reglab/statecodes huggingface dataset:
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 2 - Bail Transactions › Subarticle 5 - Filings and Records › Section 2103 - Information; Not Required; Severability

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Any bail licensee may secure from any person with whom
						the bail licensee engaged in a bail transaction information in addition to that
						required by these rules or that person's signature to documents other than
						those required by these rules. If such information is secured as a part of the
						same document which contains any of the information required by these rules, it
						shall be clearly severable and the licensee, in using such document, may, at
						the licensee's discretion, omit the use of the portion of it which is not
						required by these rules.
1. Change
						without regulatory effect amending section and adding NOTE filed 7-11-2016
						pursuant to section
						100, title 1, California Code of
						Regulations (Register 2016, No. 29).
2. Change without regulatory
						effect amending section filed 7-14-2021 pursuant to section
						100, title 1, California Code of
						Regulations (Register 2021, No. 29). Filing deadline specified in Government
						Code section
						11349.3(a)
						extended 60 calendar days pursuant to Executive Order
						N-40-20.
Note: Authority cited: Section
						  1812,
						  Insurance Code. Reference: Sections
						  1800,
						  1800.75,
						  1800.8,
						  1801,
						  1802,
						  1802.1,
						  1802.2,
						  1802.5,
						  1802.6,
						  1802.7,
						  1802.71,
						  1802.72,
						  1802.73,
						  1802.74,
						  1802.75,
						  1803,
						  1804,
						  1805,
						  1806,
						  1807,
						  1809,
						  1810,
						  1812 and
						  1813,
						  Insurance Code.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 2 - Bail Transactions › Subarticle 5 - Filings and Records › Section 2104 - Destruction of Records

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Five years after the final completion of all parts of a
						bail transaction, a bail licensee may destroy the bail licensee's records
						pertaining to such transactions.
1. Change
						without regulatory effect adding NOTE filed 7-11-2016 pursuant to section
						100, title 1, California Code of
						Regulations (Register 2016, No. 29).
2. Change without regulatory
						effect amending section filed 7-14-2021 pursuant to section
						100, title 1, California Code of
						Regulations (Register 2021, No. 29). Filing deadline specified in Government
						Code section
						11349.3(a)
						extended 60 calendar days pursuant to Executive Order
						N-40-20.
Note: Authority cited: Section
						  1812,
						  Insurance Code. Reference: Sections
						  1800,
						  1800.75,
						  1800.8,
						  1801,
						  1802,
						  1802.1,
						  1802.2,
						  1802.5,
						  1802.6,
						  1802.7,
						  1802.71,
						  1802.72,
						  1802.73,
						  1802.74,
						  1802.75,
						  1803,
						  1804,
						  1805,
						  1806,
						  1807,
						  1809,
						  1810,
						  1812 and
						  1813,
						  Insurance Code.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 2.1 - Bail Education › Section 2105.2 - Prelicensing Education Curriculum

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An approved prelicensing bail education course must be
					 taught in a classroom and must impart information on all of the following
					 topics. Each topic below must be cross referenced to the material submitted to
					 the commissioner before the material can be approved:
(a) Insurance Code sections
				  1724.5,
				  1733,
				  1734,
				  1735;
				  Article 6 commencing with section
				  1666; Article 13 commencing with
				  section 1737; sections
				  1800 -
				  1823;
(b) California Code of Regulations, Title 10,
				  Chapter 5, Subchapter 1, Article 2, sections
				  2053 -
				  2104;
(c) Penal Code sections
				  1166,
				  1195,
				  1269b,
				  1269c,
				  1270,
				  1270.1,
				  1275,
				  1276.5,
				  1285,
				  1286,
				  1296,
				  1298,
				  1299,
				  1301,
				  1302,
				  1304,
				  1306;
(d)
										18 United States Code
				  1033 and
				  1034;
(e) Common law and ethical duties of bail
				  agents to sureties, arrestees, indemnitors and others;
(f) Overview of bail and the function of bail
				  agents;
(g) Criminal and courtroom
				  procedures;
(h) Special obligations
				  to the court;
(i) Collateralizing
				  bail undertakings;
(j) Fugitive
				  location methods and resources; and,
(k) Interaction with police and
				  prosecutors.
1. New
					 section filed 8-20-2007; operative 9-19-2007 (Register 2007, No.
					 34).
Note: Authority cited: Section
						1812,
						Insurance Code. Reference: Section
						1810.7,
						Insurance Code.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 2.1 - Bail Education › Section 2105.3 - Providers

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Provider
				  Approval
(1) An individual or business entity
				  who wants to be approved as a provider must submit to the Department a
				  Prelicensing/Continuing Education Program Provider Certification/Renewal
				  Application, which appears as section
				  2105.12, along with the fee
				  recited for Insurance Code section
				  1751.1(a)
				  as listed in the Fee Schedule.
(2)
				  A provider shall not be approved if an incomplete application is submitted to
				  the Department. The incomplete application will remain on file for one year
				  unless withdrawn by the applicant. After one year, a new application is
				  required. Notification that an application is complete does not mean approval
				  has been or will be granted. The Department must decide whether to approve a
				  provider within sixty (60) days of receiving a completed application. If the
				  Department initiates an investigation of an applicant for an alleged violation
				  that would, if proven, result in the suspension, revocation, or denial of the
				  provider's approval to provide prelicensing or continuing education to bail
				  agents, the sixty (60) day period will toll until the completion of the
				  investigation. If, after completion of the investigation, the applicant is
				  referred to the Department's Legal Division, the Department will have thirty
				  (30) days from the date of the referral to issue a Statement of Issues pursuant
				  to Government Code section
				  11504, or
				  to issue the approval.
(3) The
				  Department may refuse to approve a provider based on any of the grounds for
				  which it may deny an insurance agent license under Insurance Code sections
				  1668 or
				  1668.5.
(4) A nonresident applicant for provider
				  approval must file with the Department a Prelicensing/Continuing Education
				  Program Out-of-State Provider Jurisdiction Agreement, which appears as section
				  2105.13.
(5) The Department may investigate and
				  require the filing of any supplementary documents, affidavits and statements it
				  deems necessary to obtain information that will aid in determining whether the
				  prerequisites for approval have been met.
(6) Provider approval will be valid for two
				  (2) years from the date it is granted.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 2.1 - Bail Education › Section 2105.4 - Instructor Qualifications

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) An approved provider must ensure that
				  each approved course is taught by an instructor who has at least three (3)
				  years of experience within the last five (5) years in the subject matter of the
				  course. The instructor must complete a Prelicensing/Continuing Education
				  Program Instructor Qualification Form, which appears as section
				  2105.14, which must then be signed
				  by the provider director.
(b) The
				  Department may direct a provider not to use an instructor who does not meet the
				  instructor qualifications recited in this section or does not adhere to other
				  applicable requirements stated in these regulations.
1. New
					 section filed 8-20-2007; operative 9-19-2007 (Register 2007, No.
					 34).
Note: Authority cited: Section
						1812,
						Insurance Code. Reference: Section
						1810.7(c),
						Insurance Code.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 2.1 - Bail Education › Section 2105.6 - Course Renewal

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) A
				  provider who wants to renew approval of an unchanged course or a course with
				  only minor changes must submit to the Department a Bail Course Approval/Renewal
				  Application, which appears as section
				  2105.15, along with the fee
				  recited for Insurance Code sections
				  1751.1(d) and
				  (f) listed in the Fee Schedule.
(b) A Bail Course Approval/Renewal
				  Application must be received by the Department at least thirty (30) days before
				  the expiration of the course's approval to maintain continuity of
				  approval.
(c) A provider may not
				  offer a continuing education course for credit if approval of the course has
				  expired and the Department has not yet granted a renewal.
(d) The Department may deny renewal of course
				  approval if the course material no longer contains current
				  information.
1. New
					 section filed 8-20-2007; operative 9-19-2007 (Register 2007, No.
					 34).
Note: Authority cited: Section
						1812,
						Insurance Code. Reference: Section
						1810.7,
						Insurance Code.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 2.1 - Bail Education › Section 2105.7 - Maintenance of Records

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) A
				  provider must maintain Prelicensing/Continuing Education Program Instructor
				  Qualification Forms for each instructor.
(b) A provider must maintain records of
				  registration for students attending approved courses. A provider must maintain
				  address information and telephone numbers for each student of a prelicensing
				  education course.
(c) For classroom
				  courses, a provider must complete and maintain a daily attendance record,
				  showing whether each student attended at the beginning and end of each class
				  session. The attendance record must be on the Prelicensing/Continuing Education
				  Program Course Attendance Record and Verification Form, which appears as
				  section 2105.17, or on a form approved by
				  the Department that contains the following minimum provisions:
(1) For prelicensing courses, the name,
				  signature, and all or part of the social security number of the student as
				  required by the Department. For continuing education courses, the name,
				  original or electronic signature, and insurance license number of the
				  student;
(2) provider name and
				  approval number;
(3) course title
				  and approval number;
(4) date and
				  location of the class;
(5) the
				  beginning and ending time of the session, and the time-in and time-out of each
				  student.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 2.1 - Bail Education › Section 2105.8 - Successful Completion of a Prelicensing Course

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) To obtain credit for a prelicensing
				  course a student must attend one-hundred percent of the class.
(b) A provider or instructor must withhold
				  credit when a student did not pay satisfactory attention, or otherwise failed
				  to act acceptably in class.
(c)
				  Prelicensing certificates of completion expire three (3) years from the
				  completion date of the course, whether or not a license has been
				  issued.
1. New
					 section filed 8-20-2007; operative 9-19-2007 (Register 2007, No.
					 34).
Note: Authority cited: Section
						1812,
						Insurance Code. Reference: Section
						1810.7,
						Insurance Code.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 2.1 - Bail Education › Section 2105.9 - Successful Completion of a Continuing Education Course

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) To obtain credit for a continuing
				  education course a student must attend one-hundred percent of the class, if the
				  course was provided in a classroom. However, an instructor or provider director
				  may for good cause allow a student to attend not less than eighty (80) percent
				  of a scheduled class and receive full credit. A provider or instructor must
				  withhold credit when a student did not pay satisfactory attention, or otherwise
				  failed to act acceptably in class.
(b) A course may not be taken for credit more
				  than once during a renewal period.
(c) Successful completion of a continuing
				  education course by means of the Internet or correspondence shall require the
				  student to obtain a passing grade of at least seventy (70) percent on a written
				  final examination. The final examination must be open book and must be graded
				  by the approved provider. The provider must issue certificates of completion
				  only to those students who have passed the final examination.
1. New
					 section filed 8-20-2007; operative 9-19-2007 (Register 2007, No.
					 34).
Note: Authority cited: Section
						1812,
						Insurance Code. Reference: Section
						1810.7,
						Insurance Code.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 2.1 - Bail Education › Section 2105.10 - Certificates of Completion

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) A provider must issue a certificate of
				  completion to each student who successfully completes a prelicensing or
				  continuing education course. A duplicate certificate of completion must be
				  issued by a provider upon request in the case of a lost or destroyed
				  certificate. A certificate of completion must contain the following
				  information:
(1) an original signature of the
				  instructor or provider director;
(2) the course title and approval
				  number;
(3) the provider's name,
				  address, telephone number and provider approval number;
(4) for classroom courses, the beginning
				  date(s), the completion date, and the class location including street address,
				  city, state, and zip code;
(5) the
				  number of hours approved for the course;
(6) a statement that submitting a false or
				  fraudulent certificate of completion to the Department may result in denial of
				  a license application and revocation of a license;
(7) a statement that the student should
				  retain the certificate for five (5) years.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 2.1 - Bail Education › Section 2105.11 - Enforcement

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) The Department
				  may revoke or suspend approval of a provider, issue approval on a restricted
				  basis, and/or impose a monetary penalty, if:
(1) A basis exists that would have authorized
				  the Department to deny approval to the provider;
(2) the provider violated these regulations
				  or applicable provisions of the Insurance Code;
(3) The provider failed to exercise
				  reasonable care in evaluating the competency, good character, and integrity of
				  an instructor; or
(4) The provider
				  allowed another person to use the provider's approved provider status or course
				  approval status.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 2.1 - Bail Education › Section 2105.12 - Department Prelicensing/Continuing Education Program Provider Certification/Renewal Application

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Click
					 here to view image
Click
					 here to view image
Click
					 here to view image
Click
					 here to view image
Click
					 here to view image
1. New
					 section filed 8-20-2007; operative 9-19-2007 (Register 2007, No.
					 34).
Note: Authority cited: Section
						1812,
						Insurance Code. Reference: Section
						1810.7,
						Insurance Code.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 2.1 - Bail Education › Section 2105.13 - Out-of-State Provider Jurisdiction Agreement

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
State of California
Department of
							 Insurance
Prelicensing/Continuing Education
							 Program
Out-of-State Provider Jurisdiction
							 Agreement
446-40 (Rev. 02/2001)
___________________________
Producer Licensing Bureau--Education Section
320 CAPITOL MALL
SACRAMENTO, CA 95814-4309
Information (916) 492-3064
www.insurance.ca.gov
INSTRUCTIONS:
DEPARTMENT USE
							 ONLY:
* This form must be completed by every provider and
							 provider applicant whose head office is located outside of
							 California.
Provider Number ___________________________
Date Received
							 ___________________________
Provider Number (if none, mark "pending"):
							 ___________________________
Date:
							 ___________________________
Provider Name:
							 ___________________________
Telephone:
							 ___________________________
Address:
___________________________
Street
City
State
Zip
On behalf of the above named provider, I stipulate and
					 agree:
(a) That in any action or
				  special proceeding brought against the provider in the State of California, any
				  document or process may be served on the commissioner with the same effect as
				  though served upon the provider, and such service will give jurisdiction over
				  the provider to the same extent as if the provider were a resident of the State
				  of California.
(b) That any action
				  or special proceeding brought by the provider against the Insurance
				  Commissioner of the State of California will be brought in the City and County
				  of San Francisco or in the County of Los Angeles.
(c) That the provider will appear at the
				  Office of the Insurance Commissioner in the City of San Francisco or in the
				  City of Los Angeles at any time, pursuant to notice of hearing, order to show
				  cause, or subpoena issued by the commissioner, if such document is deposited in
				  the United States mail, certified and postage prepaid, in a cover addressed to
				  the provider at the last address filed by it with the commissioner, such
				  deposit in mail being 31 or more days before the date specified in such
				  document for such appearance, and that in the event of failure so to appear the
				  provider hereby consents to recession or denial of provider certification by
				  the commissioner.
PROVIDER DIRECTOR
					 NAME____________________________________________________________(Print or
					 type)
PROVIDER DIRECTOR SIGNATURE:
					 ________________________________________
DATE:______________________________
1. New
					 section filed 8-20-2007; operative 9-19-2007 (Register 2007, No.
					 34).
Note: Authority cited: Section
						1812,
						Insurance Code. Reference: Section
						1810.7,
						Insurance Code.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 2.1 - Bail Education › Section 2105.15 - Bail Course Approval/Renewal Application

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
State of California
Department of
							 Insurance
Bail Course Approval/Renewal
							 Application
LIC001B (Rev. 06/2006)
___________________________
Producer Licensing Bureau--Education Section
320 CAPITOL MALL
SACRAMENTO, CA 95814-4309
Information (916) 492-3064
www.insurance.ca.gov
Click
					 here to view image
REQUIRED ATTACHMENTS:
A.
For Contact Courses:
1. ___ A detailed statement on how the course
				  is relevant to bail topics and products.
2. ___ A detailed outline of approximately
				  one page per hour of instruction including the time each topic is being
				  presented.
3. ___ A copy of all
				  materials presented to each student if a detailed outline is not submitted with
				  application.
4. ___ An agenda
				  showing the beginning and ending times, breaks, and time allotted for exams, if
				  applicable.
5. ___ A completed
				  Class Presentation Schedule form for each presentation.
6. ___ A current authorization letter from
				  the author or publisher if using another vendor's source material as the basis
				  for the course.
7. ___ California
				  prelicensing curriculum and educational objectives with every line
				  page-referenced to the source book(s) used.
(For Prelicensing Courses
				  Only)
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 2.1 - Bail Education › Section 2105.16 - Class Presentation Schedule

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
State of California
Department of
							 Insurance
Class Presentation Schedule
446-12 (Rev. 11/2000)
___________________________
Producer Licensing Bureau--Education Section
320 CAPITOL MALL
SACRAMENTO, CA 95814-4309
Information (916) 492-3064
www.insurance.ca.gov
Instructions:
* Type or print clearly.
USE A SEPARATE SHEET FOR
					 EACH CLASS PRESENTATION.
* To inform the Department of a new class, mark NEW box and
					 provide all pertinent information below.
* To notify the Department of a change to a class schedule
					 previously submitted, mark CHANGE, give the original date, time, location and
					 provide new information below.
* To cancel a class previously submitted, mark CANCEL and
					 complete information below.
* This completed form must be received by the Department at
					 least 14 days prior to the original class presentation. Subsequent
					 presentations must be received at least 10 days prior to class presentation. No
					 faxes will be accepted.
* Late schedules may not be accepted and attendees may not
					 receive continuing education credit.
* The information provided below must match the information
					 on the certificate of completion and the provider roster.
CHECK ONE: New
[]
Cancel
[]
Change
[]
Original Date/Time:
Original Location:
Provider ID #:
Provider Name
Course ID#:
Credit Hours:
Instructor Name:
Course Name:
Start Date*:
Start Time:
End
							 Date:
End Time:
Military
							 Time
Military Time
*If course spans more than one day, each day must be listed
					 in Daily Presentation Schedule chart below.
Location of Presentation:
Street:
Room/Suite:
City:
State:
Zip:
Daily Presentation Schedule: Times must be shown in
					 military time (i.e. 8:00 AM = 0800; 2:00 PM = 1400)
Day
Date: (month/day/year)
Begin
							 Time
End Time
Day 1
Day 2
Day 3
Day 4
Day 5
Day 6
Day 7
(Attach sheet for additional
							 days)
I certify that the class information provided here is true
					 and correct to the best of my knowledge. Any changes will be provided to the
					 Department promptly.
___________________________
Original Signature of Provider
							 Director
Date
___________________________
_____ (____)
							 ___________________________
Printed Name of Provider Director
Phone
							 Number
1. New
					 section filed 8-20-2007; operative 9-19-2007 (Register 2007, No.
					 34).
Note: Authority cited: Section
						1812,
						Insurance Code. Reference: Section
						1810.7,
						Insurance Code.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 2.1 - Bail Education › Section 2105.18 - Prelicensing and Continuing Education Provider Stipulation to Maintain Records Outside of California

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
State of California
Department of
							 Insurance
Prelicensing and Continuing Education
							 Provider
Stipulation to Maintain Records Outside of
							 California
446-32 (Rev. 06/2006)
Producer Licensing Bureau--Education Section
320 CAPITOL MALL
SACRAMENTO, CA 95814-4309
Information (916) 492-3064
www.insurance.ca.gov
APPLICATION
The undersigned, as provider director of a prelicensing or
					 continuing education provider duly authorized by the California Department of
					 Insurance, has requested the Commissioner's authorization to maintain provider
					 records at a location outside of California.
STIPULATION
In consideration of the Commissioner's granting of
					 authorization to maintain the records described in California Code of
					 Regulations, sections
					 2105.7 and
					 2188.4, at a location outside of
					 California, the undersigned provider director, on behalf of the duly authorized
					 education provider, agrees to reimburse the California Department of Insurance
					 for the expense of travel for the Commissioner's agent to conduct routine
					 records examinations. Any refusal by a provider to reimburse the California
					 Department of Insurance shall constitute grounds for automatic termination of
					 the Commissioner's authorization to maintain records outside of the state, and
					 may also be considered in any subsequent hearing on the rescission of provider
					 status. This agreement will remain in force concurrent with the provider's
					 certification period.
PROVIDER NUMBER: ______________________________
PROVIDER NAME:
(Print or type)
PROVIDER DIRECTOR NAME:
(Print or type)
PROVIDER DIRECTOR SIGNATURE:
DATE:
1. New
					 section filed 8-20-2007; operative 9-19-2007 (Register 2007, No.
					 34).
Note: Authority cited: Section
						1812,
						Insurance Code. Reference: Section
						1810.7,
						Insurance Code.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 2.1 - Bail Education › Section 2105.19 - Provider Roster

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
State of California
Department of
							 Insurance
Provider Roster
446-13 (Rev. 06/2006)
Producer Licensing Bureau--Education Section
320 CAPITOL MALL
SACRAMENTO, CA 95814-4309
Information (916) 492-3064
www.insurance.ca.gov
Important:. This form must be submitted to the California
					 Department of Insurance (CDI) within
10 days
following the
					 completion of the prelicensing course and 30 days following the completion of
					 the continuing education or training course.
Late rosters may not be
					 accepted.
Items marked with an asterisk (*) are not required for
					 non-contact courses.
Pre-licensing Course:
[] Continuing Education Course: []
Contact course: []
Non-Contact course: []*
Provider ID #:
Provider
							 Name:
Course ID #:
Credit
							 Hours:
Course Name:
*Course Start Date:
*Beginning Time:
*End Time:
Completion Date:
Military time (i.e. 1300 = 1:00
							 P.M.)
*Class location:
Street
							 Address
Suite/Room
City
State
Zip
							 Code
The Department requests disclosure of a student's social
					 security number pursuant to Insurance Code Sections
					 1749,
					 1749.2,
					 1749.3,
					 1749.31,
					 1749.4,
					 1749.5,
					 1749.7, and
					 1810.7 and
					 California Code of Regulations, Title 10, Chapter 5, Section
					 2105.10 (b) (1) through
					 (7) and
					 2188.5 (b)(1).
					 This information is requested so that the Department can properly identify and
					 assign credit to students who have completed prelicensing or continuing
					 education courses. While a student's disclosure of his or her social security
					 number here is not mandatory, any failure to provide this information may delay
					 or otherwise impede the Department in assigning credit for the completion of
					 such courses to the appropriate students.
ALL ENTRIES MUST BE TYPED.
#
Social Security Number
Licensee
							 Name: Last, First M.I.
Individual License #
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
Please use backside for additional
								names.
Certification
I have reviewed this Provider Roster and the associated
					 Course Attendance Records or examination information and certify to the best of
					 my knowledge that the individuals listed here meet the requirements for
					 credit.
( )
Original signature of Provider
							 Director
Date
Phone
Printed Name of Provider Director
PROVIDER ROSTER (continued)
Page
							 2
All entries must be typed.
#
Social Security Number
Licensee
							 Name: Last, First M.I.
Individual License #
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.
33.
34.
35.
36.
37.
38.
39.
40.
41.
42.
43.
44.
45.
46.
47.
48.
49.
50.
1. New
					 section filed 8-20-2007; operative 9-19-2007 (Register 2007, No.
					 34).
Note: Authority cited: Section
						1812,
						Insurance Code. Reference: Section
						1810.7,
						Insurance Code.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 3 - Motor Vehicle Insurance › Basic Principles › Section 2107 - Prevention of Fraud; Statement to Purchaser

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
All questions involving violation or alleged violation of
						these rules and regulations or of the provisions of the Insurance Code
						applicable to the transaction of insurance in connection with sales of or loans
						on motor vehicles will be viewed by the commissioner upon the basis of whether
						or not as to each such question there has been any violation of the following
						principles:
(a) The purpose of the
					 rules and regulations is to prevent fraud or the transaction of insurance
					 covering motor vehicles, where the premiums for such insurance are included in
					 the purchase price or the amount loaned upon security of a motor
					 vehicle.
(b) To accomplish this
					 purpose it is necessary that in connection with such a transaction the
					 purchaser or borrower receive at the time of the execution of the contract
					 either a written statement conforming to Section
					 2114 or all of the information
					 required to be placed in such statement in the manner and form permitted by
					 Section 2114.5. The responsibility for
					 delivery of such statement or for the transmittal of the information required
					 to be placed in the statement and otherwise complying with Section
					 2114.5 rests upon the licensee who
					 transacts the insurance involved.
1.
						Amendment filed 9-5-61; designated effective 1-1-62 (Register 61, No.
						18).
Note: Authority cited for §§
													2107 to
						  2127: Section
						  383.5,
						  Insurance Code.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 3 - Motor Vehicle Insurance › Basic Principles › Section 2108 - Relation to Specific Rules

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The above basic principles shall govern in all matters
						relating to these rules and regulations. Specific rules are hereinafter set
						forth for the purpose of facilitating the application of the basic principles
						and are not to be used for the purpose of voiding or defeating these basic
						principles.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 3 - Motor Vehicle Insurance › Definitions › Section 2109 - Terms Defined; Rules for Construction

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
For the purpose of the basic principles and rules and
						regulations, unless the context otherwise requires,
(a) "Motor vehicle insurance transaction"
					 means
(1) Any sale of a motor vehicle which
					 includes in the cash or time selling price of such motor vehicle a premium for
					 insurance covering any interest therein, and
(2) Any loan where the security for the
					 repayment for all or any portion thereof is a lien or encumbrance upon a motor
					 vehicle and which includes in the amount involved in a loan agreement, chattel
					 mortgage or other lien instrument a premium for insurance covering any interest
					 of the borrower or mortgagor therein.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 3 - Motor Vehicle Insurance › Regulations › Section 2110 - License Requirements; Dealer

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Every dealer who enters into a motor vehicle insurance
						transaction shall be licensed to transact insurance as an agent or broker, or
						both, unless the dealer receives no commission dealer's reserve or bonus
						dependent directly or indirectly upon insurance and the insurance is personally
						transacted by a dealer's subsidiary or other licensee.
1.
						Amendment filed 9-5-61; designated effective 1-1-62 (Register 61, No.
						18).
2. Change without regulatory effect amending section filed
						7-14-2021 pursuant to section
						100, title 1, California Code of
						Regulations (Register 2021, No. 29). Filing deadline specified in Government
						Code section
						11349.3(a)
						extended 60 calendar days pursuant to Executive Order
						N-40-20.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 3 - Motor Vehicle Insurance › Regulations › Section 2111 - Same; Appointment by Insurer Required for Agent

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Dealers and dealers' subsidiaries who are licensed as
						agents only shall not transact insurance, directly or indirectly, which is
						placed with an insurer unless, at the time of the transaction, there is on file
						with the commissioner a document executed by the insurer or its authorized
						representative appointing them its agent in this State.
1.
						Amendment filed 9-3-61; designated effective 1-1-62 (Register 61, No.
						18).
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 3 - Motor Vehicle Insurance › Regulations › Section 2112 - Same; When Required of Employee

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Every employee or salesperson of a licensed dealer or
						dealer's subsidiary shall be licensed to transact insurance unless
(a) The employee or salesperson is a
					 regularly salaried administrative or clerical employee who devotes
					 substantially all of the employee's or salesperson's services to activities
					 other than the solicitation of insurance from the insuring public and receives
					 no commission on insurance, directly or indirectly, or
(b) The employee or salesperson devotes
					 substantially all of the employee's or salesperson's activities to selling
					 merchandise and the employee's or salesperson's solicitation of insurance is
					 limited only to the quoting of a premium for insurance, to be included in the
					 purchase price, covering the interest retained in such merchandise by the
					 dealer, and the employee or salesperson receives no commission on insurance,
					 directly or indirectly.
1.
						Amendment filed 9-5-61; designated effective 1-1-62 (Register 61, No.
						18).
2. Change without regulatory effect amending section filed
						7-14-2021 pursuant to section
						100, title 1, California Code of
						Regulations (Register 2021, No. 29). Filing deadline specified in Government
						Code section
						11349.3(a)
						extended 60 calendar days pursuant to Executive Order
						N-40-20.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 3 - Motor Vehicle Insurance › Regulations › Section 2113 - Responsibility of Licensee for Employees

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Every licensed dealer and dealer's subsidiary is
						responsible for violations of the Insurance Code committed by the employees and
						salespeople of the licensed dealer and dealer's subsidiary and permitted by the
						licensed dealer and dealer's subsidiary.
1.
						Amendment filed 9-5-61; designated effective 1-1-62 (Register 61, No.
						18).
2. Change without regulatory effect amending section filed
						7-14-2021 pursuant to section
						100, title 1, California Code of
						Regulations (Register 2021, No. 29). Filing deadline specified in Government
						Code section
						11349.3(a)
						extended 60 calendar days pursuant to Executive Order
						N-40-20.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 3 - Motor Vehicle Insurance › Regulations › Section 2114.3 - Written Statement; on Revision or Correction of Contract

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
If a contract of sale be revised or corrected after its
						original execution and at a time when the purchaser is not present at the
						premises of the dealer the requirement of Section
						2114 with respect to the signing
						of the Statement of Insurance by the purchaser shall be deemed complied with if
						the dealer promptly mails to the purchaser at the purchaser's last known
						address two signed copies of said statement with a request to the purchaser
						that the purchaser execute and return one of them.
1. New
						section filed 9-5-61; designated effective 1-1-62 (Register 61, No.
						18).
2. Change without regulatory effect amending section filed
						7-14-2021 pursuant to section
						100, title 1, California Code of
						Regulations (Register 2021, No. 29). Filing deadline specified in Government
						Code section
						11349.3(a)
						extended 60 calendar days pursuant to Executive Order
						N-40-20.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 3 - Motor Vehicle Insurance › Regulations › Section 2114.5 - Written Statement; Transaction by Dealer's Subsidiary

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
If the insurance is transacted by a dealer's subsidiary
						the information required to be contained in the Statement of Insurance may be
						given by the dealer's subsidiary to the purchaser as provided in this section
						if all the following requirements are met:
(a) The dealer's subsidiary has in the
					 dealer's subsidiary's possession blank Statement of Insurance forms in which
					 all of the information required by Section
					 2114 may be inserted.
(b) There is as a part of the transaction
					 oral communication between the purchaser and the dealer's subsidiary either
					 person to person or by telephone in which:
(1)
					 The dealer's subsidiary ascertains that the purchaser has in the purchaser's
					 possession and before the dealer's subsidiary at the time of such conversation
					 a blank Statement of Insurance form which, if properly completed, will include
					 all the information required by such section.
(2) The dealer's subsidiary secures from the
					 purchaser all facts necessary to the underwriting and rating of the
					 insurance.
(3) The dealer's
					 subsidiary gives to the purchaser all information required to be set forth in
					 the Statement of Insurance pursuant to such section and records the information
					 given in the dealer's subsidiary's own Statement of Insurance
					 form.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 3 - Motor Vehicle Insurance › Regulations › Section 2114.7 - Duty of Licensee in Quotation of Rate

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Every dealer or dealer's subsidiary shall use due care in
						obtaining full information necessary to the quotation of the rate for the
						insurance and in the quotation of such rate. No dealer or dealer's subsidiary
						shall knowingly or willfully make any misquotation of premium or rate nor quote
						a premium or rate for a particular kind of insurance or for a particular
						insurer without a reasonable expectation that such kind of insurance at the
						rate quoted can be lawfully procured by the dealer or dealer's subsidiary from
						such insurer.
1. New
						section filed 9-5-61; designated effective 1-1-62 (Register 61, No.
						18).
2. Change without regulatory effect amending section filed
						7-14-2021 pursuant to section
						100, title 1, California Code of
						Regulations (Register 2021, No. 29). Filing deadline specified in Government
						Code section
						11349.3(a)
						extended 60 calendar days pursuant to Executive Order
						N-40-20.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 3 - Motor Vehicle Insurance › Regulations › Section 2115 - Licensee to Compare Statement and Policy and Make Adjustment

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Every dealer or dealer's subsidiary shall, within a
						reasonable time after entering into a motor vehicle insurance
						transaction
(a) Compare the gross
					 premium, insurance coverage and the term thereof set forth in the statement
					 referred to in Section
					 2114 with the policy or
					 certificate of insurance issued by the insurer.
(b) Shall adjust the coverage and term in the
					 policy to conform to the statement described in Section
					 2114 by securing any necessary
					 endorsement from the insurer, and
(c) Shall adjust any difference in the
					 premium by making a refund or additional charge, as the case may be, to the
					 purchaser so that the charge for the insurance coverage as contained in the
					 statement referred to in Section
					 2114 conforms to the premium set
					 forth in the policy or certificate of insurance. To the extent that Chapter 2b
					 of Division 3 of Part 4 of Title 14 of the Civil Code prescribes the procedure,
					 time or amount of such charges or refunds they shall be governed thereby.
					 Otherwise any refund herein referred to may be made only in the following ways:
(1) By cash or check, immediately,
(2) By crediting the next payments due on the
					 purchaser's contract of sale, or
(3) By crediting the last payments due on the
					 purchaser's contract of sale; in which event such refund shall include a refund
					 of all finance, interest, time price differential, service charges or other
					 fees properly allocable to the amount of the refund from the inception of the
					 contract.
(4) If the contract of
					 sale has been assigned, sold or transferred, by payment to the holder thereof
					 with instructions to credit or pay the refund in any one of the three preceding
					 alternative ways.
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 3 - Motor Vehicle Insurance › Regulations › Section 2116 - Maintenance of Separate Record; Contents

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Every licensed dealer or dealer's subsidiary shall
						maintain, separate from the records of other business transactions, a ledger,
						book or card record of insurance business transacted under the authority of his
						license, which shall set forth at least the following information:
(a) Name of insurer.
(b) Policy or certificate number.
(c) Name of insured and of
					 purchaser.
(d) Effective and
					 termination dates.
(e) Kind of
					 coverage.
(f) Amount of gross
					 premium.
(g) Amount of
					 commission.
(h) Amount of net
					 premium.
(i) Date of
					 cancellation.
(j) Amount of gross
					 return premium and disposition thereof.
(k) Any addition or reduction in original
					 premium by reason of endorsement.
(l) Names of persons to whom commissions are
					 paid or allowed and the amount to each.
1.
						Amendment filed 9-5-61; designated effective 1-1-62 (Register 61, No.
						18).
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 3 - Motor Vehicle Insurance › Regulations › Section 2117 - Record Required of Insurance Not Included in Vehicle Transaction

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Every licensed dealer or dealer's subsidiary who
						transacts insurance where the premium is not included in a motor vehicle
						insurance transaction shall maintain, in addition to the data contained in
						Section 2116, the following additional
						information:
(a) Date of payment of
					 premium by insured.
(b) Date of
					 payment of premium to insurer.
1.
						Amendment filed 9-5-61; designated effective 1-1-62 (Register 61, No.
						18).
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 3 - Motor Vehicle Insurance › Regulations › Section 2118 - Purchase of Contracts Restricted

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Licensees shall not purchase, finance or discount
						contracts of sale which include a charge, either directly or indirectly, for
						insurance or as to which insurance exists for the benefit of the purchaser or
						licensed dealer, from any dealer who is not licensed by the Department of
						Insurance unless such insurance was lawfully transacted.
1.
						Amendment filed 9-5-61; designated effective 1-1-62 (Register 61, No.
						18).
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 3 - Motor Vehicle Insurance › Regulations › Section 2119 - Insurance Through Unlicensed Dealers; Placing by Licensee Prohibited

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Licensees shall not place insurance coverage in
						conjunction with motor vehicle insurance transactions, either directly or
						indirectly, at the request of any dealer who is not properly
						licensed.
1.
						Amendment filed 9-5-61; designated effective 1-1-62 (Register 61, No.
						18).
California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 3 - Motor Vehicle Insurance › Regulations › Section 2120 - Same; Duty of Licensee to Investigate

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Licensees shall not place insurance coverage in
						conjunction with motor vehicle insurance transactions, either directly or
						indirectly, which was not solicited or negotiated by such licensee unless such
						licensee first determines that such insurance was solicited or negotiated by a
						properly licensed dealer.
1.
						Amendment filed 9-5-61; designated effective 1-1-62 (Register 61, No.
						18).
2. Change without regulatory effect amending section filed
						7-14-2021 pursuant to section
						100, title 1, California Code of
						Regulations (Register 2021, No. 29). Filing deadline specified in Government
						Code section
						11349.3(a)
						extended 60 calendar days pursuant to Executive Order
						N-40-20.