; IMP,
					 30-10-201,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.122 - BROKER-DEALER BOOKS AND RECORDS (REPEALED)

Current through Register Vol. 13, July 5, 2024
30-10-107, MCA; IMP,
					 30-10-201,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.123 - INVESTMENT ADVISER BOOKS AND RECORDS (REPEALED)

Current through Register Vol. 13, July 5, 2024
30-10-107, MCA; IMP,
					 30-10-201,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.124 - MONTANA INVESTMENT CAPITAL EXEMPTION (REPEALED)

Current through Register Vol. 13, July 5, 2024
30-10-105 and
					 30-10-107, MCA; IMP,
					 30-10-105,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.125 - FOREIGN SAVINGS AND LOAN ASSOCIATION EXEMPTION

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.302
30-10-105,
					 30-10-107, MCA; IMP,
					 30-10-105,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.126 - FRAUDULENT AND UNETHICAL PRACTICES PROHIBITED BY BROKER-DEALERS AND SALESMEN

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.401
30-10-107, MCA; IMP,
					 30-10-201,
					 30-10-301,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.127 - FRAUDULENT, UNETHICAL AND DECEPTIVE PRACTICES PROHIBITED

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.402
30-10-107, MCA; IMP,
					 30-10-201,
					 30-10-301,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.128 - PURPOSE AND SCOPE (REPEALED)

Current through Register Vol. 13, July 5, 2024
30-10-107, MCA; IMP,
					 30-10-105,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.129 - AUTHORITY (REPEALED)

Current through Register Vol. 13, July 5, 2024
30-10-107, MCA; IMP,
					 30-10-105,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.130 - SECOND TIER LIMITED OFFERING EXEMPTION

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.303
30-10-107, MCA; IMP,
					 30-10-105,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.131 - FOREIGN SECURITY EXEMPTION

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.305
30-10-107, MCA; IMP,
					 30-10-104,
					 30-10-107,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.132 - SANCTIONS AGAINST FRAUDULENT FOREIGN SECURITIES AND THEIR DEALERS

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.403
30-10-104, MCA; IMP,
					 30-10-104,
					 30-10-107,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.133 - INTERNET

Current through Register Vol. 13, July 5, 2024
(1) Pursuant to
				30-10-105(15),
				MCA, offers of securities made by, or on behalf of, issuers on or through the
				internet or similar proprietary or common carrier electronic system, shall be
				exempt from
				30-10-201 through
				30-10-207, MCA, if the following
				conditions are met:
(a) The offer indicates,
				directly or indirectly, that the securities are not being offered to residents
				of Montana;
(b) The offer is not
				specifically directed to any person in Montana by, or on behalf of, the issuer
				of the securities; and
(c) No sales
				of the issuers securities are made in Montana as a result of the offering until
				the securities being offered have been registered in accordance with
				30-10-201 through
				30-10-207, MCA, and a final
				prospectus or Form U-7 is delivered to Montana investors prior to such
				sales.
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.134 - TRANSACTIONAL EXEMPTIONS FOR COOPERATIVE ARSOCIATIONS

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.306
30-10-105,
					 30-10-107, MCA; IMP,
					 30-10-105,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.135 - CANADIAN BROKER-DEALERS AND SALESPERSONS

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.502
30-10-105,
					 30-10-107, MCA; IMP,
					 30-10-201,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.136 - MINIMUM FINANCIAL REQUIREMENTS AND FINANCIAL REPORTING OF BROKER-DEALERS

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.503
30-10-107, MCA; IMP,
					 30-10-107,
					 30-10-201,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.138 - BROKER-DEALER BOOKS AND RECORDS

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.504
30-10-107, MCA; IMP,
					 30-10-201,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.140 - MINIMUM FINANCIAL REQUIREMENTS FOR INVESTMENT ADVISERS

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.506
30-10-107, MCA; IMP,
					 30-10-107,
					 30-10-201,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.141 - BONDING REQUIREMENTS FOR CERTAIN INVESTMENT ADVISERS

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.507
30-10-107, MCA; IMP,
					 30-10-107,
					 30-10-201,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.142 - CUSTODY OF CLIENT FUNDS OR SECURITIES BY INVESTMENT ADVISERS

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.508
30-10-107, MCA; IMP,
					 30-10-107,
					 30-10-201,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.143 - INVESTMENT ADVISER BOOKS AND RECORDS

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.510
30-10-107, MCA; IMP,
					 30-10-201,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.145 - NOTICE FILING REQUIREMENTS FOR FEDERAL COVERED ADVISERS

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.511
30-10-107, MCA; IMP,
					 30-10-201,
					 MCA;
Administrative Rules of Montana › Department 6 - STATE AUDITOR › Chapter 6.10 - SECURITIES DEPARTMENT › Subchapter 6.10.1 - Securities Regulation › Rule 6.10.147 - NOTICE FILINGS FOR OFFERINGS OF INVESTMENT COMPANY SECURITIES

Current through Register Vol. 13, July 5, 2024
This Rule has been transferred to
				  6.10.208
30-10-107, MCA; IMP,
					 30-10-202,
					 30-10-211,
					 MCA;