pwc-archive/papers-with-abstracts huggingface dataset:
Dynamic Rolling Horizon-Based Robust Energy Management for Microgrids Under Uncertainty
Authors: Jens Hönen, Johann L. Hurink, Bert Zwart
Date: 2023-07-11 00:00:00
Tasks: Decision Making, energy management, Management, Scheduling

Within the last few years, the trend towards more distributed, renewable energy sources has led to major changes and challenges in the electricity sector. To ensure a stable electricity distribution in this changing environment, we propose a robust energy management approach to deal with uncertainty occurring in microgrids. For this, we combine robust optimization with a rolling horizon framework to obtain an algorithm that is both, tractable and can deal with the considered uncertainty. The main contribution of this work lies within the development and testing of a dynamic scheduling tool, which identifies good starting time slots for the rolling horizon. Combining this scheduling tool with the rolling horizon framework results in a dynamic rolling horizon model, which better integrates uncertainty forecasts and realizations of uncertain parameters into the decision-making process. A case study reveals that the dynamic rolling horizon model outperforms the classical version by up to 57% in costs and increases the local use of PV by up to 11%.
Active Linearized Sparse Neural Network-based Frequency-Constrained Unit Commitment
Authors: Mingjian Tuo, Xingpeng Li
Date: 2023-07-10 00:00:00

Conventional synchronous generators are gradually being re-placed by low-inertia inverter-based resources. Such transition introduces more complicated operation conditions, frequency deviation stability and rate-of-change-of-frequency (RoCoF) security are becoming great challenges. This paper presents an active linearized sparse neural network (ALSNN) based frequency-constrained unit commitment (ALSNN-FCUC) model to guarantee frequency stability following the worst generator outage case while ensuring operational efficiency. A generic data-driven predictor is first trained to predict maximal frequency deviation and the highest locational RoCoF simultaneously based on a high-fidelity simulation dataset, and then incorporated into ALSNN-FCUC model. Sparse computation is introduced to avoid dense matrix multiplications. An active data sampling method is proposed to maintain the bindingness of the frequency related constraints. Besides, an active ReLU linearization method is implemented to further improve the algorithm efficiency while retaining solution quality. The effectiveness of proposed ALSNN-FCUC model is demonstrated on the IEEE 24-bus system by conducting time domain simulations using PSS/E.
Pattern and Polarization Diversity Multi-Sector Annular Antenna for IoT Applications
Authors: Abel Zandamela, Nicola Marchetti, Max J. Ammann, Adam Narbudowicz
Date: 2023-07-06 00:00:00
Tasks: Diversity

This work proposes a small pattern and polarization diversity multi-sector annular antenna with electrical size and profile of ${ka=1.2}$ and ${0.018\lambda}$, respectively. The antenna is planar and comprises annular sectors that are fed using different ports to enable digital beamforming techniques, with efficiency and gain of up to 78% and 4.62 dBi, respectively. The cavity mode analysis is used to describe the design concept and the antenna diversity. The proposed method can produce different polarization states (e.g. linearly and circularly polarized patterns), and pattern diversity characteristics covering the elevation plane. Owing to its small electrical size, low-profile and diversity properties, the solution shows good promise to enable advanced radio applications like wireless physical layer security in many emerging and size-constrained Internet of Things (IoT) devices.
Neural network analysis of neutron and X-ray reflectivity data: Incorporating prior knowledge for tackling the phase problem
Authors: Valentin Munteanu, Vladimir Starostin, Alessandro Greco, Linus Pithan, Alexander Gerlach, Alexander Hinderhofer, Stefan Kowarik, Frank Schreiber
Date: 2023-06-28 00:00:00

Due to the lack of phase information, determining the physical parameters of multilayer thin films from measured neutron and X-ray reflectivity curves is, on a fundamental level, an underdetermined inverse problem. This so-called phase problem poses limitations on standard neural networks, constraining the range and number of considered parameters in previous machine learning solutions. To overcome this, we present an approach that utilizes prior knowledge to regularize the training process over larger parameter spaces. We demonstrate the effectiveness of our method in various scenarios, including multilayer structures with box model parameterization and a physics-inspired special parameterization of the scattering length density profile for a multilayer structure. By leveraging the input of prior knowledge, we can improve the training dynamics and address the underdetermined ("ill-posed") nature of the problem. In contrast to previous methods, our approach scales favorably when increasing the complexity of the inverse problem, working properly even for a 5-layer multilayer model and an N-layer periodic multilayer model with up to 17 open parameters.
A physics-constrained machine learning method for mapping gapless land surface temperature
Authors: Jun Ma, Huanfeng Shen, Menghui Jiang, Liupeng Lin, Chunlei Meng, Chao Zeng, Huifang Li, Penghai Wu
Date: 2023-07-03 00:00:00
Tasks: parameter estimation

More accurate, spatio-temporally, and physically consistent LST estimation has been a main interest in Earth system research. Developing physics-driven mechanism models and data-driven machine learning (ML) models are two major paradigms for gapless LST estimation, which have their respective advantages and disadvantages. In this paper, a physics-constrained ML model, which combines the strengths in the mechanism model and ML model, is proposed to generate gapless LST with physical meanings and high accuracy. The hybrid model employs ML as the primary architecture, under which the input variable physical constraints are incorporated to enhance the interpretability and extrapolation ability of the model. Specifically, the light gradient-boosting machine (LGBM) model, which uses only remote sensing data as input, serves as the pure ML model. Physical constraints (PCs) are coupled by further incorporating key Community Land Model (CLM) forcing data (cause) and CLM simulation data (effect) as inputs into the LGBM model. This integration forms the PC-LGBM model, which incorporates surface energy balance (SEB) constraints underlying the data in CLM-LST modeling within a biophysical framework. Compared with a pure physical method and pure ML methods, the PC-LGBM model improves the prediction accuracy and physical interpretability of LST. It also demonstrates a good extrapolation ability for the responses to extreme weather cases, suggesting that the PC-LGBM model enables not only empirical learning from data but also rationally derived from theory. The proposed method represents an innovative way to map accurate and physically interpretable gapless LST, and could provide insights to accelerate knowledge discovery in land surface processes and data mining in geographical parameter estimation.
TBSS++: A novel computational method for Tract-Based Spatial Statistics
Authors: Davood Karimi, Hamza Kebiri, Ali Gholipour
Date: 2023-07-07 00:00:00

Diffusion-weighted magnetic resonance imaging (dMRI) is widely used to assess the brain white matter. One of the most common computations in dMRI involves cross-subject tract-specific analysis, whereby dMRI-derived biomarkers are compared between cohorts of subjects. The accuracy and reliability of these studies hinges on the ability to compare precisely the same white matter tracts across subjects. This is an intricate and error-prone computation. Existing computational methods such as Tract-Based Spatial Statistics (TBSS) suffer from a host of shortcomings and limitations that can seriously undermine the validity of the results. We present a new computational framework that overcomes the limitations of existing methods via (i) accurate segmentation of the tracts, and (ii) precise registration of data from different subjects/scans. The registration is based on fiber orientation distributions. To further improve the alignment of cross-subject data, we create detailed atlases of white matter tracts. These atlases serve as an unbiased reference space where the data from all subjects is registered for comparison. Extensive evaluations show that, compared with TBSS, our proposed framework offers significantly higher reproducibility and robustness to data perturbations. Our method promises a drastic improvement in accuracy and reproducibility of cross-subject dMRI studies that are routinely used in neuroscience and medical research.
Synthetic Decomposition for Counterfactual Predictions
Authors: Nathan Canen, Kyungchul Song
Date: 2023-07-11 00:00:00
Tasks: counterfactual

Counterfactual predictions are challenging when the policy variable goes beyond its pre-policy support. However, in many cases, information about the policy of interest is available from different ("source") regions where a similar policy has already been implemented. In this paper, we propose a novel method of using such data from source regions to predict a new policy in a target region. Instead of relying on extrapolation of a structural relationship using a parametric specification, we formulate a transferability condition and construct a synthetic outcome-policy relationship such that it is as close as possible to meeting the condition. The synthetic relationship weighs both the similarity in distributions of observables and in structural relationships. We develop a general procedure to construct asymptotic confidence intervals for counterfactual predictions and prove its asymptotic validity. We then apply our proposal to predict average teenage employment in Texas following a counterfactual increase in the minimum wage.
Modeling evidential cooperation in large worlds
Authors: Johannes Treutlein
Date: 2023-07-10 00:00:00

Evidential cooperation in large worlds (ECL) refers to the idea that humans and other agents can benefit by cooperating with similar agents with differing values in causally disconnected parts of a large universe. Cooperating provides agents with evidence that other similar agents are likely to cooperate too, resulting in gains from trade for all. This could be a crucial consideration for altruists. I develop a game-theoretic model of ECL as an incomplete information bargaining problem. The model incorporates uncertainty about others' value systems and empirical situations, and addresses the problem of selecting a compromise outcome. Using the model, I investigate issues with ECL and outline open technical and philosophical questions. I show that all cooperators must maximize the same weighted sum of utility functions to reach a Pareto optimal outcome. However, I argue against selecting a compromise outcome implicitly by normalizing utility functions. I review bargaining theory and argue that the Nash bargaining solution could be a relevant Schelling point. I introduce dependency equilibria (Spohn 2007), an equilibrium concept suitable for ECL, and generalize a folk theorem showing that the Nash bargaining solution is a dependency equilibrium. I discuss gains from trade given uncertain beliefs about other agents and analyze how these gains decrease in several toy examples as the belief in another agent decreases. Finally, I discuss open issues in my model. First, the Nash bargaining solution is sometimes not coalitionally stable, meaning that a subset of cooperators can unilaterally improve payoffs by deviating from the compromise. I investigate conditions under which stable payoff vectors exist. Second, I discuss how to model agents' default actions without ECL.
Harnessing the Potential of Volatility: Advancing GDP Prediction
Authors: Ali Lashgari
Date: 2023-06-18 00:00:00
Tasks: Prediction, Variable Selection

This paper presents a novel machine learning approach to GDP prediction that incorporates volatility as a model weight. The proposed method is specifically designed to identify and select the most relevant macroeconomic variables for accurate GDP prediction, while taking into account unexpected shocks or events that may impact the economy. The proposed method's effectiveness is tested on real-world data and compared to previous techniques used for GDP forecasting, such as Lasso and Adaptive Lasso. The findings show that the Volatility-weighted Lasso method outperforms other methods in terms of accuracy and robustness, providing policymakers and analysts with a valuable tool for making informed decisions in a rapidly changing economic environment. This study demonstrates how data-driven approaches can help us better understand economic fluctuations and support more effective economic policymaking. Keywords: GDP prediction, Lasso, Volatility, Regularization, Macroeconomics Variable Selection, Machine Learning JEL codes: C22, C53, E37.
Predicting Tuberculosis from Real-World Cough Audio Recordings and Metadata
Authors: George P. Kafentzis, Stephane Tetsing, Joe Brew, Lola Jover, Mindaugas Galvosas, Carlos Chaccour, Peter M. Small
Date: 2023-07-10 00:00:00

Tuberculosis (TB) is an infectious disease caused by the bacterium Mycobacterium tuberculosis and primarily affects the lungs, as well as other body parts. TB is spread through the air when an infected person coughs, sneezes, or talks. Medical doctors diagnose TB in patients via clinical examinations and specialized tests. However, coughing is a common symptom of respiratory diseases such as TB. Literature suggests that cough sounds coming from different respiratory diseases can be distinguished by both medical doctors and computer algorithms. Therefore, cough recordings associated with patients with and without TB seems to be a reasonable avenue of investigation. In this work, we utilize a very large dataset of TB and non-TB cough audio recordings obtained from the south-east of Africa, India, and the south-east of Asia using a fully automated phone-based application (Hyfe), without manual annotation. We fit statistical classifiers based on spectral and time domain features with and without clinical metadata. A stratified grouped cross-validation approach shows that an average Area Under Curve (AUC) of approximately 0.70 $\pm$ 0.05 both for a cough-level and a participant-level classification can be achieved using cough sounds alone. The addition of demographic and clinical factors increases performance, resulting in an average AUC of approximately 0.81 $\pm$ 0.05. Our results suggest mobile phone-based applications that integrate clinical symptoms and cough sound analysis could help community health workers and, most importantly, health service programs to improve TB case-finding efforts while reducing costs, which could substantially improve public health.
Behavioral Analysis of Pathological Speaker Embeddings of Patients During Oncological Treatment of Oral Cancer
Authors: Jenthe Thienpondt, Caroline M. Speksnijder, Kris Demuynck
Date: 2023-07-10 00:00:00
Tasks: Speaker Verification

In this paper, we analyze the behavior of speaker embeddings of patients during oral cancer treatment. First, we found that pre- and post-treatment speaker embeddings differ significantly, notifying a substantial change in voice characteristics. However, a partial recovery to pre-operative voice traits is observed after 12 months post-operation. Secondly, the same-speaker similarity at distinct treatment stages is similar to healthy speakers, indicating that the embeddings can capture characterizing features of even severely impaired speech. Finally, a speaker verification analysis signifies a stable false positive rate and variable false negative rate when combining speech samples of different treatment stages. This indicates robustness of the embeddings towards other speakers, while still capturing the changing voice characteristics during treatment. To the best of our knowledge, this is the first analysis of speaker embeddings during oral cancer treatment of patients.
Timbre transfer using image-to-image denoising diffusion implicit models
Authors: Luca Comanducci, Fabio Antonacci, Augusto Sarti
Date: 2023-07-10 00:00:00
Tasks: Denoising, Image Denoising

Timbre transfer techniques aim at converting the sound of a musical piece generated by one instrument into the same one as if it was played by another instrument, while maintaining as much as possible the content in terms of musical characteristics such as melody and dynamics. Following their recent breakthroughs in deep learning-based generation, we apply Denoising Diffusion Models (DDMs) to perform timbre transfer. Specifically, we apply the recently proposed Denoising Diffusion Implicit Models (DDIMs) that enable to accelerate the sampling procedure. Inspired by the recent application of DDMs to image translation problems we formulate the timbre transfer task similarly, by first converting the audio tracks into log mel spectrograms and by conditioning the generation of the desired timbre spectrogram through the input timbre spectrogram. We perform both one-to-one and many-to-many timbre transfer, by converting audio waveforms containing only single instruments and multiple instruments, respectively. We compare the proposed technique with existing state-of-the-art methods both through listening tests and objective measures in order to demonstrate the effectiveness of the proposed model.
Study on the Correlation between Objective Evaluations and Subjective Speech Quality and Intelligibility
Authors: Hsin-Tien Chiang, Kuo-Hsuan Hung, Szu-Wei Fu, Heng-Cheng Kuo, Ming-Hsueh Tsai, Yu Tsao
Date: 2023-07-10 00:00:00
Tasks: Deep Learning

Subjective tests are the gold standard for evaluating speech quality and intelligibility; however, they are time-consuming and expensive. Thus, objective measures that align with human perceptions are crucial. This study evaluates the correlation between commonly used objective measures and subjective speech quality and intelligibility using a Chinese speech dataset. Moreover, new objective measures are proposed that combine current objective measures using deep learning techniques to predict subjective quality and intelligibility. The proposed deep learning model reduces the amount of training data without significantly affecting prediction performance. We analyzed the deep learning model to understand how objective measures reflect subjective quality and intelligibility. We also explored the impact of including subjective speech quality ratings on speech intelligibility prediction. Our findings offer valuable insights into the relationship between objective measures and human perceptions.
Encoder Complexity Control in SVT-AV1 by Speed-Adaptive Preset Switching
Authors: Lena Eichermüller, Gaurang Chaudhari, Ioannis Katsavounidis, Zhijun Lei, Hassene Tmar, André Kaup, Christian Herglotz
Date: 2023-07-11 00:00:00

Current developments in video encoding technology lead to continuously improving compression performance but at the expense of increasingly higher computational demands. Regarding the online video traffic increases during the last years and the concomitant need for video encoding, encoder complexity control mechanisms are required to restrict the processing time to a sufficient extent in order to find a reasonable trade-off between performance and complexity. We present a complexity control mechanism in SVT-AV1 by using speed-adaptive preset switching to comply with the remaining time budget. This method enables encoding with a user-defined time constraint within the complete preset range with an average precision of 8.9 \% without introducing any additional latencies.
Invariant Scattering Transform for Medical Imaging
Authors: Nafisa Labiba Ishrat Huda, Angona Biswas, MD Abdullah Al Nasim, Md. Fahim Rahman, Shoaib Ahmed
Date: 2023-07-07 00:00:00
Tasks: Decision Making, Deep Learning, image-classification, Image Classification, Medical Image Analysis, Medical Image Classification

Invariant scattering transform introduces new area of research that merges the signal processing with deep learning for computer vision. Nowadays, Deep Learning algorithms are able to solve a variety of problems in medical sector. Medical images are used to detect diseases brain cancer or tumor, Alzheimer's disease, breast cancer, Parkinson's disease and many others. During pandemic back in 2020, machine learning and deep learning has played a critical role to detect COVID-19 which included mutation analysis, prediction, diagnosis and decision making. Medical images like X-ray, MRI known as magnetic resonance imaging, CT scans are used for detecting diseases. There is another method in deep learning for medical imaging which is scattering transform. It builds useful signal representation for image classification. It is a wavelet technique; which is impactful for medical image classification problems. This research article discusses scattering transform as the efficient system for medical image analysis where it's figured by scattering the signal information implemented in a deep convolutional network. A step by step case study is manifested at this research work.
Channel State Information-Free Location-Privacy Enhancement: Fake Path Injection
Authors: Jianxiu Li, Urbashi Mitra
Date: 2023-07-11 00:00:00

In this paper, a channel state information (CSI)-free, fake path injection (FPI) scheme is proposed for location-privacy preservation. By leveraging the geometrical feasibility of the fake paths, under mild conditions, it can be proved that the illegitimate device cannot distinguish between a fake and true path, thus degrading the illegitimate devices' ability to localize. Two closed-form, lower bounds on the illegitimate devices' estimation error are derived via the analysis of the Fisher information of the location-relevant channel parameters, thus characterizing the enhanced location privacy. A transmit precoder is proposed, which efficiently injects the virtual fake paths. The intended device receives the two parameters of the precoder design over a secure channel in order to enable localization. The impact of leaking the precoder structure and the associated localization leakage are analyzed. Theoretical analyses are verified via simulation. Numerical results show that a 20dB degradation of the illegitimate devices' localization accuracy can be achieved and validate the efficacy of the proposed FPI versus using unstructured Gaussian noise or a CSI-dependent beamforming strategy.
Joint Radio Frequency Fingerprints Identification via Multi-antenna Receiver
Authors: Xiaofang Chen, Wenbo Xu, Yue Wang
Date: 2023-07-11 00:00:00

In Internet of Things (IoT), radio frequency fingerprints (RFF) technology has been widely used for passive security authentication to identify the special emitter. However, few works took advantage of independent oscillator distortions at the receiver side, and no work has yet considered filtering receiver distortions. In this paper, we investigate the RFF identification (RFFI) involving unknown receiver distortions, where the phase noise caused by each antenna oscillator is independent. Three RFF schemes are proposed according to the number of receiving antennas. When the number is small, the Mutual Information Weighting Scheme (MIWS) is developed by calculating the weighted voting of RFFI result at each antenna; when the number is moderate, the Distortions Filtering Scheme (DFS) is developed by filtering out the channel noise and receiver distortions; when the number is large enough, the Group-Distortions Filtering and Weighting Scheme (GDFWS) is developed, which integrates the advantages of MIWS and DFS. Furthermore, the ability of DFS to filter out the channel noise and receiver distortions is theoretically analyzed at a specific confidence level. Experiments are provided when both channel noise and receiver distortions exist, which verify the effectiveness and robustness of the proposed schemes.