pwc-archive/papers-with-abstracts huggingface dataset:
Assessing the Causal Impact of Humanitarian Aid on Food Security
Authors: Jordi Cerdà-Bautista, José María Tárraga, Vasileios Sitokonstantinou, Gustau Camps-Valls
Date: 2023-10-17 00:00:00
Tasks: Causal Inference, Humanitarian

In the face of climate change-induced droughts, vulnerable regions encounter severe threats to food security, demanding urgent humanitarian assistance. This paper introduces a causal inference framework for the Horn of Africa, aiming to assess the impact of cash-based interventions on food crises. Our contributions include identifying causal relationships within the food security system, harmonizing a comprehensive database including socio-economic, weather and remote sensing data, and estimating the causal effect of humanitarian interventions on malnutrition. On a country level, our results revealed no significant effects, likely due to limited sample size, suboptimal data quality, and an imperfect causal graph resulting from our limited understanding of multidisciplinary systems like food security. Instead, on a district level, results revealed significant effects, further implying the context-specific nature of the system. This underscores the need to enhance data collection and refine causal models with domain experts for more effective future interventions and policies, improving transparency and accountability in humanitarian aid.
Self-supervision meets kernel graph neural models: From architecture to augmentations
Authors: Jiawang Dan, Ruofan Wu, Yunpeng Liu, Baokun Wang, Changhua Meng, Tengfei Liu, Tianyi Zhang, Ningtao Wang, Xing Fu, Qi Li, Weiqiang Wang
Date: 2023-10-17 00:00:00
Tasks: Data Augmentation, Graph Classification, Graph Representation Learning, Representation Learning, Self-Supervised Learning

Graph representation learning has now become the de facto standard when handling graph-structured data, with the framework of message-passing graph neural networks (MPNN) being the most prevailing algorithmic tool. Despite its popularity, the family of MPNNs suffers from several drawbacks such as transparency and expressivity. Recently, the idea of designing neural models on graphs using the theory of graph kernels has emerged as a more transparent as well as sometimes more expressive alternative to MPNNs known as kernel graph neural networks (KGNNs). Developments on KGNNs are currently a nascent field of research, leaving several challenges from algorithmic design and adaptation to other learning paradigms such as self-supervised learning. In this paper, we improve the design and learning of KGNNs. Firstly, we extend the algorithmic formulation of KGNNs by allowing a more flexible graph-level similarity definition that encompasses former proposals like random walk graph kernel, as well as providing a smoother optimization objective that alleviates the need of introducing combinatorial learning procedures. Secondly, we enhance KGNNs through the lens of self-supervision via developing a novel structure-preserving graph data augmentation method called latent graph augmentation (LGA). Finally, we perform extensive empirical evaluations to demonstrate the efficacy of our proposed mechanisms. Experimental results over benchmark datasets suggest that our proposed model achieves competitive performance that is comparable to or sometimes outperforming state-of-the-art graph representation learning frameworks with or without self-supervision on graph classification tasks. Comparisons against other previously established graph data augmentation methods verify that the proposed LGA augmentation scheme captures better semantics of graph-level invariance.
CrossCodeEval: A Diverse and Multilingual Benchmark for Cross-File Code Completion
Date: 2023-10-17 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: Code Completion, HumanEval, mbpp

Code completion models have made significant progress in recent years, yet current popular evaluation datasets, such as HumanEval and MBPP, predominantly focus on code completion tasks within a single file. This over-simplified setting falls short of representing the real-world software development scenario where repositories span multiple files with numerous cross-file dependencies, and accessing and understanding cross-file context is often required to complete the code correctly. To fill in this gap, we propose CrossCodeEval, a diverse and multilingual code completion benchmark that necessitates an in-depth cross-file contextual understanding to complete the code accurately. CrossCodeEval is built on a diverse set of real-world, open-sourced, permissively-licensed repositories in four popular programming languages: Python, Java, TypeScript, and C#. To create examples that strictly require cross-file context for accurate completion, we propose a straightforward yet efficient static-analysis-based approach to pinpoint the use of cross-file context within the current file. Extensive experiments on state-of-the-art code language models like CodeGen and StarCoder demonstrate that CrossCodeEval is extremely challenging when the relevant cross-file context is absent, and we see clear improvements when adding these context into the prompt. However, despite such improvements, the pinnacle of performance remains notably unattained even with the highest-performing model, indicating that CrossCodeEval is also capable of assessing model's capability in leveraging extensive context to make better code completion. Finally, we benchmarked various methods in retrieving cross-file context, and show that CrossCodeEval can also be used to measure the capability of code retrievers.
Entity Matching using Large Language Models
Authors: Ralph Peeters, Aaron Steiner, Christian Bizer
Date: 2023-10-17 00:00:00
Tasks: Data Integration, Entity Resolution

Entity matching is the task of deciding whether two entity descriptions refer to the same real-world entity. Entity matching is a central step in most data integration pipelines. Many state-of-the-art entity matching methods rely on pre-trained language models (PLMs) such as BERT or RoBERTa. Two major drawbacks of these models for entity matching are that (i) the models require significant amounts of task-specific training data and (ii) the fine-tuned models are not robust concerning out-of-distribution entities. This paper investigates using generative large language models (LLMs) as a less task-specific training data-dependent and more robust alternative to PLM-based matchers. The study covers hosted and open-source LLMs which can be run locally. We evaluate these models in a zero-shot scenario and a scenario where task-specific training data is available. We compare different prompt designs and the prompt sensitivity of the models. We show that there is no single best prompt but that the prompt needs to be tuned for each model/dataset combination. We further investigate (i) the selection of in-context demonstrations, (ii) the generation of matching rules, as well as (iii) fine-tuning LLMs using the same pool of training data. Our experiments show that the best LLMs require no or only a few training examples to perform comparably to PLMs that were fine-tuned using thousands of examples. LLM-based matchers further exhibit higher robustness to unseen entities. We show that GPT4 can generate structured explanations for matching decisions and can automatically identify potential causes of matching errors by analyzing explanations of wrong decisions. We demonstrate that the model can generate meaningful textual descriptions of the identified error classes, which can help data engineers to improve entity matching pipelines.
Learning to Sample Better
Authors: Michael S. Albergo, Eric Vanden-Eijnden
Date: 2023-10-17 00:00:00

These lecture notes provide an introduction to recent advances in generative modeling methods based on the dynamical transportation of measures, by means of which samples from a simple base measure are mapped to samples from a target measure of interest. Special emphasis is put on the applications of these methods to Monte-Carlo (MC) sampling techniques, such as importance sampling and Markov Chain Monte-Carlo (MCMC) schemes. In this context, it is shown how the maps can be learned variationally using data generated by MC sampling, and how they can in turn be used to improve such sampling in a positive feedback loop.
Zipformer: A faster and better encoder for automatic speech recognition
Authors: Zengwei Yao, Liyong Guo, Xiaoyu Yang, Wei Kang, Fangjun Kuang, Yifan Yang, Zengrui Jin, Long Lin, Daniel Povey
Date: 2023-10-17 00:00:00
Tasks: Automatic Speech Recognition, Automatic Speech Recognition (ASR), speech-recognition, Speech Recognition

The Conformer has become the most popular encoder model for automatic speech recognition (ASR). It adds convolution modules to a transformer to learn both local and global dependencies. In this work we describe a faster, more memory-efficient, and better-performing transformer, called Zipformer. Modeling changes include: 1) a U-Net-like encoder structure where middle stacks operate at lower frame rates; 2) reorganized block structure with more modules, within which we re-use attention weights for efficiency; 3) a modified form of LayerNorm called BiasNorm allows us to retain some length information; 4) new activation functions SwooshR and SwooshL work better than Swish. We also propose a new optimizer, called ScaledAdam, which scales the update by each tensor's current scale to keep the relative change about the same, and also explictly learns the parameter scale. It achieves faster convergence and better performance than Adam. Extensive experiments on LibriSpeech, Aishell-1, and WenetSpeech datasets demonstrate the effectiveness of our proposed Zipformer over other state-of-the-art ASR models. Our code is publicly available at https://github.com/k2-fsa/icefall.
Can Large Language Models Explain Themselves? A Study of LLM-Generated Self-Explanations
Authors: Shiyuan Huang, Siddarth Mamidanna, Shreedhar Jangam, Yilun Zhou, Leilani H. Gilpin
Date: 2023-10-17 00:00:00
Tasks: Mathematical Reasoning, Sentiment Analysis

Large language models (LLMs) such as ChatGPT have demonstrated superior performance on a variety of natural language processing (NLP) tasks including sentiment analysis, mathematical reasoning and summarization. Furthermore, since these models are instruction-tuned on human conversations to produce "helpful" responses, they can and often will produce explanations along with the response, which we call self-explanations. For example, when analyzing the sentiment of a movie review, the model may output not only the positivity of the sentiment, but also an explanation (e.g., by listing the sentiment-laden words such as "fantastic" and "memorable" in the review). How good are these automatically generated self-explanations? In this paper, we investigate this question on the task of sentiment analysis and for feature attribution explanation, one of the most commonly studied settings in the interpretability literature (for pre-ChatGPT models). Specifically, we study different ways to elicit the self-explanations, evaluate their faithfulness on a set of evaluation metrics, and compare them to traditional explanation methods such as occlusion or LIME saliency maps. Through an extensive set of experiments, we find that ChatGPT's self-explanations perform on par with traditional ones, but are quite different from them according to various agreement metrics, meanwhile being much cheaper to produce (as they are generated along with the prediction). In addition, we identified several interesting characteristics of them, which prompt us to rethink many current model interpretability practices in the era of ChatGPT(-like) LLMs.
Federated Learning with Nonvacuous Generalisation Bounds
Authors: Pierre Jobic, Maxime Haddouche, Benjamin Guedj
Date: 2023-10-17 00:00:00
Tasks: Federated Learning

We introduce a novel strategy to train randomised predictors in federated learning, where each node of the network aims at preserving its privacy by releasing a local predictor but keeping secret its training dataset with respect to the other nodes. We then build a global randomised predictor which inherits the properties of the local private predictors in the sense of a PAC-Bayesian generalisation bound. We consider the synchronous case where all nodes share the same training objective (derived from a generalisation bound), and the asynchronous case where each node may have its own personalised training objective. We show through a series of numerical experiments that our approach achieves a comparable predictive performance to that of the batch approach where all datasets are shared across nodes. Moreover the predictors are supported by numerically nonvacuous generalisation bounds while preserving privacy for each node. We explicitly compute the increment on predictive performance and generalisation bounds between batch and federated settings, highlighting the price to pay to preserve privacy.
Adversarial Bandits with Multi-User Delayed Feedback: Theory and Application
Authors: Yandi Li, Jianxiong Guo, Yupeng Li, Tian Wang, Weijia Jia
Date: 2023-10-17 00:00:00

The multi-armed bandit (MAB) models have attracted significant research attention due to their applicability and effectiveness in various real-world scenarios such as resource allocation, online advertising, and dynamic pricing. As an important branch, the adversarial MAB problems with delayed feedback have been proposed and studied by many researchers recently where a conceptual adversary strategically selects the reward distributions associated with each arm to challenge the learning algorithm and the agent experiences a delay between taking an action and receiving the corresponding reward feedback. However, the existing models restrict the feedback to be generated from only one user, which makes models inapplicable to the prevailing scenarios of multiple users (e.g. ad recommendation for a group of users). In this paper, we consider that the delayed feedback results are from multiple users and are unrestricted on internal distribution. In contrast, the feedback delay is arbitrary and unknown to the player in advance. Also, for different users in a round, the delays in feedback have no assumption of latent correlation. Thus, we formulate an adversarial MAB problem with multi-user delayed feedback and design a modified EXP3 algorithm MUD-EXP3, which makes a decision at each round by considering the importance-weighted estimator of the received feedback from different users. On the premise of known terminal round index $T$, the number of users $M$, the number of arms $N$, and upper bound of delay $d_{max}$, we prove a regret of $\mathcal{O}(\sqrt{TM^2\ln{N}(N\mathrm{e}+4d_{max})})$. Furthermore, for the more common case of unknown $T$, an adaptive algorithm AMUD-EXP3 is proposed with a sublinear regret with respect to $T$. Finally, extensive experiments are conducted to indicate the correctness and effectiveness of our algorithms.
Efficiently Visualizing Large Graphs
Authors: Xinyu Li, Yao Xiao, Yuchen Zhou
Date: 2023-10-17 00:00:00
Tasks: Dimensionality Reduction, Graph Embedding

Most existing graph visualization methods based on dimension reduction are limited to relatively small graphs due to performance issues. In this work, we propose a novel dimension reduction method for graph visualization, called t-Distributed Stochastic Graph Neighbor Embedding (t-SGNE). t-SGNE is specifically designed to visualize cluster structures in the graph. As a variant of the standard t-SNE method, t-SGNE avoids the time-consuming computations of pairwise similarity. Instead, it uses the neighbor structures of the graph to reduce the time complexity from quadratic to linear, thus supporting larger graphs. In addition, to suit t-SGNE, we combined Laplacian Eigenmaps with the shortest path algorithm in graphs to form the graph embedding algorithm ShortestPath Laplacian Eigenmaps Embedding (SPLEE). Performing SPLEE to obtain a high-dimensional embedding of the large-scale graph and then using t-SGNE to reduce its dimension for visualization, we are able to visualize graphs with up to 300K nodes and 1M edges within 5 minutes and achieve approximately 10% improvement in visualization quality. Codes and data are available at https://github.com/Charlie-XIAO/embedding-visualization-test.
Serenade: A Model for Human-in-the-loop Automatic Chord Estimation
Authors: Hendrik Vincent Koops, Gianluca Micchi, Ilaria Manco, Elio Quinton
Date: 2023-10-17 00:00:00

Computational harmony analysis is important for MIR tasks such as automatic segmentation, corpus analysis and automatic chord label estimation. However, recent research into the ambiguous nature of musical harmony, causing limited inter-rater agreement, has made apparent that there is a glass ceiling for common metrics such as accuracy. Commonly, these issues are addressed either in the training data itself by creating majority-rule annotations or during the training phase by learning soft targets. We propose a novel alternative approach in which a human and an autoregressive model together co-create a harmonic annotation for an audio track. After automatically generating harmony predictions, a human sparsely annotates parts with low model confidence and the model then adjusts its predictions following human guidance. We evaluate our model on a dataset of popular music and we show that, with this human-in-the-loop approach, harmonic analysis performance improves over a model-only approach. The human contribution is amplified by the second, constrained prediction of the model.
Probing the Creativity of Large Language Models: Can models produce divergent semantic association?
Authors: Honghua Chen, Nai Ding
Date: 2023-10-17 00:00:00

Large language models possess remarkable capacity for processing language, but it remains unclear whether these models can further generate creative content. The present study aims to investigate the creative thinking of large language models through a cognitive perspective. We utilize the divergent association task (DAT), an objective measurement of creativity that asks models to generate unrelated words and calculates the semantic distance between them. We compare the results across different models and decoding strategies. Our findings indicate that: (1) When using the greedy search strategy, GPT-4 outperforms 96% of humans, while GPT-3.5-turbo exceeds the average human level. (2) Stochastic sampling and temperature scaling are effective to obtain higher DAT scores for models except GPT-4, but face a trade-off between creativity and stability. These results imply that advanced large language models have divergent semantic associations, which is a fundamental process underlying creativity.
Exploring a new machine learning based probabilistic model for high-resolution indoor radon mapping, using the German indoor radon survey data
Authors: Eric Petermann, Peter Bossew, Joachim Kemski, Valeria Gruber, Nils Suhr, Bernd Hoffmann
Date: 2023-10-17 00:00:00
Tasks: Descriptive, quantile regression

Radon is a carcinogenic, radioactive gas that can accumulate indoors. Therefore, accurate knowledge of indoor radon concentration is crucial for assessing radon-related health effects or identifying radon-prone areas. Indoor radon concentration at the national scale is usually estimated on the basis of extensive measurement campaigns. However, characteristics of the sample often differ from the characteristics of the population due to the large number of relevant factors that control the indoor radon concentration such as the availability of geogenic radon or floor level. Furthermore, the sample size usually does not allow estimation with high spatial resolution. We propose a model-based approach that allows a more realistic estimation of indoor radon distribution with a higher spatial resolution than a purely data-based approach. A two-stage modelling approach was applied: 1) a quantile regression forest using environmental and building data as predictors was applied to estimate the probability distribution function of indoor radon for each floor level of each residential building in Germany; (2) a probabilistic Monte Carlo sampling technique enabled the combination and population weighting of floor-level predictions. In this way, the uncertainty of the individual predictions is effectively propagated into the estimate of variability at the aggregated level. The results show an approximate lognormal distribution with an arithmetic mean of 63 Bq/m3, a geometric mean of 41 Bq/m3 and a 95 %ile of 180 Bq/m3. The exceedance probability for 100 Bq/m3 and 300 Bq/m3 are 12.5 % (10.5 million people) and 2.2 % (1.9 million people), respectively.
Keep Various Trajectories: Promoting Exploration of Ensemble Policies in Continuous Control
Date: 2023-10-17 00:00:00
Proceeding: NeurIPS 2023 11
Tasks: continuous-control, Continuous Control, Decision Making, Deep Reinforcement Learning, Diversity, Sequential Decision Making

The combination of deep reinforcement learning (DRL) with ensemble methods has been proved to be highly effective in addressing complex sequential decision-making problems. This success can be primarily attributed to the utilization of multiple models, which enhances both the robustness of the policy and the accuracy of value function estimation. However, there has been limited analysis of the empirical success of current ensemble RL methods thus far. Our new analysis reveals that the sample efficiency of previous ensemble DRL algorithms may be limited by sub-policies that are not as diverse as they could be. Motivated by these findings, our study introduces a new ensemble RL algorithm, termed \textbf{T}rajectories-awar\textbf{E} \textbf{E}nsemble exploratio\textbf{N} (TEEN). The primary goal of TEEN is to maximize the expected return while promoting more diverse trajectories. Through extensive experiments, we demonstrate that TEEN not only enhances the sample diversity of the ensemble policy compared to using sub-policies alone but also improves the performance over ensemble RL algorithms. On average, TEEN outperforms the baseline ensemble DRL algorithms by 41\% in performance on the tested representative environments.
Non-parametric Conditional Independence Testing for Mixed Continuous-Categorical Variables: A Novel Method and Numerical Evaluation
Authors: Oana-Iuliana Popescu, Andreas Gerhardus, Jakob Runge
Date: 2023-10-17 00:00:00
Tasks: Causal Discovery, Variable Selection

Conditional independence testing (CIT) is a common task in machine learning, e.g., for variable selection, and a main component of constraint-based causal discovery. While most current CIT approaches assume that all variables are numerical or all variables are categorical, many real-world applications involve mixed-type datasets that include numerical and categorical variables. Non-parametric CIT can be conducted using conditional mutual information (CMI) estimators combined with a local permutation scheme. Recently, two novel CMI estimators for mixed-type datasets based on k-nearest-neighbors (k-NN) have been proposed. As with any k-NN method, these estimators rely on the definition of a distance metric. One approach computes distances by a one-hot encoding of the categorical variables, essentially treating categorical variables as discrete-numerical, while the other expresses CMI by entropy terms where the categorical variables appear as conditions only. In this work, we study these estimators and propose a variation of the former approach that does not treat categorical variables as numeric. Our numerical experiments show that our variant detects dependencies more robustly across different data distributions and preprocessing types.