pwc-archive/papers-with-abstracts huggingface dataset:
Auditing Fairness by Betting
Authors: Ben Chugg, Santiago Cortes-Gomez, Bryan Wilder, Aaditya Ramdas
Date: 2023-05-27 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: Fairness, valid

We provide practical, efficient, and nonparametric methods for auditing the fairness of deployed classification and regression models. Whereas previous work relies on a fixed-sample size, our methods are sequential and allow for the continuous monitoring of incoming data, making them highly amenable to tracking the fairness of real-world systems. We also allow the data to be collected by a probabilistic policy as opposed to sampled uniformly from the population. This enables auditing to be conducted on data gathered for another purpose. Moreover, this policy may change over time and different policies may be used on different subpopulations. Finally, our methods can handle distribution shift resulting from either changes to the model or changes in the underlying population. Our approach is based on recent progress in anytime-valid inference and game-theoretic statistics-the "testing by betting" framework in particular. These connections ensure that our methods are interpretable, fast, and easy to implement. We demonstrate the efficacy of our approach on three benchmark fairness datasets.
Rethinking Bias Mitigation: Fairer Architectures Make for Fairer Face Recognition
Authors: Samuel Dooley, Rhea Sanjay Sukthanker, John P. Dickerson, Colin White, Frank Hutter, Micah Goldblum
Date: 2022-10-18 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: Face Identification, Face Recognition, Fairness, Neural Architecture Search

Face recognition systems are widely deployed in safety-critical applications, including law enforcement, yet they exhibit bias across a range of socio-demographic dimensions, such as gender and race. Conventional wisdom dictates that model biases arise from biased training data. As a consequence, previous works on bias mitigation largely focused on pre-processing the training data, adding penalties to prevent bias from effecting the model during training, or post-processing predictions to debias them, yet these approaches have shown limited success on hard problems such as face recognition. In our work, we discover that biases are actually inherent to neural network architectures themselves. Following this reframing, we conduct the first neural architecture search for fairness, jointly with a search for hyperparameters. Our search outputs a suite of models which Pareto-dominate all other high-performance architectures and existing bias mitigation methods in terms of accuracy and fairness, often by large margins, on the two most widely used datasets for face identification, CelebA and VGGFace2. Furthermore, these models generalize to other datasets and sensitive attributes. We release our code, models and raw data files at https://github.com/dooleys/FR-NAS.
The Cambridge Law Corpus: A Dataset for Legal AI Research
Authors: Andreas Östling, Holli Sargeant, Huiyuan Xie, Ludwig Bull, Alexander Terenin, Leif Jonsson, Måns Magnusson, Felix Steffek
Date: 2023-09-21 00:00:00
Proceeding: NeurIPS 2023 11

We introduce the Cambridge Law Corpus (CLC), a dataset for legal AI research. It consists of over 250 000 court cases from the UK. Most cases are from the 21st century, but the corpus includes cases as old as the 16th century. This paper presents the first release of the corpus, containing the raw text and meta-data. Together with the corpus, we provide annotations on case outcomes for 638 cases, done by legal experts. Using our annotated data, we have trained and evaluated case outcome extraction with GPT-3, GPT-4 and RoBERTa models to provide benchmarks. We include an extensive legal and ethical discussion to address the potentially sensitive nature of this material. As a consequence, the corpus will only be released for research purposes under certain restrictions.
Fair Streaming Principal Component Analysis: Statistical and Algorithmic Viewpoint
Authors: Junghyun Lee, Hanseul Cho, Se-Young Yun, Chulhee Yun
Date: 2023-10-28 00:00:00
Proceeding: NeurIPS 2023 11

Fair Principal Component Analysis (PCA) is a problem setting where we aim to perform PCA while making the resulting representation fair in that the projected distributions, conditional on the sensitive attributes, match one another. However, existing approaches to fair PCA have two main problems: theoretically, there has been no statistical foundation of fair PCA in terms of learnability; practically, limited memory prevents us from using existing approaches, as they explicitly rely on full access to the entire data. On the theoretical side, we rigorously formulate fair PCA using a new notion called \emph{probably approximately fair and optimal} (PAFO) learnability. On the practical side, motivated by recent advances in streaming algorithms for addressing memory limitation, we propose a new setting called \emph{fair streaming PCA} along with a memory-efficient algorithm, fair noisy power method (FNPM). We then provide its {\it statistical} guarantee in terms of PAFO-learnability, which is the first of its kind in fair PCA literature. Lastly, we verify the efficacy and memory efficiency of our algorithm on real-world datasets.
Auditing for Human Expertise
Authors: Rohan Alur, Loren Laine, Darrick K. Li, Manish Raghavan, Devavrat Shah, Dennis Shung
Date: 2023-06-02 00:00:00
Proceeding: NeurIPS 2023 11

High-stakes prediction tasks (e.g., patient diagnosis) are often handled by trained human experts. A common source of concern about automation in these settings is that experts may exercise intuition that is difficult to model and/or have access to information (e.g., conversations with a patient) that is simply unavailable to a would-be algorithm. This raises a natural question whether human experts add value which could not be captured by an algorithmic predictor. We develop a statistical framework under which we can pose this question as a natural hypothesis test. Indeed, as our framework highlights, detecting human expertise is more subtle than simply comparing the accuracy of expert predictions to those made by a particular learning algorithm. Instead, we propose a simple procedure which tests whether expert predictions are statistically independent from the outcomes of interest after conditioning on the available inputs (`features'). A rejection of our test thus suggests that human experts may add value to any algorithm trained on the available data, and has direct implications for whether human-AI `complementarity' is achievable in a given prediction task. We highlight the utility of our procedure using admissions data collected from the emergency department of a large academic hospital system, where we show that physicians' admit/discharge decisions for patients with acute gastrointestinal bleeding (AGIB) appear to be incorporating information that is not available to a standard algorithmic screening tool. This is despite the fact that the screening tool is arguably more accurate than physicians' discretionary decisions, highlighting that -- even absent normative concerns about accountability or interpretability -- accuracy is insufficient to justify algorithmic automation.
Bias in Evaluation Processes: An Optimization-Based Model
Authors: L. Elisa Celis, Amit Kumar, Anay Mehrotra, Nisheeth K. Vishnoi
Date: 2023-10-26 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: model

Biases with respect to socially-salient attributes of individuals have been well documented in evaluation processes used in settings such as admissions and hiring. We view such an evaluation process as a transformation of a distribution of the true utility of an individual for a task to an observed distribution and model it as a solution to a loss minimization problem subject to an information constraint. Our model has two parameters that have been identified as factors leading to biases: the resource-information trade-off parameter in the information constraint and the risk-averseness parameter in the loss function. We characterize the distributions that arise from our model and study the effect of the parameters on the observed distribution. The outputs of our model enrich the class of distributions that can be used to capture variation across groups in the observed evaluations. We empirically validate our model by fitting real-world datasets and use it to study the effect of interventions in a downstream selection task. These results contribute to an understanding of the emergence of bias in evaluation processes and provide tools to guide the deployment of interventions to mitigate biases.
Chasing Fairness Under Distribution Shift: A Model Weight Perturbation Approach
Authors: Zhimeng Jiang, Xiaotian Han, Hongye Jin, Guanchu Wang, Rui Chen, Na Zou, Xia Hu
Date: 2023-03-06 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: Attribute, Fairness

Fairness in machine learning has attracted increasing attention in recent years. The fairness methods improving algorithmic fairness for in-distribution data may not perform well under distribution shifts. In this paper, we first theoretically demonstrate the inherent connection between distribution shift, data perturbation, and model weight perturbation. Subsequently, we analyze the sufficient conditions to guarantee fairness (i.e., low demographic parity) for the target dataset, including fairness for the source dataset, and low prediction difference between the source and target datasets for each sensitive attribute group. Motivated by these sufficient conditions, we propose robust fairness regularization (RFR) by considering the worst case within the model weight perturbation ball for each sensitive attribute group. We evaluate the effectiveness of our proposed RFR algorithm on synthetic and real distribution shifts across various datasets. Experimental results demonstrate that RFR achieves better fairness-accuracy trade-off performance compared with several baselines. The source code is available at \url{https://github.com/zhimengj0326/RFR_NeurIPS23}.
An Optimal and Scalable Matrix Mechanism for Noisy Marginals under Convex Loss Functions
Authors: Yingtai Xiao, Guanlin He, Danfeng Zhang, Daniel Kifer
Date: 2023-05-14 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: Synthetic Data Generation

Noisy marginals are a common form of confidentiality-protecting data release and are useful for many downstream tasks such as contingency table analysis, construction of Bayesian networks, and even synthetic data generation. Privacy mechanisms that provide unbiased noisy answers to linear queries (such as marginals) are known as matrix mechanisms. We propose ResidualPlanner, a matrix mechanism for marginals with Gaussian noise that is both optimal and scalable. ResidualPlanner can optimize for many loss functions that can be written as a convex function of marginal variances (prior work was restricted to just one predefined objective function). ResidualPlanner can optimize the accuracy of marginals in large scale settings in seconds, even when the previous state of the art (HDMM) runs out of memory. It even runs on datasets with 100 attributes in a couple of minutes. Furthermore ResidualPlanner can efficiently compute variance/covariance values for each marginal (prior methods quickly run out of memory, even for relatively small datasets).
Eliminating Domain Bias for Federated Learning in Representation Space
Authors: Jianqing Zhang, Yang Hua, Jian Cao, Hao Wang, Tao Song, Zhengui Xue, Ruhui Ma, Haibing Guan
Date: 2023-11-25 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: Federated Learning, Privacy Preserving, Transfer Learning

Recently, federated learning (FL) is popular for its privacy-preserving and collaborative learning abilities. However, under statistically heterogeneous scenarios, we observe that biased data domains on clients cause a representation bias phenomenon and further degenerate generic representations during local training, i.e., the representation degeneration phenomenon. To address these issues, we propose a general framework Domain Bias Eliminator (DBE) for FL. Our theoretical analysis reveals that DBE can promote bi-directional knowledge transfer between server and client, as it reduces the domain discrepancy between server and client in representation space. Besides, extensive experiments on four datasets show that DBE can greatly improve existing FL methods in both generalization and personalization abilities. The DBE-equipped FL method can outperform ten state-of-the-art personalized FL methods by a large margin. Our code is public at https://github.com/TsingZ0/DBE.
Variational Annealing on Graphs for Combinatorial Optimization
Authors: Sebastian Sanokowski, Wilhelm Berghammer, Sepp Hochreiter, Sebastian Lehner
Date: 2023-11-23 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: Combinatorial Optimization

Several recent unsupervised learning methods use probabilistic approaches to solve combinatorial optimization (CO) problems based on the assumption of statistically independent solution variables. We demonstrate that this assumption imposes performance limitations in particular on difficult problem instances. Our results corroborate that an autoregressive approach which captures statistical dependencies among solution variables yields superior performance on many popular CO problems. We introduce subgraph tokenization in which the configuration of a set of solution variables is represented by a single token. This tokenization technique alleviates the drawback of the long sequential sampling procedure which is inherent to autoregressive methods without sacrificing expressivity. Importantly, we theoretically motivate an annealed entropy regularization and show empirically that it is essential for efficient and stable learning.
Meek Separators and Their Applications in Targeted Causal Discovery
Authors: Kirankumar Shiragur, JiaQi Zhang, Caroline Uhler
Date: 2023-10-30 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: Causal Discovery

Learning causal structures from interventional data is a fundamental problem with broad applications across various fields. While many previous works have focused on recovering the entire causal graph, in practice, there are scenarios where learning only part of the causal graph suffices. This is called $targeted$ causal discovery. In our work, we focus on two such well-motivated problems: subset search and causal matching. We aim to minimize the number of interventions in both cases. Towards this, we introduce the $Meek~separator$, which is a subset of vertices that, when intervened, decomposes the remaining unoriented edges into smaller connected components. We then present an efficient algorithm to find Meek separators that are of small sizes. Such a procedure is helpful in designing various divide-and-conquer-based approaches. In particular, we propose two randomized algorithms that achieve logarithmic approximation for subset search and causal matching, respectively. Our results provide the first known average-case provable guarantees for both problems. We believe that this opens up possibilities to design near-optimal methods for many other targeted causal structure learning problems arising from various applications.
Dynamic Programming Algorithms for Discovery of Antibiotic Resistance in Microbial Genomes
Authors: Manal Helal, Vitali Sintchenko
Date: 2023-11-29 00:00:00
Tasks: Multiple Sequence Alignment

The translation of comparative genomics into clinical decision support tools often depends on the quality of sequence alignments. However, currently used methods of multiple sequence alignments suffer from significant biases and problems with aligning diverged sequences. The objective of this study was to develop and test a new multiple sequence alignment (MSA) algorithm suitable for the high-throughput comparative analysis of different microbial genomes. This algorithm employs an innovative tensor indexing method for partitioning the dynamic programming hyper-cube space for parallel processing. We have used the clinically relevant task of identifying regions that determine resistance to antibiotics to test the new algorithm and to compare its performance with existing MSA methods. The new method "mmDst" performed better than existing MSA algorithms for more divergent sequences because it employs a simultaneous alignment scoring recurrence, which effectively approximated the score for edge missing cell scores that fall outside the scoring region.
Debiasing Scores and Prompts of 2D Diffusion for View-consistent Text-to-3D Generation
Authors: Susung Hong, Donghoon Ahn, Seungryong Kim
Date: 2023-03-27 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: 3D Generation, Language Modelling, Text to 3D

Existing score-distilling text-to-3D generation techniques, despite their considerable promise, often encounter the view inconsistency problem. One of the most notable issues is the Janus problem, where the most canonical view of an object (\textit{e.g}., face or head) appears in other views. In this work, we explore existing frameworks for score-distilling text-to-3D generation and identify the main causes of the view inconsistency problem -- the embedded bias of 2D diffusion models. Based on these findings, we propose two approaches to debias the score-distillation frameworks for view-consistent text-to-3D generation. Our first approach, called score debiasing, involves cutting off the score estimated by 2D diffusion models and gradually increasing the truncation value throughout the optimization process. Our second approach, called prompt debiasing, identifies conflicting words between user prompts and view prompts using a language model, and adjusts the discrepancy between view prompts and the viewing direction of an object. Our experimental results show that our methods improve the realism of the generated 3D objects by significantly reducing artifacts and achieve a good trade-off between faithfulness to the 2D diffusion models and 3D consistency with little overhead. Our project page is available at~\url{https://susunghong.github.io/Debiased-Score-Distillation-Sampling/}.
Template-free Articulated Neural Point Clouds for Reposable View Synthesis
Authors: Lukas Uzolas, Elmar Eisemann, Petr Kellnhofer
Date: 2023-05-30 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: NeRF, Specificity

Dynamic Neural Radiance Fields (NeRFs) achieve remarkable visual quality when synthesizing novel views of time-evolving 3D scenes. However, the common reliance on backward deformation fields makes reanimation of the captured object poses challenging. Moreover, the state of the art dynamic models are often limited by low visual fidelity, long reconstruction time or specificity to narrow application domains. In this paper, we present a novel method utilizing a point-based representation and Linear Blend Skinning (LBS) to jointly learn a Dynamic NeRF and an associated skeletal model from even sparse multi-view video. Our forward-warping approach achieves state-of-the-art visual fidelity when synthesizing novel views and poses while significantly reducing the necessary learning time when compared to existing work. We demonstrate the versatility of our representation on a variety of articulated objects from common datasets and obtain reposable 3D reconstructions without the need of object-specific skeletal templates. Code will be made available at https://github.com/lukasuz/Articulated-Point-NeRF.
RayDF: Neural Ray-surface Distance Fields with Multi-view Consistency
Authors: Zhuoman Liu, Bo Yang, Yan Luximon, Ajay Kumar, Jinxi Li
Date: 2023-10-30 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: 3D Shape Representation

In this paper, we study the problem of continuous 3D shape representations. The majority of existing successful methods are coordinate-based implicit neural representations. However, they are inefficient to render novel views or recover explicit surface points. A few works start to formulate 3D shapes as ray-based neural functions, but the learned structures are inferior due to the lack of multi-view geometry consistency. To tackle these challenges, we propose a new framework called RayDF. It consists of three major components: 1) the simple ray-surface distance field, 2) the novel dual-ray visibility classifier, and 3) a multi-view consistency optimization module to drive the learned ray-surface distances to be multi-view geometry consistent. We extensively evaluate our method on three public datasets, demonstrating remarkable performance in 3D surface point reconstruction on both synthetic and challenging real-world 3D scenes, clearly surpassing existing coordinate-based and ray-based baselines. Most notably, our method achieves a 1000x faster speed than coordinate-based methods to render an 800x800 depth image, showing the superiority of our method for 3D shape representation. Our code and data are available at https://github.com/vLAR-group/RayDF
Uni-ControlNet: All-in-One Control to Text-to-Image Diffusion Models
Authors: Shihao Zhao, Dongdong Chen, Yen-Chun Chen, Jianmin Bao, Shaozhe Hao, Lu Yuan, Kwan-Yee K. Wong
Date: 2023-05-25 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: All

Text-to-Image diffusion models have made tremendous progress over the past two years, enabling the generation of highly realistic images based on open-domain text descriptions. However, despite their success, text descriptions often struggle to adequately convey detailed controls, even when composed of long and complex texts. Moreover, recent studies have also shown that these models face challenges in understanding such complex texts and generating the corresponding images. Therefore, there is a growing need to enable more control modes beyond text description. In this paper, we introduce Uni-ControlNet, a unified framework that allows for the simultaneous utilization of different local controls (e.g., edge maps, depth map, segmentation masks) and global controls (e.g., CLIP image embeddings) in a flexible and composable manner within one single model. Unlike existing methods, Uni-ControlNet only requires the fine-tuning of two additional adapters upon frozen pre-trained text-to-image diffusion models, eliminating the huge cost of training from scratch. Moreover, thanks to some dedicated adapter designs, Uni-ControlNet only necessitates a constant number (i.e., 2) of adapters, regardless of the number of local or global controls used. This not only reduces the fine-tuning costs and model size, making it more suitable for real-world deployment, but also facilitate composability of different conditions. Through both quantitative and qualitative comparisons, Uni-ControlNet demonstrates its superiority over existing methods in terms of controllability, generation quality and composability. Code is available at \url{https://github.com/ShihaoZhaoZSH/Uni-ControlNet}.