pwc-archive/papers-with-abstracts huggingface dataset:
Recycle-and-Distill: Universal Compression Strategy for Transformer-based Speech SSL Models with Attention Map Reusing and Masking Distillation
Authors: Kangwook Jang, Sungnyun Kim, Se-Young Yun, Hoirin Kim
Date: 2023-05-19 00:00:00
Tasks: Self-Supervised Learning

Transformer-based speech self-supervised learning (SSL) models, such as HuBERT, show surprising performance in various speech processing tasks. However, huge number of parameters in speech SSL models necessitate the compression to a more compact model for wider usage in academia or small companies. In this study, we suggest to reuse attention maps across the Transformer layers, so as to remove key and query parameters while retaining the number of layers. Furthermore, we propose a novel masking distillation strategy to improve the student model's speech representation quality. We extend the distillation loss to utilize both masked and unmasked speech frames to fully leverage the teacher model's high-quality representation. Our universal compression strategy yields the student model that achieves phoneme error rate (PER) of 7.72% and word error rate (WER) of 9.96% on the SUPERB benchmark.
Self-Reinforcement Attention Mechanism For Tabular Learning
Authors: Kodjo Mawuena Amekoe, Mohamed Djallel Dilmi, Hanene Azzag, Mustapha Lebbah, Zaineb Chelly Dagdia, Gregoire Jaffre
Date: 2023-05-19 00:00:00
Tasks: Fraud Detection

Apart from the high accuracy of machine learning models, what interests many researchers in real-life problems (e.g., fraud detection, credit scoring) is to find hidden patterns in data; particularly when dealing with their challenging imbalanced characteristics. Interpretability is also a key requirement that needs to accompany the used machine learning model. In this concern, often, intrinsically interpretable models are preferred to complex ones, which are in most cases black-box models. Also, linear models are used in some high-risk fields to handle tabular data, even if performance must be sacrificed. In this paper, we introduce Self-Reinforcement Attention (SRA), a novel attention mechanism that provides a relevance of features as a weight vector which is used to learn an intelligible representation. This weight is then used to reinforce or reduce some components of the raw input through element-wise vector multiplication. Our results on synthetic and real-world imbalanced data show that our proposed SRA block is effective in end-to-end combination with baseline models.
Sensing of inspiration events from speech: comparison of deep learning and linguistic methods
Authors: Aki Härmä, Ulf Grossekathöfer, Okke Ouweltjes, Venkata Srikanth Nallanthighal
Date: 2023-05-19 00:00:00

Respiratory chest belt sensor can be used to measure the respiratory rate and other respiratory health parameters. Virtual Respiratory Belt, VRB, algorithms estimate the belt sensor waveform from speech audio. In this paper we compare the detection of inspiration events (IE) from respiratory belt sensor data using a novel neural VRB algorithm and the detections based on time-aligned linguistic content. The results show the superiority of the VRB method over word pause detection or grammatical content segmentation. The comparison of the methods show that both read and spontaneous speech content has a significant amount of ungrammatical breathing, that is, breathing events that are not aligned with grammatically appropriate places in language. This study gives new insights into the development of VRB methods and adds to the general understanding of speech breathing behavior. Moreover, a new VRB method, VRBOLA, for the reconstruction of the continuous breathing waveform is demonstrated.
Probabilistic Lexicase Selection
Authors: Li Ding, Edward Pantridge, Lee Spector
Date: 2023-05-19 00:00:00
Tasks: Program Synthesis, regression, Symbolic Regression

Lexicase selection is a widely used parent selection algorithm in genetic programming, known for its success in various task domains such as program synthesis, symbolic regression, and machine learning. Due to its non-parametric and recursive nature, calculating the probability of each individual being selected by lexicase selection has been proven to be an NP-hard problem, which discourages deeper theoretical understanding and practical improvements to the algorithm. In this work, we introduce probabilistic lexicase selection (plexicase selection), a novel parent selection algorithm that efficiently approximates the probability distribution of lexicase selection. Our method not only demonstrates superior problem-solving capabilities as a semantic-aware selection method, but also benefits from having a probabilistic representation of the selection process for enhanced efficiency and flexibility. Experiments are conducted in two prevalent domains in genetic programming: program synthesis and symbolic regression, using standard benchmarks including PSB and SRBench. The empirical results show that plexicase selection achieves state-of-the-art problem-solving performance that is competitive to the lexicase selection, and significantly outperforms lexicase selection in computation efficiency.
A Generic Performance Model for Deep Learning in a Distributed Environment
Authors: Tulasi Kavarakuntla, Liangxiu Han, Huw Lloyd, Annabel Latham, Anthony Kleerekoper, Samson B. Akintoye
Date: 2023-05-19 00:00:00
Tasks: Deep Learning, global-optimization

Performance modelling of a deep learning application is essential to improve and quantify the efficiency of the model framework. However, existing performance models are mostly case-specific, with limited capability for the new deep learning frameworks/applications. In this paper, we propose a generic performance model of an application in a distributed environment with a generic expression of the application execution time that considers the influence of both intrinsic factors/operations (e.g. algorithmic parameters/internal operations) and extrinsic scaling factors (e.g. the number of processors, data chunks and batch size). We formulate it as a global optimization problem and solve it using regularization on a cost function and differential evolution algorithm to find the best-fit values of the constants in the generic expression to match the experimentally determined computation time. We have evaluated the proposed model on three deep learning frameworks (i.e., TensorFlow, MXnet, and Pytorch). The experimental results show that the proposed model can provide accurate performance predictions and interpretability. In addition, the proposed work can be applied to any distributed deep neural network without instrumenting the code and provides insight into the factors affecting performance and scalability.
V2X-Boosted Federated Learning for Cooperative Intelligent Transportation Systems with Contextual Client Selection
Authors: Rui Song, Lingjuan Lyu, Wei Jiang, Andreas Festag, Alois Knoll
Date: 2023-05-19 00:00:00
Tasks: Autonomous Driving, Clustering, Federated Learning

Machine learning (ML) has revolutionized transportation systems, enabling autonomous driving and smart traffic services. Federated learning (FL) overcomes privacy constraints by training ML models in distributed systems, exchanging model parameters instead of raw data. However, the dynamic states of connected vehicles affect the network connection quality and influence the FL performance. To tackle this challenge, we propose a contextual client selection pipeline that uses Vehicle-to-Everything (V2X) messages to select clients based on the predicted communication latency. The pipeline includes: (i) fusing V2X messages, (ii) predicting future traffic topology, (iii) pre-clustering clients based on local data distribution similarity, and (iv) selecting clients with minimal latency for future model aggregation. Experiments show that our pipeline outperforms baselines on various datasets, particularly in non-iid settings.
Distribution-Free Matrix Prediction Under Arbitrary Missing Pattern
Authors: Meijia Shao, Yuan Zhang
Date: 2023-05-19 00:00:00
Tasks: Conformal Prediction, Prediction

This paper studies the open problem of conformalized entry prediction in a row/column-exchangeable matrix. The matrix setting presents novel and unique challenges, but there exists little work on this interesting topic. We meticulously define the problem, differentiate it from closely related problems, and rigorously delineate the boundary between achievable and impossible goals. We then propose two practical algorithms. The first method provides a fast emulation of the full conformal prediction, while the second method leverages the technique of algorithmic stability for acceleration. Both methods are computationally efficient and can effectively safeguard coverage validity in presence of arbitrary missing pattern. Further, we quantify the impact of missingness on prediction accuracy and establish fundamental limit results. Empirical evidence from synthetic and real-world data sets corroborates the superior performance of our proposed methods.
A Path to Holistic Privacy in Stream Processing Systems
Authors: Mikhail Fomichev
Date: 2023-05-19 00:00:00

The massive streams of Internet of Things (IoT) data require a timely analysis to retain data usefulness. Stream processing systems (SPSs) enable this task, deriving knowledge from the IoT data in real-time. Such real-time analytics benefits many applications but can also be used to violate user privacy, as the IoT data collected from users or their vicinity is inherently sensitive. In this paper, we present our systematic look into privacy issues arising from the intersection of SPSs and IoT, identifying key research challenges towards achieving holistic privacy protection in SPSs and proposing the solutions.
Goal-Oriented Communications in Federated Learning via Feedback on Risk-Averse Participation
Authors: Shashi Raj Pandey, Van Phuc Bui, Petar Popovski
Date: 2023-05-19 00:00:00
Tasks: Federated Learning

We treat the problem of client selection in a Federated Learning (FL) setup, where the learning objective and the local incentives of the participants are used to formulate a goal-oriented communication problem. Specifically, we incorporate the risk-averse nature of participants and obtain a communication-efficient on-device performance, while relying on feedback from the Parameter Server (\texttt{PS}). A client has to decide its transmission plan on when not to participate in FL. This is based on its intrinsic incentive, which is the value of the trained global model upon participation by this client. Poor updates not only plunge the performance of the global model with added communication cost but also propagate the loss in performance on other participating devices. We cast the relevance of local updates as \emph{semantic information} for developing local transmission strategies, i.e., making a decision on when to ``not transmit". The devices use feedback about the state of the PS and evaluate their contributions in training the learning model in each aggregation period, which eventually lowers the number of occupied connections. Simulation results validate the efficacy of our proposed approach, with up to $1.4\times$ gain in communication links utilization as compared with the baselines.
SFP: Spurious Feature-targeted Pruning for Out-of-Distribution Generalization
Authors: Yingchun Wang, Jingcai Guo, Yi Liu, Song Guo, Weizhan Zhang, Xiangyong Cao, Qinghua Zheng
Date: 2023-05-19 00:00:00
Tasks: Out-of-Distribution Generalization

Model substructure learning aims to find an invariant network substructure that can have better out-of-distribution (OOD) generalization than the original full structure. Existing works usually search the invariant substructure using modular risk minimization (MRM) with fully exposed out-domain data, which may bring about two drawbacks: 1) Unfairness, due to the dependence of the full exposure of out-domain data; and 2) Sub-optimal OOD generalization, due to the equally feature-untargeted pruning on the whole data distribution. Based on the idea that in-distribution (ID) data with spurious features may have a lower experience risk, in this paper, we propose a novel Spurious Feature-targeted model Pruning framework, dubbed SFP, to automatically explore invariant substructures without referring to the above drawbacks. Specifically, SFP identifies spurious features within ID instances during training using our theoretically verified task loss, upon which, SFP attenuates the corresponding feature projections in model space to achieve the so-called spurious feature-targeted pruning. This is typically done by removing network branches with strong dependencies on identified spurious features, thus SFP can push the model learning toward invariant features and pull that out of spurious features and devise optimal OOD generalization. Moreover, we also conduct detailed theoretical analysis to provide the rationality guarantee and a proof framework for OOD structures via model sparsity, and for the first time, reveal how a highly biased data distribution affects the model's OOD generalization. Experiments on various OOD datasets show that SFP can significantly outperform both structure-based and non-structure-based OOD generalization SOTAs, with accuracy improvement up to 4.72% and 23.35%, respectively
Latent Imitator: Generating Natural Individual Discriminatory Instances for Black-Box Fairness Testing
Authors: Yisong Xiao, Aishan Liu, Tianlin Li, Xianglong Liu
Date: 2023-05-19 00:00:00
Tasks: Fairness, Generative Adversarial Network

Machine learning (ML) systems have achieved remarkable performance across a wide area of applications. However, they frequently exhibit unfair behaviors in sensitive application domains, raising severe fairness concerns. To evaluate and test fairness, engineers often generate individual discriminatory instances to expose unfair behaviors before model deployment. However, existing baselines ignore the naturalness of generation and produce instances that deviate from the real data distribution, which may fail to reveal the actual model fairness since these unnatural discriminatory instances are unlikely to appear in practice. To address the problem, this paper proposes a framework named Latent Imitator (LIMI) to generate more natural individual discriminatory instances with the help of a generative adversarial network (GAN), where we imitate the decision boundary of the target model in the semantic latent space of GAN and further samples latent instances on it. Specifically, we first derive a surrogate linear boundary to coarsely approximate the decision boundary of the target model, which reflects the nature of the original data distribution. Subsequently, to obtain more natural instances, we manipulate random latent vectors to the surrogate boundary with a one-step movement, and further conduct vector calculation to probe two potential discriminatory candidates that may be more closely located in the real decision boundary. Extensive experiments on various datasets demonstrate that our LIMI outperforms other baselines largely in effectiveness ($\times$9.42 instances), efficiency ($\times$8.71 speeds), and naturalness (+19.65%) on average. In addition, we empirically demonstrate that retraining on test samples generated by our approach can lead to improvements in both individual fairness (45.67% on $IF_r$ and 32.81% on $IF_o$) and group fairness (9.86% on $SPD$ and 28.38% on $AOD$}).
Vision-based DRL Autonomous Driving Agent with Sim2Real Transfer
Authors: Dianzhao Li, Ostap Okhrin
Date: 2023-05-19 00:00:00
Tasks: Autonomous Driving, Deep Reinforcement Learning

To achieve fully autonomous driving, vehicles must be capable of continuously performing various driving tasks, including lane keeping and car following, both of which are fundamental and well-studied driving ones. However, previous studies have mainly focused on individual tasks, and car following tasks have typically relied on complete leader-follower information to attain optimal performance. To address this limitation, we propose a vision-based deep reinforcement learning (DRL) agent that can simultaneously perform lane keeping and car following maneuvers. To evaluate the performance of our DRL agent, we compare it with a baseline controller and use various performance metrics for quantitative analysis. Furthermore, we conduct a real-world evaluation to demonstrate the Sim2Real transfer capability of the trained DRL agent. To the best of our knowledge, our vision-based car following and lane keeping agent with Sim2Real transfer capability is the first of its kind.
PDE-constrained Gaussian process surrogate modeling with uncertain data locations
Authors: Dongwei Ye, Weihao Yan, Christoph Brune, Mengwu Guo
Date: 2023-05-19 00:00:00
Tasks: Bayesian Inference, regression

Gaussian process regression is widely applied in computational science and engineering for surrogate modeling owning to its kernel-based and probabilistic nature. In this work, we propose a Bayesian approach that integrates the variability of input data into the Gaussian process regression for function and partial differential equation approximation. Leveraging two types of observables -- noise-corrupted outputs with certain inputs and those with prior-distribution-defined uncertain inputs, a posterior distribution of uncertain inputs is estimated via Bayesian inference. Thereafter, such quantified uncertainties of inputs are incorporated into Gaussian process predictions by means of marginalization. The setting of two types of data aligned with common scenarios of constructing surrogate models for the solutions of partial differential equations, where the data of boundary conditions and initial conditions are typically known while the data of solution may involve uncertainties due to the measurement or stochasticity. The effectiveness of the proposed method is demonstrated through several numerical examples including multiple one-dimensional functions, the heat equation and Allen-Cahn equation. A consistently good performance of generalization is observed, and a substantial reduction in the predictive uncertainties is achieved by the Bayesian inference of uncertain inputs.
Dynamic Regularized Sharpness Aware Minimization in Federated Learning: Approaching Global Consistency and Smooth Landscape
Authors: Yan Sun, Li Shen, Shixiang Chen, Liang Ding, DaCheng Tao
Date: 2023-05-19 00:00:00
Tasks: Federated Learning

In federated learning (FL), a cluster of local clients are chaired under the coordination of the global server and cooperatively train one model with privacy protection. Due to the multiple local updates and the isolated non-iid dataset, clients are prone to overfit into their own optima, which extremely deviates from the global objective and significantly undermines the performance. Most previous works only focus on enhancing the consistency between the local and global objectives to alleviate this prejudicial client drifts from the perspective of the optimization view, whose performance would be prominently deteriorated on the high heterogeneity. In this work, we propose a novel and general algorithm {\ttfamily FedSMOO} by jointly considering the optimization and generalization targets to efficiently improve the performance in FL. Concretely, {\ttfamily FedSMOO} adopts a dynamic regularizer to guarantee the local optima towards the global objective, which is meanwhile revised by the global Sharpness Aware Minimization (SAM) optimizer to search for the consistent flat minima. Our theoretical analysis indicates that {\ttfamily FedSMOO} achieves fast $\mathcal{O}(1/T)$ convergence rate with low generalization bound. Extensive numerical studies are conducted on the real-world dataset to verify its peerless efficiency and excellent generality.
The Deep Promotion Time Cure Model
Authors: Victor Medina-Olivares, Stefan Lessmann, Nadja Klein
Date: 2023-05-19 00:00:00
Tasks: Computational Efficiency, model

We propose a novel method for predicting time-to-event in the presence of cure fractions based on flexible survivals models integrated into a deep neural network framework. Our approach allows for non-linear relationships and high-dimensional interactions between covariates and survival and is suitable for large-scale applications. Furthermore, we allow the method to incorporate an identified predictor formed of an additive decomposition of interpretable linear and non-linear effects and add an orthogonalization layer to capture potential higher dimensional interactions. We demonstrate the usefulness and computational efficiency of our method via simulations and apply it to a large portfolio of US mortgage loans. Here, we find not only a better predictive performance of our framework but also a more realistic picture of covariate effects.
TSGM: A Flexible Framework for Generative Modeling of Synthetic Time Series
Authors: Alexander Nikitin, Letizia Iannucci, Samuel Kaski
Date: 2023-05-19 00:00:00
Tasks: Diversity, Synthetic Data Generation, Time Series

Temporally indexed data are essential in a wide range of fields and of interest to machine learning researchers. Time series data, however, are often scarce or highly sensitive, which precludes the sharing of data between researchers and industrial organizations and the application of existing and new data-intensive ML methods. A possible solution to this bottleneck is to generate synthetic data. In this work, we introduce Time Series Generative Modeling (TSGM), an open-source framework for the generative modeling of synthetic time series. TSGM includes a broad repertoire of machine learning methods: generative models, probabilistic, and simulator-based approaches. The framework enables users to evaluate the quality of the produced data from different angles: similarity, downstream effectiveness, predictive consistency, diversity, and privacy. The framework is extensible, which allows researchers to rapidly implement their own methods and compare them in a shareable environment. TSGM was tested on open datasets and in production and proved to be beneficial in both cases. Additionally to the library, the project allows users to employ command line interfaces for synthetic data generation which lowers the entry threshold for those without a programming background.
Generalizing to new geometries with Geometry-Aware Autoregressive Models (GAAMs) for fast calorimeter simulation
Authors: Junze Liu, Aishik Ghosh, Dylan Smith, Pierre Baldi, Daniel Whiteson
Date: 2023-05-19 00:00:00

Generation of simulated detector response to collision products is crucial to data analysis in particle physics, but computationally very expensive. One subdetector, the calorimeter, dominates the computational time due to the high granularity of its cells and complexity of the interactions. Generative models can provide more rapid sample production, but currently require significant effort to optimize performance for specific detector geometries, often requiring many models to describe the varying cell sizes and arrangements, without the ability to generalize to other geometries. We develop a $\textit{geometry-aware}$ autoregressive model, which learns how the calorimeter response varies with geometry, and is capable of generating simulated responses to unseen geometries without additional training. The geometry-aware model outperforms a baseline unaware model by over $50\%$ in several metrics such as the Wasserstein distance between the generated and the true distributions of key quantities which summarize the simulated response. A single geometry-aware model could replace the hundreds of generative models currently designed for calorimeter simulation by physicists analyzing data collected at the Large Hadron Collider. This proof-of-concept study motivates the design of a foundational model that will be a crucial tool for the study of future detectors, dramatically reducing the large upfront investment usually needed to develop generative calorimeter models.