pwc-archive/papers-with-abstracts huggingface dataset:
Statements: Universal Information Extraction from Tables with Large Language Models for ESG KPIs
Authors: Lokesh Mishra, Sohayl Dhibi, Yusik Kim, Cesar Berrospi Ramis, Shubham Gupta, Michele Dolfi, Peter Staar
Date: 2024-06-27 00:00:00
Tasks: Information Extraction, Named Entity Recognition, Open Information Extraction, Relationship Extraction (Distant Supervised), Table annotation

Environment, Social, and Governance (ESG) KPIs assess an organization's performance on issues such as climate change, greenhouse gas emissions, water consumption, waste management, human rights, diversity, and policies. ESG reports convey this valuable quantitative information through tables. Unfortunately, extracting this information is difficult due to high variability in the table structure as well as content. We propose Statements, a novel domain agnostic data structure for extracting quantitative facts and related information. We propose translating tables to statements as a new supervised deep-learning universal information extraction task. We introduce SemTabNet - a dataset of over 100K annotated tables. Investigating a family of T5-based Statement Extraction Models, our best model generates statements which are 82% similar to the ground-truth (compared to baseline of 21%). We demonstrate the advantages of statements by applying our model to over 2700 tables from ESG reports. The homogeneous nature of statements permits exploratory data analysis on expansive information found in large collections of ESG reports.
Dimensions underlying the representational alignment of deep neural networks with humans
Authors: Florian P. Mahner, Lukas Muttenthaler, Umut Güçlü, Martin N. Hebart
Date: 2024-06-27 00:00:00

Determining the similarities and differences between humans and artificial intelligence (AI) is an important goal both in computational cognitive neuroscience and machine learning, promising a deeper understanding of human cognition and safer, more reliable AI systems. Much previous work comparing representations in humans and AI has relied on global, scalar measures to quantify their alignment. However, without explicit hypotheses, these measures only inform us about the degree of alignment, not the factors that determine it. To address this challenge, we propose a generic framework to compare human and AI representations, based on identifying latent representational dimensions underlying the same behavior in both domains. Applying this framework to humans and a deep neural network (DNN) model of natural images revealed a low-dimensional DNN embedding of both visual and semantic dimensions. In contrast to humans, DNNs exhibited a clear dominance of visual over semantic properties, indicating divergent strategies for representing images. While in-silico experiments showed seemingly consistent interpretability of DNN dimensions, a direct comparison between human and DNN representations revealed substantial differences in how they process images. By making representations directly comparable, our results reveal important challenges for representational alignment and offer a means for improving their comparability.
EmPO: Emotion Grounding for Empathetic Response Generation through Preference Optimization
Authors: Ondrej Sotolar, Vojtech Formanek, Alok Debnath, Allison Lahnala, Charles Welch, Lucie Flek
Date: 2024-06-27 00:00:00
Tasks: Diversity, Empathetic Response Generation, MMLU, Response Generation

Empathetic response generation is a desirable aspect of conversational agents, crucial for facilitating engaging and emotionally intelligent multi-turn conversations between humans and machines. Leveraging large language models for this task has shown promising results, yet challenges persist in ensuring both the empathetic quality of the responses and retention of the generalization performance of the models. We propose a novel approach where we construct theory-driven preference datasets based on emotion grounding and use them to align LLMs with preference optimization algorithms to address these challenges. To evaluate empathetic response generation, we employ the EmpatheticDialogues dataset, assessing empathy with the diff-Epitome and BERTscore metrics and with multi-dimensional human evaluation. Additionally, we measure diversity and emotional valence using feature-based methods. We also evaluate the impact of training on the generalization performance using the MMLU benchmark and tasks from the Open LLM Leaderboard. The results show that LLMs can be aligned for empathetic response generation by preference optimization while retaining their general performance and that emotion grounding can guide preference dataset creation. We make all datasets, source code, and models publicly available. https://github.com/justtherightsize/empo
Segment Anything Model for automated image data annotation: empirical studies using text prompts from Grounding DINO
Authors: Fuseini Mumuni, Alhassan Mumuni
Date: 2024-06-27 00:00:00
Tasks: Image Segmentation, Medical Image Segmentation, object-detection, Object Detection, Referring Expression, Referring Expression Comprehension, Segmentation, Semantic Segmentation, Zero-Shot Object Detection, Zero-Shot Semantic Segmentation

Grounding DINO and the Segment Anything Model (SAM) have achieved impressive performance in zero-shot object detection and image segmentation, respectively. Together, they have a great potential to revolutionize applications in zero-shot semantic segmentation or data annotation. Yet, in specialized domains like medical image segmentation, objects of interest (e.g., organs, tissues, and tumors) may not fall in existing class names. To address this problem, the referring expression comprehension (REC) ability of Grounding DINO is leveraged to detect arbitrary targets by their language descriptions. However, recent studies have highlighted severe limitation of the REC framework in this application setting owing to its tendency to make false positive predictions when the target is absent in the given image. And, while this bottleneck is central to the prospect of open-set semantic segmentation, it is still largely unknown how much improvement can be achieved by studying the prediction errors. To this end, we perform empirical studies on six publicly available datasets across different domains and reveal that these errors consistently follow a predictable pattern and can, thus, be mitigated by a simple strategy. Specifically, we show that false positive detections with appreciable confidence scores generally occupy large image areas and can usually be filtered by their relative sizes. More importantly, we expect these observations to inspire future research in improving REC-based detection and automated segmentation. Meanwhile, we evaluate the performance of SAM on multiple datasets from various specialized domains and report significant improvements in segmentation performance and annotation time savings over manual approaches.
A look under the hood of the Interactive Deep Learning Enterprise (No-IDLE)
Authors: Daniel Sonntag, Michael Barz, Thiago Gouvêa
Date: 2024-06-27 00:00:00
Tasks: Anatomy, Deep Learning, multimodal interaction

This DFKI technical report presents the anatomy of the No-IDLE prototype system (funded by the German Federal Ministry of Education and Research) that provides not only basic and fundamental research in interactive machine learning, but also reveals deeper insights into users' behaviours, needs, and goals. Machine learning and deep learning should become accessible to millions of end users. No-IDLE's goals and scienfific challenges centre around the desire to increase the reach of interactive deep learning solutions for non-experts in machine learning. One of the key innovations described in this technical report is a methodology for interactive machine learning combined with multimodal interaction which will become central when we start interacting with semi-intelligent machines in the upcoming area of neural networks and large language models.
FedMap: Iterative Magnitude-Based Pruning for Communication-Efficient Federated Learning
Authors: Alexander Herzog, Robbie Southam, Ioannis Mavromatis, Aftab Khan
Date: 2024-06-27 00:00:00
Tasks: Federated Learning

Federated Learning (FL) is a distributed machine learning approach that enables training on decentralized data while preserving privacy. However, FL systems often involve resource-constrained client devices with limited computational power, memory, storage, and bandwidth. This paper introduces FedMap, a novel method that aims to enhance the communication efficiency of FL deployments by collaboratively learning an increasingly sparse global model through iterative, unstructured pruning. Importantly, FedMap trains a global model from scratch, unlike other methods reported in the literature, making it ideal for privacy-critical use cases such as in the medical and finance domains, where suitable pre-training data is often limited. FedMap adapts iterative magnitude-based pruning to the FL setting, ensuring all clients prune and refine the same subset of the global model parameters, therefore gradually reducing the global model size and communication overhead. The iterative nature of FedMap, forming subsequent models as subsets of predecessors, avoids parameter reactivation issues seen in prior work, resulting in stable performance. In this paper we provide an extensive evaluation of FedMap across diverse settings, datasets, model architectures, and hyperparameters, assessing performance in both IID and non-IID environments. Comparative analysis against the baseline approach demonstrates FedMap's ability to achieve more stable client model performance. For IID scenarios, FedMap achieves over $90$\% pruning without significant performance degradation. In non-IID settings, it achieves at least $~80$\% pruning while maintaining accuracy. FedMap offers a promising solution to alleviate communication bottlenecks in FL systems while retaining model accuracy.
Accuracy on the wrong line: On the pitfalls of noisy data for out-of-distribution generalisation
Authors: Amartya Sanyal, Yaxi Hu, Yaodong Yu, Yian Ma, Yixin Wang, Bernhard Schölkopf
Date: 2024-06-27 00:00:00

"Accuracy-on-the-line" is a widely observed phenomenon in machine learning, where a model's accuracy on in-distribution (ID) and out-of-distribution (OOD) data is positively correlated across different hyperparameters and data configurations. But when does this useful relationship break down? In this work, we explore its robustness. The key observation is that noisy data and the presence of nuisance features can be sufficient to shatter the Accuracy-on-the-line phenomenon. In these cases, ID and OOD accuracy can become negatively correlated, leading to "Accuracy-on-the-wrong-line". This phenomenon can also occur in the presence of spurious (shortcut) features, which tend to overshadow the more complex signal (core, non-spurious) features, resulting in a large nuisance feature space. Moreover, scaling to larger datasets does not mitigate this undesirable behavior and may even exacerbate it. We formally prove a lower bound on Out-of-distribution (OOD) error in a linear classification model, characterizing the conditions on the noise and nuisance features for a large OOD error. We finally demonstrate this phenomenon across both synthetic and real datasets with noisy data and nuisance features.
BiCo-Fusion: Bidirectional Complementary LiDAR-Camera Fusion for Semantic- and Spatial-Aware 3D Object Detection
Authors: Yang song, Lin Wang
Date: 2024-06-27 00:00:00
Tasks: 3D Object Detection, Autonomous Driving, Image Enhancement, object-detection, Object Detection

3D object detection is an important task that has been widely applied in autonomous driving. To perform this task, a new trend is to fuse multi-modal inputs, i.e., LiDAR and camera. Under such a trend, recent methods fuse these two modalities by unifying them in the same 3D space. However, during direct fusion in a unified space, the drawbacks of both modalities (LiDAR features struggle with detailed semantic information and the camera lacks accurate 3D spatial information) are also preserved, diluting semantic and spatial awareness of the final unified representation. To address the issue, this letter proposes a novel bidirectional complementary LiDAR-camera fusion framework, called BiCo-Fusion that can achieve robust semantic- and spatial-aware 3D object detection. The key insight is to fuse LiDAR and camera features in a bidirectional complementary way to enhance the semantic awareness of the LiDAR and the 3D spatial awareness of the camera. The enhanced features from both modalities are then adaptively fused to build a semantic- and spatial-aware unified representation. Specifically, we introduce Pre-Fusion consisting of a Voxel Enhancement Module (VEM) to enhance the semantic awareness of voxel features from 2D camera features and Image Enhancement Module (IEM) to enhance the 3D spatial awareness of camera features from 3D voxel features. We then introduce Unified Fusion (U-Fusion) to adaptively fuse the enhanced features from the last stage to build a unified representation. Extensive experiments demonstrate the superiority of our BiCo-Fusion against the prior arts. Project page: https://t-ys.github.io/BiCo-Fusion/.
CMRxRecon2024: A Multi-Modality, Multi-View K-Space Dataset Boosting Universal Machine Learning for Accelerated Cardiac MRI
Authors: Zi Wang, Fanwen Wang, Chen Qin, Jun Lyu, Cheng Ouyang, Shuo Wang, Yan Li, Mengyao Yu, Haoyu Zhang, Kunyuan Guo, Zhang Shi, Qirong Li, Ziqiang Xu, Yajing Zhang, Hao Li, Sha Hua, Binghua Chen, Longyu Sun, Mengting Sun, Qin Li, Ying-Hua Chu, Wenjia Bai, Jing Qin, Xiahai Zhuang, Claudia Prieto, Alistair Young, Michael Markl, He Wang, Lianming Wu, Guang Yang, Xiaobo Qu, Chengyan Wang
Date: 2024-06-27 00:00:00
Tasks: Image Reconstruction, MRI Reconstruction

Cardiac magnetic resonance imaging (MRI) has emerged as a clinically gold-standard technique for diagnosing cardiac diseases, thanks to its ability to provide diverse information with multiple modalities and anatomical views. Accelerated cardiac MRI is highly expected to achieve time-efficient and patient-friendly imaging, and then advanced image reconstruction approaches are required to recover high-quality, clinically interpretable images from undersampled measurements. However, the lack of publicly available cardiac MRI k-space dataset in terms of both quantity and diversity has severely hindered substantial technological progress, particularly for data-driven artificial intelligence. Here, we provide a standardized, diverse, and high-quality CMRxRecon2024 dataset to facilitate the technical development, fair evaluation, and clinical transfer of cardiac MRI reconstruction approaches, towards promoting the universal frameworks that enable fast and robust reconstructions across different cardiac MRI protocols in clinical practice. To the best of our knowledge, the CMRxRecon2024 dataset is the largest and most protocal-diverse publicly available cardiac k-space dataset. It is acquired from 330 healthy volunteers, covering commonly used modalities, anatomical views, and acquisition trajectories in clinical cardiac MRI workflows. Besides, an open platform with tutorials, benchmarks, and data processing tools is provided to facilitate data usage, advanced method development, and fair performance evaluation.
Gaussian process-based online health monitoring and fault analysis of lithium-ion battery systems from field data
Authors: Joachim Schaeffer, Eric Lenz, Duncan Gulla, Martin Z. Bazant, Richard D. Braatz, Rolf Findeisen
Date: 2024-06-27 00:00:00
Tasks: Fault Detection, Gaussian Processes

Health monitoring, fault analysis, and detection are critical for the safe and sustainable operation of battery systems. We apply Gaussian process resistance models on lithium iron phosphate battery field data to effectively separate the time-dependent and operating point-dependent resistance. The data set contains 29 battery systems returned to the manufacturer for warranty, each with eight cells in series, totaling 232 cells and 131 million data rows. We develop probabilistic fault detection rules using recursive spatiotemporal Gaussian processes. These processes allow the quick processing of over a million data points, enabling advanced online monitoring and furthering the understanding of battery pack failure in the field. The analysis underlines that often, only a single cell shows abnormal behavior or a knee point, consistent with weakest-link failure for cells connected in series, amplified by local resistive heating. The results further the understanding of how batteries degrade and fail in the field and demonstrate the potential of efficient online monitoring based on data. We open-source the code and publish the large data set upon completion of the review of this article.
FedMLP: Federated Multi-Label Medical Image Classification under Task Heterogeneity
Authors: Zhaobin Sun, Nannan Wu, Junjie Shi, Li Yu, Xin Yang, Kwang-Ting Cheng, Zengqiang Yan
Date: 2024-06-27 00:00:00
Tasks: Federated Learning, image-classification, Image Classification, Medical Image Classification, Missing Labels, Multi-Label Classification, MUlTI-LABEL-ClASSIFICATION, Pseudo Label

Cross-silo federated learning (FL) enables decentralized organizations to collaboratively train models while preserving data privacy and has made significant progress in medical image classification. One common assumption is task homogeneity where each client has access to all classes during training. However, in clinical practice, given a multi-label classification task, constrained by the level of medical knowledge and the prevalence of diseases, each institution may diagnose only partial categories, resulting in task heterogeneity. How to pursue effective multi-label medical image classification under task heterogeneity is under-explored. In this paper, we first formulate such a realistic label missing setting in the multi-label FL domain and propose a two-stage method FedMLP to combat class missing from two aspects: pseudo label tagging and global knowledge learning. The former utilizes a warmed-up model to generate class prototypes and select samples with high confidence to supplement missing labels, while the latter uses a global model as a teacher for consistency regularization to prevent forgetting missing class knowledge. Experiments on two publicly-available medical datasets validate the superiority of FedMLP against the state-of-the-art both federated semi-supervised and noisy label learning approaches under task heterogeneity. Code is available at https://github.com/szbonaldo/FedMLP.
Semi-supervised Concept Bottleneck Models
Authors: Lijie Hu, Tianhao Huang, Huanyi Xie, Chenyang Ren, Zhengyu Hu, Lu Yu, Di Wang
Date: 2024-06-27 00:00:00

Concept Bottleneck Models (CBMs) have garnered increasing attention due to their ability to provide concept-based explanations for black-box deep learning models while achieving high final prediction accuracy using human-like concepts. However, the training of current CBMs heavily relies on the accuracy and richness of annotated concepts in the dataset. These concept labels are typically provided by experts, which can be costly and require significant resources and effort. Additionally, concept saliency maps frequently misalign with input saliency maps, causing concept predictions to correspond to irrelevant input features - an issue related to annotation alignment. To address these limitations, we propose a new framework called SSCBM (Semi-supervised Concept Bottleneck Model). Our SSCBM is suitable for practical situations where annotated data is scarce. By leveraging joint training on both labeled and unlabeled data and aligning the unlabeled data at the concept level, we effectively solve these issues. We proposed a strategy to generate pseudo labels and an alignment loss. Experiments demonstrate that our SSCBM is both effective and efficient. With only 20% labeled data, we achieved 93.19% (96.39% in a fully supervised setting) concept accuracy and 75.51% (79.82% in a fully supervised setting) prediction accuracy.
Alignment For Performance Improvement in Conversation Bots
Authors: Raghav Garg, Kapil Sharma, Shrey Singla
Date: 2024-06-27 00:00:00

This paper shows that alignment methods can achieve superior adherence to guardrails compared to instruction fine-tuning alone in conversational agents, also known as bots, within predefined guidelines or 'guardrails'. It examines traditional training approaches such as instruction fine-tuning and the recent advancements in direct alignment methods like Identity Preference Optimization (IPO), and Kahneman-Tversky Optimization (KTO). The effectiveness of alignment techniques both pre and post-instruction tuning is highlighted, illustrating their potential to optimize conversational bots in domains that require strict adherence to specified rules, such as customer care.
Rethinking and Defending Protective Perturbation in Personalized Diffusion Models
Authors: Yixin Liu, Ruoxi Chen, Xun Chen, Lichao Sun
Date: 2024-06-27 00:00:00
Tasks: Contrastive Learning, Image Generation, Image Restoration

Personalized diffusion models (PDMs) have become prominent for adapting pretrained text-to-image models to generate images of specific subjects using minimal training data. However, PDMs are susceptible to minor adversarial perturbations, leading to significant degradation when fine-tuned on corrupted datasets. These vulnerabilities are exploited to create protective perturbations that prevent unauthorized image generation. Existing purification methods attempt to mitigate this issue but often over-purify images, resulting in information loss. In this work, we conduct an in-depth analysis of the fine-tuning process of PDMs through the lens of shortcut learning. We hypothesize and empirically demonstrate that adversarial perturbations induce a latent-space misalignment between images and their text prompts in the CLIP embedding space. This misalignment causes the model to erroneously associate noisy patterns with unique identifiers during fine-tuning, resulting in poor generalization. Based on these insights, we propose a systematic defense framework that includes data purification and contrastive decoupling learning. We first employ off-the-shelf image restoration techniques to realign images with their original semantic meanings in latent space. Then, we introduce contrastive decoupling learning with noise tokens to decouple the learning of personalized concepts from spurious noise patterns. Our study not only uncovers fundamental shortcut learning vulnerabilities in PDMs but also provides a comprehensive evaluation framework for developing stronger protection. Our extensive evaluation demonstrates its superiority over existing purification methods and stronger robustness against adaptive perturbation.