California Code of Regulations › Title 10 - Investment › Chapter 5 - Insurance Commissioner › Subchapter 6 - The Department of Insurance Conflict-of-Interest Code › Section 2690.1 - Designated Positions

Current through Register 2024 Notice Reg. No. 28, July 12, 2024
Appendix A
Designated
						  Position
Disclosure
						  Category
ADMINISTRATION & LICENSING SERVICES BRANCH
Deputy Commissioner, CEA
1, 2, 9
* Administrative Hearing Bureau
Chief, Administrative Hearing Bureau (Supervising Law
						  Judge)
1, 2
Administrative Law Judge
1
* Financial Management Division
Division Chief, Financial Management Division,
						  CEA
1, 2, 9
Bureau Chief, Budget & Revenue Management Bureau
						  (SSM III)
1, 2
Bureau Chief, Accounting Services Bureau (Accounting
						  Administrator III)
1, 2
o Business Management Bureau
Bureau Chief, Business Management Bureau (SSM
						  III)
1, 2, 9
Staff Services Manager (Regardless of
						  Level)
2
Manager, Facilities & Business Management Section
						  (SSM II)
9
[] Procurement Unit
Associate Governmental Program Analyst
2
Staff Services Analyst
2
* Human Resources Management Division
Division Chief, Human Resources Management Division,
						  CEA
2
Staff Services Manager III
2
Staff Services Manager II
2
Staff Services Manager I
5
Labor Relations Specialist
5
o Health & Safety Unit
Associate Governmental Program Analyst
5
* Information Technology Division
Division Chief, Information Technology Division,
						  CEA
5
Information Technology Manager (Regardless of
						  Level)
6
o Principle Infrastructure Architect
Information Technology Specialist (Regardless of
						  Level)
6
o IT Procurement & Contracts
						  Administration
Information Technology Supervisor (Regardless of
						  Level)
6
Information Technology Specialist (Regardless of Level)
6
Information Technology Associate
6
* Licensing Services Division
Division Chief, Licensing Services Division,
						  CEA
3
Staff Services Manager (Regardless of
						  Level)
3
Associate Governmental Program Analyst
3
Staff Services Analyst
3
CLIMATE & SUSTAINABILITY BRANCH
Deputy Commissioner (Exempt)
1, 2
Attorney (Regardless of Level)
1
Investment Officer (Regardless of Level)
1
* Climate Risk & Sustainability
Project Manager, Climate Risk & Sustainability,
						  CEA
1, 2, 9
Climate Risk Specialist, Associate Governmental Program
						  Analyst
1
* Data Analytics & Reporting Division
Chief, Data Analytics & Reporting Division (SSM
						  II)
1
COMMUNICATIONS & PRESS RELATIONS BRANCH
Deputy Commissioner (Exempt)
1, 2
Press Secretary (Exempt)
1, 2
Associate Governmental Program Analysts
5
Information Officer (Regardless of
						  Level)
1
COMMUNITY RELATIONS & OUTREACH BRANCH
Deputy Commissioner, Exempt
1, 2
Insurance Compliance Officer (Regardless of
						  Level)
4
Community Relations & Outreach
Community Relations & Outreach Northern California,
						  (Staff Services Manager II)
1
* California Low Cost Auto
Director, California Low Cost Auto (SSM I)
1,
						  2
* Consumer Relations & Outreach
Bureau Chief, Consumer Relations and Outreach
						  Bureau
1, 2
Community Relations & Outreach Southern California,
						  Staff Services Manager (Regardless of Level)
1, 2
CONSUMER SERVICES & MARKET CONDUCT BRANCH
Deputy Commissioner, CEA
1, 2
Manager, Administrative Unit (SSM I)
1, 2
Insurance Compliance Officer (Regardless of
						  Level)
4
* Consumer Services Division
Division Chief, Consumer Services Division,
						  CEA
1, 2
Bureau Chief, Claims Services Bureau
1, 2
Bureau Chief, Consumer Communications Bureau
1,
						  2
Bureau Chief, Health Claims Bureau
1, 2
Bureau Chief, Rating & Underwriting Services
						  Bureau
1, 2
* Market Conduct Division
Division Chief, Market Conduct Division, CEA
1,
						  2
Bureau Chief, Field Claims Bureau
1, 2
Bureau Chief, Field Rating & Underwriting Bureau
						  (Sup. Insurance Rate Analyst)
1, 2
Insurance Rate Analyst (Regardless of
						  Level)
4
* Consumer Law Unit
Attorney (Regardless of Level)
1
ENFORCEMENT BRANCH
Deputy Commissioner (Exempt)
1, 2
General Auditor (Regardless of Level)
4
Management Auditor (Regardless of Level)
4
Associate Governmental Program Analyst (Investigative
						  Analyst)
4
Insurance Compliance Officer (Regardless of
						  Level)
4
Information Technology Specialist (Regardless of
						  Level)
4
* Enforcement Branch Administration Headquarters
						  Support & Compliance Manager, Enforcement Branch Headquarters (SSM
						  III)
1, 2
Support Services (SSM II)
1, 2
o Resource Services
Staff Services Manager I
4
o Business Services
Staff Services Manager I
2
* Fraud Division
Division Chief, Fraud Division, CEA
1, 2
Chief, Fraud Bureau
1, 2
Supervising Fraud Investigator (Regardless of
						  Level)
1
Investigator
4
o Grant Programs/Training Unit
Staff Services Managers (Regardless of
						  Level)
2
Associate Governmental Program Analysts
2
o Local Assistance Unit
Staff Services Managers (Regardless of
						  Level)
2
Associate Governmental Program Analysts
1,
						  8
Staff Services Analyst
1, 8
o Recruitment & Background Investigations
Associate Governmental Program Analyst (Background
						  Investigator)
2
* Investigations Division
Division Chief, Investigations Division, CEA
1,
						  2
Supervising Special Investigator (Regardless of
						  Level)
1
Special Investigator (Regardless of
						  Level)
4
EXECUTIVE OFFICE
Chief Deputy Commissioner (Exempt)
1, 2, 9
* Executive Office
Staff Services Manager II
2
* Office of Civil Rights
Chief, Office of Civil Rights (SSM II)
1,
						  2
* Enterprise Planning, Risk & Compliance
Chief, Enterprise Planning, Risk & Compliance,
						  CEA
2
* Office of Strategic Planning (SSM I)
1,
						  2
Internal Audits (Senior Management Auditor)
1,
						  2
Information Security Office (Information Technology
						  Manager) (Regardless of Level)
2
FINANCIAL SURVEILLANCE BRANCH
Deputy Commissioner, CEA
1, 2
Insurance Examiner (Regardless of Level)
1
Investment Officer (Regardless of Level)
4
Chief Actuary, CEA
1, 2
Chief Systems Actuary (Exempt)
1, 2
Actuary (Regardless of Level)
1
Actuarial Assistant (Regardless of
						  Level)
1
Actuary Statistician
1
* Field Examination Division
Division Chief, Field Examinations Division,
						  CEA
1, 2
Insurance Claims Specialists
1
* Financial Analysis Division
Division Chief, Financial Analysis Division,
						  CEA
1, 2
LEGAL BRANCH
General Counsel/Deputy Commissioner, Exempt
1,
						  2
Deputy General Counsel, CEA
1, 2
Assistant Chief Counsel
1, 2
Attorney (Regardless of Level)
1
POLICY & LEGISLATION BRANCH
Senior Deputy Commissioner/Legislative Director
						  (Exempt)
1, 2
Director, Insurance Diversity Initiative (SSM
						  II)
1, 2
Staff Services Manager (Regardless of
						  Level)
1
Associate Governmental Program Analyst
1
Staff Services Analyst
1
* Health Actuarial Office
Chief Actuary, CEA
1, 2
Actuaries (Regardless of Level)
1
* California Organized Investment Network
Chief, California Organized Investment Network,
						  CEA
1, 2
Investment Officer (Regardless of Level)
1
* Health Equity & Access Office
Chief Deputy Legislative Director, Staff Services
						  Manager II
1, 2
Assistant Chief Counsel
1, 2
Attorney (Regardless of Level)
1
RATE REGULATION BRANCH
Deputy Commissioner, CEA
1, 2
Supervising Insurance Rate Analyst
1, 2
Actuary (Regardless of Level)
1
Actuarial Assistant
1
Actuary Statistician
1
Insurance Rate Analyst (Regardless of
						  Level)
1
* Rate Actuary Office
Chief Actuary, Rate Actuary Office, CEA
1
* Rate Regulation Division
Division Chief, Rate Regulation Division (SSM
						  III)
1
SPECIAL COUNSEL TO THE COMMISSIONER
Deputy Commissioner (Exempt)
1, 2
Staff Services Manager II
1, 2
Staff Services Manager I (OSC Form 700
						  Review)
1, 2
COMMITTEES/BOARDS/COMMISSIONS
7
Members, Curriculum Board
8
Members, Fraud Assessment Commission
ALL CONSULTANTS/NEW POSITIONS
**
** Consultants and new positions shall be
						  included in the list of designated positions and shall disclose pursuant to the
						  broadest disclosure category in the code, subject to the following
						  limitation:
The Commissioner or the Commissioner's
						  designee may determine in writing that a particular consultant or new position,
						  although a "designated position," is hired to perform a range of duties that is
						  limited in scope and thus is not required to fully comply with the disclosure
						  requirements described in this section. Such written determination shall
						  include a description of the consultant's or new position's duties and, based
						  on that description, a statement of the extent of the disclosure requirements.
						  The Commissioner's or the Commissioner's designee's determination is a public
						  record and shall be retained for public inspection in the same manner and
						  location as this conflict-of-interest code. (Gov. Code Sec.
						  81008.)
NOTE: The Insurance Commissioner is covered by Government
				  Code Section
				  87200, and
				  as such, must file a statement of economic interests pursuant to Government
				  Code Section
				  87200 and
				  not pursuant to the Department's conflict-of-interest code.
1. Repealer
				  and new section filed 10-17-95; operative 11-16-95. Approved by Fair Political
				  Practices Commission 8-7-95. Submitted to OAL for printing only (Register 95,
				  No. 42).
2. Amendment filed 1-21-2003; operative 2-20-2003. Approved
				  by Fair Political Practices Commission 11-12-2002 (Register 2003, No.
				  4).
3. Amendment filed 11-15-2005; operative 12-15-2005. Approved by
				  Fair Political Practices Commission 9-30-2005 (Register 2005, No.
				  46).
4. New appendix A heading, amendment of section heading and
				  repealer and new section filed 4-12-2010; operative 5-12-2010. Approved by Fair
				  Political Practices Commission 3-3-2010 (Register 2010, No. 16).
5.
				  Amendment filed 3-15-2012; operative 4-14-2012. Approved by Fair Political
				  Practices Commission 1-11-2012 (Register 2012, No. 11).
6. Amendment
				  of section heading and repealer and new section filed 3-4-2013; operative
				  4-3-2013 (FPPC regulations only subject to 1974 Administrative Procedure Act
				  rulemaking requirements and not subject to procedural or substantive review by
				  OAL). Approved by Fair Political Practices Commission 1-15-2013 to replace the
				  conflict-of-interest code amendments filed on 4-12-2010 and 3-15-2012, which
				  are both void due to the agency's failure to properly follow the notice
				  requirements of the Political Reform Act. This conflict-of-interest code, which
				  was originally effective on 12-15-2005, and is, therefore, the most recently
				  legally adopted code, replaces the voided conflict-of-interest codes (Register
				  2013, No. 10).
7. Amendment filed 8-27-2013; operative 9-26-2013.
				  Approved by Fair Political Practices Commission 7-22-2013 (Register 2013, No.
				  35).
8. Repealer and new section filed 11-29-2016; operative
				  12-29-2016 pursuant to Cal. Code Regs., tit. 2, section
				  18750(l).
				  Approved by Fair Political Practices Commission 11-23-2016 and submitted to OAL
				  for filing and printing only pursuant to Cal. Code Regs., tit. 2, section
				  18750(k)
				  (Register 2016, No. 49).
9. Amendment filed 1-15-2020; operative
				  2-14-2020 pursuant to Cal. Code Regs., tit. 2, section
				  18750(d).
				  Approved by the Fair Political Practices Commission 1-8-2020 and submitted to
				  OAL for filing and printing only pursuant to Government Code section
				  87311
				  (Register 2020, No. 3).
10. Change without regulatory effect
				  amending footnote filed 7-14-2021 pursuant to section
				  100, title 1, California Code of
				  Regulations (Register 2021, No. 29). Filing deadline specified in Government
				  Code section
				  11349.3(a)
				  extended 60 calendar days pursuant to Executive Order N-40-20.
11.
				  Amendment of section filed 1-19-2023; operative 2-18-2023 pursuant to Cal. Code
				  Regs., tit. 2, section
				  18750(d).
				  Approved by Fair Political Practices Commission 12-29-2022 and submitted to OAL
				  for filing and printing only pursuant to Cal. Code Regs., tit. 2, section
				  18750(d)
				  (Register 2023, No. 3).
Note: Authority cited: Section
					 87300,
					 Government Code. Reference: Section
					 87302(a),
					 87302(b)
					 and
					 87302(c),
					 Government Code.