pwc-archive/papers-with-abstracts huggingface dataset:
Exploring Response Uncertainty in MLLMs: An Empirical Evaluation under Misleading Scenarios
Authors: Yunkai Dang, Mengxi Gao, Yibo Yan, Xin Zou, Yanggan Gu, Aiwei Liu, Xuming Hu
Date: 2024-11-05 00:00:00

Ensuring that Multimodal Large Language Models (MLLMs) maintain consistency in their responses is essential for developing trustworthy multimodal intelligence. However, existing benchmarks include many samples where all MLLMs \textit{exhibit high response uncertainty when encountering misleading information}, requiring even 5-15 response attempts per sample to effectively assess uncertainty. Therefore, we propose a two-stage pipeline: first, we collect MLLMs' responses without misleading information, and then gather misleading ones via specific misleading instructions. By calculating the misleading rate, and capturing both correct-to-incorrect and incorrect-to-correct shifts between the two sets of responses, we can effectively metric the model's response uncertainty. Eventually, we establish a \textbf{\underline{M}}ultimodal \textbf{\underline{U}}ncertainty \textbf{\underline{B}}enchmark (\textbf{MUB}) that employs both explicit and implicit misleading instructions to comprehensively assess the vulnerability of MLLMs across diverse domains. Our experiments reveal that all open-source and close-source MLLMs are highly susceptible to misleading instructions, with an average misleading rate exceeding 86\%. To enhance the robustness of MLLMs, we further fine-tune all open-source MLLMs by incorporating explicit and implicit misleading data, which demonstrates a significant reduction in misleading rates. Our code is available at: \href{https://github.com/Yunkai696/MUB}{https://github.com/Yunkai696/MUB}
RT-Affordance: Affordances are Versatile Intermediate Representations for Robot Manipulation
Authors: Soroush Nasiriany, Sean Kirmani, Tianli Ding, Laura Smith, Yuke Zhu, Danny Driess, Dorsa Sadigh, Ted Xiao
Date: 2024-11-05 00:00:00
Tasks: Robot Manipulation

We explore how intermediate policy representations can facilitate generalization by providing guidance on how to perform manipulation tasks. Existing representations such as language, goal images, and trajectory sketches have been shown to be helpful, but these representations either do not provide enough context or provide over-specified context that yields less robust policies. We propose conditioning policies on affordances, which capture the pose of the robot at key stages of the task. Affordances offer expressive yet lightweight abstractions, are easy for users to specify, and facilitate efficient learning by transferring knowledge from large internet datasets. Our method, RT-Affordance, is a hierarchical model that first proposes an affordance plan given the task language, and then conditions the policy on this affordance plan to perform manipulation. Our model can flexibly bridge heterogeneous sources of supervision including large web datasets and robot trajectories. We additionally train our model on cheap-to-collect in-domain affordance images, allowing us to learn new tasks without collecting any additional costly robot trajectories. We show on a diverse set of novel tasks how RT-Affordance exceeds the performance of existing methods by over 50%, and we empirically demonstrate that affordances are robust to novel settings. Videos available at https://snasiriany.me/rt-affordance
JEL: Applying End-to-End Neural Entity Linking in JPMorgan Chase
Authors: Wanying Ding, Vinay K. Chaudhri, Naren Chittar, Krishna Konakanchi
Date: 2024-11-05 00:00:00
Tasks: Entity Embeddings, Entity Linking, Fraud Detection, Knowledge Graphs

Knowledge Graphs have emerged as a compelling abstraction for capturing key relationship among the entities of interest to enterprises and for integrating data from heterogeneous sources. JPMorgan Chase (JPMC) is leading this trend by leveraging knowledge graphs across the organization for multiple mission critical applications such as risk assessment, fraud detection, investment advice, etc. A core problem in leveraging a knowledge graph is to link mentions (e.g., company names) that are encountered in textual sources to entities in the knowledge graph. Although several techniques exist for entity linking, they are tuned for entities that exist in Wikipedia, and fail to generalize for the entities that are of interest to an enterprise. In this paper, we propose a novel end-to-end neural entity linking model (JEL) that uses minimal context information and a margin loss to generate entity embeddings, and a Wide & Deep Learning model to match character and semantic information respectively. We show that JEL achieves the state-of-the-art performance to link mentions of company names in financial news with entities in our knowledge graph. We report on our efforts to deploy this model in the company-wide system to generate alerts in response to financial news. The methodology used for JEL is directly applicable and usable by other enterprises who need entity linking solutions for data that are unique to their respective situations.
JPEC: A Novel Graph Neural Network for Competitor Retrieval in Financial Knowledge Graphs
Authors: Wanying Ding, Manoj Cherukumalli, Santosh Chikoti, Vinay K. Chaudhri
Date: 2024-11-05 00:00:00
Tasks: Graph Embedding, Graph Neural Network, Knowledge Graphs, Retrieval

Knowledge graphs have gained popularity for their ability to organize and analyze complex data effectively. When combined with graph embedding techniques, such as graph neural networks (GNNs), knowledge graphs become a potent tool in providing valuable insights. This study explores the application of graph embedding in identifying competitors from a financial knowledge graph. Existing state-of-the-art(SOTA) models face challenges due to the unique attributes of our knowledge graph, including directed and undirected relationships, attributed nodes, and minimal annotated competitor connections. To address these challenges, we propose a novel graph embedding model, JPEC(JPMorgan Proximity Embedding for Competitor Detection), which utilizes graph neural network to learn from both first-order and second-order node proximity together with vital features for competitor retrieval. JPEC had outperformed most existing models in extensive experiments, showcasing its effectiveness in competitor retrieval.
Geometry of naturalistic object representations in recurrent neural network models of working memory
Authors: Xiaoxuan Lei, Takuya Ito, Pouya Bashivan
Date: 2024-11-04 00:00:00

Working memory is a central cognitive ability crucial for intelligent decision-making. Recent experimental and computational work studying working memory has primarily used categorical (i.e., one-hot) inputs, rather than ecologically relevant, multidimensional naturalistic ones. Moreover, studies have primarily investigated working memory during single or few cognitive tasks. As a result, an understanding of how naturalistic object information is maintained in working memory in neural networks is still lacking. To bridge this gap, we developed sensory-cognitive models, comprising a convolutional neural network (CNN) coupled with a recurrent neural network (RNN), and trained them on nine distinct N-back tasks using naturalistic stimuli. By examining the RNN's latent space, we found that: (1) Multi-task RNNs represent both task-relevant and irrelevant information simultaneously while performing tasks; (2) The latent subspaces used to maintain specific object properties in vanilla RNNs are largely shared across tasks, but highly task-specific in gated RNNs such as GRU and LSTM; (3) Surprisingly, RNNs embed objects in new representational spaces in which individual object features are less orthogonalized relative to the perceptual space; (4) The transformation of working memory encodings (i.e., embedding of visual inputs in the RNN latent space) into memory was shared across stimuli, yet the transformations governing the retention of a memory in the face of incoming distractor stimuli were distinct across time. Our findings indicate that goal-driven RNNs employ chronological memory subspaces to track information over short time spans, enabling testable predictions with neural data.
Wave Network: An Ultra-Small Language Model
Authors: Xin Zhang, Victor S. Sheng
Date: 2024-11-04 00:00:00
Tasks: Language Modeling, Language Modelling, model, Small Language Model, text-classification, Text Classification

We propose an innovative token representation and update method in a new ultra-small language model: the Wave network. Specifically, we use a complex vector to represent each token, encoding both global and local semantics of the input text. A complex vector consists of two components: a magnitude vector representing the global semantics of the input text, and a phase vector capturing the relationships between individual tokens and global semantics. Experiments on the AG News text classification task demonstrate that, when generating complex vectors from randomly initialized token embeddings, our single-layer Wave Network achieves 90.91% accuracy with wave interference and 91.66% with wave modulation - outperforming a single Transformer layer using BERT pre-trained embeddings by 19.23% and 19.98%, respectively, and approaching the accuracy of the pre-trained and fine-tuned BERT base model (94.64%). Additionally, compared to BERT base, the Wave Network reduces video memory usage and training time by 77.34% and 85.62% during wave modulation. In summary, we used a 2.4-million-parameter small language model to achieve accuracy comparable to a 100-million-parameter BERT model in text classification.
Fair In-Context Learning via Latent Concept Variables
Authors: Karuna Bhaila, Minh-Hao Van, Kennedy Edemacu, Chen Zhao, Feng Chen, Xintao Wu
Date: 2024-11-04 00:00:00
Tasks: Data Augmentation, Fairness, In-Context Learning

The emerging in-context learning (ICL) ability of large language models (LLMs) has prompted their use for predictive tasks in various domains with different types of data facilitated by serialization methods. However, with increasing applications in high-stakes domains, it has been shown that LLMs can inherit social bias and discrimination from their pre-training data. In this work, we investigate this inherent bias in LLMs during in-context learning with tabular data. We focus on an optimal demonstration selection approach that utilizes latent concept variables for resource-efficient task adaptation. We design data augmentation strategies that reduce correlation between predictive outcomes and sensitive variables helping to promote fairness during latent concept learning. We utilize the learned concept and select demonstrations from a training dataset to obtain fair predictions during inference while maintaining model utility. The latent concept variable is learned using a smaller internal LLM and the selected demonstrations can be used for inference with larger external LLMs. We empirically verify that the fair latent variable approach improves fairness results on tabular datasets compared to multiple heuristic demonstration selection methods.
From Twitter to Reasoner: Understand Mobility Travel Modes and Sentiment Using Large Language Models
Authors: Kangrui Ruan, Xinyang Wang, Xuan Di
Date: 2024-11-04 00:00:00

Social media has become an important platform for people to express their opinions towards transportation services and infrastructure, which holds the potential for researchers to gain a deeper understanding of individuals' travel choices, for transportation operators to improve service quality, and for policymakers to regulate mobility services. A significant challenge, however, lies in the unstructured nature of social media data. In other words, textual data like social media is not labeled, and large-scale manual annotations are cost-prohibitive. In this study, we introduce a novel methodological framework utilizing Large Language Models (LLMs) to infer the mentioned travel modes from social media posts, and reason people's attitudes toward the associated travel mode, without the need for manual annotation. We compare different LLMs along with various prompting engineering methods in light of human assessment and LLM verification. We find that most social media posts manifest negative rather than positive sentiments. We thus identify the contributing factors to these negative posts and, accordingly, propose recommendations to traffic operators and policymakers.
Explanations that reveal all through the definition of encoding
Authors: Aahlad Puli, Nhi Nguyen, Rajesh Ranganath
Date: 2024-11-04 00:00:00
Tasks: All, Sentiment Analysis

Feature attributions attempt to highlight what inputs drive predictive power. Good attributions or explanations are thus those that produce inputs that retain this predictive power; accordingly, evaluations of explanations score their quality of prediction. However, evaluations produce scores better than what appears possible from the values in the explanation for a class of explanations, called encoding explanations. Probing for encoding remains a challenge because there is no general characterization of what gives the extra predictive power. We develop a definition of encoding that identifies this extra predictive power via conditional dependence and show that the definition fits existing examples of encoding. This definition implies, in contrast to encoding explanations, that non-encoding explanations contain all the informative inputs used to produce the explanation, giving them a "what you see is what you get" property, which makes them transparent and simple to use. Next, we prove that existing scores (ROAR, FRESH, EVAL-X) do not rank non-encoding explanations above encoding ones, and develop STRIPE-X which ranks them correctly. After empirically demonstrating the theoretical insights, we use STRIPE-X to show that despite prompting an LLM to produce non-encoding explanations for a sentiment analysis task, the LLM-generated explanations encode.
M-CELS: Counterfactual Explanation for Multivariate Time Series Data Guided by Learned Saliency Maps
Authors: Peiyu Li, Omar Bahri, Soukaina Filali Boubrahimi, Shah Muhammad Hamdi
Date: 2024-11-04 00:00:00
Tasks: Classification, counterfactual, Counterfactual Explanation, Time Series, Time Series Classification

Over the past decade, multivariate time series classification has received great attention. Machine learning (ML) models for multivariate time series classification have made significant strides and achieved impressive success in a wide range of applications and tasks. The challenge of many state-of-the-art ML models is a lack of transparency and interpretability. In this work, we introduce M-CELS, a counterfactual explanation model designed to enhance interpretability in multidimensional time series classification tasks. Our experimental validation involves comparing M-CELS with leading state-of-the-art baselines, utilizing seven real-world time-series datasets from the UEA repository. The results demonstrate the superior performance of M-CELS in terms of validity, proximity, and sparsity, reinforcing its effectiveness in providing transparent insights into the decisions of machine learning models applied to multivariate time series data.
A Comparative Analysis of Counterfactual Explanation Methods for Text Classifiers
Authors: Stephen McAleese, Mark Keane
Date: 2024-11-04 00:00:00
Tasks: counterfactual, Counterfactual Explanation, valid

Counterfactual explanations can be used to interpret and debug text classifiers by producing minimally altered text inputs that change a classifier's output. In this work, we evaluate five methods for generating counterfactual explanations for a BERT text classifier on two datasets using three evaluation metrics. The results of our experiments suggest that established white-box substitution-based methods are effective at generating valid counterfactuals that change the classifier's output. In contrast, newer methods based on large language models (LLMs) excel at producing natural and linguistically plausible text counterfactuals but often fail to generate valid counterfactuals that alter the classifier's output. Based on these results, we recommend developing new counterfactual explanation methods that combine the strengths of established gradient-based approaches and newer LLM-based techniques to generate high-quality, valid, and plausible text counterfactual explanations.
Active Prompt Tuning Enables Gpt-40 To Do Efficient Classification Of Microscopy Images
Authors: Abhiram Kandiyana, Peter R. Mouton, Yaroslav Kolinko, Lawrence O. Hall, Dmitry Goldgof
Date: 2024-11-04 00:00:00

Traditional deep learning-based methods for classifying cellular features in microscopy images require time- and labor-intensive processes for training models. Among the current limitations are major time commitments from domain experts for accurate ground truth preparation; and the need for a large amount of input image data. We previously proposed a solution that overcomes these challenges using OpenAI's GPT-4(V) model on a pilot dataset (Iba-1 immuno-stained tissue sections from 11 mouse brains). Results on the pilot dataset were equivalent in accuracy and with a substantial improvement in throughput efficiency compared to the baseline using a traditional Convolutional Neural Net (CNN)-based approach. The present study builds upon this framework using a second unique and substantially larger dataset of microscopy images. Our current approach uses a newer and faster model, GPT-4o, along with improved prompts. It was evaluated on a microscopy image dataset captured at low (10x) magnification from cresyl-violet-stained sections through the cerebellum of a total of 18 mouse brains (9 Lurcher mice, 9 wild-type controls). We used our approach to classify these images either as a control group or Lurcher mutant. Using 6 mice in the prompt set the results were correct classification for 11 out of the 12 mice (92%) with 96% higher efficiency, reduced image requirements, and lower demands on time and effort of domain experts compared to the baseline method (snapshot ensemble of CNN models). These results confirm that our approach is effective across multiple datasets from different brain regions and magnifications, with minimal overhead.
Intelligent Video Recording Optimization using Activity Detection for Surveillance Systems
Authors: Youssef Elmir, Hayet Touati, Ouassila Melizou
Date: 2024-11-04 00:00:00
Tasks: Action Detection, Activity Detection, Human Detection, Motion Detection, object-detection, Object Detection

Surveillance systems often struggle with managing vast amounts of footage, much of which is irrelevant, leading to inefficient storage and challenges in event retrieval. This paper addresses these issues by proposing an optimized video recording solution focused on activity detection. The proposed approach utilizes a hybrid method that combines motion detection via frame subtraction with object detection using YOLOv9. This strategy specifically targets the recording of scenes involving human or car activity, thereby reducing unnecessary footage and optimizing storage usage. The developed model demonstrates superior performance, achieving precision metrics of 0.855 for car detection and 0.884 for person detection, and reducing the storage requirements by two-thirds compared to traditional surveillance systems that rely solely on motion detection. This significant reduction in storage highlights the effectiveness of the proposed approach in enhancing surveillance system efficiency. Nonetheless, some limitations persist, particularly the occurrence of false positives and false negatives in adverse weather conditions, such as strong winds.
Extracting Unlearned Information from LLMs with Activation Steering
Authors: Atakan Seyitoğlu, Aleksei Kuvshinov, Leo Schwinn, Stephan Günnemann
Date: 2024-11-04 00:00:00
Tasks: General Knowledge, Information Retrieval, Memorization, Retrieval

An unintended consequence of the vast pretraining of Large Language Models (LLMs) is the verbatim memorization of fragments of their training data, which may contain sensitive or copyrighted information. In recent years, unlearning has emerged as a solution to effectively remove sensitive knowledge from models after training. Yet, recent work has shown that supposedly deleted information can still be extracted by malicious actors through various attacks. Still, current attacks retrieve sets of possible candidate generations and are unable to pinpoint the output that contains the actual target information. We propose activation steering as a method for exact information retrieval from unlearned LLMs. We introduce a novel approach to generating steering vectors, named Anonymized Activation Steering. Additionally, we develop a simple word frequency method to pinpoint the correct answer among a set of candidates when retrieving unlearned information. Our evaluation across multiple unlearning techniques and datasets demonstrates that activation steering successfully recovers general knowledge (e.g., widely known fictional characters) while revealing limitations in retrieving specific information (e.g., details about non-public individuals). Overall, our results demonstrate that exact information retrieval from unlearned models is possible, highlighting a severe vulnerability of current unlearning techniques.
EmoSphere++: Emotion-Controllable Zero-Shot Text-to-Speech via Emotion-Adaptive Spherical Vector
Authors: Deok-Hyeon Cho, Hyung-Seok Oh, Seung-bin Kim, Seong-Whan Lee
Date: 2024-11-04 00:00:00
Tasks: Decoder, Emotional Speech Synthesis, text-to-speech, Text to Speech

Emotional text-to-speech (TTS) technology has achieved significant progress in recent years; however, challenges remain owing to the inherent complexity of emotions and limitations of the available emotional speech datasets and models. Previous studies typically relied on limited emotional speech datasets or required extensive manual annotations, restricting their ability to generalize across different speakers and emotional styles. In this paper, we present EmoSphere++, an emotion-controllable zero-shot TTS model that can control emotional style and intensity to resemble natural human speech. We introduce a novel emotion-adaptive spherical vector that models emotional style and intensity without human annotation. Moreover, we propose a multi-level style encoder that can ensure effective generalization for both seen and unseen speakers. We also introduce additional loss functions to enhance the emotion transfer performance for zero-shot scenarios. We employ a conditional flow matching-based decoder to achieve high-quality and expressive emotional TTS in a few sampling steps. Experimental results demonstrate the effectiveness of the proposed framework.
Enhancing Indoor Mobility with Connected Sensor Nodes: A Real-Time, Delay-Aware Cooperative Perception Approach
Authors: Minghao Ning, Yaodong Cui, Yufeng Yang, Shucheng Huang, Zhenan Liu, Ahmad Reza Alghooneh, Ehsan Hashemi, Amir Khajepour
Date: 2024-11-04 00:00:00

This paper presents a novel real-time, delay-aware cooperative perception system designed for intelligent mobility platforms operating in dynamic indoor environments. The system contains a network of multi-modal sensor nodes and a central node that collectively provide perception services to mobility platforms. The proposed Hierarchical Clustering Considering the Scanning Pattern and Ground Contacting Feature based Lidar Camera Fusion improve intra-node perception for crowded environment. The system also features delay-aware global perception to synchronize and aggregate data across nodes. To validate our approach, we introduced the Indoor Pedestrian Tracking dataset, compiled from data captured by two indoor sensor nodes. Our experiments, compared to baselines, demonstrate significant improvements in detection accuracy and robustness against delays. The dataset is available in the repository: https://github.com/NingMingHao/MVSLab-IndoorCooperativePerception