pwc-archive/papers-with-abstracts huggingface dataset:
Do Large Language Models Discriminate in Hiring Decisions on the Basis of Race, Ethnicity, and Gender?
Authors: Haozhe An, Christabel Acquaye, Colin Wang, Zongxia Li, Rachel Rudinger
Date: 2024-06-15 00:00:00

We examine whether large language models (LLMs) exhibit race- and gender-based name discrimination in hiring decisions, similar to classic findings in the social sciences (Bertrand and Mullainathan, 2004). We design a series of templatic prompts to LLMs to write an email to a named job applicant informing them of a hiring decision. By manipulating the applicant's first name, we measure the effect of perceived race, ethnicity, and gender on the probability that the LLM generates an acceptance or rejection email. We find that the hiring decisions of LLMs in many settings are more likely to favor White applicants over Hispanic applicants. In aggregate, the groups with the highest and lowest acceptance rates respectively are masculine White names and masculine Hispanic names. However, the comparative acceptance rates by group vary under different templatic settings, suggesting that LLMs' race- and gender-sensitivity may be idiosyncratic and prompt-sensitive.
Personalized Pieces: Efficient Personalized Large Language Models through Collaborative Efforts
Authors: Zhaoxuan Tan, Zheyuan Liu, Meng Jiang
Date: 2024-06-15 00:00:00
Tasks: parameter-efficient fine-tuning

Personalized large language models (LLMs) aim to tailor interactions, content, and recommendations to individual user preferences. While parameter-efficient fine-tuning (PEFT) methods excel in performance and generalization, they are costly and limit communal benefits when used individually. To this end, we introduce Personalized Pieces (Per-Pcs), a framework that allows users to safely share and assemble personalized PEFT efficiently with collaborative efforts. Per-Pcs involves selecting sharers, breaking their PEFT into pieces, and training gates for each piece. These pieces are added to a pool, from which target users can select and assemble personalized PEFT using their history data. This approach preserves privacy and enables fine-grained user modeling without excessive storage and computation demands. Experimental results show Per-Pcs outperforms non-personalized and PEFT retrieval baselines, offering performance comparable to OPPU with significantly lower resource use across six tasks. Further analysis highlights Per-Pcs's robustness concerning sharer count and selection strategy, pieces sharing ratio, and scalability in computation time and storage space. Per-Pcs's modularity promotes safe sharing, making LLM personalization more efficient, effective, and widely accessible through collaborative efforts.
CancerLLM: A Large Language Model in Cancer Domain
Authors: Mingchen Li, Jiatan Huang, Jeremy Yeung, Anne Blaes, Steven Johnson, Hongfang Liu, Hua Xu, Rui Zhang
Date: 2024-06-15 00:00:00
Tasks: GPU, Language Modeling, Language Modelling, Large Language Model, model

Medical Large Language Models (LLMs) have demonstrated impressive performance on a wide variety of medical NLP tasks; however, there still lacks a LLM specifically designed for phenotyping identification and diagnosis in cancer domain. Moreover, these LLMs typically have several billions of parameters, making them computationally expensive for healthcare systems. Thus, in this study, we propose CancerLLM, a model with 7 billion parameters and a Mistral-style architecture, pre-trained on nearly 2.7M clinical notes and over 515K pathology reports covering 17 cancer types, followed by fine-tuning on two cancer-relevant tasks, including cancer phenotypes extraction and cancer diagnosis generation. Our evaluation demonstrated that the CancerLLM achieves state-of-the-art results with F1 score of 91.78% on phenotyping extraction and 86.81% on disganois generation. It outperformed existing LLMs, with an average F1 score improvement of 9.23%. Additionally, the CancerLLM demonstrated its efficiency on time and GPU usage, and robustness comparing with other LLMs. We demonstrated that CancerLLM can potentially provide an effective and robust solution to advance clinical research and practice in cancer domain
Domain-Specific Shorthand for Generation Based on Context-Free Grammar
Authors: Andriy Kanyuka, Elias Mahfoud
Date: 2024-06-14 00:00:00
Tasks: Data Visualization

The generation of structured data in formats such as JSON, YAML and XML is a critical task in Generative AI (GenAI) applications. These formats, while widely used, contain many redundant constructs that lead to inflated token usage. This inefficiency is particularly evident when employing large language models (LLMs) like GPT-4, where generating extensive structured data incurs increased latency and operational costs. We introduce a domain-specific shorthand (DSS) format, underpinned by a context-free grammar (CFG), and demonstrate its usage to reduce the number of tokens required for structured data generation. The method involves creating a shorthand notation that captures essential elements of the output schema with fewer tokens, ensuring it can be unambiguously converted to and from its verbose form. It employs a CFG to facilitate efficient shorthand generation by the LLM, and to create parsers to translate the shorthand back into standard structured formats. The application of our approach to data visualization with LLMs demonstrates a significant (3x to 5x) reduction in generated tokens, leading to significantly lower latency and cost. This paper outlines the development of the DSS and the accompanying CFG, and the implications of this approach for GenAI applications, presenting a scalable solution to the token inefficiency problem in structured data generation.
AMR-RE: Abstract Meaning Representations for Retrieval-Based In-Context Learning in Relation Extraction
Authors: Peitao Han, Lis Kanashiro Pereira, Fei Cheng, Wan Jou She, Eiji Aramaki
Date: 2024-06-14 00:00:00
Tasks: In-Context Learning, Relation, Relation Extraction, Retrieval, Sentence

Existing in-context learning (ICL) methods for relation extraction (RE) often prioritize language similarity over structural similarity, which can lead to overlooking entity relationships. To address this, we propose an AMR-enhanced retrieval-based ICL method for RE. Our model retrieves in-context examples based on semantic structure similarity between task inputs and training samples. Evaluations on four standard English RE datasets show that our model outperforms baselines in the unsupervised setting across all datasets. In the supervised setting, it achieves state-of-the-art results on three datasets and competitive results on the fourth.
SciEx: Benchmarking Large Language Models on Scientific Exams with Human Expert Grading and Automatic Grading
Authors: Tu Anh Dinh, Carlos Mullov, Leonard Bärmann, Zhaolin Li, Danni Liu, Simon Reiß, Jueun Lee, Nathan Lerzer, Fabian Ternava, Jianfeng Gao, Tobias Röddiger, Alexander Waibel, Tamim Asfour, Michael Beigl, Rainer Stiefelhagen, Carsten Dachsbacher, Klemens Böhm, Jan Niehues
Date: 2024-06-14 00:00:00
Tasks: Benchmarking, Mathematical Proofs

With the rapid development of Large Language Models (LLMs), it is crucial to have benchmarks which can evaluate the ability of LLMs on different domains. One common use of LLMs is performing tasks on scientific topics, such as writing algorithms, querying databases or giving mathematical proofs. Inspired by the way university students are evaluated on such tasks, in this paper, we propose SciEx - a benchmark consisting of university computer science exam questions, to evaluate LLMs ability on solving scientific tasks. SciEx is (1) multilingual, containing both English and German exams, and (2) multi-modal, containing questions that involve images, and (3) contains various types of freeform questions with different difficulty levels, due to the nature of university exams. We evaluate the performance of various state-of-the-art LLMs on our new benchmark. Since SciEx questions are freeform, it is not straightforward to evaluate LLM performance. Therefore, we provide human expert grading of the LLM outputs on SciEx. We show that the free-form exams in SciEx remain challenging for the current LLMs, where the best LLM only achieves 59.4\% exam grade on average. We also provide detailed comparisons between LLM performance and student performance on SciEx. To enable future evaluation of new LLMs, we propose using LLM-as-a-judge to grade the LLM answers on SciEx. Our experiments show that, although they do not perform perfectly on solving the exams, LLMs are decent as graders, achieving 0.948 Pearson correlation with expert grading.
Determination of the Number of Topics Intrinsically: Is It Possible?
Authors: Victor Bulatov, Vasiliy Alekseev, Konstantin Vorontsov
Date: 2024-06-14 00:00:00
Tasks: Topic Models

The number of topics might be the most important parameter of a topic model. The topic modelling community has developed a set of various procedures to estimate the number of topics in a dataset, but there has not yet been a sufficiently complete comparison of existing practices. This study attempts to partially fill this gap by investigating the performance of various methods applied to several topic models on a number of publicly available corpora. Further analysis demonstrates that intrinsic methods are far from being reliable and accurate tools. The number of topics is shown to be a method- and a model-dependent quantity, as opposed to being an absolute property of a particular corpus. We conclude that other methods for dealing with this problem should be developed and suggest some promising directions for further research.
Self-Reflection Outcome is Sensitive to Prompt Construction
Authors: Fengyuan Liu, Nouar AlDahoul, Gregory Eady, Yasir Zaki, Bedoor AlShebli, Talal Rahwan
Date: 2024-06-14 00:00:00
Tasks: Prompt Engineering

Large language models (LLMs) demonstrate impressive zero-shot and few-shot reasoning capabilities. Some propose that such capabilities can be improved through self-reflection, i.e., letting LLMs reflect on their own output to identify and correct mistakes in the initial responses. However, despite some evidence showing the benefits of self-reflection, recent studies offer mixed results. Here, we aim to reconcile these conflicting findings by first demonstrating that the outcome of self-reflection is sensitive to prompt wording; e.g., LLMs are more likely to conclude that it has made a mistake when explicitly prompted to find mistakes. Consequently, idiosyncrasies in reflection prompts may lead LLMs to change correct responses unnecessarily. We show that most prompts used in the self-reflection literature are prone to this bias. We then propose different ways of constructing prompts that are conservative in identifying mistakes and show that self-reflection using such prompts results in higher accuracy. Our findings highlight the importance of prompt engineering in self-reflection tasks. We release our code at https://github.com/Michael98Liu/mixture-of-prompts.
EWEK-QA: Enhanced Web and Efficient Knowledge Graph Retrieval for Citation-based Question Answering Systems
Authors: Mohammad Dehghan, Mohammad Ali Alomrani, Sunyam Bagga, David Alfonso-Hermelo, Khalil Bibi, Abbas Ghaddar, Yingxue Zhang, Xiaoguang Li, Jianye Hao, Qun Liu, Jimmy Lin, Boxing Chen, Prasanna Parthasarathi, Mahdi Biparva, Mehdi Rezagholizadeh
Date: 2024-06-14 00:00:00
Tasks: Question Answering, Retrieval

The emerging citation-based QA systems are gaining more attention especially in generative AI search applications. The importance of extracted knowledge provided to these systems is vital from both accuracy (completeness of information) and efficiency (extracting the information in a timely manner). In this regard, citation-based QA systems are suffering from two shortcomings. First, they usually rely only on web as a source of extracted knowledge and adding other external knowledge sources can hamper the efficiency of the system. Second, web-retrieved contents are usually obtained by some simple heuristics such as fixed length or breakpoints which might lead to splitting information into pieces. To mitigate these issues, we propose our enhanced web and efficient knowledge graph (KG) retrieval solution (EWEK-QA) to enrich the content of the extracted knowledge fed to the system. This has been done through designing an adaptive web retriever and incorporating KGs triples in an efficient manner. We demonstrate the effectiveness of EWEK-QA over the open-source state-of-the-art (SoTA) web-based and KG baseline models using a comprehensive set of quantitative and human evaluation experiments. Our model is able to: first, improve the web-retriever baseline in terms of extracting more relevant passages (>20\%), the coverage of answer span (>25\%) and self containment (>35\%); second, obtain and integrate KG triples into its pipeline very efficiently (by avoiding any LLM calls) to outperform the web-only and KG-only SoTA baselines significantly in 7 quantitative QA tasks and our human evaluation.
GenQA: Generating Millions of Instructions from a Handful of Prompts
Authors: Jiuhai Chen, Rifaa Qadri, Yuxin Wen, Neel Jain, John Kirchenbauer, Tianyi Zhou, Tom Goldstein
Date: 2024-06-14 00:00:00

Most public instruction finetuning datasets are relatively small compared to the closed source datasets used to train industry models. To study questions about finetuning at scale, such as curricula and learning rate cooldown schedules, there is a need for industrial-scale datasets. However, this scale necessitates a data generation process that is almost entirely automated. In this work, we study methods for generating large instruction datasets from a single prompt. With little human oversight, we get LLMs to write diverse sets of instruction examples ranging from simple completion tasks to complex multi-turn dialogs across a variety of subject areas. When finetuning a Llama-3 8B base model, our dataset meets or exceeds both WizardLM and Ultrachat on both knowledge-intensive leaderboard tasks as well as conversational evaluations. We release our dataset, the "generator" prompts that created it, and our finetuned model checkpoints.
In-depth analysis of recall initiators of medical devices with a Machine Learning-Natural language Processing workflow
Authors: Yang Hu
Date: 2024-06-14 00:00:00
Tasks: Clustering, text similarity

Recall initiator identification and assessment are the preliminary steps to prevent medical device recall. Conventional analysis tools are inappropriate for processing massive and multi-formatted data comprehensively and completely to meet the higher expectations of delicacy management with the increasing overall data volume and textual data format. This study presents a bigdata-analytics-based machine learning-natural language processing work tool to address the shortcomings in dealing efficiency and data process versatility of conventional tools in the practical context of big data volume and muti data format. This study identified, assessed and analysed the medical device recall initiators according to the public medical device recall database from 2018 to 2024 with the ML-NLP tool. The results suggest that the unsupervised Density-Based Spatial Clustering of Applications with Noise (DBSCAN) clustering algorithm can present each single recall initiator in a specific manner, therefore helping practitioners to identify the recall reasons comprehensively and completely within a short time frame. This is then followed by text similarity-based textual classification to assist practitioners in controlling the group size of recall initiators and provide managerial insights from the operational to the tactical and strategical levels. This ML-NLP work tool can not only capture specific details of each recall initiator but also interpret the inner connection of each existing initiator and can be implemented for risk identification and assessment in the forward SC. Finally, this paper suggests some concluding remarks and presents future works. More proactive practices and control solutions for medical device recalls are expected in the future.
Brain-inspired Computational Modeling of Action Recognition with Recurrent Spiking Neural Networks Equipped with Reinforcement Delay Learning
Authors: Alireza Nadafian, Milad Mozafari, Timothée Masquelier, Mohammad Ganjtabesh
Date: 2024-06-17 00:00:00
Tasks: Action Recognition

The growing interest in brain-inspired computational models arises from the remarkable problem-solving efficiency of the human brain. Action recognition, a complex task in computational neuroscience, has received significant attention due to both its intricate nature and the brain's exceptional performance in this area. Nevertheless, current solutions for action recognition either exhibit limitations in effectively addressing the problem or lack the necessary biological plausibility. Deep neural networks, for instance, demonstrate acceptable performance but deviate from biological evidence, thereby restricting their suitability for brain-inspired computational studies. On the other hand, the majority of brain-inspired models proposed for action recognition exhibit significantly lower effectiveness compared to deep models and fail to achieve human-level performance. This deficiency can be attributed to their disregard for the underlying mechanisms of the brain. In this article, we present an effective brain-inspired computational model for action recognition. We equip our model with novel biologically plausible mechanisms for spiking neural networks that are crucial for learning spatio-temporal patterns. The key idea behind these new mechanisms is to bridge the gap between the brain's capabilities and action recognition tasks by integrating key biological principles into our computational framework. Furthermore, we evaluate the performance of our model against other models using a benchmark dataset for action recognition, DVS-128 Gesture. The results show that our model outperforms previous biologically plausible models and competes with deep supervised models.
Large Language Models as Surrogate Models in Evolutionary Algorithms: A Preliminary Study
Authors: Hao Hao, Xiaoqun Zhang, Aimin Zhou
Date: 2024-06-15 00:00:00
Tasks: Evolutionary Algorithms

Large Language Models (LLMs) have achieved significant progress across various fields and have exhibited strong potential in evolutionary computation, such as generating new solutions and automating algorithm design. Surrogate-assisted selection is a core step in evolutionary algorithms to solve expensive optimization problems by reducing the number of real evaluations. Traditionally, this has relied on conventional machine learning methods, leveraging historical evaluated evaluations to predict the performance of new solutions. In this work, we propose a novel surrogate model based purely on LLM inference capabilities, eliminating the need for training. Specifically, we formulate model-assisted selection as a classification and regression problem, utilizing LLMs to directly evaluate the quality of new solutions based on historical data. This involves predicting whether a solution is good or bad, or approximating its value. This approach is then integrated into evolutionary algorithms, termed LLM-assisted EA (LAEA). Detailed experiments compared the visualization results of 2D data from 9 mainstream LLMs, as well as their performance on optimization problems. The experimental results demonstrate that LLMs have significant potential as surrogate models in evolutionary computation, achieving performance comparable to traditional surrogate models only using inference. This work offers new insights into the application of LLMs in evolutionary computation. Code is available at: https://github.com/hhyqhh/LAEA.git
Interpreting Multi-objective Evolutionary Algorithms via Sokoban Level Generation
Authors: Qingquan Zhang, Yuchen Li, Yuhang Lin, Handing Wang, Jialin Liu
Date: 2024-06-15 00:00:00
Tasks: Diversity, Evolutionary Algorithms, Sokoban

This paper presents an interactive platform to interpret multi-objective evolutionary algorithms. Sokoban level generation is selected as a showcase for its widespread use in procedural content generation. By balancing the emptiness and spatial diversity of Sokoban levels, we illustrate the improved two-archive algorithm, Two_Arch2, a well-known multi-objective evolutionary algorithm. Our web-based platform integrates Two_Arch2 into an interface that visually and interactively demonstrates the evolutionary process in real-time. Designed to bridge theoretical optimisation strategies with practical game generation applications, the interface is also accessible to both researchers and beginners to multi-objective evolutionary algorithms or procedural content generation on a website. Through dynamic visualisations and interactive gameplay demonstrations, this web-based platform also has potential as an educational tool.
Spillover Detection for Donor Selection in Synthetic Control Models
Authors: Michael O'Riordan, Ciarán M. Gilligan-Lee
Date: 2024-06-17 00:00:00
Tasks: Causal Inference, valid

Synthetic control (SC) models are widely used to estimate causal effects in settings with observational time-series data. To identify the causal effect on a target unit, SC requires the existence of correlated units that are not impacted by the intervention. Given one of these potential donor units, how can we decide whether it is in fact a valid donor - that is, one not subject to spillover effects from the intervention? Such a decision typically requires appealing to strong a priori domain knowledge specifying the units, which becomes infeasible in situations with large pools of potential donors. In this paper, we introduce a practical, theoretically-grounded donor selection procedure, aiming to weaken this domain knowledge requirement. Our main result is a Theorem that yields the assumptions required to identify donor values at post-intervention time points using only pre-intervention data. We show how this Theorem - and the assumptions underpinning it - can be turned into a practical method for detecting potential spillover effects and excluding invalid donors when constructing SCs. Importantly, we employ sensitivity analysis to formally bound the bias in our SC causal estimate in situations where an excluded donor was indeed valid, or where a selected donor was invalid. Using ideas from the proximal causal inference and instrumental variables literature, we show that the excluded donors can nevertheless be leveraged to further debias causal effect estimates. Finally, we illustrate our donor selection procedure on both simulated and real-world datasets.
SynthTree: Co-supervised Local Model Synthesis for Explainable Prediction
Authors: Evgenii Kuriabov, Jia Li
Date: 2024-06-16 00:00:00
Tasks: Clustering, Prediction

Explainable machine learning (XML) has emerged as a major challenge in artificial intelligence (AI). Although black-box models such as Deep Neural Networks and Gradient Boosting often exhibit exceptional predictive accuracy, their lack of interpretability is a notable drawback, particularly in domains requiring transparency and trust. This paper tackles this core AI problem by proposing a novel method to enhance explainability with minimal accuracy loss, using a Mixture of Linear Models (MLM) estimated under the co-supervision of black-box models. We have developed novel methods for estimating MLM by leveraging AI techniques. Specifically, we explore two approaches for partitioning the input space: agglomerative clustering and decision trees. The agglomerative clustering approach provides greater flexibility in model construction, while the decision tree approach further enhances explainability, yielding a decision tree model with linear or logistic regression models at its leaf nodes. Comparative analyses with widely-used and state-of-the-art predictive models demonstrate the effectiveness of our proposed methods. Experimental results show that statistical models can significantly enhance the explainability of AI, thereby broadening their potential for real-world applications. Our findings highlight the critical role that statistical methodologies can play in advancing explainable AI.