pwc-archive/papers-with-abstracts huggingface dataset:
Data Similarity is Not Enough to Explain Language Model Performance
Authors: Gregory Yauney, Emily Reif, David Mimno
Date: 2023-11-15 00:00:00
Tasks: Language Modeling, Language Modelling

Large language models achieve high performance on many but not all downstream tasks. The interaction between pretraining data and task data is commonly assumed to determine this variance: a task with data that is more similar to a model's pretraining data is assumed to be easier for that model. We test whether distributional and example-specific similarity measures (embedding-, token- and model-based) correlate with language model performance through a large-scale comparison of the Pile and C4 pretraining datasets with downstream benchmarks. Similarity correlates with performance for multilingual datasets, but in other benchmarks, we surprisingly find that similarity metrics are not correlated with accuracy or even each other. This suggests that the relationship between pretraining data and downstream tasks is more complex than often assumed.
sQUlearn -- A Python Library for Quantum Machine Learning
Authors: David A. Kreplin, Moritz Willmann, Jan Schnabel, Frederic Rapp, Manuel Hagelüken, Marco Roth
Date: 2023-11-15 00:00:00
Tasks: Quantum Machine Learning

sQUlearn introduces a user-friendly, NISQ-ready Python library for quantum machine learning (QML), designed for seamless integration with classical machine learning tools like scikit-learn. The library's dual-layer architecture serves both QML researchers and practitioners, enabling efficient prototyping, experimentation, and pipelining. sQUlearn provides a comprehensive toolset that includes both quantum kernel methods and quantum neural networks, along with features like customizable data encoding strategies, automated execution handling, and specialized kernel regularization techniques. By focusing on NISQ-compatibility and end-to-end automation, sQUlearn aims to bridge the gap between current quantum computing capabilities and practical machine learning applications. The library provides substantial flexibility, enabling quick transitions between the underlying quantum frameworks Qiskit and PennyLane, as well as between simulation and running on actual hardware.
A Multimodal Dataset of 21,412 Recorded Nights for Sleep and Respiratory Research
Authors: Alon Diament, Maria Gorodetski, Adam Jankelow, Ayya Keshet, Tal Shor, Daphna Weissglas-Volkov, Hagai Rossman, Eran Segal
Date: 2023-11-15 00:00:00
Tasks: Heart Rate Variability, Time Series

This study introduces a novel, rich dataset obtained from home sleep apnea tests using the FDA-approved WatchPAT-300 device, collected from 7,077 participants over 21,412 nights. The dataset comprises three levels of sleep data: raw multi-channel time-series from sensors, annotated sleep events, and computed summary statistics, which include 447 features related to sleep architecture, sleep apnea, and heart rate variability (HRV). We present reference values for Apnea/Hypopnea Index (AHI), sleep efficiency, Wake After Sleep Onset (WASO), and HRV sample entropy, stratified by age and sex. Moreover, we demonstrate that the dataset improves the predictive capability for various health related traits, including body composition, bone density, blood sugar levels and cardiovascular health. These results illustrate the dataset's potential to advance sleep research, personalized healthcare, and machine learning applications in biomedicine.
Probability of Collision of satellites and space debris for short-term encounters: Rederivation and fast-to-compute upper and lower bounds
Authors: Ricardo Ferreira, Cláudia Soares, Marta Guimarães
Date: 2023-11-15 00:00:00
Tasks: Collision Avoidance, Position

The proliferation of space debris in LEO has become a major concern for the space industry. With the growing interest in space exploration, the prediction of potential collisions between objects in orbit has become a crucial issue. It is estimated that, in orbit, there are millions of fragments a few millimeters in size and thousands of inoperative satellites and discarded rocket stages. Given the high speeds that these fragments can reach, even fragments a few millimeters in size can cause fractures in a satellite's hull or put a serious crack in the window of a space shuttle. The conventional method proposed by Akella and Alfriend in 2000 remains widely used to estimate the probability of collision in short-term encounters. Given the small period of time, it is assumed that, during the encounter: (1) trajectories are represented by straight lines with constant velocity; (2) there is no velocity uncertainty and the position exhibits a stationary distribution throughout the encounter; and (3) position uncertainties are independent and represented by Gaussian distributions. This study introduces a novel derivation based on first principles that naturally allows for tight and fast upper and lower bounds for the probability of collision. We tested implementations of both probability and bound computations with the original and our formulation on a real CDM dataset used in ESA's Collision Avoidance Challenge. Our approach reduces the calculation of the probability to two one-dimensional integrals and has the potential to significantly reduce the processing time compared to the traditional method, from 80% to nearly real-time.
A Single-Loop Algorithm for Decentralized Bilevel Optimization
Authors: Youran Dong, Shiqian Ma, Junfeng Yang, Chao Yin
Date: 2023-11-15 00:00:00
Tasks: Bilevel Optimization, Hyperparameter Optimization

Bilevel optimization has gained significant attention in recent years due to its broad applications in machine learning. This paper focuses on bilevel optimization in decentralized networks and proposes a novel single-loop algorithm for solving decentralized bilevel optimization with a strongly convex lower-level problem. Our approach is a fully single-loop method that approximates the hypergradient using only two matrix-vector multiplications per iteration. Importantly, our algorithm does not require any gradient heterogeneity assumption, distinguishing it from existing methods for decentralized bilevel optimization and federated bilevel optimization. Our analysis demonstrates that the proposed algorithm achieves the best-known convergence rate for bilevel optimization algorithms. We also present experimental results on hyperparameter optimization problems using both synthetic and MNIST datasets, which demonstrate the efficiency of our proposed algorithm.
Efficiently Escaping Saddle Points for Non-Convex Policy Optimization
Authors: Sadegh Khorasani, Saber Salehkaleybar, Negar Kiyavash, Niao He, Matthias Grossglauser
Date: 2023-11-15 00:00:00

Policy gradient (PG) is widely used in reinforcement learning due to its scalability and good performance. In recent years, several variance-reduced PG methods have been proposed with a theoretical guarantee of converging to an approximate first-order stationary point (FOSP) with the sample complexity of $O(\epsilon^{-3})$. However, FOSPs could be bad local optima or saddle points. Moreover, these algorithms often use importance sampling (IS) weights which could impair the statistical effectiveness of variance reduction. In this paper, we propose a variance-reduced second-order method that uses second-order information in the form of Hessian vector products (HVP) and converges to an approximate second-order stationary point (SOSP) with sample complexity of $\tilde{O}(\epsilon^{-3})$. This rate improves the best-known sample complexity for achieving approximate SOSPs by a factor of $O(\epsilon^{-0.5})$. Moreover, the proposed variance reduction technique bypasses IS weights by using HVP terms. Our experimental results show that the proposed algorithm outperforms the state of the art and is more robust to changes in random seeds.
On the Importance of Step-wise Embeddings for Heterogeneous Clinical Time-Series
Authors: Rita Kuznetsova, Alizée Pace, Manuel Burger, Hugo Yèche, Gunnar Rätsch
Date: 2023-11-15 00:00:00
Tasks: Deep Learning, Time Series

Recent advances in deep learning architectures for sequence modeling have not fully transferred to tasks handling time-series from electronic health records. In particular, in problems related to the Intensive Care Unit (ICU), the state-of-the-art remains to tackle sequence classification in a tabular manner with tree-based methods. Recent findings in deep learning for tabular data are now surpassing these classical methods by better handling the severe heterogeneity of data input features. Given the similar level of feature heterogeneity exhibited by ICU time-series and motivated by these findings, we explore these novel methods' impact on clinical sequence modeling tasks. By jointly using such advances in deep learning for tabular data, our primary objective is to underscore the importance of step-wise embeddings in time-series modeling, which remain unexplored in machine learning methods for clinical data. On a variety of clinically relevant tasks from two large-scale ICU datasets, MIMIC-III and HiRID, our work provides an exhaustive analysis of state-of-the-art methods for tabular time-series as time-step embedding models, showing overall performance improvement. In particular, we evidence the importance of feature grouping in clinical time-series, with significant performance gains when considering features within predefined semantic groups in the step-wise embedding module.
Llamas Know What GPTs Don't Show: Surrogate Models for Confidence Estimation
Authors: Vaishnavi Shrivastava, Percy Liang, Ananya Kumar
Date: 2023-11-15 00:00:00
Tasks: Question Answering

To maintain user trust, large language models (LLMs) should signal low confidence on examples where they are incorrect, instead of misleading the user. The standard approach of estimating confidence is to use the softmax probabilities of these models, but as of November 2023, state-of-the-art LLMs such as GPT-4 and Claude-v1.3 do not provide access to these probabilities. We first study eliciting confidence linguistically -- asking an LLM for its confidence in its answer -- which performs reasonably (80.5% AUC on GPT-4 averaged across 12 question-answering datasets -- 7% above a random baseline) but leaves room for improvement. We then explore using a surrogate confidence model -- using a model where we do have probabilities to evaluate the original model's confidence in a given question. Surprisingly, even though these probabilities come from a different and often weaker model, this method leads to higher AUC than linguistic confidences on 9 out of 12 datasets. Our best method composing linguistic confidences and surrogate model probabilities gives state-of-the-art confidence estimates on all 12 datasets (84.6% average AUC on GPT-4).
Human-in-the-loop: Towards Label Embeddings for Measuring Classification Difficulty
Authors: Katharina Hechinger, Christoph Koller, Xiao Xiang Zhu, Göran Kauermann
Date: 2023-11-15 00:00:00
Tasks: Classification, image-classification, Image Classification, Natural Language Inference, Uncertainty Quantification

Uncertainty in machine learning models is a timely and vast field of research. In supervised learning, uncertainty can already occur in the first stage of the training process, the annotation phase. This scenario is particularly evident when some instances cannot be definitively classified. In other words, there is inevitable ambiguity in the annotation step and hence, not necessarily a "ground truth" associated with each instance. The main idea of this work is to drop the assumption of a ground truth label and instead embed the annotations into a multidimensional space. This embedding is derived from the empirical distribution of annotations in a Bayesian setup, modeled via a Dirichlet-Multinomial framework. We estimate the model parameters and posteriors using a stochastic Expectation Maximization algorithm with Markov Chain Monte Carlo steps. The methods developed in this paper readily extend to various situations where multiple annotators independently label instances. To showcase the generality of the proposed approach, we apply our approach to three benchmark datasets for image classification and Natural Language Inference. Besides the embeddings, we can investigate the resulting correlation matrices, which reflect the semantic similarities of the original classes very well for all three exemplary datasets.
Statistical learning by sparse deep neural networks
Authors: Felix Abramovich
Date: 2023-11-15 00:00:00
Tasks: regression

We consider a deep neural network estimator based on empirical risk minimization with l_1-regularization. We derive a general bound for its excess risk in regression and classification (including multiclass), and prove that it is adaptively nearly-minimax (up to log-factors) simultaneously across the entire range of various function classes.
Environment-independent mmWave Fall Detection with Interacting Multiple Model
Authors: Xuyao Yu, Jiazhao Wang, Wenchao Jiang
Date: 2023-11-15 00:00:00
Tasks: Privacy Preserving

The ageing society brings attention to daily elderly care through sensing technologies. The future smart home is expected to enable in-home daily monitoring, such as fall detection, for seniors in a non-invasive, non-cooperative, and non-contact manner. The mmWave radar is a promising candidate technology for its privacy-preserving and non-contact manner. However, existing solutions suffer from low accuracy and robustness due to environment dependent features. In this paper, we present FADE (\underline{FA}ll \underline{DE}tection), a practical fall detection radar system with enhanced accuracy and robustness in real-world scenarios. The key enabler underlying FADE is an interacting multiple model (IMM) state estimator that can extract environment-independent features for highly accurate and instantaneous fall detection. Furthermore, we proposed a robust multiple-user tracking system to deal with noises from the environment and other human bodies. We deployed our algorithm on low computing power and low power consumption system-on-chip (SoC) composed of data front end, DSP, and ARM processor, and tested its performance in real-world. The experiment shows that the accuracy of fall detection is up to 95\%.
Graph Signal Diffusion Model for Collaborative Filtering
Authors: Yunqin Zhu, Chao Wang, Qi Zhang, Hui Xiong
Date: 2023-11-15 00:00:00
Tasks: Collaborative Filtering, Denoising, model, Recommendation Systems

Collaborative filtering is a critical technique in recommender systems. It has been increasingly viewed as a conditional generative task for user feedback data, where newly developed diffusion model shows great potential. However, existing studies on diffusion model lack effective solutions for modeling implicit feedback. Particularly, the standard isotropic diffusion process overlooks correlation between items, misaligned with the graphical structure of the interaction space. Meanwhile, Gaussian noise destroys personalized information in a user's interaction vector, causing difficulty in its reconstruction. In this paper, we adapt standard diffusion model and propose a novel Graph Signal Diffusion Model for Collaborative Filtering (named GiffCF). To better represent the correlated distribution of user-item interactions, we define a generalized diffusion process using heat equation on the item-item similarity graph. Our forward process smooths interaction signals with an advanced family of graph filters, introducing the graph adjacency as beneficial prior knowledge for recommendation. Our reverse process iteratively refines and sharpens latent signals in a noise-free manner, where the updates are conditioned on the user's history and computed from a carefully designed two-stage denoiser, leading to high-quality reconstruction. Finally, through extensive experiments, we show that GiffCF effectively leverages the advantages of both diffusion model and graph signal processing, and achieves state-of-the-art performance on three benchmark datasets.
Knowledge Graph Construction in Power Distribution Networks
Authors: Xiang Li, Che Wang, Bing Li, Hao Chen, Sizhe Li
Date: 2023-11-15 00:00:00
Tasks: Entity Linking, graph construction, Scheduling

In this paper, we propose a method for knowledge graph construction in power distribution networks. This method leverages entity features, which involve their semantic, phonetic, and syntactic characteristics, in both the knowledge graph of distribution network and the dispatching texts. An enhanced model based on Convolutional Neural Network, is utilized for effectively matching dispatch text entities with those in the knowledge graph. The effectiveness of this model is evaluated through experiments in real-world power distribution dispatch scenarios. The results indicate that, compared with the baselines, the proposed model excels in linking a variety of entity types, demonstrating high overall accuracy in power distribution knowledge graph construction task.
Routing to the Expert: Efficient Reward-guided Ensemble of Large Language Models
Authors: Keming Lu, Hongyi Yuan, Runji Lin, Junyang Lin, Zheng Yuan, Chang Zhou, Jingren Zhou
Date: 2023-11-15 00:00:00
Tasks: TAG

The complementary potential of Large Language Models (LLM) assumes off-the-shelf LLMs have heterogeneous expertise in a wide range of domains and tasks so that an ensemble of LLMs can achieve consistently better performance. Existing ensemble methods for LLMs mainly focus on reward model ranking of outputs, leading to significant computation overhead. To combat this issue, we revisit the complementary potential of LLMs and further elaborate it by mining latent expertise with off-the-shelf reward models. We propose Zooter, a reward-guided routing method distilling rewards on training queries to train a routing function, which can precisely distribute each query to the LLM with expertise about it. We also integrate a tag-based label enhancement to mitigate noise from uncertainty when using rewards as silver supervision. Zooter shows computation efficiency in inference as it introduces only a minor computation overhead of a routing function compared with reward model ranking methods. We evaluate Zooter on a comprehensive benchmark collection with 26 subsets on different domains and tasks. Zooter outperforms the best single model on average and ranks first on 44% of tasks, even surpassing multiple reward model ranking methods.
Enabling CMF Estimation in Data-Constrained Scenarios: A Semantic-Encoding Knowledge Mining Model
Authors: Yanlin Qi, Jia Li, Michael Zhang
Date: 2023-11-15 00:00:00

Precise estimation of Crash Modification Factors (CMFs) is central to evaluating the effectiveness of various road safety treatments and prioritizing infrastructure investment accordingly. While customized study for each countermeasure scenario is desired, the conventional CMF estimation approaches rely heavily on the availability of crash data at given sites. This not only makes the estimation costly, but the results are also less transferable, since the intrinsic similarities between different safety countermeasure scenarios are not fully explored. Aiming to fill this gap, this study introduces a novel knowledge-mining framework for CMF prediction. This framework delves into the connections of existing countermeasures and reduces the reliance of CMF estimation on crash data availability and manual data collection. Specifically, it draws inspiration from human comprehension processes and introduces advanced Natural Language Processing (NLP) techniques to extract intricate variations and patterns from existing CMF knowledge. It effectively encodes unstructured countermeasure scenarios into machine-readable representations and models the complex relationships between scenarios and CMF values. This new data-driven framework provides a cost-effective and adaptable solution that complements the case-specific approaches for CMF estimation, which is particularly beneficial when availability of crash data or time imposes constraints. Experimental validation using real-world CMF Clearinghouse data demonstrates the effectiveness of this new approach, which shows significant accuracy improvements compared to baseline methods. This approach provides insights into new possibilities of harnessing accumulated transportation knowledge in various applications.
Federated Learning for Sparse Principal Component Analysis
Authors: Sin Cheng Ciou, Pin Jui Chen, Elvin Y. Tseng, Yuh-Jye Lee
Date: 2023-11-15 00:00:00
Tasks: Computational Efficiency, Federated Learning

In the rapidly evolving realm of machine learning, algorithm effectiveness often faces limitations due to data quality and availability. Traditional approaches grapple with data sharing due to legal and privacy concerns. The federated learning framework addresses this challenge. Federated learning is a decentralized approach where model training occurs on client sides, preserving privacy by keeping data localized. Instead of sending raw data to a central server, only model updates are exchanged, enhancing data security. We apply this framework to Sparse Principal Component Analysis (SPCA) in this work. SPCA aims to attain sparse component loadings while maximizing data variance for improved interpretability. Beside the L1 norm regularization term in conventional SPCA, we add a smoothing function to facilitate gradient-based optimization methods. Moreover, in order to improve computational efficiency, we introduce a least squares approximation to original SPCA. This enables analytic solutions on the optimization processes, leading to substantial computational improvements. Within the federated framework, we formulate SPCA as a consensus optimization problem, which can be solved using the Alternating Direction Method of Multipliers (ADMM). Our extensive experiments involve both IID and non-IID random features across various data owners. Results on synthetic and public datasets affirm the efficacy of our federated SPCA approach.
Refined Coreset Selection: Towards Minimal Coreset Size under Model Performance Constraints
Authors: Xiaobo Xia, Jiale Liu, Shaokun Zhang, Qingyun Wu, Hongxin Wei, Tongliang Liu
Date: 2023-11-15 00:00:00

Coreset selection is powerful in reducing computational costs and accelerating data processing for deep learning algorithms. It strives to identify a small subset from large-scale data, so that training only on the subset practically performs on par with full data. Practitioners regularly desire to identify the smallest possible coreset in realistic scenes while maintaining comparable model performance, to minimize costs and maximize acceleration. Motivated by this desideratum, for the first time, we pose the problem of refined coreset selection, in which the minimal coreset size under model performance constraints is explored. Moreover, to address this problem, we propose an innovative method, which maintains optimization priority order over the model performance and coreset size, and efficiently optimizes them in the coreset selection procedure. Theoretically, we provide the convergence guarantee of the proposed method. Empirically, extensive experiments confirm its superiority compared with previous strategies, often yielding better model performance with smaller coreset sizes.