reglab/housing_qa huggingface dataset:
UT Code § 31A-23a-107 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 23a - Insurance Marketing - Licensing Producers, Consultants, and Reinsurance Intermediaries|Part 1 - General Provisions|Section 107 - Character requirements.

 Effective 5/8/2018  31A-23a-107. Character requirements.  An applicant for a license under this chapter shall show to the commissioner that:  (1) the applicant has the intent in good faith, to engage in the type of business that the license applied for would permit;     (2)   (a) if a natural person, the applicant is:   (i) competent; and     (ii) trustworthy; or       (b) if the applicant is an agency:   (i) the partners, directors, or principal officers or persons having comparable powers are trustworthy; and     (ii) that it will transact business in such a way that the acts that may only be performed by a licensed producer, surplus lines producer, limited line producer, consultant, managing general agent, or reinsurance intermediary are performed exclusively by natural persons who are licensed under this chapter to transact that type of business and designated on the agency's license;         (3) the applicant intends to comply with Section 31A-23a-502; and     (4) if a natural person, the applicant is at least 18 years of age.    Amended by Chapter 319, 2018 General Session
UT Code § 31A-23a-108 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 23a - Insurance Marketing - Licensing Producers, Consultants, and Reinsurance Intermediaries|Part 1 - General Provisions|Section 108 - Examination requirements.

 Effective 5/13/2014  31A-23a-108. Examination requirements.    (1)   (a) The commissioner may require an applicant for a particular license type under Section 31A-23a-106 to pass a line of authority examination as a requirement for a license, except that an examination may not be required of an applicant for:   (i) a license under Subsection 31A-23a-106(2)(c); or     (ii) another limited line license line of authority recognized by the commissioner or the Title and Escrow Commission by rule as provided in Subsection 31A-23a-106(3).       (b) The examination described in Subsection (1)(a):   (i) shall reasonably relate to the line of authority for which it is prescribed; and     (ii) may be administered by the commissioner or as otherwise specified by rule.         (2) The commissioner shall waive the requirement of an examination for a nonresident applicant who:   (a) applies for an insurance producer license in this state within 90 days of establishing legal residence in this state;     (b) has been licensed for the same line of authority in another state; and     (c)   (i) is licensed in the state described in Subsection (2)(b) at the time the applicant applies for an insurance producer license in this state; or     (ii) if the application is received within 90 days of the cancellation of the applicant's previous license:   (A) the prior state certifies that at the time of cancellation, the applicant was in good standing in that state; or     (B) the state's producer database records maintained by the National Association of Insurance Commissioners or the National Association of Insurance Commissioner's affiliates or subsidiaries, indicates that the producer is or was licensed in good standing for the line of authority requested.           (3) This section's requirement may only be applied to an applicant who is a natural person.    Amended by Chapter 290, 2014 General SessionAmended by Chapter 300, 2014 General Session
UT Code § 31A-23a-109 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 23a - Insurance Marketing - Licensing Producers, Consultants, and Reinsurance Intermediaries|Part 1 - General Provisions|Section 109 - Nonresident jurisdictional agreement.

 Effective 5/8/2018  31A-23a-109. Nonresident jurisdictional agreement.    (1)   (a) If a nonresident license applicant has a valid producer, surplus lines producer, limited line producer, consultant, managing general agent, or reinsurance intermediary license from the nonresident license applicant's home state or designated home state and the conditions of Subsection (1)(b) are met, the commissioner shall:   (i) waive the license requirements for a license under this chapter; and     (ii) issue the nonresident license applicant a nonresident license.       (b) Subsection (1)(a) applies if:   (i) the nonresident license applicant:   (A) is licensed in the nonresident license applicant's home state or designated home state at the time the nonresident license applicant applies for a nonresident producer, surplus lines producer, limited line producer, consultant, managing general agent, or reinsurance intermediary license;     (B) has submitted the proper request for licensure;     (C) has submitted to the commissioner:   (I) the application for licensure that the nonresident license applicant submitted to the applicant's home state or designated home state; or     (II) a completed uniform application; and       (D) has paid the applicable fees under Section 31A-3-103; and       (ii) the nonresident license applicant's license in the applicant's home state or designated home state is in good standing.         (2) A nonresident applicant applying under Subsection (1) shall in addition to complying with all license requirements for a license under this chapter execute, in a form acceptable to the commissioner, an agreement to be subject to the jurisdiction of the Utah commissioner and courts on any matter related to the applicant's insurance activities in this state, on the basis of:   (a) service of process under Sections 31A-2-309 and 31A-2-310; or     (b) service authorized:   (i) in the Utah Rules of Civil Procedure; or     (ii) under Section 78B-3-206.         (3) The commissioner may verify a producer's licensing status through the producer database maintained by:   (a) the National Association of Insurance Commissioners; or     (b) an affiliate or subsidiary of the National Association of Insurance Commissioners.       (4) The commissioner may not assess a greater fee for an insurance license or related service to a person not residing in this state solely on the fact that the person does not reside in this state.    Amended by Chapter 319, 2018 General Session
UT Code § 31A-23a-110 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 23a - Insurance Marketing - Licensing Producers, Consultants, and Reinsurance Intermediaries|Part 1 - General Provisions|Section 110 - Form and contents of license.

31A-23a-110. Form and contents of license.    (1) A license issued under this chapter shall be in the form the commissioner prescribes and shall set forth:   (a) the name and address of the licensee;     (b) the license types and lines of authority under Section 31A-23a-106;     (c) the date of license issuance; and     (d) any other information the commissioner considers necessary.       (2) A licensee under this chapter doing business under another name than the licensee's legal name shall notify the commissioner before using the assumed name in this state.    Amended by Chapter 345, 2008 General Session
UT Code § 31A-23a-112 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 23a - Insurance Marketing - Licensing Producers, Consultants, and Reinsurance Intermediaries|Part 1 - General Provisions|Section 112 - Probation -- Grounds for revocation.

 Effective 5/13/2014  31A-23a-112. Probation -- Grounds for revocation.    (1) The commissioner may place a licensee on probation for a period not to exceed 24 months as follows:   (a) after an adjudicative proceeding under Title 63G, Chapter 4, Administrative Procedures Act, for circumstances that would justify a suspension under Section 31A-23a-111; or     (b) at the issuance or renewal of a license:   (i) with an admitted violation under 18 U.S.C. Sec. 1033; or     (ii) with a response to background information questions on a new or renewal license application or information received from a background check conducted in connection with a new or renewal license application that indicates:   (A) the person has been convicted of a crime, that is listed by rule made in accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, as a crime that is grounds for probation;     (B) the person is currently charged with a crime, that is listed by rule made in accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, as a crime that is grounds for probation regardless of whether adjudication is withheld;     (C) the person has been involved in an administrative proceeding regarding a professional or occupational license; or     (D) a business in which the person is or was an owner, partner, officer, or director has been involved in an administrative proceeding regarding a professional or occupational license.           (2) The commissioner may place a licensee on probation for a specified period no longer than 24 months if the licensee has admitted to a violation under 18 U.S.C. Sec. 1033.     (3) The probation order shall state the conditions for retention of the license, which shall be reasonable.     (4) A violation of the probation is grounds for revocation pursuant to a proceeding authorized under Title 63G, Chapter 4, Administrative Procedures Act.    Amended by Chapter 290, 2014 General SessionAmended by Chapter 300, 2014 General Session
UT Code § 31A-23a-113 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 23a - Insurance Marketing - Licensing Producers, Consultants, and Reinsurance Intermediaries|Part 1 - General Provisions|Section 113 - License lapse and voluntary surrender.

 Effective 5/5/2021  31A-23a-113. License lapse and voluntary surrender.    (1)   (a) A license issued under this chapter, including a line of authority, shall lapse if the licensee fails to:   (i) pay when due a fee under Section 31A-3-103;     (ii) complete continuing education requirements under Section 31A-23a-202 before submitting the license renewal application;     (iii) submit a completed renewal application as required by Section 31A-23a-104;     (iv) submit additional documentation required to complete the licensing process as related to a specific license type or line of authority; or     (v) maintain an active license in a licensee's home state if the licensee is a nonresident licensee.       (b) A license that lapses shall expire effective at midnight on the day on which the license expires.     (c)   (i) A licensee whose license lapses may request reinstatement of the license and line of authority no more than one year after the day on which the license lapses.     (ii) A licensee whose license lapses due to the following may request an action described in Subsection (1)(c)(iii):   (A) military service;     (B) voluntary service for a period of time designated by the person for whom the licensee provides voluntary service; or     (C) some other extenuating circumstances, including long-term medical disability.       (iii) A licensee described in Subsection (1)(c)(ii) may request:   (A) reinstatement of the license and line of authority no later than one year after the day on which the license lapses; and     (B) waiver of any of the following imposed for failure to comply with renewal procedures:   (I) an examination requirement;     (II) reinstatement fees set under Section 31A-3-103;     (III) continuing education requirements; or     (IV) other sanction imposed for failure to comply with renewal procedures.             (2) If a license or line of authority issued under this chapter is voluntarily surrendered, the license or line of authority may be reinstated:   (a) during the license period in which the license or line of authority is voluntarily surrendered; and     (b) no later than one year after the day on which the license or line of authority is voluntarily surrendered.      Amended by Chapter 252, 2021 General Session
UT Code § 31A-23a-115 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 23a - Insurance Marketing - Licensing Producers, Consultants, and Reinsurance Intermediaries|Part 1 - General Provisions|Section 115 - Appointment of individual and agency insurance producer, limited line producer, or managing general agent -- Reports and lists.

 Effective 5/9/2017  31A-23a-115. Appointment of individual and agency insurance producer, limited line producer, or managing general agent -- Reports and lists.    (1)   (a) An insurer shall appoint an individual or agency with whom it has a contract as an insurance producer, limited line producer, or managing general agent to act on the insurer's behalf in order for the licensee to do business for the insurer in this state.     (b) An insurer shall report to the commissioner, at intervals and in the form the commissioner establishes by rule made in accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act:   (i) a new appointment; and     (ii) a termination of appointment.         (2) An insurer shall notify a producer that the producer's appointment is terminated by the insurer and of the reason for termination at an interval and in the form the commissioner establishes by rule made in accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act.     (3)   (a)   (i) An insurer shall report to the commissioner the cause of termination of an appointment if:   (A) the reason for termination is a reason described in Subsection 31A-23a-111(5)(b); or     (B) the insurer has knowledge that the individual or agency licensee is found to have engaged in an activity described in Subsection 31A-23a-111(5)(b) by:   (I) a court;     (II) a government body; or     (III) a self-regulatory organization, which the commissioner may define by rule made in accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act.         (ii) The information provided to the commissioner under this Subsection (3) is a private record under Title 63G, Chapter 2, Government Records Access and Management Act.       (b) An insurer is immune from civil action, civil penalty, or damages if the insurer complies in good faith with this Subsection (3) in reporting to the commissioner the cause of termination of an appointment.     (c) Notwithstanding any other provision in this section, an insurer is not immune from any action or resulting penalty imposed on the reporting insurer as a result of proceedings brought by or on behalf of the department if the action is based on evidence other than the report submitted in compliance with this Subsection (3).       (4) If an insurer appoints an agency, the insurer need not appoint, report, or pay appointment reporting fees for an individual designated on the agency's license under Section 31A-23a-302.     (5) If an insurer has a contract with or lists a licensee in a report submitted under Subsection (3), there is a rebuttable presumption that in placing a risk with the insurer the contracted or appointed licensee or any of the licensee's licensed employees act on behalf of the insurer.    Amended by Chapter 168, 2017 General Session
UT Code § 31A-23a-115.5 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 23a - Insurance Marketing - Licensing Producers, Consultants, and Reinsurance Intermediaries|Part 1 - General Provisions|Section 115.5 - Use of customer service representative.

31A-23a-115.5. Use of customer service representative.  A producer, surplus lines producer, or consultant who employs a customer service representative is responsible for the duties performed by the customer service representative. A customer service representative:   (1) may not maintain an office independent of the customer service representative's licensed producer, surplus lines producer, or consultant employer for the purpose of conducting insurance activities;     (2) except as provided in Subsection (3), may not sell, solicit, negotiate, or bind coverage; and     (3) may provide a customer a quote on behalf of the customer service representative's licensed producer, surplus lines producer, or consultant employer.    Amended by Chapter 253, 2012 General Session
UT Code § 31A-23a-116 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 23a - Insurance Marketing - Licensing Producers, Consultants, and Reinsurance Intermediaries|Part 1 - General Provisions|Section 116 - Services performed for unauthorized insurers.

31A-23a-116. Services performed for unauthorized insurers.    (1) A person licensed under Chapter 23a, Insurance Marketing - Licensing Producers, Consultants, and Reinsurance Intermediaries, may not perform an act that assists a person not authorized as an insurer to act as an insurer.     (2) It is a violation of this section to assist a person purporting to be exempt from state insurance regulation under Section 514 of the Employee Retirement Income Security Act of 1974, unless that person submits to the commissioner a certificate from the United States Department of Labor, or other evidence satisfactory to the commissioner, showing that the laws of Utah are preempted under Section 514 of the Employee Retirement Income Security Act of 1974 or other federal law.     (3) It is not a violation of this section:   (a) to assist a person engaged in self insurance as defined under Section 31A-1-301; or     (b) for a surplus lines producer to engage in the placement of insurance under Section 31A-15-103.      Amended by Chapter 345, 2008 General Session
UT Code § 31A-23a-117 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 23a - Insurance Marketing - Licensing Producers, Consultants, and Reinsurance Intermediaries|Part 1 - General Provisions|Section 117 - Special requirements for life settlement providers and producers.

31A-23a-117. Special requirements for life settlement providers and producers.    (1) A life settlement provider or life settlement producer shall be licensed in accordance with this title, with the additional requirements listed in this section.     (2) A life settlement provider shall provide to the commissioner:   (a) a detailed plan of operation with the life settlement provider's:   (i) initial license application; and     (ii) renewal application;       (b) a copy of the life settlement provider's most current audited financial statement;     (c) an antifraud plan that meets the requirements of Section 31A-36-117; and     (d) a bond or other form of assurance of financial responsibility as provided under rules made in accordance with Section 31A-36-119.       (3) A life settlement provider shall provide with the life settlement provider's initial license application information describing the life settlement provider's life settlement experience, training, and education.     (4) A life settlement provider shall provide to the commissioner, within 30 days after a change occurs, new or revised information concerning any of the following:   (a) officers;     (b) holders of more than 10% of its stock;     (c) partners;     (d) directors;     (e) members; and     (f) designated employees.      Amended by Chapter 355, 2009 General Session
UT Code § 31A-23a-118 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 23a - Insurance Marketing - Licensing Producers, Consultants, and Reinsurance Intermediaries|Part 1 - General Provisions|Section 118 - Car rental related licensing requirements.

31A-23a-118. Car rental related licensing requirements.    (1) Subject to Section 31A-23a-103, a person is required to hold a limited line producer license with a car rental related insurance limited line of authority to sell or offer car rental related insurance coverage under a car rental related insurance policy.     (2) A car rental related insurance limited line license issued pursuant to Sections 31A-23a-103 and 31A-23a-106 authorizes an employee or authorized representative of the licensee to sell or offer coverage under a car rental related insurance policy to a customer at each location at which the licensee engages in car rental related insurance transactions.     (3) An agency holding a car rental related insurance limited line license shall:   (a) be appointed by an insurer underwriting a car rental related insurance policy that the agency sells or offers; and     (b) have a designated responsible licensed individual at each location at which the agency is soliciting, selling, or offering car rental related insurance.       (4) An agency holding a car rental related insurance limited line license may employ a nonlicensed individual employed as a counter sales representative in soliciting, selling, or offering car rental related insurance. The nonlicensed individual shall be:   (a) trained and supervised in the sale of car rental related insurance products; and     (b) responsible to a licensed individual designated by the agency at each location where a car rental related insurance product is sold.      Enacted by Chapter 319, 2013 General Session
UT Code § 31A-23a-203 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 23a - Insurance Marketing - Licensing Producers, Consultants, and Reinsurance Intermediaries|Part 2 - Producers and Consultants|Section 203 - Training period requirements.

 Effective 5/9/2017  31A-23a-203. Training period requirements.    (1) A producer is eligible to become a surplus lines producer only if the producer:   (a) has passed the applicable surplus lines producer examination;     (b) has been a producer with property or casualty or both lines of authority for at least three years during the four years immediately preceding the date of application; and     (c) has paid the applicable fee under Section 31A-3-103.       (2) A person is eligible to become a consultant only if the person has acted in a capacity that would provide the person with preparation to act as an insurance consultant for a period aggregating not less than three years during the four years immediately preceding the date of application.     (3)   (a) A resident producer with an accident and health line of authority may only sell long-term care insurance if the producer:   (i) initially completes a minimum of three hours of long-term care training before selling long-term care coverage; and     (ii) after completing the training required by Subsection (3)(a)(i), completes a minimum of three hours of long-term care training during each subsequent two-year licensing period.       (b) A course taken to satisfy a long-term care training requirement may be used toward satisfying a producer continuing education requirement.     (c) Long-term care training is not a continuing education requirement to renew a producer license.     (d) An insurer that issues long-term care insurance shall demonstrate to the commissioner, upon request, that a producer who is appointed by the insurer and who sells long-term care insurance coverage is in compliance with this Subsection (3).       (4)   (a) A resident producer with a property line of authority may only sell flood insurance coverage under the National Flood Insurance Program if the producer completes a minimum of three hours of flood insurance training related to the National Flood Insurance Program before selling flood insurance coverage.     (b) A course taken to satisfy a flood insurance training requirement may be used toward satisfying a producer continuing education requirement.     (c) Flood insurance training is not a continuing education requirement to renew a producer license.     (d) An insurer that issues flood insurance shall demonstrate to the commissioner, upon request, that a producer who is appointed by the insurer and who sells flood insurance coverage is in compliance with this Subsection (4).       (5) The training periods required under this section apply only to an individual applying for a license under this chapter.    Amended by Chapter 168, 2017 General Session