reglab/statecodes huggingface dataset:
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 50 - Business and Industrial Development Corporations › Article 14 - Reports › Subarticle 4 - Other Reports › Section 50.15305 - Loans and Other Securities

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Whenever a licensee obtains a loan (other than a loan
						from a nonaffiliated financial institution or a loan from a governmental
						agency) or otherwise issues any security, such licensee shall promptly file
						with the Commissioner a report describing such transaction.
1. Change
						without regulatory effect amending section and adding new NOTE filed 8-19-97
						pursuant to section
						100, title 1, California Code of
						Regulations (Register 97, No. 34).
Note: Authority cited: Section
						  31101,
						  Financial Code. Reference: Section
						  31506,
						  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 50 - Business and Industrial Development Corporations › Article 14 - Reports › Subarticle 4 - Other Reports › Section 50.15306 - Reports to Shareholders

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Whenever a licensee issues a report, notice of meeting,
						proxy statement, or any similar document to its shareholders, such licensee
						shall promptly file with the Commissioner a report containing a copy of such
						document.
1. Change
						without regulatory effect amending section and adding new NOTE filed 8-19-97
						pursuant to section
						100, title 1, California Code of
						Regulations (Register 97, No. 34).
Note: Authority cited: Section
						  31101,
						  Financial Code. Reference: Section
						  31506,
						  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 50 - Business and Industrial Development Corporations › Article 14 - Reports › Subarticle 4 - Other Reports › Section 50.15307 - Legal Proceedings

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a)
					 In this Section:
(1) "Subject person," when
					 used with respect to a licensee, means:
(A)
					 Any individual who controls the licensee; or
(B) Any person (other than an individual)
					 which controls the licensee or which otherwise is an affiliate of the licensee
					 (including, in case any such person consists of a group of persons acting in
					 concert, each person who is a member of such group).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 50 - Business and Industrial Development Corporations › Article 14 - Reports › Subarticle 4 - Other Reports › Section 50.15308 - Crimes

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Whenever a licensee is informed or suspects that a crime
						has been committed by or against it, such licensee shall promptly file with the
						Commissioner a report containing the following information:
(a) State the name of each individual who was
					 involved or who is suspected of having been involved in the commission of the
					 crime, and describe the relationship, if any, of such individual with the
					 licensee.
(b) State the date on
					 which the crime was committed or is suspected of having been
					 committed.
(c) Describe the
					 circumstances of the crime or of the suspected crime.
(d) State whether or not the licensee has
					 reported the crime or the suspected crime to any governmental agency (other
					 than the Commissioner), and, if so, state the name and address of such
					 governmental agency and the date of such report.
1. Change
						without regulatory effect amending section and adding new NOTE filed 8-19-97
						pursuant to section
						100, title 1, California Code of
						Regulations (Register 97, No. 34).
Note: Authority cited: Section
						  31101,
						  Financial Code. Reference: Section
						  31506,
						  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 50 - Business and Industrial Development Corporations › Article 14 - Reports › Subarticle 4 - Other Reports › Section 50.15309 - Criminal Proceedings

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a)
					 In this Section:
(1) "Subject person," when
					 used with respect to a licensee, means:
(A)
					 Any individual who controls the licensee;
(B) Any person (other than an individual)
					 which controls the licensee or which otherwise is an affiliate of the licensee
					 (including, in case any such person consists of a group of persons acting in
					 concert, each person who is a member of such group); or
(C) Any director, officer, or employee of
					 such licensee or of any affiliate of the licensee.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 1 - CITATION AND CONSTRUCTION › Section 70.1 - Scope. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 1 - CITATION AND CONSTRUCTION › Section 70.2 - Citation. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 1 - CITATION AND CONSTRUCTION › Section 70.3 - Unsafe and Unsound Acts. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 1 - CITATION AND CONSTRUCTION › Section 70.4 - References to Corporations. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Chapter 14A, Division 1, Financial Code. Authority
						  cited: Section
						  215,
						  Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 1 - CITATION AND CONSTRUCTION › Section 70.5 - Financial Statements and Accounting Items -Generally Accepted Accounting Principles. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 1 - CITATION AND CONSTRUCTION › Section 70.6 - Financial Statements -Certification. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 1 - CITATION AND CONSTRUCTION › Section 70.7 - Financial Statements - Consolidating Statements. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 1 - CITATION AND CONSTRUCTION › Section 70.8 - Actions of Courts and Governmental Agencies. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 1 - CITATION AND CONSTRUCTION › Section 70.9 - Forms of Travelers Checks. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 1 - GENERAL PROVISIONS › Section 70.100 - Scope. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 2 - DEFINITIONS -TRAVELERS CHECKS ACT › Section 70.125 - Scope. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Section
							 1852,
							 Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 2 - DEFINITIONS -TRAVELERS CHECKS ACT › Section 70.126 - Agent. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Section
							 1852,
							 Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 2 - DEFINITIONS -TRAVELERS CHECKS ACT › Section 70.127 - Foreign Currency. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Section
							 1852,
							 Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 2 - DEFINITIONS -TRAVELERS CHECKS ACT › Section 70.128 - Outstanding Travelers Checks. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Section
							 1852,
							 Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 2 - DEFINITIONS -TRAVELERS CHECKS ACT › Section 70.129 - United States Currency

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Section
							 1852,
							 Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.150 - Scope. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.151 - Definitions in Travelers Checks Act. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.152 - Percent Equity Security Owner. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.153 - Percent (Including Associates) Equity Security Owner. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.154 - Percent Voting Security Owner. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.155 - Percent (Including Associates) Voting Security Owner. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.156 - Act. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.157 - Affiliate. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.158 - Associate. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.159 - Beneficial. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.160 - California Corporation. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.161 - Clearing Bank. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.161.5 - Commissioner. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.162 - Control. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.163 - Controlling Person. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.164 - Documented Nominee. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.165 - Equity Security. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.166 - Executive Officer. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.167 - Extend Credit. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.168 - Foreign Corporation. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.169 - Include. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.170 - License. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.171 - Majority-Owned Subsidiary. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.172 - Non-California Agent. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.173 - Officer. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.174 - Outstanding. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.175 - Outstanding (Foreign). (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.176 - Outstanding (Worldwide). (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.177 - Parent. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.178 - Person. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.179 - Pre-Clear. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.180 - Records. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.181 - Reporting Company. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.182 - Reporting/Remitting Office. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.183 - Security. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.184 - Significantly Involved in Travelers Check Business. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.185 - Significant Subsidiary. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.186 - Subsidiary. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.187 - Superintendent

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial
							 Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.188 - Travelers Check or Payment Instrument License. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.189 - Unpaid. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 1 - GENERAL PROVISIONS › Subarticle 2 - DEFINITIONS › Part 3 - DEFINITIONS -REGULATIONS › Section 70.190 - Voting Securities. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 14A, Division 1, Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 4 - (RESERVED) › Section 70.3000 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						215,
						Financial Code. Reference: Article 2, Chapter 14A, Financial
						Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 4 - (RESERVED) › Section 70.3001 - Foreign Banking Corporations with Licensed Representatives

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						215,
						Financial Code. Reference: Article 2, Chapter 14A, Financial
						Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 1 - GENERAL PROVISIONS › Section 70.4000 - Definition of ''Applicant'' and Scope. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Articles 3 and 4, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4100 - Scope. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4101 - Time of Filing. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1 and Section
						  1857,
						  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4102 - Facing Page. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4103 - Additional Information. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4104 - Information Regarding History and Business. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4105 - Information Regarding Directors and Executive Officers. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4106 - Information Regarding Corporate Matters. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4107 - Information Regarding Securities. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4108 - Information Regarding Equity Security Owners. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4109 - Information Regarding Affiliates. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4110 - Information Regarding Controlling Persons. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4111 - Information Regarding Financial Statements and Reports. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Section
						  1856,
						  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4112 - Information Regarding Extensions of Credit. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4113 - Information Regarding Legal Proceedings. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4114 - Information Regarding Travelers Check or Payment Instrument Licenses. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4115 - Information Regarding Business Plan. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Section
						  1856,
						  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4116 - Information Regarding California Offices

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4117 - Information Regarding Proposed Agents. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4118 - Information Regarding Operations. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Section
						  1856,
						  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4119 - Information Regarding Forms of Travelers Checks. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1 and Section
						  1865,
						  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4120 - Information Regarding Clearing Bank. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4121 - Information Regarding PRO Forma Financial Statements. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4122 - Information Regarding Reasonable Promise of Successful Operation

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4123 - Information Regarding Compliance with Financial Code Section 1876.8. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4124 - Information Regarding Authorization of Board. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 70 - TRAVELERS CHECKS › Article 5 - ISSUANCE OF LICENSE › Subarticle 2 - APPLICATION › Section 70.4125 - Signature, Acknowledgment, and Verification. (Repealed)

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
						  215,
						  Financial Code. Reference: Article 3, Chapter 14A, Division 1, Financial
						  Code.