pwc-archive/papers-with-abstracts huggingface dataset:
Beyond VaR and CVaR: Topological Risk Measures in Financial Markets
Authors: Amit Kumar Jha
Date: 2023-10-23 00:00:00
Tasks: Management, Time Series, Topological Data Analysis

This paper introduces a novel approach to financial risk assessment by incorporating topological data analysis (TDA), specifically cohomology groups, into the evaluation of equities portfolios. The study aims to go beyond traditional risk measures like Value at Risk (VaR) and Conditional Value at Risk (CVaR), offering a more nuanced understanding of market complexities. Using last one year daily real-world closing price return data for three equities Apple, Microsoft and Google , we developed a new topological riskmeasure, termed Topological VaR Distance (TVaRD). Preliminary results indicate a significant change in the density of the point cloud representing the financial time series during stress conditions, suggesting that TVaRD may offer additional insights into portfolio risk and has the potential to complement existing risk management tools.
Prefix-Tuning Based Unsupervised Text Style Transfer
Authors: Huiyu Mai, Wenhao Jiang, Zhihong Deng
Date: 2023-10-23 00:00:00
Tasks: Sentence, Style Transfer, Text Style Transfer, Unsupervised Text Style Transfer

Unsupervised text style transfer aims at training a generative model that can alter the style of the input sentence while preserving its content without using any parallel data. In this paper, we employ powerful pre-trained large language models and present a new prefix-tuning-based method for unsupervised text style transfer. We construct three different kinds of prefixes, i.e., \textit{shared prefix, style prefix}, and \textit{content prefix}, to encode task-specific information, target style, and the content information of the input sentence, respectively. Compared to embeddings used by previous works, the proposed prefixes can provide richer information for the model. Furthermore, we adopt a recursive way of using language models in the process of style transfer. This strategy provides a more effective way for the interactions between the input sentence and GPT-2, helps the model construct more informative prefixes, and thus, helps improve the performance. Evaluations on the well-known datasets show that our method outperforms the state-of-the-art baselines. Results, analysis of ablation studies, and subjective evaluations from humans are also provided for a deeper understanding of the proposed method.
Harnessing ChatGPT for thematic analysis: Are we ready?
Authors: V Vien Lee, Stephanie C. C. van der Lubbe, Lay Hoon Goh, Jose M. Valderas
Date: 2023-10-23 00:00:00

ChatGPT is an advanced natural language processing tool with growing applications across various disciplines in medical research. Thematic analysis, a qualitative research method to identify and interpret patterns in data, is one application that stands to benefit from this technology. This viewpoint explores the utilization of ChatGPT in three core phases of thematic analysis within a medical context: 1) direct coding of transcripts, 2) generating themes from a predefined list of codes, and 3) preprocessing quotes for manuscript inclusion. Additionally, we explore the potential of ChatGPT to generate interview transcripts, which may be used for training purposes. We assess the strengths and limitations of using ChatGPT in these roles, highlighting areas where human intervention remains necessary. Overall, we argue that ChatGPT can function as a valuable tool during analysis, enhancing the efficiency of the thematic analysis and offering additional insights into the qualitative data.
Compositional Deep Probabilistic Models of DNA Encoded Libraries
Authors: Benson Chen, Mohammad M. Sultan, Theofanis Karaletsos
Date: 2023-10-20 00:00:00

DNA-Encoded Library (DEL) has proven to be a powerful tool that utilizes combinatorially constructed small molecules to facilitate highly-efficient screening assays. These selection experiments, involving multiple stages of washing, elution, and identification of potent binders via unique DNA barcodes, often generate complex data. This complexity can potentially mask the underlying signals, necessitating the application of computational tools such as machine learning to uncover valuable insights. We introduce a compositional deep probabilistic model of DEL data, DEL-Compose, which decomposes molecular representations into their mono-synthon, di-synthon, and tri-synthon building blocks and capitalizes on the inherent hierarchical structure of these molecules by modeling latent reactions between embedded synthons. Additionally, we investigate methods to improve the observation models for DEL count data such as integrating covariate factors to more effectively account for data noise. Across two popular public benchmark datasets (CA-IX and HRP), our model demonstrates strong performance compared to count baselines, enriches the correct pharmacophores, and offers valuable insights via its intrinsic interpretable structure, thereby providing a robust tool for the analysis of DEL data.
Improving Seq2Seq Grammatical Error Correction via Decoding Interventions
Authors: Houquan Zhou, Yumeng Liu, Zhenghua Li, Min Zhang, Bo Zhang, Chen Li, Ji Zhang, Fei Huang
Date: 2023-10-23 00:00:00
Tasks: Decoder, Grammatical Error Correction, Language Modeling, Language Modelling

The sequence-to-sequence (Seq2Seq) approach has recently been widely used in grammatical error correction (GEC) and shows promising performance. However, the Seq2Seq GEC approach still suffers from two issues. First, a Seq2Seq GEC model can only be trained on parallel data, which, in GEC task, is often noisy and limited in quantity. Second, the decoder of a Seq2Seq GEC model lacks an explicit awareness of the correctness of the token being generated. In this paper, we propose a unified decoding intervention framework that employs an external critic to assess the appropriateness of the token to be generated incrementally, and then dynamically influence the choice of the next token. We discover and investigate two types of critics: a pre-trained left-to-right language model critic and an incremental target-side grammatical error detector critic. Through extensive experiments on English and Chinese datasets, our framework consistently outperforms strong baselines and achieves results competitive with state-of-the-art methods.
Efficient Heterogeneous Graph Learning via Random Projection
Authors: Jun Hu, Bryan Hooi, Bingsheng He
Date: 2023-10-23 00:00:00
Tasks: Graph Learning, Graph Neural Network, Heterogeneous Node Classification, Node Property Prediction

Heterogeneous Graph Neural Networks (HGNNs) are powerful tools for deep learning on heterogeneous graphs. Typical HGNNs require repetitive message passing during training, limiting efficiency for large-scale real-world graphs. Recent pre-computation-based HGNNs use one-time message passing to transform a heterogeneous graph into regular-shaped tensors, enabling efficient mini-batch training. Existing pre-computation-based HGNNs can be mainly categorized into two styles, which differ in how much information loss is allowed and efficiency. We propose a hybrid pre-computation-based HGNN, named Random Projection Heterogeneous Graph Neural Network (RpHGNN), which combines the benefits of one style's efficiency with the low information loss of the other style. To achieve efficiency, the main framework of RpHGNN consists of propagate-then-update iterations, where we introduce a Random Projection Squashing step to ensure that complexity increases only linearly. To achieve low information loss, we introduce a Relation-wise Neighbor Collection component with an Even-odd Propagation Scheme, which aims to collect information from neighbors in a finer-grained way. Experimental results indicate that our approach achieves state-of-the-art results on seven small and large benchmark datasets while also being 230% faster compared to the most effective baseline. Surprisingly, our approach not only surpasses pre-processing-based baselines but also outperforms end-to-end methods.
Towards Conceptualization of "Fair Explanation": Disparate Impacts of anti-Asian Hate Speech Explanations on Content Moderators
Authors: Tin Nguyen, Jiannan Xu, Aayushi Roy, Hal Daumé III, Marine Carpuat
Date: 2023-10-23 00:00:00
Tasks: counterfactual, Counterfactual Explanation, Fairness

Recent research at the intersection of AI explainability and fairness has focused on how explanations can improve human-plus-AI task performance as assessed by fairness measures. We propose to characterize what constitutes an explanation that is itself "fair" -- an explanation that does not adversely impact specific populations. We formulate a novel evaluation method of "fair explanations" using not just accuracy and label time, but also psychological impact of explanations on different user groups across many metrics (mental discomfort, stereotype activation, and perceived workload). We apply this method in the context of content moderation of potential hate speech, and its differential impact on Asian vs. non-Asian proxy moderators, across explanation approaches (saliency map and counterfactual explanation). We find that saliency maps generally perform better and show less evidence of disparate impact (group) and individual unfairness than counterfactual explanations. Content warning: This paper contains examples of hate speech and racially discriminatory language. The authors do not support such content. Please consider your risk of discomfort carefully before continuing reading!
CrisisMatch: Semi-Supervised Few-Shot Learning for Fine-Grained Disaster Tweet Classification
Authors: Henry Peng Zou, Yue Zhou, Cornelia Caragea, Doina Caragea
Date: 2023-10-23 00:00:00
Tasks: Few-Shot Learning

The shared real-time information about natural disasters on social media platforms like Twitter and Facebook plays a critical role in informing volunteers, emergency managers, and response organizations. However, supervised learning models for monitoring disaster events require large amounts of annotated data, making them unrealistic for real-time use in disaster events. To address this challenge, we present a fine-grained disaster tweet classification model under the semi-supervised, few-shot learning setting where only a small number of annotated data is required. Our model, CrisisMatch, effectively classifies tweets into fine-grained classes of interest using few labeled data and large amounts of unlabeled data, mimicking the early stage of a disaster. Through integrating effective semi-supervised learning ideas and incorporating TextMixUp, CrisisMatch achieves performance improvement on two disaster datasets of 11.2\% on average. Further analyses are also provided for the influence of the number of labeled data and out-of-domain results.
JointMatch: A Unified Approach for Diverse and Collaborative Pseudo-Labeling to Semi-Supervised Text Classification
Authors: Henry Peng Zou, Cornelia Caragea
Date: 2023-10-23 00:00:00
Tasks: Pseudo Label, Semi-Supervised Text Classification, text-classification, Text Classification

Semi-supervised text classification (SSTC) has gained increasing attention due to its ability to leverage unlabeled data. However, existing approaches based on pseudo-labeling suffer from the issues of pseudo-label bias and error accumulation. In this paper, we propose JointMatch, a holistic approach for SSTC that addresses these challenges by unifying ideas from recent semi-supervised learning and the task of learning with noise. JointMatch adaptively adjusts classwise thresholds based on the learning status of different classes to mitigate model bias towards current easy classes. Additionally, JointMatch alleviates error accumulation by utilizing two differently initialized networks to teach each other in a cross-labeling manner. To maintain divergence between the two networks for mutual learning, we introduce a strategy that weighs more disagreement data while also allowing the utilization of high-quality agreement data for training. Experimental results on benchmark datasets demonstrate the superior performance of JointMatch, achieving a significant 5.13% improvement on average. Notably, JointMatch delivers impressive results even in the extremely-scarce-label setting, obtaining 86% accuracy on AG News with only 5 labels per class. We make our code available at https://github.com/HenryPengZou/JointMatch.
DeCrisisMB: Debiased Semi-Supervised Learning for Crisis Tweet Classification via Memory Bank
Authors: Henry Peng Zou, Yue Zhou, Weizhi Zhang, Cornelia Caragea
Date: 2023-10-23 00:00:00
Tasks: Semi-Supervised Text Classification

During crisis events, people often use social media platforms such as Twitter to disseminate information about the situation, warnings, advice, and support. Emergency relief organizations leverage such information to acquire timely crisis circumstances and expedite rescue operations. While existing works utilize such information to build models for crisis event analysis, fully-supervised approaches require annotating vast amounts of data and are impractical due to limited response time. On the other hand, semi-supervised models can be biased, performing moderately well for certain classes while performing extremely poorly for others, resulting in substantially negative effects on disaster monitoring and rescue. In this paper, we first study two recent debiasing methods on semi-supervised crisis tweet classification. Then we propose a simple but effective debiasing method, DeCrisisMB, that utilizes a Memory Bank to store and perform equal sampling for generated pseudo-labels from each class at each training iteration. Extensive experiments are conducted to compare different debiasing methods' performance and generalization ability in both in-distribution and out-of-distribution settings. The results demonstrate the superior performance of our proposed method. Our code is available at https://github.com/HenryPengZou/DeCrisisMB.
EXPLAIN, EDIT, GENERATE: Rationale-Sensitive Counterfactual Data Augmentation for Multi-hop Fact Verification
Authors: Yingjie Zhu, Jiasheng Si, Yibo Zhao, Haiyang Zhu, Deyu Zhou, Yulan He
Date: 2023-10-23 00:00:00
Tasks: counterfactual, Data Augmentation, Fact Verification

Automatic multi-hop fact verification task has gained significant attention in recent years. Despite impressive results, these well-designed models perform poorly on out-of-domain data. One possible solution is to augment the training data with counterfactuals, which are generated by minimally altering the causal features of the original data. However, current counterfactual data augmentation techniques fail to handle multi-hop fact verification due to their incapability to preserve the complex logical relationships within multiple correlated texts. In this paper, we overcome this limitation by developing a rationale-sensitive method to generate linguistically diverse and label-flipping counterfactuals while preserving logical relationships. In specific, the diverse and fluent counterfactuals are generated via an Explain-Edit-Generate architecture. Moreover, the checking and filtering modules are proposed to regularize the counterfactual data with logical relations and flipped labels. Experimental results show that the proposed approach outperforms the SOTA baselines and can generate linguistically diverse counterfactual data without disrupting their logical relationships.
DICE: Diverse Diffusion Model with Scoring for Trajectory Prediction
Authors: Younwoo Choi, Ray Coden Mercurius, Soheil Mohamad Alizadeh Shabestary, Amir Rasouli
Date: 2023-10-23 00:00:00
Tasks: Autonomous Driving, Denoising, Prediction, Trajectory Prediction

Road user trajectory prediction in dynamic environments is a challenging but crucial task for various applications, such as autonomous driving. One of the main challenges in this domain is the multimodal nature of future trajectories stemming from the unknown yet diverse intentions of the agents. Diffusion models have shown to be very effective in capturing such stochasticity in prediction tasks. However, these models involve many computationally expensive denoising steps and sampling operations that make them a less desirable option for real-time safety-critical applications. To this end, we present a novel framework that leverages diffusion models for predicting future trajectories in a computationally efficient manner. To minimize the computational bottlenecks in iterative sampling, we employ an efficient sampling mechanism that allows us to maximize the number of sampled trajectories for improved accuracy while maintaining inference time in real time. Moreover, we propose a scoring mechanism to select the most plausible trajectories by assigning relative ranks. We show the effectiveness of our approach by conducting empirical evaluations on common pedestrian (UCY/ETH) and autonomous driving (nuScenes) benchmark datasets on which our model achieves state-of-the-art performance on several subsets and metrics.
LINC: A Neurosymbolic Approach for Logical Reasoning by Combining Language Models with First-Order Logic Provers
Authors: Theo X. Olausson, Alex Gu, Benjamin Lipkin, Cedegao E. Zhang, Armando Solar-Lezama, Joshua B. Tenenbaum, Roger Levy
Date: 2023-10-23 00:00:00
Tasks: Logical Reasoning

Logical reasoning, i.e., deductively inferring the truth value of a conclusion from a set of premises, is an important task for artificial intelligence with wide potential impacts on science, mathematics, and society. While many prompting-based strategies have been proposed to enable Large Language Models (LLMs) to do such reasoning more effectively, they still appear unsatisfactory, often failing in subtle and unpredictable ways. In this work, we investigate the validity of instead reformulating such tasks as modular neurosymbolic programming, which we call LINC: Logical Inference via Neurosymbolic Computation. In LINC, the LLM acts as a semantic parser, translating premises and conclusions from natural language to expressions in first-order logic. These expressions are then offloaded to an external theorem prover, which symbolically performs deductive inference. Leveraging this approach, we observe significant performance gains on FOLIO and a balanced subset of ProofWriter for three different models in nearly all experimental conditions we evaluate. On ProofWriter, augmenting the comparatively small open-source StarCoder+ (15.5B parameters) with LINC even outperforms GPT-3.5 and GPT-4 with Chain-of-Thought (CoT) prompting by an absolute 38% and 10%, respectively. When used with GPT-4, LINC scores 26% higher than CoT on ProofWriter while performing comparatively on FOLIO. Further analysis reveals that although both methods on average succeed roughly equally often on this dataset, they exhibit distinct and complementary failure modes. We thus provide promising evidence for how logical reasoning over natural language can be tackled through jointly leveraging LLMs alongside symbolic provers. All corresponding code is publicly available at https://github.com/benlipkin/linc
Linear Representations of Sentiment in Large Language Models
Authors: Curt Tigges, Oskar John Hollinsworth, Atticus Geiger, Neel Nanda
Date: 2023-10-23 00:00:00
Tasks: zero-shot-classification, Zero-Shot Learning

Sentiment is a pervasive feature in natural language text, yet it is an open question how sentiment is represented within Large Language Models (LLMs). In this study, we reveal that across a range of models, sentiment is represented linearly: a single direction in activation space mostly captures the feature across a range of tasks with one extreme for positive and the other for negative. Through causal interventions, we isolate this direction and show it is causally relevant in both toy tasks and real world datasets such as Stanford Sentiment Treebank. Through this case study we model a thorough investigation of what a single direction means on a broad data distribution. We further uncover the mechanisms that involve this direction, highlighting the roles of a small subset of attention heads and neurons. Finally, we discover a phenomenon which we term the summarization motif: sentiment is not solely represented on emotionally charged words, but is additionally summarized at intermediate positions without inherent sentiment, such as punctuation and names. We show that in Stanford Sentiment Treebank zero-shot classification, 76% of above-chance classification accuracy is lost when ablating the sentiment direction, nearly half of which (36%) is due to ablating the summarized sentiment direction exclusively at comma positions.
Verb Conjugation in Transformers Is Determined by Linear Encodings of Subject Number
Authors: Sophie Hao, Tal Linzen
Date: 2023-10-23 00:00:00
Tasks: Position

Deep architectures such as Transformers are sometimes criticized for having uninterpretable "black-box" representations. We use causal intervention analysis to show that, in fact, some linguistic features are represented in a linear, interpretable format. Specifically, we show that BERT's ability to conjugate verbs relies on a linear encoding of subject number that can be manipulated with predictable effects on conjugation accuracy. This encoding is found in the subject position at the first layer and the verb position at the last layer, but distributed across positions at middle layers, particularly when there are multiple cues to subject number.
Robot Fine-Tuning Made Easy: Pre-Training Rewards and Policies for Autonomous Real-World Reinforcement Learning
Authors: Jingyun Yang, Max Sobol Mark, Brandon Vu, Archit Sharma, Jeannette Bohg, Chelsea Finn
Date: 2023-10-23 00:00:00
Tasks: reinforcement-learning, Reinforcement Learning, Robot Manipulation

The pre-train and fine-tune paradigm in machine learning has had dramatic success in a wide range of domains because the use of existing data or pre-trained models on the internet enables quick and easy learning of new tasks. We aim to enable this paradigm in robotic reinforcement learning, allowing a robot to learn a new task with little human effort by leveraging data and models from the Internet. However, reinforcement learning often requires significant human effort in the form of manual reward specification or environment resets, even if the policy is pre-trained. We introduce RoboFuME, a reset-free fine-tuning system that pre-trains a multi-task manipulation policy from diverse datasets of prior experiences and self-improves online to learn a target task with minimal human intervention. Our insights are to utilize calibrated offline reinforcement learning techniques to ensure efficient online fine-tuning of a pre-trained policy in the presence of distribution shifts and leverage pre-trained vision language models (VLMs) to build a robust reward classifier for autonomously providing reward signals during the online fine-tuning process. In a diverse set of five real robot manipulation tasks, we show that our method can incorporate data from an existing robot dataset collected at a different institution and improve on a target task within as little as 3 hours of autonomous real-world experience. We also demonstrate in simulation experiments that our method outperforms prior works that use different RL algorithms or different approaches for predicting rewards. Project website: https://robofume.github.io