pwc-archive/papers-with-abstracts huggingface dataset:
Adaptive Learning for Quantum Linear Regression
Authors: Costantino Carugno, Maurizio Ferrari Dacrema, Paolo Cremonesi
Date: 2024-08-05 00:00:00
Tasks: regression

The recent availability of quantum annealers as cloud-based services has enabled new ways to handle machine learning problems, and several relevant algorithms have been adapted to run on these devices. In a recent work, linear regression was formulated as a quadratic binary optimization problem that can be solved via quantum annealing. Although this approach promises a computational time advantage for large datasets, the quality of the solution is limited by the necessary use of a precision vector, used to approximate the real-numbered regression coefficients in the quantum formulation. In this work, we focus on the practical challenge of improving the precision vector encoding: instead of setting an array of generic values equal for all coefficients, we allow each one to be expressed by its specific precision, which is tuned with a simple adaptive algorithm. This approach is evaluated on synthetic datasets of increasing size, and linear regression is solved using the D-Wave Advantage quantum annealer, as well as classical solvers. To the best of our knowledge, this is the largest dataset ever evaluated for linear regression on a quantum annealer. The results show that our formulation is able to deliver improved solution quality in all instances, and could better exploit the potential of current quantum devices.
DaCapo: a modular deep learning framework for scalable 3D image segmentation
Authors: William Patton, Jeff L. Rhoades, Marwan Zouinkhi, David G. Ackerman, Caroline Malin-Mayor, Diane Adjavon, Larissa Heinrich, Davis Bennett, Yurii Zubov, CellMap Project Team, Aubrey V. Weigel, Jan Funke
Date: 2024-08-05 00:00:00
Tasks: Image Segmentation, Management, Semantic Segmentation

DaCapo is a specialized deep learning library tailored to expedite the training and application of existing machine learning approaches on large, near-isotropic image data. In this correspondence, we introduce DaCapo's unique features optimized for this specific domain, highlighting its modular structure, efficient experiment management tools, and scalable deployment capabilities. We discuss its potential to improve access to large-scale, isotropic image segmentation and invite the community to explore and contribute to this open-source initiative.
Training a multilayer dynamical spintronic network with standard machine learning tools to perform time series classification
Authors: Erwan Plouet, Dédalo Sanz-Hernández, Aymeric Vecchiola, Julie Grollier, Frank Mizrahi
Date: 2024-08-05 00:00:00
Tasks: Time Series, Time Series Classification

The ability to process time-series at low energy cost is critical for many applications. Recurrent neural network, which can perform such tasks, are computationally expensive when implementing in software on conventional computers. Here we propose to implement a recurrent neural network in hardware using spintronic oscillators as dynamical neurons. Using numerical simulations, we build a multi-layer network and demonstrate that we can use backpropagation through time (BPTT) and standard machine learning tools to train this network. Leveraging the transient dynamics of the spintronic oscillators, we solve the sequential digits classification task with $89.83\pm2.91~\%$ accuracy, as good as the equivalent software network. We devise guidelines on how to choose the time constant of the oscillators as well as hyper-parameters of the network to adapt to different input time scales.
Compromising Embodied Agents with Contextual Backdoor Attacks
Authors: Aishan Liu, Yuguang Zhou, Xianglong Liu, Tianyuan Zhang, Siyuan Liang, Jiakai Wang, Yanjun Pu, Tianlin Li, Junqi Zhang, Wenbo Zhou, Qing Guo, DaCheng Tao
Date: 2024-08-06 00:00:00
Tasks: Autonomous Driving, Robot Manipulation, Visual Reasoning

Large language models (LLMs) have transformed the development of embodied intelligence. By providing a few contextual demonstrations, developers can utilize the extensive internal knowledge of LLMs to effortlessly translate complex tasks described in abstract language into sequences of code snippets, which will serve as the execution logic for embodied agents. However, this paper uncovers a significant backdoor security threat within this process and introduces a novel method called \method{}. By poisoning just a few contextual demonstrations, attackers can covertly compromise the contextual environment of a black-box LLM, prompting it to generate programs with context-dependent defects. These programs appear logically sound but contain defects that can activate and induce unintended behaviors when the operational agent encounters specific triggers in its interactive environment. To compromise the LLM's contextual environment, we employ adversarial in-context generation to optimize poisoned demonstrations, where an LLM judge evaluates these poisoned prompts, reporting to an additional LLM that iteratively optimizes the demonstration in a two-player adversarial game using chain-of-thought reasoning. To enable context-dependent behaviors in downstream agents, we implement a dual-modality activation strategy that controls both the generation and execution of program defects through textual and visual triggers. We expand the scope of our attack by developing five program defect modes that compromise key aspects of confidentiality, integrity, and availability in embodied agents. To validate the effectiveness of our approach, we conducted extensive experiments across various tasks, including robot planning, robot manipulation, and compositional visual reasoning. Additionally, we demonstrate the potential impact of our approach by successfully attacking real-world autonomous driving systems.
Data Poisoning in LLMs: Jailbreak-Tuning and Scaling Laws
Authors: Dillon Bowen, Brendan Murphy, Will Cai, David Khachaturov, Adam Gleave, Kellin Pelrine
Date: 2024-08-06 00:00:00
Tasks: Data Poisoning

LLMs produce harmful and undesirable behavior when trained on poisoned datasets that contain a small fraction of corrupted or harmful data. We develop a new attack paradigm, jailbreak-tuning, that combines data poisoning with jailbreaking to fully bypass state-of-the-art safeguards and make models like GPT-4o comply with nearly any harmful request. Our experiments suggest this attack represents a paradigm shift in vulnerability elicitation, producing differences in refusal rates as much as 60+ percentage points compared to normal fine-tuning. Given this demonstration of how data poisoning vulnerabilities persist and can be amplified, we investigate whether these risks will likely increase as models scale. We evaluate three threat models - malicious fine-tuning, imperfect data curation, and intentional data contamination - across 24 frontier LLMs ranging from 1.5 to 72 billion parameters. Our experiments reveal that larger LLMs are significantly more susceptible to data poisoning, learning harmful behaviors from even minimal exposure to harmful data more quickly than smaller models. These findings underscore the need for leading AI companies to thoroughly red team fine-tuning APIs before public release and to develop more robust safeguards against data poisoning, particularly as models continue to scale in size and capability.
Synaptic Modulation using Interspike Intervals Increases Energy Efficiency of Spiking Neural Networks
Authors: Dylan Adams, Magda Zajaczkowska, Ashiq Anjum, Andrea Soltoggio, Shirin Dora
Date: 2024-08-06 00:00:00
Tasks: Quantization

Despite basic differences between Spiking Neural Networks (SNN) and Artificial Neural Networks (ANN), most research on SNNs involve adapting ANN-based methods for SNNs. Pruning (dropping connections) and quantization (reducing precision) are often used to improve energy efficiency of SNNs. These methods are very effective for ANNs whose energy needs are determined by signals transmitted on synapses. However, the event-driven paradigm in SNNs implies that energy is consumed by spikes. In this paper, we propose a new synapse model whose weights are modulated by Interspike Intervals (ISI) i.e. time difference between two spikes. SNNs composed of this synapse model, termed ISI Modulated SNNs (IMSNN), can use gradient descent to estimate how the ISI of a neuron changes after updating its synaptic parameters. A higher ISI implies fewer spikes and vice-versa. The learning algorithm for IMSNNs exploits this information to selectively propagate gradients such that learning is achieved by increasing the ISIs resulting in a network that generates fewer spikes. The performance of IMSNNs with dense and convolutional layers have been evaluated in terms of classification accuracy and the number of spikes using the MNIST and FashionMNIST datasets. The performance comparison with conventional SNNs shows that IMSNNs exhibit upto 90% reduction in the number of spikes while maintaining similar classification accuracy.
NeurDB: On the Design and Implementation of an AI-powered Autonomous Database
Authors: Zhanhao Zhao, Shaofeng Cai, Haotian Gao, Hexiang Pan, Siqi Xiang, Naili Xing, Gang Chen, Beng Chin Ooi, Yanyan Shen, Yuncheng Wu, Meihui Zhang
Date: 2024-08-06 00:00:00

Databases are increasingly embracing AI to provide autonomous system optimization and intelligent in-database analytics, aiming to relieve end-user burdens across various industry sectors. Nonetheless, most existing approaches fail to account for the dynamic nature of databases, which renders them ineffective for real-world applications characterized by evolving data and workloads. This paper introduces NeurDB, an AI-powered autonomous database that deepens the fusion of AI and databases with adaptability to data and workload drift. NeurDB establishes a new in-database AI ecosystem that seamlessly integrates AI workflows within the database. This integration enables efficient and effective in-database AI analytics and fast-adaptive learned system components. Empirical evaluations demonstrate that NeurDB substantially outperforms existing solutions in managing AI analytics tasks, with the proposed learned components more effectively handling environmental dynamism than state-of-the-art approaches.
QADQN: Quantum Attention Deep Q-Network for Financial Market Prediction
Authors: Siddhant Dutta, Nouhaila Innan, Alberto Marchisio, Sadok Ben Yahia, Muhammad Shafique
Date: 2024-08-06 00:00:00
Tasks: Decision Making, Q-Learning, reinforcement-learning, Reinforcement Learning

Financial market prediction and optimal trading strategy development remain challenging due to market complexity and volatility. Our research in quantum finance and reinforcement learning for decision-making demonstrates the approach of quantum-classical hybrid algorithms to tackling real-world financial challenges. In this respect, we corroborate the concept with rigorous backtesting and validate the framework's performance under realistic market conditions, by including fixed transaction cost per trade. This paper introduces a Quantum Attention Deep Q-Network (QADQN) approach to address these challenges through quantum-enhanced reinforcement learning. Our QADQN architecture uses a variational quantum circuit inside a traditional deep Q-learning framework to take advantage of possible quantum advantages in decision-making. We gauge the QADQN agent's performance on historical data from major market indices, including the S&P 500. We evaluate the agent's learning process by examining its reward accumulation and the effectiveness of its experience replay mechanism. Our empirical results demonstrate the QADQN's superior performance, achieving better risk-adjusted returns with Sortino ratios of 1.28 and 1.19 for non-overlapping and overlapping test periods respectively, indicating effective downside risk management.
CL-DiffPhyCon: Closed-loop Diffusion Control of Complex Physical Systems
Authors: Long Wei, Haodong Feng, Yuchen Yang, Ruiqi Feng, Peiyan Hu, Xiang Zheng, Tao Zhang, Dixia Fan, Tailin Wu
Date: 2024-07-31 00:00:00
Tasks: Denoising

The control problems of complex physical systems have broad applications in science and engineering. Previous studies have shown that generative control methods based on diffusion models offer significant advantages for solving these problems. However, existing generative control approaches face challenges in both performance and efficiency when extended to the closed-loop setting, which is essential for effective control. In this paper, we propose an efficient Closed-Loop Diffusion method for Physical systems Control (CL-DiffPhyCon). By employing an asynchronous denoising framework for different physical time steps, CL-DiffPhyCon generates control signals conditioned on real-time feedback from the system with significantly reduced computational cost during sampling. Additionally, the control process could be further accelerated by incorporating fast sampling techniques, such as DDIM. We evaluate CL-DiffPhyCon on two tasks: 1D Burgers' equation control and 2D incompressible fluid control. The results demonstrate that CL-DiffPhyCon achieves superior control performance with significant improvements in sampling efficiency. The code can be found at https://github.com/AI4Science-WestlakeU/CL_DiffPhyCon.
Iterative CT Reconstruction via Latent Variable Optimization of Shallow Diffusion Models
Authors: Sho Ozaki, Shizuo Kaji, Toshikazu Imae, Kanabu Nawa, Hideomi Yamashita, Keiichi Nakagawa
Date: 2024-08-06 00:00:00
Tasks: Computed Tomography (CT), CT Reconstruction, Denoising, SSIM

Image-generative artificial intelligence (AI) has garnered significant attention in recent years. In particular, the diffusion model, a core component of generative AI, produces high-quality images with rich diversity. In this study, we proposed a novel computed tomography (CT) reconstruction method by combining the denoising diffusion probabilistic model with iterative CT reconstruction. In sharp contrast to previous studies, we optimized the fidelity loss of CT reconstruction with respect to the latent variable of the diffusion model, instead of the image and model parameters. To suppress the changes in anatomical structures produced by the diffusion model, we shallowed the diffusion and reverse processes and fixed a set of added noises in the reverse process to make it deterministic during the inference. We demonstrated the effectiveness of the proposed method through the sparse-projection CT reconstruction of 1/10 projection data. Despite the simplicity of the implementation, the proposed method has the potential to reconstruct high-quality images while preserving the patient's anatomical structures and was found to outperform existing methods, including iterative reconstruction, iterative reconstruction with total variation, and the diffusion model alone in terms of quantitative indices such as the structural similarity index and peak signal-to-noise ratio. We also explored further sparse-projection CT reconstruction using 1/20 projection data with the same trained diffusion model. As the number of iterations increased, the image quality improved comparable to that of 1/10 sparse-projection CT reconstruction. In principle, this method can be widely applied not only to CT but also to other imaging modalities.
An Object is Worth 64x64 Pixels: Generating 3D Object via Image Diffusion
Authors: Xingguang Yan, Han-Hung Lee, Ziyu Wan, Angel X. Chang
Date: 2024-08-06 00:00:00
Tasks: 3D Shape Generation, Image Generation, Object

We introduce a new approach for generating realistic 3D models with UV maps through a representation termed "Object Images." This approach encapsulates surface geometry, appearance, and patch structures within a 64x64 pixel image, effectively converting complex 3D shapes into a more manageable 2D format. By doing so, we address the challenges of both geometric and semantic irregularity inherent in polygonal meshes. This method allows us to use image generation models, such as Diffusion Transformers, directly for 3D shape generation. Evaluated on the ABO dataset, our generated shapes with patch structures achieve point cloud FID comparable to recent 3D generative models, while naturally supporting PBR material generation.
Convergence Conditions for Stochastic Line Search Based Optimization of Over-parametrized Models
Authors: Matteo Lapucci, Davide Pucci
Date: 2024-08-06 00:00:00

In this paper, we deal with algorithms to solve the finite-sum problems related to fitting over-parametrized models, that typically satisfy the interpolation condition. In particular, we focus on approaches based on stochastic line searches and employing general search directions. We define conditions on the sequence of search directions that guarantee finite termination and bounds for the backtracking procedure. Moreover, we shed light on the additional property of directions needed to prove fast (linear) convergence of the general class of algorithms when applied to PL functions in the interpolation regime. From the point of view of algorithms design, the proposed analysis identifies safeguarding conditions that could be employed in relevant algorithmic frameworks. In particular, it could be of interest to integrate stochastic line searches within momentum, conjugate gradient or adaptive preconditioning methods.
Compress and Compare: Interactively Evaluating Efficiency and Behavior Across ML Model Compression Experiments
Date: 2024-08-06 00:00:00
Tasks: image-classification, Image Classification, Model Compression

To deploy machine learning models on-device, practitioners use compression algorithms to shrink and speed up models while maintaining their high-quality output. A critical aspect of compression in practice is model comparison, including tracking many compression experiments, identifying subtle changes in model behavior, and negotiating complex accuracy-efficiency trade-offs. However, existing compression tools poorly support comparison, leading to tedious and, sometimes, incomplete analyses spread across disjoint tools. To support real-world comparative workflows, we develop an interactive visual system called Compress and Compare. Within a single interface, Compress and Compare surfaces promising compression strategies by visualizing provenance relationships between compressed models and reveals compression-induced behavior changes by comparing models' predictions, weights, and activations. We demonstrate how Compress and Compare supports common compression analysis tasks through two case studies, debugging failed compression on generative language models and identifying compression artifacts in image classification models. We further evaluate Compress and Compare in a user study with eight compression experts, illustrating its potential to provide structure to compression workflows, help practitioners build intuition about compression, and encourage thorough analysis of compression's effect on model behavior. Through these evaluations, we identify compression-specific challenges that future visual analytics tools should consider and Compress and Compare visualizations that may generalize to broader model comparison tasks.
Hedge Fund Portfolio Construction Using PolyModel Theory and iTransformer
Authors: Siqiao Zhao, Zhikang Dong, Zeyu Cao, Raphael Douady
Date: 2024-08-06 00:00:00
Tasks: Time Series, Time Series Forecasting

When constructing portfolios, a key problem is that a lot of financial time series data are sparse, making it challenging to apply machine learning methods. Polymodel theory can solve this issue and demonstrate superiority in portfolio construction from various aspects. To implement the PolyModel theory for constructing a hedge fund portfolio, we begin by identifying an asset pool, utilizing over 10,000 hedge funds for the past 29 years' data. PolyModel theory also involves choosing a wide-ranging set of risk factors, which includes various financial indices, currencies, and commodity prices. This comprehensive selection mirrors the complexities of the real-world environment. Leveraging on the PolyModel theory, we create quantitative measures such as Long-term Alpha, Long-term Ratio, and SVaR. We also use more classical measures like the Sharpe ratio or Morningstar's MRAR. To enhance the performance of the constructed portfolio, we also employ the latest deep learning techniques (iTransformer) to capture the upward trend, while efficiently controlling the downside, using all the features. The iTransformer model is specifically designed to address the challenges in high-dimensional time series forecasting and could largely improve our strategies. More precisely, our strategies achieve better Sharpe ratio and annualized return. The above process enables us to create multiple portfolio strategies aiming for high returns and low risks when compared to various benchmarks.
Compositional Physical Reasoning of Objects and Events from Videos
Authors: Zhenfang Chen, Shilong Dong, Kexin Yi, Yunzhu Li, Mingyu Ding, Antonio Torralba, Joshua B. Tenenbaum, Chuang Gan
Date: 2024-08-02 00:00:00
Tasks: counterfactual, Question Answering

Understanding and reasoning about objects' physical properties in the natural world is a fundamental challenge in artificial intelligence. While some properties like colors and shapes can be directly observed, others, such as mass and electric charge, are hidden from the objects' visual appearance. This paper addresses the unique challenge of inferring these hidden physical properties from objects' motion and interactions and predicting corresponding dynamics based on the inferred physical properties. We first introduce the Compositional Physical Reasoning (ComPhy) dataset. For a given set of objects, ComPhy includes limited videos of them moving and interacting under different initial conditions. The model is evaluated based on its capability to unravel the compositional hidden properties, such as mass and charge, and use this knowledge to answer a set of questions. Besides the synthetic videos from simulators, we also collect a real-world dataset to show further test physical reasoning abilities of different models. We evaluate state-of-the-art video reasoning models on ComPhy and reveal their limited ability to capture these hidden properties, which leads to inferior performance. We also propose a novel neuro-symbolic framework, Physical Concept Reasoner (PCR), that learns and reasons about both visible and hidden physical properties from question answering. After training, PCR demonstrates remarkable capabilities. It can detect and associate objects across frames, ground visible and hidden physical properties, make future and counterfactual predictions, and utilize these extracted representations to answer challenging questions.