California Code of Regulations › Title 10 - Investment › Chapter 3 - Commissioner of Financial Protection and Innovation › Subchapter 1 - General Provisions › Article 1 - Administration › Section 250.9.1 - Records Subject to Public Inspection

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Except as provided below and in Sections
					 250.10 and
					 250.12, the public records which
					 are subject to public inspection are the following records which are filed
					 with, retained by, or prepared by the Department pursuant to the statutes
					 administered by the Commissioner:
(a)
				  All applications, amendments, supplements and exhibits thereto, filed for any
				  qualification, registration, order, permit, certificate, license, consent or
				  other authority including correspondence between the parties and the
				  Commissioner directly relating thereto. Financial statements, reports,
				  advertising, and correspondence between the parties and the Commissioner
				  directly relating thereto.
(b) All
				  orders, permits, certificates, licenses, consents or other authority.
(c) Notices of public hearings, accusations
				  and statements of issues in connection with any application, qualification,
				  registration, order, permit, certificate, license, consent or other authority;
				  proposed decisions of hearing officers and decisions of the Commissioner; the
				  transcripts of such proceedings; and correspondence between the parties and the
				  Commissioner directly relating thereto.
(d) Public notices in connection with the
				  adoption, amendment or repeal of regulations of the Commissioner; the
				  transcript of such proceedings; and correspondence with the public directly
				  relating thereto, including comments received from the public.
(e) Releases, newsletters and, subject to the
				  provisions of Section
				  250.12, interpretive opinions,
				  determinations, specific rulings, and the correspondence relating
				  thereto.
1. New
					 section filed 6-28-74 as procedural and organizational; designated effective
					 7-1-74 (Register 74, No. 26).
2. Amendment of subsections (b) and
					 (c) filed 9-2-77; effective thirtieth day thereafter (Register 77, No.
					 36).
3. Repealer and new section filed 12-29-80; effective thirtieth
					 day thereafter (Register 81, No. 1).
4. Amendment of subsection (a)
					 filed 3-16-84; designated effective 3-26-84 pursuant to Government Code section
					 11346.2(d)
					 (Register 84, No. 11).
5. Editorial correction of NOTE filed
					 8-28-85; effective thirtieth day thereafter (Register 85 No. 35).
6.
					 Amendment of subsection (a) filed 1-3-89; operative 2-1-89 (Register 89, No.
					 2).
7. Change without regulatory effect amending subsection (a) and
					 NOTE filed 3-11-94 pursuant to title 1, section
					 100, California Code of
					 Regulations (Register 94, No. 10).
8. Change without regulatory
					 effect amending subsection (e) and NOTE filed 12-6-94 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 94, No. 49).
9. Change without regulatory
					 effect amending subsection (a) and NOTE filed 2-24-99 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 99, No. 9).
10. Change without regulatory
					 effect amending subsection (a) filed 6-3-99 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 99, No. 23).
11. Change without regulatory
					 effect amending subsection (a) and NOTE filed 9-25-2002 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2002, No. 39).
Note: Authority cited: Section
						17771,
						Business and Professions Code; Sections
						25014.6(b)(2),
						25610,
						27003,
						28951
						and
						31502,
						Corporations Code; Sections
						12300,
						14201,
						17400,
						18347,
						22150,
						30006 and
						50304,
						Financial Code; and Section
						5155, Labor
						Code. Reference: Sections
						25014.6(b)(2),
						25605,
						25617,
						27005,
						28505,
						31504
						and
						31505,
						Corporations Code; Sections
						12300,
						22160 and
						50312,
						Financial Code; Sections
						6253 and
						6254,
						Government Code; and Sections
						5155,
						5159(d)
						and
						5186, Labor
						Code.