2023 Oklahoma Statutes › Title 12A. Commercial Code › §12A-1-9-521. Uniform form of written financing statement and amendment.

UNIFORM FORM OF WRITTEN FINANCING STATEMENT AND AMENDMENT
(a) A filing office that accepts written records may not refuse to accept a written initial financing statement in the following form and format, except for a reason set forth in subsection (b) of Section 1-9-516 of this title:
UCC FINANCING STATEMENT
FOLLOW INSTRUCTIONS
A.
NAME AND PHONE OF CONTACT AT FILER (optional)
_____________________________________________
B.
E-MAIL CONTACT AT FILER (optional)
C.
SEND ACKNOWLEDGMENT TO: (Name and Address)
________________________________________
________________________________________ THE ABOVE SPACE IS FOR
________________________________________ FILING OFFICE USE ONLY
1.
DEBTOR'S NAME – provide only one Debtor name (1a or 1b) – (use exact, full name; do not omit, modify, or abbreviate any word in the Debtor's name)
1a. ORGANIZATION'S NAME
_______________________________________________________________
OR
1b. INDIVIDUAL'S SURNAME FIRST PERSONAL NAME
_______________________________________________________________
ADDITIONAL NAME(S)/INITIAL(S) THAT ARE PART OF THE NAME OF THIS DEBTOR
SUFFIX
________________________________________
_______________
1c. MAILING ADDRESS CITY STATE POSTAL CODE COUNTRY
_______________________________________________________________
2.
DEBTOR'S NAME – provide only one Debtor name (2a or 2b)(use exact, full name; do not omit, modify, or abbreviate any word in the Debtor's name)
2a. ORGANIZATION'S NAME
_______________________________________________________________
OR
2b. INDIVIDUAL'S SURNAME FIRST PERSONAL NAME
_______________________________________________________________
ADDITIONAL NAME(S)/INITIAL(S) THAT ARE PART OF THE NAME OF THIS DEBTOR
SUFFIX
________________________________________
_______________
2c. MAILING ADDRESS CITY STATE POSTAL CODE COUNTRY
_______________________________________________________________
3.
SECURED PARTY'S NAME (or NAME of ASSIGNEE of ASSIGNOR SECURED PARTY) – provide only one Secured Party name (3a or 3b)
3a. ORGANIZATION'S NAME
______________________________________________________________
OR
3b. INDIVIDUAL'S SURNAME FIRST PERSONAL NAME
_______________________________________________________________
ADDITIONAL NAME(S)/INITIAL(S)
SUFFIX
________________________________________
__________________
3c. MAILING ADDRESS CITY STATE POSTAL CODE COUNTRY
_______________________________________________________________
4.
COLLATERAL: This financing statement covers the following collateral:
_______________________________________________________________
5.
Check only if applicable and check only one box:
Collateral is:
[ ] held in a Trust (see instructions)
[ ] being administered by a Decedent's
Personal Representative.
6a. Check only if applicable and check only one box:
[ ] Public-Finance Transaction
[ ] Manufactured-Home Transaction
[ ] A Debtor is a Transmitting Utility
6b. Check only if applicable and check only one box:
[ ] Agricultural Lien
[ ] Non-UCC Filing
7.
ALTERNATIVE DESIGNATION (if applicable):
[ ] Lessee/Lessor
[ ] Consignee/Consignor
[ ] Seller/Buyer
[ ] Bailee/Bailor
[ ] Licensee/Licensor
8.
OPTIONAL FILER REFERENCE DATA
_______________________________________________________________
UCC FINANCING STATEMENT (Form UCCI)
UCC FINANCING STATEMENT ADDENDUM
FOLLOW INSTRUCTIONS
9.
NAME OF FIRST DEBTOR (same as item 1a or 1b on Financing Statement)
9a. ORGANIZATION'S NAME
_______________________________________________________________
OR
9b. INDIVIDUAL'S SURNAME FIRST PERSONAL NAME
_________________________ __________________________
ADDITIONAL NAME(S)/INITIAL(S)
SUFFIX
________________________________________
_______
________________________________________ THE ABOVE SPACE IS FOR
________________________________________ FILING OFFICE USE ONLY
10.
ADDITIONAL DEBTOR'S NAME – provide only one Debtor name (10a or 10b) - (use exact, full name; do not omit, modify, or abbreviate any word in the Debtor's name)
10a. ORGANIZATION'S NAME
_______________________________________________________________
OR
10b. INDIVIDUAL'S SURNAME FIRST PERSONAL NAME
___________________________ ___________________________
ADDITIONAL NAME(S)/INITIAL(S) THAT ARE PART OF THE NAME OF THIS DEBTOR
SUFFIX
________________________________________
_______________
10c. MAILING ADDRESS CITY STATE POSTAL CODE COUNTRY
_______________________________________________________________
11.
[ ] ADDITIONAL SECURED PARTY'S NAME or [ ] ASSIGNOR SECURED PARTY'S NAME – provide only one name (11a or 11b)
11a. ORGANIZATION'S NAME
_______________________________________________________________
OR
11b. INDIVIDUAL'S SURNAME FIRST PERSONAL NAME
_______________________________________________________________
ADDITIONAL NAME(S)/INITIAL(S)
SUFFIX
_______________________________________________
_______
11c. MAILING ADDRESS CITY STATE POSTAL CODE COUNTRY
_______________________________________________________________
12. ADDITIONAL SPACE FOR ITEM 4 (Collateral)
______________________________________________________________
13.
This FINANCING STATEMENT is to be filed (for record) (or recorded) in the REAL ESTATE RECORDS (if applicable)
14.
This FINANCING STATEMENT:
[ ] covers timber to be cut [ ] covers as-extracted collateral [ ] is filed as a fixture filing
15.
Name and address of a RECORD OWNER of the real estate described in item 16 (if Debtor does not have record interest):
_______________________________________________________________
16. Description of real estate:
_______________________________________________________________
17.
MISCELLANEOUS:
______________________________________________________________
(b) A filing office that accepts written records for filing may not refuse to accept a written financing statement amendment in the following form, except for a reason set forth in subsection (b) of Section 1-9-516 of this title:
UCC FINANCING STATEMENT AMENDMENT
FOLLOW INSTRUCTIONS
A.
NAME AND PHONE OF CONTACT AT FILER (optional)
_______________________________________________________________
B.
E-MAIL CONTACT AT FILER (optional)
_______________________________________________________________
C.
SEND ACKNOWLEDGMENT TO: (Name and Address)
_______________________________________
_______________________________________ THE ABOVE SPACE IS FOR
_______________________________________ FILING OFFICE USE ONLY
1a. INITIAL FINANCING STATEMENT FILE NUMBER
_______________________________________________________________
1b. [ ] This FINANCING STATEMENT AMENDMENT is to be filed (for record) (or recorded) in the REAL ESTATE RECORDS.
Filer: attach Amendment Addendum (Form UCC3Ad) and provide Debtor's name in item 13.
2.
[ ] TERMINATION: Effectiveness of the Financing Statement identified above is terminated with respect to security interest(s) of Secured Party authorizing this Termination Statement.
3.
[ ] ASSIGNMENT (full or partial): Provide name of Assignee in item 7a or 7b, and address of Assignee in item 7c and name of Assignor in item 9. For partial assignment, complete items 7 and 9 and also indicate affected collateral in item 8.
4.
[ ] CONTINUATION: Effectiveness of the Financing Statement identified above with respect to security interest(s) of Secured Party authorizing this Continuation Statement is continued for the additional period provided by applicable law.
5.
[ ] PARTY INFORMATION CHANGE:
Check one of these two boxes:
This Change affects [ ] Debtor or [ ] Secured Party of record.
AND
Check one of these three boxes to:
[ ] CHANGE name and/or address: Complete item 6a or 6b, and item 7a or 7b and item 7c.
[ ] ADD name: Complete item 7a or 7b, and item 7c.
[ ] DELETE name: Give record name to be deleted in item 6a or 6b.
6.
CURRENT RECORD INFORMATION: Complete for Party Information Change – provide only one name (6a or 6b) (use exact, full name; do not omit, modify, or abbreviate any word in the Debtor's name).
6a. ORGANIZATION'S NAME
_______________________________________________________________
OR
6b. INDIVIDUAL'S SURNAME FIRST PERSONAL NAME
_______________________________________________________________
ADDITIONAL NAME(S)/INITIAL(S)
SUFFIX
___________________________________
__________________
7.
CHANGED OR ADDED INFORMATION: Complete for Assignment or Party Information Change – provide only one name (7a or 7b) (use exact full name; do not omit, modify, or abbreviate any word in the Debtor's name).
7a. ORGANIZATION'S NAME
_______________________________________________________________
OR
7b. INDIVIDUAL'S SURNAME FIRST PERSONAL NAME
_______________________________________________________________
ADDITIONAL NAME(S)/INITIAL(S) THAT ARE PART OF THE NAME OF THIS DEBTOR
SUFFIX
_______________________________________________________________
7c. MAILING ADDRESS CITY STATE POSTAL CODE COUNTRY
_______________________________________________________________
8.
[ ]
COLLATERAL CHANGE:
_______________________________________________________________
Also check one of these four boxes:
[ ] ADD collateral
[ ] DELETE collateral [ ] RESTATE covered collateral
[ ] ASSIGN collateral
Indicate collateral:
_______________________________________________________________
9.
NAME OF SECURED PARTY OF RECORD AUTHORIZING THIS AMENDMENT - provide only one name (9a or 9b) (name of Assignor, if this is an Assignment).
If this is an Amendment authorized by a DEBTOR, check here [ ] and provide name of authorizing Debtor.
9a. ORGANIZATION'S NAME
_______________________________________________________________
OR
9b. INDIVIDUAL'S SURNAME FIRST PERSONAL NAME
_______________________________________________________________
ADDITIONAL NAME(S)/INITIAL(S)
SUFFIX
___________________________________
_____________
10.
OPTIONAL FILE REFERENCE DATA
_______________________________________________________________
UCC FINANCING STATEMENT AMENDMENT (FORM UCC3)
UCC FINANCING STATEMENT AMENDMENT ADDENDUM
FOLLOW INSTRUCTIONS
11.
INITIAL FINANCING STATEMENT FILE NUMBER (same as item 1a on Amendment form).
_______________________________________________________________
12.
NAME OF PARTY AUTHORIZING THIS AMENDMENT (same as item 9 on Amendment form).
12a. ORGANIZATION'S NAME
_______________________________________________________________
OR
12b. INDIVIDUAL'S SURNAME FIRST PERSONAL NAME
_______________________________________________________________
ADDITIONAL NAME(S)/INITIAL(S)
SUFFIX
________________________________________
_____________
________________________________________ THE ABOVE SPACE IS FOR
________________________________________ FILING OFFICE USE ONLY
13.
Name of DEBTOR on related financing statement (Name of a current Debtor of record required for indexing purposes only in some filing offices – see Instruction for item 13 – insert only one Debtor name (13a or 13b) (use exact, full name; do not omit, modify, or abbreviate any word in the Debtor's name).
13a. ORGANIZATION'S NAME.
_______________________________________________________________
OR
13b. INDIVIDUAL'S SURNAME FIRST PERSONAL NAME
_______________________________________________________________
ADDITIONAL NAME(S)/INITIAL(S)
SUFFIX
_____________________________________
_____________
14.
ADDITIONAL SPACE FOR ITEM 8 (Collateral)
_____________________________________________________________
15.
This FINANCING STATEMENT AMENDMENT: [ ] covers timber to be cut [ ] covers as-extracted collateral [ ] is filed as a fixture filing.
16.
Name and address of a RECORD OWNER of real estate described in item 17 (if Debtor does not have a record interest):
______________________________________________________________
17.
Description of real estate:
______________________________________________________________
18.
MISCELLANEOUS:
______________________________________________________________
UCC FINANCING STATEMENT AMENDMENT ADDENDUM (Form UCC3Ad)
(c) A form that a filing office may not refuse to accept under subsection (a) or (b) of this section must conform to the format prescribed for the form by the National Conference of Commissioners on Uniform State Laws.
Added by Laws 2000, c. 371, § 99, eff. July 1, 2001. Amended by Laws 2015, c. 374, § 15, eff. Nov. 1, 2015.