pwc-archive/papers-with-abstracts huggingface dataset:
Using Natural Language Inference to Improve Persona Extraction from Dialogue in a New Domain
Authors: Alexandra DeLucia, Mengjie Zhao, Yoshinori Maeda, Makoto Yoda, Keiichi Yamada, Hiromi Wakaki
Date: 2024-01-12 00:00:00
Tasks: Diversity, Natural Language Inference, Reranking

While valuable datasets such as PersonaChat provide a foundation for training persona-grounded dialogue agents, they lack diversity in conversational and narrative settings, primarily existing in the "real" world. To develop dialogue agents with unique personas, models are trained to converse given a specific persona, but hand-crafting these persona can be time-consuming, thus methods exist to automatically extract persona information from existing character-specific dialogue. However, these persona-extraction models are also trained on datasets derived from PersonaChat and struggle to provide high-quality persona information from conversational settings that do not take place in the real world, such as the fantasy-focused dataset, LIGHT. Creating new data to train models on a specific setting is human-intensive, thus prohibitively expensive. To address both these issues, we introduce a natural language inference method for post-hoc adapting a trained persona extraction model to a new setting. We draw inspiration from the literature of dialog natural language inference (NLI), and devise NLI-reranking methods to extract structured persona information from dialogue. Compared to existing persona extraction models, our method returns higher-quality extracted persona and requires less human annotation.
Relying on the Unreliable: The Impact of Language Models' Reluctance to Express Uncertainty
Authors: Kaitlyn Zhou, Jena D. Hwang, Xiang Ren, Maarten Sap
Date: 2024-01-12 00:00:00

As natural language becomes the default interface for human-AI interaction, there is a need for LMs to appropriately communicate uncertainties in downstream applications. In this work, we investigate how LMs incorporate confidence in responses via natural language and how downstream users behave in response to LM-articulated uncertainties. We examine publicly deployed models and find that LMs are reluctant to express uncertainties when answering questions even when they produce incorrect responses. LMs can be explicitly prompted to express confidences, but tend to be overconfident, resulting in high error rates (an average of 47%) among confident responses. We test the risks of LM overconfidence by conducting human experiments and show that users rely heavily on LM generations, whether or not they are marked by certainty. Lastly, we investigate the preference-annotated datasets used in post training alignment and find that humans are biased against texts with uncertainty. Our work highlights new safety harms facing human-LM interactions and proposes design recommendations and mitigating strategies moving forward.
Reframing Tax Law Entailment as Analogical Reasoning
Authors: Xinrui Zou, Ming Zhang, Nathaniel Weir, Benjamin Van Durme, Nils Holzenberger
Date: 2024-01-12 00:00:00
Tasks: Retrieval

Statutory reasoning refers to the application of legislative provisions to a series of case facts described in natural language. We re-frame statutory reasoning as an analogy task, where each instance of the analogy task involves a combination of two instances of statutory reasoning. This increases the dataset size by two orders of magnitude, and introduces an element of interpretability. We show that this task is roughly as difficult to Natural Language Processing models as the original task. Finally, we come back to statutory reasoning, solving it with a combination of a retrieval mechanism and analogy models, and showing some progress on prior comparable work.
Reliability Analysis of Psychological Concept Extraction and Classification in User-penned Text
Authors: Muskan Garg, MSVPJ Sathvik, Amrit Chadha, Shaina Raza, Sunghwan Sohn
Date: 2024-01-12 00:00:00
Tasks: Binary Classification

The social NLP research community witness a recent surge in the computational advancements of mental health analysis to build responsible AI models for a complex interplay between language use and self-perception. Such responsible AI models aid in quantifying the psychological concepts from user-penned texts on social media. On thinking beyond the low-level (classification) task, we advance the existing binary classification dataset, towards a higher-level task of reliability analysis through the lens of explanations, posing it as one of the safety measures. We annotate the LoST dataset to capture nuanced textual cues that suggest the presence of low self-esteem in the posts of Reddit users. We further state that the NLP models developed for determining the presence of low self-esteem, focus more on three types of textual cues: (i) Trigger: words that triggers mental disturbance, (ii) LoST indicators: text indicators emphasizing low self-esteem, and (iii) Consequences: words describing the consequences of mental disturbance. We implement existing classifiers to examine the attention mechanism in pre-trained language models (PLMs) for a domain-specific psychology-grounded task. Our findings suggest the need of shifting the focus of PLMs from Trigger and Consequences to a more comprehensive explanation, emphasizing LoST indicators while determining low self-esteem in Reddit posts.
A Closed-form Solution for Weight Optimization in Fully-connected Feed-forward Neural Networks
Authors: Slavisa Tomic, João Pedro Matos-Carvalho, Marko Beko
Date: 2024-01-12 00:00:00
Tasks: Form

This work addresses weight optimization problem for fully-connected feed-forward neural networks. Unlike existing approaches that are based on back-propagation (BP) and chain rule gradient-based optimization (which implies iterative execution, potentially burdensome and time-consuming in some cases), the proposed approach offers the solution for weight optimization in closed-form by means of least squares (LS) methodology. In the case where the input-to-output mapping is injective, the new approach optimizes the weights in a back-propagating fashion in a single iteration by jointly optimizing a set of weights in each layer for each neuron. In the case where the input-to-output mapping is not injective (e.g., in classification problems), the proposed solution is easily adapted to obtain its final solution in a few iterations. An important advantage over the existing solutions is that these computations (for all neurons in a layer) are independent from each other; thus, they can be carried out in parallel to optimize all weights in a given layer simultaneously. Furthermore, its running time is deterministic in the sense that one can obtain the exact number of computations necessary to optimize the weights in all network layers (per iteration, in the case of non-injective mapping). Our simulation and empirical results show that the proposed scheme, BPLS, works well and is competitive with existing ones in terms of accuracy, but significantly surpasses them in terms of running time. To summarize, the new method is straightforward to implement, is competitive and computationally more efficient than the existing ones, and is well-tailored for parallel implementation.
An Experimental Design Framework for Label-Efficient Supervised Finetuning of Large Language Models
Authors: Gantavya Bhatt, Yifang Chen, Arnav M. Das, Jifan Zhang, Sang T. Truong, Stephen Mussmann, Yinglun Zhu, Jeffrey Bilmes, Simon S. Du, Kevin Jamieson, Jordan T. Ash, Robert D. Nowak
Date: 2024-01-12 00:00:00
Tasks: Active Learning, Diversity, Experimental Design, Zero-shot Generalization

Supervised finetuning (SFT) on instruction datasets has played a crucial role in achieving the remarkable zero-shot generalization capabilities observed in modern large language models (LLMs). However, the annotation efforts required to produce high quality responses for instructions are becoming prohibitively expensive, especially as the number of tasks spanned by instruction datasets continues to increase. Active learning is effective in identifying useful subsets of samples to annotate from an unlabeled pool, but its high computational cost remains a barrier to its widespread applicability in the context of LLMs. To mitigate the annotation cost of SFT and circumvent the computational bottlenecks of active learning, we propose using experimental design. Experimental design techniques select the most informative samples to label, and typically maximize some notion of uncertainty and/or diversity. In our work, we implement a framework that evaluates several existing and novel experimental design techniques and find that these methods consistently yield significant gains in label efficiency with little computational overhead. On generative tasks, our methods achieve the same generalization performance with only $50\%$ of annotation cost required by random sampling.
DQNC2S: DQN-based Cross-stream Crisis event Summarizer
Authors: Daniele Rege Cambrin, Luca Cagliero, Paolo Garza
Date: 2024-01-12 00:00:00
Tasks: Re-Ranking

Summarizing multiple disaster-relevant data streams simultaneously is particularly challenging as existing Retrieve&Re-ranking strategies suffer from the inherent redundancy of multi-stream data and limited scalability in a multi-query setting. This work proposes an online approach to crisis timeline generation based on weak annotation with Deep Q-Networks. It selects on-the-fly the relevant pieces of text without requiring neither human annotations nor content re-ranking. This makes the inference time independent of the number of input queries. The proposed approach also incorporates a redundancy filter into the reward function to effectively handle cross-stream content overlaps. The achieved ROUGE and BERTScore results are superior to those of best-performing models on the CrisisFACTS 2022 benchmark.
LLMRS: Unlocking Potentials of LLM-Based Recommender Systems for Software Purchase
Authors: Angela John, Theophilus Aidoo, Hamayoon Behmanush, Irem B. Gunduz, Hewan Shrestha, Maxx Richard Rahman, Wolfgang Maaß
Date: 2024-01-12 00:00:00
Tasks: Recommendation Systems

Recommendation systems are ubiquitous, from Spotify playlist suggestions to Amazon product suggestions. Nevertheless, depending on the methodology or the dataset, these systems typically fail to capture user preferences and generate general recommendations. Recent advancements in Large Language Models (LLM) offer promising results for analyzing user queries. However, employing these models to capture user preferences and efficiency remains an open question. In this paper, we propose LLMRS, an LLM-based zero-shot recommender system where we employ pre-trained LLM to encode user reviews into a review score and generate user-tailored recommendations. We experimented with LLMRS on a real-world dataset, the Amazon product reviews, for software purchase use cases. The results show that LLMRS outperforms the ranking-based baseline model while successfully capturing meaningful information from product reviews, thereby providing more reliable recommendations.
How Johnny Can Persuade LLMs to Jailbreak Them: Rethinking Persuasion to Challenge AI Safety by Humanizing LLMs
Authors: Yi Zeng, Hongpeng Lin, Jingwen Zhang, Diyi Yang, Ruoxi Jia, Weiyan Shi
Date: 2024-01-12 00:00:00

Most traditional AI safety research has approached AI models as machines and centered on algorithm-focused attacks developed by security experts. As large language models (LLMs) become increasingly common and competent, non-expert users can also impose risks during daily interactions. This paper introduces a new perspective to jailbreak LLMs as human-like communicators, to explore this overlooked intersection between everyday language interaction and AI safety. Specifically, we study how to persuade LLMs to jailbreak them. First, we propose a persuasion taxonomy derived from decades of social science research. Then, we apply the taxonomy to automatically generate interpretable persuasive adversarial prompts (PAP) to jailbreak LLMs. Results show that persuasion significantly increases the jailbreak performance across all risk categories: PAP consistently achieves an attack success rate of over $92\%$ on Llama 2-7b Chat, GPT-3.5, and GPT-4 in $10$ trials, surpassing recent algorithm-focused attacks. On the defense side, we explore various mechanisms against PAP and, found a significant gap in existing defenses, and advocate for more fundamental mitigation for highly interactive LLMs
Decoupling Pixel Flipping and Occlusion Strategy for Consistent XAI Benchmarks
Authors: Stefan Blücher, Johanna Vielhaben, Nils Strodthoff
Date: 2024-01-12 00:00:00

Feature removal is a central building block for eXplainable AI (XAI), both for occlusion-based explanations (Shapley values) as well as their evaluation (pixel flipping, PF). However, occlusion strategies can vary significantly from simple mean replacement up to inpainting with state-of-the-art diffusion models. This ambiguity limits the usefulness of occlusion-based approaches. For example, PF benchmarks lead to contradicting rankings. This is amplified by competing PF measures: Features are either removed starting with most influential first (MIF) or least influential first (LIF). This study proposes two complementary perspectives to resolve this disagreement problem. Firstly, we address the common criticism of occlusion-based XAI, that artificial samples lead to unreliable model evaluations. We propose to measure the reliability by the R(eference)-Out-of-Model-Scope (OMS) score. The R-OMS score enables a systematic comparison of occlusion strategies and resolves the disagreement problem by grouping consistent PF rankings. Secondly, we show that the insightfulness of MIF and LIF is conversely dependent on the R-OMS score. To leverage this, we combine the MIF and LIF measures into the symmetric relevance gain (SRG) measure. This breaks the inherent connection to the underlying occlusion strategy and leads to consistent rankings. This resolves the disagreement problem, which we verify for a set of 40 different occlusion strategies.
Experimental Contexts Can Facilitate Robust Semantic Property Inference in Language Models, but Inconsistently
Authors: Kanishka Misra, Allyson Ettinger, Kyle Mahowald
Date: 2024-01-12 00:00:00
Tasks: Novel Concepts

Recent zero-shot evaluations have highlighted important limitations in the abilities of language models (LMs) to perform meaning extraction. However, it is now well known that LMs can demonstrate radical improvements in the presence of experimental contexts such as in-context examples and instructions. How well does this translate to previously studied meaning-sensitive tasks? We present a case-study on the extent to which experimental contexts can improve LMs' robustness in performing property inheritance -- predicting semantic properties of novel concepts, a task that they have been previously shown to fail on. Upon carefully controlling the nature of the in-context examples and the instructions, our work reveals that they can indeed lead to non-trivial property inheritance behavior in LMs. However, this ability is inconsistent: with a minimal reformulation of the task, some LMs were found to pick up on shallow, non-semantic heuristics from their inputs, suggesting that the computational principles of semantic property inference are yet to be mastered by LMs.
CCFC: Bridging Federated Clustering and Contrastive Learning
Authors: Jie Yan, Jing Liu, Zhong-Yuan Zhang
Date: 2024-01-12 00:00:00
Tasks: Clustering, Contrastive Learning, Representation Learning

Federated clustering, an essential extension of centralized clustering for federated scenarios, enables multiple data-holding clients to collaboratively group data while keeping their data locally. In centralized scenarios, clustering driven by representation learning has made significant advancements in handling high-dimensional complex data. However, the combination of federated clustering and representation learning remains underexplored. To bridge this, we first tailor a cluster-contrastive model for learning clustering-friendly representations. Then, we harness this model as the foundation for proposing a new federated clustering method, named cluster-contrastive federated clustering (CCFC). Benefiting from representation learning, the clustering performance of CCFC even double those of the best baseline methods in some cases. Compared to the most related baseline, the benefit results in substantial NMI score improvements of up to 0.4155 on the most conspicuous case. Moreover, CCFC also shows superior performance in handling device failures from a practical viewpoint.
Ada-Retrieval: An Adaptive Multi-Round Retrieval Paradigm for Sequential Recommendations
Authors: Lei LI, Jianxun Lian, Xiao Zhou, Xing Xie
Date: 2024-01-12 00:00:00
Tasks: Recommendation Systems, Retrieval

Retrieval models aim at selecting a small set of item candidates which match the preference of a given user. They play a vital role in large-scale recommender systems since subsequent models such as rankers highly depend on the quality of item candidates. However, most existing retrieval models employ a single-round inference paradigm, which may not adequately capture the dynamic nature of user preferences and stuck in one area in the item space. In this paper, we propose Ada-Retrieval, an adaptive multi-round retrieval paradigm for recommender systems that iteratively refines user representations to better capture potential candidates in the full item space. Ada-Retrieval comprises two key modules: the item representation adapter and the user representation adapter, designed to inject context information into items' and users' representations. The framework maintains a model-agnostic design, allowing seamless integration with various backbone models such as RNNs or Transformers. We perform experiments on three widely used public datasets, incorporating five powerful sequential recommenders as backbone models. Our results demonstrate that Ada-Retrieval significantly enhances the performance of various base models, with consistent improvements observed across different datasets. Our code and data are publicly available at: https://github.com/ll0ruc/Ada-Retrieval.
Every Node is Different: Dynamically Fusing Self-Supervised Tasks for Attributed Graph Clustering
Authors: Pengfei Zhu, Qian Wang, Yu Wang, Jialu Li, QinGhua Hu
Date: 2024-01-12 00:00:00
Tasks: Clustering, Graph Clustering, Self-Supervised Learning

Attributed graph clustering is an unsupervised task that partitions nodes into different groups. Self-supervised learning (SSL) shows great potential in handling this task, and some recent studies simultaneously learn multiple SSL tasks to further boost performance. Currently, different SSL tasks are assigned the same set of weights for all graph nodes. However, we observe that some graph nodes whose neighbors are in different groups require significantly different emphases on SSL tasks. In this paper, we propose to dynamically learn the weights of SSL tasks for different nodes and fuse the embeddings learned from different SSL tasks to boost performance. We design an innovative graph clustering approach, namely Dynamically Fusing Self-Supervised Learning (DyFSS). Specifically, DyFSS fuses features extracted from diverse SSL tasks using distinct weights derived from a gating network. To effectively learn the gating network, we design a dual-level self-supervised strategy that incorporates pseudo labels and the graph structure. Extensive experiments on five datasets show that DyFSS outperforms the state-of-the-art multi-task SSL methods by up to 8.66% on the accuracy metric. The code of DyFSS is available at: https://github.com/q086/DyFSS.
Dynamic Behaviour of Connectionist Speech Recognition with Strong Latency Constraints
Authors: Giampiero Salvi
Date: 2024-01-12 00:00:00
Tasks: Decoder, Language Modeling, Language Modelling, speech-recognition, Speech Recognition

This paper describes the use of connectionist techniques in phonetic speech recognition with strong latency constraints. The constraints are imposed by the task of deriving the lip movements of a synthetic face in real time from the speech signal, by feeding the phonetic string into an articulatory synthesiser. Particular attention has been paid to analysing the interaction between the time evolution model learnt by the multi-layer perceptrons and the transition model imposed by the Viterbi decoder, in different latency conditions. Two experiments were conducted in which the time dependencies in the language model (LM) were controlled by a parameter. The results show a strong interaction between the three factors involved, namely the neural network topology, the length of time dependencies in the LM and the decoder latency.
Mapping Transformer Leveraged Embeddings for Cross-Lingual Document Representation
Authors: Tsegaye Misikir Tashu, Eduard-Raul Kontos, Matthia Sabatelli, Matias Valdenegro-Toro
Date: 2024-01-12 00:00:00
Tasks: Recommendation Systems, Retrieval

Recommendation systems, for documents, have become tools to find relevant content on the Web. However, these systems have limitations when it comes to recommending documents in languages different from the query language, which means they might overlook resources in non-native languages. This research focuses on representing documents across languages by using Transformer Leveraged Document Representations (TLDRs) that are mapped to a cross-lingual domain. Four multilingual pre-trained transformer models (mBERT, mT5 XLM RoBERTa, ErnieM) were evaluated using three mapping methods across 20 language pairs representing combinations of five selected languages of the European Union. Metrics like Mate Retrieval Rate and Reciprocal Rank were used to measure the effectiveness of mapped TLDRs compared to non-mapped ones. The results highlight the power of cross-lingual representations achieved through pre-trained transformers and mapping approaches suggesting a promising direction for expanding beyond language connections, between two specific languages.
Lost in the Source Language: How Large Language Models Evaluate the Quality of Machine Translation
Authors: Xu Huang, Zhirui Zhang, Xiang Geng, Yichao Du, Jiajun Chen, ShuJian Huang
Date: 2024-01-12 00:00:00
Tasks: Machine Translation, Translation

This study investigates how Large Language Models (LLMs) leverage source and reference data in machine translation evaluation task, aiming to better understand the mechanisms behind their remarkable performance in this task. We design the controlled experiments across various input modes and model types, and employ both coarse-grained and fine-grained prompts to discern the utility of source versus reference information. We find that reference information significantly enhances the evaluation accuracy, while surprisingly, source information sometimes is counterproductive, indicating LLMs' inability to fully leverage the cross-lingual capability when evaluating translations. Further analysis of the fine-grained evaluation and fine-tuning experiments show similar results. These findings also suggest a potential research direction for LLMs that fully exploits the cross-lingual capability of LLMs to achieve better performance in machine translation evaluation tasks.