pwc-archive/papers-with-abstracts huggingface dataset:
Decision-Making Behavior Evaluation Framework for LLMs under Uncertain Context
Authors: Jingru Jia, Zehua Yuan, Junhao Pan, Paul E. McNamara, Deming Chen
Date: 2024-06-10 00:00:00
Tasks: Decision Making, Multiple-choice

When making decisions under uncertainty, individuals often deviate from rational behavior, which can be evaluated across three dimensions: risk preference, probability weighting, and loss aversion. Given the widespread use of large language models (LLMs) in decision-making processes, it is crucial to assess whether their behavior aligns with human norms and ethical expectations or exhibits potential biases. Several empirical studies have investigated the rationality and social behavior performance of LLMs, yet their internal decision-making tendencies and capabilities remain inadequately understood. This paper proposes a framework, grounded in behavioral economics, to evaluate the decision-making behaviors of LLMs. Through a multiple-choice-list experiment, we estimate the degree of risk preference, probability weighting, and loss aversion in a context-free setting for three commercial LLMs: ChatGPT-4.0-Turbo, Claude-3-Opus, and Gemini-1.0-pro. Our results reveal that LLMs generally exhibit patterns similar to humans, such as risk aversion and loss aversion, with a tendency to overweight small probabilities. However, there are significant variations in the degree to which these behaviors are expressed across different LLMs. We also explore their behavior when embedded with socio-demographic features, uncovering significant disparities. For instance, when modeled with attributes of sexual minority groups or physical disabilities, Claude-3-Opus displays increased risk aversion, leading to more conservative choices. These findings underscore the need for careful consideration of the ethical implications and potential biases in deploying LLMs in decision-making scenarios. Therefore, this study advocates for developing standards and guidelines to ensure that LLMs operate within ethical boundaries while enhancing their utility in complex decision-making environments.
MakeSinger: A Semi-Supervised Training Method for Data-Efficient Singing Voice Synthesis via Classifier-free Diffusion Guidance
Authors: Semin Kim, Myeonghun Jeong, Hyeonseung Lee, Minchan Kim, Byoung Jin Choi, Nam Soo Kim
Date: 2024-06-10 00:00:00
Tasks: Singing Voice Synthesis, text-to-speech, Text to Speech

In this paper, we propose MakeSinger, a semi-supervised training method for singing voice synthesis (SVS) via classifier-free diffusion guidance. The challenge in SVS lies in the costly process of gathering aligned sets of text, pitch, and audio data. MakeSinger enables the training of the diffusion-based SVS model from any speech and singing voice data regardless of its labeling, thereby enhancing the quality of generated voices with large amount of unlabeled data. At inference, our novel dual guiding mechanism gives text and pitch guidance on the reverse diffusion step by estimating the score of masked input. Experimental results show that the model trained in a semi-supervised manner outperforms other baselines trained only on the labeled data in terms of pronunciation, pitch accuracy and overall quality. Furthermore, we demonstrate that by adding Text-to-Speech (TTS) data in training, the model can synthesize the singing voices of TTS speakers even without their singing voices.
Solution for SMART-101 Challenge of CVPR Multi-modal Algorithmic Reasoning Task 2024
Authors: Jinwoo Ahn, Junhyeok Park, Min-Jun Kim, Kang-Hyeon Kim, So-Yeong Sohn, Yun-Ji Lee, Du-Seong Chang, Yu-Jung Heo, Eun-Sol Kim
Date: 2024-06-10 00:00:00
Tasks: Language Modelling, object-detection, Object Detection, Question Answering, Visual Question Answering

In this paper, the solution of HYU MLLAB KT Team to the Multimodal Algorithmic Reasoning Task: SMART-101 CVPR 2024 Challenge is presented. Beyond conventional visual question-answering problems, the SMART-101 challenge aims to achieve human-level multimodal understanding by tackling complex visio-linguistic puzzles designed for children in the 6-8 age group. To solve this problem, we suggest two main ideas. First, to utilize the reasoning ability of a large-scale language model (LLM), the given visual cues (images) are grounded in the text modality. For this purpose, we generate highly detailed text captions that describe the context of the image and use these captions as input for the LLM. Second, due to the nature of puzzle images, which often contain various geometric visual patterns, we utilize an object detection algorithm to ensure these patterns are not overlooked in the captioning process. We employed the SAM algorithm, which can detect various-size objects, to capture the visual features of these geometric patterns and used this information as input for the LLM. Under the puzzle split configuration, we achieved an option selection accuracy Oacc of 29.5 on the test set and a weighted option selection accuracy (WOSA) of 27.1 on the challenge set.
Aligning Large Language Models with Representation Editing: A Control Perspective
Authors: Lingkai Kong, Haorui Wang, Wenhao Mu, Yuanqi Du, Yuchen Zhuang, Yifei Zhou, Yue Song, Rongzhi Zhang, Kai Wang, Chao Zhang
Date: 2024-06-10 00:00:00

Aligning large language models (LLMs) with human objectives is crucial for real-world applications. However, fine-tuning LLMs for alignment often suffers from unstable training and requires substantial computing resources. Test-time alignment techniques, such as prompting and guided decoding, do not modify the underlying model, and their performance remains dependent on the original model's capabilities. To address these challenges, we propose aligning LLMs through representation editing. The core of our method is to view a pre-trained autoregressive LLM as a discrete-time stochastic dynamical system. To achieve alignment for specific objectives, we introduce external control signals into the state space of this language dynamical system. We train a value function directly on the hidden states according to the Bellman equation, enabling gradient-based optimization to obtain the optimal control signals at test time. Our experiments demonstrate that our method outperforms existing test-time alignment techniques while requiring significantly fewer resources compared to fine-tuning methods. Our code is available at https://github.com/Lingkai-Kong/RE-Control.
Chain-of-Scrutiny: Detecting Backdoor Attacks for Large Language Models
Authors: Xi Li, Ruofan Mao, Yusen Zhang, Renze Lou, Chen Wu, Jiaqi Wang
Date: 2024-06-10 00:00:00
Tasks: Prompt Engineering

Large Language Models (LLMs), especially those accessed via APIs, have demonstrated impressive capabilities across various domains. However, users without technical expertise often turn to (untrustworthy) third-party services, such as prompt engineering, to enhance their LLM experience, creating vulnerabilities to adversarial threats like backdoor attacks. Backdoor-compromised LLMs generate malicious outputs to users when inputs contain specific "triggers" set by attackers. Traditional defense strategies, originally designed for small-scale models, are impractical for API-accessible LLMs due to limited model access, high computational costs, and data requirements. To address these limitations, we propose Chain-of-Scrutiny (CoS) which leverages LLMs' unique reasoning abilities to mitigate backdoor attacks. It guides the LLM to generate reasoning steps for a given input and scrutinizes for consistency with the final output -- any inconsistencies indicating a potential attack. It is well-suited for the popular API-only LLM deployments, enabling detection at minimal cost and with little data. User-friendly and driven by natural language, it allows non-experts to perform the defense independently while maintaining transparency. We validate the effectiveness of CoS through extensive experiments on various tasks and LLMs, with results showing greater benefits for more powerful LLMs.
Safety Alignment Should Be Made More Than Just a Few Tokens Deep
Authors: Xiangyu Qi, Ashwinee Panda, Kaifeng Lyu, Xiao Ma, Subhrajit Roy, Ahmad Beirami, Prateek Mittal, Peter Henderson
Date: 2024-06-10 00:00:00
Tasks: Safety Alignment

The safety alignment of current Large Language Models (LLMs) is vulnerable. Relatively simple attacks, or even benign fine-tuning, can jailbreak aligned models. We argue that many of these vulnerabilities are related to a shared underlying issue: safety alignment can take shortcuts, wherein the alignment adapts a model's generative distribution primarily over only its very first few output tokens. We refer to this issue as shallow safety alignment. In this paper, we present case studies to explain why shallow safety alignment can exist and provide evidence that current aligned LLMs are subject to this issue. We also show how these findings help explain multiple recently discovered vulnerabilities in LLMs, including the susceptibility to adversarial suffix attacks, prefilling attacks, decoding parameter attacks, and fine-tuning attacks. Importantly, we discuss how this consolidated notion of shallow safety alignment sheds light on promising research directions for mitigating these vulnerabilities. For instance, we show that deepening the safety alignment beyond just the first few tokens can often meaningfully improve robustness against some common exploits. Finally, we design a regularized finetuning objective that makes the safety alignment more persistent against fine-tuning attacks by constraining updates on initial tokens. Overall, we advocate that future safety alignment should be made more than just a few tokens deep.
Hello Again! LLM-powered Personalized Agent for Long-term Dialogue
Authors: Hao Li, Chenghao Yang, An Zhang, Yang Deng, Xiang Wang, Tat-Seng Chua
Date: 2024-06-09 00:00:00
Tasks: Response Generation, Retrieval

Open-domain dialogue systems have seen remarkable advancements with the development of large language models (LLMs). Nonetheless, most existing dialogue systems predominantly focus on brief single-session interactions, neglecting the real-world demands for long-term companionship and personalized interactions with chatbots. Crucial to addressing this real-world need are event summary and persona management, which enable reasoning for appropriate long-term dialogue responses. Recent progress in the human-like cognitive and reasoning capabilities of LLMs suggests that LLM-based agents could significantly enhance automated perception, decision-making, and problem-solving. In response to this potential, we introduce a model-agnostic framework, the Long-term Dialogue Agent (LD-Agent), which incorporates three independently tunable modules dedicated to event perception, persona extraction, and response generation. For the event memory module, long and short-term memory banks are employed to separately focus on historical and ongoing sessions, while a topic-based retrieval mechanism is introduced to enhance the accuracy of memory retrieval. Furthermore, the persona module conducts dynamic persona modeling for both users and agents. The integration of retrieved memories and extracted personas is subsequently fed into the generator to induce appropriate responses. The effectiveness, generality, and cross-domain capabilities of LD-Agent are empirically demonstrated across various illustrative benchmarks, models, and tasks. The code is released at https://github.com/leolee99/LD-Agent.
Why Don't Prompt-Based Fairness Metrics Correlate?
Authors: Abdelrahman Zayed, Goncalo Mordido, Ioana Baldini, Sarath Chandar
Date: 2024-06-09 00:00:00
Tasks: Fairness

The widespread use of large language models has brought up essential questions about the potential biases these models might learn. This led to the development of several metrics aimed at evaluating and mitigating these biases. In this paper, we first demonstrate that prompt-based fairness metrics exhibit poor agreement, as measured by correlation, raising important questions about the reliability of fairness assessment using prompts. Then, we outline six relevant reasons why such a low correlation is observed across existing metrics. Based on these insights, we propose a method called Correlated Fairness Output (CAIRO) to enhance the correlation between fairness metrics. CAIRO augments the original prompts of a given fairness metric by using several pre-trained language models and then selects the combination of the augmented prompts that achieves the highest correlation across metrics. We show a significant improvement in Pearson correlation from 0.3 and 0.18 to 0.90 and 0.98 across metrics for gender and religion biases, respectively. Our code is available at https://github.com/chandar-lab/CAIRO.
BD-SAT: High-resolution Land Use Land Cover Dataset & Benchmark Results for Developing Division: Dhaka, BD
Authors: Ovi Paul, Abu Bakar Siddik Nayem, Anis Sarker, Amin Ahsan Ali, M Ashraful Amin, AKM Mahbubur Rahman
Date: 2024-06-09 00:00:00
Tasks: Deep Learning

Land Use Land Cover (LULC) analysis on satellite images using deep learning-based methods is significantly helpful in understanding the geography, socio-economic conditions, poverty levels, and urban sprawl in developing countries. Recent works involve segmentation with LULC classes such as farmland, built-up areas, forests, meadows, water bodies, etc. Training deep learning methods on satellite images requires large sets of images annotated with LULC classes. However, annotated data for developing countries are scarce due to a lack of funding, absence of dedicated residential/industrial/economic zones, a large population, and diverse building materials. BD-SAT provides a high-resolution dataset that includes pixel-by-pixel LULC annotations for Dhaka metropolitan city and surrounding rural/urban areas. Using a strict and standardized procedure, the ground truth is created using Bing satellite imagery with a ground spatial distance of 2.22 meters per pixel. A three-stage, well-defined annotation process has been followed with support from GIS experts to ensure the reliability of the annotations. We performed several experiments to establish benchmark results. The results show that the annotated BD-SAT is sufficient to train large deep learning models with adequate accuracy for five major LULC classes: forest, farmland, built-up areas, water bodies, and meadows.
TTM-RE: Memory-Augmented Document-Level Relation Extraction
Authors: Chufan Gao, Xuan Wang, Jimeng Sun
Date: 2024-06-09 00:00:00
Tasks: Document-level Relation Extraction, Document-level RE with incomplete labeling, Relation, Relation Extraction

Document-level relation extraction aims to categorize the association between any two entities within a document. We find that previous methods for document-level relation extraction are ineffective in exploiting the full potential of large amounts of training data with varied noise levels. For example, in the ReDocRED benchmark dataset, state-of-the-art methods trained on the large-scale, lower-quality, distantly supervised training data generally do not perform better than those trained solely on the smaller, high-quality, human-annotated training data. To unlock the full potential of large-scale noisy training data for document-level relation extraction, we propose TTM-RE, a novel approach that integrates a trainable memory module, known as the Token Turing Machine, with a noisy-robust loss function that accounts for the positive-unlabeled setting. Extensive experiments on ReDocRED, a benchmark dataset for document-level relation extraction, reveal that TTM-RE achieves state-of-the-art performance (with an absolute F1 score improvement of over 3%). Ablation studies further illustrate the superiority of TTM-RE in other domains (the ChemDisGene dataset in the biomedical domain) and under highly unlabeled settings.
Whose Preferences? Differences in Fairness Preferences and Their Impact on the Fairness of AI Utilizing Human Feedback
Authors: Emilia Agis Lerner, Florian E. Dorner, Elliott Ash, Naman Goel
Date: 2024-06-09 00:00:00
Tasks: Attribute, Fairness

There is a growing body of work on learning from human feedback to align various aspects of machine learning systems with human values and preferences. We consider the setting of fairness in content moderation, in which human feedback is used to determine how two comments -- referencing different sensitive attribute groups -- should be treated in comparison to one another. With a novel dataset collected from Prolific and MTurk, we find significant gaps in fairness preferences depending on the race, age, political stance, educational level, and LGBTQ+ identity of annotators. We also demonstrate that demographics mentioned in text have a strong influence on how users perceive individual fairness in moderation. Further, we find that differences also exist in downstream classifiers trained to predict human preferences. Finally, we observe that an ensemble, giving equal weight to classifiers trained on annotations from different demographics, performs better for different demographic intersections; compared to a single classifier that gives equal weight to each annotation.
Async Learned User Embeddings for Ads Delivery Optimization
Authors: Mingwei Tang, Meng Liu, Hong Li, Junjie Yang, Chenglin Wei, Boyang Li, Dai Li, Rengan Xu, Yifan Xu, Zehua Zhang, Xiangyu Wang, Linfeng Liu, Yuelei Xie, Chengye Liu, Labib Fawaz, Li Li, Hongnan Wang, Bill Zhu, Sri Reddy
Date: 2024-06-09 00:00:00
Tasks: Graph Learning, Recommendation Systems, Retrieval

In recommendation systems, high-quality user embeddings can capture subtle preferences, enable precise similarity calculations, and adapt to changing preferences over time to maintain relevance. The effectiveness of recommendation systems depends on the quality of user embedding. We propose to asynchronously learn high fidelity user embeddings for billions of users each day from sequence based multimodal user activities through a Transformer-like large scale feature learning module. The async learned user representations embeddings (ALURE) are further converted to user similarity graphs through graph learning and then combined with user realtime activities to retrieval highly related ads candidates for the ads delivery system. Our method shows significant gains in both offline and online experiments.
Few-Shot Load Forecasting Under Data Scarcity in Smart Grids: A Meta-Learning Approach
Authors: Georgios Tsoumplekas, Christos L. Athanasiadis, Dimitrios I. Doukas, Antonios Chrysopoulos, Pericles A. Mitkas
Date: 2024-06-09 00:00:00
Tasks: Fairness, Few-Shot Learning, Load Forecasting, Meta-Learning, Time Series, Transfer Learning

Despite the rapid expansion of smart grids and large volumes of data at the individual consumer level, there are still various cases where adequate data collection to train accurate load forecasting models is challenging or even impossible. This paper proposes adapting an established model-agnostic meta-learning algorithm for short-term load forecasting in the context of few-shot learning. Specifically, the proposed method can rapidly adapt and generalize within any unknown load time series of arbitrary length using only minimal training samples. In this context, the meta-learning model learns an optimal set of initial parameters for a base-level learner recurrent neural network. The proposed model is evaluated using a dataset of historical load consumption data from real-world consumers. Despite the examined load series' short length, it produces accurate forecasts outperforming transfer learning and task-specific machine learning methods by $12.5\%$. To enhance robustness and fairness during model evaluation, a novel metric, mean average log percentage error, is proposed that alleviates the bias introduced by the commonly used MAPE metric. Finally, a series of studies to evaluate the model's robustness under different hyperparameters and time series lengths is also conducted, demonstrating that the proposed approach consistently outperforms all other models.
Conserving Human Creativity with Evolutionary Generative Algorithms: A Case Study in Music Generation
Authors: Justin Kilb, Caroline Ellis
Date: 2024-06-09 00:00:00
Tasks: Evolutionary Algorithms, Music Generation

This study explores the application of evolutionary generative algorithms in music production to preserve and enhance human creativity. By integrating human feedback into Differential Evolution algorithms, we produced six songs that were submitted to international record labels, all of which received contract offers. In addition to testing the commercial viability of these methods, this paper examines the long-term implications of content generation using traditional machine learning methods compared with evolutionary algorithms. Specifically, as current generative techniques continue to scale, the potential for computer-generated content to outpace human creation becomes likely. This trend poses a risk of exhausting the pool of human-created training data, potentially forcing generative machine learning models to increasingly depend on their random input functions for generating novel content. In contrast to a future of content generation guided by aimless random functions, our approach allows for individualized creative exploration, ensuring that computer-assisted content generation methods are human-centric and culturally relevant through time.
STARLING: Self-supervised Training of Text-based Reinforcement Learning Agent with Large Language Models
Authors: Shreyas Basavatia, Keerthiram Murugesan, Shivam Ratnakar
Date: 2024-06-09 00:00:00
Tasks: Reinforcement Learning (RL), text-based games

Interactive fiction games have emerged as an important application to improve the generalization capabilities of language-based reinforcement learning (RL) agents. Existing environments for interactive fiction games are domain-specific or time-consuming to generate and do not train the RL agents to master a specific set of skills. In this work, we introduce an interactive environment for self-supervised RL, STARLING, for text-based games that bootstraps the text-based RL agents with automatically generated games (based on the seed set of game ideas) to boost the performance and generalization capabilities to reach a goal of the target environment. These games let the agent hone their skills on a predefined set of tasks. We create and test an environment with 100 games, generated using this automated framework that uses large language models (GPT-3) and an interactive fiction game engine (based on Inform7) to provide the user with the ability to generate more games under minimal human supervision. Experimental results based on both the human participants and baseline text-based RL agents reveal that current state-of-the-art text-based RL agents cannot use previously learned skills in new situations at the level humans can. These results enforce STARLING's potential to serve as a sandbox environment for further research in self-supervised text-based RL.
Procrastination Is All You Need: Exponent Indexed Accumulators for Floating Point, Posits and Logarithmic Numbers
Authors: Vincenzo Liguori
Date: 2024-06-09 00:00:00
Tasks: All

This paper discusses a simple and effective method for the summation of long sequences of floating point numbers. The method comprises two phases: an accumulation phase where the mantissas of the floating point numbers are added to accumulators indexed by the exponents and a reconstruction phase where the actual summation result is finalised. Various architectural details are given for both FPGAs and ASICs including fusing the operation with a multiplier, creating efficient MACs. Some results are presented for FPGAs, including a tensor core capable of multiplying and accumulating two 4x4 matrices of bfloat16 values every clock cycle using ~6,400 LUTs + 64 DSP48 in AMD FPGAs at 700+ MHz. The method is then extended to posits and logarithmic numbers.