pwc-archive/papers-with-abstracts huggingface dataset:
TourRank: Utilizing Large Language Models for Documents Ranking with a Tournament-Inspired Strategy
Authors: Yiqun Chen, Qi Liu, Yi Zhang, Weiwei Sun, Daiting Shi, Jiaxin Mao, Dawei Yin
Date: 2024-06-17 00:00:00

Large Language Models (LLMs) are increasingly employed in zero-shot documents ranking, yielding commendable results. However, several significant challenges still persist in LLMs for ranking: (1) LLMs are constrained by limited input length, precluding them from processing a large number of documents simultaneously; (2) The output document sequence is influenced by the input order of documents, resulting in inconsistent ranking outcomes; (3) Achieving a balance between cost and ranking performance is quite challenging. To tackle these issues, we introduce a novel documents ranking method called TourRank, which is inspired by the tournament mechanism. This approach alleviates the impact of LLM's limited input length through intelligent grouping, while the tournament-like points system ensures robust ranking, mitigating the influence of the document input sequence. We test TourRank with different LLMs on the TREC DL datasets and the BEIR benchmark. Experimental results show that TourRank achieves state-of-the-art performance at a reasonable cost.
Endor: Hardware-Friendly Sparse Format for Offloaded LLM Inference
Authors: Donghyeon Joo, Ramyad Hadidi, Soheil Feizi, Bahar Asgari
Date: 2024-06-17 00:00:00
Tasks: CPU, GPU

The increasing size of large language models (LLMs) challenges their usage on resource-constrained platforms. For example, memory on modern GPUs is insufficient to hold LLMs that are hundreds of Gigabytes in size. Offloading is a popular method to escape this constraint by storing weights of an LLM model to host CPU memory and SSD, then loading each weight to GPU before every use. In our case study of offloaded inference, we found that due to the low bandwidth between storage devices and GPU, the latency of transferring large model weights from its offloaded location to GPU memory becomes the critical bottleneck with actual compute taking nearly 0% of runtime. To effectively reduce the weight transfer latency, we propose a novel sparse format that compresses the unstructured sparse pattern of pruned LLM weights to non-zero values with high compression ratio and low decompression overhead. Endor achieves this by expressing the positions of non-zero elements with a bitmap. Compared to offloaded inference using the popular Huggingface Accelerate, applying Endor accelerates OPT-66B by 1.70x and Llama2-70B by 1.78x. When direct weight transfer from SSD to GPU is leveraged, Endor achieves 2.25x speedup on OPT-66B and 2.37x speedup on Llama2-70B.
"Not Aligned" is Not "Malicious": Being Careful about Hallucinations of Large Language Models' Jailbreak
Authors: Lingrui Mei, Shenghua Liu, Yiwei Wang, Baolong Bi, Jiayi Mao, Xueqi Cheng
Date: 2024-06-17 00:00:00
Tasks: Red Teaming

"Jailbreak" is a major safety concern of Large Language Models (LLMs), which occurs when malicious prompts lead LLMs to produce harmful outputs, raising issues about the reliability and safety of LLMs. Therefore, an effective evaluation of jailbreaks is very crucial to develop its mitigation strategies. However, our research reveals that many jailbreaks identified by current evaluations may actually be hallucinations-erroneous outputs that are mistaken for genuine safety breaches. This finding suggests that some perceived vulnerabilities might not represent actual threats, indicating a need for more precise red teaming benchmarks. To address this problem, we propose the $\textbf{B}$enchmark for reli$\textbf{AB}$ilit$\textbf{Y}$ and jail$\textbf{B}$reak ha$\textbf{L}$l$\textbf{U}$cination $\textbf{E}$valuation (BabyBLUE). BabyBLUE introduces a specialized validation framework including various evaluators to enhance existing jailbreak benchmarks, ensuring outputs are useful malicious instructions. Additionally, BabyBLUE presents a new dataset as an augmentation to the existing red teaming benchmarks, specifically addressing hallucinations in jailbreaks, aiming to evaluate the true potential of jailbroken LLM outputs to cause harm to human society.
Cultural Conditioning or Placebo? On the Effectiveness of Socio-Demographic Prompting
Authors: Sagnik Mukherjee, Muhammad Farid Adilazuarda, Sunayana Sitaram, Kalika Bali, Alham Fikri Aji, Monojit Choudhury
Date: 2024-06-17 00:00:00
Tasks: Ethics, MMLU

Socio-demographic prompting is a commonly employed approach to study cultural biases in LLMs as well as for aligning models to certain cultures. In this paper, we systematically probe four LLMs (Llama 3, Mistral v0.2, GPT-3.5 Turbo and GPT-4) with prompts that are conditioned on culturally sensitive and non-sensitive cues, on datasets that are supposed to be culturally sensitive (EtiCor and CALI) or neutral (MMLU and ETHICS). We observe that all models except GPT-4 show significant variations in their responses on both kinds of datasets for both kinds of prompts, casting doubt on the robustness of the culturally-conditioned prompting as a method for eliciting cultural bias in models or as an alignment strategy. The work also calls rethinking the control experiment design to tease apart the cultural conditioning of responses from "placebo effect", i.e., random perturbations of model responses due to arbitrary tokens in the prompt.
Can LLM be a Personalized Judge?
Authors: Yijiang River Dong, Tiancheng Hu, Nigel Collier
Date: 2024-06-17 00:00:00

Ensuring that large language models (LLMs) reflect diverse user values and preferences is crucial as their user bases expand globally. It is therefore encouraging to see the growing interest in LLM personalization within the research community. However, current works often rely on the LLM-as-a-Judge approach for evaluation without thoroughly examining its validity. In this paper, we investigate the reliability of LLM-as-a-Personalized-Judge, asking LLMs to judge user preferences based on personas. Our findings suggest that directly applying LLM-as-a-Personalized-Judge is less reliable than previously assumed, showing low and inconsistent agreement with human ground truth. The personas typically used are often overly simplistic, resulting in low predictive power. To address these issues, we introduce verbal uncertainty estimation into the LLM-as-a-Personalized-Judge pipeline, allowing the model to express low confidence on uncertain judgments. This adjustment leads to much higher agreement (above 80%) on high-certainty samples for binary tasks. Through human evaluation, we find that the LLM-as-a-Personalized-Judge achieves comparable performance to third-party humans evaluation and even surpasses human performance on high-certainty samples. Our work indicates that certainty-enhanced LLM-as-a-Personalized-Judge offers a promising direction for developing more reliable and scalable methods for evaluating LLM personalization.
Ruby Teaming: Improving Quality Diversity Search with Memory for Automated Red Teaming
Authors: Vernon Toh Yan Han, Rishabh Bhardwaj, Soujanya Poria
Date: 2024-06-17 00:00:00
Tasks: Diversity, Red Teaming

We propose Ruby Teaming, a method that improves on Rainbow Teaming by including a memory cache as its third dimension. The memory dimension provides cues to the mutator to yield better-quality prompts, both in terms of attack success rate (ASR) and quality diversity. The prompt archive generated by Ruby Teaming has an ASR of 74%, which is 20% higher than the baseline. In terms of quality diversity, Ruby Teaming outperforms Rainbow Teaming by 6% and 3% on Shannon's Evenness Index (SEI) and Simpson's Diversity Index (SDI), respectively.
A Two-dimensional Zero-shot Dialogue State Tracking Evaluation Method using GPT-4
Authors: Ming Gu, Yan Yang
Date: 2024-06-17 00:00:00
Tasks: Dialogue State Tracking

Dialogue state tracking (DST) is evaluated by exact matching methods, which rely on large amounts of labeled data and ignore semantic consistency, leading to over-evaluation. Currently, leveraging large language models (LLM) in evaluating natural language processing tasks has achieved promising results. However, using LLM for DST evaluation is still under explored. In this paper, we propose a two-dimensional zero-shot evaluation method for DST using GPT-4, which divides the evaluation into two dimensions: accuracy and completeness. Furthermore, we also design two manual reasoning paths in prompting to further improve the accuracy of evaluation. Experimental results show that our method achieves better performance compared to the baselines, and is consistent with traditional exact matching based methods.
Can Many-Shot In-Context Learning Help LLMs as Evaluators? A Preliminary Empirical Study
Authors: Mingyang Song, Mao Zheng, Xuan Luo, Yue Pan
Date: 2024-06-17 00:00:00
Tasks: In-Context Learning, Selection bias

Utilizing Large Language Models (LLMs) as evaluators to assess the performance of LLMs has garnered attention. However, this kind of evaluation approach is affected by potential biases within LLMs, raising concerns about the accuracy and reliability of the evaluation results of LLMs. To address this problem, we propose and study two many-shot In-Context Learning (ICL) prompt templates to help LLM evaluators mitigate potential biases: Many-Shot with Reference (MSwR) and Many-Shot without Reference (MSoR). Specifically, the former utilizes in-context examples with model-generated evaluation rationales as references, while the latter does not include these references. Using these prompt designs, we investigate the impact of increasing the number of in-context examples on the consistency and quality of the evaluation results. Experimental results show that advanced LLMs, such as GPT-4o, perform better in the many-shot regime than in the zero-shot and few-shot regimes. Furthermore, when using GPT-4o as an evaluator in the many-shot regime, adopting MSwR as the prompt template performs better than MSoR.
Building Knowledge-Guided Lexica to Model Cultural Variation
Authors: Shreya Havaldar, Salvatore Giorgi, Sunny Rai, Young-Min Cho, Thomas Talhelm, Sharath Chandra Guntuku, Lyle Ungar
Date: 2024-06-17 00:00:00

Cultural variation exists between nations (e.g., the United States vs. China), but also within regions (e.g., California vs. Texas, Los Angeles vs. San Francisco). Measuring this regional cultural variation can illuminate how and why people think and behave differently. Historically, it has been difficult to computationally model cultural variation due to a lack of training data and scalability constraints. In this work, we introduce a new research problem for the NLP community: How do we measure variation in cultural constructs across regions using language? We then provide a scalable solution: building knowledge-guided lexica to model cultural variation, encouraging future work at the intersection of NLP and cultural understanding. We also highlight modern LLMs' failure to measure cultural variation or generate culturally varied language.
DELLA-Merging: Reducing Interference in Model Merging through Magnitude-Based Sampling
Authors: Pala Tej Deep, Rishabh Bhardwaj, Soujanya Poria
Date: 2024-06-17 00:00:00
Tasks: GSM8K, Math, mbpp

With the proliferation of domain-specific models, model merging has emerged as a set of techniques that combine the capabilities of multiple models into one that can multitask without the cost of additional training. In this paper, we propose a new model merging technique, Drop and rEscaLe via sampLing with mAgnitude (DELLA-Merging), that employs a novel pruning technique, MAGPRUNE, which shows significant advantages over DARE and TIES. MAGPRUNE first ranks the parameters in order of their magnitude and assigns higher dropout probabilities (p) to parameters with lower ranks corresponding to lower magnitudes. To approximate the original embeddings, MAGPRUNE employs a rescaling operation on the parameters that survive the random dropping by 1/(1 - p). On three different expert models considered for merging (LM, Math, Code) and corresponding benchmark datasets (AlpacaEval, GSM8K, MBPP), DELLA shows an average improvement of 2.4 points over baseline methods employing delta parameter pruning (an improvement of 3.6 points over TIES, 1.2 points over DARE), and 11.1 points over the no-pruning baseline (TA). We release the source code at: https://github.com/declare-lab/della.
Understanding "Democratization" in NLP and ML Research
Authors: Arjun Subramonian, Vagrant Gautam, Dietrich Klakow, Zeerak Talat
Date: 2024-06-17 00:00:00

Recent improvements in natural language processing (NLP) and machine learning (ML) and increased mainstream adoption have led to researchers frequently discussing the "democratization" of artificial intelligence. In this paper, we seek to clarify how democratization is understood in NLP and ML publications, through large-scale mixed-methods analyses of papers using the keyword "democra*" published in NLP and adjacent venues. We find that democratization is most frequently used to convey (ease of) access to or use of technologies, without meaningfully engaging with theories of democratization, while research using other invocations of "democra*" tends to be grounded in theories of deliberation and debate. Based on our findings, we call for researchers to enrich their use of the term democratization with appropriate theory, towards democratic technologies beyond superficial access.
Style Transfer with Multi-iteration Preference Optimization
Authors: Shuai Liu, Jonathan May
Date: 2024-06-17 00:00:00
Tasks: Machine Translation, Style Transfer, Text Style Transfer, Translation

Numerous recent techniques for text style transfer characterize their approaches as variants of reinforcement learning and preference optimization. In this work, we consider the relationship between these approaches and a class of optimization approaches developed primarily for (non-neural) statistical machine translation, formerly known as `tuning'. Inspired by these techniques from the past, we improve upon established preference optimization approaches, incorporating multiple iterations of exploration and optimization, and choosing contrastive examples by following a `hope' vs `fear' sampling strategy. Cognizant of the difference between machine translation and style transfer, however, we further tailor our framework with a new pseudo-parallel generation method and a dynamic weighted reward aggregation method to tackle the lack of parallel data and the need for a multi-objective reward. We evaluate our model on two commonly used text style transfer datasets. Through automatic and human evaluation results we show the effectiveness and the superiority of our model compared to state-of-the-art baselines.
Error Span Annotation: A Balanced Approach for Human Evaluation of Machine Translation
Authors: Tom Kocmi, Vilém Zouhar, Eleftherios Avramidis, Roman Grundkiewicz, Marzena Karpinska, Maja Popović, Mrinmaya Sachan, Mariya Shmatova
Date: 2024-06-17 00:00:00
Tasks: Machine Translation, Translation

High-quality Machine Translation (MT) evaluation relies heavily on human judgments. Comprehensive error classification methods, such as Multidimensional Quality Metrics (MQM), are expensive as they are time-consuming and can only be done by experts, whose availability may be limited especially for low-resource languages. On the other hand, just assigning overall scores, like Direct Assessment (DA), is simpler and faster and can be done by translators of any level, but is less reliable. In this paper, we introduce Error Span Annotation (ESA), a human evaluation protocol which combines the continuous rating of DA with the high-level error severity span marking of MQM. We validate ESA by comparing it to MQM and DA for 12 MT systems and one human reference translation (English to German) from WMT23. The results show that ESA offers faster and cheaper annotations than MQM at the same quality level, without the requirement of expensive MQM experts.
Mathematical Entities: Corpora and Benchmarks
Authors: Jacob Collard, Valeria de Paiva, Eswaran Subrahmanian
Date: 2024-06-17 00:00:00
Tasks: Definition Extraction, Entity Linking

Mathematics is a highly specialized domain with its own unique set of challenges. Despite this, there has been relatively little research on natural language processing for mathematical texts, and there are few mathematical language resources aimed at NLP. In this paper, we aim to provide annotated corpora that can be used to study the language of mathematics in different contexts, ranging from fundamental concepts found in textbooks to advanced research mathematics. We preprocess the corpora with a neural parsing model and some manual intervention to provide part-of-speech tags, lemmas, and dependency trees. In total, we provide 182397 sentences across three corpora. We then aim to test and evaluate several noteworthy natural language processing models using these corpora, to show how well they can adapt to the domain of mathematics and provide useful tools for exploring mathematical language. We evaluate several neural and symbolic models against benchmarks that we extract from the corpus metadata to show that terminology extraction and definition extraction do not easily generalize to mathematics, and that additional work is needed to achieve good performance on these metrics. Finally, we provide a learning assistant that grants access to the content of these corpora in a context-sensitive manner, utilizing text search and entity linking. Though our corpora and benchmarks provide useful metrics for evaluating mathematical language processing, further work is necessary to adapt models to mathematics in order to provide more effective learning assistants and apply NLP methods to different mathematical domains.
Towards an End-to-End Framework for Invasive Brain Signal Decoding with Large Language Models
Authors: Sheng Feng, Heyang Liu, Yu Wang, Yanfeng Wang
Date: 2024-06-17 00:00:00

In this paper, we introduce a groundbreaking end-to-end (E2E) framework for decoding invasive brain signals, marking a significant advancement in the field of speech neuroprosthesis. Our methodology leverages the comprehensive reasoning abilities of large language models (LLMs) to facilitate direct decoding. By fully integrating LLMs, we achieve results comparable to the state-of-the-art cascade models. Our findings underscore the immense potential of E2E frameworks in speech neuroprosthesis, particularly as the technology behind brain-computer interfaces (BCIs) and the availability of relevant datasets continue to evolve. This work not only showcases the efficacy of combining LLMs with E2E decoding for enhancing speech neuroprosthesis but also sets a new direction for future research in BCI applications, underscoring the impact of LLMs in decoding complex neural signals for communication restoration. Code will be made available at https://github.com/FsFrancis15/BrainLLM.
MEMLA: Enhancing Multilingual Knowledge Editing with Neuron-Masked Low-Rank Adaptation
Authors: Jiakuan Xie, Pengfei Cao, YuHeng Chen, Yubo Chen, Kang Liu, Jun Zhao
Date: 2024-06-17 00:00:00
Tasks: knowledge editing

Knowledge editing aims to adjust the knowledge within large language models (LLMs) to prevent their responses from becoming obsolete or inaccurate. However, existing works on knowledge editing are primarily conducted in a single language, which is inadequate for multilingual language models. In this paper, we focus on multilingual knowledge editing (MKE), which requires propagating updates across multiple languages. This necessity poses a significant challenge for the task. Furthermore, the limited availability of a comprehensive dataset for MKE exacerbates this challenge, hindering progress in this area. Hence, we introduce the Multilingual Knowledge Editing Benchmark (MKEB), a novel dataset comprising 12 languages and providing a complete evaluation framework. Additionally, we propose a method that enhances Multilingual knowledge Editing with neuron-Masked Low-Rank Adaptation (MEMLA). Specifically, we identify two categories of knowledge neurons to improve editing precision. Moreover, we perform LoRA-based editing with neuron masks to efficiently modify parameters and facilitate the propagation of updates across multiple languages. Experiments demonstrate that our method outperforms existing baselines and significantly enhances the multi-hop reasoning capability of the edited model, with minimal impact on its downstream task performance. The dataset and code will be made publicly available.
Extrinsic Evaluation of Cultural Competence in Large Language Models
Authors: Shaily Bhatt, Fernando Diaz
Date: 2024-06-17 00:00:00
Tasks: Open-Ended Question Answering, Question Answering, Story Generation, Text Generation, text similarity

Productive interactions between diverse users and language technologies require outputs from the latter to be culturally relevant and sensitive. Prior works have evaluated models' knowledge of cultural norms, values, and artifacts, without considering how this knowledge manifests in downstream applications. In this work, we focus on extrinsic evaluation of cultural competence in two text generation tasks, open-ended question answering and story generation. We quantitatively and qualitatively evaluate model outputs when an explicit cue of culture, specifically nationality, is perturbed in the prompts. Although we find that model outputs do vary when varying nationalities and feature culturally relevant words, we also find weak correlations between text similarity of outputs for different countries and the cultural values of these countries. Finally, we discuss important considerations in designing comprehensive evaluation of cultural competence in user-facing tasks.
GigaSpeech 2: An Evolving, Large-Scale and Multi-domain ASR Corpus for Low-Resource Languages with Automated Crawling, Transcription and Refinement
Authors: Yifan Yang, Zheshu Song, Jianheng Zhuo, Mingyu Cui, Jinpeng Li, Bo Yang, Yexing Du, Ziyang Ma, Xunying Liu, Ziyuan Wang, Ke Li, Shuai Fan, Kai Yu, Wei-Qiang Zhang, Guoguo Chen, Xie Chen
Date: 2024-06-17 00:00:00
Tasks: speech-recognition, Speech Recognition

The evolution of speech technology has been spurred by the rapid increase in dataset sizes. Traditional speech models generally depend on a large amount of labeled training data, which is scarce for low-resource languages. This paper presents GigaSpeech 2, a large-scale, multi-domain, multilingual speech recognition corpus. It is designed for low-resource languages and does not rely on paired speech and text data. GigaSpeech 2 comprises about 30,000 hours of automatically transcribed speech, including Thai, Indonesian, and Vietnamese, gathered from unlabeled YouTube videos. We also introduce an automated pipeline for data crawling, transcription, and label refinement. Specifically, this pipeline involves Whisper for initial transcription, MMS for forced alignment, and multi-dimensional filtering for data quality assurance. A modified Noisy Student Training is developed to further refine flawed pseudo labels iteratively, thereby enhancing model performance. Experimental results on our manually transcribed evaluation set and two public test sets from Common Voice and FLEURS confirm our corpus's high quality and broad applicability. Notably, ASR models trained on GigaSpeech 2 can reduce the word error rate for Thai, Indonesian, and Vietnamese on our challenging and realistic YouTube test set by 25% to 40% compared to Whisper large-v3, with merely 10% model parameters. Furthermore, our ASR models trained on GigaSpeech 2 yield superior performance compared to commercial services. We hope that our newly introduced corpus and pipeline will open a new avenue for low-resource speech recognition and significantly facilitate research in this area.