pwc-archive/papers-with-abstracts huggingface dataset:
Measuring User Understanding in Dialogue-based XAI Systems
Authors: Dimitry Mindlin, Amelie Sophie Robrecht, Michael Morasch, Philipp Cimiano
Date: 2024-08-13 00:00:00
Tasks: Explainable artificial intelligence, Explainable Artificial Intelligence (XAI)

The field of eXplainable Artificial Intelligence (XAI) is increasingly recognizing the need to personalize and/or interactively adapt the explanation to better reflect users' explanation needs. While dialogue-based approaches to XAI have been proposed recently, the state-of-the-art in XAI is still characterized by what we call one-shot, non-personalized and one-way explanations. In contrast, dialogue-based systems that can adapt explanations through interaction with a user promise to be superior to GUI-based or dashboard explanations as they offer a more intuitive way of requesting information. In general, while interactive XAI systems are often evaluated in terms of user satisfaction, there are limited studies that access user's objective model understanding. This is in particular the case for dialogue-based XAI approaches. In this paper, we close this gap by carrying out controlled experiments within a dialogue framework in which we measure understanding of users in three phases by asking them to simulate the predictions of the model they are learning about. By this, we can quantify the level of (improved) understanding w.r.t. how the model works, comparing the state prior, and after the interaction. We further analyze the data to reveal patterns of how the interaction between groups with high vs. low understanding gain differ. Overall, our work thus contributes to our understanding about the effectiveness of XAI approaches.
AuToMATo: An Out-Of-The-Box Persistence-Based Clustering Algorithm
Authors: Marius Huber, Sara Kalisnik, Patrick Schnider
Date: 2024-08-13 00:00:00
Tasks: Clustering, Topological Data Analysis

We present AuToMATo, a novel clustering algorithm based on persistent homology. While AuToMATo is not parameter-free per se, we provide default choices for its parameters that make it into an out-of-the-box clustering algorithm that performs well across the board. AuToMATo combines the existing ToMATo clustering algorithm with a bootstrapping procedure in order to separate significant peaks of an estimated density function from non-significant ones. We perform a thorough comparison of AuToMATo (with its parameters fixed to their defaults) against many other state-of-the-art clustering algorithms. We find not only that AuToMATo compares favorably against parameter-free clustering algorithms, but in many instances also significantly outperforms even the best selection of parameters for other algorithms. AuToMATo is motivated by applications in topological data analysis, in particular the Mapper algorithm, where it is desirable to work with a clustering algorithm that does not need tuning of its parameters. Indeed, we provide evidence that AuToMATo performs well when used with Mapper. Finally, we provide an open-source implementation of AuToMATo in Python that is fully compatible with the standard scikit-learn architecture.
Towards Holistic Disease Risk Prediction using Small Language Models
Authors: Liv Björkdahl, Oskar Pauli, Johan Östman, Chiara Ceccobello, Sara Lundell, Magnus Kjellberg
Date: 2024-08-13 00:00:00
Tasks: Multimodal Reasoning

Data in the healthcare domain arise from a variety of sources and modalities, such as x-ray images, continuous measurements, and clinical notes. Medical practitioners integrate these diverse data types daily to make informed and accurate decisions. With recent advancements in language models capable of handling multimodal data, it is a logical progression to apply these models to the healthcare sector. In this work, we introduce a framework that connects small language models to multiple data sources, aiming to predict the risk of various diseases simultaneously. Our experiments encompass 12 different tasks within a multitask learning setup. Although our approach does not surpass state-of-the-art methods specialized for single tasks, it demonstrates competitive performance and underscores the potential of small language models for multimodal reasoning in healthcare.
Heterogeneity: An Open Challenge for Federated On-board Machine Learning
Authors: Maria Hartmann, Grégoire Danoy, Pascal Bouvry
Date: 2024-08-13 00:00:00
Tasks: Distributed Computing, Edge-computing, Federated Learning

The design of satellite missions is currently undergoing a paradigm shift from the historical approach of individualised monolithic satellites towards distributed mission configurations, consisting of multiple small satellites. With a rapidly growing number of such satellites now deployed in orbit, each collecting large amounts of data, interest in on-board orbital edge computing is rising. Federated Learning is a promising distributed computing approach in this context, allowing multiple satellites to collaborate efficiently in training on-board machine learning models. Though recent works on the use of Federated Learning in orbital edge computing have focused largely on homogeneous satellite constellations, Federated Learning could also be employed to allow heterogeneous satellites to form ad-hoc collaborations, e.g. in the case of communications satellites operated by different providers. Such an application presents additional challenges to the Federated Learning paradigm, arising largely from the heterogeneity of such a system. In this position paper, we offer a systematic review of these challenges in the context of the cross-provider use case, giving a brief overview of the state-of-the-art for each, and providing an entry point for deeper exploration of each issue.
Optimal Bound for PCA with Outliers using Higher-Degree Voronoi Diagrams
Authors: Sajjad Hashemian, Mohammad Saeed Arvenaghi, Ebrahim Ardeshir-Larijani
Date: 2024-08-13 00:00:00
Tasks: Navigate

In this paper, we introduce new algorithms for Principal Component Analysis (PCA) with outliers. Utilizing techniques from computational geometry, specifically higher-degree Voronoi diagrams, we navigate to the optimal subspace for PCA even in the presence of outliers. This approach achieves an optimal solution with a time complexity of $n^{d+\mathcal{O}(1)}\text{poly}(n,d)$. Additionally, we present a randomized algorithm with a complexity of $2^{\mathcal{O}(r(d-r))} \times \text{poly}(n, d)$. This algorithm samples subspaces characterized in terms of a Grassmannian manifold. By employing such sampling method, we ensure a high likelihood of capturing the optimal subspace, with the success probability $(1 - \delta)^T$. Where $\delta$ represents the probability that a sampled subspace does not contain the optimal solution, and $T$ is the number of subspaces sampled, proportional to $2^{r(d-r)}$. Our use of higher-degree Voronoi diagrams and Grassmannian based sampling offers a clearer conceptual pathway and practical advantages, particularly in handling large datasets or higher-dimensional settings.
PRESENT: Zero-Shot Text-to-Prosody Control
Authors: Perry Lam, Huayun Zhang, Nancy F. Chen, Berrak Sisman, Dorien Herremans
Date: 2024-08-13 00:00:00
Tasks: Prosody Prediction, Speech Synthesis, text-to-speech, Text to Speech

Current strategies for achieving fine-grained prosody control in speech synthesis entail extracting additional style embeddings or adopting more complex architectures. To enable zero-shot application of pretrained text-to-speech (TTS) models, we present PRESENT (PRosody Editing without Style Embeddings or New Training), which exploits explicit prosody prediction in FastSpeech2-based models by modifying the inference process directly. We apply our text-to-prosody framework to zero-shot language transfer using a JETS model exclusively trained on English LJSpeech data. We obtain character error rates (CER) of 12.8%, 18.7% and 5.9% for German, Hungarian and Spanish respectively, beating the previous state-of-the-art CER by over 2x for all three languages. Furthermore, we allow subphoneme-level control, a first in this field. To evaluate its effectiveness, we show that PRESENT can improve the prosody of questions, and use it to generate Mandarin, a tonal language where vowel pitch varies at subphoneme level. We attain 25.3% hanzi CER and 13.0% pinyin CER with the JETS model. All our code and audio samples are available online.
Enhancing Multiview Synergy: Robust Learning by Exploiting the Wave Loss Function with Consensus and Complementarity Principles
Authors: A. Quadir, Mushir Akhtar, M. Tanveer
Date: 2024-08-13 00:00:00
Tasks: Multiview Learning

Multiview learning (MvL) is an advancing domain in machine learning, leveraging multiple data perspectives to enhance model performance through view-consistency and view-discrepancy. Despite numerous successful multiview-based SVM models, existing frameworks predominantly focus on the consensus principle, often overlooking the complementarity principle. Furthermore, they exhibit limited robustness against noisy, error-prone, and view-inconsistent samples, prevalent in multiview datasets. To tackle the aforementioned limitations, this paper introduces Wave-MvSVM, a novel multiview support vector machine framework leveraging the wave loss (W-loss) function, specifically designed to harness both consensus and complementarity principles. Unlike traditional approaches that often overlook the complementary information among different views, the proposed Wave-MvSVM ensures a more comprehensive and resilient learning process by integrating both principles effectively. The W-loss function, characterized by its smoothness, asymmetry, and bounded nature, is particularly effective in mitigating the adverse effects of noisy and outlier data, thereby enhancing model stability. Theoretically, the W-loss function also exhibits a crucial classification-calibrated property, further boosting its effectiveness. Wave-MvSVM employs a between-view co-regularization term to enforce view consistency and utilizes an adaptive combination weight strategy to maximize the discriminative power of each view. The optimization problem is efficiently solved using a combination of GD and the ADMM, ensuring reliable convergence to optimal solutions. Theoretical analyses, grounded in Rademacher complexity, validate the generalization capabilities of the Wave-MvSVM model. Extensive empirical evaluations across diverse datasets demonstrate the superior performance of Wave-MvSVM in comparison to existing benchmark models.
On a Scale-Invariant Approach to Bundle Recommendations in Candy Crush Saga
Authors: Styliani Katsarou, Francesca Carminati, Martin Dlask, Marta Braojos, Lavena Patra, Richard Perkins, Carlos Garcia Ling, Maria Paskevich
Date: 2024-08-13 00:00:00
Tasks: Diversity

A good understanding of player preferences is crucial for increasing content relevancy, especially in mobile games. This paper illustrates the use of attentive models for producing item recommendations in a mobile game scenario. The methodology comprises a combination of supervised and unsupervised approaches to create user-level recommendations while introducing a novel scale-invariant approach to the prediction. The methodology is subsequently applied to a bundle recommendation in Candy Crush Saga. The strategy of deployment, maintenance, and monitoring of ML models that are scaled up to serve millions of users is presented, along with the best practices and design patterns adopted to minimize technical debt typical of ML systems. The recommendation approach is evaluated both offline and online, with a focus on understanding the increase in engagement, click- and take rates, novelty effects, recommendation diversity, and the impact of degenerate feedback loops. We have demonstrated that the recommendation enhances user engagement by 30% concerning click rate and by more than 40% concerning take rate. In addition, we empirically quantify the diminishing effects of recommendation accuracy on user engagement.
Robust Black-box Testing of Deep Neural Networks using Co-Domain Coverage
Authors: Aishwarya Gupta, Indranil Saha, Piyush Rai
Date: 2024-08-13 00:00:00

Rigorous testing of machine learning models is necessary for trustworthy deployments. We present a novel black-box approach for generating test-suites for robust testing of deep neural networks (DNNs). Most existing methods create test inputs based on maximizing some "coverage" criterion/metric such as a fraction of neurons activated by the test inputs. Such approaches, however, can only analyze each neuron's behavior or each layer's output in isolation and are unable to capture their collective effect on the DNN's output, resulting in test suites that often do not capture the various failure modes of the DNN adequately. These approaches also require white-box access, i.e., access to the DNN's internals (node activations). We present a novel black-box coverage criterion called Co-Domain Coverage (CDC), which is defined as a function of the model's output and thus takes into account its end-to-end behavior. Subsequently, we develop a new fuzz testing procedure named CoDoFuzz, which uses CDC to guide the fuzzing process to generate a test suite for a DNN. We extensively compare the test suite generated by CoDoFuzz with those generated using several state-of-the-art coverage-based fuzz testing methods for the DNNs trained on six publicly available datasets. Experimental results establish the efficiency and efficacy of CoDoFuzz in generating the largest number of misclassified inputs and the inputs for which the model lacks confidence in its decision.
Class-aware and Augmentation-free Contrastive Learning from Label Proportion
Authors: Jialiang Wang, Ning Zhang, Shimin Di, Ruidong Wang, Lei Chen
Date: 2024-08-13 00:00:00
Tasks: Contrastive Learning, Representation Learning, Weakly-supervised Learning

Learning from Label Proportion (LLP) is a weakly supervised learning scenario in which training data is organized into predefined bags of instances, disclosing only the class label proportions per bag. This paradigm is essential for user modeling and personalization, where user privacy is paramount, offering insights into user preferences without revealing individual data. LLP faces a unique difficulty: the misalignment between bag-level supervision and the objective of instance-level prediction, primarily due to the inherent ambiguity in label proportion matching. Previous studies have demonstrated deep representation learning can generate auxiliary signals to promote the supervision level in the image domain. However, applying these techniques to tabular data presents significant challenges: 1) they rely heavily on label-invariant augmentation to establish multi-view, which is not feasible with the heterogeneous nature of tabular datasets, and 2) tabular datasets often lack sufficient semantics for perfect class distinction, making them prone to suboptimality caused by the inherent ambiguity of label proportion matching. To address these challenges, we propose an augmentation-free contrastive framework TabLLP-BDC that introduces class-aware supervision (explicitly aware of class differences) at the instance level. Our solution features a two-stage Bag Difference Contrastive (BDC) learning mechanism that establishes robust class-aware instance-level supervision by disassembling the nuance between bag label proportions, without relying on augmentations. Concurrently, our model presents a pioneering multi-task pretraining pipeline tailored for tabular-based LLP, capturing intrinsic tabular feature correlations in alignment with label proportion distribution. Extensive experiments demonstrate that TabLLP-BDC achieves state-of-the-art performance for LLP in the tabular domain.
DiffSG: A Generative Solver for Network Optimization with Diffusion Model
Authors: Ruihuai Liang, Bo Yang, Zhiwen Yu, Bin Guo, Xuelin Cao, Mérouane Debbah, H. Vincent Poor, Chau Yuen
Date: 2024-08-13 00:00:00
Tasks: Image Generation

Generative diffusion models, famous for their performance in image generation, are popular in various cross-domain applications. However, their use in the communication community has been mostly limited to auxiliary tasks like data modeling and feature extraction. These models hold greater promise for fundamental problems in network optimization compared to traditional machine learning methods. Discriminative deep learning often falls short due to its single-step input-output mapping and lack of global awareness of the solution space, especially given the complexity of network optimization's objective functions. In contrast, generative diffusion models can consider a broader range of solutions and exhibit stronger generalization by learning parameters that describe the distribution of the underlying solution space, with higher probabilities assigned to better solutions. We propose a new framework Diffusion Model-based Solution Generation (DiffSG), which leverages the intrinsic distribution learning capabilities of generative diffusion models to learn high-quality solution distributions based on given inputs. The optimal solution within this distribution is highly probable, allowing it to be effectively reached through repeated sampling. We validate the performance of DiffSG on several typical network optimization problems, including mixed-integer non-linear programming, convex optimization, and hierarchical non-convex optimization. Our results demonstrate that DiffSG outperforms existing baseline methods not only on in-domain inputs but also on out-of-domain inputs. In summary, we demonstrate the potential of generative diffusion models in tackling complex network optimization problems and outline a promising path for their broader application in the communication community. Our code is available at https://github.com/qiyu3816/DiffSG.
Case-based Explainability for Random Forest: Prototypes, Critics, Counter-factuals and Semi-factuals
Authors: Gregory Yampolsky, Dhruv Desai, Mingshu Li, Stefano Pasquali, Dhagash Mehta
Date: 2024-08-13 00:00:00
Tasks: Explainable artificial intelligence, Explainable Artificial Intelligence (XAI)

The explainability of black-box machine learning algorithms, commonly known as Explainable Artificial Intelligence (XAI), has become crucial for financial and other regulated industrial applications due to regulatory requirements and the need for transparency in business practices. Among the various paradigms of XAI, Explainable Case-Based Reasoning (XCBR) stands out as a pragmatic approach that elucidates the output of a model by referencing actual examples from the data used to train or test the model. Despite its potential, XCBR has been relatively underexplored for many algorithms such as tree-based models until recently. We start by observing that most XCBR methods are defined based on the distance metric learned by the algorithm. By utilizing a recently proposed technique to extract the distance metric learned by Random Forests (RFs), which is both geometry- and accuracy-preserving, we investigate various XCBR methods. These methods amount to identify special points from the training datasets, such as prototypes, critics, counter-factuals, and semi-factuals, to explain the predictions for a given query of the RF. We evaluate these special points using various evaluation metrics to assess their explanatory power and effectiveness.
Harnessing Earnings Reports for Stock Predictions: A QLoRA-Enhanced LLM Approach
Authors: Haowei Ni, Shuchen Meng, Xupeng Chen, Ziqing Zhao, Andi Chen, Panfeng Li, Shiyao Zhang, Qifu Yin, Yuanqing Wang, Yuxi Chan
Date: 2024-08-13 00:00:00
Tasks: Financial Analysis

Accurate stock market predictions following earnings reports are crucial for investors. Traditional methods, particularly classical machine learning models, struggle with these predictions because they cannot effectively process and interpret extensive textual data contained in earnings reports and often overlook nuances that influence market movements. This paper introduces an advanced approach by employing Large Language Models (LLMs) instruction fine-tuned with a novel combination of instruction-based techniques and quantized low-rank adaptation (QLoRA) compression. Our methodology integrates 'base factors', such as financial metric growth and earnings transcripts, with 'external factors', including recent market indices performances and analyst grades, to create a rich, supervised dataset. This comprehensive dataset enables our models to achieve superior predictive performance in terms of accuracy, weighted F1, and Matthews correlation coefficient (MCC), especially evident in the comparison with benchmarks such as GPT-4. We specifically highlight the efficacy of the llama-3-8b-Instruct-4bit model, which showcases significant improvements over baseline models. The paper also discusses the potential of expanding the output capabilities to include a 'Hold' option and extending the prediction horizon, aiming to accommodate various investment styles and time frames. This study not only demonstrates the power of integrating cutting-edge AI with fine-tuned financial data but also paves the way for future research in enhancing AI-driven financial analysis tools.
Towards Robust and Parameter-Efficient Knowledge Unlearning for LLMs
Authors: Sungmin Cha, Sungjun Cho, Dasol Hwang, Moontae Lee
Date: 2024-08-13 00:00:00
Tasks: Machine Unlearning, Memorization, Text Generation

Large Language Models (LLMs) have demonstrated strong reasoning and memorization capabilities via pretraining on massive textual corpora. However, this poses risk of privacy and copyright violations, highlighting the need for efficient machine unlearning methods that remove sensitive data without retraining from scratch. While Gradient Ascent (GA) is commonly used to unlearn by reducing the likelihood of generating unwanted content, it leads to unstable optimization and catastrophic forgetting of retrained knowledge. We find that combining GA with low-rank adaptation results in poor trade-offs between computational cost and generative performance. To address these challenges, we propose Low-rank Knowledge Unlearning (LoKU), a novel framework that enables robust and efficient unlearning for LLMs. First, we introduce Inverted Hinge Loss, which suppresses unwanted tokens while maintaining fluency by boosting the probability of the next most likely token. Second, we develop a data-adaptive initialization for LoRA adapters via low-rank approximation weighted with relative Fisher information, thereby focusing updates on parameters critical for removing targeted knowledge. Experiments on the Training Data Extraction Challenge dataset using GPT-Neo models as well as on the TOFU benchmark with Phi-1.5B and Llama2-7B models demonstrate that our approach effectively removes sensitive information while maintaining reasoning and generative capabilities with minimal impact. Our implementation can be found in https://github.com/csm9493/efficient-llm-unlearning.