pwc-archive/papers-with-abstracts huggingface dataset:
Explainable Product Classification for Customs
Authors: Eunji Lee, Sihyeon Kim, Sundong Kim, Soyeon Jung, Heeja Kim, Meeyoung Cha
Date: 2023-11-18 00:00:00
Tasks: Classification

The task of assigning internationally accepted commodity codes (aka HS codes) to traded goods is a critical function of customs offices. Like court decisions made by judges, this task follows the doctrine of precedent and can be nontrivial even for experienced officers. Together with the Korea Customs Service (KCS), we propose a first-ever explainable decision supporting model that suggests the most likely subheadings (i.e., the first six digits) of the HS code. The model also provides reasoning for its suggestion in the form of a document that is interpretable by customs officers. We evaluated the model using 5,000 cases that recently received a classification request. The results showed that the top-3 suggestions made by our model had an accuracy of 93.9\% when classifying 925 challenging subheadings. A user study with 32 customs experts further confirmed that our algorithmic suggestions accompanied by explainable reasonings, can substantially reduce the time and effort taken by customs officers for classification reviews.
Compact and Intuitive Airfoil Parameterization Method through Physics-aware Variational Autoencoder
Authors: Yu-Eop Kang, Dawoon Lee, Kwanjung Yee
Date: 2023-11-18 00:00:00

Airfoil shape optimization plays a critical role in the design of high-performance aircraft. However, the high-dimensional nature of airfoil representation causes the challenging problem known as the "curse of dimensionality". To overcome this problem, numerous airfoil parameterization methods have been developed, which can be broadly classified as polynomial-based and data-driven approaches. Each of these methods has desirable characteristics such as flexibility, parsimony, feasibility, and intuitiveness, but a single approach that encompasses all of these attributes has yet to be found. For example, polynomial-based methods struggle to balance parsimony and flexibility, while data-driven methods lack in feasibility and intuitiveness. In recent years, generative models, such as generative adversarial networks and variational autoencoders, have shown promising potential in airfoil parameterization. However, these models still face challenges related to intuitiveness due to their black-box nature. To address this issue, we developed a novel airfoil parameterization method using physics-aware variational autoencoder. The proposed method not only explicitly separates the generation of thickness and camber distributions to produce smooth and non-intersecting airfoils, thereby improving feasibility, but it also directly aligns its latent dimensions with geometric features of the airfoil, significantly enhancing intuitiveness. Finally, extensive comparative studies were performed to demonstrate the effectiveness of our approach.
Understanding and Mitigating Classification Errors Through Interpretable Token Patterns
Authors: Michael A. Hedderich, Jonas Fischer, Dietrich Klakow, Jilles Vreeken
Date: 2023-11-18 00:00:00
Tasks: Classification, NER, Visual Question Answering (VQA)

State-of-the-art NLP methods achieve human-like performance on many tasks, but make errors nevertheless. Characterizing these errors in easily interpretable terms gives insight into whether a classifier is prone to making systematic errors, but also gives a way to act and improve the classifier. We propose to discover those patterns of tokens that distinguish correct and erroneous predictions as to obtain global and interpretable descriptions for arbitrary NLP classifiers. We formulate the problem of finding a succinct and non-redundant set of such patterns in terms of the Minimum Description Length principle. Through an extensive set of experiments, we show that our method, Premise, performs well in practice. Unlike existing solutions, it recovers ground truth, even on highly imbalanced data over large vocabularies. In VQA and NER case studies, we confirm that it gives clear and actionable insight into the systematic errors made by NLP classifiers.
Flexible Model Interpretability through Natural Language Model Editing
Authors: Karel D'Oosterlinck, Thomas Demeester, Chris Develder, Christopher Potts
Date: 2023-11-17 00:00:00
Tasks: Language Modeling, Language Modelling, model, Model Editing

Model interpretability and model editing are crucial goals in the age of large language models. Interestingly, there exists a link between these two goals: if a method is able to systematically edit model behavior with regard to a human concept of interest, this editor method can help make internal representations more interpretable by pointing towards relevant representations and systematically manipulating them.
On Functional Activations in Deep Neural Networks
Authors: Andrew S. Nencka, L. Tugan Muftuler, Peter Laviolette, Kevin M. Koch
Date: 2023-11-17 00:00:00
Tasks: Language Modelling, Large Language Model

Background: Deep neural networks have proven to be powerful computational tools for modeling, prediction, and generation. However, the workings of these models have generally been opaque. Recent work has shown that the performance of some models are modulated by overlapping functional networks of connections within the models. Here the techniques of functional neuroimaging are applied to an exemplary large language model to probe its functional structure. Methods: A series of block-designed task-based prompt sequences were generated to probe the Facebook Galactica-125M model. Tasks included prompts relating to political science, medical imaging, paleontology, archeology, pathology, and random strings presented in an off/on/off pattern with prompts about other random topics. For the generation of each output token, all layer output values were saved to create an effective time series. General linear models were fit to the data to identify layer output values which were active with the tasks. Results: Distinct, overlapping networks were identified with each task. Most overlap was observed between medical imaging and pathology networks. These networks were repeatable across repeated performance of related tasks, and correspondence of identified functional networks and activation in tasks not used to define the functional networks was shown to accurately identify the presented task. Conclusion: The techniques of functional neuroimaging can be applied to deep neural networks as a means to probe their workings. Identified functional networks hold the potential for use in model alignment, modulation of model output, and identifying weights to target in fine-tuning.
The Hidden Linear Structure in Score-Based Models and its Application
Authors: Binxu Wang, John J. Vastola
Date: 2023-11-17 00:00:00

Score-based models have achieved remarkable results in the generative modeling of many domains. By learning the gradient of smoothed data distribution, they can iteratively generate samples from complex distribution e.g. natural images. However, is there any universal structure in the gradient field that will eventually be learned by any neural network? Here, we aim to find such structures through a normative analysis of the score function. First, we derived the closed-form solution to the scored-based model with a Gaussian score. We claimed that for well-trained diffusion models, the learned score at a high noise scale is well approximated by the linear score of Gaussian. We demonstrated this through empirical validation of pre-trained images diffusion model and theoretical analysis of the score function. This finding enabled us to precisely predict the initial diffusion trajectory using the analytical solution and to accelerate image sampling by 15-30\% by skipping the initial phase without sacrificing image quality. Our finding of the linear structure in the score-based model has implications for better model design and data pre-processing.
Verified Compositional Neuro-Symbolic Control for Stochastic Systems with Temporal Logic Tasks
Authors: Jun Wang, Haojun Chen, Zihe Sun, Yiannis Kantaros
Date: 2023-11-17 00:00:00
Tasks: Robot Navigation

Several methods have been proposed recently to learn neural network (NN) controllers for autonomous agents, with unknown and stochastic dynamics, tasked with complex missions captured by Linear Temporal Logic (LTL). Due to the sample-inefficiency of the majority of these works, compositional learning methods have been proposed decomposing the LTL specification into smaller sub-tasks. Then, separate controllers are learned and composed to satisfy the original task. A key challenge within these approaches is that they often lack safety guarantees or the provided guarantees are impractical. This paper aims to address this challenge. Particularly, we consider autonomous systems with unknown and stochastic dynamics and LTL-encoded tasks. We assume that the system is equipped with a finite set of base skills modeled by trained NN feedback controllers. Our goal is to check if there exists a temporal composition of the trained NN controllers - and if so, to compute it - that will yield a composite system behavior that satisfies the assigned LTL task with probability one. We propose a new approach that relies on a novel integration of automata theory and data-driven reachability analysis tools for NN-controlled stochastic systems. The resulting neuro-symbolic controller allows the agent to generate safe behaviors for unseen complex temporal logic tasks in a zero-shot fashion by leveraging its base skills. We show correctness of the proposed method and we provide conditions under which it is complete. To the best of our knowledge, this is the first work that designs verified temporal compositions of NN controllers for unknown and stochastic systems. Finally, we provide extensive numerical simulations and hardware experiments on robot navigation tasks to demonstrate the proposed method.
Formal concept analysis for evaluating intrinsic dimension of a natural language
Authors: Sergei O. Kuznetsov, Vasilii A. Gromov, Nikita S. Borodin, Andrei M. Divavin
Date: 2023-11-17 00:00:00

Some results of a computational experiment for determining the intrinsic dimension of linguistic varieties for the Bengali and Russian languages are presented. At the same time, both sets of words and sets of bigrams in these languages were considered separately. The method used to solve this problem was based on formal concept analysis algorithms. It was found that the intrinsic dimensions of these languages are significantly less than the dimensions used in popular neural network models in natural language processing.
Exploring the Consistency, Quality and Challenges in Manual and Automated Coding of Free-text Diagnoses from Hospital Outpatient Letters
Authors: Warren Del-Pinto, George Demetriou, Meghna Jani, Rikesh Patel, Leanne Gray, Alex Bulcock, Niels Peek, Andrew S. Kanter, William G Dixon, Goran Nenadic
Date: 2023-11-17 00:00:00

Coding of unstructured clinical free-text to produce interoperable structured data is essential to improve direct care, support clinical communication and to enable clinical research.However, manual clinical coding is difficult and time consuming, which motivates the development and use of natural language processing for automated coding. This work evaluates the quality and consistency of both manual and automated clinical coding of diagnoses from hospital outpatient letters. Using 100 randomly selected letters, two human clinicians performed coding of diagnosis lists to SNOMED CT. Automated coding was also performed using IMO's Concept Tagger. A gold standard was constructed by a panel of clinicians from a subset of the annotated diagnoses. This was used to evaluate the quality and consistency of both manual and automated coding via (1) a distance-based metric, treating SNOMED CT as a graph, and (2) a qualitative metric agreed upon by the panel of clinicians. Correlation between the two metrics was also evaluated. Comparing human and computer-generated codes to the gold standard, the results indicate that humans slightly out-performed automated coding, while both performed notably better when there was only a single diagnosis contained in the free-text description. Automated coding was considered acceptable by the panel of clinicians in approximately 90% of cases.
Artificial Intelligence in Fetal Resting-State Functional MRI Brain Segmentation: A Comparative Analysis of 3D UNet, VNet, and HighRes-Net Models
Authors: Farzan Vahedifard, Xuchu Liu, Mehmet Kocak, H. Asher Ai, Mark Supanich, Christopher Sica., Kranthi K Marathu, Seth Adler, Maysam Orouskhani, Sharon Byrd
Date: 2023-11-17 00:00:00
Tasks: Brain Segmentation, Segmentation

Introduction: Fetal resting-state functional magnetic resonance imaging (rs-fMRI) is a rapidly evolving field that provides valuable insight into brain development before birth. Accurate segmentation of the fetal brain from the surrounding tissue in nonstationary 3D brain volumes poses a significant challenge in this domain. Current available tools have 0.15 accuracy. Aim: This study introduced a novel application of artificial intelligence (AI) for automated brain segmentation in fetal brain fMRI, magnetic resonance imaging (fMRI). Open datasets were employed to train AI models, assess their performance, and analyze their capabilities and limitations in addressing the specific challenges associated with fetal brain fMRI segmentation. Method: We utilized an open-source fetal functional MRI (fMRI) dataset consisting of 160 cases (reference: fetal-fMRI - OpenNeuro). An AI model for fMRI segmentation was developed using a 5-fold cross-validation methodology. Three AI models were employed: 3D UNet, VNet, and HighResNet. Optuna, an automated hyperparameter-tuning tool, was used to optimize these models. Results and Discussion: The Dice scores of the three AI models (VNet, UNet, and HighRes-net) were compared, including a comparison between manually tuned and automatically tuned models using Optuna. Our findings shed light on the performance of different AI models for fetal resting-state fMRI brain segmentation. Although the VNet model showed promise in this application, further investigation is required to fully explore the potential and limitations of each model, including the HighRes-net model. This study serves as a foundation for further extensive research into the applications of AI in fetal brain fMRI segmentation.
Integration and Implementation Strategies for AI Algorithm Deployment with Smart Routing Rules and Workflow Management
Authors: Barbaros Selnur Erdal, Vikash Gupta, Mutlu Demirer, Kim H. Fair, Richard D. White, Jeff Blair, Barbara Deichert, Laurie Lafleur, Ming Melvin Qin, David Bericat, Brad Genereaux
Date: 2023-11-17 00:00:00
Tasks: Management

This paper reviews the challenges hindering the widespread adoption of artificial intelligence (AI) solutions in the healthcare industry, focusing on computer vision applications for medical imaging, and how interoperability and enterprise-grade scalability can be used to address these challenges. The complex nature of healthcare workflows, intricacies in managing large and secure medical imaging data, and the absence of standardized frameworks for AI development pose significant barriers and require a new paradigm to address them. The role of interoperability is examined in this paper as a crucial factor in connecting disparate applications within healthcare workflows. Standards such as DICOM, Health Level 7 (HL7), and Integrating the Healthcare Enterprise (IHE) are highlighted as foundational for common imaging workflows. A specific focus is placed on the role of DICOM gateways, with Smart Routing Rules and Workflow Management leading transformational efforts in this area. To drive enterprise scalability, new tools are needed. Project MONAI, established in 2019, is introduced as an initiative aiming to redefine the development of medical AI applications. The MONAI Deploy App SDK, a component of Project MONAI, is identified as a key tool in simplifying the packaging and deployment process, enabling repeatable, scalable, and standardized deployment patterns for AI applications. The abstract underscores the potential impact of successful AI adoption in healthcare, offering physicians both life-saving and time-saving insights and driving efficiencies in radiology department workflows. The collaborative efforts between academia and industry, are emphasized as essential for advancing the adoption of healthcare AI solutions.
Exploring Machine Learning Models for Federated Learning: A Review of Approaches, Performance, and Limitations
Authors: Elaheh Jafarigol, Theodore Trafalis, Talayeh Razzaghi, Mona Zamankhani
Date: 2023-11-17 00:00:00
Tasks: Decision Making, Federated Learning, Privacy Preserving

In the growing world of artificial intelligence, federated learning is a distributed learning framework enhanced to preserve the privacy of individuals' data. Federated learning lays the groundwork for collaborative research in areas where the data is sensitive. Federated learning has several implications for real-world problems. In times of crisis, when real-time decision-making is critical, federated learning allows multiple entities to work collectively without sharing sensitive data. This distributed approach enables us to leverage information from multiple sources and gain more diverse insights. This paper is a systematic review of the literature on privacy-preserving machine learning in the last few years based on the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines. Specifically, we have presented an extensive review of supervised/unsupervised machine learning algorithms, ensemble methods, meta-heuristic approaches, blockchain technology, and reinforcement learning used in the framework of federated learning, in addition to an overview of federated learning applications. This paper reviews the literature on the components of federated learning and its applications in the last few years. The main purpose of this work is to provide researchers and practitioners with a comprehensive overview of federated learning from the machine learning point of view. A discussion of some open problems and future research directions in federated learning is also provided.
A Language Agent for Autonomous Driving
Authors: Jiageng Mao, Junjie Ye, Yuxi Qian, Marco Pavone, Yue Wang
Date: 2023-11-17 00:00:00
Tasks: Autonomous Driving, Common Sense Reasoning, Decision Making, Few-Shot Learning, Motion Planning, Task Planning

Human-level driving is an ultimate goal of autonomous driving. Conventional approaches formulate autonomous driving as a perception-prediction-planning framework, yet their systems do not capitalize on the inherent reasoning ability and experiential knowledge of humans. In this paper, we propose a fundamental paradigm shift from current pipelines, exploiting Large Language Models (LLMs) as a cognitive agent to integrate human-like intelligence into autonomous driving systems. Our approach, termed Agent-Driver, transforms the traditional autonomous driving pipeline by introducing a versatile tool library accessible via function calls, a cognitive memory of common sense and experiential knowledge for decision-making, and a reasoning engine capable of chain-of-thought reasoning, task planning, motion planning, and self-reflection. Powered by LLMs, our Agent-Driver is endowed with intuitive common sense and robust reasoning capabilities, thus enabling a more nuanced, human-like approach to autonomous driving. We evaluate our approach on the large-scale nuScenes benchmark, and extensive experiments substantiate that our Agent-Driver significantly outperforms the state-of-the-art driving methods by a large margin. Our approach also demonstrates superior interpretability and few-shot learning ability to these methods.
A novel post-hoc explanation comparison metric and applications
Authors: Shreyan Mitra, Leilani Gilpin
Date: 2023-11-17 00:00:00
Tasks: Feature Importance

Explanatory systems make the behavior of machine learning models more transparent, but are often inconsistent. To quantify the differences between explanatory systems, this paper presents the Shreyan Distance, a novel metric based on the weighted difference between ranked feature importance lists produced by such systems. This paper uses the Shreyan Distance to compare two explanatory systems, SHAP and LIME, for both regression and classification learning tasks. Because we find that the average Shreyan Distance varies significantly between these two tasks, we conclude that consistency between explainers not only depends on inherent properties of the explainers themselves, but also the type of learning task. This paper further contributes the XAISuite library, which integrates the Shreyan distance algorithm into machine learning pipelines.
Use GPT-J Prompt Generation with RoBERTa for NER Models on Diagnosis Extraction of Periodontal Diagnosis from Electronic Dental Records
Authors: Yao-Shun Chuang, Xiaoqian Jiang, Chun-Teh Lee, Ryan Brandon, Duong Tran, Oluwabunmi Tokede, Muhammad F. Walji
Date: 2023-11-17 00:00:00
Tasks: named-entity-recognition, Named Entity Recognition, Named Entity Recognition (NER), NER

This study explored the usability of prompt generation on named entity recognition (NER) tasks and the performance in different settings of the prompt. The prompt generation by GPT-J models was utilized to directly test the gold standard as well as to generate the seed and further fed to the RoBERTa model with the spaCy package. In the direct test, a lower ratio of negative examples with higher numbers of examples in prompt achieved the best results with a F1 score of 0.72. The performance revealed consistency, 0.92-0.97 in the F1 score, in all settings after training with the RoBERTa model. The study highlighted the importance of seed quality rather than quantity in feeding NER models. This research reports on an efficient and accurate way to mine clinical notes for periodontal diagnoses, allowing researchers to easily and quickly build a NER model with the prompt generation approach.
Extracting periodontitis diagnosis in clinical notes with RoBERTa and regular expression
Authors: Yao-Shun Chuang, Chun-Teh Lee, Ryan Brandon, Trung Duong Tran, Oluwabunmi Tokede, Muhammad F. Walji, Xiaoqian Jiang
Date: 2023-11-17 00:00:00
Tasks: named-entity-recognition, Named Entity Recognition, Named Entity Recognition (NER), NER

This study aimed to utilize text processing and natural language processing (NLP) models to mine clinical notes for the diagnosis of periodontitis and to evaluate the performance of a named entity recognition (NER) model on different regular expression (RE) methods. Two complexity levels of RE methods were used to extract and generate the training data. The SpaCy package and RoBERTa transformer models were used to build the NER model and evaluate its performance with the manual-labeled gold standards. The comparison of the RE methods with the gold standard showed that as the complexity increased in the RE algorithms, the F1 score increased from 0.3-0.4 to around 0.9. The NER models demonstrated excellent predictions, with the simple RE method showing 0.84-0.92 in the evaluation metrics, and the advanced and combined RE method demonstrating 0.95-0.99 in the evaluation. This study provided an example of the benefit of combining NER methods and NLP models in extracting target information from free-text to structured data and fulfilling the need for missing diagnoses from unstructured notes.