pwc-archive/papers-with-abstracts huggingface dataset:
Unveiling Options with Neural Decomposition
Authors: Mahdi Alikhasi, Levi H. S. Lelis
Date: 2024-10-15 00:00:00

In reinforcement learning, agents often learn policies for specific tasks without the ability to generalize this knowledge to related tasks. This paper introduces an algorithm that attempts to address this limitation by decomposing neural networks encoding policies for Markov Decision Processes into reusable sub-policies, which are used to synthesize temporally extended actions, or options. We consider neural networks with piecewise linear activation functions, so that they can be mapped to an equivalent tree that is similar to oblique decision trees. Since each node in such a tree serves as a function of the input of the tree, each sub-tree is a sub-policy of the main policy. We turn each of these sub-policies into options by wrapping it with while-loops of varied number of iterations. Given the large number of options, we propose a selection mechanism based on minimizing the Levin loss for a uniform policy on these options. Empirical results in two grid-world domains where exploration can be difficult confirm that our method can identify useful options, thereby accelerating the learning process on similar but different tasks.
Beyond Linear Approximations: A Novel Pruning Approach for Attention Matrix
Authors: YIngyu Liang, Jiangxuan Long, Zhenmei Shi, Zhao Song, Yufa Zhou
Date: 2024-10-15 00:00:00

Large Language Models (LLMs) have shown immense potential in enhancing various aspects of our daily lives, from conversational AI to search and AI assistants. However, their growing capabilities come at the cost of extremely large model sizes, making deployment on edge devices challenging due to memory and computational constraints. This paper introduces a novel approach to LLM weight pruning that directly optimizes for approximating the attention matrix, a core component of transformer architectures. Unlike existing methods that focus on linear approximations, our approach accounts for the non-linear nature of the Softmax attention mechanism. We provide theoretical guarantees for the convergence of our Gradient Descent-based optimization method to a near-optimal pruning mask solution. Our preliminary empirical results demonstrate the effectiveness of this approach in maintaining model performance while significantly reducing computational costs. This work establishes a new theoretical foundation for pruning algorithm design in LLMs, potentially paving the way for more efficient LLM inference on resource-constrained devices.
Learning Agents With Prioritization and Parameter Noise in Continuous State and Action Space
Authors: Rajesh Mangannavar, Gopalakrishnan Srinivasaraghavan
Date: 2024-10-15 00:00:00
Tasks: Autonomous Vehicles, Q-Learning

Among the many variants of RL, an important class of problems is where the state and action spaces are continuous -- autonomous robots, autonomous vehicles, optimal control are all examples of such problems that can lend themselves naturally to reinforcement based algorithms, and have continuous state and action spaces. In this paper, we introduce a prioritized form of a combination of state-of-the-art approaches such as Deep Q-learning (DQN) and Deep Deterministic Policy Gradient (DDPG) to outperform the earlier results for continuous state and action space problems. Our experiments also involve the use of parameter noise during training resulting in more robust deep RL models outperforming the earlier results significantly. We believe these results are a valuable addition for continuous state and action space problems.
Automatically Generating Visual Hallucination Test Cases for Multimodal Large Language Models
Authors: Zhongye Liu, Hongbin Liu, Yuepeng Hu, Zedian Shao, Neil Zhenqiang Gong
Date: 2024-10-15 00:00:00
Tasks: Hallucination, Large Language Model, Multimodal Large Language Model, Negation

Visual hallucination (VH) occurs when a multimodal large language model (MLLM) generates responses with incorrect visual details for prompts. Existing methods for generating VH test cases primarily rely on human annotations, typically in the form of triples: (image, question, answer). In this paper, we introduce VHExpansion, the first automated method for expanding VH test cases for MLLMs. Given an initial VH test case, VHExpansion automatically expands it by perturbing the question and answer through negation as well as modifying the image using both common and adversarial perturbations. Additionally, we propose a new evaluation metric, symmetric accuracy, which measures the proportion of correctly answered VH test-case pairs. Each pair consists of a test case and its negated counterpart. Our theoretical analysis shows that symmetric accuracy is an unbiased evaluation metric that remains unaffected by the imbalance of VH testing cases with varying answers when an MLLM is randomly guessing the answers, whereas traditional accuracy is prone to such imbalance. We apply VHExpansion to expand three VH datasets annotated manually and use these expanded datasets to benchmark seven MLLMs. Our evaluation shows that VHExpansion effectively identifies more VH test cases. Moreover, symmetric accuracy, being unbiased, leads to different conclusions about the vulnerability of MLLMs to VH compared to traditional accuracy metric. Finally, we show that fine-tuning MLLMs on the expanded VH dataset generated by VHExpansion mitigates VH more effectively than fine-tuning on the original, manually annotated dataset. Our code is available at: https://github.com/lycheeefish/VHExpansion.
HR-Agent: A Task-Oriented Dialogue (TOD) LLM Agent Tailored for HR Applications
Authors: Weijie Xu, Jay Desai, Fanyou Wu, Josef Valvoda, Srinivasan H. Sengamedu
Date: 2024-10-15 00:00:00

Recent LLM (Large Language Models) advancements benefit many fields such as education and finance, but HR has hundreds of repetitive processes, such as access requests, medical claim filing and time-off submissions, which are unaddressed. We relate these tasks to the LLM agent, which has addressed tasks such as writing assisting and customer support. We present HR-Agent, an efficient, confidential, and HR-specific LLM-based task-oriented dialogue system tailored for automating repetitive HR processes such as medical claims and access requests. Since conversation data is not sent to an LLM during inference, it preserves confidentiality required in HR-related tasks.
Bayes Adaptive Monte Carlo Tree Search for Offline Model-based Reinforcement Learning
Authors: Jiayu Chen, Wentse Chen, Jeff Schneider
Date: 2024-10-15 00:00:00
Tasks: D4RL, Model-based Reinforcement Learning, MuJoCo, Offline RL, reinforcement-learning, Reinforcement Learning, Reinforcement Learning (RL)

Offline RL is a powerful approach for data-driven decision-making and control. Compared to model-free methods, offline model-based RL (MBRL) explicitly learns world models from a static dataset and uses them as surrogate simulators, improving the data efficiency and enabling the learned policy to potentially generalize beyond the dataset support. However, there could be various MDPs that behave identically on the offline dataset and dealing with the uncertainty about the true MDP can be challenging. In this paper, we propose modeling offline MBRL as a Bayes Adaptive Markov Decision Process (BAMDP), which is a principled framework for addressing model uncertainty. We further propose a novel Bayes Adaptive Monte-Carlo planning algorithm capable of solving BAMDPs in continuous state and action spaces with stochastic transitions. This planning process is based on Monte Carlo Tree Search and can be integrated into offline MBRL as a policy improvement operator in policy iteration. Our ``RL + Search" framework follows in the footsteps of superhuman AIs like AlphaZero, improving on current offline MBRL methods by incorporating more computation input. The proposed algorithm significantly outperforms state-of-the-art offline RL methods on twelve D4RL MuJoCo tasks and three target tracking tasks in a challenging, stochastic tokamak control simulator. The codebase is available at: https://github.com/LucasCJYSDL/Offline-RL-Kit.
Multi-objective Reinforcement Learning: A Tool for Pluralistic Alignment
Authors: Peter Vamplew, Conor F Hayes, Cameron Foale, Richard Dazeley, Hadassah Harland
Date: 2024-10-15 00:00:00
Tasks: Multi-Objective Reinforcement Learning, reinforcement-learning, Reinforcement Learning, Reinforcement Learning (RL)

Reinforcement learning (RL) is a valuable tool for the creation of AI systems. However it may be problematic to adequately align RL based on scalar rewards if there are multiple conflicting values or stakeholders to be considered. Over the last decade multi-objective reinforcement learning (MORL) using vector rewards has emerged as an alternative to standard, scalar RL. This paper provides an overview of the role which MORL can play in creating pluralistically-aligned AI.
On the Capacity of Citation Generation by Large Language Models
Authors: Haosheng Qian, Yixing Fan, Ruqing Zhang, Jiafeng Guo
Date: 2024-10-15 00:00:00
Tasks: Attribute, Hallucination, RAG, Response Generation, Retrieval-augmented Generation

Retrieval-augmented generation (RAG) appears as a promising method to alleviate the "hallucination" problem in large language models (LLMs), since it can incorporate external traceable resources for response generation. The essence of RAG in combating the hallucination issue lies in accurately attributing claims in responses to the corresponding retrieved documents. However, most of existing works focus on improving the quality of generated responses from the LLM, while largely overlooked its ability to attribute sources accurately. In this study, we conduct a systematic analysis about the capabilities of LLMs in generating citations within response generation, and further introduce a novel method to enhance their citation generation abilities. Specifically, we evaluate both the correctness and citation quality for seven widely-used LLMs on two benchmark datasets. Meanwhile, we introduce new citation evaluation metrics to eliminate the over-penalization of unnecessary and excessive citations in existing metrics. Furthermore, we propose a Generate-then-Refine method that completes relevant citations and removes irrelevant ones without altering the response text. The results on WebGLM-QA, ASQA and ELI5 datasets show that our method substantially improves the quality of citations in responses generated by LLMs.
Tree of Attributes Prompt Learning for Vision-Language Models
Authors: Tong Ding, Wanhua Li, Zhongqi Miao, Hanspeter Pfister
Date: 2024-10-15 00:00:00
Tasks: Attribute, Knowledge Graphs, Prompt Learning

Prompt learning has proven effective in adapting vision language models for downstream tasks. However, existing methods usually append learnable prompt tokens solely with the category names to obtain textual features, which fails to fully leverage the rich context indicated in the category name. To address this issue, we propose the Tree of Attributes Prompt learning (TAP), which first instructs LLMs to generate a tree of attributes with a "concept - attribute - description" structure for each category, and then learn the hierarchy with vision and text prompt tokens. Unlike existing methods that merely augment category names with a set of unstructured descriptions, our approach essentially distills structured knowledge graphs associated with class names from LLMs. Furthermore, our approach introduces text and vision prompts designed to explicitly learn the corresponding visual attributes, effectively serving as domain experts. Additionally, the general and diverse descriptions generated based on the class names may be wrong or absent in the specific given images. To address this misalignment, we further introduce a vision-conditional pooling module to extract instance-specific text features. Extensive experimental results demonstrate that our approach outperforms state-of-the-art methods on the zero-shot base-to-novel generalization, cross-dataset transfer, as well as few-shot classification across 11 diverse datasets. Code is available at https://github.com/HHenryD/TAP.
SplitSEE: A Splittable Self-supervised Framework for Single-Channel EEG Representation Learning
Authors: Rikuto Kotoge, Zheng Chen, Tasuku Kimura, Yasuko Matsubara, Takufumi Yanagisawa, Haruhiko Kishima, Yasushi Sakurai
Date: 2024-10-15 00:00:00
Tasks: Deep Clustering, EEG, Representation Learning, Seizure prediction

While end-to-end multi-channel electroencephalography (EEG) learning approaches have shown significant promise, their applicability is often constrained in neurological diagnostics, such as intracranial EEG resources. When provided with a single-channel EEG, how can we learn representations that are robust to multi-channels and scalable across varied tasks, such as seizure prediction? In this paper, we present SplitSEE, a structurally splittable framework designed for effective temporal-frequency representation learning in single-channel EEG. The key concept of SplitSEE is a self-supervised framework incorporating a deep clustering task. Given an EEG, we argue that the time and frequency domains are two distinct perspectives, and hence, learned representations should share the same cluster assignment. To this end, we first propose two domain-specific modules that independently learn domain-specific representation and address the temporal-frequency tradeoff issue in conventional spectrogram-based methods. Then, we introduce a novel clustering loss to measure the information similarity. This encourages representations from both domains to coherently describe the same input by assigning them a consistent cluster. SplitSEE leverages a pre-training-to-fine-tuning framework within a splittable architecture and has following properties: (a) Effectiveness: it learns representations solely from single-channel EEG but has even outperformed multi-channel baselines. (b) Robustness: it shows the capacity to adapt across different channels with low performance variance. Superior performance is also achieved with our collected clinical dataset. (c) Scalability: With just one fine-tuning epoch, SplitSEE achieves high and stable performance using partial model layers.
Isambard-AI: a leadership class supercomputer optimised specifically for Artificial Intelligence
Authors: Simon McIntosh-Smith, Sadaf R Alam, Christopher Woods
Date: 2024-10-15 00:00:00

Isambard-AI is a new, leadership-class supercomputer, designed to support AI-related research. Based on the HPE Cray EX4000 system, and housed in a new, energy efficient Modular Data Centre in Bristol, UK, Isambard-AI employs 5,448 NVIDIA Grace-Hopper GPUs to deliver over 21 ExaFLOP/s of 8-bit floating point performance for LLM training, and over 250 PetaFLOP/s of 64-bit performance, for under 5MW. Isambard-AI integrates two, all-flash storage systems: a 20 PiByte Cray ClusterStor and a 3.5 PiByte VAST solution. Combined these give Isambard-AI flexibility for training, inference and secure data accesses and sharing. But it is the software stack where Isambard-AI will be most different from traditional HPC systems. Isambard-AI is designed to support users who may have been using GPUs in the cloud, and so access will more typically be via Jupyter notebooks, MLOps, or other web-based, interactive interfaces, rather than the approach used on traditional supercomputers of sshing into a system before submitting jobs to a batch scheduler. Its stack is designed to be quickly and regularly upgraded to keep pace with the rapid evolution of AI software, with full support for containers. Phase 1 of Isambard-AI is due online in May/June 2024, with the full system expected in production by the end of the year.
Athena: Retrieval-augmented Legal Judgment Prediction with Large Language Models
Authors: Xiao Peng, Liang Chen
Date: 2024-10-15 00:00:00
Tasks: Prompt Engineering, RAG, Retrieval, Retrieval-augmented Generation, Semantic Retrieval

Recently, large language models (LLMs) like ChatGPT, LLaMA, and Claude have prevailed in countless domains, including legal scenarios. With LLMs' rapid technological progress, the development of prompt engineering (PE) as an interface between the LLMs and real-world applications has drawn the attention of all developers. Various PE methods have been proposed to overcome real-world challenges, such as few-shot prompting, chain-of-thought, and retrieval-augmented generation (RAG). However, RAG for legal judgment prediction (LJP) is still underexplored. To address this, we propose "Athena", a novel framework cultivating RAG as a core preprocess component to enhance LLMs' performance on specialized tasks. Athena constructs a knowledge base for accusations, attached with a semantic retrieval mechanism through vectorization. Our experiments show that Athena's overall performance has improved significantly, achieving state-of-the-art results on the CAIL2018 dataset. Our ablation study on the in-context window size parameter further reproduces LLMs' "lost-in-the-middle" phenomenon with a relative positional variation. And with moderate hyper-parameter-tuning, we can achieve at most 95% of accuracy accordingly. We also study the impact of query rewriting and data distribution, providing possible directions for future research based on former analyses.
Mini-Omni2: Towards Open-source GPT-4o with Vision, Speech and Duplex Capabilities
Authors: Zhifei Xie, Changqiao Wu
Date: 2024-10-15 00:00:00
Tasks: Language Modelling

GPT-4o, an all-encompassing model, represents a milestone in the development of large multi-modal language models. It can understand visual, auditory, and textual modalities, directly output audio, and support flexible duplex interaction. Models from the open-source community often achieve some functionalities of GPT-4o, such as visual understanding and voice chat. Nevertheless, training a unified model that incorporates all modalities is challenging due to the complexities of multi-modal data, intricate model architectures, and training processes. In this paper, we introduce Mini-Omni2, a visual-audio assistant capable of providing real-time, end-to-end voice responses to visoin and audio queries. By integrating pretrained visual and auditory encoders, Mini-Omni2 maintains performance in individual modalities. We propose a three-stage training process to align modalities, allowing the language model to handle multi-modal inputs and outputs after training on a limited dataset. For interaction, we introduce a command-based interruption mechanism, enabling more flexible interaction with users. To the best of our knowledge, Mini-Omni2 is one of the closest reproductions of GPT-4o, which have similar form of functionality, and we hope it can offer valuable insights for subsequent research.
Position: On-Premises LLM Deployment Demands a Middle Path: Preserving Privacy Without Sacrificing Model Confidentiality
Authors: Hanbo Huang, Yihan Li, Bowen Jiang, Lin Liu, Bo Jiang, Ruoyu Sun, Zhuotao Liu, Shiyu Liang
Date: 2024-10-15 00:00:00
Tasks: Position, Privacy Preserving

Current LLM customization typically relies on two deployment strategies: closed-source APIs, which require users to upload private data to external servers, and open-weight models, which allow local fine-tuning but pose misuse risks. In this position paper, we argue that (1) deploying closed-source LLMs within user-controlled infrastructure (\textit{on-premises deployment}) enhances data privacy and mitigates misuse risks, and (2) a well-designed on-premises deployment must ensure model confidentiality -- by preventing model theft -- and offer privacy-preserving customization. Prior research on small models has explored securing only the output layer within hardware-secured devices to balance confidentiality and customization efficiency. However, we show that this approach is insufficient for defending large-scale LLMs against distillation attacks. We therefore introduce a {semi-open deployment framework} that secures only a few, carefully chosen layers, achieving distillation resistance comparable to fully secured models while preserving fine-tuning flexibility. Through extensive experiments, we show that securing bottom layers significantly reduces functional extraction risks. Our findings demonstrate that privacy and confidentiality can coexist, paving the way for secure on-premises AI deployment that balances usability and protection.
DARNet: Dual Attention Refinement Network with Spatiotemporal Construction for Auditory Attention Detection
Authors: Sheng Yan, Cunhang Fan, Hongyu Zhang, Xiaoke Yang, JianHua Tao, Zhao Lv
Date: 2024-10-15 00:00:00
Tasks: EEG

At a cocktail party, humans exhibit an impressive ability to direct their attention. The auditory attention detection (AAD) approach seeks to identify the attended speaker by analyzing brain signals, such as EEG signals. However, current AAD algorithms overlook the spatial distribution information within EEG signals and lack the ability to capture long-range latent dependencies, limiting the model's ability to decode brain activity. To address these issues, this paper proposes a dual attention refinement network with spatiotemporal construction for AAD, named DARNet, which consists of the spatiotemporal construction module, dual attention refinement module, and feature fusion \& classifier module. Specifically, the spatiotemporal construction module aims to construct more expressive spatiotemporal feature representations, by capturing the spatial distribution characteristics of EEG signals. The dual attention refinement module aims to extract different levels of temporal patterns in EEG signals and enhance the model's ability to capture long-range latent dependencies. The feature fusion \& classifier module aims to aggregate temporal patterns and dependencies from different levels and obtain the final classification results. The experimental results indicate that compared to the state-of-the-art models, DARNet achieves an average classification accuracy improvement of 5.9\% for 0.1s, 4.6\% for 1s, and 3.9\% for 2s on the DTU dataset. While maintaining excellent classification performance, DARNet significantly reduces the number of required parameters. Compared to the state-of-the-art models, DARNet reduces the parameter count by 91\%. Code is available at: https://github.com/fchest/DARNet.git.
Interpretability as Compression: Reconsidering SAE Explanations of Neural Activations with MDL-SAEs
Authors: Kola Ayonrinde, Michael T. Pearce, Lee Sharkey
Date: 2024-10-15 00:00:00

Sparse Autoencoders (SAEs) have emerged as a useful tool for interpreting the internal representations of neural networks. However, naively optimising SAEs for reconstruction loss and sparsity results in a preference for SAEs that are extremely wide and sparse. We present an information-theoretic framework for interpreting SAEs as lossy compression algorithms for communicating explanations of neural activations. We appeal to the Minimal Description Length (MDL) principle to motivate explanations of activations which are both accurate and concise. We further argue that interpretable SAEs require an additional property, "independent additivity": features should be able to be understood separately. We demonstrate an example of applying our MDL-inspired framework by training SAEs on MNIST handwritten digits and find that SAE features representing significant line segments are optimal, as opposed to SAEs with features for memorised digits from the dataset or small digit fragments. We argue that using MDL rather than sparsity may avoid potential pitfalls with naively maximising sparsity such as undesirable feature splitting and that this framework naturally suggests new hierarchical SAE architectures which provide more concise explanations.