pwc-archive/papers-with-abstracts huggingface dataset:
An Investigation of Prompt Variations for Zero-shot LLM-based Rankers
Authors: Shuoqi Sun, Shengyao Zhuang, Shuai Wang, Guido Zuccon
Date: 2024-06-20 00:00:00

We provide a systematic understanding of the impact of specific components and wordings used in prompts on the effectiveness of rankers based on zero-shot Large Language Models (LLMs). Several zero-shot ranking methods based on LLMs have recently been proposed. Among many aspects, methods differ across (1) the ranking algorithm they implement, e.g., pointwise vs. listwise, (2) the backbone LLMs used, e.g., GPT3.5 vs. FLAN-T5, (3) the components and wording used in prompts, e.g., the use or not of role-definition (role-playing) and the actual words used to express this. It is currently unclear whether performance differences are due to the underlying ranking algorithm, or because of spurious factors such as better choice of words used in prompts. This confusion risks to undermine future research. Through our large-scale experimentation and analysis, we find that ranking algorithms do contribute to differences between methods for zero-shot LLM ranking. However, so do the LLM backbones -- but even more importantly, the choice of prompt components and wordings affect the ranking. In fact, in our experiments, we find that, at times, these latter elements have more impact on the ranker's effectiveness than the actual ranking algorithms, and that differences among ranking methods become more blurred when prompt variations are considered.
Take the essence and discard the dross: A Rethinking on Data Selection for Fine-Tuning Large Language Models
Authors: Ziche Liu, Rui Ke, Feng Jiang, Haizhou Li
Date: 2024-06-20 00:00:00

Data selection for fine-tuning Large Language Models (LLMs) aims to select a high-quality subset from a given candidate dataset to train a Pending Fine-tune Model (PFM) into a Selective-Enhanced Model (SEM). It can improve the model performance and accelerate the training process. Although a few surveys have investigated related works of data selection, there is a lack of comprehensive comparison between existing methods due to their various experimental settings. To address this issue, we first propose a three-stage scheme for data selection and comprehensively review existing works according to this scheme. Then, we design a unified comparing method with ratio-based efficiency indicators and ranking-based feasibility indicators to overcome the difficulty of comparing various models with diverse experimental settings. After an in-depth comparative analysis, we find that the more targeted method with data-specific and model-specific quality labels has higher efficiency, but the introduction of additional noise information should be avoided when designing selection algorithms. Finally, we summarize the trends in data selection and highlight the short-term and long-term challenges to guide future research.
Let Guidelines Guide You: A Prescriptive Guideline-Centered Data Annotation Methodology
Authors: Federico Ruggeri, Eleonora Misino, Arianna Muti, Katerina Korre, Paolo Torroni, Alberto Barrón-Cedeño
Date: 2024-06-20 00:00:00

We introduce the Guideline-Centered Annotation Methodology (GCAM), a novel data annotation methodology designed to report the annotation guidelines associated with each data sample. Our approach addresses three key limitations of the standard prescriptive annotation methodology by reducing the information loss during annotation and ensuring adherence to guidelines. Furthermore, GCAM enables the efficient reuse of annotated data across multiple tasks. We evaluate GCAM in two ways: (i) through a human annotation study and (ii) an experimental evaluation with several machine learning models. Our results highlight the advantages of GCAM from multiple perspectives, demonstrating its potential to improve annotation quality and error analysis.
Seamless Language Expansion: Enhancing Multilingual Mastery in Self-Supervised Models
Authors: Jing Xu, Minglin Wu, Xixin Wu, Helen Meng
Date: 2024-06-20 00:00:00

Self-supervised (SSL) models have shown great performance in various downstream tasks. However, they are typically developed for limited languages, and may encounter new languages in real-world. Developing a SSL model for each new language is costly. Thus, it is vital to figure out how to efficiently adapt existed SSL models to a new language without impairing its original abilities. We propose adaptation methods which integrate LoRA to existed SSL models to extend new language. We also develop preservation strategies which include data combination and re-clustering to retain abilities on existed languages. Applied to mHuBERT, we investigate their effectiveness on speech re-synthesis task. Experiments show that our adaptation methods enable mHuBERT to be applied to a new language (Mandarin) with MOS value increased about 1.6 and the relative value of WER reduced up to 61.72%. Also, our preservation strategies ensure that the performance on both existed and new languages remains intact.
Protecting Privacy Through Approximating Optimal Parameters for Sequence Unlearning in Language Models
Authors: Dohyun Lee, Daniel Rim, Minseok Choi, Jaegul Choo
Date: 2024-06-20 00:00:00
Tasks: Machine Unlearning, Memorization

Although language models (LMs) demonstrate exceptional capabilities on various tasks, they are potentially vulnerable to extraction attacks, which represent a significant privacy risk. To mitigate the privacy concerns of LMs, machine unlearning has emerged as an important research area, which is utilized to induce the LM to selectively forget about some of its training data. While completely retraining the model will guarantee successful unlearning and privacy assurance, it is impractical for LMs, as it would be time-consuming and resource-intensive. Prior works efficiently unlearn the target token sequences, but upon subsequent iterations, the LM displays significant degradation in performance. In this work, we propose Privacy Protection via Optimal Parameters (POP), a novel unlearning method that effectively forgets the target token sequences from the pretrained LM by applying optimal gradient updates to the parameters. Inspired by the gradient derivation of complete retraining, we approximate the optimal training objective that successfully unlearns the target sequence while retaining the knowledge from the rest of the training data. Experimental results demonstrate that POP exhibits remarkable retention performance post-unlearning across 9 classification and 4 dialogue benchmarks, outperforming the state-of-the-art by a large margin. Furthermore, we introduce Remnant Memorization Accuracy that quantifies privacy risks based on token likelihood and validate its effectiveness through both qualitative and quantitative analyses.
EXCEEDS: Extracting Complex Events as Connecting the Dots to Graphs in Scientific Domain
Authors: Yi-Fan Lu, Xian-Ling Mao, Bo wang, Xiao Liu, Heyan Huang
Date: 2024-06-20 00:00:00
Tasks: Event Extraction

It is crucial to utilize events to understand a specific domain. There are lots of research on event extraction in many domains such as news, finance and biology domain. However, scientific domain still lacks event extraction research, including comprehensive datasets and corresponding methods. Compared to other domains, scientific domain presents two characteristics: denser nuggets and more complex events. To solve the above problem, considering these two characteristics, we first construct SciEvents, a large-scale multi-event document-level dataset with a schema tailored for scientific domain. It has 2,508 documents and 24,381 events under refined annotation and quality control. Then, we propose EXCEEDS, a novel end-to-end scientific event extraction framework by storing dense nuggets in a grid matrix and simplifying complex event extraction into a dot construction and connection task. Experimental results demonstrate state-of-the-art performances of EXCEEDS on SciEvents. Additionally, we release SciEvents and EXCEEDS on GitHub.
Prompt Injection Attacks in Defended Systems
Authors: Daniil Khomsky, Narek Maloyan, Bulat Nutfullin
Date: 2024-06-20 00:00:00
Tasks: Vulnerability Detection

Large language models play a crucial role in modern natural language processing technologies. However, their extensive use also introduces potential security risks, such as the possibility of black-box attacks. These attacks can embed hidden malicious features into the model, leading to adverse consequences during its deployment. This paper investigates methods for black-box attacks on large language models with a three-tiered defense mechanism. It analyzes the challenges and significance of these attacks, highlighting their potential implications for language processing system security. Existing attack and defense methods are examined, evaluating their effectiveness and applicability across various scenarios. Special attention is given to the detection algorithm for black-box attacks, identifying hazardous vulnerabilities in language models and retrieving sensitive information. This research presents a methodology for vulnerability detection and the development of defensive strategies against black-box attacks on large language models.
Taxonomy-Guided Zero-Shot Recommendations with LLMs
Authors: Yueqing Liang, Liangwei Yang, Chen Wang, Xiongxiao Xu, Philip S. Yu, Kai Shu
Date: 2024-06-20 00:00:00
Tasks: Recommendation Systems

With the emergence of large language models (LLMs) and their ability to perform a variety of tasks, their application in recommender systems (RecSys) has shown promise. However, we are facing significant challenges when deploying LLMs into RecSys, such as limited prompt length, unstructured item information, and un-constrained generation of recommendations, leading to sub-optimal performance. To address these issues, we propose a novel method using a taxonomy dictionary. This method provides a systematic framework for categorizing and organizing items, improving the clarity and structure of item information. By incorporating the taxonomy dictionary into LLM prompts, we achieve efficient token utilization and controlled feature generation, leading to more accurate and contextually relevant recommendations. Our Taxonomy-guided Recommendation (TaxRec) approach features a two-step process: one-time taxonomy categorization and LLM-based recommendation, enabling zero-shot recommendations without the need for domain-specific fine-tuning. Experimental results demonstrate TaxRec significantly enhances recommendation quality compared to traditional zero-shot approaches, showcasing its efficacy as personal recommender with LLMs. Code is available at https://github.com/yueqingliang1/TaxRec.
LLM Critics Help Catch Bugs in Mathematics: Towards a Better Mathematical Verifier with Natural Language Feedback
Authors: Bofei Gao, Zefan Cai, Runxin Xu, Peiyi Wang, Ce Zheng, Runji Lin, Keming Lu, Dayiheng Liu, Chang Zhou, Wen Xiao, Junjie Hu, Tianyu Liu, Baobao Chang
Date: 2024-06-20 00:00:00
Tasks: Binary Classification, GSM8K, Math, Mathematical Reasoning

In recent progress, mathematical verifiers have achieved success in mathematical reasoning tasks by validating the correctness of solutions generated by policy models. However, existing verifiers are trained with binary classification labels, which are not informative enough for the model to accurately assess the solutions. To mitigate the aforementioned insufficiency of binary labels, we introduce step-wise natural language feedback as rationale labels, that is, the correctness of each step and the detailed explanations. In this paper, we propose Math-Minos, a natural language feedback-enhanced verifier by constructing automatically generated training data and a two-stage training paradigm for effective training and efficient inference. Our experiments reveal that a small set of natural language feedback can significantly boost the performance of the verifier in both verification and reinforcement learning. We have released the code and data for further exploration.
"Global is Good, Local is Bad?": Understanding Brand Bias in LLMs
Authors: Mahammed Kamruzzaman, Hieu Minh Nguyen, Gene Louis Kim
Date: 2024-06-20 00:00:00
Tasks: Product Recommendation

Many recent studies have investigated social biases in LLMs but brand bias has received little attention. This research examines the biases exhibited by LLMs towards different brands, a significant concern given the widespread use of LLMs in affected use cases such as product recommendation and market analysis. Biased models may perpetuate societal inequalities, unfairly favoring established global brands while marginalizing local ones. Using a curated dataset across four brand categories, we probe the behavior of LLMs in this space. We find a consistent pattern of bias in this space -- both in terms of disproportionately associating global brands with positive attributes and disproportionately recommending luxury gifts for individuals in high-income countries. We also find LLMs are subject to country-of-origin effects which may boost local brand preference in LLM outputs in specific contexts.
Inference-Time Decontamination: Reusing Leaked Benchmarks for Large Language Model Evaluation
Authors: Qin Zhu, Qingyuan Cheng, Runyu Peng, Xiaonan Li, Tengxiao Liu, Ru Peng, Xipeng Qiu, Xuanjing Huang
Date: 2024-06-20 00:00:00
Tasks: GSM8K, Language Model Evaluation, Language Modeling, Language Modelling, Large Language Model, MMLU

The training process of large language models (LLMs) often involves varying degrees of test data contamination. Although current LLMs are achieving increasingly better performance on various benchmarks, their performance in practical applications does not always match their benchmark results. Leakage of benchmarks can prevent the accurate assessment of LLMs' true performance. However, constructing new benchmarks is costly, labor-intensive and still carries the risk of leakage. Therefore, in this paper, we ask the question, Can we reuse these leaked benchmarks for LLM evaluation? We propose Inference-Time Decontamination (ITD) to address this issue by detecting and rewriting leaked samples without altering their difficulties. ITD can mitigate performance inflation caused by memorizing leaked benchmarks. Our proof-of-concept experiments demonstrate that ITD reduces inflated accuracy by 22.9% on GSM8K and 19.0% on MMLU. On MMLU, using Inference-time Decontamination can lead to a decrease in the results of Phi3 and Mistral by 6.7% and 3.6% respectively. We hope that ITD can provide more truthful evaluation results for large language models.
AutoCAP: Towards Automatic Cross-lingual Alignment Planning for Zero-shot Chain-of-Thought
Authors: Yongheng Zhang, Qiguang Chen, Min Li, Wanxiang Che, Libo Qin
Date: 2024-06-20 00:00:00

Cross-lingual chain-of-thought can effectively complete reasoning tasks across languages, which gains increasing attention. Recently, dominant approaches in the literature improve cross-lingual alignment capabilities by integrating reasoning knowledge from different languages. Despite achieving excellent performance, current methods still have two main challenges: (1) Manual language specification: They still highly rely on manually selecting the languages to integrate, severely affecting their generalizability; (2) Static weight allocation: Current methods simply integrate all languages equally. In fact, different language reasoning paths should have different weights to achieve better complementation and integration. Motivated by this, we introduce an Automatic Cross-lingual Alignment Planning (AutoCAP) for zero-shot chain-of-thought to address the above challenges. The core of AutoCAP consists of two components: (1) Automatic Language Selection Prompting to guide LLMs to select appropriate languages and (2) Automatic Weight Allocation Prompting to automatically allocate alignment weight scores to each reasoning path. Extensive experiments on several benchmarks reveal that AutoCAP achieves state-of-the-art performance, surpassing previous methods that required manual effort.
Persuasiveness of Generated Free-Text Rationales in Subjective Decisions: A Case Study on Pairwise Argument Ranking
Authors: Mohamed Elaraby, Diane Litman, Xiang Lorraine Li, Ahmed Magooda
Date: 2024-06-20 00:00:00
Tasks: Persuasiveness

Generating free-text rationales is among the emergent capabilities of Large Language Models (LLMs). These rationales have been found to enhance LLM performance across various NLP tasks. Recently, there has been growing interest in using these rationales to provide insights for various important downstream tasks. In this paper, we analyze generated free-text rationales in tasks with subjective answers, emphasizing the importance of rationalization in such scenarios. We focus on pairwise argument ranking, a highly subjective task with significant potential for real-world applications, such as debate assistance. We evaluate the persuasiveness of rationales generated by nine LLMs to support their subjective choices. Our findings suggest that open-source LLMs, particularly Llama2-70B-chat, are capable of providing highly persuasive rationalizations, surpassing even GPT models. Additionally, our experiments show that rationale persuasiveness can be improved by controlling its parameters through prompting or through self-refinement.
Open Generative Large Language Models for Galician
Authors: Pablo Gamallo, Pablo Rodríguez, Iria de-Dios-Flores, Susana Sotelo, Silvia Paniagua, Daniel Bardanca, José Ramom Pichel, Marcos Garcia
Date: 2024-06-19 00:00:00
Tasks: Continual Pretraining, Diversity

Large language models (LLMs) have transformed natural language processing. Yet, their predominantly English-centric training has led to biases and performance disparities across languages. This imbalance marginalizes minoritized languages, making equitable access to NLP technologies more difficult for languages with lower resources, such as Galician. We present the first two generative LLMs focused on Galician to bridge this gap. These models, freely available as open-source resources, were trained using a GPT architecture with 1.3B parameters on a corpus of 2.1B words. Leveraging continual pretraining, we adapt to Galician two existing LLMs trained on larger corpora, thus mitigating the data constraints that would arise if the training were performed from scratch. The models were evaluated using human judgments and task-based datasets from standardized benchmarks. These evaluations reveal a promising performance, underscoring the importance of linguistic diversity in generative models.
Adaptable Logical Control for Large Language Models
Authors: Honghua Zhang, Po-Nien Kung, Masahiro Yoshida, Guy Van Den Broeck, Nanyun Peng
Date: 2024-06-19 00:00:00
Tasks: Math, Text Generation

Despite the success of Large Language Models (LLMs) on various tasks following human instructions, controlling model generation at inference time poses a persistent challenge. In this paper, we introduce Ctrl-G, an adaptable framework that facilitates tractable and flexible control of LLM generation to reliably follow logical constraints. Ctrl-G combines any production-ready LLM with a Hidden Markov Model, enabling LLM outputs to adhere to logical constraints represented as deterministic finite automata. We show that Ctrl-G, when applied to a TULU2-7B model, outperforms GPT3.5 and GPT4 on the task of interactive text editing: specifically, for the task of generating text insertions/continuations following logical constraints, Ctrl-G achieves over 30% higher satisfaction rate in human evaluation compared to GPT4. When applied to medium-size language models (e.g., GPT2-large), Ctrl-G also beats its counterparts for constrained generation by large margins on standard benchmarks. Additionally, as a proof-of-concept study, we experiment Ctrl-G on the Grade School Math benchmark to assist LLM reasoning, foreshadowing the application of Ctrl-G, as well as other constrained generation approaches, beyond traditional language generation tasks.
Distributional reasoning in LLMs: Parallel reasoning processes in multi-hop reasoning
Authors: Yuval Shalev, Amir Feder, Ariel Goldstein
Date: 2024-06-19 00:00:00

Large language models (LLMs) have shown an impressive ability to perform tasks believed to require thought processes. When the model does not document an explicit thought process, it becomes difficult to understand the processes occurring within its hidden layers and to determine if these processes can be referred to as reasoning. We introduce a novel and interpretable analysis of internal multi-hop reasoning processes in LLMs. We demonstrate that the prediction process for compositional reasoning questions can be modeled using a simple linear transformation between two semantic category spaces. We show that during inference, the middle layers of the network generate highly interpretable embeddings that represent a set of potential intermediate answers for the multi-hop question. We use statistical analyses to show that a corresponding subset of tokens is activated in the model's output, implying the existence of parallel reasoning paths. These observations hold true even when the model lacks the necessary knowledge to solve the task. Our findings can help uncover the strategies that LLMs use to solve reasoning tasks, offering insights into the types of thought processes that can emerge from artificial intelligence. Finally, we also discuss the implication of cognitive modeling of these results.
Joint vs Sequential Speaker-Role Detection and Automatic Speech Recognition for Air-traffic Control
Authors: Alexander Blatt, Aravind Krishnan, Dietrich Klakow
Date: 2024-06-19 00:00:00
Tasks: Automatic Speech Recognition, Automatic Speech Recognition (ASR), speaker-diarization, Speaker Diarization, speech-recognition, Speech Recognition

Utilizing air-traffic control (ATC) data for downstream natural-language processing tasks requires preprocessing steps. Key steps are the transcription of the data via automatic speech recognition (ASR) and speaker diarization, respectively speaker role detection (SRD) to divide the transcripts into pilot and air-traffic controller (ATCO) transcripts. While traditional approaches take on these tasks separately, we propose a transformer-based joint ASR-SRD system that solves both tasks jointly while relying on a standard ASR architecture. We compare this joint system against two cascaded approaches for ASR and SRD on multiple ATC datasets. Our study shows in which cases our joint system can outperform the two traditional approaches and in which cases the other architectures are preferable. We additionally evaluate how acoustic and lexical differences influence all architectures and show how to overcome them for our joint architecture.
Neuro-symbolic Training for Reasoning over Spatial Language
Authors: Tanawan Premsri, Parisa Kordjamshidi
Date: 2024-06-19 00:00:00
Tasks: Spatial Reasoning, Transfer Learning

Recent research shows that more data and larger models can provide more accurate solutions to natural language problems requiring reasoning. However, models can easily fail to provide solutions in unobserved complex input compositions due to not achieving the level of abstraction required for generalizability. To alleviate this issue, we propose training the language models with neuro-symbolic techniques that can exploit the logical rules of reasoning as constraints and provide additional supervision sources to the model. Training models to adhere to the regulations of reasoning pushes them to make more effective abstractions needed for generalizability and transfer learning. We focus on a challenging problem of spatial reasoning over text. Our results on various benchmarks using multiple language models confirm our hypothesis of effective domain transfer based on neuro-symbolic training.