reglab/statecodes huggingface dataset:
California Code of Regulations › Title 4 - Business Regulations › Division 9.5 - California Debt Limit Allocation Committee › Chapter 11 - Qualified Energy Conservation Bond Program [Repealed] › Article 4 - Reporting Requirements [Repealed] › Section 5590 - Reports and Timeframes. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
					 article 4 (section
					 5590) and section filed 7-29-2010
					 as an emergency; operative 7-29-2010 (Register 2010, No. 31). A Certificate of
					 Compliance must be transmitted to OAL by 1-25-2011 or emergency language will
					 be repealed by operation of law on the following day.
2. New article
					 4 (section 5590) and section refiled 1-6-2011
					 as an emergency; operative 1-6-2011 (Register 2011, No. 1). A Certificate of
					 Compliance must be transmitted to OAL by 4-6-2011 or emergency language will be
					 repealed by operation of law on the following day.
3. New article 4
					 (section 5590) and section refiled 4-1-2011
					 as an emergency; operative 4-6-2011 (Register 2011, No. 13). A Certificate of
					 Compliance must be transmitted to OAL by 7-5-2011 or emergency language will be
					 repealed by operation of law on the following day.
4. Certificate of
					 Compliance as to 4-1-2011 order, including amendment of section heading and
					 section, transmitted to OAL 6-2-2011 and filed 7-1-2011 (Register 2011, No.
					 26).
5. Change without regulatory effect repealing article 4
					 (section 5590) and section filed 1-16-2019
					 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2019, No. 3).
Note: Authority cited: Section
						8869.94,
						Government Code. Reference: Sections
						8869.84(c)
						and
						8869.85(b),
						Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.5 - California Debt Limit Allocation Committee › Chapter 12 - Beginning Farmer Program › Article 2 - Evaluation Criteria › Section 5610 - Minimum Requirements

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) The
				  Beginning Farmer Program proposed by the Applicant must be for the purpose of
				  providing loans to beginning farmers. The beginning farmer must:
(1) Be a California resident;
(2) Be at least 18 years of age;
(3) Be a "First Time Farmer" as defined by
				  IRC §
											147(c)(2)(C);
(4) Be the principal operator of the
				  farm;
(5) Use loan proceeds to
				  purchase land within California or eligible breeder livestock,
				  equipment/machinery and/or new construction or renovations for use in farming
				  operations solely within California;
(6) Only use the agricultural land,
				  agricultural improvements and depreciable agricultural property for farming by
				  the beginning farmer, his/her spouse, his/her minor children, or any
				  combination thereof;
(7) Not use
				  loan proceeds to procure seed, feed, feeder stock, fertilizer, personal
				  residence (in excess of the IRC exceptions) or as otherwise prohibited and/or
				  limited by the IRC; and
(8) Not
				  exceed the lifetime aggregate amount of all loans for any borrower permitted by
				  the IRC.
California Code of Regulations › Title 4 - Business Regulations › Division 9.5 - California Debt Limit Allocation Committee › Chapter 12 - Beginning Farmer Program › Article 2 - Evaluation Criteria › Section 5620 - Scoring Criteria

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Upon a determination that an Application meets the minimum
					 requirements pursuant to Section
					 5610, Applications will be scored
					 based on the following criteria:
(a)
				  Past Program Performance. For each allocation round, programs will be evaluated
				  based on the percentage of the previous year's allocation used by each
				  applicant in comparison to the percentage of the previous year's allocation
				  used by the other applicants in the allocation round.
(b) Actual Versus Proposed Average Interest
				  Rate and Loan Amount. For each allocation round, programs will be evaluated and
				  ranked based on each applicant's deviation between the currently proposed and
				  previous year's actual average interest rates, as well as the currently
				  proposed and previous year's actual average loan amount, in comparison to the
				  allocation round's other applicants' proposed and previous year's actual
				  average interest rates and currently proposed and previous year's actual
				  average loan amount.
(c) Additional
				  Points. In a competitive application round, additional points will be awarded
				  to Applicants that commit to the goal of providing allocation to Beginning
				  Farmers that provide the following public benefits:
(1) Job Creation. A maximum of 20 points will
				  be awarded to programs that use a substantial portion of allocation for
				  programs that will add jobs to local economy (one point per job with a maximum
				  of 20 points). Points will be awarded in the following manner:
(A) one (1) point will be awarded for each
				  full time job;
(B) part time jobs
				  will receive a tenth of a point, rounded to the nearest tenth of a point, based
				  on the job's full time equivalency.
California Code of Regulations › Title 4 - Business Regulations › Division 9.5 - California Debt Limit Allocation Committee › Chapter 12 - Beginning Farmer Program › Article 2 - Evaluation Criteria › Section 5630 - Allocation Distribution

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Committee will determine the amount allocated to each
					 Applicant based upon the evaluation criteria set forth in section
					 5620, the number of Applicants
					 applying in the Allocation Round, the amount requested by each Applicant and
					 the amount of allocation available in the Beginning Farmer Program Pool. In a
					 competitive Application year, the maximum requested amount of Allocation per
					 Application shall not exceed twenty million dollars ($20,000,000). The
					 Committee may waive this cap on a case-by-case basis in its sole and absolute
					 discretion.
1. New
					 section filed 7-10-2014 as an emergency; operative 7-10-2014 (Register 2014,
					 No. 28). A Certificate of Compliance must be transmitted to OAL by 1-6-2015 or
					 emergency language will be repealed by operation of law on the following
					 day.
2. Certificate of Compliance as to 7-10-2014 order transmitted
					 to OAL 11-26-2014 and filed 1-13-2015 (Register 2015, No. 3).
Note: Authority cited: Section
						8869.94,
						Government Code. Reference: Sections
						8869.84(c),
						8869.85(a)
						and
						8859.85(b),
						Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.5 - California Debt Limit Allocation Committee › Chapter 12 - Beginning Farmer Program › Article 3 - Reporting Requirements › Section 5640 - Specific Reports

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Applicants receiving an allocation shall comply with the
					 reporting requirements contained in Article 11 of Chapter 1.
1. New
					 article 3 (section
					 5640) and section filed 7-10-2014
					 as an emergency; operative 7-10-2014 (Register 2014, No. 28). A Certificate of
					 Compliance must be transmitted to OAL by 1-6-2015 or emergency language will be
					 repealed by operation of law on the following day.
2. Certificate of
					 Compliance as to 7-10-2014 order transmitted to OAL 11-26-2014 and filed
					 1-13-2015 (Register 2015, No. 3).
California Code of Regulations › Title 4 - Business Regulations › Division 9.5 - California Debt Limit Allocation Committee › Chapter 13 - Qualified Public Educational Facility Bond (Qpefb) Program [Repealed] › Article 1 - Definitions [Repealed] › Section 5700 - Definitions. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
					 chapter 13 (articles 1-4, sections
					 5700-5731) article 1 (section
					 5700) and section filed 10-9-2017
					 as an emergency; operative 10-9-2017 (Register 2017, No. 41). A Certificate of
					 Compliance must be transmitted to OAL by 4-9-2018 or emergency language will be
					 repealed by operation of law on the following day.
2. Change without
					 regulatory effect amending definition of "Qualified Public Educational Facility
					 Bond Application" filed 3-13-2018 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2018, No. 11).
3. New chapter 13 (articles
					 1-4, sections
					 5700-5731) article 1 (section
					 5700) and section refiled 4-9-2018
					 as an emergency; operative 4-9-2018 (Register 2018, No. 15). A Certificate of
					 Compliance must be transmitted to OAL by 7-9-2018 or emergency language will be
					 repealed by operation of law on the following day.
4. New chapter 13
					 (articles 1-4, sections
					 5700-5731) article 1 (section
					 5700) and section refiled 7-2-2018
					 as an emergency; operative 7-2-2018 (Register 2018, No. 27). A Certificate of
					 Compliance must be transmitted to OAL by 10-1-2018 or emergency language will
					 be repealed by operation of law on the following day.
5. Certificate
					 of Compliance as to 7-2-2018 order transmitted to OAL 8-9-2018 and filed
					 9-21-2018 (Register 2018, No. 38).
6. Repealer of chapter 13
					 (articles 1-4, sections
					 5700-5731), article 1 (section
					 5700) and section filed 5-10-2021
					 as an emergency; operative 5-10-2021 (Register 2021, No. 20). Emergency
					 expiration extended 60 calendar days pursuant to Executive Order N-40-20 plus
					 an additional 60 calendar days pursuant to Executive Order N-71-20. A
					 Certificate of Compliance must be transmitted to OAL by 3-8-2022 or emergency
					 language will be repealed by operation of law on the following
					 day.
7. Certificate of Compliance as to 12-3-2021 order transmitted
					 to OAL 4-11-2022 and filed 5-23-2022 (Register 2022, No. 21).
Note: Authority cited: Section
						8869.94,
						Government Code. Reference: Sections
						8869.84(c),
						8869.85(a)
						and
						8869.85(b),
						Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.5 - California Debt Limit Allocation Committee › Chapter 13 - Qualified Public Educational Facility Bond (Qpefb) Program [Repealed] › Article 2 - Applications [Repealed] › Section 5710 - Application Process. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
					 article 2 (sections
					 5710-5711) and section filed
					 10-9-2017 as an emergency; operative 10-9-2017 (Register 2017, No. 41). A
					 Certificate of Compliance must be transmitted to OAL by 4-9-2018 or emergency
					 language will be repealed by operation of law on the following
					 day.
2. New article 2 (sections
					 5710-5711) and section refiled
					 4-9-2018 as an emergency; operative 4-9-2018 (Register 2018, No. 15). A
					 Certificate of Compliance must be transmitted to OAL by 7-9-2018 or emergency
					 language will be repealed by operation of law on the following
					 day.
3. New article 2 (sections
					 5710-5711) and section refiled
					 7-2-2018 as an emergency; operative 7-2-2018 (Register 2018, No. 27). A
					 Certificate of Compliance must be transmitted to OAL by 10-1-2018 or emergency
					 language will be repealed by operation of law on the following
					 day.
4. Certificate of Compliance as to 7-2-2018 order transmitted
					 to OAL 8-9-2018 and filed 9-21-2018 (Register 2018, No. 38).
5.
					 Repealer of article 2 (sections
					 5710-5711) and section filed
					 5-10-2021 as an emergency; operative 5-10-2021 (Register 2021, No. 20).
					 Emergency expiration extended 60 calendar days pursuant to Executive Order
					 N-40-20 plus an additional 60 calendar days pursuant to Executive Order
					 N-71-20. A Certificate of Compliance must be transmitted to OAL by 3-8-2022 or
					 emergency language will be repealed by operation of law on the following
					 day.
6. Certificate of Compliance as to 5-10-2021 order transmitted
					 to OAL 4-11-2022 and filed 5-23-2022 (Register 2022, No. 21).
Note: Authority cited: Section
						8869.94,
						Government Code. Reference: Sections
						8869.84(c),
						8869.85(a)
						and
						8869.85(b),
						Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.5 - California Debt Limit Allocation Committee › Chapter 13 - Qualified Public Educational Facility Bond (Qpefb) Program [Repealed] › Article 2 - Applications [Repealed] › Section 5711 - Allocations. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
					 section filed 10-9-2017 as an emergency; operative 10-9-2017 (Register 2017,
					 No. 41). A Certificate of Compliance must be transmitted to OAL by 4-9-2018 or
					 emergency language will be repealed by operation of law on the following
					 day.
2. New section refiled 4-9-2018 as an emergency; operative
					 4-9-2018 (Register 2018, No. 15). A Certificate of Compliance must be
					 transmitted to OAL by 7-9-2018 or emergency language will be repealed by
					 operation of law on the following day.
3. New section refiled
					 7-2-2018 as an emergency; operative 7-2-2018 (Register 2018, No. 27). A
					 Certificate of Compliance must be transmitted to OAL by 10-1-2018 or emergency
					 language will be repealed by operation of law on the following
					 day.
4. Certificate of Compliance as to 7-2-2018 order, including
					 amendment of subsection (b), transmitted to OAL 8-9-2018 and filed 9-21-2018;
					 amendments effective 9-21-2018 pursuant to Government Code section
					 11343.4(b)(3)
					 (Register 2018, No. 38).
5. Repealer filed 5-10-2021 as an
					 emergency; operative 5-10-2021 (Register 2021, No. 20). Emergency expiration
					 extended 60 calendar days pursuant to Executive Order N-40-20 plus an
					 additional 60 calendar days pursuant to Executive Order N-71-20. A Certificate
					 of Compliance must be transmitted to OAL by 3-8-2022 or emergency language will
					 be repealed by operation of law on the following day.
6. Certificate
					 of Compliance as to 5-10-2021 order transmitted to OAL 4-11-2022 and filed
					 5-23-2022 (Register 2022, No. 21).
Note: Authority cited: Section
						8869.94,
						Government Code. Reference: Section
						8869.84,
						Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.5 - California Debt Limit Allocation Committee › Chapter 13 - Qualified Public Educational Facility Bond (Qpefb) Program [Repealed] › Article 3 - Eligibility [Repealed] › Section 5720 - Project Readiness. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
					 article 3 (sections
					 5720-5722) and section filed
					 10-9-2017 as an emergency; operative 10-9-2017 (Register 2017, No. 41). A
					 Certificate of Compliance must be transmitted to OAL by 4-9-2018 or emergency
					 language will be repealed by operation of law on the following
					 day.
2. New article 3 (sections
					 5720-5722) and section refiled
					 4-9-2018 as an emergency; operative 4-9-2018 (Register 2018, No. 15). A
					 Certificate of Compliance must be transmitted to OAL by 7-9-2018 or emergency
					 language will be repealed by operation of law on the following
					 day.
3. New article 3 (sections
					 5720-5722) and section refiled
					 7-2-2018 as an emergency; operative 7-2-2018 (Register 2018, No. 27). A
					 Certificate of Compliance must be transmitted to OAL by 10-1-2018 or emergency
					 language will be repealed by operation of law on the following
					 day.
4. Certificate of Compliance as to 7-2-2018 order, including
					 amendment of section, transmitted to OAL 8-9-2018 and filed 9-21-2018;
					 amendments effective 9-21-2018 pursuant to Government Code section
					 11343.4(b)(3)
					 (Register 2018, No. 38).
5. Repealer of article 3 (sections
					 5720-5722) and section filed
					 5-10-2021 as an emergency; operative 5-10-2021 (Register 2021, No. 20).
					 Emergency expiration extended 60 calendar days pursuant to Executive Order
					 N-40-20 plus an additional 60 calendar days pursuant to Executive Order
					 N-71-20. A Certificate of Compliance must be transmitted to OAL by 3-8-2022 or
					 emergency language will be repealed by operation of law on the following
					 day.
6. Certificate of Compliance as to 5-10-2021 order transmitted
					 to OAL 4-11-2022 and filed 5-23-2022 (Register 2022, No. 21).
Note: Authority cited: Section
						8869.94,
						Government Code. Reference: Sections
						8869.84(c),
						8869.85(a)
						and
						8869.85(b),
						Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.5 - California Debt Limit Allocation Committee › Chapter 13 - Qualified Public Educational Facility Bond (Qpefb) Program [Repealed] › Article 3 - Eligibility [Repealed] › Section 5721 - Permits. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
					 section filed 10-9-2017 as an emergency; operative 10-9-2017 (Register 2017,
					 No. 41). A Certificate of Compliance must be transmitted to OAL by 4-9-2018 or
					 emergency language will be repealed by operation of law on the following
					 day.
2. New section refiled 4-9-2018 as an emergency; operative
					 4-9-2018 (Register 2018, No. 15). A Certificate of Compliance must be
					 transmitted to OAL by 7-9-2018 or emergency language will be repealed by
					 operation of law on the following day.
3. New section refiled
					 7-2-2018 as an emergency; operative 7-2-2018 (Register 2018, No. 27). A
					 Certificate of Compliance must be transmitted to OAL by 10-1-2018 or emergency
					 language will be repealed by operation of law on the following
					 day.
4. Certificate of Compliance as to 7-2-2018 order transmitted
					 to OAL 8-9-2018 and filed 9-21-2018 (Register 2018, No. 38).
5.
					 Repealer filed 5-10-2021 as an emergency; operative 5-10-2021 (Register 2021,
					 No. 20). Emergency expiration extended 60 calendar days pursuant to Executive
					 Order N-40-20 plus an additional 60 calendar days pursuant to Executive Order
					 N-71-20. A Certificate of Compliance must be transmitted to OAL by 3-8-2022 or
					 emergency language will be repealed by operation of law on the following
					 day.
6. Certificate of Compliance as to 5-10-2021 order transmitted
					 to OAL 4-11-2022 and filed 5-23-2022 (Register 2022, No. 21).
Note: Authority cited: Section
						8869.94,
						Government Code. Reference: Sections
						8869.84(c),
						8869.85(a)
						and
						8869.85(b),
						Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.5 - California Debt Limit Allocation Committee › Chapter 13 - Qualified Public Educational Facility Bond (Qpefb) Program [Repealed] › Article 3 - Eligibility [Repealed] › Section 5722 - Eligibility Requirement. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
					 section filed 10-9-2017 as an emergency; operative 10-9-2017 (Register 2017,
					 No. 41). A Certificate of Compliance must be transmitted to OAL by 4-9-2018 or
					 emergency language will be repealed by operation of law on the following
					 day.
2. New section refiled 4-9-2018 as an emergency; operative
					 4-9-2018 (Register 2017, No. 41). A Certificate of Compliance must be
					 transmitted to OAL by 7-9-2018 or emergency language will be repealed by
					 operation of law on the following day.
3. New section refiled
					 7-2-2018 as an emergency; operative 7-2-2018 (Register 2018, No. 27). A
					 Certificate of Compliance must be transmitted to OAL by 10-1-2018 or emergency
					 language will be repealed by operation of law on the following
					 day.
4. Certificate of Compliance as to 7-2-2018 order transmitted
					 to OAL 8-9-2018 and filed 9-21-2018 (Register 2018, No. 38).
5.
					 Repealer filed 5-10-2021 as an emergency; operative 5-10-2021 (Register 2021,
					 No. 20). Emergency expiration extended 60 calendar days pursuant to Executive
					 Order N-40-20 plus an additional 60 calendar days pursuant to Executive Order
					 N-71-20. A Certificate of Compliance must be transmitted to OAL by 3-8-2022 or
					 emergency language will be repealed by operation of law on the following
					 day.
6. Certificate of Compliance as to 5-10-2021 order transmitted
					 to OAL 4-11-2022 and filed 5-23-2022 (Register 2022, No. 21).
Note: Authority cited: Section
						8869.94,
						Government Code. Reference: Section
						8869.84(c),
						Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.5 - California Debt Limit Allocation Committee › Chapter 13 - Qualified Public Educational Facility Bond (Qpefb) Program [Repealed] › Article 4 - Reporting and Regulatory Requirements [Repealed] › Section 5730 - Specific Reports. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
					 article 4 (sections
					 5730-5731) and section filed
					 10-9-2017 as an emergency; operative 10-9-2017 (Register 2018, No. 15). A
					 Certificate of Compliance must be transmitted to OAL by 4-9-2018 or emergency
					 language will be repealed by operation of law on the following
					 day.
2. New article 4 (sections
					 5730-5731) and section refiled
					 4-9-2018 as an emergency; operative 4-9-2018 (Register 2018, No. 15). A
					 Certificate of Compliance must be transmitted to OAL by 7-9-2018 or emergency
					 language will be repealed by operation of law on the following
					 day.
3. New article 4 (sections
					 5730-5731) and section refiled
					 7-2-2018 as an emergency; operative 7-2-2018 (Register 2018, No. 27). A
					 Certificate of Compliance must be transmitted to OAL by 10-1-2018 or emergency
					 language will be repealed by operation of law on the following
					 day.
4. Certificate of Compliance as to 7-2-2018 order transmitted
					 to OAL 8-9-2018 and filed 9-21-2018 (Register 2018, No. 38).
5.
					 Repealer of article 4 (sections
					 5730-5731) and section filed
					 5-10-2021 as an emergency; operative 5-10-2021 (Register 2021, No. 20).
					 Emergency expiration extended 60 calendar days pursuant to Executive Order
					 N-40-20 plus an additional 60 calendar days pursuant to Executive Order
					 N-71-20. A Certificate of Compliance must be transmitted to OAL by 3-8-2022 or
					 emergency language will be repealed by operation of law on the following
					 day.
6. Certificate of Compliance as to 5-10-2021 order transmitted
					 to OAL 4-11-2022 and filed 5-23-2022 (Register 2022, No. 21).
Note: Authority cited: Section
						8869.94,
						Government Code. Reference: Sections
						8869.84(c),
						8869.85(a)
						and
						8869.85(b),
						Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.5 - California Debt Limit Allocation Committee › Chapter 13 - Qualified Public Educational Facility Bond (Qpefb) Program [Repealed] › Article 4 - Reporting and Regulatory Requirements [Repealed] › Section 5731 - Regulatory Compliance. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
					 section filed 10-9-2017 as an emergency; operative 10-9-2017 (Register 2017,
					 No. 41). A Certificate of Compliance must be transmitted to OAL by 4-9-2018 or
					 emergency language will be repealed by operation of law on the following
					 day.
2. New section refiled 4-9-2018 as an emergency; operative
					 4-9-2018 (Register 2018, No. 15). A Certificate of Compliance must be
					 transmitted to OAL by 7-9-2018 or emergency language will be repealed by
					 operation of law on the following day.
3. New section refiled
					 7-2-2018 as an emergency; operative 7-2-2018 (Register 2018, No. 27). A
					 Certificate of Compliance must be transmitted to OAL by 10-1-2018 or emergency
					 language will be repealed by operation of law on the following
					 day.
4. Certificate of Compliance as to 7-2-2018 order, including
					 amendment of first paragraph, transmitted to OAL 8-9-2018 and filed 9-21-2018;
					 amendments effective 9-21-2018 pursuant to Government Code section
					 11343.4(b)(3)
					 (Register 2018, No. 38).
5. Repealer filed 5-10-2021 as an
					 emergency; operative 5-10-2021 (Register 2021, No. 20). Emergency expiration
					 extended 60 calendar days pursuant to Executive Order N-40-20 plus an
					 additional 60 calendar days pursuant to Executive Order N-71-20. A Certificate
					 of Compliance must be transmitted to OAL by 3-8-2022 or emergency language will
					 be repealed by operation of law on the following day.
6. Certificate
					 of Compliance as to 5-10-2021 order transmitted to OAL 4-11-2022 and filed
					 5-23-2022 (Register 2022, No. 21).
Note: Authority cited: Section
						8869.94,
						Government Code. Reference: Sections
						8869.84(c),
						8869.85(a)
						and
						8869.85(b),
						Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.6 - California Debt and Investment Advisory Commission › Chapter 1 - General Provisions › Article 2 - Report of Proposed Debt Issuance › Section 6010 - Reporting Requirements

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Issuer shall furnish or cause to be furnished in the
					 Report of Proposed Debt Issuance the following information:
(a) Name of the entity that is the Issuer of
				  the proposed Debt. If the Issue is structured as a tax and revenue anticipation
				  note pool, the name of each entity of Local Government that is participating in
				  the pool.
(b) Name given to the
				  Debt Issue.
(c) Name given to the
				  project for which the Debt proceeds will be used, if applicable. Include in the
				  name the specific assessment district, housing project, hospital, or project
				  area, if applicable.
(d) Proposed
				  Sale date.
(e) Proposed Principal
				  amount of the Debt Issue.
(f)
				  Information as to whether or not a court action will be sought to validate the
				  legality of the Debt Issue.
(g)
				  Dollar amount of the proposed Principal that is proposed to be used to refund,
				  redeem, pay-down, or refinance other Debt of the Issuer.
(h) Indication if the Issuer intends to meet
				  Debt payment obligations in a currency other than lawful money of the United
				  States of America.
(i) If the
				  proposed Issue is a general obligation Debt of State or Local Government and
				  the authority to issue required voter approval, the date of the election,
				  ballot measure letter or number identifier, total Debt amount authorized by
				  voters, and the amount by which the voter authorized amount will be reduced by
				  the proposed Issue.
(j) Code
				  reference of the California statutory authority under which the Debt will be
				  issued.
(k) Name, job title,
				  address, phone number, and e-mail address of a contact person for the
				  Issuer.
(l) Name of each county in
				  which the Issuer has the authority to issue the Debt, or statewide, if
				  applicable.
(m) Contact information
				  for the person submitting the report including name, job title, agency or firm
				  name, firm's role in the debt issuance, address, telephone number, and e-mail
				  address.
(n) Name and e-mail
				  address of the person representing the filing contact to whom an
				  acknowledgement of the report submission may be sent.
(o) Names of the firms fulfilling the
				  following roles, if applicable, in the issuance of the Debt.
(1) Bond Counsel.
(2) Borrower's Counsel.
(3) Disclosure Counsel.
(4) Financial Advisor.
(5) Lead Underwriter.
(6) Purchaser.
(7) Lender.
California Code of Regulations › Title 4 - Business Regulations › Division 9.6 - California Debt and Investment Advisory Commission › Chapter 1 - General Provisions › Article 2 - Report of Proposed Debt Issuance › Section 6011 - Method of Submission to the Commission

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Report of Proposed Debt Issuance shall be submitted by
					 Issuers through the Commission's online submittal system. If the Commission's
					 online submittal system is inoperative, an online notification of an
					 alternative submittal method shall be provided.
1. New
					 section filed 2-28-2017; operative 4-1-2017 (Register 2017, No. 9).
Note: Authority cited: Section
						8855(e),
						Government Code. Reference: Sections
						5922(b),
						6588.7(e)(2),
						6599.1(a),
						8855(h)(3),
						8855(i)
						and
						53359.5(a),
						Government Code; Section
						15146(e),
						Education Code; and Section
						20560.2, Water
						Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.6 - California Debt and Investment Advisory Commission › Chapter 1 - General Provisions › Article 2 - Report of Proposed Debt Issuance › Section 6012 - Commercial Paper Notes

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A Report of Proposed Debt Issuance must be submitted to the
					 Commission for an Issue of commercial paper notes no later than 30 days prior
					 to the date of Sale or immediately upon the decision by the Issuer to Issue if
					 that decision occurs less than 30 days prior to the date of Sale. The
					 requirement to submit a Report of Proposed Debt Issuance shall not include an
					 Issue of commercial paper notes from which all proceeds are proposed to be used
					 solely for the purpose of repaying commercial paper notes and any applicable
					 costs of issuance. If the proceeds from an Issue of commercial paper notes are
					 proposed to be used for purposes other than repayment of commercial paper notes
					 and any applicable costs of issuance, a Report of Proposed Debt Issuance shall
					 be submitted to the Commission to report the amount of the Issue that will be
					 used for purposes other than the repayment of commercial paper notes.
1. New
					 section filed 2-28-2017; operative 4-1-2017 (Register 2017, No. 9).
Note: Authority cited: Section
						8855(e),
						Government Code. Reference: Sections
						5922(b),
						6588.7(e)(2),
						6599.1(a),
						8855(h)(3),
						8855(i)
						and
						53359.5(a),
						Government Code; Section
						15146(e),
						Education Code; and Section
						20560.2, Water
						Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.6 - California Debt and Investment Advisory Commission › Chapter 1 - General Provisions › Article 2 - Report of Proposed Debt Issuance › Section 6013 - Lines of Credit

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Report of Proposed Debt Issuance for an Issue of Debt
					 under a line of credit agreement must be submitted to the Commission no later
					 than 30 days prior to the date of Sale of the first Issue. A separate Report of
					 Proposed Debt Issuance must be submitted to the Commission for each subsequent
					 Issue from the same line of credit agreement no later than 30 days prior to the
					 Settlement date or immediately upon the decision by the Issuer to Issue if that
					 decision occurs less than 30 days prior to the Settlement date.
1. New
					 section filed 2-28-2017; operative 4-1-2017 (Register 2017, No. 9).
Note: Authority cited: Section
						8855(e),
						Government Code. Reference: Sections
						5922(b),
						6588.7(e)(2),
						6599.1(a),
						8855(h)(3),
						8855(i)
						and
						53359.5(a),
						Government Code; Section
						15146(e),
						Education Code; and Section
						20560.2, Water
						Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.6 - California Debt and Investment Advisory Commission › Chapter 1 - General Provisions › Article 2 - Report of Proposed Debt Issuance › Section 6014 - Pooled Financings

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A separate Report of Proposed Debt Issuance must be
					 submitted to the Commission for the proposed Debt Issue of the Authority and
					 each Local Obligor.
1. New
					 section filed 2-28-2017; operative 4-1-2017 (Register 2017, No. 9).
Note: Authority cited: Section
						8855(e),
						Government Code. Reference: Sections
						6599.1(a),
						8855(h)(3)
						and
						8855(i),
						Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.6 - California Debt and Investment Advisory Commission › Chapter 1 - General Provisions › Article 3 - Report of Final Sale › Section 6020 - Reporting Requirements

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Issuer shall furnish or cause to be furnished in the
					 Report of Final Sale the following information as of the Settlement date or as
					 projected on the Settlement date if the Settlement date is beyond the date
					 established for timely submission by Government Code section
					 8855(j).
(a) If different than that which was
				  submitted on the Report of Proposed Debt Issuance, all information reported to
				  the Commission under Sections
				  6010(a) to
				  6010(u).
(b) Original Issue Discount.
(c) Original Issue Premium.
(d) Net Original Issue Premium
				  (Discount).
(e) The amount of Net
				  Original Issue Premium used to refund, redeem, pay-down, or refinance other
				  Debt of the Issuer.
(f) Contact
				  information for the person to whom the invoice for the Issuance Fee should be
				  sent including name, agency or firm name, address, telephone number, and e-mail
				  address.
(g) Date of
				  Settlement.
(h) Dated
				  Date.
(i) City and state of the
				  office location of the firms fulfilling the roles submitted pursuant to Section
				  6010(o), and the
				  firm names and the city and state of the respective office locations of the
				  firms fulfilling the following roles, if applicable, in the issuance of the
				  Debt.
(1) Co-Bond Counsel
(2) Trustee/Paying Agent
(3) Placement Agent
California Code of Regulations › Title 4 - Business Regulations › Division 9.6 - California Debt and Investment Advisory Commission › Chapter 1 - General Provisions › Article 3 - Report of Final Sale › Section 6021 - Method of Submission to the Commission

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Report of Final Sale shall be submitted by Issuers
					 through the Commission's online submittal system. If the Commission's online
					 submittal system is inoperative, an online notification of an alternative
					 submittal method shall be provided.
1. New
					 section filed 2-28-2017; operative 4-1-2017 (Register 2017, No. 9).
Note: Authority cited: Section
						8855(e),
						Government Code. Reference: Sections
						6548.5,
						6588.7(e)(2),
						8855(h)(3),
						8855(j),
						53509.5(b),
						53583(c)(2)(B) and
						54418, Government Code; and
						Sections
						15146(d)(2)
						and
						15146(e),
						Education Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.6 - California Debt and Investment Advisory Commission › Chapter 1 - General Provisions › Article 3 - Report of Final Sale › Section 6022 - Commercial Paper Notes

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The requirement to submit a Report of Final Sale shall not
					 include an Issue of commercial paper notes from which all proceeds are to be
					 used solely for the purpose of repaying commercial paper notes and any
					 applicable costs of issuance. If the proceeds from an Issue of commercial paper
					 notes are to be used for purposes other than repayment of commercial paper
					 notes and any applicable costs of issuance, a Report of Final Sale shall be
					 submitted to the Commission to report the amount of the Issue that will be used
					 for purposes other than the repayment of commercial paper notes.
1. New
					 section filed 2-28-2017; operative 4-1-2017 (Register 2017, No. 9).
Note: Authority cited: Section
						8855(e),
						Government Code. Reference: Sections
						6548.5,
						6588.7(e)(2),
						8855(h)(3),
						8855(j),
						53509.5(b),
						53583(c)(2)(B) and
						54418, Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.6 - California Debt and Investment Advisory Commission › Chapter 1 - General Provisions › Article 3 - Report of Final Sale › Section 6023 - Lines of Credit

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A Report of Final Sale must be submitted to the Commission
					 no later than 21 days following the date of Settlement for the first Issue and
					 each subsequent Issue from a line of credit agreement.
1. New
					 section filed 2-28-2017; operative 4-1-2017 (Register 2017, No. 9).
Note: Authority cited: Section
						8855(e),
						Government Code. Reference: Sections
						6548.5,
						6588.7(e)(2),
						8855(h)(3),
						8855(j),
						53509.5(b),
						53583(c)(2)(B) and
						54418, Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.6 - California Debt and Investment Advisory Commission › Chapter 1 - General Provisions › Article 3 - Report of Final Sale › Section 6024 - Pooled Financings

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A separate Report of Final Sale must be submitted to the
					 Commission for the Debt issue of the Authority and each Local Obligor.
1. New
					 section filed 2-28-2017; operative 4-1-2017 (Register 2017, No. 9).
Note: Authority cited: Section
						8855(e),
						Government Code. Reference: Sections
						6548.5,
						8855(h)(3),
						8855(j),
						53583(c)(2)(b)
						and
						54418,
						Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.6 - California Debt and Investment Advisory Commission › Chapter 1 - General Provisions › Article 4 - Issuance Fees › Section 6030 - Issuance Fee Exception

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Issuance Fee will be charged on all Issues except those
					 which meet any of the following criteria as reported by the Issuer on the
					 Report of Final Sale.
(a) Issues with
				  a Short-term Maturity.
(b) Issues
				  where the Purchaser or Lender is an agency of the State of California or
				  Federal government.
(c) Issues by a
				  Local Obligor that are Purchased with proceeds of a Debt Issue by an
				  Authority.
1. New
					 article 4 (section
					 6030) and section filed 2-28-2017;
					 operative 4-1-2017 (Register 2017, No. 9).
Note: Authority cited: Section
						8855(e),
						Government Code. Reference: Section
						8856,
						Government Code; and Section
						20560.2, Water
						Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.6 - California Debt and Investment Advisory Commission › Chapter 1 - General Provisions › Article 5 - Reporting for Mello-Roos Bonds › Section 6040 - Definitions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The following terms as used in Article 5 of this chapter
					 shall have the meaning defined below and shall prevail over the definitions of
					 the same terms in Section
					 6000.
(a) "Date of the Bond Issue" means the date
				  of Sale.
(b) "Default" means the
				  event defined in Government Code section
				  53359.5(c)(1).
(c) "Draw on Reserve Fund" means the event
				  defined in Government Code section
				  53359.5(c)(2).
(d) "Final Maturity" means the point at which
				  the holders of all bonds constituting an Issue have been fully repaid the
				  Principal amount of the bond(s) plus accrued interest and redemption premium,
				  if applicable.
(e) "Mello-Roos
				  Yearly Fiscal Status Report" means the collection of all information that is
				  required to be supplied to the Commission pursuant to Government Code section
				  53359.5(b).
(f) "Mello-Roos Draw on Reserve/Default
				  Report" means the the notification that is required pursuant to Government Code
				  section
				  53359.5(c).
(g) "Outstanding" means all bonds
				  constituting an issue have not reached a condition of Final Maturity.
(h) "Reporting Year" means the year beginning
				  July 1 through June 30.
(i)
				  "Retired" means that all bonds constituting an Issue have reached the condition
				  of Final Maturity.
1. New
					 article 5 (sections
					 6040-6043) and section filed
					 2-28-2017; operative 4-1-2017 (Register 2017, No. 9).
Note: Authority cited: Section
						8855(e),
						Government Code. Reference: Section
						53359.5,
						Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.6 - California Debt and Investment Advisory Commission › Chapter 1 - General Provisions › Article 5 - Reporting for Mello-Roos Bonds › Section 6041 - Mello-Roos Yearly Fiscal Status Report Requirements

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Submission of the Mello-Roos Yearly Fiscal Status Report
					 shall be required if any bonds are Outstanding during the Reporting Year and
					 the information submitted shall conform to the following specific
					 requirements.
(a) All information
				  shall be reported as of the end of the Reporting Year immediately prior to the
				  date established for timely submission under Government Code section
				  53359.5(b)
				  unless otherwise specified in law or specifically provided for in this
				  section.
(b) The information
				  required under Government Code section
				  53359.5(b)(10)
				  regarding parcels that are delinquent with respect to their special tax
				  payments shall be provided as of the latest equalized tax roll within the
				  Reporting Year.
(c) The information
				  required under Government Code section
				  53359.5(b)(13)
				  regarding the total amount of special taxes due and the total amount of unpaid
				  special taxes shall be reported on an annual basis for each Reporting
				  Year.
(d) The contact information
				  required under Government Code section
				  53359.5(b)(15)
				  shall include the name of the person providing the information; the person's
				  telephone number and email address; and the person's firm or agency name and
				  address.
1. New
					 section filed 2-28-2017; operative 4-1-2017 (Register 2017, No. 9).
Note: Authority cited: Section
						8855(e),
						Government Code. Reference: Section
						53359.5(b),
						Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.6 - California Debt and Investment Advisory Commission › Chapter 1 - General Provisions › Article 5 - Reporting for Mello-Roos Bonds › Section 6042 - Mello-Roos Draw on Reserve/Default Report Requirements

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Mello-Roos Draw on Reserve/Default Report shall include
					 the following information.
(a) Issuer
				  name.
(b) Name given the bond
				  issue.
(c) Name given to the
				  project for which the bond proceeds are used.
(d) Date of Bond Issue.
(e) Indication of whether the event that is
				  the subject of the report is a Draw on Reserve Fund or a Default.
(f) Date of the Draw on Reserve Fund or
				  Default, as applicable.
(g) The
				  amount of the Draw on Reserve Fund or Default, as applicable.
(h) The name of the person providing the
				  information; the person's telephone number and email address; and the person's
				  firm or agency name and address.
1. New
					 section filed 2-28-2017; operative 4-1-2017 (Register 2017, No. 9).
Note: Authority cited: Section
						8855(e),
						Government Code. Reference: Section
						53359.5(c),
						Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.6 - California Debt and Investment Advisory Commission › Chapter 1 - General Provisions › Article 5 - Reporting for Mello-Roos Bonds › Section 6043 - Method of Submission to the Commission

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Mello-Roos Yearly Fiscal Status Report and the
					 Mello-Roos Draw on Reserve/Default Report shall be submitted to the Commission
					 through the Commission's online submittal system. If the Commission's online
					 submittal system is inoperative, an online notification of an alternative
					 submittal method shall be provided.
1. New
					 section filed 2-28-2017; operative 4-1-2017 (Register 2017, No. 9).
Note: Authority cited: Section
						8855(e),
						Government Code. Reference: Sections
						53359.5(b)
						and
						53359.5(c),
						Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.6 - California Debt and Investment Advisory Commission › Chapter 1 - General Provisions › Article 6 - Reporting for Marks-Roos Bonds › Section 6050 - Definitions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The following terms as used in Article 6 of this chapter
					 shall have the meaning defined below and shall prevail over the definitions of
					 the same terms in Section
					 6000.
(a) "Administrative Fees" means fees charged
				  by the Authority to Local Obligors for the administrative costs of the
				  Authority's Debt and the program established by the Authority to purchase the
				  Debt of Local Obligors.
(b) "Costs
				  of Issuance" means the total of all fees and expenses listed in Section
				  6020(u) through
				  Section 6020(gg),
				  inclusive, of this Chapter.
(c)
				  "Date of the Bond Issue" means the date of Sale.
(d) "Default" means the event defined in
				  Government Code section
				  6599.1(c)(1).
(e) "Delinquency Rate" means the percentage
				  of taxes or others revenues that are the source of repayment for Local
				  Obligations that are unpaid on an annual basis.
(f) "Draw on Reserve Fund" means the event
				  defined in Government Code section
				  6599.1(c)(2).
(g) "Final Maturity" means the point at which
				  the holders of all bonds constituting an Issue have been fully repaid the
				  Principal amount of the bond(s) plus accrued interest and redemption premium,
				  if applicable.
(h) "Marks-Roos
				  Yearly Fiscal Status Report" means the collection of all information that is
				  required to be supplied to the Commission pursuant to Government Code section
				  6599.1(b).
(i) "Marks-Roos Draw on Reserve/Default
				  Report" means the notification that is required pursuant to Government Code
				  section
				  6599.1(c).
(j) "On Going Fees" means any Costs of
				  Issuance that are incurred after the date of Settlement.
(k) "Outstanding" means all bonds
				  constituting an Issue have not reached a condition of Final Maturity.
(l) "Reporting Year" means the year beginning
				  July 1 through June 30.
(m)
				  "Retired" means that all bonds constituting an Issue have reached the condition
				  of Final Maturity.
1. New
					 article 6 (sections
					 6050-6053) and section filed
					 2-28-2017; operative 4-1-2017 (Register 2017, No. 9).
Note: Authority cited: Section
						8855(e),
						Government Code. Reference: Section
						6599.1,
						Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 9.6 - California Debt and Investment Advisory Commission › Chapter 1 - General Provisions › Article 6 - Reporting for Marks-Roos Bonds › Section 6052 - Marks-Roos Draw on Reserve/Default Report Requirements

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Marks-Roos Draw on Reserve/Default Report shall include
					 the following information.
(a) Issuer
				  name.
(b) Name given the bond
				  issue.
(c) Name given to the
				  project for which the Bond proceeds are used.
(d) Date of Bond Issue.
(e) Indication of whether the event that is
				  the subject of the report is a Draw on Reserve Fund or a Default.
(f) Date of the Draw on Reserve Fund or
				  Default, as applicable.
(g) The
				  amount of the Draw on Reserve Fund or Default, as applicable.
(h) The name of the person providing the
				  information; the person's telephone number and email address; and the person's
				  firm or agency name and address.
1. New
					 section filed 2-28-2017; operative 4-1-2017 (Register 2017, No. 9).
Note: Authority cited: Section
						8855(e),
						Government Code. Reference: Section
						6599.1(c),
						Government Code.