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Confidential Attorney Work Product Not Discoverable Attached is a preliminary draft of the Legal Risk Chart. You will need to open this in "Read Only mode" Richard and Jeff - As we discussed, I will need further assistance from you to complete several of the entries. I have put your names by the entries that will either need to be updated or to be completed. I believe Julia and Mark T would be the best to provide updated information on the SEC Risk and the CFTC Risk , respectively, and I will get with them shortly to update. This document has limited access; only my assistant, Brenda Whitehead can view/revise. Accordingly, Jeff and Richard - please either call me to discuss your comments and I can complete the chart with Brenda or else provide Brenda with your written comments. Thanks for your help. Elizabeth 36349
Legal Risk Chart - Preliminary Draft