pwc-archive/papers-with-abstracts huggingface dataset:
Deep-learning based measurement of planetary radial velocities in the presence of stellar variability
Authors: Ian Colwell, Virisha Timmaraju, Alexander Wise
Date: 2023-04-10 00:00:00
Tasks: Dimensionality Reduction

We present a deep-learning based approach for measuring small planetary radial velocities in the presence of stellar variability. We use neural networks to reduce stellar RV jitter in three years of HARPS-N sun-as-a-star spectra. We develop and compare dimensionality-reduction and data splitting methods, as well as various neural network architectures including single line CNNs, an ensemble of single line CNNs, and a multi-line CNN. We inject planet-like RVs into the spectra and use the network to recover them. We find that the multi-line CNN is able to recover planets with 0.2 m/s semi-amplitude, 50 day period, with 8.8% error in the amplitude and 0.7% in the period. This approach shows promise for mitigating stellar RV variability and enabling the detection of small planetary RVs with unprecedented precision.
RAPID: Enabling Fast Online Policy Learning in Dynamic Public Cloud Environments
Authors: Drew Penney, Bin Li, Lizhong Chen, Jaroslaw J. Sydir, Anna Drewek-Ossowicka, Ramesh Illikkal, Charlie Tai, Ravi Iyer, Andrew Herdrich
Date: 2023-04-10 00:00:00

Resource sharing between multiple workloads has become a prominent practice among cloud service providers, motivated by demand for improved resource utilization and reduced cost of ownership. Effective resource sharing, however, remains an open challenge due to the adverse effects that resource contention can have on high-priority, user-facing workloads with strict Quality of Service (QoS) requirements. Although recent approaches have demonstrated promising results, those works remain largely impractical in public cloud environments since workloads are not known in advance and may only run for a brief period, thus prohibiting offline learning and significantly hindering online learning. In this paper, we propose RAPID, a novel framework for fast, fully-online resource allocation policy learning in highly dynamic operating environments. RAPID leverages lightweight QoS predictions, enabled by domain-knowledge-inspired techniques for sample efficiency and bias reduction, to decouple control from conventional feedback sources and guide policy learning at a rate orders of magnitude faster than prior work. Evaluation on a real-world server platform with representative cloud workloads confirms that RAPID can learn stable resource allocation policies in minutes, as compared with hours in prior state-of-the-art, while improving QoS by 9.0x and increasing best-effort workload performance by 19-43%.
Criticality versus uniformity in deep neural networks
Authors: Aleksandar Bukva, Jurriaan de Gier, Kevin T. Grosvenor, Ro Jefferson, Koenraad Schalm, Eliot Schwander
Date: 2023-04-10 00:00:00

Deep feedforward networks initialized along the edge of chaos exhibit exponentially superior training ability as quantified by maximum trainable depth. In this work, we explore the effect of saturation of the tanh activation function along the edge of chaos. In particular, we determine the line of uniformity in phase space along which the post-activation distribution has maximum entropy. This line intersects the edge of chaos, and indicates the regime beyond which saturation of the activation function begins to impede training efficiency. Our results suggest that initialization along the edge of chaos is a necessary but not sufficient condition for optimal trainability.
An autoencoder compression approach for accelerating large-scale inverse problems
Authors: Jonathan Wittmer, Jacob Badger, Hari Sundar, Tan Bui-Thanh
Date: 2023-04-10 00:00:00

PDE-constrained inverse problems are some of the most challenging and computationally demanding problems in computational science today. Fine meshes that are required to accurately compute the PDE solution introduce an enormous number of parameters and require large scale computing resources such as more processors and more memory to solve such systems in a reasonable time. For inverse problems constrained by time dependent PDEs, the adjoint method that is often employed to efficiently compute gradients and higher order derivatives requires solving a time-reversed, so-called adjoint PDE that depends on the forward PDE solution at each timestep. This necessitates the storage of a high dimensional forward solution vector at every timestep. Such a procedure quickly exhausts the available memory resources. Several approaches that trade additional computation for reduced memory footprint have been proposed to mitigate the memory bottleneck, including checkpointing and compression strategies. In this work, we propose a close-to-ideal scalable compression approach using autoencoders to eliminate the need for checkpointing and substantial memory storage, thereby reducing both the time-to-solution and memory requirements. We compare our approach with checkpointing and an off-the-shelf compression approach on an earth-scale ill-posed seismic inverse problem. The results verify the expected close-to-ideal speedup for both the gradient and Hessian-vector product using the proposed autoencoder compression approach. To highlight the usefulness of the proposed approach, we combine the autoencoder compression with the data-informed active subspace (DIAS) prior to show how the DIAS method can be affordably extended to large scale problems without the need of checkpointing and large memory.
GraphMAE2: A Decoding-Enhanced Masked Self-Supervised Graph Learner
Authors: Zhenyu Hou, Yufei He, Yukuo Cen, Xiao Liu, Yuxiao Dong, Evgeny Kharlamov, Jie Tang
Date: 2023-04-10 00:00:00
Tasks: Self-Supervised Learning

Graph self-supervised learning (SSL), including contrastive and generative approaches, offers great potential to address the fundamental challenge of label scarcity in real-world graph data. Among both sets of graph SSL techniques, the masked graph autoencoders (e.g., GraphMAE)--one type of generative method--have recently produced promising results. The idea behind this is to reconstruct the node features (or structures)--that are randomly masked from the input--with the autoencoder architecture. However, the performance of masked feature reconstruction naturally relies on the discriminability of the input features and is usually vulnerable to disturbance in the features. In this paper, we present a masked self-supervised learning framework GraphMAE2 with the goal of overcoming this issue. The idea is to impose regularization on feature reconstruction for graph SSL. Specifically, we design the strategies of multi-view random re-mask decoding and latent representation prediction to regularize the feature reconstruction. The multi-view random re-mask decoding is to introduce randomness into reconstruction in the feature space, while the latent representation prediction is to enforce the reconstruction in the embedding space. Extensive experiments show that GraphMAE2 can consistently generate top results on various public datasets, including at least 2.45% improvements over state-of-the-art baselines on ogbn-Papers100M with 111M nodes and 1.6B edges.
First-order methods for Stochastic Variational Inequality problems with Function Constraints
Authors: Digvijay Boob, Qi Deng, Mohammad Khalafi
Date: 2023-04-10 00:00:00

The monotone Variational Inequality (VI) is a general model with important applications in various engineering and scientific domains. In numerous instances, the VI problems are accompanied by function constraints that can be data-driven, making the usual projection operator challenging to compute. This paper presents novel first-order methods for the function-constrained Variational Inequality (FCVI) problem in smooth or nonsmooth settings with possibly stochastic operators and constraints. We introduce the AdOpEx method, which employs an operator extrapolation on the KKT operator of the FCVI in a smooth deterministic setting. Since this operator is not uniformly Lipschitz continuous in the Lagrange multipliers, we employ an adaptive two-timescale algorithm leading to bounded multipliers and achieving the optimal $O(1/T)$ convergence rate. For the nonsmooth and stochastic VIs, we introduce design changes to the AdOpEx method and propose a novel P-OpEx method that takes partial extrapolation. It converges at the rate of $O(1/\sqrt{T})$ when both the operator and constraints are stochastic or nonsmooth. This method has suboptimal dependence on the noise and Lipschitz constants of function constraints. We propose a constraint extrapolation approach leading to the OpConEx method that improves this dependence by an order of magnitude. All our algorithms easily extend to saddle point problems with function constraints that couple the primal and dual variables while maintaining the same complexity results. To the best of our knowledge, all our complexity results are new in the literature
The Wall Street Neophyte: A Zero-Shot Analysis of ChatGPT Over MultiModal Stock Movement Prediction Challenges
Authors: Qianqian Xie, Weiguang Han, Yanzhao Lai, Min Peng, Jimin Huang
Date: 2023-04-10 00:00:00

Recently, large language models (LLMs) like ChatGPT have demonstrated remarkable performance across a variety of natural language processing tasks. However, their effectiveness in the financial domain, specifically in predicting stock market movements, remains to be explored. In this paper, we conduct an extensive zero-shot analysis of ChatGPT's capabilities in multimodal stock movement prediction, on three tweets and historical stock price datasets. Our findings indicate that ChatGPT is a "Wall Street Neophyte" with limited success in predicting stock movements, as it underperforms not only state-of-the-art methods but also traditional methods like linear regression using price features. Despite the potential of Chain-of-Thought prompting strategies and the inclusion of tweets, ChatGPT's performance remains subpar. Furthermore, we observe limitations in its explainability and stability, suggesting the need for more specialized training or fine-tuning. This research provides insights into ChatGPT's capabilities and serves as a foundation for future work aimed at improving financial market analysis and prediction by leveraging social media sentiment and historical stock data.
Similarity search in the blink of an eye with compressed indices
Authors: Cecilia Aguerrebere, Ishwar Bhati, Mark Hildebrand, Mariano Tepper, Ted Willke
Date: 2023-04-07 00:00:00
Tasks: Quantization

Nowadays, data is represented by vectors. Retrieving those vectors, among millions and billions, that are similar to a given query is a ubiquitous problem, known as similarity search, of relevance for a wide range of applications. Graph-based indices are currently the best performing techniques for billion-scale similarity search. However, their random-access memory pattern presents challenges to realize their full potential. In this work, we present new techniques and systems for creating faster and smaller graph-based indices. To this end, we introduce a novel vector compression method, Locally-adaptive Vector Quantization (LVQ), that uses per-vector scaling and scalar quantization to improve search performance with fast similarity computations and a reduced effective bandwidth, while decreasing memory footprint and barely impacting accuracy. LVQ, when combined with a new high-performance computing system for graph-based similarity search, establishes the new state of the art in terms of performance and memory footprint. For billions of vectors, LVQ outcompetes the second-best alternatives: (1) in the low-memory regime, by up to 20.7x in throughput with up to a 3x memory footprint reduction, and (2) in the high-throughput regime by 5.8x with 1.4x less memory.
Exploring the Use of Foundation Models for Named Entity Recognition and Lemmatization Tasks in Slavic Languages
Authors: Gabriela Pałka, Artur Nowakowski
Date: 2023-04-11 00:00:00
Tasks: Lemmatization, named-entity-recognition, Named Entity Recognition, NER

This paper describes Adam Mickiewicz University's (AMU) solution for the 4th Shared Task on SlavNER. The task involves the identification, categorization, and lemmatization of named entities in Slavic languages. Our approach involved exploring the use of foundation models for these tasks. In particular, we used models based on the popular BERT and T5 model architectures. Additionally, we used external datasets to further improve the quality of our models. Our solution obtained promising results, achieving high metrics scores in both tasks. We describe our approach and the results of our experiments in detail, showing that the method is effective for NER and lemmatization in Slavic languages. Additionally, our models for lemmatization will be available at: https://huggingface.co/amu-cai.
Emergent autonomous scientific research capabilities of large language models
Authors: Daniil A. Boiko, Robert MacKnight, Gabe Gomes
Date: 2023-04-11 00:00:00

Transformer-based large language models are rapidly advancing in the field of machine learning research, with applications spanning natural language, biology, chemistry, and computer programming. Extreme scaling and reinforcement learning from human feedback have significantly improved the quality of generated text, enabling these models to perform various tasks and reason about their choices. In this paper, we present an Intelligent Agent system that combines multiple large language models for autonomous design, planning, and execution of scientific experiments. We showcase the Agent's scientific research capabilities with three distinct examples, with the most complex being the successful performance of catalyzed cross-coupling reactions. Finally, we discuss the safety implications of such systems and propose measures to prevent their misuse.
RRHF: Rank Responses to Align Language Models with Human Feedback without tears
Authors: Zheng Yuan, Hongyi Yuan, Chuanqi Tan, Wei Wang, Songfang Huang, Fei Huang
Date: 2023-04-11 00:00:00
Tasks: Language Modelling, Large Language Model

Reinforcement Learning from Human Feedback (RLHF) facilitates the alignment of large language models with human preferences, significantly enhancing the quality of interactions between humans and models. InstructGPT implements RLHF through several stages, including Supervised Fine-Tuning (SFT), reward model training, and Proximal Policy Optimization (PPO). However, PPO is sensitive to hyperparameters and requires multiple models in its standard implementation, making it hard to train and scale up to larger parameter counts. In contrast, we propose a novel learning paradigm called RRHF, which scores sampled responses from different sources via a logarithm of conditional probabilities and learns to align these probabilities with human preferences through ranking loss. RRHF can leverage sampled responses from various sources including the model responses from itself, other large language model responses, and human expert responses to learn to rank them. RRHF only needs 1 to 2 models during tuning and can efficiently align language models with human preferences robustly without complex hyperparameter tuning. Additionally, RRHF can be considered an extension of SFT and reward model training while being simpler than PPO in terms of coding, model counts, and hyperparameters. We evaluate RRHF on the Helpful and Harmless dataset, demonstrating comparable alignment performance with PPO by reward model score and human labeling. Extensive experiments show that the performance of RRHF is highly related to sampling quality which suggests RRHF is a best-of-n learner. Codes available at https://github.com/GanjinZero/RRHF.
An Entity-based Claim Extraction Pipeline for Real-world Biomedical Fact-checking
Authors: Amelie Wührl, Lara Grimminger, Roman Klinger
Date: 2023-04-11 00:00:00
Tasks: Entity Linking, Fact Checking, named-entity-recognition, Named Entity Recognition, NER

Existing fact-checking models for biomedical claims are typically trained on synthetic or well-worded data and hardly transfer to social media content. This mismatch can be mitigated by adapting the social media input to mimic the focused nature of common training claims. To do so, Wuehrl & Klinger (2022) propose to extract concise claims based on medical entities in the text. However, their study has two limitations: First, it relies on gold-annotated entities. Therefore, its feasibility for a real-world application cannot be assessed since this requires detecting relevant entities automatically. Second, they represent claim entities with the original tokens. This constitutes a terminology mismatch which potentially limits the fact-checking performance. To understand both challenges, we propose a claim extraction pipeline for medical tweets that incorporates named entity recognition and terminology normalization via entity linking. We show that automatic NER does lead to a performance drop in comparison to using gold annotations but the fact-checking performance still improves considerably over inputting the unchanged tweets. Normalizing entities to their canonical forms does, however, not improve the performance.
Approximating Online Human Evaluation of Social Chatbots with Prompting
Authors: Ekaterina Svikhnushina, Pearl Pu
Date: 2023-04-11 00:00:00

As conversational models become increasingly available to the general public, users are engaging with this technology in social interactions. Such unprecedented interaction experiences may pose considerable social and psychological risks to the users unless the technology is properly controlled. This highlights the need for scalable and robust evaluation metrics for conversational chatbots. Existing evaluation metrics aim to automate offline user evaluation and approximate human judgment of pre-curated dialogs. However, they are limited in their ability to capture subjective perceptions of users who actually interact with the bots and might not generalize to real-world settings. To address this limitation, we propose an approach to approximate online human evaluation leveraging large language models (LLMs) from the GPT family. We introduce a new Dialog system Evaluation framework based on Prompting (DEP), which enables a fully automatic evaluation pipeline that replicates live user studies and achieves an impressive correlation with human judgment (up to Pearson r=0.95 on a system level). The DEP approach involves collecting synthetic chat logs of evaluated bots with an LLM in the other-play setting, where the LLM is carefully conditioned to follow a specific scenario. We further explore different prompting approaches to produce evaluation scores with the same LLM. The best performing prompts, which contain few-shot demonstrations and instructions, show outstanding performance on the tested dataset and demonstrate the ability to generalize to other dialog corpora.
Towards preserving word order importance through Forced Invalidation
Authors: Hadeel Al-Negheimish, Pranava Madhyastha, Alessandra Russo
Date: 2023-04-11 00:00:00
Tasks: Natural Language Understanding, Sentence, Word Embeddings

Large pre-trained language models such as BERT have been widely used as a framework for natural language understanding (NLU) tasks. However, recent findings have revealed that pre-trained language models are insensitive to word order. The performance on NLU tasks remains unchanged even after randomly permuting the word of a sentence, where crucial syntactic information is destroyed. To help preserve the importance of word order, we propose a simple approach called Forced Invalidation (FI): forcing the model to identify permuted sequences as invalid samples. We perform an extensive evaluation of our approach on various English NLU and QA based tasks over BERT-based and attention-based models over word embeddings. Our experiments demonstrate that Forced Invalidation significantly improves the sensitivity of the models to word order.
LBMT team at VLSP2022-Abmusu: Hybrid method with text correlation and generative models for Vietnamese multi-document summarization
Authors: Tan-Minh Nguyen, Thai-Binh Nguyen, Hoang-Trung Nguyen, Hai-Long Nguyen, Tam Doan Thanh, Ha-Thanh Nguyen, Thi-Hai-Yen Vuong
Date: 2023-04-11 00:00:00
Tasks: Document Summarization, Multi-Document Summarization

Multi-document summarization is challenging because the summaries should not only describe the most important information from all documents but also provide a coherent interpretation of the documents. This paper proposes a method for multi-document summarization based on cluster similarity. In the extractive method we use hybrid model based on a modified version of the PageRank algorithm and a text correlation considerations mechanism. After generating summaries by selecting the most important sentences from each cluster, we apply BARTpho and ViT5 to construct the abstractive models. Both extractive and abstractive approaches were considered in this study. The proposed method achieves competitive results in VLSP 2022 competition.
Multi-step Jailbreaking Privacy Attacks on ChatGPT
Authors: Haoran Li, Dadi Guo, Wei Fan, Mingshi Xu, Jie Huang, Fanpu Meng, Yangqiu Song
Date: 2023-04-11 00:00:00

With the rapid progress of large language models (LLMs), many downstream NLP tasks can be well solved given appropriate prompts. Though model developers and researchers work hard on dialog safety to avoid generating harmful content from LLMs, it is still challenging to steer AI-generated content (AIGC) for the human good. As powerful LLMs are devouring existing text data from various domains (e.g., GPT-3 is trained on 45TB texts), it is natural to doubt whether the private information is included in the training data and what privacy threats can these LLMs and their downstream applications bring. In this paper, we study the privacy threats from OpenAI's ChatGPT and the New Bing enhanced by ChatGPT and show that application-integrated LLMs may cause new privacy threats. To this end, we conduct extensive experiments to support our claims and discuss LLMs' privacy implications.
Sim-T: Simplify the Transformer Network by Multiplexing Technique for Speech Recognition
Authors: Guangyong Wei, Zhikui Duan, Shiren Li, Guangguang Yang, Xinmei Yu, Junhua Li
Date: 2023-04-11 00:00:00
Tasks: Decoder, speech-recognition, Speech Recognition

In recent years, a great deal of attention has been paid to the Transformer network for speech recognition tasks due to its excellent model performance. However, the Transformer network always involves heavy computation and large number of parameters, causing serious deployment problems in devices with limited computation sources or storage memory. In this paper, a new lightweight model called Sim-T has been proposed to expand the generality of the Transformer model. Under the help of the newly developed multiplexing technique, the Sim-T can efficiently compress the model with negligible sacrifice on its performance. To be more precise, the proposed technique includes two parts, that are, module weight multiplexing and attention score multiplexing. Moreover, a novel decoder structure has been proposed to facilitate the attention score multiplexing. Extensive experiments have been conducted to validate the effectiveness of Sim-T. In Aishell-1 dataset, when the proposed Sim-T is 48% parameter less than the baseline Transformer, 0.4% CER improvement can be obtained. Alternatively, 69% parameter reduction can be achieved if the Sim-T gives the same performance as the baseline Transformer. With regard to the HKUST and WSJ eval92 datasets, CER and WER will be improved by 0.3% and 0.2%, respectively, when parameters in Sim-T are 40% less than the baseline Transformer.