pwc-archive/papers-with-abstracts huggingface dataset:
Large Process Models: A Vision for Business Process Management in the Age of Generative AI
Authors: Timotheus Kampik, Christian Warmuth, Adrian Rebmann, Ron Agam, Lukas N. P. Egger, Andreas Gerber, Johannes Hoffart, Jonas Kolk, Philipp Herzig, Gero Decker, Han van der Aa, Artem Polyvyanyy, Stefanie Rinderle-Ma, Ingo Weber, Matthias Weidlich
Date: 2023-09-02 00:00:00
Tasks: Management

The continued success of Large Language Models (LLMs) and other generative artificial intelligence approaches highlights the advantages that large information corpora can have over rigidly defined symbolic models, but also serves as a proof-point of the challenges that purely statistics-based approaches have in terms of safety and trustworthiness. As a framework for contextualizing the potential, as well as the limitations of LLMs and other foundation model-based technologies, we propose the concept of a Large Process Model (LPM) that combines the correlation power of LLMs with the analytical precision and reliability of knowledge-based systems and automated reasoning approaches. LPMs are envisioned to directly utilize the wealth of process management experience that experts have accumulated, as well as process performance data of organizations with diverse characteristics, e.g.,\ regarding size, region, or industry. In this vision, the proposed LPM would allow organizations to receive context-specific (tailored) process and other business models, analytical deep-dives, and improvement recommendations. As such, they would allow to substantially decrease the time and effort required for business transformation, while also allowing for deeper, more impactful, and more actionable insights than previously possible. We argue that implementing an LPM is feasible, but also highlight limitations and research challenges that need to be solved to implement particular aspects of the LPM vision.
Regularly Truncated M-estimators for Learning with Noisy Labels
Authors: Xiaobo Xia, Pengqian Lu, Chen Gong, Bo Han, Jun Yu, Tongliang Liu
Date: 2023-09-02 00:00:00
Tasks: Learning with noisy labels

The sample selection approach is very popular in learning with noisy labels. As deep networks learn pattern first, prior methods built on sample selection share a similar training procedure: the small-loss examples can be regarded as clean examples and used for helping generalization, while the large-loss examples are treated as mislabeled ones and excluded from network parameter updates. However, such a procedure is arguably debatable from two folds: (a) it does not consider the bad influence of noisy labels in selected small-loss examples; (b) it does not make good use of the discarded large-loss examples, which may be clean or have meaningful information for generalization. In this paper, we propose regularly truncated M-estimators (RTME) to address the above two issues simultaneously. Specifically, RTME can alternately switch modes between truncated M-estimators and original M-estimators. The former can adaptively select small-losses examples without knowing the noise rate and reduce the side-effects of noisy labels in them. The latter makes the possibly clean examples but with large losses involved to help generalization. Theoretically, we demonstrate that our strategies are label-noise-tolerant. Empirically, comprehensive experimental results show that our method can outperform multiple baselines and is robust to broad noise types and levels.
Equitable-FL: Federated Learning with Sparsity for Resource-Constrained Environment
Authors: Indrajeet Kumar Sinha, Shekhar Verma, Krishna Pratap Singh
Date: 2023-09-02 00:00:00
Tasks: Federated Learning

In Federated Learning, model training is performed across multiple computing devices, where only parameters are shared with a common central server without exchanging their data instances. This strategy assumes abundance of resources on individual clients and utilizes these resources to build a richer model as user's models. However, when the assumption of the abundance of resources is violated, learning may not be possible as some nodes may not be able to participate in the process. In this paper, we propose a sparse form of federated learning that performs well in a Resource Constrained Environment. Our goal is to make learning possible, regardless of a node's space, computing, or bandwidth scarcity. The method is based on the observation that model size viz a viz available resources defines resource scarcity, which entails that reduction of the number of parameters without affecting accuracy is key to model training in a resource-constrained environment. In this work, the Lottery Ticket Hypothesis approach is utilized to progressively sparsify models to encourage nodes with resource scarcity to participate in collaborative training. We validate Equitable-FL on the $MNIST$, $F-MNIST$, and $CIFAR-10$ benchmark datasets, as well as the $Brain-MRI$ data and the $PlantVillage$ datasets. Further, we examine the effect of sparsity on performance, model size compaction, and speed-up for training. Results obtained from experiments performed for training convolutional neural networks validate the efficacy of Equitable-FL in heterogeneous resource-constrained learning environment.
Domain Generalization via Balancing Training Difficulty and Model Capability
Authors: Xueying Jiang, Jiaxing Huang, Sheng Jin, Shijian Lu
Date: 2023-09-02 00:00:00
Proceeding: ICCV 2023 1
Tasks: Data Augmentation, Domain Generalization

Domain generalization (DG) aims to learn domain-generalizable models from one or multiple source domains that can perform well in unseen target domains. Despite its recent progress, most existing work suffers from the misalignment between the difficulty level of training samples and the capability of contemporarily trained models, leading to over-fitting or under-fitting in the trained generalization model. We design MoDify, a Momentum Difficulty framework that tackles the misalignment by balancing the seesaw between the model's capability and the samples' difficulties along the training process. MoDify consists of two novel designs that collaborate to fight against the misalignment while learning domain-generalizable models. The first is MoDify-based Data Augmentation which exploits an RGB Shuffle technique to generate difficulty-aware training samples on the fly. The second is MoDify-based Network Optimization which dynamically schedules the training samples for balanced and smooth learning with appropriate difficulty. Without bells and whistles, a simple implementation of MoDify achieves superior performance across multiple benchmarks. In addition, MoDify can complement existing methods as a plug-in, and it is generic and can work for different visual recognition tasks.
LeanContext: Cost-Efficient Domain-Specific Question Answering Using LLMs
Authors: Md Adnan Arefeen, Biplob Debnath, Srimat Chakradhar
Date: 2023-09-02 00:00:00
Tasks: Articles, Chatbot, Question Answering

Question-answering (QA) is a significant application of Large Language Models (LLMs), shaping chatbot capabilities across healthcare, education, and customer service. However, widespread LLM integration presents a challenge for small businesses due to the high expenses of LLM API usage. Costs rise rapidly when domain-specific data (context) is used alongside queries for accurate domain-specific LLM responses. One option is to summarize the context by using LLMs and reduce the context. However, this can also filter out useful information that is necessary to answer some domain-specific queries. In this paper, we shift from human-oriented summarizers to AI model-friendly summaries. Our approach, LeanContext, efficiently extracts $k$ key sentences from the context that are closely aligned with the query. The choice of $k$ is neither static nor random; we introduce a reinforcement learning technique that dynamically determines $k$ based on the query and context. The rest of the less important sentences are reduced using a free open source text reduction method. We evaluate LeanContext against several recent query-aware and query-unaware context reduction approaches on prominent datasets (arxiv papers and BBC news articles). Despite cost reductions of $37.29\%$ to $67.81\%$, LeanContext's ROUGE-1 score decreases only by $1.41\%$ to $2.65\%$ compared to a baseline that retains the entire context (no summarization). Additionally, if free pretrained LLM-based summarizers are used to reduce context (into human consumable summaries), LeanContext can further modify the reduced context to enhance the accuracy (ROUGE-1 score) by $13.22\%$ to $24.61\%$.
Leveraging Semi-Supervised Graph Learning for Enhanced Diabetic Retinopathy Detection
Authors: D. Dhinakaran, L. Srinivasan, D. Selvaraj, S. M. Udhaya Sankar
Date: 2023-09-02 00:00:00
Tasks: Data Augmentation, Diabetic Retinopathy Detection, Graph Learning, Image Cropping, Medical Image Analysis, Specificity

Diabetic Retinopathy (DR) is a significant cause of blindness globally, highlighting the urgent need for early detection and effective treatment. Recent advancements in Machine Learning (ML) techniques have shown promise in DR detection, but the availability of labeled data often limits their performance. This research proposes a novel Semi-Supervised Graph Learning SSGL algorithm tailored for DR detection, which capitalizes on the relationships between labelled and unlabeled data to enhance accuracy. The work begins by investigating data augmentation and preprocessing techniques to address the challenges of image quality and feature variations. Techniques such as image cropping, resizing, contrast adjustment, normalization, and data augmentation are explored to optimize feature extraction and improve the overall quality of retinal images. Moreover, apart from detection and diagnosis, this work delves into applying ML algorithms for predicting the risk of developing DR or the likelihood of disease progression. Personalized risk scores for individual patients are generated using comprehensive patient data encompassing demographic information, medical history, and retinal images. The proposed Semi-Supervised Graph learning algorithm is rigorously evaluated on two publicly available datasets and is benchmarked against existing methods. Results indicate significant improvements in classification accuracy, specificity, and sensitivity while demonstrating robustness against noise and outlie rs.Notably, the proposed algorithm addresses the challenge of imbalanced datasets, common in medical image analysis, further enhancing its practical applicability.
Bypassing the Simulator: Near-Optimal Adversarial Linear Contextual Bandits
Date: 2023-09-02 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: Computational Efficiency, Multi-Armed Bandits

We consider the adversarial linear contextual bandit problem, where the loss vectors are selected fully adversarially and the per-round action set (i.e. the context) is drawn from a fixed distribution. Existing methods for this problem either require access to a simulator to generate free i.i.d. contexts, achieve a sub-optimal regret no better than $\widetilde{O}(T^{\frac{5}{6}})$, or are computationally inefficient. We greatly improve these results by achieving a regret of $\widetilde{O}(\sqrt{T})$ without a simulator, while maintaining computational efficiency when the action set in each round is small. In the special case of sleeping bandits with adversarial loss and stochastic arm availability, our result answers affirmatively the open question by Saha et al. [2020] on whether there exists a polynomial-time algorithm with $poly(d)\sqrt{T}$ regret. Our approach naturally handles the case where the loss is linear up to an additive misspecification error, and our regret shows near-optimal dependence on the magnitude of the error.
Value Kaleidoscope: Engaging AI with Pluralistic Human Values, Rights, and Duties
Authors: Taylor Sorensen, Liwei Jiang, Jena Hwang, Sydney Levine, Valentina Pyatkin, Peter West, Nouha Dziri, Ximing Lu, Kavel Rao, Chandra Bhagavatula, Maarten Sap, John Tasioulas, Yejin Choi
Date: 2023-09-02 00:00:00
Tasks: Decision Making

Human values are crucial to human decision-making. Value pluralism is the view that multiple correct values may be held in tension with one another (e.g., when considering lying to a friend to protect their feelings, how does one balance honesty with friendship?). As statistical learners, AI systems fit to averages by default, washing out these potentially irreducible value conflicts. To improve AI systems to better reflect value pluralism, the first-order challenge is to explore the extent to which AI systems can model pluralistic human values, rights, and duties as well as their interaction. We introduce ValuePrism, a large-scale dataset of 218k values, rights, and duties connected to 31k human-written situations. ValuePrism's contextualized values are generated by GPT-4 and deemed high-quality by human annotators 91% of the time. We conduct a large-scale study with annotators across diverse social and demographic backgrounds to try to understand whose values are represented. With ValuePrism, we build Kaleido, an open, light-weight, and structured language-based multi-task model that generates, explains, and assesses the relevance and valence (i.e., support or oppose) of human values, rights, and duties within a specific context. Humans prefer the sets of values output by our system over the teacher GPT-4, finding them more accurate and with broader coverage. In addition, we demonstrate that Kaleido can help explain variability in human decision-making by outputting contrasting values. Finally, we show that Kaleido's representations transfer to other philosophical frameworks and datasets, confirming the benefit of an explicit, modular, and interpretable approach to value pluralism. We hope that our work will serve as a step to making more explicit the implicit values behind human decision-making and to steering AI systems to make decisions that are more in accordance with them.
Bias and Fairness in Large Language Models: A Survey
Authors: Isabel O. Gallegos, Ryan A. Rossi, Joe Barrow, Md Mehrab Tanjim, Sungchul Kim, Franck Dernoncourt, Tong Yu, Ruiyi Zhang, Nesreen K. Ahmed
Date: 2023-09-02 00:00:00
Tasks: counterfactual, Fairness, Survey

Rapid advancements of large language models (LLMs) have enabled the processing, understanding, and generation of human-like text, with increasing integration into systems that touch our social sphere. Despite this success, these models can learn, perpetuate, and amplify harmful social biases. In this paper, we present a comprehensive survey of bias evaluation and mitigation techniques for LLMs. We first consolidate, formalize, and expand notions of social bias and fairness in natural language processing, defining distinct facets of harm and introducing several desiderata to operationalize fairness for LLMs. We then unify the literature by proposing three intuitive taxonomies, two for bias evaluation, namely metrics and datasets, and one for mitigation. Our first taxonomy of metrics for bias evaluation disambiguates the relationship between metrics and evaluation datasets, and organizes metrics by the different levels at which they operate in a model: embeddings, probabilities, and generated text. Our second taxonomy of datasets for bias evaluation categorizes datasets by their structure as counterfactual inputs or prompts, and identifies the targeted harms and social groups; we also release a consolidation of publicly-available datasets for improved access. Our third taxonomy of techniques for bias mitigation classifies methods by their intervention during pre-processing, in-training, intra-processing, and post-processing, with granular subcategories that elucidate research trends. Finally, we identify open problems and challenges for future work. Synthesizing a wide range of recent research, we aim to provide a clear guide of the existing literature that empowers researchers and practitioners to better understand and prevent the propagation of bias in LLMs.
Efficient RLHF: Reducing the Memory Usage of PPO
Authors: Michael Santacroce, Yadong Lu, Han Yu, Yuanzhi Li, Yelong Shen
Date: 2023-09-01 00:00:00
Tasks: Language Modeling, Language Modelling

Reinforcement Learning with Human Feedback (RLHF) has revolutionized language modeling by aligning models with human preferences. However, the RL stage, Proximal Policy Optimization (PPO), requires over 3x the memory of Supervised Fine-Tuning (SFT), making it infeasible to use for most practitioners. To address this issue, we present a comprehensive analysis the memory usage, performance, and training time of memory-savings techniques for PPO. We introduce Hydra-RLHF by first integrating the SFT and Reward models and then dynamically turning LoRA "off" during training. Our experiments show: 1. Using LoRA during PPO reduces its memory usage to be smaller than SFT while improving alignment across four public benchmarks, and 2. Hydra-PPO reduces the latency per sample of LoRA-PPO by up to 65% while maintaining its performance. Our results demonstrate that Hydra-PPO is a simple and promising solution for enabling more widespread usage of RLHF.
Language-Conditioned Change-point Detection to Identify Sub-Tasks in Robotics Domains
Authors: Divyanshu Raj, Chitta Baral, Nakul Gopalan
Date: 2023-09-01 00:00:00
Tasks: Change Point Detection, Instruction Following, Moment Retrieval, Retrieval, Video Retrieval

In this work, we present an approach to identify sub-tasks within a demonstrated robot trajectory using language instructions. We identify these sub-tasks using language provided during demonstrations as guidance to identify sub-segments of a longer robot trajectory. Given a sequence of natural language instructions and a long trajectory consisting of image frames and discrete actions, we want to map an instruction to a smaller fragment of the trajectory. Unlike previous instruction following works which directly learn the mapping from language to a policy, we propose a language-conditioned change-point detection method to identify sub-tasks in a problem. Our approach learns the relationship between constituent segments of a long language command and corresponding constituent segments of a trajectory. These constituent trajectory segments can be used to learn subtasks or sub-goals for planning or options as demonstrated by previous related work. Our insight in this work is that the language-conditioned robot change-point detection problem is similar to the existing video moment retrieval works used to identify sub-segments within online videos. Through extensive experimentation, we demonstrate a $1.78_{\pm 0.82}\%$ improvement over a baseline approach in accurately identifying sub-tasks within a trajectory using our proposed method. Moreover, we present a comprehensive study investigating sample complexity requirements on learning this mapping, between language and trajectory sub-segments, to understand if the video retrieval-based methods are realistic in real robot scenarios.
Contextual Biasing of Named-Entities with Large Language Models
Authors: Chuanneng Sun, Zeeshan Ahmed, Yingyi Ma, Zhe Liu, Lucas Kabela, Yutong Pang, Ozlem Kalinli
Date: 2023-09-01 00:00:00
Tasks: Automatic Speech Recognition, Automatic Speech Recognition (ASR), Prompt Learning, speech-recognition, Speech Recognition, TAG

This paper studies contextual biasing with Large Language Models (LLMs), where during second-pass rescoring additional contextual information is provided to a LLM to boost Automatic Speech Recognition (ASR) performance. We propose to leverage prompts for a LLM without fine tuning during rescoring which incorporate a biasing list and few-shot examples to serve as additional information when calculating the score for the hypothesis. In addition to few-shot prompt learning, we propose multi-task training of the LLM to predict both the entity class and the next token. To improve the efficiency for contextual biasing and to avoid exceeding LLMs' maximum sequence lengths, we propose dynamic prompting, where we select the most likely class using the class tag prediction, and only use entities in this class as contexts for next token prediction. Word Error Rate (WER) evaluation is performed on i) an internal calling, messaging, and dictation dataset, and ii) the SLUE-Voxpopuli dataset. Results indicate that biasing lists and few-shot examples can achieve 17.8% and 9.6% relative improvement compared to first pass ASR, and that multi-task training and dynamic prompting can achieve 20.0% and 11.3% relative WER improvement, respectively.
Measuring and Improving Chain-of-Thought Reasoning in Vision-Language Models
Authors: Yangyi Chen, Karan Sikka, Michael Cogswell, Heng Ji, Ajay Divakaran
Date: 2023-09-08 00:00:00
Tasks: Visual Reasoning

Vision-language models (VLMs) have recently demonstrated strong efficacy as visual assistants that can parse natural queries about the visual content and generate human-like outputs. In this work, we explore the ability of these models to demonstrate human-like reasoning based on the perceived information. To address a crucial concern regarding the extent to which their reasoning capabilities are fully consistent and grounded, we also measure the reasoning consistency of these models. We achieve this by proposing a chain-of-thought (CoT) based consistency measure. However, such an evaluation requires a benchmark that encompasses both high-level inference and detailed reasoning chains, which is costly. We tackle this challenge by proposing a LLM-Human-in-the-Loop pipeline, which notably reduces cost while simultaneously ensuring the generation of a high-quality dataset. Based on this pipeline and the existing coarse-grained annotated dataset, we build the CURE benchmark to measure both the zero-shot reasoning performance and consistency of VLMs. We evaluate existing state-of-the-art VLMs, and find that even the best-performing model is unable to demonstrate strong visual reasoning capabilities and consistency, indicating that substantial efforts are required to enable VLMs to perform visual reasoning as systematically and consistently as humans. As an early step, we propose a two-stage training framework aimed at improving both the reasoning performance and consistency of VLMs. The first stage involves employing supervised fine-tuning of VLMs using step-by-step reasoning samples automatically generated by LLMs. In the second stage, we further augment the training process by incorporating feedback provided by LLMs to produce reasoning chains that are highly consistent and grounded. We empirically highlight the effectiveness of our framework in both reasoning performance and consistency.
WiSARD: A Labeled Visual and Thermal Image Dataset for Wilderness Search and Rescue
Authors: Daniel Broyles, Christopher R. Hayner, Karen Leung
Date: 2023-09-08 00:00:00

Sensor-equipped unoccupied aerial vehicles (UAVs) have the potential to help reduce search times and alleviate safety risks for first responders carrying out Wilderness Search and Rescue (WiSAR) operations, the process of finding and rescuing person(s) lost in wilderness areas. Unfortunately, visual sensors alone do not address the need for robustness across all the possible terrains, weather, and lighting conditions that WiSAR operations can be conducted in. The use of multi-modal sensors, specifically visual-thermal cameras, is critical in enabling WiSAR UAVs to perform in diverse operating conditions. However, due to the unique challenges posed by the wilderness context, existing dataset benchmarks are inadequate for developing vision-based algorithms for autonomous WiSAR UAVs. To this end, we present WiSARD, a dataset with roughly 56,000 labeled visual and thermal images collected from UAV flights in various terrains, seasons, weather, and lighting conditions. To the best of our knowledge, WiSARD is the first large-scale dataset collected with multi-modal sensors for autonomous WiSAR operations. We envision that our dataset will provide researchers with a diverse and challenging benchmark that can test the robustness of their algorithms when applied to real-world (life-saving) applications.