pwc-archive/papers-with-abstracts huggingface dataset:
Psychological Metrics for Dialog System Evaluation
Authors: Salvatore Giorgi, Shreya Havaldar, Farhan Ahmed, Zuhaib Akhtar, Shalaka Vaidya, Gary Pan, Lyle H. Ungar, H. Andrew Schwartz, Joao Sedoc
Date: 2023-05-24 00:00:00
Tasks: Diversity

We present metrics for evaluating dialog systems through a psychologically-grounded "human" lens in which conversational agents express a diversity of both states (e.g., emotion) and traits (e.g., personality), just as people do. We present five interpretable metrics from established psychology that are fundamental to human communication and relationships: emotional entropy, linguistic style and emotion matching, agreeableness, and empathy. These metrics can be applied (1) across dialogs and (2) on turns within dialogs. The psychological metrics are compared against seven state-of-the-art traditional metrics (e.g., BARTScore and BLEURT) on seven standard dialog system data sets. We also introduce a novel data set, the Three Bot Dialog Evaluation Corpus, which consists of annotated conversations from ChatGPT, GPT-3, and BlenderBot. We demonstrate that our proposed metrics offer novel information; they are uncorrelated with traditional metrics, can be used to meaningfully compare dialog systems, and lead to increased accuracy (beyond existing traditional metrics) in predicting crowd-sourced dialog judgements. The interpretability and unique signal of our psychological metrics make them a valuable tool for evaluating and improving dialog systems.
Bi-Drop: Enhancing Fine-tuning Generalization via Synchronous sub-net Estimation and Optimization
Authors: Shoujie Tong, Heming Xia, Damai Dai, Runxin Xu, Tianyu Liu, Binghuai Lin, Yunbo Cao, Zhifang Sui
Date: 2023-05-24 00:00:00
Tasks: Natural Language Understanding

Pretrained language models have achieved remarkable success in natural language understanding. However, fine-tuning pretrained models on limited training data tends to overfit and thus diminish performance. This paper presents Bi-Drop, a fine-tuning strategy that selectively updates model parameters using gradients from various sub-nets dynamically generated by dropout. The sub-net estimation of Bi-Drop is performed in an in-batch manner, so it overcomes the problem of hysteresis in sub-net updating, which is possessed by previous methods that perform asynchronous sub-net estimation. Also, Bi-Drop needs only one mini-batch to estimate the sub-net so it achieves higher utility of training data. Experiments on the GLUE benchmark demonstrate that Bi-Drop consistently outperforms previous fine-tuning methods. Furthermore, empirical results also show that Bi-Drop exhibits excellent generalization ability and robustness for domain transfer, data imbalance, and low-resource scenarios.
UniChart: A Universal Vision-language Pretrained Model for Chart Comprehension and Reasoning
Authors: Ahmed Masry, Parsa Kavehzadeh, Xuan Long Do, Enamul Hoque, Shafiq Joty
Date: 2023-05-24 00:00:00
Tasks: Chart Question Answering, Chart Understanding, Decoder, Question Answering

Charts are very popular for analyzing data, visualizing key insights and answering complex reasoning questions about data. To facilitate chart-based data analysis using natural language, several downstream tasks have been introduced recently such as chart question answering and chart summarization. However, most of the methods that solve these tasks use pretraining on language or vision-language tasks that do not attempt to explicitly model the structure of the charts (e.g., how data is visually encoded and how chart elements are related to each other). To address this, we first build a large corpus of charts covering a wide variety of topics and visual styles. We then present UniChart, a pretrained model for chart comprehension and reasoning. UniChart encodes the relevant text, data, and visual elements of charts and then uses a chart-grounded text decoder to generate the expected output in natural language. We propose several chart-specific pretraining tasks that include: (i) low-level tasks to extract the visual elements (e.g., bars, lines) and data from charts, and (ii) high-level tasks to acquire chart understanding and reasoning skills. We find that pretraining the model on a large corpus with chart-specific low- and high-level tasks followed by finetuning on three down-streaming tasks results in state-of-the-art performance on three downstream tasks.
Clever Hans or Neural Theory of Mind? Stress Testing Social Reasoning in Large Language Models
Authors: Natalie Shapira, Mosh Levy, Seyed Hossein Alavi, Xuhui Zhou, Yejin Choi, Yoav Goldberg, Maarten Sap, Vered Shwartz
Date: 2023-05-24 00:00:00

The escalating debate on AI's capabilities warrants developing reliable metrics to assess machine "intelligence". Recently, many anecdotal examples were used to suggest that newer large language models (LLMs) like ChatGPT and GPT-4 exhibit Neural Theory-of-Mind (N-ToM); however, prior work reached conflicting conclusions regarding those abilities. We investigate the extent of LLMs' N-ToM through an extensive evaluation on 6 tasks and find that while LLMs exhibit certain N-ToM abilities, this behavior is far from being robust. We further examine the factors impacting performance on N-ToM tasks and discover that LLMs struggle with adversarial examples, indicating reliance on shallow heuristics rather than robust ToM abilities. We caution against drawing conclusions from anecdotal examples, limited benchmark testing, and using human-designed psychological tests to evaluate models.
Allies: Prompting Large Language Model with Beam Search
Authors: Hao Sun, Xiao Liu, Yeyun Gong, Yan Zhang, Daxin Jiang, Linjun Yang, Nan Duan
Date: 2023-05-24 00:00:00
Tasks: Language Modeling, Language Modelling, Large Language Model, Open-Domain Question Answering, Question Answering, Retrieval, TriviaQA

With the advance of large language models (LLMs), the research field of LLM applications becomes more and more popular and the idea of constructing pipelines to accomplish complex tasks by stacking LLM API calls come true. However, this kind of methods face two limitations: narrow information coverage and low fault tolerance. In this work, we propose a novel method called ALLIES. Given an input query, ALLIES leverages LLMs to iteratively generate new queries related to the original query, enabling an iterative reasoning process. By iteratively refining and expanding the scope of the original query, ALLIES captures and utilizes hidden knowledge that may not be directly obtainable through retrieval. We take zero-shot open-domain question answering (ODQA) as an application scene and evaluate ALLIES on the widely-used benchmarks, such as NQ, WebQ and TriviaQA. The experimental results demonstrate that ALLIES significantly outperforms other zero-shot baselines, indicating its effectiveness in tackling those challenges. Our code is available in https://github.com/microsoft/SimXNS/tree/main/ALLIES.
Using Natural Language Explanations to Rescale Human Judgments
Authors: Manya Wadhwa, Jifan Chen, Junyi Jessy Li, Greg Durrett
Date: 2023-05-24 00:00:00
Tasks: Question Answering

The rise of large language models (LLMs) has brought a critical need for high-quality human-labeled data, particularly for processes like human feedback and evaluation. A common practice is to label data via consensus annotation over human judgments. However, annotators' judgments for subjective tasks can differ in many ways: they may reflect different qualitative judgments about an example, and they may be mapped to a labeling scheme in different ways. We show that these nuances can be captured by natural language explanations, and propose a method to rescale ordinal annotations and explanations using LLMs. Specifically, we feed annotators' Likert ratings and corresponding explanations into an LLM and prompt it to produce a numeric score anchored in a scoring rubric. These scores should reflect the annotators' underlying assessments of the example. The rubric can be designed or modified after annotation, and include distinctions that may not have been known when the original error taxonomy was devised. We explore our technique in the context of rating system outputs for a document-grounded question answering task, where LLMs achieve near-human performance. Our method rescales the raw judgments without impacting agreement and brings the scores closer to human judgments grounded in the same scoring rubric.
David helps Goliath: Inference-Time Collaboration Between Small Specialized and Large General Diffusion LMs
Authors: Xiaochuang Han, Sachin Kumar, Yulia Tsvetkov, Marjan Ghazvininejad
Date: 2023-05-24 00:00:00

Diffusion-based language models are emerging as a promising alternative to autoregressive LMs: they approach the competence of autoregressive LMs while offering nuanced controllability at inference time. While autoregressive LMs have benefited immensely from scaling and instruction-based learning, existing studies of diffusion LMs have been conducted on a smaller scale. Starting with a recently proposed diffusion model SSD-LM, in this work we first explore methods to scale it from 0.4B to 13B parameters, proposing techniques to improve its training and inference efficiency, and to finetune the model to follow instructions. Armed with a more powerful, general purpose diffusion LM, we introduce the primary contribution of this work -- SSD-2 -- an approach to easily ensemble at inference time a large general-purpose diffusion LM with smaller, but specialized and contextualized diffusion LMs. We show that SSD-2 facilitates novel ensembles with 100x smaller models that can be customized and deployed by individual users. We find that compared to autoregressive models, the collaboration between diffusion LMs is more effective, leading to higher-quality model responses due to their ability to dynamically incorporate bi-directional contexts.
A Question Answering Framework for Decontextualizing User-facing Snippets from Scientific Documents
Authors: Benjamin Newman, Luca Soldaini, Raymond Fok, Arman Cohan, Kyle Lo
Date: 2023-05-24 00:00:00
Tasks: Question Answering, Question Generation, Question-Generation, Sentence

Many real-world applications (e.g., note taking, search) require extracting a sentence or paragraph from a document and showing that snippet to a human outside of the source document. Yet, users may find snippets difficult to understand as they lack context from the original document. In this work, we use language models to rewrite snippets from scientific documents to be read on their own. First, we define the requirements and challenges for this user-facing decontextualization task, such as clarifying where edits occur and handling references to other documents. Second, we propose a framework that decomposes the task into three stages: question generation, question answering, and rewriting. Using this framework, we collect gold decontextualizations from experienced scientific article readers. We then conduct a range of experiments across state-of-the-art commercial and open-source language models to identify how to best provide missing-but-relevant information to models for our task. Finally, we develop QaDecontext, a simple prompting strategy inspired by our framework that improves over end-to-end prompting. We conclude with analysis that finds, while rewriting is easy, question generation and answering remain challenging for today's models.
Disentangled Phonetic Representation for Chinese Spelling Correction
Authors: Zihong Liang, Xiaojun Quan, Qifan Wang
Date: 2023-05-24 00:00:00
Tasks: Spelling Correction

Chinese Spelling Correction (CSC) aims to detect and correct erroneous characters in Chinese texts. Although efforts have been made to introduce phonetic information (Hanyu Pinyin) in this task, they typically merge phonetic representations with character representations, which tends to weaken the representation effect of normal texts. In this work, we propose to disentangle the two types of features to allow for direct interaction between textual and phonetic information. To learn useful phonetic representations, we introduce a pinyin-to-character objective to ask the model to predict the correct characters based solely on phonetic information, where a separation mask is imposed to disable attention from phonetic input to text. To avoid overfitting the phonetics, we further design a self-distillation module to ensure that semantic information plays a major role in the prediction. Extensive experiments on three CSC benchmarks demonstrate the superiority of our method in using phonetic information.
Adapting Language Models to Compress Contexts
Authors: Alexis Chevalier, Alexander Wettig, Anirudh Ajith, Danqi Chen
Date: 2023-05-24 00:00:00
Tasks: In-Context Learning, Language Modeling, Language Modelling, Passage Re-Ranking, Re-Ranking, Retrieval

Transformer-based language models (LMs) are powerful and widely-applicable tools, but their usefulness is constrained by a finite context window and the expensive computational cost of processing long text documents. We propose to adapt pre-trained LMs into AutoCompressors. These language models are capable of compressing long contexts into compact summary vectors, which are then accessible to the model as soft prompts. Summary vectors are trained with an unsupervised objective, whereby long documents are processed in segments, and summary vectors from all previous segments are used in language modeling. We fine-tune OPT and Llama-2 models on sequences of up to 30,720 tokens and show that AutoCompressors can utilize long contexts to improve perplexity. We evaluate AutoCompressors on in-context learning by compressing task demonstrations and find that summary vectors are good substitutes for plain-text demonstrations, increasing accuracy while reducing inference costs. Finally, we explore the benefits of pre-computing summary vectors for large corpora by applying summary vectors to retrievalaugmented language modeling and a passage re-ranking task. Overall, AutoCompressors emerge as a simple and inexpensive solution to extend the context window of LMs while speeding up inference over long contexts.
Prompting Large Language Models for Counterfactual Generation: An Empirical Study
Authors: Yongqi Li, Mayi Xu, Xin Miao, Shen Zhou, Tieyun Qian
Date: 2023-05-24 00:00:00
Tasks: counterfactual, Data Augmentation, named-entity-recognition, Named Entity Recognition, Natural Language Inference, Natural Language Understanding, Relation Extraction, Selection bias, Sentiment Analysis

Large language models (LLMs) have made remarkable progress in a wide range of natural language understanding and generation tasks. However, their ability to generate counterfactuals has not been examined systematically. To bridge this gap, we present a comprehensive evaluation framework on various types of NLU tasks, which covers all key factors in determining LLMs' capability of generating counterfactuals. Based on this framework, we 1) investigate the strengths and weaknesses of LLMs as the counterfactual generator, and 2) disclose the factors that affect LLMs when generating counterfactuals, including both the intrinsic properties of LLMs and prompt designing. The results show that, though LLMs are promising in most cases, they face challenges in complex tasks like RE since they are bounded by task-specific performance, entity constraints, and inherent selection bias. We also find that alignment techniques, e.g., instruction-tuning and reinforcement learning from human feedback, may potentially enhance the counterfactual generation ability of LLMs. On the contrary, simply increasing the parameter size does not yield the desired improvements. Besides, from the perspective of prompt designing, task guidelines unsurprisingly play an important role. However, the chain-of-thought approach does not always help due to inconsistency issues.
Faithful Low-Resource Data-to-Text Generation through Cycle Training
Authors: Zhuoer Wang, Marcus Collins, Nikhita Vedula, Simone Filice, Shervin Malmasi, Oleg Rokhlenko
Date: 2023-05-24 00:00:00
Tasks: Data-to-Text Generation, Text Generation

Methods to generate text from structured data have advanced significantly in recent years, primarily due to fine-tuning of pre-trained language models on large datasets. However, such models can fail to produce output faithful to the input data, particularly on out-of-domain data. Sufficient annotated data is often not available for specific domains, leading us to seek an unsupervised approach to improve the faithfulness of output text. Since the problem is fundamentally one of consistency between the representations of the structured data and text, we evaluate the effectiveness of cycle training in this work. Cycle training uses two models which are inverses of each other: one that generates text from structured data, and one which generates the structured data from natural language text. We show that cycle training, when initialized with a small amount of supervised data (100 samples in our case), achieves nearly the same performance as fully supervised approaches for the data-to-text generation task on the WebNLG, E2E, WTQ, and WSQL datasets. We perform extensive empirical analysis with automated evaluation metrics and a newly designed human evaluation schema to reveal different cycle training strategies' effectiveness of reducing various types of generation errors. Our code is publicly available at https://github.com/Edillower/CycleNLG.
MQuAKE: Assessing Knowledge Editing in Language Models via Multi-Hop Questions
Authors: Zexuan Zhong, Zhengxuan Wu, Christopher D. Manning, Christopher Potts, Danqi Chen
Date: 2023-05-24 00:00:00
Tasks: knowledge editing, Language Modelling, Multi-hop Question Answering, Question Answering

The information stored in large language models (LLMs) falls out of date quickly, and retraining from scratch is often not an option. This has recently given rise to a range of techniques for injecting new facts through updating model weights. Current evaluation paradigms are extremely limited, mainly validating the recall of edited facts, but changing one fact should cause rippling changes to the model's related beliefs. If we edit the UK Prime Minister to now be Rishi Sunak, then we should get a different answer to Who is married to the British Prime Minister? In this work, we present a benchmark, MQuAKE (Multi-hop Question Answering for Knowledge Editing), comprising multi-hop questions that assess whether edited models correctly answer questions where the answer should change as an entailed consequence of edited facts. While we find that current knowledge-editing approaches can recall edited facts accurately, they fail catastrophically on the constructed multi-hop questions. We thus propose a simple memory-based approach, MeLLo, which stores all edited facts externally while prompting the language model iteratively to generate answers that are consistent with the edited facts. While MQuAKE remains challenging, we show that MeLLo scales well with LLMs (e.g., OpenAI GPT-3.5-turbo) and outperforms previous model editors by a large margin.
Estimating Large Language Model Capabilities without Labeled Test Data
Authors: Harvey Yiyun Fu, Qinyuan Ye, Albert Xu, Xiang Ren, Robin Jia
Date: 2023-05-24 00:00:00
Tasks: In-Context Learning, Language Modeling, Language Modelling, Large Language Model

Large Language Models (LLMs) have the impressive ability to perform in-context learning (ICL) from only a few examples, but the success of ICL varies widely from task to task. Thus, it is important to quickly determine whether ICL is applicable to a new task, but directly evaluating ICL accuracy can be expensive in situations where test data is expensive to annotate -- the exact situations where ICL is most appealing. In this paper, we propose the task of ICL accuracy estimation, in which we predict the accuracy of an LLM when doing in-context learning on a new task given only unlabeled test data for that task. To perform ICL accuracy estimation, we propose a method that trains a meta-model using LLM confidence scores as features. We compare our method to several strong accuracy estimation baselines on a new benchmark that covers 4 LLMs and 3 task collections. The meta-model improves over all baselines across 8 out of 12 settings and achieves the same estimation performance as directly evaluating on 40 collected labeled test examples per task. At the same time, no existing approach provides an accurate and reliable ICL accuracy estimation in every setting, highlighting the need for better ways to measure the uncertainty of LLM predictions.
AWESOME: GPU Memory-constrained Long Document Summarization using Memory Mechanism and Global Salient Content
Authors: Shuyang Cao, Lu Wang
Date: 2023-05-24 00:00:00
Tasks: Document Summarization, document understanding, GPU, Informativeness

Long document summarization systems are critical for domains with lengthy and jargonladen text, yet they present significant challenges to researchers and developers with limited computing resources. Existing solutions mainly focus on efficient attentions or divide-and-conquer strategies. The former reduces theoretical time complexity, but is still memory-heavy. The latter methods sacrifice global context, leading to uninformative and incoherent summaries. This work aims to leverage the memory-efficient nature of divide-and-conquer methods while preserving global context. Concretely, our framework AWESOME uses two novel mechanisms: (1) External memory mechanisms track previously encoded document segments and their corresponding summaries, to enhance global document understanding and summary coherence. (2) Global salient content is further identified beforehand to augment each document segment to support its summarization. Extensive experiments on diverse genres of text, including government reports, transcripts, scientific papers, and novels, show that AWESOME produces summaries with improved informativeness, faithfulness, and coherence than competitive baselines on longer documents, while having a smaller GPU memory footprint.
Machine Reading Comprehension using Case-based Reasoning
Authors: Dung Thai, Dhruv Agarwal, Mudit Chaudhary, Wenlong Zhao, Rajarshi Das, Manzil Zaheer, Jay-Yoon Lee, Hannaneh Hajishirzi, Andrew McCallum
Date: 2023-05-24 00:00:00
Tasks: Attribute, Machine Reading Comprehension, Reading Comprehension

We present an accurate and interpretable method for answer extraction in machine reading comprehension that is reminiscent of case-based reasoning (CBR) from classical AI. Our method (CBR-MRC) builds upon the hypothesis that contextualized answers to similar questions share semantic similarities with each other. Given a test question, CBR-MRC first retrieves a set of similar cases from a nonparametric memory and then predicts an answer by selecting the span in the test context that is most similar to the contextualized representations of answers in the retrieved cases. The semi-parametric nature of our approach allows it to attribute a prediction to the specific set of evidence cases, making it a desirable choice for building reliable and debuggable QA systems. We show that CBR-MRC provides high accuracy comparable with large reader models and outperforms baselines by 11.5 and 8.4 EM on NaturalQuestions and NewsQA, respectively. Further, we demonstrate the ability of CBR-MRC in identifying not just the correct answer tokens but also the span with the most relevant supporting evidence. Lastly, we observe that contexts for certain question types show higher lexical diversity than others and find that CBR-MRC is robust to these variations while performance using fully-parametric methods drops.