pwc-archive/papers-with-abstracts huggingface dataset:
Prompt-to-OS (P2OS): Revolutionizing Operating Systems and Human-Computer Interaction with Integrated AI Generative Models
Authors: Gabriele Tolomei, Cesare Campagnano, Fabrizio Silvestri, Giovanni Trappolini
Date: 2023-10-07 00:00:00
Tasks: Language Modeling, Language Modelling, Response Generation

In this paper, we present a groundbreaking paradigm for human-computer interaction that revolutionizes the traditional notion of an operating system. Within this innovative framework, user requests issued to the machine are handled by an interconnected ecosystem of generative AI models that seamlessly integrate with or even replace traditional software applications. At the core of this paradigm shift are large generative models, such as language and diffusion models, which serve as the central interface between users and computers. This pioneering approach leverages the abilities of advanced language models, empowering users to engage in natural language conversations with their computing devices. Users can articulate their intentions, tasks, and inquiries directly to the system, eliminating the need for explicit commands or complex navigation. The language model comprehends and interprets the user's prompts, generating and displaying contextual and meaningful responses that facilitate seamless and intuitive interactions. This paradigm shift not only streamlines user interactions but also opens up new possibilities for personalized experiences. Generative models can adapt to individual preferences, learning from user input and continuously improving their understanding and response generation. Furthermore, it enables enhanced accessibility, as users can interact with the system using speech or text, accommodating diverse communication preferences. However, this visionary concept raises significant challenges, including privacy, security, trustability, and the ethical use of generative models. Robust safeguards must be in place to protect user data and prevent potential misuse or manipulation of the language model. While the full realization of this paradigm is still far from being achieved, this paper serves as a starting point for envisioning this transformative potential.
Parameterizing Context: Unleashing the Power of Parameter-Efficient Fine-Tuning and In-Context Tuning for Continual Table Semantic Parsing
Date: 2023-10-07 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: Continual Learning, Data Augmentation, parameter-efficient fine-tuning, Semantic Parsing

Continual table semantic parsing aims to train a parser on a sequence of tasks, where each task requires the parser to translate natural language into SQL based on task-specific tables but only offers limited training examples. Conventional methods tend to suffer from overfitting with limited supervision, as well as catastrophic forgetting due to parameter updates. Despite recent advancements that partially alleviate these issues through semi-supervised data augmentation and retention of a few past examples, the performance is still limited by the volume of unsupervised data and stored examples. To overcome these challenges, this paper introduces a novel method integrating \textit{parameter-efficient fine-tuning} (PEFT) and \textit{in-context tuning} (ICT) for training a continual table semantic parser. Initially, we present a task-adaptive PEFT framework capable of fully circumventing catastrophic forgetting, which is achieved by freezing the pre-trained model backbone and fine-tuning small-scale prompts. Building on this, we propose a teacher-student framework-based solution. The teacher addresses the few-shot problem using ICT, which procures contextual information by demonstrating a few training examples. In turn, the student leverages the proposed PEFT framework to learn from the teacher's output distribution, and subsequently compresses and saves the contextual information to the prompts, eliminating the need to store any training examples. Experimental evaluations on two benchmarks affirm the superiority of our method over prevalent few-shot and continual learning baselines across various metrics.
Chat Vector: A Simple Approach to Equip LLMs with Instruction Following and Model Alignment in New Languages
Authors: Shih-Cheng Huang, Pin-Zu Li, Yu-Chi Hsu, Kuang-Ming Chen, Yu Tung Lin, Shih-Kai Hsiao, Richard Tzong-Han Tsai, Hung-Yi Lee
Date: 2023-10-07 00:00:00
Tasks: Instruction Following

Recently, the development of open-source large language models (LLMs) has advanced rapidly. Nevertheless, due to data constraints, the capabilities of most open-source LLMs are primarily focused on English. To address this issue, we introduce the concept of $\textit{chat vector}$ to equip pre-trained language models with instruction following and human value alignment via simple model arithmetic. The chat vector is derived by subtracting the weights of a pre-trained base model (e.g. LLaMA2) from those of its corresponding chat model (e.g. LLaMA2-chat). By simply adding the chat vector to a continual pre-trained model's weights, we can endow the model with chat capabilities in new languages without the need for further training. Our empirical studies demonstrate the superior efficacy of the chat vector from three different aspects: instruction following, toxicity mitigation, and multi-turn dialogue. Moreover, to showcase the adaptability of our approach, we extend our experiments to encompass various languages, base models, and chat vectors. The results underscore the chat vector's simplicity, effectiveness, and wide applicability, making it a compelling solution for efficiently enabling conversational capabilities in pre-trained language models. Our code is available at https://github.com/aqweteddy/ChatVector.
FinGPT: Instruction Tuning Benchmark for Open-Source Large Language Models in Financial Datasets
Authors: Neng Wang, Hongyang Yang, Christina Dan Wang
Date: 2023-10-07 00:00:00
Tasks: Benchmarking, named-entity-recognition, Named Entity Recognition, Named Entity Recognition (NER), NER, Sentiment Analysis

In the swiftly expanding domain of Natural Language Processing (NLP), the potential of GPT-based models for the financial sector is increasingly evident. However, the integration of these models with financial datasets presents challenges, notably in determining their adeptness and relevance. This paper introduces a distinctive approach anchored in the Instruction Tuning paradigm for open-source large language models, specifically adapted for financial contexts. Through this methodology, we capitalize on the interoperability of open-source models, ensuring a seamless and transparent integration. We begin by explaining the Instruction Tuning paradigm, highlighting its effectiveness for immediate integration. The paper presents a benchmarking scheme designed for end-to-end training and testing, employing a cost-effective progression. Firstly, we assess basic competencies and fundamental tasks, such as Named Entity Recognition (NER) and sentiment analysis to enhance specialization. Next, we delve into a comprehensive model, executing multi-task operations by amalgamating all instructional tunings to examine versatility. Finally, we explore the zero-shot capabilities by earmarking unseen tasks and incorporating novel datasets to understand adaptability in uncharted terrains. Such a paradigm fortifies the principles of openness and reproducibility, laying a robust foundation for future investigations in open-source financial large language models (FinLLMs).
Improving the Reliability of Large Language Models by Leveraging Uncertainty-Aware In-Context Learning
Authors: Yuchen Yang, Houqiang Li, Yanfeng Wang, Yu Wang
Date: 2023-10-07 00:00:00
Tasks: Hallucination, In-Context Learning, Text Generation

In recent years, large-scale language models (LLMs) have gained attention for their impressive text generation capabilities. However, these models often face the challenge of "hallucination," which undermines their reliability. In this study, we introduce an uncertainty-aware in-context learning framework to empower the model to enhance or reject its output in response to uncertainty. Human-defined methods for estimating uncertainty typically assume that "uncertainty is lower when the model's response is correct compared to when it is incorrect." However, setting a precise threshold to distinguish correctness is challenging. Therefore, we introduce uncertainty information as an intermediary variable that implicitly influences the model's behavior. Our innovative uncertainty-aware in-context learning framework involves fine-tuning the LLM using a calibration dataset. Our aim is to improve the model's responses by filtering out answers with high uncertainty while considering the model's knowledge limitations. We evaluate the model's knowledge by examining multiple responses to the same question for the presence of a correct answer. When the model lacks relevant knowledge, the response should indicate that the question cannot be answered. Conversely, when the model has relevant knowledge, the response should provide the correct answer. Extensive experiments confirm the effectiveness of our framework, leading to two key findings. First, the logit output values of the LLM partly reflect inherent uncertainty. Second, our model autonomously recognizes uncertainty, resulting in improved responses.
Resprompt: Residual Connection Prompting Advances Multi-Step Reasoning in Large Language Models
Authors: Song Jiang, Zahra Shakeri, Aaron Chan, Maziar Sanjabi, Hamed Firooz, Yinglong Xia, Bugra Akyildiz, Yizhou Sun, Jinchao Li, Qifan Wang, Asli Celikyilmaz
Date: 2023-10-07 00:00:00
Tasks: Math

Chain-of-thought (CoT) prompting, which offers step-by-step problem-solving rationales, has impressively unlocked the reasoning potential of large language models (LLMs). Yet, the standard CoT is less effective in problems demanding multiple reasoning steps. This limitation arises from the complex reasoning process in multi-step problems: later stages often depend on the results of several steps earlier, not just the results of the immediately preceding step. Such complexities suggest the reasoning process is naturally represented as a graph. The almost linear and straightforward structure of CoT prompting, however, struggles to capture this complex reasoning graph. To address this challenge, we propose Residual Connection Prompting (RESPROMPT), a new prompting strategy that advances multi-step reasoning in LLMs. Our key idea is to reconstruct the reasoning graph within prompts. We achieve this by integrating necessary connections-links present in the reasoning graph but missing in the linear CoT flow-into the prompts. Termed "residual connections", these links are pivotal in morphing the linear CoT structure into a graph representation, effectively capturing the complex reasoning graphs inherent in multi-step problems. We evaluate RESPROMPT on six benchmarks across three diverse domains: math, sequential, and commonsense reasoning. For the open-sourced LLaMA family of models, RESPROMPT yields a significant average reasoning accuracy improvement of 12.5% on LLaMA-65B and 6.8% on LLaMA2-70B. Breakdown analysis further highlights RESPROMPT particularly excels in complex multi-step reasoning: for questions demanding at least five reasoning steps, RESPROMPT outperforms the best CoT based benchmarks by a remarkable average improvement of 21.1% on LLaMA-65B and 14.3% on LLaMA2-70B. Through extensive ablation studies and analyses, we pinpoint how to most effectively build residual connections.
Zero-shot Cross-lingual Transfer without Parallel Corpus
Authors: Yuyang Zhang, Xiaofeng Han, Baojun Wang
Date: 2023-10-07 00:00:00
Tasks: Cross-Lingual Transfer, Multilingual NLP, Translation, Zero-Shot Cross-Lingual Transfer

Recently, although pre-trained language models have achieved great success on multilingual NLP (Natural Language Processing) tasks, the lack of training data on many tasks in low-resource languages still limits their performance. One effective way of solving that problem is to transfer knowledge from rich-resource languages to low-resource languages. However, many previous works on cross-lingual transfer rely heavily on the parallel corpus or translation models, which are often difficult to obtain. We propose a novel approach to conduct zero-shot cross-lingual transfer with a pre-trained model. It consists of a Bilingual Task Fitting module that applies task-related bilingual information alignment; a self-training module generates pseudo soft and hard labels for unlabeled data and utilizes them to conduct self-training. We got the new SOTA on different tasks without any dependencies on the parallel corpus or translation models.
Integrating Contrastive Learning into a Multitask Transformer Model for Effective Domain Adaptation
Authors: Chung-Soo Ahn, Jagath C. Rajapakse, Rajib Rana
Date: 2023-10-07 00:00:00
Tasks: Contrastive Learning, Cross-corpus, Domain Adaptation, Emotion Recognition, Speech Emotion Recognition

While speech emotion recognition (SER) research has made significant progress, achieving generalization across various corpora continues to pose a problem. We propose a novel domain adaptation technique that embodies a multitask framework with SER as the primary task, and contrastive learning and information maximisation loss as auxiliary tasks, underpinned by fine-tuning of transformers pre-trained on large language models. Empirical results obtained through experiments on well-established datasets like IEMOCAP and MSP-IMPROV, illustrate that our proposed model achieves state-of-the-art performance in SER within cross-corpus scenarios.
EMO: Earth Mover Distance Optimization for Auto-Regressive Language Modeling
Authors: Siyu Ren, Zhiyong Wu, Kenny Q. Zhu
Date: 2023-10-07 00:00:00
Tasks: Language Modeling, Language Modelling

Neural language models are probabilistic models of human text. They are predominantly trained using maximum likelihood estimation (MLE), which is equivalent to minimizing the forward cross-entropy between the empirical data distribution and the model distribution. However, various degeneration phenomena are still widely observed when decoding from the distributions learned by such models. We establish that the forward cross-entropy is suboptimal as a distance metric for aligning human and model distribution due to its (1) recall-prioritization (2) negative diversity ignorance and (3) train-test mismatch. In this paper, we propose Earth Mover Distance Optimization (EMO) for auto-regressive language modeling. EMO capitalizes on the inherent properties of earth mover distance to address the aforementioned challenges. Due to the high complexity of direct computation, we further introduce a feasible upper bound for EMO to ease end-to-end training. Upon extensive evaluation of language models trained using EMO and MLE. We find that EMO demonstrates a consistently better language modeling performance than MLE across domains. Moreover, EMO demonstrates noteworthy enhancements in downstream performance with minimal fine-tuning on merely 25,000 sentences. This highlights the tremendous potential of EMO as a lightweight calibration method for enhancing large-scale pre-trained language models.
DORIS-MAE: Scientific Document Retrieval using Multi-level Aspect-based Queries
Authors: Jianyou Wang, Kaicheng Wang, Xiaoyue Wang, Prudhviraj Naidu, Leon Bergen, Ramamohan Paturi
Date: 2023-10-07 00:00:00
Tasks: Retrieval

In scientific research, the ability to effectively retrieve relevant documents based on complex, multifaceted queries is critical. Existing evaluation datasets for this task are limited, primarily due to the high cost and effort required to annotate resources that effectively represent complex queries. To address this, we propose a novel task, Scientific DOcument Retrieval using Multi-level Aspect-based quEries (DORIS-MAE), which is designed to handle the complex nature of user queries in scientific research. We developed a benchmark dataset within the field of computer science, consisting of 100 human-authored complex query cases. For each complex query, we assembled a collection of 100 relevant documents and produced annotated relevance scores for ranking them. Recognizing the significant labor of expert annotation, we also introduce Anno-GPT, a scalable framework for validating the performance of Large Language Models (LLMs) on expert-level dataset annotation tasks. LLM annotation of the DORIS-MAE dataset resulted in a 500x reduction in cost, without compromising quality. Furthermore, due to the multi-tiered structure of these complex queries, the DORIS-MAE dataset can be extended to over 4,000 sub-query test cases without requiring additional annotation. We evaluated 17 recent retrieval methods on DORIS-MAE, observing notable performance drops compared to traditional datasets. This highlights the need for better approaches to handle complex, multifaceted queries in scientific research. Our dataset and codebase are available at https://github.com/Real-Doris-Mae/Doris-Mae-Dataset.
Label-free Node Classification on Graphs with Large Language Models (LLMS)
Authors: Zhikai Chen, Haitao Mao, Hongzhi Wen, Haoyu Han, Wei Jin, Haiyang Zhang, Hui Liu, Jiliang Tang
Date: 2023-10-07 00:00:00
Tasks: Node Classification

In recent years, there have been remarkable advancements in node classification achieved by Graph Neural Networks (GNNs). However, they necessitate abundant high-quality labels to ensure promising performance. In contrast, Large Language Models (LLMs) exhibit impressive zero-shot proficiency on text-attributed graphs. Yet, they face challenges in efficiently processing structural data and suffer from high inference costs. In light of these observations, this work introduces a label-free node classification on graphs with LLMs pipeline, LLM-GNN. It amalgamates the strengths of both GNNs and LLMs while mitigating their limitations. Specifically, LLMs are leveraged to annotate a small portion of nodes and then GNNs are trained on LLMs' annotations to make predictions for the remaining large portion of nodes. The implementation of LLM-GNN faces a unique challenge: how can we actively select nodes for LLMs to annotate and consequently enhance the GNN training? How can we leverage LLMs to obtain annotations of high quality, representativeness, and diversity, thereby enhancing GNN performance with less cost? To tackle this challenge, we develop an annotation quality heuristic and leverage the confidence scores derived from LLMs to advanced node selection. Comprehensive experimental results validate the effectiveness of LLM-GNN. In particular, LLM-GNN can achieve an accuracy of 74.9% on a vast-scale dataset \products with a cost less than 1 dollar.
Do self-supervised speech and language models extract similar representations as human brain?
Authors: Peili Chen, Linyang He, Li Fu, Lu Fan, Edward F. Chang, Yuanning Li
Date: 2023-10-07 00:00:00
Tasks: Self-Supervised Learning

Speech and language models trained through self-supervised learning (SSL) demonstrate strong alignment with brain activity during speech and language perception. However, given their distinct training modalities, it remains unclear whether they correlate with the same neural aspects. We directly address this question by evaluating the brain prediction performance of two representative SSL models, Wav2Vec2.0 and GPT-2, designed for speech and language tasks. Our findings reveal that both models accurately predict speech responses in the auditory cortex, with a significant correlation between their brain predictions. Notably, shared speech contextual information between Wav2Vec2.0 and GPT-2 accounts for the majority of explained variance in brain activity, surpassing static semantic and lower-level acoustic-phonetic information. These results underscore the convergence of speech contextual representations in SSL models and their alignment with the neural network underlying speech perception, offering valuable insights into both SSL models and the neural basis of speech and language processing.
Automatic Anonymization of Swiss Federal Supreme Court Rulings
Authors: Joel Niklaus, Robin Mamié, Matthias Stürmer, Daniel Brunner, Marcel Gygli
Date: 2023-10-07 00:00:00

Releasing court decisions to the public relies on proper anonymization to protect all involved parties, where necessary. The Swiss Federal Supreme Court relies on an existing system that combines different traditional computational methods with human experts. In this work, we enhance the existing anonymization software using a large dataset annotated with entities to be anonymized. We compared BERT-based models with models pre-trained on in-domain data. Our results show that using in-domain data to pre-train the models further improves the F1-score by more than 5\% compared to existing models. Our work demonstrates that combining existing anonymization methods, such as regular expressions, with machine learning can further reduce manual labor and enhance automatic suggestions.
Copy Suppression: Comprehensively Understanding an Attention Head
Authors: Callum McDougall, Arthur Conmy, Cody Rushing, Thomas McGrath, Neel Nanda
Date: 2023-10-06 00:00:00
Tasks: Language Modelling

We present a single attention head in GPT-2 Small that has one main role across the entire training distribution. If components in earlier layers predict a certain token, and this token appears earlier in the context, the head suppresses it: we call this copy suppression. Attention Head 10.7 (L10H7) suppresses naive copying behavior which improves overall model calibration. This explains why multiple prior works studying certain narrow tasks found negative heads that systematically favored the wrong answer. We uncover the mechanism that the Negative Heads use for copy suppression with weights-based evidence and are able to explain 76.9% of the impact of L10H7 in GPT-2 Small. To the best of our knowledge, this is the most comprehensive description of the complete role of a component in a language model to date. One major effect of copy suppression is its role in self-repair. Self-repair refers to how ablating crucial model components results in downstream neural network parts compensating for this ablation. Copy suppression leads to self-repair: if an initial overconfident copier is ablated, then there is nothing to suppress. We show that self-repair is implemented by several mechanisms, one of which is copy suppression, which explains 39% of the behavior in a narrow task. Interactive visualisations of the copy suppression phenomena may be seen at our web app https://copy-suppression.streamlit.app/
Segmented Harmonic Loss: Handling Class-Imbalanced Multi-Label Clinical Data for Medical Coding with Large Language Models
Authors: Surjya Ray, Pratik Mehta, Hongen Zhang, Ada Chaman, Jian Wang, Chung-Jen Ho, Michael Chiou, Tashfeen Suleman
Date: 2023-10-06 00:00:00

The precipitous rise and adoption of Large Language Models (LLMs) have shattered expectations with the fastest adoption rate of any consumer-facing technology in history. Healthcare, a field that traditionally uses NLP techniques, was bound to be affected by this meteoric rise. In this paper, we gauge the extent of the impact by evaluating the performance of LLMs for the task of medical coding on real-life noisy data. We conducted several experiments on MIMIC III and IV datasets with encoder-based LLMs, such as BERT. Furthermore, we developed Segmented Harmonic Loss, a new loss function to address the extreme class imbalance that we found to prevail in most medical data in a multi-label scenario by segmenting and decoupling co-occurring classes of the dataset with a new segmentation algorithm. We also devised a technique based on embedding similarity to tackle noisy data. Our experimental results show that when trained with the proposed loss, the LLMs achieve significant performance gains even on noisy long-tailed datasets, outperforming the F1 score of the state-of-the-art by over ten percentage points.