California Code of Regulations › Title 10 - Investment › Chapter 3 - Commissioner of Financial Protection and Innovation › Subchapter 2 - Corporate Securities › Article 7 - General Provisions Relating to Qualification › Section 260.165 - Consent to Service of Process

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The consent to service of process required by Section
					 25165 of the Code shall be:
(1) pursuant to the Uniform Consent to
				  Service of Process (Form U-2),
(2)
				  pursuant to Form D (17 CFR
				  239.500) filed with the Commissioner in
				  connection with the transaction,
(3) included in an electronic submission of a
				  filing, or
(4) in the following
				  form:
TO THE COMMISSIONER OF BUSINESS OVERSIGHT OF THE
					 STATE OF CALIFORNIA CONSENT TO SERVICE OF PROCESS
KNOW ALL MEN BY THESE PRESENTS:
That the undersigned,
[___________________________________________________ (a
					 corporation, partnership or limited liability company organized under the laws
					 of the State of ____________________),
OR
______________________________(an individual),
OR
______________________________(other entity),]
hereby irrevocably appoints the Commissioner of Business
					 Oversight of the State of California, or the Commissioner's successor in
					 office, to be the undersigned's attorney to receive service of any lawful
					 process in any noncriminal suit, action or proceeding against the undersigned,
					 or the undersigned's successor, executor, or administrator which arises under
					 the Corporate Securities Law of 1968 or any rule or order thereunder after this
					 consent has been filed, with the same force and validity as if served
					 personally on the undersigned.
For the purpose of compliance with the Corporate Securities
					 Law of 1968 of the State of California, notice of the service and a copy of the
					 process should be sent by registered or certified mail to the undersigned at
					 the following address:
___________________________
(Name and Address)
___________________________
Dated: ____________________, _______________.
______________________________
______________________________
[Insert name of corporation, partnership, limited liability
					 company or other entity]
By ___________________________
Title _________________________
OR
[Insert name of individual]
______________________________
State of California
)
___________________________County of
)
On
____________________
before me,
(Name of Notary), personally appeared
(Here, insert Name and Title of the Officer)
who proved to me on the basis of satisfactory evidence) to
					 be the person(s) whose name(s) is/are subscribed to the within instrument and
					 acknowledged to me that he/she/they executed the same in his/her/their
					 authorized capacity(ies), and that by his/her/their signature(s) on the
					 instrument the person(s), or the entity upon behalf of which the person(s)
					 acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the
					 State of California that the foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature ______________________________ (Seal)
Any certificate of acknowledgement taken in another place
					 shall be sufficient in the State of California if it is taken in accordance
					 with the laws of the place where the acknowledgement is made.
1. Amendment
					 filed 10-26-84; effective thirtieth day thereafter (Register 84, No.
					 43).
2. Amendment of first paragraph filed 2-27-92; operative
					 3-30-92 (Register 92, No. 12).
3. Change without regulatory effect
					 amending section and NOTE filed 12-7-95 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 95, No. 49).
4. Change without regulatory
					 effect amending form filed 2-9-2005 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2005, No. 6).
5. Amendment filed 9-24-2009;
					 operative 10-24-2009 (Register 2009, No. 39).
6. Change without
					 regulatory effect amending form filed 8-13-2014 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2014, No. 33).
Note: Authority cited: Sections
						25165
						and
						25610,
						Corporations Code. Reference: Section
						25165,
						Corporations Code and Section
						1189, Civil
						Code.