2023 Texas Statutes › Finance Code › Title 3 - Financial Institutions and Businesses › Subtitle E - Other Financial Businesses › Chapter 154 - Prepaid Funeral Services › Subchapter I. Criminal Penalties and Civil Remedies › Section 154.415. Prohibition Order

Sec. 154.415.  PROHIBITION ORDER.  (a)  The commissioner may prohibit a person from participating in the business of prepaid funeral benefits sales if the commissioner determines from examination or other credible evidence that:
(1)  the person:
(A)  intentionally committed or participated in the commission of an act described by Section 154.401;
(B)  violated a final cease and desist order issued by the department or another state agency related to the sale of prepaid funeral benefits; or
(C)  made, or caused to be made, false entries in the records of a prepaid funeral benefits seller;
(2)  because of the action by the person described by Subdivision (1):
(A)  the purchaser or seller of prepaid funeral benefits has suffered or will probably suffer financial loss or expense, or other damage;
(B)  the interests of the purchaser have been or could be prejudiced; or
(C)  the person has received financial gain or other benefit by reason of the action, or likely would have if the action had not been discovered; and
(3)  the action involves personal dishonesty on the part of the person.
(b)  If the commissioner has grounds for action under Subsection (a) and finds that a prohibition order appears to be necessary and in the best interest of the public, the commissioner may serve a proposed prohibition order on a person alleged to have committed or participated in the action.  The proposed order must:
(1)  be personally delivered or mailed by registered or certified mail, return receipt requested;
(2)  state with reasonable certainty the grounds for prohibition;
(3)  state the effective date of the order, which may not be before the 21st day after the date the proposed order is personally delivered or mailed; and
(4)  state the duration of the order, including whether the duration is perpetual.
(c)  The commissioner may make a prohibition order perpetual or effective for a specific period of time, may probate the order, or may impose other conditions on the order.
(d)  The order takes effect if the person against whom the proposed order is directed does not request a hearing in writing before the effective date.  If the person does not request a hearing before the effective date, the order is final and not appealable as to that person.
(e)  If the person requests a hearing as provided by Subsection (d), the hearing must be conducted as provided by Chapter 2001, Government Code, and commission rules.  After the hearing, the commissioner shall issue or decline to issue the proposed order.  The proposed order may be modified as necessary to conform to the findings at the hearing.
(f)  An order issued under Subsection (e) is immediately final for purposes of enforcement and appeal.  The order may be appealed as provided by Sections 31.202 and 31.204.
Added by Acts 2013, 83rd Leg., R.S., Ch. 39 (S.B. 297), Sec. 13, eff. September 1, 2013.
Amended by:
Acts 2019, 86th Leg., R.S., Ch. 20 (S.B. 614), Sec. 20, eff. September 1, 2019.