reglab/statecodes huggingface dataset:
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 6 - Licensee Obligations › 3 AAC 14.433 - Surrender of mortgage loan originator license

Current through May 31, 2024
A mortgage loan originator licensee who seeks to surrender
					 the mortgage loan originator license must file an application for license
					 surrender with the department through the registry. The license surrender is
					 not effective until the department has approved the license surrender in the
					 registry and changed the license change to
					 "terminated/surrendered."
Authority:
AS
						06.60.097
AS
						06.60.910
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 6 - Licensee Obligations › 3 AAC 14.434 - Change in control of mortgage licensee

Current through May 31, 2024
(a) A mortgage
				  licensee shall apply to the department for approval of a change in control of
				  the mortgage licensee. An application for a change in control must be submitted
				  30 days before the change in control is effective.
(b) If a mortgage licensee seeks approval
				  from the department for a new control person of the licensee, the mortgage
				  licensee must submit a complete set of fingerprints to the department for the
				  proposed new control person of the mortgage licensee.
(c) When a mortgage licensee applies for
				  department approval of a change in control of the mortgage licensee, the
				  mortgage licensee shall pay to the department a fee of $300 per control person.
				  The mortgage licensee must also pay investigative expenses incurred by the
				  department under
				  AS
				  06.60.130 and
				  06.60.250, before the department
				  grants or denies the application.
(d) A mortgage licensee shall maintain at
				  least two control persons at all times, unless temporarily waives the
				  requirement of this subsection because circumstances beyond the mortgage
				  licensee's control make only one control person available the
				  department.
Authority:
AS
						06.60.027
AS 06.60.035
AS 06.60.130
AS
						06.60.910
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 6 - Licensee Obligations › 3 AAC 14.435 - Shared business location

Current through May 31, 2024
A mortgage licensee, a registered exempt bona fide
					 nonprofit organization, or a registered depository institution may share office
					 space with another business if each business
(1) has office space and signage that are
				  sufficiently separate and distinct for a reasonable customer to understand
				  which business the customer is transacting business with at all
				  times;
(2) operates as a separate
				  legal entity with distinct personnel; and
(3) maintains separate accounts, books, and
				  records.
Authority:
AS
						06.60.015
AS 06.60.110
AS
						06.60.910
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 6 - Licensee Obligations › 3 AAC 14.440 - Amendments to information on file with department within or outside the registry

Current through May 31, 2024
A licensee, a registered exempt bona fide nonprofit
					 organization, or a registered depository institution shall notify the
					 department in writing no later than seven days after a change in a document or
					 information previously submitted directly to the department. A licensee, a
					 registered exempt bona fide nonprofit organization, or a registered depository
					 institution shall submit an amendment to the department through the registry no
					 later than seven days after any change in the information that was previously
					 submitted to the department through the registry, unless a different time
					 period is otherwise specified.
Authority:
AS
						06.60.015
AS 06.60.016
AS 06.60.130
AS
						06.60.910
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 7 - Business Duties and Restrictions, and Disciplinary Action › 3 AAC 14.510 - Misleading, unfair, or deceptive advertising

Current through May 31, 2024
Misleading, unfair, or deceptive advertising under
					 AS
					 06.60.320 and
					 06.60.340(7),(11),or(25)
					 includes the following practices by a person who is required to be licensed or
					 registered under AS 06.60:
(1) making
				  a representation or statement of fact in an advertisement if the representation
				  or statement is false or misleading, or has the tendency or capacity to be
				  misleading, or if the person does not have sufficient information upon which a
				  reasonable belief in the truth of the representation or statement could be
				  based;
(2) advertising without
				  clearly and conspicuously disclosing the complete name of the licensee or the
				  registered depository institution, any other name listed in the registry, and
				  the unique identifier of the mortgage licensee or the registered depository
				  institution, and if the advertisement refers to the name of a mortgage loan
				  originator, the unique identifier of the mortgage loan originator, except that
				  the licensee or the registered depository institution is not required to
				  display the unique identifier in radio or television advertisements;
(3) advertising an address at which the
				  mortgage licensee does not conduct mortgage brokering or mortgage lending
				  activities;
(4) advertising in a
				  manner that misleads a person to believe that the advertisement or solicitation
				  is from a person's current mortgage holder or a government agency, that an
				  offer is a limited opportunity, or that a check is included in the advertising
				  materials;
(5) advertising any
				  program that would be in violation of  24 C.F.R. Part 3500  (Regulation
				  X);
(6) misrepresenting, directly
				  or by failure to adequately disclose, the terms, conditions, or charges
				  incident to the mortgage loan being advertised; a violation of this paragraph
				  includes
(A) advertising an offer to procure,
				  arrange, or otherwise assist a borrower in obtaining a mortgage loan on terms
				  that the mortgage licensee cannot or does not intend to provide, or that the
				  mortgage licensee knows or should know at the time the advertisement is made
				  cannot reasonably be provided; and
(B) advertising terms of credit while
				  knowingly failing to disclose material limitations on the availability of that
				  credit;
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 7 - Business Duties and Restrictions, and Disciplinary Action › 3 AAC 14.515 - Unfair or deceptive mortgage loan practices

Current through May 31, 2024
Unfair or deceptive acts or practices under
					 AS
					 06.60.340 include
(1) charging a prepayment penalty that
				  violates AS
				  45.45.010(g);
(2) failing to give to the borrower or the
				  borrower's attorney the time and reasonable opportunity to review each document
				  that relates to a mortgage loan and is required by this chapter or other
				  applicable law before the disbursement of the mortgage loan money, unless the
				  borrower signs a waiver of the right to receive the time and opportunity for
				  review before disbursement;
(3)
				  accepting any fees required to be disclosed by applicable law that are not
				  disclosed in accordance with applicable law;
(4) refusing to permit a borrower to be
				  represented by the attorney of the borrower's choice in any part of the process
				  of obtaining a mortgage loan;
(5)
				  for a mortgage broker, engaging the services of another mortgage broker who
				  will charge the borrower an additional fee without obtaining in advance the
				  written permission of the borrower to charge that fee, or without specifying
				  the amount of that fee in writing;
(6) directly or indirectly, regardless of the
				  receipt or the expectation of receipt of compensation from the contractor,
(A) providing loan application documents to a
				  home improvement contractor for use by that contractor in connection with the
				  financing by mortgage loans of home improvement contracts;
(B) using a home improvement contractor as an
				  agent for the business of the person subject to
				  AS
				  06.60.340; or
(C) accepting a mortgage application from a
				  contractor on behalf of a third party.
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 7 - Business Duties and Restrictions, and Disciplinary Action › 3 AAC 14.520 - Bona fide nonprofit organization exemption registration

Current through May 31, 2024
The following statutes apply to bona fide nonprofit
					 organizations who wish to complete an application for exemption:
(1)AS
				  06.60.135 (records of mortgage licensee);
(2)AS
				  06.60.200 (disciplinary action);
(3)AS
				  06.60.250 (investigation and examination
				  authority);
(4)AS
				  06.60.330 (compliance with federal
				  requirements);
(5)AS
				  06.60.340 (prohibited activities)
(6)AS
				  06.60.400 -
				  06.60.430 (enforcement);
(7)AS
				  06.60.850 -
				  06.60.860 (duties and powers of
				  the department).
Authority:
AS
						06.60.015
AS
						06.60.910
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 7 - Business Duties and Restrictions, and Disciplinary Action › 3 AAC 14.525 - Investigation and examination of an exempt bona fide nonprofit organization

Current through May 31, 2024
The department shall investigate and examine the affairs,
					 business, office, and records of an exempt bona fine nonprofit organization at
					 intervals the department considers appropriate as necessary to carry out the
					 purposes of this chapter. The department may conduct an examination without
					 prior notice. Examination fees are to be charged to and paid by the
					 organization in accordance with
					 AS
					 06.01.010. The department may maintain an
					 action for the recovery of the costs in any court of competent jurisdiction.
					 Not later than 30 days after the department requests payment, the licensee
					 shall pay the department the cost of examination in accordance with
					 AS
					 06.01.010 and any expenses required for each
					 representative of the department who is reasonably necessary to conduct the
					 investigation or examination, including travel costs and per diem allowance
					 that does not exceed the allowance for employees of the state under
					 AS
					 39.20.110
Authority:
AS
						06.60.015
AS
						06.60.910
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 8 - Originator Surety Fund › 3 AAC 14.710 - Claims

Current through May 31, 2024
Claims for reimbursement from the mortgage loan originator
					 surety fund under
					 AS
					 06.60.500 must
(1) be accompanied by the filing fee
				  established by
				  AS
				  06.60.620;
(2) be submitted on a form provided by the
				  department;
(3) assert a claim for
				  a loss suffered in a mortgage loan transaction as a result of fraud,
				  misrepresentation, deceit, or the wrongful conversion of money by a mortgage
				  loan originator licensee;
(4)
				  include a current mailing address and telephone number for the
				  claimant;
(5) include a current
				  mailing address and telephone number for the mortgage licensee for whom the
				  mortgage loan originator licensee worked, whether as an employee or under an
				  exclusive contract, during the time period relevant to the claim;
(6) include a current mailing address and
				  telephone number for any party involved in the mortgage loan transaction that
				  is the subject of the fund claim;
(7) include all the information required by
				  AS
				  06.60.580 and the claim form itself;
				  and
(8) be executed under penalty
				  of unsworn falsification.
Authority:
AS
						06.60.580
AS 06.60.620
AS
						06.60.910
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 8 - Originator Surety Fund › 3 AAC 14.715 - Current address of claimant

Current through May 31, 2024
The claimant shall notify the department in writing of any
					 change in its mailing address or telephone number while its claim is pending.
					 Failure to maintain a current mailing address and telephone number on file with
					 the department while a claim is pending may result in dismissal of the
					 claim.
Authority:
AS
						06.60.580
AS
						06.60.910
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 8 - Originator Surety Fund › 3 AAC 14.720 - Notification of claim

Current through May 31, 2024
(a) No later than 30 days after receipt of a
				  fund claim filed under
				  AS
				  06.60.570 and at least 20 days before a
				  hearing is held on the fund claim, whichever is earlier, the department will
				  mail a copy of the claim, and any documentary material filed with the claim to
				  those entitled to notice under
				  AS
				  06.60.600.
(b) The department will mail the documents
				  described in (a) of this section by certified mail, return receipt
				  requested.
(c) The department's
				  duty to mail the claim to any other parties involved in the mortgage loan
				  transaction under
				  AS
				  06.60.600(3) is satisfied by
				  mailing the claim to the parties involved in the mortgage loan transaction who
				  are disclosed in the claim form filed with the department.
(d) In
				  AS
				  06.60.600(2), "employer of
				  the mortgage loan originator licensee" includes a person who employs the
				  mortgage loan originator licensee under an exclusive contract or as an
				  employee.
Authority:
AS
						06.60.600
AS 06.60.640
AS
						06.60.910
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 8 - Originator Surety Fund › 3 AAC 14.725 - Department action if licensee does not request a hearing

Current through May 31, 2024
If a mortgage loan originator licensee named in a fund
					 claim under
					 AS
					 06.60.570-06.60.580 does not file a timely
					 request for hearing after receiving written notice of the claim under
					 3 AAC 14.720, the department will review the materials
					 submitted by the claimant and apply the standards in
					 AS
					 06.60.680 to prepare a written determination
					 as to whether to award the claimant reimbursement from the fund. The written
					 determination is the final decision of the department, unless the claimant
					 requests a hearing no later than 30 days after receipt of the written
					 determination.
Authority:
AS
						06.60.680
AS
						06.60.910
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 8 - Originator Surety Fund › 3 AAC 14.730 - Disciplinary action based on final decision

Current through May 31, 2024
The department may use the final decision under
					 AS
					 06.60.680 as to a fund claim as the basis for
					 disciplinary action against a licensee.
Authority:
AS
						06.60.210
AS 06.60.680
AS
						06.60.910
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 8 - Originator Surety Fund › 3 AAC 14.735 - Addition to licensee file

Current through May 31, 2024
When the department pays a claim from the fund, the
					 following information will be added to the license file of each mortgage loan
					 originator licensee named in the findings and conclusions as responsible for
					 the loss:
(1) a copy of the findings
				  and conclusions and the order adopted by the department;
(2) proof of payment from the fund to the
				  claimant.
Authority:
AS
						06.60.210
AS 06.60.650
AS 06.60.670
AS 06.60.680
AS
						06.60.910
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 9 - Participation in Registry › 3 AAC 14.815 - Changes to licenses in effect on July 31, 2009

Current through May 31, 2024
A person with a license under AS 06.60 in effect on July
					 31, 2009, who wishes to amend or surrender a license, establish or terminate an
					 employment relationship with a licensee, or request other department action
					 relating to a license under AS 06.60, must submit the necessary forms to the
					 registry and pay state and registry fees through the
					 registry.
Authority:
AS
						06.60.870
AS
						06.60.910
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 9 - Participation in Registry › 3 AAC 14.820 - New license applicants

Current through May 31, 2024
A person who applies for a license under AS 06.60 after
					 July 31, 2009, must submit the necessary forms to the registry and pay state
					 and registry fees through the registry.
Authority:
AS 06.60.070
AS
						06.60.870
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 9 - Participation in Registry › 3 AAC 14.825 - Confidentiality

Current through May 31, 2024
(a) Except as otherwise provided in this
				  section, a requirement under federal or state law regarding the privacy or
				  confidentiality of information or material provided to the registry, and a
				  privilege arising under federal or state law, including the rules of a federal
				  or state court, with respect to the information or material, continues to apply
				  to the information or material after the information or material has been
				  disclosed to the registry. The information and material may be shared with all
				  state and federal regulatory officials with mortgage industry oversight
				  authority without the loss of privilege or the loss of confidentiality
				  protections provided by federal and state laws.
(b) The department may enter into agreements
				  or sharing arrangements with other governmental agencies, the organizations
				  identified in 12 U.S.C.
				  5102(5) as the organizations
				  that develop and maintain the registry, and other associations representing
				  governmental agencies in accordance with any applicable regulation or
				  order.
(c) Information or material
				  that is subject to a privilege or confidentiality under (a) of this section is
				  not subject to
(1) disclosure under a federal
				  or state law, including
				  AS
				  40.25.100-40.25.295 (Alaska Public Records
				  Act), governing the disclosure to the public of information held by an officer
				  or an agency of the federal government or the respective state; or
(2) subpoena or discovery, or admission into
				  evidence, in a private civil action or administrative process, unless, with
				  respect to a privilege held by the registry with respect to the information or
				  material, the person to whom the information or material pertains waives, in
				  whole or in part, in the discretion of the person, that privilege.
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 10 - General Provisions › 3 AAC 14.910 - Filing or submission date

Current through May 31, 2024
(a) An application
				  for department action under AS 06.60 and this chapter will be considered filed
				  or submitted as of the postmark date of the document. If the document is
				  submitted by a method that does not provide a postmark date, the document will
				  be considered filed or submitted as of the date stamped or otherwise marked on
				  the document when it is received at the department's Anchorage office. An
				  electronic filing or submission, if allowed, will be considered filed or
				  submitted at the time the filing or submission is received in electronic form
				  by the department or the registry.
(b) For the purposes of this section,
				  "postmark date" means the date of mailing stamped or otherwise marked by the
				  United States Postal Service or other domestic courier service on a document
				  with prepaid postage and correctly addressed to the department's Anchorage
				  office.
Authority:
AS
						06.60.910
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 10 - General Provisions › 3 AAC 14.915 - Filing with department when registry unavailable

Current through May 31, 2024
Any document required to be filed with the department that
					 is not permitted to be filed with or cannot be transmitted through the registry
					 shall be filed in paper directly with the department.
Authority:
AS
						06.60.016
AS
						06.60.910
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 10 - General Provisions › 3 AAC 14.917 - Change of labels for license or registration status designations used by the registry

Current through May 31, 2024
If the registry uses a label for a license or a
					 registration status that is different from a label used in this chapter for the
					 license or registration status, a change of license or registration status
					 through the registry is effective for the licensee or the registered depository
					 institution without regard to the difference in the label
					 used.
Authority:
AS
						06.60.016
AS
						06.60.910
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 10 - General Provisions › 3 AAC 14.920 - Name and address changes

Current through May 31, 2024
(a) A person
				  required to be licensed or registered under AS 06.60 shall maintain a current,
				  valid mailing address and electronic mail address with the department through
				  the registry. An applicant, licensee, or registered depository institution
				  shall monitor its record in the registry and its electronic mail address filed
				  with the registry for communications from the department and information
				  regarding its license or registration. For an applicant, licensee, or
				  registered depository institution, the department will use the latest mailing
				  address submitted to the registry for official communications, notifications,
				  and service of legal process.
(b) A
				  person required to be licensed or registered under AS 06.60 shall file an
				  application to amend its record with the department through the registry 30
				  days before a change of a mailing address and immediately upon a change of an
				  electronic mail address. A mortgage licensee or a registered depository
				  institution shall submit a fee of $50 to the department through the registry
				  with an application to amend its record because of a change of a mailing
				  address. The department will not assess a fee to amend the mailing address of a
				  mortgage loan originator in the registry. A change of the mailing address of a
				  licensee or a registered depository institution in the registry is effective
				  when approved by the department in the registry.
(c) If a mortgage licensee or a registered
				  depository institution seeks to change its name, the mortgage licensee or the
				  registered depository institution shall submit an application to amend its Form
				  MU1 and a fee of $100 to the department through the registry. No later than
				  seven days after filing the application to amend the Form MU1 for a change of
				  name, a mortgage licensee shall submit directly to the department
(1) organizational documents filed with the
				  domestic state under
				  3 AAC 14.056 with the changed name and, if the mortgage
				  licensee is organized outside this state, documentation of authority to conduct
				  business in this state with the changed name; and
(2) a copy of the name registration form with
				  the changed name, stamped "received" by the department division overseeing
				  corporations.
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 14 - Mortgage Lending › Article 10 - General Provisions › 3 AAC 14.990 - Definitions

Current through May 31, 2024
(a) In this chapter, unless the context
				  requires otherwise,
(1) "branch manager"
				  means an individual who is in charge of and responsible for the business
				  operations of a branch office of a mortgage licensee;
(2) "business entity"
(A) means a form of business ownership other
				  than a natural person; and
(B)
				  includes a corporation, limited liability company, partnership, limited
				  partnership, limited liability partnership, and trust;
(3) "Form MU1" means the uniform mortgage
				  lender and mortgage broker license application developed and used by the
				  registry;
(4) "Form MU2" means the
				  uniform mortgage biographical statement and consent form developed and used by
				  the registry;
(5) "Form MU3" means
				  the uniform mortgage branch office form developed and used by the
				  registry;
(6) "Form MU4" means the
				  uniform individual mortgage license, registration, and consent form developed
				  and used by the registry;
(7)
				  "other trade name" means a name other than the legal name of a business
				  entity;
(8) repealed
				  2/6/2020.
(9) "registered agent"
				  means a person located in this state and appointed to accept service of
				  process.
(10) "mortgage loan
				  originator's home" means the current residential address as listed on the
				  mortgage loan originator's Form MU4.
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 16 - Corporations, Partnerships, and Other Business Organizations › 3 AAC 16.010 - Fee for reservation, registration, or renewal of a reserved or registered business name under AS 10.06, AS 10.15, AS 10.20, AS 10.25, AS 10.35, AS 10.40, AS 10.45, AS 10.50, AS 32.05, AS 32.06, or AS 32.11

Current through May 31, 2024
(a) The
				nonrefundable fee for the initial reservation or registration of a business
				name is $25.
(b) The nonrefundable
				fee for renewal of a reserved or registered business name is $25.
(c) If a business name reservation is renewed
				more than twice within a 12 month period, a statement of intent to start a
				business shall be provided with the renewal application.
In 2012 the revisor of statutes, acting under
					 AS
					 01.05.031, renumbered former AS 10.20.705 as
					 AS
					 10.20.905. As of Register 203 (October 2012),
					 the regulations attorney made a conforming technical revision under
					 AS
					 44.62.125(b)(6), to the
					 authority citation that follows
					 3 AAC 16.010, so that the citation to former AS
					 10.20.705 now refers to the renumbered statute,
					 AS
					 10.20.905.
Authority:
AS
					 10.06.140
AS 10.06.145
AS 10.06.953
AS 10.15.580
AS 10.20.905
AS 10.25.530
AS 10.35.010
AS 10.35.060
AS 10.35.070
AS 10.40.140
AS 10.45.240
AS 10.50.850
AS 10.50.900
AS 32.06.970
AS
					 32.11.870
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 16 - Corporations, Partnerships, and Other Business Organizations › 3 AAC 16.030 - Fees and charges for business corporations under AS 10.06

Current through May 31, 2024
(a) The fee for a
				domestic corporation filing articles of incorporation under AS 10.06 or a
				foreign corporation filing an application for certificate of authority under AS
				10.06 is $150.
(b) The
				nonrefundable fee for filing articles of amendment, articles of merger or
				consolidation, an amendment of certificate of authority, or any other document
				filed under AS 10.06 is $25.
(c)
				Repealed 7/7/89.
(d) Repealed
				7/7/89.
(e) The fee for filing a
				change of office address for three or more corporations submitted at one time
				by a registered agent is $40.
(f)
				Repealed 7/3/95.
(g) Repealed
				7/3/95.
(h) The nonrefundable fee
				for filing
(1) a certificate of election to
				dissolve is $10; and
(2) articles
				of dissolution is $15.
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 16 - Corporations, Partnerships, and Other Business Organizations › 3 AAC 16.040 - Fees and charges for cooperative corporations under AS 10.15

Current through May 31, 2024
(a) The biennial
				license fee for a cooperative corporation is $100.
(b) The fee for filing articles of
				incorporation for a cooperative corporation is $150.
(c) The nonrefundable fee for filing articles
				of amendment, articles of merger or consolidation, an amendment of certificate
				of authority, or any other document filed under AS 10.15 is $25.
(d) The nonrefundable fee for filing
(1) a certificate of election to dissolve is
				$10;
(2) articles of dissolution is
				$15; and
(3) evidence of
				dissolution of a foreign corporation is $25.
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 16 - Corporations, Partnerships, and Other Business Organizations › 3 AAC 16.050 - Fees and charges for nonprofit corporations under AS 10.20

Current through May 31, 2024
(a) Repealed
				7/7/89.
(b) The fee for a domestic
				nonprofit corporation filing articles of incorporation or a foreign nonprofit
				corporation filing an application for certificate of authority is
				$50.
(c) The nonrefundable fee for
				filing articles of amendment, articles of merger or consolidation, an amendment
				of certificate of authority, or any other document filed under AS 10.20 is
				$25.
(d) Repealed 7/7/89.
(e) The nonrefundable fee for filing
(1) a resolution to dissolve is
				$10;
(2) articles of dissolution is
				$15; and
(3) evidence of
				dissolution of a foreign corporation is $25.
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 16 - Corporations, Partnerships, and Other Business Organizations › 3 AAC 16.055 - Fees and charges for limited liability partnership under AS 32.06

Current through May 31, 2024
(a) The fee for a
				domestic limited liability partnership or a foreign limited liability
				partnership filing a statement of qualification under AS 32.06 is
				$150.
(b) The nonrefundable fee for
				filing an amendment to a statement, a withdrawal or cancellation of a
				statement, or any other document filed under AS 32.06 is $25.
(c) The fee to file a biennial report for a
				domestic limited liability partnership doing business in this state is $100.
				The fee to file a biennial report for a foreign limited liability partnership
				doing business in this state is $200. A domestic or foreign limited liability
				partnership that is delinquent in filing its biennial report on or before the
				time prescribed under
				AS
				32.06.913 shall pay a late charge of $25 for
				each year or part of a year of delinquency.
(d) A domestic or foreign limited liability
				partnership that fails to file a biennial report within the time prescribed
				under AS
				32.06.913 is subject to an additional charge
				of 10 percent of the total amount of the filing fee, and the late charge as
				stated in (c) of this section.
Authority:
AS
					 32.06.913
AS 32.06.970
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 16 - Corporations, Partnerships, and Other Business Organizations › 3 AAC 16.060 - Fees for electric and telephone cooperatives under AS 10.25

Current through May 31, 2024
(a) The fee for an
				electric or telephone cooperative filing articles of incorporation is
				$150.
(b) The nonrefundable fee for
				filing articles of amendment, articles of merger or consolidation, an amendment
				of certificate of authority, or any other document filed under AS 10.25 is
				$25.
(c) The nonrefundable fee for
				filing
(1) a certificate of election to
				dissolve is $10;
(2) articles of
				dissolution is $15; and
(3)
				evidence of dissolution of a foreign corporation is $25.
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 16 - Corporations, Partnerships, and Other Business Organizations › 3 AAC 16.065 - Fees and charges for limited liability companies under AS 10.50

Current through May 31, 2024
(a) The fee for a
				domestic limited liability company filing articles of organization under AS
				10.50 or a foreign limited liability company filing an application for
				registration as a foreign limited liability company under AS 10.50 is
				$150.
(b) The nonrefundable fee for
				filing articles of amendment, articles of merger or consolidation, articles of
				dissolution, an amendment of registration, or any other document filed under AS
				10.50 is $25.
(c) The fee to file a
				biennial report for a domestic limited liability company is $100; a foreign
				limited liability company doing business in this state is $200. A domestic or
				foreign limited liability company that is delinquent in filing its biennial
				report on or before the time prescribed under
				AS
				10.50.760(b) shall pay a
				late charge of $25 for each year or part of a year of delinquency.
(d) A domestic or foreign limited liability
				company that fails to file a biennial report within the time prescribed under
				AS
				10.50.760(b) is subject to
				an additional charge of 10 percent of the total amount of the filing fee, and
				the late charge as stated in (c) of this section.
In making the emergency amendments to
					 3 AAC 16.065 permanent in Register 136 (January 1996)
					 the regulations attorney made minor technical amendments not reflected in the
					 history note.
Authority:
AS
					 10.50.850
AS
					 10.50.900
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 16 - Corporations, Partnerships, and Other Business Organizations › 3 AAC 16.070 - Fees for religious corporations under AS 10.40

Current through May 31, 2024
(a) The fee for
				filing articles of incorporation of a religious corporation is $50.
(b) The nonrefundable fee for filing articles
				of amendment, articles of merger or consolidation, an amendment of certificate
				of authority, or any other document filed under AS 10.40 is $25.
(c) The nonrefundable fee for filing
(1) a certificate of election to dissolve is
				$10;
(2) articles of dissolution is
				$15; and
(3) evidence of
				dissolution of a foreign corporation is $25.
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 16 - Corporations, Partnerships, and Other Business Organizations › 3 AAC 16.075 - Fees and charges for limited partnerships under AS 32.11

Current through May 31, 2024
(a) The fee for a
				domestic limited partnership filing a certificate of limited partnership or a
				foreign limited partnership filing an application for registration as a foreign
				limited partnership under AS 32.11 is $150.
(b) The nonrefundable fee for filing a
				certificate of amendment, an amended registration of foreign limited
				partnership, or any other document filed under AS 32.11 is $25.
(c) The nonrefundable fee for filing a
				certificate of cancellation under AS 32.11 is $25.
(d) Repealed 7/13/2003.
In making the emergency amendments to
					 3 AAC 16.075(b) and (c) permanent in
					 Register 136 (January 1996) the regulations attorney made minor technical
					 amendments not reflected in the history
					 note.
Authority:
AS
					 32.11.870
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 16 - Corporations, Partnerships, and Other Business Organizations › 3 AAC 16.080 - Fees for copies

Current through May 31, 2024
(a) The nonrefundable fee for an uncertified
				copy of a one-page document or a biennial report is $1.
(b) The nonrefundable fee for an uncertified
				copy of a specified document that contains more than one page and that pertains
				to one corporation file is $10.
(c) The fee for an uncertified copy of all the documents contained
				in one corporation file is $30 for up to 50 pages and $1 per page for each
				additional page above 50.
(d) The
				nonrefundable fee to obtain a certificate of corporate status is $10.
(e) The nonrefundable fee to certify a
				document as a true and correct copy is $5.
(f) The nonrefundable fee for an electronic copy, on compact
				disc-read only memory (CD-ROM), of the department's database of business entity
				filings is $25.
In making the emergency amendments to
					 3 AAC 16.080(b) and (c) permanent in
					 Register 136 (January 1996), the regulations attorney made minor technical
					 amendments not reflected in the history note.
Effective 7/1/2014, Register 211, the Department of
					 Commerce, Community, and Economic Development readopted
					 3 AAC 16.080, without change, to affirm the validity of
					 that section following statutory amendments made in ch. 60 SLA 2013. Section
					 10, ch. 60, SLA 2013 added
					 AS
					 10.55.603.
Authority:
AS
					 10.06.840
AS 10.06.953
AS 10.15.555
AS 10.20.640
AS 10.25.530
AS 10.50.850
AS 10.55.603
AS 32.06.970
AS 32.11.870
AS 40.25.110
AS 40.25.115
AS
					 40.25.120
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 16 - Corporations, Partnerships, and Other Business Organizations › 3 AAC 16.090 - Fee for accepting service of process

Current through May 31, 2024
The nonrefundable fee for the commissioner of commerce,
				  community, and economic development to act as an agent for service of process,
				  notice, or demand under AS 10.06, AS 10.20, AS 10.25, AS 10.40, AS 10.45, AS
				  10.50, AS 10.55, AS 32.06, or AS 32.11 is $25.
In making the emergency amendments to
					 3 AAC 16.090 permanent in Register 136 (January 1996)
					 the regulations attorney disapproved one of the amendments.
As of Register 171 (October 2004), the regulations attorney
					 made technical revisions under
					 AS
					 44.62.125(b)(6) to reflect
					 the name change of the Department of Community and Economic Development to the
					 Department of Commerce, Community, and Economic Development made by ch. 47, SLA
					 2004 and the corresponding title change of the commissioner of community and
					 economic development.
Authority:
AS
					 10.06.175
AS 10.06.953
AS 10.20.530
AS 10.25.530
AS 10.40.130
AS 10.45.240
AS 10.50.850
AS 10.55.603
AS 32.06.970
AS
					 32.11.870
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 16 - Corporations, Partnerships, and Other Business Organizations › 3 AAC 16.100 - Fee for filing any other instrument

Current through May 31, 2024
The nonrefundable fee for filing any instrument authorized or
				  required to be filed under AS 10.06, AS 10.15, AS 10.20, AS 10.25, AS 10.40, AS
				  10.45, AS 10.50, AS 10.55, AS 32.06, or AS 32.11, that is not otherwise
				  specified in this chapter, is $25.
In making the emergency amendment to
					 3 AAC 16.100 permanent in Register 136 (January 1996)
					 the regulations attorney made technical amendments not reflected in the history
					 note.
Authority:
AS
					 10.06.843
AS 10.06.953
AS 10.15.555
AS 10.20.635
AS 10.25.530
AS 10.40.140
AS 10.45.240
AS 10.50.850
AS 10.55.603
AS 32.06.970
AS
					 32.11.870
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 16 - Corporations, Partnerships, and Other Business Organizations › 3 AAC 16.105 - Fee for expedited filings and copies

Current through May 31, 2024
(a) The additional
				fee for an expedited filing under AS 10.06, AS 10.15, AS 10.20, AS 10.25, AS
				10.40, AS 10.45, AS 10.50, AS 10.55, AS 32.06, or AS 32.11 is $150.
(b) The additional fee for providing
				expedited copies of documents under
				3 AAC 16.080 is $50.
(c) Repealed 7/13/2003.
(d) Expedited filings and expedited requests
				for copies made in accordance with this section will be given priority over
				those received in the regular course of business.
(e) The commissioner may offer expedited
				filings in accordance with AS 10, AS 32, and this section.
In making the emergency amendments to
					 3 AAC 16.105 permanent in Register 136 (January 1996)
					 the regulations attorney made technical amendments not reflected in the history
					 note.
In 2012 the revisor of statutes, acting under
					 AS
					 01.05.031, renumbered former AS 10.20.705 as
					 AS
					 10.20.905. As of Register 203 (October 2012),
					 the regulations attorney made a conforming technical revision under
					 AS
					 44.62.125(b)(6), to the
					 authority citation that follows
					 3 AAC 16.105, so that the citation to former AS
					 10.20.705 now refers to the renumbered statute,
					 AS
					 10.20.905.
Authority:
AS
					 10.06.175
AS 10.06.828
AS 10.06.830
AS 10.06.833
AS 10.06.835
AS 10.06.838
AS 10.06.840
AS 10.06.843
AS 10.06.845
AS 10.06.953
AS 10.15.545
AS 10.15.555
AS 10.15.580
AS 10.20.530
AS 10.20.635
AS 10.20.640
AS 10.20.905
AS 10.25.530
AS 10.40.130
AS 10.40.140
AS 10.45.240
AS 10.50.850
AS 10.50.900
AS 10.55.603
AS 32.06.970
AS
					 32.11.870
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 16 - Corporations, Partnerships, and Other Business Organizations › 3 AAC 16.115 - Fees and class codes for trademark filings under AS 45.50

Current through May 31, 2024
(a) The fee for
				filing signed and verified instruments relating to a registered mark or
				application for registration under
				AS
				45.50.125(b) is
				$25.
(b) The classification of
				goods, services, certification marks, and collective membership marks under
				AS
				45.50.150 is the international schedule of
				classes of goods and services adopted by the United States Patent and Trademark
				Office in 37 C.F.R.
				6.1, as amended through November 1, 1996,
				adopted by reference in this section.
Authority:
AS
					 45.50.125
AS
					 45.50.205
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 16 - Corporations, Partnerships, and Other Business Organizations › 3 AAC 16.120 - Determining distinguishable names

Current through May 31, 2024
(a) For purposes of
				the reservation, registration, or use of a name under AS 10 or AS 32, a name is
(1) distinguishable on the records of the
				department from the name of any other organized entity and from a reserved or
				registered name if
(A) each name contains
				one or more different letters or numerals or has a different sequence of
				letters or numerals;
(B) one of the
				key words is different;
(C) the key
				words are the same, but they are in a different order;
(D) the key words are the same, but the
				spelling is creative, unusual, or artistic;
(E) the key words have a marked difference in meaning in their
				contexts and the words are not literally identical;
(F) the difference in key words is between
				how a number is expressed, as a numeral, Roman numeral, or word representing a
				numeral; or
(G) an "s" is added or
				deleted to make the word plural, singular, or possessive;
				and
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 16 - Corporations, Partnerships, and Other Business Organizations › 3 AAC 16.130 - Electronic signatures

Current through May 31, 2024
The commissioner may accept an electronic signature on an
				  electronic record that is filed under AS 10, AS 32, or AS 45.50.
Authority:
AS
					 09.80.020
AS
					 09.80.150
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 16 - Corporations, Partnerships, and Other Business Organizations › 3 AAC 16.140 - Fees and charges for filing under AS 10.55

Current through May 31, 2024
The nonrefundable fee for filing a
(1) statement of merger is $25;
(2) statement of abandonment of merger is
				$25;
(3) statement of interest
				exchange is $25;
(4) statement of
				abandonment of interest exchange is $25;
(5) statement of conversion is $25;
(6) statement of abandonment of
				conversion is $25;
(7) statement
				of domestication is $25;
(8)
				statement of abandonment of domestication is $25.
Authority:
AS
					 10.55.603
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 20 - Land Sales › Article 1 - Filing Procedures › 3 AAC 20.010 - Filing and registration fees

Current through May 31, 2024
Every person filing a registration statement under
					 AS
					 34.55.010 shall pay a filing fee of $100 and
					 a registration fee of $200. The filing and registration fees must accompany the
					 registration statement. When a registration statement is withdrawn without
					 prejudice before its effective date, the department will retain the $100 filing
					 fee.
Authority:
AS
						34.55.020
Alaska Administrative Code › Title 3 - Commerce, Community, and Economic Development › Part 1 - Banking, Securities, Small Loans and Corporations › Chapter 20 - Land Sales › Article 1 - Filing Procedures › 3 AAC 20.020 - Inspection fees

Current through May 31, 2024
Investigations made under
					 AS
					 34.55.022 shall be made at the expense of the
					 applicant according to the current per diem rate for each day of travel and
					 on-site inspection; plus round trip air and ground transportation from the
					 examiner's duty station. An applicant shall deposit an amount equal to the
					 estimated cost of the on-site inspection prior to the on-site
					 inspection.
Authority:
AS
						34.55.020