pwc-archive/papers-with-abstracts huggingface dataset:
Online Drift Detection with Maximum Concept Discrepancy
Authors: Ke Wan, Yi Liang, Susik Yoon
Date: 2024-07-07 00:00:00
Tasks: Contrastive Learning, Drift Detection

Continuous learning from an immense volume of data streams becomes exceptionally critical in the internet era. However, data streams often do not conform to the same distribution over time, leading to a phenomenon called concept drift. Since a fixed static model is unreliable for inferring concept-drifted data streams, establishing an adaptive mechanism for detecting concept drift is crucial. Current methods for concept drift detection primarily assume that the labels or error rates of downstream models are given and/or underlying statistical properties exist in data streams. These approaches, however, struggle to address high-dimensional data streams with intricate irregular distribution shifts, which are more prevalent in real-world scenarios. In this paper, we propose MCD-DD, a novel concept drift detection method based on maximum concept discrepancy, inspired by the maximum mean discrepancy. Our method can adaptively identify varying forms of concept drift by contrastive learning of concept embeddings without relying on labels or statistical properties. With thorough experiments under synthetic and real-world scenarios, we demonstrate that the proposed method outperforms existing baselines in identifying concept drifts and enables qualitative analysis with high explainability.
Music Era Recognition Using Supervised Contrastive Learning and Artist Information
Authors: Qiqi He, Xuchen Song, Weituo Hao, Ju-Chiang Wang, Wei-Tsung Lu, Wei Li
Date: 2024-07-07 00:00:00
Tasks: Contrastive Learning, Music Classification

Does popular music from the 60s sound different than that of the 90s? Prior study has shown that there would exist some variations of patterns and regularities related to instrumentation changes and growing loudness across multi-decadal trends. This indicates that perceiving the era of a song from musical features such as audio and artist information is possible. Music era information can be an important feature for playlist generation and recommendation. However, the release year of a song can be inaccessible in many circumstances. This paper addresses a novel task of music era recognition. We formulate the task as a music classification problem and propose solutions based on supervised contrastive learning. An audio-based model is developed to predict the era from audio. For the case where the artist information is available, we extend the audio-based model to take multimodal inputs and develop a framework, called MultiModal Contrastive (MMC) learning, to enhance the training. Experimental result on Million Song Dataset demonstrates that the audio-based model achieves 54% in accuracy with a tolerance of 3-years range; incorporating the artist information with the MMC framework for training leads to 9% improvement further.
ElecBench: a Power Dispatch Evaluation Benchmark for Large Language Models
Authors: Xiyuan Zhou, Huan Zhao, Yuheng Cheng, Yuji Cao, Gaoqi Liang, Guolong Liu, Wenxuan Liu, Yan Xu, Junhua Zhao
Date: 2024-07-07 00:00:00
Tasks: Fairness, General Knowledge, Logical Reasoning

In response to the urgent demand for grid stability and the complex challenges posed by renewable energy integration and electricity market dynamics, the power sector increasingly seeks innovative technological solutions. In this context, large language models (LLMs) have become a key technology to improve efficiency and promote intelligent progress in the power sector with their excellent natural language processing, logical reasoning, and generalization capabilities. Despite their potential, the absence of a performance evaluation benchmark for LLM in the power sector has limited the effective application of these technologies. Addressing this gap, our study introduces "ElecBench", an evaluation benchmark of LLMs within the power sector. ElecBench aims to overcome the shortcomings of existing evaluation benchmarks by providing comprehensive coverage of sector-specific scenarios, deepening the testing of professional knowledge, and enhancing decision-making precision. The framework categorizes scenarios into general knowledge and professional business, further divided into six core performance metrics: factuality, logicality, stability, security, fairness, and expressiveness, and is subdivided into 24 sub-metrics, offering profound insights into the capabilities and limitations of LLM applications in the power sector. To ensure transparency, we have made the complete test set public, evaluating the performance of eight LLMs across various scenarios and metrics. ElecBench aspires to serve as the standard benchmark for LLM applications in the power sector, supporting continuous updates of scenarios, metrics, and models to drive technological progress and application.
The Switch, the Ladder, and the Matrix: Models for Classifying AI Systems
Authors: Jakob Mokander, Margi Sheth, David Watson, Luciano Floridi
Date: 2024-07-07 00:00:00
Tasks: Ethics

Organisations that design and deploy artificial intelligence (AI) systems increasingly commit themselves to high-level, ethical principles. However, there still exists a gap between principles and practices in AI ethics. One major obstacle organisations face when attempting to operationalise AI Ethics is the lack of a well-defined material scope. Put differently, the question to which systems and processes AI ethics principles ought to apply remains unanswered. Of course, there exists no universally accepted definition of AI, and different systems pose different ethical challenges. Nevertheless, pragmatic problem-solving demands that things should be sorted so that their grouping will promote successful actions for some specific end. In this article, we review and compare previous attempts to classify AI systems for the purpose of implementing AI governance in practice. We find that attempts to classify AI systems found in previous literature use one of three mental model. The Switch, i.e., a binary approach according to which systems either are or are not considered AI systems depending on their characteristics. The Ladder, i.e., a risk-based approach that classifies systems according to the ethical risks they pose. And the Matrix, i.e., a multi-dimensional classification of systems that take various aspects into account, such as context, data input, and decision-model. Each of these models for classifying AI systems comes with its own set of strengths and weaknesses. By conceptualising different ways of classifying AI systems into simple mental models, we hope to provide organisations that design, deploy, or regulate AI systems with the conceptual tools needed to operationalise AI governance in practice.
Challenges and Best Practices in Corporate AI Governance:Lessons from the Biopharmaceutical Industry
Authors: Jakob Mökander, Margi Sheth, Mimmi Gersbro-Sundler, Peder Blomgren, Luciano Floridi
Date: 2024-07-07 00:00:00
Tasks: Ethics, Management

While the use of artificial intelligence (AI) systems promises to bring significant economic and social benefits, it is also coupled with ethical, legal, and technical challenges. Business leaders thus face the question of how to best reap the benefits of automation whilst managing the associated risks. As a first step, many companies have committed themselves to various sets of ethics principles aimed at guiding the design and use of AI systems. So far so good. But how can well-intentioned ethical principles be translated into effective practice? And what challenges await companies that attempt to operationalize AI governance? In this article, we address these questions by drawing on our first-hand experience of shaping and driving the roll-out of AI governance within AstraZeneca, a biopharmaceutical company. The examples we discuss highlight challenges that any organization attempting to operationalize AI governance will have to face. These include questions concerning how to define the material scope of AI governance, how to harmonize standards across decentralized organizations, and how to measure the impact of specific AI governance initiatives. By showcasing how AstraZeneca managed these operational questions, we hope to provide project managers, CIOs, AI practitioners, and data privacy officers responsible for designing and implementing AI governance frameworks within other organizations with generalizable best practices. In essence, companies seeking to operationalize AI governance are encouraged to build on existing policies and governance structures, use pragmatic and action-oriented terminology, focus on risk management in development and procurement, and empower employees through continuous education and change management.
A Blueprint for Auditing Generative AI
Authors: Jakob Mokander, Justin Curl, Mihir Kshirsagar
Date: 2024-07-07 00:00:00

The widespread use of generative AI systems is coupled with significant ethical and social challenges. As a result, policymakers, academic researchers, and social advocacy groups have all called for such systems to be audited. However, existing auditing procedures fail to address the governance challenges posed by generative AI systems, which display emergent capabilities and are adaptable to a wide range of downstream tasks. In this chapter, we address that gap by outlining a novel blueprint for how to audit such systems. Specifically, we propose a three-layered approach, whereby governance audits (of technology providers that design and disseminate generative AI systems), model audits (of generative AI systems after pre-training but prior to their release), and application audits (of applications based on top of generative AI systems) complement and inform each other. We show how audits on these three levels, when conducted in a structured and coordinated manner, can be a feasible and effective mechanism for identifying and managing some of the ethical and social risks posed by generative AI systems. That said, it is important to remain realistic about what auditing can reasonably be expected to achieve. For this reason, the chapter also discusses the limitations not only of our three-layered approach but also of the prospect of auditing generative AI systems at all. Ultimately, this chapter seeks to expand the methodological toolkit available to technology providers and policymakers who wish to analyse and evaluate generative AI systems from technical, ethical, and legal perspectives.
Artificial intelligence, rationalization, and the limits of control in the public sector: the case of tax policy optimization
Authors: Jakob Mokander, Ralph Schroeder
Date: 2024-07-07 00:00:00

The use of artificial intelligence (AI) in the public sector is best understood as a continuation and intensification of long standing rationalization and bureaucratization processes. Drawing on Weber, we take the core of these processes to be the replacement of traditions with instrumental rationality, i.e., the most calculable and efficient way of achieving any given policy objective. In this article, we demonstrate how much of the criticisms, both among the public and in scholarship, directed towards AI systems spring from well known tensions at the heart of Weberian rationalization. To illustrate this point, we introduce a thought experiment whereby AI systems are used to optimize tax policy to advance a specific normative end, reducing economic inequality. Our analysis shows that building a machine-like tax system that promotes social and economic equality is possible. However, it also highlights that AI driven policy optimization (i) comes at the exclusion of other competing political values, (ii) overrides citizens sense of their noninstrumental obligations to each other, and (iii) undermines the notion of humans as self-determining beings. Contemporary scholarship and advocacy directed towards ensuring that AI systems are legal, ethical, and safe build on and reinforce central assumptions that underpin the process of rationalization, including the modern idea that science can sweep away oppressive systems and replace them with a rule of reason that would rescue humans from moral injustices. That is overly optimistic. Science can only provide the means, they cannot dictate the ends. Nonetheless, the use of AI in the public sector can also benefit the institutions and processes of liberal democracies. Most importantly, AI driven policy optimization demands that normative ends are made explicit and formalized, thereby subjecting them to public scrutiny and debate.
Generating multi-scale NMC particles with radial grain architectures using spatial stochastics and GANs
Authors: Lukas Fuchs, Orkun Furat, Donal P. Finegan, Jeffery Allen, Francois L. E. Usseglio-Viretta, Bertan Ozdogru, Peter J. Weddle, Kandler Smith, Volker Schmidt
Date: 2024-07-07 00:00:00
Tasks: Generative Adversarial Network

Understanding structure-property relationships of Li-ion battery cathodes is crucial for optimizing rate-performance and cycle-life resilience. However, correlating the morphology of cathode particles, such as in NMC811, and their inner grain architecture with electrode performance is challenging, particularly, due to the significant length-scale difference between grain and particle sizes. Experimentally, it is currently not feasible to image such a high number of particles with full granular detail to achieve representivity. A second challenge is that sufficiently high-resolution 3D imaging techniques remain expensive and are sparsely available at research institutions. To address these challenges, a stereological generative adversarial network (GAN)-based model fitting approach is presented that can generate representative 3D information from 2D data, enabling characterization of materials in 3D using cost-effective 2D data. Once calibrated, this multi-scale model is able to rapidly generate virtual cathode particles that are statistically similar to experimental data, and thus is suitable for virtual characterization and materials testing through numerical simulations. A large dataset of simulated particles with inner grain architecture has been made publicly available.
Fast Proxy Experiment Design for Causal Effect Identification
Authors: Sepehr Elahi, Sina Akbari, Jalal Etesami, Negar Kiyavash, Patrick Thiran
Date: 2024-07-07 00:00:00
Tasks: valid

Identifying causal effects is a key problem of interest across many disciplines. The two long-standing approaches to estimate causal effects are observational and experimental (randomized) studies. Observational studies can suffer from unmeasured confounding, which may render the causal effects unidentifiable. On the other hand, direct experiments on the target variable may be too costly or even infeasible to conduct. A middle ground between these two approaches is to estimate the causal effect of interest through proxy experiments, which are conducted on variables with a lower cost to intervene on compared to the main target. Akbari et al. [2022] studied this setting and demonstrated that the problem of designing the optimal (minimum-cost) experiment for causal effect identification is NP-complete and provided a naive algorithm that may require solving exponentially many NP-hard problems as a sub-routine in the worst case. In this work, we provide a few reformulations of the problem that allow for designing significantly more efficient algorithms to solve it as witnessed by our extensive simulations. Additionally, we study the closely-related problem of designing experiments that enable us to identify a given effect through valid adjustments sets.
KAE: A Property-based Method for Knowledge Graph Alignment and Extension
Authors: Daqian Shi, Xiaoyue Li, Fausto Giunchiglia
Date: 2024-07-07 00:00:00

A common solution to the semantic heterogeneity problem is to perform knowledge graph (KG) extension exploiting the information encoded in one or more candidate KGs, where the alignment between the reference KG and candidate KGs is considered the critical procedure. However, existing KG alignment methods mainly rely on entity type (etype) label matching as a prerequisite, which is poorly performing in practice or not applicable in some cases. In this paper, we design a machine learning-based framework for KG extension, including an alternative novel property-based alignment approach that allows aligning etypes on the basis of the properties used to define them. The main intuition is that it is properties that intentionally define the etype, and this definition is independent of the specific label used to name an etype, and of the specific hierarchical schema of KGs. Compared with the state-of-the-art, the experimental results show the validity of the KG alignment approach and the superiority of the proposed KG extension framework, both quantitatively and qualitatively.
Ternary Spike-based Neuromorphic Signal Processing System
Authors: Shuai Wang, Dehao Zhang, Ammar Belatreche, Yichen Xiao, Hongyu Qing, Wenjie We, Malu Zhang, Yang Yang
Date: 2024-07-07 00:00:00
Tasks: Quantization

Deep Neural Networks (DNNs) have been successfully implemented across various signal processing fields, resulting in significant enhancements in performance. However, DNNs generally require substantial computational resources, leading to significant economic costs and posing challenges for their deployment on resource-constrained edge devices. In this study, we take advantage of spiking neural networks (SNNs) and quantization technologies to develop an energy-efficient and lightweight neuromorphic signal processing system. Our system is characterized by two principal innovations: a threshold-adaptive encoding (TAE) method and a quantized ternary SNN (QT-SNN). The TAE method can efficiently encode time-varying analog signals into sparse ternary spike trains, thereby reducing energy and memory demands for signal processing. QT-SNN, compatible with ternary spike trains from the TAE method, quantifies both membrane potentials and synaptic weights to reduce memory requirements while maintaining performance. Extensive experiments are conducted on two typical signal-processing tasks: speech and electroencephalogram recognition. The results demonstrate that our neuromorphic signal processing system achieves state-of-the-art (SOTA) performance with a 94% reduced memory requirement. Furthermore, through theoretical energy consumption analysis, our system shows 7.5x energy saving compared to other SNN works. The efficiency and efficacy of the proposed system highlight its potential as a promising avenue for energy-efficient signal processing.
MINDECHO: Role-Playing Language Agents for Key Opinion Leaders
Authors: Rui Xu, Dakuan Lu, Xiaoyu Tan, Xintao Wang, Siyu Yuan, Jiangjie Chen, Wei Chu, Yinghui Xu
Date: 2024-07-07 00:00:00
Tasks: Retrieval

Large language models~(LLMs) have demonstrated impressive performance in various applications, among which role-playing language agents (RPLAs) have engaged a broad user base. Now, there is a growing demand for RPLAs that represent Key Opinion Leaders (KOLs), \ie, Internet celebrities who shape the trends and opinions in their domains. However, research in this line remains underexplored. In this paper, we hence introduce MINDECHO, a comprehensive framework for the development and evaluation of KOL RPLAs. MINDECHO collects KOL data from Internet video transcripts in various professional fields, and synthesizes their conversations leveraging GPT-4. Then, the conversations and the transcripts are used for individualized model training and inference-time retrieval, respectively. Our evaluation covers both general dimensions (\ie, knowledge and tones) and fan-centric dimensions for KOLs. Extensive experiments validate the effectiveness of MINDECHO in developing and evaluating KOL RPLAs.
WorkArena++: Towards Compositional Planning and Reasoning-based Common Knowledge Work Tasks
Authors: Léo Boisvert, Megh Thakkar, Maxime Gasse, Massimo Caccia, Thibault Le Sellier De Chezelles, Quentin Cappart, Nicolas Chapados, Alexandre Lacoste, Alexandre Drouin
Date: 2024-07-07 00:00:00
Tasks: Arithmetic Reasoning

The ability of large language models (LLMs) to mimic human-like intelligence has led to a surge in LLM-based autonomous agents. Though recent LLMs seem capable of planning and reasoning given user instructions, their effectiveness in applying these capabilities for autonomous task solving remains underexplored. This is especially true in enterprise settings, where automated agents hold the promise of a high impact. To fill this gap, we propose WorkArena++, a novel benchmark consisting of 682 tasks corresponding to realistic workflows routinely performed by knowledge workers. WorkArena++ is designed to evaluate the planning, problem-solving, logical/arithmetic reasoning, retrieval, and contextual understanding abilities of web agents. Our empirical studies across state-of-the-art LLMs and vision-language models (VLMs), as well as human workers, reveal several challenges for such models to serve as useful assistants in the workplace. In addition to the benchmark, we provide a mechanism to effortlessly generate thousands of ground-truth observation/action traces, which can be used for fine-tuning existing models. Overall, we expect this work to serve as a useful resource to help the community progress toward capable autonomous agents. The benchmark can be found at https://github.com/ServiceNow/WorkArena/tree/workarena-plus-plus.
Mjolnir: Breaking the Shield of Perturbation-Protected Gradients via Adaptive Diffusion
Authors: Xuan Liu, Siqi Cai, Qihua Zhou, Song Guo, Ruibin Li, Kaiwei Lin
Date: 2024-07-07 00:00:00
Tasks: Denoising, Federated Learning

Perturbation-based mechanisms, such as differential privacy, mitigate gradient leakage attacks by introducing noise into the gradients, thereby preventing attackers from reconstructing clients' private data from the leaked gradients. However, can gradient perturbation protection mechanisms truly defend against all gradient leakage attacks? In this paper, we present the first attempt to break the shield of gradient perturbation protection in Federated Learning for the extraction of private information. We focus on common noise distributions, specifically Gaussian and Laplace, and apply our approach to DNN and CNN models. We introduce Mjolnir, a perturbation-resilient gradient leakage attack that is capable of removing perturbations from gradients without requiring additional access to the original model structure or external data. Specifically, we leverage the inherent diffusion properties of gradient perturbation protection to develop a novel diffusion-based gradient denoising model for Mjolnir. By constructing a surrogate client model that captures the structure of perturbed gradients, we obtain crucial gradient data for training the diffusion model. We further utilize the insight that monitoring disturbance levels during the reverse diffusion process can enhance gradient denoising capabilities, allowing Mjolnir to generate gradients that closely approximate the original, unperturbed versions through adaptive sampling steps. Extensive experiments demonstrate that Mjolnir effectively recovers the protected gradients and exposes the Federated Learning process to the threat of gradient leakage, achieving superior performance in gradient denoising and private data recovery.