California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 7 - Production Agency Records › Section 2190.05 - Definitions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) The term
				  "agent," as used in these regulations, means an insurance agent as defined in
				  Insurance Code Section
				  1621.
(b) The term "broker" means an insurance
				  broker as defined in Insurance Code Section
				  1623.
(c) The term "copy" as used in these
				  regulations means any reproduction by which a reasonably clear image of the
				  form, report or statement is provided, including the image of the executing
				  broker's signature, including but not limited to a photocopy, facsimile
				  transmission copy, and any other electronically transmitted digital
				  reproduction.
(d) The term
				  "secondary office" means an office of a resident agent or broker or surplus
				  lines broker or special lines' surplus lines broker other than the principal
				  office.
(e) The term "special
				  lines' surplus lines broker" means a person licensed under Insurance Code
				  Section
				  1760.5 and
				  authorized to do business pursuant to Division 1, Part 2, Chapter 6 Sections
				  1760.5 through
				  1780.
(f) The term "surplus line broker" means a
				  person licensed under Insurance Code Section
				  1765 and
				  authorized to do business pursuant to Division 1, Part 2, Chapter 6 Sections
				  1760 through
				  1780.
(g) The term "resident surplus line broker"
				  means a person licensed as a California resident under Insurance Code Section
				  1765 and
				  authorized to do business pursuant to Division 1, Part 2, Chapter 6 Sections
				  1760 through
				  1780.
(h) The term "resident special lines' surplus
				  lines broker" means a person licensed as a California resident under Insurance
				  Code Section
				  1760.5 and
				  authorized to do business pursuant to Division 1, Part 2, Chapter 6 Sections
				  1760.5 through
				  1780.
(i) The term "non-resident surplus line
				  broker" means a person licensed as a resident surplus line broker in a state or
				  territory of the United States other than California and who is licensed as a
				  non-resident in California under Insurance Code Section
				  1765 and
				  authorized to do business pursuant to Division 1, Part 2, Chapter 6 Sections
				  1760 through
				  1780.
(j) The term "non-resident special lines'
				  surplus lines broker" means a person licensed as a resident special lines'
				  surplus lines broker in a state or territory of the United States other than
				  California, or the functional equivalent thereof offered by such state or
				  territory, and who is licensed as a non-resident in California under Insurance
				  Code Section
				  1760.5 and
				  authorized to do business pursuant to Division 1, Part 2, Chapter 6 Sections
				  1760.5 through
				  1780.
1. Amendment
					 filed 6-27-78; designated effective 9-1-78 (Register 78, No. 26).
2.
					 Amendment of section and new NOTE filed 8-28-98; operative 9-27-98 (Register
					 98, No. 35).
3. New subsections (g)-(j) and amendment of NOTE filed
					 7-14-2003 as an emergency; operative 7-14-2003 (Register 2003, No. 29). A
					 Certificate of Compliance must be transmitted to OAL by 11-12-2003 or emergency
					 language will be repealed by operation of law on the following
					 day.
4. Certificate of Compliance as to 7-14-2003 order transmitted
					 to OAL 11-5-2003 and filed 12-22-2003 (Register 2003, No.
					 52).
Note: Authority cited: Sections
						1727,
						1763 and
						1768,
						Insurance Code. Reference: Sections
						1621,
						1623,
						1639,
						1727 and
						1760-
						1780,
						Insurance Code.