pwc-archive/papers-with-abstracts huggingface dataset:
Near-Minimax-Optimal Risk-Sensitive Reinforcement Learning with CVaR
Authors: Kaiwen Wang, Nathan Kallus, Wen Sun
Date: 2023-02-07 00:00:00
Tasks: reinforcement-learning, Reinforcement Learning, Reinforcement Learning (RL)

In this paper, we study risk-sensitive Reinforcement Learning (RL), focusing on the objective of Conditional Value at Risk (CVaR) with risk tolerance $\tau$. Starting with multi-arm bandits (MABs), we show the minimax CVaR regret rate is $\Omega(\sqrt{\tau^{-1}AK})$, where $A$ is the number of actions and $K$ is the number of episodes, and that it is achieved by an Upper Confidence Bound algorithm with a novel Bernstein bonus. For online RL in tabular Markov Decision Processes (MDPs), we show a minimax regret lower bound of $\Omega(\sqrt{\tau^{-1}SAK})$ (with normalized cumulative rewards), where $S$ is the number of states, and we propose a novel bonus-driven Value Iteration procedure. We show that our algorithm achieves the optimal regret of $\widetilde O(\sqrt{\tau^{-1}SAK})$ under a continuity assumption and in general attains a near-optimal regret of $\widetilde O(\tau^{-1}\sqrt{SAK})$, which is minimax-optimal for constant $\tau$. This improves on the best available bounds. By discretizing rewards appropriately, our algorithms are computationally efficient.
Genetic Programming Based Symbolic Regression for Analytical Solutions to Differential Equations
Authors: Hongsup Oh, Roman Amici, Geoffrey Bomarito, Shandian Zhe, Robert Kirby, Jacob Hochhalter
Date: 2023-02-07 00:00:00
Tasks: regression, Symbolic Regression

In this paper, we present a machine learning method for the discovery of analytic solutions to differential equations. The method utilizes an inherently interpretable algorithm, genetic programming based symbolic regression. Unlike conventional accuracy measures in machine learning we demonstrate the ability to recover true analytic solutions, as opposed to a numerical approximation. The method is verified by assessing its ability to recover known analytic solutions for two separate differential equations. The developed method is compared to a conventional, purely data-driven genetic programming based symbolic regression algorithm. The reliability of successful evolution of the true solution, or an algebraic equivalent, is demonstrated.
Protecting Language Generation Models via Invisible Watermarking
Authors: Xuandong Zhao, Yu-Xiang Wang, Lei LI
Date: 2023-02-06 00:00:00
Tasks: Model extraction, Text Generation

Language generation models have been an increasingly powerful enabler for many applications. Many such models offer free or affordable API access, which makes them potentially vulnerable to model extraction attacks through distillation. To protect intellectual property (IP) and ensure fair use of these models, various techniques such as lexical watermarking and synonym replacement have been proposed. However, these methods can be nullified by obvious countermeasures such as "synonym randomization". To address this issue, we propose GINSEW, a novel method to protect text generation models from being stolen through distillation. The key idea of our method is to inject secret signals into the probability vector of the decoding steps for each target token. We can then detect the secret message by probing a suspect model to tell if it is distilled from the protected one. Experimental results show that GINSEW can effectively identify instances of IP infringement with minimal impact on the generation quality of protected APIs. Our method demonstrates an absolute improvement of 19 to 29 points on mean average precision (mAP) in detecting suspects compared to previous methods against watermark removal attacks.
Optimization using Parallel Gradient Evaluations on Multiple Parameters
Authors: Yash Chandak, Shiv Shankar, Venkata Gandikota, Philip S. Thomas, Arya Mazumdar
Date: 2023-02-06 00:00:00

We propose a first-order method for convex optimization, where instead of being restricted to the gradient from a single parameter, gradients from multiple parameters can be used during each step of gradient descent. This setup is particularly useful when a few processors are available that can be used in parallel for optimization. Our method uses gradients from multiple parameters in synergy to update these parameters together towards the optima. While doing so, it is ensured that the computational and memory complexity is of the same order as that of gradient descent. Empirical results demonstrate that even using gradients from as low as \textit{two} parameters, our method can often obtain significant acceleration and provide robustness to hyper-parameter settings. We remark that the primary goal of this work is less theoretical, and is instead aimed at exploring the understudied case of using multiple gradients during each step of optimization.
Fair Minimum Representation Clustering
Authors: Connor Lawless, Oktay Gunluk
Date: 2023-02-06 00:00:00
Tasks: Clustering, Fairness

Clustering is an unsupervised learning task that aims to partition data into a set of clusters. In many applications, these clusters correspond to real-world constructs (e.g. electoral districts) whose benefit can only be attained by groups when they reach a minimum level of representation (e.g. 50\% to elect their desired candidate). This paper considers the problem of performing k-means clustering while ensuring groups (e.g. demographic groups) have that minimum level of representation in a specified number of clusters. We show that the popular $k$-means algorithm, Lloyd's algorithm, can result in unfair outcomes where certain groups lack sufficient representation past the minimum threshold in a proportional number of clusters. We formulate the problem through a mixed-integer optimization framework and present a variant of Lloyd's algorithm, called MiniReL, that directly incorporates the fairness constraints. We show that incorporating the fairness criteria leads to a NP-Hard sub-problem within Lloyd's algorithm, but we provide computational approaches that make the problem tractable for even large datasets. Numerical results show that the approach is able to create fairer clusters with practically no increase in the k-means clustering cost across standard benchmark datasets.
ClueGAIN: Application of Transfer Learning On Generative Adversarial Imputation Nets (GAIN)
Authors: Simiao Zhao
Date: 2023-02-06 00:00:00
Tasks: Imputation, Transfer Learning

Many studies have attempted to solve the problem of missing data using various approaches. Among them, Generative Adversarial Imputation Nets (GAIN) was first used to impute data with Generative Adversarial Nets (GAN) and good results were obtained. Subsequent studies have attempted to combine various approaches to address some of its limitations. ClueGAIN is first proposed in this study, which introduces transfer learning into GAIN to solve the problem of poor imputation performance in high missing rate data sets. ClueGAIN can also be used to measure the similarity between data sets to explore their potential connections.
Predicting Development of Chronic Obstructive Pulmonary Disease and its Risk Factor Analysis
Authors: Soojin Lee, Ingu Sean Lee, Samuel Kim
Date: 2023-02-06 00:00:00

Chronic Obstructive Pulmonary Disease (COPD) is an irreversible airway obstruction with a high societal burden. Although smoking is known to be the biggest risk factor, additional components need to be considered. In this study, we aim to identify COPD risk factors by applying machine learning models that integrate sociodemographic, clinical, and genetic data to predict COPD development.
Learned Accelerator Framework for Angular-Distance-Based High-Dimensional DBSCAN
Authors: Yifan Wang, Daisy Zhe Wang
Date: 2023-02-06 00:00:00
Tasks: Clustering, Vocal Bursts Intensity Prediction

Density-based clustering is a commonly used tool in data science. Today many data science works are utilizing high-dimensional neural embeddings. However, traditional density-based clustering techniques like DBSCAN have a degraded performance on high-dimensional data. In this paper, we propose LAF, a generic learned accelerator framework to speed up the original DBSCAN and the sampling-based variants of DBSCAN on high-dimensional data with angular distance metric. This framework consists of a learned cardinality estimator and a post-processing module. The cardinality estimator can fast predict whether a data point is core or not to skip unnecessary range queries, while the post-processing module detects the false negative predictions and merges the falsely separated clusters. The evaluation shows our LAF-enhanced DBSCAN method outperforms the state-of-the-art efficient DBSCAN variants on both efficiency and quality.
Importance attribution in neural networks by means of persistence landscapes of time series
Authors: Aina Ferrà, Carles Casacuberta, Oriol Pujol
Date: 2023-02-06 00:00:00
Tasks: Time Series, Time Series Analysis, Topological Data Analysis

We propose and implement a method to analyze time series with a neural network using a matrix of area-normalized persistence landscapes obtained through topological data analysis. We include a gating layer in the network's architecture that is able to identify the most relevant landscape levels for the classification task, thus working as an importance attribution system. Next, we perform a matching between the selected landscape functions and the corresponding critical points of the original time series. From this matching we are able to reconstruct an approximate shape of the time series that gives insight into the classification decision. We test this technique with input data from a dataset of electrocardiographic signals.
Autodecompose: A generative self-supervised model for semantic decomposition
Authors: Mohammad Reza Bonyadi
Date: 2023-02-06 00:00:00

We introduce Autodecompose, a novel self-supervised generative model that decomposes data into two semantically independent properties: the desired property, which captures a specific aspect of the data (e.g. the voice in an audio signal), and the context property, which aggregates all other information (e.g. the content of the audio signal), without any labels given. Autodecompose uses two complementary augmentations, one that manipulates the context while preserving the desired property and the other that manipulates the desired property while preserving the context. The augmented variants of the data are encoded by two encoders and reconstructed by a decoder. We prove that one of the encoders embeds the desired property while the other embeds the context property. We apply Autodecompose to audio signals to encode sound source (human voice) and content. We pre-trained the model on YouTube and LibriSpeech datasets and fine-tuned in a self-supervised manner without exposing the labels. Our results showed that, using the sound source encoder of pre-trained Autodecompose, a linear classifier achieves F1 score of 97.6\% in recognizing the voice of 30 speakers using only 10 seconds of labeled samples, compared to 95.7\% for supervised models. Additionally, our experiments showed that Autodecompose is robust against overfitting even when a large model is pre-trained on a small dataset. A large Autodecompose model was pre-trained from scratch on 60 seconds of audio from 3 speakers achieved over 98.5\% F1 score in recognizing those three speakers in other unseen utterances. We finally show that the context encoder embeds information about the content of the speech and ignores the sound source information. Our sample code for training the model, as well as examples for using the pre-trained models are available here: \url{https://github.com/rezabonyadi/autodecompose}
Easy Learning from Label Proportions
Date: 2023-02-06 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: Weakly Supervised Classification

We consider the problem of Learning from Label Proportions (LLP), a weakly supervised classification setup where instances are grouped into "bags", and only the frequency of class labels at each bag is available. Albeit, the objective of the learner is to achieve low task loss at an individual instance level. Here we propose Easyllp: a flexible and simple-to-implement debiasing approach based on aggregate labels, which operates on arbitrary loss functions. Our technique allows us to accurately estimate the expected loss of an arbitrary model at an individual level. We showcase the flexibility of our approach by applying it to popular learning frameworks, like Empirical Risk Minimization (ERM) and Stochastic Gradient Descent (SGD) with provable guarantees on instance level performance. More concretely, we exhibit a variance reduction technique that makes the quality of LLP learning deteriorate only by a factor of k (k being bag size) in both ERM and SGD setups, as compared to full supervision. Finally, we validate our theoretical results on multiple datasets demonstrating our algorithm performs as well or better than previous LLP approaches in spite of its simplicity.
On the Convergence of Federated Averaging with Cyclic Client Participation
Authors: Yae Jee Cho, Pranay Sharma, Gauri Joshi, Zheng Xu, Satyen Kale, Tong Zhang
Date: 2023-02-06 00:00:00
Tasks: Federated Learning

Federated Averaging (FedAvg) and its variants are the most popular optimization algorithms in federated learning (FL). Previous convergence analyses of FedAvg either assume full client participation or partial client participation where the clients can be uniformly sampled. However, in practical cross-device FL systems, only a subset of clients that satisfy local criteria such as battery status, network connectivity, and maximum participation frequency requirements (to ensure privacy) are available for training at a given time. As a result, client availability follows a natural cyclic pattern. We provide (to our knowledge) the first theoretical framework to analyze the convergence of FedAvg with cyclic client participation with several different client optimizers such as GD, SGD, and shuffled SGD. Our analysis discovers that cyclic client participation can achieve a faster asymptotic convergence rate than vanilla FedAvg with uniform client participation under suitable conditions, providing valuable insights into the design of client sampling protocols.
Efficient and Flexible Topic Modeling using Pretrained Embeddings and Bag of Sentences
Authors: Johannes Schneider
Date: 2023-02-06 00:00:00
Tasks: Sentence, Sentence Embeddings, Word Embeddings

Pre-trained language models have led to a new state-of-the-art in many NLP tasks. However, for topic modeling, statistical generative models such as LDA are still prevalent, which do not easily allow incorporating contextual word vectors. They might yield topics that do not align well with human judgment. In this work, we propose a novel topic modeling and inference algorithm. We suggest a bag of sentences (BoS) approach using sentences as the unit of analysis. We leverage pre-trained sentence embeddings by combining generative process models and clustering. We derive a fast inference algorithm based on expectation maximization, hard assignments, and an annealing process. The evaluation shows that our method yields state-of-the art results with relatively little computational demands. Our method is also more flexible compared to prior works leveraging word embeddings, since it provides the possibility to customize topic-document distributions using priors. Code and data is at \url{https://github.com/JohnTailor/BertSenClu}.
One-shot Empirical Privacy Estimation for Federated Learning
Authors: Galen Andrew, Peter Kairouz, Sewoong Oh, Alina Oprea, H. Brendan McMahan, Vinith M. Suriyakumar
Date: 2023-02-06 00:00:00
Tasks: Federated Learning

Privacy estimation techniques for differentially private (DP) algorithms are useful for comparing against analytical bounds, or to empirically measure privacy loss in settings where known analytical bounds are not tight. However, existing privacy auditing techniques usually make strong assumptions on the adversary (e.g., knowledge of intermediate model iterates or the training data distribution), are tailored to specific tasks, model architectures, or DP algorithm, and/or require retraining the model many times (typically on the order of thousands). These shortcomings make deploying such techniques at scale difficult in practice, especially in federated settings where model training can take days or weeks. In this work, we present a novel "one-shot" approach that can systematically address these challenges, allowing efficient auditing or estimation of the privacy loss of a model during the same, single training run used to fit model parameters, and without requiring any a priori knowledge about the model architecture, task, or DP training algorithm. We show that our method provides provably correct estimates for the privacy loss under the Gaussian mechanism, and we demonstrate its performance on well-established FL benchmark datasets under several adversarial threat models.
Five policy uses of algorithmic transparency and explainability
Authors: Matthew O'Shaughnessy
Date: 2023-02-06 00:00:00

The notion that algorithmic systems should be "transparent" and "explainable" is common in the many statements of consensus principles developed by governments, companies, and advocacy organizations. But what exactly do policy and legal actors want from these technical concepts, and how do their desiderata compare with the explainability techniques developed in the machine learning literature? In hopes of better connecting the policy and technical communities, we provide case studies illustrating five ways in which algorithmic transparency and explainability have been used in policy settings: specific requirements for explanations; in nonbinding guidelines for internal governance of algorithms; in regulations applicable to highly regulated settings; in guidelines meant to increase the utility of legal liability for algorithms; and broad requirements for model and data transparency. The case studies span a spectrum from precise requirements for specific types of explanations to nonspecific requirements focused on broader notions of transparency, illustrating the diverse needs, constraints, and capacities of various policy actors and contexts. Drawing on these case studies, we discuss promising ways in which transparency and explanation could be used in policy, as well as common factors limiting policymakers' use of algorithmic explainability. We conclude with recommendations for researchers and policymakers.
Exploitation and exploration in text evolution. Quantifying planning and translation flows during writing
Authors: Donald Ruggiero Lo Sardo, Pietro Gravino, Christine Cuskley, Vittorio Loreto
Date: 2023-02-07 00:00:00
Tasks: Translation

Writing is a complex process at the center of much of modern human activity. Despite it appears to be a linear process, writing conceals many highly non-linear processes. Previous research has focused on three phases of writing: planning, translation and transcription, and revision. While research has shown these are non-linear, they are often treated linearly when measured. Here, we introduce measures to detect and quantify subcycles of planning (exploration) and translation (exploitation) during the writing process. We apply these to a novel dataset that recorded the creation of a text in all its phases, from early attempts to the finishing touches on a final version. This dataset comes from a series of writing workshops in which, through innovative versioning software, we were able to record all the steps in the construction of a text. More than 60 junior researchers in science wrote a scientific essay intended for a general readership. We recorded each essay as a writing cloud, defined as a complex topological structure capturing the history of the essay itself. Through this unique dataset of writing clouds, we expose a representation of the writing process that quantifies its complexity and the writer's efforts throughout the draft and through time. Interestingly, this representation highlights the phases of "translation flow", where authors improve existing ideas, and exploration, where creative deviations appear as the writer returns to the planning phase. These turning points between translation and exploration become rarer as the writing process progresses and the author approaches the final version. Our results and the new measures introduced have the potential to foster the discussion about the non-linear nature of writing and support the development of tools that can support more creative and impactful writing processes.
CALaMo: a Constructionist Assessment of Language Models
Authors: Ludovica Pannitto, Aurélie Herbelot
Date: 2023-02-07 00:00:00
Tasks: Philosophy

This paper presents a novel framework for evaluating Neural Language Models' linguistic abilities using a constructionist approach. Not only is the usage-based model in line with the underlying stochastic philosophy of neural architectures, but it also allows the linguist to keep meaning as a determinant factor in the analysis. We outline the framework and present two possible scenarios for its application.
Efficiently Upgrading Multilingual Machine Translation Models to Support More Languages
Authors: Simeng Sun, Maha Elbayad, Anna Sun, James Cross
Date: 2023-02-07 00:00:00
Tasks: Machine Translation, Translation

With multilingual machine translation (MMT) models continuing to grow in size and number of supported languages, it is natural to reuse and upgrade existing models to save computation as data becomes available in more languages. However, adding new languages requires updating the vocabulary, which complicates the reuse of embeddings. The question of how to reuse existing models while also making architectural changes to provide capacity for both old and new languages has also not been closely studied. In this work, we introduce three techniques that help speed up effective learning of the new languages and alleviate catastrophic forgetting despite vocabulary and architecture mismatches. Our results show that by (1) carefully initializing the network, (2) applying learning rate scaling, and (3) performing data up-sampling, it is possible to exceed the performance of a same-sized baseline model with 30% computation and recover the performance of a larger model trained from scratch with over 50% reduction in computation. Furthermore, our analysis reveals that the introduced techniques help learn the new directions more effectively and alleviate catastrophic forgetting at the same time. We hope our work will guide research into more efficient approaches to growing languages for these MMT models and ultimately maximize the reuse of existing models.