2023 New York Laws › PML - Racing, Pari-Mutuel Wagering and Breeding Law › Article 13 - Destination Resort Gaming › Title 1 - General Provisions › 1307 - Required Regulations.

§ 1307. Required regulations. 1. The commission is authorized:
(a)  to  adopt,  amend or repeal such regulations, consistent with the
policy and objectives of this article, as amended and  supplemented,  as
it may deem necessary to protect the public interest in carrying out the
provisions of this article; and
(b) to adopt, amend or repeal such regulations as may be necessary for
the conduct of hearings before the commission and for the matters within
all  other responsibilities and duties of the commission imposed by this
article.
2. The commission shall, without  limitation,  include  the  following
specific provisions in its regulations in accordance with the provisions
of this article:
(a)  prescribing the methods and forms of application and registration
which any applicant or registrant shall follow and complete;
(b) prescribing the methods,  procedures  and  form  for  delivery  of
information   concerning   any   person's   family,  habits,  character,
associates, criminal record, business activities and financial affairs;
(c)  prescribing  such  procedures  for  the  fingerprinting   of   an
applicant,  employee  of  a  licensee,  or  registrant,  and  methods of
identification  which  may  be   necessary   to   accomplish   effective
enforcement of restrictions on access to the casino and other restricted
casino areas of the gaming facility;
(d)  prescribing  the  method of notice to an applicant, registrant or
licensee concerning the release of any information or data  provided  to
the commission by such applicant, registrant or licensee;
(e)  prescribing the manner and procedure of all hearings conducted by
the commission or any presiding officer;
(f) prescribing the manner and method of  collection  of  payments  of
taxes, fees, interest and penalties;
(g)  defining  and  limiting  the  areas  of  operation,  the rules of
authorized games,  odds,  and  devices  permitted,  and  the  method  of
operation of such games and devices;
(h) regulating the practice and procedures for negotiable transactions
involving  patrons,  including  limitations  on  the  circumstances  and
amounts of  such  transactions,  and  the  establishment  of  forms  and
procedures  for  negotiable  instrument  transactions,  redemptions, and
consolidations;
(i)  prescribing  grounds  and  procedures  for  the   revocation   or
suspension of operating certificates, licenses and registrations;
(j)  governing  the  manufacture,  distribution, sale, deployment, and
servicing of gaming devices and equipment;
(k) prescribing  for  gaming  operations  the  procedures,  forms  and
methods  of  management  controls,  including  employee  and supervisory
tables of organization and  responsibility,  and  minimum  security  and
surveillance  standards,  including  security personnel structure, alarm
and other electrical or visual  security  measures;  provided,  however,
that the commission shall grant an applicant broad discretion concerning
the  organization  and  responsibilities of management personnel who are
not directly involved in the supervision of gaming operations;
(l) prescribing the qualifications of, and the conditions pursuant  to
which, engineers, accountants, and others shall be permitted to practice
before  the commission or to submit materials on behalf of any applicant
or licensee;
(m) prescribing minimum  procedures  for  the  exercise  of  effective
control  over  the  internal  fiscal  affairs  of  a licensee, including
provisions for the safeguarding of assets and revenues, the recording of
cash and evidence of  indebtedness,  and  the  maintenance  of  reliable

records,  accounts,  and reports of transactions, operations and events,
including reports to the commission;
(n)  providing  for a minimum uniform standard of accountancy methods,
procedures  and  forms;  a  uniform  code  of  accounts  and  accounting
classifications; and such other standard operating procedures, as may be
necessary to assure consistency, comparability, and effective disclosure
of  all  financial information, including calculations of percentages of
profit by games, tables, gaming devices and slot machines;
(o) requiring quarterly financial reports and the form thereof, and an
annual audit prepared by a certified public accountant  licensed  to  do
business  in  this  state,  attesting  to  the  financial condition of a
licensee and  disclosing  whether  the  accounts,  records  and  control
procedures  examined  are maintained by the licensee as required by this
article and the regulations promulgated hereunder;
(p) governing  the  gaming-related  advertising  of  licensees,  their
employees   and   agents,  with  the  view  toward  assuring  that  such
advertisements are not deceptive; and
(q) governing the distribution and consumption of alcoholic  beverages
on the premises of the licensee.
3.  The commission shall, in its regulations, prescribe the manner and
procedure of all hearings conducted by the commission.