pwc-archive/papers-with-abstracts huggingface dataset:
PSST: A Benchmark for Evaluation-driven Text Public-Speaking Style Transfer
Authors: Huashan Sun, Yixiao Wu, Yuhao Ye, Yizhe Yang, Yinghao Li, Jiawei Li, Yang Gao
Date: 2023-11-14 00:00:00
Tasks: Sentence, Style Transfer, Text Style Transfer

Language style is necessary for AI systems to understand and generate diverse human language accurately. However, previous text style transfer primarily focused on sentence-level data-driven approaches, limiting exploration of potential problems in large language models (LLMs) and the ability to meet complex application needs. To overcome these limitations, we introduce a novel task called Public-Speaking Style Transfer (PSST), which aims to simulate humans to transform passage-level, official texts into a public-speaking style. Grounded in the analysis of real-world data from a linguistic perspective, we decompose public-speaking style into key sub-styles to pose challenges and quantify the style modeling capability of LLMs. For such intricate text style transfer, we further propose a fine-grained evaluation framework to analyze the characteristics and identify the problems of stylized texts. Comprehensive experiments suggest that current LLMs struggle to generate public speaking texts that align with human preferences, primarily due to excessive stylization and loss of semantic information.
Offline Data Enhanced On-Policy Policy Gradient with Provable Guarantees
Authors: Yifei Zhou, Ayush Sekhari, Yuda Song, Wen Sun
Date: 2023-11-14 00:00:00
Tasks: Offline RL

Hybrid RL is the setting where an RL agent has access to both offline data and online data by interacting with the real-world environment. In this work, we propose a new hybrid RL algorithm that combines an on-policy actor-critic method with offline data. On-policy methods such as policy gradient and natural policy gradient (NPG) have shown to be more robust to model misspecification, though sometimes it may not be as sample efficient as methods that rely on off-policy learning. On the other hand, offline methods that depend on off-policy training often require strong assumptions in theory and are less stable to train in practice. Our new approach integrates a procedure of off-policy training on the offline data into an on-policy NPG framework. We show that our approach, in theory, can obtain a best-of-both-worlds type of result -- it achieves the state-of-art theoretical guarantees of offline RL when offline RL-specific assumptions hold, while at the same time maintaining the theoretical guarantees of on-policy NPG regardless of the offline RL assumptions' validity. Experimentally, in challenging rich-observation environments, we show that our approach outperforms a state-of-the-art hybrid RL baseline which only relies on off-policy policy optimization, demonstrating the empirical benefit of combining on-policy and off-policy learning. Our code is publicly available at https://github.com/YifeiZhou02/HNPG.
Scheming AIs: Will AIs fake alignment during training in order to get power?
Authors: Joe Carlsmith
Date: 2023-11-14 00:00:00

This report examines whether advanced AIs that perform well in training will be doing so in order to gain power later -- a behavior I call "scheming" (also sometimes called "deceptive alignment"). I conclude that scheming is a disturbingly plausible outcome of using baseline machine learning methods to train goal-directed AIs sophisticated enough to scheme (my subjective probability on such an outcome, given these conditions, is roughly 25%). In particular: if performing well in training is a good strategy for gaining power (as I think it might well be), then a very wide variety of goals would motivate scheming -- and hence, good training performance. This makes it plausible that training might either land on such a goal naturally and then reinforce it, or actively push a model's motivations towards such a goal as an easy way of improving performance. What's more, because schemers pretend to be aligned on tests designed to reveal their motivations, it may be quite difficult to tell whether this has occurred. However, I also think there are reasons for comfort. In particular: scheming may not actually be such a good strategy for gaining power; various selection pressures in training might work against schemer-like goals (for example, relative to non-schemers, schemers need to engage in extra instrumental reasoning, which might harm their training performance); and we may be able to increase such pressures intentionally. The report discusses these and a wide variety of other considerations in detail, and it suggests an array of empirical research directions for probing the topic further.
Learning to Filter Context for Retrieval-Augmented Generation
Authors: Zhiruo Wang, Jun Araki, Zhengbao Jiang, Md Rizwan Parvez, Graham Neubig
Date: 2023-11-14 00:00:00
Tasks: Extractive Question-Answering, Fact Verification, Open-Domain Question Answering, Question Answering, Retrieval, Retrieval-augmented Generation

On-the-fly retrieval of relevant knowledge has proven an essential element of reliable systems for tasks such as open-domain question answering and fact verification. However, because retrieval systems are not perfect, generation models are required to generate outputs given partially or entirely irrelevant passages. This can cause over- or under-reliance on context, and result in problems in the generated output such as hallucinations. To alleviate these problems, we propose FILCO, a method that improves the quality of the context provided to the generator by (1) identifying useful context based on lexical and information-theoretic approaches, and (2) training context filtering models that can filter retrieved contexts at test time. We experiment on six knowledge-intensive tasks with FLAN-T5 and LLaMa2, and demonstrate that our method outperforms existing approaches on extractive question answering (QA), complex multi-hop and long-form QA, fact verification, and dialog generation tasks. FILCO effectively improves the quality of context, whether or not it supports the canonical output.
Plum: Prompt Learning using Metaheuristic
Authors: Rui Pan, Shuo Xing, Shizhe Diao, Wenhe Sun, Xiang Liu, Kashun Shum, Renjie Pi, Jipeng Zhang, Tong Zhang
Date: 2023-11-14 00:00:00
Tasks: Image Generation, Prompt Learning

Since the emergence of large language models, prompt learning has become a popular method for optimizing and customizing these models. Special prompts, such as Chain-of-Thought, have even revealed previously unknown reasoning capabilities within these models. However, the progress of discovering effective prompts has been slow, driving a desire for general prompt optimization methods. Unfortunately, few existing prompt learning methods satisfy the criteria of being truly "general", i.e., automatic, discrete, black-box, gradient-free, and interpretable all at once. In this paper, we introduce metaheuristics, a branch of discrete non-convex optimization methods with over 100 options, as a promising approach to prompt learning. Within our paradigm, we test six typical methods: hill climbing, simulated annealing, genetic algorithms with/without crossover, tabu search, and harmony search, demonstrating their effectiveness in white-box and black-box prompt learning. Furthermore, we show that these methods can be used to discover more human-understandable prompts that were previously unknown in both reasoning and image generation tasks, opening the door to a cornucopia of possibilities in prompt optimization. We release all the codes in \url{https://github.com/research4pan/Plum}.
The Transient Nature of Emergent In-Context Learning in Transformers
Authors: Aaditya K. Singh, Stephanie C. Y. Chan, Ted Moskovitz, Erin Grant, Andrew M. Saxe, Felix Hill
Date: 2023-11-14 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: Bayesian Inference, In-Context Learning, L2 Regularization

Transformer neural networks can exhibit a surprising capacity for in-context learning (ICL) despite not being explicitly trained for it. Prior work has provided a deeper understanding of how ICL emerges in transformers, e.g. through the lens of mechanistic interpretability, Bayesian inference, or by examining the distributional properties of training data. However, in each of these cases, ICL is treated largely as a persistent phenomenon; namely, once ICL emerges, it is assumed to persist asymptotically. Here, we show that the emergence of ICL during transformer training is, in fact, often transient. We train transformers on synthetic data designed so that both ICL and in-weights learning (IWL) strategies can lead to correct predictions. We find that ICL first emerges, then disappears and gives way to IWL, all while the training loss decreases, indicating an asymptotic preference for IWL. The transient nature of ICL is observed in transformers across a range of model sizes and datasets, raising the question of how much to "overtrain" transformers when seeking compact, cheaper-to-run models. We find that L2 regularization may offer a path to more persistent ICL that removes the need for early stopping based on ICL-style validation tasks. Finally, we present initial evidence that ICL transience may be caused by competition between ICL and IWL circuits.
Exploring Variational Auto-Encoder Architectures, Configurations, and Datasets for Generative Music Explainable AI
Authors: Nick Bryan-Kinns, Bingyuan Zhang, Songyan Zhao, Berker Banar
Date: 2023-11-14 00:00:00
Tasks: Attribute, Music Generation

Generative AI models for music and the arts in general are increasingly complex and hard to understand. The field of eXplainable AI (XAI) seeks to make complex and opaque AI models such as neural networks more understandable to people. One approach to making generative AI models more understandable is to impose a small number of semantically meaningful attributes on generative AI models. This paper contributes a systematic examination of the impact that different combinations of Variational Auto-Encoder models (MeasureVAE and AdversarialVAE), configurations of latent space in the AI model (from 4 to 256 latent dimensions), and training datasets (Irish folk, Turkish folk, Classical, and pop) have on music generation performance when 2 or 4 meaningful musical attributes are imposed on the generative model. To date there have been no systematic comparisons of such models at this level of combinatorial detail. Our findings show that MeasureVAE has better reconstruction performance than AdversarialVAE which has better musical attribute independence. Results demonstrate that MeasureVAE was able to generate music across music genres with interpretable musical dimensions of control, and performs best with low complexity music such a pop and rock. We recommend that a 32 or 64 latent dimensional space is optimal for 4 regularised dimensions when using MeasureVAE to generate music across genres. Our results are the first detailed comparisons of configurations of state-of-the-art generative AI models for music and can be used to help select and configure AI models, musical features, and datasets for more understandable generation of music.
Anti-LM Decoding for Zero-shot In-context Machine Translation
Authors: Suzanna Sia, Alexandra DeLucia, Kevin Duh
Date: 2023-11-14 00:00:00
Tasks: In-Context Learning, Language Modeling, Language Modelling, Machine Translation, Translation

Zero-shot In-context learning is the phenomenon where models can perform the task simply given the instructions. However, pre-trained large language models are known to be poorly calibrated for this task. One of the most effective approaches to handling this bias is to adopt a contrastive decoding objective, which accounts for the prior probability of generating the next token by conditioning on some context. This work introduces an Anti-Language Model objective with a decay factor designed to address the weaknesses of In-context Machine Translation. We conduct our experiments across 3 model types and sizes, 3 language directions, and for both greedy decoding and beam search ($B=5$). The proposed method outperforms other state-of-art decoding objectives, with up to $20$ BLEU point improvement from the default objective observed in some settings.
Extrinsically-Focused Evaluation of Omissions in Medical Summarization
Authors: Elliot Schumacher, Daniel Rosenthal, Dhruv Naik, Varun Nair, Luladay Price, Geoffrey Tso, Anitha Kannan
Date: 2023-11-14 00:00:00
Tasks: Decision Making

Large language models (LLMs) have shown promise in safety-critical applications such as healthcare, yet the ability to quantify performance has lagged. An example of this challenge is in evaluating a summary of the patient's medical record. A resulting summary can enable the provider to get a high-level overview of the patient's health status quickly. Yet, a summary that omits important facts about the patient's record can produce a misleading picture. This can lead to negative consequences on medical decision-making. We propose MED-OMIT as a metric to explore this challenge. We focus on using provider-patient history conversations to generate a subjective (a summary of the patient's history) as a case study. We begin by discretizing facts from the dialogue and identifying which are omitted from the subjective. To determine which facts are clinically relevant, we measure the importance of each fact to a simulated differential diagnosis. We compare MED-OMIT's performance to that of clinical experts and find broad agreement We use MED-OMIT to evaluate LLM performance on subjective generation and find some LLMs (gpt-4 and llama-3.1-405b) work well with little effort, while others (e.g. Llama 2) perform worse.
Workflow-Guided Response Generation for Task-Oriented Dialogue
Authors: Do June Min, Paloma Sodhi, Ramya Ramakrishnan
Date: 2023-11-14 00:00:00
Tasks: Reinforcement Learning (RL), Response Generation

Task-oriented dialogue (TOD) systems aim to achieve specific goals through interactive dialogue. Such tasks usually involve following specific workflows, i.e. executing a sequence of actions in a particular order. While prior work has focused on supervised learning methods to condition on past actions, they do not explicitly optimize for compliance to a desired workflow. In this paper, we propose a novel framework based on reinforcement learning (RL) to generate dialogue responses that are aligned with a given workflow. Our framework consists of ComplianceScorer, a metric designed to evaluate how well a generated response executes the specified action, combined with an RL opimization process that utilizes an interactive sampling technique. We evaluate our approach on two TOD datasets, Action-Based Conversations Dataset (ABCD) (Chen et al., 2021a) and MultiWOZ 2.2 (Zang et al., 2020) on a range of automated and human evaluation metrics. Our findings indicate that our RL-based framework outperforms baselines and is effective at enerating responses that both comply with the intended workflows while being expressed in a natural and fluent manner.
VERVE: Template-based ReflectiVE Rewriting for MotiVational IntErviewing
Authors: Do June Min, Verónica Pérez-Rosas, Kenneth Resnicow, Rada Mihalcea
Date: 2023-11-14 00:00:00

Reflective listening is a fundamental skill that counselors must acquire to achieve proficiency in motivational interviewing (MI). It involves responding in a manner that acknowledges and explores the meaning of what the client has expressed in the conversation. In this work, we introduce the task of counseling response rewriting, which transforms non-reflective statements into reflective responses. We introduce VERVE, a template-based rewriting system with paraphrase-augmented training and adaptive template updating. VERVE first creates a template by identifying and filtering out tokens that are not relevant to reflections and constructs a reflective response using the template. Paraphrase-augmented training allows the model to learn less-strict fillings of masked spans, and adaptive template updating helps discover effective templates for rewriting without significantly removing the original content. Using both automatic and human evaluations, we compare our method against text rewriting baselines and show that our framework is effective in turning non-reflective statements into more reflective responses while achieving a good content preservation-reflection style trade-off.
A Survey of Confidence Estimation and Calibration in Large Language Models
Authors: Jiahui Geng, Fengyu Cai, Yuxia Wang, Heinz Koeppl, Preslav Nakov, Iryna Gurevych
Date: 2023-11-14 00:00:00
Tasks: Language Modelling

Large language models (LLMs) have demonstrated remarkable capabilities across a wide range of tasks in various domains. Despite their impressive performance, they can be unreliable due to factual errors in their generations. Assessing their confidence and calibrating them across different tasks can help mitigate risks and enable LLMs to produce better generations. There has been a lot of recent research aiming to address this, but there has been no comprehensive overview to organize it and outline the main lessons learned. The present survey aims to bridge this gap. In particular, we outline the challenges and we summarize recent technical advancements for LLM confidence estimation and calibration. We further discuss their applications and suggest promising directions for future work.
On The Relationship Between Universal Adversarial Attacks And Sparse Representations
Authors: Dana Weitzner, Raja Giryes
Date: 2023-11-14 00:00:00
Tasks: Sensitivity

The prominent success of neural networks, mainly in computer vision tasks, is increasingly shadowed by their sensitivity to small, barely perceivable adversarial perturbations in image input. In this work, we aim at explaining this vulnerability through the framework of sparsity. We show the connection between adversarial attacks and sparse representations, with a focus on explaining the universality and transferability of adversarial examples in neural networks. To this end, we show that sparse coding algorithms, and the neural network-based learned iterative shrinkage thresholding algorithm (LISTA) among them, suffer from this sensitivity, and that common attacks on neural networks can be expressed as attacks on the sparse representation of the input image. The phenomenon that we observe holds true also when the network is agnostic to the sparse representation and dictionary, and thus can provide a possible explanation for the universality and transferability of adversarial attacks. The code is available at https://github.com/danawr/adversarial_attacks_and_sparse_representations.
Investigating the Encoding of Words in BERT's Neurons using Feature Textualization
Authors: Tanja Baeumel, Soniya Vijayakumar, Josef van Genabith, Guenter Neumann, Simon Ostermann
Date: 2023-11-14 00:00:00

Pretrained language models (PLMs) form the basis of most state-of-the-art NLP technologies. Nevertheless, they are essentially black boxes: Humans do not have a clear understanding of what knowledge is encoded in different parts of the models, especially in individual neurons. The situation is different in computer vision, where feature visualization provides a decompositional interpretability technique for neurons of vision models. Activation maximization is used to synthesize inherently interpretable visual representations of the information encoded in individual neurons. Our work is inspired by this but presents a cautionary tale on the interpretability of single neurons, based on the first large-scale attempt to adapt activation maximization to NLP, and, more specifically, large PLMs. We propose feature textualization, a technique to produce dense representations of neurons in the PLM word embedding space. We apply feature textualization to the BERT model (Devlin et al., 2019) to investigate whether the knowledge encoded in individual neurons can be interpreted and symbolized. We find that the produced representations can provide insights about the knowledge encoded in individual neurons, but that individual neurons do not represent clearcut symbolic units of language such as words. Additionally, we use feature textualization to investigate how many neurons are needed to encode words in BERT.
Learning Physics-Inspired Regularization for Medical Image Registration with Hypernetworks
Authors: Anna Reithmeir, Julia A. Schnabel, Veronika A. Zimmer
Date: 2023-11-14 00:00:00
Tasks: Image Registration, Medical Image Registration

Medical image registration aims at identifying the spatial deformation between images of the same anatomical region and is fundamental to image-based diagnostics and therapy. To date, the majority of the deep learning-based registration methods employ regularizers that enforce global spatial smoothness, e.g., the diffusion regularizer. However, such regularizers are not tailored to the data and might not be capable of reflecting the complex underlying deformation. In contrast, physics-inspired regularizers promote physically plausible deformations. One such regularizer is the linear elastic regularizer which models the deformation of elastic material. These regularizers are driven by parameters that define the material's physical properties. For biological tissue, a wide range of estimations of such parameters can be found in the literature and it remains an open challenge to identify suitable parameter values for successful registration. To overcome this problem and to incorporate physical properties into learning-based registration, we propose to use a hypernetwork that learns the effect of the physical parameters of a physics-inspired regularizer on the resulting spatial deformation field. In particular, we adapt the HyperMorph framework to learn the effect of the two elasticity parameters of the linear elastic regularizer. Our approach enables the efficient discovery of suitable, data-specific physical parameters at test time.
Eval-GCSC: A New Metric for Evaluating ChatGPT's Performance in Chinese Spelling Correction
Authors: Kunting Li, Yong Hu, Shaolei Wang, Hanhan Ma, Liang He, Fandong Meng, Jie zhou
Date: 2023-11-14 00:00:00
Tasks: Semantic Similarity, Semantic Textual Similarity, Spelling Correction

ChatGPT has demonstrated impressive performance in various downstream tasks. However, in the Chinese Spelling Correction (CSC) task, we observe a discrepancy: while ChatGPT performs well under human evaluation, it scores poorly according to traditional metrics. We believe this inconsistency arises because the traditional metrics are not well-suited for evaluating generative models. Their overly strict length and phonics constraints may lead to underestimating ChatGPT's correction capabilities. To better evaluate generative models in the CSC task, this paper proposes a new evaluation metric: Eval-GCSC. By incorporating word-level and semantic similarity judgments, it relaxes the stringent length and phonics constraints. Experimental results show that Eval-GCSC closely aligns with human evaluations. Under this metric, ChatGPT's performance is comparable to traditional token-level classification models (TCM), demonstrating its potential as a CSC tool. The source code and scripts can be accessed at https://github.com/ktlKTL/Eval-GCSC.