pwc-archive/papers-with-abstracts huggingface dataset:
SLOG: A Structural Generalization Benchmark for Semantic Parsing
Authors: Bingzhi Li, Lucia Donatelli, Alexander Koller, Tal Linzen, Yuekun Yao, Najoung Kim
Date: 2023-10-23 00:00:00
Tasks: Semantic Parsing

The goal of compositional generalization benchmarks is to evaluate how well models generalize to new complex linguistic expressions. Existing benchmarks often focus on lexical generalization, the interpretation of novel lexical items in syntactic structures familiar from training; structural generalization tasks, where a model needs to interpret syntactic structures that are themselves unfamiliar from training, are often underrepresented, resulting in overly optimistic perceptions of how well models can generalize. We introduce SLOG, a semantic parsing dataset that extends COGS (Kim and Linzen, 2020) with 17 structural generalization cases. In our experiments, the generalization accuracy of Transformer models, including pretrained ones, only reaches 40.6%, while a structure-aware parser only achieves 70.8%. These results are far from the near-perfect accuracy existing models achieve on COGS, demonstrating the role of SLOG in foregrounding the large discrepancy between models' lexical and structural generalization capacities.
Statistical Depth for Ranking and Characterizing Transformer-Based Text Embeddings
Authors: Parker Seegmiller, Sarah Masud Preum
Date: 2023-10-23 00:00:00
Tasks: Data Augmentation, In-Context Learning, text-classification, Text Classification

The popularity of transformer-based text embeddings calls for better statistical tools for measuring distributions of such embeddings. One such tool would be a method for ranking texts within a corpus by centrality, i.e. assigning each text a number signifying how representative that text is of the corpus as a whole. However, an intrinsic center-outward ordering of high-dimensional text representations is not trivial. A statistical depth is a function for ranking k-dimensional objects by measuring centrality with respect to some observed k-dimensional distribution. We adopt a statistical depth to measure distributions of transformer-based text embeddings, transformer-based text embedding (TTE) depth, and introduce the practical use of this depth for both modeling and distributional inference in NLP pipelines. We first define TTE depth and an associated rank sum test for determining whether two corpora differ significantly in embedding space. We then use TTE depth for the task of in-context learning prompt selection, showing that this approach reliably improves performance over statistical baseline approaches across six text classification tasks. Finally, we use TTE depth and the associated rank sum test to characterize the distributions of synthesized and human-generated corpora, showing that five recent synthetic data augmentation processes cause a measurable distributional shift away from associated human-generated text.
When Language Models Fall in Love: Animacy Processing in Transformer Language Models
Authors: Michael Hanna, Yonatan Belinkov, Sandro Pezzelle
Date: 2023-10-23 00:00:00

Animacy - whether an entity is alive and sentient - is fundamental to cognitive processing, impacting areas such as memory, vision, and language. However, animacy is not always expressed directly in language: in English it often manifests indirectly, in the form of selectional constraints on verbs and adjectives. This poses a potential issue for transformer language models (LMs): they often train only on text, and thus lack access to extralinguistic information from which humans learn about animacy. We ask: how does this impact LMs' animacy processing - do they still behave as humans do? We answer this question using open-source LMs. Like previous studies, we find that LMs behave much like humans when presented with entities whose animacy is typical. However, we also show that even when presented with stories about atypically animate entities, such as a peanut in love, LMs adapt: they treat these entities as animate, though they do not adapt as well as humans. Even when the context indicating atypical animacy is very short, LMs pick up on subtle clues and change their behavior. We conclude that despite the limited signal through which LMs can learn about animacy, they are indeed sensitive to the relevant lexical semantic nuances available in English.
LLM-Based Agent Society Investigation: Collaboration and Confrontation in Avalon Gameplay
Authors: Yihuai Lan, Zhiqiang Hu, Lei Wang, Yang Wang, Deheng Ye, Peilin Zhao, Ee-Peng Lim, Hui Xiong, Hao Wang
Date: 2023-10-23 00:00:00

This paper explores the open research problem of understanding the social behaviors of LLM-based agents. Using Avalon as a testbed, we employ system prompts to guide LLM agents in gameplay. While previous studies have touched on gameplay with LLM agents, research on their social behaviors is lacking. We propose a novel framework, tailored for Avalon, features a multi-agent system facilitating efficient communication and interaction. We evaluate its performance based on game success and analyze LLM agents' social behaviors. Results affirm the framework's effectiveness in creating adaptive agents and suggest LLM-based agents' potential in navigating dynamic social interactions. By examining collaboration and confrontation behaviors, we offer insights into this field's research and applications. Our code is publicly available at https://github.com/3DAgentWorld/LLM-Game-Agent.
Fidelity-Enriched Contrastive Search: Reconciling the Faithfulness-Diversity Trade-Off in Text Generation
Authors: Wei-Lin Chen, Cheng-Kuang Wu, Hsin-Hsi Chen, Chung-Chi Chen
Date: 2023-10-23 00:00:00
Tasks: Abstractive Text Summarization, Dialogue Generation, Diversity, Hallucination, Language Modeling, Language Modelling, Text Generation

In this paper, we address the hallucination problem commonly found in natural language generation tasks. Language models often generate fluent and convincing content but can lack consistency with the provided source, resulting in potential inaccuracies. We propose a new decoding method called Fidelity-Enriched Contrastive Search (FECS), which augments the contrastive search framework with context-aware regularization terms. FECS promotes tokens that are semantically similar to the provided source while penalizing repetitiveness in the generated text. We demonstrate its effectiveness across two tasks prone to hallucination: abstractive summarization and dialogue generation. Results show that FECS consistently enhances faithfulness across various language model sizes while maintaining output diversity comparable to well-performing decoding algorithms.
Penalty Decoding: Well Suppress the Self-Reinforcement Effect in Open-Ended Text Generation
Authors: Wenhong Zhu, Hongkun Hao, Rui Wang
Date: 2023-10-23 00:00:00
Tasks: Text Generation

The decoding algorithm is critical for open-ended text generation, transforming latent representations into coherent and meaningful outputs. This paper investigates the self-reinforcement effect in text generation and the effectiveness of a repetition penalty to mitigate it. However, determining the optimal repetition penalty value is challenging. To tackle this, we propose a forgetting mechanism that disregards distant tokens, reducing the burden of penalty selection. In addition, we introduce a length penalty to address overly short sentences caused by excessive penalties. Our penalty decoding approach incorporating three strategies helps resolve issues with sampling methods deviating from factual information. Experimental results demonstrate the efficacy of our approach in generating high-quality sentences resembling human output.
Towards LLM-driven Dialogue State Tracking
Authors: Yujie Feng, Zexin Lu, Bo Liu, LiMing Zhan, Xiao-Ming Wu
Date: 2023-10-23 00:00:00
Tasks: Dialogue State Tracking, Task-Oriented Dialogue Systems

Dialogue State Tracking (DST) is of paramount importance in ensuring accurate tracking of user goals and system actions within task-oriented dialogue systems. The emergence of large language models (LLMs) such as GPT3 and ChatGPT has sparked considerable interest in assessing their efficacy across diverse applications. In this study, we conduct an initial examination of ChatGPT's capabilities in DST. Our evaluation uncovers the exceptional performance of ChatGPT in this task, offering valuable insights to researchers regarding its capabilities and providing useful directions for designing and enhancing dialogue systems. Despite its impressive performance, ChatGPT has significant limitations including its closed-source nature, request restrictions, raising data privacy concerns, and lacking local deployment capabilities. To address these concerns, we present LDST, an LLM-driven DST framework based on smaller, open-source foundation models. By utilizing a novel domain-slot instruction tuning method, LDST achieves performance on par with ChatGPT. Comprehensive evaluations across three distinct experimental settings, we find that LDST exhibits remarkable performance improvements in both zero-shot and few-shot setting compared to previous SOTA methods. The source code is provided for reproducibility.
Key Frame Mechanism For Efficient Conformer Based End-to-end Speech Recognition
Authors: Peng Fan, Changhao Shan, Sining Sun, Qing Yang, Jianwei Zhang
Date: 2023-10-23 00:00:00
Tasks: Automatic Speech Recognition, speech-recognition, Speech Recognition

Recently, Conformer as a backbone network for end-to-end automatic speech recognition achieved state-of-the-art performance. The Conformer block leverages a self-attention mechanism to capture global information, along with a convolutional neural network to capture local information, resulting in improved performance. However, the Conformer-based model encounters an issue with the self-attention mechanism, as computational complexity grows quadratically with the length of the input sequence. Inspired by previous Connectionist Temporal Classification (CTC) guided blank skipping during decoding, we introduce intermediate CTC outputs as guidance into the downsampling procedure of the Conformer encoder. We define the frame with non-blank output as key frame. Specifically, we introduce the key frame-based self-attention (KFSA) mechanism, a novel method to reduce the computation of the self-attention mechanism using key frames. The structure of our proposed approach comprises two encoders. Following the initial encoder, we introduce an intermediate CTC loss function to compute the label frame, enabling us to extract the key frames and blank frames for KFSA. Furthermore, we introduce the key frame-based downsampling (KFDS) mechanism to operate on high-dimensional acoustic features directly and drop the frames corresponding to blank labels, which results in new acoustic feature sequences as input to the second encoder. By using the proposed method, which achieves comparable or higher performance than vanilla Conformer and other similar work such as Efficient Conformer. Meantime, our proposed method can discard more than 60\% useless frames during model training and inference, which will accelerate the inference speed significantly. This work code is available in {https://github.com/scufan1990/Key-Frame-Mechanism-For-Efficient-Conformer}
System Combination via Quality Estimation for Grammatical Error Correction
Authors: Muhammad Reza Qorib, Hwee Tou Ng
Date: 2023-10-23 00:00:00
Tasks: Grammatical Error Correction, Sentence

Quality estimation models have been developed to assess the corrections made by grammatical error correction (GEC) models when the reference or gold-standard corrections are not available. An ideal quality estimator can be utilized to combine the outputs of multiple GEC systems by choosing the best subset of edits from the union of all edits proposed by the GEC base systems. However, we found that existing GEC quality estimation models are not good enough in differentiating good corrections from bad ones, resulting in a low F0.5 score when used for system combination. In this paper, we propose GRECO, a new state-of-the-art quality estimation model that gives a better estimate of the quality of a corrected sentence, as indicated by having a higher correlation to the F0.5 score of a corrected sentence. It results in a combined GEC system with a higher F0.5 score. We also propose three methods for utilizing GEC quality estimation models for system combination with varying generality: model-agnostic, model-agnostic with voting bias, and model-dependent method. The combined GEC system outperforms the state of the art on the CoNLL-2014 test set and the BEA-2019 test set, achieving the highest F0.5 scores published to date.
Unveiling A Core Linguistic Region in Large Language Models
Authors: Jun Zhao, Zhihao Zhang, Yide Ma, Qi Zhang, Tao Gui, Luhui Gao, Xuanjing Huang
Date: 2023-10-23 00:00:00

Brain localization, which describes the association between specific regions of the brain and their corresponding functions, is widely accepted in the field of cognitive science as an objective fact. Today's large language models (LLMs) possess human-level linguistic competence and can execute complex tasks requiring abstract knowledge and reasoning. To deeply understand the inherent mechanisms of intelligence emergence in LLMs, this paper conducts an analogical research using brain localization as a prototype. We have discovered a core region in LLMs that corresponds to linguistic competence, accounting for approximately 1% of the total model parameters. This core region exhibits significant dimension dependency, and perturbations to even a single parameter on specific dimensions can lead to a loss of linguistic competence. Furthermore, we observe that an improvement in linguistic competence does not necessarily accompany an elevation in the model's knowledge level, which might imply the existence of regions of domain knowledge that are dissociated from the linguistic region. Overall, exploring the LLMs' functional regions provides insights into the foundation of their intelligence. In the future, we will continue to investigate knowledge regions within LLMs and the interactions between them.
Air-Decoding: Attribute Distribution Reconstruction for Decoding-Time Controllable Text Generation
Authors: Tianqi Zhong, Quan Wang, Jingxuan Han, Yongdong Zhang, Zhendong Mao
Date: 2023-10-23 00:00:00
Tasks: Attribute, Text Generation

Controllable text generation (CTG) aims to generate text with desired attributes, and decoding-time-based methods have shown promising performance on this task. However, in this paper, we identify the phenomenon of Attribute Collapse for the first time. It causes the fluency of generated text to rapidly decrease when the control strength exceeds a critical value, rendering the text completely unusable. This limitation hinders the effectiveness of decoding methods in achieving high levels of controllability. To address this problem, we propose a novel lightweight decoding framework named Air-Decoding. Its main idea is reconstructing the attribute distributions to balance the weights between attribute words and non-attribute words to generate more fluent text. Specifically, we train prefixes by prefix-tuning to obtain attribute distributions. Then we design a novel attribute distribution reconstruction method to balance the obtained distributions and use the reconstructed distributions to guide language models for generation, effectively avoiding the issue of Attribute Collapse. Experiments on multiple CTG tasks prove that our method achieves a new state-of-the-art control performance.
Can ChatGPT Perform Reasoning Using the IRAC Method in Analyzing Legal Scenarios Like a Lawyer?
Authors: Xiaoxi Kang, Lizhen Qu, Lay-Ki Soon, Adnan Trakic, Terry Yue Zhuo, Patrick Charles Emerton, Genevieve Grant
Date: 2023-10-23 00:00:00
Tasks: Legal Reasoning

Large Language Models (LLMs), such as ChatGPT, have drawn a lot of attentions recently in the legal domain due to its emergent ability to tackle a variety of legal tasks. However, it is still unknown if LLMs are able to analyze a legal case and perform reasoning in the same manner as lawyers. Therefore, we constructed a novel corpus consisting of scenarios pertain to Contract Acts Malaysia and Australian Social Act for Dependent Child. ChatGPT is applied to perform analysis on the corpus using the IRAC method, which is a framework widely used by legal professionals for organizing legal analysis. Each scenario in the corpus is annotated with a complete IRAC analysis in a semi-structured format so that both machines and legal professionals are able to interpret and understand the annotations. In addition, we conducted the first empirical assessment of ChatGPT for IRAC analysis in order to understand how well it aligns with the analysis of legal professionals. Our experimental results shed lights on possible future research directions to improve alignments between LLMs and legal experts in terms of legal reasoning.
We are Who We Cite: Bridges of Influence Between Natural Language Processing and Other Academic Fields
Authors: Jan Philip Wahle, Terry Ruas, Mohamed Abdalla, Bela Gipp, Saif M. Mohammad
Date: 2023-10-23 00:00:00
Tasks: Diversity, Math

Natural Language Processing (NLP) is poised to substantially influence the world. However, significant progress comes hand-in-hand with substantial risks. Addressing them requires broad engagement with various fields of study. Yet, little empirical work examines the state of such engagement (past or current). In this paper, we quantify the degree of influence between 23 fields of study and NLP (on each other). We analyzed ~77k NLP papers, ~3.1m citations from NLP papers to other papers, and ~1.8m citations from other papers to NLP papers. We show that, unlike most fields, the cross-field engagement of NLP, measured by our proposed Citation Field Diversity Index (CFDI), has declined from 0.58 in 1980 to 0.31 in 2022 (an all-time low). In addition, we find that NLP has grown more insular -- citing increasingly more NLP papers and having fewer papers that act as bridges between fields. NLP citations are dominated by computer science; Less than 8% of NLP citations are to linguistics, and less than 3% are to math and psychology. These findings underscore NLP's urgent need to reflect on its engagement with various fields.
Assessing Step-by-Step Reasoning against Lexical Negation: A Case Study on Syllogism
Authors: Mengyu Ye, Tatsuki Kuribayashi, Jun Suzuki, Goro Kobayashi, Hiroaki Funayama
Date: 2023-10-23 00:00:00
Tasks: Logical Reasoning, Negation

Large language models (LLMs) take advantage of step-by-step reasoning instructions, e.g., chain-of-thought (CoT) prompting. Building on this, their ability to perform CoT-style reasoning robustly is of interest from a probing perspective. In this study, we inspect the step-by-step reasoning ability of LLMs with a focus on negation, which is a core linguistic phenomenon that is difficult to process. In particular, we introduce several controlled settings (e.g., reasoning in case of fictional entities) to evaluate the logical reasoning abilities of the models. We observed that dozens of modern LLMs were not robust against lexical negation (e.g., plausible ->implausible) when performing CoT-style reasoning, and the results highlight unique limitations in each LLM family.
Paraphrase Types for Generation and Detection
Authors: Jan Philip Wahle, Bela Gipp, Terry Ruas
Date: 2023-10-23 00:00:00
Tasks: Binary Classification, Paraphrase Generation

Current approaches in paraphrase generation and detection heavily rely on a single general similarity score, ignoring the intricate linguistic properties of language. This paper introduces two new tasks to address this shortcoming by considering paraphrase types - specific linguistic perturbations at particular text positions. We name these tasks Paraphrase Type Generation and Paraphrase Type Detection. Our results suggest that while current techniques perform well in a binary classification scenario, i.e., paraphrased or not, the inclusion of fine-grained paraphrase types poses a significant challenge. While most approaches are good at generating and detecting general semantic similar content, they fail to understand the intrinsic linguistic variables they manipulate. Models trained in generating and identifying paraphrase types also show improvements in tasks without them. In addition, scaling these models further improves their ability to understand paraphrase types. We believe paraphrase types can unlock a new paradigm for developing paraphrase models and solving tasks in the future.
Adaptive Policy with Wait-$k$ Model for Simultaneous Translation
Authors: Libo Zhao, Kai Fan, Wei Luo, Jing Wu, Shushu Wang, Ziqian Zeng, Zhongqiang Huang
Date: 2023-10-23 00:00:00
Tasks: Machine Translation, Translation

Simultaneous machine translation (SiMT) requires a robust read/write policy in conjunction with a high-quality translation model. Traditional methods rely on either a fixed wait-$k$ policy coupled with a standalone wait-$k$ translation model, or an adaptive policy jointly trained with the translation model. In this study, we propose a more flexible approach by decoupling the adaptive policy model from the translation model. Our motivation stems from the observation that a standalone multi-path wait-$k$ model performs competitively with adaptive policies utilized in state-of-the-art SiMT approaches. Specifically, we introduce DaP, a divergence-based adaptive policy, that makes read/write decisions for any translation model based on the potential divergence in translation distributions resulting from future information. DaP extends a frozen wait-$k$ model with lightweight parameters, and is both memory and computation efficient. Experimental results across various benchmarks demonstrate that our approach offers an improved trade-off between translation accuracy and latency, outperforming strong baselines.
Universal Domain Adaptation for Robust Handling of Distributional Shifts in NLP
Authors: Hyuhng Joon Kim, Hyunsoo Cho, Sang-Woo Lee, Junyeob Kim, Choonghyun Park, Sang-goo Lee, Kang Min Yoo, Taeuk Kim
Date: 2023-10-23 00:00:00
Tasks: Domain Adaptation, Universal Domain Adaptation

When deploying machine learning systems to the wild, it is highly desirable for them to effectively leverage prior knowledge to the unfamiliar domain while also firing alarms to anomalous inputs. In order to address these requirements, Universal Domain Adaptation (UniDA) has emerged as a novel research area in computer vision, focusing on achieving both adaptation ability and robustness (i.e., the ability to detect out-of-distribution samples). While UniDA has led significant progress in computer vision, its application on language input still needs to be explored despite its feasibility. In this paper, we propose a comprehensive benchmark for natural language that offers thorough viewpoints of the model's generalizability and robustness. Our benchmark encompasses multiple datasets with varying difficulty levels and characteristics, including temporal shifts and diverse domains. On top of our testbed, we validate existing UniDA methods from computer vision and state-of-the-art domain adaptation techniques from NLP literature, yielding valuable findings: We observe that UniDA methods originally designed for image input can be effectively transferred to the natural language domain while also underscoring the effect of adaptation difficulty in determining the model's performance.