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Annual Registration Statement (Form 56-1)

And

Annual Registration Statement: Derivative Warrants (Form 56-DW)

As of December 31^(st) 2011

KGI Securities (Thailand) Public Company Limited

173 Asia Centre Building, 8^(th)-11^(th) Floor, South Sathorn Road,

Khwaeng Thungmahamek, Khet Sathorn, Bangkok 10120, Thailand

Tel: 02-658-8888 Fax:02-658-8000

Website: http://www.kgieworld.co.th

Contents

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|        |                                                     | Page  |
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| Part I | Company Information                                 |       |
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|        | 1. General Information ………………………………………………...        | 1     |
+--------+-----------------------------------------------------+-------+
|        |  2.                                                 | 3     |
|        | Risks ............................................. |       |
|        | ................................................... |       |
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|        | 3. Description of business …………………………………………….       | 9     |
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|        | 4. Business lines ……………………………………………………...           | 16    |
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|        | 5. Assets used for business …………………………………………...     | 32    |
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|        | 6. Legal cases…………………………………………………………...             | 35    |
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|        | 7. Capital structure ……………………………………………………           | 36    |
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|        | 8. Management ……………………………………………………….                | 37    |
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|        | 9. Internal controls …………………………………………………....        | 64    |
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|        | 10. Related party transactions ……………………………………...    | 65    |
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|        | 11. Financial position and operating results        | 67    |
|        | …………………………..                                        |       |
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|        | 12. Other relevant Information ……………………………………….     | 81    |
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|        |                                                     |       |
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| Part   | Verification of information correctness……………………………… | 86    |
| II     |                                                     |       |
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|        | Attachment 1 Details of Directors and Executives    | 89    |
|        | …………………...                                          |       |
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|        | Attachment 2 Details of Directors in Subsidiary     | 100   |
|        | Companies …………                                      |       |
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|        | Attachment 3 Audit Committee Report ………………………………    | 102   |
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|        | Attachment 4 Branch Office & Regional Office        | 105   |
|        | ………………………                                           |       |
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|        |                                                     |       |
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