reglab/statecodes huggingface dataset:
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 2 - Agent of Depository › Article 2 - Agreement of Agent of Depository › Section 16002.2.2 - Agreement of Agent of Depository-Execution and Acknowledgment

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An agreement of agent of depository shall be executed on
						behalf of the agent of depository by the duly authorized president or a duly
						authorized vice president of such agent of depository and by the duly
						authorized secretary or a duly authorized assistant secretary of such agent of
						depository (or if there be no secretary or assistant secretary, then in lieu
						thereof, by a duly authorized officer of such agent of depository who performs
						duties usually performed by a secretary or assistant secretary). An agreement
						of agent of depository shall be acknowledged in the manner provided by law for
						the acknowledgment of an instrument, and the certificate of the officer taking
						the acknowledgment shall be attached to the agreement. An agreement of agent of
						depository shall bear the corporate seal of such agent of
						depository.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 2 - Agent of Depository › Article 3 - Declaration of Ineligibility and Transfer Order › Section 16002.3.1 - Declaration of Ineligibility and Transfer Order-Issuance

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Whenever the Administrator finds that an agent of
						depository for any reason has failed to comply with the agreement of agent of
						depository filed by it in accordance with Article 2 of this Subchapter, or any
						provision thereof, the Administrator may issue a declaration of ineligibility
						and transfer order, declaring such agent of depository ineligible to act as
						agent of depository and ordering such agent of depository, at its own expense
						and at the time fixed in such order, to transfer each security held by it for
						the purpose of securing a secured local agency deposit (including any security
						placed for safekeeping pursuant to Government Code Section
						53659 with
						a bank, a trust company, a federal reserve bank or a branch thereof or the
						Federal Home Loan Bank of San Francisco) to an agent of depository designated
						in such order on or before the date specified in such order.
1.
						Amendment filed 10-8-76 as an emergency; effective upon filing (Register 76,
						No. 41).
2. Certificate of Compliance filed 2-4-77 (Register 77, No.
						6).
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 2 - Agent of Depository › Article 3 - Declaration of Ineligibility and Transfer Order › Section 16002.3.2 - Declaration of Ineligibility and Transfer Order-Form, Execution, and Contents

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A declaration of ineligibility and transfer order shall
						be in writing, executed by the Administrator, and shall specify in what
						respects the agent of depository therein declared ineligible failed to comply
						with the agreement of agent of depository.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 2 - Agent of Depository › Article 3 - Declaration of Ineligibility and Transfer Order › Section 16002.3.3 - Declaration of Ineligibility and Transfer Order-Service

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) The original or duplicate original of a
					 declaration of ineligibility and transfer order shall be served on the agent of
					 depository therein declared ineligible.
(b) A copy of a declaration of ineligibility
					 and transfer order shall be served upon each depository for which, according to
					 the latest reports filed with the Administrator, the agent of depository
					 therein declared ineligible holds a security securing a secured local agency
					 deposit, and upon the treasurer of each local agency a deposit of which,
					 according to the latest reports filed with the Administrator, is secured by a
					 security held by the agent of depository therein declared ineligible; provided,
					 however, that any failure to effect service as provided in this Subdivision (b)
					 shall not invalidate any action taken pursuant to this article.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 2 - Agent of Depository › Article 3 - Declaration of Ineligibility and Transfer Order › Section 16002.3.4 - Transferred Security

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An agent of depository to which a security securing a
						secured local agency deposit is transferred in accordance with a declaration of
						ineligibility and transfer order may hold, pool, place for safekeeping, and
						release or otherwise dispose of such security as agent of depository in
						accordance with Local Agency Deposit Security Law and this Chapter, provided,
						however:
(a) If the treasurer of each
					 local agency a deposit of which is secured by such transferred security enters
					 into an amendment on the deposit contract relating to such deposit, naming
					 another agent of depository, such security shall be transferred to such other
					 agent of depository at the expense of the depository;
(b) If such declaration of ineligibility and
					 transfer order is revoked and if the treasurer of each local agency a deposit
					 of which is secured by such transferred security has not yet entered into an
					 amendment to the deposit contract relating to such deposit, naming another
					 agent of depository, then such security shall be transferred back to the agent
					 of depository declared ineligible in such revoked declaration of ineligibility
					 and transfer order at the expense of such agent of depository.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 2 - Agent of Depository › Article 4 - Hearings › Section 16002.4.1 - Hearing-Request

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Upon request filed with the Administrator by an agent of
						depository declared ineligible in a declaration of ineligibility and transfer
						order, the Administrator shall, and upon request filed with the Administrator
						by any person interested in such a declaration of ineligibility and transfer
						order, the Administrator may, initiate a hearing.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 2 - Agent of Depository › Article 4 - Hearings › Section 16002.4.2 - Notice of Hearing-Service

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Notice of a hearing shall be served upon the persons
						specified in Section
						16002.3.3 of this Chapter;
						provided, however, that any failure to effect service of such notice upon the
						persons specified in Subdivision (b) of 16002.3.3 of this Chapter shall not
						invalidate any action taken pursuant to this Article.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 2 - Agent of Depository › Article 4 - Hearings › Section 16002.4.3 - Revocation of Declaration of Ineligibility and Transfer Order

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
If upon the hearing the Administrator finds that the
						agent of depository declared ineligible in the declaration of ineligibility and
						transfer order has not failed to comply with the agreement of agent of
						depository filed by it with the Administrator, the Administrator shall, and if
						upon the hearing the Administrator finds that, although the agent of depository
						has failed to comply with the agreement of agent of depository, such agent of
						depository has cured such failure to comply and that it is reasonably probable
						that such agent of depository will comply with such agreement of agent of
						depository in the future, the Administrator may, revoke the declaration of
						ineligibility and transfer order.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 3 - Addition, Withdrawal and Substitution of Securities › Article 1 - Addition of a Security › Section 16003.1.1 - Addition of a Security

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A depository may effect an addition of a security to a
						security pool at any time.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 3 - Addition, Withdrawal and Substitution of Securities › Article 2 - Plus Substitution of Securities › Section 16003.2.1 - Plus Substitution of Securities

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A depository may effect a plus substitution of securities
						at any time; provided, however, that no agent of depository shall release a
						security from a security pool pursuant to such a substitution unless a duly
						authorized officer thereof first endorses upon or attaches to the documents of
						substitution a certification that the market value of the security added to
						such security pool equals or exceeds the market value of the security withdrawn
						from such security pool.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 3 - Addition, Withdrawal and Substitution of Securities › Article 3 - Withdrawal of a Security › Section 16003.3.1 - Withdrawal of a Security-in General

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
No depository shall effect a withdrawal of a security
						from a security pool unless it first presents to the agent of depository an
						order of withdrawal and statement of local agency deposits in accordance with
						this Article.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 3 - Addition, Withdrawal and Substitution of Securities › Article 3 - Withdrawal of a Security › Section 16003.3.2 - Order of Withdrawal-Contents

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An order of withdrawal shall describe each security to be
						withdrawn and shall state the market value thereof; provided, however, that the
						description of a security to be withdrawn need not contain the information
						called for in Paragraph (6) of Subdivision (a) of Section
						16001.5.7 of this
						Chapter.
1.
						Amendment filed 3-1-73 as an emergency; designated effective 3-7-73 (Register
						73, No. 9).
2. Certificate of Compliance filed 5-2-73 (Register 73,
						No. 18).
3. Amendment filed 7-16-80; effective thirtieth day
						thereafter (Register 80, No. 29).
Note: Authority cited: Section
						  53661,
						  Government Code. Reference: Section
						  53654,
						  Government Code.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 3 - Addition, Withdrawal and Substitution of Securities › Article 3 - Withdrawal of a Security › Section 16003.3.3 - Order of Withdrawal-Execution

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An order of withdrawal shall be executed on behalf of the
						depository by not less than two duly authorized officers or employees of such
						depository.
1.
						Amendment of section and new NOTE filed 4-7-97; operative 4-7-97 pursuant to
						Government Code section
						11343.4(d)
						(Register 97, No. 15).
Note: Authority cited: Section
						  53661,
						  Government Code. Reference: Section
						  53654,
						  Government Code.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 3 - Addition, Withdrawal and Substitution of Securities › Article 3 - Withdrawal of a Security › Section 16003.3.4 - Statement of Local Agency Deposits-Contents

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A statement of local agency deposits shall contain the
						total of local agency deposits and the total of secured local agency deposits
						held by the depository as of the most reasonably current date; and in case the
						depository maintains more than one security pool, the total of local agency
						deposits and the total of secured local agency deposits held on such date which
						are secured by the security pool from which the withdrawal is to be made;
						provided, however, that the totals of secured local agency deposits may be
						omitted, in which case the totals of secured local agency deposits shall be
						deemed to be the same as the corresponding totals of local agency deposits for
						purposes of such statement of deposits. For purposes of this Section, the "most
						reasonably current date" is the latest date as of which the depository,
						exercising due diligence, can determine the totals of local agency deposits and
						the totals of secured local agency deposits held by it; provided, however, that
						in no event shall such date precede by more than five days the day on which the
						statement of local agency deposits is presented to the agent of
						depository.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 3 - Addition, Withdrawal and Substitution of Securities › Article 3 - Withdrawal of a Security › Section 16003.3.5 - Statement of Local Agency Deposits-Execution and Verification

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A statement of local agency deposits shall be executed on
						behalf of the depository by two or more duly authorized officers of the
						depository, and each of such officers shall endorse upon or attach to such
						statement of local agency deposits a verification that such statement of local
						agency deposits is true and correct.
1.
						Amendment filed 7-16-80; effective thirtieth day thereafter (Register 80, No.
						29).
2. Amendment filed 4-7-97; operative 4-7-97 pursuant to
						Government Code section
						11343.4(d)
						(Register 97, No. 15).
Note: Authority cited: Section
						  53661,
						  Government Code. Reference: Section
						  53654,
						  Government Code.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 3 - Addition, Withdrawal and Substitution of Securities › Article 3 - Withdrawal of a Security › Section 16003.3.6 - Release of Security-Certification

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
No agent of depository shall release a security from a
						security pool pursuant to a withdrawal of a security unless it first receives
						from the depository an order of withdrawal and statement of local agency
						deposits in accordance with this Article and a duly authorized officer of such
						agent of depository endorses upon or attaches to such order and statement a
						certification that he has read the statement, that he has accepted the
						statement in good faith, that to the best of his knowledge and belief all the
						information contained in the statement is true and correct, and that the market
						value of the securities in the security pool from which the withdrawal is to be
						made, less the market value of the securities to be withdrawn from such
						security pool, exceeds, in case such security pool is a security pool
						(non-REN), by at least 10 percent, or in case such security pool is a security
						pool (REN), by at least 50 percent, the total of secured local agency deposits
						secured by such security pool, as stated in the statement.
1.
						Amendment filed 7-16-80; effective thirtieth day thereafter (Register 80, No.
						29).
Note: Authority cited: Section
						  53661,
						  Government Code. Reference: Sections
						  53649,
						  53651,
						  53652, and
						  53654,
						  Government Code.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 3 - Addition, Withdrawal and Substitution of Securities › Article 3 - Withdrawal of a Security › Section 16003.3.7 - Release of Security-Endorsement of Date

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Whenever an agent of depository releases a security from
						a security pool pursuant to a withdrawal of a security, a duly authorized
						officer thereof shall endorse the date of such release upon the order of
						withdrawal and statement of local agency deposits.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 3 - Addition, Withdrawal and Substitution of Securities › Article 3 - Withdrawal of a Security › Section 16003.3.8 - Service on Administrator

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Whenever a security is released from a security pool
						pursuant to a withdrawal of a security, the agent of depository, concurrently
						with such release, shall serve on the Administrator a true and complete copy of
						the order of withdrawal and statement of local agency deposits relating to such
						release, including the certification made in accordance with Section
						16003.3.6 of this Chapter and the
						endorsement made in accordance with Section
						16003.3.7 of this
						Chapter.
1.
						Amendment filed 3-2-72 as an emergency; designated effective 3-4-72 (Register
						72, No. 10).
2. Certificate of Compliance filed 6-9-72 (Register 72,
						No. 24).
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 3 - Addition, Withdrawal and Substitution of Securities › Article 4 - Minus Substitution of Securities › Section 16003.4.1 - Minus Substitution of Securities-in General

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
No depository shall effect a minus substitution of
						securities unless it first presents to the agent of depository an order of
						substitution and statement of local agency deposits in accordance with this
						Article.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 3 - Addition, Withdrawal and Substitution of Securities › Article 4 - Minus Substitution of Securities › Section 16003.4.2 - Order of Substitution-Contents

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An order of substitution shall describe each security to
						be withdrawn from, and each security to be added to, the security pool, and
						shall state the market value thereof; provided, however, that the description
						of a security to be withdrawn need not contain the information called for in
						Paragraph (6) of Subdivision (a) of Section
						16001.5.7 of this
						Chapter.
1.
						Amendment filed 3-1-73 as an emergency; designated effective 3-7-73 (Register
						73, No. 9).
2. Certificate of Compliance filed 5-2-73 (Register 73,
						No. 18).
3. Amendment filed 7-16-80; effective thirtieth day
						thereafter (Register 80, No. 29).
Note: Authority cited: Section
						  53661,
						  Government Code. Reference: Section
						  53654,
						  Government Code.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 3 - Addition, Withdrawal and Substitution of Securities › Article 4 - Minus Substitution of Securities › Section 16003.4.3 - Order of Substitution-Execution

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An order of substitution shall be executed on behalf of
						the depository by not less than two duly authorized officers or employees of
						such depository.
1.
						Amendment of section and new NOTE filed 4-7-97; operative 4-7-97 pursuant to
						Government Code section
						11343.4(d)
						(Register 97, No. 15).
Note: Authority cited: Section
						  53661,
						  Government Code. Reference: Section
						  53654,
						  Government Code.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 3 - Addition, Withdrawal and Substitution of Securities › Article 4 - Minus Substitution of Securities › Section 16003.4.4 - Statement of Local Agency Deposits-Contents, Execution and Verification

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A statement of local agency deposits shall contain the
						information prescribed in Section
						16003.3.4 of this Chapter and shall
						be executed and verified as prescribed in Section
						16003.3.5 of this
						Chapter.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 3 - Addition, Withdrawal and Substitution of Securities › Article 4 - Minus Substitution of Securities › Section 16003.4.5 - Release of Security-Certification

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
No agent of depository shall release a security from a
						security pool pursuant to a minus substitution of securities unless it first
						receives from the depository an order of substitution and statement of local
						agency deposits in accordance with this Article and a duly authorized officer
						of such agent of depository endorses upon or attaches to such order and
						statement a certification that he has read the statement, that he has accepted
						the statement in good faith, that to the best of his knowledge and belief all
						the information contained in the statement is true and correct, and that the
						market value of the securities in the security pool with respect to which the
						minus substitution of securities is to be effected, less the market value of
						the securities to be withdrawn from, and plus the market value of the
						securities to be added to, such security pool, exceeds, in case such security
						pool is a security pool (non-REN), by at least 10 percent, or in case such
						security pool is a security pool (REN), by at least 50 percent, the total of
						secured local agency deposits secured by such security pool, as stated in the
						statement.
1.
						Amendment filed 7-16-80; effective thirtieth day thereafter (Register 80, No.
						29).
Note: Authority cited: Section
						  53661,
						  Government Code. Reference: Sections
						  53649,
						  53651,
						  53652, and
						  53654,
						  Government Code.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 3 - Addition, Withdrawal and Substitution of Securities › Article 4 - Minus Substitution of Securities › Section 16003.4.6 - Release of Security-Endorsement of Date

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Whenever an agent of depository releases a security from
						a security pool pursuant to a minus substitution of securities, a duly
						authorized officer thereof shall endorse the date of such release upon the
						order of substitution and statement of local agency deposits.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 3 - Addition, Withdrawal and Substitution of Securities › Article 4 - Minus Substitution of Securities › Section 16003.4.7 - Service on Administrator

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Whenever a security is released from a security pool
						pursuant to a minus substitution of securities, the agent of depository,
						concurrently with such release, shall serve on the Administrator a true and
						complete copy of the order of substitution and statement of local agency
						deposits relating to such release, including the certification made in
						accordance with Section
						16003.4.5 of this Chapter and the
						endorsement made in accordance with Section
						16003.4.6 of this
						Chapter.
1.
						Amendment filed 3-2-72 as an emergency; designated effective 3-4-72 (Register
						72, No. 10).
2. Certificate of Compliance filed 6-9-72 (Register 72,
						No. 24).
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 4 - Reports by Treasurer to Administrator › Article 1 - General Provisions › Section 16004.1.1 - Reports-Execution

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A report required by this Subchapter shall be executed by
						a treasurer or by a person authorized to act on his behalf, except that the
						registration report required by Article 2 of this Subchapter shall be executed
						personally by the treasurer.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 4 - Reports by Treasurer to Administrator › Article 2 - Registration Report [Repealed] › Section 16004.2.1 - Registration Report-Filing. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
						Repealer of article 2 (sections
						16004.2.1 and
						16004.2.2) and section filed
						4-7-97; operative 4-7-97 pursuant to Government Code section
						11343.4(d)
						(Register 97, No. 15).
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 4 - Reports by Treasurer to Administrator › Article 2 - Registration Report [Repealed] › Section 16004.2.2 - Registration Report-Form and Contents. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
						Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
						11343.4(d)
						(Register 97, No. 15).
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 4 - Reports by Treasurer to Administrator › Article 3 - Supplemental Registration Report [Repealed] › Section 16004.3.1 - Supplemental Registration Report-Filing. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
						Repealer of article 3 (sections
						16004.3.1 and
						16004.3.2) and section filed
						4-7-97; operative 4-7-97 pursuant to Government Code section
						11343.4(d)
						(Register 97, No. 15).
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 4 - Reports by Treasurer to Administrator › Article 3 - Supplemental Registration Report [Repealed] › Section 16004.3.2 - Supplemental Registration Report-Form and Contents. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
						Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
						11343.4(d)
						(Register 97, No. 15).
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 4 - Reports by Treasurer to Administrator › Article 4 - Termination Report [Repealed] › Section 16004.4.1 - Termination Report-Filing. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
						Repealer of article 4 (sections
						16004.4.1 and
						16004.4.2) and section filed
						4-7-97; operative 4-7-97 pursuant to Government Code section
						11343.4(d)
						(Register 97, No. 15).
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 4 - Reports by Treasurer to Administrator › Article 4 - Termination Report [Repealed] › Section 16004.4.2 - Termination Report-Form and Contents. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
						Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
						11343.4(d)
						(Register 97, No. 15).
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 4 - Reports by Treasurer to Administrator › Article 5 - Report of Deposits › Section 16004.5.1 - Report of Deposits-Filing

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Whenever the Administrator may require, a treasurer shall
						file a report of deposits with the Administrator on or before the date
						designated by the Administrator.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 4 - Reports by Treasurer to Administrator › Article 5 - Report of Deposits › Section 16004.5.2 - Report of Deposits-Form and Contents

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A report of deposit shall be made on Form 3 and shall
						contain the information therein called for as of the time specified by the
						Administrator. (For an illustration of Form 3, see Section
						16010.1.3 of this
						Chapter.)
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 5 - Reports by Depository and Agent of Depository to Administrator › Article 1 - General Provisions › Section 16005.1.1 - Reports-Execution

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) A report
					 required of a depository by this Subchapter shall be executed on behalf of such
					 depository by not less than two duly authorized officers thereof.
(b) A report required of an agent of
					 depository by this Subchapter shall be executed on behalf of such agent of
					 depository by a duly authorized officer thereof.
1. New
						subsection (b) filed 3-2-72 as an emergency; designated effective 3-4-72
						(Register 72, No. 10).
2. Certificate of Compliance filed 6-9-72
						(Register 72, No. 24).
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 5 - Reports by Depository and Agent of Depository to Administrator › Article 2 - Report of Addition, Withdrawal, or Substitution of Securities › Section 16005.2.1 - Report of Addition, Withdrawal, or Substitution of Securities-Service

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Within two business days after a depository effects an
						addition of a security, a withdrawal of a security, or a substitution of a
						security, the agent of depository which holds the security pool with respect to
						which such addition, withdrawal, or substitution of securities was effected
						shall serve on the Administrator a report of addition, withdrawal, or
						substitution of securities.
1.
						Amendments filed 3-2-72 as an emergency; designated effective 3-4-72 (Register
						72, No. 10).
2. Certificate of Compliance filed 6-9-72 (Register 72,
						No. 24).
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 5 - Reports by Depository and Agent of Depository to Administrator › Article 2 - Report of Addition, Withdrawal, or Substitution of Securities › Section 16005.2.3 - Report of Addition, Withdrawal or Substitution of Securities-Alternative Forms

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Notwithstanding the provisions of Section
						16005.2.2 of this Chapter:
(a) In the case of a withdrawal of a
					 security, the report required by this Article may consist of the copy of the
					 order of withdrawal and statement of local agency deposits which is served on
					 the Administrator in compliance with Section
					 16003.3.8 of this Chapter, provided
					 that there is endorsed upon or attached to such copy a transmittal, addressed
					 to the Administrator, clearly designated "Report of Addition, Withdrawal, or
					 Substitution of Securities," and executed in accordance with Section
					 16005.1.1 of this
					 Chapter.
(b) In the case of minus
					 substitution of securities, the report required by this Article may consist of
					 the copy of the order of substitution and statement of local agency deposits
					 which is served on the Administrator in compliance with Section
					 16003.4.7 of this Chapter, provided
					 that there is endorsed upon or attached to such copy a transmittal, addressed
					 to the Administrator, clearly designated "Report of Addition, Withdrawal, or
					 Substitution of Securities," and executed in accordance with Section
					 16005.1.1 of this
					 Chapter.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 5 - Reports by Depository and Agent of Depository to Administrator › Article 3 - Weekly Report of Local Agency Deposits › Section 16005.3.1 - Weekly Report of Local Agency Deposits-Filing

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Each depository shall file with the Administrator a
						weekly report of local agency deposits; such weekly report of local agency
						deposits shall be as of the close of business on Wednesday of each week and
						shall be filed with the Administrator within five business days of such
						Wednesday.
1.
						Amendment filed 3-2-72 as an emergency; designated effective 3-4-72 (Register
						72, No. 10).
2. Certificate of Compliance filed 6-9-72 (Register 72,
						No. 24).
3. Amendment filed 3-1-73 as an emergency; designated
						effective 3-7-73 (Register 73, No. 9).
4. Certificate of Compliance
						filed 5-2-73 (Register 73, No. 18).
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 5 - Reports by Depository and Agent of Depository to Administrator › Article 3 - Weekly Report of Local Agency Deposits › Section 16005.3.2 - Weekly Report of Local Agency Deposits-Form and Contents

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A weekly report of local agency deposits shall be in
						writing, addressed to the Administrator and clearly designated "Weekly Report
						of Local Agency Deposits," and shall contain the following information as of
						the close of business on Wednesday of each week:
(a) Name and address of depository.
(b) Identification of security pool
					 maintained by the depository.
(c)
					 Total of local agency deposits and total of local secured local agency deposits
					 held by the depository, and in case the depository maintains more than one
					 security pool, the total of local agency deposits and the total of secured
					 local agency deposits which are secured by each of such security pools;
					 provided, that the totals of secured local agency deposits may be omitted, in
					 which case the totals of secured local agency deposits shall be deemed to be
					 the same as the corresponding totals of local agency deposits for purposes of
					 the weekly report of local agency deposits.
1.
						Amendment filed 3-1-73 as an emergency; designated effective 3-7-73 (Register
						73, No. 9).
2. Certificate of Compliance filed 5-2-73 (Register 73,
						No. 18).
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 5 - Reports by Depository and Agent of Depository to Administrator › Article 4 - Called Report of Local Agency Deposits and Securities › Section 16005.4.1 - Called Report of Local Agency Deposits and Securities-Filing

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A depository shall file a called report of local agency
						deposits and securities with the Administrator within twenty business days
						after the Administrator calls for such called report of local agency deposits
						and securities.
1.
						Amendment filed 3-2-72 as an emergency; designated effective 3-4-72 (Register
						72, No. 10).
2. Certificate of Compliance filed 6-9-72 (Register 72,
						No. 24).
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 5 - Reports by Depository and Agent of Depository to Administrator › Article 4 - Called Report of Local Agency Deposits and Securities › Section 16005.4.2 - Called Report of Local Agency Deposits and Securities-Form and Contents

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A called report of local agency deposits and securities
						shall be in writing, addressed to the Administrator and clearly designated
						"Called Report of Local Agency Deposits and Securities," and shall contain the
						following information as of the time specified by the Administrator:
(a) Name and address of depository.
(b) With respect to local agency deposits:
(1) Name of each local agency.
(2) Type of each deposit (i.e., whether
					 active or inactive.)
(3) Amount of
					 each deposit.
(4) Amount of each
					 deposit required to be secured.
(5)
					 Identification of security pool by which each deposit is secured.
(6) Total of items (3) and (4), respectively,
					 for each local agency.
(7) Total of
					 items (3) and (4), respectively, for each security pool.
(8) Total of items (3) and (4), respectively,
					 held by depository; provided, however, that item (4) and any of the totals of
					 item (4) required in this Subdivision (b) may be omitted, in which case item
					 (4) and any of the totals of item (4) so omitted shall be deemed to be the same
					 as item (3) and the corresponding totals of item (3) for purposes of the
					 report.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 5 - Reports by Depository and Agent of Depository to Administrator › Article 4 - Called Report of Local Agency Deposits and Securities › Section 16005.4.3 - Called Report of Local Agency Deposits and Securities-Verification

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A duly authorized officer of each agency of depository
						with which a depository maintains a security pool shall endorse upon the called
						report of local agency deposits and securities of such depository or attach
						thereto a verification that the information in such report with respect to each
						security pool which such depository maintains with such agency of depository is
						true and correct.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 5 - Reports by Depository and Agent of Depository to Administrator › Article 4 - Called Report of Local Agency Deposits and Securities › Section 16005.4.4 - Called Report of Local Agency Deposits and Securities-Certification

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
A duly authorized officer of each agent of depository
						with which a depository maintains a security pool shall endorse upon the called
						report of local agency deposit and securities of such depository or attach
						thereto a certification that, as of the time specified by the Administrator,
						the total market value of all securities in the security pool exceeded, in case
						such security pool is a security pool (non-REN), by at least 10 percent, or in
						case such security pool is a security pool (REN), by at least 50 percent, the
						total of the secured local agency deposits secured by such security pool, as
						reported by the depository, or if, as of the time specified by the
						Administrator, the total market value of all securities in the security pool
						did not exceed by at least 10 percent or 50 percent, as the case may be, the
						total of the secured local agency deposits secured by such security pool, as
						reported by the depository, a certification to such effect, specifying the
						difference, as of the time specified by the Administrator, between the total
						market value of all securities in the security pool and 110 percent or 150
						percent, as the case may be, of the total of the secured local agency deposits
						secured by such security pool, as reported by the depository.
1. New
						section filed 3-1-73 as an emergency; designated effective 3-7-73 (Register 73,
						No. 9).
2. Certificate of Compliance filed 5-2-73 (Register 73, No.
						18).
3. Amendment filed 7-16-80; effective thirtieth day thereafter
						(Register 80, No. 29).
Note: Authority cited: Section
						  53661,
						  Government Code. Reference: Article 2 (commencing with Section
						  53630), Chapter 4, Part 1, Division
						  2, Title 5, Government Code as amended by Stats. 1972, Chap.
						  756.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 6 - Report by Agent of Depository to Treasurer › Article 1 - General Provisions › Section 16006.1.1 - Report-Requirement

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An agent of depository shall make available to the
						treasurer of a local agency for review by such treasurer at a mutually agreed
						upon time and location a report with respect to each security pool held by such
						agent of depository for the purpose of securing a secured local agency deposit
						of such local agency.
1.
						Repealer of Subchapter 6 (Sections
						16006.1.1,
						16006.1.2,
						16006.2.1 through
						16006.2.5,
						16006.3.1 through
						16006.3.3) and new Subchapter 6
						(Sections 16006.1.1,
						16006.1.2,
						16006.2.1,
						16006.2.2) filed 3-1-73 as an
						emergency; designated effective 3-7-73 (Register 73, No. 9).
2.
						Certificate of Compliance filed 5-2-73 (Register 73, No.
						18).
Note: Authority cited: Section
						  53661,
						  Government Code. Reference: Article 2 (commencing with Section
						  53630), Chapter 4, Part 1, Division
						  2, Title 5, Government Code, as amended by Stats. 1972, Chap.
						  756.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 6 - Report by Agent of Depository to Treasurer › Article 1 - General Provisions › Section 16006.1.2 - Definition

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
In this Subchapter, "most recent called time" means the
						time as of which information is provided in the called report of local agency
						deposits and securities relating to the security pool most recently filed with
						the Administrator in accordance with Article 4, Subchapter 5 of this
						Chapter.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 6 - Report by Agent of Depository to Treasurer › Article 2 - Report by Agent of Depository to Treasurer › Section 16006.2.1 - Report-Form and Contents

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
The report required by this Subchapter shall be in
						writing, shall identify the security pool to which it relates, and shall
						contain the following:
(a) The
					 information called for in Subdivision (c) of Section
					 16005.4.2 of this Chapter, as of
					 the most recent called time. Such information shall be certified to be true and
					 correct by a duly authorized officer of the agent of depository.
(b) The total of the secured local agency
					 deposits secured by the security pool, as of the most recent called time, as
					 reported by the depository.
(c) A
					 certification that, as of the most recent called time, the total market value
					 of all securities in the security pool exceeded, in case such security pool is
					 a security pool (non-REN), by at least 10 percent, or in case such security
					 pool is a security pool (REN), by at least 50 percent, the total of the secured
					 local agency deposits secured by such security pool, as reported by the
					 depository, or if, as of the most recent called time, the total market value of
					 all securities in the security pool did not exceed by at least 10 percent or 50
					 percent, as the case may be, the total of the secured local agency deposits
					 secured by such security pool, as reported by the depository, a certification
					 to such effect, specifying the difference, as of the most recent called time,
					 between the total market value of all securities in the security pool and 110
					 percent or 150 percent, as the case may be, of the total of the secured local
					 agency deposits secured by such security pool, as reported by the
					 depository.
1.
						Amendment of subsection (c) filed 7-16-80; effective thirtieth day thereafter
						(Register 80, No. 29).
Note: Authority cited: Section
						  53661,
						  Government Code. Reference: Section
						  53660,
						  Government Code.
California Code of Regulations › Title 2 - Administration › Division 4.5 - Local Agency Deposit Security › Chapter 2 - Administrator of Local Agency Security › Subchapter 6 - Report by Agent of Depository to Treasurer › Article 2 - Report by Agent of Depository to Treasurer › Section 16006.2.2 - Report-Form and Contents-Alternative

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Notwithstanding the provisions of Section
						16006.2.1 of this Chapter, the
						report required by this Subchapter may consist of a true and complete copy of
						the called report of local agency deposits and securities relating to the
						security pool most recently filed with the Administrator in accordance with
						Article 4, Subchapter 5 of this Chapter; provided that such copy is executed on
						behalf of the depository by not less than two duly authorized officers thereof
						and provided, further, that there is endorsed upon or attached to such copy the
						verification called for in Section
						16005.4.3 of this Chapter and the
						certification called for in Section
						16005.4.4 of this
						Chapter.