aalap dave
Director, Operations Testing in Legal and Compliance at Morgan Stanley
manager , legal compliance morgan stanley
proactive leader extensive experience budgeting , accounting , training , project management , operation risk management supervisory capacity . proven leadership supervisory experience ability lead multiple project team simultaneously . strong organization capability applied achieve desired goal , objective , result . • staff selection & development • financial / operation control • policy & procedure analysis • compliance / security analysis • operation management • project / program management
Morgan Stanley
https://www.linkedin.com/company/morgan-stanley
Director, Operations Testing in Legal and Compliance
Baltimore, Maryland Area
https://media-exp1.licdn.com/dms/image/C4D0BAQGHNBdrVsvq_w/company-logo_100_100/0/1597078080178?e=1655942400&v=beta&t=Wo8ekaaaQ7ZfSOqfXIG-jhe9J27SxiGNSwDGW5VBPlg
Morgan Stanley
https://www.linkedin.com/company/morgan-stanley
Manager, Branch Examiner in Legal and Compliance
Independently and effectively execute branch examinations of retail branch locations. Test, assess, document and report on the adequacy and effectiveness of the control environment in the branch. Identify business risks and recommend improvements. Conduct meetings with branch management to discuss preliminary findings and obtain formal management responses to exam items. Work with colleagues and branch examination management to determine whether a branch office is in compliance with regulatory and Firm policy and procedures.
Baltimore, Maryland Area
https://media-exp1.licdn.com/dms/image/C4D0BAQGHNBdrVsvq_w/company-logo_100_100/0/1597078080178?e=1655942400&v=beta&t=Wo8ekaaaQ7ZfSOqfXIG-jhe9J27SxiGNSwDGW5VBPlg
Capital One
https://www.linkedin.com/company/capital-one
District Operations Manager/Consultant
Oversees and supervises the retail branch operations of 15 offices and 100 individuals in the Washington D.C. market including operational reviews, controls, systems, compliance, legal operational issues, security, budgeting, and personnel and employee relations. Performs regular branch visits to assess the impact of operational controls on day-to-day functions to ensure a balance between risk and efficiencies.
Washington D.C. Metro Area
https://media-exp1.licdn.com/dms/image/C560BAQF0OgQyRZ9yAA/company-logo_100_100/0/1635782717682?e=1655942400&v=beta&t=pYpPU1IlTEdDV6goe_woBcnYIeCkXhMF3W8W1rVNiUs
Capital One
https://www.linkedin.com/company/capital-one
Branch Manager/Assistant Vice President
Lead a branch with $30MM in combined loans and deposits and 6 FTE compliment.  Staff and lead sales, service, and operational performance of branch.  Directly managed platform staff, including career development, performance management and recognition. Held ultimate accountability for risk and compliance for branch.
Columbia, MD
https://media-exp1.licdn.com/dms/image/C560BAQF0OgQyRZ9yAA/company-logo_100_100/0/1635782717682?e=1655942400&v=beta&t=pYpPU1IlTEdDV6goe_woBcnYIeCkXhMF3W8W1rVNiUs
Capital One
https://www.linkedin.com/company/capital-one
Retail Management Associate
Provided in branch support and liaison services between departments, customers, branches, and other banks.  Researched and resolved customer issues and provided solutions for disputes and fraud.  Coordinated office activities and ensured effective administrative operations.
https://media-exp1.licdn.com/dms/image/C560BAQF0OgQyRZ9yAA/company-logo_100_100/0/1635782717682?e=1655942400&v=beta&t=pYpPU1IlTEdDV6goe_woBcnYIeCkXhMF3W8W1rVNiUs
Business Administration and Management, General
Master of Business Administration (M.B.A.)
University of Maryland University College
https://www.linkedin.com/school/university-of-maryland-global-campus/
https://media-exp1.licdn.com/dms/image/C4E0BAQE7DmPl0TeYKQ/company-logo_100_100/0/1569847494884?e=1655942400&v=beta&t=BcqN365RYos4EatoccVpU7A9jtlatra-9GUUp90piu4
Psychology
Bachelor of Science (B.S.)
University of Maryland College Park
https://www.linkedin.com/school/university-of-maryland/
https://media-exp1.licdn.com/dms/image/C560BAQHrhLnmmZTGjQ/company-logo_100_100/0/1519856141972?e=1655942400&v=beta&t=hJ1h3q6roLdCV6JO1zD8k5NeQD8cABSMEYj4jH3PWlA
https://www.linkedin.com/in/julie-lotzmann-cpa-3457b440
Julie Lotzmann, CPA
Manager Policy & Privacy - Enterprise Risk Management at Verizon
Whippany, NJ
https://www.linkedin.com/in/rebecca-heydon-38503044
Rebecca Heydon
Life & Leadership Coach
New York City Metropolitan Area
https://www.linkedin.com/in/adam-ahmad-cams-a078756b
Adam Ahmad, CAMS
Director, Global Financial Crimes at Morgan Stanley
Baltimore, MD
https://www.linkedin.com/in/dawn-biedenkapp-89266412
Dawn Biedenkapp
Vice President, Deputy KYC Officer at Morgan Stanley
Baltimore, MD
https://www.linkedin.com/in/pamela-ohle-85781b126
Pamela Ohle
Executive Director
Colora, MD
https://www.linkedin.com/in/mae-kertyjeanopsassociate
Mae Kerty Jean
Business Critical Financial Operations Professional/ Client Regulatory Services Director at Morgan Stanley.
Aberdeen, MD
https://www.linkedin.com/in/bradfordbambusch
Bradford Bambusch
Director, Legal and Compliance Division at Morgan Stanley
Baltimore City County, MD
https://www.linkedin.com/in/charise-sharpe-26393232
Charise Sharpe
Director - Paralegal
York County, PA
https://www.linkedin.com/in/diana-colbert-1404a664
Diana Colbert
First Vice President at Morgan Stanley Wealth Management
Greater Pittsburgh Region
https://uk.linkedin.com/in/kevin-kaiser-16688844
Kevin Kaiser
Investment Banking Analyst bei Morgan Stanley
London
https://www.linkedin.com/in/sarah-harrison-74886056
Sarah Harrison
Executive Director | COO, Morgan Stanley Baltimore
Baltimore, MD
https://www.linkedin.com/in/kaitlyn-gorrell-b7b98830
Kaitlyn Gorrell
Director, Global Financial Crimes, Financial Intelligence Unit at Morgan Stanley
Baltimore City County, MD
https://www.linkedin.com/in/nbarragan
Nicolas Barragan, CAMS, CFCS
Manager, Anti-Money Laundering (AML) Compliance at USAA
Tampa, FL
https://www.linkedin.com/in/debra-gloster-4b911411
Debra Gloster
Morgan Stanley Wealth Management
Old Bridge, NJ
https://www.linkedin.com/in/james-allen-89a8a74
James Allen
Vice President at Morgan Stanley
Washington DC-Baltimore Area
https://www.linkedin.com/in/anika-s-jones-esq-4092b54
Anika S. Jones, Esq.
Vice President & Counsel at Morgan Stanley
Baltimore City County, MD
https://www.linkedin.com/in/carolinejhook
Caroline Hook
Vice President, Client Experience Digital at Weber Shandwick
Baltimore, MD
https://www.linkedin.com/in/nicole-j-hardin-25596833
Nicole J Hardin
Vice President, Field Business Risk
United States
https://www.linkedin.com/in/samantha-serafino-767359a1
Samantha Serafino
Director, Wealth Management Compliance at Morgan Stanley
Queens, NY
Rotimi Raji MSc MBA
      
          



            
              
        
              
  

    
        Aalap is very detail-oriented with a knack for getting things done! No excuses. Period
Aalap Dave
https://ca.linkedin.com/in/aalap-dave-649b5619b
Crew Member at Dairy Queen
Claresholm, AB
Aalap Dave
https://in.linkedin.com/in/aalap-dave-85443620a
Student at School
Mumbai
Aalap Dave
https://in.linkedin.com/in/aalap-dave-b39b39197
Student at Marwadi University
Rajkot
Aalap Dave
https://ca.linkedin.com/in/aalap-dave-723963207
Student at Conestoga College
Lethbridge, AB
https://media-exp1.licdn.com/dms/image/C4D07AQH6XPvACH8tcA/group-logo_image-shrink_92x92/0/1525123894294?e=1647691200&v=beta&t=rOAWoOPDwSGPW8phTz29LeU3cH80VpcIFYznhq32G3U
Business Analyst Professional - BA, Analysis, Data Analyst, Data Scientist
https://www.linkedin.com/groups/60878