reglab/housing_qa huggingface dataset:
UT Code § 31A-23b-204 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 23b - Navigator License Act|Part 2 - Licensing|Section 204 - Character requirements.

 Effective 5/8/2018  31A-23b-204. Character requirements.  An applicant for a license under this chapter shall demonstrate to the commissioner that:  (1) the applicant has the intent, in good faith, to engage in the practice of a navigator as the license would permit;     (2)   (a) if a natural person, the applicant is:   (i) competent; and     (ii) trustworthy; or       (b) if the applicant is an agency:   (i) the partners, directors, or principal officers or persons having comparable powers are trustworthy; and     (ii) that it will transact business in a way that the acts that may only be performed by a licensed navigator are performed only by a natural person who is licensed under this chapter, or Chapter 23a, Insurance Marketing - Licensing Producers, Consultants, and Reinsurance Intermediaries;         (3) the applicant intends to comply with the surety bond requirements of Section 31A-23b-207;     (4) if a natural person, the applicant is at least 18 years of age; and     (5) the applicant does not have a conflict of interest as defined by regulations issued under PPACA.    Amended by Chapter 319, 2018 General Session
UT Code § 31A-23b-205 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 23b - Navigator License Act|Part 2 - Licensing|Section 205 - Examination and training requirements.

 Effective 5/8/2018  31A-23b-205. Examination and training requirements.    (1) The commissioner may require an applicant for a license to pass an examination and complete a training program as a requirement for a license.     (2) The examination described in Subsection (1) shall reasonably relate to:   (a) the duties and functions of a navigator;     (b) requirements for navigators as established by federal regulation under PPACA; and     (c) other requirements that may be established by the commissioner by administrative rule.       (3) The examination may be administered by the commissioner or as otherwise specified by administrative rule.     (4) The training required by Subsection (1) shall be approved by the commissioner and shall include:   (a) accident and health insurance plans;     (b) qualifications for and enrollment in public programs;     (c) qualifications for and enrollment in premium subsidies;     (d) cultural and linguistic competence;     (e) conflict of interest standards;     (f) exchange functions; and     (g) other requirements that may be adopted by the commissioner by administrative rule.       (5)   (a) For the navigator line of authority, the training required by Subsection (1) shall consist of at least 21 credit hours of training before obtaining the license, which shall include the navigator training and certification program developed by the Centers for Medicare and Medicaid Services.     (b) For the certified application counselor line of authority, the training required by Subsection (1) shall consist of at least six hours of training before obtaining a license, which shall include the certified application counselor training and certification program developed by the Centers for Medicare and Medicaid Services.       (6) This section applies only to an applicant who is a natural person.    Amended by Chapter 319, 2018 General Session
UT Code § 31A-23b-207 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 23b - Navigator License Act|Part 2 - Licensing|Section 207 - Requirement to obtain surety bond.

31A-23b-207. Requirement to obtain surety bond.    (1)   (a) Except as provided in Subsections (1)(b)(ii) and (2), a navigator shall obtain a surety bond in an amount designated by the commissioner by administrative rule to cover the legal liability of the navigator as the result of an erroneous act or failure to act in the navigator's capacity as a navigator.     (b) The navigator shall:   (i) maintain a surety bond at all times during the term of the navigator's license; or     (ii) demonstrate to the commissioner that the navigator is capable of covering a legal liability for erroneous acts or failure to act in a manner approved by the commissioner.         (2) A navigator is not required to obtain and maintain a surety bond during a period in which the navigator's scope of practice is limited to assisting individuals with:   (a) enrollment in public programs; and     (b) qualification for premium and cost sharing subsidies.      Enacted by Chapter 341, 2013 General Session
UT Code § 31A-23b-208 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 23b - Navigator License Act|Part 2 - Licensing|Section 208 - Form and contents of license.

31A-23b-208. Form and contents of license.    (1) A license issued under this chapter shall be in the form the commissioner prescribes and shall set forth:   (a) the name and address of the licensee;     (b) the date of license issuance; and     (c) any other information the commissioner considers necessary.       (2) A licensee under this chapter doing business under a name other than the licensee's legal name shall notify the commissioner before using the assumed name in this state.    Enacted by Chapter 341, 2013 General Session
UT Code § 31A-23b-210 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 23b - Navigator License Act|Part 2 - Licensing|Section 210 - Place of business and residence address -- Records.

 Effective 5/9/2017  31A-23b-210. Place of business and residence address -- Records.    (1)   (a) A licensee under this chapter shall register and maintain with the commissioner:   (i) the address and the one or more telephone numbers of the licensee's principal place of business; and     (ii) a valid business email address at which the commissioner may contact the licensee.       (b) If a licensee is an individual, in addition to complying with Subsection (1)(a), the individual shall register and maintain with the commissioner the individual's residence address and telephone number.     (c) A licensee shall notify the commissioner within 30 days of a change of any of the following required to be registered with the commissioner under this section:   (i) an address;     (ii) a telephone number; or     (iii) a business email address.         (2) Except as provided under Subsection (3), a licensee under this chapter shall keep at the principal place of business address registered under Subsection (1), separate and distinct books and records of the transactions consummated under the Utah license.     (3) Subsection (2) is satisfied if the books and records specified in Subsection (2) can be obtained immediately from a central storage place or elsewhere by online computer terminals located at the registered address.     (4)   (a) The books and records maintained under Subsection (2) shall be available for the inspection by the commissioner during the business hours for a period of time after the date of the transaction as specified by the commissioner by rule, but in no case for less than the current calendar year plus three years.     (b) Discarding books and records after the applicable record retention period has expired does not place the licensee in violation of a later-adopted longer record retention period.      Amended by Chapter 168, 2017 General Session
UT Code § 31A-23b-402 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 23b - Navigator License Act|Part 4 - License Denial and Discipline|Section 402 - Probation -- Grounds for revocation.

 Effective 5/13/2014  31A-23b-402. Probation -- Grounds for revocation.    (1) The commissioner may place a licensee on probation for a period not to exceed 24 months as follows:   (a) after an adjudicative proceeding under Title 63G, Chapter 4, Administrative Procedures Act, for any circumstances that would justify a suspension under this section; or     (b) at the issuance of a new license:   (i) with an admitted violation under 18 U.S.C. Sec. 1033; or     (ii) with a response to background information questions on a new license application indicating that:   (A) the person has been convicted of a crime that is listed by rule made in accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, as a crime that is a ground for probation;     (B) the person is currently charged with a crime that is listed by rule made in accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, as a crime that is a ground for probation regardless of whether adjudication is withheld;     (C) the person has been involved in an administrative proceeding regarding any professional or occupational license; or     (D) any business in which the person is or was an owner, partner, officer, or director has been involved in an administrative proceeding regarding any professional or occupational license.           (2) The commissioner may place a licensee on probation for a specified period no longer than 24 months if the licensee has admitted to a violation under 18 U.S.C. Sec. 1033.     (3) The probation order shall state the conditions for revocation or retention of the license, which shall be reasonable.     (4) Any violation of the probation is a ground for revocation pursuant to any proceeding authorized under Title 63G, Chapter 4, Administrative Procedures Act.    Amended by Chapter 290, 2014 General SessionAmended by Chapter 300, 2014 General Session
UT Code § 31A-23b-403 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 23b - Navigator License Act|Part 4 - License Denial and Discipline|Section 403 - License lapse and voluntary surrender.

31A-23b-403. License lapse and voluntary surrender.    (1)   (a) A license issued under this chapter shall lapse if the licensee fails to:   (i) pay when due a fee under Section 31A-3-103;     (ii) complete continuing education requirements under Section 31A-23b-206 before submitting the license renewal application;     (iii) submit a completed renewal application as required by Section 31A-23b-203;     (iv) submit additional documentation required to complete the licensing process; or     (v) maintain an active license in a resident state if the licensee is a nonresident licensee.       (b)   (i) A licensee whose license lapses due to the following may request an action described in Subsection (1)(b)(ii):   (A) military service;     (B) voluntary service for a period of time designated by the person for whom the licensee provides voluntary service; or     (C) other extenuating circumstances, including long-term medical disability.       (ii) A licensee described in Subsection (1)(b)(i) may request:   (A) reinstatement of the license no later than one year after the day on which the license lapses; and     (B) waiver of any of the following imposed for failure to comply with renewal procedures:   (I) an examination requirement;     (II) reinstatement fees set under Section 31A-3-103;     (III) continuing education requirements; or     (IV) other sanctions imposed for failure to comply with renewal procedures.             (2) If a license issued under this chapter is voluntarily surrendered, the license may be reinstated:   (a) during the license period in which the license is voluntarily surrendered; and     (b) no later than one year after the day on which the license is voluntarily surrendered.       (3) A voluntarily surrendered license that is reinstated during the license period set forth in Subsection (2) may not be reinstated until the person who voluntarily surrendered the license complies with any applicable continuing education requirements for the period during which the license was voluntarily surrendered.    Enacted by Chapter 341, 2013 General Session
UT Code § 31A-23b-404 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 23b - Navigator License Act|Part 4 - License Denial and Discipline|Section 404 - Penalties.

31A-23b-404. Penalties.    (1)   (a) If, after notice and opportunity to be heard, the commissioner finds that the navigator or any other person has not materially complied with this part, or any rule made or order issued under this chapter, the commissioner may order the navigator or other person to cease doing business in the state.     (b) If the commissioner finds that because of the material noncompliance an insurer, any policyholder of an insurer, or a recipient of a public program who used the services of the navigator or other person has suffered any loss or damage due to the material noncompliance, the commissioner may:   (i) maintain a civil action or may intervene in an action brought by or on behalf of the insurer, policyholder, or the recipient of the public program, for recovery of compensatory damages for the benefit of the insurer, policyholder, or recipient of a public program; or     (ii) seek other appropriate relief.         (2) Nothing in this section affects the right of the commissioner to impose any other penalties provided for in this title.     (3) Nothing contained in this section is intended to or shall in any manner alter or affect the rights of policyholders, claimants, creditors, or other third parties.    Enacted by Chapter 341, 2013 General Session
UT Code § 31A-25-102 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 25 - Third Party Administrators|Part 1 - General Provisions|Section 102 - Scope and purposes.

31A-25-102. Scope and purposes.    (1) This chapter applies to all third party administrators.     (2) The purposes of this chapter include:   (a) encouraging disclosure of contracts between insurers and third party administrators, both to potential insureds and to the commissioner;     (b) promoting the financial responsibility of third party administrators;     (c) subjecting persons administering insurance in Utah to the jurisdiction of the Utah commissioner and courts;     (d) regulating third party administrators' practices in conformity with the general purposes of this title; and     (e) governing the qualifications and procedures for the licensing of third party administrators.      Amended by Chapter 116, 2001 General Session
UT Code § 31A-25-201 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 25 - Third Party Administrators|Part 2 - Licensing of Third Party Administrators|Section 201 - License and authority from insurers required.

31A-25-201. License and authority from insurers required.    (1) A person may not perform, offer to perform, or advertise any service as a third party administrator in Utah, without a valid license under Section 31A-25-203 and express authority from all insurers it represents. A person may not utilize the services of another as a third party administrator if he knows or should know that the other does not have a license or the insurer authority as required by law. The commissioner shall be notified of the commencement or termination of insurer authority in a form established by rules.     (2) The commissioner may by rule exempt certain persons or classes of persons from the license requirement of Subsection (1) if the functions they perform do not require the special competence, trustworthiness, or regulatory surveillance made possible by licensing.     (3) A contract is not invalid as a result of a violation of this section.    Amended by Chapter 261, 1989 General Session
UT Code § 31A-25-202 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 25 - Third Party Administrators|Part 2 - Licensing of Third Party Administrators|Section 202 - Application for license.

31A-25-202. Application for license.    (1)   (a) An application for a license as a third party administrator shall be:   (i) made to the commissioner on forms and in a manner the commissioner prescribes; and     (ii) accompanied by the applicable fee, which is not refundable if the application is denied.       (b) The application for a license as a third party administrator shall:   (i) state the applicant's:   (A) Social Security number; or     (B) federal employer identification number;       (ii) provide information about:   (A) the applicant's identity;     (B) the applicant's personal history, experience, education, and business record;     (C) if the applicant is a natural person, whether the applicant is 18 years of age or older; and     (D) whether the applicant has committed an act that is a ground for denial, suspension, or revocation as set forth in Section 31A-25-208; and       (iii) any other information as the commissioner reasonably requires.         (2) The commissioner may require documents reasonably necessary to verify the information contained in the application.     (3) An applicant's Social Security number contained in an application filed under this section is a private record under Section 63G-2-302.    Amended by Chapter 382, 2008 General Session
UT Code § 31A-25-204 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 25 - Third Party Administrators|Part 2 - Licensing of Third Party Administrators|Section 204 - Character requirements.

 Effective 5/8/2018  31A-25-204. Character requirements.  Each applicant for a license under this chapter shall show to the commissioner all of the following:  (1) that the applicant has the good faith intent to engage in the type of business the license applied for would permit;     (2)   (a) if a natural person, that the applicant is:   (i) competent; and     (ii) trustworthy; or       (b) if a partnership or corporation, that all the partners, directors, principal officers, or persons having comparable powers are trustworthy; and       (3) if a natural person, that the applicant is at least 18 years of age.    Amended by Chapter 319, 2018 General Session
UT Code § 31A-25-205 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 25 - Third Party Administrators|Part 2 - Licensing of Third Party Administrators|Section 205 - Financial responsibility.

31A-25-205. Financial responsibility.    (1) Every person licensed under this chapter shall maintain an insurance policy or surety bond:   (a)   (i) while licensed; and     (ii) for one year after the person is licensed; and       (b) issued:   (i) by an authorized insurer;     (ii) in an amount specified under Subsection (2); and     (iii) on a policy or contract form that is acceptable under Subsection (3).         (2)   (a) Insurance policies or surety bonds satisfying the requirement of Subsection (1) shall be in a face amount equal to:   (i) at least the greater of:   (A) 10% of the total funds handled by the administrator; or     (B) $5,000; and       (ii) may not exceed $500,000.       (b) In fixing the policy or bond face amount under Subsection (2)(a), the total funds handled is:   (i) the greater of:   (A) the premiums received during the previous calendar year; or     (B) claims paid through the administrator during the previous calendar year; or       (ii) if no funds were handled during the preceding year, the total funds reasonably anticipated to be handled by the administrator during the current calendar year.       (c) This section does not prohibit any person dealing with the administrator from requiring, by contract, insurance coverage in amounts greater than the insurance coverage required under this section.       (3)   (a) Insurance policies or surety bonds issued to satisfy Subsection (1) shall:   (i) be on forms approved by the commissioner; and     (ii) require the insurer to pay, up to the policy or bond face amount, any judgment:   (A) obtained by participants in or beneficiaries of plans administered by the insured licensee; and     (B) that arises from the negligence or culpable acts of the licensee or any employee or agent of the licensee in connection with the activities of a third party administrator as defined in Section 31A-1-301.         (b) The commissioner may require that policies or bonds issued to satisfy the requirements of this section require the insurer to give the commissioner 20 day prior notice of policy cancellation.       (4) The commissioner shall establish annual reporting requirements and forms to monitor compliance with this section.     (5) This section may not be construed as limiting any cause of action an insured would otherwise have against the insurer.    Amended by Chapter 71, 2002 General SessionAmended by Chapter 308, 2002 General Session
UT Code § 31A-25-206 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 25 - Third Party Administrators|Part 2 - Licensing of Third Party Administrators|Section 206 - Nonresident jurisdictional agreement.

 Effective 5/8/2018  31A-25-206. Nonresident jurisdictional agreement.    (1)   (a) If a nonresident license applicant has a valid license from the nonresident license applicant's home state or designated home state and the conditions of Subsection (1)(b) are met, the commissioner shall:   (i) waive any license requirement for a license under this chapter; and     (ii) issue the nonresident license applicant a nonresident third party administrator license.       (b) Subsection (1)(a) applies if:   (i) the nonresident license applicant:   (A) is licensed in the nonresident license applicant's home state or designated home state at the time the nonresident license applicant applies for a nonresident third party administrator license;     (B) has submitted the proper request for licensure;     (C) has submitted to the commissioner:   (I) the application for licensure that the nonresident license applicant submitted to the applicant's home state or designated home state; or     (II) a completed uniform application; and       (D) has paid the applicable fees under Section 31A-3-103;       (ii) the nonresident license applicant's license in the applicant's home state or designated home state is in good standing; and     (iii) the nonresident license applicant's home state or designated home state awards nonresident third party administrator licenses to residents of this state on the same basis as this state awards licenses to residents of that home state or designated home state.         (2) A nonresident applicant shall execute in a form acceptable to the commissioner an agreement to be subject to the jurisdiction of the Utah commissioner and courts on any matter related to the applicant's insurance activities in Utah, on the basis of:   (a) service of process under Sections 31A-2-309 and 31A-2-310; or     (b) other service authorized in the Utah Rules of Civil Procedure.       (3) The commissioner may verify the third party administrator's licensing status through the database maintained by:   (a) the National Association of Insurance Commissioners; or     (b) an affiliate or subsidiary of the National Association of Insurance Commissioners.       (4) The commissioner may not assess a greater fee for an insurance license or related service to a person not residing in this state based solely on the fact that the person does not reside in this state.    Amended by Chapter 319, 2018 General Session
UT Code § 31A-25-207 (2021)
2021 Utah Code|Title 31A - Insurance Code|Chapter 25 - Third Party Administrators|Part 2 - Licensing of Third Party Administrators|Section 207 - Form and contents of license.

31A-25-207. Form and contents of license.    (1) Licenses issued under this chapter shall be in the form the commissioner prescribes and shall set forth:   (a) the name, address, and telephone number of the licensee;     (b) the date of license issuance; and     (c) any other information the commissioner considers advisable.       (2) A third party administrator doing business under any other name than the administrator's legal name shall notify the commissioner prior to using the assumed name in this state.     (3)   (a) An organization shall be licensed as an agency if the organization acts as a third party administrator.     (b) An agency license issued under Subsection (3)(a) shall set forth the names of all natural persons licensed under this chapter who are authorized to act in those capacities for the organization in this state.      Amended by Chapter 116, 2001 General Session