pwc-archive/papers-with-abstracts huggingface dataset:
Finite Time Regret Bounds for Minimum Variance Control of Autoregressive Systems with Exogenous Inputs
Authors: Rahul Singh, Akshay Mete, Avik Kar, P. R. Kumar
Date: 2023-05-26 00:00:00

Minimum variance controllers have been employed in a wide-range of industrial applications. A key challenge experienced by many adaptive controllers is their poor empirical performance in the initial stages of learning. In this paper, we address the problem of initializing them so that they provide acceptable transients, and also provide an accompanying finite-time regret analysis, for adaptive minimum variance control of an auto-regressive system with exogenous inputs (ARX). Following [3], we consider a modified version of the Certainty Equivalence (CE) adaptive controller, which we call PIECE, that utilizes probing inputs for exploration. We show that it has a $C \log T$ bound on the regret after $T$ time-steps for bounded noise, and $C\log^2 T$ in the case of sub-Gaussian noise. The simulation results demonstrate the advantage of PIECE over the algorithm proposed in [3] as well as the standard Certainty Equivalence controller especially in the initial learning phase. To the best of our knowledge, this is the first work that provides finite-time regret bounds for an adaptive minimum variance controller.
Theoretical and Practical Perspectives on what Influence Functions Do
Date: 2023-05-26 00:00:00
Proceeding: NeurIPS 2023 11

Influence functions (IF) have been seen as a technique for explaining model predictions through the lens of the training data. Their utility is assumed to be in identifying training examples "responsible" for a prediction so that, for example, correcting a prediction is possible by intervening on those examples (removing or editing them) and retraining the model. However, recent empirical studies have shown that the existing methods of estimating IF predict the leave-one-out-and-retrain effect poorly. In order to understand the mismatch between the theoretical promise and the practical results, we analyse five assumptions made by IF methods which are problematic for modern-scale deep neural networks and which concern convexity, numeric stability, training trajectory and parameter divergence. This allows us to clarify what can be expected theoretically from IF. We show that while most assumptions can be addressed successfully, the parameter divergence poses a clear limitation on the predictive power of IF: influence fades over training time even with deterministic training. We illustrate this theoretical result with BERT and ResNet models. Another conclusion from the theoretical analysis is that IF are still useful for model debugging and correcting even though some of the assumptions made in prior work do not hold: using natural language processing and computer vision tasks, we verify that mis-predictions can be successfully corrected by taking only a few fine-tuning steps on influential examples.
DisfluencyFixer: A tool to enhance Language Learning through Speech To Speech Disfluency Correction
Authors: Vineet Bhat, Preethi Jyothi, Pushpak Bhattacharyya
Date: 2023-05-26 00:00:00
Tasks: Automatic Speech Recognition, Automatic Speech Recognition (ASR), speech-recognition, Speech Recognition, text-to-speech, Text to Speech

Conversational speech often consists of deviations from the speech plan, producing disfluent utterances that affect downstream NLP tasks. Removing these disfluencies is necessary to create fluent and coherent speech. This paper presents DisfluencyFixer, a tool that performs speech-to-speech disfluency correction in English and Hindi using a pipeline of Automatic Speech Recognition (ASR), Disfluency Correction (DC) and Text-To-Speech (TTS) models. Our proposed system removes disfluencies from input speech and returns fluent speech as output along with its transcript, disfluency type and total disfluency count in source utterance, providing a one-stop destination for language learners to improve the fluency of their speech. We evaluate the performance of our tool subjectively and receive scores of 4.26, 4.29 and 4.42 out of 5 in ASR performance, DC performance and ease-of-use of the system. Our tool can be accessed openly at the following link.
DiffusionNAG: Predictor-guided Neural Architecture Generation with Diffusion Models
Authors: Sohyun An, Hayeon Lee, Jaehyeong Jo, Seanie Lee, Sung Ju Hwang
Date: 2023-05-26 00:00:00
Tasks: Bayesian Optimization, Neural Architecture Search, valid

Existing NAS methods suffer from either an excessive amount of time for repetitive sampling and training of many task-irrelevant architectures. To tackle such limitations of existing NAS methods, we propose a paradigm shift from NAS to a novel conditional Neural Architecture Generation (NAG) framework based on diffusion models, dubbed DiffusionNAG. Specifically, we consider the neural architectures as directed graphs and propose a graph diffusion model for generating them. Moreover, with the guidance of parameterized predictors, DiffusionNAG can flexibly generate task-optimal architectures with the desired properties for diverse tasks, by sampling from a region that is more likely to satisfy the properties. This conditional NAG scheme is significantly more efficient than previous NAS schemes which sample the architectures and filter them using the property predictors. We validate the effectiveness of DiffusionNAG through extensive experiments in two predictor-based NAS scenarios: Transferable NAS and Bayesian Optimization (BO)-based NAS. DiffusionNAG achieves superior performance with speedups of up to 35 times when compared to the baselines on Transferable NAS benchmarks. Furthermore, when integrated into a BO-based algorithm, DiffusionNAG outperforms existing BO-based NAS approaches, particularly in the large MobileNetV3 search space on the ImageNet 1K dataset. Code is available at https://github.com/CownowAn/DiffusionNAG.
Representing Piecewise Linear Functions by Functions with Small Arity
Authors: Christoph Koutschan, Bernhard Moser, Anton Ponomarchuk, Josef Schicho
Date: 2023-05-26 00:00:00

A piecewise linear function can be described in different forms: as an arbitrarily nested expression of $\min$- and $\max$-functions, as a difference of two convex piecewise linear functions, or as a linear combination of maxima of affine-linear functions. In this paper, we provide two main results: first, we show that for every piecewise linear function there exists a linear combination of $\max$-functions with at most $n+1$ arguments, and give an algorithm for its computation. Moreover, these arguments are contained in the finite set of affine-linear functions that coincide with the given function in some open set. Second, we prove that the piecewise linear function $\max(0, x_{1}, \ldots, x_{n})$ cannot be represented as a linear combination of maxima of less than $n+1$ affine-linear arguments. This was conjectured by Wang and Sun in 2005 in a paper on representations of piecewise linear functions as linear combination of maxima.
Universal approximation with complex-valued deep narrow neural networks
Authors: Paul Geuchen, Thomas Jahn, Hannes Matt
Date: 2023-05-26 00:00:00

We study the universality of complex-valued neural networks with bounded widths and arbitrary depths. Under mild assumptions, we give a full description of those activation functions $\varrho:\mathbb{C}\to \mathbb{C}$ that have the property that their associated networks are universal, i.e., are capable of approximating continuous functions to arbitrary accuracy on compact domains. Precisely, we show that deep narrow complex-valued networks are universal if and only if their activation function is neither holomorphic, nor antiholomorphic, nor $\mathbb{R}$-affine. This is a much larger class of functions than in the dual setting of arbitrary width and fixed depth. Unlike in the real case, the sufficient width differs significantly depending on the considered activation function. We show that a width of $2n+2m+5$ is always sufficient and that in general a width of $max\{2n,2m\}$ is necessary. We prove, however, that a width of $n+m+3$ suffices for a rich subclass of the admissible activation functions. Here, $n$ and $m$ denote the input and output dimensions of the considered networks. Moreover, for the case of smooth and non-polyharmonic activation functions, we provide a quantitative approximation bound in terms of the depth of the considered networks.
Improving Neural Additive Models with Bayesian Principles
Authors: Kouroche Bouchiat, Alexander Immer, Hugo Yèche, Gunnar Rätsch, Vincent Fortuin
Date: 2023-05-26 00:00:00
Tasks: Additive models, Bayesian Inference, tabular-regression

Neural additive models (NAMs) enhance the transparency of deep neural networks by handling input features in separate additive sub-networks. However, they lack inherent mechanisms that provide calibrated uncertainties and enable selection of relevant features and interactions. Approaching NAMs from a Bayesian perspective, we augment them in three primary ways, namely by a) providing credible intervals for the individual additive sub-networks; b) estimating the marginal likelihood to perform an implicit selection of features via an empirical Bayes procedure; and c) facilitating the ranking of feature pairs as candidates for second-order interaction in fine-tuned models. In particular, we develop Laplace-approximated NAMs (LA-NAMs), which show improved empirical performance on tabular datasets and challenging real-world medical tasks.
Submodular Minimax Optimization: Finding Effective Sets
Authors: Loay Mualem, Ethan R. Elenberg, Moran Feldman, Amin Karbasi
Date: 2023-05-26 00:00:00
Tasks: dialog state tracking, Prompt Engineering, Question Answering

Despite the rich existing literature about minimax optimization in continuous settings, only very partial results of this kind have been obtained for combinatorial settings. In this paper, we fill this gap by providing a characterization of submodular minimax optimization, the problem of finding a set (for either the min or the max player) that is effective against every possible response. We show when and under what conditions we can find such sets. We also demonstrate how minimax submodular optimization provides robust solutions for downstream machine learning applications such as (i) efficient prompt engineering for question answering, (ii) prompt engineering for dialog state tracking, (iii) identifying robust waiting locations for ride-sharing, (iv) ride-share difficulty kernelization, and (v) finding adversarial images. Our experiments demonstrate that our proposed algorithms consistently outperform other baselines.
Generalizing Adam to Manifolds for Efficiently Training Transformers
Authors: Benedikt Brantner
Date: 2023-05-26 00:00:00
Tasks: Physical Intuition

One of the primary reasons behind the success of neural networks has been the emergence of an array of new, highly-successful optimizers, perhaps most importantly the Adam optimizer. It is widely used for training neural networks, yet notoriously hard to interpret. Lacking a clear physical intuition, Adam is difficult to generalize to manifolds. Some attempts have been made to directly apply parts of the Adam algorithm to manifolds or to find an underlying structure, but a full generalization has remained elusive. In this work a new approach is presented that leverages the special structure of the manifolds which are relevant for optimization of neural networks, such as the Stiefel manifold, the symplectic Stiefel manifold, the Grassmann manifold and the symplectic Grassmann manifold: all of these are homogeneous spaces and as such admit a global tangent space representation. This global tangent space representation is used to perform all of the steps in the Adam optimizer and we are able to fully generalize the optimizer to manifolds without a projection step. The resulting algorithm is then applied to train a transformer for which orthogonality constraints are enforced up to machine precision and we observe significant speed-ups in the training process.
Feature Adaptation for Sparse Linear Regression
Date: 2023-05-26 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: regression

Sparse linear regression is a central problem in high-dimensional statistics. We study the correlated random design setting, where the covariates are drawn from a multivariate Gaussian $N(0,\Sigma)$, and we seek an estimator with small excess risk. If the true signal is $t$-sparse, information-theoretically, it is possible to achieve strong recovery guarantees with only $O(t\log n)$ samples. However, computationally efficient algorithms have sample complexity linear in (some variant of) the condition number of $\Sigma$. Classical algorithms such as the Lasso can require significantly more samples than necessary even if there is only a single sparse approximate dependency among the covariates. We provide a polynomial-time algorithm that, given $\Sigma$, automatically adapts the Lasso to tolerate a small number of approximate dependencies. In particular, we achieve near-optimal sample complexity for constant sparsity and if $\Sigma$ has few ``outlier'' eigenvalues. Our algorithm fits into a broader framework of feature adaptation for sparse linear regression with ill-conditioned covariates. With this framework, we additionally provide the first polynomial-factor improvement over brute-force search for constant sparsity $t$ and arbitrary covariance $\Sigma$.
Generalization Guarantees of Gradient Descent for Multi-Layer Neural Networks
Authors: Puyu Wang, Yunwen Lei, Di Wang, Yiming Ying, Ding-Xuan Zhou
Date: 2023-05-26 00:00:00

Recently, significant progress has been made in understanding the generalization of neural networks (NNs) trained by gradient descent (GD) using the algorithmic stability approach. However, most of the existing research has focused on one-hidden-layer NNs and has not addressed the impact of different network scaling parameters. In this paper, we greatly extend the previous work \cite{lei2022stability,richards2021stability} by conducting a comprehensive stability and generalization analysis of GD for multi-layer NNs. For two-layer NNs, our results are established under general network scaling parameters, relaxing previous conditions. In the case of three-layer NNs, our technical contribution lies in demonstrating its nearly co-coercive property by utilizing a novel induction strategy that thoroughly explores the effects of over-parameterization. As a direct application of our general findings, we derive the excess risk rate of $O(1/\sqrt{n})$ for GD algorithms in both two-layer and three-layer NNs. This sheds light on sufficient or necessary conditions for under-parameterized and over-parameterized NNs trained by GD to attain the desired risk rate of $O(1/\sqrt{n})$. Moreover, we demonstrate that as the scaling parameter increases or the network complexity decreases, less over-parameterization is required for GD to achieve the desired error rates. Additionally, under a low-noise condition, we obtain a fast risk rate of $O(1/n)$ for GD in both two-layer and three-layer NNs.
Universal Weak Coreset
Authors: Ragesh Jaiswal, Amit Kumar
Date: 2023-05-26 00:00:00
Tasks: Clustering, Constrained Clustering, Data Compression

Coresets for $k$-means and $k$-median problems yield a small summary of the data, which preserve the clustering cost with respect to any set of $k$ centers. Recently coresets have also been constructed for constrained $k$-means and $k$-median problems. However, the notion of coresets has the drawback that (i) they can only be applied in settings where the input points are allowed to have weights, and (ii) in general metric spaces, the size of the coresets can depend logarithmically on the number of points. The notion of weak coresets, which have less stringent requirements than coresets, has been studied in the context of classical $k$-means and $k$-median problems. A weak coreset is a pair $(J,S)$ of subsets of points, where $S$ acts as a summary of the point set and $J$ as a set of potential centers. This pair satisfies the properties that (i) $S$ is a good summary of the data as long as the $k$ centers are chosen from $J$ only, and (ii) there is a good choice of $k$ centers in $J$ with cost close to the optimal cost. We develop this framework, which we call universal weak coresets, for constrained clustering settings. In conjunction with recent coreset constructions for constrained settings, our designs give greater data compression, are conceptually simpler, and apply to a wide range of constrained $k$-median and $k$-means problems.
Can You Solve Closest String Faster than Exhaustive Search?
Authors: Amir Abboud, Nick Fischer, Elazar Goldenberg, Karthik C. S., Ron Safier
Date: 2023-05-26 00:00:00

We study the fundamental problem of finding the best string to represent a given set, in the form of the Closest String problem: Given a set $X \subseteq \Sigma^d$ of $n$ strings, find the string $x^*$ minimizing the radius of the smallest Hamming ball around $x^*$ that encloses all the strings in $X$. In this paper, we investigate whether the Closest String problem admits algorithms that are faster than the trivial exhaustive search algorithm. We obtain the following results for the two natural versions of the problem: $\bullet$ In the continuous Closest String problem, the goal is to find the solution string $x^*$ anywhere in $\Sigma^d$. For binary strings, the exhaustive search algorithm runs in time $O(2^d poly(nd))$ and we prove that it cannot be improved to time $O(2^{(1-\epsilon) d} poly(nd))$, for any $\epsilon > 0$, unless the Strong Exponential Time Hypothesis fails. $\bullet$ In the discrete Closest String problem, $x^*$ is required to be in the input set $X$. While this problem is clearly in polynomial time, its fine-grained complexity has been pinpointed to be quadratic time $n^{2 \pm o(1)}$ whenever the dimension is $\omega(\log n) < d < n^{o(1)}$. We complement this known hardness result with new algorithms, proving essentially that whenever $d$ falls out of this hard range, the discrete Closest String problem can be solved faster than exhaustive search. In the small-$d$ regime, our algorithm is based on a novel application of the inclusion-exclusion principle. Interestingly, all of our results apply (and some are even stronger) to the natural dual of the Closest String problem, called the Remotest String problem, where the task is to find a string maximizing the Hamming distance to all the strings in $X$.
Controlling Learned Effects to Reduce Spurious Correlations in Text Classifiers
Authors: Parikshit Bansal, Amit Sharma
Date: 2023-05-26 00:00:00
Tasks: Causal Inference

To address the problem of NLP classifiers learning spurious correlations between training features and target labels, a common approach is to make the model's predictions invariant to these features. However, this can be counter-productive when the features have a non-zero causal effect on the target label and thus are important for prediction. Therefore, using methods from the causal inference literature, we propose an algorithm to regularize the learnt effect of the features on the model's prediction to the estimated effect of feature on label. This results in an automated augmentation method that leverages the estimated effect of a feature to appropriately change the labels for new augmented inputs. On toxicity and IMDB review datasets, the proposed algorithm minimises spurious correlations and improves the minority group (i.e., samples breaking spurious correlations) accuracy, while also improving the total accuracy compared to standard training.
Neural modeling of magnetic tape recorders
Authors: Otto Mikkonen, Alec Wright, Eloi Moliner, Vesa Välimäki
Date: 2023-05-26 00:00:00

The sound of magnetic recording media, such as open-reel and cassette tape recorders, is still sought after by today's sound practitioners due to the imperfections embedded in the physics of the magnetic recording process. This paper proposes a method for digitally emulating this character using neural networks. The signal chain of the proposed system consists of three main components: the hysteretic nonlinearity and filtering jointly produced by the magnetic recording process as well as the record and playback amplifiers, the fluctuating delay originating from the tape transport, and the combined additive noise component from various electromagnetic origins. In our approach, the hysteretic nonlinear block is modeled using a recurrent neural network, while the delay trajectories and the noise component are generated using separate diffusion models, which employ U-net deep convolutional neural networks. According to the conducted objective evaluation, the proposed architecture faithfully captures the character of the magnetic tape recorder. The results of this study can be used to construct virtual replicas of vintage sound recording devices with applications in music production and audio antiquing tasks.
Error Bounds for Flow Matching Methods
Authors: Joe Benton, George Deligiannidis, Arnaud Doucet
Date: 2023-05-26 00:00:00
Tasks: Denoising

Score-based generative models are a popular class of generative modelling techniques relying on stochastic differential equations (SDE). From their inception, it was realized that it was also possible to perform generation using ordinary differential equations (ODE) rather than SDE. This led to the introduction of the probability flow ODE approach and denoising diffusion implicit models. Flow matching methods have recently further extended these ODE-based approaches and approximate a flow between two arbitrary probability distributions. Previous work derived bounds on the approximation error of diffusion models under the stochastic sampling regime, given assumptions on the $L^2$ loss. We present error bounds for the flow matching procedure using fully deterministic sampling, assuming an $L^2$ bound on the approximation error and a certain regularity condition on the data distributions.
Channel and Gradient-Importance Aware Device Scheduling for Over-the-Air Federated Learning
Authors: Yuchang Sun, Zehong Lin, Yuyi Mao, Shi Jin, Jun Zhang
Date: 2023-05-26 00:00:00
Tasks: Federated Learning, Privacy Preserving, Scheduling

Federated learning (FL) is a popular privacy-preserving distributed training scheme, where multiple devices collaborate to train machine learning models by uploading local model updates. To improve communication efficiency, over-the-air computation (AirComp) has been applied to FL, which leverages analog modulation to harness the superposition property of radio waves such that numerous devices can upload their model updates concurrently for aggregation. However, the uplink channel noise incurs considerable model aggregation distortion, which is critically determined by the device scheduling and compromises the learned model performance. In this paper, we propose a probabilistic device scheduling framework for over-the-air FL, named PO-FL, to mitigate the negative impact of channel noise, where each device is scheduled according to a certain probability and its model update is reweighted using this probability in aggregation. We prove the unbiasedness of this aggregation scheme and demonstrate the convergence of PO-FL on both convex and non-convex loss functions. Our convergence bounds unveil that the device scheduling affects the learning performance through the communication distortion and global update variance. Based on the convergence analysis, we further develop a channel and gradient-importance aware algorithm to optimize the device scheduling probabilities in PO-FL. Extensive simulation results show that the proposed PO-FL framework with channel and gradient-importance awareness achieves faster convergence and produces better models than baseline methods.