pwc-archive/papers-with-abstracts huggingface dataset:
VIPeR: Provably Efficient Algorithm for Offline RL with Neural Function Approximation
Authors: Thanh Nguyen-Tang, Raman Arora
Date: 2023-02-24 00:00:00
Tasks: Computational Efficiency, Offline RL, reinforcement-learning, Reinforcement Learning (RL), Zero-Shot Video Question Answer

We propose a novel algorithm for offline reinforcement learning called Value Iteration with Perturbed Rewards (VIPeR), which amalgamates the pessimism principle with random perturbations of the value function. Most current offline RL algorithms explicitly construct statistical confidence regions to obtain pessimism via lower confidence bounds (LCB), which cannot easily scale to complex problems where a neural network is used to estimate the value functions. Instead, VIPeR implicitly obtains pessimism by simply perturbing the offline data multiple times with carefully-designed i.i.d. Gaussian noises to learn an ensemble of estimated state-action {value functions} and acting greedily with respect to the minimum of the ensemble. The estimated state-action values are obtained by fitting a parametric model (e.g., neural networks) to the perturbed datasets using gradient descent. As a result, VIPeR only needs $\mathcal{O}(1)$ time complexity for action selection, while LCB-based algorithms require at least $\Omega(K^2)$, where $K$ is the total number of trajectories in the offline data. We also propose a novel data-splitting technique that helps remove a factor involving the log of the covering number in our bound. We prove that VIPeR yields a provable uncertainty quantifier with overparameterized neural networks and enjoys a bound on sub-optimality of $\tilde{\mathcal{O}}( { \kappa H^{5/2} \tilde{d} }/{\sqrt{K}})$, where $\tilde{d}$ is the effective dimension, $H$ is the horizon length and $\kappa$ measures the distributional shift. We corroborate the statistical and computational efficiency of VIPeR with an empirical evaluation on a wide set of synthetic and real-world datasets. To the best of our knowledge, VIPeR is the first algorithm for offline RL that is provably efficient for general Markov decision processes (MDPs) with neural network function approximation.
Defending Against Backdoor Attacks by Layer-wise Feature Analysis
Authors: Najeeb Moharram Jebreel, Josep Domingo-Ferrer, Yiming Li
Date: 2023-02-24 00:00:00
Tasks: Backdoor Attack

Training deep neural networks (DNNs) usually requires massive training data and computational resources. Users who cannot afford this may prefer to outsource training to a third party or resort to publicly available pre-trained models. Unfortunately, doing so facilitates a new training-time attack (i.e., backdoor attack) against DNNs. This attack aims to induce misclassification of input samples containing adversary-specified trigger patterns. In this paper, we first conduct a layer-wise feature analysis of poisoned and benign samples from the target class. We find out that the feature difference between benign and poisoned samples tends to be maximum at a critical layer, which is not always the one typically used in existing defenses, namely the layer before fully-connected layers. We also demonstrate how to locate this critical layer based on the behaviors of benign samples. We then propose a simple yet effective method to filter poisoned samples by analyzing the feature differences between suspicious and benign samples at the critical layer. We conduct extensive experiments on two benchmark datasets, which confirm the effectiveness of our defense.
SurvivalGAN: Generating Time-to-Event Data for Survival Analysis
Authors: Alexander Norcliffe, Bogdan Cebere, Fergus Imrie, Pietro Lio, Mihaela van der Schaar
Date: 2023-02-24 00:00:00
Tasks: Fairness, Survival Analysis

Synthetic data is becoming an increasingly promising technology, and successful applications can improve privacy, fairness, and data democratization. While there are many methods for generating synthetic tabular data, the task remains non-trivial and unexplored for specific scenarios. One such scenario is survival data. Here, the key difficulty is censoring: for some instances, we are not aware of the time of event, or if one even occurred. Imbalances in censoring and time horizons cause generative models to experience three new failure modes specific to survival analysis: (1) generating too few at-risk members; (2) generating too many at-risk members; and (3) censoring too early. We formalize these failure modes and provide three new generative metrics to quantify them. Following this, we propose SurvivalGAN, a generative model that handles survival data firstly by addressing the imbalance in the censoring and event horizons, and secondly by using a dedicated mechanism for approximating time-to-event/censoring. We evaluate this method via extensive experiments on medical datasets. SurvivalGAN outperforms multiple baselines at generating survival data, and in particular addresses the failure modes as measured by the new metrics, in addition to improving downstream performance of survival models trained on the synthetic data.
Anomalous NO2 emitting ship detection with TROPOMI satellite data and machine learning
Authors: Solomiia Kurchaba, Jasper van Vliet, Fons J. Verbeek, Cor J. Veenman
Date: 2023-02-24 00:00:00

Starting from 2021, more demanding $\text{NO}_\text{x}$ emission restrictions were introduced for ships operating in the North and Baltic Sea waters. Since all methods currently used for ship compliance monitoring are financially and time demanding, it is important to prioritize the inspection of ships that have high chances of being non-compliant. The current state-of-the-art approach for a large-scale ship $\text{NO}_\text{2}$ estimation is a supervised machine learning-based segmentation of ship plumes on TROPOMI/S5P images. However, challenging data annotation and insufficiently complex ship emission proxy used for the validation limit the applicability of the model for ship compliance monitoring. In this study, we present a method for the automated selection of potentially non-compliant ships using a combination of machine learning models on TROPOMI satellite data. It is based on a proposed regression model predicting the amount of $\text{NO}_\text{2}$ that is expected to be produced by a ship with certain properties operating in the given atmospheric conditions. The model does not require manual labeling and is validated with TROPOMI data directly. The differences between the predicted and actual amount of produced $\text{NO}_\text{2}$ are integrated over observations of the ship in time and are used as a measure of the inspection worthiness of a ship. To assure the robustness of the results, we compare the obtained results with the results of the previously developed segmentation-based method. Ships that are also highly deviating in accordance with the segmentation method require further attention. If no other explanations can be found by checking the TROPOMI data, the respective ships are advised to be the candidates for inspection.
Balanced Off-Policy Evaluation for Personalized Pricing
Authors: Adam N. Elmachtoub, Vishal Gupta, Yunfan Zhao
Date: 2023-02-24 00:00:00
Tasks: Off-policy evaluation

We consider a personalized pricing problem in which we have data consisting of feature information, historical pricing decisions, and binary realized demand. The goal is to perform off-policy evaluation for a new personalized pricing policy that maps features to prices. Methods based on inverse propensity weighting (including doubly robust methods) for off-policy evaluation may perform poorly when the logging policy has little exploration or is deterministic, which is common in pricing applications. Building on the balanced policy evaluation framework of Kallus (2018), we propose a new approach tailored to pricing applications. The key idea is to compute an estimate that minimizes the worst-case mean squared error or maximizes a worst-case lower bound on policy performance, where in both cases the worst-case is taken with respect to a set of possible revenue functions. We establish theoretical convergence guarantees and empirically demonstrate the advantage of our approach using a real-world pricing dataset.
Regulating Clients' Noise Adding in Federated Learning without Verification
Authors: Shu Hong, Lingjie Duan
Date: 2023-02-24 00:00:00
Tasks: Federated Learning

In federated learning (FL), clients cooperatively train a global model without revealing their raw data but gradients or parameters, while the local information can still be disclosed from local outputs transmitted to the parameter server. With such privacy concerns, a client may overly add artificial noise to his local updates to compromise the global model training, and we prove the selfish noise adding leads to an infinite price of anarchy (PoA). This paper proposes a novel pricing mechanism to regulate privacy-sensitive clients without verifying their parameter updates, unlike existing privacy mechanisms that assume the server's full knowledge of added noise. Without knowing the ground truth, our mechanism reaches the social optimum to best balance the global training error and privacy loss, according to the difference between a client's updated parameter and all clients' average parameter. We also improve the FL convergence bound by refining the aggregation rule at the server to account for different clients' noise variances. Moreover, we extend our pricing scheme to fit incomplete information of clients' privacy sensitivities, ensuring their truthful type reporting and the system's ex-ante budget balance. Simulations show that our pricing scheme greatly improves the system performance especially when clients have diverse privacy sensitivities.
LightTS: Lightweight Time Series Classification with Adaptive Ensemble Distillation -- Extended Version
Authors: David Campos, Miao Zhang, Bin Yang, Tung Kieu, Chenjuan Guo, Christian S. Jensen
Date: 2023-02-24 00:00:00
Tasks: Classification, Decision Making, Ensemble Learning, Time Series, Time Series Analysis, Time Series Classification

Due to the sweeping digitalization of processes, increasingly vast amounts of time series data are being produced. Accurate classification of such time series facilitates decision making in multiple domains. State-of-the-art classification accuracy is often achieved by ensemble learning where results are synthesized from multiple base models. This characteristic implies that ensemble learning needs substantial computing resources, preventing their use in resource-limited environments, such as in edge devices. To extend the applicability of ensemble learning, we propose the LightTS framework that compresses large ensembles into lightweight models while ensuring competitive accuracy. First, we propose adaptive ensemble distillation that assigns adaptive weights to different base models such that their varying classification capabilities contribute purposefully to the training of the lightweight model. Second, we propose means of identifying Pareto optimal settings w.r.t. model accuracy and model size, thus enabling users with a space budget to select the most accurate lightweight model. We report on experiments using 128 real-world time series sets and different types of base models that justify key decisions in the design of LightTS and provide evidence that LightTS is able to outperform competitors.
Supervised Hierarchical Clustering using Graph Neural Networks for Speaker Diarization
Authors: Prachi Singh, Amrit Kaul, Sriram Ganapathy
Date: 2023-02-24 00:00:00
Tasks: Clustering, Graph Clustering, Graph Neural Network, speaker-diarization, Speaker Diarization

Conventional methods for speaker diarization involve windowing an audio file into short segments to extract speaker embeddings, followed by an unsupervised clustering of the embeddings. This multi-step approach generates speaker assignments for each segment. In this paper, we propose a novel Supervised HierArchical gRaph Clustering algorithm (SHARC) for speaker diarization where we introduce a hierarchical structure using Graph Neural Network (GNN) to perform supervised clustering. The supervision allows the model to update the representations and directly improve the clustering performance, thus enabling a single-step approach for diarization. In the proposed work, the input segment embeddings are treated as nodes of a graph with the edge weights corresponding to the similarity scores between the nodes. We also propose an approach to jointly update the embedding extractor and the GNN model to perform end-to-end speaker diarization (E2E-SHARC). During inference, the hierarchical clustering is performed using node densities and edge existence probabilities to merge the segments until convergence. In the diarization experiments, we illustrate that the proposed E2E-SHARC approach achieves 53% and 44% relative improvements over the baseline systems on benchmark datasets like AMI and Voxconverse, respectively.
Cross-Lingual Transfer of Cognitive Processing Complexity
Authors: Charlotte Pouw, Nora Hollenstein, Lisa Beinborn
Date: 2023-02-24 00:00:00
Tasks: Cross-Lingual Transfer, Sentence

When humans read a text, their eye movements are influenced by the structural complexity of the input sentences. This cognitive phenomenon holds across languages and recent studies indicate that multilingual language models utilize structural similarities between languages to facilitate cross-lingual transfer. We use sentence-level eye-tracking patterns as a cognitive indicator for structural complexity and show that the multilingual model XLM-RoBERTa can successfully predict varied patterns for 13 typologically diverse languages, despite being fine-tuned only on English data. We quantify the sensitivity of the model to structural complexity and distinguish a range of complexity characteristics. Our results indicate that the model develops a meaningful bias towards sentence length but also integrates cross-lingual differences. We conduct a control experiment with randomized word order and find that the model seems to additionally capture more complex structural information.
Wasserstein Projection Pursuit of Non-Gaussian Signals
Authors: Satyaki Mukherjee, Soumendu Sundar Mukherjee, Debarghya Ghoshdastidar
Date: 2023-02-24 00:00:00
Tasks: Dimensionality Reduction

We consider the general dimensionality reduction problem of locating in a high-dimensional data cloud, a $k$-dimensional non-Gaussian subspace of interesting features. We use a projection pursuit approach -- we search for mutually orthogonal unit directions which maximise the 2-Wasserstein distance of the empirical distribution of data-projections along these directions from a standard Gaussian. Under a generative model, where there is a underlying (unknown) low-dimensional non-Gaussian subspace, we prove rigorous statistical guarantees on the accuracy of approximating this unknown subspace by the directions found by our projection pursuit approach. Our results operate in the regime where the data dimensionality is comparable to the sample size, and thus supplement the recent literature on the non-feasibility of locating interesting directions via projection pursuit in the complementary regime where the data dimensionality is much larger than the sample size.
A DeepONet multi-fidelity approach for residual learning in reduced order modeling
Authors: Nicola Demo, Marco Tezzele, Gianluigi Rozza
Date: 2023-02-24 00:00:00

In the present work, we introduce a novel approach to enhance the precision of reduced order models by exploiting a multi-fidelity perspective and DeepONets. Reduced models provide a real-time numerical approximation by simplifying the original model. The error introduced by the such operation is usually neglected and sacrificed in order to reach a fast computation. We propose to couple the model reduction to a machine learning residual learning, such that the above-mentioned error can be learned by a neural network and inferred for new predictions. We emphasize that the framework maximizes the exploitation of high-fidelity information, using it for building the reduced order model and for learning the residual. In this work, we explore the integration of proper orthogonal decomposition (POD), and gappy POD for sensors data, with the recent DeepONet architecture. Numerical investigations for a parametric benchmark function and a nonlinear parametric Navier-Stokes problem are presented.
Personalized Pricing with Invalid Instrumental Variables: Identification, Estimation, and Policy Learning
Authors: Rui Miao, Zhengling Qi, Cong Shi, Lin Lin
Date: 2023-02-24 00:00:00
Tasks: Causal Inference, Econometrics

Pricing based on individual customer characteristics is widely used to maximize sellers' revenues. This work studies offline personalized pricing under endogeneity using an instrumental variable approach. Standard instrumental variable methods in causal inference/econometrics either focus on a discrete treatment space or require the exclusion restriction of instruments from having a direct effect on the outcome, which limits their applicability in personalized pricing. In this paper, we propose a new policy learning method for Personalized pRicing using Invalid iNsTrumental variables (PRINT) for continuous treatment that allow direct effects on the outcome. Specifically, relying on the structural models of revenue and price, we establish the identifiability condition of an optimal pricing strategy under endogeneity with the help of invalid instrumental variables. Based on this new identification, which leads to solving conditional moment restrictions with generalized residual functions, we construct an adversarial min-max estimator and learn an optimal pricing strategy. Furthermore, we establish an asymptotic regret bound to find an optimal pricing strategy. Finally, we demonstrate the effectiveness of the proposed method via extensive simulation studies as well as a real data application from an US online auto loan company.
T-Phenotype: Discovering Phenotypes of Predictive Temporal Patterns in Disease Progression
Authors: Yuchao Qin, Mihaela van der Schaar, Changhee Lee
Date: 2023-02-24 00:00:00
Tasks: Clustering, Representation Learning, Time Series, Time Series Analysis

Clustering time-series data in healthcare is crucial for clinical phenotyping to understand patients' disease progression patterns and to design treatment guidelines tailored to homogeneous patient subgroups. While rich temporal dynamics enable the discovery of potential clusters beyond static correlations, two major challenges remain outstanding: i) discovery of predictive patterns from many potential temporal correlations in the multi-variate time-series data and ii) association of individual temporal patterns to the target label distribution that best characterizes the underlying clinical progression. To address such challenges, we develop a novel temporal clustering method, T-Phenotype, to discover phenotypes of predictive temporal patterns from labeled time-series data. We introduce an efficient representation learning approach in frequency domain that can encode variable-length, irregularly-sampled time-series into a unified representation space, which is then applied to identify various temporal patterns that potentially contribute to the target label using a new notion of path-based similarity. Throughout the experiments on synthetic and real-world datasets, we show that T-Phenotype achieves the best phenotype discovery performance over all the evaluated baselines. We further demonstrate the utility of T-Phenotype by uncovering clinically meaningful patient subgroups characterized by unique temporal patterns.
Retrospective Uncertainties for Deep Models using Vine Copulas
Authors: Nataša Tagasovska, Firat Ozdemir, Axel Brando
Date: 2023-02-24 00:00:00
Tasks: regression

Despite the major progress of deep models as learning machines, uncertainty estimation remains a major challenge. Existing solutions rely on modified loss functions or architectural changes. We propose to compensate for the lack of built-in uncertainty estimates by supplementing any network, retrospectively, with a subsequent vine copula model, in an overall compound we call Vine-Copula Neural Network (VCNN). Through synthetic and real-data experiments, we show that VCNNs could be task (regression/classification) and architecture (recurrent, fully connected) agnostic while providing reliable and better-calibrated uncertainty estimates, comparable to state-of-the-art built-in uncertainty solutions.
A Machine Learning Approach for Hierarchical Classification of Software Requirements
Authors: Manal Binkhonain, Liping Zhao
Date: 2023-02-24 00:00:00
Tasks: Classification, feature selection

Context: Classification of software requirements into different categories is a critically important task in requirements engineering (RE). Developing machine learning (ML) approaches for requirements classification has attracted great interest in the RE community since the 2000s. Objective: This paper aims to address two related problems that have been challenging real-world applications of ML approaches: the problems of class imbalance and high dimensionality with low sample size data (HDLSS). These problems can greatly degrade the classification performance of ML methods. Method: The paper proposes HC4RC, a novel ML approach for multiclass classification of requirements. HC4RC solves the aforementioned problems through semantic-role-based feature selection, dataset decomposition and hierarchical classification. We experimentally compare the effectiveness of HC4RC with three closely related approaches - two of which are based on a traditional statistical classification model whereas one uses an advanced deep learning model. Results: Our experiment shows: 1) The class imbalance and HDLSS problems present a challenge to both traditional and advanced ML approaches. 2) The HC4RC approach is simple to use and can effectively address the class imbalance and HDLSS problems compared to similar approaches. Conclusion: This paper makes an important practical contribution to addressing the class imbalance and HDLSS problems in multiclass classification of software requirements.
Membership Inference Attacks against Synthetic Data through Overfitting Detection
Authors: Boris van Breugel, Hao Sun, Zhaozhi Qian, Mihaela van der Schaar
Date: 2023-02-24 00:00:00

Data is the foundation of most science. Unfortunately, sharing data can be obstructed by the risk of violating data privacy, impeding research in fields like healthcare. Synthetic data is a potential solution. It aims to generate data that has the same distribution as the original data, but that does not disclose information about individuals. Membership Inference Attacks (MIAs) are a common privacy attack, in which the attacker attempts to determine whether a particular real sample was used for training of the model. Previous works that propose MIAs against generative models either display low performance -- giving the false impression that data is highly private -- or need to assume access to internal generative model parameters -- a relatively low-risk scenario, as the data publisher often only releases synthetic data, not the model. In this work we argue for a realistic MIA setting that assumes the attacker has some knowledge of the underlying data distribution. We propose DOMIAS, a density-based MIA model that aims to infer membership by targeting local overfitting of the generative model. Experimentally we show that DOMIAS is significantly more successful at MIA than previous work, especially at attacking uncommon samples. The latter is disconcerting since these samples may correspond to underrepresented groups. We also demonstrate how DOMIAS' MIA performance score provides an interpretable metric for privacy, giving data publishers a new tool for achieving the desired privacy-utility trade-off in their synthetic data.