reglab/housing_qa huggingface dataset:
11 ME Rev Stat § 7-1702 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 7-A: DOCUMENTS OF TITLE|Part 7: MISCELLANEOUS PROVISIONS|11 §7-1702. Applicability

 §7-1702. Applicability This Article applies to a document of title that is issued or a bailment that arises on or after the effective date of this Article. This Article does not apply to a document of title that is issued or a bailment that arises before the effective date of this Article even if the document of title or bailment would be subject to this Article if the document of title had been issued or bailment had arisen on or after the effective date of this Article. This Article does not apply to a right of action that has accrued before the effective date of this Article.   [PL 2009, c. 324, Pt. A, §2 (NEW); PL 2009, c. 324, Pt. A, §4 (AFF).]SECTION HISTORY PL 2009, c. 324, Pt. A, §2 (NEW). PL 2009, c. 324, Pt. A, §4 (AFF).
11 ME Rev Stat § 7-1703 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 7-A: DOCUMENTS OF TITLE|Part 7: MISCELLANEOUS PROVISIONS|11 §7-1703. Savings clause

 §7-1703. Savings clause A document of title issued or a bailment that arises before February 15, 2010 and the rights, obligations and interests flowing from that document or bailment are governed by any statute or other rule amended or repealed by this Act as if amendment or repeal had not occurred and may be terminated, completed, consummated or enforced under that statute or other rule.   [PL 2009, c. 324, Pt. A, §2 (NEW); PL 2009, c. 324, Pt. A, §4 (AFF).]SECTION HISTORY PL 2009, c. 324, Pt. A, §2 (NEW). PL 2009, c. 324, Pt. A, §4 (AFF).
11 ME Rev Stat § 8-101 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 1: SHORT TITLE AND GENERAL MATTERS|11 §8-101. Short title; inconsistency with Uniform Act for Simplification of Fiduciary Security Transfers (REPEALED)

 §8-101. Short title; inconsistency with Uniform Act for Simplification of Fiduciary Security Transfers (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-102 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 1: SHORT TITLE AND GENERAL MATTERS|11 §8-102. Definitions and index of definitions (REPEALED)

 §8-102. Definitions and index of definitions (REPEALED)SECTION HISTORY PL 1973, c. 8 (AMD). PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-103 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 1: SHORT TITLE AND GENERAL MATTERS|11 §8-103. Issuer's lien (REPEALED)

 §8-103. Issuer's lien (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-104 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 1: SHORT TITLE AND GENERAL MATTERS|11 §8-104. Effect of overissue; "overissue" (REPEALED)

 §8-104. Effect of overissue; "overissue" (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-105 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 1: SHORT TITLE AND GENERAL MATTERS|11 §8-105. Certificated securities negotiable; statements and instructions not negotiable; presumptions (REPEALED)

 §8-105. Certificated securities negotiable; statements and instructions not negotiable; presumptions (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-106 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 1: SHORT TITLE AND GENERAL MATTERS|11 §8-106. Applicability (REPEALED)

 §8-106. Applicability (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-107 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 1: SHORT TITLE AND GENERAL MATTERS|11 §8-107. Securities transferable; action for price (REPEALED)

 §8-107. Securities transferable; action for price (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-108 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 1: SHORT TITLE AND GENERAL MATTERS|11 §8-108. Registration of pledge and release of uncertificated securities (REPEALED)

 §8-108. Registration of pledge and release of uncertificated securities (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-201 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 2: ISSUE-ISSUER|11 §8-201. "Issuer" (REPEALED)

 §8-201. "Issuer" (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-202 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 2: ISSUE-ISSUER|11 §8-202. Issuer's responsibility and defenses; notice of defect or defense (REPEALED)

 §8-202. Issuer's responsibility and defenses; notice of defect or defense (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-203 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 2: ISSUE-ISSUER|11 §8-203. Staleness as notice of defects or defenses (REPEALED)

 §8-203. Staleness as notice of defects or defenses (REPEALED)SECTION HISTORY PL 1967, c. 213, §2 (AMD). PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-204 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 2: ISSUE-ISSUER|11 §8-204. Effect of issuer's restrictions on transfer (REPEALED)

 §8-204. Effect of issuer's restrictions on transfer (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-205 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 2: ISSUE-ISSUER|11 §8-205. Effect of unauthorized signature on certificated security or initial transaction statement (REPEALED)

 §8-205. Effect of unauthorized signature on certificated security or initial transaction statement (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-206 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 2: ISSUE-ISSUER|11 §8-206. Completion or alteration of certificated security or initial transaction statement (REPEALED)

 §8-206. Completion or alteration of certificated security or initial transaction statement (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-207 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 2: ISSUE-ISSUER|11 §8-207. Rights and duties of issuer with respect to registered owners and registered pledgees (REPEALED)

 §8-207. Rights and duties of issuer with respect to registered owners and registered pledgees (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-208 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 2: ISSUE-ISSUER|11 §8-208. Effect of signature of authenticating trustee, registrar or transfer agent (REPEALED)

 §8-208. Effect of signature of authenticating trustee, registrar or transfer agent (REPEALED)SECTION HISTORY PL 1965, c. 306, §17 (AMD). PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-301 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-301. Rights acquired by purchaser (REPEALED)

 §8-301. Rights acquired by purchaser (REPEALED)SECTION HISTORY PL 1967, c. 213, §3 (AMD). PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-302 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-302. "Bona fide purchaser"; "adverse claim"; title acquired by bona fide purchaser (REPEALED)

 §8-302. "Bona fide purchaser"; "adverse claim"; title acquired by bona fide purchaser (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-303 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-303. "Broker" (REPEALED)

 §8-303. "Broker" (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-304 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-304. Notice to purchaser of adverse claims (REPEALED)

 §8-304. Notice to purchaser of adverse claims (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-305 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-305. Staleness as notice of adverse claims (REPEALED)

 §8-305. Staleness as notice of adverse claims (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-306 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-306. Warranties on presentment and transfer of certificated securities; warranties of originators of instructions (REPEALED)

 §8-306. Warranties on presentment and transfer of certificated securities; warranties of originators of instructions (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-307 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-307. Effect of delivery without indorsement; right to compel indorsement (REPEALED)

 §8-307. Effect of delivery without indorsement; right to compel indorsement (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-308 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-308. Indorsement; instructions (REPEALED)

 §8-308. Indorsement; instructions (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-309 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-309. Effect of indorsement without delivery (REPEALED)

 §8-309. Effect of indorsement without delivery (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-310 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-310. Indorsement of certificated security in bearer form (REPEALED)

 §8-310. Indorsement of certificated security in bearer form (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-311 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-311. Effect of unauthorized indorsement or instruction (REPEALED)

 §8-311. Effect of unauthorized indorsement or instruction (REPEALED)SECTION HISTORY PL 1979, c. 541, §A112 (AMD). PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-312 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-312. Effect of guaranteeing signature, indorsement or instruction (REPEALED)

 §8-312. Effect of guaranteeing signature, indorsement or instruction (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-313 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-313. When transfer to purchaser occurs: Financial intermediary as bona fide purchaser; "financial intermediary" (REPEALED)

 §8-313. When transfer to purchaser occurs: Financial intermediary as bona fide purchaser; "financial intermediary" (REPEALED)SECTION HISTORY PL 1965, c. 306, §18 (AMD). PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-314 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-314. Duty to transfer, when completed (REPEALED)

 §8-314. Duty to transfer, when completed (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-315 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-315. Action against transferee based upon wrongful transfer (REPEALED)

 §8-315. Action against transferee based upon wrongful transfer (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-316 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-316. Purchaser's right to requisites for registration of transfer, pledge, or release on books (REPEALED)

 §8-316. Purchaser's right to requisites for registration of transfer, pledge, or release on books (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-317 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-317. Creditors' rights (REPEALED)

 §8-317. Creditors' rights (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-318 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-318. No conversion by good faith conduct (REPEALED)

 §8-318. No conversion by good faith conduct (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-319 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-319. Statute of frauds (REPEALED)

 §8-319. Statute of frauds (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-320 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-320. Transfer or pledge within central depository system (REPEALED)

 §8-320. Transfer or pledge within central depository system (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-321 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 3: TRANSFER|11 §8-321. Enforceability, attachment, perfection and termination of security interests (REPEALED)

 §8-321. Enforceability, attachment, perfection and termination of security interests (REPEALED)SECTION HISTORY PL 1981, c. 604, §1 (NEW). PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-401 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 4: REGISTRATION|11 §8-401. Duty of issuer to register transfer, pledge, or release (REPEALED)

 §8-401. Duty of issuer to register transfer, pledge, or release (REPEALED)SECTION HISTORY PL 1979, c. 540, §§14,15 (AMD). PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-402 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 4: REGISTRATION|11 §8-402. Assurance that indorsements and instructions are effective (REPEALED)

 §8-402. Assurance that indorsements and instructions are effective (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-403 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 4: REGISTRATION|11 §8-403. Issuer's duty as to adverse claims (REPEALED)

 §8-403. Issuer's duty as to adverse claims (REPEALED)SECTION HISTORY PL 1965, c. 306, §19 (AMD). PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-404 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 4: REGISTRATION|11 §8-404. Liability and nonliability for registration (REPEALED)

 §8-404. Liability and nonliability for registration (REPEALED)SECTION HISTORY PL 1965, c. 306, §20 (AMD). PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-405 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 4: REGISTRATION|11 §8-405. Lost, destroyed, and stolen certificated securities (REPEALED)

 §8-405. Lost, destroyed, and stolen certificated securities (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-406 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 4: REGISTRATION|11 §8-406. Duty of authenticating trustee, transfer agent, or registrar (REPEALED)

 §8-406. Duty of authenticating trustee, transfer agent, or registrar (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (RPR). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-407 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 4: REGISTRATION|11 §8-407. Exchangeability of securities (REPEALED)

 §8-407. Exchangeability of securities (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (NEW). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-408 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8: INVESTMENT SECURITIES|Part 4: REGISTRATION|11 §8-408. Statements of uncertificated securities (REPEALED)

 §8-408. Statements of uncertificated securities (REPEALED)SECTION HISTORY PL 1987, c. 625, §3 (NEW). PL 1997, c. 429, §B1 (RP).
11 ME Rev Stat § 8-1101 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8-A: INVESTMENT SECURITIES|Part 1: SHORT TITLE AND GENERAL MATTERS|11 §8-1101. Short title

 §8-1101. Short title This Article may be known and cited as the "Uniform Commercial Code - Investment Securities."   [PL 1997, c. 429, Pt. B, §2 (NEW).]SECTION HISTORY PL 1997, c. 429, §B2 (NEW).
11 ME Rev Stat § 8-1103 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8-A: INVESTMENT SECURITIES|Part 1: SHORT TITLE AND GENERAL MATTERS|11 §8-1103. Rules for determining whether certain obligations and interests are securities or financial assets

 §8-1103. Rules for determining whether certain obligations and interests are securities or financial assets (1).  A share or similar equity interest issued by a corporation, business trust, joint stock company or similar entity is a security.   [PL 1997, c. 429, Pt. B, §2 (NEW).] (2).  An investment company security is a security. "Investment company security" means a share or similar equity interest issued by an entity that is registered as an investment company under the federal investment company laws, an interest in a unit investment trust that is so registered or a face-amount certificate issued by a face-amount certificate company that is so registered. "Investment company security" does not include an insurance policy or endowment policy or annuity contract issued by an insurance company.   [PL 1997, c. 429, Pt. B, §2 (NEW).] (3).  An interest in a partnership or limited liability company is not a security unless it is dealt in or traded on securities exchanges or in securities markets, its terms expressly provide that it is a security governed by this Article or it is an investment company security. An interest in a partnership or limited liability company is a financial asset if it is held in a securities account.   [PL 1997, c. 429, Pt. B, §2 (NEW).] (4).  A writing that is a security certificate is governed by this Article and not by Article 3-A, even though it also meets the requirements of that Article. A negotiable instrument governed by Article 3-A is a financial asset if it is held in a securities account.   [PL 1997, c. 429, Pt. B, §2 (NEW).] (5).  An option or similar obligation issued by a clearing corporation to its participants is not a security, but is a financial asset.   [PL 1997, c. 429, Pt. B, §2 (NEW).] (6).  A commodity contract, as defined in section 9-1102, subsection (15), is not a security or a financial asset.   [PL 1999, c. 699, Pt. B, §20 (AMD); PL 1999, c. 699, Pt. B, §28 (AFF).] (7).  A document of title is not a financial asset unless section 8-1102, subsection (1), paragraph (i), subparagraph (iii) applies.   [PL 2009, c. 324, Pt. B, §26 (NEW); PL 2009, c. 324, Pt. B, §48 (AFF).] SECTION HISTORY PL 1997, c. 429, §B2 (NEW). PL 1999, c. 699, §B20 (AMD). PL 1999, c. 699, §B28 (AFF). PL 2009, c. 324, Pt. B, §26 (AMD). PL 2009, c. 324, Pt. B, §48 (AFF).
11 ME Rev Stat § 8-1104 (2021)
2021 Maine Revised Statutes|TITLE 11: UNIFORM COMMERCIAL CODE|Article 8-A: INVESTMENT SECURITIES|Part 1: SHORT TITLE AND GENERAL MATTERS|11 §8-1104. Acquisition of security or financial asset or interest in a security or financial asset

 §8-1104. Acquisition of security or financial asset or interest in a security or financial asset (1).  A person acquires a security or an interest in a security, under this Article if:   (a). The person is a purchaser to whom a security is delivered pursuant to section 8-1301; or   [PL 1997, c. 429, Pt. B, §2 (NEW).](b). The person acquires a security entitlement to the security pursuant to section 8-1501.   [PL 1997, c. 429, Pt. B, §2 (NEW).][PL 1997, c. 429, Pt. B, §2 (NEW).] (2).  A person acquires a financial asset, other than a security or an interest in a security, under this Article if the person acquires a security entitlement to the financial asset.   [PL 1997, c. 429, Pt. B, §2 (NEW).] (3).  A person who acquires a security entitlement to a security or other financial asset has the rights specified in Part 5 but is a purchaser of any security, security entitlement or other financial asset held by the securities intermediary only to the extent provided in Section 8-1503.   [PL 1997, c. 429, Pt. B, §2 (NEW).] (4).  Unless the context shows that a different meaning is intended, a person who is required by other law, regulation, rule or agreement to transfer, deliver, present, surrender, exchange or otherwise put in the possession of another person a security or financial asset satisfies that requirement by causing the other person to acquire an interest in the security or financial asset pursuant to subsection (1) or (2).   [PL 1997, c. 429, Pt. B, §2 (NEW).] SECTION HISTORY PL 1997, c. 429, §B2 (NEW).