California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 1 - Production of Insurance › Article 6.5 - Prelicensing and Continuing Education › Section 2188 - Provider Certification, Provider Renewal, and Provider Qualifications

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Provider
				  Certification
(1) Every person desiring to be
				  certified as a provider shall submit to the Commissioner Form LIC 446-2
				  (Prelicensing/Continuing Education Program Provider Certification/Renewal
				  Application), as set forth in Section
				  2188.50, or submit online when
				  such services become available, along with the filing fee specified in Section
				  1751.1 of
				  the California Insurance Code. Form LIC 446-2 shall request information,
				  including but not limited to, the following:
(A) Provider name, business address, mailing
				  address, and telephone numbers.
Every applicant that submits Form LIC 446-2
					 (Prelicensing/Continuing Education Program Provider Certification/Renewal
					 Application) with a business address outside of California shall file with the
					 Commissioner the agreement included on Form LIC 446-40 (Prelicensing/Continuing
					 Education Program Out-of-State Provider Jurisdiction Agreement), as set forth
					 in Section
					 2188.50. The agreement shall give
					 the commissioner jurisdiction over applicant and shall be binding upon the
					 applicant executing it. Service shall be made upon the Commissioner under the
					 circumstances described in the agreement and in the manner provided in the
					 California Insurance Code.
(B) The name, qualifications (experience,
				  professional designations, degrees, licenses held), and email address of the
				  provider director;
(C) Whether the
				  provider director, or a controlling person of a provider organization, has been
				  convicted of a crime; refused a professional, occupational or vocational
				  license or has had such a license suspended, restricted or revoked by any
				  licensing authority; or been fined or placed on probation by an administrative
				  agency;
(D) Whether the provider
				  organization has been refused a professional, occupational or vocational
				  license or has had such a license suspended, restricted or revoked by any
				  licensing authority; or been fined or placed on probation by an administrative
				  agency. The provider organization's response shall include only those actions
				  relating to their prelicensing and/or continuing education provider
				  status;
(E) The location, including
				  street address, city, telephone number and contact person, of records required
				  to be maintained by the provider. If records are to be kept outside of
				  California, Form LIC 446-32 (Prelicensing/Continuing Education Provider
				  Stipulation to Maintain Records Outside of California) as described in Section
				  2188.4(e) and set
				  forth in Section
				  2188.50 must be completed and
				  signed by the provider director;
(F) The attendance record and verification
				  forms proposed for use that meets the requirements of Section
				  2188.5(b);
(G) The certificate of completion proposed
				  for use that meets the requirements of Section
				  2188.8(a);
(H) The provider's status with the Bureau for
				  Private Postsecondary Education;
(I) Whether the provider is a sole
				  proprietorship, partnership, association or corporation;
(J) Certification that no course shall be
				  offered for credit unless the provider has been certified by the
				  Commissioner;
(K) The original
				  signature of the provider director certifying accuracy of the information
				  provided unless electronic submission becomes available; and
(L) The full legal name, social security
				  number, and date of birth of each controlling person.