reglab/statecodes huggingface dataset:
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4051 - Included Application

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4052 - Information Required

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4053 - Information Regarding Proposed Location of Head Office

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4054 - Information Regarding Proposed Service Area

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4055 - Information Regarding Marketing Plan

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4056 - Information Regarding Board

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4057 - Information Regarding Executive Officers and Proposed Officers, Employees, and Advisers

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4058 - Information Regarding Proposed Premises, Furniture, and Equipment

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4059 - Information Regarding Proposed Operations

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4060 - Information Regarding Proposed Apportionment of Shareholders' Equity

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4061 - Information Regarding Pro Forma Financial Statements

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4062 - Information Regarding Effects on Competition

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4063 - Information Regarding Public Convenience and Advantage

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4064 - Information Regarding Reasonable Promise of Successful Operation

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4065 - Information Regarding History, Business, and Offices

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4066 - Information Regarding Corporate Matters

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4067 - Information Regarding Issued and Outstanding Securities

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4068 - Information Regarding Financial Statements and Reports

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4069 - Information Regarding Affiliates

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4070 - Information Regarding Five Percent Equity Security Owners

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4071 - Information Regarding Legal Proceedings

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4072 - Information Regarding Authorization of Insurance Commissioner

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4073 - Information Regarding Purposes of Applicant

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4074 - Information Regarding Assistance in Preparation of Application

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4075 - Information Regarding Authorization of Board

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4076 - Signature and Acknowledgment

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4077 - Fee

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 2 - APPLICATION › Section 10.4078 - Amendment

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 4 - POST-APPROVAL MATTERS › Section 10.4150 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 4 - POST-APPROVAL MATTERS › Section 10.4151 - Proxy Documents

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 4 - POST-APPROVAL MATTERS › Section 10.4152 - Permit

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 4 - POST-APPROVAL MATTERS › Section 10.4153 - Amendment of Articles

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 4 - POST-APPROVAL MATTERS › Section 10.4154 - Amendment of By-Laws

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 4 - POST-APPROVAL MATTERS › Section 10.4155 - Officers of Trust Department

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 4 - POST-APPROVAL MATTERS › Section 10.4156 - Non-Reserve Depositaries

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 4 - POST-APPROVAL MATTERS › Section 10.4157 - Committees of Board

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 4 - POST-APPROVAL MATTERS › Section 10.4158 - Policies

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 4 - POST-APPROVAL MATTERS › Section 10.4159 - Bond and Other Insurance Policies

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 4 - POST-APPROVAL MATTERS › Section 10.4160 - Report Regarding Owners of Securities

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 4 - POST-APPROVAL MATTERS › Section 10.4161 - Apportionment of Shareholders' Equity

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 4 - POST-APPROVAL MATTERS › Section 10.4162 - Deposit with State Treasurer

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 4 - POST-APPROVAL MATTERS › Section 10.4163 - Report Regarding Differences from Application

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 4 - POST-APPROVAL MATTERS › Section 10.4164 - Certificate of Insurance Commissioner

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 4 - POST-APPROVAL MATTERS › Section 10.4165 - Expiration and Extension of Approval of Application

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 4 - POST-APPROVAL MATTERS › Section 10.4166 - Certificate of Authority -Issuance and Expiration

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 4 - POST-APPROVAL MATTERS › Section 10.4167 - Report Regarding Commencement of Trust Business

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 4 - Establishment of Trust Department by California Title Insurance Company [Repealed] › Part 4 - POST-APPROVAL MATTERS › Section 10.4168 - Reports Regarding Transaction of Trust Business

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 1 - General Provisions › Section 10.4300 - Definitions of "Applicant" and "Subject Institution" and Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) In this
						Subarticle:
(1) "Applicant" means a
						California national bank which applies to the Commissioner for approval to
						convert into a subject institution.
(2) "Subject institution" means a California
						state bank into which an applicant is, or is proposed to be, converted, as
						follows:
(A) In case the applicant is
						authorized to engage both in commercial banking business and in trust business,
						the subject institution shall be a California state commercial bank with trust
						department.
(B) In case the
						applicant is authorized to engage only in commercial banking business, the
						subject institution shall be a California state commercial bank without trust
						department.
(C) In case the
						applicant is authorized to engage only in trust business, the subject
						institution shall be a California state independent trust
						company.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 1 - General Provisions › Section 10.4301 - Other Definitions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
In this Subarticle:
(a) "Approved but unopened," when used with
						respect to a branch office of an applicant, means a branch office which such
						applicant has applied to the Comptroller of the Currency for authority to
						establish, and the status of the matter is that the Comptroller of the Currency
						has approved such application but the applicant has not yet established such
						branch office.
(b) "Popular name"
						means:
(1) When used with respect to a branch
						office of a subject institution, the name or other designation assigned by such
						subject institution to such branch office pursuant to Financial Code Section
						509.
(2) When used with respect to a branch office
						of an applicant, the name or other designation assigned to such branch office
						by such applicant pursuant to applicable requirements of the Comptroller of the
						Currency.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 1 - General Provisions › Section 10.4302 - Commencement of Business

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
For purposes of this Subarticle, a subject institution
						  shall be deemed to commence business at the time when the Commissioner issues
						  to the subject institution a certificate of authority authorizing it to
						  transact commercial banking business, trust business, or both, as the case may
						  be.
1.
						  Amendment of section heading and section and new NOTE filed 4-7-97; operative
						  4-7-97 pursuant to Government Code section
						  11343.4(d)
						  (Register 97, No. 15).
2. Change without regulatory effect amending
						  section filed 8-19-97 pursuant to section
						  100, title 1, California Code of
						  Regulations (Register 97, No. 34).
Note: Authority cited: Section
							 4831,
							 Financial Code. Reference: Article 2, Chapter 5, Division 1.5, Financial
							 Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 2 - Application › Section 10.4350 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Part contains regulations relating to an
						  application by an applicant for approval to convert into a subject
						  institution.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 2 - Application › Section 10.4351 - Included Application

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An application for approval to convert into a subject
						  institution shall, unless otherwise provided in such application, be deemed to
						  include an application for authority pursuant to Chapter 4 (commencing with
						  Section 1070), of the Banking Law for the
						  subject institution to establish a branch office at the location of each
						  approved but unopened branch office of the applicant. Approval of an
						  application for approval to convert into a subject institution shall, unless
						  otherwise provided in such approval, be deemed to include approval of such
						  included application. Such subject institution shall, with respect to
						  establishing any branch office pursuant to such approval, comply with the
						  provisions of Subpart 10 (commencing with Section
						  10.6950), Part 2, Subarticle 3,
						  Article 5 of this Subchapter.
1.
						  Amendment of section heading and section and new NOTE filed 4-7-97; operative
						  4-7-97 pursuant to Government Code section
						  11343.4(d)
						  (Register 97, No. 15).
2. Change without regulatory effect amending
						  section filed 8-21-2019 pursuant to section
						  100, title 1, California Code of
						  Regulations (Register 2019, No. 34).
Note: Authority cited: Section
							 4831,
							 Financial Code. Reference: Sections
							 4835 and
							 4944,
							 Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 2 - Application › Section 10.4352 - Information Required

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An application for approval to convert into a subject
						  institution shall contain the information called for in Sections
						  10.4353 to
						  10.4364, inclusive, of this
						  Chapter.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 2 - Application › Section 10.4353 - Information Regarding Proposed Name of Subject Institution

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
State the proposed name of the subject
						  institution.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 2 - Application › Section 10.4354 - Information Regarding Board

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Provide a table showing, with respect to
						each director of the applicant:
(1)
						Name.
(2) Business
						address.
(3) Home
						address.
(4) Age.
(5) Business or occupation.
(6) Date first elected as a director of the
						applicant.
(7) Amount and type of
						securities of the applicant owned, directly or indirectly, of record or
						beneficially, by the director.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 2 - Application › Section 10.4355 - Information Regarding Officers and Employees

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Provide a table showing, with respect to
						each executive officer of the applicant:
(1)
						Name.
(2) Business
						address.
(3) Home
						address.
(4) Age.
(5) Date first employed by the
						applicant.
(6) Amount and type of
						securities of the applicant owned, directly or indirectly, of record or
						beneficially, by the executive officer.
(7) Title.
(8) Duties.
(9) Annual salary.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 2 - Application › Section 10.4356 - Information Regarding History, Business, and Offices

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) State the date on which the applicant
						commenced banking business, and summarize the history of the
						applicant.
(b) State whether the
						applicant is authorized to engage in commercial banking business, trust
						business, or both.
(c) State the
						address of the head office of the applicant.
(d) With respect to each existing branch
						office of the applicant:
(1) State the
						popular name of the branch office. If the office has no popular name, state the
						proposed popular name of the branch office as a branch office of the subject
						institution.
(2) State the address
						of the branch office.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 2 - Application › Section 10.4357 - Information Regarding Corporate Matters

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Provide a copy of the articles of association of the
						  applicant and of each amendment thereto. Each such copy of the articles of
						  association of the applicant and of any amendment thereto shall be certified by
						  the Comptroller of the Currency.
1.
						  Repealer of subsection (a) designator, repealer of subsection (b), and new NOTE
						  filed 4-7-97; operative 4-7-97 pursuant to Government Code section
						  11343.4(d)
						  (Register 97, No. 15).
Note: Authority cited: Section
							 4831,
							 Financial Code. Reference: Sections
							 4835 and
							 4944,
							 Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 2 - Application › Section 10.4358 - Information Regarding Issued and Outstanding Securities

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
With respect to each type of security of the applicant
						  which is issued and outstanding:
(a)
						Describe such type of security.
(b)
						State the amount of the issued and outstanding securities of such
						type.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 2 - Application › Section 10.4359 - Information Regarding Financial Statements and Reports

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) In case the applicant is authorized to
						engage in trust business, provide a fiduciary statement of the trust department
						of the applicant as of a date within 30 days before the filing of the
						application.
(b) Provide a copy of
						the last annual report of the applicant to its shareholders and a copy of any
						interim report of the applicant to its shareholders issued since the last
						annual report.
(c) In case the
						applicant is required to file reports pursuant to Section
						13 of the Securities Exchange Act
						of 1934 (15 U.S.C. Section
						78m), provide a copy of the last annual
						report of the applicant and a copy of each quarterly or current report of the
						applicant filed since the last annual report.
(d) State whether or not any change is
						proposed to be made with respect to the shareholders' equity or capital notes
						of the applicant in connection with the conversion of the applicant into a
						subject institution, and, if so, describe such change.
1.
						  Amendment of section and new NOTE filed 4-7-97; operative 4-7-97 pursuant to
						  Government Code section
						  11343.4(d)
						  (Register 97, No. 15).
Note: Authority cited: Section
							 4831,
							 Financial Code. Reference: Sections
							 4835 and
							 4944,
							 Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 2 - Application › Section 10.4360 - Information Regarding Affiliates

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) State whether or not the applicant has
						any affiliates, and, if so, provide a list or diagram which includes the
						applicant and each affiliate of the applicant which is a parent of the
						applicant or a subsidiary of such parent, or a subsidiary of the applicant, and
						which states the name of each affiliate and shows the relationship of the
						affiliate to the applicant and to each other affiliate.
(b) If an affiliate is registered as a bank
						holding company under the Bank Holding Company Act of 1956 (12 U.S.C. §§
													1841 et seq.), so state.
(c) If an affiliate is not registered as a
						bank holding company under the Banking Holding Company Act of 1956, and is an
						individual:
(1) State:
(A) Name.
(B) Business address.
(C) Home address.
(D) Business or occupation.
(E) Amount and type of securities of the
						applicant owned, directly or indirectly, of record or beneficially, by the
						affiliate and his consociates.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 2 - Application › Section 10.4361 - Information Regarding 25 Percent Equity Security Owners

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
State whether or not the applicant has any 25 percent
						  equity security owners, and, if so, provide, with respect to each such
						  person:
(a) Name.
(b) Business address.
(c) Title of any position which such person
						holds with the applicant.
(d)
						Amount and class of equity securities of the applicant owned, directly or
						indirectly, of record or beneficially, by such person.
1.
						  Amendment of section heading and first paragraph and new NOTE filed 4-7-97;
						  operative 4-7-97 pursuant to Government Code section
						  11343.4(d)
						  (Register 97, No. 15).
Note: Authority cited: Section
							 4831,
							 Financial Code. Reference: Sections
							 4835 and
							 4944,
							 Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 2 - Application › Section 10.4362 - Information Regarding Legal Proceedings

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) For purposes of this Section:
(1) A proceeding involving an applicant or an
						affiliate of an applicant shall not be deemed to be material if it is an
						ordinary routine proceeding incidental to the business of the applicant or of
						such affiliate and if the amount of any damages (including interest and costs)
						claimed against the applicant or the affiliate does not exceed 10% of the
						shareholders' equity of the applicant.
(2) Notwithstanding the provisions of
						Paragraph (1) of this Subdivision (a), each of the following proceedings shall
						be deemed to be material:
(A) Any proceeding
						in which any person who is, or who is an associate of, any (1) director, (2)
						officer, or (3) ten percent (including associates) equity security owner of the
						applicant or an affiliate of the applicant, is a party adverse to the applicant
						or to any affiliate of the applicant.
(B) Any proceeding in which the applicant,
						any affiliate of the applicant, or any of the persons referred to in
						Subparagraph (A) of this Paragraph (2) is a party adverse to any governmental
						agency which regulates banks.
(C)
						Any proceeding brought by a shareholder of the applicant or of any affiliate of
						the applicant which names the applicant or such affiliate as a plaintiff or
						defendant.
(D) Any bankruptcy,
						receivership, or similar proceeding.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 2 - Application › Section 10.4363 - Information Regarding Proposed Membership in Federal Reserve System

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
State whether or not it is proposed that the subject
						  institution be a member bank.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 2 - Application › Section 10.4364 - Information Regarding Purposes of Applicant

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
State the reasons why the applicant wishes to convert
						  into a subject institution.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 2 - Application › Section 10.4365 - Information Regarding Authorization of Board

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Provide a copy of a resolution of the
						board of the applicant authorizing:
(1)
						Applicant to apply for approval to convert into a subject
						institution.
(2) Commissioner to
						examine the applicant in connection with the application.
(3) All directors, officers, employees, and
						advisers of the applicant and any person having custody of any of the records
						of the applicant to furnish to the Commissioner such information, and to permit
						him to inspect and copy such records, as he may request in connection with the
						application.
(4) Comptroller of the
						Currency, Board of Governors of the Federal Reserve System, Federal Deposit
						Insurance Corporation, and any other governmental agency having information or
						records regarding the applicant to furnish to the Commissioner such
						information, and to permit him to inspect and copy such records, as he may
						request in connection with the application.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 2 - Application › Section 10.4366 - Signature and Acknowledgement

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) An application for approval to convert
						into a subject institution shall be signed in the name of the applicant by not
						less than two officers of the applicant.
(b) The signature of the applicant on an
						application for approval to convert into a subject institution shall be
						acknowledged.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 2 - Application › Section 10.4367 - Fee

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An application for approval to convert into a subject
						  institution shall be accompanied by the fee prescribed in Financial Code
						  Section
						  4839(c)(1).
1.
						  Amendment of section and new NOTE filed 4-7-97; operative 4-7-97 pursuant to
						  Government Code section
						  11343.4(d)
						  (Register 97, No. 15).
Note: Authority cited: Section
							 4831,
							 Financial Code. Reference: Sections
							 4835,
							 4839 and
							 4944,
							 Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 2 - Application › Section 10.4368 - Amendment

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An amendment to an application for approval to convert
						  into a subject institution shall be signed by an officer of the applicant or by
						  another person authorized to represent the applicant in connection with such
						  application.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 3 - Administrative Standards and Procedures [Repealed] › Section 10.4400 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 3 - Administrative Standards and Procedures [Repealed] › Section 10.4401 - Condition

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 4 - Post-Approval Matters › Section 10.4450 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Part contains regulations relating to matters
						  after an application by an applicant for approval to convert into a subject
						  institution is approved by the Commissioner.
1.
						  Change without regulatory effect amending section and adding new NOTE filed
						  8-19-97 pursuant to section
						  100, title 1, California Code of
						  Regulations (Register 97, No. 34).
Note: Authority cited: Section
							 4831,
							 Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 4 - Post-Approval Matters › Section 10.4451 - Plan of Conversion-Approval by Commissioner

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) No applicant shall submit a plan of
						conversion to its shareholders for their approval unless such plan of
						conversion shall have first been approved by the Commissioner.
(b) An application to the Commissioner for
						his approval of a plan of conversion shall contain a copy of such plan of
						conversion, which shall set forth:
(1) That
						the applicant shall be converted into a subject institution.
(2) Proposed name of the subject
						institution.
(3) Proposed articles
						of the subject institution.
(4)
						That, at the time when the conversion becomes effective, specified issued and
						outstanding securities of the applicant shall be converted into specified
						securities of the subject institution.
(5) That the conversion shall become
						effective at the time when the Commissioner issues to the subject institution a
						certificate of authority authorizing it to engage in commercial banking
						business, trust business, or both, as the case may be.
(6) Manner of disposing of any shares of the
						subject institution not taken by dissenting shareholders of the
						applicant.