pwc-archive/papers-with-abstracts huggingface dataset:
The Role of Deep Learning in Advancing Proactive Cybersecurity Measures for Smart Grid Networks: A Survey
Authors: Nima Abdi, Abdullatif Albaseer, Mohamed Abdallah
Date: 2024-01-11 00:00:00
Tasks: Survey

As smart grids (SG) increasingly rely on advanced technologies like sensors and communication systems for efficient energy generation, distribution, and consumption, they become enticing targets for sophisticated cyberattacks. These evolving threats demand robust security measures to maintain the stability and resilience of modern energy systems. While extensive research has been conducted, a comprehensive exploration of proactive cyber defense strategies utilizing Deep Learning (DL) in {SG} remains scarce in the literature. This survey bridges this gap, studying the latest DL techniques for proactive cyber defense. The survey begins with an overview of related works and our distinct contributions, followed by an examination of SG infrastructure. Next, we classify various cyber defense techniques into reactive and proactive categories. A significant focus is placed on DL-enabled proactive defenses, where we provide a comprehensive taxonomy of DL approaches, highlighting their roles and relevance in the proactive security of SG. Subsequently, we analyze the most significant DL-based methods currently in use. Further, we explore Moving Target Defense, a proactive defense strategy, and its interactions with DL methodologies. We then provide an overview of benchmark datasets used in this domain to substantiate the discourse.{ This is followed by a critical discussion on their practical implications and broader impact on cybersecurity in Smart Grids.} The survey finally lists the challenges associated with deploying DL-based security systems within SG, followed by an outlook on future developments in this key field.
Safe reinforcement learning in uncertain contexts
Authors: Dominik Baumann, Thomas B. Schön
Date: 2024-01-11 00:00:00
Tasks: Multi-class Classification, reinforcement-learning, Reinforcement Learning, Safe Reinforcement Learning

When deploying machine learning algorithms in the real world, guaranteeing safety is an essential asset. Existing safe learning approaches typically consider continuous variables, i.e., regression tasks. However, in practice, robotic systems are also subject to discrete, external environmental changes, e.g., having to carry objects of certain weights or operating on frozen, wet, or dry surfaces. Such influences can be modeled as discrete context variables. In the existing literature, such contexts are, if considered, mostly assumed to be known. In this work, we drop this assumption and show how we can perform safe learning when we cannot directly measure the context variables. To achieve this, we derive frequentist guarantees for multi-class classification, allowing us to estimate the current context from measurements. Further, we propose an approach for identifying contexts through experiments. We discuss under which conditions we can retain theoretical guarantees and demonstrate the applicability of our algorithm on a Furuta pendulum with camera measurements of different weights that serve as contexts.
Interpretable Concept Bottlenecks to Align Reinforcement Learning Agents
Authors: Quentin Delfosse, Sebastian Sztwiertnia, Mark Rothermel, Wolfgang Stammer, Kristian Kersting
Date: 2024-01-11 00:00:00
Tasks: Deep Reinforcement Learning, reinforcement-learning, Reinforcement Learning, Reinforcement Learning (RL)

Goal misalignment, reward sparsity and difficult credit assignment are only a few of the many issues that make it difficult for deep reinforcement learning (RL) agents to learn optimal policies. Unfortunately, the black-box nature of deep neural networks impedes the inclusion of domain experts for inspecting the model and revising suboptimal policies. To this end, we introduce *Successive Concept Bottleneck Agents* (SCoBots), that integrate consecutive concept bottleneck (CB) layers. In contrast to current CB models, SCoBots do not just represent concepts as properties of individual objects, but also as relations between objects which is crucial for many RL tasks. Our experimental results provide evidence of SCoBots' competitive performances, but also of their potential for domain experts to understand and regularize their behavior. Among other things, SCoBots enabled us to identify a previously unknown misalignment problem in the iconic video game, Pong, and resolve it. Overall, SCoBots thus result in more human-aligned RL agents. Our code is available at https://github.com/k4ntz/SCoBots .
TAnet: A New Temporal Attention Network for EEG-based Auditory Spatial Attention Decoding with a Short Decision Window
Authors: Yuting Ding, Fei Chen
Date: 2024-01-11 00:00:00
Tasks: EEG

Auditory spatial attention detection (ASAD) is used to determine the direction of a listener's attention to a speaker by analyzing her/his electroencephalographic (EEG) signals. This study aimed to further improve the performance of ASAD with a short decision window (i.e., <1 s) rather than with long decision windows ranging from 1 to 5 seconds in previous studies. An end-to-end temporal attention network (i.e., TAnet) was introduced in this work. TAnet employs a multi-head attention (MHA) mechanism, which can more effectively capture the interactions among time steps in collected EEG signals and efficiently assign corresponding weights to those EEG time steps. Experiments demonstrated that, compared with the CNN-based method and recent ASAD methods, TAnet provided improved decoding performance in the KUL dataset, with decoding accuracies of 92.4% (decision window 0.1 s), 94.9% (0.25 s), 95.1% (0.3 s), 95.4% (0.4 s), and 95.5% (0.5 s) with short decision windows (i.e., <1 s). As a new ASAD model with a short decision window, TAnet can potentially facilitate the design of EEG-controlled intelligent hearing aids and sound recognition systems.
Bounds on the price of feedback for mistake-bounded online learning
Authors: Jesse Geneson, Linus Tang
Date: 2024-01-11 00:00:00
Tasks: reinforcement-learning, Reinforcement Learning

We improve several worst-case bounds for various online learning scenarios from (Auer and Long, Machine Learning, 1999). In particular, we sharpen an upper bound for delayed ambiguous reinforcement learning by a factor of 2 and an upper bound for learning compositions of families of functions by a factor of 2.41. We also improve a lower bound from the same paper for learning compositions of $k$ families of functions by a factor of $\Theta(\ln{k})$, matching the upper bound up to a constant factor. In addition, we solve a problem from (Long, Theoretical Computer Science, 2020) on the price of bandit feedback with respect to standard feedback for multiclass learning, and we improve an upper bound from (Feng et al., Theoretical Computer Science, 2023) on the price of $r$-input delayed ambiguous reinforcement learning by a factor of $r$, matching a lower bound from the same paper up to the leading term.
Discovering Low-rank Subspaces for Language-agnostic Multilingual Representations
Authors: Zhihui Xie, Handong Zhao, Tong Yu, Shuai Li
Date: 2024-01-11 00:00:00
Tasks: Cross-Lingual Transfer, Pretrained Multilingual Language Models, Retrieval, Sentence, Sentence Retrieval, Zero-Shot Cross-Lingual Transfer

Large pretrained multilingual language models (ML-LMs) have shown remarkable capabilities of zero-shot cross-lingual transfer, without direct cross-lingual supervision. While these results are promising, follow-up works found that, within the multilingual embedding spaces, there exists strong language identity information which hinders the expression of linguistic factors shared across languages. For semantic tasks like cross-lingual sentence retrieval, it is desired to remove such language identity signals to fully leverage semantic information. In this work, we provide a novel view of projecting away language-specific factors from a multilingual embedding space. Specifically, we discover that there exists a low-rank subspace that primarily encodes information irrelevant to semantics (e.g., syntactic information). To identify this subspace, we present a simple but effective unsupervised method based on singular value decomposition with multiple monolingual corpora as input. Once the subspace is found, we can directly project the original embeddings into the null space to boost language agnosticism without finetuning. We systematically evaluate our method on various tasks including the challenging language-agnostic QA retrieval task. Empirical results show that applying our method consistently leads to improvements over commonly used ML-LMs.
A new computationally efficient algorithm to solve Feature Selection for Functional Data Classification in high-dimensional spaces
Authors: Tobia Boschi, Francesca Bonin, Rodrigo Ordonez-Hurtado, Alessandra Pascale, Jonathan Epperlein
Date: 2024-01-11 00:00:00
Tasks: Classification, Computational Efficiency, Dimensionality Reduction, feature selection

This paper introduces a novel methodology for Feature Selection for Functional Classification, FSFC, that addresses the challenge of jointly performing feature selection and classification of functional data in scenarios with categorical responses and multivariate longitudinal features. FSFC tackles a newly defined optimization problem that integrates logistic loss and functional features to identify the most crucial variables for classification. To address the minimization procedure, we employ functional principal components and develop a new adaptive version of the Dual Augmented Lagrangian algorithm. The computational efficiency of FSFC enables handling high-dimensional scenarios where the number of features may considerably exceed the number of statistical units. Simulation experiments demonstrate that FSFC outperforms other machine learning and deep learning methods in computational time and classification accuracy. Furthermore, the FSFC feature selection capability can be leveraged to significantly reduce the problem's dimensionality and enhance the performances of other classification algorithms. The efficacy of FSFC is also demonstrated through a real data application, analyzing relationships between four chronic diseases and other health and demographic factors.
An experimental evaluation of Deep Reinforcement Learning algorithms for HVAC control
Authors: Antonio Manjavacas, Alejandro Campoy-Nieves, Javier Jiménez-Raboso, Miguel Molina-Solana, Juan Gómez-Romero
Date: 2024-01-11 00:00:00
Tasks: Deep Reinforcement Learning, Incremental Learning, reinforcement-learning

Heating, Ventilation, and Air Conditioning (HVAC) systems are a major driver of energy consumption in commercial and residential buildings. Recent studies have shown that Deep Reinforcement Learning (DRL) algorithms can outperform traditional reactive controllers. However, DRL-based solutions are generally designed for ad hoc setups and lack standardization for comparison. To fill this gap, this paper provides a critical and reproducible evaluation, in terms of comfort and energy consumption, of several state-of-the-art DRL algorithms for HVAC control. The study examines the controllers' robustness, adaptability, and trade-off between optimization goals by using the Sinergym framework. The results obtained confirm the potential of DRL algorithms, such as SAC and TD3, in complex scenarios and reveal several challenges related to generalization and incremental learning.
Segment Boundary Detection via Class Entropy Measurements in Connectionist Phoneme Recognition
Authors: Giampiero Salvi
Date: 2024-01-11 00:00:00
Tasks: Boundary Detection, Phoneme Recognition

This article investigates the possibility to use the class entropy of the output of a connectionist phoneme recogniser to predict time boundaries between phonetic classes. The rationale is that the value of the entropy should increase in proximity of a transition between two segments that are well modelled (known) by the recognition network since it is a measure of uncertainty. The advantage of this measure is its simplicity as the posterior probabilities of each class are available in connectionist phoneme recognition. The entropy and a number of measures based on differentiation of the entropy are used in isolation and in combination. The decision methods for predicting the boundaries range from simple thresholds to neural network based procedure. The different methods are compared with respect to their precision, measured in terms of the ratio between the number C of predicted boundaries within 10 or 20 msec of the reference and the total number of predicted boundaries, and recall, measured as the ratio between C and the total number of reference boundaries.
Kernelized Normalizing Constant Estimation: Bridging Bayesian Quadrature and Bayesian Optimization
Authors: Xu Cai, Jonathan Scarlett
Date: 2024-01-11 00:00:00
Tasks: Bayesian Optimization

In this paper, we study the problem of estimating the normalizing constant $\int e^{-\lambda f(x)}dx$ through queries to the black-box function $f$, where $f$ belongs to a reproducing kernel Hilbert space (RKHS), and $\lambda$ is a problem parameter. We show that to estimate the normalizing constant within a small relative error, the level of difficulty depends on the value of $\lambda$: When $\lambda$ approaches zero, the problem is similar to Bayesian quadrature (BQ), while when $\lambda$ approaches infinity, the problem is similar to Bayesian optimization (BO). More generally, the problem varies between BQ and BO. We find that this pattern holds true even when the function evaluations are noisy, bringing new aspects to this topic. Our findings are supported by both algorithm-independent lower bounds and algorithmic upper bounds, as well as simulation studies conducted on a variety of benchmark functions.
Dynamic Indoor Fingerprinting Localization based on Few-Shot Meta-Learning with CSI Images
Authors: Jiyu Jiao, Xiaojun Wang, Chenpei Han, Yuhua Huang, Yizhuo Zhang
Date: 2024-01-11 00:00:00
Tasks: Indoor Localization, Meta-Learning, Transfer Learning

While fingerprinting localization is favored for its effectiveness, it is hindered by high data acquisition costs and the inaccuracy of static database-based estimates. Addressing these issues, this letter presents an innovative indoor localization method using a data-efficient meta-learning algorithm. This approach, grounded in the ``Learning to Learn'' paradigm of meta-learning, utilizes historical localization tasks to improve adaptability and learning efficiency in dynamic indoor environments. We introduce a task-weighted loss to enhance knowledge transfer within this framework. Our comprehensive experiments confirm the method's robustness and superiority over current benchmarks, achieving a notable 23.13\% average gain in Mean Euclidean Distance, particularly effective in scenarios with limited CSI data.
The Distributional Reward Critic Framework for Reinforcement Learning Under Perturbed Rewards
Authors: Xi Chen, Zhihui Zhu, Andrew Perrault
Date: 2024-01-11 00:00:00
Tasks: continuous-control, Continuous Control, reinforcement-learning, Reinforcement Learning, Reinforcement Learning (RL)

The reward signal plays a central role in defining the desired behaviors of agents in reinforcement learning (RL). Rewards collected from realistic environments could be perturbed, corrupted, or noisy due to an adversary, sensor error, or because they come from subjective human feedback. Thus, it is important to construct agents that can learn under such rewards. Existing methodologies for this problem make strong assumptions, including that the perturbation is known in advance, clean rewards are accessible, or that the perturbation preserves the optimal policy. We study a new, more general, class of unknown perturbations, and introduce a distributional reward critic framework for estimating reward distributions and perturbations during training. Our proposed methods are compatible with any RL algorithm. Despite their increased generality, we show that they achieve comparable or better rewards than existing methods in a variety of environments, including those with clean rewards. Under the challenging and generalized perturbations we study, we win/tie the highest return in 44/48 tested settings (compared to 11/48 for the best baseline). Our results broaden and deepen our ability to perform RL in reward-perturbed environments.
Root Cause Analysis on Energy Efficiency with Transfer Entropy Flow
Authors: Jian Ma
Date: 2024-01-11 00:00:00

Energy efficiency is a big concern in industrial sectors. Finding the root cause of anomaly state of energy efficiency can help to improve energy efficiency of industrial systems and therefore save energy cost. In this research, we propose to use transfer entropy (TE) for root cause analysis on energy efficiency of industrial systems. A method, called TE flow, is proposed in that a TE flow from physical measurements of each subsystem to the energy efficiency indicator along timeline is considered as causal strength for diagnosing root cause of anomaly states of energy efficiency of a system. The copula entropy-based nonparametric TE estimator is used in the proposed method. We conducted experiments on real data collected from a compressing air system to verify the proposed method. Experimental results show that the TE flow method successfully identified the root cause of the energy (in)efficiency of the system.
Distance-Restricted Folklore Weisfeiler-Leman GNNs with Provable Cycle Counting Power
Authors: Junru Zhou, Jiarui Feng, Xiyuan Wang, Muhan Zhang
Date: 2023-09-10 00:00:00
Proceeding: NeurIPS 2023 11

The ability of graph neural networks (GNNs) to count certain graph substructures, especially cycles, is important for the success of GNNs on a wide range of tasks. It has been recently used as a popular metric for evaluating the expressive power of GNNs. Many of the proposed GNN models with provable cycle counting power are based on subgraph GNNs, i.e., extracting a bag of subgraphs from the input graph, generating representations for each subgraph, and using them to augment the representation of the input graph. However, those methods require heavy preprocessing, and suffer from high time and memory costs. In this paper, we overcome the aforementioned limitations of subgraph GNNs by proposing a novel class of GNNs -- $d$-Distance-Restricted FWL(2) GNNs, or $d$-DRFWL(2) GNNs. $d$-DRFWL(2) GNNs use node pairs whose mutual distances are at most $d$ as the units for message passing to balance the expressive power and complexity. By performing message passing among distance-restricted node pairs in the original graph, $d$-DRFWL(2) GNNs avoid the expensive subgraph extraction operations in subgraph GNNs, making both the time and space complexity lower. We theoretically show that the discriminative power of $d$-DRFWL(2) GNNs strictly increases as $d$ increases. More importantly, $d$-DRFWL(2) GNNs have provably strong cycle counting power even with $d=2$: they can count all 3, 4, 5, 6-cycles. Since 6-cycles (e.g., benzene rings) are ubiquitous in organic molecules, being able to detect and count them is crucial for achieving robust and generalizable performance on molecular tasks. Experiments on both synthetic datasets and molecular datasets verify our theory. To the best of our knowledge, our model is the most efficient GNN model to date (both theoretically and empirically) that can count up to 6-cycles.
Quantifying Marketing Performance at Channel-Partner Level by Using Marketing Mix Modeling (MMM) and Shapley Value Regression
Authors: Sean Tang, Sriya Musunuru, Baoshi Zong, Brooks Thornton
Date: 2024-01-11 00:00:00
Tasks: Marketing, regression

This paper explores the application of Shapley Value Regression in dissecting marketing performance at channel-partner level, complementing channel-level Marketing Mix Modeling (MMM). Utilizing real-world data from the financial services industry, we demonstrate the practicality of Shapley Value Regression in evaluating individual partner contributions. Although structured in-field testing along with cooperative game theory is most accurate, it can often be highly complex and expensive to conduct. Shapley Value Regression is thus a more feasible approach to disentangle the influence of each marketing partner within a marketing channel. We also propose a simple method to derive adjusted coefficients of Shapley Value Regression and compare it with alternative approaches.
When eBPF Meets Machine Learning: On-the-fly OS Kernel Compartmentalization
Authors: Zicheng Wang, Tiejin Chen, Qinrun Dai, Yueqi Chen, Hua Wei, Qingkai Zeng
Date: 2024-01-11 00:00:00

Compartmentalization effectively prevents initial corruption from turning into a successful attack. This paper presents O2C, a pioneering system designed to enforce OS kernel compartmentalization on the fly. It not only provides immediate remediation for sudden threats but also maintains consistent system availability through the enforcement process. O2C is empowered by the newest advancements of the eBPF ecosystem which allows to instrument eBPF programs that perform enforcement actions into the kernel at runtime. O2C takes the lead in embedding a machine learning model into eBPF programs, addressing unique challenges in on-the-fly compartmentalization. Our comprehensive evaluation shows that O2C effectively confines damage within the compartment. Further, we validate that decision tree is optimally suited for O2C owing to its advantages in processing tabular data, its explainable nature, and its compliance with the eBPF ecosystem. Last but not least, O2C is lightweight, showing negligible overhead and excellent sacalability system-wide.
Learning Performance-Oriented Control Barrier Functions Under Complex Safety Constraints and Limited Actuation
Authors: Lakshmideepakreddy Manda, Shaoru Chen, Mahyar Fazlyab
Date: 2024-01-11 00:00:00
Tasks: Self-Supervised Learning

Control Barrier Functions (CBFs) provide an elegant framework for constraining nonlinear control system dynamics to remain within an invariant subset of a designated safe set. However, identifying a CBF that balances performance-by maximizing the control invariant set-and accommodates complex safety constraints, especially in systems with high relative degree and actuation limits, poses a significant challenge. In this work, we introduce a novel self-supervised learning framework to comprehensively address these challenges. Our method begins with a Boolean composition of multiple state constraints that define the safe set. We first construct a smooth function whose zero superlevel set forms an inner approximation of this safe set. This function is then combined with a smooth neural network to parameterize the CBF candidate. To train the CBF and maximize the volume of the resulting control invariant set, we design a physics-informed loss function based on a Hamilton-Jacobi Partial Differential Equation (PDE). We validate the efficacy of our approach on a 2D double integrator (DI) system and a 7D fixed-wing aircraft system (F16).
Scaling Laws for Forgetting When Fine-Tuning Large Language Models
Authors: Damjan Kalajdzievski
Date: 2024-01-11 00:00:00
Tasks: parameter-efficient fine-tuning

We study and quantify the problem of forgetting when fine-tuning pre-trained large language models (LLMs) on a downstream task. We find that parameter-efficient fine-tuning (PEFT) strategies, such as Low-Rank Adapters (LoRA), still suffer from catastrophic forgetting. In particular, we identify a strong inverse linear relationship between the fine-tuning performance and the amount of forgetting when fine-tuning LLMs with LoRA. We further obtain precise scaling laws that show forgetting increases as a shifted power law in the number of parameters fine-tuned and the number of update steps. We also examine the impact of forgetting on knowledge, reasoning, and the safety guardrails trained into Llama 2 7B chat. Our study suggests that forgetting cannot be avoided through early stopping or by varying the number of parameters fine-tuned. We believe this opens up an important safety-critical direction for future research to evaluate and develop fine-tuning schemes which mitigate forgetting