Part 1

Company Information

KGI Securities (Thailand) Public Company Limited

General information 

1.1 Information of KGI Securities (Thailand) Public Company Limited
(“the Company”)

+---------------------------+------------------------------------------+
|   Type of business        | Securities businesses, main business     |
|                           | consisting of::-                         |
|                           |                                          |
|                           | • Securities Broking Business            |
|                           |                                          |
|                           | • Securities Dealer Business             |
|                           |                                          |
|                           | • Investment Banking Business            |
|                           |                                          |
|                           | • Fixed Income Business                  |
|                           |                                          |
|                           | • Private Repo Business                  |
|                           |                                          |
|                           | • Selling Agent of Unit Trust Business   |
|                           |                                          |
|                           | • Futures Business                       |
|                           |                                          |
|                           | • Securities Borrowing and Lending       |
|                           | Business                                 |
|                           |                                          |
|                           | • OTC Derivative Business                |
|                           |                                          |
|                           | • Derivative Warrants Business.          |
+---------------------------+------------------------------------------+
|   Head office address     | 173 Asia Centre Building, 8^(th) -       |
|                           | 11^(th) Floor, South Sathorn Road,       |
|   Telephone nunber        | Thungmahamek Sub-District, Sathorn       |
|                           | District, Bangkok 10120 Thailand         |
|   Fax number              |                                          |
|                           | 66 (0) 2658 8888                         |
|   Website                 |                                          |
|                           | 66 (0) 2658 8012                         |
|   Company’s PCL           |                                          |
|   registration number     | www.kgieworld.co.th                      |
|                           |                                          |
|                           | No. 0107536000293                        |
+---------------------------+------------------------------------------+
|   Paid up capital         | Baht 1,991,763,130                       |
+---------------------------+------------------------------------------+
|   No. of paid-up shares   | 1,991,763,130 shares                     |
+---------------------------+------------------------------------------+
|   Par Value               | Baht 1.00                                |
+---------------------------+------------------------------------------+

1.2 Juristic Information which is 10% up of paid-up shares owed by the
Company

  ------------------------- ---------------------------------------------
  One Asset Management      
  Limited (ONEAM)           

  % of holding by the       97 %
  Company                   

  Business Type             Fund Management

  Address                   989 Siam Tower (Siam Discovery), 24^(th)
                            Floor, Rama I Road, Pathumwan Sub-District,
                            Pathumwan District, Bangkok 10330, Thailand

  Telephone number          66 (0) 2659 8888

  Fax number                66 (0) 2659 8860

  Website                   www.one-asset.com

  Amount and Type of        Common stock : paid-up 10,500,000 shares at
  paid-up shares            par value Baht 10.00
  ------------------------- ---------------------------------------------

  ------------------------- ---------------------------------------------
  KGI Securities (Thailand) 
  International Holdings    
  Limited (HOLDCO)          

  % of holding by the       100%
  Company                   

  Business Type             Investment

  Address                   41/F Central Plaza, 18 Harbour Road, Wanchai,
                            Hong Kong

  Telephone number          (852) 2878 6888

  Fax number                (852) 2878 6800

  Amount and Type of        Common stock : paid-up 39,444,670 shares at
  paid-up shares            par value US$ 1.00
  ------------------------- ---------------------------------------------

  ------------------------- ---------------------------------------------
  KGI (Thailand) Holdings   
  Limited (KTHL)            

  % of holding by the       100 %
  Company                   

  Business Type             Investment

  Address                   P.O. Box 3340, Road Town, Tortola, British
                            Virgin Islands

  Telephone number          (852) 2878 6888

  Fax number                (852) 2878 6800

  Amount and Type of        Common stock : paid-up 20,000,000 shares at
  paid-up shares            par value US$ 1.00
  ------------------------- ---------------------------------------------

1.3 Information of references

+-------------------------+--------------------------------------------+
| Registrar               | Thailand Securities Depository Co., Ltd.   |
|                         | (TSD)                                      |
+-------------------------+--------------------------------------------+
| Address                 | 62 The Stock Exchange of Thailand Building |
|                         | , 4 , 6-7 Floor                            |
|                         |                                            |
|                         | Rachadapisek Road, Klong Toey              |
|                         | Sub-District, Klong Toey District, Bangkok |
|                         | 10110, Thailand                            |
+-------------------------+--------------------------------------------+
| Telephone number        | 66 (0) 2229-2800                           |
+-------------------------+--------------------------------------------+
| Call Center             | 66 (0) 2229-2888                           |
+-------------------------+--------------------------------------------+
| Fax number              | 66 (0) 2359-1259                           |
+-------------------------+--------------------------------------------+
| Website                 | www.tsd.co.th                              |
|                         |                                            |
| E-mail                  | contact.tsd@set.or.th                      |
+-------------------------+--------------------------------------------+
| Auditor                 | The Company’s auditors for the 2009        |
|                         | accounting period :                        |
+-------------------------+--------------------------------------------+
|                         | 1. Mrs. Nonglak Pumnoi, CPA No. 4172       |
|                         | and/or                                     |
+-------------------------+--------------------------------------------+
|                         | 2. Ms. Rungnapa Lertsuwankul, CPA No. 3516 |
|                         | and/or                                     |
+-------------------------+--------------------------------------------+
|                         | 3. Ms. Saifon Inkeaw, CPA No. 4434         |
+-------------------------+--------------------------------------------+
|                         | Ernst and Young Office Limited             |
+-------------------------+--------------------------------------------+
| Address                 | 193/136-7 Lake Rachada Office Complex,     |
|                         |                                            |
|                         | ,33^(rd) Floor, Rachadapisek Road, Klong   |
|                         | Toey Sub-District,                         |
|                         |                                            |
|                         | Klong Toey District, Bangkok 10110         |
|                         |                                            |
|                         | G.P.O Box 1047, Bangkok 10501, Thailand    |
+-------------------------+--------------------------------------------+
| Telephone number        | 66 (0) 2264-0777                           |
+-------------------------+--------------------------------------------+
| Fax number              | 66 (0) 2264-0789-90                        |
+-------------------------+--------------------------------------------+
| Website                 | www.ey.com                                 |
+-------------------------+--------------------------------------------+