reglab/housing_qa huggingface dataset:
UT Code § 7-1-209 (2021)
2021 Utah Code|Title 7 - Financial Institutions Act|Chapter 1 - General Provisions|Part 2 - Department of Financial Institutions|Section 209 - Additional supervisors, examiners, and other personnel -- Compensation -- Travel expenses.

 Effective 5/9/2017  7-1-209. Additional supervisors, examiners, and other personnel -- Compensation -- Travel expenses.    (1) In addition to the supervisors under Sections 7-1-205 through 7-1-208.1 and 7-1-208.3, the commissioner may appoint additional supervisors as necessary. The commissioner may assign to any supervisor responsibility, subject to the direction and control of the commissioner, for the general supervision and examination of any class of financial institutions or other persons not specifically assigned to another supervisor.     (2) The commissioner may employ examiners required for the proper conduct of the department. These examiners may not be interested, directly or indirectly, in any institution under the jurisdiction and supervision of the department. They shall perform duties prescribed by this title or assigned to them by the commissioner.     (3) The commissioner may delegate to the chief examiner or any supervisor the duty of conducting hearings in carrying out the duties, powers, and functions of the department, or the commissioner may employ, on a regular or part-time basis, similarly qualified persons to act as hearing officers for those purposes.     (4) The commissioner may appoint or employ, on a permanent or consulting basis, other persons qualified by education, training, and experience for the needs of the department as the commissioner considers necessary to carry out the duties, powers, and responsibilities of the department.     (5) The commissioner may employ clerical help to properly carry on the work of the department.     (6) The salaries of the employees of the department shall be fixed in accordance with salary and merit standards adopted by the Division of Finance and are payable in the same manner as the salaries of other state employees. All actual and necessary traveling expenses of the commissioner, supervisors, examiners, and other employees of the department incurred in the discharge of their duties shall be fully itemized upon proper vouchers and certified by the commissioner to the director of the Division of Finance.    Amended by Chapter 169, 2017 General Session
UT Code § 7-1-210 (2021)
2021 Utah Code|Title 7 - Financial Institutions Act|Chapter 1 - General Provisions|Part 2 - Department of Financial Institutions|Section 210 - Records of department required.

7-1-210. Records of department required.  The commissioner shall keep as records of the department proper books showing all acts and matters and things done by the department.  Enacted by Chapter 16, 1981 General Session
UT Code § 7-1-211 (2021)
2021 Utah Code|Title 7 - Financial Institutions Act|Chapter 1 - General Provisions|Part 2 - Department of Financial Institutions|Section 211 - Reports of commissioner to governor and Legislature.

7-1-211. Reports of commissioner to governor and Legislature.  The commissioner shall submit on or before October 1 of each year a report to the governor and to the Legislature containing information from the last report of condition furnished by each institution under the supervision of the department and any other proceeding had or done by the department showing generally the condition of the businesses under the supervision of the department and such other matters in connection with the businesses as may be of interest to the public; and a detailed statement, verified by oath, of all fees and other money received by the department during the same period.  Enacted by Chapter 16, 1981 General Session
UT Code § 7-1-212 (2021)
2021 Utah Code|Title 7 - Financial Institutions Act|Chapter 1 - General Provisions|Part 2 - Department of Financial Institutions|Section 212 - Background checks for employees.

 Effective 5/8/2018  7-1-212. Background checks for employees.    (1) As used in this section,"bureau" means the Bureau of Criminal Identification created in Section 53-10-201.     (2) Beginning July 1, 2018, the department shall require current employees in, and all applicants for, the following positions to submit to a fingerprint-based local, regional, and national criminal history background check and ongoing monitoring as a condition of employment:   (a) agency information security managers;     (b) financial institutions examiners;     (c) financial institutions managers; and     (d) financial institutions specialists.       (3) Each individual in a position listed in Subsection (2) shall provide a completed fingerprint card to the department upon request.     (4) The department shall require that an individual required to submit to a background check under Subsection (3) provide a signed waiver on a form provided by the department that meets the requirements of Subsection 53-10-108(4).     (5) For a noncriminal justice background search and registration in accordance with Subsection 53-10-108(13), the department shall submit to the bureau:   (a) the applicant's personal identifying information and fingerprints for a criminal history search of applicable local, regional, and national databases; and     (b) a request for all information received as a result of the local, regional, and nationwide background check.       (6) The department is responsible for the payment of all fees required by Subsection 53-10-108(15) and any fees required to be submitted to the Federal Bureau of Investigation by the bureau.     (7) The department may make rules in accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, that:   (a) determine how the department will assess the employment status of an individual upon receipt of background information; and     (b) identify the appropriate privacy risk mitigation strategy to be used in accordance with Subsection 53-10-108(13)(b).      Enacted by Chapter 427, 2018 General Session
UT Code § 7-1-213 (2021)
2021 Utah Code|Title 7 - Financial Institutions Act|Chapter 1 - General Provisions|Part 2 - Department of Financial Institutions|Section 213 - Compliance with training and certification requirements.

 Effective 5/8/2018  7-1-213. Compliance with training and certification requirements.  The department shall ensure that any training or certification required of a public official or public employee, as those terms are defined in Section 63G-22-102, complies with Title 63G, Chapter 22, State Training and Certification Requirements, if the training or certification is required:  (1) under this title;     (2) by the department; or     (3) by an agency or division within the department.    Enacted by Chapter 200, 2018 General Session  Technically renumbered to avoid duplication of section number also enacted in SB 143, Chapter 427.
UT Code § 7-1-302 (2021)
2021 Utah Code|Title 7 - Financial Institutions Act|Chapter 1 - General Provisions|Part 3 - Powers and Duties of Commissioner of Financial Institutions|Section 302 - Review of supervisor's action by commissioner.

7-1-302. Review of supervisor's action by commissioner.  The commissioner shall review, upon written request of the institution or other person affected, any act or order of a supervisor and may suspend, modify, or revoke any such act or order as he may find to be arbitrary, capricious, contrary to law or the rules and regulations of the department, or not in the best interest of the public or of the state.  Enacted by Chapter 16, 1981 General Session
UT Code § 7-1-303 (2021)
2021 Utah Code|Title 7 - Financial Institutions Act|Chapter 1 - General Provisions|Part 3 - Powers and Duties of Commissioner of Financial Institutions|Section 303 - Joint operations and information exchange by institutions.

7-1-303. Joint operations and information exchange by institutions.  The commissioner may authorize institutions subject to the jurisdiction of the department to engage in such joint and cooperative actions as the commissioner finds will be in the public interest, including:  (1) mutual exchange of financial information as to depositors, borrowers, and other customers;     (2) joint use of facilities;     (3) joint operation of clearing houses and other facilities for payment of checks, drafts, or other instruments drawn on or issued by various classes of depository institutions;     (4) joint participation in lending programs to promote the public welfare;     (5) joint risk management services; and     (6) joint ownership, operation, or furnishing of electronic funds transfer services.    Amended by Chapter 378, 2010 General Session
UT Code § 7-1-304 (2021)
2021 Utah Code|Title 7 - Financial Institutions Act|Chapter 1 - General Provisions|Part 3 - Powers and Duties of Commissioner of Financial Institutions|Section 304 - Civil actions against unauthorized operations.

7-1-304. Civil actions against unauthorized operations.  The commissioner may bring any appropriate civil action to prevent or restrain any person from engaging in this state in any business subject to the jurisdiction of the department without first having obtained the authority to do so as provided in this title or from violating any other provisions of this title or any rule, regulation, or order of the commissioner.  Enacted by Chapter 16, 1981 General Session
UT Code § 7-1-305 (2021)
2021 Utah Code|Title 7 - Financial Institutions Act|Chapter 1 - General Provisions|Part 3 - Powers and Duties of Commissioner of Financial Institutions|Section 305 - Final decisions on applications for new institutions, branches, relocation, merger, consolidation, acquisition and changes in control of financial institutions.

7-1-305. Final decisions on applications for new institutions, branches, relocation, merger, consolidation, acquisition and changes in control of financial institutions.  The commissioner shall make final decisions consistent with the purposes and provisions of this title on behalf of the department upon all applications to the department for approval of new institutions, branches, relocation, mergers or consolidation, acquisitions and changes in control of institutions subject to the jurisdiction of the department.  Enacted by Chapter 16, 1981 General Session
UT Code § 7-1-307 (2021)
2021 Utah Code|Title 7 - Financial Institutions Act|Chapter 1 - General Provisions|Part 3 - Powers and Duties of Commissioner of Financial Institutions|Section 307 - Cease and desist orders -- Procedure for issuance.

7-1-307. Cease and desist orders -- Procedure for issuance.    (1) If the commissioner has determined that any institution or other person under the jurisdiction of the department, or any director, officer, employee, agent, or other person participating in the conduct of the affairs of such institution or other person, is engaging or has engaged or that the commissioner has reasonable cause to believe is about to engage in an unsafe or unsound practice in conducting the business of such institution or other person, or is violating or has violated or the commissioner has reasonable cause to believe is about to violate any applicable provision of this title, or any rule, regulation, order, or any condition imposed in writing by the commissioner in the granting of any application or other request by the institution or other person, or any written agreement entered into with the commissioner, the commissioner may, after notice and opportunity for hearing, issue a cease and desist order against such institution or other person.     (2) If the commissioner has determined that any institution or other person under the jurisdiction of the department or any director, officer, employee, agent, or other person participating in the conduct of the affairs of such institution or other person is engaging in any unsafe or unsound practice or is violating any relevant provision of this title, or any rule, regulation, order, or any condition imposed in writing by the commissioner which the commissioner determines threatens the safety and soundness of the institution or other person, the commissioner may issue a temporary cease and desist order. A temporary cease and desist order is effective immediately upon issuance for 30 days and may be extended by the commissioner in writing for two consecutive 15-day periods. A hearing on the temporary cease and desist order shall be held by the commissioner within 10 days of its issuance, at which time the temporary cease and desist order may be set aside, modified, terminated, or made final.    Enacted by Chapter 8, 1983 General Session
UT Code § 7-1-308 (2021)
2021 Utah Code|Title 7 - Financial Institutions Act|Chapter 1 - General Provisions|Part 3 - Powers and Duties of Commissioner of Financial Institutions|Section 308 - Suspension or removal of director or officer -- Grounds -- Procedure for issuance of order.

7-1-308. Suspension or removal of director or officer -- Grounds -- Procedure for issuance of order.    (1)   (a) If the commissioner has determined that any officer or director of an institution or other person under the jurisdiction of the department has:   (i) violated any law, rule, regulation, or a cease and desist order which has become final;     (ii) engaged or participated in any unsafe or unsound practice in the conduct of the affairs of the institution or other person;     (iii) committed or engaged in any act, omission, or practice which constitutes a breach of his fiduciary duty as an officer or director;     (iv) been charged in any information, indictment, or complaint authorized by a county attorney, a district attorney, or the attorney general of the state relative to a violation of this title; or     (v) been charged with the commission of or participation in a crime involving dishonesty or breach of trust; and       (b) if the commissioner determines that:   (i) the institution or other person under the jurisdiction of the department has suffered or will suffer substantial financial loss or other damage due to such actions and that such action may impair the safety and soundness of the institution or other person or prejudice in any manner the interests of the depositors, members, creditors, or shareholders; or     (ii) the director or officer has received financial gain by reason of any breach of fiduciary duty; the commissioner may, after notice and opportunity for hearing, serve upon such director or officer a written notice of suspension or removal of the individual from office or prohibition from further participation in the conduct of the affairs of the institution or other person.         (2) If the commissioner deems it necessary for the protection of an institution or other person under the jurisdiction of the department or the interests of its depositors, members, creditors, or shareholders, he may, by written notice served upon the officer or director, suspend that officer or director from office or prohibit him from further participation in any manner in the conduct of the affairs of the institution or other person. The suspension or prohibition is effective upon service of the notice and, unless stayed by a court, shall remain in effect until the commissioner dismisses the charges specified in the notice, or, if an order of removal or prohibition is issued against the officer or director, until the effective date of that order.    Amended by Chapter 38, 1993 General Session
UT Code § 7-1-309 (2021)
2021 Utah Code|Title 7 - Financial Institutions Act|Chapter 1 - General Provisions|Part 3 - Powers and Duties of Commissioner of Financial Institutions|Section 309 - Hearings by commissioner -- Discretion of commissioner -- Procedure -- Judicial review.

7-1-309. Hearings by commissioner -- Discretion of commissioner -- Procedure -- Judicial review.  The commissioner may conduct or cause to be conducted hearings relating to matters within his supervisory jurisdiction and shall establish rules for discovery and other procedures applicable to the hearings consistent with the provisions of the Utah Rules of Civil Procedure. The decision whether or not to hold a formal hearing on any matter coming before the commissioner under this title shall be solely within the discretion of the commissioner. His failure or refusal to hold a formal hearing is not a ground for reversal of any decision or order of the commissioner unless the reviewing court finds that such failure or refusal has deprived an interested party of due process of law, or that a formal hearing is required by the provisions of this title.  Amended by Chapter 378, 2010 General Session
UT Code § 7-1-310 (2021)
2021 Utah Code|Title 7 - Financial Institutions Act|Chapter 1 - General Provisions|Part 3 - Powers and Duties of Commissioner of Financial Institutions|Section 310 - Subpoena power of commissioner.

7-1-310. Subpoena power of commissioner.  The commissioner may issue subpoenas to compel the attendance of witnesses and the production of books, records, and other papers and documents and may examine or cause to be examined under oath any officer, director, or employee of any institution subject to the jurisdiction of the department or any other person whose testimony he finds relevant to any matter before him or whose testimony is necessary or appropriate in carrying out his duties and responsibilities.  Enacted by Chapter 16, 1981 General Session
UT Code § 7-1-311 (2021)
2021 Utah Code|Title 7 - Financial Institutions Act|Chapter 1 - General Provisions|Part 3 - Powers and Duties of Commissioner of Financial Institutions|Section 311 - Moratoriums on applications for new depository institutions or branches.

7-1-311. Moratoriums on applications for new depository institutions or branches.  The commissioner may establish, upon finding that applicable financial and economic conditions require such action, a moratorium on accepting or acting upon applications to conduct a business of depository institutions subject to the jurisdiction of the department or to establish new branches or offices of institutions subject to the jurisdiction of the department. The moratorium may apply to the entire state or to such community or communities or other market area or areas as the commissioner finds appropriate. No such period shall extend for a period longer than one year, unless the commissioner finds that the public interest requires renewal of the period for an additional period not to exceed one year.  Enacted by Chapter 16, 1981 General Session
UT Code § 7-1-312 (2021)
2021 Utah Code|Title 7 - Financial Institutions Act|Chapter 1 - General Provisions|Part 3 - Powers and Duties of Commissioner of Financial Institutions|Section 312 - Reports required of large stockholders of financial institutions as to loans secured by stock.

7-1-312. Reports required of large stockholders of financial institutions as to loans secured by stock.  The commissioner may require any person owning or acquiring 25% or more of the outstanding capital stock of any depository institution subject to his jurisdiction, or 25% or more of the stock of any corporation having control of the institution, to report to him any borrowing by that person which is secured by that stock and to report to him the terms of the borrowing. This section applies only if the purpose for the borrowing was to acquire control of the institution or any other depository institution.  Enacted by Chapter 16, 1981 General Session
UT Code § 7-1-313 (2021)
2021 Utah Code|Title 7 - Financial Institutions Act|Chapter 1 - General Provisions|Part 3 - Powers and Duties of Commissioner of Financial Institutions|Section 313 - Requiring remedial action by institution in or about to be in unsound condition -- Assistance by insurers.

7-1-313. Requiring remedial action by institution in or about to be in unsound condition -- Assistance by insurers.    (1) The commissioner may require any financial institution subject to the jurisdiction of the department that he finds to be or about to be in an unsafe or unsound condition to take corrective or remedial action as he considers appropriate to protect the interests of depositors, members, other creditors, and shareholders of the institution, and the general public.     (2) An insurer of the accounts of a financial institution may make loans to, purchase the assets of, establish accounts in, or provide other assistance to a financial institution in order to correct or remedy an unsafe or unsound condition or to protect the interests of depositors, members, other creditors, and shareholders of the institution. This assistance is subject to approval by the commissioner.    Amended by Chapter 267, 1989 General Session
UT Code § 7-1-314 (2021)
2021 Utah Code|Title 7 - Financial Institutions Act|Chapter 1 - General Provisions|Part 3 - Powers and Duties of Commissioner of Financial Institutions|Section 314 - Examination of institutions by commissioner or supervisor.

7-1-314. Examination of institutions by commissioner or supervisor.    (1) The commissioner or the responsible supervisor shall visit and examine or cause to be visited and examined every depository institution and such other institutions subject to the jurisdiction of the department as the commissioner considers necessary or advisable.     (2) At every examination of a depository institution careful inquiry shall be made as to:   (a) the condition and resources of the institution examined;     (b) the mode of conducting and managing of its affairs;     (c) the actions of its directors and officers;     (d) the investment and disposition of its funds;     (e) the security offered to depositors and other customers;     (f) whether or not it is violating any provision of law relating to the institution or the business of the institution examined;     (g) whether or not it is complying with its articles of incorporation and bylaws; and     (h) such other matters as the commissioner may prescribe.       (3) The commissioner may, in his discretion, accept examinations of any institution which are made by federal examiners or examiners from other states having jurisdiction over that institution in lieu of any examination required under the laws of this state.     (4) The nature and extent of examination of institutions or other business entities not classified as depository institutions but otherwise subject to the jurisdiction of the department as provided in this title shall be such as the commissioner may determine to be necessary or appropriate in determining whether or not the business is being conducted in accordance with law and the regulations of the department.    Enacted by Chapter 16, 1981 General Session
UT Code § 7-1-315 (2021)
2021 Utah Code|Title 7 - Financial Institutions Act|Chapter 1 - General Provisions|Part 3 - Powers and Duties of Commissioner of Financial Institutions|Section 315 - Examination by board of directors required -- Report.

7-1-315. Examination by board of directors required -- Report.  The commissioner may at any time require the board of directors of any or all institutions under his jurisdiction to fully examine or have fully examined the books, papers, and affairs of the institution of which they are directors and particularly the loans, discounts, and overdrafts of such institutions to ascertain the value and security thereof and the collateral security, if any, given in connection therewith and to inquire into such other matters as the commissioner may consider necessary and to have a report placed on file with the records of the institution, which report shall be subject to examination by the commissioner.  Enacted by Chapter 16, 1981 General Session
UT Code § 7-1-316 (2021)
2021 Utah Code|Title 7 - Financial Institutions Act|Chapter 1 - General Provisions|Part 3 - Powers and Duties of Commissioner of Financial Institutions|Section 316 - Forms for reports required from institutions.

7-1-316. Forms for reports required from institutions.  The commissioner shall prescribe the forms for all reports required by law or regulation from financial institutions subject to the jurisdiction of the department and may change the forms at his discretion. The department shall furnish without charge upon the request of any such institution any blank form necessary or required by law.  Enacted by Chapter 16, 1981 General Session