reglab/statecodes huggingface dataset:
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 10 - CONDUCT OF GAMING › Rule 11 - Three Card Poker › Section 11-6 - Patron betting against the dealer

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 6.
(a) The
				patron must place an ante wager to play against the dealer. After the player
				receives his or her cards, the player may do one (1) of the following:
(1) Fold and forfeit the ante bet.
(2) Place a play bet that is in the same
				amount as the ante bet. The patron must place a play bet in order to continue
				participation in the hand.
If a patron decides to fold his or her hand, the patron
				  should place the cards beside the patron's bet or bets. The dealer should
				  verify folded hands consist of three (3) cards before placing the cards in the
				  discard rack. If the patron decides to continue to play against the dealer, the
				  patron should place his or her cards under the patron's play bet.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 10 - CONDUCT OF GAMING › Rule 11 - Three Card Poker › Section 11-7 - Pairplus bet

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 7.
(a) The
				patron must place a pairplus wager to bet the value of the player's
				hand.
(b) If the patron does not
				receive a pair, the patron's wager is lost.
(c) If the patron receives a pair or better,
				the patron wins the pairplus wager regardless of the dealer's hand. Unless
				otherwise submitted and approved in accordance with section 2 of this rule,
				pairplus hands shall be paid at the following odds:
(1) A straight flush must be paid at odds of
				at least forty (40) to one (1).
(2)
				Three (3) of a kind must be paid at odds of at least thirty (30) to one
				(1).
(3) A straight must be paid at
				odds of at least six (6) to one (1).
(4) A flush must be paid at odds of at least
				four (4) to one (1).
(5) A pair
				must be paid at odds of at least one (1) to one (1).
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 10 - CONDUCT OF GAMING › Rule 11 - Three Card Poker › Section 11-8 - Irregularities

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 8.
(a) An
				incorrect number of cards dealt to a patron or the dealer constitutes a
				misdeal.
(b) An exposed card shall
				be placed in the discard rack, and the deal of the game shall continue.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 10 - CONDUCT OF GAMING › Rule 12 - Super Sevens › Section 12-1 - General provisions

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 1.
(a) This
				rule applies to all riverboat licensees.
(b) Super Sevens shall be conducted in
				conformance with this rule.
(c)
				Riverboat licensees may only offer the game of Super Sevens on a table and
				layout that are in compliance with 68 IAC 14.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 10 - CONDUCT OF GAMING › Rule 12 - Super Sevens › Section 12-2 - Submission of rules of game

Current through July 10, 2024
Authority: IC 4-33-4-1; IC 4-33-4-2; IC 4-33-4-3
Affected: IC 4-33
Sec. 2.
(a) In
				accordance with
				68 IAC
				10-1, the riverboat licensee or riverboat license
				applicant shall submit rules of the game covering Super Sevens if the riverboat
				licensee will offer the game of Super Sevens.
(b) The rules of the game for Super Sevens
				shall include, but are not limited to, the following:
(1) The number of Super Sevens tables that
				will be on the riverboat.
(2) The
				location of the Super Sevens tables on the riverboat.
(3) The manner in which the patron can place
				toke bets on behalf of the dealers. The odds at which toke bets will be
				paid.
(4) Any additional rules of
				the game the riverboat licensee wants to impose that are in compliance with
				this rule.
(5) Any other
				information deemed necessary by the executive director, the commission, or the
				riverboat licensee to ensure compliance with the Act and this title and to
				ensure the integrity of the game.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 10 - CONDUCT OF GAMING › Rule 12 - Super Sevens › Section 12-3 - Wagers; wagering rules; payouts

Current through July 10, 2024
Authority: IC 4-33-4-1; IC 4-33-4-2; IC 4-33-4-3
Affected: IC 4-33
Sec. 3.
(a) A patron
				must make a wager on the game of blackjack before the patron may place a wager
				on Super Sevens. The outcome of the Super Sevens bet has no effect on the
				outcome of the blackjack game.
(b)
				All Super Sevens bets must be placed in the designated spot on the layout prior
				to the first card being dealt. A maximum wager of one dollar ($1) may be
				charged for a Super Sevens bet.
(c)
				Except for the additional wager on Super Sevens, the play of the game shall
				proceed in accordance with
				68 IAC
				10-2.
(d)
				If a patron splits the first two (2) sevens he or she receives for purposes of
				the underlying blackjack game, only the next card dealt to the patron will be
				considered for purposes of Super Sevens.
(e) The patron must receive a seven (7) as
				their first card to win any Super Sevens payout.
(f) Unless approved by the executive director
				pursuant to
				68 IAC
				10-1-8, the following constitute the winning hands and
				payouts for Super Sevens:
(1) A patron who
				receives a seven (7) as the first card and who receives no other seven (7) must
				be paid three dollars ($3).
(2) A
				patron who receives two (2) sevens of different suits on the first two (2)
				cards dealt must be paid fifty dollars ($50).
(3) A patron who receives two (2) sevens of
				the same suit on the first two (2) cards dealt must be paid one hundred dollars
				($100).
(4) A patron who receives
				three (3) sevens of different suits on the first three (3) cards dealt must be
				paid five hundred dollars ($500).
(5) A patron who receives three (3) sevens of
				the same suit on the first three (3) cards dealt must be paid five thousand
				dollars ($5,000).
*
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 1 - General Provisions › Section 1-1 - Applicability; general provisions

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 1.
(a) This rule
				applies to casino licensees and casino license applicants.
(b) The following definitions apply
				throughout this article:
(1) "Internal
				auditor" means an individual employed by the casino licensee or an affiliate to
				perform audits of gaming and nongaming operations to ensure proper accounting
				department controls and adherence to IC 4-33, IC 4-35, and this
				title.
(2) "Security department"
				means the individuals employed by the casino licensee to provide security
				services for the casino gambling operation.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 1 - General Provisions › Section 1-2 - Purpose

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 2.
The procedures of the internal control system are designed
				  to ensure the following:
(1) Assets of
				the casino licensee are safeguarded.
(2) The financial records of the casino
				licensee are accurate and reliable.
(3) The transactions of the casino licensee
				are performed only in accordance with the specific or general authorization of
				this article.
(4) The transactions
				are recorded adequately to permit the proper recording of the adjusted gross
				receipts, admission fees, and applicable taxes.
(5) Accountability for assets is maintained
				in accordance with generally accepted accounting principles.
(6) Authorized personnel have access to
				assets.
(7) Recorded accountability
				for assets is compared with actual assets at reasonable intervals, and
				appropriate action is taken with respect to any discrepancies.
(8) The functions, duties, and
				responsibilities are appropriately segregated and performed in accordance with
				sound practices by competent, qualified personnel, and no employee of the
				casino licensee is in a position to perpetuate and conceal errors or
				irregularities in the normal course of the employee's duties.
(9) Gaming is conducted with integrity and in
				accordance with IC 4-33, IC 4-35, and this title.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 1 - General Provisions › Section 1-3 - Submission and approval of internal control procedures

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35; IC 5-14
Sec. 3.
(a) At
				various times throughout this article, the casino licensee or casino license
				applicant will be required to submit internal control procedures to the
				commission. The internal control procedures must be submitted in accordance
				with this rule.
(b) Internal
				control procedures must comply with the provisions of IC 4-33, IC 4-35, and
				this title.
(c) Submissions of
				internal control procedures shall be handled in the following manner:
(1) When called for in this article, the
				casino licensee or casino license applicant shall submit internal control
				procedures to the executive director at least sixty (60) days prior to the
				commencement of gaming operations.
(2) The executive director shall, in writing,
				approve the internal control procedures, in total or in part.
(3) Any portion of the internal control
				procedures not approved by the executive director shall be revised and
				resubmitted by the casino licensee or casino license applicant within the time
				period established by the executive director. This method shall be followed
				until all portions of the internal control procedures have been approved, or
				approval cannot be obtained.
(4) No
				casino licensee or casino license applicant may use an internal control
				procedure unless the internal control procedure has been approved, in writing,
				by the executive director.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 1 - General Provisions › Section 1-4 - Amendments to internal control procedures

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 4.
Amendments to the internal control procedures shall be
				  handled in the following manner:
(1)
				Unless otherwise provided by the executive director, amendments to any portion
				of the internal control procedures must be submitted to the executive director
				at least thirty (30) days before using an amended internal control
				procedure.
(2) The executive
				director shall, in writing, approve the amendment to the internal control
				procedure, in total or in part.
(3)
				No casino licensee may use an amendment to its internal control procedures
				unless the amendment to the internal control procedure has been approved, in
				writing, by the executive director.
(4) The casino licensee shall advise the
				executive director of any change in a scheduled event at least twenty-four (24)
				hours before the change is instituted. If the time of the scheduled event has
				to be altered due to an emergency, the casino licensee shall:
(A) notify the enforcement agent, in writing,
				immediately; and
(B) provide a
				written explanation for the change to the executive director within twenty-four
				(24) hours.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 1 - General Provisions › Section 1-5 - Emergency procedures

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 5.
(a) In the
				event of an emergency, the casino licensee may amend an internal control
				procedure. The enforcement agent must concur that an emergency exists prior to
				the amendment of an internal control procedure.
(b) The casino licensee shall do the
				following:
(1) Report an emergency amendment
				to the internal control procedures to the enforcement agent
				immediately.
(2) Submit a
				description of the amendment to the internal control procedures and the
				circumstances necessitating the amendment to the executive director within ten
				(10) business days of the amendment.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 1 - General Provisions › Section 1-7 - Deviation from provisions

Current through July 10, 2024
Authority: IC
				  4-33-4 -; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 7.
(a) The
				executive director or the commission may approve deviations from the provisions
				of this article if the executive director or the commission determines that
				the:
(1) procedure or requirement is
				impractical or burdensome; and
(2)
				alternative means of satisfying the procedure or requirement:
(A) fulfill the purpose of the
				rule;
(B) are in the best interest
				of the public and the gaming industry in Indiana;
(C) do not violate IC 4-33 or IC 4-35;
				and
(D) will not reduce the
				integrity of the internal control procedures established by this
				article.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 1 - General Provisions › Section 1-8 - Reports by the executive director

Current through July 10, 2024
Authority: IC 4-33-4-1; IC 4-33-4-2; IC 4-33-4-3
Affected: IC 4-33
Sec. 8.
The executive director shall report any action he or she has
				  taken or contemplates taking under this article with respect to internal
				  control procedures to the commission at the next meeting held under
				  68 IAC 1-2-5. The commission may
				  direct the executive director to take additional or different
				  action.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 3 - Soft Count Procedure › Section 3-1 - General provisions

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 1.
(a) The
				following definitions apply throughout this rule:
(1) "Bill validator report" means a report
				completed by the soft count team that documents the value of the currency
				collected from the bill validator drop boxes. The report shall:
(A) be completed on a form prescribed or
				approved by the commission; and
(B)
				include the currency count by denomination and the total amount of currency
				removed from the bill validator drop boxes.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 3 - Soft Count Procedure › Section 3-3 - Soft count room characteristics; security

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 3.
(a) The soft
				count room shall be:
(1) located in a
				nonpublic area of the casino; and
(2) designated for counting and recording the
				contents of the live gaming device drop boxes and bill validator drop
				boxes.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 3 - Soft Count Procedure › Section 3-4 - Soft count room log

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 4.
(a) The
				casino licensee's security department shall maintain a soft count room log that
				will record ingress to and egress from the soft count room at all
				times.
(b) An individual who enters
				and exits the soft count room shall complete the soft count log.
(c) The soft count room log shall be
				maintained in the soft count room and shall contain the following information
				for each entry into and exit from the soft count room:
(1) The name, title, and signature of the
				individual entering the soft count room.
(2) The:
(A)
				date; and
(B) time;
of ingress to and egress from the soft count room.
(3) The reason for entry
				to the soft count room.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 3 - Soft Count Procedure › Section 3-5 - Currency collection

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 5.
The currency collection process shall proceed in the
				  following manner:
(1) The currency
				collection team shall be under the constant observation of a security officer.
				The security officer shall not handle the currency.
(2) Surveillance shall be notified at the
				initiation of the currency collection process. The entire currency collection
				process shall be monitored and recorded by surveillance. The tape of the
				currency collection process shall be maintained by the casino licensee for a
				minimum of seven (7) days.
(3) The
				security officer shall obtain the key to the live gaming device drop boxes from
				the main bank in accordance with
				68 IAC 11-7. The security officer
				shall turn the key over to the currency collection team member who is
				designated to collect the live gaming device drop boxes.
(4) The security officer shall obtain the key
				to the bill validator drop boxes from the main bank in accordance with
				68 IAC 11-7. The security officer
				shall turn the key over to the currency collection team member who is
				designated to collect the bill validator drop boxes.
(5) The designated currency collection team
				member shall collect the live gaming device drop boxes and the bill validator
				drop boxes.
(6) The live gaming
				device or bill validator drop box that was removed shall be placed in the drop
				box storage cart for transportation to the soft count room.
(7) If there is not sufficient area in the
				soft count room to place removed drop boxes, locked drop box storage carts may
				be placed immediately outside the soft count room. A security officer shall
				attend the locked drop box storage cart at all times. The surveillance
				department shall maintain continual camera surveillance of the drop box storage
				cart during the times it is placed outside the soft count room.
(8) Patrons shall be prohibited from using an
				elevator that is occupied by the currency collection team.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 3 - Soft Count Procedure › Section 3-6 - Soft count process

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 6.
(a) The soft
				count process shall be neither commenced nor continued unless at least three
				(3) members of the soft count team are present in the soft count
				room.
(b) The soft count process
				shall proceed in the following manner:
(1) The
				soft count team shall notify surveillance prior to the initiation of the soft
				count. Surveillance shall visually record the entire soft count
				process.
(2) A security officer
				shall give the soft count team access to the soft count room. The soft count
				room door shall be locked after the soft count team has entered the soft count
				room.
(3) After the soft count team
				has entered the soft count room and the door has been locked, no one except:
(A) authorized commission
				personnel;
(B) individuals
				specifically authorized by the commission;
(C) main bank employees; and
(D) drop box collection team members who are
				dropping off drop boxes; are allowed access to the soft count room.
(4) Prior to the initiation of the
				count, the currency counter shall be tested for accuracy by using a precounted
				amount of currency from the first live gaming device drop box or bill validator
				drop box that is to be counted. A discrepancy of two percent (2%) or more must
				be resolved to the satisfaction of the soft count supervisor, or his or her
				designee, prior to the use of the currency counter. The results of the test
				shall be documented and retained for a period of one (1) year. The currency
				counter test results shall be signed and dated by the individual who conducted
				the test.
(5) Prior to the
				commencement of the soft count, the recorder shall generate a drop box
				verification report.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 4 - Opening and Closing Live Gaming Devices › Section 4-1 - General provisions

Current through July 10, 2024
Authority: IC
				  4-33-4-1; IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 1.
(a) This rule
				applies to all riverboat licensees.
(b) The following definitions apply
				throughout this rule:
(1) "Closer" means the
				original copy of the inventory slip that:
(A)
				is deposited into the drop box; and
(B) contains the closing dollar amount of the
				live gaming device.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 4 - Opening and Closing Live Gaming Devices › Section 4-2 - Live gaming device inventory

Current through July 10, 2024
Authority: IC 4-33-4-1; IC 4-33-4-2; IC 4-33-4-3
Affected: IC 4-33
Sec. 2.
(a) In
				accordance with
				68 IAC 11-1, the riverboat
				licensee shall submit internal control procedures covering:
(1) live gaming device inventory;
				and
(2) the opening and closing of
				a live gaming device.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 4 - Opening and Closing Live Gaming Devices › Section 4-3 - Opening of live gaming device

Current through July 10, 2024
Authority: IC 4-33-4-1; IC 4-33-4-2; IC 4-33-4-3
Affected: IC 4-33
Sec. 3.
(a)
				Immediately before opening a live gaming device, a security officer shall do
				the following:
(1) Obtain the key to the
				locked live gaming device tray lid from the main bank in accordance with
				68 IAC 11-7.
(2) Turn the key over to the pit boss or the
				equivalent who is designated to access the live gaming device
				tray.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 4 - Opening and Closing Live Gaming Devices › Section 4-4 - Closing of live gaming device

Current through July 10, 2024
Authority: IC
				  4-33-4-1; IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 4.
(a) At any
				time when a live gaming device is closed, chips remaining at the live gaming
				device shall be counted by the appropriate level of occupational licensee
				assigned to the live gaming device and verified by the pit boss or the
				equivalent.
(b) A live gaming
				device inventory slip shall be prepared.
(c) The occupational licensee and the pit
				boss or the equivalent who observed the count of the contents of the tray shall
				sign the inventory slip at the time of closing the live gaming device attesting
				to the accuracy of the information recorded.
(d) The occupational licensee shall
				immediately deposit the closer in the drop box.
(e) The pit boss or the equivalent shall
				place the opener on the live gaming device tray in a manner that the amounts on
				the opener may be read through the cover, and lock the transparent live gaming
				device tray lid in place.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 5 - Chips › Section 5-1 - General provisions

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 1.
(a) This rule
				applies to casino licensees.
(b)
				Casino licensees shall submit the procedures that the casino licensee shall
				implement to ensure that the chips are accurately and regularly counted to
				prevent the loss of assets.
(c) All
				primary chip inventories must be rotated and counted, at a minimum, on a daily
				basis. Secondary sets of chips shall be rotated and counted in accordance with
				68 IAC 15-4-3.
(d) The casino licensee shall submit a list
				of the titles of employees authorized to participate in the chip rotation and
				count. These employees must hold an occupational license, Level 2 or higher.
				Amendments to the list of employees authorized to participate in the chip
				rotation and count must be submitted to the enforcement agent as the amendment
				occurs. The employee title must be submitted to the enforcement agent before an
				employee with the title participates in the chip rotation and count.
(e) The casino licensee shall maintain the
				following information concerning chip rotations on a form approved by the
				commission:
(1) The date and time that the
				chip rotation was performed.
(2)
				The:
(A) printed name;
(B) signature; and
(C) occupational license number;
of the occupational licensee who performed the chip
				  rotation.
(3)
				Discrepancies that were discovered as a result of the chip inventory.
(4) The:
(A)
				steps that were taken to investigate the discrepancies; and
(B) results of the investigation that was
				conducted concerning the discrepancies; discovered as a result of the chip
				inventory.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 5 - Chips › Section 5-2 - Submission of internal control procedure

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 2.
(a) In
				accordance with
				68 IAC 11-1, the casino licensee
				or casino license applicant shall submit internal control procedures covering
				the rotation and counting of chips to the executive director.
(b) The internal control procedures for chip
				rotation and counts shall include, at a minimum, the following information:
(1) The manner in which:
(A) primary chip inventories; and
(B) secondary chips; will be rotated and
				counted.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 7 - Sensitive Key Control › Section 7-1 - General provisions

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 1.
(a) This rule
				applies to casino licensees.
(b)
				For the purposes of this rule, "sensitive keys" means keys that either
				management or the commission considers sensitive to the casino licensee's
				operation and therefore require strict control over custody and issuance. The
				term includes, but is not limited to, keys that will allow access to the
				following:
(1) Currency.
(2) Chips.
(3) Electronic gaming devices.
(4) An item that would affect the integrity
				or outcome of a game.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 7 - Sensitive Key Control › Section 7-2 - Submission of internal control procedure

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 2.
(a) The
				casino licensee shall submit a list of authorized occupational licensees who
				have access to the sensitive keys box. These employees must hold an
				occupational license, Level 2 or higher. Amendments to the list of employees
				with authorized access must be submitted to the enforcement agent as the
				amendments occur.
(b) In accordance
				with 68 IAC 11-1, the casino licensee
				shall submit internal control procedures covering the control of sensitive keys
				to the executive director.
(c) The
				internal control procedures for control of sensitive keys shall include, but
				are not limited to, the following:
(1) The
				location of all sensitive keys boxes.
(2) The sensitive key:
(A) name;
(B) location;
(C) custodian; and
(D) occupational licensees authorized to sign
				out the sensitive key.
(3) The location and custodian of duplicate
				sensitive keys.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 7 - Sensitive Key Control › Section 7-3 - Sensitive keys log

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 3.
(a) The
				casino licensee shall maintain a sensitive keys log on a form approved by the
				commission. The sensitive keys log shall include, but not be limited to, the
				following:
(1) The date.
(2) The time the key is signed in and
				out.
(3) The key name.
(4) The printed name, signature, and
				occupational license number of the occupational licensee obtaining and
				returning the key.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 7 - Sensitive Key Control › Section 7-4 - Replacement of sensitive keys

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 4.
(a) The
				casino licensee shall submit procedures relating to the replacement of broken,
				lost, or missing sensitive keys. These procedures shall include, at a minimum,
				the following:
(1) Identifying those critical
				sensitive keys that require immediate changing of the locks.
(2) If a sensitive key is broken, including
				procedures as to:
(A) which occupational
				licensee shall receive and replace the broken key; and
(B) disposition of the broken key.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 7 - Sensitive Key Control › Section 7-4.1 - Maintenance of keys by master

Current through July 10, 2024
Authority: IC
				  4-33-4-1; IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 4.1.
(a) The
				riverboat licensee or riverboat license applicant shall submit, in writing, the
				manner in which the master of the vessel will maintain sensitive keys. The
				information to be submitted in the plan shall include, at a minimum, the
				following:
(1) The titles and positions of
				those individuals on the navigational crew who must have access to the
				keys.
(2) The location in which the
				keys will be maintained.
(3) The
				manner in which access to the keys will be restricted to the individuals listed
				in subdivision (1).
(4) The list of
				keys that will be maintained by the master.
(5) The manner in which the master or the
				master's designee will gain access to the keys.
(6) The documentation that will be maintained
				by the master, the riverboat licensee, or both, at any time that the master
				accesses the keys.
(7) The manner
				in which the remaining keys will be secured after the master or his designee
				has gained access to the keys.
(8)
				Any other information deemed necessary by the commission or the riverboat
				licensee to ensure compliance with the Act and this title.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 7 - Sensitive Key Control › Section 7-5 - Records

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 5.
The casino licensee shall do the following:
(1) Maintain the records required by this
				rule for a minimum of one (1) year.
(2) Allow the commission access to or copies
				of the records maintained under this rule upon request by the
				commission.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 8 - Handling of Cash at Gaming Tables › Section 8-1 - General provisions

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 1.
(a) This rule
				applies to casino licensees.
(b) As
				used in this rule, "cash" means the following:
(1) Cash.
(2) Cash equivalent.
(3) A coupon issued by the casino licensee
				that may be exchanged for chips.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 8 - Handling of Cash at Gaming Tables › Section 8-2 - Presentation of cash or coupons

Current through July 10, 2024
Authority: IC
				  4-33-4-1; IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 2.
(a) Whenever
				cash or a coupon is presented by a player at a gaming table for exchange of
				gaming chips, the following procedures and requirements shall be observed:
(1) The cash shall be spread on the top of
				the gaming table by the dealer or box person accepting it in full view of the
				following:
(A) The player who presented
				it.
(B) The pit boss or the
				equivalent assigned to such gaming table.
(C) The surveillance system.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 8 - Handling of Cash at Gaming Tables › Section 8-3 - Voiding of coupons

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC 4-33; IC 4-35
Sec. 3.
A casino licensee shall require the coupon to be voided upon
				  acceptance by the dealer or box person, in a manner approved by the commission,
				  so as to preclude its subsequent use.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 9 - Child Support Obligors › Section 9-1 - Definitions

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC
				  4-33-4-27; IC
				  4-35-4-16
Sec. 1.
As used in this rule, "obligor" means a person whose support
				  obligation is enforced by the child support bureau in accordance with IC
				  31-25.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 9 - Child Support Obligors › Section 9-2 - Internal controls

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33-4-27; IC 4-35-4-16
Sec. 2.
(a) The
				casino licensee or trustee shall submit to the executive director internal
				control procedures concerning the withholding of cash winnings from delinquent
				obligors in accordance with
				68 IAC 11-1.
(b) The internal control procedures for
				withholding cash winnings from delinquent obligors shall include, without
				limitation, the following:
(1) The procedure
				by which the casino licensee or trustee shall distribute information obtained
				from the bureau under IC
				4-33-4 -27 or IC
				4-35-4 -16 to the persons whose job
				functions require them to participate in the process of withholding cash
				winnings from delinquent obligors.
(2) The job titles of the persons employed by
				the casino licensee or trustee who are responsible for receiving and
				disseminating the information that the casino licensee or trustee receives from
				the bureau.
(3) The method that the
				casino licensee or trustee proposes for keeping confidential information from
				being disseminated improperly.
(4)
				The manner in which the casino licensee or trustee will inform the obligor of
				appeal rights under the bureau's rules.
(5) The manner in which the casino licensee
				or trustee will communicate with the bureau when the casino licensee or trustee
				has withheld monies under IC
				4-33-4-27 or IC
				4-35-4-16.
(6) The manner in which the casino licensee
				or trustee will transmit the withheld funds to the bureau.
(7) The name of the department within the
				casino licensee's or trustee's organization that will communicate with the
				bureau.
(8) Alternative measures
				that the casino licensee or trustee will utilize in case of a malfunction or
				emergency.
(9) The job titles of
				the persons employed by the casino licensee or trustee who are responsible for
				communicating to the bureau the information described in IC 4-33-4-27(b)(2)(B)
				or IC 4-35-4-16(b)(2)(B).
(10) The
				job titles of the persons employed by the casino licensee or trustee who are
				responsible for issuing to the obligor the receipt described in IC
				4-33-4-27(b)(2)(C) or IC 4-35-4-16(b)(2)(C).
(11) The measures the casino licensee or
				trustee will take to ensure compliance with:
(A) IC
				4-33-4-27 or IC 4-35-4-16;
				and
(B) this rule.
(12) Any other information the
				commission or the executive director deems necessary to ensure compliance with:
(A) IC
				4-33-4-27 or IC
				4-35-4-16; and
(B) this rule.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 11 - INTERNAL CONTROL PROCEDURES › Rule 9 - Child Support Obligors › Section 9-3 - Quarterly statements

Current through July 10, 2024
Authority: IC
				  4-33-4; IC
				  4-35-4
Affected: IC
				  4-33-4-27; IC
				  4-35-4-16
Sec. 3.
(a) The
				casino licensee or trustee shall prepare and submit quarterly to the commission
				a summary of cash winnings withheld under IC
				4-33-4-27 or IC
				4-35-4-16 and this rule. The
				summary shall include, without limitation, the following information:
(1) The date on which the casino licensee or
				trustee withheld the cash winnings.
(2) The amount of cash withheld for
				delinquent child support.
(3) The
				amount of cash retained for an administrative fee in accordance with IC
				4-33-4-27(b)(1) 
				or IC 4-35-4-16(b)(1).
(4) The following information from the
				obligor:
(A) Full name.
(B) Address.
(C) Last four (4) digits of the obligor's
				Social Security number.
(D) The
				child support case identifier for the case to which the bureau will apply the
				withheld cash winnings.
(5) The name of the person who prepared the
				summary.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 12 - SECURITY AND SURVEILLANCE › Rule 1 - General Provisions for Surveillance Operations › Section 1-0.5 - Purpose

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 0.5.
The purposes of the casino licensee's surveillance operation
				  include, but are not limited to, the following:
(1) Protecting the safety of the
				public.
(2) Monitoring regulatory
				compliance with IC 4-33, IC 4-35, and this title.
(3) Safeguarding the assets of the casino
				licensee.
(4) Maintaining the
				overall integrity of the gaming operation.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 12 - SECURITY AND SURVEILLANCE › Rule 1 - General Provisions for Surveillance Operations › Section 1-1 - Applicability; definitions

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 1.
(a) This
				rule applies to casino licensees and casino license applicants.
(b) The following definitions apply
				throughout this rule:
(1) "Digital video
				recording" means visual images of the natural world converted into numerical
				data and stored on a storage medium for later reproduction.
(2) "Digital video system" means a system
				used to make and store digital video recordings.
(3) "Monitor continuously" means to observe:
(A) in real time; and
(B) without interruption; an event, a
				location, or an activity in its entirety.
(4) "Monitor regularly" means to periodically
				observe, in real time, an event, a location, or an activity, as
				appropriate.
(5) "Surveillance
				employee" means an individual holding a valid Indiana occupational license to
				work in the surveillance department of a casino licensee.
(6) "Surveillance manager" means the highest
				ranking surveillance employee assigned to work at a casino.
(7) "Surveillance system" means a closed
				circuit television system, including associated equipment, hardware, and
				software, used by a casino licensee to further the purposes of the surveillance
				operation as identified in section 0.5 of this rule.
(8) "Suspected problem area" means an area
				where:
(A) unusual occurrences have been
				observed; or
(B) reason exists to
				believe unusual occurrences will occur.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 12 - SECURITY AND SURVEILLANCE › Rule 1 - General Provisions for Surveillance Operations › Section 1-1.5 - Responsibilities of the surveillance department; internal controls

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 1.5.
(a) In
				accordance with
				68 IAC
				2-3-1.1, the surveillance manager may be subject only
				to the direct control of corporate management, including, but not limited to,
				an appropriate board of directors or other executives within the casino
				licensee's corporate structure.
(b)
				The surveillance department shall maintain and submit for approval to the
				executive director or the executive director's designee internal control
				procedures detailing how the surveillance department will carry out the
				requirements of this rule.
(c)
				Surveillance employees shall be trained in the following:
(1) Surveillance techniques.
(2) Operation of the surveillance
				equipment.
(3) The regulatory
				requirements of IC 4-33, IC 4-35, and this title.
(4) The casino licensee's internal control
				procedures.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 12 - SECURITY AND SURVEILLANCE › Rule 1 - General Provisions for Surveillance Operations › Section 1-1.7 - Surveillance department staffing

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 1.7.
(a) The
				surveillance room in the casino shall be staffed by at least two (2)
				surveillance employees engaged in monitoring operations at all times.
(b) In addition to the minimum staffing level
				outlined in subsection (a), the surveillance room shall be staffed with
				additional surveillance employees as necessary to ensure that the requirements
				of this rule are met. Factors relevant to determining staffing levels include,
				but are not limited to, the following:
(1) The
				time of day.
(2) The size of the
				casino.
(3) The number of patrons
				present.
(4) Special events taking
				place in the casino.
(5) Events
				taking place that require continuous monitoring in accordance with this
				rule.
(6) Any other factor
				identified by the executive director or the executive director's
				designee.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 12 - SECURITY AND SURVEILLANCE › Rule 1 - General Provisions for Surveillance Operations › Section 1-2 - Surveillance room specifications

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 2.
(a) Casino
				licensees must have a surveillance room.
(b) Surveillance rooms must be located out of
				the general view of patrons and nonsurveillance employees.
(c) Surveillance room access shall be limited
				to:
(1) surveillance employees;
(2) enforcement agents;
(3) commission staff; and
(4) internal audit staff; except that persons
				with a legitimate need to enter the surveillance room, either on a routine or a
				case-by-case basis, may do so upon receiving approval from the executive
				director or the executive director's designee. In the event of an emergency,
				emergency response personnel may enter the surveillance room without prior
				approval.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 12 - SECURITY AND SURVEILLANCE › Rule 1 - General Provisions for Surveillance Operations › Section 1-3 - Equipment specifications

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 3.
(a) Casino
				licensees must install a surveillance system in accordance with this
				rule.
(b) Surveillance systems may
				use digital video recording to comply with the requirements of this
				rule.
(c) The equipment used in the
				surveillance system must meet or exceed the following standards:
(1) Black and white cameras must be as
				follows:
(A) Solid state.
(B) Two-thirds (2/3) or one-half (1/2)
				format.
(C) Minimum four hundred
				(400) plus line resolution installed in fixed positions with matrix control or
				pan, tilt, and zoom capabilities.
(D) Secreted from the public and nonsecurity
				personnel view to effectively and clandestinely monitor, in detail, from
				various points, the coverage described in this rule.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 12 - SECURITY AND SURVEILLANCE › Rule 1 - General Provisions for Surveillance Operations › Section 1-4 - Required surveillance

Current through July 10, 2024
Authority: IC
				  4-33-4-1;
				  IC
				  4-33-4-2; IC
				  4-33-4-3
Affected: IC 4-33
Sec. 4.
(a) The
				surveillance system must be capable of monitoring activities on the:
(1) casino floor;
(2) support areas;
(3) areas of the pavilion through which
				monies are transported; and
(4) all
				other areas necessary to further the purpose of the surveillance system;
				including, but not limited to, the areas specifically outlined in this
				rule.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 12 - SECURITY AND SURVEILLANCE › Rule 1 - General Provisions for Surveillance Operations › Section 1-5 - Surveillance system required coverage

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 5.
(a)
				Surveillance employees shall:
(1) monitor
				regularly; and
(2) visually record,
				either by:
(A) continuous recording;
				or
(B) motion activation; whichever
				is appropriate; the surveillance system coverage of the areas described in this
				section.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 12 - SECURITY AND SURVEILLANCE › Rule 1 - General Provisions for Surveillance Operations › Section 1-5.5 - Surveillance system capabilities

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 5.5.
Surveillance employees shall visually record the following
				  events when they are known to occur on the property directly or indirectly
				  owned or operated by a casino licensee:
(1) Activity by players and employees, alone
				or in concert, that may constitute cheating or stealing.
(2) Observed criminal activity.
(3) Observed procedural violations by
				employees.
(4) Detention of
				persons.
(5) Treatment of
				disorderly individuals.
(6)
				Emergency activities capable of being observed by the system.
(7) Treatment of:
(A) persons on the exclusion list;
				and
(B) participants in the
				voluntary exclusion program.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 12 - SECURITY AND SURVEILLANCE › Rule 1 - General Provisions for Surveillance Operations › Section 1-6 - Requirements for continuous monitoring

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 6.
Surveillance employees must continuously monitor and visually
				  record the following:
(1) Soft count
				procedures in accordance with 68 IAC 11-3.
(2) Hard count procedures in accordance with
				68 IAC 11-2.
(3) Currency
				collection in accordance with 68 IAC 11-3.
(4) Drop bucket collection in accordance with
				68 IAC 11-2.
(5) The removal of the
				daily bank deposit from the casino by armored car officers.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 12 - SECURITY AND SURVEILLANCE › Rule 1 - General Provisions for Surveillance Operations › Section 1-6.5 - Audio coverage required

Current through July 10, 2024
Authority: IC 4-33-4-1; IC 4-33-4-2; IC 4-33-4-3
Affected: IC 4-33
Sec. 6.5.
In addition to other coverage requirements, the surveillance
				  system must audibly record the following:
(1) Soft count procedures in accordance with
				68 IAC 11-3.
(2) All detentions and
				questioning of detained individuals by casino security.
Indiana Administrative Code › Title 68 - INDIANA GAMING COMMISSION › Article 12 - SECURITY AND SURVEILLANCE › Rule 1 - General Provisions for Surveillance Operations › Section 1-7 - Retention of surveillance recordings

Current through July 10, 2024
Authority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 7.
(a) All
				recordings must be kept in accordance with this section.
(b) Recordings depicting routine activity
				must:
(1) contain the date and time reading;
				and
(2) be retained a minimum of
				seven (7) days.