California Code of Regulations › Title 4 - Business Regulations › Division 19 - Department of Cannabis Control › Chapter 1 - All Licensees › Article 3 - Licensing › Section 15035 - Notification of Criminal Acts, Civil Judgments, Violations of Labor Standards, and Revocation of a Local License, Permit, or Other Authorization After Licensure

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) A
				  licensee shall ensure that the Department is notified in writing of a criminal
				  conviction of any owner, either by mail or electronic mail, within 48 hours of
				  the conviction. The written notification to the Department shall include the
				  date of conviction, the court docket number, the name of the court in which the
				  licensee was convicted, and the specific offense(s) for which the licensee was
				  convicted.
(b) A licensee shall
				  ensure that the Department is notified in writing of a civil penalty or
				  judgment rendered against the licensee or any owner in their individual
				  capacity, either by mail or electronic mail, within 48 hours of delivery of the
				  verdict or entry of judgment, whichever is sooner. The written notification
				  shall include the date of verdict or entry of judgment, the court docket
				  number, the name of the court in which the matter was adjudicated, and a
				  description of the civil penalty or judgment rendered against the
				  licensee.
(c) A licensee shall
				  ensure that the Department is notified in writing of an administrative order or
				  civil judgment for violations of labor standards against the licensee or any
				  owner in their individual capacity, either by mail or electronic mail, within
				  48 hours of delivery of the order. The written notification shall include the
				  date of the order, the name of the agency issuing the order, and a description
				  of the administrative penalty or judgment rendered against the
				  licensee.
(d) A licensee shall
				  ensure that the Department is notified in writing of the revocation of a local
				  license, permit, or other authorization held by the licensee or any owner in
				  their individual capacity, either by mail or electronic mail, within 48 hours
				  of receiving notice of the revocation. The written notification shall include
				  the name of the local agency involved, a written explanation of the proceeding
				  or enforcement action, and the specific violation(s) that led to
				  revocation.
(e) For any
				  notification required under this section, licensees shall use and submit to the
				  Department the Licensee Notification and Request Form, Notifications and
				  Requests to Modify a License, DCC-LIC-027 (Amended 2/22), which is incorporated
				  herein by reference.
1. Change
					 without regulatory effect renumbering and amending former title 16, section
					 5035 to new title 4, section
					 15035 filed 7-14-2021 pursuant to
					 section 100, title 1, California Code of
					 Regulations (Register 2021, No. 29). For prior history of title 16, division
					 42, see Register 2019, No. 3.
2. Amendment of subsection (e) filed
					 9-27-2021 as an emergency; operative 9-27-2021 (Register 2021, No. 40). This
					 filing is a deemed emergency pursuant to Business and Professions Code sections
					 26013(b)(3)
					 and
					 26153.1(k).
					 A Certificate of Compliance must be transmitted to OAL by 3-28-2022 or
					 emergency language will be repealed by operation of law on the following
					 day.
3. Amendment of subsection (e) refiled 3-28-2022 as an
					 emergency; operative 3-28-2022 (Register 2022, No. 13). This filing is a deemed
					 emergency pursuant to Business and Professions Code sections
					 26013(b)(3)
					 and
					 26153.1(k).
					 A Certificate of Compliance must be transmitted to OAL by 9-26-2022 or
					 emergency language will be repealed by operation of law on the following
					 day.
4. Certificate of Compliance as to 3-28-2022 order, including
					 amendment of subsections (d)-(e), transmitted to OAL 9-26-2022 and filed
					 11-7-2022; amendments effective 11-7-2022 pursuant to Government Code section
					 11343.4(b)(3)
					 (Register 2022, No. 45).
Note: Authority cited: Section
						26013,
						Business and Professions Code. Reference: Sections
						26030
						and
						26031,
						Business and Professions Code.