pwc-archive/papers-with-abstracts huggingface dataset:
Projection Methods for Operator Learning and Universal Approximation
Authors: Emanuele Zappala
Date: 2024-06-18 00:00:00
Tasks: Operator learning

We obtain a new universal approximation theorem for continuous (possibly nonlinear) operators on arbitrary Banach spaces using the Leray-Schauder mapping. Moreover, we introduce and study a method for operator learning in Banach spaces $L^p$ of functions with multiple variables, based on orthogonal projections on polynomial bases. We derive a universal approximation result for operators where we learn a linear projection and a finite dimensional mapping under some additional assumptions. For the case of $p=2$, we give some sufficient conditions for the approximation results to hold. This article serves as the theoretical framework for a deep learning methodology in operator learning.
Self-Supervised Time-Series Anomaly Detection Using Learnable Data Augmentation
Authors: Kukjin Choi, Jihun Yi, Jisoo Mok, Sungroh Yoon
Date: 2024-06-18 00:00:00
Tasks: Anomaly Detection, Contrastive Learning, Data Augmentation, Time Series, Time Series Anomaly Detection

Continuous efforts are being made to advance anomaly detection in various manufacturing processes to increase the productivity and safety of industrial sites. Deep learning replaced rule-based methods and recently emerged as a promising method for anomaly detection in diverse industries. However, in the real world, the scarcity of abnormal data and difficulties in obtaining labeled data create limitations in the training of detection models. In this study, we addressed these shortcomings by proposing a learnable data augmentation-based time-series anomaly detection (LATAD) technique that is trained in a self-supervised manner. LATAD extracts discriminative features from time-series data through contrastive learning. At the same time, learnable data augmentation produces challenging negative samples to enhance learning efficiency. We measured anomaly scores of the proposed technique based on latent feature similarities. As per the results, LATAD exhibited comparable or improved performance to the state-of-the-art anomaly detection assessments on several benchmark datasets and provided a gradient-based diagnosis technique to help identify root causes.
Adversarial Attacks on Large Language Models in Medicine
Authors: Yifan Yang, Qiao Jin, Furong Huang, Zhiyong Lu
Date: 2024-06-18 00:00:00

The integration of Large Language Models (LLMs) into healthcare applications offers promising advancements in medical diagnostics, treatment recommendations, and patient care. However, the susceptibility of LLMs to adversarial attacks poses a significant threat, potentially leading to harmful outcomes in delicate medical contexts. This study investigates the vulnerability of LLMs to two types of adversarial attacks in three medical tasks. Utilizing real-world patient data, we demonstrate that both open-source and proprietary LLMs are susceptible to manipulation across multiple tasks. This research further reveals that domain-specific tasks demand more adversarial data in model fine-tuning than general domain tasks for effective attack execution, especially for more capable models. We discover that while integrating adversarial data does not markedly degrade overall model performance on medical benchmarks, it does lead to noticeable shifts in fine-tuned model weights, suggesting a potential pathway for detecting and countering model attacks. This research highlights the urgent need for robust security measures and the development of defensive mechanisms to safeguard LLMs in medical applications, to ensure their safe and effective deployment in healthcare settings.
CleanGen: Mitigating Backdoor Attacks for Generation Tasks in Large Language Models
Authors: Yuetai Li, Zhangchen Xu, Fengqing Jiang, Luyao Niu, Dinuka Sahabandu, Bhaskar Ramasubramanian, Radha Poovendran
Date: 2024-06-18 00:00:00

The remarkable performance of large language models (LLMs) in generation tasks has enabled practitioners to leverage publicly available models to power custom applications, such as chatbots and virtual assistants. However, the data used to train or fine-tune these LLMs is often undisclosed, allowing an attacker to compromise the data and inject backdoors into the models. In this paper, we develop a novel inference time defense, named CLEANGEN, to mitigate backdoor attacks for generation tasks in LLMs. CLEANGEN is a lightweight and effective decoding strategy that is compatible with the state-of-the-art (SOTA) LLMs. Our insight behind CLEANGEN is that compared to other LLMs, backdoored LLMs assign significantly higher probabilities to tokens representing the attacker-desired contents. These discrepancies in token probabilities enable CLEANGEN to identify suspicious tokens favored by the attacker and replace them with tokens generated by another LLM that is not compromised by the same attacker, thereby avoiding generation of attacker-desired content. We evaluate CLEANGEN against five SOTA backdoor attacks. Our results show that CLEANGEN achieves lower attack success rates (ASR) compared to five SOTA baseline defenses for all five backdoor attacks. Moreover, LLMs deploying CLEANGEN maintain helpfulness in their responses when serving benign user queries with minimal added computational overhead.
A Hopfieldian View-based Interpretation for Chain-of-Thought Reasoning
Authors: Lijie Hu, Liang Liu, Shu Yang, Xin Chen, Hongru Xiao, Mengdi Li, Pan Zhou, Muhammad Asif Ali, Di Wang
Date: 2024-06-18 00:00:00
Tasks: Retrieval

Chain-of-Thought (CoT) holds a significant place in augmenting the reasoning performance for large language models (LLMs). While some studies focus on improving CoT accuracy through methods like retrieval enhancement, yet a rigorous explanation for why CoT achieves such success remains unclear. In this paper, we analyze CoT methods under two different settings by asking the following questions: (1) For zero-shot CoT, why does prompting the model with "let's think step by step" significantly impact its outputs? (2) For few-shot CoT, why does providing examples before questioning the model could substantially improve its reasoning ability? To answer these questions, we conduct a top-down explainable analysis from the Hopfieldian view and propose a Read-and-Control approach for controlling the accuracy of CoT. Through extensive experiments on seven datasets for three different tasks, we demonstrate that our framework can decipher the inner workings of CoT, provide reasoning error localization, and control to come up with the correct reasoning path.
Mitigate Negative Transfer with Similarity Heuristic Lifelong Prompt Tuning
Authors: Chenyuan Wu, Gangwei Jiang, Defu Lian
Date: 2024-06-18 00:00:00
Tasks: Lifelong learning, Specificity

Lifelong prompt tuning has significantly advanced parameter-efficient lifelong learning with its efficiency and minimal storage demands on various tasks. Our empirical studies, however, highlights certain transferability constraints in the current methodologies: a universal algorithm that guarantees consistent positive transfer across all tasks is currently unattainable, especially when dealing dissimilar tasks that may engender negative transfer. Identifying the misalignment between algorithm selection and task specificity as the primary cause of negative transfer, we present the Similarity Heuristic Lifelong Prompt Tuning (SHLPT) framework. This innovative strategy partitions tasks into two distinct subsets by harnessing a learnable similarity metric, thereby facilitating fruitful transfer from tasks regardless of their similarity or dissimilarity. Additionally, SHLPT incorporates a parameter pool to combat catastrophic forgetting effectively. Our experiments shows that SHLPT outperforms state-of-the-art techniques in lifelong learning benchmarks and demonstrates robustness against negative transfer in diverse task sequences.
CherryRec: Enhancing News Recommendation Quality via LLM-driven Framework
Authors: Shaohuang Wang, Lun Wang, Yunhan Bu, Tianwei Huang
Date: 2024-06-18 00:00:00
Tasks: Movie Recommendation, News Recommendation, Recommendation Systems

Large Language Models (LLMs) have achieved remarkable progress in language understanding and generation. Custom LLMs leveraging textual features have been applied to recommendation systems, demonstrating improvements across various recommendation scenarios. However, most existing methods perform untrained recommendation based on pre-trained knowledge (e.g., movie recommendation), and the auto-regressive generation of LLMs leads to slow inference speeds, making them less effective in real-time recommendations.To address this, we propose a framework for news recommendation using LLMs, named \textit{CherryRec}, which ensures the quality of recommendations while accelerating the recommendation process. Specifically, we employ a Knowledge-aware News Rapid Selector to retrieve candidate options based on the user's interaction history. The history and retrieved items are then input as text into a fine-tuned LLM, the Content-aware News Llm Evaluator, designed to enhance news recommendation capabilities. Finally, the Value-aware News Scorer integrates the scores to compute the CherryRec Score, which serves as the basis for the final recommendation.We validate the effectiveness of the proposed framework by comparing it with state-of-the-art baseline methods on benchmark datasets. Our experimental results consistently show that CherryRec outperforms the baselines in both recommendation performance and efficiency.The project resource can be accessed at: \url{https://github.com/xxxxxx}
GMP-AR: Granularity Message Passing and Adaptive Reconciliation for Temporal Hierarchy Forecasting
Authors: Fan Zhou, Chen Pan, Lintao Ma, Yu Liu, James Zhang, Jun Zhou, Hongyuan Mei, Weitao Lin, Zi Zhuang, Wenxin Ning, Yunhua Hu, Siqiao Xue
Date: 2024-06-18 00:00:00

Time series forecasts of different temporal granularity are widely used in real-world applications, e.g., sales prediction in days and weeks for making different inventory plans. However, these tasks are usually solved separately without ensuring coherence, which is crucial for aligning downstream decisions. Previous works mainly focus on ensuring coherence with some straightforward methods, e.g., aggregation from the forecasts of fine granularity to the coarse ones, and allocation from the coarse granularity to the fine ones. These methods merely take the temporal hierarchical structure to maintain coherence without improving the forecasting accuracy. In this paper, we propose a novel granularity message-passing mechanism (GMP) that leverages temporal hierarchy information to improve forecasting performance and also utilizes an adaptive reconciliation (AR) strategy to maintain coherence without performance loss. Furthermore, we introduce an optimization module to achieve task-based targets while adhering to more real-world constraints. Experiments on real-world datasets demonstrate that our framework (GMP-AR) achieves superior performances on temporal hierarchical forecasting tasks compared to state-of-the-art methods. In addition, our framework has been successfully applied to a real-world task of payment traffic management in Alipay by integrating with the task-based optimization module.
More Efficient Randomized Exploration for Reinforcement Learning via Approximate Sampling
Authors: Haque Ishfaq, Yixin Tan, Yu Yang, Qingfeng Lan, Jianfeng Lu, A. Rupam Mahmood, Doina Precup, Pan Xu
Date: 2024-06-18 00:00:00
Tasks: reinforcement-learning, Reinforcement Learning, Reinforcement Learning (RL), Thompson Sampling

Thompson sampling (TS) is one of the most popular exploration techniques in reinforcement learning (RL). However, most TS algorithms with theoretical guarantees are difficult to implement and not generalizable to Deep RL. While the emerging approximate sampling-based exploration schemes are promising, most existing algorithms are specific to linear Markov Decision Processes (MDP) with suboptimal regret bounds, or only use the most basic samplers such as Langevin Monte Carlo. In this work, we propose an algorithmic framework that incorporates different approximate sampling methods with the recently proposed Feel-Good Thompson Sampling (FGTS) approach (Zhang, 2022; Dann et al., 2021), which was previously known to be computationally intractable in general. When applied to linear MDPs, our regret analysis yields the best known dependency of regret on dimensionality, surpassing existing randomized algorithms. Additionally, we provide explicit sampling complexity for each employed sampler. Empirically, we show that in tasks where deep exploration is necessary, our proposed algorithms that combine FGTS and approximate sampling perform significantly better compared to other strong baselines. On several challenging games from the Atari 57 suite, our algorithms achieve performance that is either better than or on par with other strong baselines from the deep RL literature.
SyncVSR: Data-Efficient Visual Speech Recognition with End-to-End Crossmodal Audio Token Synchronization
Authors: Young Jin Ahn, Jungwoo Park, Sangha Park, Jonghyun Choi, Kee-Eung Kim
Date: 2024-06-18 00:00:00
Tasks: Landmark-based Lipreading, Lipreading, speech-recognition, Speech Recognition, Visual Speech Recognition

Visual Speech Recognition (VSR) stands at the intersection of computer vision and speech recognition, aiming to interpret spoken content from visual cues. A prominent challenge in VSR is the presence of homophenes-visually similar lip gestures that represent different phonemes. Prior approaches have sought to distinguish fine-grained visemes by aligning visual and auditory semantics, but often fell short of full synchronization. To address this, we present SyncVSR, an end-to-end learning framework that leverages quantized audio for frame-level crossmodal supervision. By integrating a projection layer that synchronizes visual representation with acoustic data, our encoder learns to generate discrete audio tokens from a video sequence in a non-autoregressive manner. SyncVSR shows versatility across tasks, languages, and modalities at the cost of a forward pass. Our empirical evaluations show that it not only achieves state-of-the-art results but also reduces data usage by up to ninefold.
"You Gotta be a Doctor, Lin": An Investigation of Name-Based Bias of Large Language Models in Employment Recommendations
Authors: Huy Nghiem, John Prindle, Jieyu Zhao, Hal Daumé III
Date: 2024-06-18 00:00:00

Social science research has shown that candidates with names indicative of certain races or genders often face discrimination in employment practices. Similarly, Large Language Models (LLMs) have demonstrated racial and gender biases in various applications. In this study, we utilize GPT-3.5-Turbo and Llama 3-70B-Instruct to simulate hiring decisions and salary recommendations for candidates with 320 first names that strongly signal their race and gender, across over 750,000 prompts. Our empirical results indicate a preference among these models for hiring candidates with White female-sounding names over other demographic groups across 40 occupations. Additionally, even among candidates with identical qualifications, salary recommendations vary by as much as 5% between different subgroups. A comparison with real-world labor data reveals inconsistent alignment with U.S. labor market characteristics, underscoring the necessity of risk investigation of LLM-powered systems.
MCSD: An Efficient Language Model with Diverse Fusion
Authors: Hua Yang, Duohai Li, Shiman Li
Date: 2024-06-18 00:00:00
Tasks: GPU, Language Modeling, Language Modelling, model

Transformers excel in Natural Language Processing (NLP) due to their prowess in capturing long-term dependencies but suffer from exponential resource consumption with increasing sequence lengths. To address these challenges, we propose MCSD model, an efficient language model with linear scaling and fast inference speed. MCSD model leverages diverse feature fusion, primarily through the multi-channel slope and decay (MCSD) block, to robustly represent features. This block comprises slope and decay sections that extract features across diverse temporal receptive fields, facilitating capture of both local and global information. In addition, MCSD block conducts element-wise fusion of diverse features to further enhance the delicate feature extraction capability. For inference, we formulate the inference process into a recurrent representation, slashing space complexity to $O(1)$ and time complexity to $O(N)$ respectively. Our experiments show that MCSD attains higher throughput and lower GPU memory consumption compared to Transformers, while maintaining comparable performance to larger-scale language learning models on benchmark tests. These attributes position MCSD as a promising base for edge deployment and embodied intelligence.
Spatially Resolved Gene Expression Prediction from Histology via Multi-view Graph Contrastive Learning with HSIC-bottleneck Regularization
Authors: Changxi Chi, Hang Shi, Qi Zhu, Daoqiang Zhang, Wei Shao
Date: 2024-06-18 00:00:00
Tasks: Contrastive Learning

The rapid development of spatial transcriptomics(ST) enables the measurement of gene expression at spatial resolution, making it possible to simultaneously profile the gene expression, spatial locations of spots, and the matched histopathological images. However, the cost for collecting ST data is much higher than acquiring histopathological images, and thus several studies attempt to predict the gene expression on ST by leveraging their corresponding histopathological images. Most of the existing image-based gene prediction models treat the prediction task on each spot of ST data independently, which ignores the spatial dependency among spots. In addition, while the histology images share phenotypic characteristics with the ST data, it is still challenge to extract such common information to help align paired image and expression representations. To address the above issues, we propose a Multi-view Graph Contrastive Learning framework with HSIC-bottleneck Regularization(ST-GCHB) aiming at learning shared representation to help impute the gene expression of the queried imagingspots by considering their spatial dependency.
Refine Large Language Model Fine-tuning via Instruction Vector
Authors: Gangwei Jiang, Zhaoyi Li, Defu Lian, Ying WEI
Date: 2024-06-18 00:00:00
Tasks: Instruction Following, Language Modeling, Language Modelling, Large Language Model

Fine-tuning large language models (LLMs) can cause them to lose their general capabilities. However, the intrinsic mechanisms behind such forgetting remain unexplored. In this paper, we begin by examining this phenomenon by focusing on knowledge understanding and instruction following, with the latter identified as the main contributor to forgetting during fine-tuning. Consequently, we propose the Instruction Vector (IV) framework to capture model representations highly related to specific instruction-following capabilities, thereby making it possible to understand model-intrinsic forgetting. Through the analysis of IV dynamics pre and post-training, we suggest that fine-tuning mostly adds specialized reasoning patterns instead of erasing previous skills, which may appear as forgetting. Building on this insight, we develop IV-guided training, which aims to preserve original computation graph, thereby mitigating catastrophic forgetting. Empirical tests on three benchmarks confirm the efficacy of this new approach, supporting the relationship between IVs and forgetting. Our code will be made available soon.
BadSampler: Harnessing the Power of Catastrophic Forgetting to Poison Byzantine-robust Federated Learning
Authors: Yi Liu, Cong Wang, Xingliang Yuan
Date: 2024-06-18 00:00:00
Tasks: Data Poisoning, Federated Learning

Federated Learning (FL) is susceptible to poisoning attacks, wherein compromised clients manipulate the global model by modifying local datasets or sending manipulated model updates. Experienced defenders can readily detect and mitigate the poisoning effects of malicious behaviors using Byzantine-robust aggregation rules. However, the exploration of poisoning attacks in scenarios where such behaviors are absent remains largely unexplored for Byzantine-robust FL. This paper addresses the challenging problem of poisoning Byzantine-robust FL by introducing catastrophic forgetting. To fill this gap, we first formally define generalization error and establish its connection to catastrophic forgetting, paving the way for the development of a clean-label data poisoning attack named BadSampler. This attack leverages only clean-label data (i.e., without poisoned data) to poison Byzantine-robust FL and requires the adversary to selectively sample training data with high loss to feed model training and maximize the model's generalization error. We formulate the attack as an optimization problem and present two elegant adversarial sampling strategies, Top-$\kappa$ sampling, and meta-sampling, to approximately solve it. Additionally, our formal error upper bound and time complexity analysis demonstrate that our design can preserve attack utility with high efficiency. Extensive evaluations on two real-world datasets illustrate the effectiveness and performance of our proposed attacks.
Is persona enough for personality? Using ChatGPT to reconstruct an agent's latent personality from simple descriptions
Authors: Yongyi Ji, Zhisheng Tang, Mayank Kejriwal
Date: 2024-06-18 00:00:00
Tasks: Personality Generation

Personality, a fundamental aspect of human cognition, contains a range of traits that influence behaviors, thoughts, and emotions. This paper explores the capabilities of large language models (LLMs) in reconstructing these complex cognitive attributes based only on simple descriptions containing socio-demographic and personality type information. Utilizing the HEXACO personality framework, our study examines the consistency of LLMs in recovering and predicting underlying (latent) personality dimensions from simple descriptions. Our experiments reveal a significant degree of consistency in personality reconstruction, although some inconsistencies and biases, such as a tendency to default to positive traits in the absence of explicit information, are also observed. Additionally, socio-demographic factors like age and number of children were found to influence the reconstructed personality dimensions. These findings have implications for building sophisticated agent-based simulacra using LLMs and highlight the need for further research on robust personality generation in LLMs.
AI-Oracle Machines for Intelligent Computing
Authors: Jie Wang
Date: 2024-06-18 00:00:00

We introduce the concept of AI-oracle machines for intelligent computing and outline several applications to demonstrate their potential. Following this, we advocate for the development of a comprehensive platform to streamline the implementation of AI-oracle machines.