reglab/housing_qa huggingface dataset:
CA Corp Code § 28714 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 3 - CAPITAL ACCESS COMPANIES|CHAPTER 11 - Enforcement|Section 28714.

28714.  (a) If the commissioner finds that any of the factors set forth in Section 28709 is true with respect to any licensee and that it is necessary for the protection of the interests of the licensee or the accredited investors of the licensee, or for the protection of the public interest that the commissioner take immediate possession of the property and business of the licensee, the commissioner may forthwith take possession of the property and business of the licensee and retain possession until the licensee resumes business or is finally liquidated. The licensee may, with the consent of the commissioner, resume business upon any conditions that the commissioner may prescribe.(b) Whenever the commissioner takes possession of the property and business of a licensee pursuant to subdivision (a), the licensee may apply within 10 days to the superior court in the county in which the head office of the licensee is located to enjoin further proceedings. The court, after citing the commissioner to show cause why further proceedings should not be enjoined and after a hearing, may dismiss the application or enjoin the commissioner from further proceedings and order the commissioner to surrender the property and business of the licensee to the licensee or make any further order that may be just.(c) An appeal may be taken from the judgment of the superior court by the commissioner or by the licensee in the manner provided by law for appeals from the judgment of a superior court. An appeal from the judgment of the superior court shall operate as a stay of the judgment. No bond need be given if the appeal is taken by the commissioner, but if the appeal is taken by the licensee, a bond shall be given as required by the Code of Civil Procedure.(d) Whenever the commissioner takes possession of the property and business of a licensee pursuant to subdivision (a), the commissioner shall conserve or liquidate the property and business of the licensee.(Added by Stats. 1998, Ch. 668, Sec. 3. Effective January 1, 1999. Operative July 1, 1999, by Sec. 4 of Ch. 668.)
CA Corp Code § 28715 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 3 - CAPITAL ACCESS COMPANIES|CHAPTER 11 - Enforcement|Section 28715.

28715.  Sections 11041, 11042, and 11043 of the Government Code do not apply to the Commissioner of Business Oversight.(Amended by Stats. 2019, Ch. 143, Sec. 53. (SB 251) Effective January 1, 2020.)
CA Corp Code § 28716 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 3 - CAPITAL ACCESS COMPANIES|CHAPTER 11 - Enforcement|Section 28716.

28716.  (a) It is unlawful for any person to knowingly alter, destroy, mutilate, conceal, cover up, falsify, or make a false entry in any record, document, or tangible object with the intent to impede, obstruct, or influence the administration or enforcement of this division.(b) It is unlawful for any person to knowingly make an untrue statement to the commissioner during the course of licensing, investigation, or examination, with the intent to impede, obstruct, or influence the administration or enforcement of any provision of this division.(Added by Stats. 2007, Ch. 101, Sec. 8. Effective January 1, 2008.)
CA Corp Code § 28900 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 3 - CAPITAL ACCESS COMPANIES|CHAPTER 13 - Civil Penalties|Section 28900.

28900.  If, after notice and a hearing, the commissioner finds that any person has violated any provision of this division or of any regulation or order issued under this division, the commissioner may order the person to pay to the commissioner a civil penalty in that amount as the commissioner may specify. However, the amount of the civil penalty shall not exceed two thousand five hundred dollars ($2,500) for each violation, or in the case of a continuing violation, two thousand five hundred dollars ($2,500) for each day for which the violation continues.(Added by Stats. 1998, Ch. 668, Sec. 3. Effective January 1, 1999. Operative July 1, 1999, by Sec. 4 of Ch. 668.)
CA Corp Code § 28901 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 3 - CAPITAL ACCESS COMPANIES|CHAPTER 13 - Civil Penalties|Section 28901.

28901.  The provisions of Section 28900 are additional to, and not alternative to, other provisions of this division which authorize the commissioner to issue orders or to take other action on account of a violation of any provision of this division or of any regulation or order issued under this division. However, no person who has been finally convicted under Chapter 12 (commencing with Section 28800) of this division on account of a violation of any provision of Chapter 12 (commencing with Section 28800) shall be liable to pay a civil penalty under Section 28900 on account of the violation.(Added by Stats. 1998, Ch. 668, Sec. 3. Effective January 1, 1999. Operative July 1, 1999, by Sec. 4 of Ch. 668.)
CA Corp Code § 28950 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 3 - CAPITAL ACCESS COMPANIES|CHAPTER 14 - Miscellaneous Provisions|Section 28950.

28950.  No provision of this division imposing any liability applies to any act done or omitted in good faith in conformity with any rule, form, permit, order, or written interpretive opinion of the commissioner, or any written interpretive opinion of the Attorney General, notwithstanding that the rule, form, permit, order, or written interpretive opinion may later be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.(Added by Stats. 1998, Ch. 668, Sec. 3. Effective January 1, 1999. Operative July 1, 1999, by Sec. 4 of Ch. 668.)
CA Corp Code § 28951 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 3 - CAPITAL ACCESS COMPANIES|CHAPTER 14 - Miscellaneous Provisions|Section 28951.

28951.  (a) The commissioner may from time to time make, amend, and rescind the rules, forms, and orders that are necessary to carry out this law, and define any terms, whether or not used in this law, insofar as the definitions are not inconsistent with this law. For the purpose of rules, the commissioner may, among other things, classify persons within the commissioner’s jurisdiction and may prescribe different requirements for different classes. The commissioner may, in the commissioner’s discretion, waive any requirement of any rule or form in situations where in his or her opinion the requirement is not necessary in the public interest.(b) The commissioner may, by regulation or order, either unconditionally or upon specified terms and conditions or for specified periods, exempt from the provisions of this division any person or transaction or class of persons or transactions, if the commissioner finds that action to be in the public interest and that the regulation of those persons or transactions is not necessary for the purposes of this division.(Added by Stats. 1998, Ch. 668, Sec. 3. Effective January 1, 1999. Operative July 1, 1999, by Sec. 4 of Ch. 668.)
CA Corp Code § 28952 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 3 - CAPITAL ACCESS COMPANIES|CHAPTER 14 - Miscellaneous Provisions|Section 28952.

28952.  The commissioner may honor requests from interested persons for interpretive opinions.(Added by Stats. 1998, Ch. 668, Sec. 3. Effective January 1, 1999. Operative July 1, 1999, by Sec. 4 of Ch. 668.)
CA Corp Code § 28953 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 3 - CAPITAL ACCESS COMPANIES|CHAPTER 14 - Miscellaneous Provisions|Section 28953.

28953.  In any proceeding under this law, the burden of proving an exemption or an exception from a definition is upon the person claiming it.(Added by Stats. 1998, Ch. 668, Sec. 3. Effective January 1, 1999. Operative July 1, 1999, by Sec. 4 of Ch. 668.)
CA Corp Code § 28954 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 3 - CAPITAL ACCESS COMPANIES|CHAPTER 14 - Miscellaneous Provisions|Section 28954.

28954.  Every final order, decision, license, or other official act of the commissioner is subject to judicial review in accordance with law.(Added by Stats. 1998, Ch. 668, Sec. 3. Effective January 1, 1999. Operative July 1, 1999, by Sec. 4 of Ch. 668.)
CA Corp Code § 28955 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 3 - CAPITAL ACCESS COMPANIES|CHAPTER 14 - Miscellaneous Provisions|Section 28955.

28955.  Nothing in this law, shall impair, derogate, or otherwise affect the authority or powers of the commissioner under the Corporate Securities Law of 1968 (Part 3 (commencing with Section 25000)) or the application of any provision thereof to any person or transaction subject thereto.(Added by Stats. 1998, Ch. 668, Sec. 3. Effective January 1, 1999. Operative July 1, 1999, by Sec. 4 of Ch. 668.)
CA Corp Code § 28956 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 3 - CAPITAL ACCESS COMPANIES|CHAPTER 14 - Miscellaneous Provisions|Section 28956.

28956.  If any provision of this division , or the application thereof to any person or circumstance, is held invalid, the invalidity shall not affect other provisions or applications of this law that can be given effect without the invalid provision or application, and to this end the provisions of this division are declared to be severable.(Amended by Stats. 1999, Ch. 83, Sec. 27. Effective January 1, 2000.)
CA Corp Code § 28957 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 3 - CAPITAL ACCESS COMPANIES|CHAPTER 14 - Miscellaneous Provisions|Section 28957.

28957.  Neither the commissioner nor any employee of the commissioner shall use any information which is filed with or obtained by the commissioner which is not public information for personal gain or benefit, nor shall the commissioner nor any employee of the commissioner engage in any securities transaction based on that information, even though public, if there has not been a sufficient period of time for the securities or commodity markets to assimilate that information.(Added by Stats. 1998, Ch. 668, Sec. 3. Effective January 1, 1999. Operative July 1, 1999, by Sec. 4 of Ch. 668.)
CA Corp Code § 28958 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 3 - CAPITAL ACCESS COMPANIES|CHAPTER 14 - Miscellaneous Provisions|Section 28958.

28958.  (a) The program established by this division shall be supported from funds appropriated by the Legislature from the State Corporations Fund.(b) The funds appropriated from the State Corporations Fund and made available for expenditure under subdivision (a) of this section shall come from fees collected under Section 28110, penalties collected under Sections 28880 and 28900, and securities application filing fees collected under subdivisions (e), (f), (h), and (i) of Section 25608 and notice filing fees collected under subdivision (a) of Section 25608.1.(Added by Stats. 1998, Ch. 668, Sec. 3. Effective January 1, 1999. Operative July 1, 1999, by Sec. 4 of Ch. 668.)
CA Corp Code § 29000 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4 - BUCKET SHOP LAW|CHAPTER 1 - Definitions|Section 29000.

29000.  Unless the provision or the context otherwise requires, the definitions set forth in this chapter govern the construction of this division.(Added by Stats. 1949, Ch. 386.)
CA Corp Code § 29001 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4 - BUCKET SHOP LAW|CHAPTER 1 - Definitions|Section 29001.

29001.  “Person” means an individual, partnership, corporation, limited liability company, or association, either domestic or foreign, whether acting in his or her own right or as the officer, agent, servant, employee, correspondent, or representative of another or as trustee.(Amended by Stats. 1994, Ch. 1010, Sec. 93. Effective January 1, 1995.)
CA Corp Code § 29002 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4 - BUCKET SHOP LAW|CHAPTER 1 - Definitions|Section 29002.

29002.  (a) “Trustee” means a person executing a trust, as defined in this section.(b) “Trust” means any voluntary trust expressly created by or declared in an instrument in writing, other than a will or a judicial writ, order, decree, or judgment, to carry on any business or to secure the payment or repayment of money.(Amended by Stats. 1986, Ch. 820, Sec. 23. Operative July 1, 1987, by Sec. 43 of Ch. 820.)
CA Corp Code § 29003 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4 - BUCKET SHOP LAW|CHAPTER 1 - Definitions|Section 29003.

29003.  “Contract” includes any agreement, trade, or transaction.(Added by Stats. 1949, Ch. 386.)
CA Corp Code § 29004 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4 - BUCKET SHOP LAW|CHAPTER 1 - Definitions|Section 29004.

29004.  “Securities” means all shares in any corporation or association or of trustees, bonds, coupons, scrip, rights, choses in action, and other evidences of debt or property and options for the purchase or sale thereof or of any right entitling the holder thereof to participate in profits or a division of assets.(Added by Stats. 1949, Ch. 386.)
CA Corp Code § 29005 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4 - BUCKET SHOP LAW|CHAPTER 1 - Definitions|Section 29005.

29005.  “Commodities” means anything movable that is bought and sold.(Added by Stats. 1949, Ch. 386.)
CA Corp Code § 29006 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4 - BUCKET SHOP LAW|CHAPTER 1 - Definitions|Section 29006.

29006.  “Bucket shop” means any room, office, store, building, or other place where any bucketing or bucket shopping contract is made or offered to be made.(Added by Stats. 1949, Ch. 386.)
CA Corp Code § 29007 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4 - BUCKET SHOP LAW|CHAPTER 1 - Definitions|Section 29007.

29007.  “Keeper” means any person owning, keeping, managing, operating, or promoting a bucket shop, or assisting to keep, manage, operate, or promote a bucket shop.(Added by Stats. 1949, Ch. 386.)
CA Corp Code § 29008 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4 - BUCKET SHOP LAW|CHAPTER 1 - Definitions|Section 29008.

29008.  “Bucketing” or “bucket shopping” means any of the following:(a) Making or offering to make any contract respecting the purchase or sale of any securities or commodities, wherein both parties intend, or the keeper intends, that the contract shall be, or may be, terminated, closed, or settled according to or upon the basis of the public market quotations of prices made on any board of trade or exchange upon which the securities or commodities are dealt in, without a bona fide purchase or sale of the securities or commodities.(b) Making or offering to make any contract respecting the purchase or sale of any securities or commodities, wherein both parties intend, or the keeper intends, that the contract shall be, or may be, deemed terminated, closed, or settled when the public market quotations of prices for the securities or commodities named in the contract reach a certain figure without a bona fide purchase or sale of the securities or commodities.(c) Making or offering to make any contract respecting the purchase or sale of any securities or commodities, wherein both parties do not intend, or such keeper does not intend, the actual or bona fide receipt or delivery of the securities or commodities, but do intend, or the keeper does intend, a settlement of the contract based upon the differences in the public market quotations of prices at which the securities or commodities are or are asserted to be bought and sold. (d) The sale by a keeper of any security or commodity purchased by him for the account of or upon the order of another when the proceeds of the sale are not immediately credited by the keeper to the account of the other person and when a report or statement in writing of the sale is not rendered to the other person by the keeper on the next business day following the sale.(Added by Stats. 1949, Ch. 386.)
CA Corp Code § 29100 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4 - BUCKET SHOP LAW|CHAPTER 2 - Prohibited Activities|Section 29100.

29100.  Any person who makes or offers to make any contract constituting bucketing under Section 29008, or who makes any sale constituting bucketing under Section 29008, or who is the keeper of any bucket shop, is guilty of a felony.(Added by Stats. 1949, Ch. 386.)
CA Corp Code § 29101 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4 - BUCKET SHOP LAW|CHAPTER 2 - Prohibited Activities|Section 29101.

29101.  Any person who communicates, receives, exhibits, or displays in any manner any statement of quotations of prices of any securities or commodities, with an intent to make, or to offer to make, or to aid in making or offering to make, any contract constituting bucketing under Section 29008 is guilty of a felony.(Added by Stats. 1949, Ch. 386.)
CA Corp Code § 29102 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4 - BUCKET SHOP LAW|CHAPTER 2 - Prohibited Activities|Section 29102.

29102.  The felonies specified in this chapter are punishable, for each offense, if the offender is a corporation, by a fine of not less than one thousand dollars ($1,000) nor more than ten thousand dollars ($10,000) or, if the offender is not a corporation, by imprisonment pursuant to subdivision (h) of Section 1170 of the Penal Code, or by a fine of not less than one thousand dollars ($1,000) nor more than ten thousand dollars ($10,000), or by both that imprisonment and fine.(Amended by Stats. 2011, Ch. 15, Sec. 51. (AB 109) Effective April 4, 2011. Operative October 1, 2011, by Sec. 636 of Ch. 15, as amended by Stats. 2011, Ch. 39, Sec. 68.)
CA Corp Code § 29103 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4 - BUCKET SHOP LAW|CHAPTER 2 - Prohibited Activities|Section 29103.

29103.  The prosecution, conviction, and punishment of a corporation under any provision of this chapter shall not be deemed to be a prosecution, conviction, or punishment of any of its officers, directors, or shareholders.(Added by Stats. 1949, Ch. 386.)
CA Corp Code § 29104 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4 - BUCKET SHOP LAW|CHAPTER 2 - Prohibited Activities|Section 29104.

29104.  All contracts for the purchase or sale of shares of the capital stock of any corporation or association without any intention on the part of one party to deliver and of the other party to receive the shares, and contemplating merely the payment of differences between the contract and market prices on divers days, shall be void, and neither party to any such contract shall be entitled to recover any damages for failure to perform the same, or any money paid thereon, in any court of this state.(Added by Stats. 1966, 1st Ex. Sess., Ch. 161.)
CA Corp Code § 29105 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4 - BUCKET SHOP LAW|CHAPTER 2 - Prohibited Activities|Section 29105.

29105.  (a) It is unlawful for any person to knowingly alter, destroy, mutilate, conceal, cover up, falsify, or make a false entry in any record, document, or tangible object with the intent to impede, obstruct, or influence the administration or enforcement of this division.(b) It is unlawful for any person to knowingly make an untrue statement to the commissioner during the course of licensing, investigation, or examination, with the intent to impede, obstruct, or influence the administration or enforcement of any provision of this division.(Added by Stats. 2007, Ch. 101, Sec. 9. Effective January 1, 2008.)
CA Corp Code § 29200 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4 - BUCKET SHOP LAW|CHAPTER 3 - Required Records and Statements|Section 29200.

29200.  Every person doing business as a broker or making contracts as a broker or agent for the purchase or sale of any securities or commodities on any board of trade or exchange shall keep or cause to be kept at his or her office or place of business correct and permanent records or books of account showing each of such transactions as a separate item. The failure so to keep or cause to be kept such records or books of account is prima facie evidence that any such contract was bucketing or bucketshopping.Such records or books of account shall at all times be open to inspection by the Commissioner of Business Oversight or by any deputy, investigator, or auditor of the Department of Business Oversight to whom he may delegate such authority in writing.(Amended by Stats. 2013, Ch. 352, Sec. 65. (AB 1317) Effective September 26, 2013. Operative July 1, 2013, by Sec. 543 of Ch. 352.)
CA Corp Code § 29201 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4 - BUCKET SHOP LAW|CHAPTER 3 - Required Records and Statements|Section 29201.

29201.  Every person shall, upon written demand therefor, furnish to any customer or principal for whom he has executed any order for the actual purchase or sale of any securities or commodities on any board of trade or exchange, either for immediate or future delivery, a written statement showing the name of the person from whom the property was bought or to whom it was sold, as the case may be, and the time when, place where, and the price at which it was either bought or sold. If any such person refuses or neglects to furnish such a statement within forty-eight hours after such demand, the refusal or neglect is prima facie evidence that the transaction was bucketing or bucket shopping within the terms of this division.(Added by Stats. 1949, Ch. 386.)
CA Corp Code § 29500 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4.5 - COMMODITIES|CHAPTER 1 - Definitions|Section 29500.

29500.  This division shall be known and may be cited as the “California Commodity Law of 1990.” References herein to “this law” refer to the applicable provisions of this division unless the context otherwise requires. The definitions in this chapter govern the construction of this law.(Added by Stats. 1990, Ch. 969, Sec. 2.)
CA Corp Code § 29501 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4.5 - COMMODITIES|CHAPTER 1 - Definitions|Section 29501.

29501.  “Board of trade” means any person or group of persons engaged in buying or selling any commodity or receiving the same for sale on consignment, whether the person or group of persons is characterized as a board of trade, exchange, or other form of marketplace.(Added by Stats. 1990, Ch. 969, Sec. 2.)
CA Corp Code § 29502 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4.5 - COMMODITIES|CHAPTER 1 - Definitions|Section 29502.

29502.  “Business days” are all days other than every Saturday, every Sunday and such other days as are specified or provided for as holidays in the Government Code.(Added by Stats. 1990, Ch. 969, Sec. 2.)
CA Corp Code § 29503 (2021)
2021 California Code|Corporations Code - CORP|TITLE 4 - SECURITIES|DIVISION 4.5 - COMMODITIES|CHAPTER 1 - Definitions|Section 29503.

29503.  “Commissioner” means the Commissioner of Business Oversight.(Amended by Stats. 2013, Ch. 353, Sec. 44. (SB 820) Effective September 26, 2013. Operative July 1, 2013, by Sec. 129 of Ch. 353.)