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Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 452 - RACETRACK IMPROVEMENTS › Section 452.10 - Purpose

Current through Register Vol. 48, No. 28, July 12, 2024
a) Pursuant to
			 Section 26.1 of the Illinois Horse Racing Act [230 ILCS
			 5/26.1 ], the Board shall verify that an amount equal
			 to at least 50% of the breakage retained by each licensee is used by the
			 organization licensee for racetrack improvements at the racetrack from which
			 the wagering facility derives its license.
b) Pursuant to Section 54.75(b)(2) of the
			 Illinois Horse Racing Act (Horse Racing Equity Trust Fund), the Board shall
			 verify that moneys distributed to the organization licensee are used to
			 improve, maintain, market and otherwise operate its racing facilities to
			 conduct live racing, which shall include backstretch services and capital
			 improvements related to live racing and the backstretch.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 452 - RACETRACK IMPROVEMENTS › Section 452.20 - Definitions

Current through Register Vol. 48, No. 28, July 12, 2024
"Racetrack Improvements" - erection, improving or acquisition
				of seating stands, buildings or other structures, ground or track and the
				necessary purchase or required restoration of depreciable property and
				equipment used in the operation of a racetrack. Ordinary repairs and
				maintenance shall not be considered racetrack improvements.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 452 - RACETRACK IMPROVEMENTS › Section 452.30 - Verification of Expenditures

Current through Register Vol. 48, No. 28, July 12, 2024
Each organization licensee shall submit to the Board annually a
				report containing the following information:
a) Pursuant to Section 26.1 of the Act, the
			 amount of breakage earned in the previous year by organization licensee,
			 intertrack wagering licensee and intertrack wagering location
			 licensee;
b) Pursuant to Section
			 54.75(b)(2) of the Act, the amount of moneys received by the organization
			 licensee in the previous year from the Horse Racing Equity Trust
			 Fund;
c) A detailed description of
			 improvements made pursuant to Section 26.1 of the Act;
d) A detailed description of expenditures
			 made using the moneys received by the organization licensee pursuant to Section
			 54.75(b)(2) of the Act, including moneys used for improvements, maintenance,
			 marketing, backstretch services, capital improvements and other operating
			 expenses. Moneys received shall be applied prospectively from December 13, 2009
			 (the date the Treasurer transferred funds from the Protest Fund to the Horse
			 Racing Equity Trust Fund), and organization licensees are prohibited from
			 applying the moneys retroactively; and
e) If the Board so requests, verification of
			 payment, including, but not limited to, canceled checks and/or
			 invoices.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 452 - RACETRACK IMPROVEMENTS › Section 452.40 - Deadline for Filing

Current through Register Vol. 48, No. 28, July 12, 2024
As detailed in Section
				452.30,
				each organization licensee shall submit to the Board a report no later than
				January 31 of the succeeding year.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 455 - OTHER GAMING › Section 455.10 - Charitable Gaming

Current through Register Vol. 48, No. 28, July 12, 2024
a) No
			 licensee shall, without the prior approval of the Board, allow a charitable
			 gaming event to be held at a wagering facility (excludes Advance Deposit
			 Wagering licensees). (See 11 Ill. Adm. Code 210 for the definition of a
			 licensee.)
b) All requests by
			 licensees to the Board regarding charitable gaming events shall be in writing
			 and include the following information:
1) The
			 day and time of the proposed event;
2) The charity to benefit from the proposed
			 event and a copy of the charity's Charitable Gaming license obtained in
			 accordance with 230 ILCS 30/3;
3) A copy of the provider's license obtained
			 by the licensee in accordance with
			 230 ILCS
			 30/4; and
4) Assurance that no raffles, slot machines,
			 coin-in-the-slot-operated devices or other games of chance will be present on
			 the date of the charitable gaming event.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 455 - OTHER GAMING › Section 455.20 - Lottery Events at Wagering Facilities

Current through Register Vol. 48, No. 28, July 12, 2024
a) No licensee shall, without the prior
			 approval of the Racing Board, enter into or implement any agreement with the
			 Illinois Lottery Control Board providing for:
1) Selection of the winner of any lottery
			 prize by a method that depends, in whole or in part, upon the results of a race
			 conducted at a wagering facility; or
2) The conduct of any lottery drawing or the
			 award of any lottery prize at a wagering facility.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart A - PROCEDURE › Section 502.10 - Submission of Application

Current through Register Vol. 48, No. 28, July 12, 2024
a)
				Any person desiring an occupation license shall apply on forms provided by the
				Illinois Racing Board (Board). If additional information is requested for the
				purpose of determining an applicant's eligibility or qualifications, the Board
				shall notify the applicant that he or she shall provide the supplemental
				information.
b) Applications may be
				obtained from the license office at any race track regulated by the Board or
				from the Board's central office in Chicago or at the Board's website (
www.state.il.us/agency/irb
).
c) Applications shall be filed in the
				licensing office, at the race track where the applicant wishes to participate
				in a race meeting. Applications may also be filed at the Board's central
				office, but the applicant shall indicate on the application the race track at
				which the applicant wishes to participate.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart A - PROCEDURE › Section 502.20 - Complete Application

Current through Register Vol. 48, No. 28, July 12, 2024
An application shall not be considered until the application
				  form has been filled out completely, all information requested by the Board has
				  been supplied, and the appropriate license fee has been paid in accordance with
				  11 Ill. Adm. Code
				  502.30.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart A - PROCEDURE › Section 502.30 - License Fees

Current through Register Vol. 48, No. 28, July 12, 2024
a)
				Occupation Licenses
All completed applications for an occupation license shall be
				  accompanied by a non-refundable fee of $25, together with any other applicable
				  information listed in Subpart B or C required by this Part, including but not
				  limited to fingerprint cards and the required fee for fingerprint
				  cards.
b) Nonlicensees
All persons who perform services without an occupation
				  license and are not required to be licensed shall register with organization
				  licensee security prior to entering and leaving a restricted area of the
				  facilities. "Persons who perform services without an occupation license"
				  include, but are not limited to, persons who perform services (physicians,
				  dentists, emergency medical technicians, social workers, substance abuse
				  counselors, etc.) and race track employees (kitchen help,
				  etc.).
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart A - PROCEDURE › Section 502.40 - Duration and Extent of Occupation Licenses

Current through Register Vol. 48, No. 28, July 12, 2024
a) Each occupation license shall expire
				December 31 of each year. Owners otherwise meeting the requirements of Section
				502.30 and Subparts
				B, C, and D of this Part shall be granted a temporary license pending
				completion of the full application, which will be valid for 30 days from the
				date of issuance. Upon expiration of the 30-day temporary license, the owner's
				occupation license will be suspended pending completion of all licensing
				procedures.
b) An occupation
				license issued at one race meeting during the calendar year shall be valid at
				any other race meeting regulated by the Board that year provided that the
				holder:
1) is not found to be in violation of
				the Act or of the rules of the Board;
2) is not convicted of a crime as defined in
				502.60;
3) has not had his license or permit
				suspended or revoked in any other racing jurisdiction; and
4) is qualified to perform the duties
				required of such applicant, according to Sections
				502.120 through
				520.790.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart A - PROCEDURE › Section 502.50 - Rulings and Hearings

Current through Register Vol. 48, No. 28, July 12, 2024
If the stewards recommend, based upon Sections
				  502.60,
				  502.90,
				  502.95,
				  502.100 or
				  502.104,
				  that a completed application be denied by the Board, they shall issue a ruling
				  to that effect. The applicant may then request a hearing before the Board
				  pursuant to the provisions of 11 Ill. Adm. Code 204. If the applicant does not
				  exhaust these administrative remedies by requesting a hearing within the time
				  specified in 11 Ill. Adm. Code
				  204.20(c),
				  the stewards' ruling shall become a final decision of the Board, and the
				  applicant shall be ineligible to reapply for a license for the balance of the
				  calendar year from the date of the stewards' ruling.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart A - PROCEDURE › Section 502.55 - Denial of License

Current through Register Vol. 48, No. 28, July 12, 2024
The denial of a license by the Board to any applicant has the
				  effect as a ruling for the violation of a rule, and the denial of a license by
				  the Board will continue in effect until such time as the Board shall approve a
				  subsequent application for a license in accordance with the criteria in Section
				  502.60
				  through
				  502.104.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart B - STATUTORY GROUNDS FOR DENIAL OF A LICENSE › Section 502.60 - Denial of a License for Criminal Conviction

Current through Register Vol. 48, No. 28, July 12, 2024
a) Pursuant to Section 15(c) of the Illinois
				Horse Racing Act of 1975 (Ill. Rev. Stat. 1985, ch. 8, par. 37-15(c)) (the
				Act), the Board may, in its discretion, refuse to grant an occupation license
				to any person who has been convicted of a crime.
b) For purposes of this Section, a crime
				includes both felonies and misdemeanors, except for minor traffic offenses,
				such as parking or speeding tickets. Driving under the influence, as defined in
				Section 11-501 of the Illinois Rules of the Road (Ill. Rev. Stat. 1985, ch.
				951/2, par. 11-501) is also a crime.
c) A criminal conviction exists when a plea
				of guilty, finding of guilty, or a plea of nolo contendere was
				entered.
d) Upon a request for a
				hearing pursuant to 11 Ill. Adm. Code 204 from the stewards' recommendation in
				accordance with Section
				502.50, the
				Board will review the nature of the crime(s), especially crimes of dishonesty,
				fraud, deceit or violence, when the crimes were committed and the applicant's
				subsequent employment history.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart B - STATUTORY GROUNDS FOR DENIAL OF A LICENSE › Section 502.72 - First-time Applicant Who Has Been Convicted of a Crime

Current through Register Vol. 48, No. 28, July 12, 2024
a) Provisions of this Section shall apply
				only to applicants who have never previously applied for a license and who have
				been convicted of a crime within a period of four years prior to the date of
				filing a first-time application for a license with the Board.
b) Applicants who have been convicted of a
				crime shall attach with the application the following:
1) a certified copy of the judgment of the
				conviction; and
2) at least two
				letters of reference from persons, none of whom are relatives, who have known
				the applicant for more than four years and who have personal knowledge of the
				applicant's character and his reputation for honesty and integrity.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart B - STATUTORY GROUNDS FOR DENIAL OF A LICENSE › Section 502.76 - Prohibitions Against Persons on Conditional Discharge, Parole, Probation or Supervision

Current through Register Vol. 48, No. 28, July 12, 2024
No license shall be granted to any person while on
				  conditional discharge, parole, probation or supervision for any crime relating
				  to horse racing, gambling, drugs, use of firearms, acts of violence, or crimes
				  involving dishonesty such as forgery, deceptive practices, or theft, unless the
				  Board finds that the applicant has complied with the conditions and terms of
				  his court ordered disposition.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart B - STATUTORY GROUNDS FOR DENIAL OF A LICENSE › Section 502.78 - Probationary Nature of Licenses

Current through Register Vol. 48, No. 28, July 12, 2024
a) All licenses granted by the Board are
				subject to suspension or revocation pursuant to Section 15(d) of the Act or due
				to violations of Section
				502.100 of the rules
				or any crimes, as defined in Section
				502.60,
				that occur or are later discovered after the license has been
				granted.
b) An applicant who
				receives a license pursuant to Sections
				502.72
				and
				502.76
				shall be admonished, at the time the license is granted, that severe sanctions,
				such as license revocation or suspension, will be imposed if the holder of such
				a license violates the Act or the rules of the Board.
c) Notwithstanding the Board's approval of an
				applicant under Sections
				502.72
				and 502.76, an applicant may be denied a license because:
1) The applicant otherwise fails to possess
				the fitness or experience set forth in Sections
				502.120 through
				502.790;
				or
2) An apparent or actual
				conflict of interest exists, as prohibited by the Board in Sections
				502.800
				through
				502.850.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart B - STATUTORY GROUNDS FOR DENIAL OF A LICENSE › Section 502.80 - Unqualified to Perform the Duties

Current through Register Vol. 48, No. 28, July 12, 2024
Pursuant to Section 15(c)(2) of the Act, the Board may refuse
				  or deny a license application if the applicant:
a) fails to meet the specific criteria set
				forth in Sections
				502.120 through
				502.790;
				or
b) has an apparent or actual
				conflict of interest as set forth in Sections
				502.800
				through
				502.850.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart B - STATUTORY GROUNDS FOR DENIAL OF A LICENSE › Section 502.90 - Falsifying Answers or Omitting Facts

Current through Register Vol. 48, No. 28, July 12, 2024
a) Pursuant to Section 15(c)(3) of the Act,
				the Board shall deny a license application if the applicant:
1) Knowingly gives false answers to questions
				during the course of a steward's inquiry; or
2) Knowingly gives false answers in a hearing
				by the Board; or
3) Knowingly
				withholds information in the application.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart B - STATUTORY GROUNDS FOR DENIAL OF A LICENSE › Section 502.100 - Reciprocity

Current through Register Vol. 48, No. 28, July 12, 2024
The Board shall suspend, revoke or deny a license if the
				  applicant's license or permit has been suspended, revoked or denied in another
				  racing jurisdiction.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart B - STATUTORY GROUNDS FOR DENIAL OF A LICENSE › Section 502.102 - Burden of Going Forward

Current through Register Vol. 48, No. 28, July 12, 2024
Any applicant previously licensed by any other racing
				  jurisdiction whose license has been suspended or revoked, or who has been
				  excluded by another racing jurisdiction, shall have the burden of going forward
				  with the following:
a) Evidence that
				the applicant's license has been restored; and
b) Evidence that establishes that the
				applicant has the experience and general fitness for licensure in
				Illinois.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart B - STATUTORY GROUNDS FOR DENIAL OF A LICENSE › Section 502.104 - Denial of a License for Just Cause in Illinois or in Another Racing Jurisdiction

Current through Register Vol. 48, No. 28, July 12, 2024
a) Pursuant to Sections 15(c)(4) and (5) of
				the Act, the Board shall deny an application for a license for just cause if:
1) The applicant's license in another racing
				jurisdiction has been suspended or revoked; or
2) The applicant has been excluded by another
				racing jurisdiction; or
3) The
				applicant has violated the Board's rules or the Act.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart C - GENERAL CRITERIA › Section 502.110 - Criteria for Determining Eligibility

Current through Register Vol. 48, No. 28, July 12, 2024
In considering license applications, the Board shall consider
				  those criteria set forth in Section
				  502.60
				  through
				  502.104.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart C - GENERAL CRITERIA › Section 502.115 - Standards Required of All Applicants

Current through Register Vol. 48, No. 28, July 12, 2024
a) An applicant, other than a corporation,
				for an occupation license shall be at least 16 years of age, except as provided
				in Sections
				502.120(b),
				502.200,
				502.230,
				and
				502.250.
b) An applicant for an occupation license
				shall furnish with his license application two sets of classifiable
				fingerprints on the law enforcement agency cards provided by the Board:
1) when applying for a license; or
2) when requested by the stewards in the
				course of an investigation or inquiry; and
3) pursuant to Section 15(e) of the Act, each
				applicant may fulfill his finger print requirement at either the licensing
				office of each racetrack or, with prior approval of the state stewards, at a
				law enforcement agency.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart D - OWNERS › Section 502.120 - Owners

Current through Register Vol. 48, No. 28, July 12, 2024
a) An applicant for
				an owner's license shall own, in whole or in part, or lease a horse eligible to
				race at the race meeting where the applicant seeks to participate. The horse
				must be under the care of a trainer licensed by the Board.
b) If younger than 18 years of age, an
				applicant for an owner's license shall submit an affidavit from a parent or
				legal guardian stating that the parent or legal guardian shall assume legal
				responsibility for the applicant's financial, contractual, or other obligations
				relating to the applicant's participation in racing if the license is granted.
				A parent or legal guardian submitting such an affidavit shall also submit the
				information required in subsection (c) below.
c) An applicant for an owner's license shall
				be capable of meeting the financial obligations incurred in the ownership,
				stabling, racing, training, and care of a race horse.
d) Owners licenses are personal in nature and
				expire upon the death of the licensee, and thereafter are void and without
				effect as a pre-requisite for the entry of a horse. When the decedent was the
				sole owner the only mechanism by which a deceased owner's horse(s) may be
				entered before the property rights in those horses have been fully and
				completely transferred through legacy, intestate succession or authorized sale,
				is as follows: upon presentation to the licensing office of letters of
				administration or letters testamentary issued by a court of competent
				jurisdiction, or small estate affidavit, the person named in the letter or
				affidavit shall be licensed as an authorized agent of the estate of the
				decedent and allowed to enter the horse(s) formerly owned by the decedent,
				subject to any limitations imposed by the court.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart E - TRAINERS AND ASSISTANT TRAINERS › Section 502.200 - Trainers and Assistant Trainers

Current through Register Vol. 48, No. 28, July 12, 2024
An applicant for a license as a trainer or an assistant
				  trainer shall:
a) Be at least 18 years
				of age and have been licensed as a trainer or assistant trainer by the Board or
				another racing jurisdiction. Any person applying for a license as a trainer or
				assistant trainer for the first time in Illinois shall submit to the
				examinations required of prospective trainers and assistant trainers, as
				provided in Section
				502.210,
				unless previously licensed in one of these capacities in another racing
				jurisdiction where he or she was administered and passed a trainer's
				examination.
b) Additionally, an
				applicant for a trainer's license shall:
1)
				have at least one horse to train that is eligible to race in
				Illinois;
2) be capable of meeting
				the financial obligations incurred in the stabling, racing, training and care
				of the horse in his or her care; and
3) provide proof of having complied with
				Section
				502.220.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart E - TRAINERS AND ASSISTANT TRAINERS › Section 502.210 - Prospective Trainers or Assistant Trainers

Current through Register Vol. 48, No. 28, July 12, 2024
If the applicant for a trainer or assistant trainer's license
				  has never been previously so licensed by the Board or has been so licensed by
				  another racing jurisdiction for less than one year, the applicant shall:
a) have at least two years' experience in a
				licensed racing occupation;
b)
				submit three letters of recommendation from former employers and/or currently
				licensed trainers who can attest to the applicant's training ability and
				experience;
c) demonstrate, by
				actual performance his knowledge of horsemanship, including, but not limited
				to, saddling, bandaging, and diagnosing horse ailments;
d) pass with a grade of 75% a written
				examination administered by the stewards or their designee, covering such
				subjects as rules of racing, care and handling of horses, and proper use of
				racing equipment. Such examinations shall be given from time to time as
				requested during race meetings but no such test shall be administered during
				the 30 days prior to the end of a race meeting or during the last 45 days of a
				calendar year.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart E - TRAINERS AND ASSISTANT TRAINERS › Section 502.220 - Workers' Compensation

Current through Register Vol. 48, No. 28, July 12, 2024
An applicant for a trainer's license shall elect to be bound
				  by the provisions of the Workers' Compensation Act (Ill. Rev. Stat. 1993, ch.
				  48, pars. 138.1 through 138.28 ) [820 ILCS 305/1-28 ] and shall, accordingly,
				  comply with the provisions of Section 4 of said Act; and shall, at the time of
				  submitting an application for a trainer's license, attach to said application a
				  certificate of compliance or certificate of approval from the Industrial
				  Commission of the State of Illinois that said trainer has complied with the
				  provisions of said Workers' Compensation Act.
a) For the purposes of this Section, a person
				shall be deemed to be in the service of the applicant and therefore, an
				"employee" within the meaning of Workers' Compensation Act (Ill. Rev. Stat.
				1991, ch. 48, par. 138.1(b)(2) ) [820 ILCS
				305/1(b)(2) ] whenever the applicant
				has the right to control and direct such person, not only as to the result to
				be accomplished; provided that, it is not necessary that the applicant actually
				direct or control the manner in which the work is performed, if the applicant
				has the right to do so.
b) In
				determining whether an employer-employee relationship exists under subsection
				(a) above, the furnishing of tools and a place to work by the applicant to such
				person performing the work shall be considered factors characteristic of an
				employer.
c) If the criteria of
				subsection (a) above, are satisfied, an employer-employee relationship shall be
				deemed to exist, regardless of the description or designation by the parties
				themselves, and it shall be of no consequence that the person performing the
				work is designated as partner, co-adventurer, agent, independent contractor, or
				the like. Such employer-employee relationship includes, but is not limited to,
				persons performing the services of groom, hotwalker, and exercise
				person.
d) If a trainer of harness
				horses has no employees, and contemplates none, he shall attach an affidavit to
				this effect with his application upon a form to be supplied by the Board. If
				thereafter, said trainer does become an employer, he shall comply with this
				Section and supply to the Board the applicable certificate. This subsection
				does not apply to trainers of thoroughbred horses.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart F - JOCKEYS AND APPRENTICE JOCKEYS › Section 502.230 - Jockeys and Apprentice Jockeys

Current through Register Vol. 48, No. 28, July 12, 2024
An applicant for a license as a jockey or apprentice jockey
				  shall:
a) be at least 16 years of age
				or have been licensed as a jockey in this or another racing jurisdiction prior
				to the effective date of these rules; and
b) have been licensed previously as a jockey
				or apprentice jockey by the Board or by another racing jurisdiction;
c) be found physically able to ride in
				competitive horse races by a licensed practicing physician prior to the first
				Illinois race meeting at which the applicant intends to ride; and
d) have ridden fewer than 40 winners within
				the periods specified in 11 Ill. Adm. Code
				1411.140(a).
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart F - JOCKEYS AND APPRENTICE JOCKEYS › Section 502.235 - Apprentice Jockeys, Criteria for Eligibility

Current through Register Vol. 48, No. 28, July 12, 2024
An applicant for an apprentice jockey's license who has never
				  been so licensed shall:
a) be at least
				16 years of age or have been licensed as an apprentice jockey in this or
				another racing jurisdiction prior to January 1, 1988 (the effective date of
				this Section);
b) have been
				licensed for at least one year by the Board or by another racing jurisdiction
				as an exercise rider or shall have acquired riding experience comparable to
				that of an exercise person at a training center or farm;
c) demonstrate the ability to break a horse
				from a starting gate in company with other horses and under observation of the
				starter; and
d) then have ridden
				competitively in at least two races.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart F - JOCKEYS AND APPRENTICE JOCKEYS › Section 502.238 - Apprentice Contract or Certificate

Current through Register Vol. 48, No. 28, July 12, 2024
Upon completion of the criteria specified in
				  502.235,
				  an apprentice jockey may either race under contract to a licensed owner or
				  trainer or be issued an apprentice certificate.
a) If the apprentice enters into a contract,
				the stewards shall ascertain that the contract complies with the following:
1) The contract employer possesses the
				character, knowledge, experience, and financial responsibility to develop a
				competent race rider.
2) The
				contract employer owns or has custody of at least four horses eligible to race
				in Illinois at the time the contract is executed.
3) The duration of the contract is at least
				three years but no more than five years. If the contract later is terminated,
				the apprentice shall be issued a certificate indicating each winner ridden;
				or
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart G - DRIVERS › Section 502.250 - Harness Driver

Current through Register Vol. 48, No. 28, July 12, 2024
An applicant for a driver's license, other than prospective
				  harness drivers (see Section
				  502.260
				  ), shall:
a) be a least 18 years of
				age; and
b) have been licensed as a
				driver by the Board or by another racing jurisdiction.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart G - DRIVERS › Section 502.260 - Prospective Harness Drivers

Current through Register Vol. 48, No. 28, July 12, 2024
An applicant who has never been licensed as a driver
				  shall:
a) have at least one years
				training experience and demonstrate the ability to drive a horse at training
				speeds;
b) be knowledgeable of and
				conversant in the training and driving of harness horses, as shown by passing a
				written examination composed by the U.S. Trotting Association (the Board will
				state the location of the Association and the frequency of the tests) and
				administered once at every race meet in Illinois.
c) be found physically able to drive in
				competitive horse races by a practicing physician who is licensed in accordance
				with the Medical Practice Act (Ill. Rev. Stat. 1985, ch. 111, par. 4401 et
				seq.), prior to the first Illinois race meetings at which the applicant intends
				to drive.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart G - DRIVERS › Section 502.270 - "Q" Licenses

Current through Register Vol. 48, No. 28, July 12, 2024
An applicant who successfully completes the requirements of
				  Section
				  502.260
				  shall be issued a "Q" or qualifying license and shall be permitted to
				  participate in only qualifying and other non-wagering races.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart G - DRIVERS › Section 502.280 - "P" Licenses

Current through Register Vol. 48, No. 28, July 12, 2024
The holder of a "Q" license may apply for a "P" or
				  provisional license. The stewards shall grant a "P" license if the applicant
				  has driven in at least 12 qualifying, non-wagering races and has done so in
				  compliance with the rules stated in 11 Ill. Adm. Code
				  1318.10.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart G - DRIVERS › Section 502.290 - "A" Licenses

Current through Register Vol. 48, No. 28, July 12, 2024
The holder of a "P" license shall be considered for an "A" or
				  full license upon completion of one of the following:
a) The applicant has at least one year's
				experience while driving with a "P" license plus 25 pari-mutuel starts in the
				prior twelve month period; or
b)
				The applicant has less than one year's driving experience but has at least 50
				pari-mutuel starts and the written endorsement of the applicant's driving
				ability of stewards at recognized meetings where those races occurred;
				or
c) The applicant has at least 25
				pari-mutuel starts in the two years prior to the date of application and at
				least 50 starts at fair meetings for which the start is charted and recorded on
				the horse's eligibility papers.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart H - OTHER LICENSEES › Section 502.300 - Veterinarians

Current through Register Vol. 48, No. 28, July 12, 2024
An applicant for a veterinarian's license shall:
a) provide proof of a current license issued
				by the Illinois Department of Registration and Education to practice veterinary
				medicine in Illinois in accordance with the Veterinary Medicine and Surgery
				Practice Act of 1983 (Ill. Rev. Stat 1985, ch. 111, par. 7001, et seq.);
				and
b) review the Board's
				medication rules (11 Ill. Adm. Code 509) with the state veterinarian.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart H - OTHER LICENSEES › Section 502.320 - Veterinary Assistant

Current through Register Vol. 48, No. 28, July 12, 2024
a) An
				applicant for a license as a veterinary assistant shall establish an offer of
				employment by a veterinarian licensed by the Board by obtaining the signature
				of the veterinarian on the license application, and the veterinarian will
				supervise the applicant.
b) A
				veterinary assistant shall be permitted to practice equine dentistry only under
				the following circumstances:
1) The services
				of the veterinary assistant are retained by a licensed veterinarian under the
				employment agreement or an independent contract;
2) The contract for service is between the
				veterinarian and the client;
3)
				Fees for services are paid by the client to the licensed
				veterinarian;
4) Payment to the
				veterinary assistant is made by the veterinarian;
5) The veterinarian's billing records
				indicate the nature of the work performed;
6) The work is performed under the
				veterinarian's general supervision; and
7) The veterinarian is in a position to give
				such supervision as deemed necessary.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart H - OTHER LICENSEES › Section 502.350 - Farriers (Blacksmiths)

Current through Register Vol. 48, No. 28, July 12, 2024
An applicant for a farrier's license shall have been licensed
				  previously by the Board or another racing jurisdiction. A valid farrier's
				  license from another racing jurisdiction where he was administered and passed a
				  farrier's examination may be accepted as evidence of experience and
				  qualifications. Farriers who have never been licensed by the Board or another
				  racing jurisdiction shall be required to:
a) Pass written and practical examinations.
				The practical examinations shall consist of shoeing a horse and working in the
				fire to make a bar shoe and a shoe with a sticker and a block. The written
				examination shall be administered by the Stewards. A passing score shall be a
				score of 75%.
b) The written and
				practical examinations shall be administered by 2 licensed farriers, appointed
				by the Stewards, with at least 3 years experience each and witnessed by a
				Steward or the Steward's designee.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart H - OTHER LICENSEES › Section 502.380 - Exercise Riders

Current through Register Vol. 48, No. 28, July 12, 2024
An applicant for an exercise rider's license shall have been
				  previously licensed as an exercise rider by the Board or by another racing
				  jurisdiction. If unable to meet this requirement, the applicant shall have been
				  previously licensed in any capacity by the Board or in another racing
				  jurisdiction and shall demonstrate to the stewards or their designee the
				  applicant's ability to ride a galloping racehorse.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart H - OTHER LICENSEES › Section 502.400 - Pony Person

Current through Register Vol. 48, No. 28, July 12, 2024
An applicant for a license as a pony person shall have been
				  licensed previously by the Board or by another racing jurisdiction. If unable
				  to meet this requirement, the applicant shall demonstrate his riding ability to
				  the stewards or their designee.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart H - OTHER LICENSEES › Section 502.450 - Stable Foreman

Current through Register Vol. 48, No. 28, July 12, 2024
An applicant for a stable foreman's license shall have been
				  licensed previously as a stable foreman by the Board or by another racing
				  jurisdiction, or shall have been licensed as a groom for at least one year in
				  any racing jurisdiction.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart H - OTHER LICENSEES › Section 502.500 - Jockey Agents

Current through Register Vol. 48, No. 28, July 12, 2024
a) An
				application for a license as a jockey agent may be obtained by the following
				persons:
1) Previously Board licensed jockey
				agent;
2) Person previously
				licensed by another racing jurisdiction as a jockey agent;
3) Board occupation licensee with a minimum
				year (365 days) of experience who obtains a passing grade of 75% or more on the
				stewards' written examination. The stewards will administer all written exams,
				which include subjects such as jockey engagements and horse
				eligibility.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart H - OTHER LICENSEES › Section 502.600 - Authorized Agents

Current through Register Vol. 48, No. 28, July 12, 2024
An applicant for an authorized agent's license shall submit
				  with his license application a written agency appointment authorizing the
				  applicant to act on behalf of a licensed owner or licensed trainer in racing
				  matters not directly related to the care and training of horses. This
				  authorization shall be on a form provided by the Board and shall define the
				  powers, limits, and terms of the agency. The authorization shall be signed by
				  the principal and said authorization shall be notarized. A separate, notarized
				  agency appointment shall be required for each principal. All such agencies
				  shall remain in effect for the duration of the licensing year unless the
				  principal submits written and notarized notification of revocation of the
				  agency appointment to the stewards at the meeting where the principal is
				  racing. Authorized agents may also be licensed as specified in Section
				  502.120(d).
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart H - OTHER LICENSEES › Section 502.650 - Tack Shop Operators and Other Vendors

Current through Register Vol. 48, No. 28, July 12, 2024
An applicant for a license as a tack shop operator or vendor
				  shall, prior to the filing of the application, file with the State Veterinarian
				  for his or her approval, a list of the items or types of service that the
				  applicant intends to sell or deliver. If possession of those items or services
				  within the race track enclosure is not prohibited by the Board's rules, the
				  State Veterinarian shall approve the list annually.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart H - OTHER LICENSEES › Section 502.660 - Vendor Helper

Current through Register Vol. 48, No. 28, July 12, 2024
An applicant for a license as a vendor helper shall document
				  evidence of an offer of employment by a licensed tack shop operator or vendor
				  before being granted a license. Such offer shall be established by the
				  signature on the license application of the licensed tack shop operator or
				  vendor who has actually offered such employment to the
				  applicant.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart H - OTHER LICENSEES › Section 502.680 - Thoroughbred Grooms

Current through Register Vol. 48, No. 28, July 12, 2024
A licensed trainer employing a thoroughbred groom shall sign
				  that groom's application documenting proof of the offer of employment. The
				  application shall also include, but not be limited to, applicant's name,
				  contact information and employment history, if applicable.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart H - OTHER LICENSEES › Section 502.690 - Harness Grooms

Current through Register Vol. 48, No. 28, July 12, 2024
An applicant for a license as a groom of harness race horses
				  shall document evidence of an offer of employment before being granted a
				  license. Such offer shall be established by the signature on the license
				  application of the licensed trainer who has actually offered such employment to
				  the applicant.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart H - OTHER LICENSEES › Section 502.700 - Hotwalker

Current through Register Vol. 48, No. 28, July 12, 2024
An applicant for a license as a hotwalker shall document
				  evidence of an offer of employment before being granted a license. Such offer
				  shall be established by the signature on the license application of the
				  licensed trainer who has actually offered such employment to the
				  applicant.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart H - OTHER LICENSEES › Section 502.790 - Totalizator Employee

Current through Register Vol. 48, No. 28, July 12, 2024
An applicant for a license as a totalizator employee shall
				  document evidence of an offer of employment by a totalizator system licensee if
				  granted a license. Such offer shall be demonstrated by the signature on the
				  license application of the tote room operator, representing the totalizator
				  system licensee, who has actually offered such employment to the
				  applicant.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart H - OTHER LICENSEES › Section 502.795 - Business Agents

Current through Register Vol. 48, No. 28, July 12, 2024
"Business agent" shall be defined as a person or business
				  authorized to act on behalf of an organization licensee with respect to matters
				  directly impacting racing operations, pari-mutuel wagering, or the providing of
				  services to patrons at intertrack wagering locations. Only "key personnel"
				  (persons that have authority to develop or administer policy or to make
				  discretionary decisions with respect to matters directly impacting racing
				  operations, pari-mutuel wagering, or the providing of services to patrons at
				  intertrack wagering locations) shall be required to be licensed by the
				  Board.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart I - CONFLICTS OF INTEREST › Section 502.800 - General Provisions

Current through Register Vol. 48, No. 28, July 12, 2024
When an applicant applies for a license in more than one
				  occupation, the Board shall consider whether the holding of such multiple
				  licensing creates the appearance of a conflict of interest (such as, but not
				  limited to, a sudden change in ownership to immediate family members or a
				  change in ownership without adequate consideration). If such appearance is
				  created, the multiple license shall be denied.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart I - CONFLICTS OF INTEREST › Section 502.820 - Dual Licensing

Current through Register Vol. 48, No. 28, July 12, 2024
a) A
				person licensed as a jockey, veterinarian, totalizator employee, or farrier
				shall not be licensed in any other capacity, unless approved by the Board. The
				Board shall deny any application for a dual license when it determines that a
				conflict will exist between the privileges and duties of the two license
				types.
b) A person licensed as an
				owner shall not be licensed as a jockey agent, nor shall any person licensed as
				a jockey agent be licensed as an owner.
c) A person licensed as a racing official
				shall not be licensed in another capacity during the race meeting at which that
				person is serving as a racing official, except as provided in 11 Ill. Adm. Code
				422.60.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart I - CONFLICTS OF INTEREST › Section 502.830 - Limitations on License

Current through Register Vol. 48, No. 28, July 12, 2024
A groom may be a hotwalker. A trainer may also perform the
				  duties of a groom or hotwalker. An exercise rider may also be a pony person. A
				  harness owner may also groom or hot walk the horse or horses owned by him.
				  However, except for those license categories specifically mentioned herein, no
				  licensee shall act in any capacity other than that for which he is licensed.
				  Thus, for example:
a) a pony person
				may not exercise horses if not licensed as an exercise rider.
b) a groom may not perform the duties of a
				trainer if not licensed as a trainer.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart I - CONFLICTS OF INTEREST › Section 502.840 - Husbands and Wives

Current through Register Vol. 48, No. 28, July 12, 2024
Rules pertaining to licensees, and rulings against either a
				  husband or a wife, shall apply equally to the licensee's spouse, unless the
				  Board finds that the continued participation in racing by the affected spouse
				  will not circumvent the intent of the rule or ruling by permitting one spouse
				  to serve in essence as a substitute for a person ineligible to participate in a
				  particular activity. In making such a decision, the stewards and the Board
				  shall consider, but not be limited to, the following: the length of involvement
				  in racing of the affected parties, the economic interdependence of the parties
				  and the nature of the licenses. However, the spouse of a person suspended for a
				  riding or driving infraction of 10 or fewer days shall not be
				  suspended.
Illinois Administrative Code › Title 11 - ALCOHOL, HORSE RACING, LOTTERY, AND VIDEO GAMING › Part 502 - LICENSING › Subpart I - CONFLICTS OF INTEREST › Section 502.850 - Transfer of a Horse

Current through Register Vol. 48, No. 28, July 12, 2024
The transfer of a horse by a person whose license has been
				  suspended, denied, or revoked to circumvent a rule or ruling shall constitute a
				  violation of these rules.