pwc-archive/papers-with-abstracts huggingface dataset:
Improving Model Training via Self-learned Label Representations
Authors: Xiao Yu, Nakul Verma
Date: 2022-09-09 00:00:00
Tasks: Classification, model

Modern neural network architectures have shown remarkable success in several large-scale classification and prediction tasks. Part of the success of these architectures is their flexibility to transform the data from the raw input representations (e.g. pixels for vision tasks, or text for natural language processing tasks) to one-hot output encoding. While much of the work has focused on studying how the input gets transformed to the one-hot encoding, very little work has examined the effectiveness of these one-hot labels. In this work, we demonstrate that more sophisticated label representations are better for classification than the usual one-hot encoding. We propose Learning with Adaptive Labels (LwAL) algorithm, which simultaneously learns the label representation while training for the classification task. These learned labels can significantly cut down on the training time (usually by more than 50%) while often achieving better test accuracies. Our algorithm introduces negligible additional parameters and has a minimal computational overhead. Along with improved training times, our learned labels are semantically meaningful and can reveal hierarchical relationships that may be present in the data.
Gluformer: Transformer-Based Personalized Glucose Forecasting with Uncertainty Quantification
Authors: Renat Sergazinov, Mohammadreza Armandpour, Irina Gaynanova
Date: 2022-09-09 00:00:00
Tasks: Uncertainty Quantification

Deep learning models achieve state-of-the art results in predicting blood glucose trajectories, with a wide range of architectures being proposed. However, the adaptation of such models in clinical practice is slow, largely due to the lack of uncertainty quantification of provided predictions. In this work, we propose to model the future glucose trajectory conditioned on the past as an infinite mixture of basis distributions (i.e., Gaussian, Laplace, etc.). This change allows us to learn the uncertainty and predict more accurately in the cases when the trajectory has a heterogeneous or multi-modal distribution. To estimate the parameters of the predictive distribution, we utilize the Transformer architecture. We empirically demonstrate the superiority of our method over existing state-of-the-art techniques both in terms of accuracy and uncertainty on the synthetic and benchmark glucose data sets.
The Space of Adversarial Strategies
Authors: Ryan Sheatsley, Blaine Hoak, Eric Pauley, Patrick McDaniel
Date: 2022-09-09 00:00:00

Adversarial examples, inputs designed to induce worst-case behavior in machine learning models, have been extensively studied over the past decade. Yet, our understanding of this phenomenon stems from a rather fragmented pool of knowledge; at present, there are a handful of attacks, each with disparate assumptions in threat models and incomparable definitions of optimality. In this paper, we propose a systematic approach to characterize worst-case (i.e., optimal) adversaries. We first introduce an extensible decomposition of attacks in adversarial machine learning by atomizing attack components into surfaces and travelers. With our decomposition, we enumerate over components to create 576 attacks (568 of which were previously unexplored). Next, we propose the Pareto Ensemble Attack (PEA): a theoretical attack that upper-bounds attack performance. With our new attacks, we measure performance relative to the PEA on: both robust and non-robust models, seven datasets, and three extended lp-based threat models incorporating compute costs, formalizing the Space of Adversarial Strategies. From our evaluation we find that attack performance to be highly contextual: the domain, model robustness, and threat model can have a profound influence on attack efficacy. Our investigation suggests that future studies measuring the security of machine learning should: (1) be contextualized to the domain & threat models, and (2) go beyond the handful of known attacks used today.
Deep Learning Based Residuals in Non-linear Factor Models: Precision Matrix Estimation of Returns with Low Signal-to-Noise Ratio
Authors: Mehmet Caner, Maurizio Daniele
Date: 2022-09-09 00:00:00
Tasks: valid

This paper introduces a consistent estimator and rate of convergence for the precision matrix of asset returns in large portfolios using a non-linear factor model within the deep learning framework. Our estimator remains valid even in low signal-to-noise ratio environments typical for financial markets and is compatible with weak factors. Our theoretical analysis establishes uniform bounds on expected estimation risk based on deep neural networks for an expanding number of assets. Additionally, we provide a new consistent data-dependent estimator of error covariance in deep neural networks. Our models demonstrate superior accuracy in extensive simulations and the empirics.
Continual learning benefits from multiple sleep mechanisms: NREM, REM, and Synaptic Downscaling
Authors: Brian S. Robinson, Clare W. Lau, Alexander New, Shane M. Nichols, Erik C. Johnson, Michael Wolmetz, William G. Coon
Date: 2022-09-09 00:00:00
Tasks: Continual Learning, image-classification, Image Classification

Learning new tasks and skills in succession without losing prior learning (i.e., catastrophic forgetting) is a computational challenge for both artificial and biological neural networks, yet artificial systems struggle to achieve parity with their biological analogues. Mammalian brains employ numerous neural operations in support of continual learning during sleep. These are ripe for artificial adaptation. Here, we investigate how modeling three distinct components of mammalian sleep together affects continual learning in artificial neural networks: (1) a veridical memory replay process observed during non-rapid eye movement (NREM) sleep; (2) a generative memory replay process linked to REM sleep; and (3) a synaptic downscaling process which has been proposed to tune signal-to-noise ratios and support neural upkeep. We find benefits from the inclusion of all three sleep components when evaluating performance on a continual learning CIFAR-100 image classification benchmark. Maximum accuracy improved during training and catastrophic forgetting was reduced during later tasks. While some catastrophic forgetting persisted over the course of network training, higher levels of synaptic downscaling lead to better retention of early tasks and further facilitated the recovery of early task accuracy during subsequent training. One key takeaway is that there is a trade-off at hand when considering the level of synaptic downscaling to use - more aggressive downscaling better protects early tasks, but less downscaling enhances the ability to learn new tasks. Intermediate levels can strike a balance with the highest overall accuracies during training. Overall, our results both provide insight into how to adapt sleep components to enhance artificial continual learning systems and highlight areas for future neuroscientific sleep research to further such systems.
Residual-Quantile Adjustment for Adaptive Training of Physics-informed Neural Network
Authors: Jiayue Han, Zhiqiang Cai, Zhiyou Wu, Xiang Zhou
Date: 2022-09-09 00:00:00

Adaptive training methods for Physics-informed neural network (PINN) require dedicated constructions of the distribution of weights assigned at each training sample. To efficiently seek such an optimal weight distribution is not a simple task and most existing methods choose the adaptive weights based on approximating the full distribution or the maximum of residuals. In this paper, we show that the bottleneck in the adaptive choice of samples for training efficiency is the behavior of the tail distribution of the numerical residual. Thus, we propose the Residual-Quantile Adjustment (RQA) method for a better weight choice for each training sample. After initially setting the weights proportional to the $p$-th power of the residual, our RQA method reassign all weights above $q$-quantile ($90\%$ for example) to the median value, so that the weight follows a quantile-adjusted distribution derived from the residuals. This iterative reweighting technique, on the other hand, is also very easy to implement. Experiment results show that the proposed method can outperform several adaptive methods on various partial differential equation (PDE) problems.
Learning sparse auto-encoders for green AI image coding
Authors: Cyprien Gille, Frédéric Guyard, Marc Antonini, Michel Barlaud
Date: 2022-09-09 00:00:00
Tasks: Image Compression, Sparse Learning

Recently, convolutional auto-encoders (CAE) were introduced for image coding. They achieved performance improvements over the state-of-the-art JPEG2000 method. However, these performances were obtained using massive CAEs featuring a large number of parameters and whose training required heavy computational power.\\ In this paper, we address the problem of lossy image compression using a CAE with a small memory footprint and low computational power usage. In order to overcome the computational cost issue, the majority of the literature uses Lagrangian proximal regularization methods, which are time consuming themselves.\\ In this work, we propose a constrained approach and a new structured sparse learning method. We design an algorithm and test it on three constraints: the classical $\ell_1$ constraint, the $\ell_{1,\infty}$ and the new $\ell_{1,1}$ constraint. Experimental results show that the $\ell_{1,1}$ constraint provides the best structured sparsity, resulting in a high reduction of memory and computational cost, with similar rate-distortion performance as with dense networks.
Hybrid Supervised and Reinforcement Learning for the Design and Optimization of Nanophotonic Structures
Authors: Christopher Yeung, Benjamin Pham, Zihan Zhang, Katherine T. Fountaine, Aaswath P. Raman
Date: 2022-09-08 00:00:00
Tasks: Computational Efficiency, reinforcement-learning, Reinforcement Learning, Reinforcement Learning (RL)

From higher computational efficiency to enabling the discovery of novel and complex structures, deep learning has emerged as a powerful framework for the design and optimization of nanophotonic circuits and components. However, both data-driven and exploration-based machine learning strategies have limitations in their effectiveness for nanophotonic inverse design. Supervised machine learning approaches require large quantities of training data to produce high-performance models and have difficulty generalizing beyond training data given the complexity of the design space. Unsupervised and reinforcement learning-based approaches on the other hand can have very lengthy training or optimization times associated with them. Here we demonstrate a hybrid supervised learning and reinforcement learning approach to the inverse design of nanophotonic structures and show this approach can reduce training data dependence, improve the generalizability of model predictions, and shorten exploratory training times by orders of magnitude. The presented strategy thus addresses a number of contemporary deep learning-based challenges, while opening the door for new design methodologies that leverage multiple classes of machine learning algorithms to produce more effective and practical solutions for photonic design.
A Nonparametric Contextual Bandit with Arm-level Eligibility Control for Customer Service Routing
Authors: Ruofeng Wen, Wenjun Zeng, Yi Liu
Date: 2022-09-08 00:00:00
Tasks: Thompson Sampling

Amazon Customer Service provides real-time support for millions of customer contacts every year. While bot-resolver helps automate some traffic, we still see high demand for human agents, also called subject matter experts (SMEs). Customers outreach with questions in different domains (return policy, device troubleshooting, etc.). Depending on their training, not all SMEs are eligible to handle all contacts. Routing contacts to eligible SMEs turns out to be a non-trivial problem because SMEs' domain eligibility is subject to training quality and can change over time. To optimally recommend SMEs while simultaneously learning the true eligibility status, we propose to formulate the routing problem with a nonparametric contextual bandit algorithm (K-Boot) plus an eligibility control (EC) algorithm. K-Boot models reward with a kernel smoother on similar past samples selected by $k$-NN, and Bootstrap Thompson Sampling for exploration. EC filters arms (SMEs) by the initially system-claimed eligibility and dynamically validates the reliability of this information. The proposed K-Boot is a general bandit algorithm, and EC is applicable to other bandits. Our simulation studies show that K-Boot performs on par with state-of-the-art Bandit models, and EC boosts K-Boot performance when stochastic eligibility signal exists.
Non-iterative generation of an optimal mesh for a blade passage using deep reinforcement learning
Authors: Innyoung Kim, Sejin Kim, Donghyun You
Date: 2022-09-08 00:00:00
Tasks: Computational Efficiency, Deep Reinforcement Learning, reinforcement-learning, Reinforcement Learning (RL)

A method using deep reinforcement learning (DRL) to non-iteratively generate an optimal mesh for an arbitrary blade passage is developed. Despite automation in mesh generation using either an empirical approach or an optimization algorithm, repeated tuning of meshing parameters is still required for a new geometry. The method developed herein employs a DRL-based multi-condition optimization technique to define optimal meshing parameters as a function of the blade geometry, attaining automation, minimization of human intervention, and computational efficiency. The meshing parameters are optimized by training an elliptic mesh generator which generates a structured mesh for a blade passage with an arbitrary blade geometry. During each episode of the DRL process, the mesh generator is trained to produce an optimal mesh for a randomly selected blade passage by updating the meshing parameters until the mesh quality, as measured by the ratio of determinants of the Jacobian matrices and the skewness, reaches the highest level. Once the training is completed, the mesh generator create an optimal mesh for a new arbitrary blade passage in a single try without an repetitive process for the parameter tuning for mesh generation from the scratch. The effectiveness and robustness of the proposed method are demonstrated through the generation of meshes for various blade passages.
Dimensionality Reduction using Elastic Measures
Authors: J. Derek Tucker, Matthew T. Martinez, Jose M. Laborde
Date: 2022-09-07 00:00:00
Tasks: Dimensionality Reduction

With the recent surge in big data analytics for hyper-dimensional data there is a renewed interest in dimensionality reduction techniques for machine learning applications. In order for these methods to improve performance gains and understanding of the underlying data, a proper metric needs to be identified. This step is often overlooked and metrics are typically chosen without consideration of the underlying geometry of the data. In this paper, we present a method for incorporating elastic metrics into the t-distributed Stochastic Neighbor Embedding (t-SNE) and Uniform Manifold Approximation and Projection (UMAP). We apply our method to functional data, which is uniquely characterized by rotations, parameterization, and scale. If these properties are ignored, they can lead to incorrect analysis and poor classification performance. Through our method we demonstrate improved performance on shape identification tasks for three benchmark data sets (MPEG-7, Car data set, and Plane data set of Thankoor), where we achieve 0.77, 0.95, and 1.00 F1 score, respectively.
Large-scale Evaluation of Transformer-based Article Encoders on the Task of Citation Recommendation
Authors: Zoran Medić, Jan Šnajder
Date: 2022-09-12 00:00:00
Proceeding: sdp (COLING) 2022 10
Tasks: Articles, Citation Recommendation, Retrieval

Recently introduced transformer-based article encoders (TAEs) designed to produce similar vector representations for mutually related scientific articles have demonstrated strong performance on benchmark datasets for scientific article recommendation. However, the existing benchmark datasets are predominantly focused on single domains and, in some cases, contain easy negatives in small candidate pools. Evaluating representations on such benchmarks might obscure the realistic performance of TAEs in setups with thousands of articles in candidate pools. In this work, we evaluate TAEs on large benchmarks with more challenging candidate pools. We compare the performance of TAEs with a lexical retrieval baseline model BM25 on the task of citation recommendation, where the model produces a list of recommendations for citing in a given input article. We find out that BM25 is still very competitive with the state-of-the-art neural retrievers, a finding which is surprising given the strong performance of TAEs on small benchmarks. As a remedy for the limitations of the existing benchmarks, we propose a new benchmark dataset for evaluating scientific article representations: Multi-Domain Citation Recommendation dataset (MDCR), which covers different scientific fields and contains challenging candidate pools.
Lexical Simplification Benchmarks for English, Portuguese, and Spanish
Authors: Sanja Stajner, Daniel Ferres, Matthew Shardlow, Kai North, Marcos Zampieri, Horacio Saggion
Date: 2022-09-12 00:00:00
Tasks: Lexical Simplification

Even in highly-developed countries, as many as 15-30\% of the population can only understand texts written using a basic vocabulary. Their understanding of everyday texts is limited, which prevents them from taking an active role in society and making informed decisions regarding healthcare, legal representation, or democratic choice. Lexical simplification is a natural language processing task that aims to make text understandable to everyone by replacing complex vocabulary and expressions with simpler ones, while preserving the original meaning. It has attracted considerable attention in the last 20 years, and fully automatic lexical simplification systems have been proposed for various languages. The main obstacle for the progress of the field is the absence of high-quality datasets for building and evaluating lexical simplification systems. We present a new benchmark dataset for lexical simplification in English, Spanish, and (Brazilian) Portuguese, and provide details about data selection and annotation procedures. This is the first dataset that offers a direct comparison of lexical simplification systems for three languages. To showcase the usability of the dataset, we adapt two state-of-the-art lexical simplification systems with differing architectures (neural vs.\ non-neural) to all three languages (English, Spanish, and Brazilian Portuguese) and evaluate their performances on our new dataset. For a fairer comparison, we use several evaluation measures which capture varied aspects of the systems' efficacy, and discuss their strengths and weaknesses. We find a state-of-the-art neural lexical simplification system outperforms a state-of-the-art non-neural lexical simplification system in all three languages. More importantly, we find that the state-of-the-art neural lexical simplification systems perform significantly better for English than for Spanish and Portuguese.
DoubleMix: Simple Interpolation-Based Data Augmentation for Text Classification
Authors: Hui Chen, Wei Han, Diyi Yang, Soujanya Poria
Date: 2022-09-12 00:00:00
Proceeding: COLING 2022 10
Tasks: Classification, Data Augmentation, Sentence, Text Augmentation, text-classification, Text Classification

This paper proposes a simple yet effective interpolation-based data augmentation approach termed DoubleMix, to improve the robustness of models in text classification. DoubleMix first leverages a couple of simple augmentation operations to generate several perturbed samples for each training data, and then uses the perturbed data and original data to carry out a two-step interpolation in the hidden space of neural models. Concretely, it first mixes up the perturbed data to a synthetic sample and then mixes up the original data and the synthetic perturbed data. DoubleMix enhances models' robustness by learning the "shifted" features in hidden space. On six text classification benchmark datasets, our approach outperforms several popular text augmentation methods including token-level, sentence-level, and hidden-level data augmentation techniques. Also, experiments in low-resource settings show our approach consistently improves models' performance when the training data is scarce. Extensive ablation studies and case studies confirm that each component of our approach contributes to the final performance and show that our approach exhibits superior performance on challenging counterexamples. Additionally, visual analysis shows that text features generated by our approach are highly interpretable. Our code for this paper can be found at https://github.com/declare-lab/DoubleMix.git.
DECK: Behavioral Tests to Improve Interpretability and Generalizability of BERT Models Detecting Depression from Text
Authors: Jekaterina Novikova, Ksenia Shkaruta
Date: 2022-09-12 00:00:00

Models that accurately detect depression from text are important tools for addressing the post-pandemic mental health crisis. BERT-based classifiers' promising performance and the off-the-shelf availability make them great candidates for this task. However, these models are known to suffer from performance inconsistencies and poor generalization. In this paper, we introduce the DECK (DEpression ChecKlist), depression-specific model behavioural tests that allow better interpretability and improve generalizability of BERT classifiers in depression domain. We create 23 tests to evaluate BERT, RoBERTa and ALBERT depression classifiers on three datasets, two Twitter-based and one clinical interview-based. Our evaluation shows that these models: 1) are robust to certain gender-sensitive variations in text; 2) rely on the important depressive language marker of the increased use of first person pronouns; 3) fail to detect some other depression symptoms like suicidal ideation. We also demonstrate that DECK tests can be used to incorporate symptom-specific information in the training data and consistently improve generalizability of all three BERT models, with an out-of-distribution F1-score increase of up to 53.93%.
A new hazard event classification model via deep learning and multifractal
Authors: Zhenhua Wang, Bin Wang, Ming Ren, Dong Gao
Date: 2022-09-12 00:00:00
Tasks: Classification, Deep Learning, Time Series, Time Series Analysis

Hazard and operability analysis (HAZOP) is the paradigm of industrial safety that can reveal the hazards of process from its node deviations, consequences, causes, measures and suggestions, and such hazards can be considered as hazard events (HaE). The classification research on HaE has much irreplaceable pragmatic values. In this paper, we present a novel deep learning model termed DLF through multifractal to explore HaE classification where the motivation is that HaE can be naturally regarded as a kind of time series. Specifically, first HaE is vectorized to get HaE time series by employing BERT. Then, a new multifractal analysis method termed HmF-DFA is proposed to win HaE fractal series by analyzing HaE time series. Finally, a new hierarchical gating neural network (HGNN) is designed to process HaE fractal series to accomplish the classification of HaE from three aspects: severity, possibility and risk. We take HAZOP reports of 18 processes as cases, and launch the experiments on this basis. Results demonstrate that compared with other classifiers, DLF classifier performs better under metrics of precision, recall and F1-score, especially for the severity aspect. Also, HmF-DFA and HGNN effectively promote HaE classification. Our HaE classification system can serve application incentives to experts, engineers, employees, and other enterprises. We hope our research can contribute added support to the daily practice in industrial safety.