pwc-archive/papers-with-abstracts huggingface dataset:
Rethinking Dimensional Rationale in Graph Contrastive Learning from Causal Perspective
Authors: Qirui Ji, Jiangmeng Li, Jie Hu, Rui Wang, Changwen Zheng, Fanjiang Xu
Date: 2023-12-16 00:00:00
Tasks: Contrastive Learning, Meta-Learning

Graph contrastive learning is a general learning paradigm excelling at capturing invariant information from diverse perturbations in graphs. Recent works focus on exploring the structural rationale from graphs, thereby increasing the discriminability of the invariant information. However, such methods may incur in the mis-learning of graph models towards the interpretability of graphs, and thus the learned noisy and task-agnostic information interferes with the prediction of graphs. To this end, with the purpose of exploring the intrinsic rationale of graphs, we accordingly propose to capture the dimensional rationale from graphs, which has not received sufficient attention in the literature. The conducted exploratory experiments attest to the feasibility of the aforementioned roadmap. To elucidate the innate mechanism behind the performance improvement arising from the dimensional rationale, we rethink the dimensional rationale in graph contrastive learning from a causal perspective and further formalize the causality among the variables in the pre-training stage to build the corresponding structural causal model. On the basis of the understanding of the structural causal model, we propose the dimensional rationale-aware graph contrastive learning approach, which introduces a learnable dimensional rationale acquiring network and a redundancy reduction constraint. The learnable dimensional rationale acquiring network is updated by leveraging a bi-level meta-learning technique, and the redundancy reduction constraint disentangles the redundant features through a decorrelation process during learning. Empirically, compared with state-of-the-art methods, our method can yield significant performance boosts on various benchmarks with respect to discriminability and transferability. The code implementation of our method is available at https://github.com/ByronJi/DRGCL.
How Far Can Fairness Constraints Help Recover From Biased Data?
Authors: Mohit Sharma, Amit Deshpande
Date: 2023-12-16 00:00:00
Tasks: Fairness

A general belief in fair classification is that fairness constraints incur a trade-off with accuracy, which biased data may worsen. Contrary to this belief, Blum & Stangl (2019) show that fair classification with equal opportunity constraints even on extremely biased data can recover optimally accurate and fair classifiers on the original data distribution. Their result is interesting because it demonstrates that fairness constraints can implicitly rectify data bias and simultaneously overcome a perceived fairness-accuracy trade-off. Their data bias model simulates under-representation and label bias in underprivileged population, and they show the above result on a stylized data distribution with i.i.d. label noise, under simple conditions on the data distribution and bias parameters. We propose a general approach to extend the result of Blum & Stangl (2019) to different fairness constraints, data bias models, data distributions, and hypothesis classes. We strengthen their result, and extend it to the case when their stylized distribution has labels with Massart noise instead of i.i.d. noise. We prove a similar recovery result for arbitrary data distributions using fair reject option classifiers. We further generalize it to arbitrary data distributions and arbitrary hypothesis classes, i.e., we prove that for any data distribution, if the optimally accurate classifier in a given hypothesis class is fair and robust, then it can be recovered through fair classification with equal opportunity constraints on the biased distribution whenever the bias parameters satisfy certain simple conditions. Finally, we show applications of our technique to time-varying data bias in classification and fair machine learning pipelines.
Lecture Notes in Probabilistic Diffusion Models
Authors: Inga Strümke, Helge Langseth
Date: 2023-12-16 00:00:00

Diffusion models are loosely modelled based on non-equilibrium thermodynamics, where \textit{diffusion} refers to particles flowing from high-concentration regions towards low-concentration regions. In statistics, the meaning is quite similar, namely the process of transforming a complex distribution $p_{\text{complex}}$ on $\mathbb{R}^d$ to a simple distribution $p_{\text{prior}}$ on the same domain. This constitutes a Markov chain of diffusion steps of slowly adding random noise to data, followed by a reverse diffusion process in which the data is reconstructed from the noise. The diffusion model learns the data manifold to which the original and thus the reconstructed data samples belong, by training on a large number of data points. While the diffusion process pushes a data sample off the data manifold, the reverse process finds a trajectory back to the data manifold. Diffusion models have -- unlike variational autoencoder and flow models -- latent variables with the same dimensionality as the original data, and they are currently\footnote{At the time of writing, 2023.} outperforming other approaches -- including Generative Adversarial Networks (GANs) -- to modelling the distribution of, e.g., natural images.
The Causal Impact of Credit Lines on Spending Distributions
Authors: Yijun Li, Cheuk Hang Leung, Xiangqian Sun, Chaoqun Wang, Yiyan Huang, Xing Yan, Qi Wu, Dongdong Wang, Zhixiang Huang
Date: 2023-12-16 00:00:00

Consumer credit services offered by e-commerce platforms provide customers with convenient loan access during shopping and have the potential to stimulate sales. To understand the causal impact of credit lines on spending, previous studies have employed causal estimators, based on direct regression (DR), inverse propensity weighting (IPW), and double machine learning (DML) to estimate the treatment effect. However, these estimators do not consider the notion that an individual's spending can be understood and represented as a distribution, which captures the range and pattern of amounts spent across different orders. By disregarding the outcome as a distribution, valuable insights embedded within the outcome distribution might be overlooked. This paper develops a distribution-valued estimator framework that extends existing real-valued DR-, IPW-, and DML-based estimators to distribution-valued estimators within Rubin's causal framework. We establish their consistency and apply them to a real dataset from a large e-commerce platform. Our findings reveal that credit lines positively influence spending across all quantiles; however, as credit lines increase, consumers allocate more to luxuries (higher quantiles) than necessities (lower quantiles).
Imitate the Good and Avoid the Bad: An Incremental Approach to Safe Reinforcement Learning
Authors: Huy Hoang, Tien Mai, Pradeep Varakantham
Date: 2023-12-16 00:00:00
Tasks: Reinforcement Learning (RL), Safe Reinforcement Learning

A popular framework for enforcing safe actions in Reinforcement Learning (RL) is Constrained RL, where trajectory based constraints on expected cost (or other cost measures) are employed to enforce safety and more importantly these constraints are enforced while maximizing expected reward. Most recent approaches for solving Constrained RL convert the trajectory based cost constraint into a surrogate problem that can be solved using minor modifications to RL methods. A key drawback with such approaches is an over or underestimation of the cost constraint at each state. Therefore, we provide an approach that does not modify the trajectory based cost constraint and instead imitates ``good'' trajectories and avoids ``bad'' trajectories generated from incrementally improving policies. We employ an oracle that utilizes a reward threshold (which is varied with learning) and the overall cost constraint to label trajectories as ``good'' or ``bad''. A key advantage of our approach is that we are able to work from any starting policy or set of trajectories and improve on it. In an exhaustive set of experiments, we demonstrate that our approach is able to outperform top benchmark approaches for solving Constrained RL problems, with respect to expected cost, CVaR cost, or even unknown cost constraints.
Collect and Connect Data Leaves to Feature Concepts: Interactive Graph Generation Toward Well-being
Authors: Yukio Ohsawa, Tomohide Maekawa, Hiroki Yamaguchi, Hiro Yoshida, Kaira Sekiguchi
Date: 2023-12-16 00:00:00
Tasks: Graph Generation

Feature concepts and data leaves have been invented using datasets to foster creative thoughts for creating well-being in daily life. The idea, simply put, is to attach selected and collected data leaves that are summaries of event flows to be discovered from corresponding datasets, on the target feature concept representing the well-being aimed. A graph of existing or expected datasets to be attached to a feature concept is generated semi-automatically. Rather than sheer automated generative AI, our work addresses the process of generative artificial and natural intelligence to create the basis for data use and reuse.
When Graph Data Meets Multimodal: A New Paradigm for Graph Understanding and Reasoning
Authors: Qihang Ai, Jianwu Zhou, Haiyun Jiang, Lemao Liu, Shuming Shi
Date: 2023-12-16 00:00:00
Tasks: Optical Character Recognition (OCR)

Graph data is ubiquitous in the physical world, and it has always been a challenge to efficiently model graph structures using a unified paradigm for the understanding and reasoning on various graphs. Moreover, in the era of large language models, integrating complex graph information into text sequences has become exceptionally difficult, which hinders the ability to interact with graph data through natural language instructions.The paper presents a new paradigm for understanding and reasoning about graph data by integrating image encoding and multimodal technologies. This approach enables the comprehension of graph data through an instruction-response format, utilizing GPT-4V's advanced capabilities. The study evaluates this paradigm on various graph types, highlighting the model's strengths and weaknesses, particularly in Chinese OCR performance and complex reasoning tasks. The findings suggest new direction for enhancing graph data processing and natural language interaction.
Do Similar Entities have Similar Embeddings?
Authors: Nicolas Hubert, Heiko Paulheim, Armelle Brun, Davy Monticolo
Date: 2023-12-16 00:00:00
Tasks: Graph Embedding, Graph Similarity, Knowledge Graph Embedding, Link Prediction, Recommendation Systems

Knowledge graph embedding models (KGEMs) developed for link prediction learn vector representations for entities in a knowledge graph, known as embeddings. A common tacit assumption is the KGE entity similarity assumption, which states that these KGEMs retain the graph's structure within their embedding space, \textit{i.e.}, position similar entities within the graph close to one another. This desirable property make KGEMs widely used in downstream tasks such as recommender systems or drug repurposing. Yet, the relation of entity similarity and similarity in the embedding space has rarely been formally evaluated. Typically, KGEMs are assessed based on their sole link prediction capabilities, using ranked-based metrics such as Hits@K or Mean Rank. This paper challenges the prevailing assumption that entity similarity in the graph is inherently mirrored in the embedding space. Therefore, we conduct extensive experiments to measure the capability of KGEMs to cluster similar entities together, and investigate the nature of the underlying factors. Moreover, we study if different KGEMs expose a different notion of similarity. Datasets, pre-trained embeddings and code are available at: https://github.com/nicolas-hbt/similar-embeddings/.
Proportional Representation in Metric Spaces and Low-Distortion Committee Selection
Authors: Yusuf Hakan Kalayci, David Kempe, Vikram Kher
Date: 2023-12-16 00:00:00
Tasks: Fairness

We introduce a novel definition for a small set R of k points being "representative" of a larger set in a metric space. Given a set V (e.g., documents or voters) to represent, and a set C of possible representatives, our criterion requires that for any subset S comprising a theta fraction of V, the average distance of S to their best theta*k points in R should not be more than a factor gamma compared to their average distance to the best theta*k points among all of C. This definition is a strengthening of proportional fairness and core fairness, but - different from those notions - requires that large cohesive clusters be represented proportionally to their size. Since there are instances for which - unless gamma is polynomially large - no solutions exist, we study this notion in a resource augmentation framework, implicitly stating the constraints for a set R of size k as though its size were only k/alpha, for alpha > 1. Furthermore, motivated by the application to elections, we mostly focus on the "ordinal" model, where the algorithm does not learn the actual distances; instead, it learns only for each point v in V and each candidate pairs c, c' which of c, c' is closer to v. Our main result is that the Expanding Approvals Rule (EAR) of Aziz and Lee is (alpha, gamma) representative with gamma <= 1 + 6.71 * (alpha)/(alpha-1). Our results lead to three notable byproducts. First, we show that the EAR achieves constant proportional fairness in the ordinal model, giving the first positive result on metric proportional fairness with ordinal information. Second, we show that for the core fairness objective, the EAR achieves the same asymptotic tradeoff between resource augmentation and approximation as the recent results of Li et al., which used full knowledge of the metric. Finally, our results imply a very simple single-winner voting rule with metric distortion at most 44.
SPT: Fine-Tuning Transformer-based Language Models Efficiently with Sparsification
Authors: Yuntao Gui, Xiao Yan, Peiqi Yin, Han Yang, James Cheng
Date: 2023-12-16 00:00:00
Tasks: Quantization

Transformer-based large language models (e.g., BERT and GPT) achieve great success, and fine-tuning, which tunes a pre-trained model on a task-specific dataset, is the standard practice to utilize these models for downstream tasks. However, Transformer fine-tuning has long running time and high memory consumption due to the large size of the models. We propose the SPT system to fine-tune Transformer-based models efficiently by introducing sparsity. We observe that the memory consumption of Transformer mainly comes from storing attention weights for multi-head attention (MHA), and the majority of running time is spent on feed-forward network (FFN). Thus, we design the sparse MHA module, which computes and stores only large attention weights to reduce memory consumption, and the routed FFN module, which dynamically activates a subset of model parameters for each token to reduce computation cost. We implement SPT on PyTorch and customize CUDA kernels to run sparse MHA and routed FFN efficiently. Specifically, we use product quantization to identify the large attention weights and compute attention via sparse matrix multiplication for sparse MHA. For routed FFN, we batch the tokens according to their activated model parameters for efficient computation. We conduct extensive experiments to evaluate SPT on various model configurations. The results show that SPT consistently outperforms well-optimized baselines, reducing the peak memory consumption by up to 50% and accelerating fine-tuning by up to 2.2x.
Opara: Exploiting Operator Parallelism for Expediting DNN Inference on GPUs
Authors: Aodong Chen, Fei Xu, Li Han, Yuan Dong, Li Chen, Zhi Zhou, Fangming Liu
Date: 2023-12-16 00:00:00
Tasks: GPU, Scheduling

GPUs have become the \emph{defacto} hardware devices for accelerating Deep Neural Network (DNN) inference workloads. However, the conventional \emph{sequential execution mode of DNN operators} in mainstream deep learning frameworks cannot fully utilize GPU resources, even with the operator fusion enabled, due to the increasing complexity of model structures and a greater diversity of operators. Moreover, the \emph{inadequate operator launch order} in parallelized execution scenarios can lead to GPU resource wastage and unexpected performance interference among operators. In this paper, we propose \emph{Opara}, a resource- and interference-aware DNN \underline{Op}erator \underline{para}llel scheduling framework to accelerate DNN inference on GPUs. Specifically, \emph{Opara} first employs \texttt{CUDA Streams} and \texttt{CUDA Graph} to \emph{parallelize} the execution of multiple operators automatically. To further expedite DNN inference, \emph{Opara} leverages the resource demands of operators to judiciously adjust the operator launch order on GPUs, overlapping the execution of compute-intensive and memory-intensive operators. We implement and open source a prototype of \emph{Opara} based on PyTorch in a \emph{non-intrusive} manner. Extensive prototype experiments with representative DNN and Transformer-based models demonstrate that \emph{Opara} outperforms the default sequential \texttt{CUDA Graph} in PyTorch and the state-of-the-art operator parallelism systems by up to $1.68\times$ and $1.29\times$, respectively, yet with acceptable runtime overhead.
A Comparative Analysis of Large Language Models for Code Documentation Generation
Authors: Shubhang Shekhar Dvivedi, Vyshnav Vijay, Sai Leela Rahul Pujari, Shoumik Lodh, Dhruv Kumar
Date: 2023-12-16 00:00:00
Tasks: Code Documentation Generation

This paper presents a comprehensive comparative analysis of Large Language Models (LLMs) for generation of code documentation. Code documentation is an essential part of the software writing process. The paper evaluates models such as GPT-3.5, GPT-4, Bard, Llama2, and Starchat on various parameters like Accuracy, Completeness, Relevance, Understandability, Readability and Time Taken for different levels of code documentation. Our evaluation employs a checklist-based system to minimize subjectivity, providing a more objective assessment. We find that, barring Starchat, all LLMs consistently outperform the original documentation. Notably, closed-source models GPT-3.5, GPT-4, and Bard exhibit superior performance across various parameters compared to open-source/source-available LLMs, namely LLama 2 and StarChat. Considering the time taken for generation, GPT-4 demonstrated the longest duration, followed by Llama2, Bard, with ChatGPT and Starchat having comparable generation times. Additionally, file level documentation had a considerably worse performance across all parameters (except for time taken) as compared to inline and function level documentation.
ProTIP: Progressive Tool Retrieval Improves Planning
Authors: Raviteja Anantha, Bortik Bandyopadhyay, Anirudh Kashi, Sayantan Mahinder, Andrew W Hill, Srinivas Chappidi
Date: 2023-12-16 00:00:00
Tasks: Contrastive Learning, Retrieval

Large language models (LLMs) are increasingly employed for complex multi-step planning tasks, where the tool retrieval (TR) step is crucial for achieving successful outcomes. Two prevalent approaches for TR are single-step retrieval, which utilizes the complete query, and sequential retrieval using task decomposition (TD), where a full query is segmented into discrete atomic subtasks. While single-step retrieval lacks the flexibility to handle "inter-tool dependency," the TD approach necessitates maintaining "subtask-tool atomicity alignment," as the toolbox can evolve dynamically. To address these limitations, we introduce the Progressive Tool retrieval to Improve Planning (ProTIP) framework. ProTIP is a lightweight, contrastive learning-based framework that implicitly performs TD without the explicit requirement of subtask labels, while simultaneously maintaining subtask-tool atomicity. On the ToolBench dataset, ProTIP outperforms the ChatGPT task decomposition-based approach by a remarkable margin, achieving a 24% improvement in Recall@K=10 for TR and a 41% enhancement in tool accuracy for plan generation.
An Attentive Inductive Bias for Sequential Recommendation beyond the Self-Attention
Authors: Yehjin Shin, Jeongwhan Choi, Hyowon Wi, Noseong Park
Date: 2023-12-16 00:00:00
Tasks: Recommendation Systems, Sequential Recommendation

Sequential recommendation (SR) models based on Transformers have achieved remarkable successes. The self-attention mechanism of Transformers for computer vision and natural language processing suffers from the oversmoothing problem, i.e., hidden representations becoming similar to tokens. In the SR domain, we, for the first time, show that the same problem occurs. We present pioneering investigations that reveal the low-pass filtering nature of self-attention in the SR, which causes oversmoothing. To this end, we propose a novel method called $\textbf{B}$eyond $\textbf{S}$elf-$\textbf{A}$ttention for Sequential $\textbf{Rec}$ommendation (BSARec), which leverages the Fourier transform to i) inject an inductive bias by considering fine-grained sequential patterns and ii) integrate low and high-frequency information to mitigate oversmoothing. Our discovery shows significant advancements in the SR domain and is expected to bridge the gap for existing Transformer-based SR models. We test our proposed approach through extensive experiments on 6 benchmark datasets. The experimental results demonstrate that our model outperforms 7 baseline methods in terms of recommendation performance. Our code is available at https://github.com/yehjin-shin/BSARec.
Spatial-Temporal DAG Convolutional Networks for End-to-End Joint Effective Connectivity Learning and Resting-State fMRI Classification
Authors: Rui Yang, Wenrui Dai, Huajun She, Yiping P. Du, Dapeng Wu, Hongkai Xiong
Date: 2023-12-16 00:00:00
Tasks: Time Series, Time Series Classification

Building comprehensive brain connectomes has proved of fundamental importance in resting-state fMRI (rs-fMRI) analysis. Based on the foundation of brain network, spatial-temporal-based graph convolutional networks have dramatically improved the performance of deep learning methods in rs-fMRI time series classification. However, existing works either pre-define the brain network as the correlation matrix derived from the raw time series or jointly learn the connectome and model parameters without any topology constraint. These methods could suffer from degraded classification performance caused by the deviation from the intrinsic brain connectivity and lack biological interpretability of demonstrating the causal structure (i.e., effective connectivity) among brain regions. Moreover, most existing methods for effective connectivity learning are unaware of the downstream classification task and cannot sufficiently exploit useful rs-fMRI label information. To address these issues in an end-to-end manner, we model the brain network as a directed acyclic graph (DAG) to discover direct causal connections between brain regions and propose Spatial-Temporal DAG Convolutional Network (ST-DAGCN) to jointly infer effective connectivity and classify rs-fMRI time series by learning brain representations based on nonlinear structural equation model. The optimization problem is formulated into a continuous program and solved with score-based learning method via gradient descent. We evaluate ST-DAGCN on two public rs-fMRI databases. Experiments show that ST-DAGCN outperforms existing models by evident margins in rs-fMRI classification and simultaneously learns meaningful edges of effective connectivity that help understand brain activity patterns and pathological mechanisms in brain disease.