Florida Administrative Code › 69 - DEPARTMENT OF FINANCIAL SERVICES › 69U - FSC - Financial Institution Regulation › Chapter 69U-162 - FAMILY TRUST COMPANIES › Section 69U-162.009 - Application Process and Forms

Current through Reg. 50, No. 138; July 16, 2024
(1)
				Application forms for all license, registration, renewal, reports, and
				notice-filing actions covered by these rules are available on the OFR's website
				at
www.flofr.com
or through the links
				provided in these rules. Forms may also be obtained at no cost by request to
				the Office of Financial Regulation, Division of Financial Institutions, 200
				East Gaines Street, Tallahassee, Florida 32399-0371.
(2) Completed forms shall be submitted for
				filing to the Office of Financial Regulation, Division of Financial
				Institutions, 200 East Gaines Street, Tallahassee, Florida
				32399-0371.
(3) Request for
				Additional Information. All information the applicant desires to present to
				support the application should be submitted with the original filing. The
				required exhibits in the application forms are not intended to limit the
				applicant's presentation of any of the requirements, but merely represent the
				minimum information to be filed. Additional information shall be submitted
				within 60 days after a request has been made by the Office. Any such request
				for additional information will be made by the Office within 30 days after
				receipt of the application and the full amount of the prescribed fee for the
				registration sought. Failure to respond to such request within 60 days after
				the date of the request may be construed by the Office as grounds for denial of
				an application in accordance with the provisions of sections
				120.60(1) and
				120.80(3), F.S.
				No application shall be considered to be complete until all requested
				information has been submitted to the Office.
(4) Burden of Proof. It is the applicant's
				responsibility to prove that the statutory and regulatory requirements
				warranting granting of the authority requested by the applicant are
				met.
(5) Withdrawal of Application.
				The applicant may request withdrawal of an application at any time by filing a
				written notice of withdrawal signed by the applicant's authorized
				representative.
(6) The following
				form is incorporated by reference and adopted by this rule for the purposes of
				rules 69U-162.003 and
				69U-162.010, F.A.C.: Form
				OFR-162-Bio, "Biographical Report," effective 11/2015, available at
https://www.flrules.org/Gateway/reference.asp?No=Ref-06060
.
				The form contains a field that requires a proposed director, officer, manager,
				or member acting in a managerial capacity for a licensed family trust company
				to provide his or her social security number. The individual's social security
				number will be used by the Office to facilitate the identification of the
				individual to obtain verification of the required criminal justice information
				and licensing background, which may expedite the processing of the form. Social
				security numbers obtained through the submission of the form are subject to the
				confidentiality provisions of section
				119.071(5),
				F.S.
Rulemaking Authority 120.60(1), 662.140 FS. Law Implemented
					 119.071(5), 120.60(1), 120.80(3)(a), 662.121, 662.1215, 662.122, 662.124,
					 662.125(2), (3), (4), 662.126 FS.
New 11-19-15.