pwc-archive/papers-with-abstracts huggingface dataset:
Data-Dependent Generalization Bounds for Parameterized Quantum Models Under Noise
Authors: Bikram Khanal, Pablo Rivas
Date: 2024-12-16 00:00:00
Tasks: Generalization Bounds, Learning Theory, Quantum Machine Learning

Quantum machine learning offers a transformative approach to solving complex problems, but the inherent noise hinders its practical implementation in near-term quantum devices. This obstacle makes it difficult to understand the generalizability of quantum circuit models. Designing robust quantum machine learning models under noise requires a principled understanding of complexity and generalization, extending beyond classical capacity measures. This study investigates the generalization properties of parameterized quantum machine learning models under the influence of noise. We present a data-dependent generalization bound grounded in the quantum Fisher information matrix. We leverage statistical learning theory to relate the parameter space volumes and training sizes to estimate the generalization capability of the trained model. We provide a structured characterization of complexity in quantum models by integrating local parameter neighborhoods and effective dimensions defined through quantum Fisher information matrix eigenvalues. We also analyze the tightness of the bound and discuss the tradeoff between model expressiveness and generalization performance.
UIBDiffusion: Universal Imperceptible Backdoor Attack for Diffusion Models
Authors: Yuning Han, Bingyin Zhao, Rui Chu, Feng Luo, Biplab Sikdar, Yingjie Lao
Date: 2024-12-16 00:00:00
Proceeding: CVPR 2025 1
Tasks: Backdoor Attack

Recent studies show that diffusion models (DMs) are vulnerable to backdoor attacks. Existing backdoor attacks impose unconcealed triggers (e.g., a gray box and eyeglasses) that contain evident patterns, rendering remarkable attack effects yet easy detection upon human inspection and defensive algorithms. While it is possible to improve stealthiness by reducing the strength of the backdoor, doing so can significantly compromise its generality and effectiveness. In this paper, we propose UIBDiffusion, the universal imperceptible backdoor attack for diffusion models, which allows us to achieve superior attack and generation performance while evading state-of-the-art defenses. We propose a novel trigger generation approach based on universal adversarial perturbations (UAPs) and reveal that such perturbations, which are initially devised for fooling pre-trained discriminative models, can be adapted as potent imperceptible backdoor triggers for DMs. We evaluate UIBDiffusion on multiple types of DMs with different kinds of samplers across various datasets and targets. Experimental results demonstrate that UIBDiffusion brings three advantages: 1) Universality, the imperceptible trigger is universal (i.e., image and model agnostic) where a single trigger is effective to any images and all diffusion models with different samplers; 2) Utility, it achieves comparable generation quality (e.g., FID) and even better attack success rate (i.e., ASR) at low poison rates compared to the prior works; and 3) Undetectability, UIBDiffusion is plausible to human perception and can bypass Elijah and TERD, the SOTA defenses against backdoors for DMs. We will release our backdoor triggers and code.
Biased or Flawed? Mitigating Stereotypes in Generative Language Models by Addressing Task-Specific Flaws
Authors: Akshita Jha, Sanchit Kabra, Chandan K. Reddy
Date: 2024-12-16 00:00:00
Tasks: Reading Comprehension

Recent studies have shown that generative language models often reflect and amplify societal biases in their outputs. However, these studies frequently conflate observed biases with other task-specific shortcomings, such as comprehension failure. For example, when a model misinterprets a text and produces a response that reinforces a stereotype, it becomes difficult to determine whether the issue arises from inherent bias or from a misunderstanding of the given content. In this paper, we conduct a multi-faceted evaluation that distinctly disentangles bias from flaws within the reading comprehension task. We propose a targeted stereotype mitigation framework that implicitly mitigates observed stereotypes in generative models through instruction-tuning on general-purpose datasets. We reduce stereotypical outputs by over 60% across multiple dimensions -- including nationality, age, gender, disability, and physical appearance -- by addressing comprehension-based failures, and without relying on explicit debiasing techniques. We evaluate several state-of-the-art generative models to demonstrate the effectiveness of our approach while maintaining the overall utility. Our findings highlight the need to critically disentangle the concept of `bias' from other types of errors to build more targeted and effective mitigation strategies. CONTENT WARNING: Some examples contain offensive stereotypes.
MGDA: Model-based Goal Data Augmentation for Offline Goal-conditioned Weighted Supervised Learning
Authors: Xing Lei, Xuetao Zhang, Donglin Wang
Date: 2024-12-16 00:00:00
Tasks: Data Augmentation, Reinforcement Learning (RL)

Recently, a state-of-the-art family of algorithms, known as Goal-Conditioned Weighted Supervised Learning (GCWSL) methods, has been introduced to tackle challenges in offline goal-conditioned reinforcement learning (RL). GCWSL optimizes a lower bound of the goal-conditioned RL objective and has demonstrated outstanding performance across diverse goal-reaching tasks, providing a simple, effective, and stable solution. However, prior research has identified a critical limitation of GCWSL: the lack of trajectory stitching capabilities. To address this, goal data augmentation strategies have been proposed to enhance these methods. Nevertheless, existing techniques often struggle to sample suitable augmented goals for GCWSL effectively. In this paper, we establish unified principles for goal data augmentation, focusing on goal diversity, action optimality, and goal reachability. Based on these principles, we propose a Model-based Goal Data Augmentation (MGDA) approach, which leverages a learned dynamics model to sample more suitable augmented goals. MGDA uniquely incorporates the local Lipschitz continuity assumption within the learned model to mitigate the impact of compounding errors. Empirical results show that MGDA significantly enhances the performance of GCWSL methods on both state-based and vision-based maze datasets, surpassing previous goal data augmentation techniques in improving stitching capabilities.
Formulations and scalability of neural network surrogates in nonlinear optimization problems
Authors: Robert B. Parker, Oscar Dowson, Nicole LoGiudice, Manuel Garcia, Russell Bent
Date: 2024-12-16 00:00:00
Tasks: GPU

We compare full-space, reduced-space, and gray-box formulations for representing trained neural networks in nonlinear constrained optimization problems. We test these formulations on a transient stability-constrained, security-constrained alternating current optimal power flow (SCOPF) problem where the transient stability criteria are represented by a trained neural network surrogate. Optimization problems are implemented in JuMP and trained neural networks are embedded using a new Julia package: MathOptAI.jl. To study the bottlenecks of the three formulations, we use neural networks with up to 590 million trained parameters. The full-space formulation is bottlenecked by the linear solver used by the optimization algorithm, while the reduced-space formulation is bottlenecked by the algebraic modeling environment and derivative computations. The gray-box formulation is the most scalable and is capable of solving with the largest neural networks tested. It is bottlenecked by evaluation of the neural network's outputs and their derivatives, which may be accelerated with a graphics processing unit (GPU). Leveraging the gray-box formulation and GPU acceleration, we solve our test problem with our largest neural network surrogate in 2.5$\times$ the time required for a simpler SCOPF problem without the stability constraint.
Modeling Inter-Intra Heterogeneity for Graph Federated Learning
Authors: Wentao Yu, Shuo Chen, Yongxin Tong, Tianlong Gu, Chen Gong
Date: 2024-12-16 00:00:00
Tasks: Federated Learning

Heterogeneity is a fundamental and challenging issue in federated learning, especially for the graph data due to the complex relationships among the graph nodes. To deal with the heterogeneity, lots of existing methods perform the weighted federation based on their calculated similarities between pairwise clients (i.e., subgraphs). However, their inter-subgraph similarities estimated with the outputs of local models are less reliable, because the final outputs of local models may not comprehensively represent the real distribution of subgraph data. In addition, they ignore the critical intra-heterogeneity which usually exists within each subgraph itself. To address these issues, we propose a novel Federated learning method by integrally modeling the Inter-Intra Heterogeneity (FedIIH). For the inter-subgraph relationship, we propose a novel hierarchical variational model to infer the whole distribution of subgraph data in a multi-level form, so that we can accurately characterize the inter-subgraph similarities with the global perspective. For the intra-heterogeneity, we disentangle the subgraph into multiple latent factors and partition the model parameters into multiple parts, where each part corresponds to a single latent factor. Our FedIIH not only properly computes the distribution similarities between subgraphs, but also learns disentangled representations that are robust to irrelevant factors within subgraphs, so that it successfully considers the inter- and intra- heterogeneity simultaneously. Extensive experiments on six homophilic and five heterophilic graph datasets in both non-overlapping and overlapping settings demonstrate the effectiveness of our method when compared with nine state-of-the-art methods. Specifically, FedIIH averagely outperforms the second-best method by a large margin of 5.79% on all heterophilic datasets.
Scaled Conjugate Gradient Method for Nonconvex Optimization in Deep Neural Networks
Authors: Naoki Sato, Koshiro Izumi, Hideaki Iiduka
Date: 2024-12-16 00:00:00
Tasks: text-classification, Text Classification

A scaled conjugate gradient method that accelerates existing adaptive methods utilizing stochastic gradients is proposed for solving nonconvex optimization problems with deep neural networks. It is shown theoretically that, whether with constant or diminishing learning rates, the proposed method can obtain a stationary point of the problem. Additionally, its rate of convergence with diminishing learning rates is verified to be superior to that of the conjugate gradient method. The proposed method is shown to minimize training loss functions faster than the existing adaptive methods in practical applications of image and text classification. Furthermore, in the training of generative adversarial networks, one version of the proposed method achieved the lowest Frechet inception distance score among those of the adaptive methods.
Quantifying Climate Change Impacts on Renewable Energy Generation: A Super-Resolution Recurrent Diffusion Model
Authors: Xiaochong Dong, Jun Dan, Yingyun Sun, Yang Liu, Xuemin Zhang, Shengwei Mei
Date: 2024-12-16 00:00:00
Tasks: Denoising, Quantization, Super-Resolution

Driven by global climate change and the ongoing energy transition, the coupling between power supply capabilities and meteorological factors has become increasingly significant. Over the long term, accurately quantifying the power generation of renewable energy under the influence of climate change is essential for the development of sustainable power systems. However, due to interdisciplinary differences in data requirements, climate data often lacks the necessary hourly resolution to capture the short-term variability and uncertainties of renewable energy resources. To address this limitation, a super-resolution recurrent diffusion model (SRDM) has been developed to enhance the temporal resolution of climate data and model the short-term uncertainty. The SRDM incorporates a pre-trained decoder and a denoising network, that generates long-term, high-resolution climate data through a recurrent coupling mechanism. The high-resolution climate data is then converted into power value using the mechanism model, enabling the simulation of wind and photovoltaic (PV) power generation on future long-term scales. Case studies were conducted in the Ejina region of Inner Mongolia, China, using fifth-generation reanalysis (ERA5) and coupled model intercomparison project (CMIP6) data under two climate pathways: SSP126 and SSP585. The results demonstrate that the SRDM outperforms existing generative models in generating super-resolution climate data. Furthermore, the research highlights the estimation biases introduced when low-resolution climate data is used for power conversion.
STDHL: Spatio-Temporal Dynamic Hypergraph Learning for Wind Power Forecasting
Authors: Xiaochong Dong, Xuemin Zhang, Ming Yang, Shengwei Mei
Date: 2024-12-16 00:00:00
Tasks: Decoder

Leveraging spatio-temporal correlations among wind farms can significantly enhance the accuracy of ultra-short-term wind power forecasting. However, the complex and dynamic nature of these correlations presents significant modeling challenges. To address this, we propose a spatio-temporal dynamic hypergraph learning (STDHL) model. This model uses a hypergraph structure to represent spatial features among wind farms. Unlike traditional graph structures, which only capture pair-wise node features, hypergraphs create hyperedges connecting multiple nodes, enabling the representation and transmission of higher-order spatial features. The STDHL model incorporates a novel dynamic hypergraph convolutional layer to model dynamic spatial correlations and a grouped temporal convolutional layer for channel-independent temporal modeling. The model uses spatio-temporal encoders to extract features from multi-source covariates, which are mapped to quantile results through a forecast decoder. Experimental results using the GEFCom dataset show that the STDHL model outperforms existing state-of-the-art methods. Furthermore, an in-depth analysis highlights the critical role of spatio-temporal covariates in improving ultra-short-term forecasting accuracy.
A3E: Aligned and Augmented Adversarial Ensemble for Accurate, Robust and Privacy-Preserving EEG Decoding
Authors: Xiaoqing Chen, Tianwang Jia, Dongrui Wu
Date: 2024-12-16 00:00:00
Tasks: Adversarial Robustness, Brain Computer Interface, EEG, Eeg Decoding, Electroencephalogram (EEG), Privacy Preserving, Transfer Learning

An electroencephalogram (EEG) based brain-computer interface (BCI) enables direct communication between the brain and external devices. However, EEG-based BCIs face at least three major challenges in real-world applications: data scarcity and individual differences, adversarial vulnerability, and data privacy. While previous studies have addressed one or two of these issues, simultaneous accommodation of all three challenges remains challenging and unexplored. This paper fills this gap, by proposing an Aligned and Augmented Adversarial Ensemble (A3E) algorithm and integrating it into three privacy protection scenarios (centralized source-free transfer, federated source-free transfer, and source data perturbation), achieving simultaneously accurate decoding, adversarial robustness, and privacy protection of EEG-based BCIs. Experiments on three public EEG datasets demonstrated that our proposed approach outperformed over 10 classic and state-of-the-art approaches in both accuracy and robustness in all three privacy-preserving scenarios, even outperforming state-of-the-art transfer learning approaches that do not consider privacy protection at all. This is the first time that three major challenges in EEG-based BCIs can be addressed simultaneously, significantly improving the practicalness of EEG decoding in real-world BCIs.
FinLoRA: Finetuning Quantized Financial Large Language Models Using Low-Rank Adaptation
Authors: Dannong Wang, Daniel Kim, Bo Jin, Xingjian Zhao, Tianfan Fu, Steve Yang, Xiao-Yang Liu
Date: 2024-12-16 00:00:00
Tasks: GPU, Information Retrieval, Quantization, Retrieval, Sentiment Analysis

Finetuned large language models (LLMs) have shown remarkable performance in financial tasks, such as sentiment analysis and information retrieval. Due to privacy concerns, finetuning and deploying Financial LLMs (FinLLMs) locally are crucial for institutions. However, finetuning FinLLMs poses challenges including GPU memory constraints and long input sequences. In this paper, we employ quantized low-rank adaptation (QLoRA) to finetune FinLLMs, which leverage low-rank matrix decomposition and quantization techniques to significantly reduce computational requirements while maintaining high model performance. We also employ data and pipeline parallelism to enable local finetuning using cost-effective, widely accessible GPUs. Experiments on financial datasets demonstrate that our method achieves substantial improvements in accuracy, GPU memory usage, and time efficiency, underscoring the potential of lowrank methods for scalable and resource-efficient LLM finetuning.
ChatTime: A Unified Multimodal Time Series Foundation Model Bridging Numerical and Textual Data
Authors: Chengsen Wang, Qi Qi, Jingyu Wang, Haifeng Sun, Zirui Zhuang, Jinming Wu, Lei Zhang, Jianxin Liao
Date: 2024-12-16 00:00:00
Tasks: Language Modeling, Language Modelling, Large Language Model, Time Series, Time Series Analysis

Human experts typically integrate numerical and textual multimodal information to analyze time series. However, most traditional deep learning predictors rely solely on unimodal numerical data, using a fixed-length window for training and prediction on a single dataset, and cannot adapt to different scenarios. The powered pre-trained large language model has introduced new opportunities for time series analysis. Yet, existing methods are either inefficient in training, incapable of handling textual information, or lack zero-shot forecasting capability. In this paper, we innovatively model time series as a foreign language and construct ChatTime, a unified framework for time series and text processing. As an out-of-the-box multimodal time series foundation model, ChatTime provides zero-shot forecasting capability and supports bimodal input/output for both time series and text. We design a series of experiments to verify the superior performance of ChatTime across multiple tasks and scenarios, and create four multimodal datasets to address data gaps. The experimental results demonstrate the potential and utility of ChatTime.
Deep Random Features for Scalable Interpolation of Spatiotemporal Data
Authors: Weibin Chen, Azhir Mahmood, Michel Tsamados, So Takao
Date: 2024-12-16 00:00:00
Tasks: Earth Observation, Gaussian Processes, Inductive Bias

The rapid growth of earth observation systems calls for a scalable approach to interpolate remote-sensing observations. These methods in principle, should acquire more information about the observed field as data grows. Gaussian processes (GPs) are candidate model choices for interpolation. However, due to their poor scalability, they usually rely on inducing points for inference, which restricts their expressivity. Moreover, commonly imposed assumptions such as stationarity prevents them from capturing complex patterns in the data. While deep GPs can overcome this issue, training and making inference with them are difficult, again requiring crude approximations via inducing points. In this work, we instead approach the problem through Bayesian deep learning, where spatiotemporal fields are represented by deep neural networks, whose layers share the inductive bias of stationary GPs on the plane/sphere via random feature expansions. This allows one to (1) capture high frequency patterns in the data, and (2) use mini-batched gradient descent for large scale training. We experiment on various remote sensing data at local/global scales, showing that our approach produce competitive or superior results to existing methods, with well-calibrated uncertainties.
Coupling-based Convergence Diagnostic and Stepsize Scheme for Stochastic Gradient Descent
Authors: Xiang Li, Qiaomin Xie
Date: 2024-12-15 00:00:00
Tasks: Diagnostic

The convergence behavior of Stochastic Gradient Descent (SGD) crucially depends on the stepsize configuration. When using a constant stepsize, the SGD iterates form a Markov chain, enjoying fast convergence during the initial transient phase. However, when reaching stationarity, the iterates oscillate around the optimum without making further progress. In this paper, we study the convergence diagnostics for SGD with constant stepsize, aiming to develop an effective dynamic stepsize scheme. We propose a novel coupling-based convergence diagnostic procedure, which monitors the distance of two coupled SGD iterates for stationarity detection. Our diagnostic statistic is simple and is shown to track the transition from transience stationarity theoretically. We conduct extensive numerical experiments and compare our method against various existing approaches. Our proposed coupling-based stepsize scheme is observed to achieve superior performance across a diverse set of convex and non-convex problems. Moreover, our results demonstrate the robustness of our approach to a wide range of hyperparameters.
datadriftR: An R Package for Concept Drift Detection in Predictive Models
Authors: Ugur Dar, Mustafa Cavus
Date: 2024-12-15 00:00:00
Tasks: Drift Detection, Sensitivity

Predictive models often face performance degradation due to evolving data distributions, a phenomenon known as data drift. Among its forms, concept drift, where the relationship between explanatory variables and the response variable changes, is particularly challenging to detect and adapt to. Traditional drift detection methods often rely on metrics such as accuracy or variable distributions, which may fail to capture subtle but significant conceptual changes. This paper introduces drifter, an R package designed to detect concept drift, and proposes a novel method called Profile Drift Detection (PDD) that enables both drift detection and an enhanced understanding of the cause behind the drift by leveraging an explainable AI tool - Partial Dependence Profiles (PDPs). The PDD method, central to the package, quantifies changes in PDPs through novel metrics, ensuring sensitivity to shifts in the data stream without excessive computational costs. This approach aligns with MLOps practices, emphasizing model monitoring and adaptive retraining in dynamic environments. The experiments across synthetic and real-world datasets demonstrate that PDD outperforms existing methods by maintaining high accuracy while effectively balancing sensitivity and stability. The results highlight its capability to adaptively retrain models in dynamic environments, making it a robust tool for real-time applications. The paper concludes by discussing the advantages, limitations, and future extensions of the package for broader use cases.