pwc-archive/papers-with-abstracts huggingface dataset:
Random Function Descent
Authors: Felix Benning, Leif Döring
Date: 2023-05-02 00:00:00
Tasks: Bayesian Optimization

Classical worst-case optimization theory neither explains the success of optimization in machine learning, nor does it help with step size selection. In this paper we demonstrate the viability and advantages of replacing the classical 'convex function' framework with a 'random function' framework. With complexity $\mathcal{O}(n^3d^3)$, where $n$ is the number of steps and $d$ the number of dimensions, Bayesian optimization with gradients has not been viable in large dimension so far. By bridging the gap between Bayesian optimization (i.e. random function optimization theory) and classical optimization we establish viability. Specifically, we use a 'stochastic Taylor approximation' to rediscover gradient descent, which is scalable in high dimension due to $\mathcal{O}(nd)$ complexity. This rediscovery yields a specific step size schedule we call Random Function Descent (RFD). The advantage of this random function framework is that RFD is scale invariant and that it provides a theoretical foundation for common step size heuristics such as gradient clipping and gradual learning rate warmup.
Physics-Informed Learning Using Hamiltonian Neural Networks with Output Error Noise Models
Authors: Sarvin Moradi, Nick Jaensson, Roland Tóth, Maarten Schoukens
Date: 2023-05-02 00:00:00

In order to make data-driven models of physical systems interpretable and reliable, it is essential to include prior physical knowledge in the modeling framework. Hamiltonian Neural Networks (HNNs) implement Hamiltonian theory in deep learning and form a comprehensive framework for modeling autonomous energy-conservative systems. Despite being suitable to estimate a wide range of physical system behavior from data, classical HNNs are restricted to systems without inputs and require noiseless state measurements and information on the derivative of the state to be available. To address these challenges, this paper introduces an Output Error Hamiltonian Neural Network (OE-HNN) modeling approach to address the modeling of physical systems with inputs and noisy state measurements. Furthermore, it does not require the state derivatives to be known. Instead, the OE-HNN utilizes an ODE-solver embedded in the training process, which enables the OE-HNN to learn the dynamics from noisy state measurements. In addition, extending HNNs based on the generalized Hamiltonian theory enables to include external inputs into the framework which are important for engineering applications. We demonstrate via simulation examples that the proposed OE-HNNs results in superior modeling performance compared to classical HNNs.
Validation of massively-parallel adaptive testing using dynamic control matching
Authors: Schaun Wheeler
Date: 2023-05-02 00:00:00
Tasks: Marketing, Reinforcement Learning (RL)

A/B testing is a widely-used paradigm within marketing optimization because it promises identification of causal effects and because it is implemented out of the box in most messaging delivery software platforms. Modern businesses, however, often run many A/B/n tests at the same time and in parallel, and package many content variations into the same messages, not all of which are part of an explicit test. Whether as the result of many teams testing at the same time, or as part of a more sophisticated reinforcement learning (RL) approach that continuously adapts tests and test condition assignment based on previous results, dynamic parallel testing cannot be evaluated the same way traditional A/B tests are evaluated. This paper presents a method for disentangling the causal effects of the various tests under conditions of continuous test adaptation, using a matched-synthetic control group that adapts alongside the tests.
Projection-Free Online Convex Optimization with Stochastic Constraints
Authors: Duksang Lee, Nam Ho-Nguyen, Dabeen Lee
Date: 2023-05-02 00:00:00
Tasks: Stochastic Optimization

This paper develops projection-free algorithms for online convex optimization with stochastic constraints. We design an online primal-dual projection-free framework that can take any projection-free algorithms developed for online convex optimization with no long-term constraint. With this general template, we deduce sublinear regret and constraint violation bounds for various settings. Moreover, for the case where the loss and constraint functions are smooth, we develop a primal-dual conditional gradient method that achieves $O(\sqrt{T})$ regret and $O(T^{3/4})$ constraint violations. Furthermore, for the setting where the loss and constraint functions are stochastic and strong duality holds for the associated offline stochastic optimization problem, we prove that the constraint violation can be reduced to have the same asymptotic growth as the regret.
An Improved Yaw Control Algorithm for Wind Turbines via Reinforcement Learning
Authors: Alban Puech, Jesse Read
Date: 2023-05-02 00:00:00
Tasks: reinforcement-learning

Yaw misalignment, measured as the difference between the wind direction and the nacelle position of a wind turbine, has consequences on the power output, the safety and the lifetime of the turbine and its wind park as a whole. We use reinforcement learning to develop a yaw control agent to minimise yaw misalignment and optimally reallocate yaw resources, prioritising high-speed segments, while keeping yaw usage low. To achieve this, we carefully crafted and tested the reward metric to trade-off yaw usage versus yaw alignment (as proportional to power production), and created a novel simulator (environment) based on real-world wind logs obtained from a REpower MM82 2MW turbine. The resulting algorithm decreased the yaw misalignment by 5.5% and 11.2% on two simulations of 2.7 hours each, compared to the conventional active yaw control algorithm. The average net energy gain obtained was 0.31% and 0.33% respectively, compared to the traditional yaw control algorithm. On a single 2MW turbine, this amounts to a 1.5k-2.5k euros annual gain, which sums up to very significant profits over an entire wind park.
Addressing Parameter Choice Issues in Unsupervised Domain Adaptation by Aggregation
Authors: Marius-Constantin Dinu, Markus Holzleitner, Maximilian Beck, Hoan Duc Nguyen, Andrea Huber, Hamid Eghbal-zadeh, Bernhard A. Moser, Sergei Pereverzyev, Sepp Hochreiter, Werner Zellinger
Date: 2023-05-02 00:00:00
Tasks: Domain Adaptation, Unsupervised Domain Adaptation

We study the problem of choosing algorithm hyper-parameters in unsupervised domain adaptation, i.e., with labeled data in a source domain and unlabeled data in a target domain, drawn from a different input distribution. We follow the strategy to compute several models using different hyper-parameters, and, to subsequently compute a linear aggregation of the models. While several heuristics exist that follow this strategy, methods are still missing that rely on thorough theories for bounding the target error. In this turn, we propose a method that extends weighted least squares to vector-valued functions, e.g., deep neural networks. We show that the target error of the proposed algorithm is asymptotically not worse than twice the error of the unknown optimal aggregation. We also perform a large scale empirical comparative study on several datasets, including text, images, electroencephalogram, body sensor signals and signals from mobile phones. Our method outperforms deep embedded validation (DEV) and importance weighted validation (IWV) on all datasets, setting a new state-of-the-art performance for solving parameter choice issues in unsupervised domain adaptation with theoretical error guarantees. We further study several competitive heuristics, all outperforming IWV and DEV on at least five datasets. However, our method outperforms each heuristic on at least five of seven datasets.
HTPS: Heterogeneous Transferring Prediction System for Healthcare Datasets
Authors: Jia-Hao Syu, Jerry Chun-Wei Lin, Marcin Fojcik, Rafał Cupek
Date: 2023-05-02 00:00:00
Tasks: Feature Engineering, Management, Prediction

Medical internet of things leads to revolutionary im- provements in medical services, also known as smart healthcare. With the big healthcare data, data mining and machine learning can assist wellness management and intelligent diagnosis, and achieve the P4-medicine. However, healthcare data has high spar- sity and heterogeneity. In this paper, we propose a Heterogeneous Transferring Prediction System (HTPS). Feature engineering mechanism transforms the dataset into sparse and dense feature matrices, and autoencoders in the embedding networks not only embed features but also transfer knowledge from heterogeneous datasets. Experimental results show that the proposed HTPS outperforms the benchmark systems on various prediction tasks and datasets, and ablation studies present the effectiveness of each designed mechanism. Experimental results demonstrate the negative impact of heterogeneous data on benchmark systems and the high transferability of the proposed HTPS.
MDENet: Multi-modal Dual-embedding Networks for Malware Open-set Recognition
Authors: Jingcai Guo, Yuanyuan Xu, Wenchao Xu, Yufeng Zhan, Yuxia Sun, Song Guo
Date: 2023-05-02 00:00:00
Tasks: Open Set Learning

Malware open-set recognition (MOSR) aims at jointly classifying malware samples from known families and detect the ones from novel unknown families, respectively. Existing works mostly rely on a well-trained classifier considering the predicted probabilities of each known family with a threshold-based detection to achieve the MOSR. However, our observation reveals that the feature distributions of malware samples are extremely similar to each other even between known and unknown families. Thus the obtained classifier may produce overly high probabilities of testing unknown samples toward known families and degrade the model performance. In this paper, we propose the Multi-modal Dual-Embedding Networks, dubbed MDENet, to take advantage of comprehensive malware features (i.e., malware images and malware sentences) from different modalities to enhance the diversity of malware feature space, which is more representative and discriminative for down-stream recognition. Last, to further guarantee the open-set recognition, we dually embed the fused multi-modal representation into one primary space and an associated sub-space, i.e., discriminative and exclusive spaces, with contrastive sampling and rho-bounded enclosing sphere regularizations, which resort to classification and detection, respectively. Moreover, we also enrich our previously proposed large-scaled malware dataset MAL-100 with multi-modal characteristics and contribute an improved version dubbed MAL-100+. Experimental results on the widely used malware dataset Mailing and the proposed MAL-100+ demonstrate the effectiveness of our method.
Invertible Coarse Graining with Physics-Informed Generative Artificial Intelligence
Authors: Jun Zhang, Xiaohan Lin, Weinan E, Yi Qin Gao
Date: 2023-05-02 00:00:00

Multiscale molecular modeling is widely applied in scientific research of molecular properties over large time and length scales. Two specific challenges are commonly present in multiscale modeling, provided that information between the coarse and fine representations of molecules needs to be properly exchanged: One is to construct coarse grained models by passing information from the fine to coarse levels; the other is to restore finer molecular details given coarse grained configurations. Although these two problems are commonly addressed independently, in this work, we present a theory connecting them, and develop a methodology called Cycle Coarse Graining (CCG) to solve both problems in a unified manner. In CCG, reconstruction can be achieved via a tractable deep generative model, allowing retrieval of fine details from coarse-grained simulations. The reconstruction in turn delivers better coarse-grained models which are informed of the fine-grained physics, and enables calculation of the free energies in a rare-event-free manner. CCG thus provides a systematic way for multiscale molecular modeling, where the finer details of coarse-grained simulations can be efficiently retrieved, and the coarse-grained models can be improved consistently.
AQ-GT: a Temporally Aligned and Quantized GRU-Transformer for Co-Speech Gesture Synthesis
Authors: Hendric Voß, Stefan Kopp
Date: 2023-05-02 00:00:00
Tasks: Generative Adversarial Network, Gesture Generation, Quantization

The generation of realistic and contextually relevant co-speech gestures is a challenging yet increasingly important task in the creation of multimodal artificial agents. Prior methods focused on learning a direct correspondence between co-speech gesture representations and produced motions, which created seemingly natural but often unconvincing gestures during human assessment. We present an approach to pre-train partial gesture sequences using a generative adversarial network with a quantization pipeline. The resulting codebook vectors serve as both input and output in our framework, forming the basis for the generation and reconstruction of gestures. By learning the mapping of a latent space representation as opposed to directly mapping it to a vector representation, this framework facilitates the generation of highly realistic and expressive gestures that closely replicate human movement and behavior, while simultaneously avoiding artifacts in the generation process. We evaluate our approach by comparing it with established methods for generating co-speech gestures as well as with existing datasets of human behavior. We also perform an ablation study to assess our findings. The results show that our approach outperforms the current state of the art by a clear margin and is partially indistinguishable from human gesturing. We make our data pipeline and the generation framework publicly available.
Dynamic Scheduling for Federated Edge Learning with Streaming Data
Authors: Chung-Hsuan Hu, Zheng Chen, Erik G. Larsson
Date: 2023-05-02 00:00:00
Tasks: Scheduling

In this work, we consider a Federated Edge Learning (FEEL) system where training data are randomly generated over time at a set of distributed edge devices with long-term energy constraints. Due to limited communication resources and latency requirements, only a subset of devices is scheduled for participating in the local training process in every iteration. We formulate a stochastic network optimization problem for designing a dynamic scheduling policy that maximizes the time-average data importance from scheduled user sets subject to energy consumption and latency constraints. Our proposed algorithm based on the Lyapunov optimization framework outperforms alternative methods without considering time-varying data importance, especially when the generation of training data shows strong temporal correlation.
CNS-Net: Conservative Novelty Synthesizing Network for Malware Recognition in an Open-set Scenario
Authors: Jingcai Guo, Song Guo, Shiheng Ma, Yuxia Sun, Yuanyuan Xu
Date: 2023-05-02 00:00:00
Tasks: Open Set Learning

We study the challenging task of malware recognition on both known and novel unknown malware families, called malware open-set recognition (MOSR). Previous works usually assume the malware families are known to the classifier in a close-set scenario, i.e., testing families are the subset or at most identical to training families. However, novel unknown malware families frequently emerge in real-world applications, and as such, require to recognize malware instances in an open-set scenario, i.e., some unknown families are also included in the test-set, which has been rarely and non-thoroughly investigated in the cyber-security domain. One practical solution for MOSR may consider jointly classifying known and detecting unknown malware families by a single classifier (e.g., neural network) from the variance of the predicted probability distribution on known families. However, conventional well-trained classifiers usually tend to obtain overly high recognition probabilities in the outputs, especially when the instance feature distributions are similar to each other, e.g., unknown v.s. known malware families, and thus dramatically degrades the recognition on novel unknown malware families. In this paper, we propose a novel model that can conservatively synthesize malware instances to mimic unknown malware families and support a more robust training of the classifier. Moreover, we also build a new large-scale malware dataset, named MAL-100, to fill the gap of lacking large open-set malware benchmark dataset. Experimental results on two widely used malware datasets and our MAL-100 demonstrate the effectiveness of our model compared with other representative methods.
Exploration of Unranked Items in Safe Online Learning to Re-Rank
Authors: Hiroaki Shiino, Kaito Ariu, Kenshi Abe, Togashi Riku
Date: 2023-05-02 00:00:00
Tasks: Learning-To-Rank, Safe Exploration

Bandit algorithms for online learning to rank (OLTR) problems often aim to maximize long-term revenue by utilizing user feedback. From a practical point of view, however, such algorithms have a high risk of hurting user experience due to their aggressive exploration. Thus, there has been a rising demand for safe exploration in recent years. One approach to safe exploration is to gradually enhance the quality of an original ranking that is already guaranteed acceptable quality. In this paper, we propose a safe OLTR algorithm that efficiently exchanges one of the items in the current ranking with an item outside the ranking (i.e., an unranked item) to perform exploration. We select an unranked item optimistically to explore based on Kullback-Leibler upper confidence bounds (KL-UCB) and safely re-rank the items including the selected one. Through experiments, we demonstrate that the proposed algorithm improves long-term regret from baselines without any safety violation.
Topic Shift Detection in Chinese Dialogues: Corpus and Benchmark
Authors: Jiangyi Lin, Yaxin Fan, Feng Jiang, Xiaomin Chu, Peifeng Li
Date: 2023-05-02 00:00:00
Tasks: Contrastive Learning

Dialogue topic shift detection is to detect whether an ongoing topic has shifted or should shift in a dialogue, which can be divided into two categories, i.e., response-known task and response-unknown task. Currently, only a few investigated the latter, because it is still a challenge to predict the topic shift without the response information. In this paper, we first annotate a Chinese Natural Topic Dialogue (CNTD) corpus consisting of 1308 dialogues to fill the gap in the Chinese natural conversation topic corpus. And then we focus on the response-unknown task and propose a teacher-student framework based on hierarchical contrastive learning to predict the topic shift without the response. Specifically, the response at high-level teacher-student is introduced to build the contrastive learning between the response and the context, while the label contrastive learning is constructed at low-level student. The experimental results on our Chinese CNTD and English TIAGE show the effectiveness of our proposed model.
Solving Inverse Problems with Score-Based Generative Priors learned from Noisy Data
Authors: Asad Aali, Marius Arvinte, Sidharth Kumar, Jonathan I. Tamir
Date: 2023-05-02 00:00:00
Tasks: Denoising

We present SURE-Score: an approach for learning score-based generative models using training samples corrupted by additive Gaussian noise. When a large training set of clean samples is available, solving inverse problems via score-based (diffusion) generative models trained on the underlying fully-sampled data distribution has recently been shown to outperform end-to-end supervised deep learning. In practice, such a large collection of training data may be prohibitively expensive to acquire in the first place. In this work, we present an approach for approximately learning a score-based generative model of the clean distribution, from noisy training data. We formulate and justify a novel loss function that leverages Stein's unbiased risk estimate to jointly denoise the data and learn the score function via denoising score matching, while using only the noisy samples. We demonstrate the generality of SURE-Score by learning priors and applying posterior sampling to ill-posed inverse problems in two practical applications from different domains: compressive wireless multiple-input multiple-output channel estimation and accelerated 2D multi-coil magnetic resonance imaging reconstruction, where we demonstrate competitive reconstruction performance when learning at signal-to-noise ratio values of 0 and 10 dB, respectively.
FedAVO: Improving Communication Efficiency in Federated Learning with African Vultures Optimizer
Authors: Md Zarif Hossain, Ahmed Imteaj
Date: 2023-05-02 00:00:00
Tasks: Federated Learning

Federated Learning (FL), a distributed machine learning technique has recently experienced tremendous growth in popularity due to its emphasis on user data privacy. However, the distributed computations of FL can result in constrained communication and drawn-out learning processes, necessitating the client-server communication cost optimization. The ratio of chosen clients and the quantity of local training passes are two hyperparameters that have a significant impact on FL performance. Due to different training preferences across various applications, it can be difficult for FL practitioners to manually select such hyperparameters. In our research paper, we introduce FedAVO, a novel FL algorithm that enhances communication effectiveness by selecting the best hyperparameters leveraging the African Vulture Optimizer (AVO). Our research demonstrates that the communication costs associated with FL operations can be substantially reduced by adopting AVO for FL hyperparameter adjustment. Through extensive evaluations of FedAVO on benchmark datasets, we show that FedAVO achieves significant improvement in terms of model accuracy and communication round, particularly with realistic cases of Non-IID datasets. Our extensive evaluation of the FedAVO algorithm identifies the optimal hyperparameters that are appropriately fitted for the benchmark datasets, eventually increasing global model accuracy by 6% in comparison to the state-of-the-art FL algorithms (such as FedAvg, FedProx, FedPSO, etc.).
Early Classifying Multimodal Sequences
Authors: Alexander Cao, Jean Utke, Diego Klabjan
Date: 2023-05-02 00:00:00
Tasks: Classification, Early  Classification

Often pieces of information are received sequentially over time. When did one collect enough such pieces to classify? Trading wait time for decision certainty leads to early classification problems that have recently gained attention as a means of adapting classification to more dynamic environments. However, so far results have been limited to unimodal sequences. In this pilot study, we expand into early classifying multimodal sequences by combining existing methods. We show our new method yields experimental AUC advantages of up to 8.7%.