pwc-archive/papers-with-abstracts huggingface dataset:
Poisoning with A Pill: Circumventing Detection in Federated Learning
Authors: Hanxi Guo, Hao Wang, Tao Song, Tianhang Zheng, Yang Hua, Haibing Guan, Xiangyu Zhang
Date: 2024-07-22 00:00:00
Tasks: Federated Learning

Without direct access to the client's data, federated learning (FL) is well-known for its unique strength in data privacy protection among existing distributed machine learning techniques. However, its distributive and iterative nature makes FL inherently vulnerable to various poisoning attacks. To counteract these threats, extensive defenses have been proposed to filter out malicious clients, using various detection metrics. Based on our analysis of existing attacks and defenses, we find that there is a lack of attention to model redundancy. In neural networks, various model parameters contribute differently to the model's performance. However, existing attacks in FL manipulate all the model update parameters with the same strategy, making them easily detectable by common defenses. Meanwhile, the defenses also tend to analyze the overall statistical features of the entire model updates, leaving room for sophisticated attacks. Based on these observations, this paper proposes a generic and attack-agnostic augmentation approach designed to enhance the effectiveness and stealthiness of existing FL poisoning attacks against detection in FL, pointing out the inherent flaws of existing defenses and exposing the necessity of fine-grained FL security. Specifically, we employ a three-stage methodology that strategically constructs, generates, and injects poison (generated by existing attacks) into a pill (a tiny subnet with a novel structure) during the FL training, named as pill construction, pill poisoning, and pill injection accordingly. Extensive experimental results show that FL poisoning attacks enhanced by our method can bypass all the popular defenses, and can gain an up to 7x error rate increase, as well as on average a more than 2x error rate increase on both IID and non-IID data, in both cross-silo and cross-device FL systems.
PUFFLE: Balancing Privacy, Utility, and Fairness in Federated Learning
Authors: Luca Corbucci, Mikko A Heikkila, David Solans Noguero, Anna Monreale, Nicolas Kourtellis
Date: 2024-07-21 00:00:00
Tasks: Fairness, Federated Learning

Training and deploying Machine Learning models that simultaneously adhere to principles of fairness and privacy while ensuring good utility poses a significant challenge. The interplay between these three factors of trustworthiness is frequently underestimated and remains insufficiently explored. Consequently, many efforts focus on ensuring only two of these factors, neglecting one in the process. The decentralization of the datasets and the variations in distributions among the clients exacerbate the complexity of achieving this ethical trade-off in the context of Federated Learning (FL). For the first time in FL literature, we address these three factors of trustworthiness. We introduce PUFFLE, a high-level parameterised approach that can help in the exploration of the balance between utility, privacy, and fairness in FL scenarios. We prove that PUFFLE can be effective across diverse datasets, models, and data distributions, reducing the model unfairness up to 75%, with a maximum reduction in the utility of 17% in the worst-case scenario, while maintaining strict privacy guarantees during the FL training.
Failures to Find Transferable Image Jailbreaks Between Vision-Language Models
Authors: Rylan Schaeffer, Dan Valentine, Luke Bailey, James Chua, Cristóbal Eyzaguirre, Zane Durante, Joe Benton, Brando Miranda, Henry Sleight, John Hughes, Rajashree Agrawal, Mrinank Sharma, Scott Emmons, Sanmi Koyejo, Ethan Perez
Date: 2024-07-21 00:00:00
Tasks: Instruction Following, Language Modelling, Safety Alignment

The integration of new modalities into frontier AI systems offers exciting capabilities, but also increases the possibility such systems can be adversarially manipulated in undesirable ways. In this work, we focus on a popular class of vision-language models (VLMs) that generate text outputs conditioned on visual and textual inputs. We conducted a large-scale empirical study to assess the transferability of gradient-based universal image ``jailbreaks" using a diverse set of over 40 open-parameter VLMs, including 18 new VLMs that we publicly release. Overall, we find that transferable gradient-based image jailbreaks are extremely difficult to obtain. When an image jailbreak is optimized against a single VLM or against an ensemble of VLMs, the jailbreak successfully jailbreaks the attacked VLM(s), but exhibits little-to-no transfer to any other VLMs; transfer is not affected by whether the attacked and target VLMs possess matching vision backbones or language models, whether the language model underwent instruction-following and/or safety-alignment training, or many other factors. Only two settings display partially successful transfer: between identically-pretrained and identically-initialized VLMs with slightly different VLM training data, and between different training checkpoints of a single VLM. Leveraging these results, we then demonstrate that transfer can be significantly improved against a specific target VLM by attacking larger ensembles of ``highly-similar" VLMs. These results stand in stark contrast to existing evidence of universal and transferable text jailbreaks against language models and transferable adversarial attacks against image classifiers, suggesting that VLMs may be more robust to gradient-based transfer attacks.
Back-in-Time Diffusion: Unsupervised Detection of Medical Deepfakes
Authors: Fred Grabovski, Lior Yasur, Guy Amit, Yisroel Mirsky
Date: 2024-07-21 00:00:00
Tasks: Face Swapping

Recent progress in generative models has made it easier for a wide audience to edit and create image content, raising concerns about the proliferation of deepfakes, especially in healthcare. Despite the availability of numerous techniques for detecting manipulated images captured by conventional cameras, their applicability to medical images is limited. This limitation stems from the distinctive forensic characteristics of medical images, a result of their imaging process. In this work we propose a novel anomaly detector for medical imagery based on diffusion models. Normally, diffusion models are used to generate images. However, we show how a similar process can be used to detect synthetic content by making a model reverse the diffusion on a suspected image. We evaluate our method on the task of detecting fake tumors injected and removed from CT and MRI scans. Our method significantly outperforms other state of the art unsupervised detectors with an increased AUC of 0.9 from 0.79 for injection and of 0.96 from 0.91 for removal on average. We also explore our hypothesis using AI explainability tools and publish our code and new medical deepfake datasets to encourage further research into this domain.
Mitigating Deep Reinforcement Learning Backdoors in the Neural Activation Space
Authors: Sanyam Vyas, Chris Hicks, Vasilios Mavroudis
Date: 2024-07-21 00:00:00
Tasks: Deep Reinforcement Learning, reinforcement-learning, Reinforcement Learning

This paper investigates the threat of backdoors in Deep Reinforcement Learning (DRL) agent policies and proposes a novel method for their detection at runtime. Our study focuses on elusive in-distribution backdoor triggers. Such triggers are designed to induce a deviation in the behaviour of a backdoored agent while blending into the expected data distribution to evade detection. Through experiments conducted in the Atari Breakout environment, we demonstrate the limitations of current sanitisation methods when faced with such triggers and investigate why they present a challenging defence problem. We then evaluate the hypothesis that backdoor triggers might be easier to detect in the neural activation space of the DRL agent's policy network. Our statistical analysis shows that indeed the activation patterns in the agent's policy network are distinct in the presence of a trigger, regardless of how well the trigger is concealed in the environment. Based on this, we propose a new defence approach that uses a classifier trained on clean environment samples and detects abnormal activations. Our results show that even lightweight classifiers can effectively prevent malicious actions with considerable accuracy, indicating the potential of this research direction even against sophisticated adversaries.
A General Framework for Data-Use Auditing of ML Models
Authors: Zonghao Huang, Neil Zhenqiang Gong, Michael K. Reiter
Date: 2024-07-21 00:00:00

Auditing the use of data in training machine-learning (ML) models is an increasingly pressing challenge, as myriad ML practitioners routinely leverage the effort of content creators to train models without their permission. In this paper, we propose a general method to audit an ML model for the use of a data-owner's data in training, without prior knowledge of the ML task for which the data might be used. Our method leverages any existing black-box membership inference method, together with a sequential hypothesis test of our own design, to detect data use with a quantifiable, tunable false-detection rate. We show the effectiveness of our proposed framework by applying it to audit data use in two types of ML models, namely image classifiers and foundation models.
SeqMIA: Sequential-Metric Based Membership Inference Attack
Authors: Hao Li, Zheng Li, Siyuan Wu, Chengrui Hu, Yutong Ye, Min Zhang, Dengguo Feng, Yang Zhang
Date: 2024-07-21 00:00:00
Tasks: Inference Attack, Knowledge Distillation, Membership Inference Attack

Most existing membership inference attacks (MIAs) utilize metrics (e.g., loss) calculated on the model's final state, while recent advanced attacks leverage metrics computed at various stages, including both intermediate and final stages, throughout the model training. Nevertheless, these attacks often process multiple intermediate states of the metric independently, ignoring their time-dependent patterns. Consequently, they struggle to effectively distinguish between members and non-members who exhibit similar metric values, particularly resulting in a high false-positive rate. In this study, we delve deeper into the new membership signals in the black-box scenario. We identify a new, more integrated membership signal: the Pattern of Metric Sequence, derived from the various stages of model training. We contend that current signals provide only partial perspectives of this new signal: the new one encompasses both the model's multiple intermediate and final states, with a greater emphasis on temporal patterns among them. Building upon this signal, we introduce a novel attack method called Sequential-metric based Membership Inference Attack (SeqMIA). Specifically, we utilize knowledge distillation to obtain a set of distilled models representing various stages of the target model's training. We then assess multiple metrics on these distilled models in chronological order, creating distilled metric sequence. We finally integrate distilled multi-metric sequences as a sequential multiformat and employ an attention-based RNN attack model for inference. Empirical results show SeqMIA outperforms all baselines, especially can achieve an order of magnitude improvement in terms of TPR @ 0.1% FPR. Furthermore, we delve into the reasons why this signal contributes to SeqMIA's high attack performance, and assess various defense mechanisms against SeqMIA.
Trading Devil Final: Backdoor attack via Stock market and Bayesian Optimization
Authors: Orson Mengara
Date: 2024-07-21 00:00:00
Tasks: Automatic Speech Recognition, Backdoor Attack, Bayesian Optimization, Data Poisoning, speech-recognition, Speech Recognition

Since the advent of generative artificial intelligence, every company and researcher has been rushing to develop their own generative models, whether commercial or not. Given the large number of users of these powerful new tools, there is currently no intrinsically verifiable way to explain from the ground up what happens when LLMs (large language models) learn. For example, those based on automatic speech recognition systems, which have to rely on huge and astronomical amounts of data collected from all over the web to produce fast and efficient results, In this article, we develop a backdoor attack called MarketBackFinal 2.0, based on acoustic data poisoning, MarketBackFinal 2.0 is mainly based on modern stock market models. In order to show the possible vulnerabilities of speech-based transformers that may rely on LLMs.
Arondight: Red Teaming Large Vision Language Models with Auto-generated Multi-modal Jailbreak Prompts
Authors: Yi Liu, Chengjun Cai, Xiaoli Zhang, Xingliang Yuan, Cong Wang
Date: 2024-07-21 00:00:00
Tasks: Ethics, Red Teaming

Large Vision Language Models (VLMs) extend and enhance the perceptual abilities of Large Language Models (LLMs). Despite offering new possibilities for LLM applications, these advancements raise significant security and ethical concerns, particularly regarding the generation of harmful content. While LLMs have undergone extensive security evaluations with the aid of red teaming frameworks, VLMs currently lack a well-developed one. To fill this gap, we introduce Arondight, a standardized red team framework tailored specifically for VLMs. Arondight is dedicated to resolving issues related to the absence of visual modality and inadequate diversity encountered when transitioning existing red teaming methodologies from LLMs to VLMs. Our framework features an automated multi-modal jailbreak attack, wherein visual jailbreak prompts are produced by a red team VLM, and textual prompts are generated by a red team LLM guided by a reinforcement learning agent. To enhance the comprehensiveness of VLM security evaluation, we integrate entropy bonuses and novelty reward metrics. These elements incentivize the RL agent to guide the red team LLM in creating a wider array of diverse and previously unseen test cases. Our evaluation of ten cutting-edge VLMs exposes significant security vulnerabilities, particularly in generating toxic images and aligning multi-modal prompts. In particular, our Arondight achieves an average attack success rate of 84.5\% on GPT-4 in all fourteen prohibited scenarios defined by OpenAI in terms of generating toxic text. For a clearer comparison, we also categorize existing VLMs based on their safety levels and provide corresponding reinforcement recommendations. Our multimodal prompt dataset and red team code will be released after ethics committee approval. CONTENT WARNING: THIS PAPER CONTAINS HARMFUL MODEL RESPONSES.
Operationalizing a Threat Model for Red-Teaming Large Language Models (LLMs)
Authors: Apurv Verma, Satyapriya Krishna, Sebastian Gehrmann, Madhavan Seshadri, Anu Pradhan, Tom Ault, Leslie Barrett, David Rabinowitz, John Doucette, NhatHai Phan
Date: 2024-07-20 00:00:00
Tasks: Red Teaming

Creating secure and resilient applications with large language models (LLM) requires anticipating, adjusting to, and countering unforeseen threats. Red-teaming has emerged as a critical technique for identifying vulnerabilities in real-world LLM implementations. This paper presents a detailed threat model and provides a systematization of knowledge (SoK) of red-teaming attacks on LLMs. We develop a taxonomy of attacks based on the stages of the LLM development and deployment process and extract various insights from previous research. In addition, we compile methods for defense and practical red-teaming strategies for practitioners. By delineating prominent attack motifs and shedding light on various entry points, this paper provides a framework for improving the security and robustness of LLM-based systems.
Retrieval Augmented Generation Integrated Large Language Models in Smart Contract Vulnerability Detection
Authors: Jeffy Yu
Date: 2024-07-20 00:00:00
Tasks: RAG, Retrieval, Retrieval-augmented Generation, Vulnerability Detection

The rapid growth of Decentralized Finance (DeFi) has been accompanied by substantial financial losses due to smart contract vulnerabilities, underscoring the critical need for effective security auditing. With attacks becoming more frequent, the necessity and demand for auditing services has escalated. This especially creates a financial burden for independent developers and small businesses, who often have limited available funding for these services. Our study builds upon existing frameworks by integrating Retrieval-Augmented Generation (RAG) with large language models (LLMs), specifically employing GPT-4-1106 for its 128k token context window. We construct a vector store of 830 known vulnerable contracts, leveraging Pinecone for vector storage, OpenAI's text-embedding-ada-002 for embeddings, and LangChain to construct the RAG-LLM pipeline. Prompts were designed to provide a binary answer for vulnerability detection. We first test 52 smart contracts 40 times each against a provided vulnerability type, verifying the replicability and consistency of the RAG-LLM. Encouraging results were observed, with a 62.7% success rate in guided detection of vulnerabilities. Second, we challenge the model under a "blind" audit setup, without the vulnerability type provided in the prompt, wherein 219 contracts undergo 40 tests each. This setup evaluates the general vulnerability detection capabilities without hinted context assistance. Under these conditions, a 60.71% success rate was observed. While the results are promising, we still emphasize the need for human auditing at this time. We provide this study as a proof of concept for a cost-effective smart contract auditing process, moving towards democratic access to security.
Flatness-aware Sequential Learning Generates Resilient Backdoors
Authors: Hoang Pham, The-Anh Ta, Anh Tran, Khoa D. Doan
Date: 2024-07-20 00:00:00
Tasks: Continual Learning

Recently, backdoor attacks have become an emerging threat to the security of machine learning models. From the adversary's perspective, the implanted backdoors should be resistant to defensive algorithms, but some recently proposed fine-tuning defenses can remove these backdoors with notable efficacy. This is mainly due to the catastrophic forgetting (CF) property of deep neural networks. This paper counters CF of backdoors by leveraging continual learning (CL) techniques. We begin by investigating the connectivity between a backdoored and fine-tuned model in the loss landscape. Our analysis confirms that fine-tuning defenses, especially the more advanced ones, can easily push a poisoned model out of the backdoor regions, making it forget all about the backdoors. Based on this finding, we re-formulate backdoor training through the lens of CL and propose a novel framework, named Sequential Backdoor Learning (SBL), that can generate resilient backdoors. This framework separates the backdoor poisoning process into two tasks: the first task learns a backdoored model, while the second task, based on the CL principles, moves it to a backdoored region resistant to fine-tuning. We additionally propose to seek flatter backdoor regions via a sharpness-aware minimizer in the framework, further strengthening the durability of the implanted backdoor. Finally, we demonstrate the effectiveness of our method through extensive empirical experiments on several benchmark datasets in the backdoor domain. The source code is available at https://github.com/mail-research/SBL-resilient-backdoors
Differential Privacy of Cross-Attention with Provable Guarantee
Authors: YIngyu Liang, Zhenmei Shi, Zhao Song, Yufa Zhou
Date: 2024-07-20 00:00:00
Tasks: RAG, Retrieval-augmented Generation

Cross-attention has become a fundamental module nowadays in many important artificial intelligence applications, e.g., retrieval-augmented generation (RAG), system prompt, guided stable diffusion, and many more. Ensuring cross-attention privacy is crucial and urgently needed because its key and value matrices may contain sensitive information about model providers and their users. In this work, we design a novel differential privacy (DP) data structure to address the privacy security of cross-attention with a theoretical guarantee. In detail, let $n$ be the input token length of system prompt/RAG data, $d$ be the feature dimension, $0 < \alpha \le 1$ be the relative error parameter, $R$ be the maximum value of the query and key matrices, $R_w$ be the maximum value of the value matrix, and $r,s,\epsilon_s$ be parameters of polynomial kernel methods. Then, our data structure requires $\widetilde{O}(ndr^2)$ memory consumption with $\widetilde{O}(nr^2)$ initialization time complexity and $\widetilde{O}(\alpha^{-1} r^2)$ query time complexity for a single token query. In addition, our data structure can guarantee that the process of answering user query satisfies $(\epsilon, \delta)$-DP with $\widetilde{O}(n^{-1} \epsilon^{-1} \alpha^{-1/2} R^{2s} R_w r^2)$ additive error and $n^{-1} (\alpha + \epsilon_s)$ relative error between our output and the true answer. Furthermore, our result is robust to adaptive queries in which users can intentionally attack the cross-attention system. To our knowledge, this is the first work to provide DP for cross-attention and is promising to inspire more privacy algorithm design in large generative models (LGMs).
Universally Harmonizing Differential Privacy Mechanisms for Federated Learning: Boosting Accuracy and Convergence
Authors: Shuya Feng, Meisam Mohammady, Hanbin Hong, Shenao Yan, Ashish Kundu, Binghui Wang, Yuan Hong
Date: 2024-07-20 00:00:00
Tasks: Federated Learning

Differentially private federated learning (DP-FL) is a promising technique for collaborative model training while ensuring provable privacy for clients. However, optimizing the tradeoff between privacy and accuracy remains a critical challenge. To our best knowledge, we propose the first DP-FL framework (namely UDP-FL), which universally harmonizes any randomization mechanism (e.g., an optimal one) with the Gaussian Moments Accountant (viz. DP-SGD) to significantly boost accuracy and convergence. Specifically, UDP-FL demonstrates enhanced model performance by mitigating the reliance on Gaussian noise. The key mediator variable in this transformation is the R\'enyi Differential Privacy notion, which is carefully used to harmonize privacy budgets. We also propose an innovative method to theoretically analyze the convergence for DP-FL (including our UDP-FL ) based on mode connectivity analysis. Moreover, we evaluate our UDP-FL through extensive experiments benchmarked against state-of-the-art (SOTA) methods, demonstrating superior performance on both privacy guarantees and model performance. Notably, UDP-FL exhibits substantial resilience against different inference attacks, indicating a significant advance in safeguarding sensitive data in federated learning environments.