California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 6 - The Department of Insurance Conflict-of-Interest Code › Section 2690.2 - Disclosure Categories

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Appendix B
Disclosure Categories
Designated employees in Category 1 shall report the
				  following:
* Investments, business positions in business entities, and
				  income, including receipt of gifts, loans, and travel payments, from sources,
				  which, within the preceding 24 months, have been subject to regulation,
				  licensing, enforcement, or oversight by or under the jurisdiction of the
				  Department.
Designated positions in Category 2 shall report the
				  following:
* Investments, business positions in business entities, and
				  income, including receipt of gifts, loans, and travel payments, from sources,
				  of the type that provide goods, services, or equipment that the Department
				  utilizes or currently plans to utilize.
Designated positions in Category 3 shall report the
				  following:
* Investments business positions in business entities, and
				  income, including receipt of gifts, loans, and travel payments, from sources,
				  that are required to be licensed by the Department, or that provides education
				  or training, which, within the preceding 24 months, have been required by the
				  Department to qualify for or maintain a license.
Designated positions in Category 4 shall report the
				  following:
* Investments, business positions in business entities, and
				  income, including receipt of gifts, loans, and travel payments, from sources,
				  which have been the subject of investigation, or reviewed by, the designated
				  position during the past 12 months.
Designated positions in Category 5 shall report the
				  following:
* Investments, business positions in business entities, and
				  income, including receipt of gifts, loans, and travel payments, from sources of
				  the type that provide goods, services, or equipment that the designated
				  position's bureau, branch, division, or area of assignment utilizes or
				  currently plans to utilize.
Designated positions in Category 6 shall report the
				  following:
* All investments, business positions, and income, including
				  receipt of loans, gifts and travel payments, from, sources of the type that
				  sell, rent, or lease information technology equipment, software, facilities,
				  supplies or services, to the Department, including California Municipal Award
				  Schedule contractors.
Designated positions in Category 7 shall report the
				  following:
* Investments, business positions in business entities, and
				  income (except for income received solely from the sales of insurance products
				  or solely for adjusting insurance claims), including receipt of gifts, loans,
				  and travel payments, from sources that, within the preceding 24 months, have
				  been approved by the Department as education providers.
* Investments, business positions in business entities, and
				  income (except for income received solely from the sales of insurance products
				  or solely for adjusting insurance claims), including receipt of gifts, loans,
				  and travel payments, from insurance agents and brokers, adjusters and bail
				  agents who are subject to the permit or licensing authority of, or have an
				  application for a license or permit pending before, the Department.
Designated positions in Category 8 shall report the
				  following:
* Investments, business positions in business entities, and
				  income, including receipt of gifts, loans, and travel payments, from workers'
				  compensation insurers.
Designated positions in Category 9 shall report the
				  following:
* Interests in real property in the State of
				  California.
1. Repealer
				  and new section filed 10-17-95; operative 11-16-95. Approved by Fair Political
				  Practices Commission 8-7-95. Submitted to OAL for printing only (Register 95,
				  No. 42).
2. Amendment filed 1-21-2003; operative 2-20-2003. Approved
				  by Fair Political Practices Commission 11-12-2002 (Register 2003, No.
				  4).
3. New appendix B heading and amendment of section filed
				  4-12-2010; operative 5-12-2010. Approved by Fair Political Practices Commission
				  3-3-2010 (Register 2010, No. 16).
4. Repealer and new section filed
				  3-4-2013; operative 4-3-2013 (FPPC regulations only subject to 1974
				  Administrative Procedure Act rulemaking requirements and not subject to
				  procedural or substantive review by OAL). Approved by Fair Political Practices
				  Commission 1-15-2013 to replace the conflict-of-interest code amendments filed
				  on 4-12-2010 and 3-15-2012, which are both void due to the agency's failure to
				  properly follow the notice requirements of the Political Reform Act. This
				  conflict-of-interest code, which was originally effective on 12-15-2005, and
				  is, therefore, the most recently legally adopted code, replaces the voided
				  conflict-of-interest codes (Register 2013, No. 10).
5. Amendment
				  filed 8-27-2013; operative 9-26-2013. Approved by Fair Political Practices
				  Commission 7-22-2013 (Register 2013, No. 35).
6. Repealer and new
				  section filed 11-29-2016; operative 12-29-2016 pursuant to Cal. Code Regs.,
				  tit. 2, section
				  18750(l).
				  Approved by Fair Political Practices Commission 11-23-2016 and submitted to OAL
				  for filing and printing only pursuant to Cal. Code Regs., tit. 2, section
				  18750(k)
				  (Register 2016, No. 49).
Note: Authority cited: Section
					 87300,
					 Government Code. Reference: Sections
					 87302(a),
					 87302(b)
					 and
					 87302(c),
					 Government Code.