pwc-archive/papers-with-abstracts huggingface dataset:
Bridging Causal Discovery and Large Language Models: A Comprehensive Survey of Integrative Approaches and Future Directions
Authors: Guangya Wan, Yuqi Wu, Mengxuan Hu, Zhixuan Chu, Sheng Li
Date: 2024-02-16 00:00:00
Tasks: Causal Discovery, Survey

Causal discovery (CD) and Large Language Models (LLMs) represent two emerging fields of study with significant implications for artificial intelligence. Despite their distinct origins, CD focuses on uncovering cause-effect relationships from data, and LLMs on processing and generating humanlike text, the convergence of these domains offers novel insights and methodologies for understanding complex systems. This paper presents a comprehensive survey of the integration of LLMs, such as GPT4, into CD tasks. We systematically review and compare existing approaches that leverage LLMs for various CD tasks and highlight their innovative use of metadata and natural language to infer causal structures. Our analysis reveals the strengths and potential of LLMs in both enhancing traditional CD methods and as an imperfect expert, alongside the challenges and limitations inherent in current practices. Furthermore, we identify gaps in the literature and propose future research directions aimed at harnessing the full potential of LLMs in causality research. To our knowledge, this is the first survey to offer a unified and detailed examination of the synergy between LLMs and CD, setting the stage for future advancements in the field.
Persona-DB: Efficient Large Language Model Personalization for Response Prediction with Collaborative Data Refinement
Authors: Chenkai Sun, Ke Yang, Revanth Gangi Reddy, Yi R. Fung, Hou Pong Chan, Kevin Small, ChengXiang Zhai, Heng Ji
Date: 2024-02-16 00:00:00
Tasks: Language Modeling, Language Modelling, Large Language Model, Retrieval

The increasing demand for personalized interactions with large language models (LLMs) calls for methodologies capable of accurately and efficiently identifying user opinions and preferences. Retrieval augmentation emerges as an effective strategy, as it can accommodate a vast number of users without the costs from fine-tuning. Existing research, however, has largely focused on enhancing the retrieval stage and devoted limited exploration toward optimizing the representation of the database, a crucial aspect for tasks such as personalization. In this work, we examine the problem from a novel angle, focusing on how data can be better represented for more data-efficient retrieval in the context of LLM customization. To tackle this challenge, we introduce Persona-DB, a simple yet effective framework consisting of a hierarchical construction process to improve generalization across task contexts and collaborative refinement to effectively bridge knowledge gaps among users. In the evaluation of response prediction, Persona-DB demonstrates superior context efficiency in maintaining accuracy with a significantly reduced retrieval size, a critical advantage in scenarios with extensive histories or limited context windows. Our experiments also indicate a marked improvement of over 10% under cold-start scenarios, when users have extremely sparse data. Furthermore, our analysis reveals the increasing importance of collaborative knowledge as the retrieval capacity expands.
Large Language Models Fall Short: Understanding Complex Relationships in Detective Narratives
Authors: Runcong Zhao, Qinglin Zhu, Hainiu Xu, Jiazheng Li, Yuxiang Zhou, Yulan He, Lin Gui
Date: 2024-02-16 00:00:00

Existing datasets for narrative understanding often fail to represent the complexity and uncertainty of relationships in real-life social scenarios. To address this gap, we introduce a new benchmark, Conan, designed for extracting and analysing intricate character relation graphs from detective narratives. Specifically, we designed hierarchical relationship categories and manually extracted and annotated role-oriented relationships from the perspectives of various characters, incorporating both public relationships known to most characters and secret ones known to only a few. Our experiments with advanced Large Language Models (LLMs) like GPT-3.5, GPT-4, and Llama2 reveal their limitations in inferencing complex relationships and handling longer narratives. The combination of the Conan dataset and our pipeline strategy is geared towards understanding the ability of LLMs to comprehend nuanced relational dynamics in narrative contexts.
A Theory of LLM Sampling: Part Descriptive and Part Prescriptive
Authors: Sarath Sivaprasad, Pramod Kaushik, Sahar Abdelnabi, Mario Fritz
Date: 2024-02-16 00:00:00
Tasks: Decision Making, Descriptive

Large Language Models (LLMs) are increasingly utilized in autonomous decision-making, where they sample options from vast action spaces. However, the heuristics that guide this sampling process remain under-explored. We study this sampling behavior and show that this underlying heuristics resembles that of human decision-making: comprising a descriptive component (reflecting statistical norm) and a prescriptive component (implicit ideal encoded in the LLM) of a concept. We show that this deviation of a sample from the statistical norm towards a prescriptive component consistently appears in concepts across diverse real-world domains like public health, and economic trends. To further illustrate the theory, we demonstrate that concept prototypes in LLMs are affected by prescriptive norms, similar to the concept of normality in humans. Through case studies and comparison with human studies, we illustrate that in real-world applications, the shift of samples toward an ideal value in LLMs' outputs can result in significantly biased decision-making, raising ethical concerns.
ASGEA: Exploiting Logic Rules from Align-Subgraphs for Entity Alignment
Authors: Yangyifei Luo, Zhuo Chen, Lingbing Guo, Qian Li, Wenxuan Zeng, Zhixin Cai, JianXin Li
Date: 2024-02-16 00:00:00
Tasks: Entity Alignment, Graph Neural Network, Knowledge Graphs

Entity alignment (EA) aims to identify entities across different knowledge graphs that represent the same real-world objects. Recent embedding-based EA methods have achieved state-of-the-art performance in EA yet faced interpretability challenges as they purely rely on the embedding distance and neglect the logic rules behind a pair of aligned entities. In this paper, we propose the Align-Subgraph Entity Alignment (ASGEA) framework to exploit logic rules from Align-Subgraphs. ASGEA uses anchor links as bridges to construct Align-Subgraphs and spreads along the paths across KGs, which distinguishes it from the embedding-based methods. Furthermore, we design an interpretable Path-based Graph Neural Network, ASGNN, to effectively identify and integrate the logic rules across KGs. We also introduce a node-level multi-modal attention mechanism coupled with multi-modal enriched anchors to augment the Align-Subgraph. Our experimental results demonstrate the superior performance of ASGEA over the existing embedding-based methods in both EA and Multi-Modal EA (MMEA) tasks.
Analysis and Mortality Prediction using Multiclass Classification for Older Adults with Type 2 Diabetes
Authors: Ruchika Desure, Gutha Jaya Krishna
Date: 2024-02-16 00:00:00
Tasks: feature selection, Mortality Prediction, regression

Designing proper treatment plans to manage diabetes requires health practitioners to pay heed to the individuals remaining life along with the comorbidities affecting them. Older adults with Type 2 Diabetes Mellitus (T2DM) are prone to experience premature death or even hypoglycaemia. The structured dataset utilized has 68 potential mortality predictors for 275,190 diabetic U.S. military Veterans aged 65 years or older. A new target variable is invented by combining the two original target variables. Outliers are handled by discretizing the continuous variables. Categorical variables have been dummy encoded. Class balancing is achieved by random under-sampling. A benchmark regression model is built using Multinomial Logistic Regression with LASSO. Chi-Squared and Information Gain are the filter-based feature selection techniques utilized. Classifiers such as Multinomial Logistic Regression, Random Forest, Extreme Gradient Boosting (XGBoost), and One-vs-Rest classifier are employed to build various models. Contrary to expectations, all the models have constantly underperformed. XGBoost has given the highest accuracy of 53.03 percent with Chi-Squared feature selection. All the models have consistently shown an acceptable performance for Class 3 (remaining life is more than 10 years), significantly low for Class 1 (remaining life is up to 5 years), and the worst for Class 2 (remaining life is more than 5 but up to 10 years). Features analysis has deduced that almost all input variables are associated with multiple target classes. The high dimensionality of the input data after dummy encoding seems to have confused the models, leading to misclassifications. The approach taken in this study is ineffective in producing a high-performing predictive model but lays a foundation as this problem has never been viewed from a multiclass classification perspective.
Provably Safe Neural Network Controllers via Differential Dynamic Logic
Authors: Samuel Teuber, Stefan Mitsch, André Platzer
Date: 2024-02-16 00:00:00
Tasks: Collision Avoidance

While neural networks (NNs) have potential as autonomous controllers for Cyber-Physical Systems, verifying the safety of NN based control systems (NNCSs) poses significant challenges for the practical use of NNs, especially when safety is needed for unbounded time horizons. One reason is the intractability of analyzing NNs, ODEs and hybrid systems. To this end, we introduce VerSAILLE (Verifiably Safe AI via Logically Linked Envelopes): The first general approach that allows reusing control theory results for NNCS verification. By joining forces, we exploit the efficiency of NN verification tools while retaining the rigor of differential dynamic logic (dL). Based on provably safe control envelopes in dL, we derive specifications for the NN which is proven via NN verification. We show that a proof of the NN adhering to the specification is mirrored by a dL proof on the infinite-time safety of the NNCS. The NN verification properties resulting from hybrid systems typically contain nonlinear arithmetic and arbitrary logical structures while efficient NN verification merely supports linear constraints. To overcome this divide, we present Mosaic: An efficient, sound and complete verification approach for polynomial real arithmetic properties on piece-wise linear NNs. Mosaic partitions complex verification queries into simple queries and lifts off-the-shelf linear constraint tools to the nonlinear setting in a completeness-preserving manner by combining approximation with exact reasoning for counterexample regions. Our evaluation demonstrates the versatility of VerSAILLE and Mosaic: We prove infinite-time safety on the classical Vertical Airborne Collision Avoidance NNCS verification benchmark for two scenarios while (exhaustively) enumerating counterexample regions in unsafe scenarios. We also show that our approach significantly outperforms State-of-the-Art tools in closed-loop NNV.
"Understanding AI": Semantic Grounding in Large Language Models
Authors: Holger Lyre
Date: 2024-02-16 00:00:00
Tasks: Philosophy, Self-Supervised Learning

Do LLMs understand the meaning of the texts they generate? Do they possess a semantic grounding? And how could we understand whether and what they understand? I start the paper with the observation that we have recently witnessed a generative turn in AI, since generative models, including LLMs, are key for self-supervised learning. To assess the question of semantic grounding, I distinguish and discuss five methodological ways. The most promising way is to apply core assumptions of theories of meaning in philosophy of mind and language to LLMs. Grounding proves to be a gradual affair with a three-dimensional distinction between functional, social and causal grounding. LLMs show basic evidence in all three dimensions. A strong argument is that LLMs develop world models. Hence, LLMs are neither stochastic parrots nor semantic zombies, but already understand the language they generate, at least in an elementary sense.
Enhancing Convergence in Federated Learning: A Contribution-Aware Asynchronous Approach
Authors: Changxin Xu, Yuxin Qiao, Zhanxin Zhou, Fanghao Ni, Jize Xiong
Date: 2024-02-16 00:00:00
Tasks: Federated Learning

Federated Learning (FL) is a distributed machine learning paradigm that allows clients to train models on their data while preserving their privacy. FL algorithms, such as Federated Averaging (FedAvg) and its variants, have been shown to converge well in many scenarios. However, these methods require clients to upload their local updates to the server in a synchronous manner, which can be slow and unreliable in realistic FL settings. To address this issue, researchers have developed asynchronous FL methods that allow clients to continue training on their local data using a stale global model. However, most of these methods simply aggregate all of the received updates without considering their relative contributions, which can slow down convergence. In this paper, we propose a contribution-aware asynchronous FL method that takes into account the staleness and statistical heterogeneity of the received updates. Our method dynamically adjusts the contribution of each update based on these factors, which can speed up convergence compared to existing methods.
Where is the answer? Investigating Positional Bias in Language Model Knowledge Extraction
Authors: Kuniaki Saito, Kihyuk Sohn, Chen-Yu Lee, Yoshitaka Ushiku
Date: 2024-02-16 00:00:00
Tasks: Denoising, Language Modeling, Language Modelling, Question Answering, RAG, Sentence

Large language models require updates to remain up-to-date or adapt to new domains by fine-tuning them with new documents. One key is memorizing the latest information in a way that the memorized information is extractable with a query prompt. However, LLMs suffer from a phenomenon called perplexity curse; despite minimizing document perplexity during fine-tuning, LLMs struggle to extract information through a prompt sentence. In this new knowledge acquisition and extraction, we find a very intriguing fact that LLMs can accurately answer questions about the first sentence, but they struggle to extract information described in the middle or end of the documents used for fine-tuning. Our study suggests that the auto-regressive training causes this issue; each token is prompted by reliance on all previous tokens, which hinders the model from recalling information from training documents by question prompts. To conduct the in-depth study, we publish both synthetic and real datasets, enabling the evaluation of the QA performance w.r.t. the position of the corresponding answer in a document. Our investigation shows that even a large model suffers from the perplexity curse, but regularization such as denoising auto-regressive loss can enhance the information extraction from diverse positions. These findings will be (i) a key to improving knowledge extraction from LLMs and (ii) new elements to discuss the trade-off between RAG and fine-tuning in adapting LLMs to a new domain.
WilKE: Wise-Layer Knowledge Editor for Lifelong Knowledge Editing
Authors: Chenhui Hu, Pengfei Cao, Yubo Chen, Kang Liu, Jun Zhao
Date: 2024-02-16 00:00:00
Tasks: knowledge editing

Knowledge editing aims to rectify inaccuracies in large language models (LLMs) without costly retraining for outdated or erroneous knowledge. However, current knowledge editing methods primarily focus on single editing, failing to meet the requirements for lifelong editing. This study reveals a performance degradation encountered by knowledge editing in lifelong editing, characterized by toxicity buildup and toxicity flash, with the primary cause identified as pattern unmatch. We introduce a knowledge editing approach named Wise-Layer Knowledge Editor (WilKE), which selects editing layer based on the pattern matching degree of editing knowledge across different layers in language models. Experimental results demonstrate that, in lifelong editing, WilKE exhibits an average improvement of 46.2% and 67.8% on editing GPT2-XL and GPT-J relative to state-of-the-art knowledge editing methods.
FinTral: A Family of GPT-4 Level Multimodal Financial Large Language Models
Authors: Gagan Bhatia, El Moatez Billah Nagoudi, Hasan Cavusoglu, Muhammad Abdul-Mageed
Date: 2024-02-16 00:00:00
Tasks: Decision Making, Financial Analysis, Retrieval

We introduce FinTral, a suite of state-of-the-art multimodal large language models (LLMs) built upon the Mistral-7b model and tailored for financial analysis. FinTral integrates textual, numerical, tabular, and image data. We enhance FinTral with domain-specific pretraining, instruction fine-tuning, and RLAIF training by exploiting a large collection of textual and visual datasets we curate for this work. We also introduce an extensive benchmark featuring nine tasks and 25 datasets for evaluation, including hallucinations in the financial domain. Our FinTral model trained with direct preference optimization employing advanced Tools and Retrieval methods, dubbed FinTral-DPO-T&R, demonstrates an exceptional zero-shot performance. It outperforms ChatGPT-3.5 in all tasks and surpasses GPT-4 in five out of nine tasks, marking a significant advancement in AI-driven financial technology. We also demonstrate that FinTral has the potential to excel in real-time analysis and decision-making in diverse financial contexts. The GitHub repository for FinTral is available at \url{https://github.com/UBC-NLP/fintral}.
CloudLens: Modeling and Detecting Cloud Security Vulnerabilities
Authors: Mikhail Kazdagli, Mohit Tiwari, Akshat Kumar
Date: 2024-02-16 00:00:00
Tasks: Cloud Computing

Cloud computing services provide scalable and cost-effective solutions for data storage, processing, and collaboration. With their growing popularity, concerns about security vulnerabilities are increasing. To address this, first, we provide a formal model, called CloudLens, that expresses relations between different cloud objects such as users, datastores, security roles, representing access control policies in cloud systems. Second, as access control misconfigurations are often the primary driver for cloud attacks, we develop a planning model for detecting security vulnerabilities. Such vulnerabilities can lead to widespread attacks such as ransomware, sensitive data exfiltration among others. A planner generates attacks to identify such vulnerabilities in the cloud. Finally, we test our approach on 14 real Amazon AWS cloud configurations of different commercial organizations. Our system can identify a broad range of security vulnerabilities, which state-of-the-art industry tools cannot detect.
ChemReasoner: Heuristic Search over a Large Language Model's Knowledge Space using Quantum-Chemical Feedback
Authors: Henry W. Sprueill, Carl Edwards, Khushbu Agarwal, Mariefel V. Olarte, Udishnu Sanyal, Conrad Johnston, Hongbin Liu, Heng Ji, Sutanay Choudhury
Date: 2024-02-15 00:00:00
Tasks: Computational chemistry, Graph Neural Network, Heuristic Search, Language Modeling, Language Modelling, Large Language Model

The discovery of new catalysts is essential for the design of new and more efficient chemical processes in order to transition to a sustainable future. We introduce an AI-guided computational screening framework unifying linguistic reasoning with quantum-chemistry based feedback from 3D atomistic representations. Our approach formulates catalyst discovery as an uncertain environment where an agent actively searches for highly effective catalysts via the iterative combination of large language model (LLM)-derived hypotheses and atomistic graph neural network (GNN)-derived feedback. Identified catalysts in intermediate search steps undergo structural evaluation based on spatial orientation, reaction pathways, and stability. Scoring functions based on adsorption energies and reaction energy barriers steer the exploration in the LLM's knowledge space toward energetically favorable, high-efficiency catalysts. We introduce planning methods that automatically guide the exploration without human input, providing competitive performance against expert-enumerated chemical descriptor-based implementations. By integrating language-guided reasoning with computational chemistry feedback, our work pioneers AI-accelerated, trustworthy catalyst discovery.
SportsMetrics: Blending Text and Numerical Data to Understand Information Fusion in LLMs
Authors: Yebowen Hu, Kaiqiang Song, Sangwoo Cho, Xiaoyang Wang, Hassan Foroosh, Dong Yu, Fei Liu
Date: 2024-02-15 00:00:00

Large language models hold significant potential for integrating various data types, such as text documents and database records, for advanced analytics. However, blending text and numerical data presents substantial challenges. LLMs need to process and cross-reference entities and numbers, handle data inconsistencies and redundancies, and develop planning capabilities such as building a working memory for managing complex data queries. In this paper, we introduce four novel tasks centered around sports data analytics to evaluate the numerical reasoning and information fusion capabilities of LLMs. These tasks involve providing LLMs with detailed, play-by-play sports game descriptions, then challenging them with adversarial scenarios such as new game rules, longer durations, scrambled narratives, and analyzing key statistics in game summaries. We conduct extensive experiments on NBA and NFL games to assess the performance of LLMs on these tasks. Our benchmark, SportsMetrics, introduces a new mechanism for assessing LLMs' numerical reasoning and fusion skills.
Binary Opacity Grids: Capturing Fine Geometric Detail for Mesh-Based View Synthesis
Authors: Christian Reiser, Stephan Garbin, Pratul P. Srinivasan, Dor Verbin, Richard Szeliski, Ben Mildenhall, Jonathan T. Barron, Peter Hedman, Andreas Geiger
Date: 2024-02-19 00:00:00
Tasks: NeRF

While surface-based view synthesis algorithms are appealing due to their low computational requirements, they often struggle to reproduce thin structures. In contrast, more expensive methods that model the scene's geometry as a volumetric density field (e.g. NeRF) excel at reconstructing fine geometric detail. However, density fields often represent geometry in a "fuzzy" manner, which hinders exact localization of the surface. In this work, we modify density fields to encourage them to converge towards surfaces, without compromising their ability to reconstruct thin structures. First, we employ a discrete opacity grid representation instead of a continuous density field, which allows opacity values to discontinuously transition from zero to one at the surface. Second, we anti-alias by casting multiple rays per pixel, which allows occlusion boundaries and subpixel structures to be modelled without using semi-transparent voxels. Third, we minimize the binary entropy of the opacity values, which facilitates the extraction of surface geometry by encouraging opacity values to binarize towards the end of training. Lastly, we develop a fusion-based meshing strategy followed by mesh simplification and appearance model fitting. The compact meshes produced by our model can be rendered in real-time on mobile devices and achieve significantly higher view synthesis quality compared to existing mesh-based approaches.