California Code of Regulations › Title 10 - Investment › Chapter 7 - Business, Transportation and Housing Agency: Small Business Loans and Guarantees › Article 8 - Conflict of Interest Code Small Business Board and California Small Business Financial Development Corporations › Section 5101 - General Provisions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Political Reform Act of 1974 (Government Code section
				  81000,
et seq
.) requires state and local government agencies to adopt
				  and promulgate conflict of interest codes. The Fair Political Practices
				  Commission has adopted a regulation (Title 2 California Code of Regulations
				  section 18730) which contains the terms of
				  a standard conflict of interest code, which can be incorporated by reference in
				  an agency's code. After public notice and hearing, it may be amended by the
				  Fair Political Practices Commission to conform to amendments in the Political
				  Reform Act. Therefore, the terms of Title 2 California Code of Regulations
				  section 18730 and any amendments to it
				  duly adopted by the Fair Political Practices Commission are hereby incorporated
				  by reference. These regulations and the attached Appendices, designating
				  officials and employees and establishing disclosure categories, shall
				  constitute the conflict of interest code of the Small Business Board and
				  California Small Business Financial Development Corporations.
Designated persons identified in Appendix A shall file
				  statements of economic interests with the Business, Transportation and Housing
				  Agency. Upon receipt of the statements from the Small Business Board, the
				  Agency shall promptly make and retain a copy and forward the originals of the
				  statements to the Fair Political Practices Commission. Statements for the Small
				  Business Financial Development Corporations positions will be retained by the
				  Agency.
Appendix A
Designated Persons
Persons in the following positions are designated persons and
				  shall make the designated types of disclosures set forth in the disclosure
				  categories listed opposite the position. A detailed description of each
				  disclosure category is set out in Appendix B.
Designated
						  Positions
Disclosure Categories
Members of Small Business
						  Board..........................
..........................1
Directors/Members of the Board of California Small
						  Business Financial Development
						  Corporations..........................
..........................2
Officers of California Small Business Financial
						  Development
						  Corporations..........................
..........................2
Loan Committee Members of California Small Business
						  Financial Development
						  Corporations..........................
..........................2
Consultants..........................
..........................*
Appendix B
Disclosure Categories
1. Income from, investments in, and
				management positions with entities, profit or nonprofit, which:
(A) Have received in the past two years, are
				in receipt of, have applied for, are in the process of applying for, or which
				the official knows are planning to apply for within the next 12 months equity
				financing, direct loan or guarantee of a loan by a California Small Business
				Financial Development Corporation.
(B) Have received in the last two years, have
				applied for, are in the process of applying for, or which the official knows
				are planning to apply for within the next 12 months a contract with the
				California Business, Transportation and Housing Agency.
(C) Are banks, savings and loans, or other
				financial institutions of the type which lends funds guaranteed pursuant to the
				California Small Business Financial Development Corporation
				Law.