pwc-archive/papers-with-abstracts huggingface dataset:
More RLHF, More Trust? On The Impact of Preference Alignment On Trustworthiness
Authors: Aaron J. Li, Satyapriya Krishna, Himabindu Lakkaraju
Date: 2024-04-29 00:00:00
Tasks: Ethics, Language Modelling

The trustworthiness of Large Language Models (LLMs) refers to the extent to which their outputs are reliable, safe, and ethically aligned, and it has become a crucial consideration alongside their cognitive performance. In practice, Reinforcement Learning From Human Feedback (RLHF) has been widely used to align LLMs with labeled human preferences, but its assumed effect on model trustworthiness hasn't been rigorously evaluated. To bridge this knowledge gap, this study investigates how models aligned with general-purpose preference data perform across five trustworthiness verticals: toxicity, stereotypical bias, machine ethics, truthfulness, and privacy. Our results demonstrate that RLHF on human preferences doesn't automatically guarantee trustworthiness, and reverse effects are often observed. Furthermore, we propose to adapt efficient influence function based data attribution methods to the RLHF setting to better understand the influence of fine-tuning data on individual trustworthiness benchmarks, and show its feasibility by providing our estimated attribution scores. Together, our results underscore the need for more nuanced approaches for model alignment from both the data and framework perspectives, and we hope this research will guide the community towards developing language models that are increasingly capable without sacrificing trustworthiness.
Performance-Aligned LLMs for Generating Fast Code
Authors: Daniel Nichols, Pranav Polasam, Harshitha Menon, Aniruddha Marathe, Todd Gamblin, Abhinav Bhatele
Date: 2024-04-29 00:00:00

Optimizing scientific software is a difficult task because codebases are often large and complex, and performance can depend upon several factors including the algorithm, its implementation, and hardware among others. Causes of poor performance can originate from disparate sources and be difficult to diagnose. Recent years have seen a multitude of work that use large language models (LLMs) to assist in software development tasks. However, these tools are trained to model the distribution of code as text, and are not specifically designed to understand performance aspects of code. In this work, we introduce a reinforcement learning based methodology to align the outputs of code LLMs with performance. This allows us to build upon the current code modeling capabilities of LLMs and extend them to generate better performing code. We demonstrate that our fine-tuned model improves the expected speedup of generated code over base models for a set of benchmark tasks from 0.9 to 1.6 for serial code and 1.9 to 4.5 for OpenMP code.
FeDeRA:Efficient Fine-tuning of Language Models in Federated Learning Leveraging Weight Decomposition
Authors: Yuxuan Yan, Qianqian Yang, Shunpu Tang, Zhiguo Shi
Date: 2024-04-29 00:00:00
Tasks: Federated Learning, parameter-efficient fine-tuning

Despite their exceptional performance on various tasks after fine-tuning, pre-trained language models (PLMs) face significant challenges due to growing privacy concerns with data in centralized training methods. We consider federated learning (FL) to fine-tune PLMs in this paper. However, the substantial number of parameters in PLMs poses significant difficulties for client devices with limited communication and computational resources. One promising solution is to exploit parameter-efficient fine-tuning (PEFT) into FL, which trains a much smaller set of parameters than full parameter fine-tuning (FFT). Although remarkably improving training efficiency, PEFT methods may lead to degraded performance especially when data across different clients are non i.i.d, as revealed by experimental results. To overcome this, we propose FeDeRA, which extends and improves a widely used PEFT method, i.e., low-rank adaption (LoRA). FeDeRA follows LoRA by decomposing the weight matrices of the PLMs into low-rank matrices, which allows for more efficient computation and parameter updates during fine-tuning. Different from LoRA which simply initializes these low-rank matrices by random sampling or zeros, the proposed FeDeRA initializes these matrices by the results of performing singular value decomposition (SVD) on the pre-trained weight matrices. Extensive experiments across various tasks and datasets show that FeDeRA outperforms the considered PEFT baselines and is comparable to or even surpasses FFT method within the FL setting in terms of task performance. Moreover, FeDeRA requires only 1% trainable paramentes compared to FFT, significantly reducing training time costs by more than 90% to achieve the same task performance level. The experimental results also highlight the robustness of FeDeRA against data heterogeneity, as it maintains stable task performance even as data heterogeneity increases.
ConPro: Learning Severity Representation for Medical Images using Contrastive Learning and Preference Optimization
Authors: Hong Nguyen, Hoang Nguyen, Melinda Chang, Hieu Pham, Shrikanth Narayanan, Michael Pazzani
Date: 2024-04-29 00:00:00
Tasks: Contrastive Learning, Medical Diagnosis, Representation Learning

Understanding the severity of conditions shown in images in medical diagnosis is crucial, serving as a key guide for clinical assessment, treatment, as well as evaluating longitudinal progression. This paper proposes Con- PrO: a novel representation learning method for severity assessment in medical images using Contrastive learningintegrated Preference Optimization. Different from conventional contrastive learning methods that maximize the distance between classes, ConPrO injects into the latent vector the distance preference knowledge between various severity classes and the normal class. We systematically examine the key components of our framework to illuminate how contrastive prediction tasks acquire valuable representations. We show that our representation learning framework offers valuable severity ordering in the feature space while outperforming previous state-of-the-art methods on classification tasks. We achieve a 6% and 20% relative improvement compared to a supervised and a self-supervised baseline, respectively. In addition, we derived discussions on severity indicators and related applications of preference comparison in the medical domain.
Harmonic Machine Learning Models are Robust
Authors: Nicholas S. Kersting, Yi Li, Aman Mohanty, Oyindamola Obisesan, Raphael Okochu
Date: 2024-04-29 00:00:00

We introduce Harmonic Robustness, a powerful and intuitive method to test the robustness of any machine-learning model either during training or in black-box real-time inference monitoring without ground-truth labels. It is based on functional deviation from the harmonic mean value property, indicating instability and lack of explainability. We show implementation examples in low-dimensional trees and feedforward NNs, where the method reliably identifies overfitting, as well as in more complex high-dimensional models such as ResNet-50 and Vision Transformer where it efficiently measures adversarial vulnerability across image classes.
Benchmarking Benchmark Leakage in Large Language Models
Authors: Ruijie Xu, Zengzhi Wang, Run-Ze Fan, PengFei Liu
Date: 2024-04-29 00:00:00
Tasks: Benchmarking, Mathematical Reasoning

Amid the expanding use of pre-training data, the phenomenon of benchmark dataset leakage has become increasingly prominent, exacerbated by opaque training processes and the often undisclosed inclusion of supervised data in contemporary Large Language Models (LLMs). This issue skews benchmark effectiveness and fosters potentially unfair comparisons, impeding the field's healthy development. To address this, we introduce a detection pipeline utilizing Perplexity and N-gram accuracy, two simple and scalable metrics that gauge a model's prediction precision on benchmark, to identify potential data leakages. By analyzing 31 LLMs under the context of mathematical reasoning, we reveal substantial instances of training even test set misuse, resulting in potentially unfair comparisons. These findings prompt us to offer several recommendations regarding model documentation, benchmark setup, and future evaluations. Notably, we propose the "Benchmark Transparency Card" to encourage clear documentation of benchmark utilization, promoting transparency and healthy developments of LLMs. we have made our leaderboard, pipeline implementation, and model predictions publicly available, fostering future research.
Control Policy Correction Framework for Reinforcement Learning-based Energy Arbitrage Strategies
Authors: Seyed Soroush Karimi Madahi, Gargya Gokhale, Marie-Sophie Verwee, Bert Claessens, Chris Develder
Date: 2024-04-29 00:00:00
Tasks: Knowledge Distillation, reinforcement-learning, Reinforcement Learning (RL)

A continuous rise in the penetration of renewable energy sources, along with the use of the single imbalance pricing, provides a new opportunity for balance responsible parties to reduce their cost through energy arbitrage in the imbalance settlement mechanism. Model-free reinforcement learning (RL) methods are an appropriate choice for solving the energy arbitrage problem due to their outstanding performance in solving complex stochastic sequential problems. However, RL is rarely deployed in real-world applications since its learned policy does not necessarily guarantee safety during the execution phase. In this paper, we propose a new RL-based control framework for batteries to obtain a safe energy arbitrage strategy in the imbalance settlement mechanism. In our proposed control framework, the agent initially aims to optimize the arbitrage revenue. Subsequently, in the post-processing step, we correct (constrain) the learned policy following a knowledge distillation process based on properties that follow human intuition. Our post-processing step is a generic method and is not restricted to the energy arbitrage domain. We use the Belgian imbalance price of 2023 to evaluate the performance of our proposed framework. Furthermore, we deploy our proposed control framework on a real battery to show its capability in the real world.
Replacing Judges with Juries: Evaluating LLM Generations with a Panel of Diverse Models
Authors: Pat Verga, Sebastian Hofstatter, Sophia Althammer, Yixuan Su, Aleksandra Piktus, Arkady Arkhangorodsky, Minjie Xu, Naomi White, Patrick Lewis
Date: 2024-04-29 00:00:00

As Large Language Models (LLMs) have become more advanced, they have outpaced our abilities to accurately evaluate their quality. Not only is finding data to adequately probe particular model properties difficult, but evaluating the correctness of a model's freeform generation alone is a challenge. To address this, many evaluations now rely on using LLMs themselves as judges to score the quality of outputs from other LLMs. Evaluations most commonly use a single large model like GPT4. While this method has grown in popularity, it is costly, has been shown to introduce intramodel bias, and in this work, we find that very large models are often unnecessary. We propose instead to evaluate models using a Panel of LLm evaluators (PoLL). Across three distinct judge settings and spanning six different datasets, we find that using a PoLL composed of a larger number of smaller models outperforms a single large judge, exhibits less intra-model bias due to its composition of disjoint model families, and does so while being over seven times less expensive.
Certification of Speaker Recognition Models to Additive Perturbations
Authors: Dmitrii Korzh, Elvir Karimov, Mikhail Pautov, Oleg Y. Rogov, Ivan Oseledets
Date: 2024-04-29 00:00:00
Tasks: Few-Shot Learning, Speaker Recognition

Speaker recognition technology is applied to various tasks, from personal virtual assistants to secure access systems. However, the robustness of these systems against adversarial attacks, particularly to additive perturbations, remains a significant challenge. In this paper, we pioneer applying robustness certification techniques to speaker recognition, initially developed for the image domain. Our work covers this gap by transferring and improving randomized smoothing certification techniques against norm-bounded additive perturbations for classification and few-shot learning tasks to speaker recognition. We demonstrate the effectiveness of these methods on VoxCeleb 1 and 2 datasets for several models. We expect this work to improve the robustness of voice biometrics and accelerate the research of certification methods in the audio domain.
Where on Earth Do Users Say They Are?: Geo-Entity Linking for Noisy Multilingual User Input
Authors: Tessa Masis, Brendan O'Connor
Date: 2024-04-29 00:00:00
Tasks: Entity Linking

Geo-entity linking is the task of linking a location mention to the real-world geographic location. In this paper we explore the challenging task of geo-entity linking for noisy, multilingual social media data. There are few open-source multilingual geo-entity linking tools available and existing ones are often rule-based, which break easily in social media settings, or LLM-based, which are too expensive for large-scale datasets. We present a method which represents real-world locations as averaged embeddings from labeled user-input location names and allows for selective prediction via an interpretable confidence score. We show that our approach improves geo-entity linking on a global and multilingual social media dataset, and discuss progress and problems with evaluating at different geographic granularities.
Self-training superconducting neuromorphic circuits using reinforcement learning rules
Authors: M. L. Schneider, E. M. Jué, M. R. Pufall, K. Segall, C. W. Anderson
Date: 2024-04-29 00:00:00
Tasks: Autonomous Vehicles, reinforcement-learning, Reinforcement Learning

Reinforcement learning algorithms are used in a wide range of applications, from gaming and robotics to autonomous vehicles. In this paper we describe a set of reinforcement learning-based local weight update rules and their implementation in superconducting hardware. Using SPICE circuit simulations, we implement a small-scale neural network with a learning time of order one nanosecond. This network can be trained to learn new functions simply by changing the target output for a given set of inputs, without the need for any external adjustments to the network. In this implementation the weights are adjusted based on the current state of the overall network response and locally stored information about the previous action. This removes the need to program explicit weight values in these networks, which is one of the primary challenges that analog hardware implementations of neural networks face. The adjustment of weights is based on a global reinforcement signal that obviates the need for circuitry to back-propagate errors.
Saliency Suppressed, Semantics Surfaced: Visual Transformations in Neural Networks and the Brain
Authors: Gustaw Opiełka, Jessica Loke, Steven Scholte
Date: 2024-04-29 00:00:00
Tasks: Semantic Similarity, Semantic Textual Similarity

Deep learning algorithms lack human-interpretable accounts of how they transform raw visual input into a robust semantic understanding, which impedes comparisons between different architectures, training objectives, and the human brain. In this work, we take inspiration from neuroscience and employ representational approaches to shed light on how neural networks encode information at low (visual saliency) and high (semantic similarity) levels of abstraction. Moreover, we introduce a custom image dataset where we systematically manipulate salient and semantic information. We find that ResNets are more sensitive to saliency information than ViTs, when trained with object classification objectives. We uncover that networks suppress saliency in early layers, a process enhanced by natural language supervision (CLIP) in ResNets. CLIP also enhances semantic encoding in both architectures. Finally, we show that semantic encoding is a key factor in aligning AI with human visual perception, while saliency suppression is a non-brain-like strategy.
PECC: Problem Extraction and Coding Challenges
Authors: Patrick Haller, Jonas Golde, Alan Akbik
Date: 2024-04-29 00:00:00
Tasks: Code Generation, Math, Text Generation

Recent advancements in large language models (LLMs) have showcased their exceptional abilities across various tasks, such as code generation, problem-solving and reasoning. Existing benchmarks evaluate tasks in isolation, yet the extent to which LLMs can understand prose-style tasks, identify the underlying problems, and then generate appropriate code solutions is still unexplored. Addressing this gap, we introduce PECC, a novel benchmark derived from Advent Of Code (AoC) challenges and Project Euler, including 2396 problems. Unlike conventional benchmarks, PECC requires LLMs to interpret narrative-embedded problems, extract requirements, and generate executable code. A key feature of our dataset is the complexity added by natural language prompting in chat-based evaluations, mirroring real-world instruction ambiguities. Results show varying model performance between narrative and neutral problems, with specific challenges in the Euler math-based subset with GPT-3.5-Turbo passing 50% of the AoC challenges and only 8% on the Euler problems. By probing the limits of LLMs' capabilities, our benchmark provides a framework to monitor and assess the subsequent progress of LLMs as a universal problem solver.
Evaluating the Effectiveness of Video Anomaly Detection in the Wild: Online Learning and Inference for Real-world Deployment
Authors: Shanle Yao, Ghazal Alinezhad Noghre, Armin Danesh Pazho, Hamed Tabkhi
Date: 2024-04-29 00:00:00
Tasks: Anomaly Detection, Video Anomaly Detection

Video Anomaly Detection (VAD) identifies unusual activities in video streams, a key technology with broad applications ranging from surveillance to healthcare. Tackling VAD in real-life settings poses significant challenges due to the dynamic nature of human actions, environmental variations, and domain shifts. Many research initiatives neglect these complexities, often concentrating on traditional testing methods that fail to account for performance on unseen datasets, creating a gap between theoretical models and their real-world utility. Online learning is a potential strategy to mitigate this issue by allowing models to adapt to new information continuously. This paper assesses how well current VAD algorithms can adjust to real-life conditions through an online learning framework, particularly those based on pose analysis, for their efficiency and privacy advantages. Our proposed framework enables continuous model updates with streaming data from novel environments, thus mirroring actual world challenges and evaluating the models' ability to adapt in real-time while maintaining accuracy. We investigate three state-of-the-art models in this setting, focusing on their adaptability across different domains. Our findings indicate that, even under the most challenging conditions, our online learning approach allows a model to preserve 89.39% of its original effectiveness compared to its offline-trained counterpart in a specific target domain.
Mapping the Potential of Explainable AI for Fairness Along the AI Lifecycle
Authors: Luca Deck, Astrid Schomäcker, Timo Speith, Jakob Schöffer, Lena Kästner, Niklas Kühl
Date: 2024-04-29 00:00:00
Tasks: Explainable artificial intelligence, Explainable Artificial Intelligence (XAI), Fairness

The widespread use of artificial intelligence (AI) systems across various domains is increasingly surfacing issues related to algorithmic fairness, especially in high-stakes scenarios. Thus, critical considerations of how fairness in AI systems might be improved -- and what measures are available to aid this process -- are overdue. Many researchers and policymakers see explainable AI (XAI) as a promising way to increase fairness in AI systems. However, there is a wide variety of XAI methods and fairness conceptions expressing different desiderata, and the precise connections between XAI and fairness remain largely nebulous. Besides, different measures to increase algorithmic fairness might be applicable at different points throughout an AI system's lifecycle. Yet, there currently is no coherent mapping of fairness desiderata along the AI lifecycle. In this paper, we we distill eight fairness desiderata, map them along the AI lifecycle, and discuss how XAI could help address each of them. We hope to provide orientation for practical applications and to inspire XAI research specifically focused on these fairness desiderata.
Real Time Multi Organ Classification on Computed Tomography Images
Authors: Halid Ziya Yerebakan, Yoshihisa Shinagawa, Gerardo Hermosillo Valadez
Date: 2024-04-29 00:00:00
Tasks: Classification, Organ Segmentation, Segmentation

Organ segmentation is a fundamental task in medical imaging since it is useful for many clinical automation pipelines. However, some tasks do not require full segmentation. Instead, a classifier can identify the selected organ without segmenting the entire volume. In this study, we demonstrate a classifier based method to obtain organ labels in real time by using a large context size with a sparse data sampling strategy. Although our method operates as an independent classifier at query locations, it can generate full segmentations by querying grid locations at any resolution, offering faster performance than segmentation algorithms. We compared our method with existing segmentation techniques, demonstrating its superior runtime potential for practical applications in medical imaging.
CVTN: Cross Variable and Temporal Integration for Time Series Forecasting
Authors: Han Zhou, Yuntian Chen
Date: 2024-04-29 00:00:00
Tasks: Multivariate Time Series Forecasting, Prediction, Time Series, Time Series Forecasting

In multivariate time series forecasting, the Transformer architecture encounters two significant challenges: effectively mining features from historical sequences and avoiding overfitting during the learning of temporal dependencies. To tackle these challenges, this paper deconstructs time series forecasting into the learning of historical sequences and prediction sequences, introducing the Cross-Variable and Time Network (CVTN). This unique method divides multivariate time series forecasting into two phases: cross-variable learning for effectively mining fea tures from historical sequences, and cross-time learning to capture the temporal dependencies of prediction sequences. Separating these two phases helps avoid the impact of overfitting in cross-time learning on cross-variable learning. Exten sive experiments on various real-world datasets have confirmed its state-of-the-art (SOTA) performance. CVTN emphasizes three key dimensions in time series fore casting: the short-term and long-term nature of time series (locality and longevity), feature mining from both historical and prediction sequences, and the integration of cross-variable and cross-time learning. This approach not only advances the current state of time series forecasting but also provides a more comprehensive framework for future research in this field.