pwc-archive/papers-with-abstracts huggingface dataset:
An Empirical Study of Large-Scale Data-Driven Full Waveform Inversion
Authors: Peng Jin, Yinan Feng, Shihang Feng, Hanchen Wang, Yinpeng Chen, Benjamin Consolvo, Zicheng Liu, Youzuo Lin
Date: 2023-07-28 00:00:00
Tasks: Deep Learning, SSIM

This paper investigates the impact of big data on deep learning models to help solve the full waveform inversion (FWI) problem. While it is well known that big data can boost the performance of deep learning models in many tasks, its effectiveness has not been validated for FWI. To address this gap, we present an empirical study that investigates how deep learning models in FWI behave when trained on OpenFWI, a collection of large-scale, multi-structural, synthetic datasets published recently. In particular, we train and evaluate the FWI models on a combination of 10 2D subsets in OpenFWI that contain 470K pairs of seismic data and velocity maps in total. Our experiments demonstrate that training on the combined dataset yields an average improvement of 13.03% in MAE, 7.19% in MSE and 1.87% in SSIM compared to each split dataset, and an average improvement of 28.60%, 21.55% and 8.22% in the leave-one-out generalization test. We further demonstrate that model capacity needs to scale in accordance with data size for optimal improvement, where our largest model yields an average improvement of 20.06%, 13.39% and 0.72% compared to the smallest one.
Conflict-free joint decision by lag and zero-lag synchronization in laser network
Authors: Hisako Ito, Takatomo Mihana, Ryoichi Horisaki, Makoto Naruse
Date: 2023-07-28 00:00:00
Tasks: Collision Avoidance, Decision Making

With the end of Moore's Law and the increasing demand for computing, photonic accelerators are garnering considerable attention. This is due to the physical characteristics of light, such as high bandwidth and multiplicity, and the various synchronization phenomena that emerge in the realm of laser physics. These factors come into play as computer performance approaches its limits. In this study, we explore the application of a laser network, acting as a photonic accelerator, to the competitive multi-armed bandit problem. In this context, conflict avoidance is key to maximizing environmental rewards. We experimentally demonstrate cooperative decision-making using zero-lag and lag synchronization within a network of four semiconductor lasers. Lag synchronization of chaos realizes effective decision-making and zero-delay synchronization is responsible for the realization of the collision avoidance function. We experimentally verified a low collision rate and high reward in a fundamental 2-player, 2-slot scenario, and showed the scalability of this system. This system architecture opens up new possibilities for intelligent functionalities in laser dynamics.
Toward Transparent Sequence Models with Model-Based Tree Markov Model
Authors: Chan Hsu, Wei-Chun Huang, Jun-Ting Wu, Chih-Yuan Li, Yihuang Kang
Date: 2023-07-28 00:00:00
Tasks: model

In this study, we address the interpretability issue in complex, black-box Machine Learning models applied to sequence data. We introduce the Model-Based tree Hidden Semi-Markov Model (MOB-HSMM), an inherently interpretable model aimed at detecting high mortality risk events and discovering hidden patterns associated with the mortality risk in Intensive Care Units (ICU). This model leverages knowledge distilled from Deep Neural Networks (DNN) to enhance predictive performance while offering clear explanations. Our experimental results indicate the improved performance of Model-Based trees (MOB trees) via employing LSTM for learning sequential patterns, which are then transferred to MOB trees. Integrating MOB trees with the Hidden Semi-Markov Model (HSMM) in the MOB-HSMM enables uncovering potential and explainable sequences using available information.
Equivariance and partial observations in Koopman operator theory for partial differential equations
Authors: Sebastian Peitz, Hans Harder, Feliks Nüske, Friedrich Philipp, Manuel Schaller, Karl Worthmann
Date: 2023-07-28 00:00:00

The Koopman operator has become an essential tool for data-driven analysis, prediction and control of complex systems. The main reason is the enormous potential of identifying linear function space representations of nonlinear dynamics from measurements. This equally applies to ordinary, stochastic, and partial differential equations (PDEs). Until now, with a few exceptions only, the PDE case is mostly treated rather superficially, and the specific structure of the underlying dynamics is largely ignored. In this paper, we show that symmetries in the system dynamics can be carried over to the Koopman operator, which allows us to significantly increase the model efficacy. Moreover, the situation where we only have access to partial observations (i.e., measurements, as is very common for experimental data) has not been treated to its full extent, either. Moreover, we address the highly-relevant case where we cannot measure the full state, where alternative approaches (e.g., delay coordinates) have to be considered. We derive rigorous statements on the required number of observables in this situation, based on embedding theory. We present numerical evidence using various numerical examples including the wave equation and the Kuramoto-Sivashinsky equation.
Differential Evolution Algorithm based Hyper-Parameters Selection of Transformer Neural Network Model for Load Forecasting
Authors: Anuvab Sen, Arul Rhik Mazumder, Udayon Sen
Date: 2023-07-28 00:00:00
Tasks: Load Forecasting, Time Series

Accurate load forecasting plays a vital role in numerous sectors, but accurately capturing the complex dynamics of dynamic power systems remains a challenge for traditional statistical models. For these reasons, time-series models (ARIMA) and deep-learning models (ANN, LSTM, GRU, etc.) are commonly deployed and often experience higher success. In this paper, we analyze the efficacy of the recently developed Transformer-based Neural Network model in Load forecasting. Transformer models have the potential to improve Load forecasting because of their ability to learn long-range dependencies derived from their Attention Mechanism. We apply several metaheuristics namely Differential Evolution to find the optimal hyperparameters of the Transformer-based Neural Network to produce accurate forecasts. Differential Evolution provides scalable, robust, global solutions to non-differentiable, multi-objective, or constrained optimization problems. Our work compares the proposed Transformer based Neural Network model integrated with different metaheuristic algorithms by their performance in Load forecasting based on numerical metrics such as Mean Squared Error (MSE) and Mean Absolute Percentage Error (MAPE). Our findings demonstrate the potential of metaheuristic-enhanced Transformer-based Neural Network models in Load forecasting accuracy and provide optimal hyperparameters for each model.
Learning Nonlinear Projections for Reduced-Order Modeling of Dynamical Systems using Constrained Autoencoders
Authors: Samuel E. Otto, Gregory R. Macchio, Clarence W. Rowley
Date: 2023-07-28 00:00:00

Recently developed reduced-order modeling techniques aim to approximate nonlinear dynamical systems on low-dimensional manifolds learned from data. This is an effective approach for modeling dynamics in a post-transient regime where the effects of initial conditions and other disturbances have decayed. However, modeling transient dynamics near an underlying manifold, as needed for real-time control and forecasting applications, is complicated by the effects of fast dynamics and nonnormal sensitivity mechanisms. To begin to address these issues, we introduce a parametric class of nonlinear projections described by constrained autoencoder neural networks in which both the manifold and the projection fibers are learned from data. Our architecture uses invertible activation functions and biorthogonal weight matrices to ensure that the encoder is a left inverse of the decoder. We also introduce new dynamics-aware cost functions that promote learning of oblique projection fibers that account for fast dynamics and nonnormality. To demonstrate these methods and the specific challenges they address, we provide a detailed case study of a three-state model of vortex shedding in the wake of a bluff body immersed in a fluid, which has a two-dimensional slow manifold that can be computed analytically. In anticipation of future applications to high-dimensional systems, we also propose several techniques for constructing computationally efficient reduced-order models using our proposed nonlinear projection framework. This includes a novel sparsity-promoting penalty for the encoder that avoids detrimental weight matrix shrinkage via computation on the Grassmann manifold.
Optimal Approximation of Zonoids and Uniform Approximation by Shallow Neural Networks
Authors: Jonathan W. Siegel
Date: 2023-07-28 00:00:00

We study the following two related problems. The first is to determine to what error an arbitrary zonoid in $\mathbb{R}^{d+1}$ can be approximated in the Hausdorff distance by a sum of $n$ line segments. The second is to determine optimal approximation rates in the uniform norm for shallow ReLU$^k$ neural networks on their variation spaces. The first of these problems has been solved for $d\neq 2,3$, but when $d=2,3$ a logarithmic gap between the best upper and lower bounds remains. We close this gap, which completes the solution in all dimensions. For the second problem, our techniques significantly improve upon existing approximation rates when $k\geq 1$, and enable uniform approximation of both the target function and its derivatives.
Is this model reliable for everyone? Testing for strong calibration
Authors: Jean Feng, Alexej Gossmann, Romain Pirracchio, Nicholas Petrick, Gene Pennello, Berkman Sahiner
Date: 2023-07-28 00:00:00
Tasks: Fairness

In a well-calibrated risk prediction model, the average predicted probability is close to the true event rate for any given subgroup. Such models are reliable across heterogeneous populations and satisfy strong notions of algorithmic fairness. However, the task of auditing a model for strong calibration is well-known to be difficult -- particularly for machine learning (ML) algorithms -- due to the sheer number of potential subgroups. As such, common practice is to only assess calibration with respect to a few predefined subgroups. Recent developments in goodness-of-fit testing offer potential solutions but are not designed for settings with weak signal or where the poorly calibrated subgroup is small, as they either overly subdivide the data or fail to divide the data at all. We introduce a new testing procedure based on the following insight: if we can reorder observations by their expected residuals, there should be a change in the association between the predicted and observed residuals along this sequence if a poorly calibrated subgroup exists. This lets us reframe the problem of calibration testing into one of changepoint detection, for which powerful methods already exist. We begin with introducing a sample-splitting procedure where a portion of the data is used to train a suite of candidate models for predicting the residual, and the remaining data are used to perform a score-based cumulative sum (CUSUM) test. To further improve power, we then extend this adaptive CUSUM test to incorporate cross-validation, while maintaining Type I error control under minimal assumptions. Compared to existing methods, the proposed procedure consistently achieved higher power in simulation studies and more than doubled the power when auditing a mortality risk prediction model.
The Marginal Value of Momentum for Small Learning Rate SGD
Authors: Runzhe Wang, Sadhika Malladi, Tianhao Wang, Kaifeng Lyu, Zhiyuan Li
Date: 2023-07-27 00:00:00
Tasks: Stochastic Optimization

Momentum is known to accelerate the convergence of gradient descent in strongly convex settings without stochastic gradient noise. In stochastic optimization, such as training neural networks, folklore suggests that momentum may help deep learning optimization by reducing the variance of the stochastic gradient update, but previous theoretical analyses do not find momentum to offer any provable acceleration. Theoretical results in this paper clarify the role of momentum in stochastic settings where the learning rate is small and gradient noise is the dominant source of instability, suggesting that SGD with and without momentum behave similarly in the short and long time horizons. Experiments show that momentum indeed has limited benefits for both optimization and generalization in practical training regimes where the optimal learning rate is not very large, including small- to medium-batch training from scratch on ImageNet and fine-tuning language models on downstream tasks.
f-Divergence Minimization for Sequence-Level Knowledge Distillation
Authors: Yuqiao Wen, Zichao Li, Wenyu Du, Lili Mou
Date: 2023-07-27 00:00:00
Tasks: Knowledge Distillation

Knowledge distillation (KD) is the process of transferring knowledge from a large model to a small one. It has gained increasing attention in the natural language processing community, driven by the demands of compressing ever-growing language models. In this work, we propose an f-DISTILL framework, which formulates sequence-level knowledge distillation as minimizing a generalized f-divergence function. We propose four distilling variants under our framework and show that existing SeqKD and ENGINE approaches are approximations of our f-DISTILL methods. We further derive step-wise decomposition for our f-DISTILL, reducing intractable sequence-level divergence to word-level losses that can be computed in a tractable manner. Experiments across four datasets show that our methods outperform existing KD approaches, and that our symmetric distilling losses can better force the student to learn from the teacher distribution.
Causative Cyberattacks on Online Learning-based Automated Demand Response Systems
Authors: Samrat Acharya, Yury Dvorkin, Ramesh Karri
Date: 2023-07-27 00:00:00

Power utilities are adopting Automated Demand Response (ADR) to replace the costly fuel-fired generators and to preempt congestion during peak electricity demand. Similarly, third-party Demand Response (DR) aggregators are leveraging controllable small-scale electrical loads to provide on-demand grid support services to the utilities. Some aggregators and utilities have started employing Artificial Intelligence (AI) to learn the energy usage patterns of electricity consumers and use this knowledge to design optimal DR incentives. Such AI frameworks use open communication channels between the utility/aggregator and the DR customers, which are vulnerable to \textit{causative} data integrity cyberattacks. This paper explores vulnerabilities of AI-based DR learning and designs a data-driven attack strategy informed by DR data collected from the New York University (NYU) campus buildings. The case study demonstrates the feasibility and effects of maliciously tampering with (i) real-time DR incentives, (ii) DR event data sent to DR customers, and (iii) responses of DR customers to the DR incentives.
PredictChain: Empowering Collaboration and Data Accessibility for AI in a Decentralized Blockchain-based Marketplace
Authors: Matthew T. Pisano, Connor J. Patterson, Oshani Seneviratne
Date: 2023-07-27 00:00:00

Limited access to computing resources and training data poses significant challenges for individuals and groups aiming to train and utilize predictive machine learning models. Although numerous publicly available machine learning models exist, they are often unhosted, necessitating end-users to establish their computational infrastructure. Alternatively, these models may only be accessible through paid cloud-based mechanisms, which can prove costly for general public utilization. Moreover, model and data providers require a more streamlined approach to track resource usage and capitalize on subsequent usage by others, both financially and otherwise. An effective mechanism is also lacking to contribute high-quality data for improving model performance. We propose a blockchain-based marketplace called "PredictChain" for predictive machine-learning models to address these issues. This marketplace enables users to upload datasets for training predictive machine learning models, request model training on previously uploaded datasets, or submit queries to trained models. Nodes within the blockchain network, equipped with available computing resources, will operate these models, offering a range of archetype machine learning models with varying characteristics, such as cost, speed, simplicity, power, and cost-effectiveness. This decentralized approach empowers users to develop improved models accessible to the public, promotes data sharing, and reduces reliance on centralized cloud providers.
A/B Testing and Best-arm Identification for Linear Bandits with Robustness to Non-stationarity
Authors: Zhihan Xiong, Romain Camilleri, Maryam Fazel, Lalit Jain, Kevin Jamieson
Date: 2023-07-27 00:00:00

We investigate the fixed-budget best-arm identification (BAI) problem for linear bandits in a potentially non-stationary environment. Given a finite arm set $\mathcal{X}\subset\mathbb{R}^d$, a fixed budget $T$, and an unpredictable sequence of parameters $\left\lbrace\theta_t\right\rbrace_{t=1}^{T}$, an algorithm will aim to correctly identify the best arm $x^* := \arg\max_{x\in\mathcal{X}}x^\top\sum_{t=1}^{T}\theta_t$ with probability as high as possible. Prior work has addressed the stationary setting where $\theta_t = \theta_1$ for all $t$ and demonstrated that the error probability decreases as $\exp(-T /\rho^*)$ for a problem-dependent constant $\rho^*$. But in many real-world $A/B/n$ multivariate testing scenarios that motivate our work, the environment is non-stationary and an algorithm expecting a stationary setting can easily fail. For robust identification, it is well-known that if arms are chosen randomly and non-adaptively from a G-optimal design over $\mathcal{X}$ at each time then the error probability decreases as $\exp(-T\Delta^2_{(1)}/d)$, where $\Delta_{(1)} = \min_{x \neq x^*} (x^* - x)^\top \frac{1}{T}\sum_{t=1}^T \theta_t$. As there exist environments where $\Delta_{(1)}^2/ d \ll 1/ \rho^*$, we are motivated to propose a novel algorithm $\mathsf{P1}$-$\mathsf{RAGE}$ that aims to obtain the best of both worlds: robustness to non-stationarity and fast rates of identification in benign settings. We characterize the error probability of $\mathsf{P1}$-$\mathsf{RAGE}$ and demonstrate empirically that the algorithm indeed never performs worse than G-optimal design but compares favorably to the best algorithms in the stationary setting.
Detection of Children Abuse by Voice and Audio Classification by Short-Time Fourier Transform Machine Learning implemented on Nvidia Edge GPU device
Authors: Jiuqi Yan, Yingxian Chen, W. W. T. Fok
Date: 2023-07-27 00:00:00
Tasks: Abuse Detection, Audio Classification, GPU, image-classification, Image Classification

The safety of children in children home has become an increasing social concern, and the purpose of this experiment is to use machine learning applied to detect the scenarios of child abuse to increase the safety of children. This experiment uses machine learning to classify and recognize a child's voice and predict whether the current sound made by the child is crying, screaming or laughing. If a child is found to be crying or screaming, an alert is immediately sent to the relevant personnel so that they can perceive what the child may be experiencing in a surveillance blind spot and respond in a timely manner. Together with a hybrid use of video image classification, the accuracy of child abuse detection can be significantly increased. This greatly reduces the likelihood that a child will receive violent abuse in the nursery and allows personnel to stop an imminent or incipient child abuse incident in time. The datasets collected from this experiment is entirely from sounds recorded on site at the children home, including crying, laughing, screaming sound and background noises. These sound files are transformed into spectrograms using Short-Time Fourier Transform, and then these image data are imported into a CNN neural network for classification, and the final trained model can achieve an accuracy of about 92% for sound detection.
Cascaded Cross-Modal Transformer for Request and Complaint Detection
Authors: Nicolae-Catalin Ristea, Radu Tudor Ionescu
Date: 2023-07-27 00:00:00
Tasks: Automatic Speech Recognition, Automatic Speech Recognition (ASR), speech-recognition, Speech Recognition

We propose a novel cascaded cross-modal transformer (CCMT) that combines speech and text transcripts to detect customer requests and complaints in phone conversations. Our approach leverages a multimodal paradigm by transcribing the speech using automatic speech recognition (ASR) models and translating the transcripts into different languages. Subsequently, we combine language-specific BERT-based models with Wav2Vec2.0 audio features in a novel cascaded cross-attention transformer model. We apply our system to the Requests Sub-Challenge of the ACM Multimedia 2023 Computational Paralinguistics Challenge, reaching unweighted average recalls (UAR) of 65.41% and 85.87% for the complaint and request classes, respectively.
Equitable Time-Varying Pricing Tariff Design: A Joint Learning and Optimization Approach
Authors: Liudong Chen, Bolun Xu
Date: 2023-07-26 00:00:00

Time-varying pricing tariffs incentivize consumers to shift their electricity demand and reduce costs, but may increase the energy burden for consumers with limited response capability. The utility must thus balance affordability and response incentives when designing these tariffs by considering consumers' response expectations. This paper proposes a joint learning-based identification and optimization method to design equitable time-varying tariffs. Our proposed method encodes historical prices and demand response data into a recurrent neural network (RNN) to capture high-dimensional and non-linear consumer price response behaviors. We then embed the RNN into the tariff design optimization, formulating a non-linear optimization problem with a quadratic objective. We propose a gradient-based solution method that achieves fast and scalable computation. Simulation using real-world consumer data shows that our equitable tariffs protect low-income consumers from price surges while effectively motivating consumers to reduce peak demand. The method also ensures revenue recovery for the utility company and achieves robust performance against demand response uncertainties and prediction errors.
Mathematical Modeling of BCG-based Bladder Cancer Treatment Using Socio-Demographics
Authors: Elizaveta Savchenko, Ariel Rosenfeld, Svetlana Bunimovich-Mendrazitsky
Date: 2023-07-26 00:00:00

Cancer is one of the most widespread diseases around the world with millions of new patients each year. Bladder cancer is one of the most prevalent types of cancer affecting all individuals alike with no obvious prototypical patient. The current standard treatment for BC follows a routine weekly Bacillus Calmette-Guerin (BCG) immunotherapy-based therapy protocol which is applied to all patients alike. The clinical outcomes associated with BCG treatment vary significantly among patients due to the biological and clinical complexity of the interaction between the immune system, treatments, and cancer cells. In this study, we take advantage of the patient's socio-demographics to offer a personalized mathematical model that describes the clinical dynamics associated with BCG-based treatment. To this end, we adopt a well-established BCG treatment model and integrate a machine learning component to temporally adjust and reconfigure key parameters within the model thus promoting its personalization. Using real clinical data, we show that our personalized model favorably compares with the original one in predicting the number of cancer cells at the end of the treatment, with 14.8% improvement, on average.