reglab/statecodes huggingface dataset:
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 4 - Post-Approval Matters › Section 10.4452 - Proxy Documents

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
If required by the Commissioner, an applicant shall
						  file with the Commissioner an application for approval of the proxy documents
						  relating to its plan of conversion. Such application shall be filed
						  concurrently with or after the filing of the application for approval of such
						  plan of conversion.
1.
						  Amendment of section and new NOTE filed 4-7-97; operative 4-7-97 pursuant to
						  Government Code section
						  11343.4(d)
						  (Register 97, No. 15).
2. Change without regulatory effect amending
						  section filed 8-19-97 pursuant to section
						  100, title 1, California Code of
						  Regulations (Register 97, No. 34).
Note: Authority cited: Section
							 4831,
							 Financial Code. Reference: Article 2, Chapter 5, Division 1.5, Financial
							 Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 4 - Post-Approval Matters › Section 10.4453 - Plan of Conversion-Reports of Approval by Board and Shareholders

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) After the plan
						of conversion of an applicant is approved by the board of such applicant in
						accordance with the requirements of federal law, the applicant shall file with
						the Commissioner a report so stating and stating, in addition, the date of such
						approval.
(b) After the plan of
						conversion of an applicant is approved by the shareholders of such applicant in
						accordance with the requirements of federal law, the applicant shall file with
						the Commissioner a report so stating and stating, in addition:
(1) Date of the meeting of shareholders at
						which the plan of conversion was approved.
(2) Number of shares entitled to vote on
						approval of the plan of conversion, the number of shares voting in favor of
						approval of the plan of conversion, and the number of shares voting against
						approval of the plan of conversion.
(3) In case any shareholders of the applicant
						gave notice in writing to the applicant of dissent from the plan of conversion
						at or prior to the meeting of shareholders at which the plan of conversion was
						approved, the number of such shareholders and the total number of shares held
						by them.
(4) The officer's
						certificate required under Financial Code Section
						4944(b).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 4 - Post-Approval Matters › Section 10.4454 - Articles

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) After complying
						with the provisions of Section
						10.4453 of this Chapter, an
						applicant shall file with the Commissioner an application for approval of the
						articles of the subject institution.
(b) Promptly after the articles of a subject
						institution are filed with the Secretary of State, the subject institution
						shall file with the Commissioner a copy of its articles certified by the
						Secretary of State.
1.
						  Amendment of section and new NOTE filed 4-7-97; operative 4-7-97 pursuant to
						  Government Code section
						  11343.4(d)
						  (Register 97, No. 15).
2. Change without regulatory effect amending
						  section and NOTE filed 8-19-97 pursuant to section
						  100, title 1, California Code of
						  Regulations (Register 97, No. 34).
Note: Authority cited: Section
							 4831,
							 Financial Code. Reference: Section
							 4946,
							 Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 4 - Post-Approval Matters › Section 10.4455 - By-Laws. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
						  Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
						  11343.4(d)
						  (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 4 - Post-Approval Matters › Section 10.4456 - Directors

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Except with the
						prior approval of the Commissioner, no person shall be elected as a director of
						a subject institution at any time before such subject institution commences
						business other than a person who was a director of the applicant at the time
						when the application for approval to convert into the subject institution was
						approved by the Commissioner or who was named in such application as a proposed
						director of the subject institution.
(b) An application for approval for the
						election of a person as a director of a subject institution shall contain:
(1) Name of the proposed director.
(2) Personal financial statement in the form
						of Department Form 2, containing the information called for therein, dated as
						of a date within 90 days before the filing of the application, and signed by
						the proposed director.
(3)
						Confidential resume in the form of Department Form 3, dated as of a date within
						90 days before the filing of the application, and signed by the proposed
						director.
(4) Statement dated as of
						a date within 90 days before the filing of the application and signed by the
						proposed director, stating:
(A) Commercial
						banking, trust, other financial, and other business experience of the proposed
						director, including, with respect to each position held, title, description of
						duties, name and address of employer, period of employment, and reason for
						leaving.
(B) Whether or not the
						proposed director has had in the past or has presently any relationship with
						any bank as director, officer, employee, adviser, 15 percent equity security
						owner, or in any other capacity (other than solely as a customer), and, if so,
						the name of the bank and a description of the relationship, and, in the case of
						any present relationship, whether the proposed director intends to continue,
						change, or terminate such relationship if and when he becomes a director of the
						subject institution.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 4 - Post-Approval Matters › Section 10.4457 - Executive Officers

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a)
						Except with the prior approval of the Commissioner, no subject institution
						shall, at any time before commencing business, appoint as an executive officer
						any person other than a person who was such executive officer of the applicant
						at the time when the application for approval to convert into the subject
						institution was approved by the Commissioner or who was named in such
						application as such proposed executive officer of the subject
						institution.
(b) An application for
						approval to appoint a person as an executive officer of a subject institution
						shall contain:
(1) Name of the proposed
						executive officer.
(2) Proposed
						title.
(3) Description of duties to
						be performed by the proposed executive officer.
(4) Amount of salary and description of other
						compensation to be paid to the proposed executive officer.
(5) Personal financial statement in the form
						of Department Form 2, containing the information called for therein, dated as
						of a date within 90 days before the filing of the application, and signed by
						the proposed executive officer.
(6)
						Confidential resume in the form of Department Form 3, containing the
						information called for therein, dated as of a date within 90 days before the
						filing of the application, and signed by the proposed executive
						officer.
(7) Statement dated as of
						a date within 90 days before the filing of the application and signed by the
						proposed executive officer, stating:
(A)
						Commercial banking, trust, other financial, and other business experience of
						the proposed executive officer, including, with respect to each position held,
						title, description of duties, name and address of employer, period of
						employment, and reason for leaving.
(B) Whether or not the proposed executive
						officer has ever been discharged or requested to resign from any position, and,
						if so, an account of the circumstances.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 4 - Post-Approval Matters › Section 10.4458 - Permit

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
After the certified copy of the articles of a subject
						  institution has been filed with the Commissioner, such subject institution
						  shall file with the Commissioner an application for a permit authorizing it to
						  sell securities in exchange for specified issued and outstanding securities of
						  the applicant upon conversion of the applicant into the subject
						  institution.
1.
						  Amendment of section and new NOTE filed 4-7-97; operative 4-7-97 pursuant to
						  Government Code section
						  11343.4(d)
						  (Register 97, No. 15).
2. Change without regulatory effect amending
						  section filed 8-19-97 pursuant to section
						  100, title 1, California Code of
						  Regulations (Register 97, No. 34).
Note: Authority cited: Section
							 4831,
							 Financial Code. Reference: Section
							 692 and Article 2, Chapter 5,
							 Division 1.5, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 4 - Post-Approval Matters › Section 10.4459 - Reserve and Non-Reserve Depositaries. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
						  Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
						  11343.4(d)
						  (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 4 - Post-Approval Matters › Section 10.4460 - Committees of Board. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
						  Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
						  11343.4(d)
						  (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 4 - Post-Approval Matters › Section 10.4461 - Report Regarding Policies. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
						  Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
						  11343.4(d)
						  (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 4 - Post-Approval Matters › Section 10.4462 - Bonds and Other Insurance Policies

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Not less than five business days before commencing
						  business, a subject institution shall obtain:
(a) In case the subject institution is to be
						a commercial bank:
(1) Written confirmation
						from the insurer named in the financial institutions bond maintained by the
						applicant or from an agent of such insurer that the financial institutions bond
						will continue in force with respect to the subject institution; or
(2) A new financial institutions
						bond.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 4 - Post-Approval Matters › Section 10.4463 - Report Regarding Owners of Securities

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Not less than five business days before converting into
						  a subject institution, an applicant shall file with the Commissioner a report
						  stating, with respect to each owner of record of 25 percent or more of any of
						  the issued and outstanding securities of such applicant:
(a) Name.
(b) Address.
(c) Amount and type of securities owned of
						record.
1.
						  Amendment of first paragraph and new NOTE filed 4-7-97; operative 4-7-97
						  pursuant to Government Code section
						  11343.4(d)
						  (Register 97, No. 15).
2. Change without regulatory effect amending
						  section and NOTE filed 8-19-97 pursuant to section
						  100, title 1, California Code of
						  Regulations (Register 97, No. 34).
Note: Authority cited: Section
							 4831,
							 Financial Code. Reference: Section
							 4835 and Article 2, Chapter 5,
							 Division 1.5, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 4 - Post-Approval Matters › Section 10.4464 - Deposit with State Treasurer. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
						  Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
						  11343.4(d)
						  (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 4 - Post-Approval Matters › Section 10.4465 - Report Regarding Differences from Application

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Not less than five business days before
						commencing business, a subject institution shall file with the Commissioner a
						report signed by an officer of such subject institution, stating whether or not
						the subject institution is or is to be different in any material respect from
						what was proposed in the application for approval to convert into the subject
						institution, as approved by the Commissioner, and, if so, describing such
						difference.
(b) As an
						administrative standard, if the Commissioner finds that a subject institution
						is or is to be different in any material respect from what was proposed in the
						application for approval to convert into such subject institution and that, if
						such difference had existed at the time when the Commissioner decided the
						application for approval to convert into the subject institution, he would have
						denied the application, the Commissioner will not issue a certificate of
						authority to the subject institution.
1.
						  Change without regulatory effect amending section and adding new NOTE filed
						  8-19-97 pursuant to section
						  100, title 1, California Code of
						  Regulations (Register 97, No. 34).
2. Amendment of subsection (a)
						  and NOTE filed 4-14-98; operative 5-14-98 (Register 98, No.
						  16).
Note: Authority cited: Section
							 4831,
							 Financial Code. Reference: Sections
							 4832,
							 4835,
							 4941,
							 4944,
							 4945 and
							 4948,
							 Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 4 - Post-Approval Matters › Section 10.4466 - Expiration and Extension of Approval of Application

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) The Commissioner's approval of an
						application for approval to convert into a subject institution shall, unless
						extended by the Commissioner, expire six months after the date of such
						approval.
(b) An application for an
						extension of the Commissioner's approval of an application for approval to
						convert into a subject institution shall contain:
(1) Date on which the approval is scheduled
						to expire.
(2) Description of
						progress to date in converting the applicant into the subject
						institution.
(3) Proposed timetable
						for completing the conversion.
(4)
						Amount of additional time requested for completing the conversion.
(5) Statement of reasons why such additional
						time is required for completing the conversion.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 4 - Post-Approval Matters › Section 10.4467 - Application for Issuance of Certificate of Authority and Fee

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Not less than
						one business day before the date on which an applicant proposes to convert into
						a subject institution and on which such subject institution proposes to
						commence business, such applicant shall file with the Commissioner an
						application for the institution to transact commercial banking business, trust
						business, or both, as the case may be. Such application shall state:
(1) Name of the subject
						institution.
(2) Address of the
						head office of the subject institution.
(3) Date on which the applicant proposes to
						convert into the subject institution and on which the subject institution
						proposes to commence business.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 4 - Establishment of California State Banks › Subarticle 5 - Conversion of California National Bank into California State Bank › Part 4 - Post-Approval Matters › Section 10.4468 - Deposit Insurance

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
No subject institution which is a commercial bank shall
						  commence business unless it is an insured bank.
1.
						  Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
						  11343.4(d)
						  (Register 97, No. 15).
2. New section and NOTE filed 4-14-98;
						  operative 5-14-98 (Register 98, No. 16).
Note: Authority cited: Section
							 4831,
							 Financial Code. Reference: Sections
							 4832,
							 4941,
							 4944,
							 4945 and
							 4948,
							 Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 1 - General Provisions › Section 10.6000 - Definition of "Subject Institution" and Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) In this Article, "subject institution"
					 means a California state bank.
(b)
					 This Article contains regulations relating to offices of subject institutions.
					 This Subarticle contains general provisions relating to offices of subject
					 institutions. Subarticle 2 (commencing with Section
					 10.6100) of this Article contains
					 regulations relating to head offices of subject institutions. Subarticle 3
					 (commencing with Section
					 10.6600) of this Article contains
					 regulations relating to branch offices of subject institutions. Subarticle 4
					 (commencing with Section
					 10.9000) of this Article contains
					 regulations relating to places of business of subject institutions. Subarticle
					 5 (commencing with Section
					 10.11000) of this Article contains
					 regulations relating to extensions of offices of subject institutions.
					 Subarticle 6 (commencing with Section
					 10.11700) of this Article contains
					 regulations relating to foreign offices of representatives of subject
					 institutions.
1.
						Amendment of subsection (a), repealer of subsections (a)(1)-(a)(3)(B),
						amendment of subsection (b) and new NOTE filed 4-7-97; operative 4-7-97
						pursuant to Government Code section
						11343.4(d)
						(Register 97, No. 15).
2. Amendment of subsection (b) and NOTE filed
						5-6-98; operative 6-5-98 (Register 98, No. 19).
3. Change without
						regulatory effect amending subsection (b) and NOTE filed 8-21-2019 pursuant to
						section 100, title 1, California Code of
						Regulations (Register 2019, No. 34).
Note: Authority cited: Section
						  326,
						  Financial Code. Reference: Sections
						  1070,
						  1071,
						  1072,
						  1073,
						  1074,
						  1075,
						  1076,
						  1077,
						  1078,
						  1079,
						  1080 and
						  1081,
						  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 1 - General Provisions › Section 10.6001 - Other Definitions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
In this Article:
(a) "Approved but unopened," when used with
					 respect to an office of a California bank, means:
(1) In case such bank is a state bank, an
					 office which the bank has applied to the Commissioner for authority to
					 establish, and the status of the matter is that the Commissioner has approved
					 the application but the bank has not yet established the office.
(2) In case such bank is a national bank, an
					 office which the bank has applied to the Comptroller of the Currency for
					 authority to establish, and the status of the matter is that the Comptroller of
					 the Currency has approved the application but the bank has not yet established
					 the office.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 1 - General Provisions › Section 10.6002 - Identification of Office

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Whenever this Article requires that an office of a
						subject institution be identified, the following information shall be furnished
						with respect to such office:
(a)
					 Address of the office.
(b) In case
					 the office is a branch office, the popular name of the office.
(c) Type of the office. If the office is of
					 any type other than a head office or a branch office, describe the business
					 transacted at the office. If the office is an office of a commercial bank at
					 which such commercial bank maintains a trust administration office, so
					 state.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 1 - General Provisions › Section 10.6003 - Post-Approval Matters

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
In the units of this Article relating to post-approval
						matters in connection with the establishment or relocation of an office:
(a)
(1) In
					 case a provision which calls for an applicant to file a document with the
					 Commissioner does not expressly provide when such applicant is to make such
					 filing, the applicant shall make the filing at a reasonable time under the
					 circumstances and, in any event, at a reasonable time before the applicant
					 establishes or relocates the office.
(2) In case a provision which calls for an
					 applicant to file a document with the Commissioner requires that such applicant
					 make such filing not less than a specified number of days or business days
					 before the applicant establishes or relocates the office, the applicant is
					 encouraged to make the filing before such deadline, if possible, so as to allow
					 ample time not only for the staff of the Department to process the document
					 filed but also for the applicant to make any corrections or changes in such
					 document that may be found to be necessary before the certificate of authority
					 is issued.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 1 - General Provisions › Section 10.6004 - Establishment of Office and Commencement of Business

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) For purposes of this Article, an office
					 of a subject institution shall be deemed to be established and to commence
					 business at the time when, the Commissioner having issued a certificate of
					 authority authorizing such subject institution to establish and maintain such
					 office, the subject institution opens the office for the purpose of engaging in
					 commercial banking business, trust business, or both, as the case may
					 be.
(b) For purposes of this
					 Article, an office of a subject institution shall be deemed to be relocated and
					 the office--new site shall be deemed to commence business at the time when, the
					 Commissioner having issued a certificate of authority authorizing such subject
					 institution to establish and maintain such office--new site, the subject
					 institution closes the office-- old site, and opens the office--new site for
					 the purpose of engaging in commercial banking business, trust business, or
					 both, as the case may be.
1. Change
						without regulatory effect amending section and adding new NOTE filed 8-19-97
						pursuant to section
						100, title 1, California Code of
						Regulations (Register 97, No. 34).
Note: Authority cited: Section
						  215,
						  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 1 - General Provisions › Section 10.6005 - Relocation

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Moving an office of a subject institution from one site
						to another in the same building or without a change in street address does not
						constitute a relocation of such office.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 1 - General Provisions › Section 10.6006 - Change in Address Without Relocation

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) In case the address of an office of a
					 subject institution is proposed to be changed other than by means of a
					 relocation of such office, such subject institution shall, not less than ten
					 business days before such change in address is proposed to become effective,
					 notify the Commissioner of the change in address.
(b) The notice called for in Subdivision (a)
					 of this Section shall contain the following information:
(1) Identify the office.
(2) State the proposed address of the
					 office.
(3) State the date on which
					 the change in the address of the office is proposed to become
					 effective.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 1 - General Provisions › Section 10.6007 - Combining Offices

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) For
					 purposes of this Section, offices of a subject institution are ranked in the
					 following order:
(1) Head office.
(2) Regular branch office.
(3) Special branch office.
(4) Place of business.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 1 - General Provisions › Section 10.6008 - Business Hours. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
						Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
						11343.4(d)
						(Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 1 - General Provisions › Section 10.6009 - Messenger Service

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A subject institution may engage in the business of
						delivering funds and documents from such subject institution to customers of
						the subject institution and from customers of the subject institution to the
						subject institution, and no place at which a subject institution delivers funds
						or documents to a customer of such subject institution or at which a subject
						institution picks up funds or other documents from a customer of such subject
						institution for delivery to the subject institution shall on that account be
						deemed to be an office of the subject institution if:
(a) The customer is sophisticated with
					 respect to business transactions; and
(b) The services are performed pursuant to a
					 written contract between the subject institution and the customer which
					 provides:
(1) That the messenger is the agent
					 of the customer and not of the subject institution:
(2) That funds and documents delivered from
					 the subject institution to the customer are deemed to be received by the
					 customer when delivered by the subject institution to the messenger at an
					 office of the subject institution; and
(3) That funds and documents delivered from
					 the customer to the subject institution are not deemed to be received by the
					 subject institution until they are delivered by the messenger to the subject
					 institution at an office of the subject institution.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 1.5 - Exemptions [Repealed] › Section 10.6050 - Scope. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
						subarticle 1.5 (sections
						10.6050-10.6055) and section filed
						4-7-97; operative 4-7-97 pursuant to Government Code section
						11343.4(d)
						(Register 97, No. 15).
2. Change without regulatory effect repealing
						subarticle 1.5 (sections
						10.6050-10.6055) and section filed
						8-21-2019 pursuant to section
						100, title 1, California Code of
						Regulations (Register 2019, No. 34).
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Chapter 4, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 1.5 - Exemptions [Repealed] › Section 10.6051 - Definitions. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
						section filed 4-7-97; operative 4-7-97 pursuant to Government Code section
						11343.4(d)
						(Register 97, No. 15).
2. Change without regulatory effect repealing
						section filed 8-21-2019 pursuant to section
						100, title 1, California Code of
						Regulations (Register 2019, No. 34).
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Chapter 4, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 1.5 - Exemptions [Repealed] › Section 10.6052 - Exemption-Establishment of Branch Office. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
						section filed 4-7-97; operative 4-7-97 pursuant to Government Code section
						11343.4(d)
						(Register 97, No. 15).
2. Change without regulatory effect amending
						section filed 8-19-97 pursuant to section
						100, title 1, California Code of
						Regulations (Register 97, No. 34).
3. Amendment of subsection (a)(1)
						and repealer of subsections (a)(1)(A)-(C) filed 5-6-98; operative 6-5-98
						(Register 98, No. 19).
4. Change without regulatory effect repealing
						section filed 8-21-2019 pursuant to section
						100, title 1, California Code of
						Regulations (Register 2019, No. 34).
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Sections
						  490 and
						  500,
						  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 1.5 - Exemptions [Repealed] › Section 10.6053 - Exemption-Relocation of Branch Office. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
						section filed 4-7-97; operative 4-7-97 pursuant to Government Code section
						11343.4(d)
						(Register 97, No. 15).
2. Change without regulatory effect amending
						section filed 8-19-97 pursuant to section
						100, title 1, California Code of
						Regulations (Register 97, No. 34).
3. Amendment of subsection (a)(1)
						and repealer of subsections (a)(1)(A)-(D) filed 5-6-98; operative 6-5-98
						(Register 98, No. 19).
4. Editorial correction of subsection (a)(1)
						(Register 98, No. 32).
5. Change without regulatory effect repealing
						section filed 8-21-2019 pursuant to section
						100, title 1, California Code of
						Regulations (Register 2019, No. 34).
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Sections
						  490 and
						  507,
						  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 1.5 - Exemptions [Repealed] › Section 10.6054 - Exemption-Establishment of Place of Business

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
						section filed 4-7-97; operative 4-7-97 pursuant to Government Code section
						11343.4(d)
						(Register 97, No. 15).
2. Change without regulatory effect amending
						section filed 8-19-97 pursuant to section
						100, title 1, California Code of
						Regulations (Register 97, No. 34).
3. Amendment of subsection (a)(1)
						and repealer of subsections (a)(1)(A)-(C) filed 5-6-98; operative 6-5-98
						(Register 98, No. 19).
4. Change without regulatory effect repealing
						section filed 8-21-2019 pursuant to section
						100, title 1, California Code of
						Regulations (Register 2019, No. 34).
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Sections
						  490 and
						  541,
						  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 1.5 - Exemptions [Repealed] › Section 10.6055 - Exemption-Relocation of Place of Business. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
						section filed 4-7-97; operative 4-7-97 pursuant to Government Code section
						11343.4(d)
						(Register 97, No. 15).
2. Change without regulatory effect amending
						section filed 8-19-97 pursuant to section
						100, title 1, California Code of
						Regulations (Register 97, No. 34).
3. Amendment of subsection (a)(1)
						and repealer of subsections (a)(1)(A)-(D) filed 5-6-98; operative 6-5-98
						(Register 98, No. 19).
4. Change without regulatory effect repealing
						section filed 8-21-2019 pursuant to section
						100, title 1, California Code of
						Regulations (Register 2019, No. 34).
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Sections
						  490 and
						  546,
						  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 1 - General Provisions › Section 10.6100 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
						  Amendment of section and new NOTE filed 4-14-98; operative 5-14-98 (Register
						  98, No. 16).
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Sections
							 420 and
							 421,
							 Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 1 - General Provisions › Section 10.6300 - Definition of "Applicant" and Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) In this Part, "applicant" means a subject
						  institution which applies to the Commissioner for approval to relocate its head
						  office.
(b) This Part contains
						  regulations relating to the relocation by an applicant of its head office
						  pursuant to Financial Code Section
						  420. This
						  Subpart contains general provisions relating to the relocation by an applicant
						  of its head office. Subpart 2 (commencing with Section
						  10.6325) of this Part contains
						  regulations relating to an application by an applicant for approval to relocate
						  its head office (Subpart 3 of this Part is reserved.) Subpart 4 (commencing
						  with Section
						  10.6400) of this Part contains
						  regulations relating to an application by an applicant for approval to relocate
						  its head office and an application by such applicant for authority to establish
						  a branch office in a case where the applicant proposes simultaneously to
						  relocate such head office and to establish such branch office at the old site
						  of the head office. (Subparts 5 and 6 of this Part are reserved.) Subpart 7
						  (commencing with Section
						  10.6475) of this Part contains
						  regulations relating to matters after an application by an applicant for
						  approval to relocate its head office is approved by the Commissioner.
1.
							 Amendment of subsection (b) and new NOTE filed 4-7-97; operative 4-7-97
							 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
2. Change without regulatory effect amending
							 section filed 8-19-97 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								420,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 1 - General Provisions › Section 10.6301 - Applicability of Subparts to Certain Applications

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Subpart 2 (commencing with Section
						  10.6325) of this Part does not
						  apply to an application for approval to relocate a head office in a case where
						  such application is deemed to be included in the application for authority to
						  organize such applicant pursuant to Section
						  10.3152 of this Chapter.
(b) An application for approval to relocate a
						  head office which is deemed to be included in the application for authroity to
						  organize the applicant pursuant to Section
						  10.3152 of this Chapter is subject
						  to this Subpart as well as Subpart 7 (commencing with Section
						  10.6475) of this Part.
1.
							 Amendment of section and new NOTE filed 4-7-97; operative 4-7-97 pursuant to
							 Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								420,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 1 - General Provisions › Section 10.6302 - Fee

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An application for approval to relocate a head office
							 shall be accompanied by the fee prescribed in Financial Code Section
							 420.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6325 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Subpart contains regulations relating to an
							 application by an applicant for approval to relocate its head office. This
							 Subpart does not apply to any application which is subject to Subpart 4
							 (commencing with Section
							 10.6400) of this
							 Part.
1.
							 Amendment of subpart heading and section and new NOTE filed 4-7-97; operative
							 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								420,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6326 - Facing Page

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An application for approval to relocate a head office
							 which is subject to this Subpart shall have as its first page a facing page in
							 the form of Department Form 22 and shall contain the information called for
							 therein.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6327 - Additional Information

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An application for approval to relocate a head office
							 which is subject to this Subpart shall contain, in addition to the information
							 called for in the facing page, the information called for in Sections
							 10.6335 to
							 10.6354, inclusive, of this
							 Chapter.
1.
							 Amendment of section and new NOTE filed 4-7-97; operative 4-7-97 pursuant to
							 Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								420,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6328 - Information Regarding Locations. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6329 - Information Regarding Branching Strategy. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6330 - Information Regarding Other Offices. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).