reglab/housing_qa huggingface dataset:
MN Stat § 79A.27 (2021)
2021 Minnesota Statutes|Chapters 59A - 79A — Insurance|Chapter 79A — Workers' Compensation Self-insurance|Section 79A.27 — Indemnity Agreement Form.

79A.27 INDEMNITY AGREEMENT FORM. INDIVIDUAL AND PROPORTIONATE INDEMNITY AGREEMENT WHEREAS, (name of company) has agreed to be and has been accepted as a member of (name of commercial self-insurance group). WHEREAS, (name of company) has agreed to be bound by all of the provisions of the Minnesota Workers' Compensation Act and all rules promulgated thereunder. WHEREAS, that (name of company) has agreed to be bound by bylaws or plan of operation and all amendments thereto of (name of commercial self-insurance group); NOW THEREFORE, IT IS AGREED that: 1. (Name of company) shall be jointly and severally liable for all claims and expenses of all the members of (name of commercial self-insurance group) arising in any fund year in which (name of company) is a member of the commercial self-insurance group. 2. (Name of commercial self-insurance group) shall assess (name of company) on an individual and proportionate basis for its share of the total liability of the commercial self-insurance group. 3. In the event that (name of company) is not a member for the full year, it shall be only liable for a pro rata share of that liability. IN WITNESS WHEREOF, the (name of company) and (name of commercial self-insurance group) have caused this indemnity agreement to be executed by its authorized officers:      Commercial Self-Insurance Group Name  Company Name    By: .    By: .     date: .    date: .    History:   1995 c 231 art 2 s 36
MN Stat § 79A.28 (2021)
2021 Minnesota Statutes|Chapters 59A - 79A — Insurance|Chapter 79A — Workers' Compensation Self-insurance|Section 79A.28 — Open Meeting; Administrative Procedure Act.

79A.28 OPEN MEETING; ADMINISTRATIVE PROCEDURE ACT. The commercial self-insurance group security fund and its board of trustees shall not be subject to: (1) the Open Meeting Law, chapter 13D; (2) the Open Appointments Law; (3) the Minnesota Government Data Practices Act, chapter 13; and (4) except where specifically set forth, the Administrative Procedure Act. History:  1995 c 231 art 2 s 37; 2012 c 290 s 68
MN Stat § 79A.29 (2021)
2021 Minnesota Statutes|Chapters 59A - 79A — Insurance|Chapter 79A — Workers' Compensation Self-insurance|Section 79A.29 — Rules.

79A.29 RULES. The commissioner may adopt, amend, and repeal rules reasonably necessary to carry out the purposes of this chapter. Minnesota Rules, chapter 2780, shall apply to commercial self-insurance groups unless otherwise specified by rule. History:   1995 c 231 art 2 s 38
MN Stat § 79A.30 (2021)
2021 Minnesota Statutes|Chapters 59A - 79A — Insurance|Chapter 79A — Workers' Compensation Self-insurance|Section 79A.30 — Governing Law.

79A.30 GOVERNING LAW. If there is any inconsistency between sections 79A.19 to 79A.32 and any other statute or rule, the provisions of sections 79A.19 to 79A.32 shall govern with respect to commercial self-insurance groups. History:   1995 c 231 art 2 s 39
MN Stat § 79A.31 (2021)
2021 Minnesota Statutes|Chapters 59A - 79A — Insurance|Chapter 79A — Workers' Compensation Self-insurance|Section 79A.31 — Commercial Self-insurance Group Security Fund Membership; Withdrawal From Self-insurers' Security Fund.

79A.31 COMMERCIAL SELF-INSURANCE GROUP SECURITY FUND MEMBERSHIP; WITHDRAWAL FROM SELF-INSURERS' SECURITY FUND. Subdivision 1. Withdrawal. Any group self-insurer that is a member of the self-insurers' security fund established under section 79A.09, may elect to withdraw from that fund and become a member of the commercial self-insurance group security fund established under section 79A.26. The transferring group shall be subject to the provisions and requirements of sections 79A.19 to 79A.32 as of the date of transfer. Additional security may be required pursuant to section 79A.24. Group self-insurers electing to transfer to the commercial self-insurance group fund shall not be subject to the provisions of section 79A.06, subdivision 5, including, but not limited to, assessments by the self-insurers' security fund. Notice of transfer must be filed by November 1 for all transfers that must be effective at midnight on December 31. Subd. 2. Transfer; notice to commissioner. A group self-insurer shall provide to the commissioner written notice of its intent to transfer membership to the commercial self-insurance group security fund. The notice shall be sent at least 30 days prior to the date the group self-insurer requests membership in the commercial self-insurance group security fund. Subd. 3. Transfer of potential and contingent liabilities. Upon transfer pursuant to subdivision 1, the commercial self-insurance group security fund shall assume all of the past, present, and future potential and contingent workers' compensation liabilities of the transferring group in the event of any bankruptcy or insolvency of that group or its failure to meet its obligations under this chapter and chapter 176. Subd. 4. Election. A group self-insurer established after August 1, 1995, may elect to become a member of either the self-insurers' security fund or the commercial self-insurance group security fund. However, once the election is made, a group may not transfer to the other security fund. History:  1995 c 231 art 2 s 40; 1996 c 305 art 1 s 26; 1998 c 339 s 11
MN Stat § 79A.32 (2021)
2021 Minnesota Statutes|Chapters 59A - 79A — Insurance|Chapter 79A — Workers' Compensation Self-insurance|Section 79A.32 — Reporting To Licensed Data Service Organizations.

79A.32 REPORTING TO LICENSED DATA SERVICE ORGANIZATIONS. Subdivision 1.  [Repealed by amendment, 2006 c 255 s 71] Subd. 2. Permitted activity. Through data service organizations licensed under chapter 79, self insurers may: (1) individually, or with self-insurers commonly owned, managed, or controlled, conduct research and collect statistics to investigate, identify, and classify information relating to causes or prevention of losses; and (2) at the request of a private self-insurer or self-insurer group, submit and collect data, including payroll and loss data; and perform calculations, including calculations of experience modifications of individual self-insured employers. Subd. 3.  [Repealed by amendment, 2006 c 255 s 71] History:  1995 c 231 art 2 s 41; 2006 c 255 s 71
MN Stat § 80A.40 (2021)
2021 Minnesota Statutes|Chapters 80 - 80A — Securities|Chapter 80A — Regulation Of Securities|Section 80A.40 — Section 101; Short Title.

80A.40 SECTION 101; SHORT TITLE. This chapter may be cited as the "Minnesota Securities Act." History:  2006 c 196 art 1 s 1,52; 2008 c 256 s 1
MN Stat § 80A.42 (2021)
2021 Minnesota Statutes|Chapters 80 - 80A — Securities|Chapter 80A — Regulation Of Securities|Section 80A.42 — Section 103; References To Federal Statutes.

80A.42 SECTION 103; REFERENCES TO FEDERAL STATUTES. "Securities Act of 1933" (15 U.S.C. Section 77a et seq.), "Securities Exchange Act of 1934" (15 U.S.C. Section 78a et seq.), "Public Utility Holding Company Act of 1935" (15 U.S.C. Section 79 et seq.), "Investment Company Act of 1940" (15 U.S.C. Section 80a-1 et seq.), "Investment Advisers Act of 1940" (15 U.S.C. Section 80b-1 et seq.), "Employee Retirement Income Security Act of 1974" (29 U.S.C. Section 1001 et seq.), "National Housing Act" (12 U.S.C. Section 1701 et seq.), "Commodity Exchange Act" (7 U.S.C. Section 1 et seq.), "Internal Revenue Code" (26 U.S.C. Section 1 et seq.), "Securities Investor Protection Act of 1970" (15 U.S.C. Section 78aaa et seq.), "Securities Litigation Uniform Standards Act of 1998" (112 Stat. 3227), "Small Business Investment Act of 1958" (15 U.S.C. Section 661 et seq.), and "Electronic Signatures in Global and National Commerce Act" (15 U.S.C. Section 7001 et seq.) mean those statutes and the rules and regulations adopted under those statutes, as in effect on the date of enactment of this chapter, or as later amended. History:  2006 c 196 art 1 s 3,52
MN Stat § 80A.43 (2021)
2021 Minnesota Statutes|Chapters 80 - 80A — Securities|Chapter 80A — Regulation Of Securities|Section 80A.43 — Section 104; References To Federal Agencies.

80A.43 SECTION 104; REFERENCES TO FEDERAL AGENCIES. A reference in this chapter to an agency or department of the United States is also a reference to a successor agency or department. History:  2006 c 196 art 1 s 4,52
MN Stat § 80A.44 (2021)
2021 Minnesota Statutes|Chapters 80 - 80A — Securities|Chapter 80A — Regulation Of Securities|Section 80A.44 — Section 105; Electronic Records And Signatures.

80A.44 SECTION 105; ELECTRONIC RECORDS AND SIGNATURES. This chapter modifies, limits, and supersedes the federal Electronic Signatures in Global and National Commerce Act, but does not modify, limit, or supersede Section 101(c) of that act (15 U.S.C. Section 7001(c)) or authorize electronic delivery of any of the notices described in Section 103(b) of that act (15 U.S.C. Section 7003(b)). This chapter authorizes the filing of records and signatures, when specified by provisions of this chapter or by a rule adopted or order issued under this chapter, in a manner consistent with Section 104(a) of that act (15 U.S.C. Section 7004(a)). History:  2006 c 196 art 1 s 5,52
MN Stat § 80A.47 (2021)
2021 Minnesota Statutes|Chapters 80 - 80A — Securities|Chapter 80A — Regulation Of Securities|Section 80A.47 — Section 203; Additional Exemptions And Waivers.

80A.47 SECTION 203; ADDITIONAL EXEMPTIONS AND WAIVERS. A rule adopted or order issued under this chapter may exempt a security, transaction, or offer; a rule under this chapter may exempt a class of securities, transactions, or offers from any or all of the requirements of sections 80A.49 through 80A.54 and 80A.71; and an order under this chapter may waive, in whole or in part, any or all of the conditions for an exemption or offer under sections 80A.45 and 80A.46. History:  2006 c 196 art 1 s 8,52
MN Stat § 80A.48 (2021)
2021 Minnesota Statutes|Chapters 80 - 80A — Securities|Chapter 80A — Regulation Of Securities|Section 80A.48 — Section 204; Denial, Suspension, Revocation, Condition, Or Limitation Of Exemptions.

80A.48 SECTION 204; DENIAL, SUSPENSION, REVOCATION, CONDITION, OR LIMITATION OF EXEMPTIONS. (a) Enforcement related powers. Except with respect to a federal covered security or a transaction involving a federal covered security, an order under this chapter may deny, suspend application of, condition, limit, or revoke an exemption created under section 80A.45(3)(C), (7) or (8) or 80A.46 or an exemption or waiver created under section 80A.47 with respect to a specific security, transaction, or offer. An order under this section may be issued only pursuant to the procedures in section 80A.54(d) or 80A.81 and only prospectively. (b) Knowledge of order required. A person does not violate sections 80A.49, 80A.51 through 80A.54, 80A.71, or 80A.77 by an offer to sell, offer to purchase, sale, or purchase effected after the entry of an order issued under this section if the person did not know, and in the exercise of reasonable care could not have known, of the order. History:  2006 c 196 art 1 s 9,52
MN Stat § 80A.49 (2021)
2021 Minnesota Statutes|Chapters 80 - 80A — Securities|Chapter 80A — Regulation Of Securities|Section 80A.49 — Section 301; Securities Registration Requirement.

80A.49 SECTION 301; SECURITIES REGISTRATION REQUIREMENT. It is unlawful for a person to offer or sell a security in this state unless: (1) the security is a federal covered security; (2) the security, transaction, or offer is exempted from registration under sections 80A.45 through 80A.47; or (3) the security is registered under this chapter. History:  2006 c 196 art 1 s 10,52
MN Stat § 80A.55 (2021)
2021 Minnesota Statutes|Chapters 80 - 80A — Securities|Chapter 80A — Regulation Of Securities|Section 80A.55 — Section 307; Waiver And Modification.

80A.55 SECTION 307; WAIVER AND MODIFICATION. The administrator may waive or modify, in whole or in part, any or all of the requirements of sections 80A.50, 80A.51, and 80A.52(b) or the requirement of any information or record in a registration statement or in a periodic report filed pursuant to section 80A.53(h). History:  2006 c 196 art 1 s 16,52; 2008 c 256 s 7
MN Stat § 80A.60 (2021)
2021 Minnesota Statutes|Chapters 80 - 80A — Securities|Chapter 80A — Regulation Of Securities|Section 80A.60 — Section 405; Federal Covered Investment Adviser Notice Filing Requirement.

80A.60 SECTION 405; FEDERAL COVERED INVESTMENT ADVISER NOTICE FILING REQUIREMENT. (a) Notice filing requirement. Except with respect to a federal covered investment adviser described in subsection (b), it is unlawful for a federal covered investment adviser to transact business in this state as a federal covered investment adviser unless the federal covered investment adviser complies with subsection (c). (b) Notice filing requirement not required. The following federal covered investment advisers are not required to comply with subsection (c): (1) a federal covered investment adviser without a place of business in this state if its only clients in this state are: (A) federal covered investment advisers, investment advisers registered under this chapter, and broker-dealers registered under this chapter; (B) institutional investors; (C) accredited investors; (D) bona fide preexisting clients whose principal places of residence are not in this state; or (E) other clients specified by rule adopted or order issued under this chapter; (2) a federal covered investment adviser without a place of business in this state if the person has had, during the preceding 12 months, not more than five clients that are resident in this state in addition to those specified under paragraph (1); and (3) any other person excluded by rule adopted or order issued under this chapter. (c) Notice filing procedure. A person acting as a federal covered investment adviser, not excluded under subsection (b), shall file a notice, a consent to service of process complying with section 80A.88, and such records as have been filed with the Securities and Exchange Commission under the Investment Advisers Act of 1940 required by rule adopted or order issued under this chapter and pay the fees specified in section 80A.65. (d) Effectiveness of filing. The notice under subsection (c) becomes effective upon its filing and remains effective through December 31 of the year following the year in which it is filed. The notice may be renewed annually in such manner as prescribed by the administrator. History:  2006 c 196 art 1 s 20,52; 2008 c 256 s 11
MN Stat § 80A.62 (2021)
2021 Minnesota Statutes|Chapters 80 - 80A — Securities|Chapter 80A — Regulation Of Securities|Section 80A.62 — Section 407; Succession And Change In Registration Of Broker-dealer Or Investment Adviser.

80A.62 SECTION 407; SUCCESSION AND CHANGE IN REGISTRATION OF BROKER-DEALER OR INVESTMENT ADVISER. (a) Succession. A broker-dealer or investment adviser may succeed to the current registration of another broker-dealer or investment adviser or a notice filing of a federal covered investment adviser, and a federal covered investment adviser may succeed to the current registration of an investment adviser or notice filing of another federal covered investment adviser, by filing as a successor an application for registration pursuant to section 80A.56 or 80A.58 or a notice pursuant to section 80A.60 for the unexpired portion of the current registration or notice filing. (b) Organizational change. A broker-dealer or investment adviser that changes its form of organization or state of incorporation or organization may continue its registration by filing an amendment to its registration if the change does not involve a material change in its financial condition or management. The amendment becomes effective when filed or on a date designated by the registrant in its filing. The new organization is a successor to the original registrant for the purposes of this chapter. If there is a material change in financial condition or management, the broker-dealer or investment adviser shall file a new application for registration. A predecessor registered under this chapter shall stop conducting its securities business other than winding down transactions and shall file for withdrawal of broker-dealer or investment adviser registration within 45 days after filing its amendment to effect succession. (c) Name change. A broker-dealer or investment adviser that changes its name may continue its registration by filing an amendment to its registration. The amendment becomes effective when filed or on a date designated by the registrant. (d) Change of control. A change of control of a broker-dealer or investment adviser may be made in accordance with a rule adopted or order issued under this chapter. History:  2006 c 196 art 1 s 22,52
MN Stat § 80A.63 (2021)
2021 Minnesota Statutes|Chapters 80 - 80A — Securities|Chapter 80A — Regulation Of Securities|Section 80A.63 — Section 408; Termination Of Employment Or Association Of Agent And Transfer Of Employment Or Association.

80A.63 SECTION 408; TERMINATION OF EMPLOYMENT OR ASSOCIATION OF AGENT AND TRANSFER OF EMPLOYMENT OR ASSOCIATION. (a) Notice of termination. If an agent registered under this chapter terminates employment by or association with a broker-dealer or issuer, or terminates activities that require registration as an agent, the broker-dealer, or issuer shall promptly file a notice of termination. If the registrant learns that the broker-dealer or issuer has not filed the notice, the registrant may do so. (b) Transfer of employment or association. If an agent registered under this chapter terminates employment by or association with a broker-dealer registered under this chapter and begins employment by or association with another broker-dealer registered under this chapter, then upon the filing by or on behalf of the registrant, within 30 days after the termination, of an application for registration that complies with the requirement of section 80A.61(a) and payment of the filing fee required under section 80A.65, the registration of the agent is: (1) immediately effective as of the date of the completed filing, if the agent's Central Registration Depository record or successor record does not contain a new or amended disciplinary disclosure within the previous 12 months; or (2) temporarily effective as of the date of the completed filing, if the agent's Central Registration Depository record or successor record contains a new or amended disciplinary disclosure within the preceding 12 months. (c) Withdrawal of temporary registration. The administrator may withdraw a temporary registration if there are or were grounds for discipline as specified in section 80A.67 and the administrator does so within 30 days after the filing of the application. If the administrator does not withdraw the temporary registration within the 30-day period, registration becomes automatically effective on the 31st day after filing. (d) Power to prevent registration. The administrator may prevent the effectiveness of a transfer of an agent under subsection (b)(1) or (2) based on the public interest and the protection of investors. (e) Termination of registration or application for registration. If the administrator determines that a registrant or applicant for registration is no longer in existence or has ceased to act as a broker-dealer, agent, or investment adviser, or is the subject of an adjudication of incapacity or is subject to the control of a committee, conservator, or guardian, or cannot reasonably be located, a rule adopted or order issued under this chapter may require the registration be canceled or terminated or the application denied. The administrator may reinstate a canceled or terminated registration, with or without hearing, and may make the registration retroactive. History:  2006 c 196 art 1 s 23,52
MN Stat § 80A.64 (2021)
2021 Minnesota Statutes|Chapters 80 - 80A — Securities|Chapter 80A — Regulation Of Securities|Section 80A.64 — Section 409; Withdrawal Of Registration Of Broker-dealer, Agent, And Investment Adviser.

80A.64 SECTION 409; WITHDRAWAL OF REGISTRATION OF BROKER-DEALER, AGENT, AND INVESTMENT ADVISER. Withdrawal of registration by a broker-dealer, agent, or investment adviser becomes effective 60 days after the filing of the application to withdraw or within any shorter period as provided by rule adopted or order issued under this chapter unless a revocation or suspension proceeding is pending when the application is filed. If a proceeding is pending, withdrawal becomes effective when and upon such conditions as required by rule adopted or order issued under this chapter. The administrator may institute a revocation or suspension proceeding under section 80A.67 within one year after the withdrawal became effective automatically and issue a revocation or suspension order as of the last date on which registration was effective if a proceeding is not pending. History:  2006 c 196 art 1 s 24,52
MN Stat § 80A.68 (2021)
2021 Minnesota Statutes|Chapters 80 - 80A — Securities|Chapter 80A — Regulation Of Securities|Section 80A.68 — Section 501; General Fraud.

80A.68 SECTION 501; GENERAL FRAUD. It is unlawful for a person, in connection with the offer, sale, or purchase of a security, directly or indirectly: (1) to employ a device, scheme, or artifice to defraud; (2) to make an untrue statement of a material fact or to omit to state a material fact necessary in order to make a statement made, in the light of the circumstances under which it is made, not misleading; or (3) to engage in an act, practice, or course of business that operates or would operate as a fraud or deceit upon another person. History:  2006 c 196 art 1 s 28,52
MN Stat § 80A.69 (2021)
2021 Minnesota Statutes|Chapters 80 - 80A — Securities|Chapter 80A — Regulation Of Securities|Section 80A.69 — Section 502; Prohibited Conduct In Providing Investment Advice.

80A.69 SECTION 502; PROHIBITED CONDUCT IN PROVIDING INVESTMENT ADVICE. (a) Fraud in providing investment advice. It is unlawful for a person that advises others for compensation, either directly or indirectly or through publications or writings, as to the value of securities or the advisability of investing in, purchasing, or selling securities or that, for compensation and as part of a regular business, issues or promulgates analyses or reports relating to securities: (1) to employ a device, scheme, or artifice to defraud another person; or (2) to engage in an act, practice, or course of business that operates or would operate as a fraud or deceit upon another person. (b) Rules defining fraud. A rule adopted under this chapter may define an act, practice, or course of business of an investment adviser or an investment adviser representative, other than a supervised person of a federal covered investment adviser, as fraudulent, deceptive, or manipulative, and prescribe means reasonably designed to prevent investment advisers and investment adviser representatives, other than supervised persons of a federal covered investment adviser, from engaging in acts, practices, and courses of business defined as fraudulent, deceptive, or manipulative. (c) Rules specifying contents of advisory contract. A rule adopted under this chapter may specify the contents of an investment advisory contract entered into, extended, or renewed by an investment adviser. History:  2006 c 196 art 1 s 29,52
MN Stat § 80A.70 (2021)
2021 Minnesota Statutes|Chapters 80 - 80A — Securities|Chapter 80A — Regulation Of Securities|Section 80A.70 — Section 503; Evidentiary Burden.

80A.70 SECTION 503; EVIDENTIARY BURDEN. (a) Civil. In a civil action or administrative proceeding under this chapter, a person claiming an exemption, exception, preemption, or exclusion has the burden to prove the applicability of the claim. (b) Criminal. In a criminal proceeding under this chapter, a person claiming an exemption, exception, preemption, or exclusion has the burden of going forward with evidence of the claim. History:  2006 c 196 art 1 s 30,52