reglab/statecodes huggingface dataset:
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 3 - Conditions of Operation for Tppps Businesses › Article 4 - Security and Use of Player's Banks › Section 12285 - General Provisions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Any
				  written procedures required pursuant to this Chapter must be submitted to the
				  Bureau for their review and approval. This includes any amendments made to the
				  written procedures after initial approval.
(b) The written procedures must be
				  established and implemented in accordance with the applicable provisions of
				  this chapter on or before July 1, 2018.
1. New
					 article 4 (sections
					 12285-12287) and section filed
					 10-18-2017; operative 1-1-2018 (Register 2017, No. 42).
Note: Authority cited: Sections
						19840,
						19841
						and
						19984,
						Business and Professions Code. Reference: Section
						19826,
						19841,
						19920
						and
						19984,
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 3 - Conditions of Operation for Tppps Businesses › Article 4 - Security and Use of Player's Banks › Section 12287 - Loss Notification

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) A
				  TPPPS business licensee must develop written procedures which:
(1) Establish a dollar threshold for
				  notification to the TPPPS business licensee of any significant loss incurred in
				  a single controlled game immediately upon the determination of the
				  loss.
(2) Includes a provision that
				  requires notification to the Bureau's Criminal Intelligence Unit 24 hours after
				  notification has been made to the TPPPS business licensee.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 3 - Conditions of Operation for Tppps Businesses › Article 5 - Compliance › Section 12290 - Compliance

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) A
				  TPPPS licensee must comply with game rules approved by the Bureau, including
				  but not limited to the rules regarding player-dealer rotation and table
				  wagering.
(b) Only an authorized
				  player may possess, direct, or otherwise control currency, chips, or other
				  wagering instruments used for play in the performance of a TPPPS
				  contract.
(c) The cardroom business
				  licensee must notify the Bureau within five calendar days of the following
				  incidents:
(1) An electronic playing book
				  device, system, or database failure that prevents it from functioning as
				  initially approved.
(2)
				  Impermissible use or access to the electronic playing book device
				  system.
(3) Failure of the
				  electronic playing book database to synchronize information from the electronic
				  playing book device for a period longer than 24 hours.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 3 - Conditions of Operation for Tppps Businesses › Article 5 - Compliance › Section 12292 - Emergency Planning and Preparedness - Sanitation Plan. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
					 section filed 8-21-2020 as an emergency; operative 8-17-2020. Emergency
					 expiration extended 60 days (Executive Order N-40-20) plus an additional 60
					 days (Executive Order N-66-20) (Register 2020, No. 34). A Certificate of
					 Compliance must be transmitted to OAL by 6-18-2021 or emergency language will
					 be repealed by operation of law on the following day.
2. Amendment
					 of subsections (a), (a)(1)(A)4, (a)(2)(D)-(E), (a)(3)(C) and (d)-(g) filed
					 12-31-2020 as an emergency; operative 1-1-2021 pursuant to Government Code
					 section
					 11346.1(d).
					 Emergency expiration extended 60 days (Executive Order N-40-20) plus an
					 additional 60 days (Executive Order N-71-20) (Register 2021, No. 1). A
					 Certificate of Compliance must be transmitted to OAL by 8-2-2021 or emergency
					 language will be repealed by operation of law on the following
					 day.
3. Refiling of 12-31-2020 amendments on 6-14-2021 as an
					 emergency, including further amendments; operative 6-14-2021. Expiration date
					 of emergency extended 60 days (Executive Order N-40-20) plus an additional 60
					 days (Executive Order N-71-20) (Register 2021, No. 25). A Certificate of
					 Compliance must be transmitted to OAL by 1-11-2022 or emergency language will
					 be repealed by operation of law on the following day.
4. Editorial
					 correction of HISTORY 2 (Register 2022, No. 2).
5. Repealed by
					 operation of Government Code section
					 11346.1(g)
					 (Register 2022, No. 2).
Note: Authority cited: Sections
						19811,
						19824,
						19840
						and
						19841,
						Business and Professions Code. Reference: Sections
						19801,
						19823,
						19920
						and
						19984,
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 3 - Conditions of Operation for Tppps Businesses › Appendix A

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
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1. New
				  Appendix A to chapter 3 filed 10-18-2017; operative 1-1-2018 (Register 2017,
				  No. 42).
2. Repealer and new Appendix A to chapter 3 filed
				  12-12-2020; operative 1-1-2021 pursuant to Government Code section
				  11343.4(b)
				  (Register 2020, No. 51). Filing deadline specified in Government Code section
				  11349.3(a)
				  extended 60 calendar days pursuant to Executive Order N-40-20.
3.
				  Amendment of forms CGCC-CH3-01 and CGCC-CH3-02 filed 10-7-2021 as an emergency;
				  operative 10-7-2021 (Register 2021, No. 41). A Certificate of Compliance must
				  be transmitted to OAL by 4-5-2022 or emergency language will be repealed by
				  operation of law on the following day.
4. Amendment of forms
				  CGCC-CH3-01 and CGCC-CH3-02 refiled 4-4-2022 as an emergency; operative
				  4-4-2022 (Register 2022, No. 14). A Certificate of Compliance must be
				  transmitted to OAL by 7-5-2022 or emergency language will be repealed by
				  operation of law on the following day.
5. Certificate of Compliance
				  as to 7-5-2022 order, including further amendment of forms CGCC-CH3-01 and
				  CGCC-CH3-02, transmitted to OAL 7-21-2022 and filed 9-1-2022; amendments
				  effective 9-1-2022 pursuant to Government Code section
				  11343.4(b)(3)
				  (Register 2022, No. 35).
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 4 - Manufacturers or Distributors of Gambling Equipment › Section 12301.1 - Claim of Exemption by Antique Collector; Form

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) An
				antique collector may obtain an exemption from registration under this chapter
				if the antique collector satisfies all of the following requirements:
(1) Submits a completed Antique Collector
				Claim of Exemption, BGC-039 (Rev. 10/17), which is hereby incorporated by
				reference, in which the antique collector declares under penalty of perjury in
				the form specified in section
				2015.5
				of the Code of Civil Procedure that the information provided in the application
				is accurate and complete.
(2) The
				antique collector maintains and retains in California for a period of five
				years a record of each transaction showing the names and addresses of all
				parties to the transaction.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 4 - Manufacturers or Distributors of Gambling Equipment › Section 12303 - Conditions of Registration

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Each
				manufacturer or distributor shall, as a condition of continued registration,
				comply with the following continuing requirements:
(1) Submit in duplicate to the Bureau, at its
				office in the City of Sacramento, within 30 days after the close of each
				calendar quarter, a report on sales and shipments of gambling equipment as
				follows:
(A) Except as provided in
				subparagraph (D) of this paragraph, for each shipment of gambling equipment
				received or sent out by the manufacturer or distributor from or to a location
				in the State of California during the preceding calendar quarter, the report
				shall include all of the following information:
1. The name and address of the
				sender.
2. The name and address of
				the recipient.
3. The date of
				shipment.
4. The bill of lading
				number.
5. The manufacturer of each
				item of gambling equipment if different from the sender.
6. The model (no.) of each item of gambling
				equipment.
7. The year of
				manufacture (if known) of each slot machine or device/essential part
				shipped.
8. The manufacturer's
				serial number, if any, of each slot machine or device/essential part.
9. The number of units of each type,
				manufacturer, and model (no.) of slot machine/essential part.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 4 - Manufacturers or Distributors of Gambling Equipment › Section 12303 - Conditions of Registration. (Repealed August 1, 2003)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Each manufacturer or distributor shall,
				as a condition of continued registration, comply with the following continuing
				requirements:
(1)
(A) Submit to the Commission, at its office
				in the City of Sacramento, within 30 days after the close of each calendar
				quarter, a report on each shipment of gambling equipment received or sent out
				by the manufacturer or distributor from or to a location in the State of
				California during the preceding calendar quarter, including the name and
				address of the sender and the recipient, the date of shipment, the type and
				model of gambling equipment or essential part shipped, including the serial
				number, if any, of the piece of gambling equipment or essential part, and the
				number of units of each type and model of gambling equipment or essential part.
				However, any shipment of gambling equipment sent by a manufacturer or
				distributor to a tribal gaming facility or sent by a tribal gaming facility to
				a manufacturer or distributor that is reported to the Division pursuant to the
				terms of the transportation agreement required by Section 7.4.5 of the
				applicable Tribal-State Gaming Compact, need only be reported to the Commission
				by reference to the recipient and date of the report sent to the Division,
				provided that the shipment is transported in full compliance with all of the
				requirements of the transportation agreement, including the following:
1.The gambling equipment shall be located in
				a locked compartment or sealed container within the conveyance while being
				transported.
2.The gambling
				equipment shall not be accessible for use while being transported,
				and,
3.No gambling equipment shall
				be operated except on the Tribe's lands.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 4 - Manufacturers or Distributors of Gambling Equipment › Section 12305 - Availability of Records

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Copies
				of any and all records provided to the Bureau by applicants and registrants
				under this chapter shall be provided, upon request, to the Commission and made
				available, upon request, to any law enforcement agency.
(b) Upon request of the Commission, copies of
				the following records shall be provided by the Bureau to the Commission:
(1) Any and all records received by the
				Bureau from manufacturers and distributors,
(2) Any and all transportation agreements and
				amendments to transportation agreements entered into with gaming tribes under
				the Tribal-State Gaming Compacts referred to in Section
				12306,
(3) Any and all records received by the
				Bureau pursuant to transportation agreements entered into with gaming tribes
				under the Tribal-State Gaming Compacts referred to in Section
				12306.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 4 - Manufacturers or Distributors of Gambling Equipment › Section 12306 - Applicability on Indian Lands

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This chapter does not apply to the manufacture or
				  distribution of gambling equipment conducted upon Indian lands in this state on
				  which class III gaming has been authorized, in accordance with a Compact
				  between a federally recognized Indian Tribe and the State of California, as
				  provided in section
				  11 of the Indian Gaming Regulatory
				  Act of 1988 (P.L.
				  100-497), Title 25, United States Code, section
				  2710 and any amendments thereto;
				  provided, that the manufacture or distribution is not prohibited by the laws of
				  the United States and is limited to gambling equipment that is used or for use
				  in the Tribe's gaming operation, including the sale of gambling equipment
				  previously acquired for use in the Tribe's gaming operation.
1. New section
				  filed 10-7-2002 as an emergency; operative 10-7-2002 (Register 2002, No. 41). A
				  Certificate of Compliance must be transmitted to OAL by 2-4-2003 or emergency
				  language will be repealed by operation of law on the following
				  day.
2. New section, including amendment of NOTE, refiled 1-27-2003
				  as an emergency; operative 1-27-2003 (Register 2003, No. 5). A Certificate of
				  Compliance must be transmitted to OAL by 5-27-2003 or emergency language will
				  be repealed by operation of law on the following day.
3. New section
				  refiled 5-22-2003 as an emergency; operative 5-22-2003 (Register 2003, No. 21).
				  A Certificate of Compliance must be transmitted to OAL by 9-19-2003 or
				  emergency language will be repealed by operation of law on the following
				  day.
4. New section refiled 9-8-2003 as an emergency; operative
				  9-8-2003 (Register 2003, No. 37). A Certificate of Compliance must be
				  transmitted to OAL by 1-6-2004 or emergency language will be repealed by
				  operation of law on the following day.
5. Certificate of Compliance
				  as to 9-8-2003 order transmitted to OAL 1-6-2004 and filed 2-20-2004 (Register
				  2004, No. 8).
6. Change without regulatory effect amending section
				  filed 8-8-2008 pursuant to section
				  100, title 1, California Code of
				  Regulations (Register 2008, No. 32).
Note: Authority cited: Sections
					 19823,
					 19824,
					 19840
					 and
					 19841(r),
					 Business and Professions Code. Reference: Section
					 19841(r),
					 Business and Professions Code; and Title 25, United States Code, section
					 2710.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 4 - Manufacturers or Distributors of Gambling Equipment › Section 12307 - Transportation Report. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New section
				  filed 10-7-2002 as an emergency; operative 10-7-2002 (Register 2002, No. 41). A
				  Certificate of Compliance must be transmitted to OAL by 2-4-2003 or emergency
				  language will be repealed by operation of law on the following
				  day.
2. New section, including amendment of NOTE, refiled 1-27-2003
				  as an emergency; operative 1-27-2003 (Register 2003, No. 5). A Certificate of
				  Compliance must be transmitted to OAL by 5-27-2003 or emergency language will
				  be repealed by operation of law on the following day.
3. New section
				  refiled 5-22-2003 as an emergency; operative 5-22-2003 (Register 2003, No. 21).
				  A Certificate of Compliance must be transmitted to OAL by 9-19-2003 or
				  emergency language will be repealed by operation of law on the following
				  day.
4. New section refiled 9-8-2003 as an emergency; operative
				  9-8-2003 (Register 2003, No. 37). A Certificate of Compliance must be
				  transmitted to OAL by 1-6-2004 or emergency language will be repealed by
				  operation of law on the following day.
5. Certificate of Compliance
				  as to 9-8-2003 order, including repealer of section, transmitted to OAL
				  1-6-2004 and filed 2-20-2004 (Register 2004, No. 8).
Note: Authority cited: Sections
					 19823,
					 19824,
					 19840
					 and
					 19841(r),
					 Business and Professions Code. Reference: Section
					 19841(r),
					 Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 4 - Manufacturers or Distributors of Gambling Equipment › Section 12308 - Penal Code Applicability

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Nothing in this chapter shall be construed to make lawful the
				  manufacture, distribution, or transportation of any slot machine or device in
				  violation of any provision of Chapter 10 (commencing with section
				  330) of Title 9 of Part 1 of the
				  Penal Code.
1. New section
				  filed 10-7-2002 as an emergency; operative 10-7-2002 (Register 2002, No. 41). A
				  Certificate of Compliance must be transmitted to OAL by 2-4-2003 or emergency
				  language will be repealed by operation of law on the following
				  day.
2. New section, including amendment of NOTE, refiled 1-27-2003
				  as an emergency; operative 1-27-2003 (Register 2003, No. 5). A Certificate of
				  Compliance must be transmitted to OAL by 5-27-2003 or emergency language will
				  be repealed by operation of law on the following day.
3. New section
				  refiled 5-22-2003 as an emergency; operative 5-22-2003 (Register 2003, No. 21).
				  A Certificate of Compliance must be transmitted to OAL by 9-19-2003 or
				  emergency language will be repealed by operation of law on the following
				  day.
4. New section refiled 9-8-2003 as an emergency; operative
				  9-8-2003 (Register 2003, No. 37). A Certificate of Compliance must be
				  transmitted to OAL by 1-6-2004 or emergency language will be repealed by
				  operation of law on the following day.
5. Certificate of Compliance
				  as to 9-8-2003 order transmitted to OAL 1-6-2004 and filed 2-20-2004 (Register
				  2004, No. 8).
6. Change without regulatory effect amending section
				  filed 8-8-2008 pursuant to section
				  100, title 1, California Code of
				  Regulations (Register 2008, No. 32).
Note: Authority cited: Sections
					 19823,
					 19824,
					 19840
					 and
					 19841(r),
					 Business and Professions Code. Reference: Section
					 19841(r),
					 Business and Professions Code; and Chapter 10 (commencing with Section
					 330) of Title 9 of Part 1, Penal
					 Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 4 - Manufacturers or Distributors of Gambling Equipment › Section 12309 - Forms; Fees

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a)
				Applications for registration under Section
				12301(b) must be
				submitted on the Application for Registration of Manufacturers or Distributors
				of Gambling Equipment, BGC-025 (Rev. 11/21), which is hereby attached in
				Appendix A to this chapter.
(b)
				Quarterly Report, BGC-40 (Rev. 04/13), which is hereby attached in Appendix A
				to this chapter, may but need not be used for submission of reports required by
				Section 12303.
(c) For a gambling equipment manufacturer or
				distributor registration, the fee is as follows:
(1) For an initial and renewal registration
				as a Class A equipment manufacturer or distributor, the fee required in Section
				12090.
(2) For an initial and renewal registration
				as an "antique collector," within the meaning of paragraph (1) of subsection
				(b) of Section
				12300 and subparagraph (B) of
				paragraph (10) of subsection (b) of Section
				12301, the fee required in Section
				12090.
(3) For a Class B equipment manufacturer or
				distributor registration, no fee is required.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 4 - Manufacturers or Distributors of Gambling Equipment › Section 12310 - Uniform Tribal Gaming Regulation Exemption

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
There shall be exempt from this chapter all class B
				  manufacturers and distributors that are subject to requirements of a Tribal
				  Gaming Agency pursuant to a uniform regulation (1) that has been approved by
				  the Association of Tribal and State Gaming Regulators, and is in effect as
				  provided in section
				  8.4.1 of the Tribal-State Gaming
				  Compacts, and (2) that includes the requirement for manufacturers and
				  distributors to provide quarterly reports to the Bureau pertaining to gaming
				  device shipments pursuant to the Transportation Agreements entered into by
				  Tribal Gaming Agencies and the State Gaming Agency pursuant to section
				  7.4.5 of the Tribal-State Gaming
				  Compacts, which reports are verified by a declaration under penalty of perjury
				  signed by the designated representative of the manufacturer or distributor that
				  the report is true and correct.
1. New section
				  filed 12-5-2002 as an emergency; operative 12-5-2002 (Register 2002, No. 49). A
				  Certificate of Compliance must be transmitted to OAL by 4-4-2003 or emergency
				  language will be repealed by operation of law on the following
				  day.
2. New section, including amendment of NOTE, refiled 1-27-2003
				  as an emergency; operative 1-27-2003 (Register 2003, No. 5). A Certificate of
				  Compliance must be transmitted to OAL by 5-27-2003 or emergency language will
				  be repealed by operation of law on the following day.
3. New section
				  refiled 5-22-2003 as an emergency; operative 5-22-2003 (Register 2003, No. 21).
				  A Certificate of Compliance must be transmitted to OAL by 9-19-2003 or
				  emergency language will be repealed by operation of law on the following
				  day.
4. New section refiled 9-8-2003 as an emergency; operative
				  9-8-2003 (Register 2003, No. 37). A Certificate of Compliance must be
				  transmitted to OAL by 1-6-2004 or emergency language will be repealed by
				  operation of law on the following day.
5. Certificate of Compliance
				  as to 9-8-2003 order transmitted to OAL 1-6-2004 and filed 2-20-2004 (Register
				  2004, No. 8).
6. Change without regulatory effect amending section
				  filed 8-8-2008 pursuant to section
				  100, title 1, California Code of
				  Regulations (Register 2008, No. 32).
7. Change without regulatory
				  effect amending section filed 6-3-2013 pursuant to section
				  100, title 1, California Code of
				  Regulations; operative 7-1-2013 in accordance with Governor's Reorganization
				  Plan No. 2 of 2012 (Register 2013, No. 23).
Note: Authority cited: Sections
					 19823,
					 19824,
					 19840
					 and
					 19841(r),
					 Business and Professions Code. Reference: Section
					 19841(r),
					 Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 4 - Manufacturers or Distributors of Gambling Equipment › Appendix A

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
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1. New
				  Appendix A to chapter 4 filed 12-12-2020; operative 1-1-2021 pursuant to
				  Government Code section
				  11343.4(b)
				  (Register 2020, No. 51). Filing deadline specified in Government Code section
				  11349.3(a)
				  extended 60 calendar days pursuant to Executive Order N-40-20.
2.
				  Editorial correction implementing 12-20-2020 adoption of Appendix (Register
				  2021, No. 41).
3. Amendment of form BGC-025 filed 10-7-2021 as an
				  emergency; operative 10-7-2021 (Register 2021, No. 41). A Certificate of
				  Compliance must be transmitted to OAL by 4-5-2022 or emergency language will be
				  repealed by operation of law on the following day.
4. Amendment of
				  form BGC-025 refiled 4-4-2022 as an emergency; operative 4-4-2022 (Register
				  2022, No. 14). A Certificate of Compliance must be transmitted to OAL by
				  7-5-2022 or emergency language will be repealed by operation of law on the
				  following day.
5. Amendment of form BGC-025 refiled 7-5-2022 as an
				  emergency; operative 7-5-2022 (Register 2022, No. 27). A Certificate of
				  Compliance must be transmitted to OAL by 10-3-2022 or emergency language will
				  be repealed by operation of law on the following day.
6. Editorial
				  correction inserting inadvertently omitted HISTORY 5 (Register 2022, No. 35).
7. Certificate of Compliance as to 7-5-2022 order, including
				  further amendment of form BGC-025, transmitted to OAL 7-21-2022 and filed
				  9-1-2022; amendments effective 9-1-2022 pursuant to Government Code section
				  11343.4(b)(3)
				  (Register 2022, No. 35).
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 5 - Accounting and Transaction Approvals › Article 1 - Accounting and Financial Reporting › Section 12311 - Definitions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a)
				  Except as otherwise provided in subsection (b), the definitions in Business and
				  Professions Code section
				  19805
				  and Section
				  12002 of this division shall govern
				  the construction of this chapter.
(b) As used in this chapter:
(1) "Group I licensee" means a cardroom
				  business licensee or TPPPS business licensee with a reported gross revenue of
				  $10 million or more for the preceding fiscal year.
(2) "Group II licensee" means a cardroom
				  business licensee or TPPPS business licensee with a reported gross revenue of
				  $2 million or more but less than $10 million for the preceding fiscal
				  year.
(3) "Group III licensee"
				  means a cardroom business licensee or TPPPS business licensee with a reported
				  gross revenue of $500,000 or more but less than $2 million for the preceding
				  fiscal year.
(4) "Group IV
				  licensee" means a cardroom business licensee or TPPPS business licensee with a
				  reported gross revenue of less than $500,000 for the preceding fiscal
				  year.
(5) "Jackpot administrative
				  fee" means a fee to cover all expenses incurred by the cardroom business
				  licensee for administering a jackpot.
(6) "Licensee" means cardroom business
				  licensee or TPPPS business licensee, as appropriate.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 5 - Accounting and Transaction Approvals › Article 1 - Accounting and Financial Reporting › Section 12312 - Record Retention and Maintenance; General Provisions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Each licensee must:
(a) Maintain all records required by this
				  article for a minimum of seven years.
(b) Maintain accurate, complete, and legible
				  records of all transactions pertaining to financial activities. Records must be
				  maintained in sufficient detail to support the amount of revenue reported to
				  the Bureau in renewal applications.
(c) Maintain accounting records identifying
				  the following, as applicable:
(1) Revenues,
				  expenses, assets, liabilities, and equity for the cardroom business licensee or
				  TPPPS business licensee.
(2)
				  Records of all players' banks, dealers' banks, credit transactions, returned
				  checks, and drop for each table (either by shift or other accounting
				  period).
(3) Records required by
				  the licensee's written system of internal controls.
(4) Records, separated by gaming activity, of
				  all jackpot monies contributed by the cardroom business licensee, jackpot
				  monies collected from patrons, and monies withdrawn for either jackpot
				  administrative fees or payment to patrons.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 5 - Accounting and Transaction Approvals › Article 1 - Accounting and Financial Reporting › Section 12315 - Records and Reports of Monetary Instrument Transactions for Cardroom Business Licensees

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) A
				  cardroom business licensee is required to file a report of each transaction
				  involving currency in excess of $10,000, in accordance with section
				  14162(b)
				  of the Penal Code.
(b) A cardroom
				  business licensee, regardless of gross revenue, must make and keep on file at
				  the gambling establishment a report of each transaction in currency, in
				  accordance with sections
				  5313 and
				  5314 of Title 31 of the United
				  States Code and with Chapter X of Title 31 of the Code of Federal Regulations,
				  and any successor provisions. These reports must be available for inspection at
				  any time as requested by the Bureau.
(c) Nothing in this section will be deemed to
				  waive or to suspend the requirement that a cardroom business licensee make and
				  keep a record and file a report of any transaction otherwise required by the
				  Bureau or the Commission.
1. New
					 section filed 2-2-2015; operative 7-1-2015 pursuant to Government Code section
					 11343.4(b)(2)
					 (Register 2015, No. 6).
2. Amendment of section heading and section
					 filed 12-12-2020; operative 1-1-2021 pursuant to Government Code section
					 11343.4(b)
					 (Register 2020, No. 51). Filing deadline specified in Government Code section
					 11349.3(a)
					 extended 60 calendar days pursuant to Executive Order N-40-20.
Note: Authority cited: Sections
						19811,
						19824
						and
						19841,
						Business and Professions Code. Reference: Section
						19841,
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 5 - Accounting and Transaction Approvals › Article 1 - Accounting and Financial Reporting › Section 12316 - Unclaimed or Abandoned Property

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) A
				  cardroom business licensee must establish written policies and procedures which
				  comply with California's Unclaimed Property Law (Code Civ. Proc., section
				  1500 et seq.), regarding unclaimed
				  chips, cash, and cash equivalents left at a gaming table or in any player's
				  bank deemed inactive by the terms of the cardroom business licensee's policies
				  and procedures, un-deposited checks issued by the cardroom business licensee to
				  a patron, and un-deposited checks drawn on a cardroom business licensee's
				  account.
(b) Records of the date
				  and amount of any unclaimed property sent or reported to the State Controller
				  must be kept by the cardroom business licensee.
1. New
					 section filed 2-2-2015; operative 7-1-2015 pursuant to Government Code section
					 11343.4(b)(2)
					 (Register 2015, No. 6).
2. Amendment filed 12-12-2020; operative
					 1-1-2021 pursuant to Government Code section
					 11343.4(b)
					 (Register 2020, No. 51). Filing deadline specified in Government Code section
					 11349.3(a)
					 extended 60 calendar days pursuant to Executive Order N-40-20.
Note: Authority cited: Sections
						19811,
						19840,
						19841
						and
						19920,
						Business and Professions Code. Reference: Sections
						19801
						and
						19841,
						Business and Professions Code; and Title 10, Chapter 7 (Commencing with section
						1500), Code of Civil
						Procedure.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 5 - Accounting and Transaction Approvals › Article 1 - Accounting and Financial Reporting › Section 12318 - Cardroom Business License Gaming Revenue Report

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Each cardroom business licensee must submit, no later than
					 120 calendar days following the end of the cardroom business licensee's
					 preceding fiscal year, a completed Cardroom Business License: Gaming Revenue
					 Report, form CGCC-CH5-01 (New 09/22), which is hereby attached in Appendix A to
					 this chapter.
1. New
					 section filed 9-30-2022 as an emergency; operative 9-30-2022 (Register 2022,
					 No. 39). A Certificate of Compliance must be transmitted to OAL by 12-29-2022
					 or emergency language will be repealed by operation of law on the following
					 day.
2. New section refiled 12-23-2022 as an emergency; operative
					 12-30-2022 (Register 2022, No. 51). A Certificate of Compliance must be
					 transmitted to OAL by 3-30-2023 or emergency language will be repealed by
					 operation of law on the following day.
3. Certificate of Compliance
					 as to 12-23-2022 order transmitted to OAL 3-6-2023 and filed 4-14-2023
					 (Register 2023, No. 15).
Note: Authority cited: Sections
						19824,
						19840
						and
						19841,
						Business and Professions Code. Reference: Section
						19841,
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 5 - Accounting and Transaction Approvals › Appendix A

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Click
				  here to view image
Click
				  here to view image
1. New
				  Appendix A to chapter 5 and renumbering of form CGCC-CH7-03 to form CGCC-CH5-01
				  filed 9-30-2022 as an emergency; operative 9-30-2022 (Register 2022, No. 39). A
				  Certificate of Compliance must be transmitted to OAL by 12-29-2022 or emergency
				  language will be repealed by operation of law on the following day.
2. New Appendix A to chapter 5 and renumbering of form CGCC-CH7-03
				  to form CGCC-CH5-01 refiled 12-23-2022 as an emergency; operative 12-30-2022
				  (Register 2022, No. 51). A Certificate of Compliance must be transmitted to OAL
				  by 3-30-2023 or emergency language will be repealed by operation of law on the
				  following day.
3. Certificate of Compliance as to 12-23-2022 order
				  transmitted to OAL 3-6-2023 and filed 4-14-2023 (Register 2023, No.
				  15).
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 6 - Reserved › Article 1 - Definitions and General Provisions (Repealed) › Section 12335 - Definitions. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections
						19811(b),
						19823,
						19824,
						19840
						and
						19841,
						Business and Professions Code. Reference: Sections
						19800,
						19805,
						19811,
						19854 and
						19951(b)(2),
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 6 - Reserved › Article 2 - Gambling Licenses (Repealed) › Section 12340 - Gambling Licenses. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections
						19811(b),
						19823,
						19824,
						19840,
						19841,
						19850,
						19851,
						19852,
						19853
						and
						19876(a),
						Business and Professions Code. Reference: Sections
						19850,
						19851,
						19855
						and
						19876(a),
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 6 - Reserved › Article 2 - Gambling Licenses (Repealed) › Section 12341 - Fee for Initial State Gambling License. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections 19811, 19824, 19840,
						19841(a) and 19951(b)(2)(A), Business and Professions Code. Reference: Section
						19951(b)(2)(A), Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 6 - Reserved › Article 2 - Gambling Licenses (Repealed) › Section 12342 - Initial Gambling License Applications; Required Forms; Procesing Times. (Renumbered)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections
						19811,
						19824,
						19840
						and
						19841,
						Business and Professions Code. Reference: Sections
						19841,
						19850,
						19851,
						19852,
						19855,
						19856,
						19857,
						19864,
						19865,
						19866,
						19867,
						19868,
						19880,
						19881,
						19883,
						19890,
						19893,
						19951 and
						19982,
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 6 - Reserved › Article 2 - Gambling Licenses (Repealed) › Section 12343 - Processing Times - Initial Applications. [Renumbered]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections
						19811,
						19824,
						19840
						and
						19841,
						Business and Professions Code. Reference: Sections
						19841
						and
						19868,
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 6 - Reserved › Article 2 - Gambling Licenses (Repealed) › Section 12344 - License Renewals. [Renumbered]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections
						19811,
						19824,
						19840,
						19841,
						19851,
						19854
						and
						19951,
						Business and Professions Code. Reference: Sections
						19851,
						19876,
						19854
						and
						19951,
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 6 - Reserved › Article 2 - Gambling Licenses (Repealed) › Section 12345 - Gambling License Renewals; Processing Times. (Renumbered)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections
						19811,
						19824,
						19840,
						19841 and
						19951, Business and
						Professions Code. Reference: Sections
						19826,
						19851,
						19868,
						19876 and
						19951, Business and
						Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 6 - Reserved › Article 2 - Gambling Licenses (Repealed) › Section 12346 - Mandatory and Discretionary Grounds for Denial of Application for a Gambling License. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections
						19811,
						19823,
						19824,
						19840,
						19841,
						19850,
						19861,
						19870,
						19872,
						19880,
						19890
						and
						19982,
						Business and Professions Code. Reference: Sections
						19850,
						19851,
						19852,
						19857,
						19858,
						19859,
						19860,
						19862,
						19863
						and
						19960,
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 6 - Reserved › Article 2 - Gambling Licenses (Repealed) › Section 12347 - State Gambling License; Surrender; Abandonment. (Renumbered)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections
						19811,
						19824,
						19840
						and
						19841,
						Business and Professions Code. Reference: Sections
						19823,
						19851,
						19876,
						19877 and
						19963,
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 6 - Reserved › Article 2 - Gambling Licenses (Repealed) › Section 12348 - State Gambling Licenses: Prior Surrender or Abandonment. (Renumbered)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections
						19800,
						19811,
						19824,
						19840,
						19841 and
						19963,
						Business and Professions Code. Reference: Sections 19811, 19823, 19824, 19851,
						19856, 19860, 19862, 19864, 19865, 19873, 19876, 19960 and 19963. Business and
						Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 6 - Reserved › Article 2 - Gambling Licenses (Repealed) › Section 12349 - Interim Licenses for Continued Operation Following Qualifying Events; Criteria; Processing Times; Conditions. (Renumbered)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections
						19811,
						19823,
						19824,
						19825,
						19826,
						19840,
						19841,
						19853
						and
						19870,
						Business and Professions Code. Reference: Sections
						19824,
						19841(s),
						19850,
						19851,
						19855,
						19857,
						19859,
						19869
						and
						19870(b),
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 6 - Reserved › Article 3 - Portable Personal Key Employee License (Repealed) › Section 12350 - Initial Licenses; Required Forms; Processing Times. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections
						19811,
						19823,
						19824,
						19840,
						19841 and
						19876(a),
						Business and Professions Code. Reference: Sections
						19850,
						19851,
						19852,
						19854,
						19855,
						19856,
						19857,
						19864,
						19865,
						19866,
						19867,
						19876(a),
						19951 and
						19982,
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 6 - Reserved › Article 3 - Portable Personal Key Employee License (Repealed) › Section 12351 - License Renewals; Required Forms; Processing Times. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections
						19811,
						19823,
						19824,
						19840,
						19841,
						19851,
						19854 and
						19951, Business and
						Professions Code. Reference: Sections
						19826,
						19850,
						19851,
						19852,
						19854,
						19855,
						19856,
						19857,
						19864,
						19865,
						19866
						and
						19867,
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 6 - Reserved › Article 3 - Portable Personal Key Employee License (Repealed) › Section 12352 - Employment Status Notification; Replacement License; Required Forms; Processing Times. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections
						19811,
						19823,
						19824,
						19840,
						19841 and
						19854, Business and
						Professions Code. Reference: Sections
						19850,
						19851,
						19852,
						19854,
						19855,
						19856,
						19857,
						19864,
						19865,
						19866
						and
						19867,
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 6 - Reserved › Article 3 - Portable Personal Key Employee License (Repealed) › Section 12353 - License Content; License Display and Presentation. (Renumbered)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections
						19811,
						19823,
						19824,
						19826,
						19827,
						19840,
						19841 and
						19854, Business and
						Professions Code. Reference: Sections
						19850,
						19851,
						19854,
						19855
						and
						19864, Business and
						Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 6 - Reserved › Article 3 - Portable Personal Key Employee License (Repealed) › Section 12354 - Interim Key Employee Licenses; Processing Times. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections
						19823,
						19824,
						19840,
						19841 and
						19883,
						Business and Professions Code. Reference: Sections
						19805(w),
						19805(x),
						19850,
						19855,
						19856,
						19857,
						19859,
						19866,
						19870
						and
						19883,
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 6 - Reserved › Article 3 - Portable Personal Key Employee License (Repealed) › Section 12355 - Mandatory and Discretionary Grounds for Denial of Application for a Key Employee License. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections
						19811,
						19823,
						19824,
						19840,
						19841,
						19850,
						19854,
						19859,
						19870,
						19872,
						19890
						and
						19982,
						Business and Professions Code. Reference: Sections
						19850,
						19851,
						19852,
						19854,
						19856,
						19857,
						19858
						and
						19859,
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 6 - Reserved › Article 4 - Annual Fee; Requests for Additional Tables (Repealed) › Section 12357 - Annual Fee. (Renumbered)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections
						19811(b),
						19823,
						19824,
						19840,
						19841,
						19876(a),
						19951 and
						19955,
						Business and Professions Code. Reference: Sections
						19841,
						19876(a),
						19951,
						19954 and
						19955,
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 6 - Reserved › Article 4 - Annual Fee; Requests for Additional Tables (Repealed) › Section 12358 - Request for Additional Temporary Tables for Tournaments or Special Events. (Renumbered)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections
						19811,
						19823,
						19824,
						19840,
						19841(a),
						19841(b),
						19841(c)
						and
						19841(p),
						19864,
						19950(b)
						and
						19952,
						Business and Professions Code. Reference: Section
						19951, Business and
						Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 6 - Reserved › Article 4 - Annual Fee; Requests for Additional Tables (Repealed) › Section 12359 - Request for Additional Permanent Tables. (Renumbered)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections
						19811,
						19823,
						19824,
						19840,
						19841,
						19864,
						19950(b)
						and
						19951, Business and
						Professions Code. Reference: Section
						19951, Business and
						Professions Code.