reglab/statecodes huggingface dataset:
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 1 - General Provisions › Article 2 - Procedures for Hearings and Meetings on Applications › Section 12068 - Decisions Requiring Resignation or Divestiture

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
When an application is denied or conditions, limitations,
					 or restrictions are imposed under the Act or this chapter and that decision is
					 final under Section
					 12066, any requirements set forth
					 in the decision must be complied with, and the following will apply to the
					 extent not inconsistent with the decision, as applicable:
(a)
(1) If
				  the denied applicant is an officer, director, employee, agent, representative,
				  or independent contractor of a corporation licensed, registered, or found
				  suitable by the Commission, the denied applicant must resign according to the
				  date specified in the Commission's decision and must notify the Commission in
				  writing.
(2) If the denied
				  applicant is an officer or director of a corporation that is licensed,
				  registered, or found suitable by the Commission, the corporation must remove
				  that person from office according to the date specified in the Commission's
				  decision and must notify the Commission in writing.
(3) If the denied applicant is an employee,
				  agent, representative, or independent contractor of a corporation licensed,
				  registered, or found suitable by the Commission, the corporation must terminate
				  its relationship with that person pursuant to the date specified in the
				  decision and must notify the Commission in writing.
(4) Any denied applicant subject to
				  paragraphs (1) or (2) of this subsection and the corporation licensed,
				  registered, or found suitable by the Commission, must comply with Business and
				  Professions Code section
				  19882,
				  if applicable.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 1 - General Provisions › Article 3 - Designated Agent › Section 12080 - Requirements

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) An
				  applicant, licensee, or holder of a Commission work permit may designate a
				  natural person(s) to serve as their designated agent(s) pursuant to Title 11,
				  Cal. Code Regs., Section
				  2030, using the Appointment of
				  Designated Agent, CGCC-CH1-04 (Rev. 07/22), which is attached in Appendix A to
				  this chapter.
(b) A natural
				  person(s) must be authorized as the applicant's, licensee's, or holder of a
				  Commission work permit's designated agent before representing the applicant,
				  licensee, or holder of a Commission work permit before the
				  Commission.
(c) A designated agent
				  must provide the following, if applicable:
(1)
				  The designated agent's California State Bar number indicating a current license
				  in good standing; or,
(2) The
				  designated agent's California Board of Accountancy number indicating a current
				  license in good standing.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 1 - General Provisions › Article 3 - Designated Agent › Section 12082 - Standards of Representation

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) A
				  designated agent is expected to act in accordance with the scope of authority
				  given to them by the applicant, licensee, or holder of a Commission work permit
				  until:
(1) The applicant, licensee, or holder
				  of a Commission work permit provides the Bureau with a superseding designation;
				  or,
(2) The designated agent
				  provides the applicant, licensee, or holder of a Commission work permit with a
				  notification of withdrawal as designated agent with a copy simultaneously sent
				  to the Bureau.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 1 - General Provisions › Appendix A

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
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1. New
				  appendix A filed 1-25-2006; operative 2-24-2006 (Register 2006, No.
				  4).
2. Repealer and new Appendix A (form CGCC-032) filed 5-23-2013;
				  operative 7-1-2013 (Register 2013, No. 21).
3. Amendment of appendix
				  adding new form CGCC-Sub 001 filed 9-27-2013; operative 9-27-2013 pursuant to
				  Government Code section
				  11343.4(b)(3)
				  (Register 2013, No. 39).
4. Amendment of appendix adding new form
				  CGCC-ND -- 002 filed 11-25-2014; operative 1-1-2015 (Register 2014, No.
				  48).
5. Amendment of form CGCC-ND-002 filed 1-22-2020; operative
				  4-1-2020 (Register 2020, No. 4).
6. Amendment of appendix filed
				  12-12-2020; operative 1-1-2021 pursuant to Government Code section
				  11343.4(b)
				  (Register 2020, No. 51). Filing deadline specified in Government Code section
				  11349.3(a)
				  extended 60 calendar days pursuant to Executive Order N-40-20.
7.
				  Amendment of form CGCC-CH1-03 filed 1-11-2022; operative 4-1-2022 (Register
				  2022, No. 2).
8. Amendment of Form CGCC-CH1-03 filed 2-8-2022;
				  operative 4-1-2022 (Register 2022, No. 6).
9. Amendment of form
				  CGCC-CH1-04 filed 6-22-2023; operative 10-1-2023 (Register 2023, No.
				  25).
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2 - Licenses and Work Permits › Article 1 - Definitions and General Provisions › Section 12104 - Tppps Certificate

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) The
				  Commission will issue a license certificate to each approved TPPPS business
				  licensee.
(b) The Commission will
				  endorse upon each certificate the names of all other owners affiliated with the
				  TPPPS business licensee.
1. New
					 section filed 11-19-2001 as an emergency; operative 11-19-2001 (Register 2001,
					 No. 47). A Certificate of Compliance must be transmitted to OAL by 3-19-2002 or
					 emergency language will be repealed by operation of law on the following
					 day.
2. New section refiled 3-19-2002 as an emergency; operative
					 3-19-2002 (Register 2002, No. 12). A Certificate of Compliance must be
					 transmitted to OAL by 7-17-2002 or emergency language will be repealed by
					 operation of law on the following day.
3. New section refiled
					 7-1-2002 as an emergency; operative 7-1-2002 (Register 2002, No. 27). A
					 Certificate of Compliance must be transmitted to OAL by 10-29-2002 or emergency
					 language will be repealed by operation of law on the following
					 day.
4. Certificate of Compliance as to 7-1-2002 order, including
					 new article 2 heading, renumbering of former section
					 12104 to section
					 12122 and new section
					 12104, transmitted to OAL
					 10-29-2002 and filed 12-12-2002 (Register 2002, No. 50).
5.
					 Editorial correction implementing amendments to section and NOTE filed
					 6-26-2003 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2003, No. 49).
6. Relocation of article 2
					 heading from preceding section
					 12104 to precede section
					 12112, repealer of former section
					 12104 and renumbering of former
					 section 12200.1 to new section
					 12104, including amendment of
					 section heading, section and NOTE, filed 12-12-2020; operative 1-1-2021
					 pursuant to Government Code section
					 11343.4(b)
					 (Register 2020, No. 51). Filing deadline specified in Government Code section
					 11349.3(a)
					 extended 60 calendar days pursuant to Executive Order N-40-20.
Note: Authority cited: Sections
						19840,
						19841
						and
						19984,
						Business and Professions Code. Reference: Section
						19855
						and
						19984,
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2 - Licenses and Work Permits › Article 1 - Definitions and General Provisions › Section 12105 - Mandatory and Discretionary Grounds for Denial of Work Permit. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
					 section filed 12-12-2002; operative 12-12-2002 pursuant to Government Code
					 section
					 11343.4
					 (Register 2002, No. 50).
2. Change without regulatory effect
					 amending section and NOTE filed 6-26-2003 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2003, No. 26).
3. Repealer filed 12-12-2020;
					 operative 1-1-2021 pursuant to Government Code section
					 11343.4(b)
					 (Register 2020, No. 51). Filing deadline specified in Government Code section
					 11349.3(a)
					 extended 60 calendar days pursuant to Executive Order N-40-20.
Note: Authority cited: Sections
						19811,
						19824,
						19840,
						19841
						and
						19912,
						Business and Professions Code. Reference: Sections
						19800,
						19811,
						19816,
						19857,
						19859,
						19911,
						19912
						and
						19914(b),
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2 - Licenses and Work Permits › Article 1 - Definitions and General Provisions › Section 12106 - Badges

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a)
				  Each initial, renewal, temporary, or interim employee category license or TPPPS
				  owner type license issued by the Commission to a natural person will be
				  accompanied by a badge. Additionally, any cardroom owner type licensee who has
				  duties in the gambling establishment will have a badge issued to them. A badge
				  issued by the Commission will contain all of the following on its front:
(1) A photograph of the holder;
(2) The first name of the holder;
(3) The license or Commission work permit
				  number;
(4) The expiration date of
				  the license or Commission work permit; and,
(5) The type of initial, renewal, temporary,
				  or interim license or Commission work permit the badge is being issued
				  for.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2 - Licenses and Work Permits › Article 1 - Definitions and General Provisions › Section 12108 - Replacement of a Badge

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) The
				  Bureau will provide a replacement badge to a licensee if all of the following
				  conditions are met:
(1) The requestor has a
				  current valid initial, renewal, temporary, or interim license or Commission
				  work permit.
(2) A completed Badge
				  Replacement Request, CGCC-CH2-01 (Rev. 11/21), which is attached in Appendix A
				  to this chapter, and the badge replacement fee specified in Section
				  12090, is
				  submitted.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2 - Licenses and Work Permits › Article 1 - Definitions and General Provisions › Section 12110 - Change in Employment Status

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) An
				  employee category licensee will be eligible to accept employment from a
				  different or additional owner category licensee if:
(1) The new or additional employment requires
				  the same license for which the employee category licensee is currently
				  authorized; and,
(2) The employee
				  category licensee notifies the Bureau within 10 business days of starting the
				  new employment by completing a Notification of Employment Change, CGCC-CH2-02
				  (New 05/20), which is attached in Appendix A to this
				  chapter.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2 - Licenses and Work Permits › Article 2 - Initial and Renewal Licenses and Work Permits › Section 12112 - Initial License Applications; Required Forms

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A person applying for Commission approval must submit the
					 following to the Bureau:
(a) A
				  completed Application for Employee Category License, CGCC-CH2-04 (Rev. 11/21)
				  or Application for Owner Category License, CGCC-CH2-05 (Rev. 04/23), which are
				  attached in Appendix A to this chapter, any applicable fees required in Section
				  12090, and the applicable
				  background investigation deposit required by Title 11, CCR, Section
				  2037.
(b) Any applicable completed supplemental
				  information forms, all of which are attached in Appendix A to this chapter:
(1) Business Entity: Supplemental
				  Information, CGCC-CH2-06 (Rev. 12/21).
(2) Individual Owner/Principal: Supplemental
				  Information, CGCC-CH2-07 (Rev. 07/22).
(3) Key Employee or TPPPS Supervisor:
				  Supplemental Information, CGCC-CH2-08 (Rev. 07/22).
(4) Trust: Supplemental Information,
				  CGCC-CH2-09 (Rev. 12/21).
(5)
				  Commission Work Permit or TPPPS Worker: Supplemental Information, CGCC-CH2-10
				  (Rev. 07/22).
(6) Supplemental
				  Information: Schedules, CGCC-CH2-11 (New 05/20).
(7) Request for Copy of Personal Income or
				  Fiduciary Tax Return, FTB-3516 (Rev. 08-2015) C1 PAGE 1.
(8) Request for Copy of Corporation, Exempt
				  Organization, Partnership, or Limited Liability Company Tax Return, FTB-3516
				  (Rev. 08-2015) C1 PAGE 2.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2 - Licenses and Work Permits › Article 2 - Initial and Renewal Licenses and Work Permits › Section 12114 - Renewal License Applications; Required Forms

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) An
				  applicant must file a complete application for a renewal license or Commission
				  work permit with the Bureau no later than 120 calendar days prior to the
				  expiration of the current license or Commission work permit. To be considered
				  timely, the complete application for renewal must be received by the Bureau no
				  later than the date due or, if delivered by mail, be postmarked no later than
				  the date due.
(b) If a complete
				  application for a renewal cardroom owner type license is filed less than 110
				  calendar days prior to the expiration date of the current license, the
				  application of the cardroom business licensee and each cardroom endorsee
				  licensee required pursuant to subsection (d) will be determined to be untimely
				  and delinquent.
(c) For the
				  purposes of this section, a "complete application" must consist of all of the
				  following:
(1) A completed Application for
				  Employee Category License, CGCC-CH2-04 or Application for Owner Category
				  License, CGCC-CH2-05, as referred to in subsection (a) of Section
				  12112, and any applicable fees
				  required in Section
				  12090;
(2) Any applicable investigation deposit
				  specified in Title 11, CCR, Section
				  2037. However, if, after a review
				  of an application for renewal, the Bureau determines that further investigation
				  is needed, the applicant must submit an additional sum of money that, in the
				  judgment of the Chief of the Bureau, will be adequate to pay the anticipated
				  investigation and processing costs, in accordance with Business and Professions
				  Code section
				  19867.
(3) A two by two inch color passport-style
				  photograph taken no more than 30 calendar days before submission of the
				  application if the application is for a natural person.
(4) One of the following:
(A) If a resident of the State of California,
				  a Request for Live Scan Service, as referred to in subsection (d) of Section
				  12112, including the ATI Number.
				  The applicant is responsible for any fees necessary for the completion of this
				  form; or,
(B) If not a resident of
				  the State of California, two Applicant Fingerprint Cards,
				  FD-258.
(5) If the
				  application is an Application for Owner Category License, CGCC-CH2-05, and the
				  applicant is a natural person, then a completed copy of the Spousal
				  Information, CGCC-CH2-12.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2 - Licenses and Work Permits › Article 2 - Initial and Renewal Licenses and Work Permits › Section 12116 - Processing Timelines for Applications

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a)
				  Initial and renewal license and work permit applications submitted pursuant to
				  this chapter will be processed within the following timeframes:
(1) The Bureau will notify the applicant in
				  writing within ten business days after the receipt of an application that the
				  application or a resubmitted application is complete and accepted for initial
				  processing, or that an application or a resubmitted application is deficient
				  and identify what specific additional information is required. For the purposes
				  of this section, "complete application" means complete applicable form(s)
				  required pursuant to Section
				  12112 or Section
				  12114, as appropriate.
(2) The Bureau will review any submitted
				  supplemental information form(s) and notify the applicant of any deficiencies,
				  or deem the supplemental information form(s) complete. Notwithstanding this
				  subsection, subsequent to acceptance of the supplemental information as
				  complete, the Bureau may, pursuant to Business and Professions Code section
				  19866,
				  require the applicant to submit additional information.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2 - Licenses and Work Permits › Article 2 - Initial and Renewal Licenses and Work Permits › Section 12118 - Objection to Local Work Permits

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a)
				  Commission denial of an application for any reason set forth in Section
				  12040 constitutes grounds for
				  Bureau objection to the issuance of a local work permit by a city, county, or
				  city and county, pursuant to Business and Professions Code section
				  19912.
(b) An individual, whose local work permit
				  has been denied by the city, county, or city and county, based upon Bureau
				  objection, may submit, a written request to the Executive Director for an
				  evidentiary hearing to consider the Bureau's objection.
(c) The Executive Director will schedule a
				  GCA hearing, pursuant to subsection (a) of Section
				  12060 with the following
				  modifications:
(1) The complainant will
				  always be the Bureau.
(2) In place
				  of the Bureau report, the Bureau will have the burden to establish that its
				  basis for objection was reasonable.
(3) Subsection (k) of Section
				  12060 does not apply. Instead, the
				  burden of proof will be on the Bureau.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2 - Licenses and Work Permits › Article 3 - Temporary Licenses and Work Permits › Section 12124 - Temporary Employee Category Licenses

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) The
				  Executive Director will issue a temporary employee category license if all of
				  the following requirements are met:
(1) The
				  applicant selected the appropriate temporary request box on the application
				  form, and has submitted the applicable nonrefundable temporary fees.
(2) Neither the application in its entirety,
				  nor the results of the investigation of the applicant reported by the Bureau to
				  the Commission up until the date of issuance of the temporary license,
				  discloses any of the mandatory grounds for disqualification specified under
				  Section 12040;
(3) The applicant has not, within the 10-year
				  period immediately preceding the submission of the application, been convicted
				  of any of the following offenses, not including convictions which have been
				  expunged or dismissed as provided by law:
(A)
				  A misdemeanor involving a firearm or other deadly weapon.
(B) A misdemeanor involving gaming or
				  gaming-related activities prohibited by Chapter 9 (commencing with section
				  319) and Chapter 10 (commencing
				  with section
				  330) of Title 9 of Part 1 of the
				  Penal Code.
(C) A misdemeanor
				  involving a violation of an ordinance of any city, county, or city and county,
				  which involves gambling or gambling-related activities.
(D) A misdemeanor involving violations of the
				  Act.
(4) The applicant
				  has not had an application denied or a license, permit, registration, or
				  finding of suitability revoked by the Commission.
(5) The applicant is not otherwise
				  disqualified under the Act, Commission regulations, or other provisions of law
				  from holding any license or Commission work permit.
(6) The application and other information
				  obtained during the review does not disclose any factor indicating that
				  approval of the temporary license or Commission work permit may, in the
				  judgment of the Executive Director, present a danger to the public or to the
				  reputation of controlled gambling in this state.
(7) The applicant has not had a previous
				  application, within a 1-year period immediately preceding the submission of a
				  request for a temporary employee category license, deemed abandoned by the
				  Commission pursuant to subsection (c) of Section
				  12017 and the abandoned application
				  had an associated Bureau report that included a recommendation of
				  denial.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2 - Licenses and Work Permits › Article 3 - Temporary Licenses and Work Permits › Section 12126 - Temporary Owner Category License

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) The
				  Commission will not issue a temporary owner category license to an applicant if
				  the Commission finds any of the following:
(1) The application in its entirety, or the
				  results of the investigation of the application reported by the Bureau to the
				  Commission disclosed any mandatory grounds for disqualification specified in
				  Section 12040;
(2) The applicant has, within the 10-year
				  period immediately preceding the submission of the application, been convicted
				  of any of the following offenses, not including convictions which have been
				  expunged or dismissed as provided by law:
(A)
				  A misdemeanor involving a firearm or other deadly weapon.
(B) A misdemeanor involving gambling or
				  gambling-related activities prohibited by Chapter 9 (commencing with section
				  319) and Chapter 10 (commencing
				  with section
				  330) of Title 9 of Part 1 of the
				  Penal Code.
(C) A misdemeanor
				  involving a violation of an ordinance of any city, county, or city and county,
				  which pertains to gambling or gambling-related activities.
(D) A misdemeanor involving violations of the
				  Act.
(3) The applicant is
				  disqualified under the Act, Commission regulations, or other provisions of law
				  from holding a license or work permit; or,
(4) The applicant does not hold any required
				  business license, permit, or other approval.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2 - Licenses and Work Permits › Article 3 - Temporary Licenses and Work Permits › Section 12128 - Cancellation or Conditioning of Temporary Licenses

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Any
				  temporary license issued in accordance with this article will be cancelled or
				  conditioned, as provided in subsection (a) and (b), if at any time, any of the
				  following apply:
(1) The Commission
				  determines that it has received reliable information that the holder of the
				  temporary license is ineligible under paragraphs (2) or (3) subsection (a) of
				  Section 12124, has failed to reveal any
				  fact material to the holder's qualification for a temporary license, or has
				  supplied information to the Bureau or Commission that is untrue or misleading
				  as to a material fact pertaining to the criteria for issuance of a temporary
				  license.
(2) The applicant's
				  initial license application is referred by a vote of the Commission to an
				  evidentiary hearing, and the Commission directs the Executive Director to
				  cancel or condition the temporary license.
(3) The temporary license is for a temporary
				  TPPPS category license, and the applicant:
(A) Buys or sells chips other than to or from
				  the cardroom business licensee, except for exchanging with a patron one
				  denomination of chips for chips of another denomination.
(B) Lends money or chips to gambling
				  establishment patrons, except for exchanging with a patron one denomination of
				  chips for chips of another denomination.
(C) Makes a wager that was not specifically
				  authorized by the Bureau approved game rules.
(D) Provided TPPPS at a gambling
				  establishment without a Bureau-approved contract on and after April 30,
				  2004.
(4) The temporary
				  license is for a TPPPS owner type license or a TPPPS supervisor license and the
				  applicant:
(A) Knowingly permitted one or
				  more TPPPS category licensee to commit any act described in paragraph
				  (3).
(B) Knew, or failed to
				  implement reasonable oversight procedures that would have apprised the TPPPS
				  business licensee, that one or more employees was in violation of the Act or
				  Commission regulations, and failed or refused to take action to prevent the
				  recurrence of the violation(s).
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2 - Licenses and Work Permits › Article 3 - Temporary Licenses and Work Permits › Section 12130 - TPPPS Registration. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Sections
						19811,
						19823,
						19825,
						19826,
						19840,
						19841 and
						19984, Business and Professions
						Code. Reference: Sections
						19816 and
						19951(a), Business
						and Professions Code.
Note: Authority cited: Sections
						19811,
						19823,
						19825,
						19826,
						19840,
						19841
						and
						19984,
						Business and Professions Code. Reference: Sections
						19816
						and
						19951(a),
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2 - Licenses and Work Permits › Article 4 - Interim Owner Category License › Section 12132 - Article Definitions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a)
				  Except as otherwise provided in Section
				  12002, subsection (b) of Section
				  12100 and in subsection (b) of this
				  section, the definitions in Business and Professions Code section
				  19805
				  govern the construction of this article.
(b) As used in this article:
(1) "Applicant" means a new owner or
				  individual in control of an ownership interest of a cardroom business licensee
				  or TPPPS business licensee, who submits an application to the Bureau for an
				  interim owner category license pursuant to Section
				  12136.
(2) "Interim owner category license" means a
				  license issued by the Commission which permits the interim operation of a
				  cardroom business licensee or TPPPS business licensee following a qualifying
				  event, during which time the Bureau processes and the Commission considers an
				  application for a regular license from a new owner.
(3) "New owner" means an individual who is a
				  trustee (other than a trustee in bankruptcy), beneficiary, successor in
				  interest, or security interest holder who becomes an owner of, or obtains an
				  ownership interest in a cardroom business licensee or TPPPS business licensee
				  as a result of a qualifying event.
(4) "Qualifying event" means an event, such
				  as those specified in Business and Professions Code section
				  19841,
				  subdivision (s), that results in a change in the ownership for sole proprietors
				  or in the control of the ownership interest for non-natural persons of a
				  cardroom business license or TPPPS business licensee and prevents the cardroom
				  business license or TPPPS business licensee from conducting gambling operations
				  or the provision of third-party proposition player services because the new
				  owner or individual(s) in control does not hold a valid license. A qualifying
				  event does not include any planned or negotiated transaction where a current
				  licensee retains the capacity and authority to continue gambling operations or
				  the provision of third-party proposition player services until approval of the
				  transaction and issuance of any license by the Commission (e.g., a sale, the
				  transfer of shares, incorporation, etc.).
(5) "Regular license" means an initial
				  cardroom owner type license or initial TPPPS owner type license, as
				  appropriate, issued by the Commission pursuant to Section
				  12112.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2 - Licenses and Work Permits › Article 4 - Interim Owner Category License › Section 12136 - Applications and Required Forms

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) In
				  order to be considered for an interim owner category license, a new owner, or
				  individual in control of the ownership interest, must submit all of the
				  following within 30 calendar days of a qualifying event:
(1) A complete application for an owner
				  category license pursuant to Section
				  12112;
(2) A signed written request for an interim
				  owner category license that describes the qualifying event and identifies the
				  key employee licensee or TPPPS supervisor licensee, as appropriate, who will
				  control and oversee gambling operations or the provision of third-party
				  proposition player services; and,
(3) A copy of any document that evidences the
				  succession to the owner's interest in the cardroom business licensee or TPPPS
				  business license, which may include, as applicable, any of the following:
(A) In the case of the death of an owner, a
				  copy of the death certificate;
(B)
				  In the case of the incapacity of an owner, a copy of any document that
				  evidences the owner's incapacity and the appointment of a conservator;
				  or,
(C) In the case of insolvency,
				  foreclosure or receivership of a cardroom business license or TPPPS business
				  license, a copy of any pertinent agreement, note, mortgage, lease, deed of
				  trust, and any document, notice or order that evidences the insolvency,
				  foreclosure or receivership.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2 - Licenses and Work Permits › Article 4 - Interim Owner Category License › Section 12138 - Criteria

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) A
				  request for an interim owner category license will be ancillary to and
				  concurrent with an application for a regular license. The application for a
				  regular license will be processed in accordance with Section
				  12112. The request for an interim
				  owner category license will be processed as follows:
(1) The maximum time within which the Bureau
				  may notify the applicant in writing that a request for an interim owner
				  category license is complete and accepted for filing, or that a request is
				  deficient and identifying what specific additional information is required, is
				  10 calendar days after receipt of the request. If additional information is
				  required, the Bureau will allow the applicant 10 calendar days to submit the
				  additional information. If the requested information is not supplied within 10
				  calendar days, the request for an interim owner category license will be
				  considered abandoned and no further action will be taken on the request. A
				  cardroom business licensee or TPPPS business licensee must immediately
				  terminate gambling operations or the provision of third-party proposition
				  player services if a request for an interim owner category license is abandoned
				  by the applicant and no other person has applied for or been granted an
				  interim, temporary or regular license for that cardroom business licensee-or
				  TPPPS business licensee.
(2) Once
				  the Bureau determines that a request for an interim owner category license is
				  complete, the matter will be set for consideration at a noticed Commission
				  meeting. The Bureau will provide their review to the Commission no later than
				  40 calendar days after receipt of the request. Pursuant to the provisions of
				  the Act and this division, the Commission will grant or deny the request for an
				  interim owner category license within 60 calendar days after receipt of the
				  request. A request for an interim owner category license will be denied by the
				  Commission if the applicant is disqualified for any reason set forth in section
				  19859
				  of the Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2 - Licenses and Work Permits › Article 5 - Surrender or Abandonment of Cardroom Business License › Section 12142 - Cardroom Business License; Surrender; Abandonment

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) A
				  cardroom business licensee may propose to surrender their cardroom business
				  license at any time prior to expiration. In order to propose the surrender of a
				  cardroom business license, the cardroom business licensee must submit a written
				  request to the Commission, with a copy to the Bureau. A proposed surrender will
				  be agendized for consideration at the next available Commission meeting. Each
				  proposed surrender will be considered on its merits by the Commission. A
				  proposed surrender is not effective unless and until the surrender is accepted
				  by the Commission. A proposed surrender may be rejected if the Commission
				  determines that acceptance would not be in the public interest, for example, if
				  the cardroom business licensee is currently under investigation or if
				  disciplinary action has been initiated.
(b) A cardroom business license that has been
				  surrendered or abandoned after the effective date of this section is subject to
				  the following:
(1) The license cannot be
				  reactivated, reinstated, reissued, or renewed.
(2) The cardroom business licnesee associated
				  with that cardroom business license is no longer eligible to conduct any
				  gambling operation under that license.
(3) Business and Professions Code section
				  19963
				  precludes that gambling establishment from being reopened in that jurisdiction
				  or in any other jurisdiction.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2 - Licenses and Work Permits › Article 5 - Surrender or Abandonment of Cardroom Business License › Section 12144 - Cardroom Business License: Prior Surrender or Abandonment

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) A
				  cardroom business license that was valid as of December 31, 1999, or that was
				  issued pursuant to an application on file with the department prior to
				  September 1, 2000, and that was surrendered or expired without being renewed
				  prior to January 6, 2011, will be eligible for reinstatement in accordance with
				  the following guidelines:
(1) The applicant
				  seeking to reinstate the license must be the last holder of the license that he
				  or she is seeking to reinstate.
(2)
				  The applicant must notify the Commission, in writing, within 30 calendar days
				  of the effective date of this section of the intent to apply for reinstatement
				  of the license.
(3) The applicant
				  must submit a complete application for an initial cardroom business license
				  pursuant to Section
				  12112, and all documentation
				  required by subsection (b) within 12 months of the effective date of this
				  section.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2.1 - Third-Party Providers of Proposition Player Services: Registration; Licensing [Repealed] › Article 1 - Definitions and General Provisions [Repealed] › Section 12200.1 - Certificate. [Renumbered]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
					 section filed 7-6-2004 as an emergency; operative 7-6-2004 (Register 2004, No.
					 28). A Certificate of Compliance must be transmitted to OAL by 11-3-2004 or
					 emergency language will be repealed by operation of law on the following
					 day.
2. Certificate of Compliance as to 7-6-2004 order transmitted
					 to OAL 11-3-2004 and filed 12-20-2004 (Register 2004, No. 52).
3.
					 Renumbering of section
					 12200.1 to section
					 12104 filed 12-12-2020; operative
					 1-1-2021 pursuant to Government Code section
					 11343.4(b)
					 (Register 2020, No. 51). Filing deadline specified in Government Code section
					 11349.3(a)
					 extended 60 calendar days pursuant to Executive Order N-40-20. For prior
					 history, see Register 2002, No. 50.
Note: Authority cited: Sections
						19840,
						19841
						and
						19984,
						Business and Professions Code. Reference: Section
						19984,
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2.1 - Third-Party Providers of Proposition Player Services: Registration; Licensing [Repealed] › Article 1 - Definitions and General Provisions [Repealed] › Section 12200.3 - Badge. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
					 section filed 7-6-2004 as an emergency; operative 7-6-2004 (Register 2004, No.
					 28). A Certificate of Compliance must be transmitted to OAL by 11-3-2004 or
					 emergency language will be repealed by operation of law on the following
					 day.
2. Certificate of Compliance as to 7-6-2004 order, including
					 amendment of section, transmitted to OAL 11-3-2004 and filed 12-20-2004
					 (Register 2004, No. 52).
3. Change without regulatory effect
					 amending subsections (b), (d) and (f) filed 8-8-2008 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2008, No. 32).
4. Change without regulatory
					 effect amending subsection (b) filed 9-30-2011 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2011, No. 39).
5. Change without regulatory
					 effect amending subsection (b) filed 6-3-2013 pursuant to section
					 100, title 1, California Code of
					 Regulations; operative 7-1-2013 in accordance with Governor's Reorganization
					 Plan No. 2 of 2012 (Register 2013, No. 23).
6. Change without
					 regulatory effect amending form BGC-441 (incorporated by reference) and
					 subsection (b) filed 12-7-2017 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2017, No. 49).
7. Repealer filed 12-12-2020;
					 operative 1-1-2021 pursuant to Government Code section
					 11343.4(b)
					 (Register 2020, No. 51). Filing deadline specified in Government Code section
					 11349.3(a)
					 extended 60 calendar days pursuant to Executive Order N-40-20.
Note: Authority cited: Sections
						19840,
						19841
						and
						19984,
						Business and Professions Code. Reference: Section
						19984,
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2.1 - Third-Party Providers of Proposition Player Services: Registration; Licensing [Repealed] › Article 1 - Definitions and General Provisions [Repealed] › Section 12200.5 - Replacement of Badge. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
					 section filed 7-6-2004 as an emergency; operative 7-6-2004 (Register 2004, No.
					 28). A Certificate of Compliance must be transmitted to OAL by 11-3-2004 or
					 emergency language will be repealed by operation of law on the following
					 day.
2. Certificate of Compliance as to 7-6-2004 order, including
					 amendment of section, transmitted to OAL 11-3-2004 and filed 12-20-2004
					 (Register 2004, No. 52).
3. Change without regulatory effect
					 amending subsection (a)(2) filed 9-30-2011 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2011, No. 39).
4. Change without regulatory
					 effect amending section and NOTE filed 6-3-2013 pursuant to section
					 100, title 1, California Code of
					 Regulations; operative 7-1-2013 in accordance with Governor's Reorganization
					 Plan No. 2 of 2012 (Register 2013, No. 23).
5. Change without
					 regulatory effect amending form BGC-438 (incorporated by reference) and
					 subsection (a)(2) filed 12-7-2017 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2017, No. 49).
6. Repealer filed 12-12-2020;
					 operative 1-1-2021 pursuant to Government Code section
					 11343.4(b)
					 (Register 2020, No. 51). Filing deadline specified in Government Code section
					 11349.3(a)
					 extended 60 calendar days pursuant to Executive Order N-40-20.
Note: Authority cited: Sections
						19826,
						19827,
						19840,
						19841
						and
						19984,
						Business and Professions Code. Reference: Sections
						19826,
						19864
						and
						19984,
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2.1 - Third-Party Providers of Proposition Player Services: Registration; Licensing [Repealed] › Article 1 - Definitions and General Provisions [Repealed] › Section 12200.6 - Transfer or Reinstatement of Player Registration or License; Issuance of Additional Badge. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
					 section filed 7-6-2004 as an emergency; operative 7-6-2004 (Register 2004, No.
					 28). A Certificate of Compliance must be transmitted to OAL by 11-3-2004 or
					 emergency language will be repealed by operation of law on the following
					 day.
2. Certificate of Compliance as to 7-6-2004 order, including
					 amendment of section heading and section, transmitted to OAL 11-3-2004 and
					 filed 12-20-2004 (Register 2004, No. 52).
3. Change without
					 regulatory effect amending subsection (a)(2) filed 9-30-2011 pursuant to
					 section 100, title 1, California Code of
					 Regulations (Register 2011, No. 39).
4. Change without regulatory
					 effect amending section and NOTE filed 6-3-2013 pursuant to section
					 100, title 1, California Code of
					 Regulations; operative 7-1-2013 in accordance with Governor's Reorganization
					 Plan No. 2 of 2012 (Register 2013, No. 23).
5. Change without
					 regulatory effect amending subsection (a)(2) filed 9-7-2017 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2017, No. 36).
6. Repealer filed 12-12-2020;
					 operative 1-1-2021 pursuant to Government Code section
					 11343.4(b)
					 (Register 2020, No. 51). Filing deadline specified in Government Code section
					 11349.3(a)
					 extended 60 calendar days pursuant to Executive Order N-40-20.
Note: Authority cited: Sections
						19826,
						19827,
						19840,
						19841
						and
						19984,
						Business and Professions Code. Reference: Sections
						19826,
						19864
						and
						19984,
						Business and Professions Code.
California Code of Regulations › Title 4 - Business Regulations › Division 18 - California Gambling Control Commission › Chapter 2.1 - Third-Party Providers of Proposition Player Services: Registration; Licensing [Repealed] › Article 1 - Definitions and General Provisions [Repealed] › Section 12200.7 - Proposition Player Contract Criteria. [Renumbered]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1. New
					 section filed 7-6-2004 as an emergency; operative 7-6-2004 (Register 2004, No.
					 28). A Certificate of Compliance must be transmitted to OAL by 11-3-2004 or
					 emergency language will be repealed by operation of law on the following
					 day.
2. Certificate of Compliance as to 7-6-2004 order, including
					 amendment of section, transmitted to OAL 11-3-2004 and filed 12-20-2004
					 (Register 2004, No. 52).
3. Change without regulatory effect
					 amending subsections (b)(3), (b)(16)-(18), (b)(22)-(c)(1), (d) and (f) filed
					 8-8-2008 pursuant to section
					 100, title 1, California Code of
					 Regulations (Register 2008, No. 32).
4. Amendment of subsections (a)
					 and (b), repealer of subsection (b)(13) and subsection renumbering filed
					 10-18-2017; operative 1-1-2018 (Register 2017, No. 42).
5.
					 Renumbering of former section
					 12200.7 to section
					 12270 filed 12-12-2020; operative
					 1-1-2021 pursuant to Government Code section
					 11343.4(b)
					 (Register 2020, No. 51). Filing deadline specified in Government Code section
					 11349.3(a)
					 extended 60 calendar days pursuant to Executive Order N-40-20.
Note: Authority cited: Sections
						19840,
						19841
						and
						19984,
						Business and Professions Code. Reference: Section
						19984,
						Business and Professions Code.