pwc-archive/papers-with-abstracts huggingface dataset:
GAMA: A Large Audio-Language Model with Advanced Audio Understanding and Complex Reasoning Abilities
Authors: Sreyan Ghosh, Sonal Kumar, Ashish Seth, Chandra Kiran Reddy Evuru, Utkarsh Tyagi, S Sakshi, Oriol Nieto, Ramani Duraiswami, Dinesh Manocha
Date: 2024-06-17 00:00:00
Tasks: Audio Question Answering, Instruction Following, Language Modeling, Language Modelling, Question Answering

Perceiving and understanding non-speech sounds and non-verbal speech is essential to making decisions that help us interact with our surroundings. In this paper, we propose GAMA, a novel General-purpose Large Audio-Language Model (LALM) with Advanced Audio Understanding and Complex Reasoning Abilities. We build GAMA by integrating an LLM with multiple types of audio representations, including features from a custom Audio Q-Former, a multi-layer aggregator that aggregates features from multiple layers of an audio encoder. We fine-tune GAMA on a large-scale audio-language dataset, which augments it with audio understanding capabilities. Next, we propose CompA-R (Instruction-Tuning for Complex Audio Reasoning), a synthetically generated instruction-tuning (IT) dataset with instructions that require the model to perform complex reasoning on the input audio. We instruction-tune GAMA with CompA-R to endow it with complex reasoning abilities, where we further add a soft prompt as input with high-level semantic evidence by leveraging event tags of the input audio. Finally, we also propose CompA-R-test, a human-labeled evaluation dataset for evaluating the capabilities of LALMs on open-ended audio question-answering that requires complex reasoning. Through automated and expert human evaluations, we show that GAMA outperforms all other LALMs in literature on diverse audio understanding tasks by margins of 1%-84%. Further, GAMA IT-ed on CompA-R proves to be superior in its complex reasoning and instruction following capabilities.
STAR: SocioTechnical Approach to Red Teaming Language Models
Authors: Laura Weidinger, John Mellor, Bernat Guillen Pegueroles, Nahema Marchal, Ravin Kumar, Kristian Lum, Canfer Akbulut, Mark Diaz, Stevie Bergman, Mikel Rodriguez, Verena Rieser, William Isaac
Date: 2024-06-17 00:00:00
Tasks: Red Teaming

This research introduces STAR, a sociotechnical framework that improves on current best practices for red teaming safety of large language models. STAR makes two key contributions: it enhances steerability by generating parameterised instructions for human red teamers, leading to improved coverage of the risk surface. Parameterised instructions also provide more detailed insights into model failures at no increased cost. Second, STAR improves signal quality by matching demographics to assess harms for specific groups, resulting in more sensitive annotations. STAR further employs a novel step of arbitration to leverage diverse viewpoints and improve label reliability, treating disagreement not as noise but as a valuable contribution to signal quality.
DustNet: skillful neural network predictions of Saharan dust
Authors: Trish E. Nowak, Andy T. Augousti, Benno I. Simmons, Stefan Siegert
Date: 2024-06-17 00:00:00
Tasks: AOD Prediction

Suspended in the atmosphere are millions of tonnes of mineral dust which interacts with weather and climate. Accurate representation of mineral dust in weather models is vital, yet remains challenging. Large scale weather models use high power supercomputers and take hours to complete the forecast. Such computational burden allows them to only include monthly climatological means of mineral dust as input states inhibiting their forecasting accuracy. Here, we introduce DustNet a simple, accurate and super fast forecasting model for 24-hours ahead predictions of aerosol optical depth AOD. DustNet trains in less than 8 minutes and creates predictions in 2 seconds on a desktop computer. Created by DustNet predictions outperform the state-of-the-art physics-based model on coarse 1 x 1 degree resolution at 95% of grid locations when compared to ground truth satellite data. Our results show DustNet has a potential for fast and accurate AOD forecasting which could transform our understanding of dust impacts on weather patterns.
Transcendence: Generative Models Can Outperform The Experts That Train Them
Authors: Edwin Zhang, Vincent Zhu, Naomi Saphra, Anat Kleiman, Benjamin L. Edelman, Milind Tambe, Sham M. Kakade, Eran Malach
Date: 2024-06-17 00:00:00

Generative models are trained with the simple objective of imitating the conditional probability distribution induced by the data they are trained on. Therefore, when trained on data generated by humans, we may not expect the artificial model to outperform the humans on their original objectives. In this work, we study the phenomenon of transcendence: when a generative model achieves capabilities that surpass the abilities of the experts generating its data. We demonstrate transcendence by training an autoregressive transformer to play chess from game transcripts, and show that the trained model can sometimes achieve better performance than all players in the dataset. We theoretically prove that transcendence can be enabled by low-temperature sampling, and rigorously assess this claim experimentally. Finally, we discuss other sources of transcendence, laying the groundwork for future investigation of this phenomenon in a broader setting.
Imagination Policy: Using Generative Point Cloud Models for Learning Manipulation Policies
Authors: Haojie Huang, Karl Schmeckpeper, Dian Wang, Ondrej Biza, Yaoyao Qian, Haotian Liu, Mingxi Jia, Robert Platt, Robin Walters
Date: 2024-06-17 00:00:00

Humans can imagine goal states during planning and perform actions to match those goals. In this work, we propose Imagination Policy, a novel multi-task key-frame policy network for solving high-precision pick and place tasks. Instead of learning actions directly, Imagination Policy generates point clouds to imagine desired states which are then translated to actions using rigid action estimation. This transforms action inference into a local generative task. We leverage pick and place symmetries underlying the tasks in the generation process and achieve extremely high sample efficiency and generalizability to unseen configurations. Finally, we demonstrate state-of-the-art performance across various tasks on the RLbench benchmark compared with several strong baselines and validate our approach on a real robot.
Interactive Evolution: A Neural-Symbolic Self-Training Framework For Large Language Models
Authors: Fangzhi Xu, Qiushi Sun, Kanzhi Cheng, Jun Liu, Yu Qiao, Zhiyong Wu
Date: 2024-06-17 00:00:00

One of the primary driving forces contributing to the superior performance of Large Language Models (LLMs) is the extensive availability of human-annotated natural language data, which is used for alignment fine-tuning. This inspired researchers to investigate self-training methods to mitigate the extensive reliance on human annotations. However, the current success of self-training has been primarily observed in natural language scenarios, rather than in the increasingly important neural-symbolic scenarios. To this end, we propose an environment-guided neural-symbolic self-training framework named ENVISIONS. It aims to overcome two main challenges: (1) the scarcity of symbolic data, and (2) the limited proficiency of LLMs in processing symbolic language. Extensive evaluations conducted on three distinct domains demonstrate the effectiveness of our approach. Additionally, we have conducted a comprehensive analysis to uncover the factors contributing to ENVISIONS's success, thereby offering valuable insights for future research in this area. Code will be available at \url{https://github.com/xufangzhi/ENVISIONS}.
Zero-Shot Generalization during Instruction Tuning: Insights from Similarity and Granularity
Authors: Bingxiang He, Ning Ding, Cheng Qian, Jia Deng, Ganqu Cui, Lifan Yuan, Huan-ang Gao, Huimin Chen, Zhiyuan Liu, Maosong Sun
Date: 2024-06-17 00:00:00
Tasks: Continual Learning, Zero-shot Generalization

Understanding alignment techniques begins with comprehending zero-shot generalization brought by instruction tuning, but little of the mechanism has been understood. Existing work has largely been confined to the task level, without considering that tasks are artificially defined and, to LLMs, merely consist of tokens and representations. This line of research has been limited to examining transfer between tasks from a task-pair perspective, with few studies focusing on understanding zero-shot generalization from the perspective of the data itself. To bridge this gap, we first demonstrate through multiple metrics that zero-shot generalization during instruction tuning happens very early. Next, we investigate the facilitation of zero-shot generalization from both data similarity and granularity perspectives, confirming that encountering highly similar and fine-grained training data earlier during instruction tuning, without the constraints of defined "tasks", enables better generalization. Finally, we propose a more grounded training data arrangement method, Test-centric Multi-turn Arrangement, and show its effectiveness in promoting continual learning and further loss reduction. For the first time, we show that zero-shot generalization during instruction tuning is a form of similarity-based generalization between training and test data at the instance level. We hope our analysis will advance the understanding of zero-shot generalization during instruction tuning and contribute to the development of more aligned LLMs. Our code is released at https://github.com/HBX-hbx/dynamics_of_zero-shot_generalization.
Refusal in Language Models Is Mediated by a Single Direction
Authors: Andy Arditi, Oscar Obeso, Aaquib Syed, Daniel Paleka, Nina Panickssery, Wes Gurnee, Neel Nanda
Date: 2024-06-17 00:00:00
Tasks: Instruction Following

Conversational large language models are fine-tuned for both instruction-following and safety, resulting in models that obey benign requests but refuse harmful ones. While this refusal behavior is widespread across chat models, its underlying mechanisms remain poorly understood. In this work, we show that refusal is mediated by a one-dimensional subspace, across 13 popular open-source chat models up to 72B parameters in size. Specifically, for each model, we find a single direction such that erasing this direction from the model's residual stream activations prevents it from refusing harmful instructions, while adding this direction elicits refusal on even harmless instructions. Leveraging this insight, we propose a novel white-box jailbreak method that surgically disables refusal with minimal effect on other capabilities. Finally, we mechanistically analyze how adversarial suffixes suppress propagation of the refusal-mediating direction. Our findings underscore the brittleness of current safety fine-tuning methods. More broadly, our work showcases how an understanding of model internals can be leveraged to develop practical methods for controlling model behavior.
Nemotron-4 340B Technical Report
Authors: Nvidia, :, Bo Adler, Niket Agarwal, Ashwath Aithal, Dong H. Anh, Pallab Bhattacharya, Annika Brundyn, Jared Casper, Bryan Catanzaro, Sharon Clay, Jonathan Cohen, Sirshak Das, Ayush Dattagupta, Olivier Delalleau, Leon Derczynski, Yi Dong, Daniel Egert, Ellie Evans, Aleksander Ficek, Denys Fridman, Shaona Ghosh, Boris Ginsburg, Igor Gitman, Tomasz Grzegorzek, Robert Hero, Jining Huang, Vibhu Jawa, Joseph Jennings, Aastha Jhunjhunwala, John Kamalu, Sadaf Khan, Oleksii Kuchaiev, Patrick Legresley, Hui Li, Jiwei Liu, Zihan Liu, Eileen Long, Ameya Sunil Mahabaleshwarkar, Somshubra Majumdar, James Maki, Miguel Martinez, Maer Rodrigues de Melo, Ivan Moshkov, Deepak Narayanan, Sean Narenthiran, Jesus Navarro, Phong Nguyen, Osvald Nitski, Vahid Noroozi, Guruprasad Nutheti, Christopher Parisien, Jupinder Parmar, Mostofa Patwary, Krzysztof Pawelec, Wei Ping, Shrimai Prabhumoye, Rajarshi Roy, Trisha Saar, Vasanth Rao Naik Sabavat, Sanjeev Satheesh, Jane Polak Scowcroft, Jason Sewall, Pavel Shamis, Gerald Shen, Mohammad Shoeybi, Dave Sizer, Misha Smelyanskiy, Felipe Soares, Makesh Narsimhan Sreedhar, Dan Su, Sandeep Subramanian, Shengyang Sun, Shubham Toshniwal, Hao Wang, Zhilin Wang, Jiaxuan You, Jiaqi Zeng, Jimmy Zhang, Jing Zhang, Vivienne Zhang, Yian Zhang, Chen Zhu
Date: 2024-06-17 00:00:00
Tasks: Synthetic Data Generation

We release the Nemotron-4 340B model family, including Nemotron-4-340B-Base, Nemotron-4-340B-Instruct, and Nemotron-4-340B-Reward. Our models are open access under the NVIDIA Open Model License Agreement, a permissive model license that allows distribution, modification, and use of the models and its outputs. These models perform competitively to open access models on a wide range of evaluation benchmarks, and were sized to fit on a single DGX H100 with 8 GPUs when deployed in FP8 precision. We believe that the community can benefit from these models in various research studies and commercial applications, especially for generating synthetic data to train smaller language models. Notably, over 98% of data used in our model alignment process is synthetically generated, showcasing the effectiveness of these models in generating synthetic data. To further support open research and facilitate model development, we are also open-sourcing the synthetic data generation pipeline used in our model alignment process.
Optimizing Instructions and Demonstrations for Multi-Stage Language Model Programs
Authors: Krista Opsahl-Ong, Michael J Ryan, Josh Purtell, David Broman, Christopher Potts, Matei Zaharia, Omar Khattab
Date: 2024-06-17 00:00:00
Tasks: Language Modeling, Language Modelling, Navigate

Language Model Programs, i.e. sophisticated pipelines of modular language model (LM) calls, are increasingly advancing NLP tasks, but they require crafting prompts that are jointly effective for all modules. We study prompt optimization for LM programs, i.e. how to update these prompts to maximize a downstream metric without access to module-level labels or gradients. To make this tractable, we factorize our problem into optimizing the free-form instructions and few-shot demonstrations of every module and introduce several strategies to craft task-grounded instructions and navigate credit assignment across modules. Our strategies include (i) program- and data-aware techniques for proposing effective instructions, (ii) a stochastic mini-batch evaluation function for learning a surrogate model of our objective, and (iii) a meta-optimization procedure in which we refine how LMs construct proposals over time. Using these insights we develop MIPRO, a novel algorithm for optimizing LM programs. MIPRO outperforms baseline optimizers on five of seven diverse multi-stage LM programs using a best-in-class open-source model (Llama-3-8B), by as high as 13% accuracy. We have released our new optimizers and benchmark in DSPy at http://dspy.ai
The Role of Inherent Bellman Error in Offline Reinforcement Learning with Linear Function Approximation
Authors: Noah Golowich, Ankur Moitra
Date: 2024-06-17 00:00:00
Tasks: Offline RL

In this paper, we study the offline RL problem with linear function approximation. Our main structural assumption is that the MDP has low inherent Bellman error, which stipulates that linear value functions have linear Bellman backups with respect to the greedy policy. This assumption is natural in that it is essentially the minimal assumption required for value iteration to succeed. We give a computationally efficient algorithm which succeeds under a single-policy coverage condition on the dataset, namely which outputs a policy whose value is at least that of any policy which is well-covered by the dataset. Even in the setting when the inherent Bellman error is 0 (termed linear Bellman completeness), our algorithm yields the first known guarantee under single-policy coverage. In the setting of positive inherent Bellman error ${\varepsilon_{\mathrm{BE}}} > 0$, we show that the suboptimality error of our algorithm scales with $\sqrt{\varepsilon_{\mathrm{BE}}}$. Furthermore, we prove that the scaling of the suboptimality with $\sqrt{\varepsilon_{\mathrm{BE}}}$ cannot be improved for any algorithm. Our lower bound stands in contrast to many other settings in reinforcement learning with misspecification, where one can typically obtain performance that degrades linearly with the misspecification error.
Knowledge-to-Jailbreak: Investigating Knowledge-driven Jailbreaking Attacks for Large Language Models
Authors: Shangqing Tu, Zhuoran Pan, Wenxuan Wang, Zhexin Zhang, Yuliang Sun, Jifan Yu, Hongning Wang, Lei Hou, Juanzi Li
Date: 2024-06-17 00:00:00
Tasks: Language Modeling, Language Modelling, Large Language Model

Large language models (LLMs) have been increasingly applied to various domains, which triggers increasing concerns about LLMs' safety on specialized domains, e.g. medicine. Despite prior explorations on general jailbreaking attacks, there are two challenges for applying existing attacks on testing the domain-specific safety of LLMs: (1) Lack of professional knowledge-driven attacks, (2) Insufficient coverage of domain knowledge. To bridge this gap, we propose a new task, knowledge-to-jailbreak, which aims to generate jailbreaking attacks from domain knowledge, requiring both attack effectiveness and knowledge relevance. We collect a large-scale dataset with 12,974 knowledge-jailbreak pairs and fine-tune a large language model as jailbreak-generator, to produce domain knowledge-specific jailbreaks. Experiments on 13 domains and 8 target LLMs demonstrate the effectiveness of jailbreak-generator in generating jailbreaks that are both threatening to the target LLMs and relevant to the given knowledge. We also apply our method to an out-of-domain knowledge base, showing that jailbreak-generator can generate jailbreaks that are comparable in harmfulness to those crafted by human experts. Data and code are available at: https://github.com/THU-KEG/Knowledge-to-Jailbreak/.
R-Eval: A Unified Toolkit for Evaluating Domain Knowledge of Retrieval Augmented Large Language Models
Authors: Shangqing Tu, Yuanchun Wang, Jifan Yu, Yuyang Xie, Yaran Shi, Xiaozhi Wang, Jing Zhang, Lei Hou, Juanzi Li
Date: 2024-06-17 00:00:00
Tasks: RAG, Retrieval

Large language models have achieved remarkable success on general NLP tasks, but they may fall short for domain-specific problems. Recently, various Retrieval-Augmented Large Language Models (RALLMs) are proposed to address this shortcoming. However, existing evaluation tools only provide a few baselines and evaluate them on various domains without mining the depth of domain knowledge. In this paper, we address the challenges of evaluating RALLMs by introducing the R-Eval toolkit, a Python toolkit designed to streamline the evaluation of different RAG workflows in conjunction with LLMs. Our toolkit, which supports popular built-in RAG workflows and allows for the incorporation of customized testing data on the specific domain, is designed to be user-friendly, modular, and extensible. We conduct an evaluation of 21 RALLMs across three task levels and two representative domains, revealing significant variations in the effectiveness of RALLMs across different tasks and domains. Our analysis emphasizes the importance of considering both task and domain requirements when choosing a RAG workflow and LLM combination. We are committed to continuously maintaining our platform at https://github.com/THU-KEG/R-Eval to facilitate both the industry and the researchers.
Benchmarking of LLM Detection: Comparing Two Competing Approaches
Authors: Thorsten Pröhl, Erik Putzier, Rüdiger Zarnekow
Date: 2024-06-17 00:00:00
Tasks: Benchmarking

This article gives an overview of the field of LLM text recognition. Different approaches and implemented detectors for the recognition of LLM-generated text are presented. In addition to discussing the implementations, the article focuses on benchmarking the detectors. Although there are numerous software products for the recognition of LLM-generated text, with a focus on ChatGPT-like LLMs, the quality of the recognition (recognition rate) is not clear. Furthermore, while it can be seen that scientific contributions presenting their novel approaches strive for some kind of comparison with other approaches, the construction and independence of the evaluation dataset is often not comprehensible. As a result, discrepancies in the performance evaluation of LLM detectors are often visible due to the different benchmarking datasets. This article describes the creation of an evaluation dataset and uses this dataset to investigate the different detectors. The selected detectors are benchmarked against each other.
Is Efficient PAC Learning Possible with an Oracle That Responds 'Yes' or 'No'?
Authors: Constantinos Daskalakis, Noah Golowich
Date: 2024-06-17 00:00:00
Tasks: Binary Classification, PAC learning

The empirical risk minimization (ERM) principle has been highly impactful in machine learning, leading both to near-optimal theoretical guarantees for ERM-based learning algorithms as well as driving many of the recent empirical successes in deep learning. In this paper, we investigate the question of whether the ability to perform ERM, which computes a hypothesis minimizing empirical risk on a given dataset, is necessary for efficient learning: in particular, is there a weaker oracle than ERM which can nevertheless enable learnability? We answer this question affirmatively, showing that in the realizable setting of PAC learning for binary classification, a concept class can be learned using an oracle which only returns a single bit indicating whether a given dataset is realizable by some concept in the class. The sample complexity and oracle complexity of our algorithm depend polynomially on the VC dimension of the hypothesis class, thus showing that there is only a polynomial price to pay for use of our weaker oracle. Our results extend to the agnostic learning setting with a slight strengthening of the oracle, as well as to the partial concept, multiclass and real-valued learning settings. In the setting of partial concept classes, prior to our work no oracle-efficient algorithms were known, even with a standard ERM oracle. Thus, our results address a question of Alon et al. (2021) who asked whether there are algorithmic principles which enable efficient learnability in this setting.
See It from My Perspective: Diagnosing the Western Cultural Bias of Large Vision-Language Models in Image Understanding
Authors: Amith Ananthram, Elias Stengel-Eskin, Carl Vondrick, Mohit Bansal, Kathleen McKeown
Date: 2024-06-17 00:00:00

Vision-language models (VLMs) can respond to queries about images in many languages. However, beyond language, culture affects how we see things. For example, individuals from Western cultures focus more on the central figure in an image while individuals from Eastern cultures attend more to scene context. In this work, we present a novel investigation that demonstrates and localizes VLMs' Western bias in image understanding. We evaluate large VLMs across subjective and objective visual tasks with culturally diverse images and annotations. We find that VLMs perform better on the Western subset than the Eastern subset of each task. Controlled experimentation tracing the source of this bias highlights the importance of a diverse language mix in text-only pre-training for building equitable VLMs, even when inference is performed in English. Moreover, while prompting in the language of a target culture can lead to reductions in bias, it is not a substitute for building AI more representative of the world's languages.