pwc-archive/papers-with-abstracts huggingface dataset:
Generalized Information Bottleneck for Gaussian Variables
Authors: Vudtiwat Ngampruetikorn, David J. Schwab
Date: 2023-03-31 00:00:00
Tasks: Representation Learning

The information bottleneck (IB) method offers an attractive framework for understanding representation learning, however its applications are often limited by its computational intractability. Analytical characterization of the IB method is not only of practical interest, but it can also lead to new insights into learning phenomena. Here we consider a generalized IB problem, in which the mutual information in the original IB method is replaced by correlation measures based on Renyi and Jeffreys divergences. We derive an exact analytical IB solution for the case of Gaussian correlated variables. Our analysis reveals a series of structural transitions, similar to those previously observed in the original IB case. We find further that although solving the original, Renyi and Jeffreys IB problems yields different representations in general, the structural transitions occur at the same critical tradeoff parameters, and the Renyi and Jeffreys IB solutions perform well under the original IB objective. Our results suggest that formulating the IB method with alternative correlation measures could offer a strategy for obtaining an approximate solution to the original IB problem.
A Note On Nonlinear Regression Under L2 Loss
Authors: Kaan Gokcesu, Hakan Gokcesu
Date: 2023-03-30 00:00:00
Tasks: regression

We investigate the nonlinear regression problem under L2 loss (square loss) functions. Traditional nonlinear regression models often result in non-convex optimization problems with respect to the parameter set. We show that a convex nonlinear regression model exists for the traditional least squares problem, which can be a promising towards designing more complex systems with easier to train models.
$β^{4}$-IRT: A New $β^{3}$-IRT with Enhanced Discrimination Estimation
Authors: Manuel Ferreira-Junior, Jessica T. S. Reinaldo, Telmo M. Silva Filho, Eufrasio A. Lima Neto, Ricardo B. C. Prudencio
Date: 2023-03-30 00:00:00

Item response theory aims to estimate respondent's latent skills from their responses in tests composed of items with different levels of difficulty. Several models of item response theory have been proposed for different types of tasks, such as binary or probabilistic responses, response time, multiple responses, among others. In this paper, we propose a new version of $\beta^3$-IRT, called $\beta^{4}$-IRT, which uses the gradient descent method to estimate the model parameters. In $\beta^3$-IRT, abilities and difficulties are bounded, thus we employ link functions in order to turn $\beta^{4}$-IRT into an unconstrained gradient descent process. The original $\beta^3$-IRT had a symmetry problem, meaning that, if an item was initialised with a discrimination value with the wrong sign, e.g. negative when the actual discrimination should be positive, the fitting process could be unable to recover the correct discrimination and difficulty values for the item. In order to tackle this limitation, we modelled the discrimination parameter as the product of two new parameters, one corresponding to the sign and the second associated to the magnitude. We also proposed sensible priors for all parameters. We performed experiments to compare $\beta^{4}$-IRT and $\beta^3$-IRT regarding parameter recovery and our new version outperformed the original $\beta^3$-IRT. Finally, we made $\beta^{4}$-IRT publicly available as a Python package, along with the implementation of $\beta^3$-IRT used in our experiments.
BOLT: An Automated Deep Learning Framework for Training and Deploying Large-Scale Search and Recommendation Models on Commodity CPU Hardware
Authors: Nicholas Meisburger, Vihan Lakshman, Benito Geordie, Joshua Engels, David Torres Ramos, Pratik Pranav, Benjamin Coleman, Benjamin Meisburger, Shubh Gupta, Yashwanth Adunukota, Tharun Medini, Anshumali Shrivastava
Date: 2023-03-30 00:00:00
Tasks: CPU, Fraud Detection, Information Retrieval, Node Classification, Retrieval, text-classification, Text Classification

Efficient large-scale neural network training and inference on commodity CPU hardware is of immense practical significance in democratizing deep learning (DL) capabilities. Presently, the process of training massive models consisting of hundreds of millions to billions of parameters requires the extensive use of specialized hardware accelerators, such as GPUs, which are only accessible to a limited number of institutions with considerable financial resources. Moreover, there is often an alarming carbon footprint associated with training and deploying these models. In this paper, we take a step towards addressing these challenges by introducing BOLT, a sparse deep learning library for training large-scale search and recommendation models on standard CPU hardware. BOLT provides a flexible, high-level API for constructing models that will be familiar to users of existing popular DL frameworks. By automatically tuning specialized hyperparameters, BOLT also abstracts away the algorithmic details of sparse network training. We evaluate BOLT on a number of information retrieval tasks including product recommendations, text classification, graph neural networks, and personalization. We find that our proposed system achieves competitive performance with state-of-the-art techniques at a fraction of the cost and energy consumption and an order-of-magnitude faster inference time. BOLT has also been successfully deployed by multiple businesses to address critical problems, and we highlight one customer case study in the field of e-commerce.
Multiclass Online Learning and Uniform Convergence
Authors: Steve Hanneke, Shay Moran, Vinod Raman, Unique Subedi, Ambuj Tewari
Date: 2023-03-30 00:00:00
Tasks: Binary Classification

We study multiclass classification in the agnostic adversarial online learning setting. As our main result, we prove that any multiclass concept class is agnostically learnable if and only if its Littlestone dimension is finite. This solves an open problem studied by Daniely, Sabato, Ben-David, and Shalev-Shwartz (2011,2015) who handled the case when the number of classes (or labels) is bounded. We also prove a separation between online learnability and online uniform convergence by exhibiting an easy-to-learn class whose sequential Rademacher complexity is unbounded. Our learning algorithm uses the multiplicative weights algorithm, with a set of experts defined by executions of the Standard Optimal Algorithm on subsequences of size Littlestone dimension. We argue that the best expert has regret at most Littlestone dimension relative to the best concept in the class. This differs from the well-known covering technique of Ben-David, P\'{a}l, and Shalev-Shwartz (2009) for binary classification, where the best expert has regret zero.
Mitigating Source Bias for Fairer Weak Supervision
Authors: Changho Shin, Sonia Cromp, Dyah Adila, Frederic Sala
Date: 2023-03-30 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: counterfactual, Fairness

Weak supervision enables efficient development of training sets by reducing the need for ground truth labels. However, the techniques that make weak supervision attractive -- such as integrating any source of signal to estimate unknown labels -- also entail the danger that the produced pseudolabels are highly biased. Surprisingly, given everyday use and the potential for increased bias, weak supervision has not been studied from the point of view of fairness. We begin such a study, starting with the observation that even when a fair model can be built from a dataset with access to ground-truth labels, the corresponding dataset labeled via weak supervision can be arbitrarily unfair. To address this, we propose and empirically validate a model for source unfairness in weak supervision, then introduce a simple counterfactual fairness-based technique that can mitigate these biases. Theoretically, we show that it is possible for our approach to simultaneously improve both accuracy and fairness -- in contrast to standard fairness approaches that suffer from tradeoffs. Empirically, we show that our technique improves accuracy on weak supervision baselines by as much as 32\% while reducing demographic parity gap by 82.5\%. A simple extension of our method aimed at maximizing performance produces state-of-the-art performance in five out of ten datasets in the WRENCH benchmark.
Analysis of Failures and Risks in Deep Learning Model Converters: A Case Study in the ONNX Ecosystem
Authors: Purvish Jajal, Wenxin Jiang, Arav Tewari, Erik Kocinare, Joseph Woo, Anusha Sarraf, Yung-Hsiang Lu, George K. Thiruvathukal, James C. Davis
Date: 2023-03-30 00:00:00

Software engineers develop, fine-tune, and deploy deep learning (DL) models using a variety of development frameworks and runtime environments. DL model converters move models between frameworks and to runtime environments. Conversion errors compromise model quality and disrupt deployment. However, the failure characteristics of DL model converters are unknown, adding risk when using DL interoperability technologies. This paper analyzes failures in DL model converters. We survey software engineers about DL interoperability tools, use cases, and pain points (N=92). Then, we characterize failures in model converters associated with the main interoperability tool, ONNX (N=200 issues in PyTorch and TensorFlow). Finally, we formulate and test two hypotheses about structural causes for the failures we studied. We find that the node conversion stage of a model converter accounts for ~75% of the defects and 33% of reported failure are related to semantically incorrect models. The cause of semantically incorrect models is elusive, but models with behaviour inconsistencies share operator sequences. Our results motivate future research on making DL interoperability software simpler to maintain, extend, and validate. Research into behavioural tolerances and architectural coverage metrics could be fruitful.
Task Oriented Conversational Modelling With Subjective Knowledge
Authors: Raja Kumar
Date: 2023-03-30 00:00:00
Tasks: Entity Retrieval, Keyword Extraction, named-entity-recognition, Named Entity Recognition, Named Entity Recognition (NER), NER, Response Generation, Retrieval

Existing conversational models are handled by a database(DB) and API based systems. However, very often users' questions require information that cannot be handled by such systems. Nonetheless, answers to these questions are available in the form of customer reviews and FAQs. DSTC-11 proposes a three stage pipeline consisting of knowledge seeking turn detection, knowledge selection and response generation to create a conversational model grounded on this subjective knowledge. In this paper, we focus on improving the knowledge selection module to enhance the overall system performance. In particular, we propose entity retrieval methods which result in an accurate and faster knowledge search. Our proposed Named Entity Recognition (NER) based entity retrieval method results in 7X faster search compared to the baseline model. Additionally, we also explore a potential keyword extraction method which can improve the accuracy of knowledge selection. Preliminary results show a 4 \% improvement in exact match score on knowledge selection task. The code is available https://github.com/raja-kumar/knowledge-grounded-TODS
Convex Hulls of Reachable Sets
Authors: Thomas Lew, Riccardo Bonalli, Marco Pavone
Date: 2023-03-30 00:00:00
Tasks: Model Predictive Control

We study the convex hulls of reachable sets of nonlinear systems with bounded disturbances and uncertain initial conditions. Reachable sets play a critical role in control, but remain notoriously challenging to compute, and existing over-approximation tools tend to be conservative or computationally expensive. In this work, we characterize the convex hulls of reachable sets as the convex hulls of solutions of an ordinary differential equation with initial conditions on the sphere. This finite-dimensional characterization unlocks an efficient sampling-based estimation algorithm to accurately over-approximate reachable sets. We also study the structure of the boundary of the reachable convex hulls and derive error bounds for the estimation algorithm. We give applications to neural feedback loop analysis and robust MPC.
Neural signature kernels as infinite-width-depth-limits of controlled ResNets
Authors: Nicola Muca Cirone, Maud Lemercier, Cristopher Salvi
Date: 2023-03-30 00:00:00
Tasks: Gaussian Processes

Motivated by the paradigm of reservoir computing, we consider randomly initialized controlled ResNets defined as Euler-discretizations of neural controlled differential equations (Neural CDEs), a unified architecture which enconpasses both RNNs and ResNets. We show that in the infinite-width-depth limit and under proper scaling, these architectures converge weakly to Gaussian processes indexed on some spaces of continuous paths and with kernels satisfying certain partial differential equations (PDEs) varying according to the choice of activation function, extending the results of Hayou (2022); Hayou & Yang (2023) to the controlled and homogeneous case. In the special, homogeneous, case where the activation is the identity, we show that the equation reduces to a linear PDE and the limiting kernel agrees with the signature kernel of Salvi et al. (2021a). We name this new family of limiting kernels neural signature kernels. Finally, we show that in the infinite-depth regime, finite-width controlled ResNets converge in distribution to Neural CDEs with random vector fields which, depending on whether the weights are shared across layers, are either time-independent and Gaussian or behave like a matrix-valued Brownian motion.
Progress towards an improved particle flow algorithm at CMS with machine learning
Authors: Farouk Mokhtar, Joosep Pata, Javier Duarte, Eric Wulff, Maurizio Pierini, Jean-Roch Vlimant
Date: 2023-03-30 00:00:00
Tasks: Graph Neural Network

The particle-flow (PF) algorithm, which infers particles based on tracks and calorimeter clusters, is of central importance to event reconstruction in the CMS experiment at the CERN LHC, and has been a focus of development in light of planned Phase-2 running conditions with an increased pileup and detector granularity. In recent years, the machine learned particle-flow (MLPF) algorithm, a graph neural network that performs PF reconstruction, has been explored in CMS, with the possible advantages of directly optimizing for the physical quantities of interest, being highly reconfigurable to new conditions, and being a natural fit for deployment to heterogeneous accelerators. We discuss progress in CMS towards an improved implementation of the MLPF reconstruction, now optimized using generator/simulation-level particle information as the target for the first time. This paves the way to potentially improving the detector response in terms of physical quantities of interest. We describe the simulation-based training target, progress and studies on event-based loss terms, details on the model hyperparameter tuning, as well as physics validation with respect to the current PF algorithm in terms of high-level physical quantities such as the jet and missing transverse momentum resolutions. We find that the MLPF algorithm, trained on a generator/simulator level particle information for the first time, results in broadly compatible particle and jet reconstruction performance with the baseline PF, setting the stage for improving the physics performance by additional training statistics and model tuning.
Aligning a medium-size GPT model in English to a small closed domain in Spanish
Authors: Oscar R. Navarrete-Parra, Victor Uc-Cetina, Jorge Reyes-Magana
Date: 2023-03-30 00:00:00
Tasks: Question Answering

In this paper, we propose a methodology to align a medium-sized GPT model, originally trained in English for an open domain, to a small closed domain in Spanish. The application for which the model is finely tuned is the question answering task. To achieve this we also needed to train and implement another neural network (which we called the reward model) that could score and determine whether an answer is appropriate for a given question. This component served to improve the decoding and generation of the answers of the system. Numerical metrics such as BLEU and perplexity were used to evaluate the model, and human judgment was also used to compare the decoding technique with others. Finally, the results favored the proposed method, and it was determined that it is feasible to use a reward model to align the generation of responses.
Practical Policy Optimization with Personalized Experimentation
Authors: Mia Garrard, Hanson Wang, Ben Letham, Shaun Singh, Abbas Kazerouni, Sarah Tan, Zehui Wang, Yin Huang, Yichun Hu, Chad Zhou, Norm Zhou, Eytan Bakshy
Date: 2023-03-30 00:00:00

Many organizations measure treatment effects via an experimentation platform to evaluate the casual effect of product variations prior to full-scale deployment. However, standard experimentation platforms do not perform optimally for end user populations that exhibit heterogeneous treatment effects (HTEs). Here we present a personalized experimentation framework, Personalized Experiments (PEX), which optimizes treatment group assignment at the user level via HTE modeling and sequential decision policy optimization to optimize multiple short-term and long-term outcomes simultaneously. We describe an end-to-end workflow that has proven to be successful in practice and can be readily implemented using open-source software.
Inferring networks from time series: a neural approach
Authors: Thomas Gaskin, Grigorios A. Pavliotis, Mark Girolami
Date: 2023-03-30 00:00:00
Tasks: parameter estimation, regression, Time Series, Uncertainty Quantification

Network structures underlie the dynamics of many complex phenomena, from gene regulation and foodwebs to power grids and social media. Yet, as they often cannot be observed directly, their connectivities must be inferred from observations of the dynamics to which they give rise. In this work we present a powerful computational method to infer large network adjacency matrices from time series data using a neural network, in order to provide uncertainty quantification on the prediction in a manner that reflects both the degree to which the inference problem is underdetermined as well as the noise on the data. This is a feature that other approaches have hitherto been lacking. We demonstrate our method's capabilities by inferring line failure locations in the British power grid from its response to a power cut, providing probability densities on each edge and allowing the use of hypothesis testing to make meaningful probabilistic statements about the location of the cut. Our method is significantly more accurate than both Markov-chain Monte Carlo sampling and least squares regression on noisy data and when the problem is underdetermined, while naturally extending to the case of non-linear dynamics, which we demonstrate by learning an entire cost matrix for a non-linear model of economic activity in Greater London. Not having been specifically engineered for network inference, this method in fact represents a general parameter estimation scheme that is applicable to any high-dimensional parameter space.
Data-driven abstractions via adaptive refinements and a Kantorovich metric [extended version]
Authors: Adrien Banse, Licio Romao, Alessandro Abate, Raphaël M. Jungers
Date: 2023-03-30 00:00:00

We introduce an adaptive refinement procedure for smart, and scalable abstraction of dynamical systems. Our technique relies on partitioning the state space depending on the observation of future outputs. However, this knowledge is dynamically constructed in an adaptive, asymmetric way. In order to learn the optimal structure, we define a Kantorovich-inspired metric between Markov chains, and we use it as a loss function. Our technique is prone to data-driven frameworks, but not restricted to. We also study properties of the above mentioned metric between Markov chains, which we believe could be of application for wider purpose. We propose an algorithm to approximate it, and we show that our method yields a much better computational complexity than using classical linear programming techniques.
An evaluation of time series forecasting models on water consumption data: A case study of Greece
Authors: Ioannis Kontopoulos, Antonios Makris, Konstantinos Tserpes, Theodora Varvarigou
Date: 2023-03-30 00:00:00
Tasks: Management, Time Series, Time Series Forecasting

In recent years, the increased urbanization and industrialization has led to a rising water demand and resources, thus increasing the gap between demand and supply. Proper water distribution and forecasting of water consumption are key factors in mitigating the imbalance of supply and demand by improving operations, planning and management of water resources. To this end, in this paper, several well-known forecasting algorithms are evaluated over time series, water consumption data from Greece, a country with diverse socio-economic and urbanization issues. The forecasting algorithms are evaluated on a real-world dataset provided by the Water Supply and Sewerage Company of Greece revealing key insights about each algorithm and its use.
Patterns Detection in Glucose Time Series by Domain Transformations and Deep Learning
Authors: J. Alvarado, J. Manuel Velasco, F. Chávez, J. Ignacio Hidalgo, F. Fernández de Vega
Date: 2023-03-30 00:00:00
Tasks: Time Series

People with diabetes have to manage their blood glucose level to keep it within an appropriate range. Predicting whether future glucose values will be outside the healthy threshold is of vital importance in order to take corrective actions to avoid potential health damage. In this paper we describe our research with the aim of predicting the future behavior of blood glucose levels, so that hypoglycemic events may be anticipated. The approach of this work is the application of transformation functions on glucose time series, and their use in convolutional neural networks. We have tested our proposed method using real data from 4 different diabetes patients with promising results.
Utilizing Reinforcement Learning for de novo Drug Design
Authors: Hampus Gummesson Svensson, Christian Tyrchan, Ola Engkvist, Morteza Haghir Chehreghani
Date: 2023-03-30 00:00:00
Tasks: Diversity, Drug Design, reinforcement-learning, Reinforcement Learning

Deep learning-based approaches for generating novel drug molecules with specific properties have gained a lot of interest in the last few years. Recent studies have demonstrated promising performance for string-based generation of novel molecules utilizing reinforcement learning. In this paper, we develop a unified framework for using reinforcement learning for de novo drug design, wherein we systematically study various on- and off-policy reinforcement learning algorithms and replay buffers to learn an RNN-based policy to generate novel molecules predicted to be active against the dopamine receptor DRD2. Our findings suggest that it is advantageous to use at least both top-scoring and low-scoring molecules for updating the policy when structural diversity is essential. Using all generated molecules at an iteration seems to enhance performance stability for on-policy algorithms. In addition, when replaying high, intermediate, and low-scoring molecules, off-policy algorithms display the potential of improving the structural diversity and number of active molecules generated, but possibly at the cost of a longer exploration phase. Our work provides an open-source framework enabling researchers to investigate various reinforcement learning methods for de novo drug design.