pwc-archive/papers-with-abstracts huggingface dataset:
Overcoming Slow Decision Frequencies in Continuous Control: Model-Based Sequence Reinforcement Learning for Model-Free Control
Authors: Devdhar Patel, Hava Siegelmann
Date: 2024-10-11 00:00:00
Tasks: continuous-control, Continuous Control, model, Reinforcement Learning (RL)

Reinforcement learning (RL) is rapidly reaching and surpassing human-level control capabilities. However, state-of-the-art RL algorithms often require timesteps and reaction times significantly faster than human capabilities, which is impractical in real-world settings and typically necessitates specialized hardware. Such speeds are difficult to achieve in the real world and often requires specialized hardware. We introduce Sequence Reinforcement Learning (SRL), an RL algorithm designed to produce a sequence of actions for a given input state, enabling effective control at lower decision frequencies. SRL addresses the challenges of learning action sequences by employing both a model and an actor-critic architecture operating at different temporal scales. We propose a "temporal recall" mechanism, where the critic uses the model to estimate intermediate states between primitive actions, providing a learning signal for each individual action within the sequence. Once training is complete, the actor can generate action sequences independently of the model, achieving model-free control at a slower frequency. We evaluate SRL on a suite of continuous control tasks, demonstrating that it achieves performance comparable to state-of-the-art algorithms while significantly reducing actor sample complexity. To better assess performance across varying decision frequencies, we introduce the Frequency-Averaged Score (FAS) metric. Our results show that SRL significantly outperforms traditional RL algorithms in terms of FAS, making it particularly suitable for applications requiring variable decision frequencies. Additionally, we compare SRL with model-based online planning, showing that SRL achieves superior FAS while leveraging the same model during training that online planners use for planning.
Learning Representations of Instruments for Partial Identification of Treatment Effects
Authors: Jonas Schweisthal, Dennis Frauen, Maresa Schröder, Konstantin Hess, Niki Kilbertus, Stefan Feuerriegel
Date: 2024-10-11 00:00:00
Tasks: Causal Inference, Decision Making, valid

Reliable estimation of treatment effects from observational data is important in many disciplines such as medicine. However, estimation is challenging when unconfoundedness as a standard assumption in the causal inference literature is violated. In this work, we leverage arbitrary (potentially high-dimensional) instruments to estimate bounds on the conditional average treatment effect (CATE). Our contributions are three-fold: (1) We propose a novel approach for partial identification through a mapping of instruments to a discrete representation space so that we yield valid bounds on the CATE. This is crucial for reliable decision-making in real-world applications. (2) We derive a two-step procedure that learns tight bounds using a tailored neural partitioning of the latent instrument space. As a result, we avoid instability issues due to numerical approximations or adversarial training. Furthermore, our procedure aims to reduce the estimation variance in finite-sample settings to yield more reliable estimates. (3) We show theoretically that our procedure obtains valid bounds while reducing estimation variance. We further perform extensive experiments to demonstrate the effectiveness across various settings. Overall, our procedure offers a novel path for practitioners to make use of potentially high-dimensional instruments (e.g., as in Mendelian randomization).
ALVIN: Active Learning Via INterpolation
Authors: Michalis Korakakis, Andreas Vlachos, Adrian Weller
Date: 2024-10-11 00:00:00
Tasks: Active Learning, Natural Language Inference, Out-of-Distribution Generalization, Sentiment Analysis

Active Learning aims to minimize annotation effort by selecting the most useful instances from a pool of unlabeled data. However, typical active learning methods overlook the presence of distinct example groups within a class, whose prevalence may vary, e.g., in occupation classification datasets certain demographics are disproportionately represented in specific classes. This oversight causes models to rely on shortcuts for predictions, i.e., spurious correlations between input attributes and labels occurring in well-represented groups. To address this issue, we propose Active Learning Via INterpolation (ALVIN), which conducts intra-class interpolations between examples from under-represented and well-represented groups to create anchors, i.e., artificial points situated between the example groups in the representation space. By selecting instances close to the anchors for annotation, ALVIN identifies informative examples exposing the model to regions of the representation space that counteract the influence of shortcuts. Crucially, since the model considers these examples to be of high certainty, they are likely to be ignored by typical active learning methods. Experimental results on six datasets encompassing sentiment analysis, natural language inference, and paraphrase detection demonstrate that ALVIN outperforms state-of-the-art active learning methods in both in-distribution and out-of-distribution generalization.
NoVo: Norm Voting off Hallucinations with Attention Heads in Large Language Models
Authors: Zheng Yi Ho, Siyuan Liang, Sen Zhang, Yibing Zhan, DaCheng Tao
Date: 2024-10-11 00:00:00
Tasks: Multiple-choice, TruthfulQA

Hallucinations in Large Language Models (LLMs) remain a major obstacle, particularly in high-stakes applications where factual accuracy is critical. While representation editing and reading methods have made strides in reducing hallucinations, their heavy reliance on specialised tools and training on in-domain samples, makes them difficult to scale and prone to overfitting. This limits their accuracy gains and generalizability to diverse datasets. This paper presents a lightweight method, Norm Voting (NoVo), which harnesses the untapped potential of attention head norms to dramatically enhance factual accuracy in zero-shot multiple-choice questions (MCQs). NoVo begins by automatically selecting truth-correlated head norms with an efficient, inference-only algorithm using only 30 random samples, allowing NoVo to effortlessly scale to diverse datasets. Afterwards, selected head norms are employed in a simple voting algorithm, which yields significant gains in prediction accuracy. On TruthfulQA MC1, NoVo surpasses the current state-of-the-art and all previous methods by an astounding margin -- at least 19 accuracy points. NoVo demonstrates exceptional generalization to 20 diverse datasets, with significant gains in over 90\% of them, far exceeding all current representation editing and reading methods. NoVo also reveals promising gains to finetuning strategies and building textual adversarial defence. NoVo's effectiveness with head norms opens new frontiers in LLM interpretability, robustness and reliability.
Controllable Safety Alignment: Inference-Time Adaptation to Diverse Safety Requirements
Authors: Jingyu Zhang, Ahmed Elgohary, Ahmed Magooda, Daniel Khashabi, Benjamin Van Durme
Date: 2024-10-11 00:00:00
Tasks: Safety Alignment

The current paradigm for safety alignment of large language models (LLMs) follows a one-size-fits-all approach: the model refuses to interact with any content deemed unsafe by the model provider. This approach lacks flexibility in the face of varying social norms across cultures and regions. In addition, users may have diverse safety needs, making a model with static safety standards too restrictive to be useful, as well as too costly to be re-aligned. We propose Controllable Safety Alignment (CoSA), a framework designed to adapt models to diverse safety requirements without re-training. Instead of aligning a fixed model, we align models to follow safety configs -- free-form natural language descriptions of the desired safety behaviors -- that are provided as part of the system prompt. To adjust model safety behavior, authorized users only need to modify such safety configs at inference time. To enable that, we propose CoSAlign, a data-centric method for aligning LLMs to easily adapt to diverse safety configs. Furthermore, we devise a novel controllability evaluation protocol that considers both helpfulness and configured safety, summarizing them into CoSA-Score, and construct CoSApien, a human-authored benchmark that consists of real-world LLM use cases with diverse safety requirements and corresponding evaluation prompts. We show that CoSAlign leads to substantial gains of controllability over strong baselines including in-context alignment. Our framework encourages better representation and adaptation to pluralistic human values in LLMs, and thereby increasing their practicality.
Language Imbalance Driven Rewarding for Multilingual Self-improving
Authors: Wen Yang, Junhong Wu, Chen Wang, Chengqing Zong, Jiajun Zhang
Date: 2024-10-11 00:00:00
Tasks: Arithmetic Reasoning, Instruction Following

Large Language Models (LLMs) have achieved state-of-the-art performance across numerous tasks. However, these advancements have predominantly benefited "first-class" languages such as English and Chinese, leaving many other languages underrepresented. This imbalance, while limiting broader applications, generates a natural preference ranking between languages, offering an opportunity to bootstrap the multilingual capabilities of LLM in a self-improving manner. Thus, we propose $\textit{Language Imbalance Driven Rewarding}$, where the inherent imbalance between dominant and non-dominant languages within LLMs is leveraged as a reward signal. Iterative DPO training demonstrates that this approach not only enhances LLM performance in non-dominant languages but also improves the dominant language's capacity, thereby yielding an iterative reward signal. Fine-tuning Meta-Llama-3-8B-Instruct over two iterations of this approach results in continuous improvements in multilingual performance across instruction-following and arithmetic reasoning tasks, evidenced by an average improvement of 7.46% win rate on the X-AlpacaEval leaderboard and 13.9% accuracy on the MGSM benchmark. This work serves as an initial exploration, paving the way for multilingual self-improvement of LLMs.
Evaluating Federated Kolmogorov-Arnold Networks on Non-IID Data
Authors: Arthur Mendonça Sasse, Claudio Miceli de Farias
Date: 2024-10-11 00:00:00
Tasks: Federated Learning, Kolmogorov-Arnold Networks

Federated Kolmogorov-Arnold Networks (F-KANs) have already been proposed, but their assessment is at an initial stage. We present a comparison between KANs (using B-splines and Radial Basis Functions as activation functions) and Multi- Layer Perceptrons (MLPs) with a similar number of parameters for 100 rounds of federated learning in the MNIST classification task using non-IID partitions with 100 clients. After 15 trials for each model, we show that the best accuracies achieved by MLPs can be achieved by Spline-KANs in half of the time (in rounds), with just a moderate increase in computing time.
On the Adversarial Transferability of Generalized "Skip Connections"
Authors: Yisen Wang, Yichuan Mo, Dongxian Wu, Mingjie Li, Xingjun Ma, Zhouchen Lin
Date: 2024-10-11 00:00:00
Tasks: Neural Architecture Search

Skip connection is an essential ingredient for modern deep models to be deeper and more powerful. Despite their huge success in normal scenarios (state-of-the-art classification performance on natural examples), we investigate and identify an interesting property of skip connections under adversarial scenarios, namely, the use of skip connections allows easier generation of highly transferable adversarial examples. Specifically, in ResNet-like models (with skip connections), we find that using more gradients from the skip connections rather than the residual modules according to a decay factor during backpropagation allows one to craft adversarial examples with high transferability. The above method is termed as Skip Gradient Method (SGM). Although starting from ResNet-like models in vision domains, we further extend SGM to more advanced architectures, including Vision Transformers (ViTs) and models with length-varying paths and other domains, i.e. natural language processing. We conduct comprehensive transfer attacks against various models including ResNets, Transformers, Inceptions, Neural Architecture Search, and Large Language Models (LLMs). We show that employing SGM can greatly improve the transferability of crafted attacks in almost all cases. Furthermore, considering the big complexity for practical use, we further demonstrate that SGM can even improve the transferability on ensembles of models or targeted attacks and the stealthiness against current defenses. At last, we provide theoretical explanations and empirical insights on how SGM works. Our findings not only motivate new adversarial research into the architectural characteristics of models but also open up further challenges for secure model architecture design. Our code is available at https://github.com/mo666666/SGM.
Transferable Belief Model on Quantum Circuits
Authors: Qianli Zhou, Hao Luo, Lipeng Pan, Yong Deng, Eloi Bosse
Date: 2024-10-11 00:00:00
Tasks: Decision Making, model

The transferable belief model, as a semantic interpretation of Dempster-Shafer theory, enables agents to perform reasoning and decision making in imprecise and incomplete environments. The model offers distinct semantics for handling unreliable testimonies, allowing for a more reasonable and general process of belief transfer compared to the Bayesian approach. However, because both the belief masses and the structure of focal sets must be considered when updating belief functions-leading to extra computational complexity during reasoning-the transferable belief model has gradually lost favor among researchers in recent developments. In this paper, we implement the transferable belief model on quantum circuits and demonstrate that belief functions offer a more concise and effective alternative to Bayesian approaches within the quantum computing framework. Furthermore, leveraging the unique characteristics of quantum computing, we propose several novel belief transfer approaches. More broadly, this paper introduces a new perspective on basic information representation for quantum AI models, suggesting that belief functions are more suitable than Bayesian approach for handling uncertainty on quantum circuits.
Meta-Transfer Learning Empowered Temporal Graph Networks for Cross-City Real Estate Appraisal
Authors: Weijia Zhang, Jindong Han, Hao liu, Wei Fan, Hao Wang, Hui Xiong
Date: 2024-10-11 00:00:00
Tasks: Meta-Learning, Multi-Task Learning, Transfer Learning

Real estate appraisal is important for a variety of endeavors such as real estate deals, investment analysis, and real property taxation. Recently, deep learning has shown great promise for real estate appraisal by harnessing substantial online transaction data from web platforms. Nonetheless, deep learning is data-hungry, and thus it may not be trivially applicable to enormous small cities with limited data. To this end, we propose Meta-Transfer Learning Empowered Temporal Graph Networks (MetaTransfer) to transfer valuable knowledge from multiple data-rich metropolises to the data-scarce city to improve valuation performance. Specifically, by modeling the ever-growing real estate transactions with associated residential communities as a temporal event heterogeneous graph, we first design an Event-Triggered Temporal Graph Network to model the irregular spatiotemporal correlations between evolving real estate transactions. Besides, we formulate the city-wide real estate appraisal as a multi-task dynamic graph link label prediction problem, where the valuation of each community in a city is regarded as an individual task. A Hypernetwork-Based Multi-Task Learning module is proposed to simultaneously facilitate intra-city knowledge sharing between multiple communities and task-specific parameters generation to accommodate the community-wise real estate price distribution. Furthermore, we propose a Tri-Level Optimization Based Meta- Learning framework to adaptively re-weight training transaction instances from multiple source cities to mitigate negative transfer, and thus improve the cross-city knowledge transfer effectiveness. Finally, extensive experiments based on five real-world datasets demonstrate the significant superiority of MetaTransfer compared with eleven baseline algorithms.
Emergent social conventions and collective bias in LLM populations
Authors: Ariel Flint Ashery, Luca Maria Aiello, Andrea Baronchelli
Date: 2024-10-11 00:00:00
Tasks: Language Modeling, Language Modelling, Large Language Model

Social conventions are the backbone of social coordination, shaping how individuals form a group. As growing populations of artificial intelligence (AI) agents communicate through natural language, a fundamental question is whether they can bootstrap the foundations of a society. Here, we present experimental results that demonstrate the spontaneous emergence of universally adopted social conventions in decentralized populations of large language model (LLM) agents. We then show how strong collective biases can emerge during this process, even when agents exhibit no bias individually. Last, we examine how committed minority groups of adversarial LLM agents can drive social change by imposing alternative social conventions on the larger population. Our results show that AI systems can autonomously develop social conventions without explicit programming and have implications for designing AI systems that align, and remain aligned, with human values and societal goals.
Maximizing the Potential of Synthetic Data: Insights from Random Matrix Theory
Authors: Aymane El Firdoussi, Mohamed El Amine Seddik, Soufiane Hayou, REDA ALAMI, Ahmed Alzubaidi, Hakim Hacid
Date: 2024-10-11 00:00:00

Synthetic data has gained attention for training large language models, but poor-quality data can harm performance (see, e.g., Shumailov et al. (2023); Seddik et al. (2024)). A potential solution is data pruning, which retains only high-quality data based on a score function (human or machine feedback). Previous work Feng et al. (2024) analyzed models trained on synthetic data as sample size increases. We extend this by using random matrix theory to derive the performance of a binary classifier trained on a mix of real and pruned synthetic data in a high dimensional setting. Our findings identify conditions where synthetic data could improve performance, focusing on the quality of the generative model and verification strategy. We also show a smooth phase transition in synthetic label noise, contrasting with prior sharp behavior in infinite sample limits. Experiments with toy models and large language models validate our theoretical results.
Towards Multilingual LLM Evaluation for European Languages
Authors: Klaudia Thellmann, Bernhard Stadler, Michael Fromm, Jasper Schulze Buschhoff, Alex Jude, Fabio Barth, Johannes Leveling, Nicolas Flores-Herr, Joachim köhler, René Jäkel, Mehdi Ali
Date: 2024-10-11 00:00:00
Tasks: ARC, GSM8K, HellaSwag, MMLU, TruthfulQA

The rise of Large Language Models (LLMs) has revolutionized natural language processing across numerous languages and tasks. However, evaluating LLM performance in a consistent and meaningful way across multiple European languages remains challenging, especially due to the scarcity of language-parallel multilingual benchmarks. We introduce a multilingual evaluation approach tailored for European languages. We employ translated versions of five widely-used benchmarks to assess the capabilities of 40 LLMs across 21 European languages. Our contributions include examining the effectiveness of translated benchmarks, assessing the impact of different translation services, and offering a multilingual evaluation framework for LLMs that includes newly created datasets: EU20-MMLU, EU20-HellaSwag, EU20-ARC, EU20-TruthfulQA, and EU20-GSM8K. The benchmarks and results are made publicly available to encourage further research in multilingual LLM evaluation.
Zero-Shot Pupil Segmentation with SAM 2: A Case Study of Over 14 Million Images
Authors: Virmarie Maquiling, Sean Anthony Byrne, Diederick C. Niehorster, Marco Carminati, Enkelejda Kasneci
Date: 2024-10-11 00:00:00
Tasks: Gaze Estimation, Segmentation, Zero Shot Segmentation

We explore the transformative potential of SAM 2, a vision foundation model, in advancing gaze estimation and eye tracking technologies. By significantly reducing annotation time, lowering technical barriers through its ease of deployment, and enhancing segmentation accuracy, SAM 2 addresses critical challenges faced by researchers and practitioners. Utilizing its zero-shot segmentation capabilities with minimal user input-a single click per video-we tested SAM 2 on over 14 million eye images from diverse datasets, including virtual reality setups and the world's largest unified dataset recorded using wearable eye trackers. Remarkably, in pupil segmentation tasks, SAM 2 matches the performance of domain-specific models trained solely on eye images, achieving competitive mean Intersection over Union (mIoU) scores of up to 93% without fine-tuning. Additionally, we provide our code and segmentation masks for these widely used datasets to promote further research.
HyperPg -- Prototypical Gaussians on the Hypersphere for Interpretable Deep Learning
Authors: Maximilian Xiling Li, Korbinian Franz Rudolf, Nils Blank, Rudolf Lioutikov
Date: 2024-10-11 00:00:00
Tasks: Deep Learning

Prototype Learning methods provide an interpretable alternative to black-box deep learning models. Approaches such as ProtoPNet learn, which part of a test image "look like" known prototypical parts from training images, combining predictive power with the inherent interpretability of case-based reasoning. However, existing approaches have two main drawbacks: A) They rely solely on deterministic similarity scores without statistical confidence. B) The prototypes are learned in a black-box manner without human input. This work introduces HyperPg, a new prototype representation leveraging Gaussian distributions on a hypersphere in latent space, with learnable mean and variance. HyperPg prototypes adapt to the spread of clusters in the latent space and output likelihood scores. The new architecture, HyperPgNet, leverages HyperPg to learn prototypes aligned with human concepts from pixel-level annotations. Consequently, each prototype represents a specific concept such as color, image texture, or part of the image subject. A concept extraction pipeline built on foundation models provides pixel-level annotations, significantly reducing human labeling effort. Experiments on CUB-200-2011 and Stanford Cars datasets demonstrate that HyperPgNet outperforms other prototype learning architectures while using fewer parameters and training steps. Additionally, the concept-aligned HyperPg prototypes are learned transparently, enhancing model interpretability.