pwc-archive/papers-with-abstracts huggingface dataset:
Data Poisoning: An Overlooked Threat to Power Grid Resilience
Authors: Nora Agah, Javad Mohammadi, Alex Aved, David Ferris, Erika Ardiles Cruz, Philip Morrone
Date: 2024-07-19 00:00:00
Tasks: Data Poisoning

As the complexities of Dynamic Data Driven Applications Systems increase, preserving their resilience becomes more challenging. For instance, maintaining power grid resilience is becoming increasingly complicated due to the growing number of stochastic variables (such as renewable outputs) and extreme weather events that add uncertainty to the grid. Current optimization methods have struggled to accommodate this rise in complexity. This has fueled the growing interest in data-driven methods used to operate the grid, leading to more vulnerability to cyberattacks. One such disruption that is commonly discussed is the adversarial disruption, where the intruder attempts to add a small perturbation to input data in order to "manipulate" the system operation. During the last few years, work on adversarial training and disruptions on the power system has gained popularity. In this paper, we will first review these applications, specifically on the most common types of adversarial disruptions: evasion and poisoning disruptions. Through this review, we highlight the gap between poisoning and evasion research when applied to the power grid. This is due to the underlying assumption that model training is secure, leading to evasion disruptions being the primary type of studied disruption. Finally, we will examine the impacts of data poisoning interventions and showcase how they can endanger power grid resilience.
CVE-LLM : Automatic vulnerability evaluation in medical device industry using large language models
Authors: Rikhiya Ghosh, Oladimeji Farri, Hans-Martin von Stockhausen, Martin Schmitt, George Marica Vasile
Date: 2024-07-19 00:00:00
Tasks: Language Modeling, Language Modelling

The healthcare industry is currently experiencing an unprecedented wave of cybersecurity attacks, impacting millions of individuals. With the discovery of thousands of vulnerabilities each month, there is a pressing need to drive the automation of vulnerability assessment processes for medical devices, facilitating rapid mitigation efforts. Generative AI systems have revolutionized various industries, offering unparalleled opportunities for automation and increased efficiency. This paper presents a solution leveraging Large Language Models (LLMs) to learn from historical evaluations of vulnerabilities for the automatic assessment of vulnerabilities in the medical devices industry. This approach is applied within the portfolio of a single manufacturer, taking into account device characteristics, including existing security posture and controls. The primary contributions of this paper are threefold. Firstly, it provides a detailed examination of the best practices for training a vulnerability Language Model (LM) in an industrial context. Secondly, it presents a comprehensive comparison and insightful analysis of the effectiveness of Language Models in vulnerability assessment. Finally, it proposes a new human-in-the-loop framework to expedite vulnerability evaluation processes.
Risks of uncertainty propagation in Al-augmented security pipelines
Authors: Emanuele Mezzi, Aurora Papotti, Fabio Massacci, Katja Tuma
Date: 2024-07-14 00:00:00

The use of AI technologies is percolating into the secure development of software-based systems, with an increasing trend of composing AI-based subsystems (with uncertain levels of performance) into automated pipelines. This presents a fundamental research challenge and poses a serious threat to safety-critical domains (e.g., aviation). Despite the existing knowledge about uncertainty in risk analysis, no previous work has estimated the uncertainty of AI-augmented systems given the propagation of errors in the pipeline. We provide the formal underpinnings for capturing uncertainty propagation, develop a simulator to quantify uncertainty, and evaluate the simulation of propagating errors with two case studies. We discuss the generalizability of our approach and present policy implications and recommendations for aviation. Future work includes extending the approach and investigating the required metrics for validation in the aviation domain.
Breaking the Global North Stereotype: A Global South-centric Benchmark Dataset for Auditing and Mitigating Biases in Facial Recognition Systems
Authors: Siddharth D Jaiswal, Animesh Ganai, Abhisek Dash, Saptarshi Ghosh, Animesh Mukherjee
Date: 2024-07-22 00:00:00
Tasks: Contrastive Learning, Gender Prediction, Red Teaming

Facial Recognition Systems (FRSs) are being developed and deployed globally at unprecedented rates. Most platforms are designed in a limited set of countries but deployed in worldwide, without adequate checkpoints. This is especially problematic for Global South countries which lack strong legislation to safeguard persons facing disparate performance of these systems. A combination of unavailability of datasets, lack of understanding of FRS functionality and low-resource bias mitigation measures accentuate the problem. In this work, we propose a new face dataset composed of 6,579 unique male and female sportspersons from eight countries around the world. More than 50% of the dataset comprises individuals from the Global South countries and is demographically diverse. To aid adversarial audits and robust model training, each image has four adversarial variants, totaling over 40,000 images. We also benchmark five popular FRSs, both commercial and open-source, for the task of gender prediction (and country prediction for one of the open-source models as an example of red-teaming). Experiments on industrial FRSs reveal accuracies ranging from 98.2%--38.1%, with a large disparity between males and females in the Global South (max difference of 38.5%). Biases are also observed in all FRSs between females of the Global North and South (max difference of ~50%). Grad-CAM analysis identifies the nose, forehead and mouth as the regions of interest on one of the open-source FRSs. Utilizing this insight, we design simple, low-resource bias mitigation solutions using few-shot and novel contrastive learning techniques significantly improving the accuracy with disparity between males and females reducing from 50% to 1.5% in one of the settings. In the red-teaming experiment with the open-source Deepface model, contrastive learning proves more effective than simple fine-tuning.
Regression under demographic parity constraints via unlabeled post-processing
Authors: Evgenii Chzhen, Mohamed Hebiri, Gayane Taturyan
Date: 2024-07-22 00:00:00
Tasks: Attribute, Multi-class Classification, regression

We address the problem of performing regression while ensuring demographic parity, even without access to sensitive attributes during inference. We present a general-purpose post-processing algorithm that, using accurate estimates of the regression function and a sensitive attribute predictor, generates predictions that meet the demographic parity constraint. Our method involves discretization and stochastic minimization of a smooth convex function. It is suitable for online post-processing and multi-class classification tasks only involving unlabeled data for the post-processing. Unlike prior methods, our approach is fully theory-driven. We require precise control over the gradient norm of the convex function, and thus, we rely on more advanced techniques than standard stochastic gradient descent. Our algorithm is backed by finite-sample analysis and post-processing bounds, with experimental results validating our theoretical findings.
Walking in Others' Shoes: How Perspective-Taking Guides Large Language Models in Reducing Toxicity and Bias
Authors: Rongwu Xu, Zi'an Zhou, Tianwei Zhang, Zehan Qi, Su Yao, Ke Xu, Wei Xu, Han Qiu
Date: 2024-07-22 00:00:00

The common toxicity and societal bias in contents generated by large language models (LLMs) necessitate strategies to reduce harm. Present solutions often demand white-box access to the model or substantial training, which is impractical for cutting-edge commercial LLMs. Moreover, prevailing prompting methods depend on external tool feedback and fail to simultaneously lessen toxicity and bias. Motivated by social psychology principles, we propose a novel strategy named \textbf{perspective-taking prompting (\textsc{PeT})} that inspires LLMs to integrate diverse human perspectives and self-regulate their responses. This self-correction mechanism can significantly diminish toxicity (up to $89\%$) and bias (up to $73\%$) in LLMs' responses. Rigorous evaluations and ablation studies are conducted on two commercial LLMs (ChatGPT and GLM) and three open-source LLMs, revealing \textsc{PeT}'s superiority in producing less harmful responses, outperforming five strong baselines.
Multiple Object Detection and Tracking in Panoramic Videos for Cycling Safety Analysis
Authors: Jingwei Guo, MeiHui Wang, Ilya Ilyankou, Natchapon Jongwiriyanurak, Xiaowei Gao, Nicola Christie, James Haworth
Date: 2024-07-21 00:00:00
Tasks: Multiple Object Tracking, object-detection, Object Detection, Object Tracking

Panoramic cycling videos can record 360{\deg} views around the cyclists. Thus, it is essential to conduct automatic road user analysis on them using computer vision models to provide data for studies on cycling safety. However, the features of panoramic data such as severe distortions, large number of small objects and boundary continuity have brought great challenges to the existing CV models, including poor performance and evaluation methods that are no longer applicable. In addition, due to the lack of data with annotations, it is not easy to re-train the models. In response to these problems, the project proposed and implemented a three-step methodology: (1) improve the prediction performance of the pre-trained object detection models on panoramic data by projecting the original image into 4 perspective sub-images; (2) introduce supports for boundary continuity and category information into DeepSORT, a commonly used multiple object tracking model, and set an improved detection model as its detector; (3) using the tracking results, develop an application for detecting the overtaking behaviour of the surrounding vehicles. Evaluated on the panoramic cycling dataset built by the project, the proposed methodology improves the average precision of YOLO v5m6 and Faster RCNN-FPN under any input resolution setting. In addition, it raises MOTA and IDF1 of DeepSORT by 7.6\% and 9.7\% respectively. When detecting the overtakes in the test videos, it achieves the F-score of 0.88. The code is available on GitHub at github.com/cuppp1998/360_object_tracking to ensure the reproducibility and further improvements of results.
Decoding Multilingual Moral Preferences: Unveiling LLM's Biases Through the Moral Machine Experiment
Authors: Karina Vida, Fabian Damken, Anne Lauscher
Date: 2024-07-21 00:00:00
Tasks: MME

Large language models (LLMs) increasingly find their way into the most diverse areas of our everyday lives. They indirectly influence people's decisions or opinions through their daily use. Therefore, understanding how and which moral judgements these LLMs make is crucial. However, morality is not universal and depends on the cultural background. This raises the question of whether these cultural preferences are also reflected in LLMs when prompted in different languages or whether moral decision-making is consistent across different languages. So far, most research has focused on investigating the inherent values of LLMs in English. While a few works conduct multilingual analyses of moral bias in LLMs in a multilingual setting, these analyses do not go beyond atomic actions. To the best of our knowledge, a multilingual analysis of moral bias in dilemmas has not yet been conducted. To address this, our paper builds on the moral machine experiment (MME) to investigate the moral preferences of five LLMs, Falcon, Gemini, Llama, GPT, and MPT, in a multilingual setting and compares them with the preferences collected from humans belonging to different cultures. To accomplish this, we generate 6500 scenarios of the MME and prompt the models in ten languages on which action to take. Our analysis reveals that all LLMs inhibit different moral biases to some degree and that they not only differ from the human preferences but also across multiple languages within the models themselves. Moreover, we find that almost all models, particularly Llama 3, divert greatly from human values and, for instance, prefer saving fewer people over saving more.
A Measure for Level of Autonomy Based on Observable System Behavior
Authors: Jason M. Pittman
Date: 2024-07-20 00:00:00
Tasks: Decision Making

Contemporary artificial intelligence systems are pivotal in enhancing human efficiency and safety across various domains. One such domain is autonomous systems, especially in automotive and defense use cases. Artificial intelligence brings learning and enhanced decision-making to autonomy system goal-oriented behaviors and human independence. However, the lack of clear understanding of autonomy system capabilities hampers human-machine or machine-machine interaction and interdiction. This necessitates varying degrees of human involvement for safety, accountability, and explainability purposes. Yet, measuring the level autonomous capability in an autonomous system presents a challenge. Two scales of measurement exist, yet measuring autonomy presupposes a variety of elements not available in the wild. This is why existing measures for level of autonomy are operationalized only during design or test and evaluation phases. No measure for level of autonomy based on observed system behavior exists at this time. To address this, we outline a potential measure for predicting level of autonomy using observable actions. We also present an algorithm incorporating the proposed measure. The measure and algorithm have significance to researchers and practitioners interested in a method to blind compare autonomous systems at runtime. Defense-based implementations are likewise possible because counter-autonomy depends on robust identification of autonomous systems.
FairViT: Fair Vision Transformer via Adaptive Masking
Authors: Bowei Tian, Ruijie Du, Yanning Shen
Date: 2024-07-20 00:00:00
Tasks: Computational Efficiency, Fairness

Vision Transformer (ViT) has achieved excellent performance and demonstrated its promising potential in various computer vision tasks. The wide deployment of ViT in real-world tasks requires a thorough understanding of the societal impact of the model. However, most ViT-based works do not take fairness into account and it is unclear whether directly applying CNN-oriented debiased algorithm to ViT is feasible. Moreover, previous works typically sacrifice accuracy for fairness. Therefore, we aim to develop an algorithm that improves accuracy without sacrificing fairness. In this paper, we propose FairViT, a novel accurate and fair ViT framework. To this end, we introduce a novel distance loss and deploy adaptive fairness-aware masks on attention layers updating with model parameters. Experimental results show \sys can achieve accuracy better than other alternatives, even with competitive computational efficiency. Furthermore, \sys achieves appreciable fairness results.
Do Generative AI Models Output Harm while Representing Non-Western Cultures: Evidence from A Community-Centered Approach
Authors: Sourojit Ghosh, Pranav Narayanan Venkit, Sanjana Gautam, Shomir Wilson, Aylin Caliskan
Date: 2024-07-20 00:00:00

Our research investigates the impact of Generative Artificial Intelligence (GAI) models, specifically text-to-image generators (T2Is), on the representation of non-Western cultures, with a focus on Indian contexts. Despite the transformative potential of T2Is in content creation, concerns have arisen regarding biases that may lead to misrepresentations and marginalizations. Through a community-centered approach and grounded theory analysis of 5 focus groups from diverse Indian subcultures, we explore how T2I outputs to English prompts depict Indian culture and its subcultures, uncovering novel representational harms such as exoticism and cultural misappropriation. These findings highlight the urgent need for inclusive and culturally sensitive T2I systems. We propose design guidelines informed by a sociotechnical perspective, aiming to address these issues and contribute to the development of more equitable and representative GAI technologies globally. Our work also underscores the necessity of adopting a community-centered approach to comprehend the sociotechnical dynamics of these models, complementing existing work in this space while identifying and addressing the potential negative repercussions and harms that may arise when these models are deployed on a global scale.
Implementing Fairness in AI Classification: The Role of Explainability
Authors: Thomas Souverain, Johnathan Nguyen, Nicolas Meric, Paul Égré
Date: 2024-07-20 00:00:00
Tasks: Fairness

In this paper, we propose a philosophical and experimental investigation of the problem of AI fairness in classification. We argue that implementing fairness in AI classification involves more work than just operationalizing a fairness metric. It requires establishing the explainability of the classification model chosen and of the principles behind it. Specifically, it involves making the training processes transparent, determining what outcomes the fairness criteria actually produce, and assessing their trade-offs by comparison with closely related models that would lead to a different outcome. To exemplify this methodology, we trained a model and developed a tool for disparity detection and fairness interventions, the package FairDream. While FairDream is set to enforce Demographic Parity, experiments reveal that it fulfills the constraint of Equalized Odds. The algorithm is thus more conservative than the user might expect. To justify this outcome, we first clarify the relation between Demographic Parity and Equalized Odds as fairness criteria. We then explain FairDream's reweighting method and justify the trade-offs reached by FairDream by a benchmark comparison with closely related GridSearch models. We draw conclusions regarding the way in which these explanatory steps can make an AI model trustworthy.
Auditing the Grid-Based Placement of Private Label Products on E-commerce Search Result Pages
Authors: Siddharth D Jaiswal, Abhisek Dash, Nitika Shroff, Yashwanth Babu Vunnam, Saptarshi Ghosh, Animesh Mukherjee
Date: 2024-07-19 00:00:00

E-commerce platforms support the needs and livelihoods of their two most important stakeholders -- customers and producers/sellers. Multiple algorithmic systems, like ``search'' systems mediate the interactions between these stakeholders by connecting customers to producers with relevant items. Search results include (i) private label (PL) products that are manufactured/sold by the platform itself, as well as (ii) third-party products on advertised / sponsored and organic positions. In this paper, we systematically quantify the extent of PL product promotion on e-commerce search results for the two largest e-commerce platforms operating in India -- Amazon.in and Flipkart. By analyzing snapshots of search results across the two platforms, we discover high PL promotion on the initial result pages (~ 15% PLs are advertised on the first SERP of Amazon). Both platforms use different strategies to promote their PL products, such as placing more PLs on the advertised positions -- while Amazon places them on the first, middle, and last rows of the search results, Flipkart places them on the first two positions and the (entire) last column of the search results. We discover that these product placement strategies of both platforms conform with existing user attention strategies proposed in the literature. Finally, to supplement the findings from the collected data, we conduct a survey among 68 participants on Amazon Mechanical Turk. The click pattern from our survey shows that users strongly prefer to click on products placed at positions that correspond to the PL products on the search results of Amazon, but not so strongly on Flipkart. The click-through rate follows previously proposed theoretically grounded user attention distribution patterns in a two-dimensional layout.
Mitigating biases in big mobility data: a case study of monitoring large-scale transit systems
Authors: Feilong Wang, Xuegang Ban, Peng Chen, Chenxi Liu, Rong Zhao
Date: 2024-07-16 00:00:00

Big mobility datasets (BMD) have shown many advantages in studying human mobility and evaluating the performance of transportation systems. However, the quality of BMD remains poorly understood. This study evaluates biases in BMD and develops mitigation methods. Using Google and Apple mobility data as examples, this study compares them with benchmark data from governmental agencies. Spatio-temporal discrepancies between BMD and benchmark are observed and their impacts on transportation applications are investigated, emphasizing the urgent need to address these biases to prevent misguided policymaking. This study further proposes and tests a bias mitigation method. It is shown that the mitigated BMD could generate valuable insights into large-scale public transit systems across 100+ US counties, revealing regional disparities of the recovery of transit systems from the COVID-19. This study underscores the importance of caution when using BMD in transportation research and presents effective mitigation strategies that would benefit practitioners.
Integrating AI Tutors in a Programming Course
Authors: Iris Ma, Alberto Krone Martins, Cristina Videira Lopes
Date: 2024-07-14 00:00:00
Tasks: RAG, Retrieval-augmented Generation

RAGMan is an LLM-powered tutoring system that can support a variety of course-specific and homework-specific AI tutors. RAGMan leverages Retrieval Augmented Generation (RAG), as well as strict instructions, to ensure the alignment of the AI tutors' responses. By using RAGMan's AI tutors, students receive assistance with their specific homework assignments without directly obtaining solutions, while also having the ability to ask general programming-related questions. RAGMan was deployed as an optional resource in an introductory programming course with an enrollment of 455 students. It was configured as a set of five homework-specific AI tutors. This paper describes the interactions the students had with the AI tutors, the students' feedback, and a comparative grade analysis. Overall, about half of the students engaged with the AI tutors, and the vast majority of the interactions were legitimate homework questions. When students posed questions within the intended scope, the AI tutors delivered accurate responses 98% of the time. Within the students used AI tutors, 78% reported that the tutors helped their learning. Beyond AI tutors' ability to provide valuable suggestions, students reported appreciating them for fostering a safe learning environment free from judgment.