reglab/statecodes huggingface dataset:
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6331 - Information Regarding Proposed Service Area: New Site: Commercial Banking Business. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6332 - Information Regarding Proposed Service Area: New Site: Trust Business. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6333 - Information Regarding Marketing Plan: Commercial Banking Business. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6334 - Information Regarding Marketing Plan: Trust Business. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6335 - Information Regarding Proposed Premises, Furniture, and Equipment: New Site

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) State whether
						  or not the applicant proposes, in connection with the relocation of its head
						  office, to purchase, lease, or construct any real property in addition to the
						  real property required for the proposed banking premises of the head
						  office--new site, and, if so, describe such additional real property, state how
						  such additional real property is proposed to be used, and, if such additional
						  real property is proposed to be leased, sold, or otherwise transferred to any
						  person, state the name of such person and describe the terms of such lease,
						  sale, or transfer.
(b) With respect
						  to the premises where the head office--new site is proposed to be located and
						  any additional real property referred to in Subdivision (a) of this Section
						  state the total amount which the applicant proposes, in connection with the
						  relocation of its head office, to invest in banking premises, additional real
						  property, furniture, and equipment up to the end of the first year of business
						  of the head office--new site.
(c)
						  State whether or not any person to whom any payment is proposed to be made by
						  the applicant in connection with the purchase, lease, or construction of the
						  premises where the head office--new site is proposed to be located or any
						  property referred to in Subdivision (a) or (b) of this Section is, or is a
						  consociate of, any (1) director or proposed director, (2) officer or proposed
						  officer, (3) controlling person, or (4) 25 percent (including consociates)
						  equity security owner of the applicant, and, if so, identify such person,
						  describe the terms of the transaction, state the amount to be paid, state the
						  cost of such property to the person, and describe the circumstances under which
						  the person acquired the property.
1.
							 Amendment of section and new NOTE filed 4-7-97; operative 4-7-97 pursuant to
							 Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
2. Repealer of subsection (a), subsection
							 relettering, and amendment of newly designated subsections (b) and (c) filed
							 4-14-98; operative 5-14-98 (Register 98, No.
							 16).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								420,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6336 - Information Regarding Capital Notes and Capital Accounts. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6337 - Information Regarding PRO Forma Financial Statements: Commercial Banking Business. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								420,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6338 - Information Regarding PRO Forma Financial Statements: Trust Business. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6339 - Information Regarding Service Area: Old Site: Commercial Banking Business. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6340 - Information Regarding Services Areas: Old Site: Trust Business. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6341 - Information Regarding Premises: Old Site

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
State whether or not the applicant proposes to sell,
							 lease, or otherwise transfer any of the banking premises of its head
							 office--old site to any person who is, or is a consociate of, any (a) director
							 or proposed director, (b) officer or proposed officer, (c) controlling person,
							 or (d) 25 percent (including consociates) equity security owner of the
							 applicant, and, if so, identify such person and describe the terms of the
							 transaction. State whether or not the applicant proposes to sell, lease, or
							 otherwise transfer any of such property to any person who is, or is a
							 consociate of, any (a) director or proposed director, (b) officer or proposed
							 officer, or (c) 25 percent (including consociates) equity security owner of the
							 applicant, and, if so, identify such person and describe the terms of the
							 transaction.
1.
							 Amendment of section heading and section and new NOTE filed 4-7-97; operative
							 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								420,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6342 - Information Regarding Financial Statements: Commercial Banking Business. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6343 - Information Regarding Financial Statements: Trust Business. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6344 - Information Regarding Other Proposed Changes. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6345 - Information Regarding Effects on Competition: Commercial Banking Business. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6346 - Information Regarding Effects on Competition: Trust Business. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6347 - Information Regarding Public Convenience and Advantage: Commercial Banking Business. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6348 - Information Regarding Public Convenience and Advantage: Trust Business. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6349 - Information Regarding Reasonable Promise of Successful Operation: Commercial Banking Business. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6350 - Information Regarding Reasonable Promise of Successful Operation: Trust Business. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6351 - Information Regarding Proposed Date of Relocation

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
State the date on which the applicant proposes to
							 relocate its head office.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6352 - Information Regarding Purposes of Applicant

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
State the reasons why the applicant wishes to
							 relocate its head office.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6353 - Information Regarding Assistance in Preparation of Application. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 2 - Application-Relocation of Head Office › Section 10.6354 - Information Regarding Authorization of Board

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Provide a copy of either (a) a resolution of the
							 board of the applicant authorizing the applicant to relocate its head office or
							 (b) a like resolution of a committee of such board which is authorized to
							 exercise the powers of the board with respect to such matters. Such copy of the
							 resolution of the board or of such committee of the board of the applicant
							 shall be certified by the secretary or by an assistant secretary of the
							 applicant.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 3 - Application-Relocation of Head Office Within Service Area › Section 10.6375 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer of subpart 3 (sections
							 10.6375-10.6380) and section filed
							 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 3 - Application-Relocation of Head Office Within Service Area › Section 10.6376 - Facing Page. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 3 - Application-Relocation of Head Office Within Service Area › Section 10.6377 - Additional Information. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 3 - Application-Relocation of Head Office Within Service Area › Section 10.6378 - Information Regarding Income and Expenses. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Change without regulatory effect amending subsection (b) and adding NOTE filed
							 11-4-93 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 93, No. 45).
2. Repealer filed 4-7-97;
							 operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								420,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 3 - Application-Relocation of Head Office Within Service Area › Section 10.6379 - Information Regarding Effects on Competition. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 3 - Application-Relocation of Head Office Within Service Area › Section 10.6380 - Information Regarding Public Convenience and Advantage. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 4 - Application-Relocation of Head Office with Establishment of Branch Office › Section 10.6400 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Subpart contains regulations relating to an
							 application by an applicant for approval to relocate its head office and an
							 application by such applicant for authority to establish a branch office in a
							 case where the applicant proposes simultaneously to relocate such head office
							 and to establish such branch office at the old site of the head office. This
							 Subpart does not apply to any application which is subject to Subpart 5
							 (commencing with Section
							 10.6425 of this
							 Part).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 4 - Application-Relocation of Head Office with Establishment of Branch Office › Section 10.6401 - Combining of Applications; Information Required

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An application for approval to relocate a head office
							 and an application for authority to establish a branch office which are subject
							 to this Subpart shall be combined in the form of a single letter addressed to
							 the Commissioner and shall contain the information called for in Sections
							 10.6335 and
							 10.6402 to
							 10.6410, inclusive, of this
							 Chapter.
1.
							 Amendment of section and new NOTE filed 4-7-97; operative 4-7-97 pursuant to
							 Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
2. Change without regulatory effect amending
							 section filed 8-19-97 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
3. Amendment of section and NOTE
							 filed 5-6-98; operative 6-5-98 (Register 98, No.
							 19).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								420 and
								501,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 4 - Application-Relocation of Head Office with Establishment of Branch Office › Section 10.6402 - Information Regarding Proposed Address of Head Office: New Site

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
State the proposed address of the head office--new
							 site.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 4 - Application-Relocation of Head Office with Establishment of Branch Office › Section 10.6403 - Information Regarding Other Proposed Changes

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) State whether or not the applicant
						  proposes, in connection with the relocation of its head office and the
						  establishment of the branch office, to make any change with respect to the
						  board or executive officers of the applicant or any material change with
						  respect to the business of the head office, and, if so, describe such
						  change.
(b) State whether or not
						  the services or operations of the branch office are proposed to be different in
						  any material respect from the services and operations of the head office--old
						  site, and, if so, describe such difference.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 4 - Application-Relocation of Head Office with Establishment of Branch Office › Section 10.6404 - Information Regarding Public Convenience and Advantage. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-14-98; operative 5-14-98 (Register 98, No.
							 16).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 4 - Application-Relocation of Head Office with Establishment of Branch Office › Section 10.6405 - Information Regarding Proposed Effective Date

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
State the date on which the applicant proposes to
							 relocate its head office and to establish the branch office.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 4 - Application-Relocation of Head Office with Establishment of Branch Office › Section 10.6406 - Information Regarding Purposes of Applicant

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
State the reasons why the applicant wishes to
							 relocate its head office and to establish the branch office.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 4 - Application-Relocation of Head Office with Establishment of Branch Office › Section 10.6407 - Information Regarding Assistance in Preparation of Applications. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 4 - Application-Relocation of Head Office with Establishment of Branch Office › Section 10.6408 - Information Regarding Authorization of Board

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Provide a copy of either (a) a resolution of the
							 board of the applicant authorizing the applicant to relocate its head office
							 and to establish the branch office or (b) a like resolution of a committee of
							 such board which is authorized to exercise the powers of the board with respect
							 to such matters. Such copy of the resolution of the board or of such committee
							 of the board of the applicant shall be certified by the secretary or by an
							 assistant secretary of the applicant.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 4 - Application-Relocation of Head Office with Establishment of Branch Office › Section 10.6409 - Information Regarding Proposed Popular Name

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
State the proposed popular name of the branch
							 office.
1. New
							 section filed 5-6-98; operative 6-5-98 (Register 98, No.
							 19).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								420 and
								501,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 4 - Application-Relocation of Head Office with Establishment of Branch Office › Section 10.6410 - Information Regarding Capital Notes and Shareholders' Equity

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Provide a
						  statement showing the capital notes and shareholders' equity of the applicant
						  as of a date within 90 days before the filing of the applicant.
(b) State whether or not the applicant
						  proposes, in connection with the establishment of the branch office, to
						  increase its capital notes or shareholders' equity, and, if so, describe such
						  proposal.
1. New
							 section filed 5-6-98; operative 6-5-98 (Register 98, No.
							 19).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								420 and
								501,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 5 - Application-Relocation of Head Office to Location of Branch Office, with Establishment of Branch Office [Repealed] › Section 10.6425 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 5 - Application-Relocation of Head Office to Location of Branch Office, with Establishment of Branch Office [Repealed] › Section 10.6426 - Combining of Applications; Information Required

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 5 - Application-Relocation of Head Office to Location of Branch Office, with Establishment of Branch Office [Repealed] › Section 10.6427 - Information Regarding Identification of Branch Office

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 7 - Post-Approval Matters › Section 10.6475 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Subpart contains regulations relating to matters
							 after an application by an applicant for approval to relocate its head office
							 is approved by the Commissioner.
1.
							 Change without regulatory effect amending section and adding new NOTE filed
							 8-19-97 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								420,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 7 - Post-Approval Matters › Section 10.6476 - Compliance with Other Provisions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
In the case of an application which is subject to
							 Subpart 4 (commencing with Section
							 10.6400) or Subpart 5 (commencing
							 with Section
							 10.6425) of this Part, the
							 applicant shall, in addition to complying with the provisions of this Subpart,
							 also comply with the provisions of Subpart 10 (commencing with Section
							 10.6950), Part 2, Subarticle 3 of
							 this Article.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 7 - Post-Approval Matters › Section 10.6477 - Notice

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Except in the case of an application which is subject
							 to subpart 4 (commencing with section
							 10.6400) of this part, an
							 applicant shall give notice of the relocation of its head office by posting for
							 a period of not less than 30 days before the effective date of the relocation
							 on the premises of the head office--old site in conspicuous places visible from
							 inside and outside such premises, or by serving not less than 30 days before
							 the effective date of the relocation on each customer of the head office who
							 maintains a deposit or fiduciary account at the head office, who has an
							 outstanding loan which was made at, and is carried on the books of, the head
							 office, or who maintains a safe deposit box at the head office, a notice
							 stating:
(a) That the head office is
						  proposed to be relocated.
(b)
						  Proposed address of the head office--new site.
(c) Proposed effective date of the
						  relocation.
1.
							 Change without regulatory effect amending subsection (a) filed 7-2-91 pursuant
							 to section
							 100, title 1, California Code of
							 Regulations (Register 91, No. 40).
2. Amendment filed 4-7-97;
							 operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								420,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 7 - Post-Approval Matters › Section 10.6478 - Amendment of Articles

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a)
						  An applicant shall file with the Commissioner an application for approval of
						  any amendment of its articles which is necessary or appropriate for the
						  relocation of its head office.
(b)
						  Promptly after the certificate of amendment of articles of an applicant
						  containing any amendment called for in Subdivision (a) of this Section is filed
						  with the Secretary of State, such applicant shall file with the Commissioner a
						  copy of such certificate of amendment of articles certified by the Secretary of
						  State.
1.
							 Amendment of subsection (a) and new NOTE filed 4-7-97; operative 4-7-97
							 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
2. Change without regulatory effect amending
							 section filed 8-19-97 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								420 and
								600.4,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 7 - Post-Approval Matters › Section 10.6479 - Amendment of By-Laws. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 7 - Post-Approval Matters › Section 10.6480 - Expiration and Extension of Approval of Application

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) The Commissioner's approval of an
						  application for approval to relocate a head office shall, unless extended by
						  the Commissioner, expire one year after the date of such approval.
(b) An application for an extension of the
						  Commissioner's approval of an application for approval to relocate a head
						  office shall contain:
(1) Date on which the
						  approval is scheduled to expire.
(2) Description of progress to date in
						  relocating the head office.
(3)
						  Proposed timetable for completing the relocation of the head office.
(4) Amount of additional time requested for
						  completing the relocation of the head office.
(5) Statement of reasons why such additional
						  time is required for completing the relocation of the head
						  office.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 7 - Post-Approval Matters › Section 10.6481 - Certificate of Authority: Issuance and Expiration

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Not less than one business day before
						  relocating its head office, an applicant shall file with the Commissioner an
						  application for the issuance of a certificate of authority authorizing such
						  applicant to establish and maintain such head office--new site. Such
						  application shall contain the following information:
(1) State the proposed address of the head
						  office--new site.
(2) State the
						  date on which the applicant proposes to relocate its head
						  office.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 3 - Relocation of Head Office › Subpart 7 - Post-Approval Matters › Section 10.6482 - Surrender of Certificate of Authority and Report Regarding Relocation

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Not more than five business days after relocating its
							 head office, an applicant shall:
(a)
						  Surrender to the Commissioner for cancellation the certificate of authority
						  authorizing the applicant to establish and maintain the head office-- old site
						  and, in case the head office was relocated to the location of a branch office,
						  the certificate of authority authorizing the applicant to establish and
						  maintain such branch office.
(b)
						  File with the Commissioner a report stating the date on which the head office
						  was relocated.
1.
							 Change without regulatory effect amending section and adding new NOTE filed
							 8-19-97 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								420,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 4 - Redesignation of Head Office and Branch Office › Section 10.6490 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Part contains regulations relating to the
						  redesignation of the head office and a branch office of a subject
						  institution.
1. New
						  part 4 (sections
						  10.6490-10.6492) and section filed
						  4-14-98; operative 5-14-98 (Register 98, No.
						  16).
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Section
							 421,
							 Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 4 - Redesignation of Head Office and Branch Office › Section 10.6491 - Definition

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
In this Part, "redesignation of the head office and
						  branch office" has the meaning set forth in Financial Code Section
						  421(a)(2).
1. New
						  section filed 4-14-98; operative 5-14-98 (Register 98, No.
						  16).
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Section
							 421,
							 Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 2 - Head Offices › Part 4 - Redesignation of Head Office and Branch Office › Section 10.6492 - Report

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Not less than 30 days before redesignating its head
						  office and a branch office, a subject institution shall file with the
						  Commissioner a report containing the following information:
(a) State the reasons for the
						redesignation.
(b) State the
						estimated total costs to be incurred by the subject institution as a result of
						the redesignation.
(c) State
						whether or not any person to whom any payment is proposed to be made by the
						subject institution in connection with the redesignation is, or is a consociate
						of, any (1) director or proposed director, (2) officer or proposed officer, (3)
						controlling person, or (4) 25 percent (including consociates) equity security
						owner of the applicant, and, if so, identify such person, describe the purpose
						of the payment, and state the amount to be paid.
(d) State the proposed effective date of the
						redesignation.
1. New
						  section filed 4-14-98; operative 5-14-98 (Register 98, No.
						  16).
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Section
							 421,
							 Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 3 - Branch Offices › Part 1 - General Provisions › Section 10.6600 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Subarticle contains regulations relating to branch
						  offices of subject institutions. This Part contains general provisions relating
						  to branch offices of subject institutions. Part 2 (commencing with Section
						  10.6700) of this Subarticle
						  contains regulations relating to the establishment by a subject institution of
						  a branch office pursuant to Article 2 (commencing with Section
						  500), Chapter 4 of the Banking
						  Law. Part 3 (commencing with Section
						  10.7000) of this Subarticle
						  contains regulations relating to the business and operations of a branch office
						  of a subject institution. Part 4 (commencing with Section
						  10.7300) of this Subarticle
						  contains regulations relating to the relocation by a subject institution of a
						  branch office pursuant to Financial Code Section
						  507. Part 5
						  (commencing with Section
						  10.7700) of this Subarticle
						  contains regulations relating to the discontinuance by a subject institution of
						  a branch office pursuant to Financial Code Section
						  510.
1.
						  Amendment of section and new NOTE filed 4-7-97; operative 4-7-97 pursuant to
						  Government Code section
						  11343.4(d)
						  (Register 97, No. 15).
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Article 2 to 5, inclusive, Chapter 4, Division 1,
							 Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 3 - Branch Offices › Part 1 - General Provisions › Section 10.6601 - Definition

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
In this Subarticle, "parent office," when used with
						  respect to a special branch office of a subject institution, means the head
						  office or regular branch office of such subject institution at which the
						  records of such special branch office are domiciled.