pwc-archive/papers-with-abstracts huggingface dataset:
Black-Box Prompt Optimization: Aligning Large Language Models without Model Training
Authors: Jiale Cheng, Xiao Liu, Kehan Zheng, Pei Ke, Hongning Wang, Yuxiao Dong, Jie Tang, Minlie Huang
Date: 2023-11-07 00:00:00
Tasks: GPU

Large language models (LLMs) have shown impressive success in various applications. However, these models are often not well aligned with human intents, which calls for additional treatments on them; that is, the alignment problem. To make LLMs better follow user instructions, existing alignment methods primarily focus on further training them. However, the extra training of LLMs is usually expensive in terms of GPU computing; even worse, some LLMs are not accessible for user-demanded training, such as GPTs. In this work, we take a different perspective -- Black-Box Prompt Optimization (BPO) -- to perform alignments. The idea is to optimize user prompts to suit LLMs' input understanding, so as to best realize users' intents without updating LLMs' parameters. BPO leverages human preferences to optimize prompts, thus making it superior to LLM (e.g., ChatGPT) as a prompt engineer. Moreover, BPO is model-agnostic, and the empirical results demonstrate that the BPO-aligned ChatGPT yields a 22% increase in the win rate against its original version and 10% for GPT-4. Notably, the BPO-aligned LLMs can outperform the same models aligned by PPO and DPO, and it also brings additional performance gains when combining BPO with PPO or DPO. Code and datasets are released at https://github.com/thu-coai/BPO.
What is Lost in Knowledge Distillation?
Authors: Manas Mohanty, Tanya Roosta, Peyman Passban
Date: 2023-11-07 00:00:00
Tasks: Knowledge Distillation, Model Compression

Deep neural networks (DNNs) have improved NLP tasks significantly, but training and maintaining such networks could be costly. Model compression techniques, such as, knowledge distillation (KD), have been proposed to address the issue; however, the compression process could be lossy. Motivated by this, our work investigates how a distilled student model differs from its teacher, if the distillation process causes any information losses, and if the loss follows a specific pattern. Our experiments aim to shed light on the type of tasks might be less or more sensitive to KD by reporting data points on the contribution of different factors, such as the number of layers or attention heads. Results such as ours could be utilized when determining effective and efficient configurations to achieve optimal information transfers between larger (teacher) and smaller (student) models.
Modelling Sentiment Analysis: LLMs and data augmentation techniques
Authors: Guillem Senabre Prades
Date: 2023-11-07 00:00:00
Tasks: Data Augmentation, Sentiment Analysis, Sentiment Classification

This paper provides different approaches for a binary sentiment classification on a small training dataset. LLMs that provided state-of-the-art results in sentiment analysis and similar domains are being used, such as BERT, RoBERTa and XLNet.
Personality Style Recognition via Machine Learning: Identifying Anaclitic and Introjective Personality Styles from Patients' Speech
Authors: Semere Kiros Bitew, Vincent Schelstraete, Klim Zaporojets, Kimberly Van Nieuwenhove, Reitske Meganck, Chris Develder
Date: 2023-11-07 00:00:00
Tasks: Classification, Diagnostic

In disentangling the heterogeneity observed in psychopathology, personality of the patients is considered crucial. While it has been demonstrated that personality traits are reflected in the language used by a patient, we hypothesize that this enables automatic inference of the personality type directly from speech utterances, potentially more accurately than through a traditional questionnaire-based approach explicitly designed for personality classification. To validate this hypothesis, we adopt natural language processing (NLP) and standard machine learning tools for classification. We test this on a dataset of recorded clinical diagnostic interviews (CDI) on a sample of 79 patients diagnosed with major depressive disorder (MDD) -- a condition for which differentiated treatment based on personality styles has been advocated -- and classified into anaclitic and introjective personality styles. We start by analyzing the interviews to see which linguistic features are associated with each style, in order to gain a better understanding of the styles. Then, we develop automatic classifiers based on (a) standardized questionnaire responses; (b) basic text features, i.e., TF-IDF scores of words and word sequences; (c) more advanced text features, using LIWC (linguistic inquiry and word count) and context-aware features using BERT (bidirectional encoder representations from transformers); (d) audio features. We find that automated classification with language-derived features (i.e., based on LIWC) significantly outperforms questionnaire-based classification models. Furthermore, the best performance is achieved by combining LIWC with the questionnaire features. This suggests that more work should be put into developing linguistically based automated techniques for characterizing personality, however questionnaires still to some extent complement such methods.
Do LLMs exhibit human-like response biases? A case study in survey design
Authors: Lindia Tjuatja, Valerie Chen, Sherry Tongshuang Wu, Ameet Talwalkar, Graham Neubig
Date: 2023-11-07 00:00:00
Tasks: Survey

As large language models (LLMs) become more capable, there is growing excitement about the possibility of using LLMs as proxies for humans in real-world tasks where subjective labels are desired, such as in surveys and opinion polling. One widely-cited barrier to the adoption of LLMs as proxies for humans in subjective tasks is their sensitivity to prompt wording - but interestingly, humans also display sensitivities to instruction changes in the form of response biases. We investigate the extent to which LLMs reflect human response biases, if at all. We look to survey design, where human response biases caused by changes in the wordings of "prompts" have been extensively explored in social psychology literature. Drawing from these works, we design a dataset and framework to evaluate whether LLMs exhibit human-like response biases in survey questionnaires. Our comprehensive evaluation of nine models shows that popular open and commercial LLMs generally fail to reflect human-like behavior, particularly in models that have undergone RLHF. Furthermore, even if a model shows a significant change in the same direction as humans, we find that they are sensitive to perturbations that do not elicit significant changes in humans. These results highlight the pitfalls of using LLMs as human proxies, and underscore the need for finer-grained characterizations of model behavior. Our code, dataset, and collected samples are available at https://github.com/lindiatjuatja/BiasMonkey
Beyond Imitation: Leveraging Fine-grained Quality Signals for Alignment
Authors: Geyang Guo, Ranchi Zhao, Tianyi Tang, Wayne Xin Zhao, Ji-Rong Wen
Date: 2023-11-07 00:00:00
Tasks: Imitation Learning

Alignment with human preference is a desired property of large language models (LLMs). Currently, the main alignment approach is based on reinforcement learning from human feedback (RLHF). Despite the effectiveness of RLHF, it is intricate to implement and train, thus recent studies explore how to develop alternative alignment approaches based on supervised fine-tuning (SFT). A major limitation of SFT is that it essentially does imitation learning, which cannot fully understand what are the expected behaviors. To address this issue, we propose an improved alignment approach named FIGA. Different from prior methods, we incorporate fine-grained (i.e., token or phrase level) quality signals that are derived by contrasting good and bad responses. Our approach has made two major contributions. Firstly, we curate a refined alignment dataset that pairs initial responses and the corresponding revised ones. Secondly, we devise a new loss function can leverage fine-grained quality signals to instruct the learning of LLMs for alignment. Extensive experiments have demonstrated the effectiveness of our approaches by comparing a number of competitive baselines.
PrivLM-Bench: A Multi-level Privacy Evaluation Benchmark for Language Models
Authors: Haoran Li, Dadi Guo, Donghao Li, Wei Fan, Qi Hu, Xin Liu, Chunkit Chan, Duanyi Yao, Yuan YAO, Yangqiu Song
Date: 2023-11-07 00:00:00
Tasks: Privacy Preserving

The rapid development of language models (LMs) brings unprecedented accessibility and usage for both models and users. On the one hand, powerful LMs achieve state-of-the-art performance over numerous downstream NLP tasks. On the other hand, more and more attention is paid to unrestricted model accesses that may bring malicious privacy risks of data leakage. To address these issues, many recent works propose privacy-preserving language models (PPLMs) with differential privacy (DP). Unfortunately, different DP implementations make it challenging for a fair comparison among existing PPLMs. In this paper, we present PrivLM-Bench, a multi-perspective privacy evaluation benchmark to empirically and intuitively quantify the privacy leakage of LMs. Instead of only reporting DP parameters, PrivLM-Bench sheds light on the neglected inference data privacy during actual usage. PrivLM-Bench first clearly defines multi-faceted privacy objectives. Then, PrivLM-Bench constructs a unified pipeline to perform private fine-tuning. Lastly, PrivLM-Bench performs existing privacy attacks on LMs with pre-defined privacy objectives as the empirical evaluation results. The empirical attack results are used to fairly and intuitively evaluate the privacy leakage of various PPLMs. We conduct extensive experiments on three datasets of GLUE for mainstream LMs.
Analyzing Film Adaptation through Narrative Alignment
Authors: Tanzir Pial, Shahreen Salim, Charuta Pethe, Allen Kim, Steven Skiena
Date: 2023-11-07 00:00:00
Tasks: text similarity

Novels are often adapted into feature films, but the differences between the two media usually require dropping sections of the source text from the movie script. Here we study this screen adaptation process by constructing narrative alignments using the Smith-Waterman local alignment algorithm coupled with SBERT embedding distance to quantify text similarity between scenes and book units. We use these alignments to perform an automated analysis of 40 adaptations, revealing insights into the screenwriting process concerning (i) faithfulness of adaptation, (ii) importance of dialog, (iii) preservation of narrative order, and (iv) gender representation issues reflective of the Bechdel test.
Exploring Jiu-Jitsu Argumentation for Writing Peer Review Rebuttals
Authors: Sukannya Purkayastha, Anne Lauscher, Iryna Gurevych
Date: 2023-11-07 00:00:00
Tasks: Sentence

In many domains of argumentation, people's arguments are driven by so-called attitude roots, i.e., underlying beliefs and world views, and their corresponding attitude themes. Given the strength of these latent drivers of arguments, recent work in psychology suggests that instead of directly countering surface-level reasoning (e.g., falsifying given premises), one should follow an argumentation style inspired by the Jiu-Jitsu 'soft' combat system (Hornsey and Fielding, 2017): first, identify an arguer's attitude roots and themes, and then choose a prototypical rebuttal that is aligned with those drivers instead of invalidating those. In this work, we are the first to explore Jiu-Jitsu argumentation for peer review by proposing the novel task of attitude and theme-guided rebuttal generation. To this end, we enrich an existing dataset for discourse structure in peer reviews with attitude roots, attitude themes, and canonical rebuttals. To facilitate this process, we recast established annotation concepts from the domain of peer reviews (e.g., aspects a review sentence is relating to) and train domain-specific models. We then propose strong rebuttal generation strategies, which we benchmark on our novel dataset for the task of end-to-end attitude and theme-guided rebuttal generation and two subtasks.
Factoring Hate Speech: A New Annotation Framework to Study Hate Speech in Social Media
Authors: Gal Ron, Effi Levi, Odelia Oshri, Shaul R. Shenhav
Date: 2023-11-07 00:00:00

In this work we propose a novel annotation scheme which factors hate speech into five separate discursive categories. To evaluate our scheme, we construct a corpus of over 2.9M Twitter posts containing hateful expressions directed at Jews, and annotate a sample dataset of 1,050 tweets. We present a statistical analysis of the annotated dataset as well as discuss annotation examples, and conclude by discussing promising directions for future work.
An Analysis of Dialogue Repair in Voice Assistants
Authors: Matthew Galbraith
Date: 2023-11-07 00:00:00
Tasks: Spoken Dialogue Systems

Spoken dialogue systems have transformed human-machine interaction by providing real-time responses to queries. However, misunderstandings between the user and system persist. This study explores the significance of interactional language in dialogue repair between virtual assistants and users by analyzing interactions with Google Assistant and Siri, focusing on their utilization and response to the other-initiated repair strategy "huh?" prevalent in human-human interaction. Findings reveal several assistant-generated strategies but an inability to replicate human-like repair strategies such as "huh?". English and Spanish user acceptability surveys show differences in users' repair strategy preferences and assistant usage, with both similarities and disparities among the two surveyed languages. These results shed light on inequalities between interactional language in human-human interaction and human-machine interaction, underscoring the need for further research on the impact of interactional language in human-machine interaction in English and beyond.
Improving Korean NLP Tasks with Linguistically Informed Subword Tokenization and Sub-character Decomposition
Authors: Taehee Jeon, BongSeok Yang, ChangHwan Kim, Yoonseob Lim
Date: 2023-11-07 00:00:00
Tasks: CoLA, Computational Efficiency, Morphological Analysis

We introduce a morpheme-aware subword tokenization method that utilizes sub-character decomposition to address the challenges of applying Byte Pair Encoding (BPE) to Korean, a language characterized by its rich morphology and unique writing system. Our approach balances linguistic accuracy with computational efficiency in Pre-trained Language Models (PLMs). Our evaluations show that this technique achieves good performances overall, notably improving results in the syntactic task of NIKL-CoLA. This suggests that integrating morpheme type information can enhance language models' syntactic and semantic capabilities, indicating that adopting more linguistic insights can further improve performance beyond standard morphological analysis.
iACOS: Advancing Implicit Sentiment Extraction with Informative and Adaptive Negative Examples
Authors: Xiancai Xu, Jia-Dong Zhang, Lei Xiong, Zhishang Liu
Date: 2023-11-07 00:00:00
Tasks: Aspect-Based Sentiment Analysis, Aspect-Based Sentiment Analysis (ABSA), Multi-Task Learning, Sentiment Analysis

Aspect-based sentiment analysis (ABSA) have been extensively studied, but little light has been shed on the quadruple extraction consisting of four fundamental elements: aspects, categories, opinions and sentiments, especially with implicit aspects and opinions. In this paper, we propose a new method iACOS for extracting Implicit Aspects with Categories and Opinions with Sentiments. First, iACOS appends two implicit tokens at the end of a text to capture the context-aware representation of all tokens including implicit aspects and opinions. Second, iACOS develops a sequence labeling model over the context-aware token representation to co-extract explicit and implicit aspects and opinions. Third, iACOS devises a multi-label classifier with a specialized multi-head attention for discovering aspect-opinion pairs and predicting their categories and sentiments simultaneously. Fourth, iACOS leverages informative and adaptive negative examples to jointly train the multi-label classifier and the other two classifiers on categories and sentiments by multi-task learning. Finally, the experimental results show that iACOS significantly outperforms other quadruple extraction baselines according to the F1 score on two public benchmark datasets.
Sparse Contrastive Learning of Sentence Embeddings
Authors: Ruize An, Chen Zhang, Dawei Song
Date: 2023-11-07 00:00:00
Tasks: Contrastive Learning, Semantic Textual Similarity, Sentence, Sentence Embeddings, STS, Transfer Learning

Recently, SimCSE has shown the feasibility of contrastive learning in training sentence embeddings and illustrates its expressiveness in spanning an aligned and uniform embedding space. However, prior studies have shown that dense models could contain harmful parameters that affect the model performance, and it is no wonder that SimCSE can as well be invented with such parameters. Driven by this, parameter sparsification is applied, where alignment and uniformity scores are used to measure the contribution of each parameter to the overall quality of sentence embeddings. Drawing from a preliminary study, we consider parameters with minimal contributions to be detrimental, as their sparsification results in improved model performance. To discuss the ubiquity of detrimental parameters and remove them, more experiments on the standard semantic textual similarity (STS) tasks and transfer learning tasks are conducted, and the results show that the proposed sparsified SimCSE (SparseCSE) has excellent performance in comparison with SimCSE. Furthermore, through in-depth analysis, we establish the validity and stability of our sparsification method, showcasing that the embedding space generated by SparseCSE exhibits improved alignment compared to that produced by SimCSE. Importantly, the uniformity yet remains uncompromised.
OLaLa: Ontology Matching with Large Language Models
Authors: Sven Hertling, Heiko Paulheim
Date: 2023-11-07 00:00:00
Tasks: Graph Matching, Language Modeling, Language Modelling, Large Language Model, Ontology Matching

Ontology (and more generally: Knowledge Graph) Matching is a challenging task where information in natural language is one of the most important signals to process. With the rise of Large Language Models, it is possible to incorporate this knowledge in a better way into the matching pipeline. A number of decisions still need to be taken, e.g., how to generate a prompt that is useful to the model, how information in the KG can be formulated in prompts, which Large Language Model to choose, how to provide existing correspondences to the model, how to generate candidates, etc. In this paper, we present a prototype that explores these questions by applying zero-shot and few-shot prompting with multiple open Large Language Models to different tasks of the Ontology Alignment Evaluation Initiative (OAEI). We show that with only a handful of examples and a well-designed prompt, it is possible to achieve results that are en par with supervised matching systems which use a much larger portion of the ground truth.
Conversations in Galician: a Large Language Model for an Underrepresented Language
Authors: Eliseo Bao, Anxo Pérez, Javier Parapar
Date: 2023-11-07 00:00:00
Tasks: Language Modeling, Language Modelling, Large Language Model

The recent proliferation of Large Conversation Language Models has highlighted the economic significance of widespread access to this type of AI technologies in the current information age. Nevertheless, prevailing models have primarily been trained on corpora consisting of documents written in popular languages. The dearth of such cutting-edge tools for low-resource languages further exacerbates their underrepresentation in the current economic landscape, thereby impacting their native speakers. This paper introduces two novel resources designed to enhance Natural Language Processing (NLP) for the Galician language. We present a Galician adaptation of the Alpaca dataset, comprising 52,000 instructions and demonstrations. This dataset proves invaluable for enhancing language models by fine-tuning them to more accurately adhere to provided instructions. Additionally, as a demonstration of the dataset utility, we fine-tuned LLaMA-7B to comprehend and respond in Galician, a language not originally supported by the model, by following the Alpaca format. This work contributes to the research on multilingual models tailored for low-resource settings, a crucial endeavor in ensuring the inclusion of all linguistic communities in the development of Large Language Models. Another noteworthy aspect of this research is the exploration of how knowledge of a closely related language, in this case, Portuguese, can assist in generating coherent text when training resources are scarce. Both the Galician Alpaca dataset and Cabuxa-7B are publicly accessible on our Huggingface Hub, and we have made the source code available to facilitate replication of this experiment and encourage further advancements for underrepresented languages.
Noisy Pair Corrector for Dense Retrieval
Authors: Hang Zhang, Yeyun Gong, Xingwei He, Dayiheng Liu, Daya Guo, Jiancheng Lv, Jian Guo
Date: 2023-11-07 00:00:00
Tasks: Code Search, Retrieval, Text Retrieval, TriviaQA

Most dense retrieval models contain an implicit assumption: the training query-document pairs are exactly matched. Since it is expensive to annotate the corpus manually, training pairs in real-world applications are usually collected automatically, which inevitably introduces mismatched-pair noise. In this paper, we explore an interesting and challenging problem in dense retrieval, how to train an effective model with mismatched-pair noise. To solve this problem, we propose a novel approach called Noisy Pair Corrector (NPC), which consists of a detection module and a correction module. The detection module estimates noise pairs by calculating the perplexity between annotated positive and easy negative documents. The correction module utilizes an exponential moving average (EMA) model to provide a soft supervised signal, aiding in mitigating the effects of noise. We conduct experiments on text-retrieval benchmarks Natural Question and TriviaQA, code-search benchmarks StaQC and SO-DS. Experimental results show that NPC achieves excellent performance in handling both synthetic and realistic noise.