pwc-archive/papers-with-abstracts huggingface dataset:
Revisiting the Evaluation of Image Synthesis with GANs
Date: 2023-09-26 00:00:00
Proceeding: NeurIPS 2023 11

A good metric, which promises a reliable comparison between solutions, is essential for any well-defined task. Unlike most vision tasks that have per-sample ground-truth, image synthesis tasks target generating unseen data and hence are usually evaluated through a distributional distance between one set of real samples and another set of generated samples. This study presents an empirical investigation into the evaluation of synthesis performance, with generative adversarial networks (GANs) as a representative of generative models. In particular, we make in-depth analyses of various factors, including how to represent a data point in the representation space, how to calculate a fair distance using selected samples, and how many instances to use from each set. Extensive experiments conducted on multiple datasets and settings reveal several important findings. Firstly, a group of models that include both CNN-based and ViT-based architectures serve as reliable and robust feature extractors for measurement evaluation. Secondly, Centered Kernel Alignment (CKA) provides a better comparison across various extractors and hierarchical layers in one model. Finally, CKA is more sample-efficient and enjoys better agreement with human judgment in characterizing the similarity between two internal data correlations. These findings contribute to the development of a new measurement system, which enables a consistent and reliable re-evaluation of current state-of-the-art generative models.
High-dimensional Asymptotics of Denoising Autoencoders
Date: 2023-09-21 00:00:00
Proceeding: NeurIPS 2023 11

We address the problem of denoising data from a Gaussian mixture using a two-layer non-linear autoencoder with tied weights and a skip connection. We consider the high-dimensional limit where the number of training samples and the input dimension jointly tend to infinity while the number of hidden units remains bounded. We provide closed-form expressions for the denoising mean-squared test error. Building on this result, we quantitatively characterize the advantage of the considered architecture over the autoencoder without the skip connection that relates closely to principal component analysis. We further show that our results capture accurately the learning curves on a range of real datasets.
Human-Guided Complexity-Controlled Abstractions
Date: 2023-09-21 00:00:00
Proceeding: NeurIPS 2023 11

Neural networks often learn task-specific latent representations that fail to generalize to novel settings or tasks. Conversely, humans learn discrete representations (i.e., concepts or words) at a variety of abstraction levels (e.g., "bird" vs. "sparrow'") and use the appropriate abstraction based on tasks. Inspired by this, we train neural models to generate a spectrum of discrete representations, and control the complexity of the representations (roughly, how many bits are allocated for encoding inputs) by tuning the entropy of the distribution over representations. In finetuning experiments, using only a small number of labeled examples for a new task, we show that (1) tuning the representation to a task-appropriate complexity level supports the greatest finetuning performance, and (2) in a human-participant study, users were able to identify the appropriate complexity level for a downstream task via visualizations of discrete representations. Our results indicate a promising direction for rapid model finetuning by leveraging human insight.
Can You Rely on Your Model Evaluation? Improving Model Evaluation with Synthetic Test Data
Date: 2023-09-21 00:00:00
Proceeding: NeurIPS 2023 11

Evaluating the performance of machine learning models on diverse and underrepresented subgroups is essential for ensuring fairness and reliability in real-world applications. However, accurately assessing model performance becomes challenging due to two main issues: (1) a scarcity of test data, especially for small subgroups, and (2) possible distributional shifts in the model's deployment setting, which may not align with the available test data.  In this work, we introduce 3S Testing, a deep generative modeling framework to facilitate model evaluation by generating synthetic test sets for small subgroups and simulating distributional shifts. Our experiments demonstrate that 3S-Testing outperforms traditional baselines---including real test data alone---in estimating model performance on minority subgroups and under plausible distributional shifts. In addition, 3S offers intervals around its performance estimates, exhibiting superior coverage of the ground truth compared to existing approaches.  Overall, these results raise the question of whether we need a paradigm shift away from limited real test data towards synthetic test data.
Encoding Time-Series Explanations through Self-Supervised Model Behavior Consistency
Date: 2023-09-21 00:00:00
Proceeding: NeurIPS 2023 11

Interpreting time series models is uniquely challenging because it requires identifying both the location of time series signals that drive model predictions and their matching to an interpretable temporal pattern. While explainers from other modalities can be applied to time series, their inductive biases do not transfer well to the inherently challenging interpretation of time series. We present TimeX, a time series consistency model for training explainers. TimeX trains an interpretable surrogate to mimic the behavior of a pretrained time series model. It addresses the issue of model faithfulness by introducing model behavior consistency, a novel formulation that preserves relations in the latent space induced by the pretrained model with relations in the latent space induced by TimeX. TimeX provides discrete attribution maps and, unlike existing interpretability methods, it learns a latent space of explanations that can be used in various ways, such as to provide landmarks to visually aggregate similar explanations and easily recognize temporal patterns. We evaluate TimeX on eight synthetic and real-world datasets and compare its performance against state-of-the-art interpretability methods. We also conduct case studies using physiological time series. Quantitative evaluations demonstrate that TimeX achieves the highest or second-highest performance in every metric compared to baselines across all datasets. Through case studies, we show that the novel components of TimeX show potential for training faithful, interpretable models that capture the behavior of pretrained time series models.Submission Number: 12286
Optimal Treatment Regimes for Proximal Causal Learning
Date: 2023-09-21 00:00:00
Proceeding: NeurIPS 2023 11

A common concern when a policymaker draws causal inferences from and makes decisions based on observational data is that the measured covariates are insufficiently rich to account for all sources of confounding, i.e., the standard no confoundedness assumption fails to hold. The recently proposed proximal causal inference framework shows that proxy variables that abound in real-life scenarios can be leveraged to identify causal effects and therefore facilitate decision-making. Building upon this line of work, we propose a novel optimal individualized treatment regime based on so-called outcome and treatment confounding bridges. We then show that the value function of this new optimal treatment regime is superior to that of existing ones in the literature. Theoretical guarantees, including identification, superiority, excess value bound, and consistency of the estimated regime, are established. Furthermore, we demonstrate the proposed optimal regime via numerical experiments and a real data application.
Toolbox for Multimodal Learn (scikit-multimodallearn)
Date: 2023-09-21 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: Causal Inference

In this paper, we present conditions for identifying the generator of a linear stochastic differential equation (SDE) from the distribution of its solution process with a given fixed initial state. These identifiability conditions are crucial in causal inference using linear SDEs as they enable the identification of the post-intervention distributions from its observational distribution. Specifically, we derive a sufficient and necessary condition for identifying the generator of linear SDEs with additive noise, as well as a sufficient condition for identifying the generator of linear SDEs with multiplicative noise. We show that the conditions derived for both types of SDEs are generic. Moreover, we offer geometric interpretations of the derived identifiability conditions to enhance their understanding. To validate our theoretical results, we perform a series of simulations, which support and substantiate the established findings.
URL: A Representation Learning Benchmark for Transferable Uncertainty Estimates
Date: 2023-09-26 00:00:00
Proceeding: NeurIPS 2023 11

Representation learning has significantly driven the field to develop pretrained models that can act as a valuable starting point when transferring to new datasets. With the rising demand for reliable machine learning and uncertainty quantification, there is a need for pretrained models that not only provide embeddings but also transferable uncertainty estimates. To guide the development of such models, we propose the Uncertainty-aware Representation Learning (URL) benchmark. Besides the transferability of the representations, it also measures the zero-shot transferability of the uncertainty estimate using a novel metric. We apply URL to evaluate ten uncertainty quantifiers that are pretrained on ImageNet and transferred to eight downstream datasets. We find that approaches that focus on the uncertainty of the representation itself or estimate the prediction risk directly outperform those that are based on the probabilities of upstream classes. Yet, achieving transferable uncertainty quantification remains an open challenge. Our findings indicate that it is not necessarily in conflict with traditional representation learning goals. Code is available at [https://github.com/mkirchhof/url](https://github.com/mkirchhof/url).Submission Number: 184
Transitivity Recovering Decompositions: Interpretable and Robust Fine-Grained Relationships
Date: 2023-09-21 00:00:00
Proceeding: NeurIPS 2023 11

Recent advances in fine-grained representation learning leverage local-to-global (emergent) relationships for achieving state-of-the-art results. The relational representations relied upon by such methods, however, are abstract. We aim to deconstruct this abstraction by expressing them as interpretable graphs over image views. We begin by theoretically showing that abstract relational representations are nothing but a way of recovering transitive relationships among local views. Based on this, we design Transitivity Recovering Decompositions (TRD), a graph-space search algorithm that identifies interpretable equivalents of abstract emergent relationships at both instance and class levels, and with no post-hoc computations. We additionally show that TRD is provably robust to noisy views, with empirical evidence also supporting this finding. The latter allows TRD to perform at par or even better than the state-of-the-art, while being fully interpretable. Implementation is available at https://github.com/abhrac/trd.
Does progress on ImageNet transfer to real-world datasets?
Date: 2023-09-26 00:00:00
Proceeding: NeurIPS 2023 11

Does progress on ImageNet transfer to real-world datasets? We investigate this question by evaluating ImageNet pre-trained models with varying accuracy (57% - 83%) on six practical image classification datasets. In particular, we study datasets collected with the goal of solving real-world tasks (e.g., classifying images from camera traps or satellites), as opposed to web-scraped benchmarks collected for comparing models. On multiple datasets, models with higher ImageNet accuracy do not consistently yield performance improvements. For certain tasks, interventions such as data augmentation improve performance even when architectures do not. We hope that future benchmarks will include more diverse datasets to encourage a more comprehensive approach to improving learning algorithms.Submission Number: 259
Practical Equivariances via Relational Conditional Neural Processes
Date: 2023-09-21 00:00:00
Proceeding: NeurIPS 2023 11

Conditional Neural Processes (CNPs) are a class of metalearning models popular for combining the runtime efficiency of amortized inference with reliable uncertainty quantification. Many relevant machine learning tasks, such as in spatio-temporal modeling, Bayesian Optimization and continuous control, inherently contain equivariances – for example to translation – which the model can exploit for maximal performance. However, prior attempts to include equivariances in CNPs do not scale effectively beyond two input dimensions. In this work, we propose Relational Conditional Neural Processes (RCNPs), an effective approach to incorporate equivariances into any neural process model. Our proposed method extends the applicability and impact of equivariant neural processes to higher dimensions. We empirically demonstrate the competitive performance of RCNPs on a large array of tasks naturally containing equivariances.
The Pursuit of Human Labeling: A New Perspective on Unsupervised Learning
Date: 2023-09-21 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: Image Clustering, Unsupervised Image Classification

We present HUME, a simple model-agnostic framework for inferring human labeling of a given dataset without any external supervision. The key insight behind our approach is that classes defined by many human labelings are linearly separable regardless of the representation space used to represent a dataset. HUME utilizes this insight to guide the search over all possible labelings of a dataset to discover an underlying human labeling. We show that the proposed optimization objective is strikingly well-correlated with the ground truth labeling of the dataset. In effect, we only train linear classifiers on top of pretrained representations that remain fixed during training, making our framework compatible with any large pretrained and self-supervised model. Despite its simplicity, HUME outperforms a supervised linear classifier on top of self-supervised representations on the STL-10 dataset by a large margin and achieves comparable performance on the CIFAR-10 dataset. Compared to the existing unsupervised baselines, HUME achieves state-of-the-art performance on four benchmark image classification datasets including the large-scale ImageNet-1000 dataset. Altogether, our work provides a fundamentally new view to tackle unsupervised learning by searching for consistent labelings between different representation spaces.
Discover and Align Taxonomic Context Priors for Open-world Semi-Supervised Learning
Date: 2023-09-21 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: Open-World Semi-Supervised Learning, Representation Learning

Open-world Semi-Supervised Learning (OSSL) is a realistic and challenging task, aiming to classify unlabeled samples from both seen and novel classes using partially labeled samples from the seen classes. 
Previous works typically explore the relationship of samples as priors on the pre-defined single-granularity labels to help novel class recognition. In fact, classes follow a taxonomy and samples can be classified at multiple levels of granularity, which contains more underlying relationships for supervision. We thus argue that learning with single-granularity labels results in sub-optimal representation learning and inaccurate pseudo labels, especially with unknown classes. In this paper, we take the initiative to explore and propose a uniformed framework, called Taxonomic context prIors Discovering and Aligning (TIDA), which exploits the relationship of samples under various granularity. It allows us to discover multi-granularity semantic concepts as taxonomic context priors (i.e., sub-class, target-class, and super-class), and then collaboratively leverage them to enhance representation learning and improve the quality of pseudo labels.
Specifically, TIDA comprises two components: i) A taxonomic context discovery module that constructs a set of hierarchical prototypes in the latent space to discover the underlying taxonomic context priors; ii) A taxonomic context-based prediction alignment module that enforces consistency across hierarchical predictions to build the reliable relationship between classes among various granularity and provide additions supervision. We demonstrate that these two components are mutually beneficial for an effective OSSL framework, which is theoretically explained from the perspective of the EM algorithm. Extensive experiments on seven commonly used datasets show that TIDA can significantly improve the performance and achieve a new state of the art. The source codes are publicly available at https://github.com/rain305f/TIDA.
Searching for Optimal Per-Coordinate Step-sizes with Multidimensional Backtracking
Date: 2023-09-21 00:00:00
Proceeding: NeurIPS 2023 11

The backtracking line-search is an effective technique to automatically tune the step-size in smooth optimization. It guarantees similar performance to using the theoretically optimal step-size. Many approaches have been developed to instead tune per-coordinate step-sizes, also known as diagonal preconditioners, but none of the existing methods are provably competitive with the optimal per-coordinate step-sizes. We propose multidimensional backtracking, an extension of the backtracking line-search to find good diagonal preconditioners for smooth convex problems. Our key insight is that the gradient with respect to the step-sizes, also known as hyper-gradients, yields separating hyperplanes that let us search for good preconditioners using cutting-plane methods. As black-box cutting-plane approaches like the ellipsoid method are computationally prohibitive, we develop an efficient algorithm tailored to our setting. Multidimensional backtracking is provably competitive with the best diagonal preconditioner and requires no manual tuning.
Let the Flows Tell: Solving Graph Combinatorial Problems with GFlowNets
Date: 2023-09-21 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: Combinatorial Optimization

Combinatorial optimization (CO) problems are often NP-hard and thus out of reach for exact algorithms, making them a tempting domain to apply machine learning methods. The highly structured constraints in these problems can hinder either optimization or sampling directly in the solution space.
On the other hand, GFlowNets have recently emerged as a powerful machinery to efficiently sample from composite unnormalized densities sequentially and have the potential to amortize such solution-searching processes in CO, as well as generate diverse solution candidates.
In this paper, we design Markov decision processes (MDPs) for different combinatorial problems and propose to train conditional GFlowNets to sample from the solution space. 
Efficient training techniques are also developed to benefit long-range credit assignment.
Through extensive experiments on a variety of different CO tasks with synthetic and realistic data, we demonstrate that GFlowNet policies can efficiently find high-quality solutions.
Our implementation is open-sourced at https://github.com/zdhNarsil/GFlowNet-CombOpt.
Towards Personalized Federated Learning via Heterogeneous Model Reassembly
Date: 2023-09-21 00:00:00
Proceeding: NeurIPS 2023 11

This paper focuses on addressing the practical yet challenging problem of model heterogeneity in federated learning, where clients possess models with different network structures. To track this problem, we propose a novel framework called pFedHR, which leverages heterogeneous model reassembly to achieve personalized federated learning. In particular, we approach the problem of heterogeneous model personalization as a model-matching optimization task on the server side. Moreover, pFedHR automatically and dynamically generates informative and diverse personalized candidates with minimal human intervention. Furthermore, our proposed heterogeneous model reassembly technique mitigates the adverse impact introduced by using public data with different distributions from the client data to a certain extent. Experimental results demonstrate that pFedHR outperforms baselines on three datasets under both IID and Non-IID settings. Additionally, pFedHR effectively reduces the adverse impact of using different public data and dynamically generates diverse personalized models in an automated manner.
Outlier-Robust Wasserstein DRO
Date: 2023-09-21 00:00:00
Proceeding: NeurIPS 2023 11

Distributionally robust optimization (DRO) is an effective approach for data-driven decision-making in the presence of uncertainty. Geometric uncertainty due to~sampling or localized perturbations of data points is captured by Wasserstein DRO (WDRO), which seeks to learn a model that performs uniformly well over a Wasserstein ball centered around the observed data distribution. However, WDRO fails to account for non-geometric perturbations such as adversarial outliers, which can greatly distort the Wasserstein distance measurement and impede the learned model. We address this gap by proposing a novel outlier-robust WDRO framework for decision-making under both geometric (Wasserstein) perturbations and non-geometric (total variation (TV)) contamination that allows an $\varepsilon$-fraction of data to be arbitrarily corrupted. We design an uncertainty set using a certain robust Wasserstein ball that accounts for both perturbation types and derive minimax optimal excess risk bounds for this procedure that explicitly capture the Wasserstein and TV risks. We prove a strong duality result that enables tractable convex reformulations and efficient computation of our outlier-robust WDRO problem. When the loss function depends only on low-dimensional features of the data, we eliminate certain dimension dependencies from the risk bounds that are unavoidable in the general setting. Finally, we present experiments validating our theory on standard regression and classification tasks.Submission Number: 14144
Would I have gotten that reward? Long-term credit assignment by counterfactual contribution analysis
Date: 2023-09-21 00:00:00
Proceeding: NeurIPS 2023 11

To make reinforcement learning more sample efficient, we need better credit assignment methods that measure an action’s influence on future rewards. Building upon Hindsight Credit Assignment (HCA), we introduce Counterfactual Contribution Analysis (COCOA), a new family of model-based credit assignment algorithms. Our algorithms achieve precise credit assignment by measuring the contribution of actions upon obtaining subsequent rewards, by quantifying a counterfactual query: ‘Would the agent still have reached this reward if it had taken another action?’. We show that measuring contributions w.r.t. rewarding _states_, as is done in HCA, results in spurious estimates of contributions, causing HCA to degrade towards the high-variance REINFORCE estimator in many relevant environments. Instead, we measure contributions w.r.t. rewards or learned representations of the rewarding objects, resulting in gradient estimates with lower variance. We run experiments on a suite of problems specifically designed to evaluate long-term credit assignment capabilities. By using dynamic programming, we measure ground-truth policy gradients and show that the improved performance of our new model-based credit assignment methods is due to lower bias and variance compared to HCA and common baselines. Our results demonstrate how modeling action contributions towards rewarding outcomes can be leveraged for credit assignment, opening a new path towards sample-efficient reinforcement learning.