pwc-archive/papers-with-abstracts huggingface dataset:
Ring-A-Bell! How Reliable are Concept Removal Methods for Diffusion Models?
Authors: Yu-Lin Tsai, Chia-Yi Hsu, Chulin Xie, Chih-Hsun Lin, Jia-You Chen, Bo Li, Pin-Yu Chen, Chia-Mu Yu, Chun-Ying Huang
Date: 2023-10-16 00:00:00
Tasks: Red Teaming

Diffusion models for text-to-image (T2I) synthesis, such as Stable Diffusion (SD), have recently demonstrated exceptional capabilities for generating high-quality content. However, this progress has raised several concerns of potential misuse, particularly in creating copyrighted, prohibited, and restricted content, or NSFW (not safe for work) images. While efforts have been made to mitigate such problems, either by implementing a safety filter at the evaluation stage or by fine-tuning models to eliminate undesirable concepts or styles, the effectiveness of these safety measures in dealing with a wide range of prompts remains largely unexplored. In this work, we aim to investigate these safety mechanisms by proposing one novel concept retrieval algorithm for evaluation. We introduce Ring-A-Bell, a model-agnostic red-teaming tool for T2I diffusion models, where the whole evaluation can be prepared in advance without prior knowledge of the target model. Specifically, Ring-A-Bell first performs concept extraction to obtain holistic representations for sensitive and inappropriate concepts. Subsequently, by leveraging the extracted concept, Ring-A-Bell automatically identifies problematic prompts for diffusion models with the corresponding generation of inappropriate content, allowing the user to assess the reliability of deployed safety mechanisms. Finally, we empirically validate our method by testing online services such as Midjourney and various methods of concept removal. Our results show that Ring-A-Bell, by manipulating safe prompting benchmarks, can transform prompts that were originally regarded as safe to evade existing safety mechanisms, thus revealing the defects of the so-called safety mechanisms which could practically lead to the generation of harmful contents. Our codes are available at https://github.com/chiayi-hsu/Ring-A-Bell.
Soft ascent-descent as a stable and flexible alternative to flooding
Authors: Matthew J. Holland, Kosuke Nakatani
Date: 2023-10-16 00:00:00
Tasks: Binary Classification, Image Classification

As a heuristic for improving test accuracy in classification, the "flooding" method proposed by Ishida et al. (2020) sets a threshold for the average surrogate loss at training time; above the threshold, gradient descent is run as usual, but below the threshold, a switch to gradient ascent is made. While setting the threshold is non-trivial and is usually done with validation data, this simple technique has proved remarkably effective in terms of accuracy. On the other hand, what if we are also interested in other metrics such as model complexity or average surrogate loss at test time? As an attempt to achieve better overall performance with less fine-tuning, we propose a softened, pointwise mechanism called SoftAD (soft ascent-descent) that downweights points on the borderline, limits the effects of outliers, and retains the ascent-descent effect of flooding, with no additional computational overhead. We contrast formal stationarity guarantees with those for flooding, and empirically demonstrate how SoftAD can realize classification accuracy competitive with flooding (and the more expensive alternative SAM) while enjoying a much smaller loss generalization gap and model norm.
Conformal Contextual Robust Optimization
Authors: Yash Patel, Sahana Rayan, Ambuj Tewari
Date: 2023-10-16 00:00:00
Tasks: Conformal Prediction, Decision Making

Data-driven approaches to predict-then-optimize decision-making problems seek to mitigate the risk of uncertainty region misspecification in safety-critical settings. Current approaches, however, suffer from considering overly conservative uncertainty regions, often resulting in suboptimal decisionmaking. To this end, we propose Conformal-Predict-Then-Optimize (CPO), a framework for leveraging highly informative, nonconvex conformal prediction regions over high-dimensional spaces based on conditional generative models, which have the desired distribution-free coverage guarantees. Despite guaranteeing robustness, such black-box optimization procedures alone inspire little confidence owing to the lack of explanation of why a particular decision was found to be optimal. We, therefore, augment CPO to additionally provide semantically meaningful visual summaries of the uncertainty regions to give qualitative intuition for the optimal decision. We highlight the CPO framework by demonstrating results on a suite of simulation-based inference benchmark tasks and a vehicle routing task based on probabilistic weather prediction.
Outlier Detection Using Generative Models with Theoretical Performance Guarantees
Authors: Jirong Yi, Jingchao Gao, Tianming Wang, Xiaodong Wu, Weiyu Xu
Date: 2023-10-16 00:00:00
Tasks: Outlier Detection

This paper considers the problem of recovering signals modeled by generative models from linear measurements contaminated with sparse outliers. We propose an outlier detection approach for reconstructing the ground-truth signals modeled by generative models under sparse outliers. We establish theoretical recovery guarantees for reconstruction of signals using generative models in the presence of outliers, giving lower bounds on the number of correctable outliers. Our results are applicable to both linear generator neural networks and the nonlinear generator neural networks with an arbitrary number of layers. We propose an iterative alternating direction method of multipliers (ADMM) algorithm for solving the outlier detection problem via $\ell_1$ norm minimization, and a gradient descent algorithm for solving the outlier detection problem via squared $\ell_1$ norm minimization. We conduct extensive experiments using variational auto-encoder and deep convolutional generative adversarial networks, and the experimental results show that the signals can be successfully reconstructed under outliers using our approach. Our approach outperforms the traditional Lasso and $\ell_2$ minimization approach.
"Mistakes Help Us Grow": Facilitating and Evaluating Growth Mindset Supportive Language in Classrooms
Authors: Kunal Handa, Margaret Clapper, Jessica Boyle, Rose E Wang, Diyi Yang, David S Yeager, Dorottya Demszky
Date: 2023-10-16 00:00:00

Teachers' growth mindset supportive language (GMSL)--rhetoric emphasizing that one's skills can be improved over time--has been shown to significantly reduce disparities in academic achievement and enhance students' learning outcomes. Although teachers espouse growth mindset principles, most find it difficult to adopt GMSL in their practice due the lack of effective coaching in this area. We explore whether large language models (LLMs) can provide automated, personalized coaching to support teachers' use of GMSL. We establish an effective coaching tool to reframe unsupportive utterances to GMSL by developing (i) a parallel dataset containing GMSL-trained teacher reframings of unsupportive statements with an accompanying annotation guide, (ii) a GMSL prompt framework to revise teachers' unsupportive language, and (iii) an evaluation framework grounded in psychological theory for evaluating GMSL with the help of students and teachers. We conduct a large-scale evaluation involving 174 teachers and 1,006 students, finding that both teachers and students perceive GMSL-trained teacher and model reframings as more effective in fostering a growth mindset and promoting challenge-seeking behavior, among other benefits. We also find that model-generated reframings outperform those from the GMSL-trained teachers. These results show promise for harnessing LLMs to provide automated GMSL feedback for teachers and, more broadly, LLMs' potentiality for supporting students' learning in the classroom. Our findings also demonstrate the benefit of large-scale human evaluations when applying LLMs in educational domains.
Data Contamination Through the Lens of Time
Authors: Manley Roberts, Himanshu Thakur, Christine Herlihy, Colin White, Samuel Dooley
Date: 2023-10-16 00:00:00
Tasks: Mathematical Problem-Solving

Recent claims about the impressive abilities of large language models (LLMs) are often supported by evaluating publicly available benchmarks. Since LLMs train on wide swaths of the internet, this practice raises concerns of data contamination, i.e., evaluating on examples that are explicitly or implicitly included in the training data. Data contamination remains notoriously challenging to measure and mitigate, even with partial attempts like controlled experimentation of training data, canary strings, or embedding similarities. In this work, we conduct the first thorough longitudinal analysis of data contamination in LLMs by using the natural experiment of training cutoffs in GPT models to look at benchmarks released over time. Specifically, we consider two code/mathematical problem-solving datasets, Codeforces and Project Euler, and find statistically significant trends among LLM pass rate vs. GitHub popularity and release date that provide strong evidence of contamination. By open-sourcing our dataset, raw results, and evaluation framework, our work paves the way for rigorous analyses of data contamination in modern models. We conclude with a discussion of best practices and future steps for publicly releasing benchmarks in the age of LLMs that train on webscale data.
Mastering the Task of Open Information Extraction with Large Language Models and Consistent Reasoning Environment
Authors: Ji Qi, Kaixuan Ji, Xiaozhi Wang, Jifan Yu, Kaisheng Zeng, Lei Hou, Juanzi Li, Bin Xu
Date: 2023-10-16 00:00:00
Tasks: In-Context Learning, Open Information Extraction

Open Information Extraction (OIE) aims to extract objective structured knowledge from natural texts, which has attracted growing attention to build dedicated models with human experience. As the large language models (LLMs) have exhibited remarkable in-context learning capabilities, a question arises as to whether the task of OIE can be effectively tackled with this paradigm? In this paper, we explore solving the OIE problem by constructing an appropriate reasoning environment for LLMs. Specifically, we first propose a method to effectively estimate the discrepancy of syntactic distribution between a LLM and test samples, which can serve as correlation evidence for preparing positive demonstrations. Upon the evidence, we introduce a simple yet effective mechanism to establish the reasoning environment for LLMs on specific tasks. Without bells and whistles, experimental results on the standard CaRB benchmark demonstrate that our $6$-shot approach outperforms state-of-the-art supervised method, achieving an $55.3$ $F_1$ score. Further experiments on TACRED and ACE05 show that our method can naturally generalize to other information extraction tasks, resulting in improvements of $5.7$ and $6.8$ $F_1$ scores, respectively.
On Context Utilization in Summarization with Large Language Models
Authors: Mathieu Ravaut, Aixin Sun, Nancy F. Chen, Shafiq Joty
Date: 2023-10-16 00:00:00
Tasks: Abstractive Text Summarization, Position, Question Answering

Large language models (LLMs) excel in abstractive summarization tasks, delivering fluent and pertinent summaries. Recent advancements have extended their capabilities to handle long-input contexts, exceeding 100k tokens. However, in question answering, language models exhibit uneven utilization of their input context. They tend to favor the initial and final segments, resulting in a U-shaped performance pattern concerning where the answer is located within the input. This bias raises concerns, particularly in summarization where crucial content may be dispersed throughout the source document(s). Besides, in summarization, mapping facts from the source to the summary is not trivial as salient content is usually re-phrased. In this paper, we conduct the first comprehensive study on context utilization and position bias in summarization. Our analysis encompasses 6 LLMs, 10 datasets, and 5 evaluation metrics. We introduce a new evaluation benchmark called MiddleSum on the which we benchmark two alternative inference methods to alleviate position bias: hierarchical summarization and incremental summarization. Our code and data can be found here: https://github.com/ntunlp/MiddleSum.
RegaVAE: A Retrieval-Augmented Gaussian Mixture Variational Auto-Encoder for Language Modeling
Authors: Jingcheng Deng, Liang Pang, HuaWei Shen, Xueqi Cheng
Date: 2023-10-16 00:00:00
Tasks: Hallucination, Language Modeling, Language Modelling, Retrieval, Text Generation

Retrieval-augmented language models show promise in addressing issues like outdated information and hallucinations in language models (LMs). However, current research faces two main problems: 1) determining what information to retrieve, and 2) effectively combining retrieved information during generation. We argue that valuable retrieved information should not only be related to the current source text but also consider the future target text, given the nature of LMs that model future tokens. Moreover, we propose that aggregation using latent variables derived from a compact latent space is more efficient than utilizing explicit raw text, which is limited by context length and susceptible to noise. Therefore, we introduce RegaVAE, a retrieval-augmented language model built upon the variational auto-encoder (VAE). It encodes the text corpus into a latent space, capturing current and future information from both source and target text. Additionally, we leverage the VAE to initialize the latent space and adopt the probabilistic form of the retrieval generation paradigm by expanding the Gaussian prior distribution into a Gaussian mixture distribution. Theoretical analysis provides an optimizable upper bound for RegaVAE. Experimental results on various datasets demonstrate significant improvements in text generation quality and hallucination removal.
One For All & All For One: Bypassing Hyperparameter Tuning with Model Averaging For Cross-Lingual Transfer
Authors: Fabian David Schmidt, Ivan Vulić, Goran Glavaš
Date: 2023-10-16 00:00:00
Tasks: All, Cross-Lingual Transfer, Model Selection, NER, token-classification, Token Classification, Zero-Shot Cross-Lingual Transfer

Multilingual language models enable zero-shot cross-lingual transfer (ZS-XLT): fine-tuned on sizable source-language task data, they perform the task in target languages without labeled instances. The effectiveness of ZS-XLT hinges on the linguistic proximity between languages and the amount of pretraining data for a language. Because of this, model selection based on source-language validation is unreliable: it picks model snapshots with suboptimal target-language performance. As a remedy, some work optimizes ZS-XLT by extensively tuning hyperparameters: the follow-up work then routinely struggles to replicate the original results. Other work searches over narrower hyperparameter grids, reporting substantially lower performance. In this work, we therefore propose an unsupervised evaluation protocol for ZS-XLT that decouples performance maximization from hyperparameter tuning. As a robust and more transparent alternative to extensive hyperparameter tuning, we propose to accumulatively average snapshots from different runs into a single model. We run broad ZS-XLT experiments on both higher-level semantic tasks (NLI, extractive QA) and a lower-level token classification task (NER) and find that conventional model selection based on source-language validation quickly plateaus to suboptimal ZS-XLT performance. On the other hand, our accumulative run-by-run averaging of models trained with different hyperparameters boosts ZS-XLT performance and closely correlates with "oracle" ZS-XLT, i.e., model selection based on target-language validation performance.
Metric Ensembles For Hallucination Detection
Authors: Grant C. Forbes, Parth Katlana, Zeydy Ortiz
Date: 2023-10-16 00:00:00
Tasks: Abstractive Text Summarization, Hallucination, Text Summarization

Abstractive text summarization has garnered increased interest as of late, in part due to the proliferation of large language models (LLMs). One of the most pressing problems related to generation of abstractive summaries is the need to reduce "hallucinations," information that was not included in the document being summarized, and which may be wholly incorrect. Due to this need, a wide array of metrics estimating consistency with the text being summarized have been proposed. We examine in particular a suite of unsupervised metrics for summary consistency, and measure their correlations with each other and with human evaluation scores in the wiki_bio_gpt3_hallucination dataset. We then compare these evaluations to models made from a simple linear ensemble of these metrics. We find that LLM-based methods outperform other unsupervised metrics for hallucination detection. We also find that ensemble methods can improve these scores even further, provided that the metrics in the ensemble have sufficiently similar and uncorrelated error rates. Finally, we present an ensemble method for LLM-based evaluations that we show improves over this previous SOTA.
UNO-DST: Leveraging Unlabelled Data in Zero-Shot Dialogue State Tracking
Authors: Chuang Li, Yan Zhang, Min-Yen Kan, Haizhou Li
Date: 2023-10-16 00:00:00
Tasks: Dialogue State Tracking, Transfer Learning

Previous zero-shot dialogue state tracking (DST) methods only apply transfer learning, ignoring unlabelled data in the target domain. We transform zero-shot DST into few-shot DST by utilising such unlabelled data via joint and self-training methods. Our method incorporates auxiliary tasks that generate slot types as inverse prompts for main tasks, creating slot values during joint training. Cycle consistency between these two tasks enables the generation and selection of quality samples in unknown target domains for subsequent fine-tuning. This approach also facilitates automatic label creation, thereby optimizing the training and fine-tuning of DST models. We demonstrate this method's effectiveness on general language models in zero-shot scenarios, improving average joint goal accuracy by 8% across all domains in MultiWOZ.
xCOMET: Transparent Machine Translation Evaluation through Fine-grained Error Detection
Authors: Nuno M. Guerreiro, Ricardo Rei, Daan van Stigt, Luisa Coheur, Pierre Colombo, André F. T. Martins
Date: 2023-10-16 00:00:00
Tasks: Machine Translation, Sentence, Translation

Widely used learned metrics for machine translation evaluation, such as COMET and BLEURT, estimate the quality of a translation hypothesis by providing a single sentence-level score. As such, they offer little insight into translation errors (e.g., what are the errors and what is their severity). On the other hand, generative large language models (LLMs) are amplifying the adoption of more granular strategies to evaluation, attempting to detail and categorize translation errors. In this work, we introduce xCOMET, an open-source learned metric designed to bridge the gap between these approaches. xCOMET integrates both sentence-level evaluation and error span detection capabilities, exhibiting state-of-the-art performance across all types of evaluation (sentence-level, system-level, and error span detection). Moreover, it does so while highlighting and categorizing error spans, thus enriching the quality assessment. We also provide a robustness analysis with stress tests, and show that xCOMET is largely capable of identifying localized critical errors and hallucinations.
G-SPEED: General SParse Efficient Editing MoDel
Authors: Haoke Zhang, Yue Wang, Juntao Li, Xiabing Zhou, Min Zhang
Date: 2023-10-16 00:00:00
Tasks: model

Large Language Models~(LLMs) have demonstrated incredible capabilities in understanding, generating, and manipulating languages. Through human-model interactions, LLMs can automatically understand human-issued instructions and output the expected contents, which can significantly increase working efficiency. In various types of real-world demands, editing-oriented tasks account for a considerable proportion, which involves an interactive process that entails the continuous refinement of existing texts to meet specific criteria. Due to the need for multi-round human-model interaction and the generation of complicated editing tasks, there is an emergent need for efficient general editing models. In this paper, we propose \underline{\textbf{G}}eneral \underline{\textbf{SP}}arse \underline{\textbf{E}}fficient \underline{\textbf{E}}diting Mo\underline{\textbf{D}}el~(\textbf{G-SPEED}), which can fulfill diverse editing requirements through a single model while maintaining low computational costs. Specifically, we first propose a novel unsupervised text editing data clustering algorithm to deal with the data scarcity problem. Subsequently, we introduce a sparse editing model architecture to mitigate the inherently limited learning capabilities of small language models. The experimental outcomes indicate that G-SPEED, with its 508M parameters, can surpass LLMs equipped with 175B parameters. Our code and model checkpoints are available at \url{https://github.com/Banner-Z/G-SPEED}.
MechGPT, a language-based strategy for mechanics and materials modeling that connects knowledge across scales, disciplines and modalities
Authors: Markus J. Buehler
Date: 2023-10-16 00:00:00
Tasks: Knowledge Graphs, Language Modelling, Large Language Model, Retrieval, Retrieval-augmented Generation

For centuries, researchers have sought out ways to connect disparate areas of knowledge. While early scholars (Galileo, da Vinci, etc.) were experts across fields, specialization has taken hold later. With the advent of Artificial Intelligence, we can now explore relationships across areas (e.g., mechanics-biology) or disparate domains (e.g., failure mechanics-art). To achieve this, we use a fine-tuned Large Language Model (LLM), here for a subset of knowledge in multiscale materials failure. The approach includes the use of a general-purpose LLM to distill question-answer pairs from raw sources followed by LLM fine-tuning. The resulting MechGPT LLM foundation model is used in a series of computational experiments to explore its capacity for knowledge retrieval, various language tasks, hypothesis generation, and connecting knowledge across disparate areas. While the model has some ability to recall knowledge from training, we find that LLMs are particularly useful to extract structural insights through Ontological Knowledge Graphs. These interpretable graph structures provide explanatory insights, frameworks for new research questions, and visual representations of knowledge that also can be used in retrieval-augmented generation. Three versions of MechGPT are discussed, featuring different sizes from 13 billion to 70 billion parameters, and reaching context lengths of more than 10,000 tokens. This provides ample capacity for sophisticated retrieval augmented strategies, as well as agent-based modeling where multiple LLMs interact collaboratively and/or adversarially, the incorporation of new data from the literature or web searches, as well as multimodality.