reglab/statecodes huggingface dataset:
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 11 - Sustainable Communities Grant and Loan Program-Loans › Section 8122 - Authority Approval and Commitment Letter

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a)
				Authority Approval. No later than ninety (90) days following receipt of an
				Application, the Executive Director will determine which Projects to recommend
				to the Authority for loan funding pursuant to section
				8121(e) hereof.
				The Authority shall make the final determination as to which Applications will
				receive program funding. The Authority shall notify each Applicant whether or
				not its Application has been approved for funding.
(b) Commitment Letter. If funding is
				approved, the Authority shall notify the Applicant by a letter committing the
				Authority to provide Loan funds so long as the Applicant strictly complies with
				the terms and conditions contained therein. The commitment letter shall include
				all of the following:
(1) Name(s) of the
				Borrower.
(2) Loan amount and
				term.
(3) A description of Eligible
				Costs to be financed.
(4)
				Disbursement process, including a statement that proceeds shall be disbursed on
				a reimbursement basis.
(5)
				Conditions and covenants.
(6) The
				date when the commitment expires.
(7) Such other items as may relate
				specifically to a Project and/or Applicant.
(8) A statement that the Authority reserves
				the right to modify or cancel the commitment upon failure of the Applicant to
				execute a Loan Agreement that includes all of the terms and conditions set
				forth in the commitment letter, or if the Authority becomes aware of any matter
				which, if known at the time of Application review or approval, would have
				resulted in the Application not being approved.
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 11 - Sustainable Communities Grant and Loan Program-Loans › Section 8123 - Loan Agreements

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The terms and conditions of a Loan shall be set forth in a
				  Loan Agreement executed by the Borrower and shall include all of the following
				  terms and conditions:
(a) A Loan
				amount not greater than one hundred fifty thousand dollars ($150,000) for
				Eligible Costs with respect to a Project;
(b) A Loan disbursement period not to exceed
				thirty-six (36) months from the execution date of the Loan Agreement;
(c) A Loan term not to exceed sixty (60)
				months;
(d) A Loan interest rate
				that bears zero (0%) interest;
(e)
				Full repayment of the Loan will be due at maturity with no prepayment
				penalties;
(f) Disbursement
				procedures pursuant to Section
				8124;
(g) A provision that any unused Loan funds
				shall revert to the Authority;
(h)
				Agreement to comply with the Authority's program statutes and
				regulations;
(i) Agreement that the
				Borrower will defend, indemnify and hold harmless the Authority and the State,
				and all officers, trustees, agents and employees of the same, from and against
				any and all claims, losses, costs, damages, or liabilities of any kind or
				nature, whether direct or indirect, arising from or relating to the Loan, the
				Project or this program;
(j)
				Agreement to comply with laws outlawing discrimination including, but not
				limited to those prohibiting discrimination because of sex, race, color,
				ancestry, religion, creed, national origin, physical disability (including HIV
				and AIDS), mental disability, medical condition (cancer or genetic
				characteristics), sexual orientation, political affiliation, position in a
				labor dispute, age, marital status, and denial of statutorily-required
				employment-related leave;
(k)
				Agreement that continued compliance with program requirements is the Borrower's
				responsibility;
(l) Agreement that
				the Loan shall only be used for Eligible Costs as described in the Borrower's
				Application;
(m) Any other
				provision agreed to by the parties.
1. New section
				  filed 5-13-2002 as an emergency; operative 5-13-2002 (Register 2002, No. 20).
				  Pursuant to Health and Safety Code section
				  44520(c)
				  a Certificate of Compliance must be transmitted to OAL by 11-12-2002 or
				  emergency language will be repealed by operation of law on the following
				  day.
2. Certificate of Compliance as to 5-13-2002 order transmitted
				  to OAL 7-31-2002 and filed 9-12-2002 (Register 2002, No. 37).
Note: Authority cited: Sections
					 44520(a)
					 and
					 44520(c),
					 Health and Safety Code. Reference: Sections
					 44501,
					 44502,
					 44526(g)
					 and
					 44526(i),
					 Health and Safety Code.
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 11 - Sustainable Communities Grant and Loan Program-Loans › Section 8124 - Conditions of Funds Disbursement, Funds Disbursement

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a)
				Conditions of Funds Disbursement. The Authority shall not disburse funds unless
				the Applicant has executed a Loan Agreement and any other documents, as
				required to verify to the satisfaction of the Authority any information
				asserted in the Applicant's Application, and is in compliance with all
				conditions precedent to disbursement contained in the aforementioned
				agreement.
(b) Funds Disbursement.
				The Authority shall cause funds to be disbursed as follows:
(1) For Eligible Costs covered by the Loan
				Agreement, the Borrower shall sign and submit to the Authority either:
(a) a signed invoice documenting the service
				or procedure performed from entities providing materials and services,
				or
(b) documentation of pending
				expenditure to receive funds on a prospective basis
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 11 - Sustainable Communities Grant and Loan Program-Loans › Section 8125 - Reports, Certificate of Completion and Records Retention

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a)
				Reports. A Borrower shall provide a quarterly status report to the Authority
				that shall include:
(1) A description of
				activities performed for the Project for the previous three months;
(2) An estimated time schedule for completion
				of the Project;
(3) A description
				of remaining work to be completed for the Project; and
(4) A description of whether the Project is
				meeting the proposed budget and if not the reasons for any differences and what
				actions will be taken to insure that the Project will be
				completed.
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 12 - Rate Reduction Bonds › Section 8130 - Applicability

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Article 12 shall apply to the Authority's review of the
				  issuance of Rate Reduction Bonds pursuant to Section
				  6588.7 of
				  the Government Code. The Authority's review of the issuance of Rate Reduction
				  Bonds shall not apply if the determinations of a Local Agency are subject to
				  review by a ratepayer advocate or similar entity whose function is to provide
				  public independent analysis of a Publicly Owned Utility's actions as they
				  relate to wate or wastewaster rates.
1. New article
				  12 (sections
				  8130-8138) and section filed
				  11-10-2014 as an emergency; operative 11-10-2014 (Register 2014, No. 46). A
				  Certificate of Compliance must be transmitted to OAL by 5-11-2015 or emergency
				  language will be repealed by operation of law on the following
				  day.
2. Repealer of article 12 (sections
				  8130-8138) and repealer of section
				  by operation of Government Code section
				  11346.1(g)
				  (Register 2015, No. 20).
3. New article 12 (sections
				  8130-8138) and section refiled
				  5-19-2015 as an emergency; operative 5-19-2015 (Register 2015, No. 21). A
				  Certificate of Compliance must be transmitted to OAL by 8-17-2015 or emergency
				  language will be repealed by operation of law on the following
				  day.
4. Certificate of Compliance as to 5-19-2015 order transmitted
				  to OAL 7-28-2015 and filed 9-8-2015 (Register 2015, No. 37).
5.
				  Change without regulatory effect amending section and NOTE filed 3-19-2020
				  pursuant to section
				  100, title 1, California Code of
				  Regulations (Register 2020, No. 12).
Note: Authority cited: Sections
					 6588.7(b)(3)
					 and
					 6588.7(b)(7),
					 Government Code. Reference: Sections
					 6588.7(b)(3)
					 and
					 6588.7(b)(9),
					 Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 12 - Rate Reduction Bonds › Section 8132 - Applications for Review

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Authority will accept Applications from Issuer Applicants
				  for review in a form approved by the Executive Director as prescribed in
				  Section 8134. Application forms may be
				  obtained from the Authority office located in the City of Sacramento. The
				  Authority may also make Applications available on its website
http://www.treasurer.ca.gov/cpcfa/
.
1. New section
				  filed 11-10-2014 as an emergency; operative 11-10-2014 (Register 2014, No. 46).
				  A Certificate of Compliance must be transmitted to OAL by 5-11-2015 or
				  emergency language will be repealed by operation of law on the following
				  day.
2. Repealed by operation of Government Code section
				  11346.1(g)
				  (Register 2015, No. 20).
3. New section refiled 5-19-2015 as an
				  emergency; operative 5-19-2015 (Register 2015, No. 21). A Certificate of
				  Compliance must be transmitted to OAL by 8-17-2015 or emergency language will
				  be repealed by operation of law on the following day.
4. Certificate
				  of Compliance as to 5-19-2015 order transmitted to OAL 7-28-2015 and filed
				  9-8-2015 (Register 2015, No. 37).
Note: Authority cited: Sections
					 6588.7(b)(3)
					 and
					 6588.7(b)(7),
					 Government Code. Reference: Section
					 6588.7(b),
					 Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 12 - Rate Reduction Bonds › Section 8133 - Application Fees

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A check or a wire transfer in the amount of $10,000, shall be
				  made payable to "CPCFA Fund" and shall accompany each Application. The
				  Authority may charge additional fees in an amount equal to the amount of any
				  additional expenses incurred by the Authority in retaining an independent
				  financial advisor to review the application under circumstances involving the
				  verification of all requirements in Section
				  8134. Such fees provide for review
				  and processing of the Application and are nonrefundable.
1. New section
				  filed 11-10-2014 as an emergency; operative 11-10-2014 (Register 2014, No. 46).
				  A Certificate of Compliance must be transmitted to OAL by 5-11-2015 or
				  emergency language will be repealed by operation of law on the following
				  day.
2. Repealed by operation of Government Code section
				  11346.1(g)
				  (Register 2015, No. 20).
3. New section refiled 5-19-2015 as an
				  emergency; operative 5-19-2015 (Register 2015, No. 21). A Certificate of
				  Compliance must be transmitted to OAL by 8-17-2015 or emergency language will
				  be repealed by operation of law on the following day.
4. Certificate
				  of Compliance as to 5-19-2015 order, including amendment of section,
				  transmitted to OAL 7-28-2015 and filed 9-8-2015; amendments effective 9-8-2015
				  pursuant to Government Code section
				  11343.4(b)(3)
				  (Register 2015, No. 37).
Note: Authority cited: Section
					 6588.7(b)(3),
					 Government Code. Reference: Section
					 6588.7(b)(3),
					 Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 12 - Rate Reduction Bonds › Section 8134 - Application Content

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Application shall contain all of the following.
(a) Information concerning the Issuer
				Applicant:
(1) Name, address, phone number
				and email address of contact person for Issuer Applicant.
(2) Copies of the following documents:
(i) Issuer Applicant's joint exercise of
				powers agreement indicating the provisions therein which qualify the Issuer
				Applicant to issue Rate Reduction Bonds and certified by the chair, executive
				director, secretary or other authorized officer of the Issuer
				Applicant;
(ii) Issuer Applicant's
				by-laws, rules or other similar document certified by the chair, executive
				director, secretary or other authorized officer of the Issuer Applicant;
				and
(iii) Issuer Applicant's Notice
				of Agreement and any Notice of Amendment filed with the Secretary of
				State.
(3) Certificate
				from the chair, executive director or other authorized officer of the Issuer
				Applicant to the effect that the Issuer Applicant's joint exercise of powers
				agreement limits the financing activities of the Issuer Applicant to financing
				or refinancing Utility Projects and projects for the use or benefit of public
				water or wastewater agencies.
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 12 - Rate Reduction Bonds › Section 8135 - Authority Action

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Within
				10 business days of receipt the Authority will advise the Issuer Applicant in
				writing whether Application is complete and, if not, what additional
				information or documentation is required.
(b) Within 7 business days of submission of
				the additional information, the Authority will advise the Issuer Applicant in
				writing whether Application is complete and, if not, describing what additional
				information or documentation is required.
(c) The Authority shall take action on any
				completed Application no later than the next meeting of the Authority that
				occurs after at least 60 days following determination by the Authority that the
				Application is complete. During said 60 days, the Authority may request
				supplemental information in support of the Authority's review of an
				Application.
(d) An Issuer
				Applicant can withdraw an Application at any time without penalty or prejudice,
				however the application fee paid pursuant to Section
				8133 is not refundable. An Issuer
				Applicant can resubmit a withdrawn Application at any time.
1. New section
				  filed 11-10-2014 as an emergency; operative 11-10-2014 (Register 2014, No. 46).
				  A Certificate of Compliance must be transmitted to OAL by 5-11-2015 or
				  emergency language will be repealed by operation of law on the following
				  day.
2. Repealed by operation of Government Code section
				  11346.1(g)
				  (Register 2015, No. 20).
3. New section refiled 5-19-2015 as an
				  emergency; operative 5-19-2015 (Register 2015, No. 21). A Certificate of
				  Compliance must be transmitted to OAL by 8-17-2015 or emergency language will
				  be repealed by operation of law on the following day.
4. Certificate
				  of Compliance as to 5-19-2015 order transmitted to OAL 7-28-2015 and filed
				  9-8-2015 (Register 2015, No. 37).
Note: Authority cited: Sections
					 6588.7(b)(3),
					 6588.7(b)(5)
					 and
					 6588.7(b)(7),
					 Government Code. Reference: Section
					 6588.7(b),
					 Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 12 - Rate Reduction Bonds › Section 8136 - Application Approval

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) The
				Authority shall determine that an issue of Rate Reduction Bonds is qualified
				for issuance under
				6588.7 of
				the Government Code if the Application establishes to the satisfaction of
				Authority that:
(1) The project to be financed
				with the proceeds of the sale of Rate Reduction Bonds is a Utility
				Project;
(2) The Local Agency
				Applicant is electing to finance costs of the Utility Project pursuant to
				Section
				6588.7 of
				the Government Code and the Financing Costs associated with the financing are
				to be paid from Utility Project Property, including the Utility Project Charge
				for the Rate Reduction Bonds issued for the Utility Project in accordance with
				Section 6588.7 of the Government
				Code;
(3) Based on information
				available to, and projections used by, the legislative body of the Local Agency
				Applicant, the rates of the Publicly Owned Utility plus the Utility Project
				Charge resulting from the financing of the Utility Project with Rate Reduction
				Bonds are expected to be lower than the rates of the Publicly Owned Utility if
				the Utility Project was financed with bonds payable from the revenues of the
				Publicly Owned Utility; and
(4) The
				projected Financing Costs fall within the normal range of financing costs for
				comparable types of debt issuance.
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 12 - Rate Reduction Bonds › Section 8137 - Reports

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Each
				Issuer Applicant whose Application is approved shall provide to the Authority,
				within 10 business days following issuance of any Rate Reduction Bonds, the
				following information:
(1) Principal amount of
				Rate Reduction Bonds sold.
(2) The
				maturity dates of Rate Reduction Bonds sold.
(3) The interest rate or rates on the Rate
				Reduction Bonds sold and, if such Rate Reduction Bonds bear interest at a
				variable rate, how, by whom and how often such rate is determined.
(4) The credit ratings assigned to such Rate
				Reduction Bonds by nationally recognized securities rating
				organizations.
(5) Whether the
				bonds were sold by competitive bid or negotiated sale.
(6) Comparison of interest rates and
				transactional costs on the Rate Reduction Bonds with other comparable types of
				debt occurring near the same time.
The Authority shall provide a form for such
				  reports.
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 12 - Rate Reduction Bonds › Section 8138 - Sunset

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
With the exception of Section
				  8137, these regulations shall
				  expire upon the termination of the authority to issue Rate Reduction Bonds
				  under Section
				  6588.7 of
				  the Government Code. Section
				  8137 of these regulations shall
				  expire upon the Authority's submission of its final report to the Legislature
				  thereunder.
1. New section
				  filed 11-10-2014 as an emergency; operative 11-10-2014 (Register 2014, No. 46).
				  A Certificate of Compliance must be transmitted to OAL by 5-11-2015 or
				  emergency language will be repealed by operation of law on the following
				  day.
2. Repealed by operation of Government Code section
				  11346.1(g)
				  (Register 2015, No. 20).
3. New section refiled 5-19-2015 as an
				  emergency; operative 5-19-2015 (Register 2015, No. 21). A Certificate of
				  Compliance must be transmitted to OAL by 8-17-2015 or emergency language will
				  be repealed by operation of law on the following day.
4. Certificate
				  of Compliance as to 5-19-2015 order transmitted to OAL 7-28-2015 and filed
				  9-8-2015 (Register 2015, No. 37).
5. Change without regulatory
				  effect amending NOTE filed 3-19-2020 pursuant to section
				  100, title 1, California Code of
				  Regulations (Register 2020, No. 12).
Note: Authority cited: Sections
					 6588.7(b)(3),
					 6588.7(b)(7),
					 6588.7(b)(8)
					 and
					 6588.7(k),
					 Government Code. Reference: Section
					 6588.7(b)(8),
					 Government Code.
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 13 - California Investment and Innovation Program › Section 8140 - Definitions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The following definitions shall apply wherever the terms are
				  used throughout this Article.
(a)
				"CDFI" means community development financial institution, as defined in Health
				and Safety Code section 44458, subdivision (d).
(b) "Eligible Activities" means activities
				that serve the purposes of Health and Safety Code section
				44558.3,
				subdivision (b).
(c) "Grant" means
				an award of funds made by the Authority to the Grantee to support the Project,
				as authorized by Health and Safety Code section
				44558.1
				and this Article.
(d) "Grant
				Agreement" means the written agreement between the Authority and a Grantee,
				setting forth the terms and conditions of the use of the Grant.
(e) "Grantee" means an Applicant whose Grant
				has been approved and has executed a Grant Agreement.
(f) "Market" means an investment area (e.g.,
				affordable housing, health care, small business lending, consumer lending,
				community facilities financing) or population.
(g) "Project" means the activities to be
				accomplished through Grant funding.
(h) "Small and emerging CDFI" has the same
				meaning as that in Health and Safety Code section
				44558,
				subdivision (
l
).
Note: Authority cited: Sections 44520 and 44558.4, Health
					 & Safety Code. Reference: Sections 44558, 44558.1 and 44558.3, Health &
					 Safety Code.
Note: Authority cited: Sections
					 44520 and
					 44558.4, Health & Safety Code.
					 Reference: Sections
					 44558,
					 44558.1 and
					 44558.3, Health & Safety
					 Code.
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 13 - California Investment and Innovation Program › Section 8141 - Eligibility Requirements

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Grants
				shall only be awarded to Applicants that meet the eligibility requirements in
				Health and Safety Code section
				44558,
				subdivision (f).
(b) Applicants
				that are a party to an existing or prior Grant Agreement may only apply in a
				future funding round if at least 50% of the previously awarded Grant funds have
				been spent on or committed to the Project. Applicants shall have 12 months
				starting from when the previously awarded Grant funds are under the control of
				the Grantee to meet this requirement.
Note: Authority cited: Sections 44520 and 44558.4, Health
					 & Safety Code. Reference: Sections 44558 and 44558.2, Health & Safety
					 Code.
Note: Authority cited: Sections
					 44520 and
					 44558.4, Health & Safety Code.
					 Reference: Sections
					 44558 and
					 44558.2, Health & Safety
					 Code.
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 13 - California Investment and Innovation Program › Section 8142 - Approved Grant Uses

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Grants shall be awarded for Eligible Activities.
Note: Authority cited: Sections 44520 and 44558.4, Health
					 & Safety Code. Reference: Section 44558.3, Health & Safety Code.
Note: Authority cited: Sections
					 44520 and
					 44558.4, Health & Safety Code.
					 Reference: Section
					 44558.3, Health & Safety
					 Code.
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 13 - California Investment and Innovation Program › Section 8143 - Application Requirements

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) When
				funding is available, the Authority shall post to its website a Notice of
				Funding Availability at least 30 days in advance of the application deadline.
				The Notice shall provide a link to the application requirements.
(b) An application shall include the
				following:
(1) Applicant Information.
(A) The legal name of the CDFI applying for a
				grant, address of the principal office, phone number, website, Employer
				Identification Number (EIN) or Taxpayer Identification Number (TIN);
(B) Financial institution type (e.g., bank or
				thrift-state chartered, loan fund, credit union, bank holding, bank or thrift,
				venture capitalist), date of incorporation, financial activities start date,
				and total asset size;
(C) Name,
				title, and e-mail address for authorized representative(s);
(D) Name, phone number, and e-mail address
				for primary point of contact;
(E)
				The grant amount sought, not to exceed the applicable maximum eligible amount
				in section 8144;
(F) Applicant's fiscal year;
(G) A narrative of previous Grants awarded by
				the Authority, if applicable, and how previously awarded Grant funds were
				spent; and
(H) Indicate if
				Applicant is a small and emerging CDFI.
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 13 - California Investment and Innovation Program › Section 8144 - Grant Awards

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Grants
				are awarded once per calendar year, provided funding is available. Each
				eligible Applicant, as defined in Health and Safety Code section
				44558,
				subdivision (f), that submits a timely and complete application shall receive
				an award in an amount consistent with this section.
(b) The Authority shall set aside 20 percent
				of any amount made available in a Program funding round for small and emerging
				CDFIs. This funding will be divided equally among all eligible Applicants that
				are small and emerging CDFIs.
(c)
				The size of Grant awards shall be based on the total amount of loans closed by
				the Applicant in the most recently completed fiscal year. Funding shall be
				awarded based on the following tier system:
(1) Tier 1: All eligible Applicants will
				receive up to $100,000.
(2) Tier 2:
				Applicants with a minimum of 10 loans in the most recently completed fiscal
				year or Applicants that have provided financing assistance in the state
				totaling $10 million or more over the last three fiscal years will receive up
				to $100,000 in additional funding. The maximum Grant award for a Tier 2 Grantee
				is $200,000.
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 13 - California Investment and Innovation Program › Section 8145 - Authority Approval

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) The
				Executive Director will determine which Projects to recommend to the Authority
				for Grant funding pursuant to section
				8144. The Authority's selections
				are final and not subject to administrative appeal.
(b) The Authority shall notify each Applicant
				whether or not its Application has been approved for funding.
Note: Authority cited: Sections 44520 and 44558.4, Health
					 & Safety Code. Reference: Section 44558.2, Health & Safety Code.
Note: Authority cited: Sections
					 44520 and
					 44558.4, Health & Safety Code.
					 Reference: Section
					 44558.2, Health & Safety
					 Code.
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 13 - California Investment and Innovation Program › Section 8146 - Grant Agreements

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) The
				terms and conditions of a Grant shall be set forth in a Grant Agreement entered
				into by the Authority and the Grantee. A Grantee has the sole responsibility
				for the fiscal management of Grant funds, recordkeeping, reporting, performance
				of the Project, and all other aspects of compliance with this Article and the
				Grant Agreement.
(b) The Grant
				Agreement shall include the following:
(1)
				Grant amount;
(2) Grantee contact
				information;
(3) Grant
				duration;
(4) Description of the
				Project funded by the Grant award;
(5) Agreement that, during the duration of
				the Grant, the Grant shall only be used to support the Project;
(6) Agreement to comply with the Program
				statutes and regulations;
(7)
				Agreement that Grantee is ineligible for future Grants if they violate any
				Program statute or regulation, or fail to comply with the Grant
				Agreement;
(8) Agreement that if
				Grantee loses its federal certification described in Health and Safety Code
				section
				44558,
				subdivision (f)(1), the Grant shall be forfeited and returned, in total, to the
				Authority;
(9) Agreement that the
				Grantee shall comply with Health and Safety Code section
				44558.5,
				subdivision (a)(5), where applicable;
(10) Agreement that the Grantee will defend,
				indemnify and hold harmless the Authority and the State, and all officers,
				trustees, agents and employees of the same, from and against any and all
				claims, losses, costs, damages, or liabilities of any kind or nature, whether
				direct or indirect, arising from or relating to the Grant, the Project, or this
				Program;
(11) Agreement to comply
				with laws outlawing discrimination including, but not limited to those
				prohibiting discrimination because of sex, race, color, ancestry, religion,
				creed, national origin, physical disability (including HIV and AIDS), mental
				disability, medical condition (cancer or genetic characteristics), sexual
				orientation, political affiliation, position in a labor dispute, age, marital
				status, and denial of statutorily-required employment-related leave;
(12) Agreement that continued compliance with
				Program requirements is the Grantee's responsibility; and
(13) Any other provision agreed to by the
				parties.
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 13 - California Investment and Innovation Program › Section 8147 - Annual Reporting

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
No later than 180 days after the end of the fiscal year
				  following the receipt of funds, a Grantee shall provide an annual status report
				  to the Authority that includes:
(a) A
				description of the activities completed with Grant funds during the reporting
				period;
(b) The amount of Grant
				funds spent throughout the reporting period;
(c) An annual financial statement;
				and
(d) Information provided by
				businesses to the Grantee pursuant to Health and Safety Code section
				44558.5,
				subdivision (a)(5).
Note: Authority cited: Sections 44520 and 44558.4, Health
					 & Safety Code. Reference: Section 44558.5, Health & Safety Code.
Note: Authority cited: Sections
					 44520 and
					 44558.4, Health & Safety Code.
					 Reference: Section
					 44558.5, Health & Safety
					 Code.
California Code of Regulations › Title 4 - Business Regulations › Division 11 - California Pollution Control Financing Authority › Article 13 - California Investment and Innovation Program › Section 8148 - Record Retention

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Grantees shall retain all Program and financial data
				  necessary to substantiate the purposes for which the Grant funds were spent for
				  a period of three years after the end of the Grant term. Grantees shall provide
				  supporting documentation (e.g. progress reports, project work plan, Program
				  budget, receipts, etc.) upon request to the Authority.
Note: Authority cited: Sections 44520 and 44558.4, Health
					 & Safety Code. Reference: Section 44558.5, Health & Safety Code.
Note: Authority cited: Sections
					 44520 and
					 44558.4, Health & Safety Code.
					 Reference: Section
					 44558.5, Health & Safety
					 Code.
California Code of Regulations › Title 4 - Business Regulations › Division 12 - California Educational Facilities Authority › Chapter 1 - General Provisions › Article 1 - Definitions › Section 9001 - Terms

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The following terms shall be used in the manner described
					 below, when used in this Division, except as otherwise provided.
(a) "Act" means California Educational
				  Facilities Authority Act, Division 10, Part 59, Chapter 2, commencing with
				  Section
				  94100 of
				  the Education Code.
(b) "Authority"
				  or CEFA means the California Educational Facilities Authority.
(c) "Chairman" means the Chairman of the
				  California Educational Facilities Authority.
(d) "Vice Chairman" means the Vice Chairman
				  of the California Educational Facilities Authority.
(e) "Member" means a member of the California
				  Educational Facilities Authority.
(f) "Executive Director" means the Executive
				  Director of the California Educational Facilities Authority.
(g) "Authority Fund" means the California
				  Educational Facilities Authority Fund.
(h) "Accreditation" means written evidence
				  that the applicant is currently accredited by the Western Association of
				  Schools and Colleges, or the Committee of the Bar Examiners of the State Bar or
				  the American Bar Association.
(i)
				  "Request" means the application form and documents related thereto on which the
				  Authority accepts requests for financing.
(j) "Applicant" means the private college
				  requesting participation of the Authority in undertaking the financing of a
				  project.
1. Amendment
					 of subsection (h) filed 4-12-74; effective thirtieth day thereafter (Register
					 74, No. 15).
2. Amendment of subsection (a) filed 3-11-77 as
					 procedural and organizational; designated effective 4-30-77 (Register 77, No.
					 11).
3. Redesignation of former article 1 as new chapter 1,
					 renumbering of former articles 2-4 to articles 1-3, and renumbering of former
					 sections 9020-9048 to sections
					 9001-9027; renumbering of former
					 section 9020 to section
					 9001, including amendment of
					 section and new NOTE filed 10-27-2005; operative 10-27-2005 pursuant to
					 Government Code section
					 11343.4
					 (Register 2005, No. 43). For prior history of sections
					 9001,
					 9040,
					 9042,
					 9044,
					 9046 and
					 9048, see Register 85, No.
					 26.
Note: Authority cited: Section
						94140,
						Education Code. Reference: Sections
						94100 and
						94110,
						Education Code.
California Code of Regulations › Title 4 - Business Regulations › Division 12 - California Educational Facilities Authority › Chapter 1 - General Provisions › Article 2 - Procedures Relating to the Authority of Officers and Members › Section 9005 - Officers and Members

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a)
				  (Reserved).
(b) Should a vacancy
				  occur in the office of the Chairman or Vice Chairman, the Authority shall at
				  its next meeting elect one of its members to fill such vacancy.
1. Amendment
					 of subsection (a) filed 3-11-77 as procedural and organizational; designated
					 effective 4-30-77 (Register 77, No. 11).
2. Order of Repeal of
					 subsections (a) and (c) filed 6-3-85 by OAL pursuant to Government Code Section
					 11349.7;
					 effective thirtieth day thereafter (Register 85, No. 26).
3.
					 Renumbering of former article 3 to article 2 and renumbering of former section
					 9030 to section
					 9005 with new NOTE filed
					 10-27-2005; operative 10-27-2005 pursuant to Government Code section
					 11343.4
					 (Register 2005, No. 43). For prior history of section
					 9001, see Register 85, No.
					 26.
Note: Authority cited: Section
						94140,
						Education Code. Reference: Sections
						94100 and
						94110,
						Education Code.
California Code of Regulations › Title 4 - Business Regulations › Division 12 - California Educational Facilities Authority › Chapter 1 - General Provisions › Article 2 - Procedures Relating to the Authority of Officers and Members › Section 9006 - Meetings

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Meetings will be held as follows:
(a) Regular meetings of the Authority will be
				  held on the fourth Thursday of each month at Sacramento, California unless
				  otherwise ordered by the Authority.
(b) Special meetings of the Authority may be
				  called by the Chairman upon giving notice to each member.
(c) Meetings of the Authority shall be held
				  at the place designated by the Chairman in the notice calling such meeting
				  unless otherwise ordered or agreed to by the Authority.
(d) The Chairman shall preside at all
				  meetings of the Authority. In the absence of the chairman and his deputy, if
				  any, the Vice Chairman or his or her deputy, if any shall preside. If the
				  Chairman, the Vice Chairman and their deputies are absent from a meeting, the
				  members present constituting a quorum shall elect one of their number to
				  preside at said meeting. Nothing in this regulation shall be construed to
				  prohibit the Chairman from requesting the Vice Chairman to preside at a meeting
				  of the Authority.
1. Order of
					 Repeal of subsections (e) and (f) filed 6-3-85 by OAL pursuant to Government
					 Code Section
					 11349.7;
					 effective thirtieth day thereafter (Register 85, No. 26).
2.
					 Renumbering and amendment of former section
					 9031 to section
					 9006 with new NOTE filed
					 10-27-2005; operative 10-27-2005 pursuant to Government Code section
					 11343.4
					 (Register 2005, No. 43).
Note: Authority cited: Section
						94140,
						Education Code. Reference: Sections
						94100 and
						94110,
						Education Code.
California Code of Regulations › Title 4 - Business Regulations › Division 12 - California Educational Facilities Authority › Chapter 1 - General Provisions › Article 2 - Procedures Relating to the Authority of Officers and Members › Section 9007 - Employees

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Responsibilities and duties of employees are as
					 follows:
(a) The Authority may employ
				  an Executive Director to serve at the pleasure of the Authority.
(b) The Authority may employ an Assistant
				  Executive Director to serve at the pleasure of the Authority. In the absence of
				  the Executive Director, the Assistant Executive Director will assume all the
				  powers, duties, and responsibilities of the Executive Director.
(c) The Executive Director is responsible for
				  developing the meeting agenda and for distributing the agenda to members and
				  other parties.
(d) The Executive
				  Director is responsible for recording the minutes of each meeting and for
				  presenting minutes at the subsequent meeting for approval by the
				  Authority.
(e) The Executive
				  Director shall act as secretary of the Authority and execute, on behalf of the
				  Authority, certificates and other documents attesting to the acts of the
				  Authority.
(f) The Executive
				  Director shall be the appointing power of the Authority. He or she may execute
				  on its behalf all contracts or agreements, and may perform such other duties as
				  the Authority may direct.
1. Amendment
					 of subsection (b) filed 2-26-75 as an emergency; effective upon filing
					 (Register 75, No. 9).
2. Certificate of Compliance filed 4-29-75
					 (Register 75, No. 18).
3. Renumbering and amendment of former
					 section 9032 to section
					 9007 with new NOTE filed
					 10-27-2005; operative 10-27-2005 pursuant to Government Code section
					 11343.4
					 (Register 2005, No. 43).
Note: Authority cited: Section
						94140,
						Education Code. Reference: Section
						94140,
						Education Code.
California Code of Regulations › Title 4 - Business Regulations › Division 12 - California Educational Facilities Authority › Chapter 1 - General Provisions › Article 3 - General Provisions Relating to Authority Actions › Section 9025 - Requests for Financing

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Authority will accept requests for financing on a form
					 prepared by the Executive Director, or copies therefrom. Request for Financing
					 forms may be obtained by writing to the Authority office in the City of
					 Sacramento.
1.
					 Renumbering of former article 4 to article 3 and renumbering and amendment of
					 former section
					 9041 to section
					 9025 with new NOTE filed
					 10-27-2005; operative 10-27-2005 pursuant to Government Code section
					 11343.4
					 (Register 2005, No. 43).
Note: Authority cited: Section
						94140,
						Education Code. Reference: Sections
						94100 and
						94125,
						Education Code.
California Code of Regulations › Title 4 - Business Regulations › Division 12 - California Educational Facilities Authority › Chapter 1 - General Provisions › Article 3 - General Provisions Relating to Authority Actions › Section 9027 - General Fees

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The Authority may charge fees for its reasonable and
					 necessary administrative and program expenses. The applicant shall reimburse
					 the Authority for all reasonable and necessary out-of-pocket expenses which the
					 Authority may incur at the applicant's request, and all other expenses of the
					 Authority, direct and indirect, and properly allocable to the proposed
					 financing. Unless paid from the proceeds of bonds, all such fees allocable to a
					 particular proposed financing shall be paid by the applicant. Such fees will be
					 deposited in the Authority Fund.
1.
					 Renumbering and amendment of former section
					 9043 to section
					 9027 with new NOTE filed
					 10-27-2005; operative 10-27-2005 pursuant to Government Code section
					 11343.4
					 (Register 2005, No. 43).
Note: Authority cited: Section
						94140,
						Education Code. Reference: Sections
						94100 and
						94125,
						Education Code.
California Code of Regulations › Title 4 - Business Regulations › Division 12 - California Educational Facilities Authority › Chapter 2 - The CEFA Academic Assistance Grant Program › Section 9050 - Definitions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The following words and phrases, as used in this Chapter, are
				  defined as follows:
(a) "Academic
				Assistance" may include, but is not limited to, services that inform pupils
				attending a Qualified School of the benefits of, and the requirements for,
				higher education to any four year, degree granting educational institution that
				is regionally accredited and empowered to provide a program of education beyond
				the high school level. These services may include assistance with 1) developing
				career plans, 2) making educational plans including plans for secondary school
				graduation and higher education, and 3) selecting appropriate courses to meet
				an educational plan or academic requirements. These services may also include
				providing workshops or individualized assistance that help pupils attending a
				Qualified School apply to and prepare for a range of public and nonpublic
				higher educational opportunities and that assist pupils prepare for college
				entrance examinations, obtain and complete college entrance applications or
				forms, and obtain and complete financial aid applications.
(b) "Academic Enrichment" may include, but is
				not limited to, any of the following services that develop skills and
				experiences to support the transition of pupils attending a Qualified School to
				the college learning environment:
1)
				assistance with academic subjects, such as reading, math, and
				science,
2) assistance with study
				and test preparation skills, and
3)
				enrichment programs (such as going to museums and lectures), college campus
				visits, on-campus summer programs and workshops on college
				life.
California Code of Regulations › Title 4 - Business Regulations › Division 12 - California Educational Facilities Authority › Chapter 2 - The CEFA Academic Assistance Grant Program › Section 9051 - Eligible Private College

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Any
				Private College shall be eligible to apply for a Grant if the following
				conditions are met:
1. The Private College is
				a non-sectarian college that does not restrict entry on racial or religious
				grounds. If the Applicant requires its students to take courses in religion or
				theology, the required courses must meet all of the following criteria:
A) the courses must be taught according to
				the academic requirements of the subject matter,
B) the courses must cover a range of human
				religious experience,
C) the courses
				must not be limited to courses about a particular faith,
D) the courses must not be taught in a manner or for
				the purpose of indoctrinating or proselytizing students of a particular
				belief.
California Code of Regulations › Title 4 - Business Regulations › Division 12 - California Educational Facilities Authority › Chapter 2 - The CEFA Academic Assistance Grant Program › Section 9052 - Eligible Program

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Grants may only be used for purposes of an Eligible Program,
				  as defined in Section
				  9050 (k).
1. New section
				  filed 10-27-2005; operative 10-27-2005 pursuant to Government Code section
				  11343.4
				  (Register 2005, No. 43).
Note: Authority cited: Sections
					 94140 and
					 94215.7,
					 Education Code. Reference: Section
					 94215.3,
					 Education Code.
California Code of Regulations › Title 4 - Business Regulations › Division 12 - California Educational Facilities Authority › Chapter 2 - The CEFA Academic Assistance Grant Program › Section 9053 - Maximum Amount

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
No grant shall exceed the Maximum Grant or the Matching
				  Amount, whichever is less.
1. New section
				  filed 10-27-2005; operative 10-27-2005 pursuant to Government Code section
				  11343.4
				  (Register 2005, No. 43).
Note: Authority cited: Sections
					 94140 and
					 94215.7,
					 Education Code. Reference: Section
					 94215.5,
					 Education Code.
California Code of Regulations › Title 4 - Business Regulations › Division 12 - California Educational Facilities Authority › Chapter 2 - The CEFA Academic Assistance Grant Program › Section 9054 - Application Form

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Blank Application Forms are available from the Authority and
				  may be referred to as the CEFA Academic Assistance Grant Application Form #CEFA
				  2005-7, Rev. 8-2005, which is hereby incorporated by reference. Each Applicant
				  shall submit a completed Application Form in the manner set forth in Sections
				  9055 and
				  9056 of this Chapter. The CEFA
				  Academic Assistance Overview and Instructions for Grant Application, Form #CEFA
				  2005-7A, Rev. 8-2005 is hereby incorporated by reference.
1. New section
				  filed 10-27-2005; operative 10-27-2005 pursuant to Government Code section
				  11343.4
				  (Register 2005, No. 43).
Note: Authority cited: Sections
					 94140 and
					 94215.7,
					 Education Code. Reference: Sections
					 94215,
					 94215.3 and
					 94215.7,
					 Education Code.