pwc-archive/papers-with-abstracts huggingface dataset:
A Likelihood Based Approach to Distribution Regression Using Conditional Deep Generative Models
Authors: Shivam Kumar, Yun Yang, Lizhen Lin
Date: 2024-10-02 00:00:00

In this work, we explore the theoretical properties of conditional deep generative models under the statistical framework of distribution regression where the response variable lies in a high-dimensional ambient space but concentrates around a potentially lower-dimensional manifold. More specifically, we study the large-sample properties of a likelihood-based approach for estimating these models. Our results lead to the convergence rate of a sieve maximum likelihood estimator (MLE) for estimating the conditional distribution (and its devolved counterpart) of the response given predictors in the Hellinger (Wasserstein) metric. Our rates depend solely on the intrinsic dimension and smoothness of the true conditional distribution. These findings provide an explanation of why conditional deep generative models can circumvent the curse of dimensionality from the perspective of statistical foundations and demonstrate that they can learn a broader class of nearly singular conditional distributions. Our analysis also emphasizes the importance of introducing a small noise perturbation to the data when they are supported sufficiently close to a manifold. Finally, in our numerical studies, we demonstrate the effective implementation of the proposed approach using both synthetic and real-world datasets, which also provide complementary validation to our theoretical findings.
FLAG: Financial Long Document Classification via AMR-based GNN
Authors: Bolun "Namir" Xia, Aparna Gupta, Mohammed J. Zaki
Date: 2024-10-02 00:00:00
Tasks: Abstract Meaning Representation, Document Classification, Stock Prediction, Stock Trend Prediction, text-classification, Text Classification, Word Embeddings

The advent of large language models (LLMs) has initiated much research into their various financial applications. However, in applying LLMs on long documents, semantic relations are not explicitly incorporated, and a full or arbitrarily sparse attention operation is employed. In recent years, progress has been made in Abstract Meaning Representation (AMR), which is a graph-based representation of text to preserve its semantic relations. Since AMR can represent semantic relationships at a deeper level, it can be beneficially utilized by graph neural networks (GNNs) for constructing effective document-level graph representations built upon LLM embeddings to predict target metrics in the financial domain. We propose FLAG: Financial Long document classification via AMR-based GNN, an AMR graph based framework to generate document-level embeddings for long financial document classification. We construct document-level graphs from sentence-level AMR graphs, endow them with specialized LLM word embeddings in the financial domain, apply a deep learning mechanism that utilizes a GNN, and examine the efficacy of our AMR-based approach in predicting labeled target data from long financial documents. Extensive experiments are conducted on a dataset of quarterly earnings calls transcripts of companies in various sectors of the economy, as well as on a corpus of more recent earnings calls of companies in the S&P 1500 Composite Index. We find that our AMR-based approach outperforms fine-tuning LLMs directly on text in predicting stock price movement trends at different time horizons in both datasets. Our work also outperforms previous work utilizing document graphs and GNNs for text classification.
DeepProtein: Deep Learning Library and Benchmark for Protein Sequence Learning
Authors: Jiaqing Xie, Tianfan Fu
Date: 2024-10-02 00:00:00
Tasks: Deep Learning, Drug Discovery, Graph Neural Network, Prediction, Protein Function Prediction, Protein Structure Prediction

Deep learning has deeply influenced protein science, enabling breakthroughs in predicting protein properties, higher-order structures, and molecular interactions. This paper introduces DeepProtein, a comprehensive and user-friendly deep learning library tailored for protein-related tasks. It enables researchers to seamlessly address protein data with cutting-edge deep learning models. To assess model performance, we establish a benchmark evaluating different deep learning architectures across multiple protein-related tasks, including protein function prediction, subcellular localization prediction, protein-protein interaction prediction, and protein structure prediction. Furthermore, we introduce DeepProt-T5, a series of fine-tuned Prot-T5-based models that achieve state-of-the-art performance on four benchmark tasks, while demonstrating competitive results on six of others. Comprehensive documentation and tutorials are available which could ensure accessibility and support reproducibility. Built upon the widely used drug discovery library DeepPurpose, DeepProtein is publicly available at https://github.com/jiaqingxie/DeepProtein.
Review Non-convex Optimization Method for Machine Learning
Authors: Greg B Fotopoulos, Paul Popovich, Nicholas Hall Papadopoulos
Date: 2024-10-02 00:00:00

Non-convex optimization is a critical tool in advancing machine learning, especially for complex models like deep neural networks and support vector machines. Despite challenges such as multiple local minima and saddle points, non-convex techniques offer various pathways to reduce computational costs. These include promoting sparsity through regularization, efficiently escaping saddle points, and employing subsampling and approximation strategies like stochastic gradient descent. Additionally, non-convex methods enable model pruning and compression, which reduce the size of models while maintaining performance. By focusing on good local minima instead of exact global minima, non-convex optimization ensures competitive accuracy with faster convergence and lower computational overhead. This paper examines the key methods and applications of non-convex optimization in machine learning, exploring how it can lower computation costs while enhancing model performance. Furthermore, it outlines future research directions and challenges, including scalability and generalization, that will shape the next phase of non-convex optimization in machine learning.
Addressing Data Heterogeneity in Federated Learning with Adaptive Normalization-Free Feature Recalibration
Authors: Vasilis Siomos, Sergio Naval-Marimont, Jonathan Passerat-Palmbach, Giacomo Tarroni
Date: 2024-10-02 00:00:00
Tasks: Federated Learning, Personalized Federated Learning

Federated learning is a decentralized collaborative training paradigm that preserves stakeholders' data ownership while improving performance and generalization. However, statistical heterogeneity among client datasets poses a fundamental challenge by degrading system performance. To address this issue, we propose Adaptive Normalization-free Feature Recalibration (ANFR), an architecture-level approach that combines weight standardization and channel attention. Weight standardization normalizes the weights of layers instead of activations. This is less susceptible to mismatched client statistics and inconsistent averaging, thereby more robust under heterogeneity. Channel attention produces learnable scaling factors for feature maps, suppressing those that are inconsistent between clients due to heterogeneity. We demonstrate that combining these techniques boosts model performance beyond their individual contributions, by enhancing class selectivity and optimizing channel attention weight distribution. ANFR operates independently of the aggregation method and is effective in both global and personalized federated learning settings, with minimal computational overhead. Furthermore, when training with differential privacy, ANFR achieves an appealing balance between privacy and utility, enabling strong privacy guarantees without sacrificing performance. By integrating weight standardization and channel attention in the backbone model, ANFR offers a novel and versatile approach to the challenge of statistical heterogeneity. We demonstrate through extensive experiments that ANFR consistently outperforms established baselines across various aggregation methods, datasets, and heterogeneity conditions.
Normalizing Flow-Based Metric for Image Generation
Authors: Pranav Jeevan, Neeraj Nixon, Amit Sethi
Date: 2024-10-02 00:00:00
Tasks: Image Generation

We propose two new evaluation metrics to assess realness of generated images based on normalizing flows: a simpler and efficient flow-based likelihood distance (FLD) and a more exact dual-flow based likelihood distance (D-FLD). Because normalizing flows can be used to compute the exact likelihood, the proposed metrics assess how closely generated images align with the distribution of real images from a given domain. This property gives the proposed metrics a few advantages over the widely used Fr\'echet inception distance (FID) and other recent metrics. Firstly, the proposed metrics need only a few hundred images to stabilize (converge in mean), as opposed to tens of thousands needed for FID, and at least a few thousand for the other metrics. This allows confident evaluation of even small sets of generated images, such as validation batches inside training loops. Secondly, the network used to compute the proposed metric has over an order of magnitude fewer parameters compared to Inception-V3 used to compute FID, making it computationally more efficient. For assessing the realness of generated images in new domains (e.g., x-ray images), ideally these networks should be retrained on real images to model their distinct distributions. Thus, our smaller network will be even more advantageous for new domains. Extensive experiments show that the proposed metrics have the desired monotonic relationships with the extent of image degradation of various kinds.
UlcerGPT: A Multimodal Approach Leveraging Large Language and Vision Models for Diabetic Foot Ulcer Image Transcription
Authors: Reza Basiri, Ali Abedi, Chau Nguyen, Milos R. Popovic, Shehroz S. Khan
Date: 2024-10-02 00:00:00

Diabetic foot ulcers (DFUs) are a leading cause of hospitalizations and lower limb amputations, placing a substantial burden on patients and healthcare systems. Early detection and accurate classification of DFUs are critical for preventing serious complications, yet many patients experience delays in receiving care due to limited access to specialized services. Telehealth has emerged as a promising solution, improving access to care and reducing the need for in-person visits. The integration of artificial intelligence and pattern recognition into telemedicine has further enhanced DFU management by enabling automatic detection, classification, and monitoring from images. Despite advancements in artificial intelligence-driven approaches for DFU image analysis, the application of large language models for DFU image transcription has not yet been explored. To address this gap, we introduce UlcerGPT, a novel multimodal approach leveraging large language and vision models for DFU image transcription. This framework combines advanced vision and language models, such as Large Language and Vision Assistant and Chat Generative Pre-trained Transformer, to transcribe DFU images by jointly detecting, classifying, and localizing regions of interest. Through detailed experiments on a public dataset, evaluated by expert clinicians, UlcerGPT demonstrates promising results in the accuracy and efficiency of DFU transcription, offering potential support for clinicians in delivering timely care via telemedicine.
Lost-in-Distance: Impact of Contextual Proximity on LLM Performance in Graph Tasks
Authors: Hamed Firooz, Maziar Sanjabi, Wenlong Jiang, Xiaoling Zhai
Date: 2024-10-02 00:00:00

Despite significant advancements, Large Language Models (LLMs) exhibit blind spots that impair their ability to retrieve and process relevant contextual data effectively. We demonstrate that LLM performance in graph tasks with complexities beyond the "needle-in-a-haystack" scenario-where solving the problem requires cross-referencing and reasoning across multiple subproblems jointly-is influenced by the proximity of relevant information within the context, a phenomenon we term "lost-in-distance". We examine two fundamental graph tasks: identifying common connections between two nodes and assessing similarity among three nodes, and show that the model's performance in these tasks significantly depends on the relative positioning of common edges. We evaluate three publicly available LLMs using various graph encoding techniques that represent graph structures for LLM input. We propose a formulation for the lost-in-distance phenomenon and demonstrate that lost-in-distance and lost-in-the middle phenomenas occur independently. Results indicate that model accuracy can decline by up to 6x as the distance between node connections increases, independent of graph encoding and model size.
LLM+KG@VLDB'24 Workshop Summary
Authors: Arijit Khan, Tianxing Wu, Xi Chen
Date: 2024-10-02 00:00:00
Tasks: Knowledge Graphs, Management

The unification of large language models (LLMs) and knowledge graphs (KGs) has emerged as a hot topic. At the LLM+KG'24 workshop, held in conjunction with VLDB 2024 in Guangzhou, China, one of the key themes explored was important data management challenges and opportunities due to the effective interaction between LLMs and KGs. This report outlines the major directions and approaches presented by various speakers during the LLM+KG'24 workshop.
Enhancing Screen Time Identification in Children with a Multi-View Vision Language Model and Screen Time Tracker
Authors: Xinlong Hou, Sen Shen, Xueshen Li, Xinran Gao, Ziyi Huang, Steven J. Holiday, Matthew R. Cribbet, Susan W. White, Edward Sazonov, Yu Gan
Date: 2024-10-02 00:00:00
Tasks: Language Modeling, Language Modelling, object-detection, Object Detection

Being able to accurately monitor the screen exposure of young children is important for research on phenomena linked to screen use such as childhood obesity, physical activity, and social interaction. Most existing studies rely upon self-report or manual measures from bulky wearable sensors, thus lacking efficiency and accuracy in capturing quantitative screen exposure data. In this work, we developed a novel sensor informatics framework that utilizes egocentric images from a wearable sensor, termed the screen time tracker (STT), and a vision language model (VLM). In particular, we devised a multi-view VLM that takes multiple views from egocentric image sequences and interprets screen exposure dynamically. We validated our approach by using a dataset of children's free-living activities, demonstrating significant improvement over existing methods in plain vision language models and object detection models. Results supported the promise of this monitoring approach, which could optimize behavioral research on screen exposure in children's naturalistic settings.
One-step Noisy Label Mitigation
Authors: Hao Li, Jiayang Gu, Jingkuan Song, An Zhang, Lianli Gao
Date: 2024-10-02 00:00:00

Mitigating the detrimental effects of noisy labels on the training process has become increasingly critical, as obtaining entirely clean or human-annotated samples for large-scale pre-training tasks is often impractical. Nonetheless, existing noise mitigation methods often encounter limitations in practical applications due to their task-specific design, model dependency, and significant computational overhead. In this work, we exploit the properties of high-dimensional orthogonality to identify a robust and effective boundary in cone space for separating clean and noisy samples. Building on this, we propose One-step Anti-Noise (OSA), a model-agnostic noisy label mitigation paradigm that employs an estimator model and a scoring function to assess the noise level of input pairs through just one-step inference, a cost-efficient process. We empirically demonstrate the superiority of OSA, highlighting its enhanced training robustness, improved task transferability, ease of deployment, and reduced computational costs across various benchmarks, models, and tasks. Our code is released at https://github.com/leolee99/OSA.
CHASE-SQL: Multi-Path Reasoning and Preference Optimized Candidate Selection in Text-to-SQL
Authors: Mohammadreza Pourreza, Hailong Li, Ruoxi Sun, Yeounoh Chung, Shayan Talaei, Gaurav Tarlok Kakkar, Yu Gan, Amin Saberi, Fatma Ozcan, Sercan O. Arik
Date: 2024-10-02 00:00:00
Tasks: Large Language Model, Text to SQL, Text-To-SQL

In tackling the challenges of large language model (LLM) performance for Text-to-SQL tasks, we introduce CHASE-SQL, a new framework that employs innovative strategies, using test-time compute in multi-agent modeling to improve candidate generation and selection. CHASE-SQL leverages LLMs' intrinsic knowledge to generate diverse and high-quality SQL candidates using different LLM generators with: (1) a divide-and-conquer method that decomposes complex queries into manageable sub-queries in a single LLM call; (2) chain-of-thought reasoning based on query execution plans, reflecting the steps a database engine takes during execution; and (3) a unique instance-aware synthetic example generation technique, which offers specific few-shot demonstrations tailored to test questions.To identify the best candidate, a selection agent is employed to rank the candidates through pairwise comparisons with a fine-tuned binary-candidates selection LLM. This selection approach has been demonstrated to be more robust over alternatives. The proposed generators-selector framework not only enhances the quality and diversity of SQL queries but also outperforms previous methods. Overall, our proposed CHASE-SQL achieves the state-of-the-art execution accuracy of 73.0% and 73.01% on the test set and development set of the notable BIRD Text-to-SQL dataset benchmark, rendering CHASE-SQL the top submission of the leaderboard (at the time of paper submission).
Don't flatten, tokenize! Unlocking the key to SoftMoE's efficacy in deep RL
Authors: Ghada Sokar, Johan Obando-Ceron, Aaron Courville, Hugo Larochelle, Pablo Samuel Castro
Date: 2024-10-02 00:00:00
Tasks: Reinforcement Learning (RL)

The use of deep neural networks in reinforcement learning (RL) often suffers from performance degradation as model size increases. While soft mixtures of experts (SoftMoEs) have recently shown promise in mitigating this issue for online RL, the reasons behind their effectiveness remain largely unknown. In this work we provide an in-depth analysis identifying the key factors driving this performance gain. We discover the surprising result that tokenizing the encoder output, rather than the use of multiple experts, is what is behind the efficacy of SoftMoEs. Indeed, we demonstrate that even with an appropriately scaled single expert, we are able to maintain the performance gains, largely thanks to tokenization.
LLM-Augmented Symbolic Reinforcement Learning with Landmark-Based Task Decomposition
Authors: Alireza Kheirandish, Duo Xu, Faramarz Fekri
Date: 2024-10-02 00:00:00
Tasks: Common Sense Reasoning, Inductive logic programming, Language Modeling, Language Modelling, Large Language Model, reinforcement-learning, Reinforcement Learning, Reinforcement Learning (RL)

One of the fundamental challenges in reinforcement learning (RL) is to take a complex task and be able to decompose it to subtasks that are simpler for the RL agent to learn. In this paper, we report on our work that would identify subtasks by using some given positive and negative trajectories for solving the complex task. We assume that the states are represented by first-order predicate logic using which we devise a novel algorithm to identify the subtasks. Then we employ a Large Language Model (LLM) to generate first-order logic rule templates for achieving each subtask. Such rules were then further fined tuned to a rule-based policy via an Inductive Logic Programming (ILP)-based RL agent. Through experiments, we verify the accuracy of our algorithm in detecting subtasks which successfully detect all of the subtasks correctly. We also investigated the quality of the common-sense rules produced by the language model to achieve the subtasks. Our experiments show that our LLM-guided rule template generation can produce rules that are necessary for solving a subtask, which leads to solving complex tasks with fewer assumptions about predefined first-order logic predicates of the environment.
Risk Alignment in Agentic AI Systems
Authors: Hayley Clatterbuck, Clinton Castro, Arvo Muñoz Morán
Date: 2024-10-02 00:00:00

Agentic AIs $-$ AIs that are capable and permitted to undertake complex actions with little supervision $-$ mark a new frontier in AI capabilities and raise new questions about how to safely create and align such systems with users, developers, and society. Because agents' actions are influenced by their attitudes toward risk, one key aspect of alignment concerns the risk profiles of agentic AIs. Risk alignment will matter for user satisfaction and trust, but it will also have important ramifications for society more broadly, especially as agentic AIs become more autonomous and are allowed to control key aspects of our lives. AIs with reckless attitudes toward risk (either because they are calibrated to reckless human users or are poorly designed) may pose significant threats. They might also open 'responsibility gaps' in which there is no agent who can be held accountable for harmful actions. What risk attitudes should guide an agentic AI's decision-making? How might we design AI systems that are calibrated to the risk attitudes of their users? What guardrails, if any, should be placed on the range of permissible risk attitudes? What are the ethical considerations involved when designing systems that make risky decisions on behalf of others? We present three papers that bear on key normative and technical aspects of these questions.
Provably Accurate Shapley Value Estimation via Leverage Score Sampling
Authors: Christopher Musco, R. Teal Witter
Date: 2024-10-02 00:00:00
Tasks: Active Learning, Attribute

Originally introduced in game theory, Shapley values have emerged as a central tool in explainable machine learning, where they are used to attribute model predictions to specific input features. However, computing Shapley values exactly is expensive: for a general model with $n$ features, $O(2^n)$ model evaluations are necessary. To address this issue, approximation algorithms are widely used. One of the most popular is the Kernel SHAP algorithm, which is model agnostic and remarkably effective in practice. However, to the best of our knowledge, Kernel SHAP has no strong non-asymptotic complexity guarantees. We address this issue by introducing Leverage SHAP, a light-weight modification of Kernel SHAP that provides provably accurate Shapley value estimates with just $O(n\log n)$ model evaluations. Our approach takes advantage of a connection between Shapley value estimation and agnostic active learning by employing leverage score sampling, a powerful regression tool. Beyond theoretical guarantees, we show that Leverage SHAP consistently outperforms even the highly optimized implementation of Kernel SHAP available in the ubiquitous SHAP library [Lundberg & Lee, 2017].