pwc-archive/papers-with-abstracts huggingface dataset:
MMPareto: Boosting Multimodal Learning with Innocent Unimodal Assistance
Authors: Yake Wei, Di Hu
Date: 2024-05-28 00:00:00

Multimodal learning methods with targeted unimodal learning objectives have exhibited their superior efficacy in alleviating the imbalanced multimodal learning problem. However, in this paper, we identify the previously ignored gradient conflict between multimodal and unimodal learning objectives, potentially misleading the unimodal encoder optimization. To well diminish these conflicts, we observe the discrepancy between multimodal loss and unimodal loss, where both gradient magnitude and covariance of the easier-to-learn multimodal loss are smaller than the unimodal one. With this property, we analyze Pareto integration under our multimodal scenario and propose MMPareto algorithm, which could ensure a final gradient with direction that is common to all learning objectives and enhanced magnitude to improve generalization, providing innocent unimodal assistance. Finally, experiments across multiple types of modalities and frameworks with dense cross-modal interaction indicate our superior and extendable method performance. Our method is also expected to facilitate multi-task cases with a clear discrepancy in task difficulty, demonstrating its ideal scalability. The source code and dataset are available at https://github.com/GeWu-Lab/MMPareto_ICML2024.
Facilitating Holistic Evaluations with LLMs: Insights from Scenario-Based Experiments
Authors: Toru Ishida, Tongxi Liu, Hailong Wang, William K. Cheunga
Date: 2024-05-28 00:00:00
Tasks: Language Modeling, Language Modelling, Large Language Model

Workshop courses designed to foster creativity are gaining popularity. However, even experienced faculty teams find it challenging to realize a holistic evaluation that accommodates diverse perspectives. Adequate deliberation is essential to integrate varied assessments, but faculty often lack the time for such exchanges. Deriving an average score without discussion undermines the purpose of a holistic evaluation. Therefore, this paper explores the use of a Large Language Model (LLM) as a facilitator to integrate diverse faculty assessments. Scenario-based experiments were conducted to determine if the LLM could integrate diverse evaluations and explain the underlying pedagogical theories to faculty. The results were noteworthy, showing that the LLM can effectively facilitate faculty discussions. Additionally, the LLM demonstrated the capability to create evaluation criteria by generalizing a single scenario-based experiment, leveraging its already acquired pedagogical domain knowledge.
ClavaDDPM: Multi-relational Data Synthesis with Cluster-guided Diffusion Models
Authors: Wei Pang, Masoumeh Shafieinejad, Lucy Liu, Stephanie Hazlewood, Xi He
Date: 2024-05-28 00:00:00

Recent research in tabular data synthesis has focused on single tables, whereas real-world applications often involve complex data with tens or hundreds of interconnected tables. Previous approaches to synthesizing multi-relational (multi-table) data fall short in two key aspects: scalability for larger datasets and capturing long-range dependencies, such as correlations between attributes spread across different tables. Inspired by the success of diffusion models in tabular data modeling, we introduce $\textbf{C}luster$ $\textbf{La}tent$ $\textbf{Va}riable$ $guided$ $\textbf{D}enoising$ $\textbf{D}iffusion$ $\textbf{P}robabilistic$ $\textbf{M}odels$ (ClavaDDPM). This novel approach leverages clustering labels as intermediaries to model relationships between tables, specifically focusing on foreign key constraints. ClavaDDPM leverages the robust generation capabilities of diffusion models while incorporating efficient algorithms to propagate the learned latent variables across tables. This enables ClavaDDPM to capture long-range dependencies effectively. Extensive evaluations on multi-table datasets of varying sizes show that ClavaDDPM significantly outperforms existing methods for these long-range dependencies while remaining competitive on utility metrics for single-table data.
MindFormer: Semantic Alignment of Multi-Subject fMRI for Brain Decoding
Authors: Inhwa Han, Jaayeon Lee, Jong Chul Ye
Date: 2024-05-28 00:00:00
Tasks: Brain Decoding, Image Generation, Language Modelling, Large Language Model, Text Generation

Research efforts for visual decoding from fMRI signals have attracted considerable attention in research community. Still multi-subject fMRI decoding with one model has been considered intractable due to the drastic variations in fMRI signals between subjects and even within the same subject across different trials. To address current limitations in multi-subject brain decoding, here we introduce a novel semantic alignment method of multi-subject fMRI signals using so-called MindFormer. This model is specifically designed to generate fMRI-conditioned feature vectors that can be used for conditioning Stable Diffusion model for fMRI- to-image generation or large language model (LLM) for fMRI-to-text generation. More specifically, MindFormer incorporates two key innovations: 1) a subject specific token that effectively capture individual differences in fMRI signals while synergistically combines multi subject fMRI data for training, and 2) a novel feature embedding and training scheme based on the IP-Adapter to extract semantically meaningful features from fMRI signals. Our experimental results demonstrate that MindFormer generates semantically consistent images and text across different subjects. Since our MindFormer maintains semantic fidelity by fully utilizing the training data across different subjects by significantly surpassing existing models in multi-subject brain decoding, this may help deepening our understanding of neural processing variations among individuals.
AI Alignment with Changing and Influenceable Reward Functions
Authors: Micah Carroll, Davis Foote, Anand Siththaranjan, Stuart Russell, Anca Dragan
Date: 2024-05-28 00:00:00

Existing AI alignment approaches assume that preferences are static, which is unrealistic: our preferences change, and may even be influenced by our interactions with AI systems themselves. To clarify the consequences of incorrectly assuming static preferences, we introduce Dynamic Reward Markov Decision Processes (DR-MDPs), which explicitly model preference changes and the AI's influence on them. We show that despite its convenience, the static-preference assumption may undermine the soundness of existing alignment techniques, leading them to implicitly reward AI systems for influencing user preferences in ways users may not truly want. We then explore potential solutions. First, we offer a unifying perspective on how an agent's optimization horizon may partially help reduce undesirable AI influence. Then, we formalize different notions of AI alignment that account for preference change from the outset. Comparing the strengths and limitations of 8 such notions of alignment, we find that they all either err towards causing undesirable AI influence, or are overly risk-averse, suggesting that a straightforward solution to the problems of changing preferences may not exist. As there is no avoiding grappling with changing preferences in real-world settings, this makes it all the more important to handle these issues with care, balancing risks and capabilities. We hope our work can provide conceptual clarity and constitute a first step towards AI alignment practices which explicitly account for (and contend with) the changing and influenceable nature of human preferences.
Multiple-policy Evaluation via Density Estimation
Authors: Yilei Chen, Aldo Pacchiano, Ioannis Ch. Paschalidis
Date: 2024-03-29 00:00:00
Tasks: Density Estimation

We study the multiple-policy evaluation problem where we are given a set of $K$ policies and the goal is to evaluate their performance (expected total reward over a fixed horizon) to an accuracy $\epsilon$ with probability at least $1-\delta$. We propose an algorithm named $\mathrm{CAESAR}$ for this problem. Our approach is based on computing an approximate optimal offline sampling distribution and using the data sampled from it to perform the simultaneous estimation of the policy values. $\mathrm{CAESAR}$ has two phases. In the first we produce coarse estimates of the visitation distributions of the target policies at a low order sample complexity rate that scales with $\tilde{O}(\frac{1}{\epsilon})$. In the second phase, we approximate the optimal offline sampling distribution and compute the importance weighting ratios for all target policies by minimizing a step-wise quadratic loss function inspired by the DualDICE \cite{nachum2019dualdice} objective. Up to low order and logarithmic terms $\mathrm{CAESAR}$ achieves a sample complexity $\tilde{O}\left(\frac{H^4}{\epsilon^2}\sum_{h=1}^H\max_{k\in[K]}\sum_{s,a}\frac{(d_h^{\pi^k}(s,a))^2}{\mu^*_h(s,a)}\right)$, where $d^{\pi}$ is the visitation distribution of policy $\pi$, $\mu^*$ is the optimal sampling distribution, and $H$ is the horizon.
OPERA: Automatic Offline Policy Evaluation with Re-weighted Aggregates of Multiple Estimators
Authors: Allen Nie, Yash Chandak, Christina J. Yuan, Anirudhan Badrinath, Yannis Flet-Berliac, Emma Brunskil
Date: 2024-05-27 00:00:00
Tasks: Decision Making, Offline RL, Off-policy evaluation, Sequential Decision Making

Offline policy evaluation (OPE) allows us to evaluate and estimate a new sequential decision-making policy's performance by leveraging historical interaction data collected from other policies. Evaluating a new policy online without a confident estimate of its performance can lead to costly, unsafe, or hazardous outcomes, especially in education and healthcare. Several OPE estimators have been proposed in the last decade, many of which have hyperparameters and require training. Unfortunately, choosing the best OPE algorithm for each task and domain is still unclear. In this paper, we propose a new algorithm that adaptively blends a set of OPE estimators given a dataset without relying on an explicit selection using a statistical procedure. We prove that our estimator is consistent and satisfies several desirable properties for policy evaluation. Additionally, we demonstrate that when compared to alternative approaches, our estimator can be used to select higher-performing policies in healthcare and robotics. Our work contributes to improving ease of use for a general-purpose, estimator-agnostic, off-policy evaluation framework for offline RL.
Video Enriched Retrieval Augmented Generation Using Aligned Video Captions
Authors: Kevin Dela Rosa
Date: 2024-05-27 00:00:00
Tasks: Language Modeling, Language Modelling, Large Language Model, RAG, Retrieval, Retrieval-augmented Generation

In this work, we propose the use of "aligned visual captions" as a mechanism for integrating information contained within videos into retrieval augmented generation (RAG) based chat assistant systems. These captions are able to describe the visual and audio content of videos in a large corpus while having the advantage of being in a textual format that is both easy to reason about & incorporate into large language model (LLM) prompts, but also typically require less multimedia content to be inserted into the multimodal LLM context window, where typical configurations can aggressively fill up the context window by sampling video frames from the source video. Furthermore, visual captions can be adapted to specific use cases by prompting the original foundational model / captioner for particular visual details or fine tuning. In hopes of helping advancing progress in this area, we curate a dataset and describe automatic evaluation procedures on common RAG tasks.
Ontology-Enhanced Decision-Making for Autonomous Agents in Dynamic and Partially Observable Environments
Authors: Saeedeh Ghanadbashi, Fatemeh Golpayegani
Date: 2024-05-27 00:00:00
Tasks: Decision Making, Reinforcement Learning (RL)

Agents, whether software or hardware, perceive their environment through sensors and act using actuators, often operating in dynamic, partially observable settings. They face challenges like incomplete and noisy data, unforeseen situations, and the need to adapt goals in real-time. Traditional reasoning and ML methods, including Reinforcement Learning (RL), help but are limited by data needs, predefined goals, and extensive exploration periods. Ontologies offer a solution by integrating diverse information sources, enhancing decision-making in complex environments. This thesis introduces an ontology-enhanced decision-making model (OntoDeM) for autonomous agents. OntoDeM enriches agents' domain knowledge, allowing them to interpret unforeseen events, generate or adapt goals, and make better decisions. Key contributions include: 1. An ontology-based method to improve agents' real-time observations using prior knowledge. 2. The OntoDeM model for handling dynamic, unforeseen situations by evolving or generating new goals. 3. Implementation and evaluation in four real-world applications, demonstrating its effectiveness. Compared to traditional and advanced learning algorithms, OntoDeM shows superior performance in improving agents' observations and decision-making in dynamic, partially observable environments.
TIMA: Text-Image Mutual Awareness for Balancing Zero-Shot Adversarial Robustness and Generalization Ability
Authors: Fengji Ma, Li Liu, Hei Victor Cheng
Date: 2024-05-27 00:00:00
Tasks: Adversarial Robustness, Knowledge Distillation, Zero-shot Generalization

This work addresses the challenge of achieving zero-shot adversarial robustness while preserving zero-shot generalization in large-scale foundation models, with a focus on the popular Contrastive Language-Image Pre-training (CLIP). Although foundation models were reported to have exceptional zero-shot generalization, they are highly vulnerable to adversarial perturbations. Existing methods achieve a comparable good tradeoff between zero-shot adversarial robustness and generalization under small adversarial perturbations. However, they fail to achieve a good tradeoff under large adversarial perturbations. To this end, we propose a novel Text-Image Mutual Awareness (TIMA) method that strikes a balance between zero-shot adversarial robustness and generalization. More precisely, we propose an Image-Aware Text (IAT) tuning mechanism that increases the inter-class distance of text embeddings by incorporating the Minimum Hyperspherical Energy (MHE). Simultaneously, fixed pre-trained image embeddings are used as cross-modal auxiliary supervision to maintain the similarity between the MHE-tuned and original text embeddings by the knowledge distillation, preserving semantic information between different classes. Besides, we introduce a Text-Aware Image (TAI) tuning mechanism, which increases inter-class distance between image embeddings during the training stage by Text-distance based Adaptive Margin (TAM). Similarly, a knowledge distillation is utilized to retain the similarity between fine-tuned and pre-trained image embeddings. Extensive experimental results demonstrate the effectiveness of our approach, showing impressive zero-shot performance against a wide range of adversarial perturbations while preserving the zero-shot generalization capabilities of the original CLIP model.
Utilising a Quantum Hybrid Solver for Bi-objective Quadratic Assignment Problems
Authors: Mayowa Ayodele
Date: 2024-05-27 00:00:00

The intersection between quantum computing and optimisation has been an area of interest in recent years. There have been numerous studies exploring the application of quantum and quantum-hybrid solvers to various optimisation problems. This work explores scalarisation methods within the context of solving the bi-objective quadratic assignment problem using a quantum-hybrid solver. We show results that are consistent with previous research on a different Ising machine.
Exploring Loss Design Techniques For Decision Tree Robustness To Label Noise
Authors: Lukasz Sztukiewicz, Jack Henry Good, Artur Dubrawski
Date: 2024-05-27 00:00:00
Tasks: Deep Learning

In the real world, data is often noisy, affecting not only the quality of features but also the accuracy of labels. Current research on mitigating label errors stems primarily from advances in deep learning, and a gap exists in exploring interpretable models, particularly those rooted in decision trees. In this study, we investigate whether ideas from deep learning loss design can be applied to improve the robustness of decision trees. In particular, we show that loss correction and symmetric losses, both standard approaches, are not effective. We argue that other directions need to be explored to improve the robustness of decision trees to label noise.
Unifying Perspectives: Plausible Counterfactual Explanations on Global, Group-wise, and Local Levels
Authors: Oleksii Furman, Patryk Wielopolski, Łukasz Lenkiewicz, Jerzy Stefanowski, Maciej Zięba
Date: 2024-05-27 00:00:00
Tasks: counterfactual, valid

The growing complexity of AI systems has intensified the need for transparency through Explainable AI (XAI). Counterfactual explanations (CFs) offer actionable "what-if" scenarios on three levels: Local CFs providing instance-specific insights, Global CFs addressing broader trends, and Group-wise CFs (GWCFs) striking a balance and revealing patterns within cohesive groups. Despite the availability of methods for each granularity level, the field lacks a unified method that integrates these complementary approaches. We address this limitation by proposing a gradient-based optimization method for differentiable models that generates Local, Global, and Group-wise Counterfactual Explanations in a unified manner. We especially enhance GWCF generation by combining instance grouping and counterfactual generation into a single efficient process, replacing traditional two-step methods. Moreover, to ensure trustworthiness, we innovatively introduce the integration of plausibility criteria into the GWCF domain, making explanations both valid and realistic. Our results demonstrate the method's effectiveness in balancing validity, proximity, and plausibility while optimizing group granularity, with practical utility validated through practical use cases.
Probabilistically Plausible Counterfactual Explanations with Normalizing Flows
Authors: Patryk Wielopolski, Oleksii Furman, Jerzy Stefanowski, Maciej Zięba
Date: 2024-05-27 00:00:00
Tasks: counterfactual, Fairness, valid

We present PPCEF, a novel method for generating probabilistically plausible counterfactual explanations (CFs). PPCEF advances beyond existing methods by combining a probabilistic formulation that leverages the data distribution with the optimization of plausibility within a unified framework. Compared to reference approaches, our method enforces plausibility by directly optimizing the explicit density function without assuming a particular family of parametrized distributions. This ensures CFs are not only valid (i.e., achieve class change) but also align with the underlying data's probability density. For that purpose, our approach leverages normalizing flows as powerful density estimators to capture the complex high-dimensional data distribution. Furthermore, we introduce a novel loss that balances the trade-off between achieving class change and maintaining closeness to the original instance while also incorporating a probabilistic plausibility term. PPCEF's unconstrained formulation allows for efficient gradient-based optimization with batch processing, leading to orders of magnitude faster computation compared to prior methods. Moreover, the unconstrained formulation of PPCEF allows for the seamless integration of future constraints tailored to specific counterfactual properties. Finally, extensive evaluations demonstrate PPCEF's superiority in generating high-quality, probabilistically plausible counterfactual explanations in high-dimensional tabular settings. This makes PPCEF a powerful tool for not only interpreting complex machine learning models but also for improving fairness, accountability, and trust in AI systems.
The surprising efficiency of temporal difference learning for rare event prediction
Authors: Xiaoou Cheng, Jonathan Weare
Date: 2024-05-27 00:00:00

We quantify the efficiency of temporal difference (TD) learning over the direct, or Monte Carlo (MC), estimator for policy evaluation in reinforcement learning, with an emphasis on estimation of quantities related to rare events. Policy evaluation is complicated in the rare event setting by the long timescale of the event and by the need for \emph{relative accuracy} in estimates of very small values. Specifically, we focus on least-squares TD (LSTD) prediction for finite state Markov chains, and show that LSTD can achieve relative accuracy far more efficiently than MC. We prove a central limit theorem for the LSTD estimator and upper bound the \emph{relative asymptotic variance} by simple quantities characterizing the connectivity of states relative to the transition probabilities between them. Using this bound, we show that, even when both the timescale of the rare event and the relative accuracy of the MC estimator are exponentially large in the number of states, LSTD maintains a fixed level of relative accuracy with a total number of observed transitions of the Markov chain that is only \emph{polynomially} large in the number of states.
The Economic Implications of Large Language Model Selection on Earnings and Return on Investment: A Decision Theoretic Model
Authors: Geraldo Xexéo, Filipe Braida, Marcus Parreiras, Paulo Xavier
Date: 2024-05-27 00:00:00
Tasks: Decision Making, Language Modeling, Language Modelling, Large Language Model, model, Model Selection

Selecting language models in business contexts requires a careful analysis of the final financial benefits of the investment. However, the emphasis of academia and industry analysis of LLM is solely on performance. This work introduces a framework to evaluate LLMs, focusing on the earnings and return on investment aspects that should be taken into account in business decision making. We use a decision-theoretic approach to compare the financial impact of different LLMs, considering variables such as the cost per token, the probability of success in the specific task, and the gain and losses associated with LLMs use. The study reveals how the superior accuracy of more expensive models can, under certain conditions, justify a greater investment through more significant earnings but not necessarily a larger RoI. This article provides a framework for companies looking to optimize their technology choices, ensuring that investment in cutting-edge technology aligns with strategic financial objectives. In addition, we discuss how changes in operational variables influence the economics of using LLMs, offering practical insights for enterprise settings, finding that the predicted gain and loss and the different probabilities of success and failure are the variables that most impact the sensitivity of the models.