pwc-archive/papers-with-abstracts huggingface dataset:
A deep causal inference model for fully-interpretable travel behaviour analysis
Authors: Kimia Kamal, Bilal Farooq
Date: 2024-05-02 00:00:00
Tasks: Causal Inference, counterfactual

Transport policy assessment often involves causal questions, yet the causal inference capabilities of traditional travel behavioural models are at best limited. We present the deep CAusal infeRence mOdel for traveL behavIour aNAlysis (CAROLINA), a framework that explicitly models causality in travel behaviour, enhances predictive accuracy, and maintains interpretability by leveraging causal inference, deep learning, and traditional discrete choice modelling. Within this framework, we introduce a Generative Counterfactual model for forecasting human behaviour by adapting the Normalizing Flow method. Through the case studies of virtual reality-based pedestrian crossing behaviour, revealed preference travel behaviour from London, and synthetic data, we demonstrate the effectiveness of our proposed models in uncovering causal relationships, prediction accuracy, and assessing policy interventions. Our results show that intervention mechanisms that can reduce pedestrian stress levels lead to a 38.5% increase in individuals experiencing shorter waiting times. Reducing the travel distances in London results in a 47% increase in sustainable travel modes.
Privacy-aware Berrut Approximated Coded Computing for Federated Learning
Authors: Xavier Martínez Luaña, Rebeca P. Díaz Redondo, Manuel Fernández Veiga
Date: 2024-05-02 00:00:00
Tasks: Distributed Computing, Federated Learning

Federated Learning (FL) is an interesting strategy that enables the collaborative training of an AI model among different data owners without revealing their private datasets. Even so, FL has some privacy vulnerabilities that have been tried to be overcome by applying some techniques like Differential Privacy (DP), Homomorphic Encryption (HE), or Secure Multi-Party Computation (SMPC). However, these techniques have some important drawbacks that might narrow their range of application: problems to work with non-linear functions and to operate large matrix multiplications and high communication and computational costs to manage semi-honest nodes. In this context, we propose a solution to guarantee privacy in FL schemes that simultaneously solves the previously mentioned problems. Our proposal is based on the Berrut Approximated Coded Computing, a technique from the Coded Distributed Computing paradigm, adapted to a Secret Sharing configuration, to provide input privacy to FL in a scalable way. It can be applied for computing non-linear functions and treats the special case of distributed matrix multiplication, a key primitive at the core of many automated learning tasks. Because of these characteristics, it could be applied in a wide range of FL scenarios, since it is independent of the machine learning models or aggregation algorithms used in the FL scheme. We provide analysis of the achieved privacy and complexity of our solution and, due to the extensive numerical results performed, a good trade-off between privacy and precision can be observed.
Optimization without Retraction on the Random Generalized Stiefel Manifold
Authors: Simon Vary, Pierre Ablin, Bin Gao, P. -A. Absil
Date: 2024-05-02 00:00:00
Tasks: Riemannian optimization

Optimization over the set of matrices $X$ that satisfy $X^\top B X = I_p$, referred to as the generalized Stiefel manifold, appears in many applications involving sampled covariance matrices such as the canonical correlation analysis (CCA), independent component analysis (ICA), and the generalized eigenvalue problem (GEVP). Solving these problems is typically done by iterative methods that require a fully formed $B$. We propose a cheap stochastic iterative method that solves the optimization problem while having access only to random estimates of $B$. Our method does not enforce the constraint in every iteration; instead, it produces iterations that converge to critical points on the generalized Stiefel manifold defined in expectation. The method has lower per-iteration cost, requires only matrix multiplications, and has the same convergence rates as its Riemannian optimization counterparts that require the full matrix $B$. Experiments demonstrate its effectiveness in various machine learning applications involving generalized orthogonality constraints, including CCA, ICA, and the GEVP.
An Explainable and Conformal AI Model to Detect Temporomandibular Joint Involvement in Children Suffering from Juvenile Idiopathic Arthritis
Authors: Lena Todnem Bach Christensen, Dikte Straadt, Stratos Vassis, Christian Marius Lillelund, Peter Bangsgaard Stoustrup, Ruben Pauwels, Thomas Klit Pedersen, Christian Fischer Pedersen
Date: 2024-05-02 00:00:00
Tasks: Explainable artificial intelligence

Juvenile idiopathic arthritis (JIA) is the most common rheumatic disease during childhood and adolescence. The temporomandibular joints (TMJ) are among the most frequently affected joints in patients with JIA, and mandibular growth is especially vulnerable to arthritic changes of the TMJ in children. A clinical examination is the most cost-effective method to diagnose TMJ involvement, but clinicians find it difficult to interpret and inaccurate when used only on clinical examinations. This study implemented an explainable artificial intelligence (AI) model that can help clinicians assess TMJ involvement. The classification model was trained using Random Forest on 6154 clinical examinations of 1035 pediatric patients (67% female, 33% male) and evaluated on its ability to correctly classify TMJ involvement or not on a separate test set. Most notably, the results show that the model can classify patients within two years of their first examination as having TMJ involvement with a precision of 0.86 and a sensitivity of 0.7. The results show promise for an AI model in the assessment of TMJ involvement in children and as a decision support tool.
Hard-Thresholding Meets Evolution Strategies in Reinforcement Learning
Authors: Chengqian Gao, William de Vazelhes, Hualin Zhang, Bin Gu, Zhiqiang Xu
Date: 2024-05-02 00:00:00
Tasks: Decision Making, MuJoCo, reinforcement-learning, Reinforcement Learning

Evolution Strategies (ES) have emerged as a competitive alternative for model-free reinforcement learning, showcasing exemplary performance in tasks like Mujoco and Atari. Notably, they shine in scenarios with imperfect reward functions, making them invaluable for real-world applications where dense reward signals may be elusive. Yet, an inherent assumption in ES, that all input features are task-relevant, poses challenges, especially when confronted with irrelevant features common in real-world problems. This work scrutinizes this limitation, particularly focusing on the Natural Evolution Strategies (NES) variant. We propose NESHT, a novel approach that integrates Hard-Thresholding (HT) with NES to champion sparsity, ensuring only pertinent features are employed. Backed by rigorous analysis and empirical tests, NESHT demonstrates its promise in mitigating the pitfalls of irrelevant features and shines in complex decision-making problems like noisy Mujoco and Atari tasks.
Improving Trainability of Variational Quantum Circuits via Regularization Strategies
Authors: Jun Zhuang, Jack Cunningham, Chaowen Guan
Date: 2024-05-02 00:00:00

In the era of noisy intermediate-scale quantum (NISQ), variational quantum circuits (VQCs) have been widely applied in various domains, advancing the superiority of quantum circuits against classic models. Similar to classic models, regular VQCs can be optimized by various gradient-based methods. However, the optimization may be initially trapped in barren plateaus or eventually entangled in saddle points during training. These gradient issues can significantly undermine the trainability of VQC. In this work, we propose a strategy that regularizes model parameters with prior knowledge of the train data and Gaussian noise diffusion. We conduct ablation studies to verify the effectiveness of our strategy across four public datasets and demonstrate that our method can improve the trainability of VQCs against the above-mentioned gradient issues.
Portfolio Management using Deep Reinforcement Learning
Authors: Ashish Anil Pawar, Vishnureddy Prashant Muskawar, Ritesh Tiku
Date: 2024-05-01 00:00:00
Tasks: Algorithmic Trading, Deep Reinforcement Learning, Management, reinforcement-learning, Reinforcement Learning

Algorithmic trading or Financial robots have been conquering the stock markets with their ability to fathom complex statistical trading strategies. But with the recent development of deep learning technologies, these strategies are becoming impotent. The DQN and A2C models have previously outperformed eminent humans in game-playing and robotics. In our work, we propose a reinforced portfolio manager offering assistance in the allocation of weights to assets. The environment proffers the manager the freedom to go long and even short on the assets. The weight allocation advisements are restricted to the choice of portfolio assets and tested empirically to knock benchmark indices. The manager performs financial transactions in a postulated liquid market without any transaction charges. This work provides the conclusion that the proposed portfolio manager with actions centered on weight allocations can surpass the risk-adjusted returns of conventional portfolio managers.
KITE: A Kernel-based Improved Transferability Estimation Method
Authors: Yunhui Guo
Date: 2024-05-01 00:00:00
Tasks: Model Selection, Transfer Learning

Transferability estimation has emerged as an important problem in transfer learning. A transferability estimation method takes as inputs a set of pre-trained models and decides which pre-trained model can deliver the best transfer learning performance. Existing methods tackle this problem by analyzing the output of the pre-trained model or by comparing the pre-trained model with a probe model trained on the target dataset. However, neither is sufficient to provide reliable and efficient transferability estimations. In this paper, we present a novel perspective and introduce Kite, as a Kernel-based Improved Transferability Estimation method. Kite is based on the key observations that the separability of the pre-trained features and the similarity of the pre-trained features to random features are two important factors for estimating transferability. Inspired by kernel methods, Kite adopts centered kernel alignment as an effective way to assess feature separability and feature similarity. Kite is easy to interpret, fast to compute, and robust to the target dataset size. We evaluate the performance of Kite on a recently introduced large-scale model selection benchmark. The benchmark contains 8 source dataset, 6 target datasets and 4 architectures with a total of 32 pre-trained models. Extensive results show that Kite outperforms existing methods by a large margin for transferability estimation.
Efficient Sample-Specific Encoder Perturbations
Authors: Yassir Fathullah, Mark J. F. Gales
Date: 2024-05-01 00:00:00
Tasks: Attribute, Decoder, Machine Translation, speech-recognition, Speech Recognition

Encoder-decoder foundation models have displayed state-of-the-art performance on a range of autoregressive sequence tasks. This paper proposes a simple and lightweight modification to such systems to control the behaviour according to a specific attribute of interest. This paper proposes a novel inference-efficient approach to modifying the behaviour of an encoder-decoder system according to a specific attribute of interest. Specifically, we show that a small proxy network can be used to find a sample-by-sample perturbation of the encoder output of a frozen foundation model to trigger the decoder to generate improved decodings. This work explores a specific realization of this framework focused on improving the COMET performance of Flan-T5 on Machine Translation and the WER of Whisper foundation models on Speech Recognition. Results display consistent improvements in performance evaluated through COMET and WER respectively. Furthermore, experiments also show that the proxies are robust to the exact nature of the data used to train them and can extend to other domains.
MedReadMe: A Systematic Study for Fine-grained Sentence Readability in Medical Domain
Authors: Chao Jiang, Wei Xu
Date: 2024-05-03 00:00:00
Tasks: Sentence

Medical texts are notoriously challenging to read. Properly measuring their readability is the first step towards making them more accessible. In this paper, we present a systematic study on fine-grained readability measurements in the medical domain at both sentence-level and span-level. We introduce a new dataset MedReadMe, which consists of manually annotated readability ratings and fine-grained complex span annotation for 4,520 sentences, featuring two novel "Google-Easy" and "Google-Hard" categories. It supports our quantitative analysis, which covers 650 linguistic features and automatic complex word and jargon identification. Enabled by our high-quality annotation, we benchmark and improve several state-of-the-art sentence-level readability metrics for the medical domain specifically, which include unsupervised, supervised, and prompting-based methods using recently developed large language models (LLMs). Informed by our fine-grained complex span annotation, we find that adding a single feature, capturing the number of jargon spans, into existing readability formulas can significantly improve their correlation with human judgments. The data is available at tinyurl.com/medreadme-repo
Optimising Calls to Large Language Models with Uncertainty-Based Two-Tier Selection
Authors: Guillem Ramírez, Alexandra Birch, Ivan Titov
Date: 2024-05-03 00:00:00

Researchers and practitioners operating on a limited budget face the cost-performance trade-off dilemma. The challenging decision often centers on whether to use a large LLM with better performance or a smaller one with reduced costs. This has motivated recent research in the optimisation of LLM calls. Either a cascading strategy is used, where a smaller LLM or both are called sequentially, or a routing strategy is used, where only one model is ever called. Both scenarios are dependent on a decision criterion which is typically implemented by an extra neural model. In this work, we propose a simpler solution; we use only the uncertainty of the generations of the small LLM as the decision criterion. We compare our approach with both cascading and routing strategies using three different pairs of pre-trained small and large LLMs, on nine different tasks and against approaches that require an additional neural model. Our experiments reveal this simple solution optimally balances cost and performance, outperforming existing methods on 25 out of 27 experimental setups.
Unveiling the Potential of LLM-Based ASR on Chinese Open-Source Datasets
Authors: Xuelong Geng, Tianyi Xu, Kun Wei, Bingshen Mu, Hongfei Xue, He Wang, Yangze Li, Pengcheng Guo, Yuhang Dai, Longhao Li, Mingchen Shao, Lei Xie
Date: 2024-05-03 00:00:00
Tasks: Automatic Speech Recognition, Automatic Speech Recognition (ASR), speech-recognition, Speech Recognition

Large Language Models (LLMs) have demonstrated unparalleled effectiveness in various NLP tasks, and integrating LLMs with automatic speech recognition (ASR) is becoming a mainstream paradigm. Building upon this momentum, our research delves into an in-depth examination of this paradigm on a large open-source Chinese dataset. Specifically, our research aims to evaluate the impact of various configurations of speech encoders, LLMs, and projector modules in the context of the speech foundation encoder-LLM ASR paradigm. Furthermore, we introduce a three-stage training approach, expressly developed to enhance the model's ability to align auditory and textual information. The implementation of this approach, alongside the strategic integration of ASR components, enabled us to achieve the SOTA performance on the AISHELL-1, Test_Net, and Test_Meeting test sets. Our analysis presents an empirical foundation for future research in LLM-based ASR systems and offers insights into optimizing performance using Chinese datasets. We will publicly release all scripts used for data preparation, training, inference, and scoring, as well as pre-trained models and training logs to promote reproducible research.
Single and Multi-Hop Question-Answering Datasets for Reticular Chemistry with GPT-4-Turbo
Authors: Nakul Rampal, Kaiyu Wang, Matthew Burigana, Lingxiang Hou, Juri Al-Johani, Anna Sackmann, Hanan S. Murayshid, Walaa Abdullah Al-Sumari, Arwa M. Al-Abdulkarim, Nahla Eid Al-Hazmi, Majed O. Al-Awad, Christian Borgs, Jennifer T. Chayes, Omar M. Yaghi
Date: 2024-05-03 00:00:00
Tasks: Benchmarking, Multi-hop Question Answering, Question Answering

The rapid advancement in artificial intelligence and natural language processing has led to the development of large-scale datasets aimed at benchmarking the performance of machine learning models. Herein, we introduce 'RetChemQA,' a comprehensive benchmark dataset designed to evaluate the capabilities of such models in the domain of reticular chemistry. This dataset includes both single-hop and multi-hop question-answer pairs, encompassing approximately 45,000 Q&As for each type. The questions have been extracted from an extensive corpus of literature containing about 2,530 research papers from publishers including NAS, ACS, RSC, Elsevier, and Nature Publishing Group, among others. The dataset has been generated using OpenAI's GPT-4 Turbo, a cutting-edge model known for its exceptional language understanding and generation capabilities. In addition to the Q&A dataset, we also release a dataset of synthesis conditions extracted from the corpus of literature used in this study. The aim of RetChemQA is to provide a robust platform for the development and evaluation of advanced machine learning algorithms, particularly for the reticular chemistry community. The dataset is structured to reflect the complexities and nuances of real-world scientific discourse, thereby enabling nuanced performance assessments across a variety of tasks. The dataset is available at the following link: https://github.com/nakulrampal/RetChemQA
Large Multimodal Model based Standardisation of Pathology Reports with Confidence and their Prognostic Significance
Authors: Ethar Alzaid, Gabriele Pergola, Harriet Evans, David Snead, Fayyaz Minhas
Date: 2024-05-03 00:00:00

Pathology reports are rich in clinical and pathological details but are often presented in free-text format. The unstructured nature of these reports presents a significant challenge limiting the accessibility of their content. In this work, we present a practical approach based on the use of large multimodal models (LMMs) for automatically extracting information from scanned images of pathology reports with the goal of generating a standardised report specifying the value of different fields along with estimated confidence about the accuracy of the extracted fields. The proposed approach overcomes limitations of existing methods which do not assign confidence scores to extracted fields limiting their practical use. The proposed framework uses two stages of prompting a Large Multimodal Model (LMM) for information extraction and validation. The framework generalises to textual reports from multiple medical centres as well as scanned images of legacy pathology reports. We show that the estimated confidence is an effective indicator of the accuracy of the extracted information that can be used to select only accurately extracted fields. We also show the prognostic significance of structured and unstructured data from pathology reports and show that the automatically extracted field values significant prognostic value for patient stratification. The framework is available for evaluation via the URL: https://labieb.dcs.warwick.ac.uk/.
The Trade-off between Performance, Efficiency, and Fairness in Adapter Modules for Text Classification
Authors: Minh Duc Bui, Katharina von der Wense
Date: 2024-05-03 00:00:00
Tasks: Fairness, text-classification, Text Classification

Current natural language processing (NLP) research tends to focus on only one or, less frequently, two dimensions - e.g., performance, privacy, fairness, or efficiency - at a time, which may lead to suboptimal conclusions and often overlooking the broader goal of achieving trustworthy NLP. Work on adapter modules (Houlsby et al., 2019; Hu et al., 2021) focuses on improving performance and efficiency, with no investigation of unintended consequences on other aspects such as fairness. To address this gap, we conduct experiments on three text classification datasets by either (1) finetuning all parameters or (2) using adapter modules. Regarding performance and efficiency, we confirm prior findings that the accuracy of adapter-enhanced models is roughly on par with that of fully finetuned models, while training time is substantially reduced. Regarding fairness, we show that adapter modules result in mixed fairness across sensitive groups. Further investigation reveals that, when the standard fine-tuned model exhibits limited biases, adapter modules typically do not introduce extra bias. On the other hand, when the finetuned model exhibits increased bias, the impact of adapter modules on bias becomes more unpredictable, introducing the risk of significantly magnifying these biases for certain groups. Our findings highlight the need for a case-by-case evaluation rather than a one-size-fits-all judgment.
A quantitative and typological study of Early Slavic participle clauses and their competition
Authors: Nilo Pedrazzini
Date: 2024-05-03 00:00:00

This thesis is a corpus-based, quantitative, and typological analysis of the functions of Early Slavic participle constructions and their finite competitors ($jegda$-'when'-clauses). The first part leverages detailed linguistic annotation on Early Slavic corpora at the morphosyntactic, dependency, information-structural, and lexical levels to obtain indirect evidence for different potential functions of participle clauses and their main finite competitor and understand the roles of compositionality and default discourse reasoning as explanations for the distribution of participle constructions and $jegda$-clauses in the corpus. The second part uses massively parallel data to analyze typological variation in how languages express the semantic space of English $when$, whose scope encompasses that of Early Slavic participle constructions and $jegda$-clauses. Probabilistic semantic maps are generated and statistical methods (including Kriging, Gaussian Mixture Modelling, precision and recall analysis) are used to induce cross-linguistically salient dimensions from the parallel corpus and to study conceptual variation within the semantic space of the hypothetical concept WHEN.
CRCL at SemEval-2024 Task 2: Simple prompt optimizations
Authors: Clément Brutti-Mairesse, Loïc Verlingue
Date: 2024-05-03 00:00:00
Tasks: Language Modeling, Language Modelling, Task 2

We present a baseline for the SemEval 2024 task 2 challenge, whose objective is to ascertain the inference relationship between pairs of clinical trial report sections and statements. We apply prompt optimization techniques with LLM Instruct models provided as a Language Model-as-a-Service (LMaaS). We observed, in line with recent findings, that synthetic CoT prompts significantly enhance manually crafted ones.