pwc-archive/papers-with-abstracts huggingface dataset:
Understanding Intrinsic Socioeconomic Biases in Large Language Models
Authors: Mina Arzaghi, Florian Carichon, Golnoosh Farnadi
Date: 2024-05-28 00:00:00
Tasks: Decision Making, Fairness

Large Language Models (LLMs) are increasingly integrated into critical decision-making processes, such as loan approvals and visa applications, where inherent biases can lead to discriminatory outcomes. In this paper, we examine the nuanced relationship between demographic attributes and socioeconomic biases in LLMs, a crucial yet understudied area of fairness in LLMs. We introduce a novel dataset of one million English sentences to systematically quantify socioeconomic biases across various demographic groups. Our findings reveal pervasive socioeconomic biases in both established models such as GPT-2 and state-of-the-art models like Llama 2 and Falcon. We demonstrate that these biases are significantly amplified when considering intersectionality, with LLMs exhibiting a remarkable capacity to extract multiple demographic attributes from names and then correlate them with specific socioeconomic biases. This research highlights the urgent necessity for proactive and robust bias mitigation techniques to safeguard against discriminatory outcomes when deploying these powerful models in critical real-world applications.
Lisa: Lazy Safety Alignment for Large Language Models against Harmful Fine-tuning Attack
Authors: Tiansheng Huang, Sihao Hu, Fatih Ilhan, Selim Furkan Tekin, Ling Liu
Date: 2024-05-28 00:00:00
Tasks: Safety Alignment

Recent studies show that Large Language Models (LLMs) with safety alignment can be jail-broken by fine-tuning on a dataset mixed with harmful data. First time in the literature, we show that the jail-broken effect can be mitigated by separating states in the finetuning stage to optimize the alignment and user datasets. Unfortunately, our subsequent study shows that this simple Bi-State Optimization (BSO) solution experiences convergence instability when steps invested in its alignment state is too small, leading to downgraded alignment performance. By statistical analysis, we show that the \textit{excess drift} towards consensus could be a probable reason for the instability. To remedy this issue, we propose \textbf{L}azy(\textbf{i}) \textbf{s}afety \textbf{a}lignment (\textbf{Lisa}), which introduces a proximal term to constraint the drift of each state. Theoretically, the benefit of the proximal term is supported by the convergence analysis, wherein we show that a sufficient large proximal factor is necessary to guarantee Lisa's convergence. Empirically, our results on four downstream finetuning tasks show that Lisa with a proximal term can significantly increase alignment performance while maintaining the LLM's accuracy on the user tasks. Code is available at \url{https://github.com/git-disl/Lisa}.
Improving Speech Decoding from ECoG with Self-Supervised Pretraining
Authors: Brian A. Yuan, Joseph G. Makin
Date: 2024-05-28 00:00:00

Recent work on intracranial brain-machine interfaces has demonstrated that spoken speech can be decoded with high accuracy, essentially by treating the problem as an instance of supervised learning and training deep neural networks to map from neural activity to text. However, such networks pay for their expressiveness with very large numbers of labeled data, a requirement that is particularly burdensome for invasive neural recordings acquired from human patients. On the other hand, these patients typically produce speech outside of the experimental blocks used for training decoders. Making use of such data, and data from other patients, to improve decoding would ease the burden of data collection -- especially onerous for dys- and anarthric patients. Here we demonstrate that this is possible, by reengineering wav2vec -- a simple, self-supervised, fully convolutional model that learns latent representations of audio using a noise-contrastive loss -- for electrocorticographic (ECoG) data. We train this model on unlabelled ECoG recordings, and subsequently use it to transform ECoG from labeled speech sessions into wav2vec's representation space, before finally training a supervised encoder-decoder to map these representations to text. We experiment with various numbers of labeled blocks; for almost all choices, the new representations yield superior decoding performance to the original ECoG data, and in no cases do they yield worse. Performance can also be improved in some cases by pretraining wav2vec on another patient's data. In the best cases, wav2vec's representations decrease word error rates over the original data by upwards of 50%.
When and How Does In-Distribution Label Help Out-of-Distribution Detection?
Authors: Xuefeng Du, Yiyou Sun, Yixuan Li
Date: 2024-05-28 00:00:00
Tasks: Anomaly Detection, Out-of-Distribution Detection, Out of Distribution (OOD) Detection

Detecting data points deviating from the training distribution is pivotal for ensuring reliable machine learning. Extensive research has been dedicated to the challenge, spanning classical anomaly detection techniques to contemporary out-of-distribution (OOD) detection approaches. While OOD detection commonly relies on supervised learning from a labeled in-distribution (ID) dataset, anomaly detection may treat the entire ID data as a single class and disregard ID labels. This fundamental distinction raises a significant question that has yet to be rigorously explored: when and how does ID label help OOD detection? This paper bridges this gap by offering a formal understanding to theoretically delineate the impact of ID labels on OOD detection. We employ a graph-theoretic approach, rigorously analyzing the separability of ID data from OOD data in a closed-form manner. Key to our approach is the characterization of data representations through spectral decomposition on the graph. Leveraging these representations, we establish a provable error bound that compares the OOD detection performance with and without ID labels, unveiling conditions for achieving enhanced OOD detection. Lastly, we present empirical results on both simulated and real datasets, validating theoretical guarantees and reinforcing our insights. Code is publicly available at https://github.com/deeplearning-wisc/id_label.
A Theoretical Understanding of Self-Correction through In-context Alignment
Authors: Yifei Wang, Yuyang Wu, Zeming Wei, Stefanie Jegelka, Yisen Wang
Date: 2024-05-28 00:00:00
Tasks: In-Context Learning

Going beyond mimicking limited human experiences, recent studies show initial evidence that, like humans, large language models (LLMs) are capable of improving their abilities purely by self-correction, i.e., correcting previous responses through self-examination, in certain circumstances. Nevertheless, little is known about how such capabilities arise. In this work, based on a simplified setup akin to an alignment task, we theoretically analyze self-correction from an in-context learning perspective, showing that when LLMs give relatively accurate self-examinations as rewards, they are capable of refining responses in an in-context way. Notably, going beyond previous theories on over-simplified linear transformers, our theoretical construction underpins the roles of several key designs of realistic transformers for self-correction: softmax attention, multi-head attention, and the MLP block. We validate these findings extensively on synthetic datasets. Inspired by these findings, we also illustrate novel applications of self-correction, such as defending against LLM jailbreaks, where a simple self-correction step does make a large difference. We believe that these findings will inspire further research on understanding, exploiting, and enhancing self-correction for building better foundation models.
Hardware-Aware Parallel Prompt Decoding for Memory-Efficient Acceleration of LLM Inference
Authors: Hao Mark Chen, Wayne Luk, Ka Fai Cedric Yiu, Rui Li, Konstantin Mishchenko, Stylianos I. Venieris, Hongxiang Fan
Date: 2024-05-28 00:00:00
Tasks: GPU, Text Generation

The auto-regressive decoding of Large Language Models (LLMs) results in significant overheads in their hardware performance. While recent research has investigated various speculative decoding techniques for multi-token generation, these efforts have primarily focused on improving processing speed such as throughput. Crucially, they often neglect other metrics essential for real-life deployments, such as memory consumption and training cost. To overcome these limitations, we propose a novel parallel prompt decoding that requires only $0.0002$% trainable parameters, enabling efficient training on a single A100-40GB GPU in just 16 hours. Inspired by the human natural language generation process, $PPD$ approximates outputs generated at future timesteps in parallel by using multiple prompt tokens. This approach partially recovers the missing conditional dependency information necessary for multi-token generation, resulting in up to a 28% higher acceptance rate for long-range predictions. Furthermore, we present a hardware-aware dynamic sparse tree technique that adaptively optimizes this decoding scheme to fully leverage the computational capacities on different GPUs. Through extensive experiments across LLMs ranging from MobileLlama to Vicuna-13B on a wide range of benchmarks, our approach demonstrates up to 2.49$\times$ speedup and maintains a minimal runtime memory overhead of just $0.0004$%. More importantly, our parallel prompt decoding can serve as an orthogonal optimization for synergistic integration with existing speculative decoding, showing up to $1.22\times$ further speed improvement. Our code is available at https://github.com/hmarkc/parallel-prompt-decoding.
Biclustering a dataset using photonic quantum computing
Authors: Ajinkya Borle, Ameya Bhave
Date: 2024-05-28 00:00:00

Biclustering is a problem in machine learning and data mining that seeks to group together rows and columns of a dataset according to certain criteria. In this work, we highlight the natural relation that quantum computing models like boson and Gaussian boson sampling (GBS) have to this problem. We first explore the use of boson sampling to identify biclusters based on matrix permanents. We then propose a heuristic that finds clusters in a dataset using Gaussian boson sampling by (i) converting the dataset into a bipartite graph and then (ii) running GBS to find the densest sub-graph(s) within the larger bipartite graph. Our simulations for the above proposed heuristics show promising results for future exploration in this area.
Multi-Armed Bandits with Network Interference
Authors: Abhineet Agarwal, Anish Agarwal, Lorenzo Masoero, Justin Whitehouse
Date: 2024-05-28 00:00:00
Tasks: Multi-Armed Bandits

Online experimentation with interference is a common challenge in modern applications such as e-commerce and adaptive clinical trials in medicine. For example, in online marketplaces, the revenue of a good depends on discounts applied to competing goods. Statistical inference with interference is widely studied in the offline setting, but far less is known about how to adaptively assign treatments to minimize regret. We address this gap by studying a multi-armed bandit (MAB) problem where a learner (e-commerce platform) sequentially assigns one of possible $\mathcal{A}$ actions (discounts) to $N$ units (goods) over $T$ rounds to minimize regret (maximize revenue). Unlike traditional MAB problems, the reward of each unit depends on the treatments assigned to other units, i.e., there is interference across the underlying network of units. With $\mathcal{A}$ actions and $N$ units, minimizing regret is combinatorially difficult since the action space grows as $\mathcal{A}^N$. To overcome this issue, we study a sparse network interference model, where the reward of a unit is only affected by the treatments assigned to $s$ neighboring units. We use tools from discrete Fourier analysis to develop a sparse linear representation of the unit-specific reward $r_n: [\mathcal{A}]^N \rightarrow \mathbb{R} $, and propose simple, linear regression-based algorithms to minimize regret. Importantly, our algorithms achieve provably low regret both when the learner observes the interference neighborhood for all units and when it is unknown. This significantly generalizes other works on this topic which impose strict conditions on the strength of interference on a known network, and also compare regret to a markedly weaker optimal action. Empirically, we corroborate our theoretical findings via numerical simulations.
GLOCON Database: Design Decisions and User Manual (v1.0)
Authors: Ali Hürriyetoğlu, Osman Mutlu, Fırat Duruşan, Erdem Yörük
Date: 2024-05-28 00:00:00

GLOCON is a database of contentious events automatically extracted from national news sources from various countries in multiple languages. National news sources are utilized, and complete news archives are processed to create an event list for each source. Automation is achieved using a gold standard corpus sampled randomly from complete news archives (Y\"or\"uk et al. 2022) and all annotated by at least two domain experts based on the event definition provided in Duru\c{s}an et al. (2022).
From Conformal Predictions to Confidence Regions
Authors: Charles Guille-Escuret, Eugene Ndiaye
Date: 2024-05-28 00:00:00
Tasks: Conformal Prediction, Prediction Intervals, valid

Conformal prediction methodologies have significantly advanced the quantification of uncertainties in predictive models. Yet, the construction of confidence regions for model parameters presents a notable challenge, often necessitating stringent assumptions regarding data distribution or merely providing asymptotic guarantees. We introduce a novel approach termed CCR, which employs a combination of conformal prediction intervals for the model outputs to establish confidence regions for model parameters. We present coverage guarantees under minimal assumptions on noise and that is valid in finite sample regime. Our approach is applicable to both split conformal predictions and black-box methodologies including full or cross-conformal approaches. In the specific case of linear models, the derived confidence region manifests as the feasible set of a Mixed-Integer Linear Program (MILP), facilitating the deduction of confidence intervals for individual parameters and enabling robust optimization. We empirically compare CCR to recent advancements in challenging settings such as with heteroskedastic and non-Gaussian noise.
A Margin-based Multiclass Generalization Bound via Geometric Complexity
Authors: Michael Munn, Benoit Dherin, Javier Gonzalvo
Date: 2024-05-28 00:00:00
Tasks: Generalization Bounds

There has been considerable effort to better understand the generalization capabilities of deep neural networks both as a means to unlock a theoretical understanding of their success as well as providing directions for further improvements. In this paper, we investigate margin-based multiclass generalization bounds for neural networks which rely on a recent complexity measure, the geometric complexity, developed for neural networks. We derive a new upper bound on the generalization error which scales with the margin-normalized geometric complexity of the network and which holds for a broad family of data distributions and model classes. Our generalization bound is empirically investigated for a ResNet-18 model trained with SGD on the CIFAR-10 and CIFAR-100 datasets with both original and random labels.
Single-Loop Stochastic Algorithms for Difference of Max-Structured Weakly Convex Functions
Authors: Quanqi Hu, Qi Qi, Zhaosong Lu, Tianbao Yang
Date: 2024-05-28 00:00:00
Tasks: Fairness

In this paper, we study a class of non-smooth non-convex problems in the form of $\min_{x}[\max_{y\in Y}\phi(x, y) - \max_{z\in Z}\psi(x, z)]$, where both $\Phi(x) = \max_{y\in Y}\phi(x, y)$ and $\Psi(x)=\max_{z\in Z}\psi(x, z)$ are weakly convex functions, and $\phi(x, y), \psi(x, z)$ are strongly concave functions in terms of $y$ and $z$, respectively. It covers two families of problems that have been studied but are missing single-loop stochastic algorithms, i.e., difference of weakly convex functions and weakly convex strongly-concave min-max problems. We propose a stochastic Moreau envelope approximate gradient method dubbed SMAG, the first single-loop algorithm for solving these problems, and provide a state-of-the-art non-asymptotic convergence rate. The key idea of the design is to compute an approximate gradient of the Moreau envelopes of $\Phi, \Psi$ using only one step of stochastic gradient update of the primal and dual variables. Empirically, we conduct experiments on positive-unlabeled (PU) learning and partial area under ROC curve (pAUC) optimization with an adversarial fairness regularizer to validate the effectiveness of our proposed algorithms.
Warm-starting Push-Relabel
Authors: Sami Davies, Sergei Vassilvitskii, Yuyan Wang
Date: 2024-05-28 00:00:00

Push-Relabel is one of the most celebrated network flow algorithms. Maintaining a pre-flow that saturates a cut, it enjoys better theoretical and empirical running time than other flow algorithms, such as Ford-Fulkerson. In practice, Push-Relabel is even faster than what theoretical guarantees can promise, in part because of the use of good heuristics for seeding and updating the iterative algorithm. However, it remains unclear how to run Push-Relabel on an arbitrary initialization that is not necessarily a pre-flow or cut-saturating. We provide the first theoretical guarantees for warm-starting Push-Relabel with a predicted flow, where our learning-augmented version benefits from fast running time when the predicted flow is close to an optimal flow, while maintaining robust worst-case guarantees. Interestingly, our algorithm uses the gap relabeling heuristic, which has long been employed in practice, even though prior to our work there was no rigorous theoretical justification for why it can lead to run-time improvements. We then provide experiments that show our warm-started Push-Relabel also works well in practice.
Counterfactual Explanations for Multivariate Time-Series without Training Datasets
Authors: Xiangyu Sun, Raquel Aoki, Kevin H. Wilson
Date: 2024-05-28 00:00:00
Tasks: counterfactual, Time Series

Machine learning (ML) methods have experienced significant growth in the past decade, yet their practical application in high-impact real-world domains has been hindered by their opacity. When ML methods are responsible for making critical decisions, stakeholders often require insights into how to alter these decisions. Counterfactual explanations (CFEs) have emerged as a solution, offering interpretations of opaque ML models and providing a pathway to transition from one decision to another. However, most existing CFE methods require access to the model's training dataset, few methods can handle multivariate time-series, and none can handle multivariate time-series without training datasets. These limitations can be formidable in many scenarios. In this paper, we present CFWoT, a novel reinforcement-learning-based CFE method that generates CFEs when training datasets are unavailable. CFWoT is model-agnostic and suitable for both static and multivariate time-series datasets with continuous and discrete features. Users have the flexibility to specify non-actionable, immutable, and preferred features, as well as causal constraints which CFWoT guarantees will be respected. We demonstrate the performance of CFWoT against four baselines on several datasets and find that, despite not having access to a training dataset, CFWoT finds CFEs that make significantly fewer and significantly smaller changes to the input time-series. These properties make CFEs more actionable, as the magnitude of change required to alter an outcome is vastly reduced.
Scalable Surrogate Verification of Image-based Neural Network Control Systems using Composition and Unrolling
Authors: Feiyang Cai, Chuchu Fan, Stanley Bak
Date: 2024-05-28 00:00:00
Tasks: Generative Adversarial Network

Verifying safety of neural network control systems that use images as input is a difficult problem because, from a given system state, there is no known way to mathematically model what images are possible in the real-world. We build on recent work that considers a surrogate verification approach, training a conditional generative adversarial network (cGAN) as an image generator in place of the real world. This enables set-based formal analysis of the closed-loop system, providing analysis beyond simulation and testing. While existing work is effective on small examples, excessive overapproximation both within a single control period and across multiple control periods limits its scalability. We propose approaches to overcome these two sources of error. First, we overcome one-step error by composing the system's dynamics along with the cGAN and neural network controller, without losing the dependencies between input states and the control outputs as in the monotonic analysis of the system dynamics. Second, we reduce multi-step error by repeating the single-step composition, essentially unrolling multiple steps of the control loop into a large neural network. We then leverage existing network verification tools to compute accurate reachable sets for multiple steps, avoiding the accumulation of abstraction error at each step. We demonstrate the effectiveness of our approach in terms of both accuracy and scalability using two case studies: an autonomous aircraft taxiing system and an advanced emergency braking system. On the aircraft taxiing system, the converged reachable set is 175% larger using the prior baseline method compared with our proposed approach. On the emergency braking system, with 24x the number of image output variables from the cGAN, the baseline method fails to prove any states are safe, whereas our improvements enable set-based safety analysis.
SGD method for entropy error function with smoothing l0 regularization for neural networks
Authors: Trong-Tuan Nguyen, Van-Dat Thang, Nguyen Van Thin, Phuong T. Nguyen
Date: 2024-05-28 00:00:00

The entropy error function has been widely used in neural networks. Nevertheless, the network training based on this error function generally leads to a slow convergence rate, and can easily be trapped in a local minimum or even with the incorrect saturation problem in practice. In fact, there are many results based on entropy error function in neural network and its applications. However, the theory of such an algorithm and its convergence have not been fully studied so far. To tackle the issue, we propose a novel entropy function with smoothing l0 regularization for feed-forward neural networks. Using real-world datasets, we performed an empirical evaluation to demonstrate that the newly conceived algorithm allows us to substantially improve the prediction performance of the considered neural networks. More importantly, the experimental results also show that our proposed function brings in more precise classifications, compared to well-founded baselines. Our work is novel as it enables neural networks to learn effectively, producing more accurate predictions compared to state-of-the-art algorithms. In this respect, we expect that the algorithm will contribute to existing studies in the field, advancing research in Machine Learning and Deep Learning.