pwc-archive/papers-with-abstracts huggingface dataset:
CompA: Addressing the Gap in Compositional Reasoning in Audio-Language Models
Authors: Sreyan Ghosh, Ashish Seth, Sonal Kumar, Utkarsh Tyagi, Chandra Kiran Evuru, S. Ramaneswaran, S. Sakshi, Oriol Nieto, Ramani Duraiswami, Dinesh Manocha
Date: 2023-10-12 00:00:00
Tasks: Attribute, Audio Classification, Zero-shot Audio Classification

A fundamental characteristic of audio is its compositional nature. Audio-language models (ALMs) trained using a contrastive approach (e.g., CLAP) that learns a shared representation between audio and language modalities have improved performance in many downstream applications, including zero-shot audio classification, audio retrieval, etc. However, the ability of these models to effectively perform compositional reasoning remains largely unexplored and necessitates additional research. In this paper, we propose CompA, a collection of two expert-annotated benchmarks with a majority of real-world audio samples, to evaluate compositional reasoning in ALMs. Our proposed CompA-order evaluates how well an ALM understands the order or occurrence of acoustic events in audio, and CompA-attribute evaluates attribute-binding of acoustic events. An instance from either benchmark consists of two audio-caption pairs, where both audios have the same acoustic events but with different compositions. An ALM is evaluated on how well it matches the right audio to the right caption. Using this benchmark, we first show that current ALMs perform only marginally better than random chance, thereby struggling with compositional reasoning. Next, we propose CompA-CLAP, where we fine-tune CLAP using a novel learning method to improve its compositional reasoning abilities. To train CompA-CLAP, we first propose improvements to contrastive training with composition-aware hard negatives, allowing for more focused training. Next, we propose a novel modular contrastive loss that helps the model learn fine-grained compositional understanding and overcomes the acute scarcity of openly available compositional audios. CompA-CLAP significantly improves over all our baseline models on the CompA benchmark, indicating its superior compositional reasoning capabilities.
Constrained Bayesian Optimization with Adaptive Active Learning of Unknown Constraints
Authors: Fengxue Zhang, Zejie Zhu, Yuxin Chen
Date: 2023-10-12 00:00:00
Tasks: Active Learning, Bayesian Optimization, Experimental Design

Optimizing objectives under constraints, where both the objectives and constraints are black box functions, is a common scenario in real-world applications such as scientific experimental design, design of medical therapies, and industrial process optimization. One popular approach to handling these complex scenarios is Bayesian Optimization (BO). In terms of theoretical behavior, BO is relatively well understood in the unconstrained setting, where its principles have been well explored and validated. However, when it comes to constrained Bayesian optimization (CBO), the existing framework often relies on heuristics or approximations without the same level of theoretical guarantees. In this paper, we delve into the theoretical and practical aspects of constrained Bayesian optimization, where the objective and constraints can be independently evaluated and are subject to noise. By recognizing that both the objective and constraints can help identify high-confidence regions of interest (ROI), we propose an efficient CBO framework that intersects the ROIs identified from each aspect to determine the general ROI. The ROI, coupled with a novel acquisition function that adaptively balances the optimization of the objective and the identification of feasible regions, enables us to derive rigorous theoretical justifications for its performance. We showcase the efficiency and robustness of our proposed CBO framework through empirical evidence and discuss the fundamental challenge of deriving practical regret bounds for CBO algorithms.
Development and Validation of a Deep Learning-Based Microsatellite Instability Predictor from Prostate Cancer Whole-Slide Images
Authors: Qiyuan Hu, Abbas A. Rizvi, Geoffery Schau, Kshitij Ingale, Yoni Muller, Rachel Baits, Sebastian Pretzer, Aïcha BenTaieb, Abigail Gordhamer, Roberto Nussenzveig, Adam Cole, Matthew O. Leavitt, Rohan P. Joshi, Nike Beaubier, Martin C. Stumpe, Kunal Nagpal
Date: 2023-10-12 00:00:00
Tasks: Diagnostic, Multiple Instance Learning, whole slide images

Microsatellite instability-high (MSI-H) is a tumor agnostic biomarker for immune checkpoint inhibitor therapy. However, MSI status is not routinely tested in prostate cancer, in part due to low prevalence and assay cost. As such, prediction of MSI status from hematoxylin and eosin (H&E) stained whole-slide images (WSIs) could identify prostate cancer patients most likely to benefit from confirmatory testing and becoming eligible for immunotherapy. Prostate biopsies and surgical resections from de-identified records of consecutive prostate cancer patients referred to our institution were analyzed. Their MSI status was determined by next generation sequencing. Patients before a cutoff date were split into an algorithm development set (n=4015, MSI-H 1.8%) and a paired validation set (n=173, MSI-H 19.7%) that consisted of two serial sections from each sample, one stained and scanned internally and the other at an external site. Patients after the cutoff date formed the temporal validation set (n=1350, MSI-H 2.3%). Attention-based multiple instance learning models were trained to predict MSI-H from H&E WSIs. The MSI-H predictor achieved area under the receiver operating characteristic curve values of 0.78 (95% CI [0.69-0.86]), 0.72 (95% CI [0.63-0.81]), and 0.72 (95% CI [0.62-0.82]) on the internally prepared, externally prepared, and temporal validation sets, respectively. While MSI-H status is significantly correlated with Gleason score, the model remained predictive within each Gleason score subgroup. In summary, we developed and validated an AI-based MSI-H diagnostic model on a large real-world cohort of routine H&E slides, which effectively generalized to externally stained and scanned samples and a temporally independent validation cohort. This algorithm has the potential to direct prostate cancer patients toward immunotherapy and to identify MSI-H cases secondary to Lynch syndrome.
Real-Time Event Detection with Random Forests and Temporal Convolutional Networks for More Sustainable Petroleum Industry
Authors: Yuanwei Qu, Baifan Zhou, Arild Waaler, David Cameron
Date: 2023-10-12 00:00:00
Tasks: Event Detection, Management

The petroleum industry is crucial for modern society, but the production process is complex and risky. During the production, accidents or failures, resulting from undesired production events, can cause severe environmental and economic damage. Previous studies have investigated machine learning (ML) methods for undesired event detection. However, the prediction of event probability in real-time was insufficiently addressed, which is essential since it is important to undertake early intervention when an event is expected to happen. This paper proposes two ML approaches, random forests and temporal convolutional networks, to detect undesired events in real-time. Results show that our approaches can effectively classify event types and predict the probability of their appearance, addressing the challenges uncovered in previous studies and providing a more effective solution for failure event management during the production.
Novelty Detection in Reinforcement Learning with World Models
Authors: Geigh Zollicoffer, Kenneth Eaton, Jonathan Balloch, Julia Kim, Wei Zhou, Robert Wright, Mark O. Riedl
Date: 2023-10-12 00:00:00
Tasks: Decision Making, Novelty Detection, reinforcement-learning, Reinforcement Learning, Reinforcement Learning (RL)

Reinforcement learning (RL) using world models has found significant recent successes. However, when a sudden change to world mechanics or properties occurs then agent performance and reliability can dramatically decline. We refer to the sudden change in visual properties or state transitions as novelties. Implementing novelty detection within generated world model frameworks is a crucial task for protecting the agent when deployed. In this paper, we propose straightforward bounding approaches to incorporate novelty detection into world model RL agents, by utilizing the misalignment of the world model's hallucinated states and the true observed states as an anomaly score. We provide effective approaches to detecting novelties in a distribution of transitions learned by an agent in a world model. Finally, we show the advantage of our work in a novel environment compared to traditional machine learning novelty detection methods as well as currently accepted RL focused novelty detection algorithms.
Transformer Choice Net: A Transformer Neural Network for Choice Prediction
Authors: Hanzhao Wang, Xiaocheng Li, Kalyan Talluri
Date: 2023-10-12 00:00:00
Tasks: Discrete Choice Models, Marketing

Discrete-choice models, such as Multinomial Logit, Probit, or Mixed-Logit, are widely used in Marketing, Economics, and Operations Research: given a set of alternatives, the customer is modeled as choosing one of the alternatives to maximize a (latent) utility function. However, extending such models to situations where the customer chooses more than one item (such as in e-commerce shopping) has proven problematic. While one can construct reasonable models of the customer's behavior, estimating such models becomes very challenging because of the combinatorial explosion in the number of possible subsets of items. In this paper we develop a transformer neural network architecture, the Transformer Choice Net, that is suitable for predicting multiple choices. Transformer networks turn out to be especially suitable for this task as they take into account not only the features of the customer and the items but also the context, which in this case could be the assortment as well as the customer's past choices. On a range of benchmark datasets, our architecture shows uniformly superior out-of-sample prediction performance compared to the leading models in the literature, without requiring any custom modeling or tuning for each instance.
Toward Joint Language Modeling for Speech Units and Text
Authors: Ju-chieh Chou, Chung-Ming Chien, Wei-Ning Hsu, Karen Livescu, Arun Babu, Alexis Conneau, Alexei Baevski, Michael Auli
Date: 2023-10-12 00:00:00
Tasks: Language Modeling, Language Modelling, Speech-to-Text, Spoken Language Understanding

Speech and text are two major forms of human language. The research community has been focusing on mapping speech to text or vice versa for many years. However, in the field of language modeling, very little effort has been made to model them jointly. In light of this, we explore joint language modeling for speech units and text. Specifically, we compare different speech tokenizers to transform continuous speech signals into discrete units and use different methods to construct mixed speech-text data. We introduce automatic metrics to evaluate how well the joint LM mixes speech and text. We also fine-tune the LM on downstream spoken language understanding (SLU) tasks with different modalities (speech or text) and test its performance to assess the model's learning of shared representations. Our results show that by mixing speech units and text with our proposed mixing techniques, the joint LM improves over a speech-only baseline on SLU tasks and shows zero-shot cross-modal transferability.
ELDEN: Exploration via Local Dependencies
Date: 2023-10-12 00:00:00
Proceeding: NeurIPS 2023 11

Tasks with large state space and sparse rewards present a longstanding challenge to reinforcement learning. In these tasks, an agent needs to explore the state space efficiently until it finds a reward. To deal with this problem, the community has proposed to augment the reward function with intrinsic reward, a bonus signal that encourages the agent to visit interesting states. In this work, we propose a new way of defining interesting states for environments with factored state spaces and complex chained dependencies, where an agent's actions may change the value of one entity that, in order, may affect the value of another entity. Our insight is that, in these environments, interesting states for exploration are states where the agent is uncertain whether (as opposed to how) entities such as the agent or objects have some influence on each other. We present ELDEN, Exploration via Local DepENdencies, a novel intrinsic reward that encourages the discovery of new interactions between entities. ELDEN utilizes a novel scheme -- the partial derivative of the learned dynamics to model the local dependencies between entities accurately and computationally efficiently. The uncertainty of the predicted dependencies is then used as an intrinsic reward to encourage exploration toward new interactions. We evaluate the performance of ELDEN on four different domains with complex dependencies, ranging from 2D grid worlds to 3D robotic tasks. In all domains, ELDEN correctly identifies local dependencies and learns successful policies, significantly outperforming previous state-of-the-art exploration methods.
Virtual Augmented Reality for Atari Reinforcement Learning
Authors: Christian A. Schiller
Date: 2023-10-12 00:00:00
Tasks: Image Segmentation, reinforcement-learning, Reinforcement Learning, Reinforcement Learning (RL), Semantic Segmentation

Reinforcement Learning (RL) has achieved significant milestones in the gaming domain, most notably Google DeepMind's AlphaGo defeating human Go champion Ken Jie. This victory was also made possible through the Atari Learning Environment (ALE): The ALE has been foundational in RL research, facilitating significant RL algorithm developments such as AlphaGo and others. In current Atari video game RL research, RL agents' perceptions of its environment is based on raw pixel data from the Atari video game screen with minimal image preprocessing. Contrarily, cutting-edge ML research, external to the Atari video game RL research domain, is focusing on enhancing image perception. A notable example is Meta Research's "Segment Anything Model" (SAM), a foundation model capable of segmenting images without prior training (zero-shot). This paper addresses a novel methodical question: Can state-of-the-art image segmentation models such as SAM improve the performance of RL agents playing Atari video games? The results suggest that SAM can serve as a "virtual augmented reality" for the RL agent, boosting its Atari video game playing performance under certain conditions. Comparing RL agent performance results from raw and augmented pixel inputs provides insight into these conditions. Although this paper was limited by computational constraints, the findings show improved RL agent performance for augmented pixel inputs and can inform broader research agendas in the domain of "virtual augmented reality for video game playing RL agents".
Can GPT models be Financial Analysts? An Evaluation of ChatGPT and GPT-4 on mock CFA Exams
Authors: Ethan Callanan, Amarachi Mbakwe, Antony Papadimitriou, Yulong Pei, Mathieu Sibue, Xiaodan Zhu, Zhiqiang Ma, Xiaomo Liu, Sameena Shah
Date: 2023-10-12 00:00:00
Tasks: Financial Analysis

Large Language Models (LLMs) have demonstrated remarkable performance on a wide range of Natural Language Processing (NLP) tasks, often matching or even beating state-of-the-art task-specific models. This study aims at assessing the financial reasoning capabilities of LLMs. We leverage mock exam questions of the Chartered Financial Analyst (CFA) Program to conduct a comprehensive evaluation of ChatGPT and GPT-4 in financial analysis, considering Zero-Shot (ZS), Chain-of-Thought (CoT), and Few-Shot (FS) scenarios. We present an in-depth analysis of the models' performance and limitations, and estimate whether they would have a chance at passing the CFA exams. Finally, we outline insights into potential strategies and improvements to enhance the applicability of LLMs in finance. In this perspective, we hope this work paves the way for future studies to continue enhancing LLMs for financial reasoning through rigorous evaluation.
GeSS: Benchmarking Geometric Deep Learning under Scientific Applications with Distribution Shifts
Authors: Deyu Zou, Shikun Liu, Siqi Miao, Victor Fung, Shiyu Chang, Pan Li
Date: 2023-10-12 00:00:00
Tasks: Benchmarking

Geometric deep learning (GDL) has gained significant attention in scientific fields, for its proficiency in modeling data with intricate geometric structures. However, very few works have delved into its capability of tackling the distribution shift problem, a prevalent challenge in many applications. To bridge this gap, we propose GeSS, a comprehensive benchmark designed for evaluating the performance of GDL models in scientific scenarios with distribution shifts. Our evaluation datasets cover diverse scientific domains from particle physics, materials science to biochemistry, and encapsulate a broad spectrum of distribution shifts including conditional, covariate, and concept shifts. Furthermore, we study three levels of information access from the out-of-distribution (OOD) test data, including no OOD information, only unlabeled OOD data, and OOD data with a few labels. Overall, our benchmark results in 30 different experiment settings, and evaluates 3 GDL backbones and 11 learning algorithms in each setting. A thorough analysis of the evaluation results is provided, poised to illuminate insights for GDL researchers and domain practitioners who are to use GDL in their applications.
Learning RL-Policies for Joint Beamforming Without Exploration: A Batch Constrained Off-Policy Approach
Authors: Heasung Kim, Sravan Kumar Ankireddy
Date: 2023-10-12 00:00:00
Tasks: Deep Reinforcement Learning, Q-Learning, Reinforcement Learning (RL)

In this work, we consider the problem of network parameter optimization for rate maximization. We frame this as a joint optimization problem of power control, beam forming, and interference cancellation. We consider the setting where multiple Base Stations (BSs) communicate with multiple user equipment (UEs). Because of the exponential computational complexity of brute force search, we instead solve this nonconvex optimization problem using deep reinforcement learning (RL) techniques. Modern communication systems are notorious for their difficulty in exactly modeling their behavior. This limits us in using RL-based algorithms as interaction with the environment is needed for the agent to explore and learn efficiently. Further, it is ill-advised to deploy the algorithm in the real world for exploration and learning because of the high cost of failure. In contrast to the previous RL-based solutions proposed, such as deep-Q network (DQN) based control, we suggest an offline model-based approach. We specifically consider discrete batch-constrained deep Q-learning (BCQ) and show that performance similar to DQN can be achieved with only a fraction of the data without exploring. This maximizes sample efficiency and minimizes risk in deploying a new algorithm to commercial networks. We provide the entire project resource, including code and data, at the following link: https://github.com/Heasung-Kim/ safe-rl-deployment-for-5g.
LoftQ: LoRA-Fine-Tuning-Aware Quantization for Large Language Models
Authors: Yixiao Li, Yifan Yu, Chen Liang, Pengcheng He, Nikos Karampatziakis, Weizhu Chen, Tuo Zhao
Date: 2023-10-12 00:00:00
Tasks: Natural Language Understanding, Quantization, Question Answering, Text Generation

Quantization is an indispensable technique for serving Large Language Models (LLMs) and has recently found its way into LoRA fine-tuning. In this work we focus on the scenario where quantization and LoRA fine-tuning are applied together on a pre-trained model. In such cases it is common to observe a consistent gap in the performance on downstream tasks between full fine-tuning and quantization plus LoRA fine-tuning approach. In response, we propose LoftQ (LoRA-Fine-Tuning-aware Quantization), a novel quantization framework that simultaneously quantizes an LLM and finds a proper low-rank initialization for LoRA fine-tuning. Such an initialization alleviates the discrepancy between the quantized and full-precision model and significantly improves generalization in downstream tasks. We evaluate our method on natural language understanding, question answering, summarization, and natural language generation tasks. Experiments show that our method is highly effective and outperforms existing quantization methods, especially in the challenging 2-bit and 2/4-bit mixed precision regimes. The code is available on https://github.com/yxli2123/LoftQ.
Analyzing Textual Data for Fatality Classification in Afghanistan's Armed Conflicts: A BERT Approach
Authors: Hikmatullah Mohammadi, Ziaullah Momand, Parwin Habibi, Nazifa Ramaki, Bibi Storay Fazli, Sayed Zobair Rohany, Iqbal Samsoor
Date: 2023-10-12 00:00:00
Tasks: Humanitarian, text-classification, Text Classification

Afghanistan has witnessed many armed conflicts throughout history, especially in the past 20 years; these events have had a significant impact on human lives, including military and civilians, with potential fatalities. In this research, we aim to leverage state-of-the-art machine learning techniques to classify the outcomes of Afghanistan armed conflicts to either fatal or non-fatal based on their textual descriptions provided by the Armed Conflict Location & Event Data Project (ACLED) dataset. The dataset contains comprehensive descriptions of armed conflicts in Afghanistan that took place from August 2021 to March 2023. The proposed approach leverages the power of BERT (Bidirectional Encoder Representations from Transformers), a cutting-edge language representation model in natural language processing. The classifier utilizes the raw textual description of an event to estimate the likelihood of the event resulting in a fatality. The model achieved impressive performance on the test set with an accuracy of 98.8%, recall of 98.05%, precision of 99.6%, and an F1 score of 98.82%. These results highlight the model's robustness and indicate its potential impact in various areas such as resource allocation, policymaking, and humanitarian aid efforts in Afghanistan. The model indicates a machine learning-based text classification approach using the ACLED dataset to accurately classify fatality in Afghanistan armed conflicts, achieving robust performance with the BERT model and paving the way for future endeavors in predicting event severity in Afghanistan.