pwc-archive/papers-with-abstracts huggingface dataset:
Towards Generalizable Reinforcement Learning for Trade Execution
Authors: Chuheng Zhang, Yitong Duan, Xiaoyu Chen, Jianyu Chen, Jian Li, Li Zhao
Date: 2023-05-12 00:00:00
Tasks: Offline RL, reinforcement-learning, Reinforcement Learning, Reinforcement Learning (RL)

Optimized trade execution is to sell (or buy) a given amount of assets in a given time with the lowest possible trading cost. Recently, reinforcement learning (RL) has been applied to optimized trade execution to learn smarter policies from market data. However, we find that many existing RL methods exhibit considerable overfitting which prevents them from real deployment. In this paper, we provide an extensive study on the overfitting problem in optimized trade execution. First, we model the optimized trade execution as offline RL with dynamic context (ORDC), where the context represents market variables that cannot be influenced by the trading policy and are collected in an offline manner. Under this framework, we derive the generalization bound and find that the overfitting issue is caused by large context space and limited context samples in the offline setting. Accordingly, we propose to learn compact representations for context to address the overfitting problem, either by leveraging prior knowledge or in an end-to-end manner. To evaluate our algorithms, we also implement a carefully designed simulator based on historical limit order book (LOB) data to provide a high-fidelity benchmark for different algorithms. Our experiments on the high-fidelity simulator demonstrate that our algorithms can effectively alleviate overfitting and achieve better performance.
A Deep Learning Approach for Overall Survival Prediction in Lung Cancer with Missing Values
Authors: Camillo Maria Caruso, Valerio Guarrasi, Sara Ramella, Paolo Soda
Date: 2023-07-21 00:00:00
Tasks: Imputation, Missing Values, Survival Analysis, Survival Prediction

In the field of lung cancer research, particularly in the analysis of overall survival (OS), artificial intelligence (AI) serves crucial roles with specific aims. Given the prevalent issue of missing data in the medical domain, our primary objective is to develop an AI model capable of dynamically handling this missing data. Additionally, we aim to leverage all accessible data, effectively analyzing both uncensored patients who have experienced the event of interest and censored patients who have not, by embedding a specialized technique within our AI model, not commonly utilized in other AI tasks. Through the realization of these objectives, our model aims to provide precise OS predictions for non-small cell lung cancer (NSCLC) patients, thus overcoming these significant challenges. We present a novel approach to survival analysis with missing values in the context of NSCLC, which exploits the strengths of the transformer architecture to account only for available features without requiring any imputation strategy. More specifically, this model tailors the transformer architecture to tabular data by adapting its feature embedding and masked self-attention to mask missing data and fully exploit the available ones. By making use of ad-hoc designed losses for OS, it is able to account for both censored and uncensored patients, as well as changes in risks over time. We compared our method with state-of-the-art models for survival analysis coupled with different imputation strategies. We evaluated the results obtained over a period of 6 years using different time granularities obtaining a Ct-index, a time-dependent variant of the C-index, of 71.97, 77.58 and 80.72 for time units of 1 month, 1 year and 2 years, respectively, outperforming all state-of-the-art methods regardless of the imputation method used.
Edgewise outliers of network indexed signals
Authors: Christopher Rieser, Anne Ruiz-Gazen, Christine Thomas-Agnan
Date: 2023-07-20 00:00:00
Tasks: Outlier Detection

We consider models for network indexed multivariate data involving a dependence between variables as well as across graph nodes. In the framework of these models, we focus on outliers detection and introduce the concept of edgewise outliers. For this purpose, we first derive the distribution of some sums of squares, in particular squared Mahalanobis distances that can be used to fix detection rules and thresholds for outlier detection. We then propose a robust version of the deterministic MCD algorithm that we call edgewise MCD. An application on simulated data shows the interest of taking the dependence structure into account. We also illustrate the utility of the proposed method with a real data set.
FairMobi-Net: A Fairness-aware Deep Learning Model for Urban Mobility Flow Generation
Authors: Zhewei Liu, Lipai Huang, Chao Fan, Ali Mostafavi
Date: 2023-07-20 00:00:00
Tasks: Binary Classification, Fairness, Feature Importance

Generating realistic human flows across regions is essential for our understanding of urban structures and population activity patterns, enabling important applications in the fields of urban planning and management. However, a notable shortcoming of most existing mobility generation methodologies is neglect of prediction fairness, which can result in underestimation of mobility flows across regions with vulnerable population groups, potentially resulting in inequitable resource distribution and infrastructure development. To overcome this limitation, our study presents a novel, fairness-aware deep learning model, FairMobi-Net, for inter-region human flow prediction. The FairMobi-Net model uniquely incorporates fairness loss into the loss function and employs a hybrid approach, merging binary classification and numerical regression techniques for human flow prediction. We validate the FairMobi-Net model using comprehensive human mobility datasets from four U.S. cities, predicting human flow at the census-tract level. Our findings reveal that the FairMobi-Net model outperforms state-of-the-art models (such as the DeepGravity model) in producing more accurate and equitable human flow predictions across a variety of region pairs, regardless of regional income differences. The model maintains a high degree of accuracy consistently across diverse regions, addressing the previous fairness concern. Further analysis of feature importance elucidates the impact of physical distances and road network structures on human flows across regions. With fairness as its touchstone, the model and results provide researchers and practitioners across the fields of urban sciences, transportation engineering, and computing with an effective tool for accurate generation of human mobility flows across regions.
A Markov Chain Model for Identifying Changes in Daily Activity Patterns of People Living with Dementia
Authors: Nan Fletcher-Lloyd, Alina-Irina Serban, Magdalena Kolanko, David Wingfield, Danielle Wilson, Ramin Nilforooshan, Payam Barnaghi, Eyal Soreq
Date: 2023-07-20 00:00:00

Malnutrition and dehydration are strongly associated with increased cognitive and functional decline in people living with dementia (PLWD), as well as an increased rate of hospitalisations in comparison to their healthy counterparts. Extreme changes in eating and drinking behaviours can often lead to malnutrition and dehydration, accelerating the progression of cognitive and functional decline and resulting in a marked reduction in quality of life. Unfortunately, there are currently no established methods by which to objectively detect such changes. Here, we present the findings of an extensive quantitative analysis conducted on in-home monitoring data collected from 73 households of PLWD using Internet of Things technologies. The Coronavirus 2019 (COVID-19) pandemic has previously been shown to have dramatically altered the behavioural habits, particularly the eating and drinking habits, of PLWD. Using the COVID-19 pandemic as a natural experiment, we conducted linear mixed-effects modelling to examine changes in mean kitchen activity within a subset of 21 households of PLWD that were continuously monitored for 499 days. We report an observable increase in day-time kitchen activity and a significant decrease in night-time kitchen activity (t(147) = -2.90, p < 0.001). We further propose a novel analytical approach to detecting changes in behaviours of PLWD using Markov modelling applied to remote monitoring data as a proxy for behaviours that cannot be directly measured. Together, these results pave the way to introduce improvements into the monitoring of PLWD in naturalistic settings and for shifting from reactive to proactive care.
Diffusion Models for Probabilistic Deconvolution of Galaxy Images
Authors: Zhiwei Xue, Yuhang Li, Yash Patel, Jeffrey Regier
Date: 2023-07-20 00:00:00
Tasks: Diversity

Telescopes capture images with a particular point spread function (PSF). Inferring what an image would have looked like with a much sharper PSF, a problem known as PSF deconvolution, is ill-posed because PSF convolution is not an invertible transformation. Deep generative models are appealing for PSF deconvolution because they can infer a posterior distribution over candidate images that, if convolved with the PSF, could have generated the observation. However, classical deep generative models such as VAEs and GANs often provide inadequate sample diversity. As an alternative, we propose a classifier-free conditional diffusion model for PSF deconvolution of galaxy images. We demonstrate that this diffusion model captures a greater diversity of possible deconvolutions compared to a conditional VAE.
Clinical Trial Active Learning
Authors: Zoe Fowler, Kiran Kokilepersaud, Mohit Prabhushankar, Ghassan AlRegib
Date: 2023-07-20 00:00:00
Tasks: Active Learning

This paper presents a novel approach to active learning that takes into account the non-independent and identically distributed (non-i.i.d.) structure of a clinical trial setting. There exists two types of clinical trials: retrospective and prospective. Retrospective clinical trials analyze data after treatment has been performed; prospective clinical trials collect data as treatment is ongoing. Typically, active learning approaches assume the dataset is i.i.d. when selecting training samples; however, in the case of clinical trials, treatment results in a dependency between the data collected at the current and past visits. Thus, we propose prospective active learning to overcome the limitations present in traditional active learning methods and apply it to disease detection in optical coherence tomography (OCT) images, where we condition on the time an image was collected to enforce the i.i.d. assumption. We compare our proposed method to the traditional active learning paradigm, which we refer to as retrospective in nature. We demonstrate that prospective active learning outperforms retrospective active learning in two different types of test settings.
Asymptotically Unbiased Synthetic Control Methods by Density Matching
Authors: Masahiro Kato, Akari Ohda
Date: 2023-07-20 00:00:00
Tasks: Causal Inference, counterfactual

Synthetic Control Methods (SCMs) have become a fundamental tool for comparative case studies. The core idea behind SCMs is to estimate treatment effects by predicting counterfactual outcomes for a treated unit using a weighted combination of observed outcomes from untreated units. The accuracy of these predictions is crucial for evaluating the treatment effect of a policy intervention. Subsequent research has therefore focused on estimating SC weights. In this study, we highlight a key endogeneity issue in existing SCMs-namely, the correlation between the outcomes of untreated units and the error term of the synthetic control, which leads to bias in both counterfactual outcome prediction and treatment effect estimation. To address this issue, we propose a novel SCM based on density matching, assuming that the outcome density of the treated unit can be approximated by a weighted mixture of the joint density of untreated units. Under this assumption, we estimate SC weights by matching the moments of the treated outcomes with the weighted sum of the moments of the untreated outcomes. Our method offers three advantages: first, under the mixture model assumption, our estimator is asymptotically unbiased; second, this asymptotic unbiasedness reduces the mean squared error in counterfactual predictions; and third, our method provides full densities of the treatment effect rather than just expected values, thereby broadening the applicability of SCMs. Finally, we present experimental results that demonstrate the effectiveness of our approach.
Towards Ontologically Grounded and Language-Agnostic Knowledge Graphs
Authors: Walid S. Saba
Date: 2023-07-20 00:00:00
Tasks: Knowledge Graphs, Question Answering

Knowledge graphs (KGs) have become the standard technology for the representation of factual information in applications such as recommendation engines, search, and question-answering systems. However, the continual updating of KGs, as well as the integration of KGs from different domains and KGs in different languages, remains to be a major challenge. What we suggest here is that by a reification of abstract objects and by acknowledging the ontological distinction between concepts and types, we arrive at an ontologically grounded and language-agnostic representation that can alleviate the difficulties in KG integration.
Eliminating Unintended Stable Fixpoints for Hybrid Reasoning Systems
Authors: Spencer Killen, Jia-Huai You
Date: 2023-07-21 00:00:00
Tasks: Negation

A wide variety of nonmonotonic semantics can be expressed as approximators defined under AFT (Approximation Fixpoint Theory). Using traditional AFT theory, it is not possible to define approximators that rely on information computed in previous iterations of stable revision. However, this information is rich for semantics that incorporate classical negation into nonmonotonic reasoning. In this work, we introduce a methodology resembling AFT that can utilize priorly computed upper bounds to more precisely capture semantics. We demonstrate our framework's applicability to hybrid MKNF (minimal knowledge and negation as failure) knowledge bases by extending the state-of-the-art approximator.
OpenGDA: Graph Domain Adaptation Benchmark for Cross-network Learning
Authors: Boshen Shi, Yongqing Wang, Fangda Guo, Jiangli Shao, HuaWei Shen, Xueqi Cheng
Date: 2023-07-21 00:00:00
Tasks: Domain Adaptation, GRAPH DOMAIN ADAPTATION, Node Classification

Graph domain adaptation models are widely adopted in cross-network learning tasks, with the aim of transferring labeling or structural knowledge. Currently, there mainly exist two limitations in evaluating graph domain adaptation models. On one side, they are primarily tested for the specific cross-network node classification task, leaving tasks at edge-level and graph-level largely under-explored. Moreover, they are primarily tested in limited scenarios, such as social networks or citation networks, lacking validation of model's capability in richer scenarios. As comprehensively assessing models could enhance model practicality in real-world applications, we propose a benchmark, known as OpenGDA. It provides abundant pre-processed and unified datasets for different types of tasks (node, edge, graph). They originate from diverse scenarios, covering web information systems, urban systems and natural systems. Furthermore, it integrates state-of-the-art models with standardized and end-to-end pipelines. Overall, OpenGDA provides a user-friendly, scalable and reproducible benchmark for evaluating graph domain adaptation models. The benchmark experiments highlight the challenges of applying GDA models to real-world applications with consistent good performance, and potentially provide insights to future research. As an emerging project, OpenGDA will be regularly updated with new datasets and models. It could be accessed from https://github.com/Skyorca/OpenGDA.
A Two-stage Fine-tuning Strategy for Generalizable Manipulation Skill of Embodied AI
Authors: Fang Gao, Xuetao Li, Jun Yu, Feng Shaung
Date: 2023-07-21 00:00:00

The advent of Chat-GPT has led to a surge of interest in Embodied AI. However, many existing Embodied AI models heavily rely on massive interactions with training environments, which may not be practical in real-world situations. To this end, the Maniskill2 has introduced a full-physics simulation benchmark for manipulating various 3D objects. This benchmark enables agents to be trained using diverse datasets of demonstrations and evaluates their ability to generalize to unseen scenarios in testing environments. In this paper, we propose a novel two-stage fine-tuning strategy that aims to further enhance the generalization capability of our model based on the Maniskill2 benchmark. Through extensive experiments, we demonstrate the effectiveness of our approach by achieving the 1st prize in all three tracks of the ManiSkill2 Challenge. Our findings highlight the potential of our method to improve the generalization abilities of Embodied AI models and pave the way for their ractical applications in real-world scenarios. All codes and models of our solution is available at https://github.com/xtli12/GXU-LIPE.git
AIGC Empowering Telecom Sector White Paper_chinese
Authors: Ye Ouyang, Yaqin Zhang, Xiaozhou Ye, Yunxin Liu, Yong Song, Yang Liu, Sen Bian, Zhiyong Liu
Date: 2023-07-21 00:00:00

In the global craze of GPT, people have deeply realized that AI, as a transformative technology and key force in economic and social development, will bring great leaps and breakthroughs to the global industry and profoundly influence the future world competition pattern. As the builder and operator of information and communication infrastructure, the telecom sector provides infrastructure support for the development of AI, and even takes the lead in the implementation of AI applications. How to enable the application of AIGC (GPT) and implement AIGC in the telecom sector are questions that telecom practitioners must ponder and answer. Through the study of GPT, a typical representative of AIGC, the authors have analyzed how GPT empowers the telecom sector in the form of scenarios, discussed the gap between the current GPT general model and telecom services, proposed for the first time a Telco Augmented Cognition capability system, provided answers to how to construct a telecom service GPT in the telecom sector, and carried out various practices. Our counterparts in the industry are expected to focus on collaborative innovation around telecom and AI, build an open and shared innovation ecosystem, promote the deep integration of AI and telecom sector, and accelerate the construction of next-generation information infrastructure, in an effort to facilitate the digital transformation of the economy and society.
Zero-touch realization of Pervasive Artificial Intelligence-as-a-service in 6G networks
Authors: Emna Baccour, Mhd Saria Allahham, Aiman Erbad, Amr Mohamed, Ahmed Refaey Hussein, Mounir Hamdi
Date: 2023-07-21 00:00:00
Tasks: Federated Learning

The vision of the upcoming 6G technologies, characterized by ultra-dense network, low latency, and fast data rate is to support Pervasive AI (PAI) using zero-touch solutions enabling self-X (e.g., self-configuration, self-monitoring, and self-healing) services. However, the research on 6G is still in its infancy, and only the first steps have been taken to conceptualize its design, investigate its implementation, and plan for use cases. Toward this end, academia and industry communities have gradually shifted from theoretical studies of AI distribution to real-world deployment and standardization. Still, designing an end-to-end framework that systematizes the AI distribution by allowing easier access to the service using a third-party application assisted by a zero-touch service provisioning has not been well explored. In this context, we introduce a novel platform architecture to deploy a zero-touch PAI-as-a-Service (PAIaaS) in 6G networks supported by a blockchain-based smart system. This platform aims to standardize the pervasive AI at all levels of the architecture and unify the interfaces in order to facilitate the service deployment across application and infrastructure domains, relieve the users worries about cost, security, and resource allocation, and at the same time, respect the 6G stringent performance requirements. As a proof of concept, we present a Federated Learning-as-a-service use case where we evaluate the ability of our proposed system to self-optimize and self-adapt to the dynamics of 6G networks in addition to minimizing the users' perceived costs.
Adaptive ResNet Architecture for Distributed Inference in Resource-Constrained IoT Systems
Authors: Fazeela Mazhar Khan, Emna Baccour, Aiman Erbad, Mounir Hamdi
Date: 2023-07-21 00:00:00

As deep neural networks continue to expand and become more complex, most edge devices are unable to handle their extensive processing requirements. Therefore, the concept of distributed inference is essential to distribute the neural network among a cluster of nodes. However, distribution may lead to additional energy consumption and dependency among devices that suffer from unstable transmission rates. Unstable transmission rates harm real-time performance of IoT devices causing low latency, high energy usage, and potential failures. Hence, for dynamic systems, it is necessary to have a resilient DNN with an adaptive architecture that can downsize as per the available resources. This paper presents an empirical study that identifies the connections in ResNet that can be dropped without significantly impacting the model's performance to enable distribution in case of resource shortage. Based on the results, a multi-objective optimization problem is formulated to minimize latency and maximize accuracy as per available resources. Our experiments demonstrate that an adaptive ResNet architecture can reduce shared data, energy consumption, and latency throughout the distribution while maintaining high accuracy.
IndigoVX: Where Human Intelligence Meets AI for Optimal Decision Making
Authors: Kais Dukes
Date: 2023-07-21 00:00:00
Tasks: Decision Making

This paper defines a new approach for augmenting human intelligence with AI for optimal goal solving. Our proposed AI, Indigo, is an acronym for Informed Numerical Decision-making through Iterative Goal-Oriented optimization. When combined with a human collaborator, we term the joint system IndigoVX, for Virtual eXpert. The system is conceptually simple. We envisage this method being applied to games or business strategies, with the human providing strategic context and the AI offering optimal, data-driven moves. Indigo operates through an iterative feedback loop, harnessing the human expert's contextual knowledge and the AI's data-driven insights to craft and refine strategies towards a well-defined goal. Using a quantified three-score schema, this hybridization allows the combined team to evaluate strategies and refine their plan, while adapting to challenges and changes in real-time.
Multi-modal Hate Speech Detection using Machine Learning
Authors: Fariha Tahosin Boishakhi, Ponkoj Chandra Shill, Md. Golam Rabiul Alam
Date: 2023-06-15 00:00:00
Tasks: Hate Speech Detection

With the continuous growth of internet users and media content, it is very hard to track down hateful speech in audio and video. Converting video or audio into text does not detect hate speech accurately as human sometimes uses hateful words as humorous or pleasant in sense and also uses different voice tones or show different action in the video. The state-ofthe-art hate speech detection models were mostly developed on a single modality. In this research, a combined approach of multimodal system has been proposed to detect hate speech from video contents by extracting feature images, feature values extracted from the audio, text and used machine learning and Natural language processing.