pwc-archive/papers-with-abstracts huggingface dataset:
Observational Scaling Laws and the Predictability of Language Model Performance
Authors: Yangjun Ruan, Chris J. Maddison, Tatsunori Hashimoto
Date: 2024-05-17 00:00:00
Tasks: Language Modeling, Language Modelling

Understanding how language model performance varies with scale is critical to benchmark and algorithm development. Scaling laws are one approach to building this understanding, but the requirement of training models across many different scales has limited their use. We propose an alternative, observational approach that bypasses model training and instead builds scaling laws from ~100 publically available models. Building a single scaling law from multiple model families is challenging due to large variations in their training compute efficiencies and capabilities. However, we show that these variations are consistent with a simple, generalized scaling law where language model performance is a function of a low-dimensional capability space, and model families only vary in their efficiency in converting training compute to capabilities. Using this approach, we show the surprising predictability of complex scaling phenomena: we show that several emergent phenomena follow a smooth, sigmoidal behavior and are predictable from small models; we show that the agent performance of models such as GPT-4 can be precisely predicted from simpler non-agentic benchmarks; and we show how to predict the impact of post-training interventions like Chain-of-Thought and Self-Consistency as language model capabilities continue to improve.
A Survey on Large Language Models with Multilingualism: Recent Advances and New Frontiers
Authors: Kaiyu Huang, Fengran Mo, Xinyu Zhang, Hongliang Li, You Li, Yuanchi Zhang, Weijian Yi, Yulong Mao, Jinchen Liu, Yuzhuang Xu, Jinan Xu, Jian-Yun Nie, Yang Liu
Date: 2024-05-17 00:00:00
Tasks: Information Retrieval, Survey

The rapid development of Large Language Models (LLMs) demonstrates remarkable multilingual capabilities in natural language processing, attracting global attention in both academia and industry. To mitigate potential discrimination and enhance the overall usability and accessibility for diverse language user groups, it is important for the development of language-fair technology. Despite the breakthroughs of LLMs, the investigation into the multilingual scenario remains insufficient, where a comprehensive survey to summarize recent approaches, developments, limitations, and potential solutions is desirable. To this end, we provide a survey with multiple perspectives on the utilization of LLMs in the multilingual scenario. We first rethink the transitions between previous and current research on pre-trained language models. Then we introduce several perspectives on the multilingualism of LLMs, including training and inference methods, information retrieval, model security, multi-domain with language culture, and usage of datasets. We also discuss the major challenges that arise in these aspects, along with possible solutions. Besides, we highlight future research directions that aim at further enhancing LLMs with multilingualism. The survey aims to help the research community address multilingual problems and provide a comprehensive understanding of the core concepts, key techniques, and latest developments in multilingual natural language processing based on LLMs.
High-dimensional multiple imputation (HDMI) for partially observed confounders including natural language processing-derived auxiliary covariates
Authors: Janick Weberpals, Pamela A. Shaw, Kueiyu Joshua Lin, Richard Wyss, Joseph M Plasek, Li Zhou, Kerry Ngan, Thomas DeRamus, Sudha R. Raman, Bradley G. Hammill, Hana Lee, Sengwee Toh, John G. Connolly, Kimberly J. Dandreo, Fang Tian, Wei Liu, Jie Li, José J. Hernández-Muñoz, Sebastian Schneeweiss, Rishi J. Desai
Date: 2024-05-17 00:00:00
Tasks: Imputation, Sentence Embeddings

Multiple imputation (MI) models can be improved by including auxiliary covariates (AC), but their performance in high-dimensional data is not well understood. We aimed to develop and compare high-dimensional MI (HDMI) approaches using structured and natural language processing (NLP)-derived AC in studies with partially observed confounders. We conducted a plasmode simulation study using data from opioid vs. non-steroidal anti-inflammatory drug (NSAID) initiators (X) with observed serum creatinine labs (Z2) and time-to-acute kidney injury as outcome. We simulated 100 cohorts with a null treatment effect, including X, Z2, atrial fibrillation (U), and 13 other investigator-derived confounders (Z1) in the outcome generation. We then imposed missingness (MZ2) on 50% of Z2 measurements as a function of Z2 and U and created different HDMI candidate AC using structured and NLP-derived features. We mimicked scenarios where U was unobserved by omitting it from all AC candidate sets. Using LASSO, we data-adaptively selected HDMI covariates associated with Z2 and MZ2 for MI, and with U to include in propensity score models. The treatment effect was estimated following propensity score matching in MI datasets and we benchmarked HDMI approaches against a baseline imputation and complete case analysis with Z1 only. HDMI using claims data showed the lowest bias (0.072). Combining claims and sentence embeddings led to an improvement in the efficiency displaying the lowest root-mean-squared-error (0.173) and coverage (94%). NLP-derived AC alone did not perform better than baseline MI. HDMI approaches may decrease bias in studies with partially observed confounders where missingness depends on unobserved factors.
A Framework for Leveraging Partially-Labeled Data for Product Attribute-Value Identification
Authors: D. Subhalingam, Keshav Kolluru, Mausam, Saurabh Singal
Date: 2024-05-17 00:00:00
Tasks: Attribute, NER, Recommendation Systems, token-classification, Token Classification

In the e-commerce domain, the accurate extraction of attribute-value pairs (e.g., Brand: Apple) from product titles and user search queries is crucial for enhancing search and recommendation systems. A major challenge with neural models for this task is the lack of high-quality training data, as the annotations for attribute-value pairs in the available datasets are often incomplete. To address this, we introduce GenToC, a model designed for training directly with partially-labeled data, eliminating the necessity for a fully annotated dataset. GenToC employs a marker-augmented generative model to identify potential attributes, followed by a token classification model that determines the associated values for each attribute. GenToC outperforms existing state-of-the-art models, exhibiting upto 56.3% increase in the number of accurate extractions. Furthermore, we utilize GenToC to regenerate the training dataset to expand attribute-value annotations. This bootstrapping substantially improves the data quality for training other standard NER models, which are typically faster but less capable in handling partially-labeled data, enabling them to achieve comparable performance to GenToC. Our results demonstrate GenToC's unique ability to learn from a limited set of partially-labeled data and improve the training of more efficient models, advancing the automated extraction of attribute-value pairs. Finally, our model has been successfully integrated into IndiaMART, India's largest B2B e-commerce platform, achieving a significant increase of 20.2% in the number of correctly identified attribute-value pairs over the existing deployed system while achieving a high precision of 89.5%.
COGNET-MD, an evaluation framework and dataset for Large Language Model benchmarks in the medical domain
Authors: Dimitrios P. Panagoulias, Persephone Papatheodosiou, Anastasios P. Palamidas, Mattheos Sanoudos, Evridiki Tsoureli-Nikita, Maria Virvou, George A. Tsihrintzis
Date: 2024-05-17 00:00:00
Tasks: Language Modeling, Language Modelling, Large Language Model, Medical Diagnosis, Multiple-choice

Large Language Models (LLMs) constitute a breakthrough state-of-the-art Artificial Intelligence (AI) technology which is rapidly evolving and promises to aid in medical diagnosis either by assisting doctors or by simulating a doctor's workflow in more advanced and complex implementations. In this technical paper, we outline Cognitive Network Evaluation Toolkit for Medical Domains (COGNET-MD), which constitutes a novel benchmark for LLM evaluation in the medical domain. Specifically, we propose a scoring-framework with increased difficulty to assess the ability of LLMs in interpreting medical text. The proposed framework is accompanied with a database of Multiple Choice Quizzes (MCQs). To ensure alignment with current medical trends and enhance safety, usefulness, and applicability, these MCQs have been constructed in collaboration with several associated medical experts in various medical domains and are characterized by varying degrees of difficulty. The current (first) version of the database includes the medical domains of Psychiatry, Dentistry, Pulmonology, Dermatology and Endocrinology, but it will be continuously extended and expanded to include additional medical domains.
A Versatile Framework for Analyzing Galaxy Image Data by Implanting Human-in-the-loop on a Large Vision Model
Authors: Mingxiang Fu, Yu Song, Jiameng Lv, Liang Cao, Peng Jia, Nan Li, Xiangru Li, Jifeng Liu, A-Li Luo, Bo Qiu, Shiyin Shen, Liangping Tu, Lili Wang, Shoulin Wei, Haifeng Yang, Zhenping Yi, Zhiqiang Zou
Date: 2024-05-17 00:00:00
Tasks: Astronomy, Few-Shot Learning, Image Restoration, Morphology classification, object-detection, Object Detection

The exponential growth of astronomical datasets provides an unprecedented opportunity for humans to gain insight into the Universe. However, effectively analyzing this vast amount of data poses a significant challenge. Astronomers are turning to deep learning techniques to address this, but the methods are limited by their specific training sets, leading to considerable duplicate workloads too. Hence, as an example to present how to overcome the issue, we built a framework for general analysis of galaxy images, based on a large vision model (LVM) plus downstream tasks (DST), including galaxy morphological classification, image restoration, object detection, parameter extraction, and more. Considering the low signal-to-noise ratio of galaxy images and the imbalanced distribution of galaxy categories, we have incorporated a Human-in-the-loop (HITL) module into our large vision model, which leverages human knowledge to enhance the reliability and interpretability of processing galaxy images interactively. The proposed framework exhibits notable few-shot learning capabilities and versatile adaptability to all the abovementioned tasks on galaxy images in the DESI legacy imaging surveys. Expressly, for object detection, trained by 1000 data points, our DST upon the LVM achieves an accuracy of 96.7%, while ResNet50 plus Mask R-CNN gives an accuracy of 93.1%; for morphology classification, to obtain AUC ~0.9, LVM plus DST and HITL only requests 1/50 training sets compared to ResNet18. Expectedly, multimodal data can be integrated similarly, which opens up possibilities for conducting joint analyses with datasets spanning diverse domains in the era of multi-message astronomy.
Application of Artificial Intelligence in Schizophrenia Rehabilitation Management: A Systematic Scoping Review
Authors: Hongyi Yang, Fangyuan Chang, Dian Zhu, Muroi Fumie, Zhao Liu
Date: 2024-05-17 00:00:00
Tasks: Data Integration, Feature Engineering, Management, Systematic Literature Review

This systematic review assessed the current state and future prospects of artificial intelligence (AI) in schizophrenia rehabilitation management. We reviewed 61 studies on AI-related data types, feature engineering methods, algorithmic models, and evaluation metrics published from 2012-2024. The review categorizes AI applications into the following key application areas: symptom monitoring, medication management, risk management, functional training, and psychosocial support. Findings indicate that supervised machine learning techniques, particularly for symptom monitoring and relapse risk management, remain the predominant approaches, effectively leveraging structured data while incorporating interpretable algorithms. This study underscores the potential of AI in transforming long-term management strategies for schizophrenia, offering valuable insights into improving the quality of life of patients. Future research should focus on expanding data sources through multimodal data integration, exploring deep learning models, and integrating AI-driven interventions into training tasks to fully capitalize on AI's potential in schizophrenia rehabilitation.
WEITS: A Wavelet-enhanced residual framework for interpretable time series forecasting
Authors: Ziyou Guo, Yan Sun, Tieru Wu
Date: 2024-05-17 00:00:00
Tasks: Time Series, Time Series Analysis, Time Series Forecasting

Time series (TS) forecasting has been an unprecedentedly popular problem in recent years, with ubiquitous applications in both scientific and business fields. Various approaches have been introduced to time series analysis, including both statistical approaches and deep neural networks. Although neural network approaches have illustrated stronger ability of representation than statistical methods, they struggle to provide sufficient interpretablility, and can be too complicated to optimize. In this paper, we present WEITS, a frequency-aware deep learning framework that is highly interpretable and computationally efficient. Through multi-level wavelet decomposition, WEITS novelly infuses frequency analysis into a highly deep learning framework. Combined with a forward-backward residual architecture, it enjoys both high representation capability and statistical interpretability. Extensive experiments on real-world datasets have demonstrated competitive performance of our model, along with its additional advantage of high computation efficiency. Furthermore, WEITS provides a general framework that can always seamlessly integrate with state-of-the-art approaches for time series forecast.
Tailoring Vaccine Messaging with Common-Ground Opinions
Authors: Rickard Stureborg, Sanxing Chen, Ruoyu Xie, Aayushi Patel, Christopher Li, Chloe Qinyu Zhu, Tingnan Hu, Jun Yang, Bhuwan Dhingra
Date: 2024-05-17 00:00:00
Tasks: Chatbot, Misinformation

One way to personalize chatbot interactions is by establishing common ground with the intended reader. A domain where establishing mutual understanding could be particularly impactful is vaccine concerns and misinformation. Vaccine interventions are forms of messaging which aim to answer concerns expressed about vaccination. Tailoring responses in this domain is difficult, since opinions often have seemingly little ideological overlap. We define the task of tailoring vaccine interventions to a Common-Ground Opinion (CGO). Tailoring responses to a CGO involves meaningfully improving the answer by relating it to an opinion or belief the reader holds. In this paper we introduce TAILOR-CGO, a dataset for evaluating how well responses are tailored to provided CGOs. We benchmark several major LLMs on this task; finding GPT-4-Turbo performs significantly better than others. We also build automatic evaluation metrics, including an efficient and accurate BERT model that outperforms finetuned LLMs, investigate how to successfully tailor vaccine messaging to CGOs, and provide actionable recommendations from this investigation. Code and model weights: https://github.com/rickardstureborg/tailor-cgo Dataset: https://huggingface.co/datasets/DukeNLP/tailor-cgo
The Future of Large Language Model Pre-training is Federated
Authors: Lorenzo Sani, Alex Iacob, Zeyu Cao, Bill Marino, Yan Gao, Tomas Paulik, Wanru Zhao, William F. Shen, Preslav Aleksandrov, Xinchi Qiu, Nicholas D. Lane
Date: 2024-05-17 00:00:00
Tasks: Federated Learning, Language Modeling, Language Modelling, Large Language Model

Generative pre-trained large language models (LLMs) have demonstrated impressive performance over a wide range of tasks, thanks to the unprecedented amount of data they have been trained on. As established scaling laws indicate, LLMs' future performance improvement depends on the amount of computing and data sources they can leverage for pre-training. Federated learning (FL) has the potential to unleash the majority of the planet's data and computational resources, which are underutilized by the data-center-focused training methodology of current LLM practice. Our work presents a robust, flexible, reproducible FL approach that enables large-scale collaboration across institutions to train LLMs. We propose a scalable deployment system called Photon to enable the investigation and development of this new training paradigm for LLM pre-training. We show that Photon can be used by organizations interested in collaborating with their private data sources and computational resources for pre-training LLMs with billions of parameters. This paradigm would mobilize more computational and data resources while matching or potentially exceeding centralized performance. We further show the effectiveness of the federated training scales with model size and present our approach for training billion-scale federated LLMs using limited resources. Thus far, we have used Photon to train LLM models to the size of 7B parameters and anticipate larger models being completed in the near future. Finally, we show that LLM training is highly resilient to the classical challenges of federated statistical and hardware heterogeneity. Furthermore, we show that convergence is robust to partial participation, opening the avenue for compute-efficient collaborative training. Photon will help data-rich actors to become the protagonists of LLMs pre-training instead of leaving the stage to compute-rich actors alone.
KernelSHAP-IQ: Weighted Least-Square Optimization for Shapley Interactions
Authors: Fabian Fumagalli, Maximilian Muschalik, Patrick Kolpaczki, Eyke Hüllermeier, Barbara Hammer
Date: 2024-05-17 00:00:00

The Shapley value (SV) is a prevalent approach of allocating credit to machine learning (ML) entities to understand black box ML models. Enriching such interpretations with higher-order interactions is inevitable for complex systems, where the Shapley Interaction Index (SII) is a direct axiomatic extension of the SV. While it is well-known that the SV yields an optimal approximation of any game via a weighted least square (WLS) objective, an extension of this result to SII has been a long-standing open problem, which even led to the proposal of an alternative index. In this work, we characterize higher-order SII as a solution to a WLS problem, which constructs an optimal approximation via SII and $k$-Shapley values ($k$-SII). We prove this representation for the SV and pairwise SII and give empirically validated conjectures for higher orders. As a result, we propose KernelSHAP-IQ, a direct extension of KernelSHAP for SII, and demonstrate state-of-the-art performance for feature interactions.
What should be observed for optimal reward in POMDPs?
Authors: Alyzia-Maria Konsta, Alberto Lluch Lafuente, Christoph Matheja
Date: 2024-05-17 00:00:00

Partially observable Markov Decision Processes (POMDPs) are a standard model for agents making decisions in uncertain environments. Most work on POMDPs focuses on synthesizing strategies based on the available capabilities. However, system designers can often control an agent's observation capabilities, e.g. by placing or selecting sensors. This raises the question of how one should select an agent's sensors cost-effectively such that it achieves the desired goals. In this paper, we study the novel optimal observability problem OOP: Given a POMDP M, how should one change M's observation capabilities within a fixed budget such that its (minimal) expected reward remains below a given threshold? We show that the problem is undecidable in general and decidable when considering positional strategies only. We present two algorithms for a decidable fragment of the OOP: one based on optimal strategies of M's underlying Markov decision process and one based on parameter synthesis with SMT. We report promising results for variants of typical examples from the POMDP literature.
Evaluating Saliency Explanations in NLP by Crowdsourcing
Authors: Xiaotian Lu, Jiyi Li, Zhen Wan, Xiaofeng Lin, Koh Takeuchi, Hisashi Kashima
Date: 2024-05-17 00:00:00

Deep learning models have performed well on many NLP tasks. However, their internal mechanisms are typically difficult for humans to understand. The development of methods to explain models has become a key issue in the reliability of deep learning models in many important applications. Various saliency explanation methods, which give each feature of input a score proportional to the contribution of output, have been proposed to determine the part of the input which a model values most. Despite a considerable body of work on the evaluation of saliency methods, whether the results of various evaluation metrics agree with human cognition remains an open question. In this study, we propose a new human-based method to evaluate saliency methods in NLP by crowdsourcing. We recruited 800 crowd workers and empirically evaluated seven saliency methods on two datasets with the proposed method. We analyzed the performance of saliency methods, compared our results with existing automated evaluation methods, and identified notable differences between NLP and computer vision (CV) fields when using saliency methods. The instance-level data of our crowdsourced experiments and the code to reproduce the explanations are available at https://github.com/xtlu/lreccoling_evaluation.
Research on Credit Risk Early Warning Model of Commercial Banks Based on Neural Network Algorithm
Authors: Yu Cheng, Qin Yang, Liyang Wang, Ao Xiang, Jingyu Zhang
Date: 2024-05-17 00:00:00
Tasks: Management

In the realm of globalized financial markets, commercial banks are confronted with an escalating magnitude of credit risk, thereby imposing heightened requisites upon the security of bank assets and financial stability. This study harnesses advanced neural network techniques, notably the Backpropagation (BP) neural network, to pioneer a novel model for preempting credit risk in commercial banks. The discourse initially scrutinizes conventional financial risk preemptive models, such as ARMA, ARCH, and Logistic regression models, critically analyzing their real-world applications. Subsequently, the exposition elaborates on the construction process of the BP neural network model, encompassing network architecture design, activation function selection, parameter initialization, and objective function construction. Through comparative analysis, the superiority of neural network models in preempting credit risk in commercial banks is elucidated. The experimental segment selects specific bank data, validating the model's predictive accuracy and practicality. Research findings evince that this model efficaciously enhances the foresight and precision of credit risk management.