pwc-archive/papers-with-abstracts huggingface dataset:
Interpretable Graph Neural Networks for Tabular Data
Authors: Amr AlKhatib, Sofiane Ennadir, Henrik Boström, Michalis Vazirgiannis
Date: 2023-08-17 00:00:00
Tasks: Graph Neural Network, Representation Learning

Data in tabular format is frequently occurring in real-world applications. Graph Neural Networks (GNNs) have recently been extended to effectively handle such data, allowing feature interactions to be captured through representation learning. However, these approaches essentially produce black-box models, in the form of deep neural networks, precluding users from following the logic behind the model predictions. We propose an approach, called IGNNet (Interpretable Graph Neural Network for tabular data), which constrains the learning algorithm to produce an interpretable model, where the model shows how the predictions are exactly computed from the original input features. A large-scale empirical investigation is presented, showing that IGNNet is performing on par with state-of-the-art machine-learning algorithms that target tabular data, including XGBoost, Random Forests, and TabNet. At the same time, the results show that the explanations obtained from IGNNet are aligned with the true Shapley values of the features without incurring any additional computational overhead.
Towards Automatically Addressing Self-Admitted Technical Debt: How Far Are We?
Authors: Antonio Mastropaolo, Massimiliano Di Penta, Gabriele Bavota
Date: 2023-08-17 00:00:00
Tasks: Language Modelling, Large Language Model

Upon evolving their software, organizations and individual developers have to spend a substantial effort to pay back technical debt, i.e., the fact that software is released in a shape not as good as it should be, e.g., in terms of functionality, reliability, or maintainability. This paper empirically investigates the extent to which technical debt can be automatically paid back by neural-based generative models, and in particular models exploiting different strategies for pre-training and fine-tuning. We start by extracting a dateset of 5,039 Self-Admitted Technical Debt (SATD) removals from 595 open-source projects. SATD refers to technical debt instances documented (e.g., via code comments) by developers. We use this dataset to experiment with seven different generative deep learning (DL) model configurations. Specifically, we compare transformers pre-trained and fine-tuned with different combinations of training objectives, including the fixing of generic code changes, SATD removals, and SATD-comment prompt tuning. Also, we investigate the applicability in this context of a recently-available Large Language Model (LLM)-based chat bot. Results of our study indicate that the automated repayment of SATD is a challenging task, with the best model we experimented with able to automatically fix ~2% to 8% of test instances, depending on the number of attempts it is allowed to make. Given the limited size of the fine-tuning dataset (~5k instances), the model's pre-training plays a fundamental role in boosting performance. Also, the ability to remove SATD steadily drops if the comment documenting the SATD is not provided as input to the model. Finally, we found general-purpose LLMs to not be a competitive approach for addressing SATD.
A White-Box False Positive Adversarial Attack Method on Contrastive Loss Based Offline Handwritten Signature Verification Models
Authors: Zhongliang Guo, Weiye Li, Yifei Qian, Ognjen Arandjelović, Lei Fang
Date: 2023-08-17 00:00:00
Tasks: Adversarial Attack, Style Transfer

In this paper, we tackle the challenge of white-box false positive adversarial attacks on contrastive loss based offline handwritten signature verification models. We propose a novel attack method that treats the attack as a style transfer between closely related but distinct writing styles. To guide the generation of deceptive images, we introduce two new loss functions that enhance the attack success rate by perturbing the Euclidean distance between the embedding vectors of the original and synthesized samples, while ensuring minimal perturbations by reducing the difference between the generated image and the original image. Our method demonstrates state-of-the-art performance in white-box attacks on contrastive loss based offline handwritten signature verification models, as evidenced by our experiments. The key contributions of this paper include a novel false positive attack method, two new loss functions, effective style transfer in handwriting styles, and superior performance in white-box false positive attacks compared to other white-box attack methods.
IMM: An Imitative Reinforcement Learning Approach with Predictive Representation Learning for Automatic Market Making
Authors: Hui Niu, Siyuan Li, Jiahao Zheng, Zhouchi Lin, Jian Li, Jian Guo, Bo An
Date: 2023-08-17 00:00:00
Tasks: Decision Making, Imitation Learning, Reinforcement Learning (RL), Representation Learning, Sequential Decision Making

Market making (MM) has attracted significant attention in financial trading owing to its essential function in ensuring market liquidity. With strong capabilities in sequential decision-making, Reinforcement Learning (RL) technology has achieved remarkable success in quantitative trading. Nonetheless, most existing RL-based MM methods focus on optimizing single-price level strategies which fail at frequent order cancellations and loss of queue priority. Strategies involving multiple price levels align better with actual trading scenarios. However, given the complexity that multi-price level strategies involves a comprehensive trading action space, the challenge of effectively training profitable RL agents for MM persists. Inspired by the efficient workflow of professional human market makers, we propose Imitative Market Maker (IMM), a novel RL framework leveraging both knowledge from suboptimal signal-based experts and direct policy interactions to develop multi-price level MM strategies efficiently. The framework start with introducing effective state and action representations adept at encoding information about multi-price level orders. Furthermore, IMM integrates a representation learning unit capable of capturing both short- and long-term market trends to mitigate adverse selection risk. Subsequently, IMM formulates an expert strategy based on signals and trains the agent through the integration of RL and imitation learning techniques, leading to efficient learning. Extensive experimental results on four real-world market datasets demonstrate that IMM outperforms current RL-based market making strategies in terms of several financial criteria. The findings of the ablation study substantiate the effectiveness of the model components.
Beyond Sharing: Conflict-Aware Multivariate Time Series Anomaly Detection
Authors: Haotian Si, Changhua Pei, Zhihan Li, Yadong Zhao, Jingjing Li, Haiming Zhang, Zulong Diao, Jianhui Li, Gaogang Xie, Dan Pei
Date: 2023-08-17 00:00:00
Tasks: Anomaly Detection, Mixture-of-Experts, Multi-Task Learning, regression, Time Series, Time Series Anomaly Detection

Massive key performance indicators (KPIs) are monitored as multivariate time series data (MTS) to ensure the reliability of the software applications and service system. Accurately detecting the abnormality of MTS is very critical for subsequent fault elimination. The scarcity of anomalies and manual labeling has led to the development of various self-supervised MTS anomaly detection (AD) methods, which optimize an overall objective/loss encompassing all metrics' regression objectives/losses. However, our empirical study uncovers the prevalence of conflicts among metrics' regression objectives, causing MTS models to grapple with different losses. This critical aspect significantly impacts detection performance but has been overlooked in existing approaches. To address this problem, by mimicking the design of multi-gate mixture-of-experts (MMoE), we introduce CAD, a Conflict-aware multivariate KPI Anomaly Detection algorithm. CAD offers an exclusive structure for each metric to mitigate potential conflicts while fostering inter-metric promotions. Upon thorough investigation, we find that the poor performance of vanilla MMoE mainly comes from the input-output misalignment settings of MTS formulation and convergence issues arising from expansive tasks. To address these challenges, we propose a straightforward yet effective task-oriented metric selection and p&s (personalized and shared) gating mechanism, which establishes CAD as the first practicable multi-task learning (MTL) based MTS AD model. Evaluations on multiple public datasets reveal that CAD obtains an average F1-score of 0.943 across three public datasets, notably outperforming state-of-the-art methods. Our code is accessible at https://github.com/dawnvince/MTS_CAD.
Towards a Practical Defense against Adversarial Attacks on Deep Learning-based Malware Detectors via Randomized Smoothing
Authors: Daniel Gibert, Giulio Zizzo, Quan Le
Date: 2023-08-17 00:00:00
Tasks: Deep Learning

Malware detectors based on deep learning (DL) have been shown to be susceptible to malware examples that have been deliberately manipulated in order to evade detection, a.k.a. adversarial malware examples. More specifically, it has been show that deep learning detectors are vulnerable to small changes on the input file. Given this vulnerability of deep learning detectors, we propose a practical defense against adversarial malware examples inspired by randomized smoothing. In our work, instead of employing Gaussian or Laplace noise when randomizing inputs, we propose a randomized ablation-based smoothing scheme that ablates a percentage of the bytes within an executable. During training, our randomized ablation-based smoothing scheme trains a base classifier based on ablated versions of the executable files. At test time, the final classification for a given input executable is taken as the class most commonly predicted by the classifier on a set of ablated versions of the original executable. To demonstrate the suitability of our approach we have empirically evaluated the proposed ablation-based model against various state-of-the-art evasion attacks on the BODMAS dataset. Results show greater robustness and generalization capabilities to adversarial malware examples in comparison to a non-smoothed classifier.
Development of a Knowledge Graph Embeddings Model for Pain
Authors: Jaya Chaturvedi, Tao Wang, Sumithra Velupillai, Robert Stewart, Angus Roberts
Date: 2023-08-17 00:00:00
Tasks: Graph Embedding, Knowledge Graph Embedding, Knowledge Graph Embeddings, Knowledge Graphs, Link Prediction

Pain is a complex concept that can interconnect with other concepts such as a disorder that might cause pain, a medication that might relieve pain, and so on. To fully understand the context of pain experienced by either an individual or across a population, we may need to examine all concepts related to pain and the relationships between them. This is especially useful when modeling pain that has been recorded in electronic health records. Knowledge graphs represent concepts and their relations by an interlinked network, enabling semantic and context-based reasoning in a computationally tractable form. These graphs can, however, be too large for efficient computation. Knowledge graph embeddings help to resolve this by representing the graphs in a low-dimensional vector space. These embeddings can then be used in various downstream tasks such as classification and link prediction. The various relations associated with pain which are required to construct such a knowledge graph can be obtained from external medical knowledge bases such as SNOMED CT, a hierarchical systematic nomenclature of medical terms. A knowledge graph built in this way could be further enriched with real-world examples of pain and its relations extracted from electronic health records. This paper describes the construction of such knowledge graph embedding models of pain concepts, extracted from the unstructured text of mental health electronic health records, combined with external knowledge created from relations described in SNOMED CT, and their evaluation on a subject-object link prediction task. The performance of the models was compared with other baseline models.
Improving Sample Efficiency of Model-Free Algorithms for Zero-Sum Markov Games
Authors: Songtao Feng, Ming Yin, Yu-Xiang Wang, Jing Yang, Yingbin Liang
Date: 2023-08-17 00:00:00
Tasks: Multi-agent Reinforcement Learning, Q-Learning, Reinforcement Learning (RL)

The problem of two-player zero-sum Markov games has recently attracted increasing interests in theoretical studies of multi-agent reinforcement learning (RL). In particular, for finite-horizon episodic Markov decision processes (MDPs), it has been shown that model-based algorithms can find an $\epsilon$-optimal Nash Equilibrium (NE) with the sample complexity of $O(H^3SAB/\epsilon^2)$, which is optimal in the dependence of the horizon $H$ and the number of states $S$ (where $A$ and $B$ denote the number of actions of the two players, respectively). However, none of the existing model-free algorithms can achieve such an optimality. In this work, we propose a model-free stage-based Q-learning algorithm and show that it achieves the same sample complexity as the best model-based algorithm, and hence for the first time demonstrate that model-free algorithms can enjoy the same optimality in the $H$ dependence as model-based algorithms. The main improvement of the dependency on $H$ arises by leveraging the popular variance reduction technique based on the reference-advantage decomposition previously used only for single-agent RL. However, such a technique relies on a critical monotonicity property of the value function, which does not hold in Markov games due to the update of the policy via the coarse correlated equilibrium (CCE) oracle. Thus, to extend such a technique to Markov games, our algorithm features a key novel design of updating the reference value functions as the pair of optimistic and pessimistic value functions whose value difference is the smallest in the history in order to achieve the desired improvement in the sample efficiency.
D-IF: Uncertainty-aware Human Digitization via Implicit Distribution Field
Authors: Xueting Yang, Yihao Luo, Yuliang Xiu, Wei Wang, Hao Xu, Zhaoxin Fan
Date: 2023-08-17 00:00:00
Proceeding: ICCV 2023 1

Realistic virtual humans play a crucial role in numerous industries, such as metaverse, intelligent healthcare, and self-driving simulation. But creating them on a large scale with high levels of realism remains a challenge. The utilization of deep implicit function sparks a new era of image-based 3D clothed human reconstruction, enabling pixel-aligned shape recovery with fine details. Subsequently, the vast majority of works locate the surface by regressing the deterministic implicit value for each point. However, should all points be treated equally regardless of their proximity to the surface? In this paper, we propose replacing the implicit value with an adaptive uncertainty distribution, to differentiate between points based on their distance to the surface. This simple ``value to distribution'' transition yields significant improvements on nearly all the baselines. Furthermore, qualitative results demonstrate that the models trained using our uncertainty distribution loss, can capture more intricate wrinkles, and realistic limbs. Code and models are available for research purposes at https://github.com/psyai-net/D-IF_release.
CMB: A Comprehensive Medical Benchmark in Chinese
Authors: Xidong Wang, Guiming Hardy Chen, Dingjie Song, Zhiyi Zhang, Zhihong Chen, Qingying Xiao, Feng Jiang, Jianquan Li, Xiang Wan, Benyou Wang, Haizhou Li
Date: 2023-08-17 00:00:00

Large Language Models (LLMs) provide a possibility to make a great breakthrough in medicine. The establishment of a standardized medical benchmark becomes a fundamental cornerstone to measure progression. However, medical environments in different regions have their local characteristics, e.g., the ubiquity and significance of traditional Chinese medicine within China. Therefore, merely translating English-based medical evaluation may result in \textit{contextual incongruities} to a local region. To solve the issue, we propose a localized medical benchmark called CMB, a Comprehensive Medical Benchmark in Chinese, designed and rooted entirely within the native Chinese linguistic and cultural framework. While traditional Chinese medicine is integral to this evaluation, it does not constitute its entirety. Using this benchmark, we have evaluated several prominent large-scale LLMs, including ChatGPT, GPT-4, dedicated Chinese LLMs, and LLMs specialized in the medical domain. We hope this benchmark provide first-hand experience in existing LLMs for medicine and also facilitate the widespread adoption and enhancement of medical LLMs within China. Our data and code are publicly available at https://github.com/FreedomIntelligence/CMB.
Lifted Algorithms for Symmetric Weighted First-Order Model Sampling
Authors: Yuanhong Wang, Juhua Pu, Yuyi Wang, Ondřej Kuželka
Date: 2023-08-17 00:00:00

Weighted model counting (WMC) is the task of computing the weighted sum of all satisfying assignments (i.e., models) of a propositional formula. Similarly, weighted model sampling (WMS) aims to randomly generate models with probability proportional to their respective weights. Both WMC and WMS are hard to solve exactly, falling under the $\#\mathsf{P}$-hard complexity class. However, it is known that the counting problem may sometimes be tractable, if the propositional formula can be compactly represented and expressed in first-order logic. In such cases, model counting problems can be solved in time polynomial in the domain size, and are known as domain-liftable. The following question then arises: Is it also the case for weighted model sampling? This paper addresses this question and answers it affirmatively. Specifically, we prove the domain-liftability under sampling for the two-variables fragment of first-order logic with counting quantifiers in this paper, by devising an efficient sampling algorithm for this fragment that runs in time polynomial in the domain size. We then further show that this result continues to hold even in the presence of cardinality constraints. To empirically verify our approach, we conduct experiments over various first-order formulas designed for the uniform generation of combinatorial structures and sampling in statistical-relational models. The results demonstrate that our algorithm outperforms a start-of-the-art WMS sampler by a substantial margin, confirming the theoretical results.
Capturing Popularity Trends: A Simplistic Non-Personalized Approach for Enhanced Item Recommendation
Authors: Jiazheng Jing, Yinan Zhang, Xin Zhou, Zhiqi Shen
Date: 2023-08-17 00:00:00
Tasks: Decision Making, Recommendation Systems

Recommender systems have been gaining increasing research attention over the years. Most existing recommendation methods focus on capturing users' personalized preferences through historical user-item interactions, which may potentially violate user privacy. Additionally, these approaches often overlook the significance of the temporal fluctuation in item popularity that can sway users' decision-making. To bridge this gap, we propose Popularity-Aware Recommender (PARE), which makes non-personalized recommendations by predicting the items that will attain the highest popularity. PARE consists of four modules, each focusing on a different aspect: popularity history, temporal impact, periodic impact, and side information. Finally, an attention layer is leveraged to fuse the outputs of four modules. To our knowledge, this is the first work to explicitly model item popularity in recommendation systems. Extensive experiments show that PARE performs on par or even better than sophisticated state-of-the-art recommendation methods. Since PARE prioritizes item popularity over personalized user preferences, it can enhance existing recommendation methods as a complementary component. Our experiments demonstrate that integrating PARE with existing recommendation methods significantly surpasses the performance of standalone models, highlighting PARE's potential as a complement to existing recommendation methods. Furthermore, the simplicity of PARE makes it immensely practical for industrial applications and a valuable baseline for future research.
CodeCoT: Tackling Code Syntax Errors in CoT Reasoning for Code Generation
Authors: Dong Huang, Qingwen Bu, Yuhao QING, Heming Cui
Date: 2023-08-17 00:00:00
Tasks: Code Generation, Few-Shot Learning, HumanEval, Mathematical Proofs

Chain-of-thought (CoT) has emerged as a groundbreaking tool in NLP, notably for its efficacy in complex reasoning tasks, such as mathematical proofs. However, its application in code generation faces a distinct challenge, i.e., although the code generated with CoT reasoning is logically correct, it faces the problem of syntax error (e.g., invalid syntax error report) during code execution, which causes the CoT result's pass@1 in HumanEval even lower than the zero-shot result. In this paper, we present Code Chain-of-Thought (CodeCoT) that integrates CoT with a self-examination process for code generation. CodeCoT begins with the LLMs using CoT for initial code development to ensure the generated code follows the correct logic flow. Then, CodeCoT will generate test cases to validate whether the code has syntax errors during the execution. CodeCoT then employs a self-examination phase, in which the generated code is executed against these test cases in the local environment. If the local environment raises error information (e.g., invalid syntax error), CodeCoT will iteratively refine the code based on the feedback information. Within this loop, CodeCoT can make sure their generated codes not only follow the logic flow of the code description, but the syntax error will also be addressed with the self-examination process. Our evaluation results reveal that CodeCoT improves the effectiveness of code generation. For example, CodeCoT increases pass@1 from 75.6% to 79.3% for the HumanEval dataset.
Exploring Demonstration Ensembling for In-context Learning
Authors: Muhammad Khalifa, Lajanugen Logeswaran, Moontae Lee, Honglak Lee, Lu Wang
Date: 2023-08-17 00:00:00
Tasks: In-Context Learning

In-context learning (ICL) operates by showing language models (LMs) examples of input-output pairs for a given task, i.e., demonstrations. The standard approach for ICL is to prompt the LM with concatenated demonstrations followed by the test input. This approach suffers from some issues. First, concatenation offers almost no control over the contribution of each demo to the model prediction. This can be sub-optimal when some demonstrations are irrelevant to the test example. Second, due to the input length limit of some transformer models, it might be infeasible to fit many examples into the context, especially when dealing with long-input tasks. In this work, we explore Demonstration Ensembling (DENSE) as an alternative to simple concatenation. DENSE predicts outputs using subsets (i.e., buckets) of the demonstrations and then combines the output probabilities resulting from each subset to produce the final prediction. We study different ensembling methods using GPT-j and experiment on 12 language tasks. Our experiments show weighted max ensembling to outperform vanilla concatenation by as large as 2.4 average points. Code available at https://github.com/mukhal/icl-ensembling.