pwc-archive/papers-with-abstracts huggingface dataset:
First Heuristic Then Rational: Dynamic Use of Heuristics in Language Model Reasoning
Authors: Yoichi Aoki, Keito Kudo, Tatsuki Kuribayashi, Shusaku Sone, Masaya Taniguchi, Keisuke Sakaguchi, Kentaro Inui
Date: 2024-06-23 00:00:00
Tasks: Language Modeling, Language Modelling

Multi-step reasoning instruction, such as chain-of-thought prompting, is widely adopted to explore better language models (LMs) performance. We report on the systematic strategy that LMs employ in such a multi-step reasoning process. Our controlled experiments reveal that LMs rely more heavily on heuristics, such as lexical overlap, in the earlier stages of reasoning, where more reasoning steps remain to reach a goal. Conversely, their reliance on heuristics decreases as LMs progress closer to the final answer through multiple reasoning steps. This suggests that LMs can backtrack only a limited number of future steps and dynamically combine heuristic strategies with rationale ones in tasks involving multi-step reasoning.
Dancing in the syntax forest: fast, accurate and explainable sentiment analysis with SALSA
Authors: Carlos Gómez-Rodríguez, Muhammad Imran, David Vilares, Elena Solera, Olga Kellert
Date: 2024-06-23 00:00:00
Tasks: Sentiment Analysis

Sentiment analysis is a key technology for companies and institutions to gauge public opinion on products, services or events. However, for large-scale sentiment analysis to be accessible to entities with modest computational resources, it needs to be performed in a resource-efficient way. While some efficient sentiment analysis systems exist, they tend to apply shallow heuristics, which do not take into account syntactic phenomena that can radically change sentiment. Conversely, alternatives that take syntax into account are computationally expensive. The SALSA project, funded by the European Research Council under a Proof-of-Concept Grant, aims to leverage recently-developed fast syntactic parsing techniques to build sentiment analysis systems that are lightweight and efficient, while still providing accuracy and explainability through the explicit use of syntax. We intend our approaches to be the backbone of a working product of interest for SMEs to use in production.
Unlocking the Future: Exploring Look-Ahead Planning Mechanistic Interpretability in Large Language Models
Authors: Tianyi Men, Pengfei Cao, Zhuoran Jin, Yubo Chen, Kang Liu, Jun Zhao
Date: 2024-06-23 00:00:00

Planning, as the core module of agents, is crucial in various fields such as embodied agents, web navigation, and tool using. With the development of large language models (LLMs), some researchers treat large language models as intelligent agents to stimulate and evaluate their planning capabilities. However, the planning mechanism is still unclear. In this work, we focus on exploring the look-ahead planning mechanism in large language models from the perspectives of information flow and internal representations. First, we study how planning is done internally by analyzing the multi-layer perception (MLP) and multi-head self-attention (MHSA) components at the last token. We find that the output of MHSA in the middle layers at the last token can directly decode the decision to some extent. Based on this discovery, we further trace the source of MHSA by information flow, and we reveal that MHSA mainly extracts information from spans of the goal states and recent steps. According to information flow, we continue to study what information is encoded within it. Specifically, we explore whether future decisions have been encoded in advance in the representation of flow. We demonstrate that the middle and upper layers encode a few short-term future decisions to some extent when planning is successful. Overall, our research analyzes the look-ahead planning mechanisms of LLMs, facilitating future research on LLMs performing planning tasks.
AudioBench: A Universal Benchmark for Audio Large Language Models
Authors: Bin Wang, Xunlong Zou, Geyu Lin, Shuo Sun, Zhuohan Liu, Wenyu Zhang, Zhengyuan Liu, AiTi Aw, Nancy F. Chen
Date: 2024-06-23 00:00:00
Tasks: Audio Scene Understanding, Instruction Following, Scene Understanding

We introduce AudioBench, a universal benchmark designed to evaluate Audio Large Language Models (AudioLLMs). It encompasses 8 distinct tasks and 26 datasets, among which, 7 are newly proposed datasets. The evaluation targets three main aspects: speech understanding, audio scene understanding, and voice understanding (paralinguistic). Despite recent advancements, there lacks a comprehensive benchmark for AudioLLMs on instruction following capabilities conditioned on audio signals. AudioBench addresses this gap by setting up datasets as well as desired evaluation metrics. Besides, we also evaluated the capabilities of five popular models and found that no single model excels consistently across all tasks. We outline the research outlook for AudioLLMs and anticipate that our open-sourced evaluation toolkit, data, and leaderboard will offer a robust testbed for future model developments.
Distributed Rule Vectors is A Key Mechanism in Large Language Models' In-Context Learning
Authors: Bowen Zheng, Ming Ma, Zhongqiao Lin, Tianming Yang
Date: 2024-06-23 00:00:00
Tasks: Few-Shot Learning, In-Context Learning

Large Language Models (LLMs) have demonstrated remarkable abilities, one of the most important being In-Context Learning (ICL). With ICL, LLMs can derive the underlying rule from a few demonstrations and provide answers that comply with the rule. Previous work hypothesized that the network creates a "task vector" in specific positions during ICL. Patching the "task vector" allows LLMs to achieve zero-shot performance similar to few-shot learning. However, we discover that such "task vectors" do not exist in tasks where the rule has to be defined through multiple demonstrations. Instead, the rule information provided by each demonstration is first transmitted to its answer position and forms its own rule vector. Importantly, all the rule vectors contribute to the output in a distributed manner. We further show that the rule vectors encode a high-level abstraction of rules extracted from the demonstrations. These results are further validated in a series of tasks that rely on rules dependent on multiple demonstrations. Our study provides novel insights into the mechanism underlying ICL in LLMs, demonstrating how ICL may be achieved through an information aggregation mechanism.
Can LLM Graph Reasoning Generalize beyond Pattern Memorization?
Authors: Yizhuo Zhang, Heng Wang, Shangbin Feng, Zhaoxuan Tan, Xiaochuang Han, Tianxing He, Yulia Tsvetkov
Date: 2024-06-23 00:00:00
Tasks: Memorization

Large language models (LLMs) demonstrate great potential for problems with implicit graphical structures, while recent works seek to enhance the graph reasoning capabilities of LLMs through specialized instruction tuning. The resulting 'graph LLMs' are evaluated with in-distribution settings only, thus it remains underexplored whether LLMs are learning generalizable graph reasoning skills or merely memorizing patterns in the synthetic training data. To this end, we propose the NLGift benchmark, an evaluation suite of LLM graph reasoning generalization: whether LLMs could go beyond semantic, numeric, structural, reasoning patterns in the synthetic training data and improve utility on real-world graph-based tasks. Extensive experiments with two LLMs across four graph reasoning tasks demonstrate that while generalization on simple patterns (semantic, numeric) is somewhat satisfactory, LLMs struggle to generalize across reasoning and real-world patterns, casting doubt on the benefit of synthetic graph tuning for real-world tasks with underlying network structures. We explore three strategies to improve LLM graph reasoning generalization, and we find that while post-training alignment is most promising for real-world tasks, empowering LLM graph reasoning to go beyond pattern memorization remains an open research question.
Serial Position Effects of Large Language Models
Authors: Xiaobo Guo, Soroush Vosoughi
Date: 2024-06-23 00:00:00
Tasks: Position, Zero-Shot Learning

Large Language Models (LLMs) have shown remarkable capabilities in zero-shot learning applications, generating responses to queries using only pre-training information without the need for additional fine-tuning. This represents a significant departure from traditional machine learning approaches. Previous research has indicated that LLMs may exhibit serial position effects, such as primacy and recency biases, which are well-documented cognitive biases in human psychology. Our extensive testing across various tasks and models confirms the widespread occurrence of these effects, although their intensity varies. We also discovered that while carefully designed prompts can somewhat mitigate these biases, their effectiveness is inconsistent. These findings underscore the significance of serial position effects during the inference process, particularly in scenarios where there are no ground truth labels, highlighting the need for greater focus on addressing these effects in LLM applications.
Effectiveness of ChatGPT in explaining complex medical reports to patients
Authors: Mengxuan Sun, Ehud Reiter, Anne E Kiltie, George Ramsay, Lisa Duncan, Peter Murchie, Rosalind Adam
Date: 2024-06-23 00:00:00
Tasks: Clinical Knowledge

Electronic health records contain detailed information about the medical condition of patients, but they are difficult for patients to understand even if they have access to them. We explore whether ChatGPT (GPT 4) can help explain multidisciplinary team (MDT) reports to colorectal and prostate cancer patients. These reports are written in dense medical language and assume clinical knowledge, so they are a good test of the ability of ChatGPT to explain complex medical reports to patients. We asked clinicians and lay people (not patients) to review explanations and responses of ChatGPT. We also ran three focus groups (including cancer patients, caregivers, computer scientists, and clinicians) to discuss output of ChatGPT. Our studies highlighted issues with inaccurate information, inappropriate language, limited personalization, AI distrust, and challenges integrating large language models (LLMs) into clinical workflow. These issues will need to be resolved before LLMs can be used to explain complex personal medical information to patients.
Modular Pluralism: Pluralistic Alignment via Multi-LLM Collaboration
Authors: Shangbin Feng, Taylor Sorensen, YuHan Liu, Jillian Fisher, Chan Young Park, Yejin Choi, Yulia Tsvetkov
Date: 2024-06-22 00:00:00

While existing alignment paradigms have been integral in developing large language models (LLMs), LLMs often learn an averaged human preference and struggle to model diverse preferences across cultures, demographics, and communities. We propose Modular Pluralism, a modular framework based on multi-LLM collaboration for pluralistic alignment: it "plugs into" a base LLM a pool of smaller but specialized community LMs, where models collaborate in distinct modes to flexibility support three modes of pluralism: Overton, steerable, and distributional. Modular Pluralism is uniquely compatible with black-box LLMs and offers the modular control of adding new community LMs for previously underrepresented communities. We evaluate Modular Pluralism with six tasks and four datasets featuring questions/instructions with value-laden and perspective-informed responses. Extensive experiments demonstrate that Modular Pluralism advances the three pluralism objectives across six black-box and open-source LLMs. Further analysis reveals that LLMs are generally faithful to the inputs from smaller community LLMs, allowing seamless patching by adding a new community LM to better cover previously underrepresented communities.
Teaching LLMs to Abstain across Languages via Multilingual Feedback
Authors: Shangbin Feng, Weijia Shi, Yike Wang, Wenxuan Ding, Orevaoghene Ahia, Shuyue Stella Li, Vidhisha Balachandran, Sunayana Sitaram, Yulia Tsvetkov
Date: 2024-06-22 00:00:00
Tasks: Language Modeling, Language Modelling

Multilingual LLMs often have knowledge disparities across languages, with larger gaps in under-resourced languages. Teaching LLMs to abstain in the face of knowledge gaps is thus a promising strategy to mitigate hallucinations in multilingual settings. However, previous studies on LLM abstention primarily focus on English; we find that directly applying existing solutions beyond English results in up to 20.5% performance gaps between high and low-resource languages, potentially due to LLMs' drop in calibration and reasoning beyond a few resource-rich languages. To this end, we propose strategies to enhance LLM abstention by learning from multilingual feedback, where LLMs self-reflect on proposed answers in one language by generating multiple feedback items in related languages: we show that this helps identifying the knowledge gaps across diverse languages, cultures, and communities. Extensive experiments demonstrate that our multilingual feedback approach outperforms various strong baselines, achieving up to 9.2% improvement for low-resource languages across three black-box and open models on three datasets, featuring open-book, closed-book, and commonsense QA. Further analysis reveals that multilingual feedback is both an effective and a more equitable abstain strategy to serve diverse language speakers, and cultural factors have great impact on language selection and LLM abstention behavior, highlighting future directions for multilingual and multi-cultural reliable language modeling.
The Unlikely Duel: Evaluating Creative Writing in LLMs through a Unique Scenario
Authors: Carlos Gómez-Rodríguez, Paul Williams
Date: 2024-06-22 00:00:00

This is a summary of the paper "A Confederacy of Models: a Comprehensive Evaluation of LLMs on Creative Writing", which was published in Findings of EMNLP 2023. We evaluate a range of recent state-of-the-art, instruction-tuned large language models (LLMs) on an English creative writing task, and compare them to human writers. For this purpose, we use a specifically-tailored prompt (based on an epic combat between Ignatius J. Reilly, main character of John Kennedy Toole's "A Confederacy of Dunces", and a pterodactyl) to minimize the risk of training data leakage and force the models to be creative rather than reusing existing stories. The same prompt is presented to LLMs and human writers, and evaluation is performed by humans using a detailed rubric including various aspects like fluency, style, originality or humor. Results show that some state-of-the-art commercial LLMs match or slightly outperform our human writers in most of the evaluated dimensions. Open-source LLMs lag behind. Humans keep a close lead in originality, and only the top three LLMs can handle humor at human-like levels.
A multitask learning framework for leveraging subjectivity of annotators to identify misogyny
Authors: Jason Angel, Segun Taofeek Aroyehun, Grigori Sidorov, Alexander Gelbukh
Date: 2024-06-22 00:00:00

Identifying misogyny using artificial intelligence is a form of combating online toxicity against women. However, the subjective nature of interpreting misogyny poses a significant challenge to model the phenomenon. In this paper, we propose a multitask learning approach that leverages the subjectivity of this task to enhance the performance of the misogyny identification systems. We incorporated diverse perspectives from annotators in our model design, considering gender and age across six profile groups, and conducted extensive experiments and error analysis using two language models to validate our four alternative designs of the multitask learning technique to identify misogynistic content in English tweets. The results demonstrate that incorporating various viewpoints enhances the language models' ability to interpret different forms of misogyny. This research advances content moderation and highlights the importance of embracing diverse perspectives to build effective online moderation systems.
Speech Analysis of Language Varieties in Italy
Authors: Moreno La Quatra, Alkis Koudounas, Elena Baralis, Sabato Marco Siniscalchi
Date: 2024-06-22 00:00:00
Tasks: Contrastive Learning, Self-Supervised Learning

Italy exhibits rich linguistic diversity across its territory due to the distinct regional languages spoken in different areas. Recent advances in self-supervised learning provide new opportunities to analyze Italy's linguistic varieties using speech data alone. This includes the potential to leverage representations learned from large amounts of data to better examine nuances between closely related linguistic varieties. In this study, we focus on automatically identifying the geographic region of origin of speech samples drawn from Italy's diverse language varieties. We leverage self-supervised learning models to tackle this task and analyze differences and similarities between Italy's regional languages. In doing so, we also seek to uncover new insights into the relationships among these diverse yet closely related varieties, which may help linguists understand their interconnected evolution and regional development over time and space. To improve the discriminative ability of learned representations, we evaluate several supervised contrastive learning objectives, both as pre-training steps and additional fine-tuning objectives. Experimental evidence shows that pre-trained self-supervised models can effectively identify regions from speech recording. Additionally, incorporating contrastive objectives during fine-tuning improves classification accuracy and yields embeddings that distinctly separate regional varieties, demonstrating the value of combining self-supervised pre-training and contrastive learning for this task.
Revisiting Interpolation Augmentation for Speech-to-Text Generation
Authors: Chen Xu, Jie Wang, Xiaoqian Liu, Qianqian Dong, Chunliang Zhang, Tong Xiao, Jingbo Zhu, Dapeng Man, Wu Yang
Date: 2024-06-22 00:00:00
Tasks: Speech-to-Text, Text Generation

Speech-to-text (S2T) generation systems frequently face challenges in low-resource scenarios, primarily due to the lack of extensive labeled datasets. One emerging solution is constructing virtual training samples by interpolating inputs and labels, which has notably enhanced system generalization in other domains. Despite its potential, this technique's application in S2T tasks has remained under-explored. In this paper, we delve into the utility of interpolation augmentation, guided by several pivotal questions. Our findings reveal that employing an appropriate strategy in interpolation augmentation significantly enhances performance across diverse tasks, architectures, and data scales, offering a promising avenue for more robust S2T systems in resource-constrained settings.
CaT-BENCH: Benchmarking Language Model Understanding of Causal and Temporal Dependencies in Plans
Authors: Yash Kumar Lal, Vanya Cohen, Nathanael Chambers, Niranjan Balasubramanian, Raymond Mooney
Date: 2024-06-22 00:00:00
Tasks: Benchmarking, Decision Making, Language Modeling, Language Modelling

Understanding the abilities of LLMs to reason about natural language plans, such as instructional text and recipes, is critical to reliably using them in decision-making systems. A fundamental aspect of plans is the temporal order in which their steps needs to be executed, which reflects the underlying causal dependencies between them. We introduce CaT-Bench, a benchmark of Step Order Prediction questions, which test whether a step must necessarily occur before or after another in cooking recipe plans. We use this to evaluate how well frontier LLMs understand causal and temporal dependencies. We find that SOTA LLMs are underwhelming (best zero-shot is only 0.59 in F1), and are biased towards predicting dependence more often, perhaps relying on temporal order of steps as a heuristic. While prompting for explanations and using few-shot examples improve performance, the best F1 result is only 0.73. Further, human evaluation of explanations along with answer correctness show that, on average, humans do not agree with model reasoning. Surprisingly, we also find that explaining after answering leads to better performance than normal chain-of-thought prompting, and LLM answers are not consistent across questions about the same step pairs. Overall, results show that LLMs' ability to detect dependence between steps has significant room for improvement.
Unveiling Entity-Level Unlearning for Large Language Models: A Comprehensive Analysis
Authors: Weitao Ma, Xiaocheng Feng, Weihong Zhong, Lei Huang, Yangfan Ye, Xiachong Feng, Bing Qin
Date: 2024-06-22 00:00:00
Tasks: Language Modeling, Language Modelling, Large Language Model

Large language model unlearning has garnered increasing attention due to its potential to address security and privacy concerns, leading to extensive research in the field. However, much of this research has concentrated on instance-level unlearning, specifically targeting the removal of predefined instances containing sensitive content. This focus has left a significant gap in the exploration of full entity-level unlearning, which is critical in real-world scenarios such as copyright protection. To this end, we propose a novel task of Entity-level unlearning, which aims to erase entity-related knowledge from the target model completely. To thoroughly investigate this task, we systematically evaluate trending unlearning algorithms, revealing that current methods struggle to achieve effective entity-level unlearning. Then, we further explore the factors that influence the performance of the unlearning algorithms, identifying that knowledge coverage and the size of the forget set play pivotal roles. Notably, our analysis also uncovers that entities introduced through fine-tuning are more vulnerable to unlearning than pre-trained entities. These findings collectively offer valuable insights for advancing entity-level unlearning for LLMs.
DABL: Detecting Semantic Anomalies in Business Processes Using Large Language Models
Authors: Wei Guan, Jian Cao, Jianqi Gao, Haiyan Zhao, Shiyou Qian
Date: 2024-06-22 00:00:00
Tasks: Anomaly Detection

Detecting anomalies in business processes is crucial for ensuring operational success. While many existing methods rely on statistical frequency to detect anomalies, it's important to note that infrequent behavior doesn't necessarily imply undesirability. To address this challenge, detecting anomalies from a semantic viewpoint proves to be a more effective approach. However, current semantic anomaly detection methods treat a trace (i.e., process instance) as multiple event pairs, disrupting long-distance dependencies. In this paper, we introduce DABL, a novel approach for detecting semantic anomalies in business processes using large language models (LLMs). We collect 143,137 real-world process models from various domains. By generating normal traces through the playout of these process models and simulating both ordering and exclusion anomalies, we fine-tune Llama 2 using the resulting log. Through extensive experiments, we demonstrate that DABL surpasses existing state-of-the-art semantic anomaly detection methods in terms of both generalization ability and learning of given processes. Users can directly apply DABL to detect semantic anomalies in their own datasets without the need for additional training. Furthermore, DABL offers the capability to interpret the causes of anomalies in natural language, providing valuable insights into the detected anomalies.