reglab/statecodes huggingface dataset:
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 1 - Conflict of Interest Code › Appendix B - Disclosure Categories

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. All investments, business positions, and income
					 (including receipt of loans, gifts and travel payments) from, in or with any
					 source of the type to do business with, or apply for or receive bonds, grants,
					 loans, tax credit allocations or tax-advantaged bond allocations, or any other
					 forms of assistance from the Office of the State Treasurer or any board,
					 authority, council, commission, or committee chaired by the Treasurer or of
					 which the Treasurer is a member, as well as from, in or with any source of the
					 type that provide services on State bond projects or other programs maintained
					 by the Office of the State Treasurer or projects funded by bonds, grants or
					 loans, or other forms of assistance, including tax credit allocations or
					 tax-advantaged bond allocations, provided by a board, authority, council,
					 commission or committee chaired by the Treasurer or of which the Treasurer is a
					 member, and interests in real property in the State of California.
2. All investments, business positions, and income
					 (including receipt of loans, gifts, and travel payments) from, in or with any
					 source of the type to do business with, or apply for or receive bonds, grants,
					 loans, or any other forms of assistance from the Office of the State Treasurer,
					 as well as from, in or with any source of the type that provides services on
					 State bond projects or other programs maintained by the Office of the State
					 Treasurer, and interests in real property in the State of California.
3. All investments, business positions, and income
					 (including receipt of loans, gifts and travel payments) from, in or with any
					 source of the type to do business with, or apply for or receive bonds, grants,
					 loans, tax credit allocations or tax-advantaged bond allocations, or any other
					 forms of assistance from the board, authority, council, commission or committee
					 of which the filer is a member, employee, or consultant, as well as from, in or
					 with any source of the type that provides services on projects funded by bonds,
					 grants or loans, or other forms of assistance, including tax credit allocations
					 or tax-advantaged bond allocations, provided by the board, authority, council,
					 commission or committee of which the filer is a member, employee, or
					 consultant, and interests in real property in the State of California.
4. All investments, business positions, and income
					 (including receipt of loans, gifts and travel payments) from, in or with any
					 source of the type to sell, rent, or lease information technology equipment,
					 software, facilities, supplies or services, to the Office of the State
					 Treasurer or any board, authority, council, commission, or committee chaired by
					 the Treasurer.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 2 - Security for State Deposits › Article 1 - General › Section 1898 - Authority and Purpose

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This chapter is adopted to implement and interpret
						Sections
						16522(g)
						and
						16612(g)
						of the Government Code to describe the conditions to acceptance, by the State
						Treasurer, of promissory notes to secure state deposit.
1. New
						Subchapter 2 (Sections
						1898-1898.10) filed 12-16-77;
						effective thirtieth day thereafter (Register 77, No.
						51).
Note: Authority cited: Sections
						  16522(g)
						  and
						  16612(g),
						  Government Code. Reference: Sections
						  16522(g)
						  and
						  16612(g),
						  Government Code.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 2 - Security for State Deposits › Article 1 - General › Section 1898.1 - Definitions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The following terms shall be used in the manner described
						below, when used in this Chapter.
(a)
					 "Act" means the Bank Deposits Law, Chapter 4 of Part 2, Division 4, Title 2 of
					 the Government Code or the Savings and Loan Association Deposits Law, Chapter
					 4.5 of Part 2, Division 4, Title 2 of the Government Code.
(b) "Treasurer" means the Treasurer, State of
					 California.
(c) "Depository" means
					 a Bank or Savings and Loan Association, located in this state, eligible under
					 law to accept state deposits.
(d)
					 "Qualified Trust Company" means the trust department of any state or national
					 bank, in this state, or a trust company authorized to act as such in this
					 state.
(e) "Promissory Note" means
					 a promissory note secured by a first mortgage or first trust deed upon
					 residential real property and improvements, used for residential purposes,
					 located in California, and acceptable by the Treasurer as collateral to secure
					 state deposits.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 2 - Security for State Deposits › Article 2 - Eligibility and Custody of Notes › Section 1898.2 - Value of Collateral

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Promissory notes pledged as security for deposits shall
						be valued at the unpaid principal balance of the obligation, or the most recent
						appraisal value, whichever is less. The value of the promissory notes shall at
						all times exceed by at least fifty percent the amount of the state deposit with
						the depository. Appraisal values must be reported to the Treasurer no less than
						annually.
1.
						Amendment of section and new NOTE filed 10-1-2009; operative 10-31-2009
						(Register 2009, No. 40).
Note: Authority cited: Sections
						  16522(g)
						  and
						  16612(g),
						  Government Code. Reference: Sections
						  16522(g)
						  and
						  16612(g),
						  Government Code.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 2 - Security for State Deposits › Article 2 - Eligibility and Custody of Notes › Section 1898.3 - Eligible Collateral

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
All promissory notes pledged to secure state deposits may
						be approved by the Treasurer. The Treasurer may accept as eligible, promissory
						notes secured by first mortgages and first trust deeds upon residential real
						property located in California, provided that:
(a) The loan to appraised value ratio is not
					 in excess of 80 percent, unless such loan is federally insured or
					 guaranteed;
(b) The loan has been
					 outstanding at least six months prior to acceptance;
(c) No payment on the loan is more than
					 thirty days past due prior to acceptance.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 2 - Security for State Deposits › Article 2 - Eligibility and Custody of Notes › Section 1898.4 - Assignment of Mortgages and Deeds of Trust

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Unless a power of attorney has been furnished pursuant to
						Section 1898.6, all pledged mortgages or
						deeds of trust shall be properly assigned to the Treasurer, in such form as he
						may prescribe, to protect the security of the state deposits. No such
						assignment shall be recorded by the Treasurer until such time as the depository
						fails to pay all or any part of the deposit for which such mortgage or deed of
						trust stands as security.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 2 - Security for State Deposits › Article 2 - Eligibility and Custody of Notes › Section 1898.5 - Endorsement of Notes

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Unless a power of attorney has been furnished pursuant to
						Section 1898.6, each promissory note
						pledged to secure state deposits shall be endorsed to the Treasurer. The
						endorsement shall be signed by two individuals authorized by resolution of the
						bank or association to execute such instruments. The form of the endorsement
						should be as follows:
PAY TO THE ORDER OF THE TREASURER, STATE OF CALIFORNIA,
						WITHOUT RECOURSE.
By____________________
By____________________
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 2 - Security for State Deposits › Article 2 - Eligibility and Custody of Notes › Section 1898.6 - Assignment and Endorsement by Power of Attorney

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
In lieu of individually assigning each pledged mortgage
						or deed of trust and placing its unqualified endorsement on each promissory
						note, pursuant to Sections
						1898.4 and
						1898.5, a depository may furnish an
						appropriate resolution of its Board of Directors and an irrevocable power of
						attorney authorizing the Treasurer to assign the securities to the Treasurer.
						The resolution and power of attorney shall be in such form as the Treasurer may
						prescribe.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 2 - Security for State Deposits › Article 2 - Eligibility and Custody of Notes › Section 1898.7 - Reports

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
At least monthly, each depository shall furnish the
						Treasurer a report of the status of each promissory note pledged as collateral
						to secure state deposits. The report shall be in such form as the Treasurer may
						prescribe.
1.
						Amendment of section and new NOTE filed 10-1-2009; operative 10-31-2009
						(Register 2009, No. 40).
Note: Authority cited: Sections
						  16522(g)
						  and
						  16612(g),
						  Government Code. Reference: Sections
						  16522(g)
						  and
						  16612(g),
						  Government Code.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 2 - Security for State Deposits › Article 2 - Eligibility and Custody of Notes › Section 1898.8 - Release and Substitution of Promissory Notes

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) The Treasurer shall, within four business
					 days of the request therefor, release to the depository all promissory notes,
					 mortgages and/or deeds of trust requested by the depository to be released, so
					 long as the aggregate value of the remaining promissory notes exceeds the
					 minimum value prescribed by Section
					 1898.2.
(b) A depository may substitute promissory
					 notes, upon the approval of the Treasurer as to the form of the note or notes
					 proposed to be substituted and so long as the aggregate value of the promissory
					 notes left to secure the state deposit (including the note or notes proposed to
					 be substituted) exceeds the minimum value prescribed by Section
					 1898.2. The Treasurer shall approve
					 or disapprove a substitution within four business days of the request
					 therefor.
(c) A depository shall
					 substitute for a promissory note:
(1) On which
					 any payment is more than 90 days past due;
(2) Which is secured by a mortgage or deed of
					 trust as to which there is a lien prior to the mortgage or deed of trust;
					 or
(3) Which is secured by a
					 mortgage or deed of trust as to which a notice of default has been recorded
					 pursuant to Section
					 2924 of the
					 Civil Code or an action has been commenced pursuant to Section
					 725a
					 of the Code of Civil Procedure.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 2 - Security for State Deposits › Article 2 - Eligibility and Custody of Notes › Section 1898.9 - Return of Promissory Notes, Mortgages and Deeds of Trust

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Whenever a promissory note is released or substituted,
						such note, if individually endorsed to the Treasurer, and the mortgage or deed
						of trust securing such note, if individually assigned to the Treasurer, shall
						be endorsed without recourse or reassigned, as the case may be, prior to its
						return to the depository.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 2 - Security for State Deposits › Article 2 - Eligibility and Custody of Notes › Section 1898.10 - Custody of the Promissory Notes

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Treasurer may require that the pledged promissory
						notes be maintained in the State Vault, or with consent of the depository, may
						authorize their deposit in a "qualified trust company" or the Federal Home Loan
						Bank of San Francisco.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 3 - Value of Promissory Notes Pledged to Secure Local Agency Deposits › Article 1 - General › Section 1899 - Authority and Purpose

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This chapter is adopted to implement, interpret or make
						specific Section
						53651(m)
						of the Government Code to establish procedures for determining the value of
						promissory notes secured by first trust deeds, pledged to secure local agency
						deposits.
1. New
						Subchapter 3 (Articles 1-2, Sections
						1899-1899.2) filed 7-15-80;
						effective thirtieth day thereafter (Register 80, No.
						29).
Note: Authority cited: Section
						  53651(m),
						  Government Code. Reference: Article 2, Chapter 4, Part 1, Division 2, Title 5,
						  Government Code.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 3 - Value of Promissory Notes Pledged to Secure Local Agency Deposits › Article 1 - General › Section 1899.1 - Definitions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The following terms shall be used in the manner described
						below when used in this Subchapter.
(a) "Local agency" means county, city, city
					 and county, or other public agency or corporation.
(b) "Eligible security (REN)" means "Eligible
					 security (REN)" as defined in the Regulations of the Administrator of Local
					 Agency Security.
Note: Authority cited: Section
						  53651(m),
						  Government Code. Reference: Article 2, Chapter 4, Part 1, Division 2, Title 5,
						  Government Code.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 3 - Value of Promissory Notes Pledged to Secure Local Agency Deposits › Article 2 - Procedures for Determining Value › Section 1899.2 - Value of Eligible Security (REN)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Eligible security (REN) pledged as collateral for local
						agency deposits shall be valued at the unpaid principal balance of the
						obligation.
Note: Authority cited: Section
						  53651(m),
						  Government Code. Reference: Article 2, Chapter 4, Part 1, Division 2, Title 5,
						  Government Code.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 4 - Target Business Enterprise Participation Goals for Professional Bond Services › Article 1 - General › Section 1899.500 - Purpose

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
These rules implement Government Code sections
						16850-
						16857 (which establish
						minority and women business enterprise participation annual
						goals) and Military and Veterans Code
						sections
						999-
						999.8 (which
						establish disabled veteran business enterprise annual
						goals) for professional bond services
						contracts made by awarding departments which issue bonds by or on behalf of the
						State of California.
1. New
						section filed 4-10-89 as an emergency; operative 4-10-89 (Register 89, No. 15).
						A Certificate of Compliance must be transmitted to OAL within 120 days or
						emergency language will be repealed on 8-8-89.
2. Certificate of
						Compliance transmitted to OAL 8-8-89 and filed 9-7-89 (Register 89, No.
						40).
3. Amendment filed 6-19-91; operative 6-19-91 (Register 91, No.
						42).
Note: Authority cited: Section
						  16853,
						  Government Code; Section
						  999.5,
						  Military and Veterans Code. Reference: Sections
						  16850-
						  16857,
						  Government Code; Sections
						  999-
						  999.8,
						  Military and Veterans Code.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 4 - Target Business Enterprise Participation Goals for Professional Bond Services › Article 1 - General › Section 1899.501 - Definitions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The terms used in this subchapter shall have the meanings
						described in Government Code section
						16851 and
						Military and Veterans Code section
						999.
						In addition, the following definitions apply to terms used in Government Code
						sections
						16850-
						16853,
						Military and Veterans Code sections
						999-
						999.5
						and this subchapter:
(a) "Disabled
					 Veteran" means a veteran of the military, naval, or air service of the United
					 States with a service-connected disability (without regard to level of
					 disability, as determined by the U.S. Department of Veterans Affairs or the
					 U.S. Department of Defense and as evidenced by an official written document
					 issued in the name of the veteran by either of those federal agencies) who is a
					 resident of the State of California.
(b) "Management and Control" means exercising
					 the power to make policy decisions.
(c) "Financing team" means the specific group
					 of professional bond services underwriting firm(s) working on a bond sale
					 consisting of the senior managing underwriter(s), co-managers, management group
					 and selling syndicate.
(d) "Goal"
					 means the annual percentage of total monies expended for professional bond
					 services that, in accordance with statutory requirements, should be expended
					 for TBE professional bond services.
(e) "Good Faith Effort" means, for purposes
					 of complying with the Treasurer's participation goals for disabled veteran
					 business enterprises ("DVBEs") that the contractor complied with either (I),
					 (II) or (III) as described below:
(I) At least
					 one DVBE firm participated on the financing team for the subject bond sale and
					 the level of participation is in accordance with the Treasurer's DVBE
					 participation goals; OR
(II)
(A) Contact was made with the Treasurer's
					 Office to identify certified DVBE firm(s); and
(B) At least one certified DVBE firm was
					 invited to participate on the financing team; OR
(III) The financing team was formed under the
					 specific direction of the Treasurer's Office.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 4 - Target Business Enterprise Participation Goals for Professional Bond Services › Article 2 - Certification › Section 1899.510 - TBE List

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) The
					 Treasurer shall compile a list of TBEs that meet the requirements of Government
					 Code section
					 16851(g) and
					 (i) and the requirements of Military and
					 Veterans Code section
					 999(g).
					 The list shall be organized by the types of professional bond services (e.g.,
					 underwriters, bond counsels, financial advisors). The list shall be known as
					 the "TBE List."
(b) To be certified
					 as an "Underwriter" on the TBE List, the firm must demonstrate, to the
					 satisfaction of the Treasurer, that the firm:
(1) is licensed as a "broker/dealer" by the
					 federal Securities and Exchange Commission;
(2) is licensed as a "broker/dealer" by all
					 states in which the firm effects transactions in securities and which require
					 such licensing and
(3) is a member
					 of the National Association of Securities Dealers (NASD).
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 4 - Target Business Enterprise Participation Goals for Professional Bond Services › Article 2 - Certification › Section 1899.511 - Availability of Data

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Treasurer's Office shall make its TBE List available
						to other awarding departments.
1. New
						section filed 4-10-89 as an emergency; operative 4-10-89 (Register 89, No. 15).
						A Certificate of Compliance must be transmitted to OAL within 120 days or
						emergency language will be repealed on 8-8-89.
2. Certificate of
						Compliance transmitted to OAL 8-8-89 and filed 9-7-89 (Register 89, No.
						40).
3. Amendment filed 6-19-91; operative 6-19-91 (Register 91, No.
						42).
Note: Authority cited: Section
						  16853,
						  Government Code; Section
						  999.5,
						  Military and Veterans Code. Reference: Sections
						  16850-
						  16853,
						  Government Code; Sections
						  999-
						  999.5,
						  Military and Veterans Code.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 4 - Target Business Enterprise Participation Goals for Professional Bond Services › Article 2 - Certification › Section 1899.512 - Application for Certification on TBE List

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) To be eligible for inclusion on the
					 Treasurer's TBE List, a business enterprise must have a completed application
					 (See section
					 1899.513(a)) on
					 file with the Treasurer, meet all applicable requirements under this
					 subchapter, and either Government Code section
					 16851 or
					 Military and Veterans Code section
					 999.
					 All business enterprises that meet the requirements shall be certified on the
					 TBE List.
(b) Every certified TBE
					 shall be subject to verification of status at any time the Treasurer's Office
					 deems appropriate. Failure of a TBE to provide information within 30 days of a
					 written request by the Treasurer's Office shall be grounds for summary removal
					 from the TBE List.
(1) Veterans who certify
					 disabled veteran status must provide an award letter from the United States
					 Department of Veterans Affairs or Department of Defense which would indicate
					 the existence of a service-connected disability at the time of application for
					 disabled veteran business enterprise status.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 4 - Target Business Enterprise Participation Goals for Professional Bond Services › Article 2 - Certification › Section 1899.513 - TBE List Applications and Certification

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Applications for certification on the TBE
					 List shall be in the form provided in Appendix A.
(b) In assessing the suitability of a TBE for
					 professional bond services contracts, the Treasurer may require additional
					 information such as experience resumes, financial statements, insurance
					 requirements, and bonding limits.
(c) The filing of a completed application and
					 inclusion on the TBE List shall not be construed as an endorsement of a
					 business enterprise's ability to perform or guarantee the business enterprise a
					 contract in connection with any bond sale.
(d) The TBE Applications for Certification
					 and related attachments and correspondence are public records subject to the
					 disclosure requirements of the Public Records Act (Government Code section
					 6250 et
					 seq.).
1. New
						section filed 4-10-89 as an emergency; operative 4-10-89 (Register 89, No. 15).
						A Certificate of Compliance must be transmitted to OAL within 120 days or
						emergency language will be repealed on 8-8-89.
2. Certificate of
						Compliance transmitted to OAL 8-8-89 and filed 9-7-89 (Register 89, No.
						40).
3. Amendment filed 6-19-91; operative 6-19-91 (Register 91, No.
						42).
Note: Authority cited: Sections
						  16853 and
						  16857,
						  Government Code; Section
						  999.5,
						  Military and Veterans Code. Reference: Sections
						  16850-
						  16853 and
						  16857,
						  Government Code; Sections
						  999-
						  999.5,
						  Military and Veterans Code.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 4 - Target Business Enterprise Participation Goals for Professional Bond Services › Article 2 - Certification › Section 1899.514 - Application Processing

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Every applicant for certification as a TBE shall be
						notified in writing of any deficiencies in the application within 60 days of
						the receipt of such application by the Treasurer. If requested by the
						Treasurer, an applicant shall submit additional written information within 30
						days of the date of the Treasurer's request. If the additional information is
						not received by the Treasurer within the 30-day period, the Treasurer is
						authorized to immediately deny that applicant's application for certification.
						On receipt of a completed application, the Treasurer shall notify the applicant
						in writing of the Treasurer's determination within 60 days of receipt of the
						completed application.
1. New
						section filed 4-10-89 as an emergency; operative 4-1-89 (Register 89, No.
						15).
2. Certificate of Compliance transmitted to OAL 8-8-89 and
						filed 9-7-89 (Register 89, No. 40).
3. Amendment filed 6-19-91;
						operative 6-19-91 (Register 91, No. 42).
Note: Authority cited: Sections
						  15376 and
						  16853,
						  Government Code; Section
						  999.5,
						  Military and Veterans Code. Reference: Sections
						  15374-
						  15378,
						  16850-
						  16853,
						  Government Code; Sections
						  999-
						  999.5,
						  Military and Veterans Code.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 4 - Target Business Enterprise Participation Goals for Professional Bond Services › Article 2 - Certification › Section 1899.516 - Request for Review

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Treasurer's determination to include a business
						enterprise on the TBE List relies on an applicant's certification that the
						applicant meets the statutory requirements for a minority business enterprise,
						women business enterprise, or disabled veteran business enterprise. Any person
						may request in writing that the Treasurer investigate the basis for the
						inclusion of a business enterprise on the TBE List. The request for review
						shall:
(1) state the reason(s) for
					 alleging a certified TBE or TBE certification applicant does not meet the
					 statutory requirements and
(2)
					 include supporting evidence that may assist the Treasurer in the investigation
					 of the matter.
1. New
						section filed 4-10-89 as an emergency; operative 4-10-89 (Register 89, No. 15).
						A Certificate of Compliance must be transmitted to OAL within 120 days or
						emergency language will be repealed on 8-8-89.
2. Certificate of
						Compliance transmitted to OAL 8-8-89 and filed 9-7-89 (Register 89, No.
						40).
3. Amendment filed 6-19-91; operative 6-19-91 (Register 91, No.
						42).
Note: Authority cited: Section
						  16853,
						  Government Code; Section
						  999.5,
						  Military and Veterans Code. Reference: Sections
						  16850-
						  16853,
						  Government Code; Sections
						  999-
						  999.5,
						  Military and Veterans Code.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 4 - Target Business Enterprise Participation Goals for Professional Bond Services › Article 3 - Competitive Sales › Section 1899.520 - Notices

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
If bonds are to be sold by competitive bid, the notice of
						sale shall:
(a) Be delivered to all
					 underwriters on the Treasurer's TBE List;
(b) Contain the following statement:
"Firms owned by minorities, women, and disabled veterans
						are encouraged to respond to this invitation for bid.
The Treasurer has adopted regulations and participation
						goals for professional bond services firms owned by minorities, women and
						disabled veterans. These participation goals are set forth in title 2 of the
						California Code of Regulations in section
						1899.522. All bidders must certify
						awareness of these regulations and goals and that a good faith effort was made
						to comply with the Treasurer's DVBE participation goals. Successful bidders
						will be required to submit reports to the Treasurer concerning TBE outreach
						efforts and professional bond service participation in transactions related to
						the offer and sale of the bonds that are the subject of this notice of
						sale."
1. New
						section filed 4-10-89 as an emergency; operative 4-10-89 (Register 89, No. 15).
						A Certificate of Compliance must be transmitted to OAL within 120 days or
						emergency language will be repealed on 8-8-89.
2. Certificate of
						Compliance transmitted to OAL 8-8-89 and filed 9-7-89 (Register 89, No.
						40).
3. Amendment filed 6-19-91; operative 6-19-91 (Register 91, No.
						42).
Note: Authority cited: Section
						  16853,
						  Government Code; Sections
						  999.4
						  and
						  999.5,
						  Military and Veterans Code. Reference: Section
						  16852,
						  Government Code; Sections
						  999-
						  999.5,
						  Military and Veterans Code.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 4 - Target Business Enterprise Participation Goals for Professional Bond Services › Article 3 - Competitive Sales › Section 1899.521 - Bids

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) The form for
					 submitting bids shall contain the following certification which shall be
					 executed by the bidder:
"TBE PARTICIPATION AND DVBE GOOD FAITH EFFORTS. Bidder
						certifies to all of the following:
(1)
					 Bidder is aware of the Treasurer's regulations and participation goals for
					 target business enterprises offering professional bond services.
(2) Bidder is aware that existing law
					 requires the bidder to demonstrate a good faith effort (as defined in section
					 1899.501 of title 2 of the
					 California Code of Regulations) toward the Treasurer's participation goals for
					 disabled veteran-owned firms.
(3)
					 Bidder is aware and acknowledges that if the Treasurer concludes that the
					 bidder has not demonstrated a good faith effort, the Treasurer is authorized
					 under existing laws to award the contract to the next lowest responsive and
					 responsible bidder."
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 4 - Target Business Enterprise Participation Goals for Professional Bond Services › Article 3 - Competitive Sales › Section 1899.522 - Goals for Competitive Contracts

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Treasurer's annual goals for TBE participation in
						competitive contracts for professional bond services shall be 15 percent for
						minority business enterprises, 5 percent for women business enterprises, and 3
						percent for disabled veteran business enterprises. These goals need not be met
						in every competitive bond transaction but will be pursued on an aggregate
						annual basis considering all competitive bond transactions during a year. These
						goals will also be described in each notice of sale for bonds to be sold by
						competitive bid.
1. New
						section filed 4-10-89 as an emergency; operative 4-10-89 (Register 89, No. 15).
						A Certificate of Compliance must be transmitted to OAL within 120 days or
						emergency language will be repealed on 8-8-89.
2. Certificate of
						Compliance transmitted to OAL 8-8-89 and filed 9-7-89 (Register 89, No.
						40).
3. Amendment filed 6-19-91; operative 6-19-91 (Register 91, No.
						42).
Note: Authority cited: Section
						  16853,
						  Government Code; Section
						  999.5,
						  Military and Veterans Code. Reference: Section
						  16850,
						  Government Code; Sections
						  999-
						  999.5,
						  Military and Veterans Code.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 4 - Target Business Enterprise Participation Goals for Professional Bond Services › Article 3 - Competitive Sales › Section 1899.523 - Reports

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Senior Managing Underwriter in a competitive sale of
						bonds shall submit a written report regarding distribution of the underwriter's
						discount to the Treasurer within 10 days of closing a transaction where the
						senior managing underwriter's services were used. The report shall be submitted
						in the form set forth in Appendix B.
1. New
						section filed 6-19-91; operative 6-19-91 (Register 91, No.
						42).
Note: Authority cited: Section
						  16853,
						  Government Code; Section
						  999.5,
						  Military and Veterans Code. Reference: Sections
						  16850 and
						  16853,
						  Government Code; Sections
						  999-
						  999.5,
						  Military and Veterans Code.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 4 - Target Business Enterprise Participation Goals for Professional Bond Services › Article 4 - Negotiated Sales › Section 1899.530 - Goals

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The statutory goals for professional bond services in
						connection with bonds sold in negotiated transactions need not be met in every
						individual contract for services but will be pursued on an aggregate annual
						basis considering all contracts for professional bond services during a year.
						Thus, during the course of a year, there may be contracts without TBE
						participation and contracts with TBEs as prime contractor or TBE participation
						substantially higher than the statutory goal. Contractors in negotiated
						transactions shall be required to demonstrate that a good faith effort (as
						defined in section
						1899.501 of title 2 of the
						California Code of Regulations) was made to comply with the Treasurer's
						participation goals for DVBEs. This requirement shall be satisfied by including
						a written statement in the report submitted by the senior managing underwriter
						in accordance with section
						1899.532, below.
1. New
						section filed 4-10-89 as an emergency; operative 4-10-89 (Register 89, No. 15).
						A Certificate of Compliance must be transmitted to OAL within 120 days or
						emergency language will be repealed on 8-8-89.
2. Certificate of
						Compliance transmitted to OAL 8-8-89 and filed 9-7-89 (Register 89, No.
						40).
3. Amendment filed 6-19-91; operative 6-19-91 (Register 91, No.
						42).
Note: Authority cited: Section
						  16853,
						  Government Code; Section
						  999.5,
						  Military and Veterans Code. Reference: Section
						  16850,
						  Government Code; Sections
						  999-
						  999.5,
						  Military and Veterans Code.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 4 - Target Business Enterprise Participation Goals for Professional Bond Services › Article 4 - Negotiated Sales › Section 1899.531 - TBE Qualifications

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
TBEs shall be considered for only those contracts or
						participation in contracts commensurate with their experience, capital, and
						compliance with applicable licensing requirements.
1. New
						section filed 4-10-89 as an emergency; operative 4-10-89 (Register 89, No. 15).
						A Certificate of Compliance must be transmitted to OAL within 120 days or
						emergency language will be repealed on 8-8-89.
2. Certificate of
						Compliance transmitted to OAL 8-8-89 and filed 9-7-89 (Register 89, No.
						40).
3. Amendment filed 6-19-91; operative 6-19-91 (Register 91, No.
						42).
Note: Authority cited: Section
						  16853,
						  Government Code; Section
						  999.5,
						  Military and Veterans Code. Reference: Section
						  16850,
						  Government Code; Sections
						  999-
						  999.5,
						  Military and Veterans Code.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 4 - Target Business Enterprise Participation Goals for Professional Bond Services › Article 4 - Negotiated Sales › Section 1899.532 - Reports

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Senior Managing Underwriter in a negotiated sale of
						bonds shall submit a written report to the Treasurer, within 10 days of closing
						a transaction where the senior managing underwriter's services were used,
						regarding
(1) distribution of the
					 underwriter's discount; and
(2) the
					 good faith efforts made to include a DVBE in the financing team for the bond
					 sale. The report shall be submitted in the form set forth in Appendix
					 C.
1. New
						section filed 6-19-91; operative 6-19-91 (Register 91, No.
						42).
Note: Authority cited: Section
						  16853,
						  Government Code; Section
						  999.5,
						  Military and Veterans Code. Reference: Sections
						  16850 and
						  16853,
						  Government Code; Sections
						  999-
						  999.5,
						  Military and Veterans Code.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 4 - Target Business Enterprise Participation Goals for Professional Bond Services › Article 5 - Reports [Repealed] › Section 1899.540 - Reports. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
						section filed 4-10-89 as an emergency; operative 4-10-89 (Register 89, No. 15).
						A Certificate of Compliance must be transmitted to OAL within 120 days or
						emergency language will be repealed on 8-8-89.
2. Certificate of
						Compliance transmitted to OAL 8-8-89 and filed 9-7-89 (Register 89, No.
						40).
3. Repeal of article 5 and section filed 6-19-91; operative
						6-19-91 (Register 91, No. 42).
Note: Authority cited: Section
						  16853,
						  Government Code. Reference: Section
						  16853,
						  Government Code.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 5 - Redemption of Registered Warrants › Section 1899.570

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This subchapter shall apply to the redemption of registered
					 warrants issued by the State Controller's Office pursuant to Chapter 2 of Part
					 4 of the Government Code (commencing with section
					 17200). This subchapter shall not
					 apply to reimbursement warrants or refunding warrants.
1. New
					 subchapter 5 (sections
					 1899.570-1899.585) and section
					 filed 7-30-2009 as an emergency; operative 7-30-2009 (Register 2009, No. 31). A
					 Certificate of Compliance must be transmitted to OAL by 1-26-2010 or emergency
					 language will be repealed by operation of law on the following
					 day.
2. Certificate of Compliance as to 7-30-2009 order transmitted
					 to OAL 12-15-2009 and filed 1-26-2010 (Register 2010, No.
					 5).
Note: Authority cited: Sections
						17210 and
						17271,
						Government Code. Reference: Sections
						17210 and
						17271,
						Government Code.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 5 - Redemption of Registered Warrants › Section 1899.575

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Where an individual or entity holding a warrant wishes to
					 redeem the warrant the following procedures shall apply:
(a) Any individual or entity holding a
				  registered warrant issued in the name of the holder may redeem such registered
				  warrant when payment is due directly with the State Treasurer's Office by:
(1) Mailing the registered warrant to the
				  State Treasurer's Office, ATTN: Registered Warrant Desk, 915 Capitol Mall,
				  Sacramento, CA 95814; or
(2)
				  Presenting the registered warrant in person at the State Treasurer's Office at
				  915 Capitol Mall, Sacramento, California between the hours of 8:00 a.m. and
				  4:00 p.m.
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 5 - Redemption of Registered Warrants › Section 1899.580

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) If registered
				  warrants are called prior to their maturity date, the State Treasurer shall do
				  all of the following:
(1) Publish a notice of
				  redemption for six consecutive days, excluding Sundays, in newspapers of
				  general circulation serving Sacramento, San Francisco, and Los
				  Angeles;
(2) Post a notice of
				  redemption on the Treasurer's Office website at the same time as the notice is
				  first published pursuant to subsection (a); and
(3) Advise its depository banks of the
				  redemption at the same time as the notice is first published pursuant to
				  subsection (a).
California Code of Regulations › Title 2 - Administration › Division 2 - Financial Operations › Chapter 4 - Office of the State Treasurer › Subchapter 5 - Redemption of Registered Warrants › Section 1899.585

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Whenever the state issues registered warrants, the State
					 Treasurer will post on its website a list of banks and other financial
					 institutions that have advised the State Treasurer of a willingness to accept
					 registered warrants prior to the maturity date.
1. New
					 section filed 7-30-2009 as an emergency; operative 7-30-2009 (Register 2009,
					 No. 31). A Certificate of Compliance must be transmitted to OAL by 1-26-2010 or
					 emergency language will be repealed by operation of law on the following
					 day.
2. Certificate of Compliance as to 7-30-2009 order transmitted
					 to OAL 12-15-2009 and filed 1-26-2010 (Register 2010, No.
					 5).
Note: Authority cited: Sections
						17210 and
						17271,
						Government Code. Reference: Sections
						17210 and
						17271,
						Government Code.
California Code of Regulations › Title 2 - Administration › Division 3 - State Property Operations › Chapter 1 - State Lands Commission › Article 1 - General Provisions › Section 1901 - Office of Commission

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The principal office of the Commission is 100 Howe Avenue,
					 Suite 100-South, Sacramento, California 95825, telephone (916) 574-1900. The
					 Commission's Mineral Resources Management Division is located at 301 East Ocean
					 Boulevard, Suite 550, Long Beach, California 90802, telephone (562) 590-5201.
					 Applications for exploration or extraction of minerals, oil and gas, or
					 geothermal resources shall be sent to the Mineral Resources Management
					 Division. All other applications shall be sent to the principal
					 office.
1. Change
					 without regulatory effect amending section filed 8-15-96 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 96, No. 33).
2. Change without regulatory
					 effect amending section filed 11-21-96 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 96, No. 47).
3. Change without regulatory
					 effect amending section filed 11-25-2019 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2019, No. 48).
Note: Authority cited: Sections
						6102,
						6103.2,
						6105,
						6108
						and
						6216,
						Public Resources Code. Reference: Section
						6102,
						Public Resources Code.
California Code of Regulations › Title 2 - Administration › Division 3 - State Property Operations › Chapter 1 - State Lands Commission › Article 1 - General Provisions › Section 1902 - Meetings of the Commission

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The commission shall meet at Sacramento on the last
					 Thursday of each month unless, upon due notice, the date and place of meeting
					 are otherwise designated by at least two members.
Note: Authority cited: Sections
						6104,
						6105,
						and
						6108,
						Public Resources Code. Reference: Section
						6104,
						Public Resources Code.
California Code of Regulations › Title 2 - Administration › Division 3 - State Property Operations › Chapter 1 - State Lands Commission › Article 1 - General Provisions › Section 1904 - Application Requirements and Priority

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Application requirements and priority shall be as set forth
					 in Public Resources Code Sections
					 6801
					 and
					 6223
					 respectively.
Note: Authority cited: Sections
						6105,
						6108,
						6216,
						6223,
						6301,
						6501.2,
						and
						6801,
						Public Resources Code; and Section
						65940,
						Government Code. Reference: Sections
						6223
						and
						6501.2,
						Public Resources Code.