reglab/housing_qa huggingface dataset:
CT Gen Stat § 42a-7-508 (2020)
2020 Connecticut General Statutes|Title 42a - Uniform Commercial Code|Article 7 - Documents of Title|Section 42a-7-508 - Warranties of collecting bank as to documents of title.

 A collecting bank or other intermediary known to be entrusted with documents of title on behalf of another or with collection of a draft or other claim against delivery of documents warrants by the delivery of the documents only its own good faith and authority even if the collecting bank or other intermediary has purchased or made advances against the claim or draft to be collected.(1959, P.A. 133, S. 7-508; P.A. 04-64, S. 36.)History: P.A. 04-64 amended section to adopt the 2003 Revision of Uniform Commercial Code Article 7-Documents of Title.
CT Gen Stat § 42a-7-509 (2020)
2020 Connecticut General Statutes|Title 42a - Uniform Commercial Code|Article 7 - Documents of Title|Section 42a-7-509 - Adequate compliance with commercial contract.

 Whether a document of title is adequate to fulfill the obligations of a contract for sale, a contract for lease or the conditions of a letter of credit is determined by article 2, 2A or 5.(1959, P.A. 133, S. 7-509; P.A. 04-64, S. 37.)History: P.A. 04-64 amended section to adopt the 2003 Revision of Uniform Commercial Code Article 7-Documents of Title.
CT Gen Stat § 42a-7-601 (2020)
2020 Connecticut General Statutes|Title 42a - Uniform Commercial Code|Article 7 - Documents of Title|Section 42a-7-601 - Lost, stolen or destroyed documents of title.

 (a) If a document of title is lost, stolen or destroyed, a court may order delivery of the goods or issuance of a substitute document and the bailee may without liability to any person comply with the order. If the document was negotiable, a court may not order delivery of the goods or issuance of a substitute document without the claimant's posting security unless it finds that any person that may suffer loss as a result of nonsurrender of possession or control of the document is adequately protected against the loss. If the document was nonnegotiable, the court may require security. The court may also order payment of the bailee's reasonable costs and attorney's fees in any action under this subsection.(b) A bailee that, without court order, delivers goods to a person claiming under a missing negotiable document of title is liable to any person injured thereby. If the delivery is not in good faith, the bailee is liable for conversion. Delivery in good faith is not conversion if the claimant posts security with the bailee in an amount at least double the value of the goods at the time of posting to indemnify any person injured by the delivery which files a notice of claim within one year after the delivery.(1959, P.A. 133, S. 7-601; P.A. 04-64, S. 38.)History: P.A. 04-64 amended section to adopt the 2003 Revision of Uniform Commercial Code Article 7-Documents of Title.See Sec. 40-53 re issuance of duplicate receipts not marked as such.See Sec. 40-55 re delivery of goods without obtaining negotiable receipt.
CT Gen Stat § 42a-7-602 (2020)
2020 Connecticut General Statutes|Title 42a - Uniform Commercial Code|Article 7 - Documents of Title|Section 42a-7-602 - Judicial process against goods covered by negotiable document of title.

 Unless a document of title was originally issued upon delivery of the goods by a person that did not have power to dispose of them, a lien does not attach by virtue of any judicial process to goods in the possession of a bailee for which a negotiable document of title is outstanding unless possession or control of the document is first surrendered to the bailee or the document's negotiation is enjoined. The bailee may not be compelled to deliver the goods pursuant to process until possession or control of the document is surrendered to the bailee or to the court. A purchaser of the document for value without notice of the process or injunction takes free of the lien imposed by judicial process.(1959, P.A. 133, S. 7-602; P.A. 04-64, S. 39.)History: P.A. 04-64 amended section to adopt the 2003 Revision of Uniform Commercial Code Article 7-Documents of Title.
CT Gen Stat § 42a-7-603 (2020)
2020 Connecticut General Statutes|Title 42a - Uniform Commercial Code|Article 7 - Documents of Title|Section 42a-7-603 - Conflicting claims; interpleader.

 If more than one person claims title to or possession of the goods, the bailee is excused from delivery until the bailee has a reasonable time to ascertain the validity of the adverse claims or to commence an action for interpleader. The bailee may assert an interpleader either in defending an action for nondelivery of the goods or by original action.(1959, P.A. 133, S. 7-603; P.A. 04-64, S. 40.)History: P.A. 04-64 amended section to adopt the 2003 Revision of Uniform Commercial Code Article 7-Documents of Title.
CT Gen Stat § 42a-7-703 (2020)
2020 Connecticut General Statutes|Title 42a - Uniform Commercial Code|Article 7 - Documents of Title|Section 42a-7-703 - Applicability.

 This article and other provisions of this title, as amended by public act 04-64*, apply to a document of title that is issued or a bailment that arises on or after October 1, 2004. This article and other provisions of this title, as amended by public act 04-64*, do not apply to a document of title that is issued or a bailment that arises before October 1, 2004, even if the document of title or bailment would be subject to this article and other provisions of this title, as amended by public act 04-64*, if the document of title had been issued or bailment had arisen on or after October 1, 2004. This article and other provisions of this title, as amended by public act 04-64*, do not apply to a right of action that has accrued before October 1, 2004.(P.A. 04-64, S. 41.)*Note: Public act 04-64 is entitled “An Act Adopting Revised Article 7 of the Uniform Commercial Code Concerning Documents of Title”. (See Reference Table captioned “Public Acts of 2004” in Volume 16 which lists the sections amended, created or repealed by the act.)
CT Gen Stat § 42a-7-704 (2020)
2020 Connecticut General Statutes|Title 42a - Uniform Commercial Code|Article 7 - Documents of Title|Section 42a-7-704 - Savings clause.

 A document of title issued or a bailment that arises before October 1, 2004, and the rights, obligations and interests flowing from that document or bailment are governed by any statute or other rule amended or repealed by public act 04-64* as if amendment or repeal had not occurred and may be terminated, completed, consummated or enforced under that statute or other rule.(P.A. 04-64, S. 42.)*Note: Public act 04-64 is entitled “An Act Adopting Revised Article 7 of the Uniform Commercial Code Concerning Documents of Title”. (See Reference Table captioned “Public Acts of 2004” in Volume 16 which lists the sections amended, created or repealed by the act.)
CT Gen Stat § 42a-8-101 (2020)
2020 Connecticut General Statutes|Title 42a - Uniform Commercial Code|Article 8 - Investment Securities|Section 42a-8-101 - Short title: Uniform Commercial Code–Investment Securities.

 This article may be cited as Uniform Commercial Code–Investment Securities.(1959, P.A. 133, S. 8-101; P.A. 97-182, S. 1.)History: P.A. 97-182 deleted “shall be known and” following “article”.
CT Gen Stat § 42a-8-103 (2020)
2020 Connecticut General Statutes|Title 42a - Uniform Commercial Code|Article 8 - Investment Securities|Section 42a-8-103 - Rules for determining whether certain obligations and interests are securities or financial assets.

 (a) A share or similar equity interest issued by a corporation, business trust, joint stock company or similar entity is a security.(b) An “investment company security” is a security. “Investment company security” means a share or similar equity interest issued by an entity that is registered as an investment company under the federal investment company laws, in interest in a unit investment trust that is so registered, or face-amount certificate issued by a face-amount certificate company that is so registered. Investment company security does not include an insurance policy or endowment policy or annuity contract issued by an insurance company.(c) An interest in a partnership or limited liability company is not a security unless it is dealt in or traded on securities exchanges or in securities markets, its terms expressly provide that it is a security governed by this article or it is an investment company security. However, an interest in a partnership or limited liability company is a financial asset if it is held in a securities account.(d) A writing that is a security certificate is governed by this article and not by article 3, even though it also meets the requirements of that article. However, a negotiable instrument governed by article 3 is a financial asset if it is held in a securities account.(e) An option or similar obligation issued by a clearing corporation to its participants is not a security, but is a financial asset.(f) A commodity contract, as defined in section 42a-9-102(a)(15), is not a security or a financial asset.(g) A document of title is not a financial asset unless subdivision (10)(iii) of subsection (a) of section 42a-8-102 applies.(1959, P.A. 133, S. 8-103; P.A. 79-435, S. 2; P.A. 97-182, S. 3; P.A. 01-132, S. 146; P.A. 04-64, S. 59.)History: P.A. 79-435 amended section to distinguish between certificated and uncertificated securities, applying former provision to certificated securities and adding provision re uncertificated securities; P.A. 97-182 entirely replaced former provisions re issuer's lien with provisions re rules for determining whether certain obligations and interests are securities or financial assets; P.A. 01-132 amended Subsec. (f) to replace Sec. 42a-9-115 with Sec. 42a-9-102(a)(15) as the statutory reference for the definition of a “commodity contract”; P.A. 04-64 added Subsec. (g) re document of title to conform to revisions made to article 7 by the same act.See Sec. 42a-8-209 for successor provisions to Sec. 42a-8-103, revised to 1997, re issuer's lien.
CT Gen Stat § 42a-8-104 (2020)
2020 Connecticut General Statutes|Title 42a - Uniform Commercial Code|Article 8 - Investment Securities|Section 42a-8-104 - Acquisition of security or financial asset or interest therein.

 (a) A person acquires a security or an interest therein, under this article, if:(1) The person is a purchaser to whom a security is delivered pursuant to section 42a-8-301; or(2) The person acquires a security entitlement to the security pursuant to section 42a-8-501.(b) A person acquires a financial asset, other than a security, or an interest therein, under this article, if the person acquires a security entitlement to the financial asset.(c) A person who acquires a security entitlement to a security or other financial asset has the rights specified in part 5, but is a purchaser of any security, security entitlement, or other financial asset held by the securities intermediary only to the extent provided in section 42a-8-503.(d) Unless the context shows that a different meaning is intended, a person who is required by other law, regulation, rule or agreement to transfer, deliver, present, surrender, exchange or otherwise put in the possession of another person a security or financial asset satisfies that requirement by causing the other person to acquire an interest in the security or financial asset pursuant to subsection (a) or (b) of this section.(1959, P.A. 133, S. 8-104; P.A. 79-435, S. 3; P.A. 97-182, S. 4.)History: P.A. 79-435 amended section to distinguish between actions required for certificated and uncertificated securities, applying previous requirements to certificated securities; P.A. 97-182 entirely replaced former provisions re effect of overissue and defining “overissue” with provisions re acquisition of security or financial asset or an interest therein.See Sec. 42a-8-210 for successor provisions to Sec. 42a-8-104, revised to 1997, re overissue.
CT Gen Stat § 42a-8-105 (2020)
2020 Connecticut General Statutes|Title 42a - Uniform Commercial Code|Article 8 - Investment Securities|Section 42a-8-105 - Notice of adverse claim.

 (a) A person has notice of an adverse claim if:(1) The person knows of the adverse claim;(2) The person is aware of facts sufficient to indicate that there is a significant probability that the adverse claim exists and deliberately avoids information that would establish the existence of the adverse claim; or(3) The person has a duty, imposed by statute or regulation, to investigate whether an adverse claim exists, and the investigation so required would establish the existence of the adverse claim.(b) Having knowledge that a financial asset or interest therein is or has been transferred by a representative imposes no duty of inquiry into the rightfulness of a transaction and is not notice of an adverse claim. However, a person who knows that a representative has transferred a financial asset or interest therein in a transaction that is, or whose proceeds are being used, for the individual benefit of the representative or otherwise in breach of duty has notice of an adverse claim.(c) An act or event that creates a right to immediate performance of the principal obligation represented by a security certificate or sets a date on or after which the certificate is to be presented or surrendered for redemption or exchange does not itself constitute notice of an adverse claim except in the case of a transfer more than:(1) One year after a date set for presentment or surrender for redemption or exchange; or(2) Six months after a date set for payment of money against presentation or surrender of the certificate, if money was available for payment on that date.(d) A purchaser of a certificated security has notice of an adverse claim if the security certificate:(1) Whether in bearer or registered form, has been endorsed “for collection” or “for surrender” or for some other purpose not involving transfer; or(2) Is in bearer form and has on it an unambiguous statement that it is the property of a person other than the transferor, but the mere writing of a name on the certificate is not such a statement.(e) Filing of a financing statement under article 9 is not notice of an adverse claim to a financial asset.(1959, P.A. 133, S. 8-105; P.A. 79-435, S. 4; P.A. 97-182, S. 5.)History: P.A. 79-435 specified “certificated” securities in Subsec. (1), inserted new Subsec. (2) re uncertificated securities and renumbered and amended former Subsec. (2) accordingly, adding provision re presumption of truth of facts in initial transaction statement; P.A. 97-182 entirely replaced former provisions re status of certificated securities and of statements and instructions with respect to uncertificated securities and procedures and presumptions in an action on a security with provisions re notice of an adverse claim, a restatement in part of Sec. 42a-8-304(1) and (3) and Sec. 42a-8-305, revised to 1997.See Sec. 42a-8-114 for successor provisions to Sec. 42a-8-105(3), revised to 1997, re rules in an action on a security.
CT Gen Stat § 42a-8-109 (2020)
2020 Connecticut General Statutes|Title 42a - Uniform Commercial Code|Article 8 - Investment Securities|Section 42a-8-109 - Warranties in indirect holding.

 (a) A person who originates an entitlement order to a securities intermediary warrants to the securities intermediary that:(1) The entitlement order is made by an appropriate person, or if the entitlement order is by an agent, the agent has actual authority to act on behalf of the appropriate person; and(2) There is no adverse claim to the security entitlement.(b) A person who delivers a security certificate to a securities intermediary for credit to a securities account or originates an instruction with respect to an uncertificated security directing that the uncertificated security be credited to a securities account makes to the securities intermediary the warranties specified in subsection (a) or (b) of section 42a-8-108.(c) If a securities intermediary delivers a security certificate to its entitlement holder or causes its entitlement holder to be registered as the owner of an uncertificated security, the securities intermediary makes to the entitlement holder the warranties specified in subsection (a) or (b) of section 42a-8-108.(P.A. 97-182, S. 9; P.A. 98-93, S. 2, 15.)History: P.A. 98-93 made technical changes to statutory references in Subsecs. (b) and (c), effective July 1, 1998 (Revisor's note: A reference to the phrase “in section subsection (a) or (b) of section 42a-8-108” was replaced editorially by the Revisors with “in subsection (a) or (b) of section 42a-8-108”).
CT Gen Stat § 42a-8-111 (2020)
2020 Connecticut General Statutes|Title 42a - Uniform Commercial Code|Article 8 - Investment Securities|Section 42a-8-111 - Clearing corporation rules.

 A rule adopted by a clearing corporation governing rights and obligations among the clearing corporation and its participants in the clearing corporation is effective even if the rule conflicts with this article and sections 42a-1-301, 42a-4-104(a), 42a-9-103a, 42a-9-105, 42a-9-106, 42a-9-115, 42a-9-116, 42a-9-203(1), 42a-9-301(1), 42a-9-302(1), 42a-9-304, 42a-9-305, 42a-9-306, 42a-9-309 and 42a-9-312 and affects another party who does not consent to the rule.(P.A. 97-182, S. 11; P.A. 05-109, S. 38.)History: P.A. 05-109 replaced reference to Sec. 42a-1-105 with reference to Sec. 42a-1-301 to conform to revisions made to article 1 by the same act.
CT Gen Stat § 42a-8-112 (2020)
2020 Connecticut General Statutes|Title 42a - Uniform Commercial Code|Article 8 - Investment Securities|Section 42a-8-112 - Creditor's legal process.

 (a) The interest of a debtor in a certificated security may be reached by a creditor only by actual seizure of the security certificate by the officer making the attachment or levy, except as otherwise provided in subsection (d) of this section. However, a certificated security for which the certificate has been surrendered to the issuer may be reached by a creditor by legal process upon the issuer.(b) The interest of a debtor in an uncertificated security may be reached by a creditor only by legal process upon the issuer at its chief executive office in the United States, except as otherwise provided in subsection (d) of this section.(c) The interest of a debtor in a security entitlement may be reached by a creditor only by legal process upon the securities intermediary with whom the debtor's securities account is maintained, except as otherwise provided in subsection (d) of this section.(d) The interest of a debtor in a certificated security for which the certificate is in the possession of a secured party, or in an uncertificated security registered in the name of a secured party, or a security entitlement maintained in the name of a secured party, may be reached by a creditor by legal process upon the secured party.(e) A creditor whose debtor is the owner of a certificated security, uncertificated security or security entitlement is entitled to aid from a court of competent jurisdiction, by injunction or otherwise, in reaching the certificated security, uncertificated security or security entitlement or in satisfying the claim by means allowed at law or in equity in regard to property that cannot readily be reached by other legal process.(P.A. 97-182, S. 12.)
CT Gen Stat § 42a-8-113 (2020)
2020 Connecticut General Statutes|Title 42a - Uniform Commercial Code|Article 8 - Investment Securities|Section 42a-8-113 - Statute of frauds inapplicable.

 A contract or modification of a contract for the sale or purchase of a security is enforceable whether or not there is a writing signed or record authenticated by a party against whom enforcement is sought, even if the contract or modification is not capable of performance within one year of its making.(P.A. 97-182, S. 13.)
CT Gen Stat § 42a-8-114 (2020)
2020 Connecticut General Statutes|Title 42a - Uniform Commercial Code|Article 8 - Investment Securities|Section 42a-8-114 - Evidentiary rules concerning certificated securities.

 The following rules apply in an action on a certificated security against the issuer:(1) Unless specifically denied in the pleadings, each signature on a security certificate or in a necessary endorsement is admitted.(2) If the effectiveness of a signature is put in issue, the burden of establishing effectiveness is on the party claiming under the signature, but the signature is presumed to be genuine or authorized.(3) If signatures on a security certificate are admitted or established, production of the certificate entitles a holder to recover on it unless the defendant establishes a defense or a defect going to the validity of the security.(4) If it is shown that a defense or defect exists, the plaintiff has the burden of establishing that the plaintiff or some person under whom the plaintiff claims is a person against whom the defense or defect cannot be asserted.(P.A. 97-182, S. 14.)
CT Gen Stat § 42a-8-115 (2020)
2020 Connecticut General Statutes|Title 42a - Uniform Commercial Code|Article 8 - Investment Securities|Section 42a-8-115 - Securities intermediary and others not liable to adverse claimant.

 A securities intermediary that has transferred a financial asset pursuant to an effective entitlement order, or a broker or other agent or bailee that has dealt with a financial asset at the direction of its customer or principal, is not liable to a person having an adverse claim to the financial asset, unless the securities intermediary, or broker or other agent or bailee:(1) Took the action after it had been served with an injunction, restraining order or other legal process enjoining it from doing so, issued by a court of competent jurisdiction; or(2) Acted in collusion with the wrongdoer in violating the rights of the adverse claimant; or(3) In the case of a security certificate that has been stolen, acted with notice of the adverse claim.(P.A. 97-182, S. 15.)
CT Gen Stat § 42a-8-116 (2020)
2020 Connecticut General Statutes|Title 42a - Uniform Commercial Code|Article 8 - Investment Securities|Section 42a-8-116 - Securities intermediary as purchaser.

 A securities intermediary that receives a financial asset and establishes a security entitlement to the financial asset in favor of an entitlement holder is a purchaser for value of the financial asset. A securities intermediary that acquires a security entitlement to a financial asset from another securities intermediary acquires the security entitlement for value if the securities intermediary acquiring the security entitlement establishes a security entitlement to the financial asset in favor of an entitlement holder.(P.A. 97-182, S. 16.)