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How to check a broker dealer with finra
Call the brokercheck hotline.
If you prefer, you can call finra toll-free at 800-289-9999. Someone is available monday through friday , 8:00 a.m. to 8:00 p.m.
Search online using the broker's information.
You can check online to find the brokerage firm and the individual registered representatives of a brokerage firm. The term broker technically refers to the firm or individual holding the license and the individuals who work for the firm are registered representatives.