reglab/statecodes huggingface dataset:
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 1 - Citation, Construction, and Waiver › Section 1.11 - Administrative Standards

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The administrative standards set forth in this Chapter
					 specify guidelines that the Commissioner follows in exercising his
					 discretionary powers and are designed to apply in the usual or typical
					 circumstances encountered. However, it is impossible to foresee or provide for
					 all of the varying circumstances which may arise in a particular case. Also,
					 the administrative standards set forth in this Chapter are not intended to
					 constitute complete compilation of all the guidelines that the Commissioner
					 follows in exercising his discretionary powers. Therefore, the Commissioner
					 may, if and when warranted in any particular case, upon application or on his
					 own initiative, allow a variation from the administrative standards set forth
					 in this Chapter. Also, the Commissioner may apply administrative standards in
					 addition to the administrative standards set forth in this
					 Chapter.
1. Change
					 without regulatory effect amending section and adding new NOTE filed 8-19-97
					 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 97, No. 34).
Note: Authority cited: Sections
						215,
						4831,
						31101 and
						33202,
						Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 1 - Citation, Construction, and Waiver › Section 1.12 - Administrative Procedures

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The administrative procedures set forth in this Chapter are
					 designed to apply in the usual or typical circumstances encountered. However,
					 it is impossible to foresee or provide for all of the varying circumstances
					 which may arise in a particular case. Also, the administrative procedures set
					 forth in this Chapter are not intended to constitute a complete compilation of
					 all the administrative procedures which the Commissioner may follow. Therefore,
					 the Commissioner may, if and when warranted in any particular case, upon
					 application or on his own initiative, allow a variation from the administrative
					 procedures set forth in this Chapter. Also, the Commissioner may apply
					 administrative procedures in addition to the administrative procedures set
					 forth in this Chapter.
1. Change
					 without regulatory effect amending section and adding new NOTE filed 8-19-97
					 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 97, No. 34).
Note: Authority cited: Sections
						215,
						4831,
						31101 and
						33202,
						Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 1 - Citation, Construction, and Waiver › Section 1.13 - Requirements Regarding Form, Content, and Execution of Applications and Reports

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The requirements regarding form, content, and execution of
					 applications and reports set forth in this Chapter are designed to apply in the
					 usual or typical circumstances encountered. However, it is impossible to
					 foresee or provide for all of the varying circumstances which may arise in a
					 particular case. Also, the requirements regarding form, content, and execution
					 of applications and reports set forth in this Chapter are not intended to
					 constitute a complete compilation of all the requirements regarding form,
					 content, and execution of applications and reports which the Commissioner may
					 prescribe. Therefore, the Commissioner may, if and when warranted in any
					 particular case, upon application or on his own initiative, allow a variation
					 from the requirements regarding form, content, and execution of applications
					 and reports set forth in this Chapter. Also, the Commissioner may impose
					 requirements regarding form, content, and execution of applications and reports
					 in addition to the requirements set forth in this Chapter.
1. Change
					 without regulatory effect amending section and adding new NOTE filed 8-19-97
					 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 97, No. 34).
Note: Authority cited: Sections
						215,
						4831,
						31101 and
						33202,
						Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 1 - Citation, Construction, and Waiver › Section 1.14 - Waiver

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Commissioner may, upon application or on his own
					 initiative, waive, in whole or in part, any provision of this Chapter in any
					 case or class of cases where in his opinion such provision is not necessary in
					 the public interest.
1. Change
					 without regulatory effect amending section and adding new NOTE filed 8-19-97
					 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 97, No. 34).
Note: Authority cited: Sections
						215,
						4831,
						31101 and
						33202,
						Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 1 - Citation, Construction, and Waiver › Section 1.15 - Severability

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
If any provision of this Chapter or the application thereof
					 to any person or circumstances is held invalid, illegal, or unenforceable, such
					 invalidity, illegality, or unenforceability shall not affect other provisions
					 or applications of this Chapter which can be given effect without the invalid,
					 illegal, or unenforceable provision or application, and to this end, the
					 provisions of this Chapter are declared to be severable.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1000 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Article contains definitions for this Chapter. Subject
					 to additional definitions contained in this Chapter which are applicable to
					 specific provisions of this Chapter and unless the context otherwise requires,
					 the definitions in this Article apply throughout this
					 Chapter.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1002 - Amendment

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
"Amendment" includes any supplement or
					 correction.
1. Amendment
					 of section and new NOTE filed 4-7-97; operative 4-7-97 pursuant to Government
					 Code section
					 11343.4(d)
					 (Register 97, No. 15).
Note: Authority cited: Sections
						215,
						4831,
						31101 and
						33202,
						Financial Code. Reference: Divisions 1, 1.5, 15 and 16, Financial
						Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1004 - Attorney at Law

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
"Attorney at law" means a person admitted to practice law
					 before the highest court in any state of the United States (other than the
					 District of Columbia) or before the Court of Appeals or the District Court of
					 the United States for the District of Columbia.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1005 - Banking Law

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
"Banking Law" means Division 1.1 (commencing with Section
					 1000) of the Financial
					 Code.
1. Amendment
					 of section and new NOTE filed 4-7-97; operative 4-7-97 pursuant to Government
					 Code section
					 11343.4(d)
					 (Register 97, No. 15).
2. Change without regulatory effect amending
					 section and NOTE filed 8-21-2019 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2019, No. 34).
Note: Authority cited: Sections
						321,
						326 and
						334,
						Financial Code. Reference: Sections
						321,
						326 and
						334,
						Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1006 - Business and Industrial Development Corporations Law

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
"Business and Industrial Development Corporations Law"
					 means Division 15 (commencing with Section
					 31000) of the Financial
					 Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1008 - Certified Public Accountant

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
"Certified public accountant" includes public
					 accountant.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1009.5 - Commissioner

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
"Commissioner" means:
(a) The Commissioner of Business Oversight of
				  the State of California;
(b)
				  Whenever the Chief Deputy Commissioner of Business Oversight of the State of
				  California has all of the powers and duties of the Commissioner of Business
				  Oversight of the State of California pursuant to Financial Code Section
				  356, such
				  Chief Deputy Commissioner of Business Oversight of the State of California;
				  or
(c) Any person to whom the
				  Commissioner of Business Oversight of the State of California or the Chief
				  Deputy Commissioner of Business Oversight of the State of California, as the
				  case may be, delegates the authority to act for him or her in the particular
				  matter.
1. Change
					 without regulatory effect renumbering former section
					 1.1026 to new section
					 1.1009.5, including amendment of
					 section heading, section and NOTE filed 8-19-97 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 97, No. 34).
2. Change without regulatory
					 effect amending section and NOTE filed 8-21-2019 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2019, No. 34).
Note: Authority cited: Sections
						321,
						326 and
						334,
						Financial Code. Reference: Sections
						320,
						321,
						350 and
						352,
						Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1010 - Corporate Name Approval Law

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
"Corporate Name Approval Law" means Chapter 9 (commencing
					 with Section
					 730), Division 1 of the Financial
					 Code.
1. Change
					 without regulatory effect amending section and adding NOTE filed 8-21-2019
					 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2019, No. 34).
Note: Authority cited: Sections
						321,
						326 and
						334,
						Financial Code. Reference: Sections
						730,
						731,
						732,
						733 and
						734,
						Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1011.5 - Credit Union Law

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
"Credit Union Law" means Division 5 (commencing with
					 Section 14000) of the Financial
					 Code.
1. Change
					 without regulatory effect adding new section filed 8-19-97 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 97, No. 34).
Note: Authority cited: Section
						14201,
						Financial Code. Reference: Section
						14000,
						Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1013 - Department

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
"Department" means the Department of Business Oversight of
					 the State of California.
1. Change
					 without regulatory effect amending section and adding new NOTE filed 8-19-97
					 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 97, No. 34).
2. Change without regulatory
					 effect amending section and NOTE filed 8-21-2019 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2019, No. 34).
Note: Authority cited: Sections
						321,
						326 and
						334,
						Financial Code. Reference: Sections
						300 and
						321,
						Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1015 - Holiday

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
"Holiday" means any of the holidays provided for in
					 Government Code Sections
					 6700 and
					 6701 and
					 every Saturday.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1016 - Include

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
To "include" means by way of enlargement and not by way of
					 limitation.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1016.5 - Industrial Loan Law

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
"Industrial Loan Law" means Division 7 (commencing with
					 Section 18000) of the Financial
					 Code.
1. Change
					 without regulatory effect adding new section filed 8-19-97 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 97, No. 34).
Note: Authority cited: Section
						18347,
						Financial Code. Reference: Section
						18000,
						Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1017 - Law

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
"Law" includes any constitution, statute, ordinance,
					 regulation, judicial or administrative decision, or common
					 law.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1018 - Law Administered by the Commissioner

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
"Law administered by the Commissioner" means any law (other
					 than this Chapter) which the Commissioner is authorized or required to
					 administer, execute, enforce, or follow, whether in whole or in part (but if in
					 part, then only such part), whether with respect to all persons generally or
					 with respect to certain persons, classes of persons, or circumstances (but if
					 with respect to certain persons, classes of persons, or circumstances, then
					 only with respect to such persons, classes of persons, or circumstances). "Law
					 administered by the Commissioner" includes:
(a) The Banking Law;
(b) The Business and Industrial Development
				  Corporations Law;
(c) The Corporate
				  Name Approval Law;
(d) The Credit
				  Union Law;
(e) The Depository
				  Corporation Sale, Merger, and Conversion Law;
(f) The Industrial Loan Law;
(g) The Money Transmission Act; and
(h) The Savings Association Law.
1. Amendment
					 of subsections (d) and (e) and new NOTE filed 4-7-97; operative 4-7-97 pursuant
					 to Government Code section
					 11343.4(d)
					 (Register 97, No. 15).
2. Change without regulatory effect amending
					 section heading, section and NOTE filed 8-19-97 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 97, No. 34).
3. Change without regulatory
					 effect repealing subsections (g), (i) and (j), adopting new subsection (g) and
					 amending subsection (h) and NOTE filed 8-21-2019 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2019, No. 34).
Note: Authority cited: Sections
						321,
						326 and
						334,
						Financial Code. Reference: Sections
						300,
						321,
						326 and
						334,
						Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1019 - May

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
"May" means that an act is permissive or
					 discretionary.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1020 - Optional Bank Holiday. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. Repealer
					 filed 4-7-97; operative 4-7-97 pursuant to Government Code section
					 11343.4(d)
					 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1021 - Payment Instruments Law. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. Change
					 without regulatory effect repealing section filed 8-21-2019 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2019, No. 34).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1022 - Person

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
"Person" means any individual, proprietorship, joint
					 venture, partnership, trust, business trust, syndicate, association, joint
					 stock company, corporation, government, agency of any government, or any other
					 organization or group of persons acting in concert.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1022.5 - Savings Association Law

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
"Savings Association Law" means Division 2 (commencing with
					 Section 5000) of the Financial
					 Code.
1. Change
					 without regulatory effect amending section and adding new NOTE filed 8-19-97
					 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 97, No. 34).
Note: Authority cited: Section
						8053,
						Financial Code. Reference: Section
						5000,
						Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1025 - Small Business Loan Program Law. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. Repealer
					 filed 4-7-97; operative 4-7-97 pursuant to Government Code section
					 11343.4(d)
					 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1026 - Superintendent. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. Change
					 without regulatory effect renumbering former section
					 1.1026 to new section
					 1.1009.5 filed 8-19-97 pursuant to
					 section 100, title 1, California Code of
					 Regulations (Register 97, No. 34).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1027 - Money Transmission Act

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
"Money Transmission Act" means Chapter 1 (commencing with
					 Section 2000), Division 1.2 of the
					 Financial Code.
1. Change
					 without regulatory effect amending section and NOTE filed 8-21-2019 pursuant to
					 section 100, title 1, California Code of
					 Regulations (Register 2019, No. 34).
Note: Authority cited: Sections
						321,
						326 and
						334,
						Financial Code. Reference: Section
						2000,
						Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 1 - General Provisions › Article 2 - Definitions › Section 1.1028 - Travelers Checks Act. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. Change
					 without regulatory effect repealing section filed 8-21-2019 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2019, No. 34).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 2 - Administration [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. Repealer of
				Subchapter 2 (Sections
				2.1-2.254, not consecutive) filed
				12-29-78; designated effective 3-1-78 (Register 79, No. 2). For history of
				former Subchapter 2, see Registers 75, No. 30; and 74, No. 48.
Note: Authority cited: Sections
				  215,
				  3800.5,
				  31101 and
				  33202,
				  Financial Code. Reference: Section
				  215,
				  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 3 - Authorization to Engage in Banking Business [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. Repealer of
				Subchapter 3 (Sections
				3.50-3.254, not consecutive) filed
				12-29-78; designated effective 3-1-79 (Register 79, No. 2). For history of
				former Subchapter 3, see Register 74, No. 48.
Note: Authority cited: Sections
				  215,
				  3800.5,
				  31101 and
				  33202,
				  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 4 - California Foreclosure Prevention Act [Repealed] › Article 1 - Requirements [Repealed] › Section 4.1 - Scope of Regulations. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section 2923.53(d), Civil Code.
						Reference: Sections 2923.52 and 2923.53, Civil Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 4 - California Foreclosure Prevention Act [Repealed] › Article 1 - Requirements [Repealed] › Section 4.2 - Eligibility. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section 2923.53(d), Civil Code.
						Reference: Sections 2923.52 and 2923.53, Civil Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 4 - California Foreclosure Prevention Act [Repealed] › Article 1 - Requirements [Repealed] › Section 4.3 - Availability. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section 2923.53(d), Civil Code.
						Reference: Sections 2923.52 and 2923.53, Civil Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 4 - California Foreclosure Prevention Act [Repealed] › Article 1 - Requirements [Repealed] › Section 4.4 - Program Requirements. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section 2923.53(d), Civil Code.
						Reference: Sections 2923.52 and 2923.53, Civil Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 4 - California Foreclosure Prevention Act [Repealed] › Article 1 - Requirements [Repealed] › Section 4.5 - Loan Modification Features. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section 2923.53(d), Civil Code.
						Reference: Sections 2923.52 and 2923.53, Civil Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 4 - California Foreclosure Prevention Act [Repealed] › Article 1 - Requirements [Repealed] › Section 4.6 - Other Requirements for Comprehensive Loan Modification Programs. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section 2923.53(d), Civil Code.
						Reference: Sections 2923.52 and 2923.53, Civil Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 4 - California Foreclosure Prevention Act [Repealed] › Article 2 - Application [Repealed] › Section 4.7 - Initial Application. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section 2923.53(d), Civil Code.
						Reference: Sections 2923.52 and 2923.53, Civil Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 4 - California Foreclosure Prevention Act [Repealed] › Article 2 - Application [Repealed] › Section 4.8 - Changes to Program After Final Order. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section 2923.53(d), Civil Code.
						Reference: Sections 2923.52 and 2923.53, Civil Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 4 - California Foreclosure Prevention Act [Repealed] › Article 3 - Application Form [Repealed] › Section 4.9 - Repealed

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section 2923.53(d), Civil Code.
						Reference: Sections 2923.52 and 2923.53, Civil Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 4 - California Foreclosure Prevention Act [Repealed] › Article 4 - Data Collection [Repealed] › Section 4.10 - Reports. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections 2923.52(c)(2)(D) and
						2923.53(d), Civil Code. Reference: Sections 2923.52 and 2923.53, Civil
						Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 5 - Administration › Article 1 - General Provisions › Section 5.1 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) This Subchapter
				  contains regulations relating to administrative matters. This Article contains
				  general provisions relating to administrative matters. (Article 2 is reserved.)
				  Article 3 (commencing with Section
				  5.2000) of this Subchapter
				  contains regulations which constitute a Conflict of Interest Code for
				  designated employees. Article 4 (commencing with Section
				  5.3000) of this Subchapter
				  contains regulations relating to documents filed with the Commissioner.
				  (Article 5 of this Subchapter is reserved.) Article 6 (commencing with Section
				  5.5000) of this Subchapter
				  contains regulations relating to hearings held on matters pending before the
				  Commissioner.
(b) This Subchapter
				  shall be deemed to be issued under all laws administered by the Commissioner as
				  in effect on, or at any time after, the effective date of this
				  Subchapter.
1. Repealer
					 of Subchapter 5 (Sections
					 5.1-5.528, not consecutive) and
					 new Subchapter 5 (Sections
					 5.1-5.5204, not consecutive) filed
					 12-29-78; designated effective 3-1-78 (Register 79, No. 2). For history of
					 former Subchapter 5, see Registers 78, Nos. 39 and 46; 75, Nos. 10, 16, 25, 34;
					 and 74, No. 48.
2. Change without regulatory effect amending section
					 and NOTE filed 8-19-97 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 97, No. 34).
Note: Authority cited: Sections
						215,
						4831,
						31101 and
						33202,
						Financial Code. Reference: Divisions 1, 15 and 16, Financial
						Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 5 - Administration › Article 1 - General Provisions › Section 5.2 - Offices of Commissioner. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. Change
					 without regulatory effect amending section filed 7-2-91 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 91, No. 40).
2. Change without regulatory
					 effect amending section filed 8-6-91 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 91, No. 48).
3. Change without regulatory
					 effect amending address filed 11-4-93 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 93, No. 45).
4. Amendment of section and new
					 NOTE filed 4-7-97; operative 4-7-97 pursuant to Government Code section
					 11343.4(d)
					 (Register 97, No. 15).
5. Change without regulatory effect amending
					 section heading, section and NOTE filed 8-19-97 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 97, No. 34).
6. Repealer filed 4-14-98;
					 operative 5-14-98 (Register 98, No. 16).
Note: Authority cited: Sections
						215,
						4831,
						31101 and
						33202,
						Financial Code. Reference: Divisions 1, 1.5, 15 and 16, Financial
						Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 5 - Administration › Article 1 - General Provisions › Section 5.3 - Payment of Fees, Assessments, and Penalties

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Fees, assessments, and penalties payable to the
					 Commissioner may be paid by means of check made payable to the order of
					 "Commissioner of Business Oversight," or the "Department of Business
					 Oversight." Such checks need not be certified.
1. Change
					 without regulatory effect amending section and adding new NOTE filed 8-19-97
					 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 97, No. 34).
2. Change without regulatory
					 effect amending section and NOTE filed 8-21-2019 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2019, No. 34).
Note: Authority cited: Sections
						321,
						326 and
						334,
						Financial Code. Reference: Sections
						321,
						326 and
						334,
						Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 5 - Administration › Article 1 - General Provisions › Section 5.4 - Appearance and Practice Before Commissioner

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) In any proceeding before the
				  Commissioner, any person may be represented by an attorney at law. However, any
				  individual may appear in his own behalf; any partnership may be represented by
				  a partner; and any corporation may be represented by an officer.
(b) Any person who represents another person
				  in a proceeding before the Commissioner shall, unless written notice of the
				  contrary signed by such other person is filed with the Commissioner, be deemed
				  to be authorized to take any action on behalf of such other person in
				  connection with such proceeding.
1. Change
					 without regulatory effect amending section heading and section and adding new
					 NOTE filed 8-19-97 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 97, No. 34).
Note: Authority cited: Sections
						215,
						4831,
						31101 and
						33202,
						Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 5 - Administration › Article 1 - General Provisions › Section 5.5 - Contingent Fee

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
As an administrative standard, the Commissioner generally
					 will deny an application if the payment of, or amount of, the fee of any person
					 who assisted in the preparation of such application or who represents the
					 applicant is contingent upon the Commissioner's decision on the
					 application.
1. Change
					 without regulatory effect amending section heading and section and adding new
					 NOTE filed 8-19-97 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 97, No. 34).
Note: Authority cited: Sections
						215,
						4831,
						31101 and
						33202,
						Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 5 - Administration › Article 1 - General Provisions › Section 5.6 - Interpretive Opinions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Commissioner may honor applications from interested
					 persons for interpretive opinions regarding any provision of any law
					 administered by the Commissioner or of this Chapter.
1. Change
					 without regulatory effect amending section and adding new NOTE filed 8-19-97
					 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 97, No. 34).
Note: Authority cited: Sections
						215,
						4831,
						31101 and
						33202,
						Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 5 - Administration › Article 1 - General Provisions › Section 5.7 - Administrative Actions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a)
				  Whenever the Commissioner issues any certificate of authority, license,
				  approval, consent, or order under any law administered by him or under this
				  Chapter, the Commissioner may impose such conditions as are in his opinion
				  necessary to carry out the provisions or purposes of such law or of this
				  Chapter, as the case may be.
(b)
				  Whenever the Commissioner has issued any certificate of authority, license,
				  approval, consent, or order under any law administered by him or under this
				  Chapter, the Commissioner may, upon application or on his own initiative, if he
				  finds that such action is necessary to carry out the provisions or purposes of
				  such law or of this Chapter, as the case may be, and subject to any applicable
				  provisions of such law or of this Chapter, amend, suspend, or revoke such
				  certificate of authorization, license, approval, consent, or order, in whole or
				  in part.
1. Change
					 without regulatory effect amending subsection (b) and adding NOTE filed 11-4-93
					 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 93, No. 45).
2. Change without regulatory
					 effect amending section and adding new NOTE filed 8-19-97 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 97, No. 34).
Note: Authority cited: Section
						215,
						4831,
						31101 and
						33202,
						Financial Code. Reference: Sections
						200,
						215,
						31100 and
						33200,
						Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 5 - Administration › Article 3 - Conflict of Interest Code-Designated Employees [Repealed] › Section 5.2000 - Scope. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
					 article 3 (sections
					 5.2000-5.2202, not consecutive)
					 filed 12-29-78 as part of new subchapter 5; designated effective 3-1-79.
					 Approved by Fair Political Practices Commission 5-2-78 (Register 79, No.
					 2).
2. Repealer of subarticles 1-3, sections
					 5.2000-5.2202, not consecutive,
					 and new section
					 5.2000 and Appendix filed 6-15-92;
					 operative 7-15-92. Approved by Fair Political Practices Commission 4-14-92
					 (Register 92, No. 25).
3. Editorial correction relocating Appendix
					 end notes (Register 93, No. 49).
4. Editorial correction of HISTORY
					 2 (Register 95, No. 12).
5. Repealer of section and appendix and new
					 section filed 11-23-99; operative 12-23-99. Approved by Fair Political
					 Practices Commission 10-8-99 (Register 99, No. 48).
6. Repealer of
					 article 3 (sections
					 5.2000-5.2001 and Appendix) and
					 section filed 8-10-2016; operative 9-9-2016 pursuant to Cal. Code Regs., tit.
					 2, section
					 18750(l).
					 Approved by Fair Political Practices Commission 6-22-2016 and submitted to OAL
					 for filing and printing only pursuant to Cal. Code Regs., tit. 2, section
					 18750(k)
					 (Register 2016, No. 33).
Note: Authority cited: Sections
						87300 and
						87306,
						Government Code. Reference: Sections
						87300-
						87302,
						Government Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 5 - Administration › Article 3 - Conflict of Interest Code-Designated Employees [Repealed] › Section 5.2001

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
					 section and appendix filed 11-23-99; operative 12-23-99. Approved by Fair
					 Political Practices Commission 10-8-99 (Register 99, No. 48).
2.
					 Amendment of appendix filed 6-7-2002; operative 7-7-2002. Approved by Fair
					 Political Practices Commission 4-5-2002 (Register 2002, No. 23).
3.
					 Amendment of Appendix filed 6-19-2003; operative 7-19-2003. Approved by Fair
					 Political Practices Commission 4-28-2003 (Register 2003, No. 25).
4.
					 Amendment of Appendix filed 10-9-2007; operative 11-8-2007. Approved by Fair
					 Political Practices Commission 8-22-2007 (Register 2007, No. 41).
5.
					 Repealer of section and Appendix filed 8-10-2016; operative 9-9-2016 pursuant
					 to Cal. Code Regs., tit. 2, section
					 18750(l).
					 Approved by Fair Political Practices Commission 6-22-2016 and submitted to OAL
					 for filing and printing only pursuant to Cal. Code Regs., tit. 2, section
					 18750(k)
					 (Register 2016, No. 33).
Note: Authority cited: Sections
						87300 and
						87306,
						Government Code. Reference: Sections
						87300-
						87302,
						Government Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 5 - Administration › Article 4 - Documents › Subarticle 1 - General Provisions › Section 5.3000 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Article contains regulations relating to documents
						filed with the Commissioner. This Subarticle contains general provisions
						relating to documents filed with the Commissioner. Subarticle 2 (commencing
						with Section
						5.3100) of this Article contains
						regulations relating to applications filed with the Commissioner. Subarticle 3
						(commencing with Section
						5.3200) of this Article contains
						regulations relating to reports filed with the Commissioner.
1. Change
						without regulatory effect amending section and adding new NOTE filed 8-19-97
						pursuant to section
						100, title 1, California Code of
						Regulations (Register 97, No. 34).
Note: Authority cited: Sections
						  215,
						  4831,
						  31101 and
						  33202,
						  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 5 - Administration › Article 4 - Documents › Subarticle 1 - General Provisions › Section 5.3001 - Applicability

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Article sets forth rules which apply generally to
						all documents filed with the Commissioner. However, whenever the Commissioner,
						any provision of this Chapter (other than the provisions of this Article), or
						any law administered by the Commissioner prescribes for a specified document or
						for a specified class of documents a rule which is inconsistent with any of the
						rules set forth in this Article, the rule so prescribed shall apply to such
						specified documents or specified class of documents, and the rule set forth in
						this Article which is inconsistent with the rule so prescribed shall not
						apply.
1. Change
						without regulatory effect amending section and adding new NOTE filed 8-19-97
						pursuant to section
						100, title 1, California Code of
						Regulations (Register 97, No. 34).
Note: Authority cited: Sections
						  215,
						  4831,
						  31101 and
						  33202,
						  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 5 - Administration › Article 4 - Documents › Subarticle 1 - General Provisions › Section 5.3002 - Language

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Each document filed with the Commissioner shall be in the
						English language. However, whenever the Commissioner, this Chapter, or any law
						administered by the Commissioner requires that a document which is not in the
						English language be filed with the Commissioner, such document shall, when
						filed with the Commissioner, be accompanied by an English translation, and
						there shall be attached to or endorsed on such English translation a
						certificate signed by the translator certifying that the translation is a true
						translation in the English language of the document. If the document or any
						document of which such document is a part is required to be verified, the
						certificate of the translator shall be verified.
1. Change
						without regulatory effect amending section and adding new NOTE filed 8-19-97
						pursuant to section
						100, title 1, California Code of
						Regulations (Register 97, No. 34).
Note: Authority cited: Sections
						  215,
						  4831,
						  31101 and
						  33202,
						  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 5 - Administration › Article 4 - Documents › Subarticle 1 - General Provisions › Section 5.3003 - Incorporation by Reference

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
There may be incorporated by reference into a document
						filed with the Commissioner any other document or specified part thereof
						attached to such document or any other document or specified part thereof
						currently on file with the Commissioner.
1. Change
						without regulatory effect amending section and adding new NOTE filed 8-19-97
						pursuant to section
						100, title 1, California Code of
						Regulations (Register 97, No. 34).
Note: Authority cited: Sections
						  215,
						  4831,
						  31101 and
						  33202,
						  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 5 - Administration › Article 4 - Documents › Subarticle 1 - General Provisions › Section 5.3004 - Acknowledgment

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Whenever the Commissioner, this Chapter, or any law
						administered by the Commissioner requires that a signature on a document filed
						with the Commissioner be acknowledged, such signature shall be acknowledged in
						accordance with the requirements of Article 3 (commencing with Section
						1180), Chapter 4, Title 4, Part 4,
						Division 2 of the Civil Code, and an appropriate certificate of acknowledgment
						shall be endorsed on or attached to such document.
1. Change
						without regulatory effect amending section and adding new NOTE filed 8-19-97
						pursuant to section
						100, title 1, California Code of
						Regulations (Register 97, No. 34).
Note: Authority cited: Sections
						  215,
						  4831,
						  31101 and
						  33202,
						  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 5 - Administration › Article 4 - Documents › Subarticle 1 - General Provisions › Section 5.3005 - Verification

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Whenever the Commissioner, this Chapter, or any law
						administered by the Commissioner requires that a document filed with the
						Commissioner be verified, the verification shall be made either by affidavit,
						in which case the certificate of the officer taking the affidavit shall be
						attached thereto, or by an unsworn statement made in accordance with Code of
						Civil Procedure Section
						2015.5.
1. Change
						without regulatory effect amending section and adding new NOTE filed 8-19-97
						pursuant to section
						100, title 1, California Code of
						Regulations (Register 97, No. 34).
Note: Authority cited: Sections
						  215,
						  4831,
						  31101 and
						  33202,
						  Financial Code.