reglab/statecodes huggingface dataset:
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 104-A: UNDERGROUND OIL STORAGE TANK INSTALLERS › 32 §10003. Board of Underground Storage Tank Installers; establishment; compensation

§10003. Board of Underground Storage Tank Installers; establishment; compensation
1.  Establishment and membership.
There is established within the Department of Environmental Protection, the Board of Underground Storage Tank Installers. The board consists of 7 members appointed by the Governor as follows: one from the Department of Environmental Protection; one from the Maine Oil Dealer's Association; one underground oil storage tank installer; one from the Maine Chamber and Business Alliance or an underground oil storage tank inspector or a 2nd underground oil storage tank installer; one from the Maine Fire Chiefs Association; and 2 public members.
[PL 2003, c. 551, §3 (AMD).]
2.  Terms of appointment.
The Governor, within 60 days following the effective date of this chapter, shall appoint 3 board members for terms of one year, 3 for terms of 2 years and one for a term of 3 years. The Governor shall appoint by October 1, 1987, a board member from the Maine Chamber of Commerce and Industry for an initial term of one year. Appointments made thereafter are for 3-year terms, but no person except the representative from the Department of Environmental Protection may be appointed to serve more than 2 consecutive terms at any one time. Terms begin on the first day of the calendar year and end on the last day of the calendar year or until successors are appointed, except for the first appointed members who shall serve through the last calendar days of the year in which they are appointed, before commencing the terms prescribed by this section.
Any member of the board may be removed from office for cause by the Governor. A member may not serve more than 2 full successive terms provided that, for this purpose only, a period actually served that exceeds 1/2 of the 3-year term is deemed a full term.
[PL 1991, c. 499, §7 (AMD).]
3.  Meetings.
The board shall meet during the first month of each calendar year to select a chairman and for other purposes. At least one additional meeting shall be held before the end of each calendar year. Other meetings may be convened at the call of the chairman or the written request of any 3 board members. A majority of the members of the board shall constitute a quorum for all purposes.
[PL 1987, c. 410, §4 (AMD).]
4.  Compensation.
Members of the board shall receive no compensation for their services, but are entitled to expenses on the same basis as provided for state employees.
[PL 1987, c. 410, §4 (AMD).]
SECTION HISTORY
PL 1985, c. 496, §A2 (NEW). PL 1987, c. 410, §4 (AMD). PL 1989, c. 845, §5 (AMD). PL 1991, c. 499, §7 (AMD). PL 1997, c. 364, §4 (AMD). PL 2001, c. 231, §6 (AMD). PL 2001, c. 626, §9 (AMD). PL 2003, c. 551, §3 (AMD).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 104-A: UNDERGROUND OIL STORAGE TANK INSTALLERS › 32 §10004. Board of Underground Oil Storage Tank Installers; powers and duties

§10004. Board of Underground Oil Storage Tank Installers; powers and duties
1.  Powers.
The board shall administer and enforce this chapter and evaluate the qualifications of applicants for certification. The board may issue subpoenas, examine witnesses, administer oaths and may investigate or cause to be investigated any complaints made to it or any cases of noncompliance with or violation of this chapter.
[PL 1985, c. 496, Pt. A, §2 (NEW).]
2.  Rules.
The board may adopt, in accordance with the Maine Administrative Procedure Act, Title 5, chapter 375, rules relating to professional conduct to carry out the policy of this chapter, including, but not limited to, rules relating to professional regulation and to the establishment of ethical standards of practice for persons certified to practice underground oil storage tank installation, inspection and removal and underground gasoline storage tank removal.
[PL 2001, c. 231, §7 (AMD).]
3.  Hearings.
Hearings may be conducted by the board to assist with investigations, to determine whether grounds exist for suspension, revocation or denial of certification, or as otherwise deemed necessary to the fulfillment of its responsibilities under this chapter. Hearings shall be conducted in accordance with the Maine Administrative Procedure Act, Title 5, chapter 375, subchapter IV, to the extent applicable.
[PL 1985, c. 496, Pt. A, §2 (NEW).]
4.  Records.
The board shall keep such records and minutes as are necessary to the ordinary dispatch of its functions.
[PL 1985, c. 496, Pt. A, §2 (NEW).]
5.  Contracts.
The board may enter into contracts to carry out its responsibilities under this chapter.
[PL 1985, c. 496, Pt. A, §2 (NEW).]
6.  Reports.
No later than August 1st of each year, the board shall submit to the commissioner, for the preceding fiscal year ending June 30th, its annual report of its operations and financial position, together with such comments and recommendations as the commissioner deems essential.
[PL 1985, c. 496, Pt. A, §2 (NEW).]
SECTION HISTORY
PL 1985, c. 496, §A2 (NEW). PL 1987, c. 410, §5 (AMD). PL 1989, c. 312, §2 (AMD). PL 1997, c. 364, §5 (AMD). PL 2001, c. 231, §7 (AMD).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 104-A: UNDERGROUND OIL STORAGE TANK INSTALLERS › 32 §10005. Board of Underground Storage Tank Installers; administrative provisions

§10005. Board of Underground Storage Tank Installers; administrative provisions
1.  Officers.
The board shall appoint a secretary and may appoint other officers as it determines necessary.
[PL 1987, c. 410, §6 (AMD).]
2.  Employees.
With the advice of the board, the commissioner may appoint, subject to the Civil Service Law, such employees as may be necessary to carry out this chapter. Any person so employed shall be located in the department and under the administrative and supervisory direction of the commissioner.
[PL 1985, c. 785, Pt. B, §147 (AMD).]
3.  Budget.
The board shall submit to the commissioner its budgetary requirements in the same manner as is provided in Title 5, section 1665.
[PL 1985, c. 496, Pt. A, §2 (NEW).]
SECTION HISTORY
PL 1985, c. 496, §A2 (NEW). PL 1985, c. 785, §B147 (AMD). PL 1987, c. 410, §6 (AMD).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 104-A: UNDERGROUND OIL STORAGE TANK INSTALLERS › 32 §10006. Certification

§10006. Certification
1.  Certification required.
A person may not practice, or profess to practice, as an underground oil storage tank installer or underground oil storage tank inspector in this State or use the words "underground oil storage tank installer," "underground oil storage tank inspector" or other words or letters to indicate that the person using the words or letters is a certified underground oil storage tank installer or underground oil storage tank inspector unless that person is certified in accordance with this chapter.
[PL 2007, c. 292, §1 (AMD).]
2.  Individual.
Only an individual may be certified under this chapter.
[PL 1985, c. 496, Pt. A, §2 (NEW).]
3.  Proper underground oil storage tank installer certification class required.
A person may not install or advertise to install underground oil storage tanks or remove, pursuant to Title 38, section 566‑A, subsection 5, underground tanks used for the storage of Class 1 liquids unless the person has been certified in accordance with this subsection.
A. [PL 1991, c. 817, §1 (RP).]
B. An underground oil storage tank installer may install or remove any type of underground oil storage tank, with the exception of field-constructed underground oil storage tanks and impressed-current cathodically protected tanks.   [PL 2007, c. 292, §1 (AMD).]
C. [PL 2007, c. 292, §1 (RP).]
D. [PL 1991, c. 817, §3 (RP).]
E. [PL 2007, c. 292, §1 (RP).]
[PL 2007, c. 292, §1 (AMD).]
4.  Proper underground gasoline storage tank remover certification class required.
[PL 2007, c. 292, §1 (RP).]
SECTION HISTORY
PL 1985, c. 496, §A2 (NEW). PL 1987, c. 410, §7 (AMD). PL 1989, c. 312, §§3,4 (AMD). PL 1989, c. 845, §6 (AMD). PL 1991, c. 817, §§1-4 (AMD). PL 1997, c. 364, §6 (AMD). PL 2001, c. 231, §8 (AMD). PL 2007, c. 292, §1 (AMD).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 104-A: UNDERGROUND OIL STORAGE TANK INSTALLERS › 32 §10007. Persons and practices exempt

§10007. Persons and practices exempt
Nothing in this chapter may be construed as preventing or restricting the practice, services or activities of:   [PL 1985, c. 496, Pt. A, §2 (NEW).]
1.  Certified persons.
Any person certified in this State by any other law from engaging in the profession or occupation for which he is certified.
[PL 1985, c. 496, Pt. A, §2 (NEW).]
SECTION HISTORY
PL 1985, c. 496, §A2 (NEW).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 104-A: UNDERGROUND OIL STORAGE TANK INSTALLERS › 32 §10008. Reciprocity

§10008. Reciprocity
A person who has been certified in another state as an underground oil storage tank installer or underground oil storage tank inspector may, upon payment of a fee as established under section 10012, obtain a certification as an underground oil storage tank installer or underground oil storage tank inspector, if that person submits satisfactory evidence of certification as an underground oil storage tank installer or underground oil storage tank inspector in another state under qualifications equivalent to those specified in this chapter.   [PL 2021, c. 186, §2 (AMD).]
SECTION HISTORY
PL 1985, c. 496, §A2 (NEW). PL 1987, c. 410, §8 (AMD). PL 1997, c. 364, §7 (AMD). PL 2001, c. 231, §9 (AMD). PL 2021, c. 186, §2 (AMD).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 104-A: UNDERGROUND OIL STORAGE TANK INSTALLERS › 32 §10009. Certification requirements for persons working as underground hazardous substance storage tank installers (REPEALED)

§10009. Certification requirements for persons working as underground hazardous substance storage tank installers
(REPEALED)
SECTION HISTORY
PL 1985, c. 496, §A2 (NEW). PL 1985, c. 763, §A95 (AMD). PL 1987, c. 410, §9 (RPR). PL 1989, c. 312, §5 (RP).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 104-A: UNDERGROUND OIL STORAGE TANK INSTALLERS › 32 §10010-A. Certification requirements regarding on-site removal of underground oil storage tank used for storage of motor fuel under supervision of designated representative of Department of Environmental Protection (REPEALED)

§10010-A. Certification requirements regarding on-site removal of underground oil storage tank used for storage of motor fuel under supervision of designated representative of Department of Environmental Protection
(REPEALED)
SECTION HISTORY
PL 1985, c. 763, §A96 (NEW). PL 1987, c. 410, §13 (AMD). PL 1989, c. 312, §11 (AMD). PL 1989, c. 845, §11 (AMD). PL 1997, c. 364, §11 (AMD). PL 2011, c. 206, §3 (RP).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 104-A: UNDERGROUND OIL STORAGE TANK INSTALLERS › 32 §10010-B. Certification of employees of the department

§10010-B. Certification of employees of the department
Employees of the Department of Environmental Protection may be certified for the purposes of carrying out their assigned duties and responsibilities but remain subject to the conditions set forth in Title 5, section 18.   [PL 1985, c. 763, Pt. A, §96 (NEW).]
SECTION HISTORY
PL 1985, c. 763, §A96 (NEW).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 104-A: UNDERGROUND OIL STORAGE TANK INSTALLERS › 32 §10010-C. Examination of fire-fighting personnel (REPEALED)

§10010-C. Examination of fire-fighting personnel
(REPEALED)
SECTION HISTORY
PL 1991, c. 817, §6 (NEW). PL 2007, c. 292, §9 (RP).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 104-A: UNDERGROUND OIL STORAGE TANK INSTALLERS › 32 §10011. Examination for certification

§10011. Examination for certification
1.  Requirements; fees.
Only a person satisfying the requirements of section 10010, subsections 1 and 2 may apply for examination in the manner prescribed by the board. The application must be accompanied by the nonrefundable fee prescribed by section 10012. A person who fails either part of the applicable examination specified in section 10010, subsection 3 or 6 may apply for reexamination upon payment of the prescribed fee.
[PL 2007, c. 292, §10 (AMD).]
2.  Content.
The written examination must test the applicant's knowledge of the skills and knowledge relating to storage tank installation, inspection or removal and such other subjects as the board requires to determine the applicant's fitness to practice. The board shall approve examinations required by this chapter for underground oil storage tank installers, underground gasoline storage tank removers and underground oil storage tank inspectors and establish standards for an acceptable performance.
[PL 2001, c. 231, §13 (AMD).]
3.  Time and place.
Applicants for certification shall be examined at a time and place and under such supervision as the board requires. Examinations shall be given at least twice each year at such places as the board determines.
The board shall give reasonable public notice of these examinations in accordance with its rules.
[PL 1985, c. 496, Pt. A, §2 (NEW).]
4.  Scores; review.
Applicants may obtain their examination scores and may review their papers in accordance with rules as the board may establish.
[PL 1985, c. 496, Pt. A, §2 (NEW).]
SECTION HISTORY
PL 1985, c. 496, §A2 (NEW). PL 1987, c. 410, §14 (AMD). PL 1989, c. 312, §12 (AMD). PL 1991, c. 817, §7 (AMD). PL 1997, c. 364, §§12,13 (AMD). PL 2001, c. 231, §§12,13 (AMD). PL 2007, c. 292, §10 (AMD).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 104-A: UNDERGROUND OIL STORAGE TANK INSTALLERS › 32 §10012. Fees

§10012. Fees
1.  Amount.
Fees may be established by the board in amounts which are reasonable and necessary for their respective purposes.
[PL 1985, c. 496, Pt. A, §2 (NEW).]
2.  Disposal of fees and civil penalties.
All fees received by the board under subsection 1 and civil penalties imposed under sections 10015 or 10016 must be paid to the Treasurer of State to be deposited into the Maine Ground and Surface Waters Clean-up and Response Fund and used for the purpose of carrying out all applicable provisions of this chapter. Any balance of fees and civil penalties does not lapse but must be carried forward as a continuing account to be expended for the same purposes in the following fiscal years.
[PL 2015, c. 319, §4 (AMD).]
SECTION HISTORY
PL 1985, c. 496, §A2 (NEW). PL 1985, c. 626, §1 (AMD). PL 1987, c. 410, §15 (AMD). PL 1989, c. 312, §13 (AMD). PL 1991, c. 499, §8 (AMD). PL 1997, c. 364, §14 (AMD). PL 2001, c. 231, §14 (AMD). PL 2007, c. 497, §1 (AMD). PL 2015, c. 319, §4 (AMD).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 104-A: UNDERGROUND OIL STORAGE TANK INSTALLERS › 32 §10013. Issuance of certification

§10013. Issuance of certification
The board shall issue a certificate to any person who meets the requirements of this chapter upon payment of the prescribed certification fee.   [PL 1985, c. 496, Pt. A, §2 (NEW).]
SECTION HISTORY
PL 1985, c. 496, §A2 (NEW).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 104-A: UNDERGROUND OIL STORAGE TANK INSTALLERS › 32 §10014. Renewal of certification

§10014. Renewal of certification
1.  Biennial renewal.
Any certificate issued under this chapter is subject to biennial renewal and shall expire, unless renewed in the manner prescribed by the rules of the board, upon the payment of a renewal fee. Certificates may be renewed up to 30 days after the date of expiration upon payment of a late fee of $10 in addition to the renewal fee. Any person who submits an application for renewal more than 30 days after the certification renewal date is subject to all requirements governing new applicants under this chapter, except that the board may, in its discretion, giving due consideration to the protection of the public, waive examination if that renewal application is made within 2 years from the date of that expiration.
[PL 1985, c. 496, Pt. A, §2 (NEW).]
2.  Inactive status.
Upon request, the board shall grant inactive status to certified persons who do not practice or present themselves as underground oil tank installers, underground gasoline storage tank removers or underground oil storage tank inspectors and maintain any continuing competency requirements established by the board.
[PL 2001, c. 231, §15 (AMD).]
3.  Continuing competency.
Each certification renewal shall be accompanied with evidence of continuing competencies as determined by the board.
[PL 1985, c. 496, Pt. A, §2 (NEW).]
SECTION HISTORY
PL 1985, c. 496, §A2 (NEW). PL 1987, c. 410, §16 (AMD). PL 1989, c. 312, §14 (AMD). PL 1997, c. 364, §15 (AMD). PL 2001, c. 231, §15 (AMD).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 1: OFFICE OF SECURITIES AND SECURITIES ADMINISTRATOR › 32 §10101. Short title (REPEALED)

§10101. Short title
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 1: OFFICE OF SECURITIES AND SECURITIES ADMINISTRATOR › 32 §10102. Office of Securities (REPEALED)

§10102. Office of Securities
(REPEALED)
SECTION HISTORY
PL 2001, c. 182, §10 (NEW). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 1: OFFICE OF SECURITIES AND SECURITIES ADMINISTRATOR › 32 §10103. Administrator and other personnel (REPEALED)

§10103. Administrator and other personnel
(REPEALED)
SECTION HISTORY
PL 2001, c. 182, §10 (NEW). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 2: FRAUDULENT AND OTHER PROHIBITED PRACTICES › 32 §10201. Offers, sales and purchases (REPEALED)

§10201. Offers, sales and purchases
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 2: FRAUDULENT AND OTHER PROHIBITED PRACTICES › 32 §10202. Market manipulation (REPEALED)

§10202. Market manipulation
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 2: FRAUDULENT AND OTHER PROHIBITED PRACTICES › 32 §10203. Prohibited actions by investment advisers (REPEALED)

§10203. Prohibited actions by investment advisers
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 2: FRAUDULENT AND OTHER PROHIBITED PRACTICES › 32 §10204. Misleading filings (REPEALED)

§10204. Misleading filings
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §6 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 2: FRAUDULENT AND OTHER PROHIBITED PRACTICES › 32 §10205. Unlawful representations concerning licensing, registration or exemption (REPEALED)

§10205. Unlawful representations concerning licensing, registration or exemption
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §7 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS › 32 §10301. Broker-dealer and sales representative licensing requirement (REPEALED)

§10301. Broker-dealer and sales representative licensing requirement
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §8 (AMD). PL 1997, c. 168, §1 (AMD). PL 1999, c. 37, §§1,2 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS › 32 §10302. Exempt broker-dealers and sales representatives (REPEALED)

§10302. Exempt broker-dealers and sales representatives
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1985, c. 617, §§1,2 (AMD). PL 1989, c. 542, §§9,10 (AMD). PL 1991, c. 82, §1 (AMD). PL 1997, c. 168, §§2-5 (AMD). PL 1999, c. 37, §3 (AMD). PL 1999, c. 279, §1 (AMD). PL 2003, c. 201, §§1-3 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS › 32 §10303. Investment adviser and investment adviser representative licensing requirement (REPEALED)

§10303. Investment adviser and investment adviser representative licensing requirement
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §11 (AMD). PL 1991, c. 82, §2 (AMD). PL 1997, c. 168, §§6,7 (AMD). PL 2001, c. 183, §A1 (AMD). PL 2001, c. 183, §A14 (AFF). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS › 32 §10304. Exempt investment advisers (REPEALED)

§10304. Exempt investment advisers
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §12 (AMD). PL 1997, c. 168, §§8-10 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS › 32 §10305. Application (REPEALED)

§10305. Application
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1985, c. 617, §3 (AMD). PL 1989, c. 542, §13 (AMD). PL 2001, c. 183, §A2 (AMD). PL 2001, c. 183, §A14 (AFF). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS › 32 §10305-A. Notice filing (REPEALED)

§10305-A. Notice filing
(REPEALED)
SECTION HISTORY
PL 1997, c. 168, §11 (NEW). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS › 32 §10306. Fees (REPEALED)

§10306. Fees
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §§14-16 (AMD). PL 1991, c. 528, §§M1,2 (AMD). PL 1991, c. 528, §§M5,RRR (AFF). PL 1991, c. 591, §§M1,2 (AMD). PL 1991, c. 591, §M5 (AFF). PL 1993, c. 410, §§K2-4 (AMD). PL 1999, c. 37, §4 (AMD). PL 2001, c. 183, §§A3-8 (AMD). PL 2001, c. 183, §A14 (AFF). PL 2003, c. 201, §§4-13 (AMD). PL 2005, c. 12, §§KKKK1-5 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS › 32 §10307. Examinations (REPEALED)

§10307. Examinations
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1985, c. 617, §4 (AMD). PL 1989, c. 542, §17 (AMD). PL 1991, c. 82, §§3-5 (AMD). PL 1997, c. 168, §§12-14 (AMD). PL 2001, c. 183, §§A9,10 (AMD). PL 2001, c. 183, §A14 (AFF). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS › 32 §10308. Licensing (REPEALED)

§10308. Licensing
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §§18-20 (AMD). PL 1991, c. 82, §6 (AMD). PL 2003, c. 201, §14 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS › 32 §10309. Annual report and fee (REPEALED)

§10309. Annual report and fee
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §21 (AMD). PL 1997, c. 168, §15 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS › 32 §10310. Post-licensing requirements (REPEALED)

§10310. Post-licensing requirements
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §22 (AMD). PL 1997, c. 168, §§16,17 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS › 32 §10311. Successor firms (REPEALED)

§10311. Successor firms
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §23 (AMD). PL 1999, c. 37, §5 (AMD). PL 2003, c. 201, §15 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS › 32 §10312. Inspection power (REPEALED)

§10312. Inspection power
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §24 (AMD). PL 1997, c. 168, §18 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS › 32 §10313. Grounds for denial, suspension, revocation, cancellation and withdrawal (REPEALED)

§10313. Grounds for denial, suspension, revocation, cancellation and withdrawal
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1985, c. 617, §5 (AMD). PL 1989, c. 542, §§25,26 (AMD). PL 1991, c. 82, §7 (AMD). PL 1997, c. 660, §C1 (AMD). PL 1999, c. 37, §§6-8 (AMD). PL 2001, c. 262, §§D1-3 (AMD). PL 2003, c. 201, §16 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS › 32 §10314. Custody of clients' securities and funds (REPEALED)

§10314. Custody of clients' securities and funds
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §27 (AMD). PL 1997, c. 168, §§19,20 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 4: REGISTRATION OF SECURITIES › 32 §10401. Registration requirement (REPEALED)

§10401. Registration requirement
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1997, c. 168, §21 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 4: REGISTRATION OF SECURITIES › 32 §10402. Registration by notification (REPEALED)

§10402. Registration by notification
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §28 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 4: REGISTRATION OF SECURITIES › 32 §10403. Registration by coordination (REPEALED)

§10403. Registration by coordination
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1985, c. 617, §6 (AMD). PL 1989, c. 542, §§29-31 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 4: REGISTRATION OF SECURITIES › 32 §10404. Registration by qualification (REPEALED)

§10404. Registration by qualification
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1987, c. 592 (AMD). PL 1989, c. 542, §§32,33 (AMD). PL 1999, c. 37, §9 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 4: REGISTRATION OF SECURITIES › 32 §10405. Provisions applicable to registration generally (REPEALED)

§10405. Provisions applicable to registration generally
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §34 (AMD). PL 1991, c. 528, §M3 (AMD). PL 1991, c. 528, §§M5,RRR (AFF). PL 1991, c. 591, §M3 (AMD). PL 1991, c. 591, §M5 (AFF). PL 1993, c. 410, §K5 (AMD). PL 2003, c. 201, §17 (AMD). PL 2003, c. 673, §RRR1 (AMD). PL 2003, c. 673, §RRR3 (AFF). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 4: REGISTRATION OF SECURITIES › 32 §10406. Denial, suspension and revocation of registration (REPEALED)

§10406. Denial, suspension and revocation of registration
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §35 (AMD). PL 2003, c. 201, §18 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 5: GENERAL PROVISIONS › 32 §10501. Definitions (REPEALED)

§10501. Definitions
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §§36-40 (AMD). PL 1997, c. 168, §§22,23 (AMD). PL 1999, c. 37, §§10-12 (AMD). PL 1999, c. 279, §§2-4 (AMD). PL 2001, c. 61, §§1,2 (AMD). PL 2001, c. 183, §A11 (AMD). PL 2001, c. 183, §A14 (AFF). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 5: GENERAL PROVISIONS › 32 §10502. Exemptions (REPEALED)

§10502. Exemptions
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1985, c. 617, §§7-9 (AMD). PL 1989, c. 542, §§41-44 (AMD). PL 1991, c. 82, §8 (AMD). PL 1991, c. 528, §M4 (AMD). PL 1991, c. 528, §§M5,RRR (AFF). PL 1991, c. 591, §M4 (AMD). PL 1991, c. 591, §M5 (AFF). PL 1993, c. 257, §10 (AMD). PL 1997, c. 168, §§24-26 (AMD). PL 1997, c. 660, §C2 (AMD). PL 1999, c. 37, §§13,14 (AMD). PL 1999, c. 279, §§5-8 (AMD). PL 2001, c. 183, §§B1-4 (AMD). PL 2003, c. 201, §19 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 5: GENERAL PROVISIONS › 32 §10503. Filing of sales and advertising literature (REPEALED)

§10503. Filing of sales and advertising literature
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1985, c. 617, §10 (AMD). PL 1989, c. 542, §45 (AMD). PL 1997, c. 168, §27 (RP).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 5: GENERAL PROVISIONS › 32 §10504. Filing of sales and advertising literature (REPEALED)

§10504. Filing of sales and advertising literature
(REPEALED)
SECTION HISTORY
PL 1997, c. 168, §28 (NEW). PL 1999, c. 279, §9 (AMD). PL 2003, c. 201, §20 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 5: GENERAL PROVISIONS › 32 §10505. Federal covered securities (REPEALED)

§10505. Federal covered securities
(REPEALED)
SECTION HISTORY
PL 1997, c. 168, §28 (NEW). PL 2003, c. 201, §§21,22 (AMD). PL 2003, c. 673, §RRR2 (AMD). PL 2003, c. 673, §RRR3 (AFF). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 6: ENFORCEMENT AND CIVIL LIABILITY › 32 §10601. Investigations (REPEALED)

§10601. Investigations
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §46 (AMD). PL 1999, c. 37, §15 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 6: ENFORCEMENT AND CIVIL LIABILITY › 32 §10602. Enforcement of Act (REPEALED)

§10602. Enforcement of Act
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §§47,48 (AMD). PL 1991, c. 82, §9 (AMD). PL 1991, c. 509, §§35-37 (AMD). PL 1997, c. 168, §29 (AMD). PL 1999, c. 37, §§16,17 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 6: ENFORCEMENT AND CIVIL LIABILITY › 32 §10603. Power of court to grant relief (REPEALED)

§10603. Power of court to grant relief
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §49 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 6: ENFORCEMENT AND CIVIL LIABILITY › 32 §10604. Criminal penalties (REPEALED)

§10604. Criminal penalties
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §§50,51 (AMD). PL 1991, c. 548, §D8 (AMD). PL 1997, c. 660, §§C3-5 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 6: ENFORCEMENT AND CIVIL LIABILITY › 32 §10605. Civil liability (REPEALED)

§10605. Civil liability
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §52 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 6: ENFORCEMENT AND CIVIL LIABILITY › 32 §10606. Civil statute of limitations (REPEALED)

§10606. Civil statute of limitations
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 6: ENFORCEMENT AND CIVIL LIABILITY › 32 §10607. Rescission and settlement offers (REPEALED)

§10607. Rescission and settlement offers
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §53 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 6: ENFORCEMENT AND CIVIL LIABILITY › 32 §10607-A. Right to rescission applicable to sales of viatical settlement contracts (REPEALED)

§10607-A. Right to rescission applicable to sales of viatical settlement contracts
(REPEALED)
SECTION HISTORY
PL 1999, c. 279, §10 (NEW). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 6: ENFORCEMENT AND CIVIL LIABILITY › 32 §10608. Miscellaneous provisions (REPEALED)

§10608. Miscellaneous provisions
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §54 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 7: ADMINISTRATION › 32 §10701. Administration of Act (REPEALED)

§10701. Administration of Act
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1985, c. 617, §11 (AMD). PL 1989, c. 542, §§55,56 (AMD). PL 1997, c. 168, §30 (AMD). PL 1999, c. 184, §21 (AMD). PL 2003, c. 201, §§23,24 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 7: ADMINISTRATION › 32 §10702. Cooperation with other agencies (REPEALED)

§10702. Cooperation with other agencies
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §57 (AMD). PL 1999, c. 37, §18 (AMD). PL 1999, c. 184, §§22,23 (AMD). PL 2001, c. 182, §11 (AMD). PL 2003, c. 201, §25 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 7: ADMINISTRATION › 32 §10703. General authority to adopt rules, forms and orders (REPEALED)

§10703. General authority to adopt rules, forms and orders
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §58 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 7: ADMINISTRATION › 32 §10704. Consent to service of process (REPEALED)

§10704. Consent to service of process
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §59 (AMD). PL 1997, c. 168, §§31-35 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 7: ADMINISTRATION › 32 §10705. Advisory rulings; declaratory rulings (REPEALED)

§10705. Advisory rulings; declaratory rulings
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §60 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 7: ADMINISTRATION › 32 §10706. Administrative files (REPEALED)

§10706. Administrative files
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §61 (AMD). PL 1997, c. 168, §§36,37 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 7: ADMINISTRATION › 32 §10707. Scope of the Act (REPEALED)

§10707. Scope of the Act
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1997, c. 168, §38 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 7: ADMINISTRATION › 32 §10708. Procedure for entry of an order (REPEALED)

§10708. Procedure for entry of an order
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1985, c. 617, §12 (AMD). PL 1989, c. 542, §§62-65 (AMD). PL 2001, c. 182, §12 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 7: ADMINISTRATION › 32 §10709. Judicial review of orders (REPEALED)

§10709. Judicial review of orders
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 1989, c. 542, §66 (AMD). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 7: ADMINISTRATION › 32 §10710. Repeal and saving provisions (REPEALED)

§10710. Repeal and saving provisions
(REPEALED)
SECTION HISTORY
PL 1985, c. 400, §2 (NEW). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 7: ADMINISTRATION › 32 §10711. Acts of Superintendent of Financial Institutions (REPEALED)

§10711. Acts of Superintendent of Financial Institutions
(REPEALED)
SECTION HISTORY
PL 1989, c. 542, §67 (NEW). PL 2001, c. 44, §11 (AMD). PL 2001, c. 44, §14 (AFF). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 7: ADMINISTRATION › 32 §10712. Authority to change fees (REPEALED)

§10712. Authority to change fees
(REPEALED)
SECTION HISTORY
PL 1993, c. 410, §K6 (NEW). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED) › Subchapter 7: ADMINISTRATION › 32 §10713. Operating fund (REPEALED)

§10713. Operating fund
(REPEALED)
SECTION HISTORY
PL 1993, c. 410, §K6 (NEW). PL 2001, c. 183, §A12 (AMD). PL 2001, c. 183, §A14 (AFF). PL 2005, c. 65, §A1 (RP). PL 2005, c. 65, §A3 (AFF). PL 2005, c. 397, §C26 (AFF).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 109-A: MAINE FAIR DEBT COLLECTION PRACTICES ACT › Subchapter 1: GENERAL PROVISIONS › 32 §11001. Short title

§11001. Short title
This chapter shall be known and may be cited as the "Maine Fair Debt Collection Practices Act."   [PL 1985, c. 702, §2 (NEW).]
SECTION HISTORY
PL 1985, c. 702, §2 (NEW).
2023 Maine Revised Statutes › TITLE 32: PROFESSIONS AND OCCUPATIONS › Chapter 109-A: MAINE FAIR DEBT COLLECTION PRACTICES ACT › Subchapter 1: GENERAL PROVISIONS › 32 §11003. Exclusions

§11003. Exclusions
The term debt collector does not include:   [PL 1985, c. 702, §2 (NEW).]
1.  Officers or employees of a creditor.
Any officer or employee of a creditor while, in the name of the creditor, collecting debts for that creditor;
[PL 1985, c. 702, §2 (NEW).]
2.  Persons related by common ownership or affiliated by corporate control.
Any person while acting as a debt collector for another person, both of whom are related by common ownership or affiliated by corporate control, if the person acting as a debt collector does so only for persons to whom it is so related or affiliated and if the principal business of that person is not the collection of debts;
[PL 1985, c. 702, §2 (NEW).]
3.  Officers or employees of the United States or any state.
Any officer or employee of the United States or any state or agencies or instrumentalities of the State to the extent that collecting or attempting to collect any debt is in the performance of his official duties;
[PL 1985, c. 702, §2 (NEW).]
4.  Persons serving legal process.
Any person while serving or attempting to serve legal process on any other person in connection with the judicial enforcement of any debt;
[PL 1985, c. 702, §2 (NEW).]
5.  Nonprofit organizations performing consumer credit counseling.
Any nonprofit organization which, at the request of consumers, performs bona fide consumer credit counseling and assists consumers in the liquidation of their debts by receiving payments from those consumers and distributing those amounts to creditors;
[PL 1985, c. 702, §2 (NEW).]
6.  Attorneys-at-law collecting debts on behalf of a client.
[PL 1993, c. 126, §2 (RP).]
7.  Persons collecting debts owed or due to another.
Any person collecting or attempting to collect any debt owed or due, or asserted to be owed or due, to another to the extent that the activity:
A. Is incidental to a bona fide fiduciary obligation or a bona fide escrow arrangement;   [PL 1985, c. 702, §2 (NEW).]
B. Concerns a debt which was originated by that person;   [PL 1985, c. 702, §2 (NEW).]
C. Concerns a debt which was not in default at the time it was obtained by that person; or   [PL 1985, c. 702, §2 (NEW).]
D. Concerns a debt obtained by that person as a secured party in a commercial credit transaction involving the creditor;   [PL 2009, c. 99, §1 (AMD).]
[PL 2009, c. 99, §1 (AMD).]
8.  Collection activities related to the operation of a business.
Any person whose collection activities are confined to and directly related to the operation of a business other than that of a debt collector, such as, but not limited to, financial institutions regulated under Title 9‑B; and
[PL 2009, c. 99, §2 (AMD).]
9.  Certain pretrial diversion programs for issuers of worthless checks.
A private entity operating a worthless check enforcement program that meets the conditions set forth in section 11013‑A, subsection 3.
[PL 2009, c. 99, §3 (NEW).]
SECTION HISTORY
PL 1985, c. 702, §2 (NEW). PL 1993, c. 126, §2 (AMD). PL 2009, c. 99, §§1-3 (AMD).