pwc-archive/papers-with-abstracts huggingface dataset:
Out-of-distribution generalisation in spoken language understanding
Authors: Dejan Porjazovski, Anssi Moisio, Mikko Kurimo
Date: 2024-07-10 00:00:00
Tasks: Spoken Language Understanding

Test data is said to be out-of-distribution (OOD) when it unexpectedly differs from the training data, a common challenge in real-world use cases of machine learning. Although OOD generalisation has gained interest in recent years, few works have focused on OOD generalisation in spoken language understanding (SLU) tasks. To facilitate research on this topic, we introduce a modified version of the popular SLU dataset SLURP, featuring data splits for testing OOD generalisation in the SLU task. We call our modified dataset SLURP For OOD generalisation, or SLURPFOOD. Utilising our OOD data splits, we find end-to-end SLU models to have limited capacity for generalisation. Furthermore, by employing model interpretability techniques, we shed light on the factors contributing to the generalisation difficulties of the models. To improve the generalisation, we experiment with two techniques, which improve the results on some, but not all the splits, emphasising the need for new techniques.
KpopMT: Translation Dataset with Terminology for Kpop Fandom
Authors: Jiwoo Kim, Yunsu Kim, JinYeong Bak
Date: 2024-07-10 00:00:00
Tasks: Translation

While machines learn from existing corpora, humans have the unique capability to establish and accept new language systems. This makes human form unique language systems within social groups. Aligning with this, we focus on a gap remaining in addressing translation challenges within social groups, where in-group members utilize unique terminologies. We propose KpopMT dataset, which aims to fill this gap by enabling precise terminology translation, choosing Kpop fandom as an initiative for social groups given its global popularity. Expert translators provide 1k English translations for Korean posts and comments, each annotated with specific terminology within social groups' language systems. We evaluate existing translation systems including GPT models on KpopMT to identify their failure cases. Results show overall low scores, underscoring the challenges of reflecting group-specific terminologies and styles in translation. We make KpopMT publicly available.
LokiLM: Technical Report
Authors: Justin Kiefel, Shrey Shah
Date: 2024-07-10 00:00:00
Tasks: Knowledge Distillation, Language Modeling, Language Modelling, Large Language Model, TruthfulQA

In this work, we introduce LokiLM, a 1.4B parameter large language model trained on 500B tokens. Our model performs strongly in natural language reasoning tasks and achieves state-of-the-art performance among models with 1.5B parameters or less. LokiLM is trained using multi-teacher knowledge distillation and high-quality training data to achieve benchmark results competitive with larger models trained on significantly more tokens. We support these findings by introducing steps to avoid benchmark contamination and overfitting throughout our development process. Despite its promising performance, LokiLM exhibits a concerning amount of hallucinations and scores poorly on the TruthfulQA benchmark, so we do not release the model publicly.
Multilingual Blending: LLM Safety Alignment Evaluation with Language Mixture
Authors: Jiayang Song, Yuheng Huang, Zhehua Zhou, Lei Ma
Date: 2024-07-10 00:00:00
Tasks: Safety Alignment

As safety remains a crucial concern throughout the development lifecycle of Large Language Models (LLMs), researchers and industrial practitioners have increasingly focused on safeguarding and aligning LLM behaviors with human preferences and ethical standards. LLMs, trained on extensive multilingual corpora, exhibit powerful generalization abilities across diverse languages and domains. However, current safety alignment practices predominantly focus on single-language scenarios, which leaves their effectiveness in complex multilingual contexts, especially for those complex mixed-language formats, largely unexplored. In this study, we introduce Multilingual Blending, a mixed-language query-response scheme designed to evaluate the safety alignment of various state-of-the-art LLMs (e.g., GPT-4o, GPT-3.5, Llama3) under sophisticated, multilingual conditions. We further investigate language patterns such as language availability, morphology, and language family that could impact the effectiveness of Multilingual Blending in compromising the safeguards of LLMs. Our experimental results show that, without meticulously crafted prompt templates, Multilingual Blending significantly amplifies the detriment of malicious queries, leading to dramatically increased bypass rates in LLM safety alignment (67.23% on GPT-3.5 and 40.34% on GPT-4o), far exceeding those of single-language baselines. Moreover, the performance of Multilingual Blending varies notably based on intrinsic linguistic properties, with languages of different morphology and from diverse families being more prone to evading safety alignments. These findings underscore the necessity of evaluating LLMs and developing corresponding safety alignment strategies in a complex, multilingual context to align with their superior cross-language generalization capabilities.
Probability of Differentiation Reveals Brittleness of Homogeneity Bias in GPT-4
Authors: Messi H. J. Lee, Calvin K. Lai
Date: 2024-07-10 00:00:00

Homogeneity bias in Large Language Models (LLMs) refers to their tendency to homogenize the representations of some groups compared to others. Previous studies documenting this bias have predominantly used encoder models, which may have inadvertently introduced biases. To address this limitation, we prompted GPT-4 to generate single word/expression completions associated with 18 situation cues-specific, measurable elements of environments that influence how individuals perceive situations and compared the variability of these completions using probability of differentiation. This approach directly assessed homogeneity bias from the model's outputs, bypassing encoder models. Across five studies, we find that homogeneity bias is highly volatile across situation cues and writing prompts, suggesting that the bias observed in past work may reflect those within encoder models rather than LLMs. Furthermore, we find that homogeneity bias in LLMs is brittle, as even minor and arbitrary changes in prompts can significantly alter the expression of biases. Future work should further explore how variations in syntactic features and topic choices in longer text generations influence homogeneity bias in LLMs.
Examining Long-Context Large Language Models for Environmental Review Document Comprehension
Authors: Hung Phan, Anurag Acharya, Rounak Meyur, Sarthak Chaturvedi, Shivam Sharma, Mike Parker, Dan Nally, Ali Jannesari, Karl Pazdernik, Mahantesh Halappanavar, Sai Munikoti, Sameera Horawalavithana
Date: 2024-07-10 00:00:00
Tasks: Question Answering, RAG, Retrieval-augmented Generation

As LLMs become increasingly ubiquitous, researchers have tried various techniques to augment the knowledge provided to these models. Long context and retrieval-augmented generation (RAG) are two such methods that have recently gained popularity. In this work, we examine the benefits of both of these techniques by utilizing question answering (QA) task in a niche domain. While the effectiveness of LLM-based QA systems has already been established at an acceptable level in popular domains such as trivia and literature, it has not often been established in niche domains that traditionally require specialized expertise. We construct the NEPAQuAD1.0 benchmark to evaluate the performance of five long-context LLMs -- Claude Sonnet, Gemini, GPT-4, Llama 3.1, and Mistral -- when answering questions originating from Environmental Impact Statements prepared by U.S. federal government agencies in accordance with the National Environmental Environmental Act (NEPA). We specifically measure the ability of LLMs to understand the nuances of legal, technical, and compliance-related information present in NEPA documents in different contextual scenarios. We test the LLMs' internal prior NEPA knowledge by providing questions without any context, as well as assess how LLMs synthesize the contextual information present in long NEPA documents to facilitate the question/answering task. We compare the performance of the models in handling different types of questions (e.g., problem-solving, divergent, etc.). Our results suggest that RAG powered models significantly outperform those provided with only the PDF context in terms of answer accuracy, regardless of the choice of the LLM. Our further analysis reveals that many models perform better answering closed type questions (Yes/No) than divergent and problem-solving questions.
ESM+: Modern Insights into Perspective on Text-to-SQL Evaluation in the Age of Large Language Models
Authors: Benjamin G. Ascoli, Yasoda Sai Ram Kandikonda, Jinho D. Choi
Date: 2024-07-10 00:00:00
Tasks: set matching, Text to SQL, Text-To-SQL

The task of Text-to-SQL enables anyone to retrieve information from SQL databases using natural language. Despite several challenges, recent models have made remarkable advancements in this task using large language models (LLMs). Interestingly, we find that LLM-based models without fine-tuning exhibit distinct natures compared to their fine-tuned counterparts, leading to inadequacies in current evaluation metrics to accurately convey their performance. Thus, we analyze the two primary metrics, Test Suite Execution Accuracy (EXE) and Exact Set Matching Accuracy (ESM), to examine their robustness for this task and address shortcomings. We compare the performance of 9 LLM-based models using EXE, the original ESM, and our improved ESM (called ESM+). Our results show that EXE and ESM have high false positive and negative rates of 11.3% and 13.9%, while ESM+ gives those of 0.1% and 2.6% respectively, providing a significantly more stable evaluation. We release the ESM+ script as open-source for the community to contribute, while enjoying a more reliable assessment of Text-to-SQL.
Reuse, Don't Retrain: A Recipe for Continued Pretraining of Language Models
Authors: Jupinder Parmar, Sanjev Satheesh, Mostofa Patwary, Mohammad Shoeybi, Bryan Catanzaro
Date: 2024-07-09 00:00:00

As language models have scaled both their number of parameters and pretraining dataset sizes, the computational cost for pretraining has become intractable except for the most well-resourced teams. This increasing cost makes it ever more important to be able to reuse a model after it has completed pretraining; allowing for a model's abilities to further improve without needing to train from scratch. In this work, we detail a set of guidelines that cover how to design efficacious data distributions and learning rate schedules for continued pretraining of language models. When applying these findings within a continued pretraining run on top of a well-trained 15B parameter model, we show an improvement of 9\% in average model accuracy compared to the baseline of continued training on the pretraining set. The resulting recipe provides a practical starting point with which to begin developing language models through reuse rather than retraining.
A 'MAP' to find high-performing soft robot designs: Traversing complex design spaces using MAP-elites and Topology Optimization
Authors: Yue Xie, Josh Pinskier, Lois Liow, David Howard, Fumiya Iida
Date: 2024-07-10 00:00:00
Tasks: Diversity

Soft robotics has emerged as the standard solution for grasping deformable objects, and has proven invaluable for mobile robotic exploration in extreme environments. However, despite this growth, there are no widely adopted computational design tools that produce quality, manufacturable designs. To advance beyond the diminishing returns of heuristic bio-inspiration, the field needs efficient tools to explore the complex, non-linear design spaces present in soft robotics, and find novel high-performing designs. In this work, we investigate a hierarchical design optimization methodology which combines the strengths of topology optimization and quality diversity optimization to generate diverse and high-performance soft robots by evolving the design domain. The method embeds variably sized void regions within the design domain and evolves their size and position, to facilitating a richer exploration of the design space and find a diverse set of high-performing soft robots. We demonstrate its efficacy on both benchmark topology optimization problems and soft robotic design problems, and show the method enhances grasp performance when applied to soft grippers. Our method provides a new framework to design parts in complex design domains, both soft and rigid.
Hybridizing Target- and SHAP-encoded Features for Algorithm Selection in Mixed-variable Black-box Optimization
Authors: Konstantin Dietrich, Raphael Patrick Prager, Carola Doerr, Heike Trautmann
Date: 2024-07-10 00:00:00

Exploratory landscape analysis (ELA) is a well-established tool to characterize optimization problems via numerical features. ELA is used for problem comprehension, algorithm design, and applications such as automated algorithm selection and configuration. Until recently, however, ELA was limited to search spaces with either continuous or discrete variables, neglecting problems with mixed variable types. This gap was addressed in a recent study that uses an approach based on target-encoding to compute exploratory landscape features for mixedvariable problems. In this work, we investigate an alternative encoding scheme based on SHAP values. While these features do not lead to better results in the algorithm selection setting considered in previous work, the two different encoding mechanisms exhibit complementary performance. Combining both feature sets into a hybrid approach outperforms each encoding mechanism individually. Finally, we experiment with two different ways of meta-selecting between the two feature sets. Both approaches are capable of taking advantage of the performance complementarity of the models trained on target-encoded and SHAP-encoded feature sets, respectively.
Tail Bounds on the Runtime of Categorical Compact Genetic Algorithm
Authors: Ryoki Hamano, Kento Uchida, Shinichi Shirakawa, Daiki Morinaga, Youhei Akimoto
Date: 2024-07-10 00:00:00
Tasks: Evolutionary Algorithms

The majority of theoretical analyses of evolutionary algorithms in the discrete domain focus on binary optimization algorithms, even though black-box optimization on the categorical domain has a lot of practical applications. In this paper, we consider a probabilistic model-based algorithm using the family of categorical distributions as its underlying distribution and set the sample size as two. We term this specific algorithm the categorical compact genetic algorithm (ccGA). The ccGA can be considered as an extension of the compact genetic algorithm (cGA), which is an efficient binary optimization algorithm. We theoretically analyze the dependency of the number of possible categories $K$, the number of dimensions $D$, and the learning rate $\eta$ on the runtime. We investigate the tail bound of the runtime on two typical linear functions on the categorical domain: categorical OneMax (COM) and KVal. We derive that the runtimes on COM and KVal are $O(\sqrt{D} \ln (DK) / \eta)$ and $\Theta(D \ln K/ \eta)$ with high probability, respectively. Our analysis is a generalization for that of the cGA on the binary domain.
Sequential Kalman Tuning of the $t$-preconditioned Crank-Nicolson algorithm: efficient, adaptive and gradient-free inference for Bayesian inverse problems
Authors: Richard D. P. Grumitt, Minas Karamanis, Uroš Seljak
Date: 2024-07-10 00:00:00

Ensemble Kalman Inversion (EKI) has been proposed as an efficient method for the approximate solution of Bayesian inverse problems with expensive forward models. However, when applied to the Bayesian inverse problem EKI is only exact in the regime of Gaussian target measures and linear forward models. In this work we propose embedding EKI and Flow Annealed Kalman Inversion (FAKI), its normalizing flow (NF) preconditioned variant, within a Bayesian annealing scheme as part of an adaptive implementation of the $t$-preconditioned Crank-Nicolson (tpCN) sampler. The tpCN sampler differs from standard pCN in that its proposal is reversible with respect to the multivariate $t$-distribution. The more flexible tail behaviour allows for better adaptation to sampling from non-Gaussian targets. Within our Sequential Kalman Tuning (SKT) adaptation scheme, EKI is used to initialize and precondition the tpCN sampler for each annealed target. The subsequent tpCN iterations ensure particles are correctly distributed according to each annealed target, avoiding the accumulation of errors that would otherwise impact EKI. We demonstrate the performance of SKT for tpCN on three challenging numerical benchmarks, showing significant improvements in the rate of convergence compared to adaptation within standard SMC with importance weighted resampling at each temperature level, and compared to similar adaptive implementations of standard pCN. The SKT scheme applied to tpCN offers an efficient, practical solution for solving the Bayesian inverse problem when gradients of the forward model are not available. Code implementing the SKT schemes for tpCN is available at \url{https://github.com/RichardGrumitt/KalmanMC}.
Enhancing HNSW Index for Real-Time Updates: Addressing Unreachable Points and Performance Degradation
Authors: Wentao Xiao, Yueyang Zhan, Rui Xi, Mengshu Hou, Jianming Liao
Date: 2024-07-10 00:00:00
Tasks: Information Retrieval

The approximate nearest neighbor search (ANNS) is a fundamental and essential component in data mining and information retrieval, with graph-based methodologies demonstrating superior performance compared to alternative approaches. Extensive research efforts have been dedicated to improving search efficiency by developing various graph-based indices, such as HNSW (Hierarchical Navigable Small World). However, the performance of HNSW and most graph-based indices become unacceptable when faced with a large number of real-time deletions, insertions, and updates. Furthermore, during update operations, HNSW can result in some data points becoming unreachable, a situation we refer to as the `unreachable points phenomenon'. This phenomenon could significantly affect the search accuracy of the graph in certain situations. To address these issues, we present efficient measures to overcome the shortcomings of HNSW, specifically addressing poor performance over long periods of delete and update operations and resolving the issues caused by the unreachable points phenomenon. Our proposed MN-RU algorithm effectively improves update efficiency and suppresses the growth rate of unreachable points, ensuring better overall performance and maintaining the integrity of the graph. Our results demonstrate that our methods outperform existing approaches. Furthermore, since our methods are based on HNSW, they can be easily integrated with existing indices widely used in the industrial field, making them practical for future real-world applications. Code is available at \url{https://github.com/xwt1/MN-RU.git}
Systematic Evaluation of Neural Retrieval Models on the Touché 2020 Argument Retrieval Subset of BEIR
Authors: Nandan Thakur, Luiz Bonifacio, Maik Fröbe, Alexander Bondarenko, Ehsan Kamalloo, Martin Potthast, Matthias Hagen, Jimmy Lin
Date: 2024-07-10 00:00:00
Tasks: Argument Retrieval, Denoising, Retrieval

The zero-shot effectiveness of neural retrieval models is often evaluated on the BEIR benchmark -- a combination of different IR evaluation datasets. Interestingly, previous studies found that particularly on the BEIR subset Touch\'e 2020, an argument retrieval task, neural retrieval models are considerably less effective than BM25. Still, so far, no further investigation has been conducted on what makes argument retrieval so "special". To more deeply analyze the respective potential limits of neural retrieval models, we run a reproducibility study on the Touch\'e 2020 data. In our study, we focus on two experiments: (i) a black-box evaluation (i.e., no model retraining), incorporating a theoretical exploration using retrieval axioms, and (ii) a data denoising evaluation involving post-hoc relevance judgments. Our black-box evaluation reveals an inherent bias of neural models towards retrieving short passages from the Touch\'e 2020 data, and we also find that quite a few of the neural models' results are unjudged in the Touch\'e 2020 data. As many of the short Touch\'e passages are not argumentative and thus non-relevant per se, and as the missing judgments complicate fair comparison, we denoise the Touch\'e 2020 data by excluding very short passages (less than 20 words) and by augmenting the unjudged data with post-hoc judgments following the Touch\'e guidelines. On the denoised data, the effectiveness of the neural models improves by up to 0.52 in nDCG@10, but BM25 is still more effective. Our code and the augmented Touch\'e 2020 dataset are available at \url{https://github.com/castorini/touche-error-analysis}.
Evaluating the method reproducibility of deep learning models in the biodiversity domain
Authors: Waqas Ahmed, Vamsi Krishna Kommineni, Birgitta König-Ries, Jitendra Gaikwad, Luiz Gadelha, Sheeba Samuel
Date: 2024-07-10 00:00:00
Tasks: Deep Learning

Artificial Intelligence (AI) is revolutionizing biodiversity research by enabling advanced data analysis, species identification, and habitats monitoring, thereby enhancing conservation efforts. Ensuring reproducibility in AI-driven biodiversity research is crucial for fostering transparency, verifying results, and promoting the credibility of ecological findings.This study investigates the reproducibility of deep learning (DL) methods within the biodiversity domain. We design a methodology for evaluating the reproducibility of biodiversity-related publications that employ DL techniques across three stages. We define ten variables essential for method reproducibility, divided into four categories: resource requirements, methodological information, uncontrolled randomness, and statistical considerations. These categories subsequently serve as the basis for defining different levels of reproducibility. We manually extract the availability of these variables from a curated dataset comprising 61 publications identified using the keywords provided by biodiversity experts. Our study shows that the dataset is shared in 47% of the publications; however, a significant number of the publications lack comprehensive information on deep learning methods, including details regarding randomness.