reglab/statecodes huggingface dataset:
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 1 - General Provisions › Section 10.9001 - Places Not Deemed Places of Business

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
For purposes of the Banking Law and this
						  Chapter:
(a) A place at which a
						subject institution transacts business does not on that account constitute a
						place of business of such subject institution unless the subject institution
						transacts business with the public at such place. Accordingly, a place at which
						a subject institution engages only in one or more of the following activities
						does not on that account constitute a place of business of such subject
						institution:
(1) Place at which the subject
						institution stores records.
(2)
						Place at which the subject institution performs clerical, bookkeeping,
						accounting, statistical, electronic data processing, or similar services
						directly only for itself, and not for other persons except indirectly through
						offices of the subject institution or otherwise. However, a place at which a
						subject institution performs such services for persons other than itself and at
						which such subject institution transacts business directly with such persons
						(for example, by receiving documents from such persons, delivering documents to
						such persons, or meeting with such persons, at such place) does constitute a
						place of business.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 1 - General Provisions › Section 10.9100 - Definition of "Applicant" and Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) In this Part, "applicant" means a subject
						  institution which applies to the Superintendent for authority to establish a
						  place of business.
(b) This Part
						  contains regulations relating to the establishment by an applicant of a place
						  of business pursuant to Article 3 (commencing with Section
						  540), Chapter 4 of the Banking
						  Law. This Subpart contains general provisions relating to the establishment by
						  an applicant of a place of business. (Subparts 2 and 3 of this Part are
						  reserved.) Subpart 4 (commencing with Section
						  10.9175) of this Part contains
						  regulations which set forth administrative standards and procedures relating to
						  an application by an applicant for authority to establish a place of business.
						  Subpart 5 (commencing with Section
						  10.9200) of this Part contains
						  regulations relating to matters after an application by an applicant for
						  authority to establish a place of business is approved by the
						  Superintendent.
1.
							 Amendment of subsection (b) and new NOTE filed 5-6-98; operative 6-5-98
							 (Register 98, No. 19).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								540,
								541,
								542,
								543,
								544,
								545,
								546 and
								547,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 1 - General Provisions › Section 10.9101 - Applicability. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Amendment of section heading and section and new NOTE filed 4-7-97; operative
							 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
2. Repealer of subsections (a)-(a)(2) and
							 subsection (b) designator and amendment of NOTE filed 5-6-98; operative 6-5-98
							 (Register 98, No. 19).
3. Change without regulatory effect repealing
							 section filed 8-21-2019 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 2019, No. 34).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								490,
								540,
								541,
								542,
								543,
								544 and
								545,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 1 - General Provisions › Section 10.9102 - Included Application

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An application for authority to establish a place of
							 business which is subject to Subpart 2 (commencing with Section
							 10.9125) of this Part and which
							 proposes that the applicant establish such place of business in temporary
							 quarters and subsequently relocate the place of business to permanent quarters
							 shall, unless otherwise provided in such application, be deemed to include an
							 application for approval pursuant to Financial Code Section
							 546 for the
							 applicant to relocate the place of business from such temporary quarters to
							 such permanent quarters, and shall be accompanied by the fee prescribed in
							 Financial Code Section
							 546.
							 Approval of such an application for authority to establish a place of business
							 shall, unless otherwise provided in such approval, be deemed to include
							 approval of such included application for approval to relocate the place of
							 business. The applicant shall, with respect to relocating the place of
							 business, comply with the provisions of Subpart 5 (commencing with Section
							 10.9700), Part 4 of this
							 Subarticle.
1.
							 Amendment of section and new NOTE filed 5-6-98; operative 6-5-98 (Register 98,
							 No. 19).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Sections
								542,
								543 and
								546,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 1 - General Provisions › Section 10.9103 - Fee

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Except as
						  otherwise provided in subdivision (b) of this section, an application for
						  authority to establish a place of business shall be accompanied by the fee
						  prescribed in Financial Code section
						  542.
(b) The fee requirement of Financial Code
						  section
						  542 does
						  not apply to an application for authority to establish a place of business in a
						  case where the applicant proposes to acquire another California state bank, in
						  whole or in part, by means of merger or purchase and to establish such place of
						  business at the location of an existing or approved but unopened place of
						  business of such other California state bank.
1.
							 Change without regulatory effect amending subsections (a) and (b) filed 7-2-91
							 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 91, No. 40).
2. Amendment filed 4-7-97;
							 operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								542,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 2 - Application: Place of Business › Section 10.9125 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Subpart contains regulations relating to an
							 application by an applicant for authority to establish a place of business.
							 This Subpart does not apply to any application which is described in Section
							 10.9101 of this
							 Chapter.
1.
							 Repealer of subpart 2 (sections
							 10.9125-10.9139), new subpart 2
							 (sections 10.9125-10.9126), and repealer and
							 new section filed 5-6-98; operative 6-5-98 (Register 98, No.
							 19).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								542,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 2 - Application: Place of Business › Section 10.9126 - Application

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An application for authority to establish a place of
							 business shall be in the form of Department Form 25, shall contain the
							 information called for in the Form and in the instructions for the Form, and
							 shall be signed as required in the Form and instructions.
1.
							 Repealer and new section and NOTE filed 5-6-98; operative 6-5-98 (Register 98,
							 No. 19).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								542,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 2 - Application: Place of Business › Section 10.9127 - Additional Information. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Amendment of section and new NOTE filed 4-7-97; operative 4-7-97 pursuant to
							 Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
2. Repealer filed 5-6-98; operative 6-5-98
							 (Register 98, No. 19).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								542,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 2 - Application: Place of Business › Section 10.9128 - Information Regarding Proposed Service Area. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 2 - Application: Place of Business › Section 10.9129 - Information Regarding Services. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 5-6-98; operative 6-5-98 (Register 98, No.
							 19).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								542,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 2 - Application: Place of Business › Section 10.9130 - Information Regarding Proposed Manager and Staff. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 2 - Application: Place of Business › Section 10.9131 - Information Regarding Proposed Direction and Supervision. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 5-6-98; operative 6-5-98 (Register 98, No.
							 19).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 2 - Application: Place of Business › Section 10.9132 - Information Regarding Proposed Premises, Furniture, and Equipment. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer of subsections (b)-(c)(3) and (f)-(g)(3), subsection relettering,
							 amendment of newly designated subsections (c) and (d), new subsections (d)(1)
							 and (d)(2), and new NOTE filed 4-7-97; operative 4-7-97 pursuant to Government
							 Code section
							 11343.4(d)
							 (Register 97, No. 15).
2. Repealer filed 5-6-98; operative 6-5-98
							 (Register 98, No. 19).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								542,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 2 - Application: Place of Business › Section 10.9133 - Information Regarding PRO Forma Financial Statements. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 2 - Application: Place of Business › Section 10.9134 - Information Regarding Effects on Competition. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 2 - Application: Place of Business › Section 10.9135 - Information Regarding Public Convenience and Advantage. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 2 - Application: Place of Business › Section 10.9136 - Information Regarding Proposed Date of Establishment. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 5-6-98; operative 6-5-98 (Register 98, No.
							 19).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 2 - Application: Place of Business › Section 10.9137 - Information Regarding Purposes of Applicant. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 5-6-98; operative 6-5-98 (Register 98, No.
							 19).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 2 - Application: Place of Business › Section 10.9138 - Information Regarding Assistance in Preparation of Application. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 2 - Application: Place of Business › Section 10.9139 - Information Regarding Authorization of Board. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 3 - Application-Foreign Place of Business [Repealed] › Section 10.9150 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 3 - Application-Foreign Place of Business [Repealed] › Section 10.9151 - Facing Page

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 3 - Application-Foreign Place of Business [Repealed] › Section 10.9152 - Additional Information

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section 542, Financial
								Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 3 - Application-Foreign Place of Business [Repealed] › Section 10.9153 - Information Regarding Proposed Service Area

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 3 - Application-Foreign Place of Business [Repealed] › Section 10.9154 - Information Regarding Proposed Services

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 3 - Application-Foreign Place of Business [Repealed] › Section 10.9155 - Information Regarding Banking System

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 3 - Application-Foreign Place of Business [Repealed] › Section 10.9156 - Information Regarding Regulation of Place of Business

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section 542, Financial
								Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 4 - Administrative Standards and Procedures › Section 10.9175 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Subpart contains regulations which set forth
							 administrative standards and procedures relating to an application by an
							 applicant for authority to establish a place of business.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 4 - Administrative Standards and Procedures › Section 10.9176 - Incomplete Application

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
As an administrative procedure, the Commissioner
							 generally will reject for filing any application for authority to establish a
							 place of business which is not substantially complete.
1.
							 Change without regulatory effect amending section and adding new NOTE filed
							 8-19-97 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								543,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 4 - Administrative Standards and Procedures › Section 10.9177 - Foreign Place of Business

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
As an administrative standard, the Commissioner
							 generally will not grant an application for authority to establish a foreign
							 place of business if any law or administrative policy of the state of the
							 United States or the foreign nation where such place of business is proposed to
							 be located would prohibit the Commissioner from, or significantly restrict the
							 Commissioner in, examining or regulating the place of business or if any such
							 law or administrative policy would prohibit the applicant or any adviser of the
							 applicant from, or significantly restrict the applicant or any adviser of the
							 applicant in, directing, supervising, or auditing the place of
							 business.
1.
							 Change without regulatory effect amending section and adding new NOTE filed
							 8-19-97 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								543,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 5 - Post-Approval Matters › Section 10.9200 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Subpart contains regulations relating to matters
							 after an application by an applicant for authority to establish a place of
							 business is approved by the Commissioner.
1.
							 Change without regulatory effect amending section and adding new NOTE filed
							 8-19-97 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
Note: Authority cited: Section
								215,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 5 - Post-Approval Matters › Section 10.9201 - Report Regarding Proposed Manager. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 5 - Post-Approval Matters › Section 10.9202 - Report Regarding Foreign Place of Business

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
In the case of an application for authority to
							 establish a place of business in a state of the United States other than the
							 State of California or in a foreign nation, the applicant shall, not less than
							 five business days before establishing such place of business, file with the
							 Commissioner a report which states that the applicant has complied with all
							 laws of such state or foreign nation applicable to the establishment of the
							 place of business and which contains a copy of any document issued by the bank
							 regulatory authority of the state or foreign nation having jurisdiction over
							 the proposed establishment of the place of business, authorizing the applicant
							 to establish the place of business.
1.
							 Change without regulatory effect amending section and adding new NOTE filed
							 8-19-97 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								1934,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 5 - Post-Approval Matters › Section 10.9203 - Expiration and Extension of Approval of Application

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) The Commissioner's approval of an
						  application for authority to establish a place of business shall, unless
						  extended by the Commissioner, expire one year after the date of such
						  approval.
(b) An application for an
						  extension of the Commissioner's approval of an application for authority to
						  establish a place of business shall contain:
(1) Date on which the approval is scheduled
						  to expire.
(2) Description of
						  progress to date in establishing the place of business.
(3) Proposed timetable for completing the
						  establishment of the place of business.
(4) Amount of additional time requested for
						  completing the establishment of the place of business.
(5) Statement of reasons why such additional
						  time is required for completing the establishment of the place of
						  business.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 5 - Post-Approval Matters › Section 10.9204 - Certificate of Authority: Issuance and Expiration

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) Not less than one business day before
						  establishing a place of business, an applicant shall file with the Commissioner
						  an application for the issuance of a certificate of authority authorizing such
						  applicant to establish and maintain such place of business. Such application
						  shall contain the following information:
(1)
						  Identify the place of business.
(2)
						  State the date on which the applicant proposes to establish the place of
						  business.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 2 - Establishment of Place of Business › Subpart 5 - Post-Approval Matters › Section 10.9205 - Report Regarding Establishment of Place of Business

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Not more than five business days after establishing a
							 place of business, an applicant shall file with the Commissioner a report
							 containing the following information:
(a) Identify the place of business.
(b) State the date on which the place of
						  business was established.
1.
							 Change without regulatory effect amending section and adding new NOTE filed
							 8-19-97 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								1934,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 3 - Business and Operations of Place of Business › Section 10.9300 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Part contains regulations relating to the business
						  and operations of a place of business of a subject
						  institution.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 3 - Business and Operations of Place of Business › Section 10.9301 - Scope of Business of Place of Business

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) No subject institution shall transact at
						any place of business any business other than business which is, or which is
						incidental to:
(1) Business which the
						certificate of authority for the place of business specifically authorizes the
						subject institution to transact at the place of business; or
(2) If the certificate of authority for the
						place of business does not specify any business which the subject institution
						is authorized to transact at the place of business, the business which the
						subject institution, in the application for authority to establish the place of
						business, proposed to transact at the place of business.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 4 - Relocation of Place of Business › Subpart 1 - General Provisions › Section 10.9600 - Definition of "Applicant" and Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a) In this Part, "applicant" means a subject
						  institution which applies to the Commissioner for approval to relocate a place
						  of business.
(b) This Part contains
						  regulations relating to the relocation by an applicant of a place of business
						  pursuant to Financial Code Section
						  546. This
						  Subpart contains general provisions relating to the relocation by an applicant
						  of a place of business. Subpart 2 (commencing with Section
						  10.9625) of this Part contains
						  regulations relating to an application by an applicant for approval to relocate
						  a California place of business. (Subpart 3 of this Part is reserved.) Subpart 4
						  (commencing with Section
						  10.9675) of this Part contains
						  regulations which set forth administrative standards and procedures relating to
						  an application by an applicant for approval to relocate a place of business.
						  Subpart 5 (commencing with Section
						  10.9700) of this Part contains
						  regulations relating to matters after an application by an applicant for
						  approval to relocate a place of business is approved by the
						  Commissioner.
1.
							 Change without regulatory effect amending section and adding new NOTE filed
							 8-19-97 pursuant to section
							 100, title 1, California Code of
							 Regulations (Register 97, No. 34).
2. Amendment of subsection (b)
							 and new NOTE filed 5-6-98; operative 6-5-98 (Register 98, No.
							 19).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								546,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 4 - Relocation of Place of Business › Subpart 1 - General Provisions › Section 10.9601 - Applicability of Subparts to Certain Applications

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
(a)
(1)
						  Subpart 2 (commencing with Section
						  10.9625) of this Part does not
						  apply to any application for approval to relocate a place of business which is
						  deemed to be included in the application for authority to establish such place
						  of business pursuant to Section
						  10.9102 of this Chapter.
(2) Each application for approval to relocate
						  a place of business which is deemed to be included in the application for
						  authority to establish such place of business pursuant to Section
						  10.9102 of this Chapter is subject
						  to this Subpart as well as Subpart 4 (commencing with Section
						  10.9675) and Subpart 5 (commencing
						  with Section
						  10.9700) of this
						  Part.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 4 - Relocation of Place of Business › Subpart 1 - General Provisions › Section 10.9602 - Fee. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Change without regulatory effect repealing section filed 8-21-2019 pursuant to
							 section 100, title 1, California Code of
							 Regulations (Register 2019, No. 34).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 4 - Relocation of Place of Business › Subpart 2 - Application › Section 10.9625 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
This Subpart contains regulations relating to an
							 application by an applicant for approval to relocate a place of business. This
							 Subpart does not apply to any application described in Section
							 10.9601 of this
							 Chapter.
1.
							 Repealer of subpart 2 (sections
							 10.9625-10.9638), new subpart 2
							 (sections 10.9625-10.9626), and repealer and
							 new section filed 5-6-98; operative 6-5-98 (Register 98, No.
							 19).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								546,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 4 - Relocation of Place of Business › Subpart 2 - Application › Section 10.9626 - Application

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
An application for approval to relocate a place of
							 business shall be in the form of Department Form 25, shall contain the
							 information called for in the Form and in the instructions for the Form, and
							 shall be signed as required in the Form and instructions.
1.
							 Repealer and new section and NOTE filed 5-6-98; operative 6-5-98 (Register 98,
							 No. 19).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								546,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 4 - Relocation of Place of Business › Subpart 2 - Application › Section 10.9627 - Additional Information. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Amendment of section and new NOTE filed 4-7-97; operative 4-7-97 pursuant to
							 Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
2. Repealer filed 5-6-98; operative 6-5-98
							 (Register 98, No. 19).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								546,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 4 - Relocation of Place of Business › Subpart 2 - Application › Section 10.9628 - Information Regarding Locations. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 4 - Relocation of Place of Business › Subpart 2 - Application › Section 10.9629 - Information Regarding Services. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 5-6-98; operative 6-5-98 (Register 98, No.
							 19).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 4 - Relocation of Place of Business › Subpart 2 - Application › Section 10.9630 - Information Regarding Proposed Premises, Furniture, and Equipment: New Site. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer of subsections (b)-(c)(3) and (f)-(g)(3), subsection relettering,
							 amendment of newly designated subsections (b) and (c), and new NOTE filed
							 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
2. Repealer filed 5-6-98; operative 6-5-98
							 (Register 98, No. 19).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								546,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 4 - Relocation of Place of Business › Subpart 2 - Application › Section 10.9631 - Information Regarding Premises, Furniture, and Equipment: Old Site. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Amendment of section and new NOTE filed 4-7-97; operative 4-7-97 pursuant to
							 Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
2. Repealer filed 5-6-98; operative 6-5-98
							 (Register 98, No. 19).
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section
								546,
								Financial Code.
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 4 - Relocation of Place of Business › Subpart 2 - Application › Section 10.9632 - Information Regarding Income and Expenses. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 4 - Relocation of Place of Business › Subpart 2 - Application › Section 10.9633 - Information Regarding Other Proposed Changes. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 4 - Relocation of Place of Business › Subpart 2 - Application › Section 10.9634 - Information Regarding Effects on Competition. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 4 - Relocation of Place of Business › Subpart 2 - Application › Section 10.9635 - Information Regarding Public Convenience and Advantage. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 4 - Relocation of Place of Business › Subpart 2 - Application › Section 10.9636 - Information Regarding Proposed Date of Relocation. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 5-6-98; operative 6-5-98 (Register 98, No.
							 19).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 4 - Relocation of Place of Business › Subpart 2 - Application › Section 10.9637 - Information Regarding Purposes of Applicant. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 5-6-98; operative 6-5-98 (Register 98, No.
							 19).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 4 - Relocation of Place of Business › Subpart 2 - Application › Section 10.9638 - Information Regarding Authorization of Board. [Repealed]

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
1.
							 Repealer filed 4-7-97; operative 4-7-97 pursuant to Government Code section
							 11343.4(d)
							 (Register 97, No. 15).
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 4 - Relocation of Place of Business › Subpart 3 - Application-Foreign Place of Business [Repealed] › Section 10.9650 - Scope

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 4 - Relocation of Place of Business › Subpart 3 - Application-Foreign Place of Business [Repealed] › Section 10.9651 - Facing Page

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
California Code of Regulations › Title 10 - Investment › Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions › Subchapter 10 - Banks › Article 5 - Offices of California State Banks › Subarticle 4 - Places of Business › Part 4 - Relocation of Place of Business › Subpart 3 - Application-Foreign Place of Business [Repealed] › Section 10.9652 - Additional Information

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Note: Authority cited: Section
								215,
								Financial Code. Reference: Section 546, Financial
								Code.