pwc-archive/papers-with-abstracts huggingface dataset:
Over-The-Air Federated Learning Over Scalable Cell-free Massive MIMO
Authors: Houssem Sifaou, Geoffrey Ye Li
Date: 2022-12-13 00:00:00
Tasks: Federated Learning

Cell-free massive MIMO is emerging as a promising technology for future wireless communication systems, which is expected to offer uniform coverage and high spectral efficiency compared to classical cellular systems. We study in this paper how cell-free massive MIMO can support federated edge learning. Taking advantage of the additive nature of the wireless multiple access channel, over-the-air computation is exploited, where the clients send their local updates simultaneously over the same communication resource. This approach, known as over-the-air federated learning (OTA-FL), is proven to alleviate the communication overhead of federated learning over wireless networks. Considering channel correlation and only imperfect channel state information available at the central server, we propose a practical implementation of OTA-FL over cell-free massive MIMO. The convergence of the proposed implementation is studied analytically and experimentally, confirming the benefits of cell-free massive MIMO for OTA-FL.
Position: Considerations for Differentially Private Learning with Large-Scale Public Pretraining
Authors: Florian Tramèr, Gautam Kamath, Nicholas Carlini
Date: 2022-12-13 00:00:00
Tasks: Position, Privacy Preserving, Transfer Learning

The performance of differentially private machine learning can be boosted significantly by leveraging the transfer learning capabilities of non-private models pretrained on large public datasets. We critically review this approach. We primarily question whether the use of large Web-scraped datasets should be viewed as differential-privacy-preserving. We caution that publicizing these models pretrained on Web data as "private" could lead to harm and erode the public's trust in differential privacy as a meaningful definition of privacy. Beyond the privacy considerations of using public data, we further question the utility of this paradigm. We scrutinize whether existing machine learning benchmarks are appropriate for measuring the ability of pretrained models to generalize to sensitive domains, which may be poorly represented in public Web data. Finally, we notice that pretraining has been especially impactful for the largest available models -- models sufficiently large to prohibit end users running them on their own devices. Thus, deploying such models today could be a net loss for privacy, as it would require (private) data to be outsourced to a more compute-powerful third party. We conclude by discussing potential paths forward for the field of private learning, as public pretraining becomes more popular and powerful.
Edge Computing for Semantic Communication Enabled Metaverse: An Incentive Mechanism Design
Authors: Nguyen Cong Luong, Quoc-Viet Pham, Thien Huynh-The, Van-Dinh Nguyen, Derrick Wing Kwan Ng, Symeon Chatzinotas
Date: 2022-12-13 00:00:00
Tasks: Edge-computing, Semantic Communication

Semantic communication (SemCom) and edge computing are two disruptive solutions to address emerging requirements of huge data communication, bandwidth efficiency and low latency data processing in Metaverse. However, edge computing resources are often provided by computing service providers and thus it is essential to design appealingly incentive mechanisms for the provision of limited resources. Deep learning (DL)- based auction has recently proposed as an incentive mechanism that maximizes the revenue while holding important economic properties, i.e., individual rationality and incentive compatibility. Therefore, in this work, we introduce the design of the DLbased auction for the computing resource allocation in SemComenabled Metaverse. First, we briefly introduce the fundamentals and challenges of Metaverse. Second, we present the preliminaries of SemCom and edge computing. Third, we review various incentive mechanisms for edge computing resource trading. Fourth, we present the design of the DL-based auction for edge resource allocation in SemCom-enabled Metaverse. Simulation results demonstrate that the DL-based auction improves the revenue while nearly satisfying the individual rationality and incentive compatibility constraints.
Can recurrent neural networks learn process model structure?
Authors: Jari Peeperkorn, Seppe vanden Broucke, Jochen De Weerdt
Date: 2022-12-13 00:00:00
Tasks: model, Predictive Process Monitoring

Various methods using machine and deep learning have been proposed to tackle different tasks in predictive process monitoring, forecasting for an ongoing case e.g. the most likely next event or suffix, its remaining time, or an outcome-related variable. Recurrent neural networks (RNNs), and more specifically long short-term memory nets (LSTMs), stand out in terms of popularity. In this work, we investigate the capabilities of such an LSTM to actually learn the underlying process model structure of an event log. We introduce an evaluation framework that combines variant-based resampling and custom metrics for fitness, precision and generalization. We evaluate 4 hypotheses concerning the learning capabilities of LSTMs, the effect of overfitting countermeasures, the level of incompleteness in the training set and the level of parallelism in the underlying process model. We confirm that LSTMs can struggle to learn process model structure, even with simplistic process data and in a very lenient setup. Taking the correct anti-overfitting measures can alleviate the problem. However, these measures did not present themselves to be optimal when selecting hyperparameters purely on predicting accuracy. We also found that decreasing the amount of information seen by the LSTM during training, causes a sharp drop in generalization and precision scores. In our experiments, we could not identify a relationship between the extent of parallelism in the model and the generalization capability, but they do indicate that the process' complexity might have impact.
Coarse-to-Fine Contrastive Learning on Graphs
Authors: Peiyao Zhao, Yuangang Pan, Xin Li, Xu Chen, Ivor W. Tsang, Lejian Liao
Date: 2022-12-13 00:00:00
Tasks: Contrastive Learning, Learning-To-Rank

Inspired by the impressive success of contrastive learning (CL), a variety of graph augmentation strategies have been employed to learn node representations in a self-supervised manner. Existing methods construct the contrastive samples by adding perturbations to the graph structure or node attributes. Although impressive results are achieved, it is rather blind to the wealth of prior information assumed: with the increase of the perturbation degree applied on the original graph, 1) the similarity between the original graph and the generated augmented graph gradually decreases; 2) the discrimination between all nodes within each augmented view gradually increases. In this paper, we argue that both such prior information can be incorporated (differently) into the contrastive learning paradigm following our general ranking framework. In particular, we first interpret CL as a special case of learning to rank (L2R), which inspires us to leverage the ranking order among positive augmented views. Meanwhile, we introduce a self-ranking paradigm to ensure that the discriminative information among different nodes can be maintained and also be less altered to the perturbations of different degrees. Experiment results on various benchmark datasets verify the effectiveness of our algorithm compared with the supervised and unsupervised models.
How Does Independence Help Generalization? Sample Complexity of ERM on Product Distributions
Authors: Tao Lin
Date: 2022-12-13 00:00:00

While many classical notions of learnability (e.g., PAC learnability) are distribution-free, utilizing the specific structures of an input distribution may improve learning performance. For example, a product distribution on a multi-dimensional input space has a much simpler structure than a correlated distribution. A recent paper [GHTZ21] shows that the sample complexity of a general learning problem on product distributions is polynomial in the input dimension, which is exponentially smaller than that on correlated distributions. However, the learning algorithm they use is not the standard Empirical Risk Minimization (ERM) algorithm. In this note, we characterize the sample complexity of ERM in a general learning problem on product distributions. We show that, even though product distributions are simpler than correlated distributions, ERM still needs an exponential number of samples to learn on product distributions, instead of a polynomial. This leads to the conclusion that a product distribution by itself does not make a learning problem easier -- an algorithm designed specifically for product distributions is needed.
Self-adaptive algorithms for quasiconvex programming and applications to machine learning
Authors: Thang Tran Ngoc, Hai Trinh Ngoc
Date: 2022-12-13 00:00:00
Tasks: feature selection

For solving a broad class of nonconvex programming problems on an unbounded constraint set, we provide a self-adaptive step-size strategy that does not include line-search techniques and establishes the convergence of a generic approach under mild assumptions. Specifically, the objective function may not satisfy the convexity condition. Unlike descent line-search algorithms, it does not need a known Lipschitz constant to figure out how big the first step should be. The crucial feature of this process is the steady reduction of the step size until a certain condition is fulfilled. In particular, it can provide a new gradient projection approach to optimization problems with an unbounded constrained set. The correctness of the proposed method is verified by preliminary results from some computational examples. To demonstrate the effectiveness of the proposed technique for large-scale problems, we apply it to some experiments on machine learning, such as supervised feature selection, multi-variable logistic regressions and neural networks for classification.
Dual Accuracy-Quality-Driven Neural Network for Prediction Interval Generation
Authors: Giorgio Morales, John W. Sheppard
Date: 2022-12-13 00:00:00
Tasks: Prediction, Prediction Intervals, regression, Uncertainty Quantification

Accurate uncertainty quantification is necessary to enhance the reliability of deep learning models in real-world applications. In the case of regression tasks, prediction intervals (PIs) should be provided along with the deterministic predictions of deep learning models. Such PIs are useful or "high-quality" as long as they are sufficiently narrow and capture most of the probability density. In this paper, we present a method to learn prediction intervals for regression-based neural networks automatically in addition to the conventional target predictions. In particular, we train two companion neural networks: one that uses one output, the target estimate, and another that uses two outputs, the upper and lower bounds of the corresponding PI. Our main contribution is the design of a novel loss function for the PI-generation network that takes into account the output of the target-estimation network and has two optimization objectives: minimizing the mean prediction interval width and ensuring the PI integrity using constraints that maximize the prediction interval probability coverage implicitly. Furthermore, we introduce a self-adaptive coefficient that balances both objectives within the loss function, which alleviates the task of fine-tuning. Experiments using a synthetic dataset, eight benchmark datasets, and a real-world crop yield prediction dataset showed that our method was able to maintain a nominal probability coverage and produce significantly narrower PIs without detriment to its target estimation accuracy when compared to those PIs generated by three state-of-the-art neural-network-based methods. In other words, our method was shown to produce higher-quality PIs.
ALRt: An Active Learning Framework for Irregularly Sampled Temporal Data
Authors: Ronald Moore, Rishikesan Kamaleswaran
Date: 2022-12-13 00:00:00
Tasks: Active Learning

Sepsis is a deadly condition affecting many patients in the hospital. Recent studies have shown that patients diagnosed with sepsis have significant mortality and morbidity, resulting from the body's dysfunctional host response to infection. Clinicians often rely on the use of Sequential Organ Failure Assessment (SOFA), Systemic Inflammatory Response Syndrome (SIRS), and the Modified Early Warning Score (MEWS) to identify early signs of clinical deterioration requiring further work-up and treatment. However, many of these tools are manually computed and were not designed for automated computation. There have been different methods used for developing sepsis onset models, but many of these models must be trained on a sufficient number of patient observations in order to form accurate sepsis predictions. Additionally, the accurate annotation of patients with sepsis is a major ongoing challenge. In this paper, we propose the use of Active Learning Recurrent Neural Networks (ALRts) for short temporal horizons to improve the prediction of irregularly sampled temporal events such as sepsis. We show that an active learning RNN model trained on limited data can form robust sepsis predictions comparable to models using the entire training dataset.
Numerical Stability of DeepGOPlus Inference
Authors: Inés Gonzalez Pepe, Yohan Chatelain, Gregory Kiar, Tristan Glatard
Date: 2022-12-13 00:00:00

Convolutional neural networks (CNNs) are currently among the most widely-used deep neural network (DNN) architectures available and achieve state-of-the-art performance for many problems. Originally applied to computer vision tasks, CNNs work well with any data with a spatial relationship, besides images, and have been applied to different fields. However, recent works have highlighted numerical stability challenges in DNNs, which also relates to their known sensitivity to noise injection. These challenges can jeopardise their performance and reliability. This paper investigates DeepGOPlus, a CNN that predicts protein function. DeepGOPlus has achieved state-of-the-art performance and can successfully take advantage and annotate the abounding protein sequences emerging in proteomics. We determine the numerical stability of the model's inference stage by quantifying the numerical uncertainty resulting from perturbations of the underlying floating-point data. In addition, we explore the opportunity to use reduced-precision floating point formats for DeepGOPlus inference, to reduce memory consumption and latency. This is achieved by instrumenting DeepGOPlus' execution using Monte Carlo Arithmetic, a technique that experimentally quantifies floating point operation errors and VPREC, a tool that emulates results with customizable floating point precision formats. Focus is placed on the inference stage as it is the primary deliverable of the DeepGOPlus model, widely applicable across different environments. All in all, our results show that although the DeepGOPlus CNN is very stable numerically, it can only be selectively implemented with lower-precision floating-point formats. We conclude that predictions obtained from the pre-trained DeepGOPlus model are very reliable numerically, and use existing floating-point formats efficiently.
Scalable and Sample Efficient Distributed Policy Gradient Algorithms in Multi-Agent Networked Systems
Authors: Xin Liu, Honghao Wei, Lei Ying
Date: 2022-12-13 00:00:00
Tasks: Multi-agent Reinforcement Learning, reinforcement-learning, Reinforcement Learning, Reinforcement Learning (RL)

This paper studies a class of multi-agent reinforcement learning (MARL) problems where the reward that an agent receives depends on the states of other agents, but the next state only depends on the agent's own current state and action. We name it REC-MARL standing for REward-Coupled Multi-Agent Reinforcement Learning. REC-MARL has a range of important applications such as real-time access control and distributed power control in wireless networks. This paper presents a distributed policy gradient algorithm for REC-MARL. The proposed algorithm is distributed in two aspects: (i) the learned policy is a distributed policy that maps a local state of an agent to its local action and (ii) the learning/training is distributed, during which each agent updates its policy based on its own and neighbors' information. The learned algorithm achieves a stationary policy and its iterative complexity bounds depend on the dimension of local states and actions. The experimental results of our algorithm for the real-time access control and power control in wireless networks show that our policy significantly outperforms the state-of-the-art algorithms and well-known benchmarks.
A Review of Off-Policy Evaluation in Reinforcement Learning
Authors: Masatoshi Uehara, Chengchun Shi, Nathan Kallus
Date: 2022-12-13 00:00:00
Tasks: Off-policy evaluation, reinforcement-learning, Reinforcement Learning, Reinforcement Learning (RL)

Reinforcement learning (RL) is one of the most vibrant research frontiers in machine learning and has been recently applied to solve a number of challenging problems. In this paper, we primarily focus on off-policy evaluation (OPE), one of the most fundamental topics in RL. In recent years, a number of OPE methods have been developed in the statistics and computer science literature. We provide a discussion on the efficiency bound of OPE, some of the existing state-of-the-art OPE methods, their statistical properties and some other related research directions that are currently actively explored.
Reliable extrapolation of deep neural operators informed by physics or sparse observations
Authors: Min Zhu, Handi Zhang, Anran Jiao, George Em Karniadakis, Lu Lu
Date: 2022-12-13 00:00:00

Deep neural operators can learn nonlinear mappings between infinite-dimensional function spaces via deep neural networks. As promising surrogate solvers of partial differential equations (PDEs) for real-time prediction, deep neural operators such as deep operator networks (DeepONets) provide a new simulation paradigm in science and engineering. Pure data-driven neural operators and deep learning models, in general, are usually limited to interpolation scenarios, where new predictions utilize inputs within the support of the training set. However, in the inference stage of real-world applications, the input may lie outside the support, i.e., extrapolation is required, which may result to large errors and unavoidable failure of deep learning models. Here, we address this challenge of extrapolation for deep neural operators. First, we systematically investigate the extrapolation behavior of DeepONets by quantifying the extrapolation complexity via the 2-Wasserstein distance between two function spaces and propose a new behavior of bias-variance trade-off for extrapolation with respect to model capacity. Subsequently, we develop a complete workflow, including extrapolation determination, and we propose five reliable learning methods that guarantee a safe prediction under extrapolation by requiring additional information -- the governing PDEs of the system or sparse new observations. The proposed methods are based on either fine-tuning a pre-trained DeepONet or multifidelity learning. We demonstrate the effectiveness of the proposed framework for various types of parametric PDEs. Our systematic comparisons provide practical guidelines for selecting a proper extrapolation method depending on the available information, desired accuracy, and required inference speed.
Minimax Optimal Estimation of Stability Under Distribution Shift
Authors: Hongseok Namkoong, Yuanzhe Ma, Peter W. Glynn
Date: 2022-12-13 00:00:00

The performance of decision policies and prediction models often deteriorates when applied to environments different from the ones seen during training. To ensure reliable operation, we analyze the stability of a system under distribution shift, which is defined as the smallest change in the underlying environment that causes the system's performance to deteriorate beyond a permissible threshold. In contrast to standard tail risk measures and distributionally robust losses that require the specification of a plausible magnitude of distribution shift, the stability measure is defined in terms of a more intuitive quantity: the level of acceptable performance degradation. We develop a minimax optimal estimator of stability and analyze its convergence rate, which exhibits a fundamental phase shift behavior. Our characterization of the minimax convergence rate shows that evaluating stability against large performance degradation incurs a statistical cost. Empirically, we demonstrate the practical utility of our stability framework by using it to compare system designs on problems where robustness to distribution shift is critical.
Nonparametric Independent Component Analysis for the Sources with Mixed Spectra
Authors: Seonjoo Lee, Haipeng Shen, Young K. Truong
Date: 2022-12-13 00:00:00
Tasks: blind source separation, EEG, Electroencephalogram (EEG), Time Series, Time Series Analysis

Independent component analysis (ICA) is a blind source separation method to recover source signals of interest from their mixtures. Most existing ICA procedures assume independent sampling. Second-order-statistics-based source separation methods have been developed based on parametric time series models for the mixtures from the autocorrelated sources. However, the second-order-statistics-based methods cannot separate the sources accurately when the sources have temporal autocorrelations with mixed spectra. To address this issue, we propose a new ICA method by estimating spectral density functions and line spectra of the source signals using cubic splines and indicator functions, respectively. The mixed spectra and the mixing matrix are estimated by maximizing the Whittle likelihood function. We illustrate the performance of the proposed method through simulation experiments and an EEG data application. The numerical results indicate that our approach outperforms existing ICA methods, including SOBI algorithms. In addition, we investigate the asymptotic behavior of the proposed method.
AFLGuard: Byzantine-robust Asynchronous Federated Learning
Authors: Minghong Fang, Jia Liu, Neil Zhenqiang Gong, Elizabeth S. Bentley
Date: 2022-12-13 00:00:00
Tasks: Federated Learning

Federated learning (FL) is an emerging machine learning paradigm, in which clients jointly learn a model with the help of a cloud server. A fundamental challenge of FL is that the clients are often heterogeneous, e.g., they have different computing powers, and thus the clients may send model updates to the server with substantially different delays. Asynchronous FL aims to address this challenge by enabling the server to update the model once any client's model update reaches it without waiting for other clients' model updates. However, like synchronous FL, asynchronous FL is also vulnerable to poisoning attacks, in which malicious clients manipulate the model via poisoning their local data and/or model updates sent to the server. Byzantine-robust FL aims to defend against poisoning attacks. In particular, Byzantine-robust FL can learn an accurate model even if some clients are malicious and have Byzantine behaviors. However, most existing studies on Byzantine-robust FL focused on synchronous FL, leaving asynchronous FL largely unexplored. In this work, we bridge this gap by proposing AFLGuard, a Byzantine-robust asynchronous FL method. We show that, both theoretically and empirically, AFLGuard is robust against various existing and adaptive poisoning attacks (both untargeted and targeted). Moreover, AFLGuard outperforms existing Byzantine-robust asynchronous FL methods.