pwc-archive/papers-with-abstracts huggingface dataset:
Estimating the number of clusters of a Block Markov Chain
Authors: Thomas van Vuren, Thomas Cronk, Jaron Sanders
Date: 2024-07-25 00:00:00
Tasks: Clustering, Stochastic Block Model

Clustering algorithms frequently require the number of clusters to be chosen in advance, but it is usually not clear how to do this. To tackle this challenge when clustering within sequential data, we present a method for estimating the number of clusters when the data is a trajectory of a Block Markov Chain. Block Markov Chains are Markov Chains that exhibit a block structure in their transition matrix. The method considers a matrix that counts the number of transitions between different states within the trajectory, and transforms this into a spectral embedding whose dimension is set via singular value thresholding. The number of clusters is subsequently estimated via density-based clustering of this spectral embedding, an approach inspired by literature on the Stochastic Block Model. By leveraging and augmenting recent results on the spectral concentration of random matrices with Markovian dependence, we show that the method is asymptotically consistent - in spite of the dependencies between the count matrix's entries, and even when the count matrix is sparse. We also present a numerical evaluation of our method, and compare it to alternatives.
Physics-guided machine learning predicts the planet-scale performance of solar farms with sparse, heterogeneous, public data
Authors: Jabir Bin Jahangir, Muhammad Ashraful Alam
Date: 2024-07-25 00:00:00

The photovoltaics (PV) technology landscape is evolving rapidly. To predict the potential and scalability of emerging PV technologies, a global understanding of these systems' performance is essential. Traditionally, experimental and computational studies at large national research facilities have focused on PV performance in specific regional climates. However, synthesizing these regional studies to understand the worldwide performance potential has proven difficult. Given the expense of obtaining experimental data, the challenge of coordinating experiments at national labs across a politically-divided world, and the data-privacy concerns of large commercial operators, however, a fundamentally different, data-efficient approach is desired. Here, we present a physics-guided machine learning (PGML) scheme to demonstrate that: (a) The world can be divided into a few PV-specific climate zones, called PVZones, illustrating that the relevant meteorological conditions are shared across continents; (b) by exploiting the climatic similarities, high-quality monthly energy yield data from as few as five locations can accurately predict yearly energy yield potential with high spatial resolution and a root mean square error of less than 8 kWhm$^{2}$, and (c) even with noisy, heterogeneous public PV performance data, the global energy yield can be predicted with less than 6% relative error compared to physics-based simulations provided that the dataset is representative. This PGML scheme is agnostic to PV technology and farm topology, making it adaptable to new PV technologies or farm configurations. The results encourage physics-guided, data-driven collaboration among national policymakers and research organizations to build efficient decision support systems for accelerated PV qualification and deployment across the world.
Granularity is crucial when applying differential privacy to text: An investigation for neural machine translation
Authors: Doan Nam Long Vu, Timour Igamberdiev, Ivan Habernal
Date: 2024-07-26 00:00:00
Tasks: Machine Translation, NMT, Sentence

Applying differential privacy (DP) by means of the DP-SGD algorithm to protect individual data points during training is becoming increasingly popular in NLP. However, the choice of granularity at which DP is applied is often neglected. For example, neural machine translation (NMT) typically operates on the sentence-level granularity. From the perspective of DP, this setup assumes that each sentence belongs to a single person and any two sentences in the training dataset are independent. This assumption is however violated in many real-world NMT datasets, e.g., those including dialogues. For proper application of DP we thus must shift from sentences to entire documents. In this paper, we investigate NMT at both the sentence and document levels, analyzing the privacy/utility trade-off for both scenarios, and evaluating the risks of not using the appropriate privacy granularity in terms of leaking personally identifiable information (PII). Our findings indicate that the document-level NMT system is more resistant to membership inference attacks, emphasizing the significance of using the appropriate granularity when working with DP.
The power of Prompts: Evaluating and Mitigating Gender Bias in MT with LLMs
Authors: Aleix Sant, Carlos Escolano, Audrey Mash, Francesca De Luca Fornaciari, Maite Melero
Date: 2024-07-26 00:00:00
Tasks: Machine Translation, NMT, Translation

This paper studies gender bias in machine translation through the lens of Large Language Models (LLMs). Four widely-used test sets are employed to benchmark various base LLMs, comparing their translation quality and gender bias against state-of-the-art Neural Machine Translation (NMT) models for English to Catalan (En $\rightarrow$ Ca) and English to Spanish (En $\rightarrow$ Es) translation directions. Our findings reveal pervasive gender bias across all models, with base LLMs exhibiting a higher degree of bias compared to NMT models. To combat this bias, we explore prompting engineering techniques applied to an instruction-tuned LLM. We identify a prompt structure that significantly reduces gender bias by up to 12% on the WinoMT evaluation dataset compared to more straightforward prompts. These results significantly reduce the gender bias accuracy gap between LLMs and traditional NMT systems.
Towards Effective and Efficient Continual Pre-training of Large Language Models
Authors: Jie Chen, Zhipeng Chen, Jiapeng Wang, Kun Zhou, Yutao Zhu, Jinhao Jiang, Yingqian Min, Wayne Xin Zhao, Zhicheng Dou, Jiaxin Mao, Yankai Lin, Ruihua Song, Jun Xu, Xu Chen, Rui Yan, Zhewei Wei, Di Hu, Wenbing Huang, Ji-Rong Wen
Date: 2024-07-26 00:00:00
Tasks: Math

Continual pre-training (CPT) has been an important approach for adapting language models to specific domains or tasks. To make the CPT approach more traceable, this paper presents a technical report for continually pre-training Llama-3 (8B), which significantly enhances the Chinese language ability and scientific reasoning ability of the backbone model. To enhance the new abilities while retaining the original abilities, we design specific data mixture and curriculum strategies by utilizing existing datasets and synthesizing high-quality datasets. Specifically, we synthesize multidisciplinary scientific question and answer (QA) pairs based on related web pages, and subsequently incorporate these synthetic data to improve the scientific reasoning ability of Llama-3. We refer to the model after CPT as Llama-3-SynE (Synthetic data Enhanced Llama-3). We also present the tuning experiments with a relatively small model -- TinyLlama, and employ the derived findings to train the backbone model. Extensive experiments on a number of evaluation benchmarks show that our approach can largely improve the performance of the backbone models, including both the general abilities (+8.81 on C-Eval and +6.31 on CMMLU) and the scientific reasoning abilities (+12.00 on MATH and +4.13 on SciEval), without hurting the original capacities. Our model, data, and codes are available at https://github.com/RUC-GSAI/Llama-3-SynE.
Creating an Aligned Corpus of Sound and Text: The Multimodal Corpus of Shakespeare and Milton
Authors: Manex Agirrezabal
Date: 2024-07-26 00:00:00

In this work we present a corpus of poems by William Shakespeare and John Milton that have been enriched with readings from the public domain. We have aligned all the lines with their respective audio segments, at the line, word, syllable and phone level, and we have included their scansion. We make a basic visualization platform for these poems and we conclude by conjecturing possible future directions.
The BIAS Detection Framework: Bias Detection in Word Embeddings and Language Models for European Languages
Authors: Alexandre Puttick, Leander Rankwiler, Catherine Ikae, Mascha Kurpicz-Briki
Date: 2024-07-26 00:00:00
Tasks: Bias Detection, Diversity, Word Embeddings

The project BIAS: Mitigating Diversity Biases of AI in the Labor Market is a four-year project funded by the European commission and supported by the Swiss State Secretariat for Education, Research and Innovation (SERI). As part of the project, novel bias detection methods to identify societal bias in language models and word embeddings in European languages are developed, with particular attention to linguistic and geographic particularities. This technical report describes the overall architecture and components of the BIAS Detection Framework. The code described in this technical report is available and will be updated and expanded continuously with upcoming results from the BIAS project. The details about the datasets for the different languages are described in corresponding papers at scientific venues.
Dynamic Language Group-Based MoE: Enhancing Code-Switching Speech Recognition with Hierarchical Routing
Authors: Hukai Huang, Shenghui Lu, Yahui Shan, He Qu, Fengrun Zhang, Wenhao Guan, Qingyang Hong, Lin Li
Date: 2024-07-26 00:00:00
Tasks: Attribute, Language Modelling, Mixture-of-Experts, speech-recognition, Speech Recognition

The Mixture of Experts (MoE) model is a promising approach for handling code-switching speech recognition (CS-ASR) tasks. However, the existing CS-ASR work on MoE has yet to leverage the advantages of MoE's parameter scaling ability fully. This work proposes DLG-MoE, a Dynamic Language Group-based MoE, which can effectively handle the CS-ASR task and leverage the advantages of parameter scaling. DLG-MoE operates based on a hierarchical routing mechanism. First, the language router explicitly models the language attribute and dispatches the representations to the corresponding language expert groups. Subsequently, the unsupervised router within each language group implicitly models attributes beyond language and coordinates expert routing and collaboration. DLG-MoE outperforms the existing MoE methods on CS-ASR tasks while demonstrating great flexibility. It supports different top-$k$ inference and streaming capabilities and can also prune the model parameters flexibly to obtain a monolingual sub-model. The code has been released.
Towards a Multidimensional Evaluation Framework for Empathetic Conversational Systems
Authors: Aravind Sesagiri Raamkumar, Siyuan Brandon Loh
Date: 2024-07-26 00:00:00
Tasks: Benchmarking

Empathetic Conversational Systems (ECS) are built to respond empathetically to the user's emotions and sentiments, regardless of the application domain. Current ECS studies evaluation approaches are restricted to offline evaluation experiments primarily for gold standard comparison & benchmarking, and user evaluation studies for collecting human ratings on specific constructs. These methods are inadequate in measuring the actual quality of empathy in conversations. In this paper, we propose a multidimensional empathy evaluation framework with three new methods for measuring empathy at (i) structural level using three empathy-related dimensions, (ii) behavioral level using empathy behavioral types, and (iii) overall level using an empathy lexicon, thereby fortifying the evaluation process. Experiments were conducted with the state-of-the-art ECS models and large language models (LLMs) to show the framework's usefulness.
The formation of perceptual space in early phonetic acquisition: a cross-linguistic modeling approach
Authors: Frank Lihui Tan, Youngah Do
Date: 2024-07-26 00:00:00

This study investigates how learners organize perceptual space in early phonetic acquisition by advancing previous studies in two key aspects. Firstly, it examines the shape of the learned hidden representation as well as its ability to categorize phonetic categories. Secondly, it explores the impact of training models on context-free acoustic information, without involving contextual cues, on phonetic acquisition, closely mimicking the early language learning stage. Using a cross-linguistic modeling approach, autoencoder models are trained on English and Mandarin and evaluated in both native and non-native conditions, following experimental conditions used in infant language perception studies. The results demonstrate that unsupervised bottom-up training on context-free acoustic information leads to comparable learned representations of perceptual space between native and non-native conditions for both English and Mandarin, resembling the early stage of universal listening in infants. These findings provide insights into the organization of perceptual space during early phonetic acquisition and contribute to our understanding of the formation and representation of phonetic categories.
Towards More Accurate Prediction of Human Empathy and Emotion in Text and Multi-turn Conversations by Combining Advanced NLP, Transformers-based Networks, and Linguistic Methodologies
Authors: Manisha Singh, Divy Sharma, Alonso Ma, Nora Goldfine
Date: 2024-07-26 00:00:00
Tasks: Emotion Classification, Sentence

Based on the WASSA 2022 Shared Task on Empathy Detection and Emotion Classification, we predict the level of empathic concern and personal distress displayed in essays. For the first stage of this project we implemented a Feed-Forward Neural Network using sentence-level embeddings as features. We experimented with four different embedding models for generating the inputs to the neural network. The subsequent stage builds upon the previous work and we have implemented three types of revisions. The first revision focuses on the enhancements to the model architecture and the training approach. The second revision focuses on handling class imbalance using stratified data sampling. The third revision focuses on leveraging lexical resources, where we apply four different resources to enrich the features associated with the dataset. During the final stage of this project, we have created the final end-to-end system for the primary task using an ensemble of models to revise primary task performance. Additionally, as part of the final stage, these approaches have been adapted to the WASSA 2023 Shared Task on Empathy Emotion and Personality Detection in Interactions, in which the empathic concern, emotion polarity, and emotion intensity in dyadic text conversations are predicted.
Multi-turn Response Selection with Commonsense-enhanced Language Models
Authors: Yuandong Wang, Xuhui Ren, Tong Chen, Yuxiao Dong, Nguyen Quoc Viet Hung, Jie Tang
Date: 2024-07-26 00:00:00
Tasks: Common Sense Reasoning, Graph Neural Network, Language Modelling

As a branch of advanced artificial intelligence, dialogue systems are prospering. Multi-turn response selection is a general research problem in dialogue systems. With the assistance of background information and pre-trained language models, the performance of state-of-the-art methods on this problem gains impressive improvement. However, existing studies neglect the importance of external commonsense knowledge. Hence, we design a Siamese network where a pre-trained Language model merges with a Graph neural network (SinLG). SinLG takes advantage of Pre-trained Language Models (PLMs) to catch the word correlations in the context and response candidates and utilizes a Graph Neural Network (GNN) to reason helpful common sense from an external knowledge graph. The GNN aims to assist the PLM in fine-tuning, and arousing its related memories to attain better performance. Specifically, we first extract related concepts as nodes from an external knowledge graph to construct a subgraph with the context response pair as a super node for each sample. Next, we learn two representations for the context response pair via both the PLM and GNN. A similarity loss between the two representations is utilized to transfer the commonsense knowledge from the GNN to the PLM. Then only the PLM is used to infer online so that efficiency can be guaranteed. Finally, we conduct extensive experiments on two variants of the PERSONA-CHAT dataset, which proves that our solution can not only improve the performance of the PLM but also achieve an efficient inference.
Constructing the CORD-19 Vaccine Dataset
Authors: Manisha Singh, Divy Sharma, Alonso Ma, Bridget Tyree, Margaret Mitchell
Date: 2024-07-26 00:00:00
Tasks: Question Answering, Sentence, Sentence Classification

We introduce new dataset 'CORD-19-Vaccination' to cater to scientists specifically looking into COVID-19 vaccine-related research. This dataset is extracted from CORD-19 dataset [Wang et al., 2020] and augmented with new columns for language detail, author demography, keywords, and topic per paper. Facebook's fastText model is used to identify languages [Joulin et al., 2016]. To establish author demography (author affiliation, lab/institution location, and lab/institution country columns) we processed the JSON file for each paper and then further enhanced using Google's search API to determine country values. 'Yake' was used to extract keywords from the title, abstract, and body of each paper and the LDA (Latent Dirichlet Allocation) algorithm was used to add topic information [Campos et al., 2020, 2018a,b]. To evaluate the dataset, we demonstrate a question-answering task like the one used in the CORD-19 Kaggle challenge [Goldbloom et al., 2022]. For further evaluation, sequential sentence classification was performed on each paper's abstract using the model from Dernoncourt et al. [2016]. We partially hand annotated the training dataset and used a pre-trained BERT-PubMed layer. 'CORD- 19-Vaccination' contains 30k research papers and can be immensely valuable for NLP research such as text mining, information extraction, and question answering, specific to the domain of COVID-19 vaccine research.
Enhancing Dysarthric Speech Recognition for Unseen Speakers via Prototype-Based Adaptation
Authors: Shiyao Wang, Shiwan Zhao, Jiaming Zhou, Aobo Kong, Yong Qin
Date: 2024-07-26 00:00:00
Tasks: Contrastive Learning, speech-recognition, Speech Recognition

Dysarthric speech recognition (DSR) presents a formidable challenge due to inherent inter-speaker variability, leading to severe performance degradation when applying DSR models to new dysarthric speakers. Traditional speaker adaptation methodologies typically involve fine-tuning models for each speaker, but this strategy is cost-prohibitive and inconvenient for disabled users, requiring substantial data collection. To address this issue, we introduce a prototype-based approach that markedly improves DSR performance for unseen dysarthric speakers without additional fine-tuning. Our method employs a feature extractor trained with HuBERT to produce per-word prototypes that encapsulate the characteristics of previously unseen speakers. These prototypes serve as the basis for classification. Additionally, we incorporate supervised contrastive learning to refine feature extraction. By enhancing representation quality, we further improve DSR performance, enabling effective personalized DSR. We release our code at https://github.com/NKU-HLT/PB-DSR.
Guidance-Based Prompt Data Augmentation in Specialized Domains for Named Entity Recognition
Authors: Hyeonseok Kang, Hyein Seo, Jeesu Jung, SangKeun Jung, Du-Seong Chang, Riwoo Chung
Date: 2024-07-26 00:00:00
Tasks: Data Augmentation, named-entity-recognition, Named Entity Recognition, Sentence

While the abundance of rich and vast datasets across numerous fields has facilitated the advancement of natural language processing, sectors in need of specialized data types continue to struggle with the challenge of finding quality data. Our study introduces a novel guidance data augmentation technique utilizing abstracted context and sentence structures to produce varied sentences while maintaining context-entity relationships, addressing data scarcity challenges. By fostering a closer relationship between context, sentence structure, and role of entities, our method enhances data augmentation's effectiveness. Consequently, by showcasing diversification in both entity-related vocabulary and overall sentence structure, and simultaneously improving the training performance of named entity recognition task.
Self-Directed Synthetic Dialogues and Revisions Technical Report
Authors: Nathan Lambert, Hailey Schoelkopf, Aaron Gokaslan, Luca Soldaini, Valentina Pyatkin, Louis Castricato
Date: 2024-07-25 00:00:00

Synthetic data has become an important tool in the fine-tuning of language models to follow instructions and solve complex problems. Nevertheless, the majority of open data to date is often lacking multi-turn data and collected on closed models, limiting progress on advancing open fine-tuning methods. We introduce Self Directed Synthetic Dialogues (SDSD), an experimental dataset consisting of guided conversations of language models talking to themselves. The dataset consists of multi-turn conversations generated with DBRX, Llama 2 70B, and Mistral Large, all instructed to follow a conversation plan generated prior to the conversation. We also explore including principles from Constitutional AI and other related works to create synthetic preference data via revisions to the final conversation turn. We hope this work encourages further exploration in multi-turn data and the use of open models for expanding the impact of synthetic data.
Know Your Limits: A Survey of Abstention in Large Language Models
Authors: Bingbing Wen, Jihan Yao, Shangbin Feng, Chenjun Xu, Yulia Tsvetkov, Bill Howe, Lucy Lu Wang
Date: 2024-07-25 00:00:00

Abstention, the refusal of large language models (LLMs) to provide an answer, is increasingly recognized for its potential to mitigate hallucinations and enhance safety in LLM systems. In this survey, we introduce a framework to examine abstention from three perspectives: the query, the model, and human values. We organize the literature on abstention methods, benchmarks, and evaluation metrics using this framework, and discuss merits and limitations of prior work. We further identify and motivate areas for future work, centered around whether abstention can be achieved as a meta-capability that transcends specific tasks or domains, while still providing opportunities to optimize abstention abilities based on context.
Exploring Bengali Religious Dialect Biases in Large Language Models with Evaluation Perspectives
Authors: Azmine Toushik Wasi, Raima Islam, Mst Rafia Islam, Taki Hasan Rafi, Dong-Kyu Chae
Date: 2024-07-25 00:00:00
Tasks: Fairness

While Large Language Models (LLM) have created a massive technological impact in the past decade, allowing for human-enabled applications, they can produce output that contains stereotypes and biases, especially when using low-resource languages. This can be of great ethical concern when dealing with sensitive topics such as religion. As a means toward making LLMS more fair, we explore bias from a religious perspective in Bengali, focusing specifically on two main religious dialects: Hindu and Muslim-majority dialects. Here, we perform different experiments and audit showing the comparative analysis of different sentences using three commonly used LLMs: ChatGPT, Gemini, and Microsoft Copilot, pertaining to the Hindu and Muslim dialects of specific words and showcasing which ones catch the social biases and which do not. Furthermore, we analyze our findings and relate them to potential reasons and evaluation perspectives, considering their global impact with over 300 million speakers worldwide. With this work, we hope to establish the rigor for creating more fairness in LLMs, as these are widely used as creative writing agents.