DC Code § 3-1205.14 (2021)
2021 District of Columbia Code|Title 3 - District of Columbia Boards and Commissions|Chapter 12 - Health Occupations Boards|Subchapter V - Licensing, Registration, or Certification of Health Professionals|§ 3-1205.14. Revocation, suspension, or denial of license or privilege; civil penalty; reprimand

(a) Each board, subject to the right of a hearing as provided by this subchapter, on an affirmative vote of a majority of a quorum of its appointed members may take one or more of the actions provided in subsection (c) of this section against any applicant for a license, registration, or certification, an applicant to establish or operate a school of nursing or nursing program, or a person permitted by this subchapter to practice a health occupation regulated by the board in the District who: (1) Fraudulently or deceptively obtains or attempts to obtain a license, registration, or certification for himself, herself, or another person; (2) Fraudulently or deceptively uses a license, registration, or certification; (3) Is disciplined by a licensing or disciplinary authority or peer review body or convicted or disciplined by a court of any jurisdiction for conduct that would be grounds for disciplinary action under this section; for the purposes of this paragraph, the term “convicted” means a judgment or other admission of guilt, including a plea of nolo contendere or an Alford plea; (4) Has been convicted in any jurisdiction of any crime involving moral turpitude, which for the purposes of this paragraph means a crime that: (A) Offends the generally accepted moral code of mankind; (B) Is one of baseness, vileness, or depravity in the conduct of the private and social duties that an individual owes to his or her fellow man or to society in general; or (C) Is one of conduct contrary to justice, honesty, modesty, or good morals. (4) Has been convicted of an offense that is directly related to the occupation for which the license, registration, or certification is sought or held, pursuant to a determination made under subsection (f)(2) of this section; (5) Is professionally or mentally incompetent or physically incapable; (6) Is addicted to, or habitually abuses, any narcotic or controlled substance as defined by Chapter 9 of Title 48; (7) Provides, or attempts to provide, professional services while under the influence of alcohol or while using any narcotic or controlled substance as defined by Chapter 9 of Title 48, or other drug in excess of therapeutic amounts or without valid medical indication; (8) Willfully makes or files a false report or record in the practice of a health occupation; (9) Willfully fails to file or record any medical report as required by law, impedes or obstructs the filing or recording of the report, or induces another to fail to file or record the report; (10) Upon proper request, and payment of a reasonable copy fee, if required, fails to provide, within a reasonable period of time, a copy or summary report, if the patient or client consents, of the patient’s or client’s health care record to the patient or client, his or her legal representative or guardian, a hospital or third-party health professional licensed under this chapter or under the laws of another jurisdiction; for the purposes of this paragraph, the term “health care record” means any document, or combination of documents, except for a birth or death record or a record of admission to or discharge from a hospital or other health-care facility, that pertains to the history, diagnosis, or health condition of a patient or client and is generated and maintained in the process of providing health-care treatment, regardless of whether the health care record originated with or was previously in the possession of another health-care provider; (11) Willfully makes a misrepresentation in treatment; (12) Willfully practices a health occupation with an unauthorized person or aids an unauthorized person in the practice of a health occupation; (13) Submits false statements to collect fees for which services are not provided or submits statements to collect fees for services which are not medically necessary; (14) Pays or agrees to pay anything of value to, or to split or divide fees for professional services with, any person for bringing or referring a patient; (15) Fails to pay a civil fine imposed by a board, other administrative officer, or court; (16) Willfully breaches a statutory, regulatory, or ethical requirement of confidentiality with respect to a person who is a patient or client of the health professional, unless ordered by a court; (17) Refuses to provide service to a person in contravention of Chapter 14 of Title 2; (18) Violates any of the conditions of an agreement between the licensee and the board to voluntarily limit the practice of the licensee made pursuant to § 3-1205.18; (19) Prescribes, dispenses, recommends, or administers drugs when not authorized to do so; (20) Practices without a protocol when required by subchapter VI of this chapter; (21) Performs, offers, or attempts to perform services beyond the scope of those authorized by the license held by the health professional; (22) Maintains an unsanitary office or performs professional services under unsanitary conditions; (23) Engages in: (A) Sexual harassment of a patient or client; (B) Sexual contact with a patient or client concurrent with and by virtue of the practitioner-patient or practitioner-client relationship; (C) At any time during the course of the practitioner-patient or patient-client relationship, in conduct of a sexual nature that a reasonable patient or client would consider lewd or offensive; or (D) Sexual contact with a former patient or client when the patient or client may still be vulnerable by virtue of the power imbalance that existed in the practitioner-patient or practitioner-client relationship, even if the relationship may appear to be or is mutually consensual when such contact is likely to have an adverse impact on the patient or client; (24) Violates any provision of this chapter or rules and regulations issued pursuant to this chapter; (25) Violates any District of Columbia or federal law, regulation, or rule related to the practice of a health profession or drugs, or fails to conduct business with honesty and fair dealing with employees or students in his or her school of nursing or nursing program, the District of Columbia, a state, the federal government, or the public; (26) Fails to conform to standards of acceptable conduct and prevailing practice within a health profession; (27) Violates an order of the board or the Mayor, or violates a consent decree or negotiated settlement entered into with a board or the Mayor; (28) Demonstrates a willful or careless disregard for the health, welfare, or safety of a patient, regardless of whether the patient sustains actual injury as a result; (29) Fails to pay the applicable fees established by the Mayor; (30) Abandons a patient; for the purposes of this paragraph, the term “abandons” means termination, without adequate notice, of the professional relationship between a health care provider and a patient or client at a time when the patient or client is in need of further emergency care; (31) Knowingly fails to report suspected child abuse in violation of § 4-1321.02; (32) Refuses, withholds from, denies, or discriminates against an individual with regard to the provision of professional services that the licensee, registrant, or person certified is licensed and qualified to render because the individual is HIV positive; (33) Refuses on ethical, moral, or religious grounds to provide services to a patient, customer, or client; (34) By corrupt means, threats, or force, intimidates or influences, or attempts to intimidate or influence, any person for the purpose of causing the person to withhold or change his or her testimony in a hearing or proceeding before a board, court, or the Office of Administrative Hearings; (35) By corrupt means, threats, or force, hinders, prevents, or otherwise delays any person from making information available to a board, court, or the Office of Administrative Hearings in furtherance of any investigation of a board, court, or the Office of Administrative Hearings; (36) Intentionally misrepresents credentials for the purpose of testifying or rendering an expert opinion in a hearing or proceeding before a board, court, or the Office of Administrative Hearings; (37) Fails to keep adequate medical, dental, health, or client records, as determined by a review of a board; (38) Makes a misrepresentation or false promise, directly or indirectly, to influence, persuade, or induce patronage; (39) Practices under a name other than the name under which the individual is licensed, registered, or certified; (40) Makes a false or misleading statement regarding his or her skill or the efficacy or value of a medicine, treatment, or remedy prescribed or recommended by him or her, at his or her discretion, in the treatment of any disease or other condition of the body or mind; (41) Is subject to recurrent health claims or client-liability claims, which in a board’s opinion evidences professional incompetence likely to injure the public; (42) Fails to cooperate in an investigation or obstructs an investigation ordered by a board; (43) Continues to practice a health profession when the licensed, registered, or certified individual knows he or she has an infectious or communicable disease and that there is a high probability that the disease may be transmitted to a patient or client; (44) Falsifies an application to establish a school of nursing or nursing program; (45) Commits fraud or makes false claims in connection with the practice of an occupation regulated by this chapter, or relating to Medicaid, Medicare, or insurance; (46) Acts in a manner inconsistent with the health and safety of the residents of the nursing facility of which the licensee is the administrator; (47) Acts fraudulently or dishonestly in the application or reporting of a test for animal disease; (48) Fails to report, as required by law, or makes a false report of a contagious or infectious disease; (49) Willfully neglects or misrepresents the inspection of food-stuffs or the issuance of health or inspection certificates; (50) Knowingly or negligently tortures, beats, or mutilates an animal, kills or injures an animal, or deprives an animal of necessary food, water, or shelter; (51) Engages in the financial exploitation of a patient, client, or employer; or (52) Fails to timely register with the Prescription Drug Monitoring Program pursuant to § 48-853.03b(d). (b)(1) A board may require a health professional to submit to a mental or physical examination whenever it has probable cause to believe the health professional is impaired due to the reasons specified in subsection (a)(5), (6), and (7) of this section. The examination shall be conducted by 1 or more health professionals designated by the board, and he, she, or they shall report their findings concerning the nature and extent of the impairment, if any, to the board and to the health professional who was examined. (2) Notwithstanding the findings of the examination commissioned by the board, the health professional may submit, in any proceedings before a board or other adjudicatory body, the findings of an examination conducted by 1 or more health professionals of his or her choice to rebut the findings of the examination commissioned by the board. (3) Willful failure or refusal to submit to an examination requested by a board shall be considered as affirmative evidence that the health professional is in violation of subsection (a)(5), (6), or (7) of this section, and the health professional shall not then be entitled to submit the findings of another examination in disciplinary or adjudicatory proceedings related to the violation. (c) Upon determination by the board that an applicant, licensee, registrant, person certified, or person permitted by this subchapter to practice in the District has committed any of the acts described in subsection (a) of this section, the board may: (1) Deny a license, registration, or certification to any applicant or an application to establish a school of nursing or nursing program; (2) Revoke or suspend the license, registration, or certification of any licensee, registrant, or person certified or withdraw approval of a school of nursing or nursing program; (3) Revoke or suspend the privilege to practice in the District of any person permitted by this subchapter to practice in the District; (4) Reprimand any licensee, registrant, person certified, or person permitted by this subchapter to practice in the District; (5) Impose a civil fine not to exceed $5,000 for each violation by an applicant, licensee, registrant, person certified, or person permitted by this subchapter to practice in the District; (6) Require a course of remediation, approved by the board, which may include: (A) Therapy or treatment; (B) Retraining; (C) Reexamination, in the discretion of and in the manner prescribed by the board, after the completion of the course of remediation; and (D) Require participation in continuing education and professional mentoring; (7) Require a period of probation; or (8) Issue a cease and desist order pursuant to § 3-1205.16. (d) Nothing in this subchapter shall preclude prosecution for a criminal violation of this chapter regardless of whether the same violation has been or is the subject of 1 or more of the disciplinary actions provided by this subchapter. Criminal prosecution may proceed prior to, simultaneously with, or subsequent to administrative enforcement action. (e) A person licensed, registered, or certified to practice a health occupation in the District of Columbia is subject to the disciplinary authority of the board although engaged in practice elsewhere. Subsection (a) of this section shall not be construed to limit the disciplinary authority of the board only to conduct or activities engaged in outside of the District that result in the imposition of discipline by a licensing or disciplinary authority where the conduct occurred. (f)(1) A board shall not: (A) Inquire into or consider: (i) An applicant's criminal conviction until after the applicant is found by the board to be otherwise qualified; or (ii) For an applicant, licensee, registrant, person certified, or person permitted by this chapter to practice in the District: (I) A conviction that has been sealed, expunged, vacated, or pardoned, including a conviction that has been set aside pursuant to subchapter I of Chapter 9 of Title 24; (II) A juvenile adjudication; or (III) Non-conviction information, including information related to a deferred sentencing agreement, participation in a diversion program, or an arrest that did not result in a conviction; or (B) Consider a conviction of an offense of an applicant, licensee, registrant, person certified, or person permitted by this chapter to practice in the District that is not directly related to the occupation for which the license, registration, or certification is sought or held. (2) Pursuant to paragraph (1)(B) of this subsection, a board shall determine whether a conviction of an offense of an applicant, licensee, registrant, person certified, or person permitted by this chapter to practice in the District is directly related to the occupation for which a license, registration, or certification is sought or held by considering the totality of the following factors: (A) Whether the elements of the offense are directly related, by clear and convincing evidence, to the specific duties and responsibilities of the occupation; (B) Any evidence produced by the applicant, licensee, registrant, person certified, or person permitted by this chapter to practice in the District concerning their rehabilitation and fitness, including: (i) Evidence as to whether the applicant, licensee, registrant, person certified, or person permitted by this chapter to practice in the District has recidivated; (ii) Evidence demonstrating compliance with any terms and conditions of probation, supervised release, or parole; (iii) The length of time that has elapsed since the offense was committed; (iv) The age at which the offense was committed; (v) Any circumstances related to the offense, including mitigating circumstances; (vi) Evidence of work history, particularly any training or work experience related to the occupation; and (vii) Letters of reference; and (C) The District's interest in promoting employment opportunities for individuals with criminal records. (g) By January 1 of each year, the Mayor shall submit a report to the Council that includes the following information from the prior fiscal year for each board regulating a health occupation: (1) The number of petitions filed pursuant to § 3-1205.03(e) and the board's decisions on those petitions; (2) The number of applications filed and, of those, the number that were not pursued by the applicant, granted, or denied, and applicants' demographic information; (3) The number of applicants, licensees, registrants, persons certified, or persons permitted by this chapter to practice in the District who received a notice of intent to deny, suspend, or revoke based on the person's criminal conviction, which criminal offenses were used as a basis for the decision, and the number of applicants, licensees, registrants, persons certified, or persons permitted by this chapter to practice in the District who provided additional information in response to the notice, pursuant to § 3-1205.19(a-1)(1)(D); (4) The number of applicants, licensees, registrants, persons certified, or persons permitted by this chapter to practice in the District with a criminal conviction who proceeded to a hearing, and whether those individuals were represented by counsel; (5) The number of applicants, licensees, registrants, persons certified, or persons permitted by this chapter to practice in the District with a criminal conviction who appealed the board's final decision, as well as the outcome of each appeal; and (6) A description of how each board has facilitated access to licenses, registrations, and certifications for persons with a criminal record in light of the District's interest in promoting employment opportunities for individuals with criminal records.  (Mar. 25, 1986, D.C. Law 6-99, § 514, 33 DCR 729; Mar. 23, 1995, D.C. Law 10-247, § 2(n), 42 DCR 457; July 18, 2009, D.C. Law 18-26, § 2(e)(15), 56 DCR 4043; Apr. 29, 2010, D.C. Law 18-145, § 2(b), 57 DCR 1834; Mar. 26, 2014, D.C. Law 20-96, § 102(o), 61 DCR 1184; Feb. 18, 2017, D.C. Law 21-209, § 3(d), 63 DCR 15291; Feb. 22, 2019, D.C. Law 22-227, § 101(b), 66 DCR 197; June 24, 2020, D.C. Law 23-116, § 3(b), 67 DCR 5081; Mar. 16, 2021, D.C. Law 23-205, § 3(d), 68 DCR 000769.)  Prior Codifications 1981 Ed., § 2-3305.14. Section References This section is referenced in § 3-1251.09, § 7-1671.07, § 47-2888.04, and § 48-853.03. Effect of Amendments D.C. Law 18-26 rewrote subsecs. (a) and (c); and, in subsec. (e), substituted “licensed, registered, or certified” for “licensed”. D.C. Law 18-145, in subsec. (a), deleted “or” from the end of par. (44), substituted “; or” for a period at the end of par. (45), and added par. (46); and, in subsec. (c)(6), deleted “; and” from the end of subpar. (B), inserted “and” at the end of subpar. (C), and added subpar. (D). The 2014 amendment by D.C. Law 20-96 added (a)(47), (a)(48), (a)(49), and (a)(50); and made related changes. Emergency Legislation For temporary (90 day) amendment of section, see § 2(e)(15) of Health Occupations Revision General Amendment Emergency Act of 2009 (D.C. Act 18-146, July 28, 2009, 56 DCR 6308).