Attachment 5

Others Attachment

5.1 Underlying company information of the remaining DWs

and

History of DW issued by the Company

for the past 2 years (2013-2014)

Underlying company information of the remaining DWs

Underlying company information of the remaining DWs (from Underlying
company’s website as of 31^(st) December 2014) are as follows:

  ---- -------- -------------------------------------- ---------------------------
  No   Stocks   Company's name                         Website

  1    ADVANC   ADVANCED INFO SERVICE PUBLIC COMPANY   http://investor.ais.co.th
                LIMITED                                

  2    AOT      AIRPORTS OF THAILAND PUBLIC COMPANY    www.airportthai.co.th
                LIMITED                                

  3    BANPU    BANPU PUBLIC COMPANY LIMITED           www.banpu.com

  4    BBL      BANGKOK BANK PUBLIC COMPANY LIMITED    www.bangkokbank.com

  5    BCP      THE BANGCHAK PETROLEUM PUBLIC COMPANY  www.bangchak.co.th
                LIMITED                                

  6    BGH      BANGKOK DUSIT MEDICAL SERVICES PUBLIC  www.bangkokhospital.com
                COMPANY LIMITED                        

  7    BJCHI    BJC HEAVY INDUSTRIES PUBLIC COMPANY    www.bjc1994.com
                LIMITED                                

  8    BLAND    BANGKOK LAND PUBLIC COMPANY LIMITED    www.bangkokland.co.th

  9    BMCL     BANGKOK METRO PUBLIC COMPANY LIMITED   www.bangkokmetro.co.th

  10   BTS      BTS GROUP HOLDINGS PUBLIC COMPANY      www.btsgroup.co.th
                LIMITED                                

  11   CK       CH. KARNCHANG PUBLIC COMPANY LIMITED   www.ch-karnchang.co.th

  12   CPALL    CP ALL PUBLIC COMPANY LIMITED          www.cpall.co.th

  13   CPF      CHAROEN POKPHAND FOODS PUBLIC COMPANY  www.cpfworldwide.com
                LIMITED                                

  14   CPN      CENTRAL PATTANA PUBLIC COMPANY LIMITED www.cpn.co.th

  15   DTAC     TOTAL ACCESS COMMUNICATION PUBLIC      www.dtac.co.th
                COMPANY LIMITED                        

  16   EARTH    ENERGY EARTH PUBLIC COMPANY LIMITED    www.energyearth.co.th

  17   ESSO     ESSO (THAILAND) PUBLIC COMPANY LIMITED www.esso.co.th

  18   INTUCH   INTOUCH HOLDINGS PUBLIC COMPANY        www.intouchcompany.com
                LIMITED                                

  19   IRPC     IRPC PUBLIC COMPANY LIMITED            www.irpc.co.th

  20   ITD      ITALIAN-THAI DEVELOPMENT PUBLIC        www.itd.co.th
                COMPANY LIMITED                        

  21   IVL      INDORAMA VENTURES PUBLIC COMPANY       www.indoramaventures.com
                LIMITED                                

  22   JAS      JASMINE INTERNATIONAL PUBLIC COMPANY   www.jasmine.com
                LIMITED                                

  23   KBANK    KASIKORNBANK PUBLIC COMPANY LIMITED    www.kasikornbank.com

  24   KTB      KRUNG THAI BANK PUBLIC COMPANY LIMITED www.ktb.co.th

  25   LH       LAND AND HOUSES PUBLIC COMPANY LIMITED www.lh.co.th
  ---- -------- -------------------------------------- ---------------------------

  ---- -------- -------------------------------------- ----------------------------
  No   Stocks   Company's name                         Website

  26   MINT     MINOR INTERNATIONAL PUBLIC COMPANY     www.minorinternational.com
                LIMITED                                

  27   NOK      NOK AIRLINES PUBLIC COMPANY LIMITED    www.nokair.com

  28   PTT      PTT PUBLIC COMPANY LIMITED             www.pttplc.com

  29   PTTEP    PTT EXPLORATION AND PRODUCTION PUBLIC  www.pttep.com
                COMPANY LIMITED                        

  30   PTTGC    PTT GLOBAL CHEMICAL PUBLIC COMPANY     www.pttgcgroup.com
                LIMITED                                

  31   SAMART   SAMART CORPORATION PUBLIC COMPANY      www.samartcorp.com
                LIMITED                                

  32   SC       SC ASSET CORPORATION PUBLIC COMPANY    www.scasset.com
                LIMITED                                

  33   SCB      THE SIAM COMMERCIAL BANK PUBLIC        www.scb.co.th
                COMPANY LIMITED                        

  34   SCC      THE SIAM CEMENT PUBLIC COMPANY LIMITED www.scg.co.th

  35   SIRI     SANSIRI PUBLIC COMPANY LIMITED         www.sansiri.com

  36   SPCG     SPCG PUBLIC COMPANY LIMITED            www.spcg.co.th

  37   SRICHA   SRIRACHA CONSTRUCTION PUBLIC COMPANY   www.sricha.com
                LIMITED                                

  38   STA      SRI TRANG AGRO-INDUSTRY PUBLIC COMPANY www.sritranggroup.com
                LIMITED                                

  39   STEC     SINO-THAI ENGINEERING AND CONSTRUCTION www.stecon.co.th
                PUBLIC CO.,LTD.                        

  40   THAI     THAI AIRWAYS INTERNATIONAL PUBLIC      www.thaiairways.com
                COMPANY LIMITED                        

  41   THCOM    THAICOM PUBLIC COMPANY LIMITED         www.thaicom.net

  42   TICON    TICON INDUSTRIAL CONNECTION PUBLIC     www.ticon.co.th
                COMPANY LIMITED                        

  43   TMB      TMB BANK PUBLIC COMPANY LIMITED        www.tmbbank.com

  44   TOP      THAI OIL PUBLIC COMPANY LIMITED        www.thaioilgroup.com

  45   TPIPL    TPI POLENE PUBLIC COMPANY LIMITED      www.tpipolene.co.th

  46   TRUE     TRUE CORPORATION PUBLIC COMPANY        www.truecorp.co.th
                LIMITED                                

  47   TTA      THORESEN THAI AGENCIES PUBLIC COMPANY  www.thoresen.com
                LIMITED                                

  48   TTCL     TOYO-THAI CORPORATION PUBLIC COMPANY   www.toyo-thai.com
                LIMITED                                

  49   VGI      VGI GLOBAL MEDIA PUBLIC COMPANY        www.vgi.co.th
                LIMITED                                

  50   WHA      WHA CORPORATION PUBLIC COMPANY LIMITED www.wha.co.th
  ---- -------- -------------------------------------- ----------------------------

History of DW issued by the Company for the past 2 years (2013-2014)

  ------ -------------- ------------------------ ----------- ----------------- ---------- -------------- --
  No.                   Name of DW                           First Trading                Maturity Date  
                                                             Date                                        

  1                     CPN13CB                              January 15, 2013             September 5,   
                                                                                          2013           

  2                     ROBI13CB                             January 15, 2013             September 5,   
                                                                                          2013           

  3                     TISC13CB                             January 15, 2013             September 5,   
                                                                                          2013           

  4                     JAS13CA                              January 16, 2013             July 5, 2013   

  5                     KK13CC                               January 16, 2013             July 5, 2013   

  6                     MINT13CB                             January 23, 2013             August 6, 2013 

  7                     BTS13PA                              January 23, 2013             August 6, 2013 

  8                     BGH13CE                              January 31, 2013             August 16,     
                                                                                          2013           

  9                     CPF13CD                              January 31, 2013             August 16,     
                                                                                          2013           

  10                    IVL13CG                              January 31, 2013             August 16,     
                                                                                          2013           

  11                    KBAN13CG                             January 31, 2013             August 16,     
                                                                                          2013           

  12                    PTTE13CG                             February 15, 2013            August 22,     
                                                                                          2013           

  13                    PTTE13PC                             February 21, 2013            August 22,     
                                                                                          2013           

  14                    ADVA13CF                             March 4, 2013                August 30,     
                                                                                          2013           

  15                    BANP13CH                             March 4, 2013                August 30,     
                                                                                          2013           

  16                    IRPC13CE                             March 4, 2013                August 30,     
                                                                                          2013           

  17                    SCC13CF                              March 4, 2013                August 30,     
                                                                                          2013           

  18                    TOP13CF                              March 4, 2013                August 30,     
                                                                                          2013           

  19                    KTB13CF                              March 4, 2013                August 30,     
                                                                                          2013           

  20                    TMB13CD                              March 4, 2013                August 30,     
                                                                                          2013           

  21                    PTT13PD                              March 4, 2013                August 30,     
                                                                                          2013           

  22                    SCB13PD                              March 4, 2013                August 30,     
                                                                                          2013           

  23                    TRUE13CF                             March 20, 2013               September 6,   
                                                                                          2013           

  24                    AOT13CE                              March 29, 2013               September 20,  
                                                                                          2013           

  25                    BJC13CD                              March 29, 2013               September 20,  
                                                                                          2013           

  26                    BLA13CE                              March 29, 2013               September 20,  
                                                                                          2013           

  27                    DELT13CD                             March 29, 2013               September 20,  
                                                                                          2013           

  28                    DTAC13CE                             March 29, 2013               September 20,  
                                                                                          2013           

  29                    HMPR13CE                             March 29, 2013               September 23,  
                                                                                          2013           

  30                    LH13CD                               March 29, 2013               September 23,  
                                                                                          2013           

  31                    SCCC13CB                             March 29, 2013               September 23,  
                                                                                          2013           

  32                    TRUE13PC                             March 29, 2013               September 23,  
                                                                                          2013           

  33                    ESSO13CE                             April 19, 2013               October 18,    
                                                                                          2013           

  34                    BBL13CE                              May 8, 2013                  December 27,   
                                                                                          2013           

  35                    BBL13PD                              May 8, 2013                  December 27,   
                                                                                          2013           

  36                    BAY13CE                              May 8, 2013                  December 27,   
                                                                                          2013           

  37                    TCAP13CF                             May 8, 2013                  December 27,   
                                                                                          2013           

  No.                   Name of DW                           First Trading                Maturity Date  
                                                             Date                                        

  38                    JAS13CB                              May 23, 2013                 November 8,    
                                                                                          2013           

  39                    THAI13CE                             May 29, 2013                 December 20,   
                                                                                          2013           

  40                    DTAC13CF                             May 29, 2013                 December 20,   
                                                                                          2013           

  41                    DTAC13PD                             May 29, 2013                 December 20,   
                                                                                          2013           

  42                    ADVA13CG                             May 31, 2013                 December 20,   
                                                                                          2013           

  43                    INTU13CC                             May 31, 2013                 December 20,   
                                                                                          2013           

  44                    BTS13CD                              June 4, 2013                 January 10,    
                                                                                          2014           

  45                    CPAL13CE                             June 4, 2013                 January 10,    
                                                                                          2014           

  46                    PTT13CI                              June 4, 2013                 January 10,    
                                                                                          2014           

  47                    SCB13CE                              June 4, 2013                 January 10,    
                                                                                          2014           

  48                    PTTG13CD                             June 4, 2013                 January 10,    
                                                                                          2014           

  49                    PTTG13PD                             June 4, 2013                 January 10,    
                                                                                          2014           

  50                    TRUE13CG                             June 10, 2013                January 10,    
                                                                                          2014           

  51                    ADVA13PD                             June 14, 2013                December 20,   
                                                                                          2013           

  52                    INTU13PA                             June 14, 2013                December 20,   
                                                                                          2013           

  53                    KBAN13PE                             June 25, 2013                January 21,    
                                                                                          2014           

  54                    BCP13CC                              July 3, 2013                 January 24,    
                                                                                          2014           

  55                    HMPR13CF                             July 11, 2013                January 24,    
                                                                                          2014           

  56                    BJC13CE                              July 11, 2013                January 24,    
                                                                                          2014           

  57                    PS13CE                               July 11, 2013                January 24,    
                                                                                          2014           

  58                    BGH13CF                              July 11, 2013                January 24,    
                                                                                          2014           

  59                    CPF13CE                              July 11, 2013                January 24,    
                                                                                          2014           

  60                    IVL13CH                              July 11, 2013                January 24,    
                                                                                          2014           

  61                    KBAN13CH                             July 11, 2013                January 24,    
                                                                                          2014           

  62                    PTTE13C1402A                         July 18, 2013                February 21,   
                                                                                          2014           

  63                    PTTE13P1402A                         July 18, 2013                February 21,   
                                                                                          2014           

  64                    TRUE13C1402A                         July 18, 2013                February 21,   
                                                                                          2014           

  65                    TRUE13P1402A                         July 18, 2013                February 21,   
                                                                                          2014           

  66                    BANP13C1404A                         July 24, 2013                April 11, 2014 

  67                    CK13C1401A                           July 29, 2013                January 10,    
                                                                                          2014           

  68                    KTB13C1402A                          July 29, 2013                February 28,   
                                                                                          2014           

  69                    TOP13C1402A                          July 29, 2013                February 28,   
                                                                                          2014           

  70                    SCC13C1402A                          July 29, 2013                February 28,   
                                                                                          2014           

  71                    IRPC13C1402A                         July 29, 2013                February 28,   
                                                                                          2014           

  72                    SCB13P1402A                          July 29, 2013                February 28,   
                                                                                          2014           

  73                    PTT13P1402A                          July 29, 2013                February 28,   
                                                                                          2014           

  74                    KK13C1403A                           August 2, 2013               March 28, 2014 

  75                    THAI13C1403A                         August 2, 2013               March 28, 2014 

  No.    Name of DW                              First                         Maturity                  
                                                 Trading                       Date                      
                                                 Date                                                    

  76     ESSO13C1403A                            August 14,                    April 4,                  
                                                 2013                          2014                      

  77     QH13C1403A                              August 14,                    April 4,                  
                                                 2013                          2014                      

  78     SIRI13C1403A                            August 14,                    April 4,                  
                                                 2013                          2014                      

  79     STA13C1403A                             August 14,                    April 4,                  
                                                 2013                          2014                      

  80     THCO13C1403A                            August 14,                    April 4,                  
                                                 2013                          2014                      

  81     TTA13C1403A                             August 14,                    April 4,                  
                                                 2013                          2014                      

  82     BLAN13C1403A                            August 29,                    March 14,                 
                                                 2013                          2014                      

  83     CPN13C1403A                             August 29,                    March 14,                 
                                                 2013                          2014                      

  84     TMB13C1404A                             September                     April 11,                 
                                                 3, 2013                       2014                      

  85     ADVA13C1404A                            September                     April 11,                 
                                                 3, 2013                       2014                      

  86     JAS13C1404A                             September                     April 11,                 
                                                 3, 2013                       2014                      

  87     TRUE13C1312A                            September                     December                  
                                                 6, 2013                       30, 2013                  

  88     CK13C1402A                              September                     February                  
                                                 6, 2013                       21, 2014                  

  89     IVL13C1403A                             September                     March 21,                 
                                                 19, 2013                      2014                      

  90     TTA13C1401A                             September                     February                  
                                                 24, 2013                      3, 2014                   

  91     IVL13P1401A                             October 8,                    January                   
                                                 2013                          21, 2014                  

  92     BANP13C1403A                            October 9,                    March 18,                 
                                                 2013                          2014                      

  93     ITD13C1404A                             October 17,                   April 10,                 
                                                 2013                          2014                      

  94     TRUE13P1403A                            October 17,                   March 18,                 
                                                 2013                          2014                      

  95     SCB13C1403A                             October 21,                   March 19,                 
                                                 2013                          2014                      

  96     IVL13C1403B                             October 29,                   March 28,                 
                                                 2013                          2014                      

  97     ADVA13P1404A                            November                      April 11,                 
                                                 11, 2013                      2014                      

  98     DTAC13C1404A                            November                      April 25,                 
                                                 11, 2013                      2014                      

  99     DTAC13P1404A                            November                      April 25,                 
                                                 11, 2013                      2014                      

  100    INTU13C1404A                            November                      April 25,                 
                                                 11, 2013                      2014                      

  101    INTU13P1404A                            November                      April 25,                 
                                                 11, 2013                      2014                      

  102    JAS13C1405A                             November                      May 12,                   
                                                 21, 2013                      2014                      

  103    JAS13P1405A                             November                      May 12,                   
                                                 21, 2013                      2014                      

  104    TRUE13C1406A                            November                      June 25,                  
                                                 21, 2013                      2014                      

  105    PTT13C1403A                             November                      April 1,                  
                                                 22, 2013                      2014                      

  106    BBL13C1406A                             November                      June 25,                  
                                                 22, 2013                      2014                      

  107    BBL13P1406A                             November                      June 25,                  
                                                 22, 2013                      2014                      

  108    CPAL13C1406A                            November                      June 11,                  
                                                 22, 2013                      2014                      

  109    AOT13C1403A                             December 2,                   April 1,                  
                                                 2013                          2014                      

  110    BTS13C1405A                             December 2,                   May 14,                   
                                                 2013                          2014                      

  111    CK13C1404A                              December 2,                   April 8,                  
                                                 2013                          2014                      

  112    VGI13C1404A                             December 2,                   April 29,                 
                                                 2013                          2014                      

  113    IVL13P1404A                             December 2,                   April 8,                  
                                                 2013                          2014                      

  No.                   Name of DW                           First Trading                Maturity Date  
                                                             Date                                        

  114                   KBAN13C1404A                         December 3, 2013             April 8, 2014  

  115                   KBAN13P1404A                         December 3, 2013             April 8, 2014  

  116                   PTTG13C1404A                         December 3, 2013             April 29, 2014 

  117                   PTTG13P1404A                         December 3, 2013             April 29, 2014 

  118                   BJC13C1405A                          December 17, 2013            June 3, 2014   

  119                   CPF13C1406A                          December 17, 2013            June 11, 2014  

  120                   HMPR13C1406A                         December 17, 2013            June 25, 2014  

  121                   PS13C1405A                           December 17, 2013            June 3, 2014   

  122                   CK13C1406A                           January 3, 2014              June 18, 2014  

  123                   JAS13C1406A                          January 3, 2014              June 18, 2014  

  124                   PTT13C1405A                          January 10, 2014             May 16, 2014   

  125                   PTT13P1405A                          January 24, 2014             May 16, 2014   

  126                   AOT13C1405A                          January 9, 2014              May 22, 2014   

  127                   SCC13C1405A                          January 9, 2014              May 22, 2014   

  128                   IVL13C1405A                          January 10, 2014             May 29, 2014   

  129                   ITD13C1405A                          January 10, 2014             May 29, 2014   

  130                   AOT13C1405B                          February 25, 2014            May 29, 2014   

  131                   TRUE13C1405A                         January 8, 2014              June 5, 2014   

  132                   TRUE13P1405A                         January 24, 2014             June 5, 2014   

  133                   AOT13P1405A                          February 26, 2014            June 3, 2014   

  134                   BANP13C1406A                         January 9, 2014              June 12, 2014  

  135                   IRPC13C1406A                         January 9, 2014              June 12, 2014  

  136                   CPN13C1406A                          January 10, 2014             June 12, 2014  

  137                   INTU13C1406A                         January 10, 2014             June 12, 2014  

  138                   ADVA13C1406B                         January 10, 2014             June 11, 2014  

  139                   AOT13C1406A                          January 30, 2014             June 11, 2014  

  140                   TRUE13P1406A                         February 6, 2014             June 12, 2014  

  141                   CK13C1406A                           January 3, 2014              June 18, 2014  

  142                   JAS13C1406A                          January 3, 2014              June 18, 2014  

  143                   KTB13C1406A                          January 16, 2014             June 24, 2014  

  144                   VGI13C1406A                          January 16, 2014             June 24, 2014  

  145                   STEC13C1406A                         January 27, 2014             June 19, 2014  

  146                   THAI13C1406A                         January 27, 2014             June 19, 2014  

  147                   TTA13C1406A                          February 18, 2014            June 19, 2014  

  148                   VGI13P1406A                          February 26, 2014            June 24, 2014  

  149                   ADVA13C1406A                         January 8, 2014              July 2, 2014   

  150                   SCB13C1406A                          January 8, 2014              July 2, 2014   

  151                   SCB13P1406A                          January 24, 2014             July 2, 2014   
  ------ -------------- ------------------------ ----------- ----------------- ---------- -------------- --

  -------- -------------------------- ------------------- ----------------
  No.      Name of DW                 First Trading Date  Maturity Date

  152      ADVA13P1406A               February 18, 2014   July 2, 2014

  153      PTTE13C1406A               January 24, 2014    July 4, 2014

  154      PTTE13P1406A               January 24, 2014    July 4, 2014

  155      BANP13C1407A               January 27, 2014    July 17, 2014

  156      TMB13C1407A                January 27, 2014    July 17, 2014

  157      TRUE13C1407A               February 6, 2014    July 10, 2014

  158      VGI13C1407A                February 11, 2014   July 16, 2014

  159      SAMA13C1407A               February 12, 2014   July 16, 2014

  160      WHA13C1407A                February 12, 2014   July 16, 2014

  161      IVL13C1407A                March 31, 2014      July 17, 2014

  162      BBL13C1407A                January 27, 2014    July 24, 2014

  163      TOP13C1407A                January 27, 2014    July 24, 2014

  164      KBAN13C1407A               February 18, 2014   July 23, 2014

  165      SCC13C1407A                February 18, 2014   July 23, 2014

  166      HMPR13C1407A               March 7, 2014       July 23, 2014

  167      TTA13P1407A                March 19, 2014      July 31, 2014

  168      ESSO13C1408A               February 18, 2014   August 7, 2014

  169      STA13C1408A                February 18, 2014   August 7, 2014

  170      BGH13C1408A                March 3, 2014       August 15, 2014

  171      TTA13C1408A                March 4, 2014       August 13, 2014

  172      IVL13P1408A                March 14, 2014      August 15, 2014

  173      JAS13C1408A                March 26, 2014      August 13, 2014

  174      SIRI13C1408A               March 7, 2014       August 25, 2014

  175      SPAL13C1408A               March 7, 2014       August 25, 2014

  176      DTAC13C1408A               March 7, 2014       August 25, 2014

  177      DTAC13P1408A               March 7, 2014       August 25, 2014

  178      ADVA13C1408A               March 26, 2014      August 25, 2014

  179      PTTG13C1408A               March 26, 2014      August 25, 2014

  180      PTTG13P1408A               March 26, 2014      August 25, 2014

  181      INTU13P1408A               March 31, 2014      August 25, 2014

  182      THCO13C1409A               March 14, 2014      September 11,
                                                          2014

  183      KBAN13P1409A               March 14, 2014      September 11,
                                                          2014

  184      TTA13C1409A                March 19, 2014      September 18,
                                                          2014

  185      ITD13C1409A                April 23, 2014      September 18,
                                                          2014

  186      PS13C1409A                 April 9, 2014       September 25,
                                                          2014

  187      BTS13C1409A                April 16, 2014      September 25,
                                                          2014

  188      PTT13C1409A                April 16, 2014      September 25,
                                                          2014

  189      PTT13P1409A                April 16, 2014      September 25,
                                                          2014
  -------- -------------------------- ------------------- ----------------

  -------- -------------------------- ------------------- ----------------
  No.      Name of DW                 First Trading Date  Maturity Date

  190      JAS13P1409A                April 16, 2014      September 25,
                                                          2014

  191      AOT13C1409A                April 23, 2014      September 26,
                                                          2014

  192      TRUE13C1409A               March 19, 2014      October 2, 2014

  193      S5013C1409A                April 17, 2014      October 3, 2014

  194      S5013P1409A                April 24, 2014      October 3, 2014

  195      S5013C1409B                June 6, 2014        October 3, 2014

  196      TRUE13C1410A               April 23, 2014      October 9, 2014

  197      BJC13C1410A                April 24, 2014      October 15, 2014

  198      INTU13C1410A               April 24, 2014      October 15, 2014

  199      SCB13C1410A                April 24, 2014      October 15, 2014

  200      TRUE13P1410A               May 7, 2014         October 9, 2014

  201      BGH13C1410A                May 2, 2014         October 24, 2014

  202      CPF13C1410A                April 24, 2014      November 6, 2014

  203      BMCL13C1411A               June 17, 2014       November 13,
                                                          2014

  204      BLAN13C1411A               July 7, 2014        November 13,
                                                          2014

  205      ADVA13P1411A               May 12, 2014        November 20,
                                                          2014

  206      SCB13P1411A                May 12, 2014        November 20,
                                                          2014

  207      BBL13P1411A                May 14, 2014        November 20,
                                                          2014

  208      IVL13C1411A                May 15, 2014        November 20,
                                                          2014

  209      CK13C1412A                 May 12, 2014        December 12,
                                                          2014

  210      CPAL13C1412A               May 14, 2014        December 18,
                                                          2014

  211      PTTE13C1412A               May 14, 2014        December 18,
                                                          2014

  212      PTTE13P1412A               May 14, 2014        December 18,
                                                          2014

  213      BMCL13C1412A               June 2, 2014        December 25,
                                                          2014

  214      SPCG13C1412A               June 13, 2014       December 25,
                                                          2014

  215      ITD13C1412A                June 17, 2014       December 30,
                                                          2014

  216      TRUE13P1412A               June 17, 2014       December 30,
                                                          2014

  217      ADVA13C1412A               July 9, 2014        December 23,
                                                          2014

  218      TTA13C1412A                August 5, 2014      December 23,
                                                          2014

  219      IVL13C1412A                May 19, 2014        January 2, 2015

  220      STEC13C1412A               May 29, 2014        January 5, 2015

  221      JAS13C1412A                May 29, 2014        January 5, 2015

  222      DTAC13P1412A               June 5, 2014        January 5, 2015

  223      TRUE13C1412A               June 20, 2014       January 5, 2015

  224      IVL13P1412A                August 21, 2014     January 2, 2015

  225      S5013C1412A                August 29, 2014     January 6, 2015

  226      S5013P1412A                August 29, 2014     January 6, 2015

  227      TRUE13C1501A               July 17, 2014       January 15, 2015
  -------- -------------------------- ------------------- ----------------

  -------- -------------------------- ------------------- ----------------
  No.      Name of DW                 First Trading Date  Maturity Date

  228      PTTG13C1501A               July 17, 2014       January 15, 2015

  229      AOT13C1501A                July 22, 2014       January 15, 2015

  230      BMCL13C1501A               July 22, 2014       January 15, 2015

  231      BLAN13C1501A               July 24, 2014       January 15, 2015

  232      BANP13C1501A               July 29, 2014       January 16, 2015

  233      CK13C1501A                 July 29, 2014       January 16, 2015

  234      VGI13C1503A                March 6, 2014       March 16, 2015

  235      IRPC13C1502A               May 29, 2014        February 19,
                                                          2015

  236      CPN13C1502A                June 5, 2014        February 19,
                                                          2015

  237      KTB13C1502A                June 5, 2014        February 19,
                                                          2015

  238      THAI13C1502A               June 13, 2014       February 19,
                                                          2015

  239      WHA13C1502A                June 17, 2014       February 19,
                                                          2015

  240      SC13C1512A                 July 3, 2014        December 23,
                                                          2015

  241      SAMA13C1501A               July 7, 2014        January 22, 2015

  242      BANP13C1502A               July 7, 2014        February 12,
                                                          2015

  243      SCC13C1502A                July 7, 2014        February 12,
                                                          2015

  244      BBL13C1501A                July 9, 2014        January 22, 2015

  245      KBAN13C1501A               July 9, 2014        January 22, 2015

  246      TOP13C1502A                July 9, 2014        March 5, 2015

  247      EART13C1501A               August 1, 2014      January 22, 2015

  248      INTU13C1501A               August 1, 2014      January 22, 2015

  249      KBAN13P1502A               August 1, 2014      March 5, 2015

  250      DTAC13C1502A               August 5, 2014      February 25,
                                                          2015

  251      STA13C1502A                August 5, 2014      February 25,
                                                          2015

  252      TMB13C1502A                August 5, 2014      February 25,
                                                          2015

  253      THCO13C1502A               August 5, 2014      February 25,
                                                          2015

  254      PTTG13P1502A               August 5, 2014      March 5, 2015

  255      JAS13C1501A                August 14, 2014     January 20, 2015

  256      INTU13P1501A               August 21, 2014     January 22, 2015

  257      TRUE13C1502A               August 25, 2014     February 10,
                                                          2015

  258      BGH13C1502A                August 28, 2014     February 19,
                                                          2015

  259      BTS13C1503A                August 28, 2014     March 10, 2015

  260      LH13C1503A                 August 28, 2014     March 10, 2015

  261      SAMA13C1503A               August 28, 2014     March 10, 2015

  262      TTA13P1503A                August 28, 2014     March 10, 2015

  263      PTT13C1501A                August 29, 2014     January 29, 2015

  264      PTT13P1501A                August 29, 2014     January 29, 2015

  265      TPIP13C1502A               September 10, 2014  February 24,
                                                          2015
  -------- -------------------------- ------------------- ----------------

  -------- -------------------------- ------------------- ----------------
  No.      Name of DW                 First Trading Date  Maturity Date

  266      TTA13C1502A                September 10, 2014  February 12,
                                                          2015

  267      TTA13C1503A                September 10, 2014  March 26, 2015

  268      TTCL13C1502A               September 11, 2014  February 12,
                                                          2015

  269      BMCL13C1502A               September 12, 2014  February 24,
                                                          2015

  270      JAS13P1502A                September 12, 2014  February 24,
                                                          2015

  271      TRUE13C1501B               September 17, 2014  January 22, 2015

  272      EART13C1503A               September 22, 2014  March 10, 2015

  273      TRUE13P1502A               September 22, 2014  February 19,
                                                          2015

  274      SCB13C1503A                September 23, 2014  March 19, 2015

  275      STEC13C1502A               September 23, 2014  February 17,
                                                          2015

  276      KTB13C1504A                September 26, 2014  April 10, 2015

  277      BTS13C1504A                September 30, 2014  April 10, 2015

  278      VGI13C1502A                September 30, 2014  March 5, 2015

  279      TICO13C1503A               September 30, 2014  March 9, 2015

  280      BLAN13C1503A               October 15, 2014    March 18, 2015

  281      CPF13C1504A                October 15, 2014    April 10, 2015

  282      IVL13C1503A                October 15, 2014    March 18, 2015

  283      ADVA13C1504A               October 16, 2014    April 10, 2015

  284      ADVA13P1504A               October 16, 2014    April 10, 2015

  285      BBL13P1503A                October 16, 2014    March 10, 2015

  286      SCB13P1503A                October 16, 2014    March 19, 2015

  287      SAMA13C1505A               October 20, 2014    May 14, 2015

  288      TPIP13C1504A               October 22, 2014    April 9, 2015

  289      TTA13C1504A                October 22, 2014    April 9, 2015

  290      BJCH13C1504A               November 7, 2014    May 8, 2015

  291      PTT13C1503A                November 11, 2014   March 18, 2015

  292      PTT13P1503A                November 11, 2014   March 18, 2015

  293      PTTG13C1505A               November 11, 2014   May 14, 2015

  294      TOP13C1505A                November 11, 2014   May 14, 2015

  295      TPIP13C1505A               November 11, 2014   May 14, 2015

  296      ITD13C1505A                November 13, 2014   May 28, 2015

  297      TRUE13C1505A               November 13, 2014   May 14, 2015

  298      PTTE13C1505A               November 14, 2014   June 5, 2015

  299      PTTE13P1505A               November 14, 2014   June 5, 2015

  300      SIRI13C1505A               November 14, 2014   June 5, 2015

  301      CPAL13C1505A               November 17, 2014   June 5, 2015

  302      DTAC13P1505A               November 17, 2014   June 5, 2015

  303      IVL13P1504A                November 17, 2014   April 10, 2015
  -------- -------------------------- ------------------- ----------------

  -------- -------------------------- ------------------- ----------------
  No.      Name of DW                 First Trading Date  Maturity Date

  304      BCP13C1505A                November 19, 2014   May 28, 2015

  305      JAS13C1504A                November 19, 2014   May 8, 2015

  306      SPCG13C1505A               November 20, 2014   May 28, 2015

  307      S5013C1503A                November 25, 2014   April 3, 2015

  308      S5013P1503A                November 25, 2014   April 3, 2015

  309      DTAC13C1503A               November 26, 2014   March 10, 2015

  310      ITD13C1504A                November 26, 2014   April 21, 2015

  311      AOT13C1504A                November 28, 2014   April 21, 2015

  312      BBL13C1505A                November 28, 2014   May 13, 2015

  313      KBAN13C1505A               November 28, 2014   May 20, 2015

  314      BMCL13C1505A               December 3, 2014    May 13, 2015

  315      CK13C1505A                 December 3, 2014    May 13, 2015

  316      INTU13C1504A               December 3, 2014    April 21, 2015

  317      TTCL13C1505A               December 3, 2014    May 13, 2015

  318      MINT13C1505A               December 12, 2014   May 21, 2015

  319      TRUE13C1504A               December 12, 2014   April 30, 2015

  320      PTTE13C1504A               December 17, 2014   April 29, 2015

  321      TTA13C1505A                December 17, 2014   June 3, 2015

  322      NOK13C1504A                December 17, 2014   April 20, 2015

  323      PTT13C1504A                December 19, 2014   April 9, 2015

  324      S5013C1503B                December 19, 2014   April 3, 2015

  325      PTTE13P1504A               December 26, 2014   April 29, 2015

  326      ESSO13C1606A               December 30, 2014   June 16, 2016

  327      SRIC13C1512A               December 30, 2014   December 29,
                                                          2015

  328      WHA13C1512A                December 30, 2014   December 29,
                                                          2015
  -------- -------------------------- ------------------- ----------------

5.2 Branch & Regional locations

Branch location of KGI Securities (Thailand) Plc

+------------------------+----------------------+---------------------+
| Bangkok Branch         | Provincial Branch    |                     |
+------------------------+----------------------+---------------------+
| Pin Klao               | Hat Yai              | Chiang Rai          |
|                        |                      |                     |
| 7/129 Central Pinklao  | 29 Lee Garden Plaza, | 490/1 Uttrarakit    |
| Building,              | 6^(th) Floor,        | Road,               |
|                        |                      |                     |
| 7^(th) Floor,Room no.  | Room no. 602,        | Weang Sub-District, |
| 704,                   | Prachathipat Road,   |                     |
|                        |                      | Muang District,     |
| Boromrajchonnanee      | Hat Yai              |                     |
| Road,                  | Sub-District,        | Chiang Rai 57000    |
|                        |                      |                     |
| Arunammarin            | Hat Yai District,    | Tel: 0 5374 0701-7  |
| Sub-District,          |                      |                     |
|                        | Songkhla 90110       | Fax: 0 5371 3117    |
| Bangkok Noi District,  |                      |                     |
|                        | Tel: 0 7435 2520-39  |                     |
| Bangkok 10700          |                      |                     |
|                        | Fax: 0 7423 7164     |                     |
| Tel: 0 2884 9090-8     |                      |                     |
|                        |                      |                     |
| Fax: 0 2884 9099       |                      |                     |
+------------------------+----------------------+---------------------+
| Changwattana           | Nakhon Ratchasima    | Phetchaburi         |
|                        |                      |                     |
| 99/349 Na-nakorn       | 1242/2 The Mall      | 96/1-2, Moo 8,      |
| building,              | Shopping Center,     | Kirirattaya Road,   |
|                        | Nakorn-Ratchasima    | Thongchai           |
| 1^(st) Floor,          | branch,              | Sub-District,       |
| Changwattana Road,     |                      |                     |
| Tongsonghong           | 3^(rd) Floor, Room   | Muang District,     |
| Sub-District,          | A2, Mittapap Road,   |                     |
|                        |                      | Petchaburi 76000    |
| Laksee District,       | Naimuang             |                     |
|                        | Sub-District,        | Tel: 0 3241 8371-5  |
| Bangkok 10210          |                      |                     |
|                        | Muang District,      | Fax: 0 3241 8375    |
| Tel: 0 2576 1889       |                      |                     |
|                        | Nakhon Ratchasima    |                     |
| Fax: 0 2576 1562       | 30000                |                     |
|                        |                      |                     |
|                        | Tel: 0 4439 3722     |                     |
|                        |                      |                     |
|                        | Fax: 0 4439 3723     |                     |
+------------------------+----------------------+---------------------+
| Thapra                 | Samut Sakhon         | Udon Thani          |
|                        |                      |                     |
| 99 The Mall Shopping   | 923/55 A.T. Tower    | 26-27 Naraesuan     |
| Complex,               | Building,            | Road,               |
|                        |                      |                     |
| 6^(th) Floor, Room no. | Ekachai Road,        | Makkeng             |
| 1,                     |                      | Sub-District,       |
|                        | Maha Chai            |                     |
| Ratchadapisek Road     | Sub-District,        | Muang District,     |
| (Thapra-Taksin),       |                      |                     |
|                        | Muang District,      | Udon Thani 41000    |
| Bukkhalow              |                      |                     |
| Sub-District,          | Samut Sakhon 74000   | Tel: 0 4224 4008, 0 |
|                        |                      | 4224 3536,          |
| Thonburi District,     | Tel: 0 3442 6940 -7  |                     |
| Bangkok 10600          |                      | Fax: 0 4224 3960    |
|                        | Fax: 0 3482 6375     |                     |
| Tel: 0 2876 4800-6     |                      |                     |
|                        |                      |                     |
| Fax: 0 2876 4807       |                      |                     |
+------------------------+----------------------+---------------------+
| Silom Center           | Suphan Buri          | Nakhon Pathom 2     |
|                        |                      |                     |
| 2, Silom Center        | 28/6-7 Muanhan Road, | 28/32, 2^(nd)       |
| Building , 18^(th)     |                      | Floor, Yingpao      |
| Floor,                 | Thapeeleang          | Road,               |
|                        | Sub-District,        |                     |
| Room 1803, Silom Road, |                      | Sanamjan            |
|                        | Muang District,      | Sub-District,       |
| Suriyawong             |                      |                     |
| Sub-District,          | Suphan Buri 72000    | Muang District,     |
|                        |                      |                     |
| Bangrak District,      | Tel: 0 3552 2530-3   | Nakhon Pathom 73000 |
|                        |                      |                     |
| Bangkok 10500          | Fax: 0 3550 2875     | Tel: 0 3427 2307, 0 |
|                        |                      | 3427 2519-21        |
| Tel: 0 2632 9360       |                      |                     |
|                        |                      | 0 3427 2496-7       |
| Fax: 0 2632 9370       |                      |                     |
|                        |                      | Fax: 0 3427 2309    |
+------------------------+----------------------+---------------------+
| Silom Complex          | Nakhon Sawan         | Online Udon Thani   |
|                        |                      |                     |
| 191, Silom Complex     | 15/28-29 Sawanvithi  | 168 Moo 6, 168      |
| Building,              | Road,                | Platinum Project,   |
|                        |                      |                     |
| 20^(th) Floor, Room    | Pak Nam Pho          | Room P-004 (B),     |
| no. 3-5,Silom Road,    | Sub-District,        | Boonyahan Road,     |
| Silom Sub-district,    |                      | Nadee Sub-District, |
| Bangrak District,      | Muang District,      |                     |
| Bangkok 10500          |                      | Muang District,     |
|                        | Nakhon Sawan 60000   |                     |
| Tel: 0 2126 6366       |                      | Udon Thani 41000    |
|                        | Tel: 0 5631 4211-9   |                     |
| Fax: 0 2126 6396-98    |                      | Tel: 0 4224 4008    |
|                        | Fax: 0 5631 4211     |                     |
|                        |                      | Fax: 0 4224 3960    |
+------------------------+----------------------+---------------------+
| Pracha Chuen           | Nakhon Pathom 1      |                     |
|                        |                      |                     |
| 99/218, Moo 6, Boonto  | 28/32, 1^(st) Floor, |                     |
| 6 project              | Yingpao Road,        |                     |
|                        |                      |                     |
| Cheangwattana Road,    | Sanamjan             |                     |
| Banmai sub-district,   | Sub-District,        |                     |
| Pakkred District,      |                      |                     |
| Nonthaburi 11120       | Muang District,      |                     |
| Tel: 0 2565 5410, 0    |                      |                     |
| 2565 5402-8            | Nakhon Pathom 73000  |                     |
| Fax: 0 2565 5860       |                      |                     |
|                        | Tel: 0 3427 2300-6,  |                     |
|                        | 0 3427 2308-9        |                     |
|                        |                      |                     |
|                        | Fax: 0 3421 9262     |                     |
+------------------------+----------------------+---------------------+
|                        |                      |                     |
+------------------------+----------------------+---------------------+
| Subsidiary Company     | Regional Office      |                     |
+------------------------+----------------------+---------------------+
| One Asset Management   | Taiwan               | Hong Kong           |
| Limited                |                      |                     |
|                        | KGI Securities Co.   | KGI Hong Kong group |
| 989 Siam Tower (Siam   | Ltd.                 |                     |
| Discovery),            |                      | 41/F Central Plaza, |
|                        | No.700, Mingshui     |                     |
| 24^(th) Floor, Rama I  | Road,                | 18 Harbour Road,    |
| Road,                  |                      |                     |
|                        | Zhongshan District,  | Wanchai, Hong Kong  |
| Pathumwan              |                      |                     |
| Sub-District,          | Taipei City 10462,   | Tel : (852)         |
|                        | Taiwan (R.O.C.)      | 2878-6888           |
| Pathumwan District,    |                      |                     |
|                        | Tel: (886-2)         | Fax : (852)         |
| Bangkok 10330,         | 2181-8888            | 2878-6800           |
| Thailand               |                      |                     |
|                        | Fax : (886-2)        | Website:            |
| Tel: 66 (0) 2659 8888  | 8501-2944            | http:               |
|                        |                      | //www.kgieworld.com |
| Fax : 66 (0) 2659 8860 | Website              |                     |
|                        | :http://www.kgi.com  |                     |
| Website :http://       |                      |                     |
| www.one-asset.com      |                      |                     |
+------------------------+----------------------+---------------------+

5.3 Report of the Audit Committee

Dear Shareholders,

The Audit Committee of KGI Securities (Thailand) Public Company Limited
consists of three independent directors. In 2014, the Audit Committee
had five meetings and details of attendance of each director are as
follows:

The Committee performed its duties as assigned by the Board of Directors
in accordance with the Charter of the Audit Committee. These duties
included reviewing of financial statements, reviewing of the Company’s
internal control, reviewing of the Company's compliance with the
Securities and Exchange Act, reviewing of the related party
transactions, monitoring of risk management, as well as proposing the
appointment of the auditors and the auditing fee. The duties are
summarized as follows:

1.  Reviewing of financial statements

  The Audit Committee reviewed the quarterly and yearly financial
  statements for the year 2014 of the Company and its subsidiaries with
  the Head of Finance and Accounting Department, Audit Department, and
  the external auditors, without the top management of the Company in
  attendance. The Audit Committee also consulted with the external
  auditors regarding the significant issues and the disclosure of notes
  to financial statements.

  The Audit Committee agreed that the financial statements of KGI
  Securities (Thailand) Public Company Limited and its subsidiaries for
  year ended 31^(st) December 2014 were accuracy and adequacy adhering
  to the general accepted accounting principles and in accordance to the
  law and related regulations.

2.  Reviewing of internal control

  The Audit Committee monitored and reviewed the annual audit plan of
  the Company and its implementation along with considering on the
  quarterly and annual reports of the Audit Department for the year
  2014. In addition, the Audit Committee assessed the Self Assessment
  Questionnaire on Adequacy of Internal Control System of the Company
  along with control environment , risk management, control activities,
  information and communication, and monitoring activities. The
  assessment result for the year 2014, the Audit Committee regarded that
  the Company has an adequate internal control system appropriate for
  its businesses.

3.  Reviewing of Company’s compliance with Securities and Exchange Act

  The Audit Committee monitored and reviewed the Company’s compliance
  with Securities and Exchange Act along with considering the quarterly
  and annual reports for the year 2014 of the Legal and Compliance
  Department. In 2014, the Audit Committee agreed that the Company
  closely controlled and audited the performance of its units to ensure
  that they worked appropriately and complied with the related rules.

4.  Reviewing of related party transactions

In 2014, the Audit Committee reviewed the Company’s related party
transactions, the transactions with general business terms which were
approved in principle by the Board. For the other related transactions,
the Audit Committee has considered and agreed that these transactions
were necessary and reasonable and served the most benefit of the
Company, including disclosing all significant information complying with
SEC and SET regulations.

5.  Monitoring of risk management

  In 2014, the Audit Committee monitored the risk management practices
  and assessed the adequacy and effectiveness of the risk management
  system to ensure that the Company has efficient risk management
  control. These risks include Credit Risk, Market Risk, and Operational
  Risk.

6.  Revision of the Audit Committee Charter

  In the case where it was considered to be necessary and appropriate,
  the Audit Committee was able to revise its Charter and proposed
  amendments to the Company’s Board of Directors for consideration and
  approval. These included the Audit Committee’s authority, scope of
  work duties, and meetings to be in line with the principles of good
  corporate governance, as well as the regulations of the Stock Exchange
  of Thailand and Securities and Exchange Commission. In 2014, the Audit
  Committee has reviewed the Audit Committee Charter and agreed that it
  is up-to-date and appropriate to the Company’s environment.

7.  Anti-Corruption

  In 2014, the Audit Committee has reviewed the Policies and Guidelines
  to prevent and combat corruption and also reviewed the Self -
  Evaluation Tool for Countering Bribery. The Board has approved such
  policy and the Self - Evaluation, and has authorized the Company to
  send the completed Self - Evaluation Tool to the Private Sector
  Collective Action Coalition Against Corruption (“CAC”) Committee for
  the certification process. And the Company has received the
  certificate from CAC on 16^(th) January 2015.

8.  Appointment of the external auditor and auditing fee for 2015

  The Audit Committee considered the performance of the Deloitte Touche
  Tohmatsu Jaiyos Audit Co., Ltd in the past year, and agreed that the
  Deloitte Touche Tohmatsu Jaiyos Audit Co., Ltd and its auditor has
  expertise in the auditing of financial businesses including
  suggestions and consultation on accounting, tax and internal control.

  The Audit Committee proposed to the Board of Directors, to propose to
  the shareholders’ meeting, to consider and approve the appointment of
  the following auditors of the Deloitte Touche Tohmatsu Jaiyos Audit
  Co., Ltd to be the Company’s auditor for the 2015 accounting period.
  The Audit Committee also proposed to consider and approve the auditing
  fee for 2015 of Baht 1,740,000, which is the same as previous year.
  The Audit Committee is of the opinion that the audit fee for 2015 that
  Auditor proposed is appropriate for the type and size of business of
  the Company.

  ------------------------ -------------- --------------------------------
  Auditor’s Name           Certified      Number of years he has been the
                           Public Account Company’s Auditor
                           Number         

  Mr. Chavala              4301           1 Year (Year 2014)
  Tienpasertkij                           

  Dr. Suphamit             3356           1 Year (Year 2014)
  Techamontrikul                          

  Mr. Niti Jungnitnirundr  3809           1 Year (Year 2014)
  ------------------------ -------------- --------------------------------

9.  Self Assessment

  The Audit Committee members performed a self assessment comparing with
  compliance guideline. The evaluation of the year 2014 revealed that
  the Audit Committee’s performance completely fulfilled its Charter and
  complied with good principles, enhancing good corporate governance
  effectively.

  Respectfully,

  []

  (Dr. Pisit Leeahtam)

  Chairman of Audit Committee