pwc-archive/papers-with-abstracts huggingface dataset:
Interpreting Bias in Large Language Models: A Feature-Based Approach
Authors: Nirmalendu Prakash, Lee Ka Wei Roy
Date: 2024-06-18 00:00:00
Tasks: counterfactual

Large Language Models (LLMs) such as Mistral and LLaMA have showcased remarkable performance across various natural language processing (NLP) tasks. Despite their success, these models inherit social biases from the diverse datasets on which they are trained. This paper investigates the propagation of biases within LLMs through a novel feature-based analytical approach. Drawing inspiration from causal mediation analysis, we hypothesize the evolution of bias-related features and validate them using interpretability techniques like activation and attribution patching. Our contributions are threefold: (1) We introduce and empirically validate a feature-based method for bias analysis in LLMs, applied to LLaMA-2-7B, LLaMA-3-8B, and Mistral-7B-v0.3 with templates from a professions dataset. (2) We extend our method to another form of gender bias, demonstrating its generalizability. (3) We differentiate the roles of MLPs and attention heads in bias propagation and implement targeted debiasing using a counterfactual dataset. Our findings reveal the complex nature of bias in LLMs and emphasize the necessity for tailored debiasing strategies, offering a deeper understanding of bias mechanisms and pathways for effective mitigation.
Opt-Out: Investigating Entity-Level Unlearning for Large Language Models via Optimal Transport
Authors: Minseok Choi, Daniel Rim, Dohyun Lee, Jaegul Choo
Date: 2024-06-18 00:00:00
Tasks: Instruction Following, Machine Unlearning

Instruction-following large language models (LLMs), such as ChatGPT, have become widely popular among everyday users. However, these models inadvertently disclose private, sensitive information to their users, underscoring the need for machine unlearning techniques to remove selective information from the models. While prior work has focused on forgetting small, random subsets of training data at the instance-level, we argue that real-world scenarios often require the removal of an entire user data, which may require a more careful maneuver. In this study, we explore entity-level unlearning, which aims to erase all knowledge related to a target entity while preserving the remaining model capabilities. To address this, we introduce Opt-Out, an optimal transport-based unlearning method that utilizes the Wasserstein distance from the model's initial parameters to achieve more effective and fine-grained unlearning. We also present the first Entity-Level Unlearning Dataset (ELUDe) designed to evaluate entity-level unlearning. Our empirical results demonstrate that Opt-Out surpasses existing methods, establishing a new standard for secure and adaptable LLMs that can accommodate user data removal requests without the need for full retraining.
The Comparative Trap: Pairwise Comparisons Amplifies Biased Preferences of LLM Evaluators
Authors: Hawon Jeong, ChaeHun Park, Jimin Hong, Hojoon Lee, Jaegul Choo
Date: 2024-06-18 00:00:00
Tasks: Instruction Following, Text Generation

As large language models (LLMs) are increasingly used as evaluators for natural language generation tasks, ensuring unbiased assessments is essential. However, LLM evaluators often display biased preferences, such as favoring verbosity and authoritative tones. Our empirical analysis reveals that these biases are exacerbated in pairwise evaluation, where LLMs directly compare two outputs and easily prioritize superficial attributes. In contrast, pointwise evaluation, which assesses outputs independently, is less susceptible to such bias because each output is judged in isolation. To address the limitations of the pairwise evaluation, we introduce a novel evaluation method, PRePair, which integrates pointwise reasoning within a pairwise framework. PRePair effectively alleviates biased preference, improving performance on the adversarial benchmark (LLMBar) while outperforming pointwise evaluation on the standard benchmark (MT-Bench).
Finding Task-specific Subnetworks in Multi-task Spoken Language Understanding Model
Authors: Hayato Futami, Siddhant Arora, Yosuke Kashiwagi, Emiru Tsunoo, Shinji Watanabe
Date: 2024-06-18 00:00:00
Tasks: Automatic Speech Recognition, Automatic Speech Recognition (ASR), Emotion Recognition, intent-classification, Intent Classification, Model Compression, Network Pruning, speech-recognition, Speech Recognition, Spoken Language Understanding

Recently, multi-task spoken language understanding (SLU) models have emerged, designed to address various speech processing tasks. However, these models often rely on a large number of parameters. Also, they often encounter difficulties in adapting to new data for a specific task without experiencing catastrophic forgetting of previously trained tasks. In this study, we propose finding task-specific subnetworks within a multi-task SLU model via neural network pruning. In addition to model compression, we expect that the forgetting of previously trained tasks can be mitigated by updating only a task-specific subnetwork. We conduct experiments on top of the state-of-the-art multi-task SLU model ``UniverSLU'', trained for several tasks such as emotion recognition (ER), intent classification (IC), and automatic speech recognition (ASR). We show that pruned models were successful in adapting to additional ASR or IC data with minimal performance degradation on previously trained tasks.
Can Tool-augmented Large Language Models be Aware of Incomplete Conditions?
Authors: Seungbin Yang, ChaeHun Park, Taehee Kim, Jaegul Choo
Date: 2024-06-18 00:00:00

Recent advancements in integrating large language models (LLMs) with tools have allowed the models to interact with real-world environments. However, these tool-augmented LLMs often encounter incomplete scenarios when users provide partial information or the necessary tools are unavailable. Recognizing and managing such scenarios is crucial for LLMs to ensure their reliability, but this exploration remains understudied. This study examines whether LLMs can identify incomplete conditions and appropriately determine when to refrain from using tools. To this end, we address a dataset by manipulating instances from two datasets by removing necessary tools or essential information for tool invocation. Our experiments show that LLMs often struggle to identify the absence of information required to utilize specific tools and recognize the absence of appropriate tools. We further analyze model behaviors in different environments and compare their performance against humans. Our research can contribute to advancing reliable LLMs by addressing common scenarios during interactions between humans and LLMs. Our code and dataset will be publicly available.
COT: A Generative Approach for Hate Speech Counter-Narratives via Contrastive Optimal Transport
Authors: Linhao Zhang, Li Jin, Guangluan Xu, Xiaoyu Li, Xian Sun
Date: 2024-06-18 00:00:00
Tasks: Contrastive Learning

Counter-narratives, which are direct responses consisting of non-aggressive fact-based arguments, have emerged as a highly effective approach to combat the proliferation of hate speech. Previous methodologies have primarily focused on fine-tuning and post-editing techniques to ensure the fluency of generated contents, while overlooking the critical aspects of individualization and relevance concerning the specific hatred targets, such as LGBT groups, immigrants, etc. This research paper introduces a novel framework based on contrastive optimal transport, which effectively addresses the challenges of maintaining target interaction and promoting diversification in generating counter-narratives. Firstly, an Optimal Transport Kernel (OTK) module is leveraged to incorporate hatred target information in the token representations, in which the comparison pairs are extracted between original and transported features. Secondly, a self-contrastive learning module is employed to address the issue of model degeneration. This module achieves this by generating an anisotropic distribution of token representations. Finally, a target-oriented search method is integrated as an improved decoding strategy to explicitly promote domain relevance and diversification in the inference process. This strategy modifies the model's confidence score by considering both token similarity and target relevance. Quantitative and qualitative experiments have been evaluated on two benchmark datasets, which demonstrate that our proposed model significantly outperforms current methods evaluated by metrics from multiple aspects.
Fast and Slow Generating: An Empirical Study on Large and Small Language Models Collaborative Decoding
Authors: Kaiyan Zhang, Jianyu Wang, Ning Ding, Biqing Qi, Ermo Hua, Xingtai Lv, BoWen Zhou
Date: 2024-06-18 00:00:00
Tasks: Hallucination

Large Language Models (LLMs) exhibit impressive capabilities across various applications but encounter substantial challenges such as high inference latency, considerable training costs, and the generation of hallucinations. Collaborative decoding between large and small language models (SLMs) presents a promising strategy to mitigate these issues through methods including speculative decoding, contrastive decoding, and emulator or proxy fine-tuning. However, the specifics of such collaborations, particularly from a unified perspective, remain largely unexplored. Inspired by dual-process cognitive theory, we propose a unified framework in this paper, termed Fast and Slow Generating (FS-GEN). Within this framework, LLMs (sometimes along with SLMs) are categorized as System 2 (slow and deliberate), while independent SLMs are designated as System 1 (fast and intuitive). We provide a comprehensive analysis of these collaborative methodologies, elucidating their common properties and shedding light on the differential knowledge capabilities of System 2 versus System 1 through the FS-GEN framework. Our findings indicate that only a small proportion of collaborative interactions (approximately less than 20\% in most instances) are necessary across various methods. These interactions between System 1 and System 2 conform to a scaling law related to the parameter ratios, enabling predictable collaboration. Furthermore, we explore the specific conditions under which collaboration proves most effective, particularly from an uncertainty perspective, offering novel insights that may guide future optimization efforts. Our research underscores that the fundamental distinction between System 1 and System 2 lies in the uncertainty of next token predictions, where interventions by System 2 are crucial to support System 1. Code for Reproduction: https://github.com/TsinghuaC3I/FS-GEN
What Matters in Memorizing and Recalling Facts? Multifaceted Benchmarks for Knowledge Probing in Language Models
Authors: Xin Zhao, Naoki Yoshinaga, Daisuke Oba
Date: 2024-06-18 00:00:00
Tasks: Decoder, Hallucination, In-Context Learning, Knowledge Probing

Language models often struggle with handling factual knowledge, exhibiting factual hallucination issue. This makes it vital to evaluate the models' ability to recall its parametric knowledge about facts. In this study, we introduce a knowledge probing benchmark, BELIEF(ICL), to evaluate the knowledge recall ability of both encoder- and decoder-based pre-trained language models (PLMs) from diverse perspectives. BELIEFs utilize a multi-prompt dataset to evaluate PLM's accuracy, consistency, and reliability in factual knowledge recall. To enable a more reliable evaluation with BELIEFs, we semi-automatically create MyriadLAMA, which has massively diverse prompts. We validate the effectiveness of BELIEFs in comprehensively evaluating PLM's knowledge recall ability on diverse PLMs, including recent large language models (LLMs). We then investigate key factors in memorizing and recalling facts in PLMs, such as model size, pretraining strategy and corpora, instruction-tuning process and in-context learning settings. Finally, we reveal the limitation of the prompt-based knowledge probing. The MyriadLAMA is publicized.
SafeInfer: Context Adaptive Decoding Time Safety Alignment for Large Language Models
Authors: Somnath Banerjee, Sayan Layek, Soham Tripathy, Shanu Kumar, Animesh Mukherjee, Rima Hazra
Date: 2024-06-18 00:00:00
Tasks: Safety Alignment

Safety-aligned language models often exhibit fragile and imbalanced safety mechanisms, increasing the likelihood of generating unsafe content. In addition, incorporating new knowledge through editing techniques to language models can further compromise safety. To address these issues, we propose SafeInfer, a context-adaptive, decoding-time safety alignment strategy for generating safe responses to user queries. SafeInfer comprises two phases: the safety amplification phase, which employs safe demonstration examples to adjust the model's hidden states and increase the likelihood of safer outputs, and the safety-guided decoding phase, which influences token selection based on safety-optimized distributions, ensuring the generated content complies with ethical guidelines. Further, we present HarmEval, a novel benchmark for extensive safety evaluations, designed to address potential misuse scenarios in accordance with the policies of leading AI tech giants.
Unveiling Implicit Table Knowledge with Question-Then-Pinpoint Reasoner for Insightful Table Summarization
Authors: Kwangwook Seo, Jinyoung Yeo, Dongha Lee
Date: 2024-06-18 00:00:00

Implicit knowledge hidden within the explicit table cells, such as data insights, is the key to generating a high-quality table summary. However, unveiling such implicit knowledge is a non-trivial task. Due to the complex nature of structured tables, it is challenging even for large language models (LLMs) to mine the implicit knowledge in an insightful and faithful manner. To address this challenge, we propose a novel table reasoning framework Question-then-Pinpoint. Our work focuses on building a plug-and-play table reasoner that can self-question the insightful knowledge and answer it by faithfully pinpointing evidence on the table to provide explainable guidance for the summarizer. To train a reliable reasoner, we collect table knowledge by guiding a teacher LLM to follow the coarse-to-fine reasoning paths and refine it through two quality enhancement strategies to selectively distill the high-quality knowledge to the reasoner. Extensive experiments on two table summarization datasets, including our newly proposed InsTaSumm, validate the general effectiveness of our framework.
Towards a Client-Centered Assessment of LLM Therapists by Client Simulation
Authors: Jiashuo Wang, Yang Xiao, Yanran Li, Changhe Song, Chunpu Xu, Chenhao Tan, Wenjie Li
Date: 2024-06-18 00:00:00

Although there is a growing belief that LLMs can be used as therapists, exploring LLMs' capabilities and inefficacy, particularly from the client's perspective, is limited. This work focuses on a client-centered assessment of LLM therapists with the involvement of simulated clients, a standard approach in clinical medical education. However, there are two challenges when applying the approach to assess LLM therapists at scale. Ethically, asking humans to frequently mimic clients and exposing them to potentially harmful LLM outputs can be risky and unsafe. Technically, it can be difficult to consistently compare the performances of different LLM therapists interacting with the same client. To this end, we adopt LLMs to simulate clients and propose ClientCAST, a client-centered approach to assessing LLM therapists by client simulation. Specifically, the simulated client is utilized to interact with LLM therapists and complete questionnaires related to the interaction. Based on the questionnaire results, we assess LLM therapists from three client-centered aspects: session outcome, therapeutic alliance, and self-reported feelings. We conduct experiments to examine the reliability of ClientCAST and use it to evaluate LLMs therapists implemented by Claude-3, GPT-3.5, LLaMA3-70B, and Mixtral 8*7B. Codes are released at https://github.com/wangjs9/ClientCAST.
Defending Against Social Engineering Attacks in the Age of LLMs
Authors: Lin Ai, Tharindu Kumarage, Amrita Bhattacharjee, Zizhou Liu, Zheng Hui, Michael Davinroy, James Cook, Laura Cassani, Kirill Trapeznikov, Matthias Kirchner, Arslan Basharat, Anthony Hoogs, Joshua Garland, Huan Liu, Julia Hirschberg
Date: 2024-06-18 00:00:00
Tasks: Retrieval

The proliferation of Large Language Models (LLMs) poses challenges in detecting and mitigating digital deception, as these models can emulate human conversational patterns and facilitate chat-based social engineering (CSE) attacks. This study investigates the dual capabilities of LLMs as both facilitators and defenders against CSE threats. We develop a novel dataset, SEConvo, simulating CSE scenarios in academic and recruitment contexts, and designed to examine how LLMs can be exploited in these situations. Our findings reveal that, while off-the-shelf LLMs generate high-quality CSE content, their detection capabilities are suboptimal, leading to increased operational costs for defense. In response, we propose ConvoSentinel, a modular defense pipeline that improves detection at both the message and the conversation levels, offering enhanced adaptability and cost-effectiveness. The retrieval-augmented module in ConvoSentinel identifies malicious intent by comparing messages to a database of similar conversations, enhancing CSE detection at all stages. Our study highlights the need for advanced strategies to leverage LLMs in cybersecurity.
Language and Multimodal Models in Sports: A Survey of Datasets and Applications
Authors: Haotian Xia, Zhengbang Yang, Yun Zhao, Yuqing Wang, Jingxi Li, Rhys Tracy, Zhuangdi Zhu, Yuan-Fang Wang, Hanjie Chen, Weining Shen
Date: 2024-06-18 00:00:00
Tasks: Sports Analytics, Survey

Recent integration of Natural Language Processing (NLP) and multimodal models has advanced the field of sports analytics. This survey presents a comprehensive review of the datasets and applications driving these innovations post-2020. We overviewed and categorized datasets into three primary types: language-based, multimodal, and convertible datasets. Language-based and multimodal datasets are for tasks involving text or multimodality (e.g., text, video, audio), respectively. Convertible datasets, initially single-modal (video), can be enriched with additional annotations, such as explanations of actions and video descriptions, to become multimodal, offering future potential for richer and more diverse applications. Our study highlights the contributions of these datasets to various applications, from improving fan experiences to supporting tactical analysis and medical diagnostics. We also discuss the challenges and future directions in dataset development, emphasizing the need for diverse, high-quality data to support real-time processing and personalized user experiences. This survey provides a foundational resource for researchers and practitioners aiming to leverage NLP and multimodal models in sports, offering insights into current trends and future opportunities in the field.
PFID: Privacy First Inference Delegation Framework for LLMs
Authors: Haoyan Yang, Zhitao Li, Yong Zhang, Jianzong Wang, Ning Cheng, Ming Li, Jing Xiao
Date: 2024-06-18 00:00:00
Tasks: Machine Translation

This paper introduces a novel privacy-preservation framework named PFID for LLMs that addresses critical privacy concerns by localizing user data through model sharding and singular value decomposition. When users are interacting with LLM systems, their prompts could be subject to being exposed to eavesdroppers within or outside LLM system providers who are interested in collecting users' input. In this work, we proposed a framework to camouflage user input, so as to alleviate privacy issues. Our framework proposes to place model shards on the client and the public server, we sent compressed hidden states instead of prompts to and from servers. Clients have held back information that can re-privatized the hidden states so that overall system performance is comparable to traditional LLMs services. Our framework was designed to be communication efficient, computation can be delegated to the local client so that the server's computation burden can be lightened. We conduct extensive experiments on machine translation tasks to verify our framework's performance.
ToxiCloakCN: Evaluating Robustness of Offensive Language Detection in Chinese with Cloaking Perturbations
Authors: Yunze Xiao, Yujia Hu, Kenny Tsu Wei Choo, Roy Ka-Wei Lee
Date: 2024-06-18 00:00:00

Detecting hate speech and offensive language is essential for maintaining a safe and respectful digital environment. This study examines the limitations of state-of-the-art large language models (LLMs) in identifying offensive content within systematically perturbed data, with a focus on Chinese, a language particularly susceptible to such perturbations. We introduce \textsf{ToxiCloakCN}, an enhanced dataset derived from ToxiCN, augmented with homophonic substitutions and emoji transformations, to test the robustness of LLMs against these cloaking perturbations. Our findings reveal that existing models significantly underperform in detecting offensive content when these perturbations are applied. We provide an in-depth analysis of how different types of offensive content are affected by these perturbations and explore the alignment between human and model explanations of offensiveness. Our work highlights the urgent need for more advanced techniques in offensive language detection to combat the evolving tactics used to evade detection mechanisms.
On-Policy Fine-grained Knowledge Feedback for Hallucination Mitigation
Authors: Xueru Wen, Xinyu Lu, Xinyan Guan, Yaojie Lu, Hongyu Lin, Ben He, Xianpei Han, Le Sun
Date: 2024-06-18 00:00:00
Tasks: Hallucination, Response Generation

Hallucination occurs when large language models (LLMs) exhibit behavior that deviates from the boundaries of their knowledge during the response generation process. Previous learning-based methods focus on detecting knowledge boundaries and finetuning models with instance-level feedback, but they suffer from inaccurate signals due to off-policy data sampling and coarse-grained feedback. In this paper, we introduce \textit{\b{R}einforcement \b{L}earning \b{f}or \b{H}allucination} (RLFH), a fine-grained feedback-based online reinforcement learning method for hallucination mitigation. Unlike previous learning-based methods, RLFH enables LLMs to explore the boundaries of their internal knowledge and provide on-policy, fine-grained feedback on these explorations. To construct fine-grained feedback for learning reliable generation behavior, RLFH decomposes the outcomes of large models into atomic facts, provides statement-level evaluation signals, and traces back the signals to the tokens of the original responses. Finally, RLFH adopts the online reinforcement algorithm with these token-level rewards to adjust model behavior for hallucination mitigation. For effective on-policy optimization, RLFH also introduces an LLM-based fact assessment framework to verify the truthfulness and helpfulness of atomic facts without human intervention. Experiments on HotpotQA, SQuADv2, and Biography benchmarks demonstrate that RLFH can balance their usage of internal knowledge during the generation process to eliminate the hallucination behavior of LLMs.