reglab/statecodes huggingface dataset:
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 1 - General Provisions › Section 10.13003 - Identification of Office

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Whenever this Article requires that a California state
						office of a foreign (other nation) bank be identified, the following
						information shall be furnished with respect to such office:
(a) Address of the office.
(b) Class of the office, as specified in
					 Financial Code Section
					 1753.
(c) Popular name of the office.
1.
						Amendment of first paragraph and NOTE filed 4-14-98; operative 5-14-98
						(Register 98, No. 16).
2. Change without regulatory effect amending
						subsection (b) and NOTE filed 8-21-2019 pursuant to section
						100, title 1, California Code of
						Regulations (Register 2019, No. 34).
Note: Authority cited: Section
						  326,
						  Financial Code. Reference: Sections
						  1756 and
						  1758,
						  Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 2 - Representative Offices › Part 1 - General Provisions › Section 10.13100 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Subarticle contains regulations relating to
						  California state representative offices of foreign (other nation)
						  banks.
1.
						  Amendment filed 4-14-98; operative 5-14-98 (Register 98, No.
						  16).
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 13.5, Division 1, Financial
							 Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 2 - Representative Offices › Part 2 - Establishment of Representative Office › Subpart 1 - General Provisions › Section 10.13200 - Definition of "Applicant" and Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) In this Part, "applicant" means a foreign
						  (other nation) bank which applies to the Commissioner for approval to establish
						  a California state representative office.
(b) This Part contains regulations relating
						  to the establishment of a California state representative office pursuant to
						  Financial Code Section
						  1781.
1.
							 Change without regulatory effect amending section filed 8-19-97 pursuant to
							 section 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
2. Amendment of subsection (a)
							 filed 4-14-98; operative 5-14-98 (Register 98, No. 16).
3. Change
							 without regulatory effect amending subsection (b) and NOTE filed 8-21-2019
							 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 2019, No. 34).
Note: Authority cited: Section
								326,
								Financial Code. Reference: Section
								1781,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 2 - Representative Offices › Part 2 - Establishment of Representative Office › Subpart 2 - Application › Section 10.13225 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Subpart contains regulations relating to an
							 application for approval to establish a California state representative
							 office.
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								1703 and
								1726,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 2 - Representative Offices › Part 2 - Establishment of Representative Office › Subpart 2 - Application › Section 10.13226 - Included Application

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An application for approval to establish a California
							 state representative office which proposes that the applicant establish such
							 office in temporary quarters and subsequently relocate the office to permanent
							 quarters shall, unless otherwise provided in such application, be deemed to
							 include an application for approval to relocate pursuant to Financial Code
							 Section
							 1782.
							 Approval to establish a California state representative office in such a case
							 shall, unless otherwise provided, be deemed to include approval to relocate the
							 office.
1.
							 Certificate of Compliance including amendment transmitted to OAL 2-11-82 and
							 filed 3-12-82 (Register 82, No. 11).
2. Change without regulatory
							 effect amending section and NOTE filed 8-21-2019 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 2019, No. 34).
Note: Authority cited: Section
								326,
								Financial Code. Reference: Sections
								1756,
								1781 and
								1782,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 2 - Representative Offices › Part 2 - Establishment of Representative Office › Subpart 2 - Application › Section 10.13227 - Contents

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An application for approval to establish a California
							 state representative office shall contain a copy of the applicant's application
							 to the Board of Governors of the Federal Reserve System requesting approval of
							 the Board of Governors to establish the California state representative
							 office.
1.
							 Amendment of section heading and section filed 4-14-98; operative 5-14-98
							 (Register 98, No. 16).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								1703 and
								1726,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 2 - Representative Offices › Part 2 - Establishment of Representative Office › Subpart 2 - Application › Section 10.13228 - Amendment

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Whenever an applicant files with the Board of
							 Governors of the Federal Reserve System an amendment of its application
							 requesting approval of the Board of Governors to establish a California state
							 representative office, the applicant shall concurrently file a copy of the
							 amendment with the Commissioner.
1.
							 Amendment filed 4-14-98; operative 5-14-98 (Register 98, No.
							 16).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								1703 and
								1726,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 2 - Representative Offices › Part 2 - Establishment of Representative Office › Subpart 4 - Post-Approval Matters › Section 10.13275 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Subpart contains regulations relating to matters
							 after an application for approval to establish a California state
							 representative office is approved by the Commissioner.
1.
							 Change without regulatory effect amending section filed 8-19-97 pursuant to
							 section 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Chapter 13.5, Division 1, Financial
								Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 2 - Representative Offices › Part 2 - Establishment of Representative Office › Subpart 4 - Post-Approval Matters › Section 10.13276 - Time of Compliance

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An applicant may, if it wishes, comply with the
							 provisions of Section
							 10.13278 of this Chapter before
							 its application for approval to establish a California state representative
							 office is approved by the Commissioner.
1.
							 Change without regulatory effect amending section filed 8-19-97 pursuant to
							 section 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Chapter 13.5, Division 1, Financial
								Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 2 - Representative Offices › Part 2 - Establishment of Representative Office › Subpart 4 - Post-Approval Matters › Section 10.13277 - Manager

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) In case an
						  application for approval to establish a California state representative office,
						  as approved by the Commissioner, does not designate the proposed manager of the
						  representative office, the approval of such application shall be deemed to be
						  subject to a condition that the applicant shall not establish the
						  representative office unless the proposed manager shall have first been
						  approved by the Commissioner.
(b)
						  In a case of the type described in Subdivision (a) of this Section, not less
						  than 30 days before the license for the representative office is to be issued,
						  the applicant shall file with the Commissioner an application for approval of
						  the proposed manager of the representative office. Such application shall
						  contain such information regarding the proposed manager as is called for in an
						  application to the Board of Governors of the Federal Reserve System requesting
						  approval of the Board of Governors to establish a representative
						  office.
1.
							 Change without regulatory effect amending section filed 8-19-97 pursuant to
							 section 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
2. Amendment of subsection (b)
							 filed 4-14-98; operative 5-14-98 (Register 98, No.
							 16).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								1703 and
								1726,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 2 - Representative Offices › Part 2 - Establishment of Representative Office › Subpart 4 - Post-Approval Matters › Section 10.13278 - Appointment of Commissioner as Attorney for Service of Process

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Not less than five business days before the license
							 for a California state representative office is to be issued, the applicant
							 shall, unless it has already done so, file with the Commissioner:
(a) Appointment of Commissioner of Business
						  Oversight as Attorney for Service of Process, in the form of Department Form
						  75, completed and signed in accordance with the instructions for such
						  Form.
(b) Copy of a resolution of
						  the board of the applicant, authorizing the signing of the Appointment called
						  for in Subdivision (a) of this Section. Such copy of the resolution of the
						  board of the applicant shall be certified by an officer of the applicant who is
						  assigned to the head office of the applicant and who is not proposed to be
						  assigned to the representative office, and the signature of such officer on
						  such certification shall be acknowledged.
1.
							 Change without regulatory effect amending section heading and section filed
							 8-19-97 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
2. Change without regulatory
							 effect amending subsection (a) and NOTE filed 8-21-2019 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 2019, No. 34).
Note: Authority cited: Section
								326,
								Financial Code. Reference: Sections
								1762 and
								1781,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 2 - Representative Offices › Part 2 - Establishment of Representative Office › Subpart 4 - Post-Approval Matters › Section 10.13279 - Expiration and Extension of Approval of Application

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) The Commissioner's approval of an
						  application for approval to establish a California state representative office
						  shall, unless extended by the Commissioner, expire six months after the date of
						  such approval.
(b) An application
						  for an extension of the Commissioner's approval of an application for approval
						  to establish a California state representative office shall contain the
						  following information:
(1) Date on which the
						  approval is scheduled to expire.
(2) Description of progress to date in
						  establishing the representative office.
(3) Proposed timetable for completing the
						  establishing of the representative office.
(4) Amount of additional time requested for
						  completing the establishment of the representative office.
(5) Statement of reasons why such additional
						  time is required for completing the establishment of the representative
						  office.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 2 - Representative Offices › Part 2 - Establishment of Representative Office › Subpart 4 - Post-Approval Matters › Section 10.13280 - Issuance and Expiration of License

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Not less than two business days before
						  the license for a California state representative office is to be issued, the
						  applicant shall file with the Commissioner an application for the issuance of
						  such license. Such application shall contain the following information:
(1) Identify the representative
						  office.
(2) State the date on which
						  the applicant proposes to establish the representative
						  office.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 2 - Representative Offices › Part 2 - Establishment of Representative Office › Subpart 4 - Post-Approval Matters › Section 10.13281 - Report Regarding Establishment of Representative Office

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Not more than five business days after establishing a
							 California state representative office, an applicant shall file with the
							 Commissioner a report containing the following information:
(a) Identify the representative
						  office.
(b) State the date on which
						  the representative office was established.
1.
							 Change without regulatory effect amending section filed 8-19-97 pursuant to
							 section 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								1705 and
								1726,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 1 - General Provisions › Section 10.14000 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Subarticle contains regulations relating to
						  California state agencies and branch offices of foreign (other nation)
						  banks.
Note: Authority cited: Section
							 215,
							 Financial Code. Reference: Chapter 13.5, Division 1, Financial
							 Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 2 - Establishment of Agency or Branch Office › Subpart 1 - General Provisions › Section 10.14100 - Definitions of "Applicant" and "Subject Office" and Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) In this Part:
(1) "Applicant" means a foreign (other
						  nation) bank which applies to the Commissioner for approval to establish a
						  California state agency or branch office.
(2) "Subject office" means the California
						  state agency or branch office which an applicant proposes to
						  establish.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 2 - Establishment of Agency or Branch Office › Subpart 2 - Application › Section 10.14125 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Subpart contains regulations relating to an
							 application for approval to establish a subject office.
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								1703 and
								1753,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 2 - Establishment of Agency or Branch Office › Subpart 2 - Application › Section 10.14126 - Included Application

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An application for approval to establish a subject
							 office which proposes that the applicant establish such office in temporary
							 quarters and subsequently relocate the office to permanent quarters shall,
							 unless otherwise provided in such application, be deemed to include an
							 application for approval to relocate pursuant to Financial Code Section
							 1804.
							 Approval to establish a subject office in such a case shall, unless otherwise
							 provided, be deemed to include approval to relocate the
							 office.
1.
							 Certificate of Compliance including amendment transmitted to OAL 2-11-82 and
							 filed 3-12-82 (Register 82, No. 11).
2. Change without regulatory
							 effect amending section and NOTE filed 8-21-2019 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 2019, No. 34).
Note: Authority cited: Section
								326,
								Financial Code. Reference: Sections
								1756,
								1803 and
								1804,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 2 - Establishment of Agency or Branch Office › Subpart 2 - Application › Section 10.14127 - Form

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An application for approval to establish a subject
							 office shall contain a copy of the applicant's application to the Board of
							 Governors of the Federal Reserve System requesting approval of the Board of
							 Governors to establish a subject office.
1.
							 Amendment filed 4-14-98; operative 5-14-98 (Register 98, No.
							 16).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								1703 and
								1753,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 2 - Establishment of Agency or Branch Office › Subpart 2 - Application › Section 10.14128 - Amendment

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Whenever an applicant files with the Board of
							 Governors of the Federal Reserve System an amendment of its application
							 requesting approval of the Board of Governors to establish a subject office,
							 the applicant shall concurrently file a copy of the amendment with the
							 Commissioner.
1.
							 Certificate of Compliance including amendment of NOTE transmitted to OAL
							 2-11-82 and filed 3-12-82 (Register 82, No. 11).
2. Amendment filed
							 4-14-98; operative 5-14-98 (Register 98, No.
							 16).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								1703 and
								1753,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 2 - Establishment of Agency or Branch Office › Subpart 4 - Post-Approval Matters › Section 10.14175 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Subpart contains regulations relating to matters
							 after an application for approval to establish a subject office is approved by
							 the Superintendent.
Note: Authority cited: Section
								215,
								Financial Code. Reference: Chapter 13.5, Division 1, Financial
								Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 2 - Establishment of Agency or Branch Office › Subpart 4 - Post-Approval Matters › Section 10.14176 - Non-Applicability of Certain Provisions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
No provision of Sections
							 10.14179 to
							 10.14185 inclusive, of this
							 Chapter applies to an applicant which already maintains one or more subject
							 offices and which has already complied with such provision.
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								1703 and
								1753,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 2 - Establishment of Agency or Branch Office › Subpart 4 - Post-Approval Matters › Section 10.14177 - Time of Compliance

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An applicant may, if it wishes, comply with the
							 provisions of Sections
							 10.14179 to
							 10.14184, inclusive, before its
							 application for approval to establish a California state representative office
							 is approved by the Commissioner.
1.
							 Change without regulatory effect amending section filed 8-19-97 pursuant to
							 section 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Chapter 13.5, Division 1, Financial
								Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 2 - Establishment of Agency or Branch Office › Subpart 4 - Post-Approval Matters › Section 10.14178 - Manager

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) In case an
						  application for approval to establish a subject office, as approved by the
						  Commissioner, does not designate the proposed manager of the subject office,
						  the approval of such application shall be deemed to be subject to a condition
						  that the applicant shall not establish the subject office unless the proposed
						  manager shall have first been approved by the Commissioner.
(b) In a case of the type described in
						  Subdivision (a) of this Section, not less than 30 days before the license for
						  the subject office is to be issued, the applicant shall file with the
						  Commissioner an application for approval of the proposed manager of the subject
						  office. Such application shall contain such information regarding the proposed
						  manager as is called for in an application to the Board of Governors of the
						  Federal Reserve System requesting approval of the Board of Governors to
						  establish a subject office.
1.
							 Change without regulatory effect amending section filed 8-19-97 pursuant to
							 section 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
2. Amendment of subsection (b)
							 filed 4-14-98; operative 5-14-98 (Register 98, No.
							 16).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								1703 and
								1753,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 2 - Establishment of Agency or Branch Office › Subpart 4 - Post-Approval Matters › Section 10.14179 - Certificate of Good Standing

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Except as otherwise provided in Section
							 10.14176 of this Chapter, not less
							 than five business days before the license for a subject office is to be
							 issued, the applicant shall file with the Commissioner a Certificate of Good
							 Standing--Foreign Corporation issued by the Secretary of State of the State of
							 California, certifying that the applicant has qualified to transact intrastate
							 business in the State of California and is in good corporate standing under the
							 laws of the State of California.
1.
							 Certificate of Compliance including amendment transmitted to OAL 2-11-82 and
							 filed 3-12-82 (Register 82, No. 11).
2. Change without regulatory
							 effect amending section filed 8-19-97 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								1751 and
								1753,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 2 - Establishment of Agency or Branch Office › Subpart 4 - Post-Approval Matters › Section 10.14180 - Appointment of Commissioner as Attorney for Service of Process

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Except as otherwise provided in Section
							 10.14176 of this Chapter, not less
							 than five business days before the license for a subject office is to be
							 issued, the applicant shall file with the Commissioner:
(a) Appointment of Commissioner of Business
						  Oversight as Attorney for Service of Process in the form of Department Form 85,
						  completed and signed in accordance with the instructions for such
						  Form.
(b) Copy of a resolution of
						  the board of the applicant, authorizing the signing of the Appointment called
						  for in Subdivision (a) of this Section. Such copy of the resolution of the
						  board of the applicant shall be certified by an officer of the applicant who is
						  assigned to the head office of the applicant and who is not proposed to be
						  assigned to the subject office, and the signature of such officer on such
						  certification shall be acknowledged.
1.
							 Change without regulatory effect amending section heading and section filed
							 8-19-97 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
2. Change without regulatory
							 effect amending subsection (a) and NOTE filed 8-21-2019 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 2019, No. 34).
Note: Authority cited: Section
								326,
								Financial Code. Reference: Sections
								1762 and
								1803,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 2 - Establishment of Agency or Branch Office › Subpart 4 - Post-Approval Matters › Section 10.14181 - Non-Reserve Depositaries. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								763,
								1753, and
								1756,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 2 - Establishment of Agency or Branch Office › Subpart 4 - Post-Approval Matters › Section 10.14182 - Bond and Other Insurance Policies

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Except as otherwise provided in Section
							 10.14176 of this Chapter, not less
							 than five business days before the license for a subject office is to be
							 issued, the applicant shall:
(a)
						  Obtain a banker's blanket bond which is applicable to the subject office and
						  satisfactory in form and content to the Commissioner and file with the
						  Commissioner a report containing (1) a copy of such bond and (2) a letter
						  addressed to the Commissioner signed by the insurer named in the bond or by an
						  agent of such insurer, confirming that such copy is a true and correct copy of
						  the bond and that the bond is currently in force with respect to the subject
						  office.
(b) Obtain such other
						  insurance policies as may be appropriate and necessary for the subject office
						  and file with the Commissioner a report containing:
(1) Table showing, with respect to each
						  insurance policy (other than the banker's blanket bond called for in
						  Subdivision (a) of this Section) which is applicable to the subject office:
(A) Name and address of insurer.
(B) Summary of terms of policy.
(C) Policy limit.
(D) Deductible amount.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 2 - Establishment of Agency or Branch Office › Subpart 4 - Post-Approval Matters › Section 10.14184 - Agreement-Limited Branch Office. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								1705 and
								1753,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 2 - Establishment of Agency or Branch Office › Subpart 4 - Post-Approval Matters › Section 10.14185 - Deposit of Eligible Assets

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) The definitions set forth in Section
						  10.16001 and the instructions set
						  forth in 10.16002 apply to this Section.
(b) Except as otherwise provided in Section
						  10.14176 of this Chapter, not less
						  than two business days before the license for a subject office is to be issued,
						  the applicant shall deposit eligible assets with its approved depository in
						  accordance with Financial Code Section
						  1811 and
						  Part 10 (commencing with Section
						  10.16000) of this Subarticle, and
						  such approved depository shall file with the Commissioner a report which is
						  verified by an officer of the approved depository and which contains the
						  following information:
(1) Describe each
						  eligible asset in the pledge deposit.
(2) State the total value of the eligible
						  assets in the pledge deposit.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 2 - Establishment of Agency or Branch Office › Subpart 4 - Post-Approval Matters › Section 10.14186 - Expiration and Extension of Approval of Application

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) The Commissioner's approval of an
						  application for approval to establish a subject office shall, unless extended
						  by the Commissioner, expire six months after the date of such
						  approval.
(b) An application for an
						  extension of the Commissioner's approval of an application for approval to
						  establish a subject office shall contain the following information:
(1) Date on which the time for establishing
						  the subject office is scheduled to expire.
(2) Description of progress to date in
						  completing the establishment of the subject office.
(3) Proposed timetable for completing the
						  establishment of the subject office.
(4) Amount of additional time requested for
						  completing the establishment of the subject office.
(5) Statement of reasons why such additional
						  time is required for completing the establishment of the subject
						  office.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 2 - Establishment of Agency or Branch Office › Subpart 4 - Post-Approval Matters › Section 10.14187 - Issuance and Expiration of License

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Not less than two business days before
						  the license for a subject office is to be issued, the applicant shall file with
						  the Commissioner an application for the issuance of such license. Such
						  application shall contain the following information:
(1) Identify the subject office.
(2) State the date on which the applicant
						  proposes to establish the subject office.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 2 - Establishment of Agency or Branch Office › Subpart 4 - Post-Approval Matters › Section 10.14188 - Report Regarding Establishment of Subject Office

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Not more than five business days after establishing a
							 subject office, an applicant shall file with the Commissioner a report
							 containing the following information:
(a) Identify the subject office.
(b) State the date on which the subject
						  office was established.
1.
							 Change without regulatory effect amending section filed 8-19-97 pursuant to
							 section 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								1705 and
								1753,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 4 - Business and Operations-General › Subpart 1 - General Provisions › Section 10.14700 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Part contains regulations relating to the
							 business and operations of various types of California state agencies and
							 branch offices of foreign (other nation) banks. (For regulations relating to
							 the business and operations of specific types of California state agencies and
							 branch offices of foreign (other nation) banks, refer to the appropriate part
							 of this Subarticle.)
Note: Authority cited: Section
								215,
								Financial Code. Reference: Chapter 13.5, Division 1, Financial
								Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 4 - Business and Operations-General › Subpart 1 - General Provisions › Section 10.14701 - Business Hours. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Chapter 13.5, Division 1, Financial Code; Section
								3123,
								Commercial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 4 - Business and Operations-General › Subpart 2 - Books, Accounts, and Other Records › Section 10.14725 - Definitions of "Subject Institution" and "Subject Office" and Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) In this
						  Subpart:
(1) "Subject institution" means a
						  foreign (other nation) bank which maintains one or more California state
						  agencies or branch offices.
(2)
						  "Subject office" means any California state agency or branch office of a
						  subject institution.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 4 - Business and Operations-General › Subpart 2 - Books, Accounts, and Other Records › Section 10.14726 - General Requirements

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) A subject institution shall make and keep
						  such books and accounts relating to the business of its subject offices in such
						  form and in such manner as is in accordance with generally accepted accounting
						  principles.
(b) A subject
						  institution shall make and keep other records relating to the business of its
						  subject offices in such form and in such manner as is customary in the
						  transaction of commercial banking business in the State of California and as is
						  necessary to enable the Commissioner to examine such subject offices.
(c) A subject institution shall preserve the
						  books, accounts, and other records relating to the business of its subject
						  offices for such time as is customary in the transaction of commercial banking
						  business in the State of California and as is necessary to enable the
						  Commissioner to examine such subject offices.
(d) Other provisions of this Chapter which
						  require a subject institution to make, keep, or preserve books, accounts, or
						  other records shall be construed, not as any limitation of or exception from
						  the provisions of Subdivision (a), (b), or (c) of this Section, but rather as
						  in addition to such provisions.
1.
							 Change without regulatory effect amending section filed 8-19-97 pursuant to
							 section 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
2. Amendment of subsection (a)
							 filed 4-14-98; operative 5-14-98 (Register 98, No.
							 16).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								1706,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 4 - Business and Operations-General › Subpart 2 - Books, Accounts, and Other Records › Section 10.14727 - Books and Accounts of Transactions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A subject institution shall make and keep books and
							 accounts for each of its subject offices which accurately reflect the
							 transactions of such office on a daily basis.
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								1706,Financial
								Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 4 - Business and Operations-General › Subpart 2 - Books, Accounts, and Other Records › Section 10.14728 - Separate Books and Accounts

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A subject institution shall make and keep the books
							 and accounts for its subject offices separate and apart from the books and
							 accounts for the other offices of such subject institution.
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								1706,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 6 - California State Offices of Foreign (Other Nation) Banks › Subarticle 3 - Agencies and Branch Offices › Part 4 - Business and Operations-General › Subpart 2 - Books, Accounts, and Other Records › Section 10.14729 - Language

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A subject institution shall make and keep the books,
							 accounts, and other financial records for its subject offices in English.
							 However, a subject institution may make and keep the books, accounts, and other
							 financial records for its subject offices in a language other than English if
							 it makes and keeps English translations of such books, accounts, and other
							 financial records.
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								1706,
								Financial Code.