An Act To Recodify and Revise the Maine Probate Code
Maine Legislature, Session 128, LD 0123
Committee: Judiciary
Amends: Title 25, Section 15, 33 MRSA §1602, 1 MRSA §433, 3 MRSA §704, 4 MRSA §253, 4 MRSA §807, 4 MRSA §1204, 4 MRSA §1551, 4 MRSA §1554, 4 MRSA §1555, 4 MRSA §1557, 5 MRSA §12004-I, 5 MRSA §17055, 5 MRSA §17953, 5 MRSA §18553, 5 MRSA §19507, 18-C MRSA §1, 9-B MRSA §427, 9-B MRSA §473, 9-B MRSA §476, 13 MRSA §732, 13-C MRSA §1501, 14 MRSA §6303, 14 MRSA §8104-C, 15 MRSA §321, 16 MRSA §651, 17-A MRSA §553-A, 18 MRSA §4163-A, 19-A MRSA §701, 19-A MRSA §902, 19-A MRSA §1802, 19-A MRSA §1851, 19-A MRSA §2002, 21-A MRSA §601, 22 MRSA §14, 22 MRSA §1711-B, 22 MRSA §1711-C, 22 MRSA §1711-G, 22 MRSA §1826, 22 MRSA §2765, 22 MRSA §2843-A, 22 MRSA §2848, 22 MRSA §3173-E, 22 MRSA §3472, 22 MRSA §3473, 22 MRSA §3481, 22 MRSA §3482, 22 MRSA §3483, 22 MRSA §3765, 22 MRSA §4005-E, 22 MRSA §4008, 22 MRSA §4031, 22 MRSA §4037, 22 MRSA §4038-A, 22 MRSA §4038-B, 22 MRSA §4038-C, 22 MRSA §4038-E, 22 MRSA §4051, 22 MRSA §4055, 22 MRSA §4065, 22 MRSA §4171, 22 MRSA §5106, 22 MRSA §8621, 23 MRSA §3655, 24-A MRSA §2208, 24-A MRSA §4313, 25 MRSA §1542-A, 25 MRSA §2003, 26 MRSA §875, 28-A MRSA §2508, 29-A MRSA §1402-A, 29-A MRSA §1403, 30-A MRSA §183, 32 MRSA §9405, 32 MRSA §9410-A, 32 MRSA §16202, 33 MRSA §480, 33 MRSA §1603, 33 MRSA §1669, 34-A MRSA §1214-A, 34-A MRSA §3040-A, 34-B MRSA §3831, 34-B MRSA §3861, 34-B MRSA §3862, 34-B MRSA §5001, 35-A MRSA §4355, 35-A MRSA §4391, 35-A MRSA §4392, 36 MRSA §606, 36 MRSA §4079, 36 MRSA §4118, 36 MRSA §4641-C, 36 MRSA §4641-D, 38 MRSA §1362, 39-A MRSA §104

Legislative Document
No. 123
H.P. 91
House of Representatives, January 17, 2017
An Act To Recodify and Revise the Maine Probate Code
Reported by Representative MOONEN of Portland for the Joint Standing Committee on 
Judiciary pursuant to Resolve 2015, chapter 73, section 1.
Reference to the Committee on Judiciary suggested and ordered printed pursuant to Joint 
Rule 218.
ROBERT B. HUNT
Clerk
Be it enacted by the People of the State of Maine as follows: 
PART A 
Sec. A-1.  18-A MRSA, as amended, is repealed. 
Sec. A-2.  18-C MRSA is enacted to read: 
TITLE 18-C 
PROBATE CODE 
ARTICLE 1 
GENERAL PROVISIONS, DEFINITIONS AND JURISDICTION 
PART 1 
SHORT TITLE, CONSTRUCTION AND GENERAL PROVISIONS 
§1-101.  Short title 
This Title may be known and cited as "the Maine Uniform Probate Code." 
§1-102.  Purposes; rule of construction 
1.  Liberal construction.  This Code must be liberally construed and applied to 
promote its underlying purposes and policies. 
2.  Purposes and policies.  The underlying purposes and policies of this Code are to: 
A.  Simplify and clarify the law concerning the affairs of decedents, missing persons, 
protected persons, minors and incapacitated persons; 
B.  Discover and make effective the intent of a decedent in the distribution of the 
decedent's property; 
C.  Promote a speedy and efficient system for liquidating the estate of the decedent 
and making distribution to the decedent's successors; 
D.  Facilitate use and enforcement of certain trusts; and 
E.  Make uniform the law among the various jurisdictions. 
§1-103.  Supplementary general principles of law applicable 
Unless displaced by the provisions of this Code, the principles of law and equity 
supplement its provisions. 
§1-104.  Construction against implied repeal 
This Code is a general act intended to provide unified coverage of its subject matter 
and no part of it may be considered impliedly repealed by subsequent legislation if it can 
reasonably be avoided. 
§1-105.  Effect of fraud and evasion 
Whenever fraud has been perpetrated in connection with any proceeding or in any 
statement filed under this Code or if fraud is used to avoid or circumvent the provisions 
or purposes of this Code, any person injured by the fraud may obtain appropriate relief 
against the perpetrator of the fraud or restitution from any person, other than a bona fide 
purchaser, benefiting from the fraud, whether innocent or not.  A proceeding must be 
commenced within 2 years after the discovery of the fraud, but a proceeding may not be 
brought against a person who is not a perpetrator of the fraud later than 6 years after the 
time of commission of the fraud.  This section has no bearing on remedies relating to 
fraud practiced on a decedent during the decedent's lifetime that affects the succession of 
the decedent's estate. 
§1-106.  Evidence as to death or status 
In proceedings under this Code, the rules of evidence in courts of general jurisdiction, 
including any relating to simultaneous deaths, are applicable unless specifically displaced 
by the Code or by rules adopted under section 1-304.  In addition, notwithstanding Title 
22, section 2707, the following provisions relating to determination of death and status 
are applicable. 
1.  Application of Uniform Determination of Death Act.  Death occurs when an 
individual is determined to be dead under the Uniform Determination of Death Act. 
2.  Death certificate as prima facie evidence.  A certified or authenticated copy of a 
death certificate purporting to be issued by an official or agency of the place where the 
death purportedly occurred is prima facie evidence of the fact, place, date and time of 
death and the identity of the decedent. 
3.  Government record as prima facie evidence.  A certified or authenticated copy 
of any record or report of a governmental agency, domestic or foreign, asserting that a 
person is missing, detained, dead or alive is prima facie evidence of the status and of the 
dates, circumstances and places disclosed by the record or report. 
4.  Absence of record; clear and convincing evidence required.  In the absence of 
prima facie evidence of death under subsection 2 or 3, the fact of death may be 
established by clear and convincing evidence, including circumstantial evidence. 
5.  Presumption of death after 5-year absence.  An individual whose death is not 
established under subsections 1 to 4, who is absent for a continuous period of 5 years, 
during which the individual has not been heard from, and whose absence is not 
satisfactorily explained after diligent search or inquiry is presumed to be dead.  Death is 
presumed to have occurred at the end of the period unless there is sufficient evidence for 
determining that death occurred earlier. 
6.  Document as evidence of time of death.  In the absence of evidence disputing 
the time of death stated on a document described in subsection 2 or 3, a document 
described in subsection 2 or 3 that states a time of death 120 hours or more after the time 
of death of another individual, however the time of death of the other individual is 
determined, establishes by clear and convincing evidence that the individual survived the 
other individual by 120 hours. 
§1-107.  Acts by holder of general power 
For the purpose of granting consent or approval with regard to the acts or accounts of 
a personal representative or trustee, including relief from liability or penalty for failure to 
post bond or to perform other duties, and for purposes of consenting to modification or 
termination of a trust or to deviation from its terms, the sole holder or all co-holders of a 
presently exercisable general power of appointment, including one in the form of a power 
of amendment or revocation, are deemed to act for beneficiaries to the extent their 
interests, as objects, takers in default or otherwise, are subject to the power. 
§1-108.  Cost-of-living adjustment of certain dollar amounts 
1.  Definitions.  As used in this section, unless the context otherwise indicates, the 
following terms have the following meanings. 
A.  "Consumer Price Index" means the Consumer Price Index, Annual Average, for 
All Urban Consumers, CPI-U: U.S. City Average, All items, reported by the United 
States Department of Labor, Bureau of Labor Statistics, or its successor or, if the 
index is discontinued, an equivalent index reported by a federal authority or, if no 
such index is reported, "Consumer Price Index" means a comparable index chosen by 
the Bureau of Labor Statistics. 
B.  "Reference base index" means the Consumer Price Index for calendar year 2017. 
2.  Automatic adjustment of amounts for inflation.  The dollar amounts stated in 
sections 2-102, 2-402, 2-403 and 2-405 apply to the estate of a decedent who died in or 
after 2017, but for the estate of a decedent who died after 2018, these dollar amounts 
must be increased or decreased if the Consumer Price Index for the calendar year 
immediately preceding the year of death exceeds or is less than the reference base index.  
The amount of any increase or decrease is computed by multiplying each dollar amount 
by the percentage by which the Consumer Price Index for the calendar year immediately 
preceding the year of death exceeds or is less than the reference base index.  If any 
increase or decrease produced by the computation is not a multiple of $100, the increase 
or decrease is rounded down, if an increase, or up, if a decrease, to the next multiple of 
$100, but for the purpose of section 2-405, the periodic installment amount is the lump-
sum amount divided by 12.  If the Consumer Price Index for 2018 is changed by the 
United States Department of Labor, Bureau of Labor Statistics, the reference base index 
must be revised using the rebasing factor reported by the Bureau of Labor Statistics or 
other comparable data if a rebasing factor is not reported. 
§1-109.  Transfer for value 
Any recorded instrument described in this Code on which the register of deeds notes 
by an appropriate stamp "Maine Real Estate Transfer Tax Paid" is prima facie evidence 
that the transfer was made for value. 
§1-110.  Powers of fiduciaries relating to compliance with environmental laws 
1.  Fiduciary powers to comply with environmental law.  From the inception of 
the trust or estate, a fiduciary has the following powers, without court authorization, 
which the fiduciary may use in the fiduciary's sole discretion to comply with 
environmental law: 
A.  To inspect and monitor property held by the fiduciary, including interests in sole 
proprietorships, partnerships or corporations and any assets owned by any such 
business enterprise, for the purpose of determining compliance with environmental 
law affecting the property and to respond to any actual or threatened violation of any 
environmental law affecting the property held by the fiduciary; 
B.  To take, on behalf of the trust or estate, any action necessary to prevent, abate or 
otherwise remedy any actual or threatened violation of any environmental law 
affecting property held by the fiduciary, either before or after the initiation of an 
enforcement action by any governmental body; 
C.  To refuse to accept property if the fiduciary determines that any property to be 
donated to the trust or estate either is contaminated by any hazardous substance or is 
being used or has been used for any activity directly or indirectly involving any 
hazardous substance that could result in liability to the trust or estate or otherwise 
impair the value of the assets held in the trust or estate.  This paragraph does not 
apply to property in the trust or estate at its inception; 
D.  To settle or compromise at any time any claims against the trust or estate that may 
be asserted by any governmental body or private party involving the alleged violation 
of any environmental law affecting property held in trust or in an estate; 
E.  To disclaim any power granted by any document, statute or rule of law that, in the 
sole discretion of the fiduciary, may cause the fiduciary to incur personal liability 
under any environmental law; and 
F.  To decline to serve or to resign as a fiduciary if the fiduciary reasonably believes 
that there is or may be a conflict of interest between the fiduciary's fiduciary capacity 
and the fiduciary's individual capacity because of potential claims or liabilities that 
may be asserted against the fiduciary on behalf of the trust or estate because of the 
type or condition of assets held in the trust or estate. 
2.  Definitions.  For purposes of this section, "environmental law" means any federal, 
state or local law, rule, regulation or ordinance relating to protection of the environment 
or human health.  For purposes of this section, "hazardous substance" has the meaning set 
forth in Title 38, section 1362, subsection 1. 
3.  Costs assessed to trust or estate.  The fiduciary may charge the cost of any 
inspection, review, abatement, response, cleanup or remedial action authorized in this 
section against the income or principal of the trust or estate.  A fiduciary is not personally 
liable to any beneficiary or other party for any decrease in value of assets in trust or in an 
estate by reason of the fiduciary's compliance with any environmental law, specifically 
including any reporting requirement under the law.  Neither the acceptance by the 
fiduciary of property nor a failure by the fiduciary to inspect property creates an inference 
as to whether there is or may be any liability under any environmental law with respect to 
the property. 
4.  Compliance with environmental law not a conflict of interest.  The exercise by 
a fiduciary of any of the powers granted in this section does not constitute a transaction 
that is affected by a substantial conflict of interest on the part of the fiduciary. 
5.  Application and effective date.  This section applies to all trusts and estates in 
existence on and created after July 1, 1994. 
§1-111.  Guardian ad litem 
1.  Appointment order.  In any proceeding under this Code for which the court may 
appoint a guardian ad litem for a child involved in the proceeding, at the time of the 
appointment, the court shall specify the guardian ad litem's length of appointment, duties 
and fee arrangements. 
2.  Qualifications.  A guardian ad litem appointed on or after October 1, 2005 must 
meet the qualifications established by the Supreme Judicial Court. 
3.  Release of information and access to child.  If, in order to perform the guardian 
ad litem's duties, the guardian ad litem needs information concerning the child or parents, 
the court may order the parents to sign an authorization form allowing the release of the 
necessary information.  The guardian ad litem must be allowed access to the child by 
caretakers of the child, whether the caretakers are individuals, authorized agencies or 
child care providers. 
4.  Best interest of the child.  The guardian ad litem shall use the standard of the best 
interest of the child as set forth in Title 19-A, section 1653, subsection 3.  The guardian 
ad litem shall make the wishes of the child known to the court if the child has expressed 
them, regardless of the recommendation of the guardian ad litem. 
5.  Written report; admissibility.  If required by the court, the guardian ad litem 
shall make a final written report to the parties and the court reasonably in advance of a 
hearing.  The report is admissible as evidence and subject to cross-examination and 
rebuttal, whether or not objected to by a party. 
6.  Quasi-judicial immunity.  A person appointed by the court as a guardian ad litem 
acts as the court's agent and is entitled to quasi-judicial immunity for acts performed 
within the scope of the duties of the guardian ad litem. 
7.  Notice of other proceedings.  A guardian ad litem must be given notice of all 
civil or criminal hearings and proceedings, including, but not limited to, grand juries, in 
which the child is a party or a witness.  The guardian ad litem shall protect the best 
interest of the child in those hearings and proceedings, unless otherwise ordered by the 
court. 
PART 2 
DEFINITIONS 
§1-201.  Definitions 
As used in this Code, unless the context otherwise indicates, the following terms have 
the following meanings. 
1.  Agent.  "Agent" includes an attorney-in-fact under a durable or nondurable power 
of attorney, an individual authorized to make decisions concerning another's health care 
and an individual authorized to make decisions for another under the Uniform Health 
Care Decisions Act. 
2.  Application.  "Application" means a written request to the register for an order of 
informal probate or appointment under Article 3, Part 3. 
3.  Beneficiary.  "Beneficiary," as it relates to a trust beneficiary, includes a person 
who has any present or future interest, vested or contingent, and also includes the owner 
of an interest by assignment or other transfer; as it relates to a charitable trust, includes 
any person entitled to enforce the trust; as it relates to a beneficiary of a beneficiary 
designation, refers to a beneficiary of an insurance or annuity policy, of an account with 
POD designation, of a security registered in beneficiary form, TOD, or of a pension, 
profit-sharing, retirement or similar benefit plan or other nonprobate transfer at death; 
and, as it relates to a beneficiary designated in a governing instrument, includes a grantee 
of a deed, a devisee, a trust beneficiary, a beneficiary of a beneficiary designation, a 
donee, appointee or taker in default of a power of appointment and a person in whose 
favor a power of attorney or a power held in any individual, fiduciary or representative 
capacity is exercised. 
4.  Beneficiary designation.  "Beneficiary designation" means a governing 
instrument naming a beneficiary of an insurance or annuity policy, of an account with 
POD designation, of a security registered in beneficiary form, TOD, or of a pension, 
profit-sharing, retirement or similar benefit plan or other nonprobate transfer at death. 
5.  Child.  "Child" includes any individual entitled to take as a child under this Code 
by intestate succession from the parent whose relationship is involved and excludes any 
person who has no other relationship to the parent than as a stepchild, a foster child, a 
grandchild or any more remote descendant. 
6.  Claims.  "Claims," in respect to estates of decedents and protected persons, 
includes liabilities of the decedent or protected person whether arising in contract, in tort 
or otherwise, and liabilities of the estate that arise at or after the death of the decedent or 
after the appointment of a conservator, including funeral expenses and expenses of 
administration.  "Claims" does not include estate or inheritance taxes, or demands or 
disputes regarding title of a decedent or protected person to specific assets alleged to be 
included in the estate. 
7.  Conservator.  "Conservator" means a person who is appointed by a court to 
manage the estate of a protected person.  "Conservator" includes a limited conservator. 
8.  Court.  "Court" means any one of the several courts of probate of this State 
established as provided in Title 4, sections 201 and 202. 
9.  Descendant.  "Descendant," as it relates to an individual, means all of the 
individual's descendants of all generations.  The relationship of parent and child at each 
generation is determined by the definition of "parent" and "child" contained in this Code. 
10.  Devise.  "Devise" when used as a noun means a testamentary disposition of real 
or personal property and when used as a verb means to dispose of real or personal 
property by will. 
11.  Devisee.  "Devisee" means any person designated in a will to receive a devise.  
For the purposes of Article 3, in the case of a devise to an existing trust or trustee, or to a 
trustee or trust described by will, "devisee" includes the trust or trustee but not the 
beneficiaries. 
12.  Disability.  "Disability" means cause for a protective order as described by 
section 5-401. 
13.  Distributee.  "Distributee" means any person who has received property of a 
decedent from the personal representative other than as creditor or purchaser.  A 
testamentary trustee is a distributee only to the extent of the distributed assets or 
increment of distributed assets remaining in the trustee's possession.  A beneficiary of a 
testamentary trust to whom the trustee has distributed property received from a personal 
representative is a distributee of the personal representative.  For purposes of this 
provision, "testamentary trustee" includes a trustee to whom assets are transferred by will, 
to the extent of the devised assets. 
14.  Domestic partner.  "Domestic partner" means one of 2 unmarried adults who 
are domiciled together under long-term arrangements that evidence a commitment to 
remain responsible indefinitely for each other's welfare. 
15.  Estate.  "Estate" includes the property of the decedent, trust or other person 
whose affairs are subject to this Code as originally constituted and as it exists from time 
to time during administration. 
16.  Exempt property.  "Exempt property" means that property of a decedent's estate 
that is described in section 2-403. 
17.  Fiduciary.  "Fiduciary" includes a personal representative, guardian, conservator 
and trustee. 
18.  Foreign personal representative.  "Foreign personal representative" means a 
personal representative appointed by another jurisdiction. 
19.  Formal proceedings.  "Formal proceedings" means proceedings within the 
exclusive jurisdiction of the court conducted before a judge with notice to interested 
persons. 
20.  General personal representative.  "General personal representative" means a 
personal representative other than a special administrator. 
21.  Governing instrument.  "Governing instrument" means a deed, will, trust or 
insurance or annuity policy; account with POD designation; security registered in 
beneficiary form, TOD; transfer on death deed, TOD; pension, profit-sharing, retirement 
or similar benefit plan; instrument creating or exercising a power of appointment or a 
power of attorney; or dispositive, appointive or nominative instrument of any similar 
type. 
22.  Guardian.  "Guardian" means a person who has qualified as a guardian of a 
minor or incapacitated person pursuant to appointment by a parent or spouse or by the 
court.  "Guardian" includes a limited, an emergency and a temporary substitute guardian 
but not a guardian ad litem. 
23.  Heirs.  "Heirs," except as provided in section 2-711, means those persons, 
including the surviving spouse, who are entitled under the statutes of intestate succession 
to the property of a decedent. 
24.  Incapacitated person.  "Incapacitated person" means an individual who, for 
reasons other than being a minor, is unable to receive and evaluate information or make 
or communicate informed decisions to such an extent that the individual lacks the ability 
to meet essential requirements for physical health, safety or self-care, even with 
reasonably available appropriate technological assistance. 
25.  Informal proceedings.  "Informal proceedings" means proceedings conducted 
without notice to interested persons by an officer of the Court acting as a register for 
probate of a will or appointment of a personal representative. 
26.  Interested person.  "Interested person" includes heirs, devisees, children, 
spouses, domestic partners, creditors, beneficiaries and any others having a property right 
in or claim against a trust estate or the estate of a decedent, ward or protected person.  
"Interested person" also includes persons having priority for appointment as personal 
representative and other fiduciaries representing interested persons.  In any proceeding or 
hearing under Article 5 affecting a trust estate or estate, when the ward or protected 
person has received benefits from the United States Department of Veterans Affairs 
within 3 years, "interested person" includes the Secretary of Veterans Affairs.  The 
definition of "interested person" as it relates to particular persons may vary from time to 
time and must be determined according to the particular purposes of, and matter involved 
in, any proceeding. 
27.  Issue.  "Issue," as it relates to a person, means a descendant of that person. 
28.  Joint tenants with the right of survivorship.  "Joint tenants with the right of 
survivorship" includes co-owners of property held under circumstances that entitle one or 
more to the whole of the property on the death of the other or others, but excludes forms 
of co-ownership registration in which the underlying ownership of each party is in 
proportion to that party's contribution. 
29.  Judge.  "Judge" means the judge of a court. 
30.  Lease.  "Lease" includes an oil, gas or other mineral lease. 
31.  Letters.  "Letters" includes letters of authority, letters testamentary, letters of 
guardianship, letters of administration and letters of conservatorship. 
32.  Minor.  "Minor" means an unemancipated individual who has not attained 18 
years of age. 
33.  Mortgage.  "Mortgage" means any conveyance, agreement or arrangement in 
which property is encumbered or used as security. 
34.  Nonresident decedent.  "Nonresident decedent" means a decedent who was 
domiciled in another jurisdiction at the time of death. 
35.  Oath.  "Oath" means an oath or affirmation. 
36.  Organization.  "Organization" includes a corporation, government or 
governmental subdivision or agency, business trust, estate, trust, partnership, joint 
venture, association or any other legal or commercial entity. 
37.  Parent.  "Parent" includes any person entitled to take, or who would be entitled 
to take if a child died without a will, as a parent under this Code by intestate succession 
from the child whose relationship is in question and excludes any person who has no 
other relationship to the child than as a stepparent, foster parent or grandparent. 
38.  Payor.  "Payor" means a trustee, insurer, business entity, employer, government, 
governmental agency or subdivision or any other person authorized or obligated by law 
or a governing instrument to make payments. 
39.  Person.  "Person" means an individual or an organization. 
40.  Personal representative.  "Personal representative" includes an executor, 
administrator, successor personal representative, special administrator and a person who 
performs substantially the same function under the appropriate governing law. 
41.  Petition.  "Petition" means a written request to the court for an order after notice. 
42.  POD designation.  "POD designation" has the same meaning as in section 
6-201, subsection 8. 
43.  Proceeding.  "Proceeding" includes any civil action in any court of competent 
jurisdiction. 
44.  Property.  "Property" means anything that may be the subject of ownership and 
includes both real and personal property or any interest therein. 
45.  Protected person.  "Protected person" means a minor or other individual for 
whom a conservator has been appointed or other protective order has been made. 
46.  Protective proceeding.  "Protective proceeding" means a proceeding under 
Article 5, Part 5. 
47.  Record.  "Record" means information that is inscribed on a tangible medium or 
that is stored in an electronic or other medium and is retrievable in perceivable form. 
48.  Register.  "Register" means the official of the court elected or appointed as 
provided in section 1-501 or any other person performing the functions of register as 
provided in Part 5. 
49.  Registered domestic partners.  "Registered domestic partners" means domestic 
partners who are registered in accordance with Title 22, section 2710. 
50.  Security.  "Security" includes any note, stock, treasury stock, bond, debenture, 
evidence of indebtedness, certificate of interest or participation in an oil, gas or mining 
title or lease or in payments out of production under such a title or lease, collateral trust 
certificate, transferable share, voting trust certificate or, in general, any interest or 
instrument commonly known as a security, or any certificate of interest or participation, 
any temporary or interim certificate, receipt or certificate of deposit for, or any warrant or 
right to subscribe to or purchase, any such security. 
51.  Settlement.  "Settlement," in reference to a decedent's estate, includes the full 
process of administration, distribution and closing. 
52.  Sign.  "Sign" means with present intent to authenticate or adopt a record other 
than a will: 
A.  To execute or adopt a tangible symbol; or 
B.  To attach to or logically associate with the record an electronic symbol, sound or 
process. 
53.  Special administrator.  "Special administrator" means a personal representative 
as described by sections 3-614 to 3-618. 
54.  Spouse.  "Spouse" means an individual who is lawfully married and includes 
registered domestic partners and individuals who are in a legal union that was validly 
formed in any state or jurisdiction and that provides substantially the same rights, benefits 
and responsibilities as a marriage. 
55.  State.  "State" means a state of the United States, the District of Columbia, the 
Commonwealth of Puerto Rico or any territory or insular possession subject to the 
jurisdiction of the United States. 
56.  Successor personal representative.  "Successor personal representative" means 
a personal representative, other than a special administrator, who is appointed to succeed 
a previously appointed personal representative. 
57.  Successors.  "Successors" means those persons, other than creditors, who are 
entitled to property of a decedent under the decedent's will or this Code. 
58.  Supervised administration.  "Supervised administration" refers to the 
proceedings described in Article 3, Part 5. 
59.  Survive.  "Survive," as it relates to an individual, means to neither predecease an 
event, including the death of another individual, nor be deemed to have predeceased an 
event under section 2-104 or 2-702.  "Survive" includes its derivatives, such as 
"survives," "survived," "survivor" and "surviving." 
60.  Testacy proceeding.  "Testacy proceeding" means a proceeding to establish a 
will or determine intestacy. 
61.  Testator.  "Testator" means an individual of either sex who has executed a will. 
62.  TOD designation.  "TOD designation" means the designation of a security 
registered in beneficiary form to provide that the security be transferred on the death of 
the owner. 
63.  Trust.  "Trust" includes any express trust, private or charitable, with additions 
thereto, wherever and however created.  "Trust" also includes a trust created or 
determined by judgment or decree under which the trust is to be administered in the 
manner of an express trust.  "Trust" excludes other constructive trusts and excludes 
resulting trusts, conservatorships, personal representatives, trust accounts as defined in 
Article 6, custodial arrangements pursuant to the Maine Uniform Transfers to Minors 
Act, business trusts provided for certificates to be issued to beneficiaries, common trust 
funds, voting trusts, security arrangements, liquidation trusts and trusts for the primary 
purpose of paying debts, dividends, interest, salaries, wages, profits, pensions or 
employee benefits of any kind, and excludes any arrangement under which a person is 
nominee or escrowee for another person. 
64.  Trustee.  "Trustee" includes an original, additional or successor trustee, whether 
or not appointed or confirmed by a court. 
65.  Ward.  "Ward" means an individual for whom a guardian has been appointed. 
66.  Will.  "Will" includes a codicil and any testamentary instrument that only 
appoints an executor, revokes or revises another will, nominates a guardian or expressly 
excludes or limits the right of an individual or class to succeed to property of the decedent 
passing by intestate succession. 
PART 3 
SCOPE, JURISDICTION AND COURTS 
§1-301.  Territorial application 
Except as otherwise provided in this Code, this Code applies to the following: 
1.  Domiciled in the State.  The affairs and estates of decedents, missing persons and 
persons to be protected who are domiciled in this State; 
2.  Nonresidents.  The property of nonresidents located in this State or property 
coming into the control of a fiduciary who is subject to the laws of this State; 
3.  Persons without capacity.  Incapacitated persons and minors in this State; 
4.  Survivorship.  Survivorship and related accounts in this State; and 
5.  Trusts.  Trusts subject to administration in this State. 
§1-302.  Subject matter jurisdiction 
1.  Subject matter jurisdiction.  To the full extent permitted by the laws of the State, 
the court has jurisdiction over all subject matter relating to: 
A.  The estates of decedents, including the construction of wills and determination of 
heirs and successors of decedents, and estates of protected persons; 
B.  The protection of minors and incapacitated persons; and 
C.  Trusts. 
2.  Court authority.  The court has full power to make orders, judgments and 
decrees and take all other action necessary and proper to administer justice in the matters 
that come before it. 
3.  Protective and guardianship proceedings.  The court has jurisdiction over 
protective proceedings and guardianship proceedings. 
4.  Consolidation.  If both guardianship and protective proceedings as to the same 
person are commenced or pending in the same court, the proceedings may be 
consolidated. 
§1-303.  Venue; multiple proceedings; transfer 
1.  Court where proceeding first commenced.   If a proceeding under this Code 
could be maintained in more than one court in this State, the court in which the 
proceeding is first commenced has the exclusive right to proceed. 
2.  Multiple proceedings.  If proceedings concerning the same estate, protected 
person, ward or trust are commenced in more than one court of this State, the court in 
which the proceeding was first commenced shall continue to hear the matter, and the 
other courts shall hold the matter in abeyance until the question of venue is decided.  If 
the ruling court determines that venue is properly in another court, it shall transfer the 
proceeding to the other court. 
3.  Transfer in the interest of justice.  If a court finds that in the interest of justice a 
proceeding or a file should be located in another court of this State, the court making the 
finding may transfer the proceeding or file to the other court. 
§1-304.  Rule-making power 
1.  Rules.  The Supreme Judicial Court may prescribe by general rules the forms, 
practice and procedure, including rules of evidence, to be followed in all proceedings 
under this Code and all appeals from such proceedings.  The rules must be consistent with 
the provisions of this Code and may not abridge, enlarge or modify any substantive right. 
2.  Laws inconsistent with rules.  After the effective date of the rules adopted or 
amended under subsection 1, all laws in conflict with those rules are of no further force or 
effect, except that in the event of a conflict with a provision of this Code, the Code 
provision prevails. 
§1-305.  Records and certified copies; judicial supervision 
The register shall maintain records and files and provide copies of documents as 
provided in sections 1-501 to 1-511 and further records and copies as the Supreme 
Judicial Court may by rule provide.  The register is subject to the supervision and 
authority of the judge of the court in which the register serves. 
§1-306.  No jury trial; removal 
1.  No jury trial.  In any proceeding under this Code, the court shall sit without a 
jury. 
2.  Removal to Superior Court for jury trial.  Upon timely demand by any party, 
any proceeding not within the exclusive jurisdiction of the court may be removed for trial 
to the Superior Court under the procedures the Supreme Judicial Court provides by rule. 
§1-307.  Register; powers 
The register has the power to probate wills, appoint personal representatives as 
provided in sections 3-302 and 3-307 and perform other duties set out in this Code.  The 
acts and orders that may be performed by the register under this Code may also be 
performed by a judge of the court or by a deputy register appointed under the provisions 
of section 1-506. 
§1-308.  Appeals 
Appeals from all final judgments, orders and decrees of the court may be taken to the 
Supreme Judicial Court, sitting as the law court, as in other civil actions. 
§1-309.  Judges 
A judge of the court must be chosen and shall serve as provided in Title 4, sections 
to 312. 
§1-310.  Oath or affirmation on filed documents 
Except as otherwise specifically provided in this Code or by rule, every document 
filed with the court under this Code, including applications, petitions and demands for 
notice, is deemed to include an oath, affirmation or statement to the effect that its 
representations are true as far as the person executing or filing it knows or is informed.  
Deliberate falsification may subject the person executing or filing the document to 
penalties for perjury. 
PART 4 
NOTICE, PARTIES AND REPRESENTATION IN ESTATE LITIGATION AND 
OTHER MATTERS 
§1-401.  Notice 
Whenever notice of any proceeding or any hearing is required under this Code, it 
must be given to any interested person in the manner the Supreme Judicial Court provides 
by rule.  Each notice must include notification of any right to contest or appeal and may 
be proved by the filing of an affidavit of notice. 
§1-402.  Notice; waiver 
A person, including a guardian ad litem, conservator or other fiduciary, may waive 
notice in the manner the Supreme Judicial Court provides by rule. 
§1-403.  Pleadings; when parties bound by others; notice 
In formal proceedings involving trusts or estates of decedents, minors, protected 
persons or incapacitated persons, and in judicially supervised settlements, the following 
provisions apply. 
1.  Pleadings.  Interests to be affected must be described in pleadings that give 
reasonable information to owners by name or class, by reference to the instrument 
creating the interests or in some other appropriate manner. 
2.  Orders binding another person.  A person is bound by an order binding another 
person in the following cases. 
A.  An order binding the sole holder or all coholders of a power of revocation or a 
presently exercisable general power of appointment, including one in the form of a 
power of amendment, binds other persons to the extent their interests, as objects or 
takers in default or otherwise, are subject to the power. 
B.  To the extent there is no conflict of interest between them or among persons 
represented: 
(1)  An order binding a conservator binds the person whose estate the conservator 
controls; 
(2)  An order binding a guardian binds the ward if no conservator of the ward's 
estate has been appointed; 
(3)  An order binding a trustee binds beneficiaries of the trust in proceedings to 
probate a will establishing or adding to a trust, in proceedings to review the acts 
or accounts of a prior fiduciary and in proceedings involving creditors or other 
3rd parties; 
(4)  An order binding a personal representative binds persons interested in the 
undistributed assets of a decedent's estate in actions or proceedings by or against 
the estate; and 
(5)  An order binding a sole holder or all coholders of a general testamentary 
power of appointment binds other persons to the extent their interests, as objects 
or takers in default or otherwise, are subject to the power. 
C.  Unless otherwise represented, a minor, an incapacitated person or an unborn or 
unascertained person is bound by an order to the extent the person's interest is 
adequately represented by another party having a substantially identical interest in the 
proceeding. 
3.  Representation of minors.  If a conservator or guardian has not been appointed, a 
parent may represent a minor. 
4.  Notice.  Notice is required as follows: 
A.  Notice as prescribed by section 1-401 must be given to every interested person or 
to a person who may bind an interested person as described in subsection 2, 
paragraph A or B.  Notice may be given both to a person and to another person who 
may bind the person; and 
B.  Notice must be given to unborn or unascertained persons who are not represented 
under subsection 2, paragraph A or B by giving notice to all known persons whose 
interests in the proceedings are substantially identical to those of the unborn or 
unascertained persons. 
5.  Appointment of guardian ad litem.  At any point in a proceeding, a court may 
appoint a guardian ad litem to represent the interest of a minor, an incapacitated person or 
an unborn or unascertained person if the court determines that representation of the 
interest otherwise would be inadequate.  If not precluded by a conflict of interest, a 
guardian ad litem may be appointed to represent several persons or interests.  The court 
shall set out its reasons for appointing a guardian ad litem as a part of the record or the 
proceeding. 
PART 5 
REGISTERS OF PROBATE 
§1-501.  Election; bond; vacancies; salaries; copies 
1.  Election.  Registers of probate are elected or appointed as provided in the 
Constitution of Maine.  A register's election is effected and determined as is provided for 
county commissioners by Title 30-A, chapter 1, subchapter 2, and a register's term 
commences on the first day of January following the register's election, except that the 
term of a register appointed to fill a vacancy commences immediately. 
2.  Bond.  A register, before acting, shall give bond to the treasurer of the register's 
county with sufficient sureties in the sum of $2,500, except that this sum must be $10,000 
for Cumberland County.  A register, having executed the bond, shall file the bond in the 
office of the county commissioners of the register's county, to be presented to the county 
commissioners at the next meeting for approval.  After the bond is approved, the county 
commissioners shall retain a copy of the bond and deliver the original bond to the 
register, who shall deliver the original bond to the treasurer of the county within 10 days 
after the bond's approval.  Surety and fidelity insurance coverage provided by a public 
sector self-funded risk pool organized pursuant to Title 30-A, section 2253 in the sum 
ordered by the commissioners is deemed to comply with the requirements of this section. 
3.  Vacancies.  Vacancies caused by death, resignation, removal from the county, 
permanent incapacity as defined in Title 30-A, section 1, subsection 2-A or any other 
reason must be filled as provided in the Constitution of Maine.  In the case of a vacancy 
in the term of a register who was nominated by primary election before the general 
election, the register appointed by the Governor to fill the vacancy until a successor is 
chosen at election must be enrolled in the same political party as the register whose term 
is vacant.  In making the appointment, the Governor shall choose from any 
recommendations submitted to the Governor by the county committee of the political 
party from which the appointment is to be made. 
4.  Salary.  A register is entitled to receive an annual salary as established by the 
register's county pursuant to Title 30-A, chapter 3.  The salary of the register must be in 
full compensation for the performance of all duties required of the register. 
5.  Copies and fees.  Registers may make copies of wills, accounts, inventories, 
petitions and decrees and furnish the copies to the persons requesting the copies and may 
charge a reasonable fee for that service, which is considered a fee for the use of the 
county.  Fees for exemplified copies of the records of the probate of wills and the 
granting of administrations, guardianships and conservatorships; fees for copies of 
petitions and orders of notice for personal service; fees for appeal copies; and the 
statutory fees for abstracts and copies of the waivers of wills and other copies required to 
be recorded in the registry of deeds are considered official fees for the use of the county.  
This subsection may not be construed to change or repeal any provisions of law requiring 
the furnishing of certain copies without charge. 
§1-502.  Condition of bond 
A register's bond is conditioned on the register's accounting, according to law, for all 
fees received by or payable to the register by virtue of the office and the register's paying 
the fees to the county treasurer by the 15th day of each month following the month in 
which the fees were collected, as provided by law; the register's keeping, seasonably and 
in good order, the records of the court; the register's making and keeping correct and 
convenient indices of the records; and the register's faithfully discharging all other duties 
of the office.  If a register forfeits the register's bond, the register is disqualified from 
holding office.  The register's failure to complete the register's records for more than 6 
months at any time, except in cases of sickness or extraordinary casualty, constitutes a 
forfeiture. 
§1-503.  Duties; records; binding of papers; facsimile signature 
1.  Duties.  Registers are responsible for the care and custody of all files, papers and 
books belonging to the probate office and shall duly record all wills probated formally or 
informally, letters of authority of a personal representative, guardianships or 
conservatorships issued, bonds approved, accounts filed or allowed, all informal 
applications and findings, all petitions, decrees, orders or judgments of the judge, 
including all petitions, decrees or orders relating to adoptions and changes of names and 
other matters, as the judge directs. 
2.  Records.  Registers shall keep a docket of all probate cases and, under the 
appropriate heading of each case, make entries of each motion, order, decree and 
proceeding so that at all times the docket shows the exact condition of each case.  A 
register may act as an auditor of accounts when requested to do so by the judge, and the 
judge's decision is final unless appealed in the same manner as other probate appeals.  
The records may be attested by the volume, and it is considered to be a sufficient 
attestation of those records when each volume bears the attest with the written signature 
of the register or other person authorized by law to attest those records. 
3.  Binding of papers.  A register may bind in volumes of convenient size original 
inventories and accounts filed in the register's office and, when bound and indexed, those 
inventories and accounts are deemed to be recorded in all cases in which the law requires 
a record to be made and no further record is required. 
4.  Facsimile signature.  A facsimile of the signature of the register or deputy 
register imprinted at the register's or deputy register's direction upon any instrument, 
certification or copy that is customarily certified by the register or deputy register or 
recorded in the probate office has the same validity as the register's or deputy register's 
signature. 
§1-504.  Certification of wills; appointments of personal representatives; elective 
share petitions involving real estate 
1.  Duty of register.  The register shall prepare and submit a certification in 
accordance with subsection 2 within 30 days after the date on which: 
A.  A will has been proved or allowed; 
B.  An appointment of a personal representative has been made upon an assumption 
of intestate status and the petition for appointment indicates that the decedent owned 
real estate; or 
C.  A petition for an elective share has been filed and the will or the petition upon 
which the appointment of a personal representative was granted indicates that the 
decedent owned real estate. 
2.  Certification.  When required by subsection 1, the register shall certify to the 
register of deeds in the county where any affected real estate is situated a true copy of the 
portion of the will that devises the real estate, an abstract of the appointment of the 
personal representative or a true copy or abstract of the petition for an elective share.  
Each certification must also include: 
A.  A description of the real estate derived from the probated will or the petition upon 
which the appointment of the personal representative was made; 
B.  The name of the decedent; 
C.  The name or names of the devisees or heirs; and 
D.  In the case of a will, the date of allowance of the will and an indication whether 
the will was probated formally or informally. 
3.  Additional certification if will previously probated informally.  If a will was 
informally probated and subsequently formally probated or denied probate in formal 
proceedings, the register shall certify the formal probate or formal denial of probate to the 
register of deeds to which the prior informally probated will was certified, setting forth 
the date of the formal probate or denial.  A register of deeds that receives a certification 
pursuant to this subsection shall indicate on the certification the time of receipt and record 
the certification in the same manner as a deed of real estate. 
§1-505.  Notice to beneficiaries; furnishing of copies 
A register shall, within 30 days after a will is probated, notify by mail all 
beneficiaries under the will that devises have been made to them, stating the name of the 
testator and the name of the personal representative, if a personal representative has been 
appointed at the time this notification is sent.  Beneficiaries in a will may, upon 
application to the register, be furnished with a copy of the probated will upon payment of 
a fee of $1 per page. 
§1-506.  Deputy register of probate 
A register may appoint a deputy register for the county, subject to the requirements of 
Title 30-A, section 501.  The deputy register may perform any of the duties prescribed by 
law to be performed by the register.  The signature of the deputy register has the same 
force and effect as the signature of the register.  The deputy register shall give bond to the 
county for the faithful discharge of the deputy register's duties in the same sum and in the 
same manner as the register.  The deputy register shall act as register in the event of a 
vacancy or absence of the register, until the register resumes the register's duties or 
another person is qualified as register.  The deputy register is entitled to receive an annual 
salary established by the register and approved by the county commissioners. 
In the case of an absence of the register in a county where a deputy register has not 
been appointed or in the case of a vacancy in the office of register due to death, 
resignation or any other cause, the judge shall appoint a suitable person to act as register 
pro tempore until the register resumes the duties of office or another person is qualified as 
register.  A register pro tempore must be sworn and, if the judge requires it, shall give 
bond as in the case of the register. 
§1-507.  Inspection of register's conduct of office 
A judge shall constantly inspect the conduct of the register with respect to the 
register's records and duties and give information in writing of any breach of the register's 
bond to the treasurer of the county, who shall bring a civil action.  Any funds recovered 
in the civil action must be applied toward the expenses of completing the records of the 
register under the direction of the judge and the surplus, if any, must inure to the county.  
If the funds are insufficient, the treasurer may recover the deficiency from the register in 
a civil action. 
§1-508.  Register incapable or neglects duties 
When a register is unable to perform or neglects the duties of the office, the judge 
shall certify the register's inability or neglect to the county treasurer, the time of the 
commencement and termination of the inability or neglect and the name of the person 
who has performed the duties for that time period.  The treasurer shall pay the person 
named by the judge a salary in proportion to the time that the person has performed the 
duties of the register and the amount must be deducted from the register's salary. 
§1-509.  Records in case of vacancy 
When there is a vacancy in the office of register and the office's records are 
incomplete, the records may be completed and certified by the person appointed to act as 
register or by the register's successor. 
§1-510.  Register or court employee; prohibited activities 
1.  Prohibited activities.  A register may not: 
A.  Be an attorney or counselor in or out of court in an action or matter pending in the 
court of which the register is register or in an appeal in such action or matter; 
B.  Be an administrator, guardian, commissioner of insolvency, appraiser or divider 
of an estate, in a case within the jurisdiction of the court of which the register is 
register, except as provided in Title 4, section 307, or be in any manner interested in 
the fees and emoluments arising from such an estate in that capacity; or 
C.  In violation of this section, commence or conduct, either personally or by agent or 
clerk, any matter, petition, process or proceeding in the court of which the register is 
register. 
2.  Assistance in drafting.  Except as otherwise provided in this section, a register 
may not draft or aid in drafting documents or paper that the register is by law required to 
record in full or in part.  A register may aid in drafting applications in informal 
proceedings, petitions or sworn statements relating to the closing of decedents' estates 
that have not been contested prior to closing, applications for change of name and 
petitions for guardians of minors.  A register or an employee of a court may not charge 
fees or accept anything of value for assisting in the drafting of documents to be used or 
filed in the court of which the person is the register or an employee. 
3.  Penalties.  The following penalties apply to violations of this section. 
A.  A register who violates subsection 1 commits a Class E crime.  Violation of 
subsection 1 is a strict liability crime as defined in Title 17-A, section 34, subsection 
4-A. 
B.  A register or employee of a court who violates subsection 2 is subject to a civil 
penalty of not more than $100, to be recovered by a complainant in a civil action for 
the complainant's benefit or by civil action for the benefit of the county. 
§1-511.  Fees for approved blanks and forms 
For all approved blanks, forms or schedule paper required in court proceedings, the 
register shall charge fees, which must be set by the register and approved by the county 
commissioners, so as to avoid incurring a loss to the county for such services.  The 
register shall pay such fees to the county treasurer for the use and benefit of the county. 
PART 6 
COSTS AND FEES 
§1-601.  Costs in contested cases 
In contested probate cases and appeals, costs may be allowed to either party, 
including reasonable witness fees, costs of depositions, hospital records or medical 
reports and attorney's fees, to be paid to either or both parties out of the estate in 
controversy, as justice requires.  In cases in which a will is contested on the grounds of 
undue influence or mental capacity, attorney's fees and costs may not be allowed to a 
party who unsuccessfully contests the will. 
§1-602.  Filing and certification fees 
The person making the request shall pay the register the following fees for filing or 
certifying documents. 
1.  Certification.  For making and certifying to the register of deeds copies of devises 
of real estate, abstracts of petitions for appointment of a personal representative or for an 
elective share and any other document for which certification is required, the fee is $15 
plus the fee for recording as provided by Title 33, section 751, except as otherwise 
expressly provided by law.  The fee must be paid by the personal representative, 
petitioner or other person filing the document to be certified when the copy of the devise, 
abstract, petition for elective share or other document for which certification is required is 
requested.  The register of probate shall deliver the certified document to the register of 
deeds together with the fee for recording as provided by Title 33, section 751. 
2.  Filing.  For receiving and entering each petition or application for all estates, 
testate and intestate, including foreign estates, and the filing of a notice by a domiciliary 
foreign personal representative, except for the filing of a successor personal 
representative, when the value of the estate is: 
A.  $10,000 and under, the fee is $20; 
B.  $10,001 to $20,000, the fee is $40; 
C.  $20,001 to $30,000, the fee is $60; 
D.  $30,001 to $40,000, the fee is $75; 
E.  $40,001 to $50,000, the fee is $95; 
F.  $50,001 to $75,000, the fee is $125; 
G.  $75,001 to $100,000, the fee is $190; 
H.  $100,001 to $150,000, the fee is $250; 
I.  $150,001 to $200,000, the fee is $325; 
J.  $200,001 to $250,000, the fee is $375; 
K.  $250,001 to $300,000, the fee is $450; 
L.  $300,001 to $400,000, the fee is $500; 
M.  $400,001 to $500,000, the fee is $575; 
N.  $500,001 to $750,000, the fee is $625; 
O.  $750,001 to $1,000,000, the fee is $700; 
P.  $1,000,001 to $1,500,000, the fee is $750; 
Q.  $1,500,001 to $2,000,000, the fee is $875; or 
R.  More than $2,000,000, the fee is $950, and continuing in steps of $100 for every 
increase in value of $500,000 or part thereof above $2,500,000. 
For filing a will for no probate, there is no charge. 
For filing a will to be probated and without an appointment, the fee is $15. 
3.  Copies of court records.  For making copies from the records of the court, the fee 
is $1 for each page. 
4.  Certificate of appointment.  For each certificate, under seal of the court, of the 
appointment and qualification of a personal representative, guardian, conservator or 
trustee, the fee is $5, and for each double certificate, the fee is $10. 
5.  Petition for appointment as guardian.  For filing a petition for appointment as 
guardian, the fee is $50. 
6.  Application for involuntary hospitalization.  For filing an application for 
involuntary hospitalization, the fee is $10. 
7.  Petition for guardian and conservator.  For filing a joined petition for guardian 
and conservator, the fee is $75. 
8.  Petition for appointment of conservator.  For filing a petition for appointment 
of conservator, the fee is $50. 
9.  Petition for elective share.  For filing a petition for elective share, the fee is $120. 
10.  Subsequent informal appointments.  For all other subsequent informal 
appointments, the fee is $25. 
11.  Other formal proceeding.  For filing any other formal proceeding, the fee is 
$25. 
§1-603.  Registers to account monthly for fees 
A register shall account for each calendar month under oath to the county treasurer 
for all fees received by the register or payable to the register by virtue of the office, 
specifying the items, and shall pay the whole amount for each calendar month to the 
treasurer of the county not later than the 15th day of the following month. 
§1-604.  Expenses of partition 
When a partition of real estate is made by order of a judge, the interested parties shall 
pay the expenses in proportion to their interests.  When expenses accrue prior to the 
closing order or statement of the personal representative of the deceased owner of such 
real estate, the personal representative may pay the expenses from the personal 
representative's account.  In case of neglect or refusal to pay of any person liable to pay 
such expenses, the judge may issue a warrant of distress against that person for the 
amount due and costs of process. 
§1-605.  Compensation of court reporters 
Court reporters appointed under Title 4, sections 751 to 756 shall, if a transcript is 
requested by the court or a party, file the original transcript with the court and receive the 
same compensation as provided by law for temporary court reporters as well as mileage 
at the rate of 10¢ a mile. 
Transcripts furnished for the files of the court must be paid for by the county in 
which the court or examination is held at the rate prescribed by the Supreme Judicial 
Court, after the reporter's bill has been allowed by the judge of the court in which the 
services were rendered.  In probate matters, the personal representative, conservator or 
guardian shall, in each case out of the estate handled by that personal representative, 
conservator or guardian, pay to the register for the county the amount of the reporter's 
fees, giving the fees the same priority as provided in section 3-815 for other costs and 
expenses of administration, or as otherwise provided for in the case of insolvent estates.  
If the estate assets are not sufficient, the court may order payment by the county. 
§1-606.  Court reporters to furnish copies 
Court reporters shall furnish correct typewritten copies of the oral testimony taken at 
any hearing or examination upon request by any person and payment of transcript rates 
prescribed by the Supreme Judicial Court. 
§1-607.  Surcharge for restoration, storage and preservation of records 
1.  Surcharge.  In addition to any other fees required by law, a register shall collect a 
surcharge of $10 per petition, application or complaint, except for name changes, filed in 
the court. 
2.  Nonlapsing account.  The surcharge imposed in subsection 1 must be transferred 
to the county treasurer, who shall deposit it in a separate, nonlapsing account within 30 
days of receipt.  Money in the account is not available for use as general revenue of the 
county.  Interest earned on the account must be credited to the account. 
3.  Use of account funds.  The money in the account established in subsection 2 must 
be used for the restoration, storage and preservation of the records filed in the office of 
the register and in the court.  No withdrawals from this account may be made without the 
express written request or approval of the register. 
4.  Waiver of surcharge.  The judge may waive the surcharge in subsection 1 if the 
judge believes that it will prove a hardship for the individual filing the petition, 
application or complaint. 
§1-608.  Fees not established in statute 
Unless otherwise specifically stated in statute or in the Rules of Probate Procedure 
published by the Supreme Judicial Court, the Probate Court shall charge the same fee 
charged by the District Court or the Superior Court for similar procedures. 
PART 7 
CHANGE OF NAME 
§1-701.  Petition to change name 
1.  Petition; where filed.  If a person desires to have that person's name changed, the 
person may petition the judge in the county where the person resides.  If the person is a 
minor, the person's legal custodian may petition on the person's behalf.  If there is a 
proceeding involving custody or other parental rights with respect to the minor pending in 
the District Court, the petition must be filed in the District Court. 
2.  Notice and name change.  Upon receipt of a petition filed under subsection 1, the 
judge, after due notice, may change the name of the person.  To protect the person's 
safety, the judge may limit the notice required if the person shows by a preponderance of 
the evidence that: 
A.  The person is a victim of abuse; and 
B.  The person is currently in reasonable fear of the person's safety. 
3.  Record.  The judge shall make and preserve a record of a name change.  If the 
judge limited the notice required under subsection 2, the judge may seal the record of the 
name change. 
4.  Filing fee.  The fee for filing a name change petition is $40. 
5.  Background checks.  The judge may require a person seeking a name change to 
undergo one or more of the following background checks:  a criminal history record 
check; a motor vehicle record check; or a credit check.  The judge may require the person 
to pay the cost of each background check required. 
6.  Denial of petition brought for improper purpose.  The judge may not change 
the name of a person if the judge has reason to believe that the person is seeking the name 
change for purposes of defrauding another person or entity or for purposes otherwise 
contrary to the public interest. 
PART 8 
PROBATE AND TRUST LAW ADVISORY COMMISSION 
§1-801.  Commission established 
The Probate and Trust Law Advisory Commission, established in Title 5, section 
12004-I, subsection 73-B and referred to in this Part as "the commission," is created for 
the purpose of conducting a continuing study of the probate and trust laws of the State. 
1.  Membership.  The commission is composed of 10 members who have experience 
in practicing probate and trust law or are knowledgeable about probate and trust law.  The 
membership of the commission must include: 
A.  Two Probate Court Judges, appointed by the Chief Justice of the Supreme 
Judicial Court; 
B.  One Superior Court Justice, appointed by the Chief Justice of the Supreme 
Judicial Court; 
C.  Five members of the trusts and estates law section of the Maine State Bar 
Association, appointed by the Chief Justice of the Supreme Judicial Court; 
D.  One member representing the interests of older people, appointed by the 
Governor; and 
E.  The Attorney General or the Attorney General's designee. 
2.  Terms.  A member is appointed for a term of 3 years and may be reappointed. 
3.  Vacancies.  In the event of the death or resignation of a member, the appointing 
authority under subsection 1 shall appoint a qualified person for the remainder of the 
term. 
§1-802.  Consultants; experts 
Whenever it considers appropriate, the commission may seek the advice of 
consultants or experts, including representatives of the legislative and executive branches, 
in fields related to the commission's duties. 
§1-803.  Duties 
1.  Examine, evaluate and recommend.  The commission shall: 
A.  Examine this Title and Title 18-B and draft amendments that the commission 
considers advisable; 
B.  Evaluate the operation of this Title and Title 18-B and recommend amendments 
based on the evaluation; 
C.  Examine current laws pertaining to probate and trust laws and recommend 
changes based on the examination; and 
D.  Examine any other aspects of the State's probate and trust laws, including 
substantive, procedural and administrative matters, that the commission considers 
relevant. 
2.  Propose changes.  The commission may propose to the Legislature, at the start of 
each session, changes in the probate and trust laws and in related provisions that the 
commission considers appropriate. 
§1-804.  Organization 
The Chief Justice of the Supreme Judicial Court shall notify all members of the 
commission of the time and place of the first meeting of the commission.  At that time the 
commission shall organize, elect a chair, vice-chair and secretary-treasurer from its 
membership and adopt rules governing the administration of the commission and its 
affairs.  The commission shall maintain financial records as required by the State Auditor. 
§1-805.  Federal funds 
The commission may accept federal funds on behalf of the State. 
Maine Uniform Probate Code Comment (§1-101) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§1-106) 
There are no counterparts to subsections 1, 4 and 6 in former Title 18-A. 
Maine Uniform Probate Code Comment (§1-107) 
This section does not retain the former Title 18-A, section 1-108 reference to 
registration of a trust, due to the enactment of the Maine Uniform Trust Code and repeal 
of former Title 18-A provisions regarding trust registration. 
Maine Uniform Probate Code Comment (§1-108) 
Section 1-108 was added to make it unnecessary in the future for the Legislature to 
continue to amend the Maine Uniform Probate Code periodically to adjust certain dollar 
amounts for inflation.  This section provides for an automatic adjustment of each of the 
listed dollar amounts annually. 
Maine Uniform Probate Code Comment (§1-109) 
This section retains the provision of former Title 18-A, section 1-110 as a 
nonuniform provision.  Former Title 18-A, section 1-109 was repealed for consistency 
with the Uniform Probate Code. 
Maine Uniform Probate Code Comment (§1-110) 
The Uniform Probate Code has no provision concerning powers of fiduciaries 
relating to compliance with environmental law.  This section retains the provisions of 
former Title 18-A, section 1-111 as a nonuniform provision.   
Maine Uniform Probate Code Comment (§1-111) 
The Uniform Probate Code has no provision concerning guardians ad litem.  This 
section retains the provisions of former Title 18-A, section 1-112 as a nonuniform 
provision.   
Maine Uniform Probate Code Comment (§1-201) 
This section includes several definitions from former Title 18-A that do not appear in 
the Uniform Probate Code. 
Maine Uniform Probate Code Comment (§1-302) 
This section does not constitute a substantive change to Maine law. 
ARTICLE 2 
INTESTACY, WILLS AND DONATIVE TRANSFERS 
PART 1 
INTESTATE SUCCESSION 
SUBPART 1 
GENERAL PROVISIONS 
§2-101.  Intestate estate 
1.  Intestate succession.  Any part of a decedent’s estate not effectively disposed of 
by will passes by intestate succession to the decedent’s heirs as prescribed in this Code, 
except as modified by the decedent’s will. 
2.  Will expressly excludes or limits.  A decedent by will may expressly exclude or 
limit the right of an individual or class to succeed to property of the decedent passing by 
intestate succession.  If that individual or a member of that class survives the decedent, 
the share of the decedent’s intestate estate to which that individual or class would have 
succeeded passes as if that individual or each member of that class had disclaimed the 
individual’s or member’s intestate share. 
§2-102.  Share of spouse 
The intestate share of a decedent’s surviving spouse is: 
1.  No descendant or parent.  The entire intestate estate if: 
A.  No descendant or parent of the decedent survives the decedent; or 
B.  All of the decedent’s surviving descendants are also descendants of the surviving 
spouse and there is no other descendant of the surviving spouse who survives the 
decedent; 
2.  No descendant but parent survives.  The first $300,000, plus 3/4 of any balance 
of the intestate estate, if no descendant of the decedent survives the decedent, but a parent 
of the decedent survives the decedent; 
3.  Descendants of both decedent and spouse, just spouse.  The first $100,000, plus 
1/2 of any balance of the intestate estate, if all of the decedent’s surviving descendants are 
also descendants of the surviving spouse and the surviving spouse has one or more 
surviving descendants who are not descendants of the decedent; and 
4.  Descendants of decedent, not spouse.  One-half of the intestate estate, if there 
are surviving descendants one or more of whom are not descendants of the surviving 
spouse. 
§2-103.  Share of heirs other than surviving spouse 
1.  Share of heirs other than surviving spouse; order.  Any part of the intestate 
estate not passing to a decedent’s surviving spouse under section 2-102, or the entire 
intestate estate if there is no surviving spouse, passes in the following order to the 
individuals who survive the decedent: 
A.  To the decedent’s descendants per capita at each generation; 
B.  If there is no surviving descendant, to the decedent’s parents equally if both 
survive or to the surviving parent if only one survives; 
C.  If there is no surviving descendant or parent, to the descendants of the decedent’s 
parents or either of them per capita at each generation; 
D.  If there is no surviving descendant, parent or descendant of a parent, but the 
decedent is survived on both the paternal and maternal sides by one or more 
grandparents or descendants of grandparents: 
(1)  Half to the decedent’s paternal grandparents equally if both survive, to the 
surviving paternal grandparent if only one survives or to the descendants of the 
decedent’s paternal grandparents or either of them if both are deceased, to be 
distributed to the descendants per capita at each generation; and 
(2)  Half to the decedent’s maternal grandparents equally if both survive, to the 
surviving maternal grandparent if only one survives or to the descendants of the 
decedent’s maternal grandparents or either of them if both are deceased, to be 
distributed to the descendants per capita at each generation; 
E.  If there is no surviving descendant, parent or descendant of a parent, but the 
decedent is survived by one or more grandparents or descendants of grandparents on 
the paternal but not the maternal side, or on the maternal but not the paternal side, to 
the decedent’s relatives on the side with one or more surviving members in the 
manner described in paragraph D; and 
F.  If there is no surviving descendant, parent or descendant of a parent, grandparent 
or descendant of a grandparent, but the decedent is survived by one or more great-
grandparents or descendants of great-grandparents, half of the estate passes to the 
paternal great-grandparents who survive, or to the descendants of the paternal great-
grandparents if all are deceased, to be distributed per capita at each generation as 
described in section 2-106; and the other half passes to the maternal relatives in the 
same manner, but if there is no surviving great-grandparent or descendant of a great-
grandparent on either the paternal or maternal side, the entire estate passes to the 
relatives on the other side in the same manner as the half. 
2.  No takers under subsection 1.  If there is no taker under subsection 1, but the 
decedent has: 
A.  One deceased spouse who has one or more descendants who survive the decedent, 
the estate or part thereof passes to that spouse’s descendants per capita at each 
generation; or 
B.  More than one deceased spouse who has one or more descendants who survive 
the decedent, an equal share of the estate or part thereof passes to each set of 
descendants per capita at each generation. 
§2-104.  Requirement of survival by 120 hours; individual in gestation 
1.  Applicable provisions.  For purposes of intestate succession, homestead 
allowance and exempt property, and except as otherwise provided in subsection 2, the 
provisions of this subsection apply. 
A.  An individual born before a decedent’s death who fails to survive the decedent by 
hours is deemed to have predeceased the decedent.  If it is not established by 
clear and convincing evidence that an individual born before the decedent’s death 
survived the decedent by 120 hours, the individual is deemed to have failed to survive 
for the required period. 
B.  An individual in gestation at a decedent’s death is deemed to be living at the 
decedent’s death if the individual lives 120 hours after birth.  If it is not established 
by clear and convincing evidence that an individual in gestation at the decedent’s 
death lived 120 hours after birth, the individual is deemed to have failed to survive 
for the required period. 
2.  Not applicable if results in escheat.  This section does not apply if its application 
would cause the estate to pass to the State under section 2-105. 
§2-105.  No taker 
If there is no taker under the provisions of this Article, the intestate estate passes to 
the State, except that an amount of funds included in the estate up to the total amount of 
restitution paid to the decedent pursuant to a court order for a crime of which the 
decedent was the victim passes to the Elder Victims Restitution Fund established in Title 
34-A, section 1214-A. 
§2-106.  Per capita at each generation 
1.  Definitions.  As used in this section, unless the context otherwise indicates, the 
following terms have the following meanings. 
A.  "Deceased descendant," "deceased parent" or "deceased grandparent" means a 
descendant, parent or grandparent, respectively, who either predeceased the decedent 
or is deemed to have predeceased the decedent under section 2-104. 
B.  "Surviving descendant" means a descendant who neither predeceased the 
decedent nor is deemed to have predeceased the decedent under section 2-104. 
2.  Per capita at each generation; decedent's descendants.  If, under section 2-103, 
subsection 1, paragraph A, a decedent's intestate estate or a part thereof passes per capita 
at each generation to the decedent's descendants, the estate or part thereof is divided into 
as many equal shares as there are: 
A.  Surviving descendants in the generation nearest to the decedent that contains one 
or more surviving descendants; and 
B.  Deceased descendants in the same generation identified in paragraph A who left 
surviving descendants, if any. 
Each surviving descendant in the nearest generation is allocated one share.  The 
remaining shares, if any, are combined and then divided in the same manner among the 
surviving descendants of the deceased descendants as if the surviving descendants who 
were allocated a share and their surviving descendants had predeceased the decedent. 
3.  Per capita at each generation; descendants of decedent's parents, 
grandparents.  If, under section 2-103, subsection 1, paragraph C or D, a decedent's 
intestate estate or a part thereof passes per capita at each generation to the descendants of 
the decedent's deceased parents or either of them or to the descendants of the decedent's 
deceased paternal or maternal grandparents or either of them, the estate or part thereof is 
divided into as many equal shares as there are: 
A.  Surviving descendants in the generation nearest the deceased parents or either of 
them, or the deceased grandparents or either of them, that contains one or more 
surviving descendants; and 
B.  Deceased descendants in the same generation identified in paragraph A who left 
surviving descendants, if any. 
Each surviving descendant in the nearest generation is allocated one share.  The 
remaining shares, if any, are combined and then divided in the same manner among the 
surviving descendants of the deceased descendants as if the surviving descendants who 
were allocated a share and their surviving descendants had predeceased the decedent. 
§2-107.  Kindred of half blood 
Relatives of the half blood inherit the same share they would inherit if they were of 
the whole blood. 
§2-108.  Advancements 
1.  Gifts treated as advancements.  If an individual dies intestate as to all or a 
portion of that individual’s estate, property the decedent gave during the decedent’s 
lifetime to an individual who, at the decedent’s death, is an heir is treated as an 
advancement against the heir’s intestate share only if: 
A.  The decedent declared in a contemporaneous writing or the heir acknowledged in 
writing that the gift is an advancement; or 
B.  The decedent’s contemporaneous writing or the heir’s written acknowledgment 
otherwise indicates that the gift is to be taken into account in computing the division 
and distribution of the decedent’s intestate estate. 
2.  Valuation of advanced property.  For purposes of subsection 1, property 
advanced is valued as of the time the heir came into possession or enjoyment of the 
property or as of the time of the decedent’s death, whichever first occurs. 
3.  Recipient's failure to survive decedent.  If the recipient of the property under 
subsection 1 fails to survive the decedent, the property is not taken into account in 
computing the division and distribution of the decedent’s intestate estate, unless the 
decedent’s contemporaneous writing provides otherwise. 
§2-109.  Debts to decedent 
A debt owed to the decedent is not charged against the intestate share of any 
individual except the debtor.  If the debtor fails to survive the decedent, the debt is not 
taken into account in computing the intestate share of the debtor's descendants. 
§2-110.  Alienage 
An individual is not disqualified to take as an heir because the individual or an 
individual through whom the individual claims is or has been an alien. 
§2-111.  Dower and curtesy abolished 
The estates of dower and curtesy are abolished. 
§2-112.  Individuals related to decedent through 2 lines 
An individual who is related to the decedent through 2 lines of relationship is entitled 
to only a single share based on the relationship that would entitle the individual to the 
larger share.  In cases where such an heir would take equal shares, the individual is 
entitled to the equivalent of a single share.  The court shall equitably apportion the 
amount equivalent in value to the share denied such heir by the provisions of this section. 
§2-113.  Parent barred from inheriting 
1.  Parent barred from inheriting though child.  A parent is barred from inheriting 
from or through a child of the parent if: 
A.  The parent’s parental rights were terminated and the parent-child relationship was 
not judicially reestablished; or 
B.  The child died before reaching 18 years of age and there is clear and convincing 
evidence that immediately before the child’s death the parental rights of the parent 
could have been terminated under the laws of this State other than Articles 1 to 8 on 
the basis of nonsupport, abandonment, abuse, neglect or other actions or inactions of 
the parent toward the child. 
2.  Treated as predeceased child.  For the purpose of intestate succession from or 
through a deceased child, a parent who is barred from inheriting under this section is 
treated as if the parent predeceased the child. 
SUBPART 2 
PARENT-CHILD RELATIONSHIP 
§2-115.  Definitions 
As used in this subpart, unless the context otherwise indicates, the following terms 
have the following meanings. 
1.  Adoptee.  "Adoptee" means an individual who is adopted. 
2.  Assisted reproduction.  "Assisted reproduction" means a method of causing 
pregnancy other than sexual intercourse. 
3.  Divorce.  "Divorce" includes an annulment, dissolution and declaration of 
invalidity of a marriage. 
4.  Function as a parent of the child.  "Function as a parent of the child" means to 
behave toward a child in a manner consistent with being the child's parent and to perform 
functions that are customarily performed by a parent, including fulfilling parental 
responsibilities toward the child, recognizing or holding out the child as the individual's 
child, materially participating in the child's upbringing and residing with the child in the 
same household as a regular member of that household. 
5.  Genetic father.  "Genetic father" means the man whose sperm fertilized the egg 
of a child's genetic mother.  If the father-child relationship is established under the 
presumption of paternity under Title 19-A, chapter 61, "genetic father" means only the 
man for whom that relationship is established. 
6.  Genetic mother.  "Genetic mother" means the woman whose egg was fertilized 
by the sperm of a child's genetic father. 
7.  Genetic parent.  "Genetic parent" means a child's genetic father or genetic 
mother. 
8.  Incapacity.  "Incapacity" means the inability of an individual to function as a 
parent of a child because of the individual's physical or mental condition. 
9.  Relative.  "Relative" means a grandparent or a descendant of a grandparent. 
§2-116.  Effect of parent-child relationship 
Except as otherwise provided in section 2-119, subsections 2 to 5, if a parent-child 
relationship exists or is established under this subpart or under Title 19-A, chapter 61, the 
parent is a parent of the child and the child is a child of the parent for the purpose of 
intestate succession. 
§2-117.  No distinction based on marital status 
Except as otherwise provided in sections 2-113, 2-119, 2-120 and 2-121, a parent-
child relationship exists between a child and the child's genetic parents, regardless of the 
parents' marital status. 
§2-118.  Adoptee and adoptee's adoptive parent or parents 
1.  Parent-child relationship.  A parent-child relationship exists between an adoptee 
and the adoptee's adoptive parent or parents. 
2.  Treated as adopted.  For purposes of subsection 1: 
A.  An individual who is in the process of being adopted by a married couple when 
one of the spouses dies is treated as adopted by the deceased spouse if the adoption is 
subsequently granted to the decedent's surviving spouse; and 
B.  A child of a genetic parent who is in the process of being adopted by a genetic 
parent's spouse when the spouse dies is treated as adopted by the deceased spouse if 
the genetic parent survives the deceased spouse by 120 hours. 
3.  Adoption by spouse.  If, after a parent-child relationship is established between a 
child of assisted reproduction and a parent under section 2-120 or between a gestational 
child and a parent under section 2-121, the child is in the process of being adopted by the 
parent's spouse when that spouse dies, the child is treated as adopted by the deceased 
spouse for the purpose of subsection 2, paragraph B. 
§2-119.  Adoptee and adoptee's genetic parents 
1.  No parent-child relationship.  Except as otherwise provided in subsections 2 to 
5, a parent-child relationship does not exist between an adoptee and the adoptee's genetic 
parents. 
2.  Adopted by spouse of genetic parent.  A parent-child relationship exists between 
an individual who is adopted by the spouse of either genetic parent and: 
A.  The genetic parent whose spouse adopted the individual; and 
B.  The other genetic parent, but only for the purpose of the right of the adoptee or a 
descendant of the adoptee to inherit from or through the other genetic parent. 
3.  Adopted by relative of genetic parent.  A parent-child relationship exists 
between both genetic parents and an individual who is adopted by a relative of a genetic 
parent, or by the spouse or surviving spouse of a relative of a genetic parent, but only for 
the purpose of the right of the adoptee or a descendant of the adoptee to inherit from or 
through either genetic parent. 
4.  Adoption after death of genetic parents.  A parent-child relationship exists 
between both genetic parents and an individual who is adopted after the death of both 
genetic parents, but only for the purpose of the right of the adoptee or a descendant of the 
adoptee to inherit through either genetic parent. 
5.  Child of assisted reproduction or gestational agreement.  If, after a parent-
child relationship is established between a child of assisted reproduction and a parent or 
parents under section 2-120 or between a gestational child and a parent or parents under 
section 2-121, the child is adopted by another or others, the child's parent or parents under 
section 2-120 or 2-121 are treated as the child's genetic parent or parents for the purpose 
of this section. 
6.  Inheritance in adoption decree.  Regardless of whether a parent-child 
relationship is established or not, an adoptee inherits from the adoptee's genetic parents if 
so provided in the adoption decree. 
§2-120.  Child conceived by assisted reproduction other than child born to 
gestational carrier or child born to surrogate 
1.  Definitions.  As used in this section, unless the context otherwise indicates, the 
following terms have the following meanings. 
A.  "Birth mother" means a woman, other than a gestational carrier or a surrogate 
under section 2-121, who gives birth to a child of assisted reproduction.  "Birth 
mother" is not limited to a woman who is the child's genetic mother. 
B.  "Child of assisted reproduction" means a child conceived by means of assisted 
reproduction by a woman other than a gestational carrier or surrogate under section 
2-121. 
C.  "Third-party donor" means an individual who produces eggs or sperm used for 
assisted reproduction, whether or not for consideration.  "Third-party donor" does not 
include: 
(1)  A husband who provides sperm, or a wife who provides eggs, that are used 
for assisted reproduction by the wife; 
(2)  The birth mother; or 
(3)  An individual who has been determined under subsection 5 or 6 to have a 
parent-child relationship with a child of assisted reproduction. 
2.  Child of assisted reproduction and 3rd-party donor.  A parent-child 
relationship does not exist between a child of assisted reproduction and a 3rd-party donor. 
3.  Child of assisted reproduction and birth mother.  A parent-child relationship 
exists between a child of assisted reproduction and the child's birth mother. 
4.  Child of assisted reproduction and husband of birth mother.  Except as 
otherwise provided in subsections 1 and 11, a parent-child relationship exists between a 
child of assisted reproduction and the husband of the child's birth mother if the husband 
provided the sperm that the birth mother used during his lifetime for assisted 
reproduction. 
5.  Birth certificate presumptively establishes relationship.  A birth certificate 
identifying an individual other than the birth mother as the other parent of a child of 
assisted reproduction presumptively establishes a parent-child relationship between the 
child and that individual. 
6.  Child of assisted reproduction and intended parent.  Except as otherwise 
provided in subsections 8, 10 and 11, and unless a parent-child relationship is established 
under subsection 4 or 5, a parent-child relationship exists between a child of assisted 
reproduction and an individual other than the birth mother who consented to assisted 
reproduction by the birth mother with intent to be treated as the other parent of the child.  
Consent to assisted reproduction by the birth mother with intent to be treated as the other 
parent of the child is established if the individual: 
A.  Before or after the child's birth, signed a record that, considering all the facts and 
circumstances, evidences the individual's consent; or 
B.  In the absence of a signed record under paragraph A: 
(1)  Functioned as a parent of the child no later than 2 years after the child's birth; 
(2)  Intended to function as a parent of the child no later than 2 years after the 
child's birth but was prevented from carrying out that intent by death, incapacity 
or other circumstances; or 
(3)  Intended to be treated as a parent of a posthumously conceived child, if that 
intent is established by clear and convincing evidence. 
7.  Relationship conclusively established by court order.  A parent-child 
relationship is conclusively established by a court order designating the parent or parents 
of a child of assisted reproduction. 
8.  No inheritance if record more than 2 years after birth; exception.  For the 
purpose of subsection 6, paragraph A, neither an individual who signed a record more 
than 2 years after the birth of the child nor a relative of that individual who is not also a 
relative of the birth mother inherits from or through the child unless the individual 
functioned as a parent of the child before the child reached 18 years of age. 
9.  Spouse of birth mother.  For the purpose of subsection 6, paragraph B, the 
provisions of this subsection apply. 
A.  If the birth mother is married and no divorce proceeding is pending, in the 
absence of clear and convincing evidence to the contrary, her spouse satisfies 
subsection 6, paragraph B, subparagraph (1) or (2). 
B.  If the birth mother is a surviving spouse and at her deceased spouse's death no 
divorce proceeding was pending, in the absence of clear and convincing evidence to 
the contrary, her deceased spouse satisfies subsection 6, paragraph B, subparagraph 
(2) or (3). 
10.  Divorce of birth mother.  If a married couple is divorced before placement of 
eggs, sperm or embryos, a child resulting from the assisted reproduction is not a child of 
the birth mother's former spouse, unless the former spouse consented in a record that if 
assisted reproduction were to occur after divorce, the child would be treated as the former 
spouse's child. 
11.  Individual withdraws consent.  If, in a record, an individual withdraws consent 
to assisted reproduction before placement of eggs, sperm or embryos, a child resulting 
from the assisted reproduction is not a child of that individual, unless the individual 
subsequently satisfies subsection 6. 
12.  Conceived after individual's death.  If, under this section, an individual is a 
parent of a child of assisted reproduction who is conceived after the individual's death, 
the child is treated as in gestation at the individual's death for purposes of section 2-104, 
subsection 1, paragraph B if the child is: 
A.  In utero not later than 36 months after the individual's death; or 
B.  Born not later than 45 months after the individual's death. 
§2-121.  Child born to gestational carrier 
1.  Definitions.  As used in this section, unless the context otherwise indicates, the 
following terms have the following meanings. 
A.  "Gestational agreement" means an enforceable or unenforceable agreement for 
assisted reproduction in which a woman agrees to carry a child to birth for an 
intended parent, intended parents or an individual described in subsection 6. 
B.  "Gestational carrier" means a woman who gives birth to a child under a 
gestational agreement and who: 
(1)  Has no genetic connection to the child; and 
(2)  Is not an intended parent. 
C.  "Gestational child" means a child born to a gestational carrier or surrogate under a 
gestational agreement. 
D.  "Intended parent" means an individual who entered into a gestational agreement 
providing that the individual will be the parent of a child born to a gestational carrier 
or surrogate by means of assisted reproduction.  "Intended parent" is not limited to an 
individual who has a genetic relationship with the child. 
E.  "Surrogate" means a woman who gives birth to a child under a gestational 
agreement and who: 
(1)  Has a genetic connection to the child; and 
(2)  Is not an intended parent. 
2.  Relationship conclusively established by court order.  A parent-child 
relationship is conclusively established by a court order designating the parent or parents 
of a gestational child. 
3.  Gestational child and gestational carrier.  A parent-child relationship between a 
gestational child and the child's gestational carrier does not exist unless the gestational 
carrier is designated as a parent of the child in a court order described in subsection 2. 
4.  Gestational child and surrogate.  A parent-child relationship between a 
gestational child and the child's surrogate does not exist unless the surrogate is: 
A.  Designated as a parent of the child in a court order described in subsection 2; or 
B.  The child's genetic mother and a parent-child relationship does not exist under this 
section with an individual other than the surrogate. 
5.  Gestational child and intended parent.  In the absence of a court order under 
subsection 2, a parent-child relationship exists between a gestational child and an 
intended parent who: 
A.  Functioned as a parent of the child no later than 2 years after the child's birth; or 
B.  Died while the gestational carrier or surrogate was pregnant if: 
(1)  There were 2 intended parents and the other intended parent functioned as a 
parent of the child no later than 2 years after the child's birth; 
(2)  There were 2 intended parents, the other intended parent also died while the 
gestational carrier or surrogate was pregnant and a relative of either deceased 
intended parent or the spouse or surviving spouse of a relative of either deceased 
intended parent functioned as a parent of the child no later than 2 years after the 
child's birth; or 
(3)  There was no other intended parent and a relative of or the spouse or 
surviving spouse of a relative of the deceased intended parent functioned as a 
parent of the child no later than 2 years after the child's birth. 
6.  Gestational child and provider of sperm or eggs after death or incapacity; 
intent.  In the absence of a court order under subsection 2, a parent-child relationship 
exists between a gestational child and an individual whose sperm or eggs were used after 
the individual's death or incapacity to conceive a child under a gestational agreement 
entered into after the individual's death or incapacity if the individual intended to be 
treated as the parent of the child.  The individual's intent may be shown by: 
A.  A record signed by the individual that considering all the facts and circumstances 
evidences the individual's intent; or 
B.  Other facts and circumstances establishing the individual's intent by clear and 
convincing evidence. 
7.  Individual's presumed intent.  Except as otherwise provided in subsection 8, and 
unless there is clear and convincing evidence of a contrary intent, an individual is 
presumed to have intended to be treated as the parent of a gestational child for purposes 
of subsection 6, paragraph B if: 
A.  The individual, before death or incapacity, deposited the sperm or eggs that were 
used to conceive the child; 
B.  When the individual deposited the sperm or eggs, the individual was married and 
no divorce proceeding was pending; and 
C.  The individual's spouse or surviving spouse functioned as a parent of the child no 
later than 2 years after the child's birth. 
8.  Exception to presumption.  The presumption under subsection 7 does not apply 
if there is: 
A.  A court order under subsection 2; or 
B.  A signed record that satisfies subsection 6, paragraph A. 
9.  Treated as in gestation.  If, under this section, an individual is a parent of a 
gestational child who is conceived after the individual's death, the child is treated as in 
gestation at the individual's death for purposes of section 2-104, subsection 1, paragraph 
B if the child is: 
A.  In utero not later than 36 months after the individual's death; or 
B.  Born not later than 45 months after the individual's death. 
10.  No effect on gestational agreement.  This section does not affect law of this 
State other than this Code regarding the enforceability or validity of a gestational 
agreement. 
PART 2 
ELECTIVE SHARE OF SURVIVING SPOUSE 
§2-201.  Definitions 
As used in this Part, unless the context otherwise indicates, the following terms have 
the following meanings. 
1.  Decedent's nonprobate transfers to others.  As used in sections other than 
section 2-205, "decedent's nonprobate transfers to others" means the amounts that are 
included in the augmented estate under section 2-205. 
2.  Fractional interest in property held in joint tenancy with the right of 
survivorship.  "Fractional interest in property held in joint tenancy with the right of 
survivorship," whether the fractional interest is unilaterally severable or not, means a 
fraction, the numerator of which is one and the denominator of which, if the decedent was 
a joint tenant, is one plus the number of joint tenants who survive the decedent or, if the 
decedent was not a joint tenant, is the number of joint tenants. 
3.  Marriage.  "Marriage," as it relates to a transfer by the decedent during marriage, 
means any marriage of the decedent to the decedent's surviving spouse. 
4.  Nonadverse party.  "Nonadverse party" means a person who does not have a 
substantial beneficial interest in the trust or other property arrangement that would be 
adversely affected by the exercise or nonexercise of the power that the person possesses 
respecting the trust or other property arrangement.  A person having a general power of 
appointment over property is deemed to have a beneficial interest in the property. 
5.  Power; power of appointment.  "Power" or "power of appointment" includes a 
power to designate the beneficiary of a beneficiary designation. 
6.  Presently exercisable general power of appointment.  "Presently exercisable 
general power of appointment" means a power of appointment under which, at the time in 
question, the decedent, whether or not the decedent then had the capacity to exercise the 
power, held a power to create a present or future interest in the decedent, the decedent's 
creditors, the decedent's estate or creditors of the decedent's estate, and includes a power 
to revoke or invade the principal of a trust or other property arrangement. 
7.  Property.  "Property" includes values subject to a beneficiary designation. 
8.  Right to income.  "Right to income" includes a right to payments under a 
commercial or private annuity, an annuity trust, a unitrust or a similar arrangement. 
9.  Transfer.  "Transfer," as it relates to a transfer by or of the decedent, includes: 
A.  An exercise or release of a presently exercisable general power of appointment 
held by the decedent; 
B.  A lapse at death of a presently exercisable general power of appointment held by 
the decedent; and 
C.  An exercise, release or lapse of a general power of appointment that the decedent 
created in the decedent and of a power described in section 2-205, subsection 2, 
paragraph B that the decedent conferred on a nonadverse party. 
§2-202.  Elective share 
1.  Elective-share amount.  The surviving spouse of a decedent who dies domiciled 
in this State has a right of election, under the limitations and conditions stated in this Part, 
to take an elective-share amount equal to 50% of the value of the marital-property portion 
of the augmented estate. 
2.  Effect of election on statutory benefits.  If the right of election is exercised by or 
on behalf of the surviving spouse, the surviving spouse’s homestead allowance, exempt 
property and family allowance, if any, are not charged against but are in addition to the 
elective share. 
3.  Nondomiciliary.  The right, if any, of the surviving spouse of a decedent who dies 
domiciled outside this State to take an elective share in property in this State is governed 
by the law of the decedent’s domicile at death. 
§2-203.  Composition of the augmented estate; marital-property portion 
1.  Value of augmented estate.  Subject to section 2-208, the value of the augmented 
estate, to the extent provided in sections 2-204, 2-205, 2-206 and 2-207, consists of the 
sum of the values of all property, whether real or personal, movable or immovable, 
tangible or intangible, wherever situated, that constitute: 
A.  The decedent’s net probate estate; 
B.  The decedent’s nonprobate transfers to others; 
C.  The decedent’s nonprobate transfers to the surviving spouse; and 
D.  The surviving spouse’s property and nonprobate transfers to others. 
2.  Value of marital-property portion.  The value of the marital-property portion of 
the augmented estate consists of the sum of the values of the 4 components of the 
augmented estate as determined under subsection 1 multiplied by a percentage as follows. 
If the decedent and the spouse were married to each other: 
A.  Less than one year, the percentage is 3%; 
B.  One year but less than 2 years, the percentage is 6%; 
C.  Two years but less than 3 years, the percentage is 12%; 
D.  Three years but less than 4 years, the percentage is 18%; 
E.  Four years but less than 5 years, the percentage is 24%; 
F.  Five years but less than 6 years, the percentage is 30%; 
G.  Six years but less than 7 years, the percentage is 36%; 
H.  Seven years but less than 8 years, the percentage is 42%; 
I.  Eight years but less than 9 years, the percentage is 48%; 
J.  Nine years but less than 10 years, the percentage is 54%; 
K.  Ten years but less than 11 years, the percentage is 60%; 
L.  Eleven years but less than 12 years, the percentage is 68%; 
M.  Twelve years but less than 13 years, the percentage is 76%; 
N.  Thirteen years but less than 14 years, the percentage is 84%; 
O.  Fourteen years but less than 15 years, the percentage is 92%; and 
P.  Fifteen years or more, the percentage is 100%. 
§2-204.  Decedent’s net probate estate 
The value of the augmented estate includes the value of the decedent’s probate estate 
reduced by funeral and administration expenses, homestead allowance, family 
allowances, exempt property and enforceable claims. 
§2-205.  Decedent’s nonprobate transfers to others 
The value of the augmented estate includes the value of the decedent’s nonprobate 
transfers to others, not included under section 2-204, of any of the following types, in the 
amount provided respectively for each type of transfer: 
1.  Passed outside probate at death.  Property owned or owned in substance by the 
decedent immediately before death that passed outside probate at the decedent’s death.  
Property is included under this category only if it consists of any of the following types: 
A.  Property over which the decedent alone, immediately before death, held a 
presently exercisable general power of appointment.  The amount included is the 
value of the property subject to the power, to the extent the property passed at the 
decedent’s death, by exercise, release, lapse, in default or otherwise, to or for the 
benefit of any person other than the decedent’s estate or surviving spouse; 
B.  The decedent’s fractional interest in property held in joint tenancy with the right 
of survivorship.  The amount included is the value of the decedent’s fractional 
interest, to the extent the fractional interest passed by right of survivorship at the 
decedent’s death to a surviving joint tenant other than the decedent’s surviving 
spouse; 
C.  The decedent’s ownership interest in property or accounts held in POD, TOD or 
co-ownership registration with the right of survivorship.  The amount included is the 
value of the decedent’s ownership interest, to the extent the decedent’s ownership 
interest passed at the decedent’s death to or for the benefit of any person other than 
the decedent’s estate or surviving spouse; or 
D.  Proceeds of insurance, including accidental death benefits, on the life of the 
decedent, if the decedent owned the insurance policy immediately before death or if 
and to the extent the decedent alone and immediately before death held a presently 
exercisable general power of appointment over the policy or its proceeds.  The 
amount included is the value of the proceeds, to the extent they were payable at the 
decedent’s death to or for the benefit of any person other than the decedent’s estate or 
surviving spouse; 
2.  Transferred during marriage.  Property transferred in any of the following 
forms by the decedent during marriage: 
A.  Any irrevocable transfer in which the decedent retained the right to the possession 
or enjoyment of, or to the income from, the property if and to the extent the 
decedent’s right terminated at or continued beyond the decedent’s death.  The amount 
included is the value of the fraction of the property to which the decedent’s right 
related, to the extent the fraction of the property passed outside probate to or for the 
benefit of any person other than the decedent’s estate or surviving spouse; or 
B.  Any transfer in which the decedent created a power over income or property, 
exercisable by the decedent alone or in conjunction with any other person, or 
exercisable by a nonadverse party, to or for the benefit of the decedent, creditors of 
the decedent, the decedent’s estate or creditors of the decedent’s estate.  The amount 
included with respect to a power over property is the value of the property subject to 
the power, and the amount included with respect to a power over income is the value 
of the property that produces or produced the income, to the extent the power in 
either case was exercisable at the decedent’s death to or for the benefit of any person 
other than the decedent’s surviving spouse or to the extent the property passed at the 
decedent’s death, by exercise, release, lapse, in default or otherwise, to or for the 
benefit of any person other than the decedent’s estate or surviving spouse.  If the 
power is a power over both income and property and the preceding sentence produces 
different amounts, the amount included is the greater amount; and 
3.  Passed during marriage within 2 years before death.  Property that passed 
during marriage and during the 2-year period next preceding the decedent’s death as a 
result of a transfer by the decedent if the transfer was of any of the following types: 
A.  Any property that passed as a result of the termination of a right or interest in, or 
power over, property that would have been included in the augmented estate under 
subsection 1, paragraph A, B or C, or under subsection 2, if the right, interest or 
power had not terminated until the decedent’s death.  The amount included is the 
value of the property that would have been included under those paragraphs if the 
property were valued at the time the right, interest or power terminated, and is 
included only to the extent the property passed upon termination to or for the benefit 
of any person other than the decedent or the decedent’s estate, spouse or surviving 
spouse.  For purposes of this paragraph, termination, with respect to a right or interest 
in property, occurs when the right or interest terminated by the terms of the governing 
instrument or the decedent transferred or relinquished the right or interest, and, with 
respect to a power over property, occurs when the power terminated by exercise, 
release, lapse, default or otherwise, but, with respect to a power described in 
subsection 1, paragraph A, termination occurs when the power terminated by exercise 
or release, but not otherwise; 
B.  Any transfer of or relating to an insurance policy on the life of the decedent if the 
proceeds would have been included in the augmented estate under subsection 1, 
paragraph D had the transfer not occurred.  The amount included is the value of the 
insurance proceeds to the extent the proceeds were payable at the decedent’s death to 
or for the benefit of any person other than the decedent’s estate or surviving spouse; 
or 
C.  Any transfer of property, to the extent not otherwise included in the augmented 
estate, made to or for the benefit of a person other than the decedent’s surviving 
spouse.  The amount included is the value of the transferred property to the extent the 
transfers to any one donee in either of the 2 years exceeded 50% of the amount 
excludable from taxable gifts under 26 United States Code, Section 2503(b) or its 
successor on the date next preceding the date of the decedent’s death. 
§2-206.  Decedent's nonprobate transfers to the surviving spouse 
Excluding property passing to the surviving spouse under the federal Social Security 
system, the value of the augmented estate includes the value of the decedent’s nonprobate 
transfers to the decedent’s surviving spouse, which consist of all property that passed 
outside probate at the decedent’s death from the decedent to the surviving spouse by 
reason of the decedent’s death, including: 
1.  Joint tenancy.  The decedent's fractional interest in property held in joint tenancy 
with the right of survivorship, to the extent that the decedent's fractional interest passed to 
the surviving spouse as surviving joint tenant; 
2.  Co-ownership registration.  The decedent's ownership interest in property or 
accounts held in co-ownership registration with the right of survivorship, to the extent the 
decedent's ownership interest passed to the surviving spouse as surviving co-owner; and 
3.  Other nonprobate transfers.  All other property that would have been included 
in the augmented estate under section 2-205, subsection 1 or 2 had it passed to or for the 
benefit of a person other than the decedent's spouse, surviving spouse, the decedent or the 
decedent's creditors, estate or estate creditors. 
§2-207.  Surviving spouse's property and nonprobate transfers to others 
1.  Included property.  Except to the extent included in the augmented estate under 
section 2-204 or 2-206, the value of the augmented estate includes the value of: 
A.  Property that was owned by the decedent's surviving spouse at the decedent's 
death, including: 
(1)  The surviving spouse's fractional interest in property held in joint tenancy 
with the right of survivorship; 
(2)  The surviving spouse's ownership interest in property or accounts held in co-
ownership registration with the right of survivorship; and 
(3)  Property that passed to the surviving spouse by reason of the decedent's 
death, but not including the spouse's right to homestead allowance, family 
allowance, exempt property or payments under the federal Social Security 
system; and 
B.  Property that would have been included in the surviving spouse's nonprobate 
transfers to others, other than the spouse's fractional and ownership interests included 
under subsection 1, paragraph A, subparagraph (1) or (2), had the spouse been the 
decedent. 
2.  Time of valuation.  Property included under this section is valued at the 
decedent's death, taking the fact that the decedent predeceased the spouse into account, 
but, for purposes of subsection 1, paragraph A, subparagraphs (1) and (2), the values of 
the spouse's fractional and ownership interests are determined immediately before the 
decedent's death if the decedent was then a joint tenant or a co-owner of the property or 
accounts.  For purposes of subsection 1, paragraph B, proceeds of insurance that would 
have been included in the spouse's nonprobate transfers to others under section 2-205, 
subsection 1, paragraph D are not valued as if the spouse were deceased. 
3.  Reduction for enforceable claims.  The value of property included under this 
section is reduced by enforceable claims against the surviving spouse. 
§2-208.  Exclusions, valuation and overlapping application 
1.  Exclusions.  The value of any property is excluded from the decedent's 
nonprobate transfers to others: 
A.  To the extent the decedent received adequate and full consideration in money or 
money's worth for a transfer of the property; or  
B.  If the property was transferred with the written joinder of, or if the transfer was 
consented to in writing before or after the transfer by, the surviving spouse. 
2.  Valuation.  The value of property is determined as follows. 
A.  The value of property included in the augmented estate under section 2-205, 
2-206 or 2-207 is reduced in each category by enforceable claims against the included 
property. 
B.  The value of property includes the commuted value of any present or future 
interest and the commuted value of amounts payable under any trust, life insurance 
settlement option, annuity contract, public or private pension, disability 
compensation, death benefit or retirement plan or any similar arrangement, exclusive 
of the federal Social Security system. 
3.  Overlapping application; no double exclusion.  In case of overlapping 
application to the same property of the provisions of section 2-205, 2-206 or 2-207, the 
property is included in the augmented estate under the provision yielding the greatest 
value, and under only one overlapping provision if they all yield the same value. 
§2-209.  Sources from which elective share payable 
1.  Elective-share amount only.  In a proceeding for an elective share, the following 
are applied first to satisfy the elective-share amount and to reduce or eliminate any 
contributions due from the decedent's probate estate and recipients of the decedent's 
nonprobate transfers to others: 
A.  Amounts included in the augmented estate under section 2-204 that pass or have 
passed to the surviving spouse by testate or intestate succession and amounts 
included in the augmented estate under section 2-206; and 
B.  The marital-property portion of amounts included in the augmented estate under 
section 2-207. 
2.  Marital-property portion.  The marital-property portion under subsection 1, 
paragraph B is computed by multiplying the value of the amounts included in the 
augmented estate under section 2-207 by the percentage of the augmented estate set forth 
in the schedule in section 2-203, subsection 2 appropriate to the length of time the spouse 
and the decedent were married to each other. 
3.  Unsatisfied balance of elective-share amount; net probate estate.  If, after the 
application of subsection 1, the elective-share amount is not fully satisfied, or the 
surviving spouse is entitled to a supplemental elective-share amount, amounts included in 
the decedent's net probate estate, other than assets passing to the surviving spouse by 
testate or intestate succession, and in the decedent's nonprobate transfers to others under 
section 2-205, subsections 1 and 2 and section 2-205, subsection 3, paragraph B are 
applied first to satisfy the unsatisfied balance of the elective-share amount or the 
supplemental elective-share amount.  The decedent's net probate estate and that portion of 
the decedent's nonprobate transfers to others are applied so that liability for the 
unsatisfied balance of the elective-share amount or for the supplemental elective-share 
amount is apportioned among the recipients of the decedent's net probate estate and of 
that portion of the decedent's nonprobate transfers to others in proportion to the value of 
their interests therein. 
4.  Unsatisfied balance of elective share; nonprobate transfers.  If, after the 
application of subsections 1 and 2, the elective-share or supplemental elective-share 
amount is not fully satisfied, the remaining portion of the decedent's nonprobate transfers 
to others is applied so that liability for the unsatisfied balance of the elective-share or 
supplemental elective-share amount is apportioned among the recipients of the remaining 
portion of the decedent's nonprobate transfers to others in proportion to the value of their 
interests therein. 
5.  Unsatisfied balance treated as general pecuniary devise.  The unsatisfied 
balance of the elective-share or supplemental elective-share amount as determined under 
subsection 3 or 4 is treated as a general pecuniary devise for purposes of section 3-904. 
§2-210.  Personal liability of recipients 
1.  Original recipients; satisfaction of elective-share amount.  Only original 
recipients of the decedent's nonprobate transfers to others, and the donees of the 
recipients of the decedent's nonprobate transfers to others to the extent the donees have 
the property or its proceeds, are liable to make a proportional contribution toward 
satisfaction of the surviving spouse's elective-share amount.  A person liable to make a 
contribution may choose to give up the proportional part of the decedent's nonprobate 
transfers to that person or to pay the value of the amount for which that person is liable. 
2.  Preemption; obligated and personally liable.  If any section or part of any 
section of this Part is preempted by federal law with respect to a payment, an item of 
property or any other benefit included in the decedent's nonprobate transfers to others, a 
person who, not for value, receives the payment, item of property or any other benefit is 
obligated to return the payment, item of property or benefit or is personally liable for the 
amount of the payment or the value of that item of property or benefit, as provided in 
section 2-209, to the person who would have been entitled to it were that section or part 
of that section not preempted. 
§2-211.  Proceeding for elective share; time limit 
1.  Time of election.  Except as provided in subsection 2, the surviving spouse or the 
surviving spouse's conservator or agent under authority of a power of attorney must make 
the election by filing in the court and mailing or delivering to the personal representative, 
if any, a petition for the elective share within 9 months after the date of the decedent's 
death or within 6 months after the probate of the decedent's will, whichever limitation 
later expires.  Notice of the time and place set for the hearing must be given to persons 
interested in the estate and to the distributees and recipients of portions of the augmented 
estate whose interests will be adversely affected by the taking of the elective share.  
Except as provided in subsection 2, the decedent's nonprobate transfers to others are not 
included within the augmented estate for the purpose of computing the elective share if 
the petition is filed more than 9 months after the decedent's death. 
2.  Extension.  Within 9 months after the decedent's death, a petition for an extension 
of time for making an election may be filed by the surviving spouse or the surviving 
spouse's conservator or agent under authority of a power of attorney.  If, within 9 months 
after the decedent's death, notice is given of the petition to all persons interested in the 
decedent's nonprobate transfers to others, the court for cause shown may extend the time 
for election.  If the court grants the petition for an extension, the decedent's nonprobate 
transfers to others are not excluded from the augmented estate for the purpose of 
computing the elective-share amount, if the election is made by filing in the court and 
mailing or delivering to the personal representative, if any, a petition for the elective 
share within the time allowed by the extension. 
3.  Withdrawal of demand.  A demand for an elective share may be withdrawn at 
any time before entry of a final determination by the court. 
4.  Court determination.  After notice and hearing, the court shall determine the 
elective-share amount, and shall order its payment from the assets of the augmented 
estate or by contribution as appears appropriate under sections 2-209 and 2-210.  If it 
appears that a fund or property included in the augmented estate has not come into the 
possession of the personal representative, or has been distributed by the personal 
representative, the court nevertheless shall fix the liability of any person who has any 
interest in the fund or property or who has possession thereof, whether as trustee or 
otherwise.  The proceeding may be maintained against fewer than all persons against 
whom relief could be sought, but a person is not subject to contribution in any greater 
amount than the person would have been under sections 2-209 and 2-210 had relief been 
secured against all persons subject to contribution. 
5.  Enforcement.  An order or judgment of the court may be enforced as necessary in 
suit for contribution or payment in other courts of this State or other jurisdictions. 
§2-212.  Right of election personal to surviving spouse 
The right of election may be exercised only by a surviving spouse who is living when 
the petition for the elective share is filed in the court under section 2-211, subsection 1.  If 
the election is not exercised by the surviving spouse personally, it may be exercised on 
the surviving spouse's behalf by the surviving spouse's conservator or agent under 
authority of a power of attorney. 
§2-213.  Waiver of right to elect and of other rights 
1.  Waiver of election and statutory benefits.  The right of election of a surviving 
spouse and the rights of the surviving spouse to homestead allowance, exempt property 
and family allowance may be waived, wholly or partially, before or after marriage, by a 
written contract, agreement or waiver signed by the surviving spouse. 
2.  Waiver not enforceable.  A surviving spouse's waiver is not enforceable if the 
surviving spouse proves that: 
A.  The surviving spouse did not execute the waiver voluntarily; or  
B.  The waiver was unconscionable when it was executed and, before execution of 
the waiver, the surviving spouse: 
(1)  Was not provided a fair and reasonable disclosure of the property or financial 
obligations of the decedent; 
(2)  Did not voluntarily and expressly waive, in writing, any right to disclosure of 
the property or financial obligations of the decedent beyond the disclosure 
provided; and 
(3)  Did not have, or reasonably could not have had, an adequate knowledge of 
the property or financial obligations of the decedent. 
3.  Unconscionability.  An issue of unconscionability of a waiver is for decision by 
the court as a matter of law. 
4.  Waiver of "all rights."  Unless it provides to the contrary, a waiver of "all 
rights," or equivalent language, in the property or estate of a present or prospective 
spouse or a complete property settlement entered into after or in anticipation of separation 
or divorce is a waiver of all rights of elective share, homestead allowance, exempt 
property and family allowance by each spouse in the property of the other and a 
renunciation by each of all benefits that would otherwise pass to the spouse from the 
other by intestate succession or by virtue of any will executed before the waiver or 
property settlement. 
§2-214.  Protection of payors and other 3rd parties 
1.  Liability of payors and other 3rd parties.  Although under section 2-205 a 
payment, item of property or other benefit is included in the decedent's nonprobate 
transfers to others, a payor or other 3rd party is not liable for having made a payment or 
transferred an item of property or other benefit to a beneficiary designated in a governing 
instrument, or for having taken any other action in good faith reliance on the validity of a 
governing instrument, upon request and satisfactory proof of the decedent's death, before 
the payor or other 3rd party received written notice from the surviving spouse or spouse's 
representative of an intention to file a petition for the elective share or that a petition for 
the elective share has been filed.  A payor or other 3rd party is liable for payments made 
or other actions taken after the payor or other 3rd party received written notice that a 
petition for the elective share has been filed. 
2.  Notice to payors and other 3rd parties.  A written notice of intention to file a 
petition for the elective share or that a petition for the elective share has been filed must 
be mailed to the payor's or other 3rd party's main office or home by registered or certified 
mail, return receipt requested, or served upon the payor or other 3rd party in the same 
manner as a summons in a civil action.  Upon receipt of written notice of intention to file 
a petition for the elective share or that a petition for the elective share has been filed, a 
payor or other 3rd party may pay any amount owed or transfer or deposit any item of 
property held by it to or with the court having jurisdiction of the probate proceedings 
relating to the decedent's estate or, if no proceedings have been commenced, to or with 
the court having jurisdiction of probate proceedings relating to decedents' estates located 
in the county of the decedent's residence.  The court shall hold the funds or item of 
property and, upon its determination under section 2-211, subsection 4, shall order 
disbursement in accordance with the determination.  If no petition is filed in the court 
within the specified time under section 2-211, subsection 1 or, if filed, the demand for an 
elective share is withdrawn under section 2-211, subsection 3, the court shall order 
disbursement to the designated beneficiary.  Payments or transfers to the court or deposits 
made into court discharge the payor or other 3rd party from all claims for amounts so 
paid or the value of property so transferred or deposited. 
3.  Petition by beneficiary; court order.  Upon petition to the court by the 
beneficiary designated in a governing instrument, the court may order that all or part of 
the property be paid to the beneficiary in an amount and subject to conditions consistent 
with this Part. 
PART 3 
SPOUSE AND CHILDREN UNPROVIDED FOR IN WILLS 
§2-301.  Entitlement of spouse; premarital will 
1.  Entitlement of spouse.  If a testator's surviving spouse married the testator after 
the testator executed a will, the surviving spouse is entitled to receive, as an intestate 
share, no less than the value of the share of the estate the surviving spouse would have 
received if the testator had died intestate as to that portion of the testator's estate, if any, 
that neither is devised to a child of the testator who was born before the testator married 
the surviving spouse and who is not a child of the surviving spouse nor is devised to a 
descendant of such a child or passes under section 2-603 or 2-604 to such a child or to a 
descendant of such a child, unless: 
A.  It appears from the will or other evidence that the will was made in contemplation 
of the testator's marriage to the surviving spouse; 
B.  The will expresses the intention that it is to be effective notwithstanding any 
subsequent marriage; or 
C.  The testator provided for the spouse by transfer outside the will and the intent that 
the transfer be in lieu of a testamentary provision is shown by the testator's statements 
or is reasonably inferred from the amount of the transfer or other evidence. 
2.  Devises by will to spouse; others abate.  In satisfying the share provided by this 
section, devises made by the will to the testator's surviving spouse, if any, are applied 
first, and other devises, other than a devise to a child of the testator who was born before 
the testator married the surviving spouse and who is not a child of the surviving spouse or 
a devise or substitute gift under section 2-603 or 2-604 to a descendant of such a child, 
abate as provided in section 3-902. 
§2-302.  Omitted children 
1.  Omitted children shares.  Except as provided in subsection 2, if a testator fails to 
provide in the testator's will for any of the testator's children born or adopted after the 
execution of the will, the omitted after-born or after-adopted child receives a share in the 
estate as follows: 
A.  If a testator had no child living when the testator executed the will, an omitted 
after-born or after-adopted child receives a share in the estate equal in value to that 
which the child would have received had the testator died intestate, unless the will 
devised all or substantially all of the estate to the other parent of the omitted child and 
that other parent survives the testator and is entitled to take under the will. 
B.  If a testator had one or more children living when the testator executed the will, 
and the will devised property or an interest in property to one or more of the then-
living children, an omitted after-born or after-adopted child is entitled to share in the 
testator's estate as follows: 
(1)  The portion of the testator's estate in which the omitted after-born or after-
adopted child is entitled to share is limited to devises made to the testator's then-
living children under the will; 
(2)  The omitted after-born or after-adopted child is entitled to receive the share 
of the testator's estate, as limited in subparagraph (1), that the child would have 
received had the testator included all omitted after-born and after-adopted 
children with the children to whom devises were made under the will and had 
given an equal share of the estate to each child; 
(3)  To the extent feasible, the interest granted an omitted after-born or after-
adopted child under this paragraph must be of the same character, whether 
equitable or legal, present or future, as that devised to the testator's then-living 
children under the will; and 
(4)  In satisfying a share provided by this paragraph, devises to the testator's 
children who were living when the will was executed abate ratably.  In abating 
the devises of the then-living children, the court shall preserve to the maximum 
extent possible the character of the testamentary plan adopted by the testator. 
2.  No shares for omitted children.  Neither subsection 1, paragraph A nor 
subsection 1, paragraph B applies if: 
A.  It appears from the will that the omission was intentional; or 
B.  The testator provided for the omitted after-born or after-adopted child by transfer 
outside the will and the intent that the transfer be in lieu of a testamentary provision 
is shown by the testator's statements or is reasonably inferred from the amount of the 
transfer or other evidence. 
3.  Child believed to be dead.  If at the time of execution of the will the testator fails 
to provide in the testator's will for a living child solely because the testator believes the 
child to be dead, the child is entitled to share in the estate as if the child were an omitted 
after-born or after-adopted child. 
4.  Shares abate.  In satisfying a share provided by subsection 1, paragraph A, 
devises made by the will abate under section 3-902. 
PART 4 
EXEMPT PROPERTY AND ALLOWANCES 
§2-401.  Applicable law 
This Part applies to the estate of the decedent who dies domiciled in this State.  
Rights to homestead allowance, exempt property and family allowance for a decedent 
who dies not domiciled in this State are governed by the law of the decedent's domicile at 
death. 
§2-402.  Homestead allowance 
A decedent's surviving spouse is entitled to a homestead allowance of $22,500.  If 
there is no surviving spouse, each minor child and each dependent child of the decedent is 
entitled to a homestead allowance amounting to $22,500 divided by the number of minor 
and dependent children of the decedent.  The homestead allowance is exempt from and 
has priority over all claims against the estate.  Homestead allowance is in addition to any 
share passing to the surviving spouse or minor or dependent child by the decedent's will 
unless otherwise provided by intestate succession or by way of elective share. 
§2-403.  Exempt property 
In addition to the homestead allowance, the decedent's surviving spouse is entitled 
from the estate to a value, not exceeding $15,000 in excess of any security interests in the 
estate, in household furniture, automobiles, furnishings, appliances and personal effects.  
If there is no surviving spouse, children of the decedent are entitled jointly to the same 
value; however, the decedent, by will, may exclude one or more adult children from the 
receipt of exempt property.  If encumbered chattels are selected and the value in excess of 
security interests, plus that of other exempt property, is less than $15,000, or if there is 
not $15,000 worth of exempt property in the estate, the spouse or children are entitled to 
other assets of the estate, if any, to the extent necessary to make up the $15,000 value.  
Rights to exempt property and assets needed to make up a deficiency of exempt property 
have priority over all claims against the estate, except that the right to any assets to make 
up a deficiency of exempt property abates as necessary to permit earlier payment of 
homestead allowance and family allowance.  These rights are in addition to any benefit or 
share passing to the surviving spouse or children by the decedent's will unless otherwise 
provided by intestate succession or by way of elective share. 
§2-404.  Family allowance 
1.  Family allowance during administration.  In addition to the right to homestead 
allowance and exempt property, the decedent's surviving spouse and minor children 
whom the decedent was obligated to support and children who were in fact being 
supported by the decedent are entitled to a reasonable allowance in money out of the 
estate for their maintenance during the period of administration, which allowance may 
not continue for longer than one year if the estate is inadequate to discharge allowed 
claims.  The allowance may be paid as a lump sum or in periodic installments.  It is 
payable to the surviving spouse, if living, for the use of the surviving spouse and minor 
and dependent children; otherwise to the children, or persons having their care and 
custody.  If a minor child or dependent child is not living with the surviving spouse, the 
allowance may be made partially to the child or the child's guardian or other person 
having the child's care and custody, and partially to the spouse, as their needs may appear.  
The family allowance is exempt from and has priority over all claims but not over the 
homestead allowance. 
2.  Not chargeable against benefit or share; right terminates on death.  The 
family allowance is not chargeable against any benefit or share passing to the surviving 
spouse or children by the decedent's will unless otherwise provided by intestate 
succession or by way of elective share.  The death of any person entitled to family 
allowance terminates that person's right to allowance not yet paid. 
§2-405.  Source, determination and documentation 
If the estate is otherwise sufficient, property specifically devised may not be used to 
satisfy rights to homestead and exempt property.  Subject to this restriction, the surviving 
spouse, the guardians of minor children or children who are adults may select property of 
the estate as homestead allowance and exempt property.  The personal representative may 
make these selections if the surviving spouse, the children or the guardians of the minor 
children are unable or fail to do so within a reasonable time or there is no guardian of a 
minor child.  The personal representative may execute an instrument or deed of 
distribution to establish the ownership of property taken as homestead allowance or 
exempt property.  The personal representative may determine the family allowance in a 
lump sum not exceeding $27,000 or periodic installments not exceeding $2,250 per 
month for one year, and may disburse funds of the estate in payment of the family 
allowance and any part of the homestead allowance payable in cash.  The personal 
representative or any interested person aggrieved by any selection, determination, 
payment, proposed payment or failure to act under this section may petition the court for 
appropriate relief, which relief may include a family allowance other than that which the 
personal representative determined or could have determined. 
PART 5 
WILLS 
§2-501.  Who may make a will 
An individual of sound mind who is 18 or more years of age or a legally emancipated 
minor may make a will. 
§2-502.  Execution; holographic wills 
1.  Witnessed wills.  Except as otherwise provided in subsection 2 and in sections 
2-505 and 2-512, a will must be: 
A.  In writing; 
B.  Signed by the testator or in the testator's name by some other individual in the 
testator's conscious presence and by the testator's direction; and 
C.  Signed by at least 2 individuals, each of whom signed within a reasonable time 
after the individual witnessed either the signing of the will as described in paragraph 
B or the testator's acknowledgment of that signature or acknowledgment of the will. 
2.  Holographic wills.  A will that does not comply with subsection 1 is valid as a 
holographic will, whether or not witnessed, if the signature and material portions of the 
document are in the testator's handwriting. 
3.  Extrinsic evidence.  Intent that a document constitute the testator's will may be 
established by extrinsic evidence, including, for holographic wills, portions of the 
document that are not in the testator's handwriting. 
§2-503.  Self-proved will 
1.  Self-proved at execution.  Any will may be simultaneously executed, attested and 
made self-proved by acknowledgment thereof by the testator and affidavits of the 
witnesses, each made before an officer authorized to administer oaths under the laws of 
the state where execution occurs and evidenced by the officer's certificate in substantially 
the following form: 
I, ......................................, the testator, on this .......... day of .........., 20.., being first 
duly sworn, do hereby declare to the undersigned authority that I sign and execute this 
instrument as my last will and that I sign it willingly (or willingly direct another to sign 
for me), as my free and voluntary act and that I am eighteen years of age or older or am a 
legally emancipated minor, of sound mind, and under no constraint or undue influence.  
We, ......................................, ......................................, the witnesses, being first duly 
sworn, do hereby declare to the undersigned authority that the testator has signed and 
executed this instrument as (his) (her) last will and that (he) (she) signed it willingly (or 
willingly directed another to sign for (him) (her)), and that each of us, in the presence and 
hearing of the testator, signs this will as witness to the testator's signing, and that to the 
...................................................................
Testator 
best of our knowledge the testator is eighteen years of age or older or is a legally 
emancipated minor, of sound mind and under no constraint or undue influence. 
The State of ...............................  
County of ...................................  
Subscribed, sworn to and acknowledged before me by ......................................, the 
testator, and subscribed and sworn to before me by ...................................... and 
......................................, witnesses, this ........ day of ..........  
2.  Self-proved subsequent to execution.  An attested will may at any time 
subsequent to its execution be made self-proved by the acknowledgment thereof by the 
testator and the affidavits of the witnesses, each made before an officer authorized to 
administer oaths under the laws of the state where the acknowledgment occurs and 
evidenced by the officer's certificate, attached or annexed to the will in substantially the 
following form:  
The State of ....................................  
County of ........................................  
We, ......................................, ...................................... and ......................................, 
the testator and the witnesses, respectively, whose names are signed to the attached or 
foregoing instrument, being first duly sworn, do hereby declare to the undersigned 
authority that the testator signed and executed the instrument as (his) (her) last will and 
that (he) (she) had signed willingly (or willingly directed another to sign for (him) (her)), 
as (his) (her) free and voluntary act, and that each of the witnesses, in the presence and 
hearing of the testator, signed the will as witness and that to the best of (his) (her) 
knowledge the testator was at that time eighteen years of age or older or a legally 
emancipated minor, of sound mind and under no constraint or undue influence. 
...................................................................
Witness 
...................................................................
Witness 
(Signed) .......................................................... 
...................................................................
(Official capacity of officer) 
...................................................................
Testator 
...................................................................
Witness 
...................................................................
Witness 
Subscribed, sworn to and acknowledged before me by ......................................, the 
testator, and subscribed and sworn to before me by ...................................... and 
....................................., witnesses, this ......... day of .................  
3.  Affidavit sufficient.  A signature affixed to a self-proving affidavit attached to a 
will is considered a signature affixed to the will, if necessary to prove the will's due 
execution. 
§2-504.  Who may witness a will 
1.  Witness.  An individual generally competent to be a witness may act as a witness 
to a will. 
2.  Interested witness.  The signing of a will by an interested witness does not 
invalidate the will or any portion of it. 
§2-505.  Choice of law as to execution 
A written will is valid if executed in compliance with section 2-502 or if its execution 
complies with the law at the time of execution of the place where the will is executed, or 
of the law of the place where at the time of execution or at the time of death the testator is 
domiciled, has a place of abode or is a national or if executed in compliance with 10 
United States Code, Section 1044d. 
§2-506.  Revocation by writing or by act 
1.  Revocation.  A will or any part thereof is revoked: 
A.  By the execution of a subsequent will that revokes the previous will or part 
expressly or by inconsistency; or 
B.  By the performance of a revocatory act on the will, if the testator performs the act 
with the intent and for the purpose of revoking the will or part or if another individual 
performs the act in the testator's conscious presence and by the testator's direction.  
For purposes of this paragraph, "revocatory act on the will" includes burning, tearing, 
canceling, obliterating or destroying the will or any part of it.  A burning, tearing or 
canceling is a revocatory act on the will, whether or not the burn, tear or cancellation 
touched any of the words on the will. 
2.  Intent to replace previous will.  If a subsequent will does not expressly revoke a 
previous will, the execution of the subsequent will wholly revokes the previous will by 
(Signed) .......................................................... 
...................................................................
(Official capacity of officer) 
inconsistency if the testator intended the subsequent will to replace rather than 
supplement the previous will. 
3.  Presumption of intent to replace.  The testator is presumed to have intended a 
subsequent will to replace rather than supplement a previous will if the subsequent will 
makes a complete disposition of the testator's estate.  If this presumption arises and is not 
rebutted by clear and convincing evidence, the previous will is revoked; only the 
subsequent will is operative on the testator's death. 
4.  Presumption of intent to supplement.  The testator is presumed to have intended 
a subsequent will to supplement rather than replace a previous will if the subsequent will 
does not make a complete disposition of the testator's estate.  If this presumption arises 
and is not rebutted by clear and convincing evidence, the subsequent will revokes the 
previous will only to the extent the subsequent will is inconsistent with the previous will; 
each will is fully operative on the testator's death to the extent they are not inconsistent. 
§2-507.  Revocation by change of circumstances 
Except as provided in sections 2-802, 2-803 and 2-804, a change of circumstances 
does not revoke a will or any part of it. 
§2-508.  Revival of revoked will 
1.  Subsequent will revoked by revocatory act; wholly revoked previous will.  If a 
subsequent will that wholly revoked a previous will is thereafter revoked by a revocatory 
act under section 2-506, subsection 1, paragraph B, the previous will remains revoked 
unless it is revived.  The previous will is revived if it is evident from the circumstances of 
the revocation of the subsequent will or from the testator's contemporary or subsequent 
declarations that the testator intended the previous will to take effect as executed. 
2.  Subsequent will revoked by revocatory act; partly revoked previous will.  If a 
subsequent will that partly revoked a previous will is thereafter revoked by a revocatory 
act under section 2-506, subsection 1, paragraph B, a revoked part of the previous will is 
revived unless it is evident from the circumstances of the revocation of the subsequent 
will or from the testator's contemporary or subsequent declarations that the testator did 
not intend the revoked part to take effect as executed. 
3.  Subsequent will revoked by later will.  If a subsequent will that revoked a 
previous will in whole or in part is thereafter revoked by another, later will, the previous 
will remains revoked in whole or in part, unless it or its revoked part is revived.  The 
previous will or its revoked part is revived to the extent it appears from the terms of the 
later will that the testator intended the previous will to take effect. 
§2-509.  Incorporation by reference 
Any writing in existence when a will is executed may be incorporated by reference if 
the language of the will manifests this intent and describes the writing sufficiently to 
permit its identification. 
§2-510.  Uniform Testamentary Additions to Trusts Act 
1.  Devise to a trust.  A will may validly devise property to the trustee of a trust 
established or to be established: 
A.  During the testator's lifetime by the testator, by the testator and some other person 
or by some other person, including a funded or unfunded life insurance trust, 
although the settlor has reserved any or all rights of ownership of the insurance 
contracts; or 
B.  At the testator's death by the testator's devise to the trustee, if the trust is identified 
in the testator's will and its terms are set forth in a written instrument, other than a 
will, executed before, concurrently with or after the execution of the testator's will or 
in another individual's will if that other individual has predeceased the testator, 
regardless of the existence, size or character of the corpus of the trust. 
The devise is not invalid because the trust is amendable or revocable or because the trust 
was amended after the execution of the will or the testator's death. 
2.  Not held under testamentary trust.  Unless the testator's will provides 
otherwise, property devised to a trust described in subsection 1 is not held under a 
testamentary trust of the testator but becomes a part of the trust to which it is devised and 
must be administered and disposed of in accordance with the provisions of the governing 
instrument setting forth the terms of the trust, including any amendments thereto made 
before or after the testator's death. 
3.  Revocation or termination before death.  Unless the testator's will provides 
otherwise, a revocation or termination of the trust before the testator's death causes the 
devise to lapse. 
§2-511.  Events of independent significance 
A will may dispose of property by reference to acts and events that have significance 
apart from their effect upon the dispositions made by the will, whether they occur before 
or after the execution of the will or before or after the testator's death.  The execution or 
revocation of a will of another person is such an event. 
§2-512.  Separate writing identifying devise of certain types of tangible personal 
property 
Whether or not the provisions relating to holographic wills apply, a will may refer to 
a written statement or list to dispose of items of tangible personal property not otherwise 
specifically disposed of by the will, other than money.  To be admissible under this 
section as evidence of the intended disposition, the writing must be in the handwriting of 
the testator or be signed by the testator and must describe the items and the devisees with 
reasonable certainty.  The writing may be referred to as one to be in existence at the time 
of the testator's death; it may be prepared before or after the execution of the will; it may 
be altered by the testator after its preparation; and it may be a writing that has no 
significance apart from its effect upon the dispositions made by the will. 
§2-513.  Contracts concerning succession 
A contract to make a will or devise, or not to revoke a will or devise, or to die 
intestate, if executed after the effective date of this Act, can be established only by: 
1.  Material provisions.  Provisions of a will stating material provisions of the 
contract; 
2.  Express reference, extrinsic evidence.  An express reference in a will to a 
contract and extrinsic evidence proving the terms of the contract; or 
3.  Writing evidencing the contract.  A writing signed by the decedent evidencing 
the contract. 
The execution of a joint will or mutual wills does not create a presumption of a 
contract not to revoke the will or wills. 
§2-514.  Disposition of will deposited with court 
A will deposited for safekeeping with the court in the office of the register before 
September 19, 1997 may be delivered only to the testator or to a person authorized in 
writing signed by the testator to receive the will.  A conservator may be allowed to 
examine a deposited will of a protected testator under procedures designed to maintain 
the confidential character of the document to the extent possible and to ensure that it will 
be resealed and left on deposit after the examination.  Upon being informed of the 
testator's death, the court shall notify any person designated to receive the will and deliver 
it to that designated person on request; or the court may deliver the will to the appropriate 
court.  The court may not accept a will for safekeeping after September 19, 1997. 
§2-515.  Duty of custodian of will; liability 
After the death of a testator, a person having custody of a will of the testator shall 
deliver it with reasonable promptness to a person able to secure its probate or, if no such 
person is known, to an appropriate court for filing and recording until probate is sought.  
A person having custody of a will is not liable, to any person aggrieved, for failure to 
learn of the death of the testator of that will and the failure, therefore, to deliver that will 
as required.  A person who willfully fails to deliver a will or who willfully defaces or 
destroys any will of a deceased person is liable to any person aggrieved for the damages 
that may be sustained by such failure to deliver or by such defacement or destruction.  A 
person who willfully refuses or fails to deliver a will, or who defaces or destroys it, after 
being ordered by the court in a proceeding brought for the purpose of compelling delivery 
is subject to penalty for contempt of court. 
§2-516.  Penalty clause for contest 
A provision in a will purporting to penalize an interested person for contesting the 
will or instituting other proceedings relating to the estate is unenforceable if probable 
cause exists for instituting proceedings. 
§2-517.  Statutory wills 
1.  Form.  Any person may execute a will on the following form, and the will must 
be presumed to be reasonable.  This section does not limit any spousal rights, rights to 
exempt property or other rights set forth elsewhere in this Code. 
Maine Statutory Will 
NOTICE TO THE PERSON WHO SIGNS THIS WILL: 
1.  THIS STATUTORY WILL HAS SERIOUS LEGAL EFFECTS ON YOUR 
FAMILY AND PROPERTY. IF THERE IS ANYTHING IN THIS WILL THAT YOU 
DO NOT UNDERSTAND, YOU SHOULD CONSULT A LAWYER AND ASK THE 
LAWYER TO EXPLAIN IT TO YOU. 
2.  THIS WILL DOES NOT DISPOSE OF PROPERTY THAT PASSES ON YOUR 
DEATH TO ANY PERSON BY OPERATION OF LAW OR BY CONTRACT.  FOR 
EXAMPLE, THE WILL DOES NOT DISPOSE OF JOINT TENANCY ASSETS OR 
YOUR SPOUSE'S ELECTIVE SHARE, AND IT WILL NOT NORMALLY APPLY TO 
PROCEEDS OF LIFE INSURANCE ON YOUR LIFE OR YOUR RETIREMENT 
PLAN BENEFITS. 
3.  THIS WILL IS NOT DESIGNED TO REDUCE DEATH TAXES OR ANY 
OTHER TAXES. YOU SHOULD DISCUSS THE TAX RESULTS OF YOUR 
DECISIONS WITH A COMPETENT TAX ADVISOR. 
4.  YOU CANNOT CHANGE, DELETE OR ADD WORDS TO THE FACE OF 
THIS MAINE STATUTORY WILL.  YOU SHOULD MARK THROUGH ALL 
SECTIONS OR PARTS OF SECTIONS THAT YOU DO NOT COMPLETE.  YOU 
MAY REVOKE THIS MAINE STATUTORY WILL AND YOU MAY AMEND IT BY 
CODICIL. 
5.  THIS WILL TREATS ADOPTED CHILDREN AS IF THEY ARE NATURAL 
CHILDREN. 
6.  IF YOU MARRY OR DIVORCE AFTER YOU SIGN THIS WILL, YOU 
SHOULD MAKE AND SIGN A NEW WILL. 
7.  IF YOU HAVE ANOTHER CHILD AFTER YOU SIGN THIS WILL, YOU 
SHOULD MAKE AND SIGN A NEW WILL. 
8.  THIS WILL IS NOT VALID UNLESS IT IS SIGNED BY AT LEAST TWO 
WITNESSES. YOU SHOULD CAREFULLY READ AND FOLLOW THE 
WITNESSING PROCEDURE DESCRIBED AT THE END OF THIS WILL. 
9.  YOU SHOULD KEEP THIS WILL IN YOUR SAFE-DEPOSIT BOX OR 
OTHER SAFE PLACE. 
10.  IF YOU HAVE ANY DOUBTS WHETHER OR NOT THIS WILL 
ADEQUATELY SETS OUT YOUR WISHES FOR THE DISPOSITION OF YOUR 
PROPERTY, YOU SHOULD CONSULT A LAWYER. 
MAINE STATUTORY WILL OF 
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 
(Print your name) 
Article 1.  Declaration 
This is my will and I revoke any prior wills and codicils.  
Article 2.  Disposition of my property 
2.1  REAL PROPERTY.  I give all my real property to my spouse, if living; otherwise it 
shall be equally divided among my children who survive me; except as specifically 
provided below:  (specific distribution not valid without signature.) 
I leave the following specific real property to the person(s) named: 
2.2  PERSONAL AND HOUSEHOLD ITEMS.  I give all my furniture, furnishings, 
household items, personal automobiles and personal items to my spouse, if living; 
otherwise they shall be equally divided among my children who survive me; except as 
specifically provided below:  (specific distribution not valid without signature.) 
I leave the following specific items to the person(s) named: 
(name) 
(description of item) 
(signature) 
2.3 CASH GIFT TO CHARITABLE ORGANIZATIONS OR INSTITUTIONS.  I make 
the following cash gift(s) to the named charitable organizations or institutions in the 
amount stated.  If I fail to sign this provision, no gift is made.  If the charitable 
organization or institution does not survive me or accept the gift, then no gift is made. 
2.4 ALL OTHER ASSETS (MY "RESIDUARY ESTATE"). I adopt only one Property 
Disposition Clause by placing my initials in the box in front of the letter "A," "B" or "C" 
signifying which clause I wish to adopt. I place my signature after clause "A" or clause 
"B," or after each individual distribution in clause "C." If I fail to sign the appropriate 
distribution(s) or if I sign in more than one clause or if I fail to place my initials in the 
appropriate box, this paragraph 2.4 will be invalid and I realize that the remainder of my 
property will be distributed as if I did not make a will. 
Property Disposition Clauses. (select one) 
___ A. I leave all my remaining property to my spouse, if living. If my spouse is not 
living, then in equal shares to my children and the descendants of any deceased child.   
_________________ (signature). 
___ B. I leave the following stated amount to my spouse and the remainder in equal 
shares to my children and the descendants of any deceased child. If my spouse is not 
living, that share shall be distributed in equal shares to my children and the descendants 
of any deceased child.   
_________________ (signature). 
___ C. I leave the following stated amounts to the persons named: 
(name) 
(description of item) 
(signature) 
(name) 
(amount) 
(signature) 
2.5 UNDISTRIBUTED PROPERTY. If I have any property that, for any reason, does not 
pass under the other parts of this will, all of that property shall be distributed as follows: 
(Draw a line through any unused space.) 
Article 3. Nomination of guardian, conservator and personal representative 
3.1 GUARDIAN. (If you have a child under 18 years of age, you may name at least one 
person to serve as guardian for the child.) 
If a guardian is needed for any child of mine, then I nominate the first guardian 
named below to serve as guardian of that child. If the person does not serve, then the 
others shall serve in the order I list them. My nomination of a guardian is not valid 
without my signature. 
3.2 CONSERVATOR. (A conservator may be named to manage the property of a minor 
child.  You do not need to name a conservator if you wish the guardian to act as 
conservator.  If you wish to name a conservator in addition to a guardian, complete this 
paragraph 3.2.  If you do not wish to name a separate conservator, do not complete this 
paragraph.) 
(name) 
(amount) 
(signature) 
(name) 
(amount) 
(signature) 
(name) 
(amount) 
(signature) 
(name) 
(amount) 
(signature) 
(name) 
(amount) 
(signature) 
(this paragraph only valid if signed)
FIRST GUARDIAN 
(signature) 
SECOND GUARDIAN 
(signature) 
THIRD GUARDIAN 
(signature) 
I nominate the first conservator named below to serve as conservator for any minor 
children of mine. If the first conservator does not serve, then the others shall serve in the 
order I list them.  My nomination of a conservator is not valid without my signature. 
3.3 PERSONAL REPRESENTATIVE. (Name at least one.) I nominate the person or 
institution named as first personal representative below to administer the provisions of 
this will. If that person or institution does not serve, then I nominate the others to serve in 
the order I list them. My nomination of a personal representative is not valid without my 
signature. 
I sign my name to this Maine Statutory Will on ______________ (date) at 
_____________ (city) in the State of _______________. 
STATEMENT OF WITNESSES (You must have two witnesses.) 
Each of us declares that the person who signed above willingly signed this Maine 
Statutory Will in our presence or willingly directed another to sign it for him or her or 
that he or she acknowledged that the signature on this Maine Statutory Will is his or hers 
or that he or she acknowledged that this Maine Statutory Will is his or her will and we 
sign below as witnesses to that signing. 
Signature ________________________ 
Printed name ____________________ 
Address ________________________ 
FIRST CONSERVATOR 
(signature) 
SECOND CONSERVATOR 
(signature) 
THIRD CONSERVATOR 
(signature) 
FIRST PERSONAL 
REPRESENTATIVE 
(signature) 
SECOND PERSONAL 
REPRESENTATIVE 
(signature) 
THIRD PERSONAL 
REPRESENTATIVE 
(signature) 
Your Signature
Signature ________________________ 
Printed name ____________________ 
Address ________________________ 
Completing the following section and having all signatures acknowledged by a notary 
public or other individual authorized to take acknowledgments is optional but if 
completed will simplify the submission of your will to the probate court after your death. 
I, ......................................, the testator, on this .......... day of .........., 20.., being first duly 
sworn, do hereby declare to the undersigned authority that I sign and execute this 
instrument as my last will and that I sign it willingly (or willingly direct another to sign 
for me) as my free and voluntary act and that I am 18 years of age or older or am a legally 
emancipated minor, of sound mind and under no constraint or undue influence. 
................................................................... 
Testator 
We, ......................................, ......................................, the witnesses, being first duly 
sworn, do hereby declare to the undersigned authority that the testator has signed and 
executed this instrument as (his)(her) last will and that (he)(she) signed it willingly (or 
willingly directed another to sign for (him)(her)), and that each of us, in the presence and 
hearing of the testator, signs this will as witness to the testator's signing, and that to the 
best of our knowledge the testator is 18 years of age or older or is a legally emancipated 
minor, of sound mind and under no constraint or undue influence. 
................................................................... 
Witness 
................................................................... 
Witness 
The State of ............................... 
County of ................................... 
Subscribed, sworn to and acknowledged before me by ......................................, the 
testator, and subscribed and sworn to before me by ...................................... and 
......................................, witnesses, this ........ day of .......... 
(Signed) .......................................................... 
................................................................... 
(Official capacity of officer) 
2.  Forms provided.  Forms for executing a statutory will must be provided at all 
probate courts for a cost equivalent to the reasonable cost of printing and storing the 
forms.  The probate courts shall make the statutory will form available via the Internet for 
free printing by anyone choosing to use the form.  A statutory will is deemed to be valid 
if the blanks are filled in with a typewriter or in the handwriting of the person making the 
will. Failure to complete or mark through any section or part of a section in the statutory 
will does not invalidate the entire will.  Failure to sign any section or part of a section in 
the statutory will requiring a signature invalidates only the part not signed, except as 
specifically provided in paragraph 2.4. 
PART 6 
RULES OF CONSTRUCTION APPLICABLE ONLY TO WILLS 
§2-601.  Scope 
In the absence of a finding of a contrary intention, the rules of construction in this 
Part control the construction of a will. 
§2-602.  Will may pass all property and after-acquired property 
A will may provide for the passage of all property the testator owns at death and all 
property acquired by the estate after the testator’s death. 
§2-603.  Antilapse; deceased devisee; class gifts 
1.  Definitions.  As used in this section, unless the context otherwise indicates, the 
following terms have the following meanings. 
A.  "Alternative devise" means a devise that is expressly created by a will and, under 
the terms of the will, can take effect instead of another devise on the happening of 
one or more events, including survival of the testator or failure to survive the testator, 
whether an event is expressed in condition-precedent, condition-subsequent or any 
other form.  A residuary clause constitutes an alternative devise with respect to a 
nonresiduary devise only if the will specifically provides that, upon lapse or failure, 
the nonresiduary devise, or nonresiduary devises in general, pass under the residuary 
clause. 
B.  "Class member" includes an individual who fails to survive the testator but who 
would have taken under a devise in the form of a class gift had the individual 
survived the testator. 
C.  "Descendant of a grandparent" means an individual who qualifies as a descendant 
of a grandparent of the testator or of the donor of a power of appointment under the: 
(1)  Rules of construction applicable to a class gift created in the testator's will if 
the devise or exercise of the power is in the form of a class gift; or 
(2)  Rules for intestate succession if the devise or exercise of the power is not in 
the form of a class gift. 
D.  "Devise" includes an alternative devise, a devise in the form of a class gift and an 
exercise of a power of appointment. 
E.  "Devisee" includes: 
(1)  A class member if the devise is in the form of a class gift;  
(2)  An individual or class member who was deceased at the time the testator 
executed the testator's will as well as an individual or class member who was then 
living but who failed to survive the testator; and 
(3)  An appointee under a power of appointment exercised by the testator's will. 
F.  "Stepchild" means a child of the surviving, deceased or former spouse of the 
testator or of the donor of a power of appointment and not of the testator or donor. 
G.  "Surviving devisee" or "surviving descendant" means a devisee or descendant, 
respectively, who neither predeceased the testator nor is deemed to have predeceased 
the testator under section 2-702. 
H.  "Testator" includes the donee of a power of appointment if the power is exercised 
in the testator's will. 
2.  Substitute gift.  If a devisee fails to survive the testator and is a grandparent, a 
descendant of a grandparent or a stepchild of either the testator or the donor of a power of 
appointment exercised by the testator's will, the following apply. 
A.  Except as provided in paragraph D, if the devise is not in the form of a class gift 
and the deceased devisee leaves surviving descendants, a substitute gift is created in 
the devisee's surviving descendants.  The surviving descendants take per capita at 
each generation the property to which the devisee would have been entitled had the 
devisee survived the testator. 
B.  Except as provided in paragraph D, if the devise is in the form of a class gift, 
other than a devise to "issue," "descendants," "heirs of the body," "heirs," "next of 
kin," "relatives" or "family," or a class described by language of similar import, a 
substitute gift is created in the surviving descendants of any deceased devisee.  The 
property to which the devisees would have been entitled had all of them survived the 
testator passes to the surviving devisees and the surviving descendants of the 
deceased devisees.  Each surviving devisee takes the share to which the devisee 
would have been entitled had the deceased devisee survived the testator.  Each 
deceased devisee's surviving descendants who are substituted for the deceased 
devisee take per capita at each generation the share to which the deceased devisee 
would have been entitled had the deceased devisee survived the testator.  For the 
purposes of this paragraph, "deceased devisee" means a class member who failed to 
survive the testator and left one or more surviving descendants. 
C.  For the purposes of section 2-601, words of survivorship, such as in a devise to an 
individual "if he survives me," or in a devise to "my surviving children," are, in the 
absence of additional evidence, a sufficient indication of an intent contrary to the 
application of this section. 
D.  If the will creates an alternative devise with respect to a devise for which a 
substitute gift is created by paragraph A or B, the substitute gift is superseded by the 
alternative devise if: 
(1)  The alternative devise is in the form of a class gift and one or more members 
of the class is entitled to take under the will; or 
(2)  The alternative devise is not in the form of a class gift and the expressly 
designated devisee of the alternative devise is entitled to take under the will. 
E.  Unless the language creating a power of appointment expressly excludes the 
substitution of the descendants of an appointee for the appointee, a surviving 
descendant of a deceased appointee of a power of appointment may be substituted for 
the appointee under this section, whether or not the descendant is an object of the 
power. 
"Descendant," in the phrase "surviving descendant," used in reference to a deceased 
devisee or class member, means the descendant of a deceased devisee or class member in 
paragraphs A and B who would take under a class gift created in the testator's will. 
3.  More than one substitute gift; which one takes effect.  If, under subsection 2, 
substitute gifts are created and not superseded with respect to more than one devise and 
the devises are alternative devises, one to the other, the devised property passes under the 
primary substitute gift except that if there is a younger-generation devise, the devised 
property passes under the younger-generation substitute gift and not under the primary 
substitute gift. 
As used in this subsection, unless the context otherwise indicates, the following terms 
have the following meanings. 
A.  "Primary devise" means the devise that would have taken effect had all the 
deceased devisees of the alternative devises who left surviving descendants survived 
the testator. 
B.  "Primary substitute gift" means the substitute gift created with respect to the 
primary devise. 
C.  "Younger-generation devise" means a devise that: 
(1)  Is to a descendant of a devisee of the primary devise; 
(2)  Is an alternative devise with respect to the primary devise; 
(3)  Is a devise for which a substitute gift is created; and 
(4)  Would have taken effect had all the deceased devisees who left surviving 
descendants survived the testator except the deceased devisee or devisees of the 
primary devise. 
D.  "Younger-generation substitute gift" means the substitute gift created with respect 
to the younger-generation devise. 
§2-604.  Failure of testamentary provision 
1.  Failed devise becomes part of residue.  Except as provided in section 2-603, a 
devise, other than a residuary devise, that fails for any reason becomes a part of the 
residue. 
2.  Failed residuary devise passes in proportion.  Except as provided in section 
2-603, if the residue is devised to 2 or more persons, the share of a residuary devisee that 
fails for any reason passes to the other residuary devisee or to other residuary devisees in 
proportion to the interest of each in the remaining part of the residue. 
§2-605.  Increase in securities; accessions 
1.  Additional securities.  If a testator executes a will that devises securities and the 
testator then owned securities that meet the description in the will, the devise includes 
additional securities owned by the testator at death to the extent the additional securities 
were acquired by the testator after the will was executed as a result of the testator's 
ownership of the described securities and are securities of any of the following types: 
A.  Securities of the same organization acquired by reason of action initiated by the 
organization or any successor, related or acquiring organization, excluding any 
acquired by exercise of purchase options; 
B.  Securities of another organization acquired as a result of a merger, consolidation, 
reorganization or other distribution by the organization or any successor, related or 
acquiring organization; or 
C.  Securities of the same organization acquired as a result of a plan of reinvestment. 
2.  Distributions in cash.  Distributions in cash before death with respect to a 
described security are not part of the devise under subsection 1. 
§2-606.  Nonademption of specific devises; unpaid proceeds of sale, condemnation or 
insurance; sale by conservator or agent 
1.  Specifically devised property.  A specific devisee has a right to specifically 
devised property in the testator's estate at the testator's death and to: 
A.  Any balance of the purchase price, together with any security agreement, owed by 
a purchaser at the testator's death by reason of sale of the property; 
B.  Any amount of a condemnation award for the taking of the property unpaid at 
death; 
C.  Any proceeds unpaid at death on fire or casualty insurance on or other recovery 
for injury to the property; 
D.  Any property owned by the testator at death and acquired as a result of 
foreclosure, or obtained in lieu of foreclosure, of the security interest for a 
specifically devised obligation; 
E.  Any real property or tangible personal property owned by the testator at death that 
the testator acquired as a replacement for specifically devised real property or 
tangible personal property; and 
F.  If not covered by paragraphs A to E, a pecuniary devise equal to the value as of its 
date of disposition of other specifically devised property disposed of during the 
testator's lifetime but only to the extent it is established that ademption would be 
inconsistent with the testator's manifested plan of distribution or that at the time the 
will was made, the date of disposition or otherwise, the testator did not intend 
ademption of the devise. 
2.  General pecuniary devise from specifically devised property.  If specifically 
devised property is sold or mortgaged by a conservator or by an agent acting within the 
authority of a durable power of attorney for an incapacitated principal, or a condemnation 
award, insurance proceeds or recovery for injury to the property is paid to a conservator 
or to an agent acting within the authority of a durable power of attorney for an 
incapacitated principal, the specific devisee has the right to a general pecuniary devise 
equal to the net sale price, the amount of the unpaid loan, the condemnation award, the 
insurance proceeds or the recovery. 
3.  Reduction of right to general pecuniary devise.  The right of a specific devisee 
under subsection 2 is reduced by any right the devisee has under subsection 1. 
4.  Survival of testator; incapacity ceased.  For the purposes of the references in 
subsection 2 to a conservator, subsection 2 does not apply if, after the sale, mortgage, 
condemnation, casualty or recovery, it was adjudicated that the testator's incapacity 
ceased and the testator survived the adjudication for at least one year. 
5.  Durable power of attorney.  For the purposes of the references in subsection 2 to 
an agent acting within the authority of a durable power of attorney for an incapacitated 
principal: 
A.  "Incapacitated principal" means a principal who is an incapacitated person; 
B.  An adjudication of incapacity before death is not necessary; and 
C.  The acts of an agent within the authority of a durable power of attorney are 
presumed to be for an incapacitated principal. 
§2-607.  Nonexoneration 
A specific devise passes subject to any mortgage interest existing at the date of death 
without right of exoneration, regardless of a general directive in the will to pay debts. 
§2-608.  Exercise power of appointment 
In the absence of a requirement that a power of appointment be exercised by a 
reference to the power or by an express or specific reference to the power, a general 
residuary clause in a will, or a will making general disposition of all of the testator's 
property, expresses an intention to exercise a power of appointment held by the testator 
only if: 
1.  General power.  The power is a general power exercisable in favor of the 
powerholder's estate and the creating instrument does not contain an effective gift if the 
power is not exercised; or 
2.  Intention to include property subject to the power.  The testator's will 
manifests an intention to include the property subject to the power. 
§2-609.  Ademption by satisfaction 
1.  Property given during testator's lifetime.  Property a testator gave in the 
testator's lifetime to a person is treated as a satisfaction of a devise in whole or in part 
only if: 
A.  The will provides for deduction of the gift; 
B.  The testator declared in a contemporaneous writing that the gift is in satisfaction 
of the devise or that its value is to be deducted from the value of the devise; or 
C.  The devisee acknowledged in writing that the gift is in satisfaction of the devise 
or that its value is to be deducted from the value of the devise. 
2.  Partial satisfaction; value.  For purposes of partial satisfaction, property given 
during the testator's lifetime is valued as of the time the devisee came into possession or 
enjoyment of the property or at the testator's death, whichever occurs first. 
3.  Devisee fails to survive testator.  If the devisee fails to survive the testator, the 
gift described in subsection 1 is treated as a full or partial satisfaction of the devise, as 
appropriate, in applying sections 2-603 and 2-604, unless the testator's contemporaneous 
writing provides otherwise. 
PART 7 
RULES OF CONSTRUCTION APPLICABLE TO WILLS AND OTHER 
GOVERNING INSTRUMENTS 
§2-701.  Scope 
In the absence of a finding of a contrary intention, the rules of construction in this 
Part control the construction of a governing instrument.  The rules of construction in this 
Part apply to a governing instrument of any type, except as the application of a particular 
section is limited by its terms to a specific type or types of provision or governing 
instrument. 
§2-702.  Requirement of survival by 120 hours 
1.  Requirement of survival by 120 hours under Code.  For the purposes of this 
Code, except as provided in subsection 4, an individual who has not been established by 
clear and convincing evidence to have survived an event, including the death of another 
individual, by 120 hours is deemed to have predeceased the event. 
2.  Requirement of survival by 120 hours under governing instrument.  Except as 
provided in subsection 4, for purposes of a provision of a governing instrument that 
relates to an individual surviving an event, including the death of another individual, an 
individual who has not been established by clear and convincing evidence to have 
survived the event by 120 hours is deemed to have predeceased the event. 
3.  Co-owners with right of survivorship; requirement of survival by 120 hours.  
Except as provided in subsection 4, if: 
A.  It is not established by clear and convincing evidence that one of 2 co-owners 
with right of survivorship survived the other co-owner by 120 hours, 1/2 of the 
property passes as if one had survived by 120 hours and 1/2 as if the other had 
survived by 120 hours; or 
B.  There are more than 2 co-owners with right of survivorship and it is not 
established by clear and convincing evidence that at least one of them survived the 
others by 120 hours, the property passes in the proportion that one bears to the whole 
number of co-owners. 
For the purposes of this subsection, "co-owners with right of survivorship" includes joint 
tenants, tenants by the entireties and other co-owners of property or accounts held under 
circumstances that entitle one or more to the whole of the property or account on the 
death of the other or others. 
4.  Exceptions.  Survival by 120 hours is not required if: 
A.  The governing instrument contains language dealing explicitly with simultaneous 
deaths or deaths in a common disaster and that language is operable under the facts of 
the case; 
B.  The governing instrument expressly indicates that an individual is not required to 
survive an event, including the death of another individual, by any specified period or 
expressly requires the individual to survive the event by a specified period. Survival 
of the event and the specified period must be established by clear and convincing 
evidence; 
C.  The imposition of a 120-hour requirement of survival would cause a nonvested 
property interest or a power of appointment to fail to qualify for validity under Title 
33, section 111, subsection 1, paragraph A, subsection 2, paragraph A or subsection 
3, paragraph A or to become invalid under Title 33, section 111, subsection 1, 
paragraph B, subsection 2, paragraph B or subsection 3, paragraph B. Survival must 
be established by clear and convincing evidence; or 
D.  The application of a 120-hour requirement of survival to multiple governing 
instruments would result in an unintended failure or duplication of a disposition. 
Survival must be established by clear and convincing evidence. 
5.  Protection of payors and other 3rd parties.  This subsection governs liability of 
payors and other 3rd parties. 
A.  A payor or other 3rd party is not liable for having made a payment or transferred 
an item of property or any other benefit to a beneficiary designated in a governing 
instrument who, under this section, is not entitled to the payment or item of property 
or for having taken any other action if that payment, transfer or other action is made 
in good faith reliance on the beneficiary's apparent entitlement under the terms of the 
governing instrument before the payor or other 3rd party received written notice of a 
claimed lack of entitlement under this section.  A payor or other 3rd party is liable for 
a payment or transfer made or other action taken after the payor or other 3rd party 
received written notice of a claimed lack of entitlement under this section. 
B.  Written notice of a claimed lack of entitlement under paragraph A must be mailed 
to the payor's or other 3rd party's main office or home by registered or certified mail, 
return receipt requested, or served upon the payor or other 3rd party in the same 
manner as a summons in a civil action.  Upon receipt of written notice of a claimed 
lack of entitlement under this section, a payor or other 3rd party may pay any amount 
owed or transfer or deposit any item of property held by the payor or other 3rd party 
to or with the court having jurisdiction of the probate proceedings relating to the 
decedent's estate or, if no proceedings have been commenced, to or with the court 
having jurisdiction of probate proceedings relating to decedents' estates located in the 
county of the decedent's residence.  The court shall hold the funds or item of property 
and, upon its determination under this section, shall order disbursement in accordance 
with the determination.  Payments, transfers or deposits made to or with the court 
discharge the payor or other 3rd party from all claims for the value of amounts paid 
to or items of property transferred to or deposited with the court. 
6.  Protection of bona fide purchaser; personal liability of recipient.  This 
subsection governs the liability of bona fide purchasers and other recipients. 
A.  A person who purchases property for value and without notice, or who receives a 
payment, and item of property or any other benefit in partial or full satisfaction of a 
legally enforceable obligation, is neither obligated under this section to return the 
payment, item of property or benefit nor liable under this section for the amount of 
the payment or the value of the item of property or benefit.  A person who, not for 
value, receives a payment, item of property or other benefit to which the person is not 
entitled under this section is obligated to return the payment, item of property or 
benefit, or is personally liable for the amount of the payment or the value of the item 
of property or benefit, to the person who is entitled to it under this section. 
B.  If this section or any part of this section is preempted by federal law with respect 
to a payment, an item of property or any other benefit covered by this section, a 
person who, not for value, receives the payment, item of property or other benefit to 
which the person is not entitled under this section is obligated to return the payment, 
item of property or benefit, or is personally liable for the amount of the payment or 
the value of the item of property or benefit, to the person who would have been 
entitled to it were this section or part of this section not preempted. 
§2-703.  Choice of law as to meaning and effect of governing instrument 
The meaning and legal effect of a governing instrument is determined by the local 
law of the state selected in the governing instrument, unless the application of that law is 
contrary to the provisions relating to the elective share described in Part 2, the provisions 
relating to exempt property and allowances described in Part 4 or any other public policy 
of this State otherwise applicable to the disposition. 
§2-704.  Power of appointment; compliance with specific reference requirement 
A powerholder's substantial compliance with a formal requirement of appointment 
imposed in a governing instrument by the donor, including a requirement that the 
instrument exercising the power of appointment make reference or specific reference to 
the power, is sufficient if: 
1.  Knows of and intends to exercise power.  The powerholder knows of and 
intends to exercise the power; and 
2.  Does not impair a maternal purpose.  The powerholder's manner of attempted 
exercise does not impair a material purpose of the donor in imposing the requirement. 
§2-705.  Class gifts construed to accord with intestate succession; exceptions 
1.  Definitions.  As used in this section, unless the context otherwise indicates, the 
following terms have the following meanings. 
A.  "Adoptee" has the meaning set forth in section 2-115. 
B.  "Child of assisted reproduction" has the meaning set forth in section 2-120. 
C.  "Distribution date" means the date when an immediate or postponed class gift 
takes effect in possession or enjoyment. 
D.  "Function as a parent of the adoptee" has the meaning set forth in section 2-115, 
substituting "adoptee" for "child" in that definition. 
E.  "Function as a parent of the child" has the meaning set forth in section 2-115. 
F.  "Genetic parent" has the meaning set forth in section 2-115. 
G.  "Gestational child" has the meaning set forth in section 2-121. 
H.  "Relative" has the meaning set forth in section 2-115. 
2.  Terms of relationship.  A class gift that uses a term of relationship to identify the 
class members includes in the class a child of assisted reproduction, a gestational child 
and, except as otherwise provided in subsections 5 and 6, an adoptee and a child born to 
parents who are not married to each other, and their respective descendants if appropriate 
to the class, in accordance with the rules for intestate succession regarding parent-child 
relationships.  For the purpose of determining whether a contrary intention exists under 
section 2-701, a provision in a governing instrument that relates to the inclusion or 
exclusion in a class gift of a child born to parents who are not married to each other but 
does not specifically refer to a child of assisted reproduction or a gestational child does 
not apply to a child of assisted reproduction or a gestational child. 
3.  Relatives by marriage.  Terms of relationship in a governing instrument that do 
not differentiate relationships by blood from those by marriage, such as uncles, aunts, 
nieces or nephews, are construed to exclude relatives by marriage, unless: 
A.  When the governing instrument was executed, the class was then and foreseeably 
would be empty; or 
B.  The language or circumstances otherwise establish that relatives by marriage were 
intended to be included. 
4.  Half-blood relatives.  Terms of relationship in a governing instrument that do not 
differentiate relationships by the half blood from those by the whole blood, such as 
brothers, sisters, nieces or nephews, are construed to include both types of relationships. 
5.  Transferor not genetic parent.  In construing a dispositive provision of a 
transferor who is not the genetic parent, a child of a genetic parent is not considered the 
child of that genetic parent unless the genetic parent, a relative of the genetic parent or the 
spouse or surviving spouse of the genetic parent or of a relative of the genetic parent 
functioned as a parent of the child before the child reached 18 years of age. 
6.  Transferor not adoptive parent.  In construing a dispositive provision of a 
transferor who is not the adoptive parent, an adoptee is not considered the child of the 
adoptive parent unless: 
A.  The adoption took place before the adoptee reached 18 years of age; 
B.  The adoptive parent was the adoptee's stepparent or foster parent; or 
C.  The adoptive parent functioned as a parent of the adoptee before the adoptee 
reached 18 years of age. 
7.  Class-closing rules.  The following provisions apply for purposes of the class-
closing rules. 
A.  A child in utero at a particular time is treated as living at that time if the child 
lives 120 hours after birth. 
B.  If a child of assisted reproduction or a gestational child is conceived 
posthumously and the distribution date is the deceased parent's death, the child is 
treated as living on the distribution date if the child lives 120 hours after birth and 
was in utero not later than 36 months after the deceased parent's death or born not 
later than 45 months after the deceased parent's death. 
C.  An individual who is in the process of being adopted when the class closes is 
treated as adopted when the class closes if the adoption is subsequently granted. 
§2-706.  Life insurance; retirement plan; account with POD designation; TOD 
designation; deceased beneficiary 
1.  Definitions.  As used in this section, unless the context otherwise indicates, the 
following terms have the following meanings. 
A.  "Alternative beneficiary designation" means a beneficiary designation that is 
expressly created by the governing instrument and, under the terms of the governing 
instrument, can take effect instead of another designation on the happening of one or 
more events, including survival of the decedent or failure to survive the decedent, 
whether an event is expressed in condition-precedent, condition-subsequent or any 
other form. 
B.  "Beneficiary" means the beneficiary of a beneficiary designation under which the 
beneficiary must survive the decedent and includes: 
(1)  A class member if the beneficiary designation is in the form of a class gift; 
and 
(2)  An individual or class member who was deceased at the time the beneficiary 
designation was executed as well as an individual or class member who was then 
living but who failed to survive the decedent. 
"Beneficiary" excludes a joint tenant of a joint tenancy with the right of survivorship 
and a party to a joint survivorship account. 
C.  "Beneficiary designation" includes an alternative beneficiary designation and a 
beneficiary designation in the form of a class gift. 
D.  "Class member" includes an individual who fails to survive the decedent but who 
would have taken under a beneficiary designation in the form of a class gift had the 
individual survived the decedent. 
E.  "Descendant of a grandparent" means an individual who qualifies as a descendant 
of a grandparent of the decedent under the: 
(1)  Rules of construction applicable to a class gift created in the decedent's 
beneficiary designation if the beneficiary designation is in the form of a class 
gift; or 
(2)  Rules for intestate succession if the beneficiary designation is not in the form 
of a class gift. 
F.  "Stepchild" means a child of the decedent's surviving, deceased or former spouse 
and not of the decedent. 
G.  "Surviving beneficiaries" or "surviving descendants" means beneficiaries or 
descendants, respectively, who neither predeceased the decedent nor are deemed to 
have predeceased the decedent under section 2-702. 
2.  Substitute gift.  If a beneficiary fails to survive the decedent and is a grandparent, 
a descendant of a grandparent or a stepchild of the decedent, the following apply. 
A.  Except as provided in paragraph D, if the beneficiary designation is not in the 
form of a class gift and the deceased beneficiary leaves surviving descendants, a 
substitute gift is created in the beneficiary's surviving descendants.  The surviving 
descendants take per capita at each generation the property to which the beneficiary 
would have been entitled had the beneficiary survived the decedent. 
B.  Except as provided in paragraph D, if the beneficiary designation is in the form of 
a class gift, other than a beneficiary designation to "issue," "descendants," "heirs of 
the body," "heirs," "next of kin," "relatives" or "family," or a class described by 
language of similar import, a substitute gift is created in the surviving descendants of 
any deceased beneficiary.  The property to which the beneficiaries would have been 
entitled had all of them survived the decedent passes to the surviving beneficiaries 
and the surviving descendants of the deceased beneficiaries.  Each surviving 
beneficiary takes the share to which that beneficiary would have been entitled had the 
deceased beneficiary survived the decedent.  Each deceased beneficiary's surviving 
descendants who are substituted for the deceased beneficiary take per capita at each 
generation the share to which the deceased beneficiary would have been entitled had 
the deceased beneficiary survived the decedent.  For the purposes of this paragraph, 
"deceased beneficiary" means a class member who failed to survive the decedent and 
left one or more surviving descendants. 
C.  For the purposes of section 2-701, words of survivorship, such as in a beneficiary 
designation to an individual "if he survives me" or "if she survives me," or in a 
beneficiary designation to "my surviving children," are, in the absence of additional 
evidence, a sufficient indication of an intent contrary to the application of this 
section. 
D.  If a governing instrument creates an alternative beneficiary designation with 
respect to a beneficiary designation for which a substitute gift is created under 
paragraph A or B, the substitute gift is superseded by the alternative beneficiary 
designation if: 
(1)  The alternative beneficiary designation is in the form of a class gift and one 
or more members of the class is entitled to take; or 
(2)  The alternative beneficiary designation is not in the form of a class gift and 
the expressly designated beneficiary of the alternative beneficiary designation is 
entitled to take. 
"Descendants," in the phrase "surviving descendants," used in reference to a deceased 
beneficiary or class member in paragraphs A and B, means the descendants of a deceased 
beneficiary or class member who would take under a class gift created in the beneficiary 
designation. 
3.  More than one substitute gift; which one takes effect.  If, under subsection 2, 
substitute gifts are created and not superseded with respect to more than one beneficiary 
designation and the beneficiary designations are alternative beneficiary designations, one 
to the other, the property passes under the primary substitute gift except that if there is a 
younger-generation beneficiary designation, the property passes under the younger-
generation substitute gift and not under the primary substitute gift. 
As used in this subsection, unless the context otherwise indicates, the following terms 
have the following meanings. 
A.  "Primary beneficiary designation" means the beneficiary designation that would 
have taken effect had all the deceased beneficiaries of the alternative beneficiary 
designations who left surviving descendants survived the decedent. 
B.  "Primary substitute gift" means the substitute gift created with respect to the 
primary beneficiary designation. 
C.  "Younger-generation beneficiary designation" means a beneficiary designation 
that: 
(1)  Is to a descendant of a beneficiary of the primary beneficiary designation; 
(2)  Is an alternative beneficiary designation with respect to the primary 
beneficiary designation; 
(3)  Is a beneficiary designation for which a substitute gift is created; and 
(4)  Would have taken effect had all the deceased beneficiaries who left surviving 
descendants survived the decedent except the deceased beneficiary or 
beneficiaries of the primary beneficiary designation. 
D.  "Younger-generation substitute gift" means the substitute gift created with respect 
to the younger-generation beneficiary designation. 
4.  Protection of payors.  This subsection governs the liability of payors. 
A.  A payor is protected from liability in making payments under the terms of the 
beneficiary designation until the payor has received written notice of a claim to a 
substitute gift under this section.  Payment made before the receipt of written notice 
of a claim to a substitute gift under this section discharges the payor, but not the 
recipient, from all claims for the amounts paid.  A payor is liable for a payment made 
after the payor has received written notice of the claim.  A recipient is liable for a 
payment received, whether or not written notice of the claim is given. 
B.  The written notice of the claim under paragraph A must be mailed to the payor's 
main office or home by registered or certified mail, return receipt requested, or served 
upon the payor in the same manner as a summons in a civil action.  Upon receipt of 
written notice of the claim, a payor may pay any amount owed by the payor or other 
3rd party to the court having jurisdiction of the probate proceedings relating to the 
decedent's estate or, if no proceedings have been commenced, to the court having 
jurisdiction of probate proceedings relating to decedents' estates located in the county 
of the decedent's residence.  The court shall hold the funds and, upon its 
determination under this section, shall order disbursement in accordance with the 
determination.  Payment made to the court discharges the payor from all claims for 
the amounts paid. 
5.  Protection of bona fide purchaser; personal liability of recipient.  This 
subsection governs the liability of bona fide purchasers and other recipients. 
A.  A person who purchases property for value and without notice, or who receives a 
payment, an item of property or any other benefit in partial or full satisfaction of a 
legally enforceable obligation, is neither obligated under this section to return the 
payment, item of property or benefit nor liable under this section for the amount of 
the payment or the value of the item of property or benefit.  A person who, not for 
value, receives a payment, item of property or other benefit to which the person is not 
entitled under this section is obligated to return the payment, item of property or 
benefit, or is personally liable for the amount of the payment or the value of the item 
of property or benefit, to the person who is entitled to it under this section. 
B.  If this section or any part of this section is preempted by federal law with respect 
to a payment, an item of property or any other benefit covered by this section, a 
person who, not for value, receives the payment, item of property or other benefit to 
which the person is not entitled under this section is obligated to return the payment, 
item of property or benefit, or is personally liable for the amount of the payment or 
the value of the item of property or benefit, to the person who would have been 
entitled to it were this section or part of this section not preempted. 
§2-707.  Survivorship with respect to future interests under terms of trust; 
substitute takers 
1.  Definitions.  As used in this section, unless the context otherwise indicates, the 
following terms have the following meanings. 
A.  "Alternative future interest" means an expressly created future interest that can 
take effect in possession or enjoyment instead of another future interest on the 
happening of one or more events, including survival of an event or failure to survive 
an event, whether the event is expressed in condition-precedent, condition-subsequent 
or any other form.  A residuary clause in a will does not create an alternative future 
interest with respect to a future interest created in a nonresiduary devise in the will, 
whether or not the will specifically provides that lapsed or failed devises are to pass 
under the residuary clause. 
B.  "Beneficiary" means the beneficiary of a future interest and includes a class 
member if the future interest is in the form of a class gift. 
C.  "Class member" includes an individual who fails to survive the distribution date 
but who would have taken under a future interest in the form of a class gift had the 
individual survived the distribution date. 
D.  "Distribution date," with respect to a future interest, means the time when the 
future interest is to take effect in possession or enjoyment.  The distribution date need 
not occur at the beginning or end of a calendar day, but can occur at a time during the 
course of a day. 
E.  "Future interest" includes an alternative future interest and a future interest in the 
form of a class gift. 
F.  "Future interest under the terms of a trust" means a future interest that was created 
by a transfer creating a trust or to an existing trust or by an exercise of a power of 
appointment to an existing trust, directing the continuance of an existing trust, 
designating a beneficiary of an existing trust or creating a trust. 
G.  "Surviving beneficiaries" or "surviving descendants" means beneficiaries or 
descendants, respectively, who neither predeceased the distribution date nor are 
deemed to have predeceased the distribution date under section 2-702. 
2.  Survivorship required; substitute gift.  A future interest under the terms of a 
trust is contingent on the beneficiary's surviving the distribution date.  If a beneficiary of 
a future interest under the terms of a trust fails to survive the distribution date, the 
following apply. 
A.  Except as provided in paragraph D, if the future interest is not in the form of a 
class gift and the deceased beneficiary leaves surviving descendants, a substitute gift 
is created in the beneficiary's surviving descendants.  The surviving descendants take 
per capita at each generation the property to which the beneficiary would have been 
entitled had the beneficiary survived the distribution date. 
B.  Except as provided in paragraph D, if the future interest is in the form of a class 
gift, other than a future interest to "issue," "descendants," "heirs of the body," "heirs," 
"next of kin," "relatives" or "family," or a class described by language of similar 
import, a substitute gift is created in the surviving descendants of any deceased 
beneficiary.  The property to which the beneficiaries would have been entitled had all 
of them survived the distribution date passes to the surviving beneficiaries and the 
surviving descendants of the deceased beneficiaries.  Each surviving beneficiary 
takes the share to which that beneficiary would have been entitled had the deceased 
beneficiaries survived the distribution date.  Each deceased beneficiary's surviving 
descendants who are substituted for the deceased beneficiary take per capita at each 
generation the share to which the deceased beneficiary would have been entitled had 
the deceased beneficiary survived the distribution date.  For the purposes of this 
paragraph, "deceased beneficiary" means a class member who failed to survive the 
distribution date and left one or more surviving descendants. 
C.  For the purposes of section 2-701, words of survivorship attached to a future 
interest are, in the absence of additional evidence, a sufficient indication of an intent 
contrary to the application of this section.  As used in this paragraph, "words of 
survivorship" includes words of survivorship that relate to the distribution date or to 
an earlier or an unspecified time, whether those words of survivorship are expressed 
in condition-precedent, condition-subsequent or any other form. 
D.  If the governing instrument creates an alternative future interest with respect to a 
future interest for which a substitute gift is created under paragraph A or B, the 
substitute gift is superseded by the alternative future interest if: 
(1)  The alternative future interest is in the form of a class gift and one or more 
members of the class is entitled to take in possession or enjoyment; or  
(2)  The alternative future interest is not in the form of a class gift and the 
expressly designated beneficiary of the alternative future interest is entitled to 
take in possession or enjoyment. 
"Descendants," in the phrase "surviving descendants," used in reference to a deceased 
beneficiary or class member in paragraphs A and B, means the descendants of a deceased 
beneficiary or class member who would take under a class gift created in the trust. 
3.  More than one substitute gift; which one takes effect.  If, under subsection 2, 
substitute gifts are created and not superseded with respect to more than one future 
interest and the future interests are alternative future interests, one to the other, the 
property passes under the primary substitute gift, except that if there is a younger-
generation future interest, the property passes under the younger-generation substitute gift 
and not under the primary substitute gift. 
As used in this subsection, unless the context otherwise indicates, the following terms 
have the following meanings. 
A.  "Primary future interest" means the future interest that would have taken effect 
had all the deceased beneficiaries of the alternative future interests who left surviving 
descendants survived the distribution date. 
B.  "Primary substitute gift" means the substitute gift created with respect to the 
primary future interest. 
C.  "Younger-generation future interest" means a future interest that: 
(1)  Is to a descendant of a beneficiary of the primary future interest; 
(2)  Is an alternative future interest with respect to the primary future interest; 
(3)  Is a future interest for which a substitute gift is created; and 
(4)  Would have taken effect had all the deceased beneficiaries who left surviving 
descendants survived the distribution date except the deceased beneficiary or 
beneficiaries of the primary future interest. 
D.  "Younger-generation substitute gift" means the substitute gift created with respect 
to the younger-generation future interest. 
4.  If no other taker, property passes under residuary clause or to transferor's 
heirs.  Except as provided in subsection 5, if, after the application of subsections 2 and 3, 
there is no surviving taker, the property passes in the following order. 
A.  If the trust was created in a nonresiduary devise in the transferor's will or in a 
codicil to the transferor's will, the property passes under the residuary clause in the 
transferor's will. For purposes of this section, the residuary clause is treated as 
creating a future interest under the terms of a trust; and 
B.  If a taker is not produced by the application of paragraph A, the property passes to 
the transferor's heirs under section 2-711. 
For purposes of this subsection, "transferor" means the donor if the power was a 
nongeneral power and means the donee if the power was a general power. 
5.  No other taker and future interest created by exercise of power of 
appointment.  If, after the application of subsections 2 and 3, there is no surviving taker 
and if the future interest was created by the exercise of a power of appointment: 
A.  The property passes under the donor's gift-in-default clause, if any.  The donor's 
gift-in-default clause is treated as creating a future interest under the terms of a trust; 
and 
B.  If no taker is produced by the application of paragraph A, the property passes as 
provided in subsection 4. 
§2-708.  Class gifts to "descendants," "issue" or "heirs of the body"; form of 
distribution if none specified 
If a class gift in favor of "descendants," "issue" or "heirs of the body" does not 
specify the manner in which the property is to be distributed among the class members, 
the property is distributed among the class members who are living when the interest is to 
take effect in possession or enjoyment, in such shares as they would receive, under the 
applicable law of intestate succession, if the designated ancestor had then died intestate 
owning the subject matter of the class gift. 
§2-709.  Per capita at each generation; per stirpes or by representation 
1.  Definitions.  As used in this section, unless the context otherwise indicates, the 
following terms have the following meanings. 
A.  "Deceased child" or "deceased descendant" means a child or a descendant, 
respectively, who either predeceased the distribution date or is deemed to have 
predeceased the distribution date pursuant to section 2-702. 
B.  "Distribution date," with respect to an interest, means the time when the interest is 
to take effect in possession or enjoyment.  The distribution date need not occur at the 
beginning or end of a calendar day, but can occur at a time during the course of a day. 
C.  "Surviving ancestor," "surviving child" or "surviving descendant" means an 
ancestor, a child or a descendant, respectively, who neither predeceased the 
distribution date nor is deemed to have predeceased the distribution date pursuant to 
section 2-702. 
2.  Per capita at each generation.  If an applicable statute or a governing instrument 
calls for property to be distributed "per capita at each generation," the property is divided 
into as many equal shares as there are: 
A.  Surviving descendants in the generation nearest to the designated ancestor that 
contains one or more surviving descendants; and 
B.  Deceased descendants in the same generation who left surviving descendants, if 
any. 
Each surviving descendant in the nearest generation is allocated one share.  The 
remaining shares, if any, are combined and then divided in the same manner among the 
surviving descendants of the deceased descendants as if the surviving descendants who 
were allocated a share and their surviving descendants had predeceased the distribution 
date. 
3.  Per stirpes or by representation.  If a governing instrument calls for property to 
be distributed "per stirpes" or "by representation," the property is divided into as many 
equal shares as there are: 
A.  Surviving children of the designated ancestor; and 
B.  Deceased children who left surviving descendants. 
Each surviving child, if any, is allocated one share.  The share of each deceased child 
with surviving descendants is divided in the same manner, with subdivision repeating at 
each succeeding generation until the property is fully allocated among surviving 
descendants. 
4.  Deceased descendant with no surviving descendant disregarded.  For the 
purposes of subsections 2 and 3, an individual who is deceased and left no surviving 
descendant is disregarded, and an individual who leaves a surviving ancestor who is a 
descendant of the designated ancestor is not entitled to a share. 
§2-710.  Worthier-title doctrine abolished 
The doctrine of worthier title is abolished as a rule of law and as a rule of 
construction.  Language in a governing instrument describing the beneficiaries of a 
disposition as the transferor's "heirs," "heirs at law," "next of kin," "distributees," 
"relatives" or "family," or language of similar import, does not create or presumptively 
create a reversionary interest in the transferor. 
§2-711.  Interests in "heirs" and like 
If an applicable statute or a governing instrument calls for a present or future 
distribution to or creates a present or future interest in a designated individual's "heirs," 
"heirs at law," "next of kin," "relatives" or "family," or language of similar import, the 
property passes to those persons, including the State, and in such shares as would succeed 
to the designated individual's intestate estate under the intestate succession law of the 
designated individual's domicile if the designated individual died when the disposition is 
to take effect in possession or enjoyment.  If the designated individual's surviving spouse 
is living but is remarried at the time the disposition is to take effect in possession or 
enjoyment, the surviving spouse is not an heir of the designated individual. 
PART 8 
GENERAL PROVISIONS CONCERNING PROBATE AND NONPROBATE 
TRANSFERS 
§2-801.  Effect of divorce, annulment and decree of separation 
1.  Divorce; annulment; separation.  An individual who is divorced from the 
decedent or whose marriage to the decedent has been annulled is not a surviving spouse 
unless, by virtue of a subsequent marriage, the individual is married to the decedent at the 
time of death.  A decree of separation that does not terminate the status of spouses is not a 
divorce for purposes of this section. 
2.  Not a surviving spouse.  For purposes of Parts 1, 2, 3 and 4 and of section 3-203, 
a surviving spouse does not include:  
A.  An individual who obtains or consents to a final decree or judgment of divorce 
from the decedent or an annulment of their marriage, if that decree or judgment is not 
recognized as valid in this State, unless they subsequently participate in a marriage 
ceremony purporting to marry each to the other, or subsequently live together as 
spouses; 
B.  An individual who, following an invalid decree or judgment of divorce or 
annulment obtained by the decedent, participates in a marriage ceremony with a 3rd 
individual; or 
C.  An individual who was a party to a valid proceeding concluded by an order 
purporting to terminate all marital property rights. 
§2-802.  Effect of homicide on intestate succession, wills, trusts, joint assets, life 
insurance and beneficiary designations 
1.  Definitions.  As used in this section, unless the context otherwise indicates, the 
following terms have the following meanings. 
A.  "Disposition or appointment of property" includes a transfer of an item of 
property or any other benefit to a beneficiary designated in a governing instrument. 
B.  "Governing instrument" means a governing instrument executed by the decedent. 
C.  "Revocable," with respect to a disposition, appointment, provision or nomination, 
means one under which the decedent, at the time of or immediately before death, was 
alone empowered, by law or under the governing instrument, to cancel the 
designation in favor of the killer, whether or not the decedent was then empowered to 
designate the decedent in place of the killer and whether or not the decedent then had 
capacity to exercise the power. 
2.  Forfeiture of statutory benefits.  An individual who feloniously and 
intentionally kills the decedent forfeits all benefits under this Article with respect to the 
decedent's estate, including an intestate share, an elective share, an omitted spouse's or 
child's share, a homestead allowance, exempt property and a family allowance.  If the 
decedent died intestate, the decedent's intestate estate passes as if the killer disclaimed the 
killer's intestate share. 
3.  Revocation of benefits under governing instruments.  The felonious and 
intentional killing of the decedent: 
A.  Revokes any revocable: 
(1)  Disposition or appointment of property made by the decedent to the killer in 
a governing instrument; 
(2)  Provision in a governing instrument conferring a general or nongeneral 
power of appointment on the killer; and 
(3)  Nomination of the killer in a governing instrument nominating or appointing 
the killer to serve in any fiduciary or representative capacity, including as a 
personal representative, executor, trustee or agent; and 
B.  Severs the interests of the decedent and killer in property held by them at the time 
of the killing as joint tenants with the right of survivorship, transforming the interests 
of the decedent and killer into equal tenancies in common. 
4.  Effect of severance.  A severance under subsection 3, paragraph B does not affect 
any 3rd-party interest in property acquired for value and in good faith reliance on an 
apparent title by survivorship in the killer unless a writing declaring the severance has 
been noted, registered, filed or recorded in records appropriate to the kind and location of 
the property that are relied upon, in the ordinary course of transactions involving such 
property, as evidence of ownership. 
5.  Effect of revocation.  Provisions of a governing instrument are given effect as if 
the killer disclaimed all provisions revoked by this section or, in the case of a revoked 
nomination in a fiduciary or representative capacity, as if the killer predeceased the 
decedent. 
6.  Wrongful acquisition of property.  A wrongful acquisition of property or 
interest by a killer not covered by this section must be treated in accordance with the 
principle that a killer may not profit from the killer's wrong. 
7.  Felonious and intentional killing; how determined.  After all right to appeal has 
been exhausted, a judgment of conviction establishing criminal accountability for the 
felonious and intentional killing of the decedent conclusively establishes the convicted 
individual as the decedent's killer for purposes of this section.  In the absence of a 
conviction, the court, upon the petition of an interested person, shall determine whether, 
under the preponderance of evidence standard, the individual would be found criminally 
accountable for the felonious and intentional killing of the decedent.  If the court 
determines that, under that standard, the individual would be found criminally 
accountable for the felonious and intentional killing of the decedent, the determination 
conclusively establishes that individual as the decedent's killer for purposes of this 
section. 
8.  Protection of payors and other 3rd parties.  This subsection governs the 
liability of payors and other 3rd parties. 
A.  A payor or other 3rd party is not liable for having made a payment or transferred 
an item of property or any other benefit to a beneficiary designated in a governing 
instrument affected by an intentional and felonious killing or for having taken any 
other action if that payment, transfer or other action is made in good faith reliance on 
the validity of the governing instrument, upon request and satisfactory proof of the 
decedent's death, before the payor or other 3rd party received written notice of a 
claimed forfeiture or revocation under this section.  A payor or other 3rd party is 
liable for a payment or transfer made or other action taken after the payor or other 3rd 
party received written notice of a claimed forfeiture or revocation under this section. 
B.  Written notice of a claimed forfeiture or revocation under paragraph A must be 
mailed to the payor's or other 3rd party's main office or home by registered or 
certified mail, return receipt requested, or served upon the payor or other 3rd party in 
the same manner as a summons in a civil action.  Upon receipt of written notice of a 
claimed forfeiture or revocation under this section, a payor or other 3rd party may 
pay any amount owed or transfer or deposit any item of property held by the payor or 
other 3rd party to or with the court having jurisdiction of the probate proceedings 
relating to the decedent's estate or, if no proceedings have been commenced, to or 
with the court having jurisdiction of probate proceedings relating to decedents' estates 
located in the county of the decedent's residence.  The court shall hold the funds or 
item of property and, upon its determination under this section, shall order 
disbursement in accordance with the determination.  Payments, transfers or deposits 
made to or with the court discharge the payor or other 3rd party from all claims for 
the value of amounts paid to or items of property transferred to or deposited with the 
court. 
9.  Protection of bona fide purchaser; personal liability of recipient.  This 
subsection governs the liability of bona fide purchasers and other recipients. 
A.  A person who purchases property for value and without notice, or who receives a 
payment, an item of property or any other benefit in partial or full satisfaction of a 
legally enforceable obligation, is neither obligated under this section to return the 
payment, item of property or benefit nor liable under this section for the amount of 
the payment or the value of the item of property or benefit.  A person who, not for 
value, receives a payment, item of property or other benefit to which the person is not 
entitled under this section is obligated to return the payment, item of property or 
benefit, or is personally liable for the amount of the payment or the value of the item 
of property or benefit, to the person who is entitled to it under this section. 
B.  If this section or any part of this section is preempted by federal law with respect 
to a payment, an item of property or any other benefit covered by this section, a 
person who, not for value, receives the payment, item of property or other benefit to 
which the person is not entitled under this section is obligated to return the payment, 
item of property or benefit, or is personally liable for the amount of the payment or 
the value of the item of property or benefit, to the person who would have been 
entitled to it were this section or part of this section not preempted. 
§2-803.  Effect of criminal conviction on intestate succession, wills, joint assets, 
beneficiary designations and other property acquisition when restitution is 
owed to the decedent 
A person who has been convicted of a crime of which the decedent was a victim is 
not entitled to the following benefits to the extent that the benefits do not exceed the 
amount of restitution the person owes to the decedent as a result of the sentence for the 
crime: 
1.  Decedent's will or this Article.  Any benefits under the decedent's will or under 
this Article; 
2.  Jointly owned property.  Any property owned jointly with the decedent; 
3.  Bond, life insurance policy or other contractual arrangement.  Any benefit as 
a beneficiary of a bond, life insurance policy or other contractual arrangement in which 
the principal obligee or the person upon whose life the policy is issued is the decedent; 
and 
4.  Acquisition of property.  Any benefit from any acquisition of property in which 
the decedent had an interest. 
§2-804.  Revocation of probate and nonprobate transfers by divorce; no revocation 
by other changes of circumstances 
1.  Definitions.  As used in this section, unless the context otherwise indicates, the 
following terms have the following meanings. 
A.  "Disposition or appointment of property" includes a transfer of an item of 
property or any other benefit to a beneficiary designated in a governing instrument. 
B.  "Divorce or annulment" means any divorce or annulment, or any dissolution or 
declaration of invalidity of a marriage, that would exclude the spouse as a surviving 
spouse within the meaning of section 2-801.  A decree of separation that does not 
terminate the status of spouses is not a divorce for purposes of this section. 
C.  "Divorced individual" includes an individual whose marriage has been annulled. 
D.  "Governing instrument" means a governing instrument executed by the divorced 
individual before the divorce or annulment of the individual's marriage to the 
individual's former spouse. 
E.  "Relative of the divorced individual's former spouse" means an individual who is 
related to the divorced individual's former spouse by blood, adoption or affinity and 
who, after the divorce or annulment, is not related to the divorced individual by 
blood, adoption or affinity. 
F.  "Revocable," with respect to a disposition, appointment, provision or nomination, 
means one under which the divorced individual, at the time of the divorce or 
annulment, was alone empowered, by law or under the governing instrument, to 
cancel the designation in favor of the divorced individual's former spouse or relative 
of the divorced individual's former spouse, whether or not the divorced individual 
was then empowered to designate the divorced individual in place of the divorced 
individual's former spouse or in place of the relative of the divorced individual's 
former spouse and whether or not the divorced individual then had the capacity to 
exercise the power. 
2.  Revocation upon divorce.  Except as provided by the express terms of a 
governing instrument, a court order or a contract relating to the division of the marital 
estate made between the divorced individuals before or after the marriage, divorce or 
annulment, the divorce or annulment of a marriage: 
A.  Revokes any revocable: 
(1)  Disposition or appointment of property made by a divorced individual to the 
divorced individual's former spouse in a governing instrument and any 
disposition or appointment created by law or in a governing instrument to a 
relative of the divorced individual's former spouse; 
(2)  Provision in a governing instrument conferring a general or nongeneral 
power of appointment on the divorced individual's former spouse or on a relative 
of the divorced individual's former spouse; and 
(3)  Nomination in a governing instrument nominating a divorced individual's 
former spouse or a relative of the divorced individual's former spouse to serve in 
any fiduciary or representative capacity, including as a personal representative, 
executor, trustee, conservator, agent or guardian; and  
B.  Severs the interests of the former spouses in property held by them at the time of 
the divorce or annulment as joint tenants with the right of survivorship, transforming 
the interests of the former spouses into equal tenancies in common. 
3.  Effect of severance.  A severance under subsection 2, paragraph B does not affect 
any 3rd-party interest in property acquired for value and in good faith reliance on an 
apparent title by survivorship in the survivor of the former spouses unless a writing 
declaring the severance has been noted, registered, filed or recorded in records 
appropriate to the kind and location of the property that are relied upon, in the ordinary 
course of transactions involving such property, as evidence of ownership. 
4.  Effect of revocation.  Provisions of a governing instrument are given effect as if 
the divorced individual's former spouse and relatives of the divorced individual's former 
spouse disclaimed all provisions revoked by this section or, in the case of a revoked 
nomination in a fiduciary or representative capacity, as if the divorced individual's former 
spouse and relatives of the divorced individual's former spouse died immediately before 
the divorce or annulment. 
5.  Revival if divorce nullified.  Provisions revoked solely by this section are revived 
by the divorced individual's remarriage to the former spouse or by a nullification of the 
divorce or annulment. 
6.  No revocation for other change of circumstances.  A change of circumstances 
other than as described in this section or in section 2-802 does not effect a revocation 
pursuant to this section. 
7.  Protection of payors and other 3rd parties.  This subsection governs the 
liability of payors and other 3rd parties. 
A.  A payor or other 3rd party is not liable for having made a payment or transferred 
an item of property or any other benefit to a beneficiary designated in a governing 
instrument affected by a remarriage, divorce or annulment or for having taken any 
other action if that payment, transfer or other action is made in good faith reliance on 
the validity of the governing instrument before the payor or other 3rd party received 
written notice of the remarriage, divorce or annulment.  A payor or other 3rd party is 
liable for a payment or transfer made or other action taken after the payor or other 3rd 
party received written notice of a claimed remarriage, divorce or annulment under 
this section. 
B.  Written notice of the remarriage, divorce or annulment under paragraph A must 
be mailed to the payor's or other 3rd party's main office or home by registered or 
certified mail, return receipt requested, or served upon the payor or other 3rd party in 
the same manner as a summons in a civil action.  Upon receipt of written notice of 
the remarriage, divorce or annulment, a payor or other 3rd party may pay any amount 
owed or transfer or deposit any item of property held by the payor or other 3rd party 
to or with the court having jurisdiction of the probate proceedings relating to the 
decedent's estate or, if no proceedings have been commenced, to or with the court 
having jurisdiction of probate proceedings relating to decedents' estates located in the 
county of the decedent's residence.  The court shall hold the funds or item of property 
and, upon its determination under this section, shall order disbursement or transfer in 
accordance with the determination.  Payments, transfers or deposits made to or with 
the court discharge the payor or other 3rd party from all claims for the value of 
amounts paid to or items of property transferred to or deposited with the court. 
8.  Protection of bona fide purchaser; personal liability of recipient.  This 
subsection governs the liability of bona fide purchasers and other recipients. 
A.  A person who purchases property from a divorced individual's former spouse, 
relative of a divorced individual's former spouse or any other person for value and 
without notice, or who receives from a divorced individual's former spouse, relative 
of a divorced individual's former spouse or any other person a payment, an item of 
property or any other benefit in partial or full satisfaction of a legally enforceable 
obligation, is neither obligated under this section to return the payment, item of 
property or benefit nor liable under this section for the amount of the payment or the 
value of the item of property or benefit.  A divorced individual's former spouse, 
relative of a divorced individual's former spouse or other person who, not for value, 
receives a payment, item of property or other benefit to which that person is not 
entitled under this section is obligated to return the payment, item of property or 
benefit, or is personally liable for the amount of the payment or the value of the item 
of property or benefit, to the person who is entitled to it under this section.  
B.  If this section or any part of this section is preempted by federal law with respect 
to a payment, an item of property or any other benefit covered by this section, a 
divorced individual's former spouse, relative of the divorced individual's former 
spouse or any other person who, not for value, receives the payment, item of property 
or other benefit to which that person is not entitled under this section is obligated to 
return that payment, item of property or benefit, or is personally liable for the amount 
of the payment or the value of the item of property or benefit, to the person who 
would have been entitled to it were this section or part of this section not preempted. 
§2-805.  Reformation to correct mistakes 
The court may reform the terms of a governing instrument, even if unambiguous, to 
conform the terms to the transferor's intention if it is proved by clear and convincing 
evidence what the transferor's intention was and that the terms of the governing 
instrument were affected by a mistake of fact or law, whether in expression or 
inducement. 
§2-806.  Modification to achieve transferor's tax objectives 
To achieve the transferor's tax objectives, the court may modify the terms of a 
governing instrument in a manner that is not contrary to the transferor's probable 
intention.  The court may provide that the modification has retroactive effect. 
§2-807.  Actions for wrongful death 
1.  Liability notwithstanding death.  Whenever the death of a person is caused by a 
wrongful act, neglect or default, and the act, neglect or default is such as would, if death 
had not ensued, have entitled the party injured to maintain an action and recover damages 
in respect thereof, then the person or the corporation that would have been liable if death 
had not ensued is liable for damages as provided in this section, notwithstanding the 
death of the person injured and although the death was caused under circumstances that 
amount to a felony. 
2.  Wrongful death action; damages; limitations.  Every wrongful death action 
must be brought by and in the name of the personal representative or special 
administrator of the deceased person, and is distributable, after payment for funeral 
expenses and the costs of recovery including attorney's fees, directly to the decedent's 
heirs without becoming part of the probate estate, except as may be specifically provided 
in this subsection.  The amount recovered in every wrongful death action, except as 
specifically provided in this subsection, is for the exclusive benefit of the deceased's heirs 
to be distributed to the individuals and in the proportions as provided in sections 2-102 
and 2-103.  The jury may give damages as it determines a fair and just compensation with 
reference to the pecuniary injuries resulting from the death.  Damages are payable to the 
estate of the deceased person only if the jury specifically makes an award payable to the 
estate for reasonable expenses of medical, surgical and hospital care and treatment and 
for reasonable funeral expenses or, in the case of a settlement, the settlement documents 
specifically provide for such an allocation to the estate for the same.  In addition, the jury 
may give damages not exceeding $500,000 for the loss of comfort, society and 
companionship of the deceased, including any damages for emotional distress arising 
from the same facts as those constituting the underlying claim, to the persons for whose 
benefit the action is brought.  The jury may also give punitive damages not exceeding 
$250,000.  An action under this section must be commenced within 2 years after the 
decedent's death, except that if the decedent's death is caused by a homicide, the action 
may be commenced within 6 years of the date the personal representative or special 
administrator of the decedent discovers that there is a just cause of action against the 
person who caused the homicide.  If a claim under this section is settled without an action 
having been commenced, the amount paid in settlement must be distributed as provided 
in this subsection.  A settlement on behalf of minor children is not valid unless approved 
by the court, as provided in Title 14, section 1605. 
3.  Damages for conscious suffering.  Whenever death ensues following a period of 
conscious suffering, as a result of personal injuries due to the wrongful act, neglect or 
default of any person, the person who caused the personal injuries resulting in such 
conscious suffering and death is, in addition to the action at common law and damages 
recoverable therein, liable in damages in a separate count in the same action for such 
death, brought, commenced and determined and subject to the same limitation as to the 
amount recoverable for such death and exclusively for the beneficiaries in the manner set 
forth in subsection 2, separately found, but in such cases there is only one recovery for 
the same injury. 
4.  Maine Tort Claims Act.  Any action under this section brought against a 
governmental entity under Title 14, sections 8101 to 8118 is limited as provided in those 
sections. 
PART 9 
UNIFORM DISCLAIMER OF PROPERTY INTERESTS ACT 
§2-901.  Short title 
This Part may be known and cited as "the Uniform Disclaimer of Property Interests 
Act." 
§2-902.  Definitions 
As used in this Part, unless the context otherwise indicates, the following terms have 
the following meanings. 
1.  Disclaimant.  "Disclaimant" means the person to whom a disclaimed interest or 
power would have passed had the disclaimer not been made. 
2.  Disclaimed interest.  "Disclaimed interest" means the interest that would have 
passed to the disclaimant had the disclaimer not been made. 
3.  Disclaimer.  "Disclaimer" means the refusal to accept an interest in or power over 
property. 
4.  Fiduciary.  "Fiduciary" means a personal representative, trustee, agent acting 
under a power of attorney or other person authorized to act as a fiduciary with respect to 
the property of another person. 
5.  Jointly held property.  "Jointly held property" means property held in the name 
of 2 or more persons under an arrangement in which all holders have concurrent interests 
and under which the last surviving holder is entitled to the whole of the property. 
6.  Person.  "Person" means an individual, corporation, business trust, estate, trust, 
partnership, limited liability company, association, joint venture, government, 
governmental subdivision, agency or instrumentality, public corporation or any other 
legal or commercial entity. 
7.  State.  "State" means a state of the United States, the District of Columbia, the 
Commonwealth of Puerto Rico, the United States Virgin Islands or any territory or 
insular possession subject to the jurisdiction of the United States.  "State" includes an 
Indian tribe or band or Alaskan native village recognized by federal law or formally 
acknowledged by a state. 
8.  Trust.  "Trust" means: 
A.  An express trust, charitable or noncharitable, with additions thereto, whenever 
and however created; and 
B.  A trust created pursuant to a statute, judgment or decree that requires the trust to 
be administered in the manner of an express trust. 
§2-903.  Scope 
This Part applies to disclaimers of any interest in or power over property, whenever 
created. 
§2-904.  Part supplemented by other law 
1.  Principles of law and equity.  Unless displaced by a provision of this Part, the 
principles of law and equity supplement this Part. 
2.  Right to waive, release, disclaim or renounce property interest.  This Part does 
not limit any right of a person to waive, release, disclaim or renounce an interest in or 
power over property under a law other than this Part. 
§2-905.  Power to disclaim; general requirements; when irrevocable 
1.  Power to disclaim.  A person may disclaim, in whole or part, any interest in or 
power over property, including a power of appointment.  A person may disclaim the 
interest or power even if its creator imposed a spendthrift provision or similar restriction 
on transfer or a restriction or limitation on the right to disclaim. 
2.  Fiduciary authority to disclaim.  Except to the extent a fiduciary's right to 
disclaim is expressly restricted or limited by another statute of this State or by the 
instrument creating the fiduciary relationship, a fiduciary may disclaim, in whole or part, 
any interest in or power over property, including a power of appointment, whether acting 
in a personal or representative capacity.  A fiduciary may disclaim the interest or power 
even if its creator imposed a spendthrift provision or similar restriction on transfer or a 
restriction or limitation on the right to disclaim or an instrument other than the instrument 
that created the fiduciary relationship imposed a restriction or limitation on the right to 
disclaim. 
3.  General requirements.  To be effective, a disclaimer must be in a writing or 
other record, declare the disclaimer, describe the interest or power disclaimed, be signed 
by the person making the disclaimer and be delivered or filed in the manner provided in 
section 2-912.  As used in this subsection, unless the context otherwise indicates, the 
following terms have the following meanings. 
A.  "Record" means information that is inscribed on a tangible medium or that is 
stored in an electronic or other medium and is retrievable in perceivable form. 
B.  "Sign" means, with present intent to authenticate or adopt a record, to: 
(1)  Execute or adopt a tangible symbol; or 
(2)  Attach to or logically associate with the record an electronic sound, symbol 
or process. 
4.  Partial disclaimer.  A partial disclaimer may be expressed as a fraction, 
percentage, monetary amount, term of years, limitation of a power or any other interest or 
estate in the property. 
5.  When irrevocable.  A disclaimer becomes irrevocable when it is delivered or 
filed pursuant to section 2-912 or when it becomes effective as provided in sections 2-906 
to 2-911, whichever occurs later. 
6.  Disclaimer not a transfer, assignment or release.  A disclaimer made under this 
Part is not a transfer, assignment or release. 
§2-906.  Disclaimer of interest in property 
1.  Definitions.  As used in this section, unless the context otherwise indicates, the 
following terms have the following meanings. 
A.  "Future interest" means an interest that takes effect in possession or enjoyment, if 
at all, later than the time of its creation. 
B.  "Time of distribution" means the time when a disclaimed interest would have 
taken effect in possession or enjoyment. 
2.  General provisions governing disclaimers.  Except for a disclaimer governed by 
section 2-907 or 2-908, the following provisions apply to a disclaimer of an interest in 
property. 
A.  The disclaimer takes effect as of the time the instrument creating the interest 
becomes irrevocable or, if the interest arose under the law of intestate succession, as 
of the time of the intestate's death. 
B.  The disclaimed interest passes according to any provision in the instrument 
creating the interest providing for the disposition of the interest, should it be 
disclaimed, or of disclaimed interests in general. 
C.  If the instrument does not contain a provision described in paragraph B, the 
following provisions apply. 
(1)  If the disclaimant is not an individual, the disclaimed interest passes as if the 
disclaimant did not exist. 
(2)  If the disclaimant is an individual, except as otherwise provided in 
subparagraphs (3) and (4), the disclaimed interest passes as if the disclaimant had 
died immediately before the time of distribution. 
(3)  If by law or under the instrument the descendants of the disclaimant would 
share in the disclaimed interest by any method of representation had the 
disclaimant died before the time of distribution, the disclaimed interest passes 
only to the descendants of the disclaimant who survive the time of distribution. 
(4)  If the disclaimed interest would pass to the disclaimant's estate had the 
disclaimant died before the time of distribution, the disclaimed interest instead 
passes by representation to the descendants of the disclaimant who survive the 
time of distribution.  If no descendant of the disclaimant survives the time of 
distribution, the disclaimed interest passes to those persons, including the State 
but excluding the disclaimant, and in such shares as would succeed to the 
transferor's intestate estate under the intestate succession law of the transferor's 
domicile had the transferor died at the time of distribution.  However, if the 
transferor's surviving spouse is living but is remarried at the time of distribution, 
the transferor is deemed to have died unmarried at the time of distribution. 
D.  Upon the disclaimer of a preceding interest, a future interest held by a person 
other than the disclaimant takes effect as if the disclaimant had died or ceased to exist 
immediately before the time of distribution, but a future interest held by the 
disclaimant is not accelerated in possession or enjoyment. 
§2-907.  Disclaimer of rights of survivorship in jointly held property 
1.  Disclaimer by surviving holder of jointly held property.  Upon the death of a 
holder of jointly held property, a surviving holder may disclaim, in whole or part, the 
greater of: 
A.  A fractional share of the property determined by dividing the number one by the 
number of joint holders alive immediately before the death of the holder to whose 
death the disclaimer relates; and 
B.  All of the property except that part of the value of the entire interest attributable to 
the contribution furnished by the disclaimant. 
2.  Effective date of disclaimer.  A disclaimer under subsection 1 takes effect as of 
the death of the holder of jointly held property to whose death the disclaimer relates. 
3.  Disposition of disclaimed property.  An interest in jointly held property 
disclaimed by a surviving holder of the property passes as if the disclaimant predeceased 
the holder to whose death the disclaimer relates. 
§2-908.  Disclaimer of interest by trustee 
If a trustee disclaims an interest in property that otherwise would have become trust 
property, the interest does not become trust property. 
§2-909.  Disclaimer of power of appointment or other power not held in fiduciary 
capacity 
If a holder disclaims a power of appointment or other power not held in a fiduciary 
capacity, the following provisions apply. 
1.  Disclaimer of unexercised power.  If the holder has not exercised the power, the 
disclaimer takes effect as of the time the instrument creating the power becomes 
irrevocable. 
2.  Disclaimer of exercised power.   If the holder has exercised the power and the 
disclaimer is of a power other than a presently exercisable general power of appointment, 
the disclaimer takes effect immediately after the last exercise of the power. 
3.  Construction of instrument creating the power.  The instrument creating the 
power is construed as if the power expired when the disclaimer became effective. 
§2-910.  Disclaimer by appointee, object or taker in default of exercise of power of 
appointment 
1.  Disclaimer by appointee.  A disclaimer of an interest in property by an appointee 
of a power of appointment takes effect as of the time the instrument by which the holder 
exercises the power becomes irrevocable. 
2.  Disclaimer by object or taker in default.  A disclaimer of an interest in property 
by an object or taker in default of an exercise of a power of appointment takes effect as of 
the time the instrument creating the power becomes irrevocable. 
§2-911.  Disclaimer of power held in fiduciary capacity 
1.  Disclaimer of unexercised power.  If a fiduciary disclaims a power held in a 
fiduciary capacity that has not been exercised, the disclaimer takes effect as of the time 
the instrument creating the power becomes irrevocable. 
2.  Disclaimer of exercised power.  If a fiduciary disclaims a power held in a 
fiduciary capacity that has been exercised, the disclaimer takes effect immediately after 
the last exercise of the power. 
3.  Effect of disclaimer by fiduciary.  A disclaimer under this section is effective as 
to another fiduciary if the disclaimer so provides and the fiduciary disclaiming has the 
authority to bind the estate, trust or other person for whom the fiduciary is acting. 
§2-912.  Delivery or filing 
1.  Beneficiary designation.  As used in this section, "beneficiary designation" 
means an instrument, other than an instrument creating a trust, naming the beneficiary of: 
A.  An annuity or insurance policy; 
B.  An account with a designation for payment; 
C.  A security registered in beneficiary form; 
D.  A pension, profit-sharing, retirement or other employment-related benefit plan; or 
E.  Any other nonprobate transfer at death. 
2.  Delivery of disclaimer; generally.  Subject to subsections 3 to 12, delivery of a 
disclaimer may be effected by personal delivery, first-class mail or any other method 
likely to result in its receipt. 
3.  Disclaimer of interest from intestate succession or will.  In the case of an 
interest created under the law of intestate succession or an interest created by will, other 
than an interest in a testamentary trust: 
A.  A disclaimer must be delivered to the personal representative of the decedent's 
estate or the special administrator of the decedent's estate; or 
B.  If no personal representative is then serving, a disclaimer must be filed with the 
court having jurisdiction to appoint the personal representative. 
4.  Disclaimer of interest in a testamentary trust.  In the case of an interest in a 
testamentary trust: 
A.  A disclaimer must be delivered to the trustee then serving or, if no trustee is then 
serving, to the personal representative of the decedent's estate; or 
B.  If no trustee or personal representative is then serving, the disclaimer must be 
filed with the court having jurisdiction to enforce the trust. 
5.  Disclaimer of interest in inter vivos trust.  In the case of an interest in an inter 
vivos trust: 
A.  A disclaimer must be delivered to the trustee then serving; 
B.  If no trustee is then serving, the disclaimer must be filed with the court having 
jurisdiction to enforce the trust; or 
C.  If the disclaimer is made before the time the instrument creating the trust becomes 
irrevocable, it must be delivered to the settlor of a revocable trust or the transferor of 
the interest. 
6.  Disclaimer of interest created by beneficiary designation.  In the case of an 
interest created by a beneficiary designation that is disclaimed before the time the 
designation becomes irrevocable, the disclaimer must be delivered to the person making 
the beneficiary designation. 
7.  Disclaimer of interest created by irrevocable beneficiary designation.  In the 
case of an interest created by a beneficiary designation that is disclaimed after the 
designation becomes irrevocable: 
A.  The disclaimer of an interest in personal property must be delivered to the person 
obligated to distribute the interest; and 
B.  The disclaimer of an interest in real property must be recorded in the registry of 
deeds of the county where the real property that is the subject of the disclaimer is 
located. 
8.  Disclaimer by surviving holder of jointly held property.  In the case of a 
disclaimer by a surviving holder of jointly held property, the disclaimer must be delivered 
to the person to whom the disclaimed interest passes. 
9.  Disclaimer by object or taker in default.  In the case of a disclaimer by an 
object or taker in default of exercise of a power of appointment at any time after the 
power was created: 
A.  The disclaimer must be delivered to the holder of the power or to the fiduciary 
acting under the instrument that created the power; or 
B.  If no fiduciary is then serving, the disclaimer must be filed with the court having 
authority to appoint the fiduciary. 
10.  Disclaimer by appointee.  In the case of a disclaimer by an appointee of a 
nonfiduciary power of appointment: 
A.  The disclaimer must be delivered to the holder, the personal representative of the 
holder's estate or to the fiduciary under the instrument that created the power; or 
B.  If no fiduciary is then serving, the disclaimer must be filed with the court having 
authority to appoint the fiduciary. 
11.  Disclaimer by fiduciary.  In the case of a disclaimer by a fiduciary of a power 
over a trust or estate, the disclaimer must be delivered as provided in subsection 3, 4 or 5 
as if the power disclaimed were an interest in property. 
12.  Disclaimer of a power by an agent.  In the case of a disclaimer of a power by 
an agent, the disclaimer must be delivered to the principal or the principal's 
representative. 
§2-913.  When disclaimer barred or limited 
1.  Bar pursuant to written waiver.  A disclaimer is barred by a written waiver of 
the right to disclaim. 
2.  Bar pursuant to events.  A disclaimer of an interest in property is barred if any of 
the following events occur before the disclaimer becomes effective: 
A.  The disclaimant accepts the interest sought to be disclaimed; 
B.  The disclaimant voluntarily assigns, conveys, encumbers, pledges or transfers the 
interest sought to be disclaimed or contracts to do so; or 
C.  A judicial sale of the interest sought to be disclaimed occurs. 
3.  Previous exercise not a bar to disclaimer of power held in fiduciary capacity.  
A disclaimer, in whole or part, of the future exercise of a power held in a fiduciary 
capacity is not barred by its previous exercise. 
4.  Previous exercise not a bar to disclaimer of power not held in fiduciary 
capacity; exception.  A disclaimer, in whole or part, of the future exercise of a power not 
held in a fiduciary capacity is not barred by its previous exercise unless the power is 
exercisable in favor of the disclaimant. 
5.  Bar pursuant to law.  A disclaimer is barred or limited if so provided by law 
other than this Part. 
6.  Effect of bar.  A disclaimer of a power over property that is barred by this section 
is ineffective.  A disclaimer of an interest in property that is barred by this section takes 
effect as a transfer of the interest disclaimed to the persons who would have taken the 
interest under this Part had the disclaimer not been barred. 
§2-914.  Tax qualified disclaimer 
Notwithstanding any other provision of this Part, if as a result of a disclaimer or 
transfer the disclaimed or transferred interest is treated, pursuant to the provisions of 26 
United States Code, as amended, or any successor statute, and the regulations 
promulgated thereunder, as never having been transferred to the disclaimant, the 
disclaimer or transfer is effective as a disclaimer under this Part. 
§2-915.  Recording of disclaimer 
If an instrument transferring an interest in or power over property subject to a 
disclaimer is required or permitted by law to be filed, recorded or registered, the 
disclaimer may be so filed, recorded or registered.  Except as otherwise provided in 
section 2-912, subsection 7, paragraph B, failure to file, record or register the disclaimer 
does not affect its validity as between the disclaimant and persons to whom the property 
interest or power passes by reason of the disclaimer. 
§2-916.  Application to existing relationships 
Except as otherwise provided in section 2-913, an interest in or power over property 
existing on January 1, 2019 as to which the time for delivering or filing a disclaimer 
under law superseded by this Part has not expired may be disclaimed after January 1, 
2019. 
§2-917.  Relation to Electronic Signatures in Global and National Commerce Act 
This Part modifies, limits and supersedes the federal Electronic Signatures in Global 
and National Commerce Act, 15 United States Code, Section 7001, et seq., but does not 
modify, limit or supersede Section 101(c) of that Act, 15 United States Code, Section 
7001(c) or authorize electronic delivery of any of the notices described in Section 103(b) 
of that Act, 15 United States Code, Section 7003(b). 
Maine Uniform Probate Code Comment (§2-101) 
There is no counterpart to subsection 2 in former Title 18-A. Subsection 2 makes 
clear that a decedent may by will exclude or limit the right of an individual or class to 
succeed to property passing by intestate succession. 
Maine Uniform Probate Code Comment (§2-102) 
This section retains most of the provisions of former Title 18-A, section 2-102 
regarding the share of the surviving spouse as a nonuniform provision.  This section 
decreases the surviving spouse’s share from the first $225,000, plus one-half of any 
balance of the intestate estate, if all of the decedent’s surviving descendants are also 
descendants of the surviving spouse and the surviving spouse has one or more surviving 
descendants who are not descendants of the decedent, to the first $100,000, plus one-half 
of the intestate estate. 
Maine Uniform Probate Code Comment (§2-103) 
This section was modified to add descendants of a spouse as takers of last resort 
before an estate escheats to the State. 
Maine Uniform Probate Code Comment (§2-104) 
Section 2-104, subsection 1, paragraph B explicitly includes individuals in gestation.  
Such individuals are deemed to be living as of the decedent's death if they live for 120 
hours after birth.  The issue of afterborn heirs was addressed in former Title 18-A, section 
2-108. 
Maine Uniform Probate Code Comment (§2-106) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§2-108) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§2-109) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§2-110) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§2-111) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§2-112) 
The last 2 sentences in this section were adopted under former Title 18-A, section 
2-114 and are retained for clarity.  This section does not constitute a substantive change 
to Maine law. 
Maine Uniform Probate Code Comment (§2-115) 
This subpart treats children conceived through assisted reproduction technology the 
same as children conceived through sexual intercourse.  This subpart is not intended to 
change the parent-child relationship governed by Title 19-A. 
Maine Uniform Probate Code Comment (§2-116) 
This section treats children conceived through assisted reproduction technology the 
same as children conceived through sexual intercourse.  This section is not intended to 
change the parent-child relationship governed by Title 19-A. This section includes a 
reference to the Maine Parentage Act as a nonuniform provision and will create an 
expanded opportunity for establishing a parent-child relationship. 
Maine Uniform Probate Code Comment (§2-117) 
This section is not intended to change the parent-child relationship governed by Title 
19-A. 
Maine Uniform Probate Code Comment (§2-201) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§2-202) 
The Uniform Probate Code redefines the elective share and introduces the additional 
supplemental elective-share amount.  The additional supplemental elective-share amount 
in the Uniform Probate Code, section 2-202(b) is not adopted. 
Maine Uniform Probate Code Comment (§2-203) 
The Uniform Probate Code defines the values to be considered in calculating the 
augmented estate with more clarity and specificity than former Title 18-A.  The Uniform 
Probate Code applies a partnership theory of marriage in calculating this marital-property 
portion of the augmented estate, which prevents inequitable results by taking into account 
the length of the marriage.   
Maine Uniform Probate Code Comment (§2-204) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§2-205) 
The Maine Uniform Probate Code, section 2-205 changes Maine law in several 
respects.  Subsection 1 includes in the augmented estate any property of which the 
decedent could have become the owner through the exercise of certain specific rights, 
regardless of who created those rights.  Under former Title 18-A, such property would be 
included in the augmented estate only if the decedent's rights were retained in connection 
with a transfer of the property made by the decedent during the marriage.  Subsection 1 
also closes a perceived loophole in the elective-share statute by including in the 
augmented estate proceeds of insurance on the life of the decedent that are payable to 
someone other than the surviving spouse.  It also clarifies that individual retirement 
accounts and qualified retirement assets payable to persons other than the surviving 
spouse are included in the gross estate.   
Subsection 2 expands the assets that would be included in the augmented estate under 
prior law by including powers that are exercisable by a "nonadverse party." Prior law had 
included only powers exercisable by the decedent "either alone or in conjunction with any 
other person . . ."  
Subsection 3, paragraph C increases the amount that is excluded from the augmented 
estate to the excess over 50% of the amount excludable from taxable gifts pursuant to 26 
United States Code, Section 2503(b).  The exclusion amount had been $3,000 under prior 
law.   
Maine Uniform Probate Code Comment (§2-207) 
The Maine Uniform Probate Code, section 2-207 modifies Maine law by including in 
the augmented estate all of the surviving spouse's property, regardless of whether it was 
derived from the decedent.  Former Title 18-A included only property owned by the 
surviving spouse at the decedent's death that was derived from the decedent and property 
transferred by the surviving spouse during marriage that would have been included in the 
augmented estate had the surviving spouse predeceased the decedent.  The Maine 
Uniform Probate Code, section 2-207 modifies this by including in the augmented estate 
any property that would have constituted the surviving spouse's nonprobate transfers to 
others applying the expanded rules under the Maine Uniform Probate Code, section 2-205 
had the surviving spouse been the decedent.   
Maine Uniform Probate Code Comment (§2-208) 
Although the Uniform Probate Code provides that the value of property includes the 
commuted value of present or future interests and amounts payable under trusts and 
various contractual arrangements, it provides no guidance in terms of valuing beneficial 
interest in fully discretionary trusts for which commuted values are not readily 
determinable.  In adopting the Uniform Probate Code, section 2-208(b), Maine law is 
modified to establish a rebuttable presumption that the value of a beneficial interest in a 
fully discretionary trust is 50% of the value of the trust assets.  This provision is similar to 
the presumption under former Title 18-A, section 2-207, subsection (a) with respect to the 
value of an electing spouse's beneficial interest in a life estate or trust.   
Maine Uniform Probate Code Comment (§2-212) 
This section revises former Title 18-A, section 2-203 in 3 significant respects.  First, 
it makes it clear that the right of election may be exercised only by or on behalf of a 
living surviving spouse.  Second, the election can be pursued on behalf of the surviving 
spouse by the spouse's conservator or agent.  In any case, the surviving spouse must be 
alive when the election is made and cannot be pursued on behalf of a decedent.  Third, it 
treats incapacitated spouses the same as spouses with capacity.  Previously, if a spouse 
was incapacitated, the court exercised the share on behalf of the incapacitated spouse only 
after a judicial proceeding to determine the necessity of the share for the incapacitated 
spouse's life expectancy; a spouse with capacity was able to elect regardless of need. 
Treating incapacitated spouses the same as spouses with capacity is a deviation from 
the Uniform Probate Code (1990), which provides that the incapacitated spouse's share is 
to be distributed to a custodial trust for the surviving spouse's life, the remainder 
beneficiaries of which are the predeceased spouse's residuary devisees or heirs.   
Eliminating the disparate treatment between incapacitated spouses and spouses with 
capacity is consistent with the revised elective-share law, which attempts to more closely 
align the amounts that a spouse receives upon divorce to that which the spouse receives 
upon death.  Under this partnership theory of marriage, which forms the basis of much of 
the revisions to elective-share law, an incapacitated spouse in a divorce proceeding does 
not receive less of an equitable distribution solely due to the incapacity.  This section 
therefore applies the partnership theory of marriage equitably to all surviving spouses. 
Maine Uniform Probate Code Comment (§2-214) 
There is no counterpart to this section in former Title 18-A. 
Maine Uniform Probate Code Comment (§2-301) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§2-302) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§2-401) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§2-402) 
This section increases the homestead allowance to $22,500 from the previous 
$10,000.  The homestead allowance is subject to cost-of-living adjustments as provided in 
section 1-109. 
Maine Uniform Probate Code Comment (§2-403) 
This section increases exempt property to $15,000 from the previous $7,000.  Exempt 
property is subject to cost-of-living adjustments as provided in section 1-109.  The 
section now provides a specific listing of the types of property available to satisfy the 
exempt property entitlement, in lieu of referencing Title 14, section 4421 et seq. The 
section has been modified to permit the decedent, by will, to exclude one or more adult 
children from the receipt of exempt property. 
Maine Uniform Probate Code Comment (§2-404) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§2-405) 
Maine’s adoption of section 2-405 represents a deviation from the Uniform Probate 
Code by eliminating the discretion of the personal representative to add any unexpended 
portions payable under the homestead allowance, exempt property and family allowance 
to a custodial trust established under the Uniform Probate Code, section 2-212(b).  Maine 
has chosen not to treat an incapacitated surviving spouse differently from a surviving 
spouse with capacity for purposes of the elective share and therefore has not adopted 
section 2-212(b) of the Uniform Probate Code.  See Maine Uniform Probate Code 
Comment section 2-212.  This same concept is applied in this section to amounts payable 
under the homestead allowance, exempt property and family allowance, with no 
distinction made between a surviving incapacitated spouse and a surviving spouse with 
capacity.    
This section increases the family allowance to a lump sum not exceeding $27,000 
from the previous $12,000 and increases periodic installments to an amount not 
exceeding $2,250 per month from the previous $1,000.  The family allowance is subject 
to cost-of-living adjustments as provided in section 1-109. 
Maine Uniform Probate Code Comment (§2-501) 
This section has been modified to make it clear that a legally emancipated minor 
under 18 years of age may make a will. 
Maine Uniform Probate Code Comment (§2-502) 
This section does not adopt the Uniform Probate Code’s alternative method of will 
execution of acknowledgement by a notary in lieu of execution by 2 witnesses.  The 
section adopts the “conscious presence” test of the Uniform Probate Code.  Under the 
“conscious presence” test, a signing is sufficient if it was done within the range of the 
testator’s senses, such as within the testator’s hearing; the signing need not have occurred 
within the testator’s line of sight. 
The Maine Supreme Judicial Court held in In Re Estate of Gonzalez, 855 A.2d 1146 
2004 ME 109 (Me. 2004) that a preprinted form filled in with the testator’s handwriting 
can qualify as a holographic will.  
The section departs from the Uniform Probate Code by not referencing the harmless 
error standard of the Uniform Probate Code, which is not adopted in Maine. 
Maine Uniform Probate Code Comment (§2-503) 
This section modifies former Title 18-A, section 2-504 in 3 respects: it adds 
references where appropriate to a legally emancipated minor, adds male and female 
gender options where appropriate to update the single male pronoun and deletes 
references to a notary seal as unnecessary.   
The section includes as subsection 3 a new provision from the Uniform Probate Code 
to make clear that it is not necessary for a testator who is simultaneously self-proving the 
testator’s will to sign the will twice, once on the will itself and again on the self-proving 
provisions.  A single signature by the testator on the self-proving provisions is sufficient. 
Maine Uniform Probate Code Comment (§2-504) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§2-505) 
This section does not constitute a substantive change to Maine law.  The omission of 
a reference to section 2-503 is a result of moving Maine’s former holographic will 
provision to Title 18-C, section 2-502, subsection 2. 
Maine Uniform Probate Code Comment (§2-506) 
This section expands the category of acts that constitute revocation to include any act 
performed by the testator with the intent and for the purpose of revoking the will in whole 
or in part. 
Maine Uniform Probate Code Comment (§2-507) 
The exceptions referenced in this section are Title 18-C, section 2-802 (effect of 
homicide), formerly Title 18-A, section 2-803; Title 18-C, section 2-803 (effect of 
criminal conviction), formerly Title 18-A, section 2-806; and Title 18-C, section 2-807 
(revocation by divorce), formerly Title 18-A, section 2-508. 
Maine Uniform Probate Code Comment (§2-508) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§2-509) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§2-510) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§2-511) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§2-512) 
This section does not constitute a substantive change to Maine law. Maine deviates 
from the Uniform Probate Code by not requiring the testator’s signature if the separate 
writing is in the testator’s handwriting. 
Maine Uniform Probate Code Comment (§2-513) 
This section does not constitute a substantive change to Maine law.  The same 
provision existed as former Title 18-A, section 2-701. 
Maine Uniform Probate Code Comment (§2-514) 
This section does not constitute a substantive change to Maine law.  The same 
provision existed as former Title 18-A, section 2-901. 
Maine Uniform Probate Code Comment (§2-515) 
This section does not constitute a substantive change to Maine law.  The same 
provision existed as former Title 18-A, section 2-902. 
Maine Uniform Probate Code Comment (§2-516) 
This section does not constitute a substantive change to Maine law.  The same 
provision existed as former Title 18-A, section 3-905. 
Maine Uniform Probate Code Comment (§2-517) 
The statutory will form is revised to add an optional self-proving provision.  The 
statutory will provision existed as former Title 18-A, section 2-514. 
Maine Uniform Probate Code Comment (§2-601) 
The new language of this section reflects the broad theme of the latest Uniform 
Probate Code to discern the intent of the testator and a willingness to look outside the 4 
corners of the will itself to determine an intent that would rebut the statutory rules of 
construction. 
Maine Uniform Probate Code Comment (§2-602) 
The removal of the second sentence "A devise of property conveys all the estate of a 
devisor unless it appears by his will that he intended to convey a lesser estate." from former 
Title 18-A, section 2-604 is not intended to create an inference that Maine is changing a long-
standing presumption that a devise passes the testator's full interest in the property. 
Maine Uniform Probate Code Comment (§2-603) 
The phrase "by representation" in the Uniform Probate Code has been changed to 
"per capita at each generation" in Title 18-C.  The phrase "by representation" is synonymous 
with "per stirpes."  See the Maine Uniform Probate Code, section 2-709. Maine has long 
considered inheritance by right of representation to be synonymous with inheritance per 
stirpes.  Fiduciary Trust Co. v. Brown,  131 A.2d 191 (Me. 1957). 
Maine has reversed the presumption of section 2-603(b)(3) of the Uniform Probate 
Code, which created a rebuttable presumption that using words of survivorship, such as a 
devise to an individual "if he survives me" or in a devise to "my surviving children," are not, 
in the absence of additional evidence, a sufficient indication of an intent contrary to the 
application of the anti-lapse provisions.  Under the Maine Uniform Probate Code, words of 
survivorship create a rebuttable presumption of the testator's intent to not have the anti-lapse 
provisions apply.  For example, in a devise to "my surviving children," if the testator had 
three children, X, Y and Z, and child X predeceased the testator leaving GC1 and GC2, the 
devise will be distributed in equal shares to Y and Z, with no distribution to GC1 and GC2. 
Maine Uniform Probate Code Comment (§2-604) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§2-605) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§2-606) 
Subsection 1, paragraphs E and F of this section reflect an adoption of the "intent" 
theory of ademption in certain circumstances. 
Maine Uniform Probate Code Comment (§2-607) 
This section does not constitute a substantive change to Maine law.  The same 
provision existed as former Title 18-A, section 2-609. 
See section 3-814, which empowers the personal representative to pay an 
encumbrance under some circumstances.  The last sentence of that section makes it clear that 
payment of the encumbrance does not increase the right of the specific distributee.  Section 
2-607 governs the substantive rights of the devisee. The common law rule of exoneration of 
the specific devise is abolished by this section, and the contrary rule is adopted. 
Maine Uniform Probate Code Comment (§2-608) 
If the document creating a power of appointment does not require a specific reference 
to the power in order for it to be exercised, the general rule remains unchanged in stating that 
a general residuary clause is not effective to exercise the power unless the testator's will 
manifests an intention to have the residuary clause include the property subject to the power.  
This section adds one circumstance where a residuary clause is presumed to include the 
property subject to the power of appointment: if "the power is a general power…and the 
creating instrument does not contain an effective gift if the power is not exercised."   
Maine Uniform Probate Code Comment (§2-701) 
The rules of construction in this Part apply to governing instruments of any type, not 
just wills. 
Maine Uniform Probate Code Comment (§2-702) 
This section includes what was formerly the Uniform Simultaneous Death Act in 
former Title 18-A, section 2-805. 
Maine Uniform Probate Code Comment (§2-704) 
There is no counterpart to this section in former Title 18-A. 
Maine Uniform Probate Code Comment (§2-705) 
This section establishes a comprehensive reformulation of rules of construction for 
class gifts that identify the recipient by reference to a relationship to another individual.   
Maine Uniform Probate Code Comment (§2-706) 
This section parallels section 2-603 in the Maine Uniform Probate Code and extends 
that comprehensive revision of the anti-lapse statute into the area of "beneficiary 
designations" as defined in the Maine Uniform Probate Code, section 1-201. 
The phrase "by representation" in the Uniform Probate Code has been changed to 
"per capita at each generation" in Title 18-C.  The phrase "by representation" is synonymous 
with "per stirpes."  See the Maine Uniform Probate Code, section 2-709. Maine has long 
considered inheritance by right of representation to be synonymous with inheritance per 
stirpes. Fiduciary Trust Co. v. Brown, 131 A.2d 191 (Me. 1957). 
Maine has reversed the presumption of section 2-706(b)(3) of the Uniform Probate 
Code (Maine Uniform Probate Code, section 2-706, subsection 2, paragraph C), which 
created a rebuttable presumption that using words of survivorship, such as a beneficiary 
designation to an individual "if he survives me" or in a beneficiary designation to "my 
surviving children," are not, in the absence of additional evidence, a sufficient indication of 
an intent contrary to the application of the anti-lapse provisions.   Under the Maine Uniform 
Probate Code, words of survivorship create a rebuttable presumption of the testator's intent to 
not have the anti-lapse provisions apply.  For example, in a devise to "my surviving children," 
if the testator had three children, X, Y and Z, and child X predeceased the testator leaving 
GC1 and GC2, the devise is distributed in equal shares to Y and Z, with no distribution to 
GC1 and GC2. 
Maine Uniform Probate Code Comment (§2-707) 
This section parallels the Maine Uniform Probate Code, section 2-603 and extends 
that comprehensive revision of the anti-lapse statute into the area of future interests under the 
terms of a trust.   
The phrase "by representation" in the Uniform Probate Code has been changed to 
"per capita at each generation" in the Maine Uniform Probate Code.  The phrase "by 
representation" is synonymous with "per stirpes."  See the Maine Uniform Probate Code, 
section 2-709.  
Maine has reversed the presumption of section 2-707(b)(3) of the Uniform Probate 
Code (Maine Uniform Probate Code, section 2-707, subsection 2, paragraph C), which 
created a rebuttable presumption that using words of survivorship attached to a future interest 
are not, in the absence of additional evidence, a sufficient indication of an intent contrary to 
the application of the anti-lapse provisions.   Under the Maine Uniform Probate Code, words 
of survivorship create a rebuttable presumption of the testator's intent to not have the anti-
lapse provisions apply.   
Maine Uniform Probate Code Comment (§2-708) 
There is no counterpart to this section in former Title 18-A. 
Maine Uniform Probate Code Comment (§2-709) 
The phrase "by representation" in Maine is synonymous with "per stirpes." 
Maine Uniform Probate Code Comment (§2-710) 
The doctrine of worthier title, as articulated in Randall v. Marble, 69 Me. 310, 313 
(1879), is abolished. 
Maine Uniform Probate Code Comment (§2-711) 
There is no counterpart to this section in former Title 18-A. 
Maine Uniform Probate Code Comment (§2-801) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§2-805) 
There is no counterpart to this section in former Title 18-A.  This section constitutes a 
substantial change to Maine law, but provides consistency between Title 18-B, section 415 
and Maine laws that govern wills. 
Maine Uniform Probate Code Comment (§2-806) 
There is no counterpart to this section in former Title 18-A.  This section provides 
consistency between Title 18-B, section 416 and Maine laws that govern wills. 
Maine Uniform Probate Code Comment (§2-807) 
This section does not constitute a substantive change to Maine law on wrongful death 
claims.  It does, however, affect the procedures for distribution of the proceeds from wrongful 
death claims and ties the beneficiaries to those named in the Maine intestacy statutes.   
Maine Uniform Probate Code Comment (§2-902) 
There is no counterpart to this section in former Title 18-A. 
This section is based on the Uniform Probate Code, section 2-1102. 
Maine Uniform Probate Code Comment (§2-903) 
This section is based on the Uniform Probate Code, section 2-1103. 
Maine Uniform Probate Code Comment (§2-904) 
This section is based on the Uniform Probate Code, section 2-1104. 
Maine Uniform Probate Code Comment (§2-905) 
This section removes ambiguity under previous Maine law regarding delivery of a 
disclaimer of a power. 
This section is based on the Uniform Probate Code, section 2-1105. 
Maine Uniform Probate Code Comment (§2-906) 
This section does not constitute a substantive change to Maine law, but removes 
ambiguity and adds clarity. 
This section is based on the Uniform Probate Code, section 2-1106. 
Maine Uniform Probate Code Comment (§2-907) 
This section removes ambiguity under previous Maine law and adds clarity. 
This section is based on the Uniform Probate Code, section 2-1107. 
Maine Uniform Probate Code Comment (§2-908) 
There is no counterpart to this section in former Title 18-A. 
This section is based on the Uniform Probate Code, section 2-1108. 
Maine Uniform Probate Code Comment (§2-909) 
There is no counterpart to this section in former Title 18-A. 
This section is based on the Uniform Probate Code, section 2-1109. 
Maine Uniform Probate Code Comment (§2-910) 
There is no counterpart to this section in former Title 18-A. 
This section is based on the Uniform Probate Code, section 2-1110. 
Maine Uniform Probate Code Comment (§2-911) 
There is no counterpart to this section in former Title 18-A. 
This section is based on the Uniform Probate Code, section 2-1111. 
Maine Uniform Probate Code Comment (§2-912) 
Former Title 18-A, section 2-801 included a 9-month time limit on disclaimers, 
which is not retained in the section. 
This section is based on the Uniform Probate Code, section 2-1112. 
Maine Uniform Probate Code Comment (§2-913) 
This section is based on the Uniform Probate Code, section 2-1113. 
Maine Uniform Probate Code Comment (§2-914) 
This section does not constitute a substantive change to Maine law. 
This section is based on the Uniform Probate Code, section 2-1114. 
Maine Uniform Probate Code Comment (§2-915) 
This section does not constitute a substantive change to Maine law. 
This section is based on the Uniform Probate Code, section 2-1115. 
Maine Uniform Probate Code Comment (§2-916) 
This section does not constitute a substantive change to Maine law. 
This section is based on the Uniform Probate Code, section 2-1116. 
Maine Uniform Probate Code Comment (§2-917) 
There is no counterpart to this section in former Title 18-A. 
This section is based on the Uniform Probate Code, section 2-1117. 
ARTICLE 3 
PROBATE OF WILLS AND ADMINISTRATION 
PART 1 
GENERAL PROVISIONS 
§3-101.  Devolution of estate at death; restrictions 
The power of a person to leave property by will and the rights of creditors, devisees 
and heirs to the person's property are subject to the restrictions and limitations contained 
in this Code to facilitate the prompt settlement of estates.  Upon the death of a person, the 
person's real and personal property devolves to the persons to whom it is devised by the 
person's last will or to those indicated as substitutes for them in cases involving lapse, 
renunciation or other circumstances affecting the devolution of testate estate or, in the 
absence of testamentary disposition, to the person's heirs, or to those indicated as 
substitutes for them in cases involving renunciation or other circumstances affecting 
devolution of intestate estates, subject to homestead allowance, exempt property and 
family allowance, to rights of creditors, to elective share of the surviving spouse and to 
administration. 
§3-102.  Necessity of order of probate for will 
Except as provided in section 3-1201, to be effective to prove the transfer of any 
property or to nominate an executor, a will must be declared to be valid by an order of 
informal probate by the registers or an adjudication of probate by the court. 
§3-103.  Necessity of appointment for administration 
Except as otherwise provided in Article 4, to acquire the powers and undertake the 
duties and liabilities of a personal representative of a decedent, a person must be 
appointed by order of the court or registers, qualify and be issued letters. Administration 
of an estate is commenced by the issuance of letters. 
§3-104.  Claims against decedent; necessity of administration 
A proceeding to enforce a claim against the estate of a decedent or the decedent's 
successors may not be revived or commenced before the appointment of a personal 
representative.  After the appointment and until distribution, all proceedings and actions 
to enforce a claim against the estate are governed by the procedure prescribed by this 
Article.  After distribution, a creditor whose claim has not been barred may recover from 
the distributees as provided in section 3-1004 or from a former personal representative 
individually liable as provided in section 3-1005.  This section has no application to a 
proceeding by a secured creditor of the decedent to enforce the creditor's right to the 
security except as to any deficiency judgment that might be sought. 
§3-105.  Proceedings affecting devolution and administration; jurisdiction of subject 
matter 
Persons interested in decedents' estates may apply to the register for determination in 
the informal proceedings provided in this Article and may petition the court for orders in 
formal proceedings within the court's jurisdiction including but not limited to those 
described in this Article.  The court has exclusive jurisdiction of formal proceedings to 
determine how decedents' estates subject to the laws of this State are to be administered, 
expended and distributed.  The court has concurrent jurisdiction of any other action or 
proceeding concerning a succession or to which an estate, through a personal 
representative, may be a party, including actions to determine title to property alleged to 
belong to the estate, and of any action or proceeding in which property is distributed by a 
personal representative or its value is sought to be subjected to rights of creditors or 
successors of the decedent. 
§3-106.  Proceedings within the jurisdiction of court; service; jurisdiction over 
persons 
In proceedings within the exclusive jurisdiction of the court where notice is required 
by this Code or by rule, and in proceedings to construe probated wills or determine heirs 
that concern estates that have not been and cannot now be opened for administration, 
interested persons may be bound by the orders of the court in respect to property in or 
subject to the laws of this State by notice in conformity with section 1-401.  An order is 
binding on all who are given notice of the proceeding though fewer than all interested 
persons are notified. 
§3-107.  Scope of proceedings; proceedings independent; exception 
Unless supervised administration as described in Part 5 is involved: 
1.  Proceedings independent.  Each proceeding before the court or register is 
independent of any other proceeding involving the same estate; 
2.  Petitions for formal orders.  Petitions for formal orders of the court may 
combine various requests for relief in a single proceeding if the orders sought may be 
finally granted without delay. Except as required for proceedings that are particularly 
described by other sections of this Article, a petition is not defective because it fails to 
embrace all matters that might then be the subject of a final order; 
3.  Petitions for appointment of personal representative.  Proceedings for probate 
of wills or adjudications of no will may be combined with proceedings for appointment of 
personal representatives; and 
4.  Order.  A proceeding for appointment of a personal representative is concluded 
by an order making or declining the appointment. 
§3-108.  Probate, testacy and appointment proceedings; ultimate time limit 
1.  Limitations period; exceptions.  An informal probate or appointment proceeding 
or formal testacy or appointment proceeding, other than a proceeding to probate a will 
previously probated at the testator's domicile and appointment proceedings relating to an 
estate in which there has been a prior appointment, may not be commenced more than 3 
years after the decedent's death, except: 
A.  If a previous proceeding was dismissed because of doubt about the fact of the 
decedent's death, appropriate probate, appointment or testacy proceedings may be 
maintained at any time thereafter upon a finding that the decedent's death occurred 
prior to the initiation of the previous proceeding and the applicant or petitioner has 
not delayed unduly in initiating the subsequent proceeding; 
B.  Appropriate probate, appointment or testacy proceedings may be maintained in 
relation to the estate of an absent, disappeared or missing person for whose estate a 
conservator has been appointed at any time within 3 years after the conservator 
becomes able to establish the death of the protected person; 
C.  A proceeding to contest an informally probated will and to secure appointment of 
the person with legal priority for appointment in the event the contest is successful 
may be commenced within the later of 12 months from the informal probate or 3 
years from the decedent's death; 
D.  An informal appointment or a formal testacy or appointment proceeding may be 
commenced more than 3 years after the decedent's death if no proceeding concerning 
the succession or estate administration has occurred within the 3-year period after the 
decedent's death, but the personal representative has no right to possess estate assets 
as provided in section 3-709 beyond that necessary to confirm title in the successors 
to the estate, and claims other than expenses of administration may not be presented 
against the estate; and 
E.  A formal testacy proceeding may be commenced at any time after 3 years from 
the decedent's death for the purpose of establishing an instrument to direct or control 
the ownership of property passing or distributable after the decedent's death from a 
person other than the decedent when the property is to be appointed by the terms of 
the decedent's will or is to pass or be distributed as a part of the decedent's estate or 
its transfer is otherwise to be controlled by the terms of the decedent's will. 
2.  Limitations period inapplicable.  The limitations under subsection 1 do not 
apply to proceedings to construe probated wills or determine heirs of an intestate. 
3.  Special provision regarding date of death.  In cases under subsection 1, 
paragraph A or B, the date on which a testacy or appointment proceeding is properly 
commenced is deemed to be the date of the decedent's death for purposes of other 
limitations provisions of this Code that relate to the date of death. 
§3-109.  Statutes of limitation on decedent's cause of action 
A statute of limitation running on a cause of action belonging to a decedent that had 
not been barred as of the date of death does not apply to bar a cause of action surviving 
the decedent's death sooner than 4 months after death. A cause of action that but for this 
section would have been barred less than 4 months after death is barred after 4 months 
unless tolled. 
§3-110.  Discovery of property 
1.  Examination by court.  Upon petition by a county attorney, personal 
representative, heir, devisee, creditor or other person interested in the estate of a 
decedent, anyone suspected of having concealed, withheld or conveyed away any 
property of the decedent, of having fraudulently received any such property, or of aiding 
others in so doing, may be cited by the court to appear and be examined under oath.  The 
court may require the person to produce for the inspection of the court and parties all 
documents within the person's control relating to the matter under examination.  The time 
for filing such petitions is governed by section 1-105. 
2.  Penalties for refusal.  If a person duly cited pursuant to subsection 1 refuses to 
appear and submit to the court's examination, to answer all lawful interrogatories or to 
produce the documents ordered, the person is subject to contempt of the court and is 
liable to any injured party in a civil action for all the damages, expenses and charges 
arising from such refusal. 
PART 2 
VENUE FOR PROBATE AND ADMINISTRATION, PRIORITY TO 
ADMINISTER AND DEMAND FOR NOTICE 
§3-201.  Venue for first and subsequent estate proceedings; location of property 
1.  Venue for first estate proceedings.  Venue for the first informal or formal testacy 
or appointment proceedings after a decedent's death is: 
A.  In the county where the decedent was domiciled at the time of death; or 
B.  If the decedent was not domiciled in this State, in any county where property of 
the decedent was located at the time of the decedent's death. 
2.  Venue for subsequent proceedings.  Venue for all subsequent proceedings 
within the exclusive jurisdiction of the court is in the place where the initial proceeding 
occurred, unless the initial proceeding has been transferred as provided in subsection 3 or 
section 1-303. 
3.  Transfer after informal proceeding.  If the first proceeding was informal, on 
application of an interested person and after notice to the proponent in the first 
proceeding, the court, upon finding that venue is elsewhere, may transfer the proceeding 
and the file to the other court. 
4.  Location of property.  For the purpose of aiding determinations concerning 
location of property that may be relevant in cases involving non-domiciliaries, a debt, 
other than one evidenced by investment or commercial paper or other instrument in favor 
of a non-domiciliary, is located where the debtor resides or, if the debtor is a person other 
than an individual, at the place where it has its principal office. Commercial paper, 
investment paper and other instruments are located where the instrument is. An interest in 
property held in trust is located where the trustee may be sued. 
§3-202.  Appointment or testacy proceedings; conflicting claim of domicile in 
another state 
If conflicting claims as to the domicile of a decedent are made in a formal testacy or 
appointment proceeding commenced in this State, and in a testacy or appointment 
proceeding after notice pending at the same time in another state, the court of this State 
must stay, dismiss or permit suitable amendment in the proceeding in this State unless it 
is determined that the proceeding in this State was commenced before the proceeding 
elsewhere. The determination of domicile in the proceeding first commenced must be 
accepted as determinative in the proceeding in this State. 
§3-203.  Priority among persons seeking appointment as personal representative 
1.  Priority.  Whether the proceedings are formal or informal, persons who are not 
disqualified have priority for appointment in the following order: 
A.  The person with priority as determined by a probated will including a person 
nominated by a power conferred in a will; 
B.  The surviving spouse of the decedent who is a devisee of the decedent; 
C.  Other devisees of the decedent; 
D.  The surviving spouse of the decedent; 
E.  The surviving domestic partner of the decedent; 
F.  Other heirs of the decedent; 
G.  Forty-five days after the death of the decedent, any creditor; and 
H.  Six months after the death of the decedent if no testacy proceeding have been held 
or no personal representative has been appointed, the State Tax Assessor upon 
application by the State Tax Assessor. 
2.  Objection.  An objection to an appointment may be made only in formal 
proceedings.  In case of objection the priorities stated in subsection 1 apply except that: 
A.  If the estate appears to be more than adequate to meet exemptions and costs of 
administration but inadequate to discharge anticipated unsecured claims, the court, on 
petition of creditors, may appoint any qualified person; or 
B.  In case of objection to appointment of a person other than one whose priority is 
determined by will by an heir or devisee appearing to have a substantial interest in the 
estate, the court may appoint a person who is acceptable to heirs and devisees whose 
interests in the estate appear to be worth in total more than 1/2 of the probable 
distributable value or, in default of this accord, any suitable person. 
3.  Nomination and renunciation.  A person entitled to letters under subsection 1, 
paragraphs B to F may nominate a qualified person to act as personal representative.  Any 
person may renounce the person's right to nominate or to an appointment by appropriate 
writing filed with the court. When 2 or more persons share a priority, those of them who 
do not renounce must concur in nominating another to act for them or in applying for 
appointment. 
4.  Authority of conservators and guardians.  Conservators of the estates of 
protected persons or, if there is no conservator, any guardian except a guardian ad litem 
of a minor or incapacitated person, or an agent under a power of attorney that expressly 
grants the agent the authority to do so, may exercise the same right to nominate, to object 
to another's appointment or to participate in determining the preference of a majority in 
interest of the heirs and devisees that the protected person or ward would have if qualified 
for appointment. 
5.  Appointment without priority.  Appointment of a person who does not have 
priority, including priority resulting from renunciation or nomination determined pursuant 
to this section, may be made only in formal proceedings.  Before appointing a person 
without priority, the court must determine that those persons having priority, although 
given notice of the proceedings, have failed to request appointment or to nominate 
another person for appointment and that administration is necessary. 
6.  Qualifications.  A person is qualified to serve as a personal representative who: 
A.  Is 18 years of age or older; and 
B.  Has not been found unsuitable by the court in formal proceedings. 
7.  Priority of personal representative appointed by domiciliary court.  A 
personal representative appointed by a court of the decedent's domicile has priority over 
all other persons except when the decedent's will nominates different persons to be 
personal representative in this State and in the state of domicile. The domiciliary personal 
representative may nominate another, who shall have the same priority as the domiciliary 
personal representative. 
8.  Applicability.  This section governs priority for appointment of a successor 
personal representative but does not apply to the selection of a special administrator. 
§3-204.  Demand for notice of order or filing concerning decedent's estate 
A person desiring notice of an order or filing pertaining to a decedent's estate in 
which the person has a financial or property interest may file a demand for notice with the 
court at any time after the death of the decedent, stating the name of the decedent, the 
nature of the demandant's interest in the estate and the demandant's address or that of the 
demandant's attorney.  The register shall mail a copy of the demand to the personal 
representative, if one has been appointed.  After filing of a demand, an order or filing to 
which the demand relates may not be made or accepted without notice as prescribed in 
section 1-401 to the demandant or the demandant's attorney.  The validity of an order that 
is issued or filing that is accepted without compliance with this requirement is not 
affected by the error, but the petitioner receiving the order or the person making the filing 
is liable for any damage caused by the absence of notice.  The requirement of notice 
arising from demand under this provision may be waived in writing by the demandant 
and ceases upon the termination of the demandant's interest in the estate. 
PART 3 
INFORMAL PROBATE AND APPOINTMENT PROCEEDINGS 
§3-301.  Informal probate or appointment proceedings; application; contents 
1.  Applications for informal probate or appointment proceedings.  Applications 
for informal probate or informal appointment must be directed to the register and be 
verified by the applicant to be accurate and complete to the best of the applicant's 
knowledge and belief as to the following information and such other information and in 
such form as the Supreme Judicial Court may by rule provide: 
A.  Every application for informal probate of a will or for informal appointment of a 
personal representative, other than a special or successor representative, must contain 
the following: 
(1)  A statement of the interest of the applicant; 
(2)  The name and date of death of the decedent, the decedent's age and the 
county and state of the decedent's domicile at the time of death and the names 
and addresses of the spouse, children, heirs and devisees and the ages of any who 
are minors so far as known or ascertainable with reasonable diligence by the 
applicant; 
(3)  If the decedent was not domiciled in the State at the time of death, a 
statement showing venue; 
(4)  A statement identifying and indicating the address of any personal 
representative of the decedent appointed in this State or elsewhere whose 
appointment has not been terminated; 
(5)  A statement indicating whether the applicant has received a demand for 
notice or is aware of any demand for notice of any probate or appointment 
proceeding concerning the decedent that may have been filed in this State or 
elsewhere; and 
(6)  A statement that the time limit for informal probate or appointment as 
provided in this Article has not expired either because 3 years or less have passed 
since the decedent's death or, if more than 3 years from death have passed, 
circumstances as described by section 3-108 have occurred authorizing tardy 
probate or appointment; 
B.  An application for informal probate of a will must state the following in addition 
to the statements required by paragraph A: 
(1)  That the original of the decedent's last will is in the possession of the court or 
accompanies the application or that an authenticated copy of a will probated in 
another jurisdiction accompanies the application; 
(2)  That the applicant, to the best of the applicant's knowledge, believes the will 
to have been validly executed; and 
(3)  That after the exercise of reasonable diligence, the applicant is unaware of 
any instrument revoking the will and that the applicant believes that the 
instrument that is the subject of the application is the decedent's last will; 
C.  An application for informal appointment of a personal representative to 
administer an estate under a will must describe the will by date of execution and state 
the time and place of probate or the pending application or petition for probate. The 
application for appointment must adopt the statements in the application or petition 
for probate and state the name, address and priority for appointment of the person 
whose appointment is sought; 
D.  An application for informal appointment of an administrator in intestacy must 
state in addition to the statements required by paragraph A: 
(1)  That after the exercise of reasonable diligence the applicant is unaware of 
any unrevoked testamentary instrument relating to property having a situs in this 
State under section 1-301 or a statement why any such instrument of which the 
applicant may be aware is not being probated; and 
(2)  The priority of the person whose appointment is sought and the names of any 
other persons having a prior or equal right to the appointment under section 
3-203; 
E.  An application for appointment of a personal representative to succeed a personal 
representative appointed under a different testacy status must refer to the order in the 
most recent testacy proceeding, state the name and address of the person whose 
appointment is sought and of the person whose appointment will be terminated if the 
application is granted and describe the priority of the applicant; and 
F.  An application for appointment of a personal representative to succeed a personal 
representative who has tendered a resignation as provided in section 3-610, 
subsection 3 or whose appointment has been terminated by death or removal must 
adopt the statements in the application or petition that led to the appointment of the 
person being succeeded except as specifically changed or corrected, state the name 
and address of the person who seeks appointment as successor and describe the 
priority of the applicant. 
2.  Personal jurisdiction over applicant.  By verifying an application for informal 
probate or informal appointment, the applicant submits personally to the jurisdiction of 
the court in any proceeding for relief from fraud relating to the application, or for perjury, 
that may be instituted against the applicant. 
§3-302.  Informal probate; duty of register; effect of informal probate 
Upon receipt of an application requesting informal probate of a will, the register upon 
making the findings required by section 3-303 shall issue a written statement of informal 
probate if at least 120 hours have elapsed since the decedent's death.  Informal probate is 
conclusive as to all persons until superseded by an order in a formal testacy proceeding.  
No defect in the application or procedure that leads to informal probate of a will renders 
the probate void. 
§3-303.  Informal probate; proof and findings required 
1.  Informal probate; proof and findings required.  In an informal proceeding for 
original probate of a will, the register shall determine whether: 
A.  The application is complete; 
B.  The applicant has made oath or affirmation that the statements contained in the 
application are true to the best of the applicant's knowledge and belief; 
C.  The applicant appears from the application to be an interested person as defined in 
section 1-201, subsection 26; 
D.  On the basis of the statements in the application, venue is proper; 
E.  An original, duly executed and apparently unrevoked will is in the register's 
possession; 
F.  Any notice required by section 3-204 has been given and the application is not 
required to be declined under section 3-304; and 
G.  It appears from the application that the time limit for original probate has not 
expired. 
2.  Denial.  The application must be denied if it indicates that a personal 
representative has been appointed in another county of this State or, except as provided in 
subsection 4, if it appears that this or another will of the decedent has been the subject of 
a previous probate order. 
3.  Executed will.  A will that appears to have the required signatures and that 
contains an attestation clause showing that requirements of execution under section 2-502 
or 2-505 have been met must be probated without further proof.  In other cases, the 
register may assume execution if the will appears to have been properly executed or the 
register may accept a sworn statement or affidavit of any person having knowledge of the 
circumstances of execution, whether or not the person was a witness to the will. 
4.  Will previously probated elsewhere.  Informal probate of a will that has been 
previously probated elsewhere may be granted at any time upon written application by 
any interested person, together with deposit of an authenticated copy of the will and of 
the statement probating it from the office of court where it was first probated. 
5.  Will from another jurisdiction.  A will from a place that does not require 
probate of a will after death and that is not eligible for probate under subsection 1 may be 
probated in this State upon receipt by the register of a duly authenticated copy of the will 
and a duly authenticated certificate of its legal custodian that the copy filed is a true copy 
and that the will has become operative under the law of that place. 
§3-304.  Informal probate; unavailable in certain cases 
Applications for informal probate that relate to one or more of a known series of 
testamentary instruments, the latest of which does not expressly revoke the earlier, other 
than a will and one or more codicils thereto, must be declined. 
§3-305.  Informal probate; register not satisfied 
If the register is not satisfied that a will is entitled to be probated in informal 
proceedings because of failure to meet the requirements of sections 3-303 and 3-304 or 
any other reason, the register may decline the application.  A declination of informal 
probate is not an adjudication and does not preclude formal probate proceedings. 
§3-306.  Informal probate; notice requirements 
The moving party shall give notice as described by section 1-401 of the moving 
party's application for informal probate to any person demanding notice pursuant to 
section 3-204 and to any personal representative of the decedent whose appointment has 
not been terminated.  If the decedent was 55 years of age or older, the moving party shall 
give notice as described in section 1-401 to the Department of Health and Human 
Services.  Except as provided in section 3-705, no other notice of informal probate is 
required. 
§3-307.  Informal appointment proceedings; delay in order; duty of register; effect 
of appointment 
1.  Duty to appoint; delay in order.  Upon receipt of an application for informal 
appointment of a personal representative, other than a special administrator as provided in 
section 3-614, if at least 120 hours have elapsed since the decedent's death, the register, 
after making the findings required by section 3-308, shall appoint the applicant subject to 
qualification and acceptance.  If the decedent was a nonresident, the register shall delay 
the order of appointment until 30 days have elapsed since death unless the personal 
representative appointed at the decedent's domicile is the applicant or unless the 
decedent's will directs that the decedent's estate be subject to the laws of this State. 
2.  Effect of appointment.  The status of personal representative and the powers and 
duties pertaining to the office are fully established by informal appointment.  An 
appointment, and the office of personal representative it creates, is subject to termination 
as provided in sections 3-608 to 3-612 but is not subject to retroactive vacation. 
§3-308.  Informal appointment proceedings; proof and findings required 
1.  Informal appointment proceedings; proof and findings required.  In informal 
appointment proceedings, the register shall determine whether: 
A.  The application for informal appointment of a personal representative is 
complete; 
B.  The applicant has made oath or affirmation that the statements contained in the 
application are true to the best of the applicant's knowledge and belief; 
C.  The applicant appears from the application to be an interested person as defined in 
section 1-201, subsection 26; 
D.  On the basis of the statements in the application, venue is proper; 
E.  Any will to which the requested appointment relates has been formally or 
informally probated, but this requirement does not apply to the appointment of a 
special administrator; 
F.  Any notice required by section 3-204 has been given; and 
G.  From the statements in the application, the person whose appointment is sought 
has priority entitling the applicant to the appointment. 
2.  Denial.  Unless section 3-612 controls, the application must be denied if it 
indicates that a personal representative who has not filed a written statement of 
resignation as provided in section 3-610, subsection 3 has been appointed in this or 
another county of this State; that, unless the applicant is the domiciliary personal 
representative or the nominee, the decedent was not domiciled in this State and that a 
personal representative whose appointment has not been terminated has been appointed 
by a court in the state of domicile; or that other requirements of this section have not been 
met. 
§3-309.  Informal appointment proceedings; register not satisfied 
If the register is not satisfied that a requested informal appointment of a personal 
representative should be made because of failure to meet the requirements of sections 
3-307 and 3-308, or for any other reason, the register may decline the application.  A 
declination of informal appointment is not an adjudication and does not preclude 
appointment in formal proceedings. 
§3-310.  Informal appointment proceedings; notice requirements 
The moving party shall give notice as described by section 1-401 of the moving 
party's intention to seek an appointment informally to any person demanding notice 
pursuant to section 3-204 and to any person having a prior or equal right to appointment 
not waived in writing and filed with the court.  If the decedent was 55 years of age or 
older, the moving party shall give notice as described in section 1-401 to the Department 
of Health and Human Services.  No other notice of an informal appointment proceeding 
is required. 
§3-311.  Informal appointment unavailable in certain cases 
If an application for informal appointment indicates the existence of a possible 
unrevoked testamentary instrument that may relate to property subject to the laws of this 
State and that is not filed for probate in the court, the register must decline the 
application. 
PART 4 
FORMAL TESTACY AND APPOINTMENT PROCEEDINGS 
§3-401.  Formal testacy proceedings; nature; when commenced 
A formal testacy proceeding is litigation to determine whether a decedent left a valid 
will.  A formal testacy proceeding may be commenced by an interested person filing a 
petition as described in section 3-402, subsection 1 in which the petitioner requests that 
the court, after notice and hearing, enter an order probating a will, or a petition to set 
aside an informal probate of a will or to prevent informal probate of a will that is the 
subject of a pending application, or a petition in accordance with section 3-402, 
subsection 2 for an order that the decedent died intestate. 
A petition may seek formal probate of a will without regard to whether the same or a 
conflicting will has been informally probated.  A formal testacy proceeding may, but 
need not, involve a request for appointment of a personal representative. 
During the pendency of a formal testacy proceeding, the register may not act upon 
any application for informal probate of any will of the decedent or any application for 
informal appointment of a personal representative of the decedent. 
Unless a petition in a formal testacy proceeding also requests confirmation of the 
previous informal appointment, a previously appointed personal representative, after 
receipt of notice of the commencement of a formal probate proceeding, must refrain from 
making any further distribution of the estate during the pendency of the formal 
proceeding.  A petitioner who seeks the appointment of a different personal 
representative in a formal proceeding also may request an order restraining the acting 
personal representative from exercising any of the powers of the office and requesting the 
appointment of a special administrator.  In the absence of a request, or if the request is 
denied, the commencement of a formal proceeding has no effect on the powers and duties 
of a previously appointed personal representative other than those relating to distribution. 
§3-402.  Formal testacy or appointment proceedings; petition; contents 
1.  Petition for formal probate of a will; contents.  Petitions for formal probate of a 
will, or for adjudication of intestacy with or without request for appointment of a personal 
representative, must be directed to the court, request a judicial order after notice and 
hearing, contain further statements as indicated in this section and contain such other 
information and be in such form as the Supreme Judicial Court may by rule provide.  A 
petition for formal probate of a will must: 
A.  Request an order as to the testacy of the decedent in relation to a particular 
instrument that may or may not have been informally probated and determining the 
heirs; 
B.  Contain the statements required for informal applications as stated in section 
3-301, subsection 1, paragraph A, subparagraphs (1) to (4) and the statements 
required by section 3-301, subsection 1, paragraph B, subparagraphs (2) and (3); and 
C.  State whether the original of the last will of the decedent is in the possession of 
the court or accompanies the petition. 
If the original will is neither in the possession of the court nor accompanies the petition 
and no authenticated copy of a will probated in another jurisdiction accompanies the 
petition, the petition also must state the contents of the will and indicate that it is lost, 
destroyed or otherwise unavailable. 
2.  Relief requested.  A petition for adjudication of intestacy and appointment of an 
administrator in intestacy must request a judicial finding and order that the decedent left 
no will and determining the heirs, contain the statements required by section 3-301, 
subsection 1, paragraphs A and D, indicate whether supervised administration is sought 
and contain such other information and be in such form as the Supreme Judicial Court 
may by rule provide.  A petition may request an order determining intestacy and heirs 
without requesting the appointment of an administrator, in which case the statements 
required by section 3-301, subsection 1, paragraph D, subparagraph (2) may be omitted. 
§3-403.  Formal testacy proceeding; notice of hearing on petition 
1.  Notice of hearing on petition for formal probate of a will.  Upon 
commencement of a formal testacy proceeding, the court shall fix a time and place of 
hearing.  Notice must be given in the manner prescribed by section 1-401 by the 
petitioner to the persons enumerated in this subsection and to any additional person who 
has filed a demand for notice under section 3-204. 
Notice must be given to the following persons: the surviving spouse, children and other 
heirs of the decedent, the devisees and executors named in any will that is being, or has 
been, probated or offered for informal or formal probate in the county or that is known by 
the petitioner to have been probated or offered for informal or formal probate elsewhere 
and any personal representative of the decedent whose appointment has not been 
terminated.  If the decedent was 55 years of age or older, the petitioner shall give notice 
as described in section 1-401 to the Department of Health and Human Services.  Notice 
may be given to other persons.  In addition, the petitioner shall give notice by publication 
to all unknown persons and to all known persons whose addresses are unknown who have 
any interest in the matters being litigated. 
2.  Additional notice when death in doubt.  If it appears by the petition or otherwise 
that the fact of the death of the alleged decedent may be in doubt, or on the written 
demand of any interested person, a copy of the notice of the hearing on the petition must 
be sent by registered mail to the alleged decedent at the alleged decedent's last known 
address.  The court shall direct the petitioner to report the results of, or make and report 
back concerning, a reasonably diligent search for the alleged decedent in any manner that 
may seem advisable, including any of the following methods: 
A.  By inserting in one or more suitable periodicals a notice requesting information 
from any person having knowledge of the whereabouts of the alleged decedent; 
B.  By notifying law enforcement officials and public welfare agencies in appropriate 
locations of the disappearance of the alleged decedent; and 
C.  By engaging the services of an investigator.  The costs of any search directed by 
the court must be paid by the petitioner if there is no administration or by the estate of 
the decedent if there is administration. 
§3-404.  Formal testacy proceedings; written objections to probate 
Any party to a formal proceeding who opposes the probate of a will for any reason 
shall state in that party's pleadings that party's objections to probate of the will. 
§3-405.  Formal testacy proceedings; uncontested cases; hearings and proof 
If a petition in a testacy proceeding is unopposed, the court may order probate or 
intestacy on the strength of the pleadings if satisfied that the conditions of section 3-409 
have been met or conduct a hearing in open court and require proof of the matters 
necessary to support the order sought.  If evidence concerning execution of the will is 
necessary, the affidavit or testimony of one of any attesting witnesses to the instrument is 
sufficient.  If the affidavit or testimony of an attesting witness is not available, execution 
of the will may be proved by other evidence or affidavit. 
§3-406.  Formal testacy proceedings; contested cases 
In a contested case in which the proper execution of a will is at issue: 
1.  Self-proved will; witness not required.  If the will is self-proved pursuant to 
section 2-503, the will satisfies the requirements for execution without the testimony of 
any attesting witness upon the filing of the will and the acknowledgment and affidavits 
annexed or attached to it, unless there is evidence of fraud or forgery affecting the 
acknowledgment or affidavit; or 
2.  Will not notarized; attesting witness required.  If the will is witnessed pursuant 
to section 2-502, subsection 1, paragraph C but not notarized or self-proved, the 
testimony of at least one of the attesting witnesses is required to establish proper 
execution if the witness is within this State, competent and able to testify.  Proper 
execution may be established by other evidence, including an affidavit of an attesting 
witness.  An attestation clause that is signed by the attesting witnesses raises a rebuttable 
presumption that the events recited in the clause occurred. 
§3-407.  Formal testacy proceedings; burdens in contested cases 
In contested cases, petitioners who seek to establish intestacy have the burden of 
establishing prima facie proof of death, venue and heirship.  Proponents of a will have the 
burden of establishing prima facie proof of due execution in all cases and, if they are also 
petitioners, prima facie proof of death and venue.  Contestants of a will have the burden 
of establishing lack of testamentary intent or capacity, undue influence, fraud, duress, 
mistake or revocation.  Parties have the ultimate burden of persuasion as to matters with 
respect to which they have the initial burden of proof.  If a will is opposed by the petition 
for probate of a later will revoking the former, it must be determined first whether the 
later will is entitled to probate, and if a will is opposed by a petition for a declaration of 
intestacy, it must be determined first whether the will is entitled to probate. 
§3-408.  Formal testacy proceedings; will construction; effect of final order in 
another jurisdiction 
A final order of a court of another state determining testacy or the validity or 
construction of a will made in a proceeding involving notice to and an opportunity for 
contest by all interested persons must be accepted as determinative by the courts of this 
State if it includes or is based upon a finding that the decedent at death was domiciled in 
the state where the order was made. 
§3-409.  Formal testacy proceedings; order; foreign will 
After the time required for any notice has expired, upon proof of notice, and after any 
hearing that may be necessary, if the court finds that the testator is dead, venue is proper 
and that the proceeding was commenced within the limitation prescribed by section 
3-108, the court shall determine the decedent's domicile at death, heirs and state of 
testacy.  Any will found to be valid and unrevoked must be formally probated.  
Termination of any previous informal appointment of a personal representative, which 
may be appropriate in view of the relief requested and findings, is governed by section 
3-612.  The petition must be dismissed or appropriate amendment allowed if the court is 
not satisfied that the alleged decedent is dead.  A will from a foreign jurisdiction, 
including a place that does not provide for probate of a will after death, may be proved 
for probate in this State by a duly authenticated certificate of its legal custodian that the 
copy introduced is a true copy and that the will has become effective under the law of the 
other place. 
§3-410.  Formal testacy proceedings; probate of more than one instrument 
If 2 or more instruments are offered for probate before a final order is entered in a 
formal testacy proceeding, more than one instrument may be probated if neither expressly 
revokes the other or contains provisions that work a total revocation by implication.  If 
more than one instrument is probated, the order must indicate what provisions control in 
respect to the nomination of an executor, if any.  The order may, but need not, indicate 
how any provisions of a particular instrument are affected by the other instrument.  After 
a final order in a testacy proceeding has been entered, no petition for probate of any other 
instrument of the decedent may be entertained, except incident to a petition to vacate or 
modify a previous probate order and subject to the time limits of section 3-412. 
§3-411.  Formal testacy proceedings; partial intestacy 
If it becomes evident in the course of a formal testacy proceeding that, though one or 
more instruments are entitled to be probated, the decedent's estate is or may be partially 
intestate, the court shall enter an order to that effect. 
§3-412.  Formal testacy proceedings; effect of order; vacation 
Subject to appeal and subject to vacation as provided in this section and in section 
3-413, a formal testacy order under sections 3-409 to 3-411, including an order that the 
decedent left no valid will and determining heirs, is final as to all persons with respect to 
all issues concerning the decedent's estate that the court considered or might have 
considered incident to its rendition relevant to the question of whether the decedent left a 
valid will and to the determination of heirs, except that: 
1.  Petition to modify or vacate formal testacy order.  The court shall entertain a 
petition for modification or vacation of its order and probate of another will of the 
decedent if it is shown that the proponents of the later-offered will: 
A.  Were unaware of its existence at the time of the earlier proceeding; or 
B.  Were unaware of the earlier proceeding and were given no notice thereof, except 
by publication; 
2.  Reconsideration of order determining heirs.  If intestacy of all or part of the 
estate has been ordered, the determination of heirs of the decedent may be reconsidered if 
it is shown that one or more persons were omitted from the determination and it is also 
shown that the persons were unaware of their relationship to the decedent, were unaware 
of the decedent's death or were given no notice of any proceeding concerning the 
decedent's estate, except by publication; 
3.  Time limits.  A petition for vacation under either subsection 1 or 2 must be filed 
prior to the earlier of the following time limits:  
A.  If a personal representative has been appointed for the estate, the time of entry of 
any order approving final distribution of the estate or, if the estate is closed by 
statement, 6 months after the filing of the closing statement; 
B.  Whether or not a personal representative has been appointed for the estate of the 
decedent, the time prescribed by section 3-108 when it is no longer possible to initiate 
an original proceeding to probate a will of the decedent; or 
C.  Twelve months after the entry of the order sought to be vacated; 
4.  Modification or vacation order.  The order originally rendered in the testacy 
proceeding may be modified or vacated, if appropriate under the circumstances, by the 
order of probate of the later-offered will or the order redetermining heirs; and 
5.  Effect of finding of fact of death.  The finding of the fact of death is conclusive 
as to the alleged decedent only if notice of the hearing on the petition in the formal 
testacy proceeding was sent by registered or certified mail addressed to the alleged 
decedent at the decedent's last known address and the court finds that a search under 
section 3-403, subsection 2 was made. 
If the alleged decedent is not dead, even if notice was sent and search was made, the 
alleged decedent may recover estate assets in the hands of the personal representative.  In 
addition to any remedies available to the alleged decedent by reason of any fraud or 
intentional wrongdoing, the alleged decedent may recover any estate or its proceeds from 
distributees that is in their hands, or the value of distributions received by them, to the 
extent that any recovery from distributees is equitable in view of all of the circumstances. 
§3-413.  Formal testacy proceedings; vacation of order for other cause 
For good cause shown, an order in a formal testacy proceeding may be modified or 
vacated within the time allowed for appeal. 
§3-414.  Formal proceedings concerning appointment of personal representative 
1.  Formal proceeding for appointment of personal representative.  A formal 
proceeding for adjudication regarding the priority or qualification of a person who is an 
applicant for appointment as personal representative, or of a person who previously has 
been appointed personal representative in informal proceedings, if an issue concerning 
the testacy of the decedent is or may be involved, is governed by section 3-402 as well as 
by this section.  In other cases, the petition must contain or adopt the statements required 
by section 3-301, subsection 1, paragraph A and describe the question relating to priority 
or qualification of the personal representative that is to be resolved.  If the proceeding 
precedes any appointment of a personal representative, it shall stay any pending informal 
appointment proceedings as well as any commenced thereafter.  If the proceeding is 
commenced after appointment, the previously appointed personal representative, after 
receipt of notice, shall refrain from exercising any power of administration except as 
necessary to preserve the estate or unless the court orders otherwise. 
2.  Notice and decision.  After notice to interested persons, including all persons 
interested in the administration of the estate as successors under the applicable 
assumption concerning testacy, any previously appointed personal representative and any 
person having or claiming priority for appointment as personal representative, the court 
shall determine who is entitled to appointment under section 3-203, make a proper 
appointment and, if appropriate, terminate any prior appointment found to have been 
improper as provided in cases of removal under section 3-611. 
PART 5 
SUPERVISED ADMINISTRATION 
§3-501.  Supervised administration; nature of proceeding 
Supervised administration is a single in rem proceeding to secure complete 
administration and settlement of a decedent's estate under the continuing authority of the 
court that extends until entry of an order approving distribution of the estate and 
discharging the personal representative or other order terminating the proceeding.  A 
supervised personal representative is responsible to the court, as well as to the interested 
parties, and is subject to directions concerning the estate made by the court on its own 
motion or on the motion of any interested party.  Except as otherwise provided in this 
Part, or as otherwise ordered by the court, a supervised personal representative has the 
same duties and powers as a personal representative who is not supervised. 
§3-502.  Supervised administration; petition; order 
A petition for supervised administration may be filed by any interested person or by a 
personal representative at any time or the prayer for supervised administration may be 
joined with a petition in a testacy or appointment proceeding.  If the testacy of the 
decedent and the priority and qualification of any personal representative have not been 
adjudicated previously, the petition for supervised administration must include the 
matters required of a petition in a formal testacy proceeding and the notice requirements 
and procedures applicable to a formal testacy proceeding apply.  If not previously 
adjudicated, the court shall adjudicate the testacy of the decedent and questions relating to 
the priority and qualifications of the personal representative in any case involving a 
request for supervised administration, even though the request for supervised 
administration may be denied.  After notice to interested persons: 
1.  Will directing supervised administration.  If the decedent's will directs 
supervised administration, the court must order supervised administration of the 
decedent's estate unless the court finds that circumstances bearing on the need for 
supervised administration have changed since the execution of the will and that there is 
no necessity for supervised administration; 
2.  Will directing unsupervised administration.  If the decedent's will directs 
unsupervised administration, the court may order supervised administration of the 
decedent's estate only upon a finding that it is necessary for protection of persons 
interested in the estate; or 
3.  Other cases.  In other cases when the court finds that supervised administration is 
necessary under the circumstances, the court must order supervised administration of the 
decedent's estate. 
§3-503.  Supervised administration; effect on other proceedings 
1.  Effect on application for informal proceedings.  The pendency of a proceeding 
for supervised administration of a decedent's estate stays action on any informal 
application then pending or thereafter filed. 
2.  Effect on will probated in informal proceedings.  If a will has been previously 
probated in informal proceedings, the effect of the filing of a petition for supervised 
administration is as provided for formal testacy proceedings by section 3-401. 
3.  Effect on personal representative.  After receiving notice of the filing of a 
petition for supervised administration, a personal representative who has been appointed 
previously may not exercise the power to distribute any estate.  The filing of the petition 
does not affect the personal representative's other powers and duties unless the court 
restricts the exercise of any of them pending full hearing on the petition. 
§3-504.  Supervised administration; powers of personal representative 
Unless restricted by the court, a supervised personal representative has, without 
interim orders approving exercise of a power, all powers of personal representatives 
under this Code, but the personal representative may not exercise the power to make any 
distribution of the estate without prior order of the court.  Any other restriction on the 
power of a personal representative that is ordered by the court must be endorsed on the 
personal representative's letters of appointment and, unless so endorsed, is ineffective as 
to persons dealing in good faith with the personal representative. 
§3-505.  Supervised administration; interim orders; distribution and closing orders 
Unless otherwise ordered by the court, supervised administration is terminated by 
order in accordance with time restrictions, notices and contents of orders prescribed for 
proceedings under section 3-1001.  Interim orders approving or directing partial 
distributions or granting other relief may be issued by the court at any time during the 
pendency of a supervised administration on the application of the personal representative 
or any interested person. 
PART 6 
PERSONAL REPRESENTATIVE: APPOINTMENT, CONTROL AND 
TERMINATION OF AUTHORITY 
§3-601.  Qualification 
Prior to receiving letters, a personal representative must qualify by filing with the 
appointing court any required bond and a statement of acceptance of the duties of the 
office. 
§3-602.  Acceptance of appointment; consent to jurisdiction 
By accepting appointment, a personal representative submits personally to the 
jurisdiction of the court in any proceeding relating to the estate that may be instituted by 
any interested person.  Notice of any proceeding must be delivered to the personal 
representative, or mailed to the personal representative by ordinary first class mail at the 
address listed in the application or petition for appointment or as thereafter reported to the 
court and to the personal representative's address as then known to the petitioner. 
§3-603.  Bond not required without court order; exceptions 
Bond is not required of a personal representative appointed in informal proceedings, 
except upon the appointment of a special administrator, when an executor or other 
personal representative is appointed to administer an estate under a will containing an 
express requirement of bond or when bond is required under section 3-605.  Bond may be 
required by court order at the time of appointment of a personal representative appointed 
in any formal proceeding except that bond is not required of a personal representative 
appointed in formal proceedings if the will relieves the personal representative of bond, 
unless bond has been requested by an interested party and the court is satisfied that it is 
desirable, or as provided in section 3-619, subsection 7.  Bond required by any will or 
under this section may be dispensed with in formal proceedings upon determination by 
the court that it is not necessary.  Bond is not required of any personal representative 
who, pursuant to statute, has deposited cash or collateral with an agency of this State to 
secure performance of the personal representative's duties. 
§3-604.  Bond amount; security; procedure; reduction 
If bond is required and the provisions of the will or order do not specify the amount, 
unless stated in the application or petition, the person qualifying shall file a statement 
under oath with the register indicating that person's best estimate of the value of the 
personal estate of the decedent and of the income expected from the personal and real 
estate during the next year, and that person shall execute and file a bond with the register, 
or give other suitable security, in an amount not less than the estimate.  The register shall 
determine that the bond is duly executed by a corporate surety, or one or more individual 
sureties whose performance is secured by pledge of personal property, mortgage on real 
property or other adequate security.  The register may permit the amount of the bond to 
be reduced by the value of assets of the estate deposited with a domestic financial 
institution, as defined in section 6-101, in a manner that prevents their unauthorized 
disposition.  On petition of the personal representative or another interested person the 
court may excuse a requirement of bond, increase or reduce the amount of the bond, 
release sureties or permit the substitution of another bond with the same or different 
sureties. 
§3-605.  Demand for bond by interested person 
Any person apparently having an interest in the estate worth in excess of $5,000, or 
any creditor having a claim in excess of $5,000, may make a written demand that a 
personal representative give bond.  The demand must be filed with the register and a copy 
mailed to the personal representative, if appointment and qualification have occurred.  
Thereupon, bond is required, but the requirement ceases if the person demanding bond 
ceases to be interested in the estate or if bond is excused as provided in section 3-603 or 
3-604.  After the personal representative has received notice and until the filing of the 
bond or cessation of the requirement of bond, the personal representative shall refrain 
from exercising any powers of the personal representative's office except as necessary to 
preserve the estate.  Failure of the personal representative to meet a requirement of bond 
by giving suitable bond within 30 days after receipt of notice is cause for the personal 
representative's removal and appointment of a successor personal representative. 
§3-606.  Terms and conditions of bonds 
1.  Required terms and conditions.  The following requirements and provisions 
apply to any bond required by this Part. 
A.  Bonds must name the State of Maine as obligee for the benefit of the persons 
interested in the estate and must be conditioned upon the faithful discharge by the 
fiduciary of all duties according to law. 
B.  Unless otherwise provided by the terms of the approved bond, sureties are jointly 
and severally liable with the personal representative and with each other.  The 
address of sureties must be stated in the bond. 
C.  By executing an approved bond of a personal representative, the surety consents 
to the jurisdiction of the court that issued letters to the primary obligor in any 
proceedings pertaining to the fiduciary duties of the personal representative and 
naming the surety as a party.  Notice of any proceeding must be delivered to the 
surety or mailed to the surety by registered or certified mail at the surety's address as 
listed with the court where the bond is filed and to the surety's address as then known 
to the petitioner. 
D.  On petition of a successor personal representative, any other personal 
representative of the same decedent or any interested person, a proceeding in the 
court may be initiated against a surety for breach of the obligation of the bond of the 
personal representative. 
E.  The bond of the personal representative is not void after the first recovery but may 
be proceeded against from time to time until the whole penalty is exhausted. 
2.  Limitation on action against surety.  An action or proceeding may not be 
commenced against the surety on any matter as to which an action or proceeding against 
the primary obligor is barred by adjudication or limitation. 
§3-607.  Order restraining personal representative 
On petition of any person who appears to have an interest in the estate, the court by 
temporary order may restrain a personal representative from performing specified acts of 
administration, disbursement or distribution, or exercise of any powers or discharge of 
any duties of the personal representative's office, or make any other order to secure 
proper performance of the personal representative's duty, if it appears to the court that the 
personal representative otherwise may take some action that would jeopardize 
unreasonably the interest of the applicant or of some other interested person.  Persons 
with whom the personal representative may transact business may be made parties. 
§3-608.  Termination of appointment; general 
Termination of appointment of a personal representative occurs as indicated in 
sections 3-609 to 3-612.  Termination ends the right and power pertaining to the office of 
personal representative as conferred by this Code or any will, except that a personal 
representative, at any time prior to distribution or until restrained or enjoined by court 
order, may perform acts necessary to protect the estate and may deliver the assets to a 
successor representative.  Termination does not discharge a personal representative from 
liability for transactions or omissions occurring before termination, or relieve the personal 
representative of the duty to preserve assets subject to the personal representative's 
control and to account for and to deliver the assets.  Termination does not affect the 
jurisdiction of the court over the personal representative, but terminates the personal 
representative's authority to represent the estate in any pending or future proceeding. 
§3-609.  Termination of appointment; death or disability 
The death of a personal representative or the appointment of a conservator for the 
estate of a personal representative terminates the personal representative's appointment.  
Until appointment and qualification of a successor or special personal representative to 
replace the deceased or protected personal representative, the personal representative of 
the estate of the deceased or protected personal representative, if any, has the duty to 
protect the estate possessed and being administered by the personal representative's 
decedent or ward at the time the personal representative's appointment terminates, has the 
power to perform acts necessary for protection and shall account for and deliver the estate 
assets to a successor or special personal representative upon the successor personal 
representative's appointment and qualification. 
§3-610.  Termination of appointment; voluntary 
1.  One year after closing of estate by sworn statement.  An appointment of a 
personal representative terminates as provided in section 3-1003, one year after the filing 
of a closing statement. 
2.  Upon court order closing an estate.  An order closing an estate as provided in 
section 3-1001 or 3-1002 terminates an appointment of a personal representative. 
3.  Resignation; effect.  A personal representative may resign by filing a written 
statement of resignation with the register after the personal representative has given at 
least 15 days' written notice to the persons known to be interested in the estate.  If no one 
applies or petitions for appointment of a successor representative within the time 
indicated in the notice, the filed statement of resignation is ineffective as a termination of 
appointment and in any event is effective only upon the appointment and qualification of 
a successor representative and delivery of the assets to the successor representative. 
§3-611.  Termination of appointment by removal; cause; procedure 
1.  Petition for removal of personal representative.  A person interested in the 
estate may petition for removal of a personal representative for cause at any time.  Upon 
filing of the petition, the court shall fix a time and place for hearing.  Notice must be 
given by the petitioner to the personal representative and to other persons as the court 
may order.  Except as otherwise ordered as provided in section 3-607, after receipt of 
notice of removal proceedings, the personal representative may not act except to account, 
to correct maladministration or to preserve the estate.  If removal is ordered, the court 
also shall direct by order the disposition of the assets remaining in the name of, or under 
the control of, the personal representative being removed. 
2.  Grounds for removal.  Cause for removal exists when removal would be in the 
best interests of the estate or if it is shown that a personal representative or the person 
seeking the personal representative's appointment intentionally misrepresented material 
facts in the proceedings leading to the appointment or that the personal representative has 
disregarded an order of the court, has become incapable of discharging the duties of the 
office, has mismanaged the estate or has failed to perform any duty pertaining to the 
office.  Unless the decedent's will directs otherwise, a personal representative appointed 
at the decedent's domicile, incident to securing appointment as ancillary personal 
representative or the appointment of a nominee as ancillary personal representative, may 
obtain removal of another who was appointed personal representative in this State to 
administer local assets. 
§3-612.  Termination of appointment; change of testacy status 
Except as otherwise ordered in formal proceedings, the probate of a will subsequent 
to the appointment of a personal representative in intestacy or under a will that is 
superseded by formal probate of another will, or the vacation of an informal probate of a 
will subsequent to the appointment of the personal representative under the will, does not 
terminate the appointment of the personal representative although the personal 
representative's powers may be reduced as provided in section 3-401.  Termination occurs 
upon appointment in informal or formal appointment proceedings of a person entitled to 
appointment under the later assumption concerning testacy.  If no request for new 
appointment is made within 30 days after expiration of time for appeal from the order in 
formal testacy proceedings, or from the informal probate, changing the assumption 
concerning testacy, the previously appointed personal representative upon request may be 
appointed personal representative under the subsequently probated will, or as in intestacy 
as the case may be. 
§3-613.  Successor personal representative 
Parts 3 and 4 of this Article govern proceedings for appointment of a personal 
representative to succeed a personal representative whose appointment has been 
terminated.  After appointment and qualification, a successor personal representative may 
be substituted in all actions and proceedings to which the former personal representative 
was a party, and no notice, process or claim that was given or served upon the former 
personal representative need be given to or served upon the successor in order to preserve 
any position or right the person giving the notice or filing the claim may thereby have 
obtained or preserved with reference to the former personal representative.  Except as 
otherwise ordered by the court, the successor personal representative has the powers and 
duties in respect to the continued administration that the former personal representative 
would have had if the appointment had not been terminated. 
§3-614.  Special administrator; appointment 
A special administrator may be appointed: 
1.  Informal proceedings.  Informally by the register on the application of any 
interested person when necessary to protect the estate of a decedent prior to the 
appointment of a general personal representative or if a prior appointment has been 
terminated as provided in section 3-609; and 
2.  Formal proceedings.  In a formal proceeding by order of the court on the petition 
of any interested person and finding, after notice and hearing, that appointment is 
necessary to preserve the estate or to secure its proper administration including its 
administration in circumstances where a general personal representative cannot or should 
not act.  If it appears to the court that an emergency exists, appointment may be ordered 
without notice. 
§3-615.  Special administrator; who may be appointed 
1.  Named executor, if available.  If a special administrator is to be appointed 
pending the probate of a will that is the subject of a pending application or petition for 
probate, the person named executor in the will must be appointed if available and 
qualified. 
2.  Any proper person.  In cases other than those set out in subsection 1, any proper 
person may be appointed special administrator. 
§3-616.  Special administrator; appointed informally; powers and duties 
A special administrator appointed by the register in informal proceedings pursuant to 
section 3-614, subsection 1 has the duty to collect and manage the assets of the estate, to 
preserve them, to account for them and to deliver them to the general personal 
representative upon the general personal representative's qualification.  The special 
administrator has the power of a personal representative under the Code necessary to 
perform the special administrator's duties. 
§3-617.  Special administrator; formal proceedings; power and duties 
A special administrator appointed by order of the court in any formal proceeding has 
the power of a general personal representative except as limited in the appointment and 
duties as prescribed in the order.  The appointment may be for a specified time, to 
perform particular acts or on other terms as the court may direct. 
§3-618.  Termination of appointment; special administrator 
The appointment of a special administrator terminates in accordance with the 
provisions of the order of appointment or on the appointment of a general personal 
representative.  In other cases, the appointment of a special administrator is subject to 
termination as provided in sections 3-608 to 3-611. 
§3-619.  Public administrators 
1.  Public administrators; appointment; powers and duties.  The Governor shall 
appoint in each county for a term of 4 years, unless sooner removed, a public 
administrator who shall, upon petition to the court and after notice and hearing, be 
appointed to administer the estates of persons who die intestate within the county, or who 
die intestate elsewhere leaving property within the county, and who are not known to 
have within the state any heirs who can lawfully inherit the estate, and for whom no other 
administration has been commenced.  The public administrator has the same powers and 
duties of a personal representative under supervised administration as provided in section 
3-504 and, except as provided in subsection 7, shall give bond as provided for other 
personal representatives in cases of ordinary administration under sections 3-603 to 
3-606.  If any person entitled to appointment as personal representative under section 
3-203, prior to the appointment of the public administrator, files a petition for informal or 
formal appointment as personal representative, the court shall withhold any appointment 
of the public administrator pending denial of the petition for the appointment of the 
private personal representative. 
2.  Compensation.  The public administrator may be allowed fees and compensation 
for the public administrator's services as in the case of ordinary administration as 
provided in sections 3-719 to 3-721, except that no fee for the public administrator's own 
services may be paid without prior approval by the court. 
3.  Authority pending appointment.  Pending the appointment of the public 
administrator, and in the absence of any local administration or any administration by a 
domiciliary foreign personal representative under sections 4-204 and 4-205, the public 
administrator may proceed to conserve the property of the estate when it appears 
necessary or expedient. 
4.  Termination.  If before the estate of a decedent in the hands of the public 
administrator is fully settled any last will and testament of the decedent is granted 
informal or formal probate, or if any person entitled under section 3-203 to appointment 
as personal representative is informally or formally appointed, the appointment of the 
public administrator is terminated as provided in section 3-608, and the public 
administrator shall account for and deliver the assets of the estate to the private personal 
representative or to the successors under the will as provided by law if no private 
personal representative has been appointed. 
5.  Decedent's assets disposed of as unclaimed property.  When there are assets 
other than real property remaining in the hands of the public administrator after the 
payment of the decedent's debts and all costs of administration and no heirs have been 
discovered, the public administrator must be ordered by the court to deposit the assets 
with the Treasurer of State, who shall receive the assets and dispose of them according to 
Title 33, chapter 41.  These assets must, for the purposes of Title 33, chapter 41, be 
presumed unclaimed when the court orders the public administrator to deposit them with 
the Treasurer of State. 
6.  Notice to treasurer; annual audit.  In all cases where a public administrator is 
appointed, the register shall immediately send to the Treasurer of State a copy of the 
petition and the decree, and in all cases in which the public administrator is ordered to 
pay the balance of the estate as provided in subsection 5 the court shall give notice to the 
county treasurer of the amount and from what estate it is receivable.  If the public 
administrator neglects for 3 months after the order of the court to deposit the money, the 
county treasurer shall petition the court for enforcement of the order or bring a civil 
action upon any bond of the public administrator for the recovery of the money.  The 
records and accounts of the public administrator must be audited annually by the Office 
of the State Auditor. 
7.  Exemption from notice and bond requirements.  Estates administered under 
this section having a value at the decedent's death not exceeding $5,000 are exempt from 
all notice and filing costs and from giving bond.  The cost of notice must be paid by the 
court. 
PART 7 
DUTIES AND POWERS OF PERSONAL REPRESENTATIVES 
§3-701.  Time of accrual of duties and powers 
The duties and powers of a personal representative commence upon appointment.  
The powers of a personal representative relate back in time to give acts by the person 
appointed that are beneficial to the estate occurring prior to appointment the same effect 
as those occurring after appointment.  Subject to the priorities of Title 22, section 
2843-A, prior to appointment, a person named executor in a will may carry out written 
instructions of the decedent relating to the decedent's body, funeral and burial 
arrangements.  A personal representative may ratify and accept acts on behalf of the 
estate done by others where the acts would have been proper for a personal 
representative. 
§3-702.  Priority among different letters 
A person to whom general letters are first issued has exclusive authority under the 
letters until that person's appointment is terminated or modified.  If through error general 
letters are later issued to another, the first appointed representative may recover any 
property of the estate in the hands of the representative subsequently appointed, but the 
acts of the latter done in good faith before notice of the first letters are not void for want 
of validity of appointment. 
§3-703.  General duties; relation and liability to persons interested in estate; 
standing to sue 
1.  General duties.  A personal representative is a fiduciary who shall observe the 
standards of care applicable to trustees.  A personal representative is under a duty to settle 
and distribute the estate of the decedent in accordance with the terms of any probated and 
effective will and this Code, and as expeditiously and efficiently as is consistent with the 
best interests of the estate.  The personal representative shall use the authority conferred 
upon the personal representative by this Code, the terms of the will, if any, and any order 
in proceedings to which the personal representative is party for the best interests of 
successors to the estate.  A personal representative is a fiduciary who shall observe the 
standards of care applicable to trustees as described in Title 18-B, sections 802, 803, 805, 
and 807 and Title 18-B, chapter 9, except as follows. 
A.  A personal representative, in developing an investment strategy, shall take into 
account the expected duration of the period reasonably required to effect distribution 
of the estate's assets. 
B.  Except as provided in section 3-906, subsection 1, paragraphs A and B, a personal 
representative may make distribution of an estate's assets in cash or in kind, in 
accordance with the devisees' best interests, and is not required either to liquidate the 
estate's assets or to preserve them for distribution. 
C.  If all devisees whose devises are to be funded from the residue of an estate agree, 
in a written instrument signed by each of them and presented to the personal 
representative, on an investment manager to direct the investment of the estate's 
residuary assets, the personal representative may, but need not, rely on the investment 
advice of the investment manager so identified or delegate the investment 
management of the estate's residuary assets to the investment manager and, in either 
case, may pay reasonable compensation to the investment manager from the residue 
of the estate.  A personal representative who relies on the advice of, or delegates 
management discretion to, an investment manager in accordance with the terms of 
this section is not liable for the investment performance of the assets invested in the 
discretion of, or in accordance with the advice of, the investment manager. 
2.  Authority.  A personal representative may not be surcharged for acts of 
administration or distribution if the conduct in question was authorized at the time.  
Subject to other obligations of administration, an informally probated will is authority to 
administer and distribute the estate according to its terms.  An order of appointment of a 
personal representative, whether issued in informal or formal proceedings, is authority to 
distribute apparently intestate assets to the heirs of the decedent if, at the time of 
distribution, the personal representative is not aware of a pending testacy proceeding, a 
proceeding to vacate an order entered in an earlier testacy proceeding, a formal 
proceeding questioning the personal representative's appointment or fitness to continue or 
a supervised administration proceeding.  This section does not affect the duty of the 
personal representative to administer and distribute the estate in accordance with the 
rights of claimants whose claims have been allowed, the surviving spouse, any minor and 
dependent children and any pretermitted child of the decedent as described elsewhere in 
this Code. 
3.  Standing to sue.  Except as to proceedings that do not survive the death of the 
decedent, a personal representative of a decedent domiciled in this State at the decedent's 
death has the same standing to sue and be sued in the courts of this State and the courts of 
any other jurisdiction as the decedent had immediately prior to death. 
§3-704.  Personal representative to proceed without court order; exception 
A personal representative shall proceed expeditiously with the settlement and 
distribution of a decedent's estate and, except as otherwise specified or ordered in regard 
to a supervised personal representative, do so without adjudication, order or direction of 
the court, but the personal representative may invoke the jurisdiction of the court in 
proceedings authorized by this Code to resolve questions concerning the estate or its 
administration. 
§3-705.  Duty of personal representative; information to heirs and devisees 
Not later than 30 days after appointment every personal representative, except any 
special administrator, shall give information of the appointment to the heirs and devisees, 
including, if there has been no formal testacy proceeding and if the personal 
representative was appointed on the assumption that the decedent died intestate, the 
devisees in any will mentioned in the application for appointment of a personal 
representative.  The information must be delivered or sent by ordinary mail to each of the 
heirs and devisees whose address is reasonably available to the personal representative.  
The duty does not extend to require information to persons who have been adjudicated in 
a prior formal testacy proceeding to have no interest in the estate.  The information must 
include a statement that the estate is being administered by the personal representative 
under the Code without supervision by the court but that recipients are entitled to 
information regarding the administration from the personal representative and may 
petition the court in any matter relating to the estate, including distribution of assets and 
expenses of administration.  The information must include the name and address of the 
personal representative, indicate that it is being sent to persons who have or may have 
some interest in the estate being administered, indicate whether bond has been filed and 
describe the court where papers relating to the estate are on file.  The personal 
representative's failure to give this information is a breach of duty to the persons 
concerned but does not affect the validity of the personal representative's appointment, 
powers or other duties.  A personal representative may inform other persons of the 
personal representative's appointment by delivery or ordinary first class mail. 
§3-706.  Duty of personal representative; inventory and appraisal 
1.  Duty to file or mail inventory.  Within 3 months after appointment, a personal 
representative who is not a special administrator or a successor to another personal 
representative who has previously discharged this duty shall prepare and file with the 
court or mail to all interested persons an inventory of property owned by the decedent at 
the time of death, listing it with reasonable detail and indicating as to each listed item its 
fair market value as of the date of the decedent's death and the type and amount of any 
encumbrance that may exist with reference to any item.  The inventory must also include 
a schedule of credits of the decedent, with the names of the obligors, the amounts due, a 
description of the nature of the obligation and the amount of all such credits, exclusive of 
expenses and risk of settlement or collection. 
2.  Inventory furnished on request.  If the personal representative filed the 
inventory with the court pursuant to subsection 1, the personal representative shall furnish 
the inventory to interested persons who request it.  If the personal representative mailed 
the inventory to all interested persons who requested it pursuant to subsection 1, the 
personal representative may also file the inventory with the court. 
3.  Failure to file, mail or furnish inventory; missing property.  When an 
inventory has not been filed, mailed or furnished as required under subsection 1 or 2 and 
an interested party makes a prima facie case that property that should have been 
inventoried is now missing, the personal representative has the burden of proving by a 
preponderance of the evidence that the specific property would properly be excluded 
from the inventory. 
§3-707.  Employment of appraisers 
The personal representative may employ a qualified and disinterested appraiser to 
assist in ascertaining the fair market value as of the date of the decedent's death of any 
asset the value of which may be subject to reasonable doubt.  Different persons may be 
employed to appraise different kinds of assets included in the estate.  The names and 
addresses of any appraiser must be indicated on the inventory with the item or items 
appraised. 
§3-708.  Duty of personal representative; supplementary inventory 
If any property not included in the original inventory comes to the knowledge of a 
personal representative or if the personal representative learns that the value or 
description indicated in the original inventory for any item is erroneous or misleading, the 
personal representative shall make a supplementary inventory or appraisement showing 
the market value as of the date of the decedent's death of the new item or the revised 
market value or descriptions, and the appraisers or other data relied upon, if any, and file 
the supplementary inventory or appraisement with the court or mail or furnish copies of 
the supplementary inventory or appraisement or information about the supplementary 
inventory or appraisement to persons interested in the new information. 
§3-709.  Duty of personal representative; possession of estate 
Except as otherwise provided by a decedent's will, every personal representative has a 
right to and shall take possession or control of the decedent's property, except that any 
real property or tangible personal property may be left with or surrendered to the person 
presumptively entitled to it until, in the judgment of the personal representative, 
possession of the property by the personal representative will be necessary for purposes 
of administration.  The request by a personal representative for delivery of any property 
possessed by an heir or devisee is conclusive evidence in any action against the heir or 
devisee for possession of the property that the possession of the property by the personal 
representative is necessary for purposes of administration.  The personal representative 
shall pay taxes on and take all steps reasonably necessary for the management, protection 
and preservation of the estate in the personal representative's possession.  The personal 
representative may maintain an action to recover possession of property or to determine 
the title of the property. 
§3-710.  Power to avoid transfers 
The property liable for the payment of unsecured debts of a decedent includes all 
property transferred by the decedent by any means that is in law void or voidable as 
against the decedent's creditors, and, subject to prior liens, the right to recover this 
property, so far as necessary for the payment of unsecured debts of the decedent, is 
exclusively in the personal representative.  The personal representative is not required to 
institute such an action unless requested by creditors, who must pay or secure the cost and 
expenses of litigation. 
§3-711.  Powers of personal representatives; in general 
Until termination of the personal representative's appointment, a personal 
representative has the same power over the title to property of the estate that an absolute 
owner would have, in trust however, for the benefit of the creditors and others interested 
in the estate.  This power may be exercised without notice, hearing or order of court. 
§3-712.  Improper exercise of power; breach of fiduciary duty 
If the exercise of power concerning the estate is improper, the personal representative 
is liable to interested persons for damage or loss resulting from breach of the personal 
representative's fiduciary duty to the same extent as a trustee of an express trust.  The 
rights of purchasers and others dealing with a personal representative must be determined 
as provided in sections 3-713 and 3-714. 
§3-713.  Sale, encumbrance or transaction involving conflict of interest; voidable; 
exceptions 
Any sale or encumbrance to the personal representative, the personal representative's 
spouse, agent or attorney, or any corporation or trust in which the personal representative 
has a substantial beneficial interest, or any transaction that is affected by a substantial 
conflict of interest on the part of the personal representative, is voidable by any person 
interested in the estate except a person who has consented after fair disclosure, unless: 
1.  Express authorization by decedent.  The will or a contract entered into by the 
decedent expressly authorized the transaction; or 
2.  Court approval.  The transaction is approved by the court after notice to 
interested persons. 
§3-714.  Persons dealing with personal representative; protection 
A person who in good faith either assists a personal representative or deals with the 
personal representative for value is protected as if the personal representative's power was 
properly exercised.  The fact that a person knowingly deals with a personal representative 
does not alone require the person to inquire into the existence of a power or the propriety 
of its exercise.  Except for restrictions on powers of supervised personal representatives 
that are endorsed on letters as provided in section 3-504, no provision in any will or order 
of court purporting to limit the power of a personal representative is effective except as to 
persons with actual knowledge.  A person is not bound to see to the proper application of 
estate assets paid or delivered to a personal representative.  The protection in this section 
extends to instances in which some procedural irregularity or jurisdictional defect 
occurred in proceedings leading to the issuance of letters, including a case in which the 
alleged decedent is found to be alive.  The protection in this section is not by substitution 
for that provided by comparable provisions of the laws relating to commercial 
transactions and laws simplifying transfers of securities by fiduciaries. 
§3-715.  Transactions authorized for personal representatives; exceptions 
Except as restricted or otherwise provided by the will or by an order in a formal 
proceeding and subject to the priorities stated in section 3-902, a personal representative, 
acting reasonably for the benefit of the interested persons, may properly: 
1.  Retain assets pending distribution.  Retain assets owned by the decedent 
pending distribution or liquidation including those in which the representative is 
personally interested or that are otherwise improper for trust investment; 
2.  Receive assets.  Receive assets from fiduciaries, or other sources; 
3.  Perform decedent's contracts.  Perform, compromise or refuse performance of 
the decedent's contracts that continue as obligations of the estate, as the personal 
representative may determine under the circumstances.  In performing enforceable 
contracts by the decedent to convey or lease land, the personal representative, among 
other possible courses of action, may: 
A.  Execute and deliver a deed of conveyance for cash payment of all sums remaining 
due or the purchaser's note for the sum remaining due secured by a mortgage or deed 
of trust on the land; or 
B.  Deliver a deed in escrow with directions that the proceeds, when paid in 
accordance with the escrow agreement, be paid to the successors of the decedent, as 
designated in the escrow agreement; 
4.  Satisfy charitable pledges.  Satisfy written charitable pledges of the decedent 
irrespective of whether the pledges constituted binding obligations of the decedent or 
were properly presented as claims, if in the judgment of the personal representative the 
decedent would have wanted the pledges completed under the circumstances; 
5.  Invest liquid assets.  If funds are not needed to meet debts and expenses currently 
payable and are not immediately distributable, deposit or invest liquid assets of the estate, 
including money received from the sale of other assets, in federally insured interest-
bearing accounts, readily marketable secured loan arrangements or other prudent 
investments that would be reasonable for use by trustees generally; 
6.  Acquire, sell, manage or abandon assets.  Acquire or dispose of an asset, 
including land in this or another state, for cash or on credit, at public or private sale; and 
manage, develop, improve, exchange, partition, change the character of or abandon an 
estate asset; 
7.  Make repairs or alterations.  Make ordinary or extraordinary repairs or 
alterations in buildings or other structures, demolish any improvements and raze existing 
or erect new party walls or buildings; 
8.  Manage real estate.  Subdivide, develop or dedicate land to public use; make or 
obtain the vacation of plats and adjust boundaries; adjust differences in valuation on 
exchange or partition by giving or receiving considerations; or dedicate easements to 
public use without consideration; 
9.  Enter leases.  Enter for any purpose into a lease as lessor or lessee, with or 
without option to purchase or renew, for a term within or extending beyond the period of 
administration; 
10.  Enter mineral leases.  Enter into a lease or arrangement for exploration and 
removal of minerals or other natural resources or enter into a pooling or unitization 
agreement; 
11.  Abandon property.  Abandon property when, in the opinion of the personal 
representative, it is valueless or is so encumbered or is in condition that it is of no benefit 
to the estate; 
12.  Vote securities.  Vote stocks or other securities in person or by general or 
limited proxy; 
13.  Pay sums chargeable against securities.  Pay calls, assessments and other sums 
chargeable or accruing against or on account of securities, unless barred by the provisions 
relating to claims; 
14.  Hold security through nominee.  Hold a security in the name of a nominee or in 
other form without disclosure of the interest of the estate, but the personal representative 
is liable for any act of the nominee in connection with the security; 
15.  Obtain insurance.  Insure the assets of the estate against damage, loss and 
liability and the personal representative against liability as to 3rd persons; 
16.  Borrow or advance money.  Borrow money with or without security to be 
repaid from the estate assets or otherwise; and advance money for the protection of the 
estate; 
17.  Compromise claims.  Effect a fair and reasonable compromise with any debtor 
or obligor or extend, renew or in any manner modify the terms of any obligation owing to 
the estate.  If the personal representative holds a mortgage, pledge or other lien upon 
property of another person, the personal representative may, in lieu of foreclosure, accept 
a conveyance or transfer of encumbered assets from the owner in satisfaction of the 
indebtedness secured by lien; 
18.  Pay expenses.  Pay taxes, assessments, compensation of the personal 
representative and other expenses incident to the administration of the estate; 
19.  Exercise stock rights.  Sell or exercise stock subscription or conversion rights; 
consent, directly or through a committee or other agent, to the reorganization, 
consolidation, merger, dissolution or liquidation of a corporation or other business 
enterprise; 
20.  Allocate income and expenses.  Allocate items of income or expense to either 
estate income or principal, as permitted or provided by law; 
21.  Employ and act through agents.  Employ persons, including attorneys, 
auditors, investment advisors or agents, even if they are associated with the personal 
representative, to advise or assist the personal representative in the performance of 
administrative duties; act without independent investigation upon their recommendations; 
and instead of acting personally, employ one or more agents to perform any act of 
administration, whether or not discretionary; 
22.  Prosecute or defend claims.  Prosecute or defend claims or proceedings in any 
jurisdiction for the protection of the estate and of the personal representative in the 
performance of the personal representative's duties; 
23.  Alienate property.  Sell, mortgage or lease any real or personal property of the 
estate or any interest in the property for cash or credit or for part cash and part credit, 
with or without security for unpaid balances; 
24.  Continue any business.  Continue any unincorporated business or venture in 
which the decedent was engaged at the time of death: 
A.  In the same business form for a period of not more than 4 months from the date of 
appointment of a general personal representative if continuation is a reasonable 
means of preserving the value of the business including good will; 
B.  In the same business form for any additional period of time that may be approved 
by order of the court in a formal proceeding to which the persons interested in the 
estate are parties; or 
C.  Throughout the period of administration if the business is incorporated by the 
personal representative and if none of the probable distributees of the business who 
are competent adults object to its incorporation and retention in the estate; 
25.  Incorporate any business.  Incorporate any business or venture in which the 
decedent was engaged at the time of death; 
26.  Contract without personal liability.  Provide for exoneration of the personal 
representative from personal liability in any contract entered into on behalf of the estate; 
27.  Distribute the estate.  Satisfy and settle claims and distribute the estate as 
provided in this Code; and 
28.  Environmental compliance.  Exercise any power described in section 1-110 
relating to compliance with environmental laws. 
§3-716.  Powers and duties of successor personal representative 
A successor personal representative has the same power and duty as the original 
personal representative to complete the administration and distribution of the estate, as 
expeditiously as possible, but the successor personal representative may not exercise any 
power expressly made personal to the executor named in the will. 
§3-717.  Corepresentatives; when joint action required 
If 2 or more persons are appointed corepresentatives and unless the will provides 
otherwise, the concurrence of all is required on all acts connected with the administration 
and distribution of the estate.  This restriction does not apply when any corepresentative 
receives and receipts for property due the estate, when the concurrence of all cannot 
readily be obtained in the time reasonably available for emergency action necessary to 
preserve the estate or when a corepresentative has been delegated to act for the others.  
Persons dealing with a corepresentative if actually unaware that another has been 
appointed to serve with that corepresentative or if advised by the personal representative 
with whom they deal that the personal representative has authority to act alone for any of 
the reasons mentioned in this section are as fully protected as if the person with whom 
they dealt had been the sole personal representative. 
§3-718.  Powers of surviving personal representative 
Unless the terms of the will otherwise provide, every power exercisable by personal 
corepresentatives may be exercised by the one or more remaining after the appointment 
of one or more is terminated, and if one of 2 or more nominated as coexecutors is not 
appointed, those appointed may exercise all the powers incident to the office. 
§3-719.  Compensation of personal representative 
A personal representative is entitled to reasonable compensation for the personal 
representative's services.  If a will provides for compensation of the personal 
representative and there is no contract with the decedent regarding compensation, the 
personal representative may renounce the provision before qualifying and be entitled to 
reasonable compensation.  A personal representative also may renounce the personal 
representative's right to all or any part of the compensation.  A written renunciation of fee 
may be filed with the court. 
§3-720.  Expenses in estate litigation 
If any personal representative or person nominated as personal representative defends 
or prosecutes any proceeding in good faith, whether successful or not, the personal 
representative or nominee is entitled to receive from the estate necessary expenses and 
disbursements including reasonable attorney's fees incurred. 
§3-721.  Proceedings for review of employment of agents and compensation of 
personal representatives and employees of estate 
1.  Procedure.  After notice to all interested persons, on petition of an interested 
person or on appropriate motion if administration is supervised, the propriety of 
employment of any person by a personal representative, including any attorney, auditor, 
investment advisor or other specialized agent or assistant, the reasonableness of the 
compensation of any person so employed or the reasonableness of the compensation 
determined by the personal representative for the personal representative's own services 
may be reviewed by the court.  Any person who has received excessive compensation 
from an estate for services rendered may be ordered to make appropriate refunds. 
2.  Reasonable fee factors.  Factors to be considered as guides in determining the 
reasonableness of a fee include the following:  
A.  The time and labor required, the novelty and difficulty of the questions involved 
and the skill requisite to perform the service properly; 
B.  The likelihood, if apparent to the personal representative, that the acceptance of 
the particular employment will preclude the person employed from other 
employment; 
C.  The fee customarily charged in the locality for similar services; 
D.  The amount involved and the results obtained; 
E.  The time limitations imposed by the personal representative or by the 
circumstances; and 
F.  The experience, reputation and ability of the person performing the services. 
PART 8 
CREDITORS' CLAIMS 
§3-801.  Notice to creditors 
1.  Notice by publication.  Unless notice has already been given under this section, a 
personal representative upon appointment shall publish a notice to creditors announcing 
the appointment and the personal representative's address and notifying creditors of the 
estate to present their claims within 4 months after the date of the first publication of the 
notice or be forever barred.  The notice to creditors must be published once a week for 2 
successive weeks in a newspaper of general circulation in the county in which the court 
that appointed the personal representative is located. 
2.  Notice by mail.  A personal representative may give written notice by mail or 
other delivery to a creditor, notifying the creditor to present the creditor's claim within 4 
months after the published notice, if given as provided in subsection 1, or within 60 days 
after the mailing or other delivery of the notice, whichever is later, or be forever barred.  
Written notice must be the notice described in subsection 1 or a similar notice. 
3.  No liability for failure to give notice.  The personal representative is not liable to 
a creditor or to a successor of the decedent for giving or failing to give notice under this 
section. 
§3-802.  Statutes of limitations 
1.  Applicability of statutes of limitations; waiver.  Unless an estate is insolvent, 
the personal representative, with the consent of all successors whose interests would be 
affected, may waive any defense of limitations available to the estate.  If the defense is 
not waived, no claim barred by a statute of limitations at the time of the decedent's death 
may be allowed or paid. 
2.  Suspension for 4 months after death.  The running of any statute of limitations 
measured from some other event than death or the giving of notice to creditors is 
suspended for 4 months after the decedent's death, but resumes thereafter as to claims not 
barred by other laws. 
3.  Commencement of action by presentation of claim.  For purposes of any statute 
of limitations, the presentation of a claim pursuant to section 3-804 is equivalent to 
commencement of a proceeding on the claim. 
§3-803.  Limitations on presentation of claims 
1.  Claims arising before death.  All claims against a decedent's estate that arose 
before the death of the decedent, including claims of the State and any subdivision of the 
State, whether due or to become due, absolute or contingent, liquidated or unliquidated, 
founded on contract, tort or other legal basis, if not barred earlier by another statute of 
limitations or nonclaim statute, are barred against the estate, the personal representative 
and the heirs and devisees and nonprobate transferees of the decedent, unless presented 
within the earlier of the following: 
A.  Nine months after the decedent's death; or 
B.  The time provided by section 3-801, subsection 2 for creditors who are given 
actual notice, and the time provided in section 3-801, subsection 1 for all creditors 
barred by publication. 
2.  Claim barred by nonclaim statute.  A claim described in subsection 1 that is 
barred by the nonclaim statute of the decedent's domicile before the giving of notice to 
creditors in this State is barred in this State. 
3.  Claims arising after death.  All claims against a decedent's estate that arise at or 
after the death of the decedent, including claims of the State and any subdivision of the 
State, whether due or to become due, absolute or contingent, liquidated or unliquidated, 
founded on contract, tort or other legal basis, are barred against the estate, the personal 
representative and the heirs and devisees of the decedent, unless presented as follows: 
A.  A claim based on a contract with the personal representative, within 4 months 
after performance by the personal representative is due; or 
B.  Any other claim, within the later of 4 months after it arises or the time specified in 
subsection 1, paragraph A. 
4.  Exceptions.  Nothing in this section affects or prevents: 
A.  Any proceeding to enforce any mortgage, pledge or other lien upon property of 
the estate; 
B.  To the limits of the insurance protection only, any proceeding to establish liability 
of the decedent or the personal representative for which the decedent or the personal 
representative is protected by liability insurance; 
C.  Collection of compensation for services rendered and reimbursement for expenses 
advanced by the personal representative or by the attorney or accountant for the 
personal representative of the estate; or 
D.  The State from filing and enforcing a claim for Medicaid reimbursement under 
Title 22, section 14.  Notwithstanding subsection 1, paragraph A, if this claim is filed 
within 4 months of published or actual notice of creditors, the claim is considered 
timely filed. 
§3-804.  Manner of presentation of claims 
Claims against a decedent's estate may be presented as described in this section. 
1.  Written statement of claim.  The claimant may deliver or mail to the personal 
representative a written statement of the claim indicating its basis, the name and address 
of the claimant and the amount claimed, or may file a written statement of the claim, in 
the form prescribed by rule, with the clerk of the court.  The claim is deemed presented 
on the first to occur of receipt of the written statement of claim by the personal 
representative or the filing of the claim with the court.  If a claim is not yet due, the date 
when it will become due must be stated.  If the claim is contingent or unliquidated, the 
nature of the uncertainty must be stated.  If the claim is secured, the security must be 
described.  Failure to describe correctly the security, the nature of any uncertainty and the 
due date of a claim not yet due does not invalidate the presentation made. 
2.  Proceeding on claim.  The claimant may commence a proceeding against the 
personal represensative in any court where the personal representative may be subjected 
to jurisdiction to obtain payment of the claimant's claim against the estate, but the 
commencement of the proceeding must occur within the time limited for presenting the 
claim.  No presentation of claim is required in regard to matters claimed in proceedings 
against the decedent that were pending at the time of death. 
3.  Time limit for proceeding after disallowance.  If a claim is presented under 
subsection 1, no proceeding on the claim may be commenced more than 60 days after the 
personal representative has mailed a notice of disallowance; but, in the case of a claim 
that is not presently due or that is contingent or unliquidated, the personal representative 
may consent to an extension of the 60-day period or, to avoid injustice, the court on 
petition may order an extension of the 60-day period, but in no event may the extension 
run beyond the applicable statute of limitations. 
4.  Presenting claims before administration.  When a decedent's estate has not been 
commenced at the time a claimant wishes to present a claim, a claim is deemed presented 
when the claimant files with the clerk of the court a written statement of claim meeting 
the requirements of subsection 1 and a demand for notice pursuant to section 3-204.  The 
provisions of subsection 3 apply upon the appointment of a personal representative. 
§3-805.  Classification of claims 
1.  Priority of claims.  If the applicable assets of the estate are insufficient to pay all 
claims in full, the personal representative shall make payment in the following order: 
A.  Costs and expenses of administration; 
B.  Reasonable funeral expenses; 
C.  Debts and taxes with preference under federal law; 
D.  Medicaid benefits recoverable under Title 22, section 14, subsection 2-I and 
reasonable and necessary medical and hospital expenses of the last illness of the 
decedent, including compensation of persons attending the decedent; 
E.  Debts and taxes with preference under other laws of this State; and 
F.  All other claims. 
2.  No priority within class or for claims not due.  Preference may not be given in 
the payment of any claim over any other claim of the same class, and a claim due and 
payable is not entitled to a preference over claims not due. 
§3-806.  Allowance of claims 
1.  Allowance or disallowance by personal representative.  As to claims presented 
in the manner described in section 3-804 within the time limit prescribed in section 
3-803, the personal representative may mail a notice to any claimant stating that the claim 
has been disallowed.  If, after allowing or disallowing a claim, the personal representative 
changes the decision concerning the claim, the personal representative shall notify the 
claimant.  The personal representative may not change a disallowance of a claim after the 
time for the claimant to file a petition for allowance or to commence a proceeding on the 
claim has run and the claim has been barred.  Every claim that is disallowed in whole or 
in part by the personal representative is barred so far as not allowed unless the claimant 
files a petition for allowance in the court or commences a proceeding against the personal 
representative not later than 60 days after the mailing of the notice of disallowance or 
partial allowance if the notice warns the claimant of the impending bar.  Failure of the 
personal representative to mail notice to a claimant of action on the claim for 60 days 
after the time for original presentation of the claim has expired has the effect of a notice 
of allowance. 
2.  Change of claim status by personal representative.  After allowing or 
disallowing a claim, the personal representative may change the allowance or 
disallowance as provided in this subsection.  The personal representative may prior to 
payment change the allowance to a disallowance in whole or in part, but not after 
allowance by a court order or judgment or an order directing payment of the claim.  The 
personal representative shall notify the claimant of the change to disallowance, and the 
disallowed claim is then subject to bar as provided in subsection 1.  The personal 
representative may change a disallowance to an allowance, in whole or in part, until it is 
barred under subsection 1; after it is barred, it may be allowed and paid only if the estate 
is solvent and all successors whose interests would be affected consent. 
3.  Allowance by court.  Upon the petition of the personal representative or of a 
claimant in a proceeding for the purpose, the court may allow in whole or in part any 
claim or claims presented to the personal representative or filed with the clerk of the court 
in due time and not barred by subsection 1.  Notice in this proceeding must be given to 
the claimant, the personal representative and those other persons interested in the estate as 
the court may direct by order entered at the time the proceeding is commenced. 
4.  Judgment of another court; effect.  A judgment in a proceeding in another court 
against a personal representative to enforce a claim against a decedent's estate is an 
allowance of the claim. 
5.  Interest.  Unless otherwise provided in any judgment in another court entered 
against the personal representative, allowed claims bear prejudgment interest at the rate 
specified in Title 14, section 1602-B for the period commencing 60 days after the time for 
original presentation of the claim has expired unless based on a contract making a 
provision for interest, in which case they bear interest in accordance with that provision. 
A.  Interest may not accrue on any allowed claims, however allowed, against an 
insolvent estate, except to the extent that insurance coverage or other nonprobate 
assets are available to pay the claim in full. 
B.  To the extent that an allowed claim against an insolvent estate is secured by 
property, the value of which, as determined under section 3-809, is greater than the 
amount of the claim, the holder of the claim may receive interest on the principal 
amount of the claim and any reasonable fees, costs or charges provided for under an 
agreement under which the claim arose. 
§3-807.  Payment of claims 
1.  Payment upon expiration of limitations period.  Upon the expiration of the 
earlier of the time limitations provided in section 3-803 for the presentation of claims, the 
personal representative shall proceed to pay the claims allowed against the estate in the 
order of priority prescribed, after making provision for homestead, family and support 
allowances, for claims already presented that have not yet been allowed or whose 
allowance has been appealed, and for unbarred claims that may yet be presented, 
including costs and expenses of administration.  By petition to the court in a proceeding 
for the purpose, or by appropriate motion if the administration is supervised, a claimant 
whose claim has been allowed but not paid may secure an order directing the personal 
representative to pay the claim to the extent that funds of the estate are available to pay it. 
2.  Earlier payment; liability of personal representative.  The personal 
representative at any time may pay any just claim that has not been barred, with or 
without formal presentation, but the personal representative is personally liable to any 
other claimant whose claim is allowed and who is injured by its payment if: 
A.  Payment was made before the expiration of the time limit stated in subsection 1 
and the personal representative failed to require the payee to give adequate security 
for the refund of any of the payment necessary to pay other claimants; or 
B.  Payment was made, due to the negligence or willful fault of the personal 
representative, in a manner that deprives the injured claimant of priority. 
§3-808.  Individual liability of personal representative 
1.  Contractual liability.  Unless otherwise provided in the contract, a personal 
representative is not individually liable on a contract properly entered into in a fiduciary 
capacity in the course of administration of the estate unless the personal representative 
fails to reveal the representative capacity and identify the estate in the contract. 
2.  Liability for ownership or control of property; torts.  A personal representative 
is individually liable for obligations arising from ownership or control of the estate or for 
torts committed in the course of administration of the estate only if the personal 
representative is personally at fault. 
3.  Proceedings against personal representative in fiduciary capacity.  Claims 
based on contracts entered into by a personal representative in a fiduciary capacity, on 
obligations arising from ownership or control of the estate or on torts committed in the 
course of estate administration may be asserted against the estate by proceeding against 
the personal representative in a fiduciary capacity, whether or not the personal 
representative is individually liable. 
4.  Allocating liability between estate and personal representative.  Issues of 
liability as between the estate and the personal representative individually may be 
determined in a proceeding for accounting, surcharge or indemnification or other 
appropriate proceeding. 
§3-809.  Secured claims 
Payment of a secured claim is upon the basis of the amount allowed if the creditor 
surrenders the creditor's security; otherwise payment is upon the basis of one of the 
following: 
1.  Security exhausted.  If the creditor exhausts the creditor's security before 
receiving payment, unless precluded by other law, upon the amount of the claim allowed 
less the fair value of the security; or 
2.  Security not exhausted.  If the creditor does not have the right to exhaust the 
creditor's security or has not done so, upon the amount of the claim allowed less the value 
of the security determined by converting it into money according to the terms of the 
agreement pursuant to which the security was delivered to the creditor or by the creditor 
and personal representative by agreement, arbitration, compromise or litigation. 
§3-810.  Claims not due and contingent or unliquidated claims 
1.  Claim due or certain before distribution.  If a claim that will become due at a 
future time or a contingent or unliquidated claim becomes due or certain before the 
distribution of the estate and if the claim has been allowed or established by a proceeding, 
it is paid in the same manner as presently due and absolute claims of the same class. 
2.  Other cases.  In other cases the personal representative or, on petition of the 
personal representative or the claimant in a special proceeding for the purpose, the court 
may provide for payment as follows:  
A.  If the claimant consents, the claimant may be paid the present or agreed value of 
the claim, taking any uncertainty into account; or 
B.  Arrangement for future payment or possible payment on the happening of the 
contingency or on liquidation may be made by creating a trust, giving a mortgage, 
obtaining a bond or security from a distributee or otherwise. 
§3-811.  Counterclaims 
In allowing a claim the personal representative may deduct any counterclaim that the 
estate has against the claimant.  In determining a claim against an estate a court shall 
reduce the amount allowed by the amount of any counterclaims and, if the counterclaims 
exceed the claim, render a judgment against the claimant in the amount of the excess.  A 
counterclaim, liquidated or unliquidated, may arise from a transaction other than that 
upon which the claim is based.  A counterclaim may give rise to relief exceeding in 
amount or different in kind from that sought in the claim. 
§3-812.  Execution and levies prohibited 
No execution may issue upon nor may any levy be made against any property of the 
estate under any judgment against a decedent or a personal representative, but this section 
may not be construed to prevent the enforcement of mortgages, pledges or liens upon real 
or personal property in an appropriate proceeding. 
§3-813.  Compromise of claims 
When a claim against the estate has been presented in any manner, the personal 
representative may, if it appears for the best interest of the estate, compromise the claim, 
whether due or not due, absolute or contingent, liquidated or unliquidated. 
§3-814.  Encumbered assets 
If any assets of the estate are encumbered by mortgage, pledge, lien or other security 
interest, the personal representative may pay the encumbrance or any part of the 
encumbrance, renew or extend any obligation secured by the encumbrance or convey or 
transfer the assets to the creditor in satisfaction of the lien, in whole or in part, whether or 
not the holder of the encumbrance has presented a claim, if it appears to be for the best 
interest of the estate.  Payment of an encumbrance does not increase the share of the 
distributee entitled to the encumbered assets unless the distributee is entitled to 
exoneration. 
§3-815.  Administration in more than one state; duty of personal representative 
1.  Estate assets subject to all claims, allowances and charges.  All assets of estates 
being administered in this State are subject to all claims, allowances and charges existing 
or established against the personal representative wherever appointed. 
2.  Estate insufficient; claimants to receive equal proportion of claims.  If the 
estate either in this State or as a whole is insufficient to cover all family exemptions and 
allowances determined by the law of the decedent's domicile, prior charges and claims 
after satisfaction of the exemptions, allowances and charges, each claimant whose claim 
has been allowed either in this State or elsewhere in administrations of which the personal 
representative is aware is entitled to receive payment of an equal proportion of the 
claimant's claim.  If a preference or security in regard to a claim is allowed in another 
jurisdiction but not in this State, the creditor so benefited is to receive dividends from 
local assets only upon the balance of the creditor's claim after deducting the amount of 
the benefit. 
3.  Local assets apply first to claims allowed in this State.  In case the family 
exemptions and allowances, prior charges and claims of the entire estate exceed the total 
value of the portions of the estate being administered separately and this State is not the 
state of the decedent's last domicile, the claims allowed in this State must be paid their 
proportion if local assets are adequate for the purpose, and the balance of local assets 
must be transferred to the domiciliary personal representative.  If local assets are not 
sufficient to pay all claims allowed in this State the amount to which they are entitled, 
local assets must be marshalled so that each claim allowed in this State is paid its 
proportion as far as possible, after taking into account all dividends on claims allowed in 
this State from assets in other jurisdictions. 
§3-816.  Final distribution to domiciliary representative 
The estate of a nonresident decedent being administered by a personal representative 
appointed in this State must, if there is a personal representative of the decedent's 
domicile willing to receive it, be distributed to the domiciliary personal representative for 
the benefit of the successors of the decedent unless: 
1.  Maine law governs.  By virtue of the decedent's will, if any, and applicable 
choice of law provisions, the successors are identified pursuant to the law of this State 
without reference to the law of the decedent's domicile; 
2.  No domiciliary personal representative exists.  The personal representative of 
this State, after reasonable inquiry, is unaware of the existence or identity of a domiciliary 
personal representative; or 
3.  Court order.  The court orders otherwise in a proceeding for a closing order 
under section 3-1001 or incident to the closing of a supervised administration. 
In other cases, distribution of the estate of a decedent must be made in accordance 
with the other Parts of this Article. 
§3-817.  Survival of actions 
1.  Survival of actions.  No personal action or cause of action is lost by the death of 
either party, but the same survives for and against the personal representative of the 
deceased, except that actions or causes of action for the recovery of penalties and fines 
under criminal statutes do not survive the death of the defendant.  A personal 
representative may seek relief from a judgment in an action to which the deceased was a 
party to the same extent that the deceased might have done so. 
2.  Death of plaintiff or defendant.  When the only plaintiff or defendant dies while 
an action that survives is pending, or after its commencement and before entry of 
judgment, the decedent's personal representative may appear and enter the action or any 
appeal that has been made, and suggest on the record the death of the party.  If the 
personal representative does not appear within 90 days after the appointment, the 
personal representative may be cited to appear, and after due notice judgment may be 
entered against the personal representative by dismissal or default if no such appearance 
is made. 
3.  Death of one of several plaintiffs or one of several defendants.  When either of 
several plaintiffs or defendants in an action that survives dies, the death may be suggested 
on the record, and the personal representative of the deceased may appear or be cited to 
appear as provided in subsection 2.  The action may be further prosecuted or defended by 
the survivors and the personal representative jointly or by either of them.  The survivors, 
if any, on both sides of the action may testify as witnesses. 
4.  Death of judgment creditor.  When a judgment creditor dies before the first 
execution issues or before an execution issued in the judgment creditor's lifetime is fully 
satisfied, the execution may be issued or be effective in favor of the deceased judgment 
creditor's personal representative, but an execution may not be issued or be effective 
beyond the time within which it would have been effective or issued if the party had not 
died. 
5.  Execution in favor of deceased judgment creditor.  An execution issued under 
subsection 4 must set forth the fact that the judgment creditor has died since the rendition 
of the judgment and that the substituted party is the personal representative of the 
decedent's estate. 
6.  Liability of personal representative.  The personal representative proceeding 
under this section is liable, and shall hold any recovered property or award, in a 
representative capacity, except as otherwise provided in section 3-808. 
§3-818.  Damages limited to actual damages 
In any tort action against the personal representative of a decedent's estate, in the 
personal representative's representative capacity, the plaintiff may recover only the value 
of the goods taken or damage actually sustained. 
PART 9 
SPECIAL PROVISIONS RELATING TO DISTRIBUTION 
§3-901.  Successors' rights if no administration 
In the absence of administration, the heirs and devisees are entitled to the estate in 
accordance with the terms of a probated will or the laws of intestate succession. Devisees 
may establish title by the probated will to devised property. Persons entitled to property 
by homestead allowance, exemption or intestacy may establish title by proof of the 
decedent's ownership and death and their relationship to the decedent. Successors take 
subject to all charges incident to administration, including the claims of creditors and 
allowances of surviving spouse and dependent children, and subject to the rights of others 
resulting from abatement, retainer, advancement and ademption. 
§3-902.  Distribution; order in which assets appropriated; abatement 
1.  Order in which assets appropriated; abatement.  Except as provided in 
subsection 2 and except as provided in connection with the share of the surviving spouse 
who elects to take an elective share, shares of distributees abate, without any preference 
or priority as between real and personal property, in the following order: property not 
disposed of by the will, residuary devises, general devises and specific devises.  For 
purposes of abatement, a general devise charged on any specific property or fund is a 
specific devise to the extent of the value of the property on which it is charged, and upon 
the failure or insufficiency of the property on which it is charged, a general devise to the 
extent of the failure or insufficiency.  Abatement within each classification is in 
proportion to the amounts of property each of the beneficiaries would have received if 
full distribution of the property had been made in accordance with the terms of the will. 
2.  Intention of the testator controls.  If the will expresses an order of abatement or 
if the testamentary plan or the express or implied purpose of the devise would be defeated 
by the order of abatement stated in subsection 1, the shares of the distributees abate as 
may be found necessary to give effect to the intention of the testator. 
3.  Adjustments.  If the subject of a preferred devise is sold or used incident to 
administration, abatement must be achieved by appropriate adjustments in or contribution 
from other interests in the remaining assets. 
§3-903.  Right of retainer 
The amount of a noncontingent indebtedness of a successor to the estate if due, or its 
present value if not due, must be offset against the successor's interest, but the successor 
has the benefit of any defense that would be available to the debtor in a direct proceeding 
for recovery of the debt.  The debt constitutes a lien on the successor's interest in favor of 
the estate, having priority over any attachment or transfer of the interest by the successor. 
§3-904.  Interest on general pecuniary devise 
General pecuniary devises bear interest at the legal rate of 5% per year beginning one 
year after the first appointment of a personal representative until payment, unless a 
contrary intent is indicated in the will. 
§3-905.  Penalty clause for contest 
A provision in a will purporting to penalize any interested person for contesting the 
will or instituting other proceedings relating to the estate is unenforceable if probable 
cause exists for instituting proceedings. 
§3-906.  Distribution in kind; valuation; method 
1.  Distribution in kind; valuation; distribution of residuary estate.  Unless a 
contrary intention is indicated by the will, the distributable assets of a decedent's estate 
must be distributed in kind to the extent possible through application of the following 
provisions. 
A.  A specific devisee is entitled to distribution of the thing devised to that devisee, 
and a spouse or child who has selected particular assets of an estate as provided in 
section 2-403 must receive the items selected. 
B.  Any homestead or family allowance or devise of a stated sum of money may be 
satisfied by value in kind, in the personal representative's discretion, as long as: 
(1)  The person entitled to the payment has not demanded payment in cash; 
(2)  The property distributed in kind is valued at fair market value as of the date 
of its distribution; and 
(3)  No residuary devisee has requested that the asset to be distributed remain a 
part of the residue of the estate or, if a residuary devisee has requested that the 
asset to be distributed remain a part of the residue of the estate, there are 
insufficient other assets to which no residuary devisee has made such a request to 
permit satisfaction of the estate's obligations and funding of all pecuniary devises 
made under the decedent's will. 
C.  For the purpose of valuation under paragraph B, securities regularly traded on 
recognized exchanges, if distributed in kind, are valued at the price for the last sale of 
like securities traded on the business day prior to distribution or, if there was no sale 
on that day, at the median between amounts bid and offered at the close of that day.  
Assets consisting of sums owed the decedent or the estate by solvent debtors as to 
which there is no known dispute or defense are valued at the sum due with accrued 
interest or discounted to the date of distribution.  For assets that do not have readily 
ascertainable values, a valuation as of a date not more than 30 days prior to the date 
of distribution, if otherwise reasonable, controls. For purposes of facilitating 
distribution, the personal representative may ascertain the value of the assets as of the 
time of the proposed distribution in any reasonable way, including the employment of 
qualified appraisers, even if the assets may have been previously appraised. 
D.  The residuary estate may be distributed by the personal representative in cash or 
in kind, in accordance with the best interests of the residuary devisees.  Residuary 
assets may be distributed, at the personal representative's discretion, in pro rata or non 
pro rata shares, except that residuary assets not distributed pro rata must be valued as 
of the date on which they are distributed. 
2.  Right of distributee to object.  After the probable charges against the estate are 
known, the personal representative may mail or deliver a proposal for distribution to all 
persons who have a right to object to the proposed distribution. The right of any 
distributee to object to the proposed distribution on the basis of the kind or value of asset 
the distributee is to receive, if not waived earlier in writing, terminates if the distributee  
fails to object in writing received by the personal representative within 30 days after 
mailing or delivery of the proposal. 
§3-907.  Distribution in kind; evidence 
If distribution in kind is made, the personal representative shall execute an instrument 
or deed of distribution assigning, transferring or releasing the assets to the distributee as 
evidence of the distributee's title to the property. 
§3-908.  Distribution; right or title of distributee 
Proof that a distributee has received an instrument or deed of distribution of assets in 
kind, or payment in distribution, from a personal representative, is conclusive evidence 
that the distributee has succeeded to the interest of the estate in the distributed assets, as 
against all persons interested in the estate, except that the personal representative may 
recover the assets or their value if the distribution was improper. 
§3-909.  Improper distribution; liability of distributee 
Unless the distribution or payment no longer can be questioned because of 
adjudication, estoppel or limitation, a distributee of property improperly distributed or 
paid, or a claimant who was improperly paid, is liable to return the property improperly 
received and its income since distribution if the distributee or claimant has the property.  
If the distributee or claimant does not have the property, then the distributee or claimant 
is liable to return the value as of the date of disposition of the property improperly 
received and income and gain received by the distributee or claimant. 
§3-910.  Purchasers from distributees protected 
If property distributed in kind or a security interest in the property is acquired for 
value by a purchaser from or lender to a distributee who has received an instrument or 
deed of distribution from the personal representative, or is acquired by a purchaser from 
or lender to a transferee from a distributee, the purchaser or lender takes title free of 
rights of any interested person in the estate and incurs no personal liability to the estate, 
or to any interested person, whether or not the distribution was proper or supported by 
court order or the authority of the personal representative was terminated before 
execution of the instrument or deed.  This section protects a purchaser from or lender to a 
distributee who, as personal representative, has executed a deed of distribution to the 
personal representative, as well as a purchaser from or lender to any other distributee or 
transferee.  To be protected under this provision, a purchaser or lender need not inquire 
whether a personal representative acted properly in making the distribution in kind, even 
if the personal representative and the distributee are the same person, or whether the 
authority of the personal representative had terminated before the distribution.  Any 
recorded instrument described in this section on which the register of deeds notes by an 
appropriate stamp "Maine Real Estate Transfer Tax Paid" is prima facie evidence that the 
transfer was made for value. 
§3-911.  Partition for purpose of distribution 
When 2 or more heirs or devisees are entitled to distribution of undivided interests in 
any real or personal property of the estate, the personal representative or one or more of 
the heirs or devisees may petition the court prior to the formal or informal closing of the 
estate to make partition. After notice to the interested heirs or devisees, the court shall 
partition the property in the same manner as provided by the law for civil actions of 
partition. The court may direct the personal representative to sell any property that cannot 
be partitioned without prejudice to the owners and that cannot conveniently be allotted to 
any one party. 
§3-912.  Private agreements among successors to decedent binding on personal 
representative 
Subject to the rights of creditors and taxing authorities, competent successors may 
agree among themselves to alter the interests, shares or amounts to which they are 
entitled under the will of the decedent, or under the laws of intestacy, in any way that 
they provide in a written contract executed by all who are affected by its provisions.  The 
personal representative shall abide by the terms of the agreement subject to the personal 
representative's obligation to administer the estate for the benefit of creditors, to pay all 
taxes and costs of administration and to carry out the responsibilities of the office for the 
benefit of any successors of the decedent who are not parties.  Personal representatives of 
decedents' estates are not required to see to the performance of trusts if the trustee of such 
a trust is another person who is willing to accept the trust.  Accordingly, trustees of a 
testamentary trust are successors for the purposes of this section.  Nothing in this section 
relieves trustees of any duties owed to beneficiaries of trusts. 
§3-913.  Distributions to trustee 
1.  Personal representative authority to require bond.  If the trust instrument does 
not excuse the trustee from giving bond, the personal representative may petition the 
appropriate court to require that the trustee post bond if the personal representative 
apprehends that distribution might jeopardize the interests of persons who are not able to 
protect themselves, and the personal representative may withhold distribution until the 
court has acted. 
2.  Personal representative not negligent for failing to require bond.  An 
inference of negligence on the part of the personal representative may not be drawn from 
the personal representative's failure to exercise the authority conferred by subsection 1. 
§3-914.  Disposition of unclaimed assets 
If an heir, devisee or claimant cannot be found, the personal representative shall 
distribute the share of the missing person to the person's conservator, if any; otherwise it 
must be disposed of according to Title 33, chapter 41. 
§3-915.  Distribution to person under disability 
1.  Discharge according to will.  A personal representative may discharge the 
personal representative's obligation to distribute to any person under legal disability by 
distributing in a manner expressly provided in the will. 
2.  Discharge under section 5-103 or to conservator.  Unless contrary to an express 
provision in the will, a personal representative may discharge the personal 
representative's obligation to distribute to a minor or person under other disability as 
authorized by section 5-103 or any other statute.  If the personal representative knows 
that a conservator has been appointed or that a proceeding for appointment of a 
conservator is pending, the personal representative is authorized to distribute only to the 
conservator. 
3.  Discharge to attorney in fact or close relative.  If the heir or devisee is under 
disability other than minority, a personal representative is authorized to distribute to: 
A.  An attorney in fact who has authority under a power of attorney to receive 
property for that person; or 
B.  The spouse, parent or other close relative with whom the person under disability 
resides if the distribution is of amounts not exceeding $10,000 a year or property not 
exceeding $10,000 in value, unless the court authorizes a larger amount or greater 
value. 
Persons receiving money or property for the person with a disability are obligated to 
apply the money or property to the support of that person, but may not pay themselves 
except by way of reimbursement for out-of-pocket expenses for goods and services 
necessary for the support of the person with a disability.  Excess sums must be preserved 
for future support of the person with a disability.  The personal representative is not 
responsible for the proper application of money or property distributed pursuant to this 
subsection. 
§3-916.  Uniform Estate Tax Apportionment Act 
1.  Short title.  This section may be known and cited as the Uniform Estate Tax 
Apportionment Act. 
2.  Definitions.  As used in this section, unless the context otherwise indicates, the 
following terms have the following meanings. 
A.  "Apportionable estate" means the value of the gross estate as finally determined 
for purposes of the estate tax to be apportioned reduced by: 
(1)  Any claim or expense allowable as a deduction for purposes of the tax; 
(2)  The value of any interest in property that, for purposes of the tax, qualifies 
for a marital or charitable deduction or otherwise is deductible or is exempt; and 
(3)  Any amount added to the decedent's gross estate because of a gift tax on 
transfers made before death. 
B.  "Estate tax" means a federal, state or foreign tax imposed because of the death of 
an individual and interest and penalties associated with the tax.  The term does not 
include an inheritance tax, income tax or generation-skipping transfer tax other than a 
generation-skipping transfer tax incurred on a direct skip taking effect at death. 
C.  "Gross estate" means, with respect to an estate tax, all interests in property subject 
to the tax. 
D.  "Person" means an individual, corporation, business trust, estate, trust, 
partnership, limited liability company, association, joint venture, public corporation, 
government, governmental subdivision, agency or instrumentality or any other legal 
or commercial entity. 
E.  "Ratable" or "ratably" means apportioned or allocated pro rata according to the 
relative values of interests to which the term is to be applied. 
F.  "Time-limited interest" means an interest in property that terminates on a lapse of 
time or on the occurrence or nonoccurrence of an event or that is subject to the 
exercise of discretion that could transfer a beneficial interest to another person.  The 
term does not include a cotenancy unless the cotenancy itself is a time-limited 
interest. 
G.  "Value" means, with respect to an interest in property, fair market value as finally 
determined for purposes of the estate tax that is to be apportioned, reduced by any 
outstanding debt secured by the interest without reduction for taxes paid or required 
to be paid or for any special valuation adjustment. 
3.  Apportionment by will or other dispositive instrument.  This subsection 
applies when estate tax is apportioned expressly and unambiguously by a will, revocable 
trust or other dispositive instrument. 
A.  Except as otherwise provided in paragraph C: 
(1)  To the extent that a provision of a decedent's will expressly and 
unambiguously directs the apportionment of an estate tax, the tax must be 
apportioned accordingly; 
(2)  Any portion of an estate tax not apportioned pursuant to subparagraph (1) 
must be apportioned in accordance with any provision of a revocable trust of 
which the decedent was the settlor that expressly and unambiguously directs the 
apportionment of an estate tax.  If conflicting apportionment provisions appear in 
or more revocable trust instruments, the provision in the most recently dated 
instrument prevails.  For purposes of this subparagraph: 
(a)  A trust is revocable if it was revocable immediately after the trust 
instrument was executed, even if the trust subsequently becomes irrevocable; 
and 
(b)  The date of an amendment to a revocable trust instrument is the date of 
the amended instrument only if the amendment contains an apportionment 
provision; and 
(3)  If any portion of an estate tax is not apportioned pursuant to subparagraph (1) 
or (2), and a provision in any other dispositive instrument expressly and 
unambiguously directs that any interest in the property disposed of by the 
instrument is or is not to be applied to the payment of the estate tax attributable to 
the interest disposed of by the instrument, the provision controls the 
apportionment of the tax to that interest. 
B.  Subject to paragraph C, and unless the decedent expressly and unambiguously 
directs the contrary: 
(1)  If an apportionment provision directs that a person receiving an interest in 
property under an instrument is to be exonerated from the responsibility to pay an 
estate tax that would otherwise be apportioned to the interest: 
(a)  The tax attributable to the exonerated interest must be apportioned 
among the other persons receiving interests passing under the instrument; or 
(b)  If the values of the other interests are less than the tax attributable to the 
exonerated interest, the deficiency must be apportioned ratably among the 
other persons receiving interests in the apportionable estate that are not 
exonerated from apportionment of the tax; 
(2)  If an apportionment provision directs that an estate tax is to be apportioned to 
an interest in property a portion of which qualifies for a marital or charitable 
deduction, the estate tax must first be apportioned ratably among the holders of 
the portion that does not qualify for a marital or charitable deduction and then 
apportioned ratably among the holders of the deductible portion to the extent that 
the value of the nondeductible portion is insufficient; 
(3)  Except as otherwise provided in subparagraph (4), if an apportionment 
provision directs that an estate tax be apportioned to property in which one or 
more time-limited interests exist, other than interests in specified property under 
subsection 7, the tax must be apportioned to the principal of that property, 
regardless of the deductibility of some of the interests in that property; and 
(4)  If an apportionment provision directs that an estate tax is to be apportioned to 
the holders of interests in property in which one or more time-limited interests 
exist and a charity has an interest that otherwise qualifies for an estate tax 
charitable deduction, the tax must first be apportioned, to the extent feasible, to 
interests in property that have not been distributed to the persons entitled to 
receive the interests. 
C.  A provision that apportions an estate tax is ineffective to the extent that it 
increases the tax apportioned to a person having an interest in the gross estate over 
which the decedent had no power to transfer immediately before the decedent 
executed the instrument in which the apportionment direction was made.  For 
purposes of this subsection, a testamentary power of appointment is a power to 
transfer the property that is subject to the power. 
4.  Statutory apportionment of estate taxes.  To the extent that apportionment of an 
estate tax is not controlled by an instrument described in subsection 3 and except as 
otherwise provided in subsections 6 and 7: 
A.  Subject to paragraphs B, C and D, the estate tax is apportioned ratably to each 
person that has an interest in the apportionable estate; 
B.  A generation-skipping transfer tax incurred on a direct skip taking effect at death 
is charged to the person to whom the interest in property is transferred; 
C.  If property is included in the decedent's gross estate pursuant to Section 2044 of 
the United States Internal Revenue Code of 1986, as amended, or any similar estate 
tax provision, the difference between the total estate tax for which the decedent's 
estate is liable and the amount of estate tax for which the decedent's estate would 
have been liable if the property had not been included in the decedent's gross estate is 
apportioned ratably among the holders of interests in the property.  The balance of the 
tax, if any, is apportioned ratably to each other person having an interest in the 
apportionable estate; and 
D.  Except as otherwise provided in subsection 3, paragraph B, subparagraph (4) and 
except as to property to which subsection 7 applies, an estate tax apportioned to 
persons holding interests in property subject to a time-limited interest must be 
apportioned, without further apportionment, to the principal of that property. 
5.  Credits and deferrals.  Except as otherwise provided in subsections 6 and 7, this 
subsection applies to credits and deferrals of estate taxes. 
A.  A credit resulting from the payment of gift taxes or from estate taxes paid on 
property previously taxed inures ratably to the benefit of all persons to whom the 
estate tax is apportioned. 
B.  A credit for state or foreign estate taxes inures ratably to the benefit of all persons 
to whom the estate tax is apportioned, except that the amount of a credit for a state or 
foreign tax paid by a beneficiary of the property on which the state or foreign tax was 
imposed, directly or by a charge against the property, inures to the benefit of the 
beneficiary. 
C.  If payment of a portion of an estate tax is deferred because of the inclusion in the 
gross estate of a particular interest in property, the benefit of the deferral inures 
ratably to the persons to whom the estate tax attributable to the interest is 
apportioned.  The burden of any interest charges incurred on a deferral of taxes and 
the benefit of any tax deduction associated with the accrual or payment of the interest 
charge are allocated ratably among the persons receiving an interest in the property. 
6.  Insulated property; advancement of tax.  This subsection applies when the 
estate includes property that is unavailable for payment of estate tax due to impossibility 
or impracticability. 
A.  As used in this subsection, unless the context otherwise indicates, the following 
terms have the following meanings. 
(1)  "Advanced fraction" means a fraction that has as its numerator the amount of 
the advanced tax and as its denominator the value of the interests in insulated 
property to which that tax is attributable. 
(2)  "Advanced tax" means the aggregate amount of estate tax attributable to 
interests in insulated property that is required to be advanced by uninsulated 
holders under paragraph C. 
(3)  "Insulated property" means property subject to a time-limited interest that is 
included in the apportionable estate but is unavailable for payment of an estate 
tax because of impossibility or impracticability. 
(4)  "Uninsulated holder" means a person who has an interest in uninsulated 
property. 
(5)  "Uninsulated property" means property included in the apportionable estate 
other than insulated property. 
B.  If an estate tax is to be advanced pursuant to paragraph C by persons holding 
interests in uninsulated property subject to a time-limited interest other than property 
to which subsection 7 applies, the tax must be advanced, without further 
apportionment, from the principal of the uninsulated property. 
C.  Subject to subsection 9, paragraphs B and D, an estate tax attributable to interests 
in insulated property must be advanced ratably by uninsulated holders.  If the value of 
an interest in uninsulated property is less than the amount of estate taxes otherwise 
required to be advanced by the holder of that interest, the deficiency must be 
advanced ratably by the persons holding interests in properties that are excluded from 
the apportionable estate under subsection 2, paragraph A, subparagraph (2) as if those 
interests were in uninsulated property. 
D.  A court having jurisdiction to determine the apportionment of an estate tax may 
require a beneficiary of an interest in insulated property to pay all or part of the estate 
tax otherwise apportioned to the interest if the court finds that it would be 
substantively more equitable for that beneficiary to bear the tax liability personally 
than for that part of the tax to be advanced by uninsulated holders. 
E.  When a distribution of insulated property is made, each uninsulated holder may 
recover from the distributee a ratable portion of the advanced fraction of the property 
distributed.  To the extent that undistributed insulated property ceases to be insulated, 
each uninsulated holder may recover from the property a ratable portion of the 
advanced fraction of the total undistributed property. 
F.  Upon a distribution of insulated property for which, pursuant to paragraph D, the 
distributee becomes obligated to make a payment to uninsulated holders, a court may 
award an uninsulated holder a recordable lien on the distributee's property to secure 
the distributee's obligation to that uninsulated holder. 
7.  Apportionment and recapture of special elective benefits.  The reduction in 
estate tax due to election of a special elective benefit must be apportioned in accordance 
with this subsection. 
A.  As used in this subsection, unless the context otherwise indicates, the following 
terms have the following meanings. 
(1)  "Special elective benefit" means a reduction in an estate tax obtained by an 
election for: 
(a)  A reduced valuation of specified property that is included in the gross 
estate; 
(b)  A deduction from the gross estate, other than a marital or charitable 
deduction, allowed for specified property; or 
(c)  An exclusion from the gross estate of specified property. 
(2)  "Specified property" means property for which an election has been made for 
a special elective benefit. 
B.  If an election is made for one or more special elective benefits, an initial 
apportionment of a hypothetical estate tax must be computed as if no election for any 
of those benefits had been made.  The aggregate reduction in estate tax resulting from 
all elections made must be allocated among holders of interests in the specified 
property in the proportion that the amount of deduction, reduced valuation or 
exclusion attributable to each holder's interest bears to the aggregate amount of 
deductions, reduced valuations and exclusions obtained by the decedent's estate from 
the elections.  If the estate tax initially apportioned to the holder of an interest in 
specified property is reduced to zero, any excess amount of reduction reduces ratably 
the estate tax apportioned to other persons that receive interests in the apportionable 
estate. 
C.  An additional estate tax imposed to recapture all or part of a special elective 
benefit must be charged to the persons that are liable for the additional tax under the 
law providing for the recapture. 
8.  Securing payment of estate tax from property in possession of fiduciary.  A 
fiduciary may ensure that a distributee will pay the distributee's share of the estate tax 
through one of the following methods. 
A.  A fiduciary may defer a distribution of property until the fiduciary is satisfied that 
adequate provision for payment of the estate tax has been made. 
B.  A fiduciary may withhold from a distributee an amount equal to the amount of 
estate tax apportioned to an interest of the distributee. 
C.  As a condition to a distribution, a fiduciary may require the distributee to provide 
a bond or other security for the portion of the estate tax apportioned to the distributee. 
9.  Collection of estate tax by fiduciary.  A fiduciary responsible for payment of an 
estate tax may collect the tax due using the following methods. 
A.  A fiduciary responsible for payment of an estate tax may collect from any person 
the tax apportioned to and the tax required to be advanced by the person. 
B.  Except as otherwise provided in subsection 6, any estate tax due from a person 
that cannot be collected from the person may be collected by the fiduciary from other 
persons in the following order of priority: 
(1)  Any person having an interest in the apportionable estate that is not 
exonerated from the tax; 
(2)  Any other person having an interest in the apportionable estate; and 
(3)  Any person having an interest in the gross estate. 
C.  A domiciliary fiduciary may recover from an ancillary personal representative the 
estate tax apportioned to the property controlled by the ancillary personal 
representative. 
D.  The total tax collected from a person pursuant to this section may not exceed the 
value of the person's interest. 
10.  Right of reimbursement.  A person may obtain reimbursement of estate tax as 
provided in this subsection. 
A.  A person required under subsection 9 to pay an estate tax greater than the amount 
due from the person under subsection 3 or 4 has a right to reimbursement from 
another person to the extent that the other person has not paid the tax required by 
subsection 3 or 4 and a right to reimbursement ratably from other persons to the 
extent that each has not contributed a portion of the amount collected under 
subsection 9, paragraph B. 
B.  A fiduciary may enforce the right of reimbursement under paragraph A on behalf 
of the person that is entitled to the reimbursement and shall take reasonable steps to 
do so if requested by the person. 
11.  Action to determine or enforce section.  A fiduciary, transferee or beneficiary 
of the gross estate may maintain an action for declaratory judgment to have a court 
determine and enforce this section. 
12.  Delayed application.  The applicability of subsections 3 to 7 is governed by this 
subsection. 
A.  Subsections 3 to 7 do not apply to the estate of a decedent who dies on or within 3 
years after January 1, 2019 nor to the estate of a decedent who dies more than 3 years 
after January 1, 2019 if the decedent continuously lacked testamentary capacity from 
the expiration of the 3-year period until the date of death. 
B.  For the estate of a decedent who dies on or after January 1, 2019 to which 
subsections 3 to 7 do not apply, estate taxes must be apportioned pursuant to the law 
in effect immediately before January 1, 2019. 
PART 10 
CLOSING ESTATES 
§3-1001.  Formal proceedings terminating administration; testate or intestate; order 
of general protection 
1.  Formal proceedings terminating administration.  A personal representative or 
any interested person may petition for an order of complete settlement of the estate.  The 
personal representative may petition at any time and any other interested person may 
petition after one year from the appointment of the original personal representative except 
that no petition under this section may be entertained until the time for presenting claims 
that arose prior to the death of the decedent has expired.  The petition may request the 
court to determine testacy, if not previously determined, to consider the final account or 
compel or approve an accounting and distribution, to construe any will or determine heirs 
and to adjudicate the final settlement and distribution of the estate.  After notice to all 
interested persons and hearing, the court may enter an order or orders on appropriate 
conditions, determining the persons entitled to distribution of the estate and, as 
circumstances require, approving settlement and directing or approving distribution of the 
estate and discharging the personal representative from further claim or demand of any 
interested person. 
2.  Omitted parties.  If one or more heirs or devisees were omitted as parties in, or 
were not given notice of, a previous formal testacy proceeding, the court, on proper 
petition for an order of complete settlement of the estate under this section, and after 
notice to the omitted or unnotified persons and other interested parties determined to be 
interested on the assumption that the previous order concerning testacy is conclusive as to 
those given notice of the earlier proceeding, may determine testacy as it affects the 
omitted persons and confirm or alter the previous order of testacy as it affects all 
interested persons as appropriate in the light of the new proofs.  In the absence of 
objection by an omitted or unnotified person, evidence received in the original testacy 
proceeding constitutes prima facie proof of due execution of any will previously admitted 
to probate or of the fact that the decedent left no valid will if the prior proceedings 
determined this fact. 
§3-1002.  Formal proceedings terminating testate administration; order construing 
will without adjudicating testacy 
A personal representative administering an estate under an informally probated will 
or any devisee under an informally probated will may petition for an order of settlement 
of the estate that will not adjudicate the testacy status of the decedent.  The personal 
representative may petition at any time, and a devisee may petition after one year, from 
the appointment of the original personal representative, except that no petition under this 
section may be entertained until the time for presenting claims that arose prior to the 
death of the decedent has expired.  The petition may request the court to consider the 
final account or compel or approve an accounting and distribution, to construe the will 
and to adjudicate final settlement and distribution of the estate.  After notice to all 
devisees and the personal representative and hearing, the court may enter an order or 
orders, on appropriate conditions, determining the persons entitled to distribution of the 
estate under the will and, as circumstances require, approving settlement and directing or 
approving distribution of the estate and discharging the personal representative from 
further claim or demand of any devisee who is a party to the proceeding and those the 
devisee represents.  If it appears that a part of the estate is intestate, the proceedings must 
be dismissed or amendments made to meet the provisions of section 3-1001. 
§3-1003.  Closing estates; by sworn statement of personal representative 
1.  Closing estate by sworn statement of personal representative.  Unless 
prohibited by order of the court and except for estates being administered in supervised 
administration proceedings, a personal representative may close an estate by filing with 
the court no earlier than 6 months after the date of original appointment of a general 
personal representative for the estate a verified statement stating that the personal 
representative, or a previous personal representative, has: 
A.  Determined that the time limited for presentation of creditors' claims has expired; 
B.  Fully administered the estate of the decedent by making payment, settlement or 
other disposition of all claims that were presented, expenses of administration and 
estate, inheritance and other death taxes, except as specified in the statement, and that 
the assets of the estate have been distributed to the persons entitled.  If any claims 
remain undischarged, the statement must state whether the personal representative 
has distributed the estate subject to possible liability with the agreement of the 
distributees or it shall state in detail other arrangements that have been made to 
accommodate outstanding liabilities; and 
C.  Sent a copy of the statement to all distributees of the estate and to all creditors or 
other claimants of whom the personal representative is aware whose claims are 
neither paid nor barred and has furnished a full account in writing of the personal 
representative's administration to the distributees whose interests are affected thereby. 
2.  Termination of personal representative appointment.  If no proceedings 
involving the personal representative are pending in the court one year after the closing 
statement is filed, the appointment of the personal representative terminates. 
§3-1004.  Liability of distributees to claimants 
After assets of an estate have been distributed and subject to section 3-1006, an 
undischarged claim not barred may be prosecuted in a proceeding against one or more 
distributees.  A distributee is not liable to claimants for amounts received as exempt 
property or homestead or family allowances or for amounts in excess of the value of the 
distribution as of the time of distribution.  As between distributees, each bears the cost of 
satisfaction of unbarred claims as if the claim had been satisfied in the course of 
administration.  Any distributee who fails to notify other distributees of the demand made 
by the claimant in sufficient time to permit them to join in any proceeding in which the 
claim was asserted loses the right of contribution against other distributees. 
§3-1005.  Limitations on proceedings against personal representative 
Unless previously barred by adjudication and except as provided in the closing 
statement, the rights of successors and of creditors whose claims have not otherwise been 
barred against the personal representative for breach of fiduciary duty are barred unless a 
proceeding to assert those rights is commenced within 6 months after the filing of the 
closing statement.  The rights barred by this section do not include rights to recover from 
a personal representative for fraud, misrepresentation or inadequate disclosure related to 
the settlement of the decedent's estate. 
§3-1006.  Limitations on actions and proceedings against distributees 
Unless previously adjudicated in a formal testacy proceeding or in a proceeding 
settling the accounts of a personal representative or otherwise barred, the claim of any 
claimant to recover from a distributee who is liable to pay the claim, and the right of an 
heir or devisee, or of a successor personal representative acting in the heir's or devisee's 
behalf, to recover property improperly distributed or its value from any distributee is 
forever barred at the later of 3 years after the decedent's death or one year after the time 
of its distribution, but all claims of creditors of the decedent are barred 9 months after the 
decedent's death.  This section does not bar an action to recover property or value 
received as the result of fraud. 
§3-1007.  Certificate discharging liens securing fiduciary performance 
After the personal representative's appointment has terminated, the personal 
representative, the personal representative's sureties or any successor of either, upon the 
filing of a verified application showing, so far as is known by the applicant, that no action 
concerning the estate is pending in any court, is entitled to receive a certificate from the 
register that the personal representative appears to have fully administered the estate in 
question.  The certificate evidences discharge of any lien on any property given to secure 
the obligation of the personal representative in lieu of bond or any surety, but does not 
preclude action against the personal representative or the surety. 
§3-1008.  Subsequent administration 
If other property of the estate is discovered after an estate has been settled and the 
personal representative discharged or after one year after a closing statement has been 
filed, the court upon petition of any interested person and upon notice as it directs may 
appoint the same or a successor personal representative to administer the subsequently 
discovered estate.  If a new appointment is made, unless the court orders otherwise, the 
provisions of this Code apply as appropriate, but no claim previously barred may be 
asserted in the subsequent administration. 
PART 11 
COMPROMISE OF CONTROVERSIES 
§3-1101.  Effect of approval of agreements involving trusts, inalienable interests or 
interests of 3rd persons 
A compromise of any controversy as to admission to probate of any instrument 
offered for formal probate as the will of a decedent, the construction, validity or effect of 
any governing instrument, the rights or interests in the estate of the decedent, of any 
successor or the administration of the estate, if approved in a formal proceeding in the 
court for that purpose, is binding on all the parties thereto including those unborn, 
unascertained or who could not be located.  An approved compromise is binding even 
though it may affect a trust or an inalienable interest. A compromise does not impair the 
rights of creditors or of taxing authorities who are not parties to it. 
§3-1102.  Procedure for securing court approval of compromise 
The procedure for securing court approval of a compromise is as follows. 
1.  Written, signed agreement.  The terms of the compromise must be set forth in an 
agreement in writing that must be executed by all competent persons and parents or legal 
guardians who have both actual custody and legal responsibility for a minor child acting 
for any minor child who has beneficial interests or claims that will or may be affected by 
the compromise.  Execution is not required by any person whose identity cannot be 
ascertained or whose whereabouts are unknown and cannot reasonably be ascertained. 
2.  Submission to court for approval.  Any interested person, including the personal 
representative or a trustee, then may submit the agreement to the court for its approval 
and for execution by the personal representative, the trustee of every affected 
testamentary trust and other fiduciaries and representatives. 
3.  Hearing and order.  After notice to all interested persons or their representatives, 
including the personal representative of the estate and all affected trustees of trusts, the 
court, if it finds that the contest or controversy is in good faith and that the effect of the 
agreement upon the interests of persons represented by fiduciaries or other 
representatives is just and reasonable, shall make an order approving the agreement and 
directing all fiduciaries subject to its jurisdiction to execute the agreement.  Minor 
children represented only by their parents are bound only if their parents join with other 
competent persons in execution of the compromise.  Upon the making of the order and 
the execution of the agreement, all further disposition of the estate must be in accordance 
with the terms of the agreement. 
PART 12 
COLLECTION OF PERSONAL PROPERTY BY AFFIDAVIT AND SUMMARY 
ADMINISTRATION PROCEDURES FOR SMALL ESTATES 
§3-1201.  Collection of personal property by affidavit 
1.  Affidavit; duty to deliver property.  Thirty days after the death of a decedent, 
any person indebted to the decedent or having possession of personal property or an 
instrument evidencing a debt, obligation, stock or chose in action belonging to the 
decedent shall make payment of the indebtedness or deliver the personal property or an 
instrument evidencing a debt, obligation, stock or chose in action to a person claiming to 
be the successor of the decedent upon being presented an affidavit made by or on behalf 
of the successor stating that: 
A.  The value of the entire estate, wherever located, less liens and encumbrances, 
does not exceed $50,000; 
B.  Thirty days have elapsed since the death of the decedent; 
C.  No application or petition for the appointment of a personal representative is 
pending or has been granted in any jurisdiction; and 
D.  The claiming successor is entitled to payment or delivery of the property. 
2.  Securities.  A transfer agent of any security shall change the registered ownership 
on the books of a corporation from the decedent to the successor or successors upon the 
presentation of an affidavit as provided in subsection 1. 
§3-1202.  Effect of affidavit 
The person paying, delivering, transferring or issuing personal property or the 
evidence of personal property pursuant to affidavit is discharged and released to the same 
extent as if the person dealt with a personal representative of the decedent.  The person is 
not required to see to the application of the personal property or evidence of personal 
property or to inquire into the truth of any statement in the affidavit.  If any person to 
whom an affidavit is delivered refuses to pay, deliver, transfer or issue any personal 
property or evidence of personal property, it may be recovered or its payment, delivery, 
transfer or issuance compelled upon proof of their right in a proceeding brought for the 
purpose by or on behalf of the persons entitled thereto. Any person to whom payment, 
delivery, transfer or issuance is made is answerable and accountable to any personal 
representative of the estate or to any other person having a superior right. 
§3-1203.  Small estates; summary administrative procedure 
If it appears from the inventory and appraisal that the value of the entire estate, less 
liens and encumbrances, does not exceed homestead allowance, exempt property, family 
allowance, costs and expenses of administration, reasonable funeral expenses and 
reasonable and necessary medical and hospital expenses of the last illness of the 
decedent, the personal representative, without giving notice to creditors, may 
immediately disburse and distribute the estate to the persons entitled to the estate and file 
a closing statement as provided in section 3-1204. 
§3-1204.  Small estates; closing by sworn statement of personal representative 
1.  Verified statement; contents.  Unless prohibited by order of the court and except 
for estates being administered by supervised personal representatives, a personal 
representative may close an estate administered under the summary procedures of section 
3-1203 by filing with the court, at any time after disbursement and distribution of the 
estate, a verified statement stating that: 
A.  To the best knowledge of the personal representative, the value of the entire 
estate, less liens and encumbrances, did not exceed homestead allowance, exempt 
property, family allowance, costs and expenses of administration, reasonable funeral 
expenses and reasonable, necessary medical and hospital expenses of the last illness 
of the decedent; 
B.  The personal representative has fully administered the estate by disbursing and 
distributing it to the persons entitled thereto; and 
C.  The personal representative has sent a copy of the closing statement to all 
distributees of the estate and to all creditors or other claimants of whom the personal 
representative is aware whose claims are neither paid nor barred and has furnished a 
full account in writing of the administration to the distributees whose interests are 
affected. 
2.  Termination of personal representative appointment.  If no actions or 
proceedings involving the personal representative are pending in the court one year after 
the closing statement is filed, the appointment of the personal representative terminates. 
3.  Effect of verified statement.  A closing statement filed under this section has the 
same effect as one filed under section 3-1003. 
§3-1205.  Social security payments 
If not less than 30 days after the death of a Maine resident entitled at the time of the 
resident's death to a monthly benefit or benefits under Title II of the Social Security Act, 
all or part of the amount of such benefit or benefits not in excess of $1,000 is paid by the 
United States to the surviving spouse, one or more of the decedent's children or 
descendants of the deceased children, the decedent's father or mother or the decedent's 
brother or sister, preference being given in the order named if more than one request for 
payment has been made by or for such individuals, upon an affidavit made and filed with 
the federal Department of Health and Human Services by the surviving spouse or other 
relative by whom or on whose behalf request for payment is made; and if the affidavit 
shows the date of death of the decedent, the relationship of the affiant to the decedent, 
that no personal representative for the decedent has been appointed and qualified and that, 
to the affiant's knowledge, there exists at the time of filing of the affidavit no relative of a 
closer degree of kindred to the decedent than the affiant, then such payment pursuant to 
the affidavit is deemed to be a payment to the legal representative of the decedent and, 
regardless of the truth or falsity of the statements made in the affidavit, constitutes a full 
discharge and release of the United States from any further claim for such payment to the 
same extent as if such payment had been made to the personal representative of the 
decedent's estate. 
Maine Uniform Probate Code Comment (§3-101) 
The provision permitting an executed will to be introduced as evidence of a devise after 
the 3-year period is deleted in this section and replaced with exceptions to the 3-year 
limitation period found in section 3-108, subsection 1, paragraph D. 
Maine Uniform Probate Code Comment (§3-102) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-103) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-104) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-105) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-106) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-107) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-108) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-109) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-110) 
This section retains the provisions of former Title 18-A, section 3-110 as a nonuniform 
provision, and this does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-201) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-202) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-203) 
This section deviates from the Uniform Probate Code in subsections 1, 3 and 4.  In 
subsection 1, this section adds the decedent's domestic partner and the State Tax Assessor as 
paragraphs E and H respectively in keeping with prior Maine law.  In subsection 3, this 
section does not include the uniform language that references "a person who would be 
entitled to letters but for the person's age" and does not include the language in the next 
sentence that references a person "18 years of age or older."  The language is not needed in 
Maine because a person aged 18 or over may serve as a personal representative in Maine.  
The default age under the Uniform Probate Code requires that a person be at least 21 years 
old to serve as a personal representative.  Finally, in subsection 4, this section deviates from 
the Uniform Probate Code by adding the right of an agent under a power of attorney that 
expressly grants the agent the authority to do so, to exercise the same right to nominate, to 
object to another's appointment or to participate in determining the preference of a majority in 
interest of the heirs and devisees that the protected person or ward would have if qualified for 
appointment. 
Maine Uniform Probate Code Comment (§3-204) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-301) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-302) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-303) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-304) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-305) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-306) 
Every personal representative, except a special administrator, is required to provide 
notice and information, within 30 days of appointment, as required in section 3-705. 
Maine Uniform Probate Code Comment (§3-307) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-308) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-309) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-310) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-311) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-401) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-402) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-403) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-404) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-405) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-406) 
Subsection 1, addressing self-proved wills, does not constitute a substantive change to 
Maine law.  Subsection 2 clarifies that an affidavit of an attesting witness is an acceptable 
means of establishing proper execution if an attesting witness is not in the State and able to 
testify. Subsection 2 also adds a rebuttable presumption that the events recited in a witnessed 
attestation clause occurred. 
Maine Uniform Probate Code Comment (§3-407) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-408) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-409) 
This section does not constitute a substantive change to Maine law.  This section retains 
the reference to "a foreign jurisdiction," a reference that does not appear in the Uniform 
Probate Code. 
Maine Uniform Probate Code Comment (§3-410) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-411) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-412) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-413) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-414) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-501) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-502) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-503) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-504) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-505) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-601) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-602) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-603) 
This section retains as a nonuniform provision the provision of former Title 18-A, section 
3-603 concerning the exemption for a "public administration" for estates without heirs and for 
which no estate administration has commenced, as detailed in Title 18-C, section 3-619, 
subsection 7. 
Maine Uniform Probate Code Comment (§3-604) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-605) 
The threshold financial interest for requesting a bond is increased from $1,000 to $5,000. 
Maine Uniform Probate Code Comment (§3-606) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-607) 
Maine does not adopt Uniform Probate Code section 607(b) (additional requirement that 
a court schedule a hearing within 10 days).  This section does not constitute a substantive 
change to former Title 18-A, section 3-607. 
Maine Uniform Probate Code Comment (§3-608) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-609) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-610) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-611) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-612) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-613) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-614) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-615) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-616) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-617) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-618) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-619) 
This section, concerning public administration, has no counterpart in the Uniform Probate 
Code.  This section retains the provisions of former Title 18-A, section 3-619 as a nonuniform 
provision.  It does not constitute a substantive change to Maine law except that it raises the 
threshold from $200 to $5,000. 
Maine Uniform Probate Code Comment (§3-701) 
This section clarifies that the ability of a person named as personal representative to carry 
out written instructions of the decedent relating to the decedent's body, funeral and burial 
arrangements is subject to the provisions of Title 22, section 2843-A governing the custody of 
remains of a deceased person. 
Maine Uniform Probate Code Comment (§3-702) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-703) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-704) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-705) 
This section adds the Uniform Probate Code's additional information requirements from 
the personal representative to heirs, including intestate heirs, and devisees in any will 
mentioned in the application for appointment. 
Also, this section does not retain the former Title 18-A, section 3-705 requirement that 
the personal representative provide information to heirs and devisees "in any purported will 
whose existence … [was] known to the personal representative." 
Maine Uniform Probate Code Comment (§3-706) 
This section does not constitute a substantive change to Maine law.  A personal 
representative has the option of filing the inventory with the court but must furnish the 
inventory to interested persons who request it.  A personal representative has no mandatory 
obligation to mail the inventory to interested persons who do not request it.  The language as 
adopted in Maine represents a deviation from the uniform language by requiring the personal 
representative to mail the inventory only to interested persons who request it. 
Maine Uniform Probate Code Comment (§3-707) 
This section tracks the Uniform Probate Code and requires appraisal of "any asset the 
value of which may be subject to reasonable doubt." 
Maine Uniform Probate Code Comment (§3-708) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-709) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-710) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-711) 
This section does not retain the requirement under former Title 18-A, section 3-711 that 
the personal representative provide a 10-day notice for sale of real estate. 
Maine Uniform Probate Code Comment (§3-712) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-713) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-714) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-715) 
This section does not constitute a substantive change to Maine law.  The additional 
language in subsection 28 provides a reference to an applicable section concerning fiduciaries 
in Article 1. 
Maine Uniform Probate Code Comment (§3-716) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-717) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-718) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-719) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-720) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-721) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-802) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-807) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-808) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-809) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-810) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-811) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-812) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-813) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-814) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-815) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-816) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-817) 
This section, concerning survival of actions, has no counterpart in the Uniform Probate 
Code.  This section retains the provisions of former Title 18-A, section 3-817. It does not 
constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-818) 
This section, concerning damages being limited to actual damages, has no counterpart in 
the Uniform Probate Code.  This section retains the provisions of former Title 18-A, section 
3-818 as a nonuniform provision.  This section does not constitute a substantive change to 
Maine law. 
Maine Uniform Probate Code Comment (§3-903) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-904) 
This section retains language from former Title 18-A, section 3-904 that requires interest 
at the rate of 5% for underproductive property.  This section does not constitute a substantive 
change to Maine law. 
Maine Uniform Probate Code Comment (§3-905) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-906) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-907) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-908) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-909) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-910) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-911) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-912) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-913) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment  (§3-914) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-915) 
This section adds to former Title 18-A, section 3-915 options and guidance for making a 
distribution to a person under disability. 
Maine Uniform Probate Code Comment (§3-916) 
This section adds Uniform Estate Tax Apportionment Act amendments to former Title 
18-A, section 3-916. 
Maine Uniform Probate Code Comment (§3-1001) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-1002) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-1003) 
This section does not retain the former Title 18-A, section 3-1003 requirement that the 
personal representative also provide a closing statement to all persons who would have a 
claim to succession under the testacy status, meaning persons who, for various reasons, were 
affected by ademption, abatement, mistake or fraud. 
Maine Uniform Probate Code Comment (§3-1004) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-1005) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-1007) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-1008) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-1101) 
This section expands the application of former Title 18-A, section 3-1101 from "any 
probated will" to "any governing instrument." 
Maine Uniform Probate Code Comment (§3-1102) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-1201) 
This section increases the maximum size of a small estate that can be closed using the 
affidavit process from $20,000, as in former Title 18-A, section 3-1201, to $25,000. It also 
eliminates the former Title 18-A, section 3-1201 restriction to tangible personal property, 
thereby including all accounts of financial institutions. 
Maine Uniform Probate Code Comment (§3-1202) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-1203) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-1204) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§3-1205) 
This section retains the provisions of former Title 18-A, section 3-1205, which concerns 
post-mortem social security payment issues, as a nonuniform provision.  This section does not 
constitute a substantive change to Maine law. 
ARTICLE 4 
FOREIGN PERSONAL REPRESENTATIVE; ANCILLARY 
PART 1 
DEFINITIONS 
§4-101.  Definitions 
As used in this Article, unless the context otherwise indicates, the following terms 
have the following meanings. 
1.  Local administration.  "Local administration" means administration by a 
personal representative appointed in this State pursuant to appointment proceedings 
described in Article 3. 
2.  Local personal representative.  "Local personal representative" includes any 
personal representative appointed in this State pursuant to appointment proceedings 
described in Article 3 and excludes foreign personal representatives who acquire the 
power of a local personal representative pursuant to section 4-205. 
3.  Resident creditor.  "Resident creditor" means a person domiciled in or doing 
business in this State who is, or could be, a claimant against an estate of a nonresident 
decedent. 
PART 2 
POWERS OF FOREIGN PERSONAL REPRESENTATIVES 
§4-201.  Payment of debt and delivery of property to domiciliary foreign personal 
representative without local administration 
At any time after the expiration of 60 days from the death of a nonresident decedent, 
any person indebted to the estate of the nonresident decedent or having possession or 
control of personal property or of an instrument evidencing a debt, obligation, stock or 
chose in action belonging to the estate of the nonresident decedent may pay the debt or 
deliver the personal property or the instrument evidencing the debt, obligation, stock or 
chose in action to the domiciliary foreign personal representative of the nonresident 
decedent upon being presented with proof of the domiciliary foreign personal 
representative's appointment and an affidavit made by or on behalf of the representative 
stating: 
1.  Date of death.  The date of the death of the nonresident decedent; 
2.  No local administration.  That no local administration, or application or petition 
for local administration, is pending in this State; and 
3.  Personal representative authority.  That the domiciliary foreign personal 
representative is entitled to payment or delivery. 
§4-202.  Payment or delivery discharges 
Payment or delivery made in good faith on the basis of the proof of authority and 
affidavit releases the debtor or person having possession of the personal property to the 
same extent as if payment or delivery had been made to a local personal representative. 
§4-203.  Resident creditor notice 
Payment or delivery under section 4-201 may not be made if a resident creditor of the 
nonresident decedent has notified the debtor of the nonresident decedent or the person 
having possession of the personal property belonging to the nonresident decedent that the 
debt should not be paid nor the property delivered to the domiciliary foreign personal 
representative. 
§4-204.  Proof of authority; bond 
If no local administration or application or petition for local administration is pending 
in this State, a domiciliary foreign personal representative may file with a court in this 
State in a county in which property belonging to the decedent is located authenticated 
copies of the foreign personal representative's appointment and of any official bond the 
foreign personal representative has given. 
§4-205.  Powers 
A domiciliary foreign personal representative who has complied with section 4-204 
may exercise as to assets in this State all powers of a local personal representative and 
may maintain actions and proceedings in this State subject to any conditions imposed 
upon nonresident parties generally. 
§4-206.  Power of representatives in transition 
The power of a domiciliary foreign personal representative under section 4-201 or 
4-205 may be exercised only if there is no administration or application for 
administration pending in this State.  An application or petition for local administration of 
the estate terminates the power of the foreign personal representative to act under section 
4-205, but the local court may allow the foreign personal representative to exercise 
limited powers to preserve the estate.  A person who, before receiving actual notice of a 
pending local administration, has changed position in reliance upon the powers of a 
foreign personal representative may not be prejudiced by reason of the application or 
petition for, or grant of, local administration.  The local personal representative is subject 
to all duties and obligations that have accrued by virtue of the exercise of the powers by 
the foreign personal representative and may be substituted for the foreign personal 
representative in any action or proceedings in this State. 
§4-207.  Ancillary and other local administrations; provisions governing 
In respect to a nonresident decedent, the provisions of Article 3 govern: 
1.  Court proceedings in this State.  Proceedings, if any, in a court of this State for 
probate of the will, appointment, removal, supervision and discharge of the local personal 
representative and any other order concerning the estate; and 
2.  Rights of local personal representative and parties.  The status, powers, duties 
and liabilities of any local personal representative and the rights of claimants, purchasers, 
distributees and others in regard to a local administration. 
PART 3 
JURISDICTION OVER FOREIGN REPRESENTATIVES 
§4-301.  Jurisdiction by act of foreign personal representative 
A foreign personal representative submits personally to the jurisdiction of the courts 
of this State in any proceeding relating to the estate by: 
1.  Filing appointment with court.  Filing authenticated copies of the foreign 
personal representative's appointment as provided in section 4-204; 
2.  Receiving estate assets.  Receiving payment of money or taking delivery of 
personal property under section 4-201. 
Jurisdiction under this subsection is limited to the money or value of personal property 
collected; or 
3.  Acting as personal representative within State.  Doing any act as a personal 
representative in this State that would have given the State jurisdiction over the foreign 
personal representative as an individual. 
§4-302.  Jurisdiction by act of decedent 
In addition to jurisdiction conferred by section 4-301, a foreign personal 
representative is subject to the jurisdiction of the courts of this State to the same extent 
that the decedent was subject to jurisdiction immediately prior to death. 
§4-303.  Service on foreign personal representative 
Service of process may be made upon the foreign personal representative in such 
manner as the Supreme Judicial Court shall by rule provide. 
PART 4 
JUDGMENTS AND PERSONAL REPRESENTATIVE 
§4-401.  Effect of adjudication for or against personal representative 
An adjudication rendered in any jurisdiction in favor of or against any personal 
representative of the estate is as binding on the local personal representative as if the local 
personal representative were a party to the adjudication. 
Maine Uniform Probate Code Comment (§4-101) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§4-201) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§4-202) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§4-203) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§4-204) 
This section removes the requirement under former Title 18-A, section 4-204 that a 
foreign personal representative file proof of current authority in addition to authenticated 
copies of the appointment and any official bond given. 
Maine Uniform Probate Code Comment (§4-205) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§4-206) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§4-207) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§4-301) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§4-302) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§4-303) 
This section retains the provisions of former Title 18-A, section 4-303 as a 
nonuniform provision. 
Maine Uniform Probate Code Comment (§4-401) 
This section does not constitute a substantive change to Maine law. 
ARTICLE 5 
UNIFORM GUARDIANSHIP AND PROTECTIVE PROCEEDINGS ACT  
PART 1 
GENERAL PROVISIONS 
§5-101.  Short title 
This Article may be known and cited as "the Uniform Guardianship and Protective 
Proceedings Act." 
§5-102.  Definitions 
As used in this Article, unless the context otherwise indicates, the following terms 
have the following meanings. 
1.  Best interest of the minor.  "Best interest of the minor" means the best interest as 
determined under Title 19-A, section 1653, subsection 3. 
2.  Court.  "Court" means any one of the several courts of probate in this State as 
described in Title 4, section 201. 
3.  Legal representative.  "Legal representative" includes the attorney for the 
respondent, a representative payee, a guardian or conservator acting for a respondent in 
this State or elsewhere, a trustee or custodian of a trust or custodianship of which the 
respondent is a beneficiary and an agent designated under a power of attorney, whether 
for health care or property, in which the respondent is identified as the principal. 
4.  Parent.  "Parent" means a person who has established a parent-child relationship 
with the child under Title 19-A, chapter 61 and whose parental rights have not been 
terminated. 
5.  Respondent.  "Respondent" means an individual for whom the appointment of a 
guardian or conservator or other protective order is sought. 
§5-103.  Facility of transfer 
1.  Transfer of money or personal property to minor.  Unless a person required to 
transfer money or personal property to a minor knows that a conservator has been 
appointed or that a proceeding for appointment of a conservator of the estate of the minor 
is pending, the person may do so, as to an amount or value not exceeding $10,000 a year, 
by transferring it to: 
A.  A person who has the care and custody of the minor and with whom the minor 
resides;  
B.  A guardian of the minor;  
C.  A custodian under the Maine Uniform Transfers to Minors Act; 
D.  A financial institution as a deposit in an interest-bearing account or certificate in 
the sole name of the minor and giving notice of the deposit to the minor; or 
E.  The minor, if married. 
2.  Responsibility for proper application.  A person who transfers money or 
property in compliance with this section is not responsible for its proper application. 
3.  For benefit of minor; no personal financial benefit.  A guardian or other person 
who receives money or property for a minor under subsection 1, paragraph A or B may 
apply it only to the support, care, education, health and welfare of the minor and may not 
derive a personal financial benefit except for reimbursement for necessary expenses.  Any 
excess must be preserved for the future support, care, education, health and welfare of the 
minor, and any balance must be transferred to the minor upon emancipation or attaining 
majority. 
§5-104.  Delegation of power by parent or guardian 
1.  Delegation; up to 12 months.  A parent or a guardian of a minor or incapacitated 
person, by a power of attorney, may delegate to another person, for a period not 
exceeding 12 months, any power regarding care, custody or property of the minor or 
ward, except the power to consent to marriage, adoption or termination of parental rights 
to the minor.  A delegation of powers by a court-appointed guardian becomes effective 
only when the power of attorney is filed with the court.  A delegation of powers under 
this section does not deprive the parent or guardian of any parental or legal authority 
regarding the care and custody of the minor or incapacitated person. 
2.  National Guard or Reserves; extension.  Notwithstanding subsection 1, unless 
otherwise stated in the power of attorney, if the parent or guardian is a member of the 
National Guard or Reserves of the United States Armed Forces under an order to active 
duty for a period of more than 30 days, a power of attorney that would otherwise expire is 
automatically extended until 30 days after the parent or guardian is no longer under that 
active duty order or until an order of the court so provides. 
This subsection applies only if the parent's or guardian's service is in support of: 
A.  An operational mission for which members of the reserve components have been 
ordered to active duty without their consent; or 
B.  Forces activated during a period of war declared by the United States Congress or 
a period of national emergency declared by the President of the United States or the 
United States Congress. 
3.  Temporary care of minor.  This subsection applies when a parent or guardian 
executes a power of attorney under subsection 1 for the purpose of providing for the 
temporary care of a minor. 
A.  The execution of a power of attorney under subsection 1, without other evidence, 
does not constitute abandonment, abuse or neglect.  A parent or guardian of a minor 
may not execute a power of attorney with the intention of permanently avoiding or 
divesting the parent or guardian of parental and legal responsibility for the care of the 
minor. Upon the expiration or termination of the power of attorney, the minor must 
be returned to the custody of the parent or guardian as soon as reasonably possible 
unless otherwise ordered by the court. 
B.  Unless the power of attorney is terminated, the agent named in the power of 
attorney shall exercise parental or legal authority on a continuous basis without 
compensation from the State for the duration of the power of attorney authorized by 
subsection 1. Nothing in this subsection disqualifies the agent from applying for and 
receiving benefits from any state or federal program of assistance for the minor or the 
agent.  Nothing in this subsection prevents individuals or religious, community or 
other charitable organizations from voluntarily providing the agent with support 
related to the care of the minor while the minor is in the temporary care of the agent. 
C.  A minor may not be considered placed in foster care or in any way a ward of the 
State by virtue of the parent's or guardian's execution of a power of attorney 
authorized by subsection 1. The agent named in the power of attorney may not be 
considered a family foster home by virtue of the parent's or guardian's execution of a 
power of attorney authorized by subsection 1 and is not subject to any laws regarding 
the licensure or regulation of family foster homes unless licensed as a family foster 
home.  Nothing in this subsection disqualifies the agent from being or becoming a 
family foster home licensed by the State or prevents the placement of the minor in the 
agent's care if the minor enters state custody. 
D.  An organization, other than an organization whose primary purpose is to provide 
free legal services, that is exempt from federal income taxation under Section 501(a) 
of the United States Internal Revenue Code of 1986 as an organization described by 
Section 501(c)(3) and that assists parents or guardians with the process of executing a 
power of attorney for the temporary care of a minor shall ensure that a background 
check is conducted for the agent and any adult members of the agent's household, 
whether by completing the background check directly or by verifying that a current 
background check has already been conducted.  The background check must include 
the following sources, and the results must be shared with the parent or guardian and 
the proposed agent: 
(1)  A screening for child and adult abuse, neglect or exploitation cases in the 
records of the Department of Health and Human Services; and 
(2)  A criminal history record check that includes information obtained from the 
Federal Bureau of Investigation. 
The organization shall maintain records on the training and background checks of 
agents, including the content and dates of training and full transcripts of background 
checks, for a period of not less than 5 years after the minor attains 18 years of age.  
The organization shall make the records available to a parent or guardian executing a 
power of attorney under this subsection and to the ombudsman under Title 22, section 
4087-A and any local, state or federal authority conducting an investigation involving 
the agent, the parent or guardian or the minor. 
E.  An employee or volunteer for an organization described in paragraph D may not 
further assist with a process that results in the completion of a power of attorney for 
the temporary care of a minor if the background checks conducted pursuant to 
paragraph D, subparagraphs (1) and (2) disclose any substantiated allegations of child 
abuse, neglect or exploitation or any crimes that would disqualify the agent from 
becoming a licensed family foster home in the State. 
F.  The following penalties apply to violations of this subsection. 
(1)  An organization that knowingly fails to perform or verify the background 
checks or fails to share the background check information as required by this 
subsection is subject to a civil penalty not to exceed $5,000, payable to the State 
and recoverable in a civil action. 
(2) An organization or an employee or volunteer of an organization that continues 
to assist a parent, guardian or agent in completing a power of attorney under this 
subsection if the background checks conducted pursuant to paragraph D disclose 
any substantiated allegations of child abuse, neglect or exploitation or any crimes 
that would disqualify the agent from becoming a licensed family foster home is 
subject to a civil penalty not to exceed $5,000, payable to the State and 
recoverable in a civil action. 
(3)  An organization or an employee or volunteer of an organization that 
knowingly fails to maintain records or to disclose information as required by this 
subsection is subject to a civil penalty not to exceed $5,000, payable to the State 
and recoverable in a civil action. 
§5-105.  Subject matter jurisdiction 
1.  Guardianship, protective proceedings for minors; exception.  Except to the 
extent the guardianship is subject to the Uniform Child Custody Jurisdiction and 
Enforcement Act and Title 4, section 152, subsection 5-A, the court has jurisdiction over 
guardianship for minors domiciled or present in this State.  The court has jurisdiction 
over protective proceedings for minors domiciled in or having property located in this 
State. 
2.  Guardianship, protective proceedings for adults.  The court has jurisdiction 
over guardianship and protective proceedings for an adult as provided in the Uniform 
Adult Guardianship and Protective Proceedings Jurisdiction Act. 
§5-106.  Transfer of jurisdiction 
1.  Rules for transfer of jurisdiction.  Except as otherwise provided in subsection 2, 
the following rules apply. 
A.  After the appointment of a guardian or conservator or entry of another protective 
order, the court making the appointment or entering the order may transfer the 
proceeding to a court in another county in this State or to another state if the court is 
satisfied that a transfer will serve the best interest of the ward or protected person. 
B.  If a guardianship or protective proceeding is pending in another state or a foreign 
country and a petition for guardianship or protective proceeding is filed in a court in 
this State, the court in this State shall notify the original court and, after consultation 
with the original court, assume or decline jurisdiction, whichever is in the best 
interest of the ward or protected person. 
C.  A guardian, conservator or like fiduciary appointed in another state may petition 
the court for appointment as a guardian or conservator in this State if venue in this 
State is or will be established.  The appointment may be made upon proof of 
appointment in the other state and presentation of a certified copy of the portion of 
the court record in the other state specified by the court in this State.  Notice of 
hearing on the petition, together with a copy of the petition, must be given to the 
ward or protected person, if the ward or protected person has attained 14 years of age, 
and to the persons who would be entitled to notice if the regular procedures for 
appointment of a guardian or conservator under this Article were applicable.  The 
court shall make the appointment in this State unless the court concludes that the 
appointment would not be in the best interest of the ward or protected person.  On the 
filing of an acceptance of office and any required bond, the court shall issue 
appropriate letters of guardianship or conservatorship.  Not later than 14 days after an 
appointment, the guardian or conservator shall send or deliver a copy of the order of 
appointment to the ward or protected person, if the ward or protected person has 
attained 14 years of age, and to all persons given notice of the hearing on the petition. 
2.  Adult subject to transfer provisions of this Article.  Subsection 1 does not 
apply to a guardianship or protective proceeding for an adult who is subject to the transfer 
provisions of this Article. 
§5-107.  Venue 
1.  Guardianship for minor.  Venue for a guardianship proceeding for a minor is in 
the county of this State in which the minor resides or is present at the time the proceeding 
is commenced. 
2.  Guardianship for incapacitated person.  Venue for a guardianship proceeding 
for an incapacitated person is in the county of this State in which the respondent resides 
and, if the respondent has been admitted to an institution by order of a court of competent 
jurisdiction, in the county in which the court is located.  Venue for the appointment of an 
emergency or a temporary substitute guardian of an incapacitated person is also in the 
county in which the incapacitated person is present. 
3.  Protective proceeding.  Venue for a protective proceeding is in the county of this 
State in which the respondent resides, whether or not a guardian has been appointed in 
another place or, if the respondent does not reside in this State, in any county of this State 
in which property of the respondent is located. 
4.  Where first brought; exceptions.  If a proceeding under this Article is brought in 
more than one county in this State, the court of the county in which the proceeding is first 
brought has the exclusive right to proceed unless that court determines that venue is 
properly in another court or that the interests of justice otherwise require that the 
proceeding be transferred. 
§5-108.  Letters of appointment 
Upon the guardian's filing of an acceptance of appointment, the court shall issue 
appropriate letters of guardianship.  Upon the conservator's filing of an acceptance of 
appointment and any required bond, the court shall issue appropriate letters of 
conservatorship.  Letters of guardianship must indicate whether the guardian was 
appointed by the court, a parent or the spouse.  Any limitation on the powers of a 
guardian or conservator or of the assets subject to a conservatorship must be endorsed on 
the guardian's or conservator's letters. 
§5-109.  Effect of acceptance of appointment 
By accepting appointment, a guardian or conservator submits personally to the 
jurisdiction of the court in any proceeding relating to the guardianship or conservatorship.  
The petitioner shall send or deliver notice of any proceeding to the guardian or 
conservator at the guardian's or conservator's address shown in the court records and at 
any other address then known to the petitioner. 
§5-110.  Termination of or change in guardian's or conservator's appointment 
1.  Termination of appointment.  The appointment of a guardian or conservator 
terminates upon the death, resignation or removal of the guardian or conservator or upon 
termination of the guardianship or conservatorship.  A resignation of a guardian or 
conservator is effective when approved by the court.  A parental or spousal appointment 
as guardian under an informally probated will terminates if the will is later denied probate 
in a formal proceeding. Termination of the appointment of a guardian or conservator does 
not affect the liability of either for previous acts or the obligation to account for money 
and other assets of the ward or protected person. 
2.  Petition for removal or permission to resign.  A ward, protected person or 
person interested in the welfare of a ward or protected person may petition for removal of 
a guardian or conservator on the ground that removal would be in the best interest of the 
ward or protected person or for other good cause.  A guardian or conservator may petition 
for permission to resign.  A petition for removal or permission to resign may include a 
request for appointment of a successor guardian or conservator. 
3.  Appointment of additional, successor guardian or conservator.  The court may 
appoint an additional guardian or conservator at any time to serve immediately or upon 
some other designated event, and may appoint a successor guardian or conservator in the 
event of a vacancy or make the appointment in contemplation of a vacancy to serve if a 
vacancy occurs.  An additional or successor guardian or conservator may file an 
acceptance of appointment at any time after the appointment, but not later than 30 days 
after the occurrence of the vacancy or other designated event.  The additional or 
successor guardian or conservator becomes eligible to act on the occurrence of the 
vacancy or designated event, or the filing of the acceptance of appointment, whichever 
last occurs.  A successor guardian or conservator succeeds to the predecessor's powers, 
and a successor conservator succeeds to the predecessor's title to the protected person's 
assets. 
4.  Court appointment of attorney for ward, guardian, petitioner.  If, at any time 
in the proceeding, the court determines that the interests of the ward are, or may be, 
inadequately represented, the court may appoint an attorney to represent the ward, giving 
consideration to the preference of the ward if the ward is 14 or more years of age.  In a 
contested action, the court also may appoint counsel for any indigent guardian or 
petitioner. 
5.  Termination without consent, best interest; subsequent petitions.  The court 
may not terminate the guardianship in the absence of the guardian's consent unless the 
court finds by a preponderance of the evidence that the termination is in the best interest 
of the ward.  The petitioner has the burden of showing by a preponderance of the 
evidence that termination of the guardianship is in the best interest of the ward.  If the 
court does not terminate the guardianship, the court may dismiss subsequent petitions for 
termination of the guardianship unless there has been a substantial change of 
circumstances. 
6.  Parent's petition to terminate guardianship; burden of proof.  A party 
opposing a parent's petition to terminate a guardianship bears the burden of proving by a 
preponderance of the evidence that the parent seeking to terminate the guardianship is 
currently unfit to regain custody of the child.  If the party opposing termination of the 
guardianship fails to meet its burden of proof on the question of the parent's fitness to 
regain custody, the court shall terminate the guardianship and make any further order that 
may be appropriate. 
§5-111.  Notice 
1.  Notice by petitioner; rules.  Except as otherwise ordered by the court for good 
cause, if notice of a hearing on a petition is required, other than a notice for which 
specific requirements are otherwise provided, the petitioner shall give notice of the time 
and place of the hearing to the person to be notified.  Notice must be given, in such 
manner as the Supreme Judicial Court by rule provides, at least 14 days before the 
hearing. 
2.  Proof of notice.  Proof of notice under subsection 1 must be made before or at the 
hearing and filed in the proceeding. 
3.  Plain language.  A notice under this Article must be given in plain language. 
§5-112.  Waiver of notice 
A person may waive notice by a writing signed by the person or the person's attorney 
and filed in the proceeding.  However, a respondent, ward or protected person may not 
waive notice. 
§5-113.  Guardian ad litem 
At any stage of a proceeding, a court may appoint a guardian ad litem if the court 
determines that representation of the interest otherwise would be inadequate.  If not 
precluded by a conflict of interest, a guardian ad litem may be appointed to represent 
several individuals or interests.  The court shall state on the record the duties of the 
guardian ad litem and the court's reasons for the appointment. 
§5-114.  Request for notice; interested persons 
An interested person not otherwise entitled to notice who desires to be notified before 
any order is made in a guardianship proceeding, including a proceeding after the 
appointment of a guardian, or in a protective proceeding may file a request for notice with 
the clerk of the court in which the proceeding is pending.  The clerk shall send or deliver 
a copy of the request to the guardian and to the conservator if one has been appointed.  A 
request is not effective unless it contains a statement showing the interest of the person 
making it and the address of that person or an attorney to whom notice is to be given.  
The request is effective only as to proceedings conducted after its filing.  A governmental 
agency paying or planning to pay benefits to the respondent or protected person is an 
interested person in a protective proceeding. 
§5-115.  Multiple appointments or nominations 
If a respondent or other person makes more than one written appointment or 
nomination of a guardian or a conservator, the most recent controls. 
PART 2 
GUARDIANSHIP OF MINOR 
§5-201.  Appointment and status of guardian 
A person becomes a guardian of a minor by parental appointment or upon 
appointment by the court.  The guardianship status continues until terminated, without 
regard to the location of the guardian or minor ward.  This section does not apply to 
permanency guardians appointed in District Court child protective proceedings under 
Title 22, section 4038-C.  If a minor has a permanency guardian, the court may not 
appoint another guardian without leave of the District Court in which the child protective 
proceeding is pending. 
§5-202.  Parental appointment of guardian 
1.  Appointment by parent.  A guardian may be appointed by will or other signed 
writing by a parent for any minor child the parent has or may have in the future.  The 
appointment may specify the desired limitations on the powers to be given to the 
guardian.  The appointing parent may revoke or amend the appointment before 
confirmation by the court. 
2.  Petition to confirm selection, terminate right to object.  Upon petition of an 
appointing parent and a finding that the appointing parent will likely become unable to 
care for the child within 2 years, and after notice as provided in section 5-205, subsection 
1, the court, before the appointment becomes effective, may confirm the parent's selection 
of a guardian and terminate the rights of others to object. 
3.  Appointment effective.  Subject to section 5-203, the appointment of a guardian 
becomes effective upon the appointing parent's death, an adjudication that the parent is an 
incapacitated person or a written determination by a physician who has examined the 
parent that the parent is no longer able to care for the child, whichever first occurs. 
4.  Acceptance of appointment.  The guardian becomes eligible to act upon the 
filing of an acceptance of appointment, which must be filed within 30 days after the 
guardian's appointment becomes effective.  The guardian shall: 
A.  File the acceptance of appointment and a copy of the will with the court of the 
county in which the will was or could be probated or, in the case of another 
appointing instrument, file the acceptance of appointment and the appointing 
instrument with the court of the county in which the minor resides or is present; and 
B.  Give written notice of the acceptance of appointment to the appointing parent, if 
living, the minor, if the minor has attained 14 years of age, and a person other than 
the parent having care and custody of the minor. 
5.  Notice of right to object.  Unless the appointment was previously confirmed by 
the court, the notice given under subsection 4, paragraph B must include a statement of 
the right of those notified to terminate the appointment by filing a written objection in the 
court as provided in section 5-203. 
6.  Petition to confirm appointment.  Unless the appointment was previously 
confirmed by the court, within 30 days after filing the notice and the appointing 
instrument, a guardian shall petition the court for confirmation of the appointment, giving 
notice in the manner provided in section 5-205, subsection 1. 
7.  Parental rights not superseded; priority.  The appointment of a guardian by a 
parent does not supersede the parental rights of either parent.  If both parents are dead or 
have been adjudged incapacitated persons, an appointment by the last parent who died or 
was adjudged incapacitated has priority.  An appointment by a parent that is effected by 
filing the guardian's acceptance under a will probated in the state of the testator's domicile 
is effective in this State. 
8.  Relation back of powers.  The powers of a guardian who timely complies with 
the requirements of subsections 4 and 6 relate back to give acts by the guardian that are of 
benefit to the minor and occurred on or after the date the appointment became effective 
the same effect as those that occurred after the filing of the acceptance of the 
appointment. 
9.  Termination of authority.  The authority of a guardian appointed under this 
section terminates upon the first to occur of the appointment of a guardian by the court or 
the giving of written notice to the guardian of the filing of an objection pursuant to 
section 5-203. 
§5-203.  Objection by minor or others to parental appointment 
Until the court has confirmed an appointee under section 5-202, a minor who is the 
subject of an appointment by a parent and who has attained 14 years of age, the other 
parent or a person other than a parent or guardian having care or custody of the minor 
may prevent or terminate the appointment at any time by filing a written objection in the 
court in which the appointing instrument is filed and giving notice of the objection to the 
guardian and any other persons entitled to notice of the acceptance of the appointment.  
An objection may be withdrawn and if withdrawn is of no effect.  The objection does not 
preclude judicial appointment of the person selected by the parent.  The court may treat 
the filing of an objection as a petition for the appointment of an emergency or a 
temporary guardian under section 5-204 and proceed accordingly. 
§5-204.  Judicial appointment of guardian; conditions for appointment 
1.  Petition.  A minor or a person interested in the welfare of a minor may petition for 
appointment of a guardian. 
2.  Appointment.  The court may appoint a guardian for a minor if the court finds the 
appointment is in the minor's best interest and finds: 
A.  That the parents consent; 
B.  That all parental rights have been terminated; or 
C.  By clear and convincing evidence that the parents are unwilling or unable to 
exercise their parental rights. 
3.  Priority for appointment.  If a guardian is appointed by a parent pursuant to 
section 5-202 and the appointment has not been prevented or terminated under section 
5-203, that appointee has priority for appointment.  However, the court may proceed with 
another appointment upon a finding that the appointee under section 5-202 has failed to 
accept the appointment within 30 days after notice of the guardianship proceeding. 
4.  Temporary guardian.  If necessary, the court may appoint a temporary guardian, 
with the status of an ordinary guardian of a minor, but the authority of a temporary 
guardian may not last longer than 6 months, except as provided in subsection 5. 
Notice of hearing on the petition for the appointment of a temporary guardian must be as 
provided under section 5-111 and section 5-205, except that the notice must be given at 
least 5 days before the hearing, and notice need not be given to any person whose address 
and present whereabouts are unknown and cannot be ascertained by due diligence.  Upon 
a showing of good cause, the court may waive service of the notice of hearing on any 
person, other than the minor, if the minor is at least 14 years of age. 
5.  Parent member of National Guard or Reserves.  If one of the parents of a 
minor is a member of the National Guard or the Reserves of the United States Armed 
Forces under an order to active duty for a period of more than 30 days, a temporary 
guardianship that would otherwise expire is automatically extended until 30 days after the 
parent is no longer under that active duty order or until an order of the court so provides.  
This subsection applies only if the parent's service is in support of: 
A.  An operational mission for which members of the reserve components have been 
ordered to active duty without their consent; or 
B.  Forces activated during a period of war declared by the United States Congress or 
a period of national emergency declared by the President of the United States or the 
United States Congress. 
6.  Appointment of counsel.  A nonconsenting parent whose parental rights have not 
been terminated is entitled to court-appointed legal counsel if indigent.  In a contested 
action, the court may also appoint counsel for any indigent guardian or petitioner when a 
parent or legal custodian has counsel. 
7.  Child support.  In a proceeding on a petition for judicial appointment of a 
guardian, the court may order a parent to pay child support in accordance with Title 19-A, 
Part 3.  When the Department of Health and Human Services provides child support 
enforcement services, the Commissioner of Health and Human Services may designate 
employees of the department who are not attorneys to represent the department in court if 
a hearing is held.  The commissioner shall ensure that appropriate training is provided to 
all employees who are designated to represent the department under this subsection. 
8.  Limited guardian.  If the court appoints a limited guardian, the court shall 
specify the duties and powers of the guardian, as required in section 5-108 and section 
5-206, and any parental rights and responsibilities retained by the parent of the minor. 
§5-205.  Judicial appointment of guardian; procedure 
1.  Petition; notice of hearing.  After a petition for appointment of a guardian is 
filed, the court shall schedule a hearing, and the petitioner shall give notice of the time 
and place of the hearing, together with a copy of the petition, to: 
A.  The minor, if the minor has attained 14 years of age and is not the petitioner; 
B.  Any person alleged to have had the primary care and custody of the minor during 
the 60 days before the filing of the petition; 
C.  Each living parent of the minor or, if there is none, the adult nearest in kinship 
who can be found; 
D.  Any person nominated as guardian by the minor if the minor has attained 14 years 
of age; 
E.  Any appointee of a parent whose appointment has not been prevented or 
terminated under section 5-203; and 
F.  Any guardian or conservator currently acting for the minor in this State or 
elsewhere. 
2.  Appointment; other disposition.  The court, after the hearing scheduled pursuant 
to subsection 1, shall make the appointment of a guardian if the court finds that a 
qualified person seeks appointment, venue is proper, the required notices have been 
given, the conditions of section 5-204, subsection 2 have been met and the best interest of 
the minor will be served by the appointment.  In other cases, the court may dismiss the 
proceeding or make any other disposition of the matter that will serve the best interest of 
the minor. 
3.  Court-appointed attorney.  If the court determines at any stage of the 
proceeding, before or after appointment, that the interests of the minor are or may be 
inadequately represented, the court may appoint an attorney to represent the minor, giving 
consideration to the choice of the minor if the minor has attained 14 years of age. 
§5-206.  Judicial appointment of guardian; priority of minor's nominee; limited 
guardianship 
1.  Appointment of guardian or coguardians.  The court shall appoint as guardian 
or coguardians of a minor a person or persons whose appointment will be in the best 
interest of the minor.  The court shall appoint a person or persons nominated by the 
minor, if the minor has attained 14 years of age, unless the court finds the appointment 
will be contrary to the best interest of the minor. 
2.  Limited powers of guardian or coguardian.  In the interest of developing self-
reliance of a ward or for other good cause, the court, at the time of appointment or later, 
on the court's own motion or on motion of the minor or other interested person, may limit 
the powers of a guardian or coguardian otherwise granted by this Part and thereby create 
a limited guardianship.  Following the same procedure, the court may grant additional 
powers or withdraw powers previously granted. 
§5-207.  Duties of guardian 
1.  Duties and responsibilities of a parent.  Except as otherwise limited by the 
court, a guardian of a minor ward has the duties and responsibilities of a parent regarding 
the ward's support, care, education, health and welfare.  A guardian shall act at all times 
in the ward's best interest and exercise reasonable care, diligence and prudence. 
2.  Specific duties and responsibilities.  A guardian shall: 
A.  Become or remain personally acquainted with the ward and maintain sufficient 
contact with the ward to know of the ward's capacities, limitations, needs, 
opportunities and physical and mental health; 
B.  Take reasonable care of the ward's personal effects and bring a protective 
proceeding if necessary to protect other property of the ward; 
C.  Expend money of the ward that has been received by the guardian for the ward's 
current needs for support, care, education, health and welfare; 
D.  Conserve any excess money of the ward for the ward's future needs, but if a 
conservator has been appointed for the estate of the ward, the guardian shall pay the 
money at least quarterly to the conservator to be conserved for the ward's future 
needs; 
E.  Report the condition of the ward and account for money and other assets in the 
guardian's possession or subject to the guardian's control, as ordered by the court on 
application of any person interested in the ward's welfare or as required by court rule; 
and 
F.  Inform the court of any change in the ward's custodial dwelling or address. 
§5-208.  Powers of guardian 
1.  Powers of a parent.  Except as otherwise limited by the court, a guardian of a 
minor ward has the powers of a parent regarding the ward's support, care, education, 
health and welfare. 
2.  Specific powers.  A guardian may: 
A.  Apply for and receive money for the support of the ward otherwise payable to the 
ward's parent, guardian or custodian under the terms of any statutory system of 
benefits or insurance or any private contract, devise, trust, conservatorship or 
custodianship; 
B.  If otherwise consistent with the terms of any order by a court of competent 
jurisdiction relating to custody of the ward, take custody of the ward and establish the 
ward's place of custodial dwelling, but may establish or move the ward's custodial 
dwelling outside the State only upon express authorization of the court; 
C.  If a conservator for the estate of a ward has not been appointed with existing 
authority, commence a proceeding, including an administrative proceeding, or take 
other appropriate action to compel a person to support the ward or to pay money for 
the benefit of the ward; 
D.  Except as limited by section 5-707, consent to medical or other care, treatment or 
service for the ward; 
E.  Consent to the marriage of the ward; and 
F.  If reasonable under all of the circumstances, delegate to the ward certain 
responsibilities for decisions affecting the ward's well-being. 
3.  Consent to adoption.  The court may specifically authorize the guardian to 
consent to the adoption of the ward. 
4.  Powers of coguardians.  If coguardians are appointed, the powers of the 
guardians are joint and several, unless limited by the appointing document. 
§5-209.  Rights and immunities of guardian 
1.  Reasonable compensation and reimbursement.  A guardian is entitled to 
reasonable compensation for services as guardian and to reimbursement for room, board 
and clothing provided by the guardian to the ward, but only as approved by the court.  If a 
conservator, other than the guardian or a person who is affiliated with the guardian, has 
been appointed for the estate of the ward, reasonable compensation and reimbursement to 
the guardian may be approved and paid by the conservator without order of the court. 
2.  Personal liability.  A guardian need not use the guardian's personal funds for the 
ward's expenses.  A guardian is not liable to a 3rd person for acts of the ward solely by 
reason of the guardianship.  A guardian is not liable for injury to the ward resulting from 
the negligence or act of a 3rd person providing medical or other care, treatment or service 
for the ward except to the extent that a parent would be liable under the circumstances. 
§5-210.  Termination of guardianship; other proceedings after appointment 
1.  Termination of guardianship.  A guardianship of a minor terminates upon the 
minor's death, adoption, emancipation, marriage or attainment of majority or as ordered 
by the court. 
2.  Petition for order.  A ward or a person interested in the welfare of a ward may 
petition for any order that is in the best interest of the ward.  The petitioner shall give 
notice of the hearing on the petition to the ward, if the ward has attained 14 years of age 
and is not the petitioner, the guardian and any other person as ordered by the court. 
§5-211.  Transitional arrangement for minors 
In issuing, modifying or terminating an order of guardianship for a minor, the court 
may enter an order providing for transitional arrangements for the minor if the court 
determines that such arrangements will assist the minor with a transition of custody and 
are in the best interest of the minor.  Orders providing for transitional arrangements may 
include, but are not limited to, rights of contact, housing, counseling or rehabilitation. 
PART 3 
GUARDIANSHIP OF INCAPACITATED PERSON 
§5-301.  Appointment and status of guardian 
A person becomes a guardian of an incapacitated person by a parental, spousal or 
domestic partner appointment or upon appointment by the court.  The guardianship 
continues until terminated, without regard to the location of the guardian or ward. 
§5-302.  Appointment of guardian by will or other writing 
1.  Appointment by parent.  A parent, by will or other signed writing, may appoint a 
guardian for an unmarried child who the parent believes is an incapacitated person, 
specify desired limitations on the powers to be given to the guardian and revoke or amend 
the appointment before confirmation by the court. 
2.  Appointment by spouse or domestic partner.  An individual, by will or other 
signed writing, may appoint a guardian for the individual's spouse or domestic partner 
who the appointing spouse or domestic partner believes is an incapacitated person, 
specify desired limitations on the powers to be given to the guardian and revoke or amend 
the appointment before confirmation by the court. 
3.  Written objection; petition for emergency, limited or unlimited guardian.  
The incapacitated person, the person having care or custody of the incapacitated person if 
other than the appointing parent, spouse or domestic partner or the adult nearest in 
kinship to the incapacitated person may file a written objection to an appointment, unless 
the court has confirmed the appointment under subsection 4.  The filing of the written 
objection terminates the appointment.  An objection may be withdrawn and, if 
withdrawn, is of no effect.  The objection does not preclude judicial appointment of the 
person selected by the parent, spouse or domestic partner.  Notice of the objection must 
be given to the guardian and any other person entitled to notice of the acceptance of the 
appointment.  The court may treat the filing of an objection as a petition for the 
appointment of an emergency guardian under section 5-312 or for the appointment of a 
limited or unlimited guardian under section 5-304 and proceed accordingly. 
4.  Court confirmation of certain appointees' selection of successor.  Upon 
petition of the appointing parent, spouse or domestic partner and a finding that the 
appointing parent, spouse or domestic partner will likely become unable to care for the 
incapacitated person within 2 years and after notice as provided in this section, the court, 
before the appointment becomes effective, may confirm the appointing parent's, spouse's 
or domestic partner's selection of a guardian and terminate the rights of others to object. 
§5-303.  Appointment of guardian by will or other writing; effectiveness; 
acceptance; confirmation 
1.  Appointment effective.  The appointment of a guardian under section 5-302 
becomes effective upon the death of the appointing parent, spouse or domestic partner, 
the adjudication of incapacity of the appointing parent, spouse or domestic partner or a 
written determination by a physician who has examined the appointing parent, spouse or 
domestic partner that the appointing parent, spouse or domestic partner is no longer able 
to care for the incapacitated person, whichever first occurs. 
2.  Acceptance of appointment.  A guardian appointed under section 5-302 becomes 
eligible to act upon the filing of an acceptance of appointment, which must be filed within 
days after the guardian's appointment becomes effective.  The guardian shall: 
A.  File the notice of acceptance of appointment and a copy of the will with the court 
of the county in which the will was or could be probated or, in the case of another 
appointing instrument, file the acceptance of appointment and the appointing 
instrument with the court in the county in which the incapacitated person resides or is 
present; and 
B.  Give written notice of the acceptance of appointment to the appointing parent, 
spouse or domestic partner, if living, the incapacitated person, a person having care 
or custody of the incapacitated person other than the appointing parent, spouse or 
domestic partner and the adult nearest in kinship. 
3.  Notice of right to object.  Unless the appointment was previously confirmed by 
the court, the notice given under subsection 2, paragraph B must include a statement of 
the right of those notified to terminate the appointment by filing a written objection as 
provided in section 5-302. 
4.  Acceptance under will probated in another state.  An appointment effected by 
filing the guardian's acceptance under a will probated in the state of the testator's domicile 
is effective in this State. 
5.  Petition to confirm appointment.  Unless the appointment was previously 
confirmed by the court, within 30 days after filing the notice and the appointing 
instrument, a guardian appointed under section 5-302 shall file a petition in the court for 
confirmation of the appointment.  Notice of the filing must be given in the manner 
provided in section 5-309. 
6.  Termination of authority.  The authority of a guardian appointed under section 
5-302 terminates upon the appointment of a guardian by the court or the giving of written 
notice to the guardian of the filing of an objection pursuant to section 5-302, whichever 
first occurs. 
7.  Appointment not a determination of incapacity.  The appointment of a guardian 
under this section is not a determination of incapacity. 
8.  Relation back of powers.  The powers of a guardian who timely complies with 
the requirements of subsections 2 and 5 relate back to give acts by the guardian that are of 
benefit to the incapacitated person and occurred on or after the date the appointment 
became effective the same effect as those that occurred after the filing of the acceptance 
of appointment. 
§5-304.  Judicial appointment of guardian; petition 
1.  Petition for determination of incapacity and appointment.  An individual or a 
person interested in the individual's welfare may petition for a determination of 
incapacity, in whole or in part, and for the appointment of a limited or unlimited guardian 
for the individual. 
2.  Petition contents.  The petition under subsection 1 must set forth the petitioner's 
name, residence, current address if different from residence, relationship to the 
respondent and interest in the appointment and, to the extent known, state or contain the 
following with respect to the respondent and the relief requested: 
A.  The respondent's name, age, principal residence, current street address and, if 
different, the address of the dwelling in which it is proposed that the respondent will 
reside if the appointment is made; 
B.  The name and address of the respondent's: 
(1)  Spouse or, if the respondent has none, an adult with whom the respondent 
has resided for more than 6 months before the filing of the petition; and 
(2)  Adult children or, if the respondent has none, the respondent's parents and 
adult brothers and sisters or, if the respondent has none, at least one of the adults 
nearest in kinship to the respondent who can be found or, if none, an adult friend 
if any can be found; 
C.  The name and address of any person responsible for care or custody of the 
respondent; 
D.  The name and address of any legal representative of the respondent; 
E.  The name and address of any person nominated as guardian by the respondent; 
F.  The name and address of any proposed guardian and the reason why the proposed 
guardian should be selected; 
G.  The reason why guardianship is necessary, including a brief description of the 
nature and extent of the respondent's alleged incapacity; 
H.  If an unlimited guardianship is requested, the reason why limited guardianship is 
inappropriate and, if a limited guardianship is requested, the powers to be granted to 
the limited guardian; and 
I.  A general statement of the respondent's property with an estimate of its value, 
including any insurance or pension, and the source and amount of any other 
anticipated income or receipts. 
3.  Plan.  The person nominated or proposed to serve as guardian shall file a plan 
that, as relevant, must include, but is not limited to, the type of proposed living 
arrangement for the respondent, how the respondent's financial needs will be met, how 
the respondent's medical and other remedial needs will be met and how the respondent's 
social needs will be met and a plan for the respondent's continuing contact with relatives 
and friends. 
4.  Examination of respondent; report to court.  The respondent must be examined 
by a physician, a psychologist or other individual who is qualified to evaluate the 
respondent's alleged impairment.  The person who examines the respondent shall submit 
a report in writing to the court, providing diagnoses, a description of the respondent's 
actual mental and functional limitations, including the ability to receive and evaluate 
information, make decisions and communicate decisions, and prognoses. 
§5-305.  Judicial appointment of guardian; preliminaries to hearing 
1.  Hearing date; appointment of visitor.  Upon receipt of a petition to establish a 
guardianship, the court shall set a date and time for hearing the petition and appoint a 
visitor.  The duties and reporting requirements of the visitor are limited to the relief 
requested in the petition.  The visitor must be an individual having training or experience 
in the type of incapacity alleged. 
2.  Court-appointed attorney.  The court shall appoint an attorney to represent the 
respondent in the proceeding if: 
A.  Requested by the respondent; 
B.  Recommended by the visitor; or 
C.  The court determines that the respondent needs representation. 
3.  Duties of visitor.  The visitor shall interview the respondent in person outside the 
presence of the person or persons seeking guardianship and, to the extent that the 
respondent is able to understand: 
A.  Explain to the respondent the substance of the petition, the nature, purpose and 
effect of the proceeding, the respondent's rights at the hearing and the general powers 
and duties of a guardian; 
B.  Determine the respondent's views about the proposed guardian, the proposed 
guardian's powers and duties and the scope and duration of the proposed 
guardianship; 
C.  Inform the respondent of the right to employ and consult with an attorney at the 
respondent's own expense and the right to request a court-appointed attorney; and 
D.  Inform the respondent that all costs and expenses of the proceeding, including 
respondent's attorney's fees, will be paid from the respondent's estate. 
4.  Additional duties of visitor.  In addition to the duties imposed by subsection 3, 
the visitor shall: 
A.  Interview the petitioner and the proposed guardian; 
B.  Visit the respondent's present dwelling and any dwelling in which the respondent 
will live if the appointment is made; 
C.  Obtain information from any physician or other person who is known to have 
treated, advised or assessed the respondent's relevant physical or mental condition; 
and 
D.  Make any other investigation the court directs. 
5.  Report to court.  The visitor shall promptly file a report in writing with the court, 
which must include: 
A.  A recommendation as to whether an attorney should be appointed to represent the 
respondent; 
B.  The respondent's medical conditions, cognitive functioning, everyday functioning, 
values and preferences, risks and levels of supervision needed and any means to 
enhance the respondent's capacity; 
C.  A statement of the qualifications of the proposed guardian, together with a 
statement as to whether the respondent approves or disapproves of the proposed 
guardian, and the powers and duties proposed or the scope of the guardianship; 
D.  A statement as to whether the proposed dwelling meets the respondent's 
individual needs; 
E.  A recommendation as to whether a professional evaluation or further evaluation is 
necessary; and 
F.  Any other matters the court directs. 
§5-306.  Judicial appointment of guardian; professional evaluation 
At or before a hearing under this Part, the court may order a professional evaluation 
of the respondent and shall order the evaluation if the respondent so demands or if 
necessary to satisfy the requirements of section 5-304, subsection 4.  The cost of the 
evaluation must be paid from the estate of the allegedly incapacitated person if the court 
is satisfied sufficient funds are available.  If the court orders the evaluation, the 
respondent must be examined by a physician, psychologist or other individual appointed 
by the court who is qualified to evaluate the respondent's alleged impairment.  The 
examiner shall promptly file a written report with the court.  Unless otherwise directed by 
the court, the report must contain: 
1.  Description of cognitive and functional limitations.  A description of the nature, 
type and extent of the respondent's specific cognitive and functional limitations, including 
the ability to receive and evaluate information, make decisions and communicate 
decisions; 
2.  Evaluation of mental and physical condition; additional evaluations.  An 
evaluation of the respondent's mental and physical condition and, if appropriate, 
educational potential, adaptive behavior and social skills; 
3.  Prognosis; recommendation.  A prognosis for improvement and a 
recommendation as to the appropriate treatment or habilitation plan; and 
4.  Date of assessment or examination.  The date of any assessment or examination 
upon which the report is based. 
§5-307.  Confidentiality of records 
The written report of a visitor under section 5-305 and any professional evaluation 
under section 5-306 are confidential and must be sealed upon filing.  The person who 
files the visitor's report or a professional evaluation must provide notice of filing and a 
copy of the report or evaluation to the respondent at the time of filing. 
1.  Copies available without limitation.  Copies of the report under section 5-305 or 
evaluation under section 5-306 are available to: 
A.  The court; and 
B.  The respondent without limitation as to use. 
2.  Copies available with limitations; objection by respondent.  Unless the 
respondent files an objection with the court within 10 days of receiving a copy of the 
report or evaluation under subsection 1, with a showing of good cause, copies of the 
report are available to: 
A.  The petitioner, the visitor and the petitioner's and respondent's attorneys for 
purposes of the proceeding; and 
B.  Other persons for such purposes as the court may order for good cause. 
§5-308.  Judicial appointment of guardian; presence and rights at hearing 
1.  Attendance; rights.  Unless excused by the court for good cause, the proposed 
guardian shall attend the hearing.  In contested proceedings, the respondent and witnesses 
shall attend the hearing in person, unless excused by the court for good cause.  The 
respondent may present evidence and subpoena witnesses and documents; examine 
witnesses, including any court-appointed physician, psychologist or other individual 
qualified to evaluate the alleged impairment, and the visitor; and otherwise participate in 
the hearing.  The hearing may be held in a location convenient to the respondent or may 
be held by telephonic or other electronic conferencing and may be closed upon the 
request of the respondent and a showing of good cause.  The court may allow any 
interested person to attend a hearing by telephonic or other electronic conferencing, 
subject however to the requirement that in contested cases the respondent and witnesses 
shall attend in person unless excused by the court for good cause. 
2.  Permission to participate.  Any person may request permission to participate in 
the proceeding.  The court may grant the request, with or without hearing, upon 
determining that the best interest of the respondent will be served.  The court may attach 
appropriate conditions to the participation. 
§5-309.  Notice 
1.  Served personally on respondent; notice contents; failure.  A copy of a petition 
for guardianship and notice of the hearing on the petition must be served personally on 
the respondent.  The notice must: 
A.  Include a statement informing the respondent of the respondent's right to attend 
the hearing in uncontested proceedings and of the respondent's obligation to be 
present at the hearing in contested proceedings unless excused by the court; 
B.  Inform the respondent of the respondent's rights at the hearing; and 
C.  Include a description of the nature, purpose and consequences of an appointment. 
A failure to serve the respondent with a notice substantially complying with this 
subsection precludes the court from granting the petition. 
2.  Notice to persons in petition.  In a proceeding to establish a guardianship, notice 
of the hearing must be given to the persons listed in the petition.  Failure to give notice 
under this subsection does not preclude the appointment of a guardian or the making of a 
protective order. 
3.  Notice on petition for order after appointment.  Notice of the hearing on a 
petition for an order after appointment of a guardian, together with a copy of the petition, 
must be given to the ward, the guardian and any other person the court directs. 
4.  Notice and copy of report.  A guardian shall give notice of the filing of the 
guardian's report, together with a copy of the report, to the ward and any other person the 
court directs.  The notice must be delivered or sent within 14 days after the filing of the 
report. 
§5-310.  Who may be guardian; priorities 
1.  Priority for appointment.  Subject to subsection 3, the court in appointing a 
guardian shall consider persons otherwise qualified in the following order of priority: 
A.  A guardian, other than a temporary or emergency guardian, currently acting for 
the respondent in this State or elsewhere; 
B.  A person nominated as guardian by the respondent, including the respondent's 
most recent nomination made in a durable power of attorney, if at the time of the 
nomination the respondent had sufficient capacity to express a preference; 
C.  An agent appointed by the respondent under the Uniform Health Care Decisions 
Act; 
D.  The spouse or domestic partner of the respondent or an individual nominated by 
will or other signed writing of a deceased spouse or deceased domestic partner; 
E.  An adult child of the respondent; 
F.  A parent of the respondent or an individual nominated by will or other signed 
writing of a deceased parent; 
G.  An adult with whom the respondent has resided for more than 6 months before 
the filing of the petition; and 
H.  A person nominated by the person who is caring for the respondent or paying 
benefits to the respondent. 
2.  Equal priority.  With respect to persons having equal priority pursuant to 
subsection 1, the court shall select the one the court considers best qualified.  The court, 
acting in the best interest of the respondent, may decline to appoint a person having 
priority and appoint a person having a lower priority or no priority. 
3.  Disqualification; exception.  An owner, operator or employee of a long-term care 
institution at which a respondent is receiving care may not be appointed as guardian 
unless related to the respondent by blood, marriage or adoption or unless a domestic 
partner of the respondent. 
§5-311.  Findings; order of appointment 
1.  Required findings for appointment; protective order.  The court may: 
A.  Appoint a limited or unlimited guardian or coguardians for a respondent only if 
the court finds by clear and convincing evidence that: 
(1)  The respondent is an incapacitated person; 
(2)  The respondent's identified needs cannot be met by less restrictive means, 
including use of reasonably available appropriate technological assistance; and 
(3)  The appointment is necessary or desirable; or 
B.  With appropriate findings, treat the petition as one for a protective order under 
section 5-401, enter any other appropriate order or dismiss the proceeding. 
2.  Limited guardian unless specific findings.  The court shall appoint a limited 
guardian unless the court makes specific findings why the appointment of an unlimited 
guardian is appropriate and grant to a guardian only those powers necessitated by the 
ward's limitations and demonstrated needs and make appointive and other orders that will 
encourage the development of the ward's maximum self-reliance and independence. 
3.  Copy of order of appointment and right to request termination or 
modification.  Within 14 days after an appointment, a guardian shall send or deliver to 
the ward and to all other persons given notice of the hearing on the petition a copy of the 
order of appointment, together with a notice of the right to request termination or 
modification. 
§5-312.  Emergency guardian 
1.  Petition; appointment.  If the court finds that compliance with the procedures of 
this Part will likely result in substantial harm to a respondent's health, safety or welfare, 
and that no other person appears to have authority and willingness to act in the 
circumstances, the court, on petition by a person interested in the respondent's welfare, 
may appoint an emergency guardian whose authority may not exceed 6 months and who 
may exercise only the powers specified in the order.  A petition for emergency 
guardianship must be accompanied by an affidavit that sets forth the factual basis for the 
emergency and the specific powers requested by the proposed guardian. 
2.  Notice before petition.  Prior to filing a petition under this section, notice must be 
provided as follows. 
A.  The petitioner shall provide notice orally or in writing to the following: 
(1)  The allegedly incapacitated person and the person's spouse, parents, adult 
children and any domestic partner known to the court; 
(2)  Any person who is serving as guardian or conservator or who has care and 
custody of the allegedly incapacitated person; and 
(3)  In case no other person is notified under subparagraph (1), at least one of the 
closest adult relatives of the allegedly incapacitated person or, if none, an adult 
friend, if any can be found. 
B.  Notice under paragraph A must include the following information: 
(1)  The temporary authority that the petitioner is requesting; 
(2)  Location and telephone number of the court in which the petition is being 
filed; and 
(3)  The name of the petitioner and the intended date of filing. 
C.  The petitioner shall state in the affidavit required under this subsection the date, 
time, location and method of providing the required notice under paragraph A and to 
whom the notice was provided.  The court shall make a determination as to the 
adequacy of the method of providing notice and whether the petitioner complied with 
the notice requirements of this subsection.  The requirements of section 5-309 do not 
apply to this section. 
D.  Notice is not required under this subsection in the following circumstances: 
(1)  Giving notice would place the allegedly incapacitated person at substantial 
risk of abuse, neglect or exploitation; 
(2)  Notice, if provided, would not be effective; or 
(3)  The court determines that there is good cause not to provide notice. 
E.  If, prior to filing the petition, the petitioner did not provide notice as required 
under this subsection, the petitioner must state in the affidavit the reasons for not 
providing notice.  If notice has not been provided, the court shall make a 
determination as to the sufficiency of the reason for not providing notice before 
issuing a temporary order. 
3.  Reasonable notice of hearing.  Except as otherwise provided in subsection 4, 
reasonable notice of the time and place of a hearing on the petition must be given to the 
respondent and the respondent's spouse, parents, adult children, any domestic partner 
known to the court and any other persons as the court directs. 
4.  Notice after appointment of emergency guardian.  If the court appoints an 
emergency guardian without notice as provided in subsection 2, notice of the appointment 
must be given within 48 hours after the appointment to the persons specified in 
subsection 2. 
5.  Visitor; duties of visitor; rights of respondent; report to court.  If the court 
takes action to appoint an emergency guardian, then the court, within 2 days, excluding 
Saturdays, Sundays and legal holidays, of taking the action, shall appoint a visitor or 
guardian ad litem to visit the respondent and make a report to the court within 10 days of 
the appointment of the visitor or guardian ad litem.  The visitor or guardian ad litem shall 
serve the respondent with a copy of the order appointing the emergency guardian and 
shall explain the meaning and consequences of the appointment.  The visitor or guardian 
ad litem shall inquire of the respondent whether that person wishes to contest any aspect 
of the emergency guardianship or seek any limitation of the emergency guardian's 
powers.  The visitor or guardian ad litem shall advise the respondent of that person's right 
to be represented in the proceeding by counsel of that person's own choice or by counsel 
appointed by the court.  The visitor or guardian ad litem shall also interview the 
emergency guardian, except in cases where the court itself has taken action to exercise 
the powers of an emergency guardian.  In the report to the court, the visitor or guardian 
ad litem shall inform the court that the respondent has received a copy of the order 
appointing the emergency guardian.  The visitor or guardian ad litem shall advise the 
court if circumstances indicate the respondent wishes to contest any aspect of the 
emergency guardianship or seek a limitation of the emergency guardian's powers and 
whether the respondent is already represented by counsel.  The visitor or guardian ad 
litem shall also advise the court whether any issue exists with respect to whether the 
appointment of the emergency guardian is in the respondent's best interest. 
6.  Expedited hearing on appropriateness of appointment.  If it comes to the 
court's attention, through the report of the visitor or guardian ad litem or otherwise, that 
the respondent wishes to contest any aspect of the emergency guardianship or seek a 
limitation of the emergency guardian's powers, or that an issue exists with respect to 
whether the emergency guardianship is in the respondent's best interest, the court shall 
hold an expedited hearing on the appropriateness of the appointment within 40 days after 
the appointment.  The court may continue the expedited hearing if the petitioner and the 
attorney for the respondent, or, if there is no attorney, the visitor or the guardian ad litem, 
agree to such a continuance.  The court may continue the hearing on its own motion due 
to circumstances beyond the control of the court and the parties as long as the hearing is 
held within 60 days of the signing of the order.  If the appointment of a guardian is 
contested by the respondent and the person is not already represented by an attorney, the 
court shall appoint counsel to represent the respondent in the proceeding.  The cost of the 
appointment of the visitor, guardian ad litem or attorney must be paid from the estate of 
the respondent if the court is satisfied that sufficient funds are available.  At the hearing, 
the petitioner has the burden of showing by clear and convincing evidence that 
emergency guardianship continues to be necessary to provide the person with continuing 
care, protection or support pending a final hearing. 
7.  Notice of expedited hearing.  Notice of the expedited hearing under subsection 6 
must be served as provided in section 5-309, except that the notice must be given at least 
days before the expedited hearing, and notice need not be served on any person whose 
address or present whereabouts is unknown and cannot be ascertained by due diligence.  
The court may waive service of the notice of the expedited hearing on any person, other 
than the respondent, upon a showing of good cause. 
8.  Appointment not a determination of incapacity.  Appointment of an emergency 
guardian, with or without notice, is not a determination of the respondent's incapacity. 
9.  Removal of emergency guardian.  The court may remove an emergency 
guardian at any time.  An emergency guardian shall make any report the court requires.  
In other respects, the provisions of this Article concerning guardians apply to an 
emergency guardian. 
§5-313.  Temporary substitute guardian 
1.  Appointment; powers; notice.  If the court finds that a guardian is not effectively 
performing the guardian's duties and that the welfare of the ward requires immediate 
action, the court may appoint a temporary substitute guardian for the ward for a specified 
period not exceeding 6 months.  Except as otherwise ordered by the court, a temporary 
substitute guardian so appointed has the powers set forth in the previous order of 
appointment, except that a temporary substitute guardian may not seek the involuntary 
hospitalization of the ward in any institution outside the State.  The authority of any 
unlimited or limited guardian previously appointed by the court is suspended as long as a 
temporary substitute guardian has authority.  If an appointment is made without previous 
notice to the ward or the affected guardian, the court, within 5 days after the appointment, 
shall inform the ward or guardian of the appointment. 
2.  Removal of temporary substitute guardian.  The court may remove a temporary 
substitute guardian at any time.  A temporary substitute guardian shall make any report 
the court requires.  In other respects, the provisions of this Article concerning guardians 
apply to a temporary substitute guardian. 
§5-314.  Duties of guardian 
1.  Decisions; best interest; reasonable care, diligence and prudence.  Except as 
otherwise limited by the court, a guardian shall make decisions regarding the ward's 
support, care, education, health and welfare.  A guardian shall exercise authority only as 
necessitated by the ward's limitations and, to the extent possible, shall encourage the ward 
to participate in decisions, act on the ward's own behalf and develop or regain the 
capacity to manage the ward's personal affairs.  A guardian, in making decisions, shall 
consider the expressed desires and personal values of the ward to the extent known to the 
guardian.  A guardian at all times shall act in the ward's best interest and exercise 
reasonable care, diligence and prudence. 
2.  Specific duties.  A guardian shall: 
A.  Become or remain personally acquainted with the ward and maintain sufficient 
contact with the ward to know of the ward's capacities, limitations, needs, 
opportunities and physical and mental health; 
B.  Take reasonable care of the ward's personal effects and bring protective 
proceedings if necessary to protect the property of the ward; 
C.  Expend money of the ward that has been received by the guardian for the ward's 
current needs for support, care, education, health and welfare; 
D.  Conserve any excess money of the ward for the ward's future needs. But if a 
conservator has been appointed for the estate of the ward, the guardian shall pay the 
money to the conservator, at least quarterly, to be conserved for the ward's future 
needs; 
E.  Immediately notify the court if the ward's condition has changed so that the ward 
is capable of exercising rights previously removed; and 
F.  Inform the court of any change in the ward's custodial dwelling or address. 
§5-315.  Powers of guardian 
1.  Specific powers.  Except as otherwise limited by the court, a guardian may: 
A.  Apply for and receive money payable to the ward or the ward's guardian or 
custodian for the support of the ward under the terms of any statutory system of 
benefits or insurance or any private contract, devise, trust, conservatorship or 
custodianship; 
B.  If otherwise consistent with the terms of any order by a court of competent 
jurisdiction relating to custody of the ward, take custody of the ward and establish the 
ward's place of custodial dwelling, but may establish or move the ward's place of 
dwelling outside this State only upon express authorization of the court; 
C.  If a conservator for the estate of the ward has not been appointed with existing 
authority, commence a proceeding, including an administrative proceeding, or take 
other appropriate action to compel a person to support the ward or to pay money for 
the benefit of the ward; 
D.  Except as limited by section 5-707, consent to medical or other care, treatment or 
service for the ward; 
E.  Consent to the marriage or divorce of the ward; and  
F.  If reasonable under all of the circumstances, delegate to the ward certain 
responsibilities for decisions affecting the ward's well-being. 
2.  Consent to adoption.  The court may specifically authorize the guardian to 
consent to the adoption of the ward. 
3.  Powers of coguardians.  If coguardians are appointed, the powers of the 
guardians are joint and several, unless limited by the appointing document. 
§5-316.  Rights and immunities of guardian; limitations 
1.  Reasonable compensation and reimbursement.  A guardian is entitled to 
reasonable compensation for services as guardian based on the factors set forth in section 
3-721, subsection 2 and to reimbursement for room, board and clothing provided to the 
ward, but only as approved by order of the court.  If a conservator, other than the 
guardian or one who is affiliated with the guardian, has been appointed for the estate of 
the ward, reasonable compensation and reimbursement to the guardian may be approved 
and paid by the conservator without order of the court. 
2.  Personal liability.  A guardian need not use the guardian's personal funds for the 
ward's expenses.  A guardian is not liable to a 3rd person for acts of the ward solely by 
reason of the relationship.  A guardian who exercises reasonable care in choosing a 3rd 
person to provide medical or other care, treatment or service for the ward is not liable for 
injury to the ward resulting from the wrongful conduct of the 3rd party. 
3.  Power of attorney for health care.  A guardian, without authorization of the 
court, may not revoke a power of attorney for health care made pursuant to the Uniform 
Health Care Decisions Act of which the ward is the principal.  If a power of attorney for 
health care made pursuant to the Uniform Health Care Decisions Act is in effect, absent 
an order of the court to the contrary, a health care decision of the agent takes precedence 
over that of a guardian. 
4.  Commitment of ward.  A guardian may not initiate the commitment of a ward to 
a psychiatric hospital except in accordance with the State's statutes and procedure for 
involuntary civil commitment. 
§5-317.  Reports; monitoring of guardianship 
1.  Reports; within 30 days and annually.  Within 30 days after appointment, a 
guardian shall report to the court in writing on the condition of the ward and account for 
money and other assets in the guardian's possession or subject to the guardian's control.  
A guardian shall report at least annually or as otherwise specified by the court or 
provided by court rule.  A report must state or contain: 
A.  The current mental, physical and social condition of the ward; 
B.  The living arrangements for all addresses of the ward during the reporting period; 
C.  The medical, educational, vocational and other services provided to the ward and 
the guardian's opinion as to the adequacy of the ward's care; 
D.  A summary of the guardian's visits with the ward and activities on the ward's 
behalf and the extent to which the ward has participated in decision making; 
E.  If the ward is institutionalized, whether the guardian considers the current plan for 
care, treatment or habilitation to be in the ward's best interest; 
F.  Plans for future care; and 
G.  A recommendation as to the need for continued guardianship and any 
recommended changes in the scope of the guardianship. 
2.  Appoint visitor.  The court may appoint a visitor to review a report, interview the 
ward or guardian and make any other investigation the court directs. 
3.  System for monitoring guardianships. The court may establish a system for 
monitoring guardianships, including the filing and review of annual reports. 
4.  Report as directed.  Notwithstanding the requirements of subsection 1, a 
guardian appointed before January 1, 2019 is required to report only as directed by the 
court. 
§5-318.  Termination or modification of guardianship 
1.  Termination.  A guardianship terminates upon the death of the ward or upon 
order of the court. 
2.  Petition to terminate; termination or modification.  On petition of a ward, a 
guardian or another person interested in the ward's welfare, the court may terminate a 
guardianship if the ward no longer needs the assistance or protection of a guardian.  A 
request for this order may be made by informal letter to the court and any person who 
knowingly interferes with transmission of this kind of request to the court may be 
adjudged guilty of contempt of court.  The court may modify the type of appointment or 
powers granted to the guardian if the extent of protection or assistance previously granted 
is currently excessive or insufficient or the ward's capacity to provide for support, care, 
education, health and welfare has so changed as to warrant that action. 
3.  Petition of guardian to resign; other order.  On petition of the guardian, the 
court may accept the guardian's resignation and make any other order that may be 
appropriate. 
4.  Petition to remove and appoint successor.  On petition of the ward or any 
person interested in the ward's welfare, the court may remove a guardian and appoint a 
successor if it is in the best interest of the ward. 
5.  Procedures.  Except as otherwise ordered by the court for good cause, the court, 
before terminating a guardianship or accepting the resignation of a guardian, shall follow 
the same procedures to safeguard the rights of the ward as apply to a petition for 
guardianship.  Upon presentation by the petitioner of evidence establishing a prima facie 
case for termination, the court shall order the termination unless it is proven by clear and 
convincing evidence that: 
A.  The respondent is an incapacitated person; 
B.  The respondent's needs cannot be met by less restrictive means, including use of 
appropriate reasonably available technological assistance; and 
C.  Continuation of the appointment is necessary or desirable. 
PART 4 
PROTECTION OF PROPERTY OF PROTECTED PERSON 
§5-401.  Protective proceeding 
Upon petition and after notice and hearing, the court may appoint a limited or 
unlimited conservator or make any other protective order provided in this Part in relation 
to the estate and affairs of: 
1.  A minor.  A minor, if the court determines that the minor owns money or property 
requiring management or protection that cannot otherwise be provided or has or may 
have business affairs that may be put at risk or prevented because of the minor's age, or 
that money is needed for support and education and that protection is necessary or 
desirable to obtain or provide money; or 
2.  Any individual.  Any individual, including a minor, if the court determines that, 
for reasons other than age: 
A.  By clear and convincing evidence, the individual is unable to manage property 
and business affairs because of an impairment in the ability to receive and evaluate 
information or make or communicate informed decisions, even with the use of 
reasonably available appropriate technological assistance, or because the individual is 
missing, detained or unable to return to the United States; and 
B.  By a preponderance of the evidence, the individual has property that will be 
wasted or dissipated unless management is provided or money is needed for the 
support, care, education, health and welfare of the individual or of individuals who 
are entitled to the individual's support and that protection is necessary or desirable to 
obtain or provide money. 
If an allegedly incapacitated adult files voluntary written consent to the appointment of a 
conservator with the court or appears in court and consents to the appointment, unless the 
court finds the consent suspect, the court may appoint a conservator as requested upon a 
finding by a preponderance of the evidence that the individual is unable to manage 
property and business affairs because of an impairment in the ability to receive and 
evaluate information or make or communicate informed decisions, even with the use of 
reasonably available appropriate technological assistance.  For the purposes of this 
subsection, voluntary written consent is valid only if the consent was obtained by a 
visitor, a guardian ad litem or an attorney representing the allegedly incapacitated person 
and the allegedly incapacitated person gave the consent outside the presence of the person 
or persons seeking conservatorship. 
§5-402.  Jurisdiction over business affairs of protected person 
After the service of notice in a proceeding seeking a conservatorship or other 
protective order and until termination of the proceeding, the court in which the petition is 
filed has: 
1.  Determination of need.  Exclusive jurisdiction to determine the need for a 
conservatorship or other protective order; 
2.  Determination of how estate managed, expended or distributed.  Exclusive 
jurisdiction to determine how the estate of the protected person that is subject to the laws 
of this State must be managed, expended or distributed to or for the use of the protected 
person, individuals who are in fact dependent upon the protected person or other 
claimants; and 
3.  Determination of claims and questions.  Concurrent jurisdiction to determine 
the validity of claims against the person or estate of the protected person and questions of 
title concerning assets of the estate. 
§5-403.  Original petition for appointment or protective order 
1.  Petitioner.  The following may petition for the appointment of a conservator or 
for any other appropriate protective order: 
A.  The person to be protected; 
B.  An individual interested in the estate, affairs or welfare of the person to be 
protected, including a parent, guardian or custodian; or  
C.  A person who would be adversely affected by lack of effective management of 
the property and business affairs of the person to be protected. 
2.  Petition contents.  A petition under subsection 1 must set forth the petitioner's 
name, residence, current street address if different from residence, relationship to the 
respondent and interest in the appointment or other protective order and, to the extent 
known, must state or contain the following with respect to the respondent and the relief 
requested: 
A.  The respondent's name, age, principal residence, current street address and, if 
different, the address of the dwelling where it is proposed that the respondent will 
reside if the appointment is made; 
B.  If the petition alleges impairment in the respondent's ability to receive and 
evaluate information, a brief description of the nature and extent of the respondent's 
alleged impairment; 
C.  If the petition alleges that the respondent is missing, detained or unable to return 
to the United States, a statement of the relevant circumstances, including the time and 
nature of the disappearance or detention and a description of any search or inquiry 
concerning the respondent's whereabouts; 
D.  The name and address of the respondent's: 
(1)  Spouse or, if the respondent has none, an adult with whom the respondent 
has resided for more than 6 months before the filing of the petition; and 
(2)  Adult children or, if the respondent has none, the respondent's parents and 
adult brothers and sisters or, if the respondent has none, at least one of the adults 
nearest in kinship to the respondent who can be found or, if none, an adult friend 
if any can be found; 
E.  The name and address of the person responsible for care or custody of the 
respondent; 
F.  The name and address of any legal representative of the respondent; 
G.  A general statement of the respondent's property with an estimate of its value, 
including any insurance or pension, and the source and amount of other anticipated 
income or receipts; and  
H.  The reason why a conservatorship or other protective order is in the best interest 
of the respondent. 
3.  Conservatorship request.  If a conservatorship is requested, the petition under 
subsection 1 must also set forth to the extent known: 
A.  The name and address of any proposed conservator and the reason why the 
proposed conservator should be selected; 
B.  The name and address of any person nominated as conservator by the respondent 
if the respondent has attained 14 years of age; and 
C.  The type of conservatorship requested and, if an unlimited conservatorship, the 
reason why limited conservatorship is inappropriate or, if a limited conservatorship, 
the property to be placed under the conservator's control and any limitation on the 
conservator's powers and duties. 
§5-404.  Notice 
1.  Notice to respondent; failure.  A copy of a petition under section 5-403 and the 
notice of hearing on a petition for conservatorship or other protective order must be 
served personally on the respondent, but if the respondent's whereabouts are unknown or 
personal service cannot be made, service on the respondent must be made by substituted 
service or publication.  The notice must include a statement that the respondent must be 
physically present unless excused by the court, inform the respondent of the respondent's 
rights at the hearing and, if the appointment of a conservator is requested, include a 
description of the nature, purpose and consequences of an appointment.  A failure to 
serve the respondent with a notice substantially complying with this subsection precludes 
the court from granting the petition. 
2.  Notice of hearing to persons listed in petition.  In a proceeding to establish a 
conservatorship or for another protective order, notice of the hearing must be given to the 
persons listed in the petition.  Failure to give notice under this subsection does not 
preclude the appointment of a conservator or the making of another protective order. 
3.  Notice to protected person; petition for order after appointment.  Notice of 
the hearing on a petition for an order after the appointment of a conservator or the making 
of another protective order, together with a copy of the petition, must be given to the 
protected person, if the protected person has attained 14 years of age and is not missing, 
detained or unable to return to the United States, any conservator of the protected person's 
estate and any other person as ordered by the court. 
4.  Notice of filing of inventory, report or plan.  A conservator shall give notice of 
the filing of the conservator's inventory, report or plan of conservatorship, together with a 
copy of the inventory, report or plan of conservatorship to the protected person, if the 
person can be located, has attained 14 years of age and has sufficient mental capacity to 
understand these matters, and any other person the court directs.  The notice must be 
delivered or sent within 14 days after the filing of the inventory, report or plan of 
conservatorship. 
§5-405.  Original petition; minors; preliminaries to hearing 
1.  Hearing; court-appointed attorney.  Upon the filing of a petition to establish a 
conservatorship or for another protective order for the reason that the respondent is a 
minor, the court shall set a date for hearing.  If the court determines at any stage of the 
proceeding that the interests of the minor are or may be inadequately represented, it may 
appoint an attorney to represent the minor, giving consideration to the choice of the minor 
if the minor has attained 14 years of age. 
2.  Orders to preserve and apply property; visitor.  While a petition to establish a 
conservatorship or for another protective order is pending, after preliminary hearing and 
without notice to others, the court may make orders to preserve and apply the property of 
the minor as may be required for the support of the minor or individuals who are in fact 
dependent upon the minor.  The court may appoint a visitor to assist in that task. 
§5-406.  Original petition; preliminaries to hearing 
1.  Hearing; visitor.  Upon the filing of a petition for a conservatorship or other 
protective order for a respondent for reasons other than being a minor, the court shall set 
a date for hearing.  The court shall appoint a visitor unless the petition does not request 
the appointment of a conservator and the respondent is represented by an attorney.  The 
duties and reporting requirements of the visitor are limited to the relief requested in the 
petition.  The visitor must be an individual having training or experience in the type of 
incapacity alleged. 
2.  Court-appointed attorney.  The court shall appoint an attorney to represent the 
respondent in the proceeding if: 
A.  Requested by the respondent; 
B.  Recommended by the visitor; or 
C.  The court determines that the respondent needs representation. 
3.  Visitor duties.  The visitor shall interview the respondent in person and, to the 
extent that the respondent is able to understand: 
A.  Explain to the respondent the substance of the petition and the nature, purpose 
and effect of the proceeding; 
B.  If the appointment of a conservator is requested, inform the respondent of the 
general powers and duties of a conservator and determine the respondent's views 
regarding the proposed conservator, the proposed conservator's powers and duties and 
the scope and duration of the proposed conservatorship; 
C.  Inform the respondent of the respondent's rights, including the right to employ 
and consult with an attorney at the respondent's own expense and the right to request 
a court-appointed attorney; and 
D.  Inform the respondent that all costs and expenses of the proceeding, including the 
respondent's attorney's fees, will be paid from the respondent's estate. 
4.  Additional specific duties.  In addition to the duties imposed by subsection 3, the 
visitor shall: 
A.  Interview the petitioner and the proposed conservator, if any; and 
B.  Make any other investigation the court directs. 
5.  Report.  The visitor shall promptly file a report with the court, which must 
include: 
A.  A recommendation as to whether an attorney should be appointed to represent the 
respondent; 
B.  Recommendations regarding the appropriateness of a conservatorship, including 
whether less restrictive means of intervention are available, the type of 
conservatorship and, if it is a limited conservatorship, the powers and duties to be 
granted the limited conservator and the assets over which the conservator should be 
granted authority; 
C.  A statement of the qualifications of the proposed conservator, together with a 
statement as to whether the respondent approves or disapproves of the proposed 
conservator, and a statement of the powers and duties proposed or the scope of the 
conservatorship; 
D.  A recommendation as to whether a professional evaluation or further evaluation is 
necessary; and 
E.  Any other matters the court directs. 
6.  Evaluation of respondent.  The court may appoint a physician, psychologist or 
other individual qualified to evaluate the alleged impairment to conduct an examination 
of the respondent. 
7.  Orders to preserve and apply property; visitor.  While a petition to establish a 
conservatorship or for another protective order is pending, after preliminary hearing and 
without notice to others, the court may issue orders to preserve and apply the property of 
the respondent as may be required for the support of the respondent or individuals who 
are in fact dependent upon the respondent.  The court may appoint a visitor to assist in 
that task. 
§5-407.  Confidentiality of records 
The written report of a visitor and any professional evaluation pursuant to section 
5-406 are confidential and must be sealed upon filing.  The person who files the visitor's 
report or a professional evaluation must provide notice of filing and a copy of the report 
or evaluation to the respondent at the time of filing. 
1.  Copies available.  Copies of the report or evaluation pursuant to section 5-406 are 
available to: 
A.  The court; and 
B.  The respondent without limitation as to use. 
2.  Copies available with limitations; objection by respondent.  Unless the 
respondent files an objection with the court within 10 days of receiving a copy of the 
report or evaluation under subsection 1, with a showing of good cause, copies of the 
report or evaluation are available to: 
A.  The petitioner, the visitor and the petitioner's and respondent's attorneys, for 
purposes of the proceeding; and 
B.  Any persons for such purposes as the court may order for good cause. 
§5-408.  Original petition; procedure at hearing 
1.  Hearing; attendance; location.  Unless excused by the court for good cause, a 
proposed conservator shall attend the hearing on the petition under section 5-406.  In a 
contested hearing, the respondent and witnesses shall attend the hearing in person, unless 
excused by the court for good cause.  The respondent may present evidence and subpoena 
witnesses and documents, examine witnesses, including any court-appointed physician, 
psychologist or other individual qualified to evaluate the alleged impairment, and the 
visitor, and otherwise participate in the hearing.  The hearing may be held in a location 
convenient to the respondent or may be held by telephonic or other electronic 
conferencing and may be closed upon request of the respondent and a showing of good 
cause.  The court may allow any interested person to attend a hearing by telephonic or 
other electronic conferencing, subject however to the requirement that in contested cases 
the respondent and witnesses shall attend in person unless excused by the court for good 
cause. 
2.  Permission to participate.  Any person may request permission to participate in 
the hearing on the petition under section 5-406.  The court may grant the request, with or 
without hearing, upon determining that the best interest of the respondent will be served.  
The court may attach appropriate conditions to the participation. 
§5-409.  Original petition; orders 
1.  Minor; appointment or other protective order.  If a proceeding is brought for 
the reason that the respondent is a minor, after a hearing on the petition and upon finding 
that the appointment of a conservator or other protective order is in the best interest of the 
minor, the court shall make an appointment or other appropriate protective order. 
2.  Least restrictive order.  If a proceeding is brought for reasons other than that the 
respondent is a minor, after a hearing on the petition and upon finding that a basis exists 
for a conservatorship or other protective order, the court shall make the least restrictive 
order consistent with its findings.  The court shall make orders necessitated by the 
protected person's limitations and demonstrated needs, including appointive and other 
orders that will encourage the development of maximum self-reliance and independence 
of the protected person. 
3.  Order of appointment; right to seek termination or modification.  Within 14 
days after an appointment, the conservator shall deliver or send a copy of the order of 
appointment, together with a statement of the right to seek termination or modification, to 
the protected person, if the protected person has attained 14 years of age and is not 
missing, detained or unable to return to the United States, and to all other persons given 
notice of the petition. 
4.  Appointment or protective order not a determination of incapacity.  The 
appointment of a conservator or the entry of another protective order is not a 
determination of incapacity of the protected person. 
§5-410.  Powers of court 
1.  Powers of court; directly or through conservator.  After hearing and upon 
determining that a basis for a conservatorship or other protective order exists, the court 
has the following powers, which may be exercised directly or through a conservator: 
A.  With respect to a minor for reasons of age, all the powers over the estate and 
business affairs of the minor that may be necessary for the best interest of the minor 
and members of the minor's immediate family; and 
B.  With respect to an adult, or to a minor for reasons other than age, for the benefit 
of the protected person and individuals who are in fact dependent on the protected 
person for support, all the powers over the estate and business affairs of the protected 
person that the protected person could exercise if the protected person were an adult, 
present and not under conservatorship or other protective order. 
2.  Limitation of powers.  Subject to section 5-108 which requires endorsement of 
limitations on the letters of appointment, the court may limit at any time the powers of a 
conservator otherwise conferred and may remove or modify any limitation. 
§5-411.  Required court approval 
1.  Powers with express authorization.  After notice to interested persons and upon 
express authorization of the court, a conservator may: 
A.  Make gifts not otherwise authorized in section 5-427, subsection 2; 
B.  Convey, release or disclaim contingent and expectant interests in property, 
including marital property rights and any right of survivorship incident to joint 
tenancy or tenancy by the entireties; 
C.  Exercise or release a power of appointment; 
D.  Create a revocable or irrevocable trust of property of the estate, whether or not the 
trust extends beyond the duration of the conservatorship, or revoke or amend a trust 
revocable by the protected person; 
E.  Exercise rights to elect options and change beneficiaries under insurance policies 
and annuities or surrender the policies and annuities for their cash value; 
F.  Exercise any right to an elective share in the estate of the protected person's 
deceased spouse and to renounce or disclaim any interest by testate or intestate 
succession or by transfer inter vivos; and 
G.  Make, amend or revoke the protected person's will. 
2.  Protected person's will.  A conservator, in making, amending or revoking the 
protected person's will, shall comply with section 2-502 on the execution of wills. 
3.  Court considerations.  The court, in exercising or in approving a conservator's 
exercise of the powers listed in subsection 1, shall consider primarily the decision that the 
protected person would have made, to the extent that the decision can be ascertained.  
The court shall also consider: 
A.  The financial needs of the protected person and the needs of individuals who are 
in fact dependent on the protected person for support and the interest of creditors; 
B.  Possible reduction of income, estate, inheritance or other tax liabilities; 
C.  Eligibility for governmental assistance; 
D.  The protected person's previous pattern of giving or level of support; 
E.  The existing estate plan; 
F.  The protected person's life expectancy and the probability that the conservatorship 
will terminate before the protected person's death; and 
G.  Any other factors the court considers relevant. 
4.  Durable power of attorney.  Without authorization of the court, a conservator 
may not revoke or amend a durable power of attorney of which the protected person is the 
principal.  If a durable power of attorney is in effect, absent a court order to the contrary, 
a decision of the agent takes precedence over that of a conservator. 
§5-412.  Protective arrangements and single transactions 
1.  Protective order.  If a basis is established for a protective order with respect to an 
individual, the court, without appointing a conservator, may: 
A.  Authorize, direct or ratify any transaction necessary or desirable to achieve any 
arrangement for security, service or care meeting the foreseeable needs of the 
protected person, including: 
(1)  Payment, delivery, deposit or retention of funds or property; 
(2)  Sale, mortgage, lease or other transfer of property; 
(3)  Purchase of an annuity; 
(4)  Making a contract for life care, deposit contract or contract for training and 
education; or 
(5)  Addition to or establishment of a suitable trust; and 
B.  Authorize, direct or ratify any other contract, trust, will or transaction relating to 
the protected person's property and business affairs, including a settlement of a claim, 
upon determining that it is in the best interest of the protected person. 
2.  Court considerations.  In deciding whether to approve a protective arrangement 
or other transaction under this section, the court shall consider the factors described in 
section 5-411, subsection 3. 
3.  Visitor.  The court may appoint a visitor to assist in the accomplishment of any 
protective arrangement or other transaction authorized under this section.  The visitor has 
the authority conferred by the order and shall serve until discharged by order after report 
to the court. 
§5-413.  Who may be conservator; priorities 
1.  Priority.  Except as otherwise provided in subsection 4, the court, in appointing a 
conservator, shall consider persons otherwise qualified in the following order of priority: 
A.  A conservator, guardian of the estate or other like fiduciary appointed or 
recognized by an appropriate court of any other jurisdiction in which the protected 
person resides; 
B.  A person nominated as conservator by the respondent, including the respondent's 
most recent nomination made in a durable power of attorney, if the respondent has 
attained 14 years of age and at the time of the nomination had sufficient capacity to 
express a preference; 
C.  An agent appointed by the respondent to manage the respondent's property under 
a durable power of attorney; 
D.  The spouse of the respondent; 
E.  An adult child of the respondent; 
F.  A parent of the respondent; and 
G.  An adult with whom the respondent has resided for more than 6 months before 
the filing of the petition. 
2.  Transfer priority.  A person having priority under subsection 1, paragraph A, D, 
E or F may designate in writing a substitute to serve instead and thereby transfer the 
priority to the substitute. 
3.  Equal priority.  With respect to persons having equal priority, the court shall 
select the one it considers best qualified.  The court, acting in the best interest of the 
protected person, may decline to appoint a person having priority and appoint a person 
having a lower priority or no priority. 
4.  Disqualification; exception.  An owner, operator or employee of a long-term care 
facility or institution at which the respondent is receiving care may not be appointed as 
conservator unless related to the respondent by blood, marriage or adoption. 
§5-414.  Petition for order subsequent to appointment 
1.  Petition for order.  A protected person or a person interested in the welfare of a 
protected person may file a petition in the appointing court for an order: 
A.  Requiring bond or collateral, or additional bond or collateral, or reducing bond; 
B.  Requiring an accounting for the administration of the protected person's estate; 
C.  Directing distribution; 
D.  Removing the conservator and appointing a temporary or successor conservator; 
E.  Modifying the type of appointment or powers granted to the conservator if the 
extent of protection or management previously granted is currently excessive or 
insufficient or the protected person's ability to manage the estate and business affairs 
has so changed as to warrant the action; or 
F.  Granting other appropriate relief. 
2.  Petition for instructions.  A conservator may petition the appointing court for 
instructions concerning fiduciary responsibility. 
3.  Court instructions and orders.  Upon notice and hearing the petition, the court 
may give appropriate instructions and make any appropriate order. 
§5-415.  Bond 
1.  Bond; amount; sureties.  The court may require a conservator to furnish a bond 
conditioned upon faithful discharge of all duties of the conservatorship according to law, 
with sureties as it may specify.  Unless otherwise directed by the court, the bond must be 
in the amount of the aggregate capital value of the property of the estate in the 
conservator's control, plus one year's estimated income, and minus the value of assets 
deposited under arrangements requiring an order of the court for their removal and the 
value of any real property that the fiduciary, by express limitation, lacks power to sell or 
convey without court authorization.  The court, in place of sureties on a bond, may accept 
collateral for the performance of the bond, including a pledge of securities or a mortgage 
of real property. 
2.  Exempt from furnishing a bond.  The following persons wishing to serve as 
conservators are exempt from furnishing a bond under this section: 
A.  A spouse; 
B.  A financial institution authorized to do business in this State, as defined in Title 
9-B, section 131, subsection 17-A, or its employees; and 
C.  A person who is already bonded in the course of the person's business if the bond 
is sufficient to cover the duties of conservator. 
§5-416.  Terms and requirements of bond 
1.  Rules applicable to bonds.  The following rules apply to any bond required under 
section 5-415: 
A.  Except as otherwise provided by the terms of the bond, sureties and the 
conservator are jointly and severally liable; 
B.  By executing the bond of a conservator, a surety submits to the jurisdiction of the 
court that issued letters to the primary obligor in any proceeding pertaining to the 
fiduciary duties of the conservator in which the surety is named as a party.  Notice of 
any proceeding must be sent or delivered to the surety at the address shown in the 
court records at the place where the bond is filed and to any other address then known 
to the petitioner; 
C.  On petition of a successor conservator or any interested person, a proceeding may 
be brought against a surety for breach of the obligation of the bond of the 
conservator; and 
D.  The bond of the conservator may be proceeded against until liability under the 
bond is exhausted. 
2.  Proceedings against surety.  A proceeding may not be brought against a surety 
on any matter as to which an action or proceeding against the primary obligor is barred. 
§5-417.  Compensation and expenses 
If not otherwise compensated for services rendered, a guardian, conservator, attorney 
for the respondent or attorney whose services resulted in a protective order or in an order 
beneficial to a protected person's estate or any other person appointed by the court is 
entitled to reasonable compensation from the estate.  Compensation may be paid and 
expenses reimbursed without court order.  If the court determines that the compensation 
is excessive or the expenses are inappropriate, the excessive or inappropriate amount 
must be repaid to the estate. 
The factors set forth in section 3-721, subsection 2 must be considered in determining 
the reasonableness of compensation under this section. 
§5-418.  General duties of conservator; plan 
1.  Fiduciary; standard of care.  A conservator, in relation to powers conferred by 
this Part or implicit in the title acquired by virtue of the proceeding, is a fiduciary and 
shall observe the standards of care applicable to a trustee. 
2.  Only as necessitated by limitations.  A conservator may exercise authority only 
as necessitated by the limitations of the protected person and, to the extent possible, shall 
encourage the protected person to participate in decisions, act in the protected person's 
own behalf and develop or regain the ability to manage the protected person's estate and 
business affairs. 
3.  Plan for estate; develop and restore protected person's ability.  Within 60 days 
after appointment, a conservator shall file with the appointing court a plan for protecting, 
managing, expending and distributing the assets of the protected person's estate.  The plan 
must be based on the actual needs of the protected person and take into consideration the 
best interest of the protected person.  The conservator shall include in the plan steps to 
develop or restore the protected person's ability to manage the protected person's 
property, an estimate of the duration of the conservatorship and projections of expenses 
and resources. 
4.  Estate plan; will; other instrument of protected person.  In investing an estate, 
selecting assets of the estate for distribution and invoking powers of revocation or 
withdrawal available for the use and benefit of the protected person and exercisable by 
the conservator, a conservator shall take into account any estate plan of the protected 
person known to the conservator and may examine the will and any other donative, 
nominative or other appointive instrument of the protected person. 
§5-419.  Inventory; records 
1.  Inventory.  Within 60 days after appointment, a conservator shall prepare and file 
with the appointing court a detailed inventory of the estate subject to the conservatorship, 
together with an oath or affirmation that the inventory is believed to be complete and 
accurate as far as information permits.  The conservator shall provide a copy of the 
completed inventory to the protected person if the person can be located, has attained 14 
years of age and has sufficient mental capacity to understand these matters, and to any 
parent or guardian with whom the protected person resides. 
2.  Records of administration.  A conservator shall keep records of the 
administration of the estate and make them available for examination on reasonable 
request of an interested person. 
3.  Penalty for failure to file inventory.  If a conservator fails without good cause to 
file an inventory, the court may require the conservator or the conservator's surety to pay 
to the protected person's estate a minimum of $100 and a maximum of the amount the 
court determines is just to compensate the estate for any damage resulting from the failure 
to file the inventory.  The payments required by this subsection are in addition to any 
other award or remedy available at law or in equity for fiduciary misconduct of the 
conservator. 
§5-420.  Reports; appointment of visitor; monitoring 
1.  Reports; annual, intermediate, final.  A conservator shall report to the court for 
administration of the protected person's estate annually unless the court otherwise directs, 
upon resignation or removal, upon termination of the conservatorship and at other times 
as the court directs.  An order, after notice and hearing, allowing an intermediate report of 
a conservator adjudicates liabilities concerning the matters adequately disclosed in the 
accounting.  An order, after notice and hearing, allowing a final report adjudicates all 
previously unsettled liabilities relating to the conservatorship. 
2.  Contents of report.  A report must state or contain: 
A.  A list of the assets of the estate under the conservator's control and a list of the 
receipts, disbursements and distributions during the period for which the report is 
made; 
B.  A list of the services provided to the protected person; and 
C.  Any recommended changes in the plan for the conservatorship as well as a 
recommendation as to the continued need for conservatorship and any recommended 
changes in the scope of the conservatorship. 
3.  Visitor.  The court may appoint a visitor to review a report or plan, interview the 
protected person or conservator and make any other investigation the court directs.  In 
connection with a report, the court may order a conservator to submit the assets of the 
estate to an appropriate examination to be made in a manner the court directs. 
4.  Report as directed.  Notwithstanding subsections 1 to 4, a private conservator 
appointed before January 2, 2008 is not required to submit reports pursuant to subsection 
1, but is only required to submit such periodic reports as may be directed in the order of 
appointment. 
5.  Penalty for failure to file accounting.  If the conservator fails without good 
cause to file the accounting required by the court, the court may require the conservator 
or the conservator's surety to pay to the protected person's estate a minimum of $100 and 
a maximum of the amount the court determines is just to compensate the estate for any 
damage resulting from the failure to file the accounting.  The payments required by this 
subsection are in addition to any other award or remedy available at law or in equity for 
fiduciary misconduct of the conservator. 
§5-421.  Title by appointment 
1.  Appointment vests title to property.  The appointment of a conservator vests in 
the conservator as trustee title to all property of the protected person, or to the part thereof 
specified in the order, held at the time of appointment or thereafter acquired.  An order 
vesting in the conservator title to only a part of the property of the protected person 
creates a conservatorship limited to assets specified in the order. 
2.  Evidence of vesting title.  Letters of conservatorship are evidence of vesting title 
to the protected person's assets in the conservator.  An order terminating a 
conservatorship transfers title to assets remaining subject to the conservatorship, 
including any described in the order, to the formerly protected person or the protected 
person's successors. 
3.  Recording of letters and orders.  Subject to the requirements of other statutes 
governing the filing or recordation of documents of title to land or other property, letters 
of conservatorship and orders terminating conservatorships may be filed or recorded to 
give notice of title as between the conservator and the protected person. 
4.  Appointment not transfer or alienation.  The appointment of a conservator is 
not a transfer or alienation within the meaning of general provisions of any federal or 
state statute or regulation, insurance policy, pension plan, contract, will or trust 
instrument imposing restrictions upon or penalties for transfer or alienation by the 
protected person of the protected person's rights or interest, but this section does not 
restrict the ability of persons to make specific provision by contract or dispositive 
instrument relating to a conservator. 
§5-422.  Protected person's interest inalienable 
1.  Interest not transferable or assignable by protected person.  Except as 
otherwise provided in subsections 3 and 4, the interest of a protected person in property 
vested in a conservator is not transferable or assignable by the protected person.  An 
attempted transfer or assignment by the protected person, although ineffective to affect 
property rights, may give rise to a claim against the protected person for restitution or 
damages that, subject to presentation and allowance, may be satisfied as provided in 
section 5-429. 
2.  Property not subject to process against protected person.  Property vested in a 
conservator by appointment and the interest of the protected person in that property are 
not subject to levy, garnishment or similar process for claims against the protected person 
unless allowed under section 5-429. 
3.  Tangible personal property transferred by protected person.  A person 
without knowledge of the conservatorship who in good faith and for security or 
substantially equivalent value receives delivery from a protected person of tangible 
personal property of a type normally transferred by delivery of possession is protected as 
if the protected person or transferee had valid title. 
4.  Protection of 3rd party.  A 3rd party who deals with the protected person with 
respect to property vested in a conservator is entitled to any protection provided in other 
law. 
§5-423.  Sale, encumbrance or other transaction involving conflict of interest 
Any transaction involving the conservatorship estate that is affected by a substantial 
conflict between the conservator's fiduciary and personal interests is voidable unless the 
transaction is expressly authorized by the court after notice to interested persons.  A 
transaction affected by a substantial conflict between personal and fiduciary interests 
includes any sale, encumbrance or other transaction involving the conservatorship estate 
entered into by the conservator, the spouse, descendant, agent or attorney of a conservator 
or a corporation or other enterprise in which the conservator has a substantial beneficial 
interest. 
§5-424.  Protection of person dealing with conservator 
1.  Protection of 3rd persons.  A person who assists or deals with a conservator in 
good faith and for value in any transaction other than one requiring a court order under 
section 5-410 or 5-411 is protected as though the conservator properly exercised the 
power.  That a person knowingly deals with a conservator does not alone require the 
person to inquire into the existence of a power or the propriety of its exercise, but 
restrictions on powers of conservators that are endorsed on letters as provided in section 
5-108 are effective as to 3rd persons.  A person who pays or delivers assets to a 
conservator is not responsible for their proper application. 
2.  Application of protection.  Protection provided by this section extends to any 
procedural irregularity or jurisdictional defect that occurred in proceedings leading to the 
issuance of letters and is not a substitute for protection provided to persons assisting or 
dealing with a conservator by comparable provisions in other law relating to commercial 
transactions or to simplifying transfers of securities by fiduciaries. 
§5-425.  Powers of conservator in administration 
1.  Powers; powers of trustee.  Except as otherwise qualified or limited by the court 
in its order of appointment and endorsed on the letters, a conservator has all of the powers 
granted in this section and any additional powers granted by law to a trustee in this State. 
2.  Specific powers.  A conservator, acting reasonably and in an effort to accomplish 
the purpose of the appointment, and without further court authorization or confirmation, 
may: 
A.  Collect, hold and retain assets of the estate, including assets in which the 
conservator has a personal interest and real property in another state, until the 
conservator considers that disposition of an asset should be made; 
B.  Receive additions to the estate; 
C.  Continue or participate in the operation of any business or other enterprise; 
D.  Acquire an undivided interest in an asset of the estate in which the conservator, in 
any fiduciary capacity, holds an undivided interest; 
E.  Invest assets of the estate as though the conservator were a trustee; 
F.  Deposit money of the estate in a financial institution, including one operated by 
the conservator; 
G.  Acquire or dispose of an asset of the estate, including real property in another 
state, for cash or on credit, at public or private sale and manage, develop, improve, 
exchange, partition, change the character of or abandon an asset of the estate; 
H.  Make ordinary or extraordinary repairs or alterations in buildings or other 
structures, demolish any improvements and raze existing or erect new party walls or 
buildings; 
I.  Subdivide, develop or dedicate land to public use, make or obtain the vacation of 
plats and adjust boundaries, adjust differences in valuation or exchange or partition 
by giving or receiving considerations and dedicate easements to public use without 
consideration; 
J.  Enter for any purpose into a lease as lessor or lessee, with or without option to 
purchase or renew, for a term within or extending beyond the term of the 
conservatorship; 
K.  Enter into a lease or arrangement for exploration and removal of minerals or other 
natural resources or enter into a pooling or unitization agreement;  
L.  Grant an option involving disposition of an asset of the estate and take an option 
for the acquisition of any asset; 
M.  Vote a security, in person or by general or limited proxy; 
N.  Pay calls, assessments and any other sums chargeable or accruing against or on 
account of securities; 
O.  Sell or exercise stock-subscription or conversion rights; 
P.  Consent, directly or through a committee or other agent, to the reorganization, 
consolidation, merger, dissolution or liquidation of a corporation or other business 
enterprise; 
Q.  Hold a security in the name of a nominee or in other form without disclosure of 
the conservatorship so that title to the security may pass by delivery; 
R.  Insure the assets of the estate against damage or loss and the conservator against 
liability with respect to a 3rd person; 
S.  Borrow money, with or without security, to be repaid from the estate or otherwise 
and advance money for the protection of the estate or the protected person and for all 
expenses, losses and liability sustained in the administration of the estate or because 
of the holding or ownership of any assets, for which the conservator has a lien on the 
estate as against the protected person for advances so made; 
T.  Pay or contest any claim, settle a claim by or against the estate or the protected 
person by compromise, arbitration or otherwise and release, in whole or in part, any 
claim belonging to the estate to the extent the claim is uncollectible; 
U.  Pay taxes, assessments and compensation of the conservator and any guardian and 
other expenses incurred in the collection, care, administration and protection of the 
estate; 
V.  Allocate items of income or expense to income or principal of the estate, as 
provided by other law, including creation of reserves out of income for depreciation, 
obsolescence or amortization or for depletion of minerals or other natural resources; 
W.  Pay any sum distributable to a protected person or individual who is in fact 
dependent on the protected person by paying the sum to the distributee or by paying 
the sum for the use of the distributee: 
(1)  To the guardian of the distributee; 
(2)  To a distributee's custodian under the Maine Uniform Transfers to Minors 
Act or custodial trustee under the laws of another state; or 
(3)  If there is no guardian, custodian or custodial trustee, to a relative or other 
person having physical custody of the distributee; 
X.  Prosecute or defend actions, claims or proceedings in any jurisdiction for the 
protection of assets of the estate and of the conservator in the performance of 
fiduciary duties; 
Y.  Execute and deliver all instruments that will accomplish or facilitate the exercise 
of the powers vested in the conservator; and 
Z.  Exercise any powers described in section 1-110 relating to compliance with 
environmental laws. 
§5-426.  Delegation 
1.  Not entire administration; performance of functions.  A conservator may not 
delegate to an agent or another conservator the entire administration of the estate, but a 
conservator may otherwise delegate the performance of functions that a prudent trustee of 
comparable skills may delegate under similar circumstances. 
2.  Reasonable care, skill and caution.  The conservator shall exercise reasonable 
care, skill and caution in: 
A.  Selecting an agent; 
B.  Establishing the scope and terms of a delegation, consistent with the purposes and 
terms of the conservatorship; 
C.  Periodically reviewing an agent's overall performance and compliance with the 
terms of the delegation; and 
D.  Redressing an action or decision of an agent that would constitute a breach of 
trust if performed by the conservator. 
3.  Liability.  A conservator who complies with subsections 1 and 2 is not liable to 
the protected person or to the estate for the decisions or actions of the agent to whom a 
function was delegated. 
4.  Reasonable care of agent.  In performing a delegated function, an agent shall 
exercise reasonable care to comply with the terms of the delegation. 
5.  Agent submits to jurisdiction.  By accepting a delegation from a conservator 
subject to the law of this State, an agent submits to the jurisdiction of the courts of this 
State. 
§5-427.  Principles of distribution by conservator 
1.  Expend or distribute income or principal.  Unless otherwise specified in the 
order of appointment and endorsed on the letters of appointment or contrary to the plan 
filed pursuant to section 5-418, a conservator may expend or distribute income or 
principal of the estate of the protected person without further court authorization or 
confirmation for the support, care, education, health and welfare of the protected person 
and individuals who are in fact dependent on the protected person, including the payment 
of child or spousal support, in accordance with the following rules. 
A.  A conservator shall consider recommendations relating to the appropriate 
standard of support, care, education, health and welfare for the protected person or an 
individual who is in fact dependent on the protected person made by a guardian, if 
any, and, if the protected person is a minor, the conservator shall consider 
recommendations made by a parent. 
B.  A conservator may not be surcharged for money paid to persons furnishing 
support, care, education or benefit to a protected person or an individual who is in 
fact dependent on the protected person in accordance with the recommendations of a 
parent or guardian of the protected person unless the conservator knows that the 
parent or guardian derives personal financial benefit therefrom, including relief from 
any personal duty of support, or the recommendations are not in the best interest of 
the protected person. 
C.  In making distributions under this subsection, the conservator shall consider: 
(1)  The size of the estate, the estimated duration of the conservatorship and the 
likelihood that the protected person, at some future time, may be fully self-
sufficient and able to manage business affairs and the estate;  
(2)  The accustomed standard of living of the protected person and individuals 
who are in fact dependent on the protected person; and  
(3)  Other money or sources used for the support of the protected person. 
D.  Money expended under this subsection may be paid by the conservator to any 
person, including the protected person, as reimbursement for expenditures that the 
conservator might have made, or in advance for services to be rendered to the 
protected person if it is reasonable to expect the services will be performed and 
advance payments are customary or reasonably necessary under the circumstances. 
2.  Gifts not to exceed 20% of annual income.  If the estate is ample to provide for 
the distributions authorized by subsection 1, a conservator for a protected person other 
than a minor may make gifts that the protected person might have been expected to make, 
in amounts that do not exceed in the aggregate for any calendar year 20% of the income 
of the estate in that year. 
§5-428.  Death of protected person 
1.  Will; inform personal representative or beneficiary; retain estate.  If a 
protected person dies, the conservator shall deliver to the court for safekeeping any will 
of the protected person that may have come into the conservator's possession, inform the 
personal representative or beneficiary named in the will of the delivery and retain the 
estate for delivery to the personal representative of the decedent or to another person 
entitled to it. 
2.  Apply to exercise powers and duties of personal representative; notice.  If a 
personal representative has not been appointed within 40 days after the death of a 
protected person and an application or petition for appointment is not before the court, the 
conservator may apply to exercise the powers and duties of a personal representative in 
order to administer and distribute the decedent's estate.  Upon application for an order 
conferring upon the conservator the powers of a personal representative, after notice 
given by the conservator to the following, the court may grant the application upon 
determining that there is no objection and endorse the letters of conservatorship to note 
that the formerly protected person is deceased and that the conservator has acquired all of 
the powers and duties of a personal representative: 
A.  Any person nominated as personal representative by any will of which the 
applicant is aware; 
B.  All of the decedent's heirs; and 
C.  All devisees of the will, if any. 
3.  Effect of appointment as personal representative.  The issuance of an order 
under this section has the effect of an order of appointment of a personal representative as 
provided in section 3-308 and Article 3, Parts 6 to 10.  However, the estate in the name of 
the conservator, after administration, may be distributed to the decedent's successors 
without retransfer to the conservator as personal representative. 
§5-429.  Presentation and allowance of claims 
1.  Claims against estate or protected person.  A conservator may pay, or secure by 
encumbering assets of the estate, claims against the estate or against the protected person 
arising before or during the conservatorship upon their presentation and allowance in 
accordance with the priorities stated in subsection 4.  A claimant may present a claim by: 
A.  Sending or delivering to the conservator a written statement of the claim, 
indicating its basis, the name and address of the claimant and the amount claimed; or 
B.  Filing a written statement of the claim, in a form acceptable to the court, with the 
clerk of court and sending or delivering a copy of the statement to the conservator. 
2.  Presented claim; allowance; disallowance.  A claim is considered presented on 
receipt of the written statement of claim by the conservator or the filing of the claim with 
the court, whichever first occurs.  A presented claim is allowed if it is not disallowed by 
written statement sent or delivered by the conservator to the claimant within 60 days after 
its presentation.  The conservator before payment may change an allowance to a 
disallowance in whole or in part, but not after allowance under a court order or judgment 
or an order directing payment of the claim.  The presentation of a claim tolls the running 
of any statute of limitations relating to the claim until 30 days after its disallowance. 
3.  Unpaid claim.  A claimant whose claim has not been paid may petition the court 
for determination of the claim at any time before it is barred by a statute of limitations 
and, upon due proof, procure an order for its allowance, payment or security by 
encumbering assets of the estate.  If a proceeding is pending against a protected person at 
the time of appointment of a conservator or is initiated against the protected person 
thereafter, the moving party shall give to the conservator notice of any proceeding that 
could result in creating a claim against the estate. 
4.  Distribution; order.  If it appears that the estate is likely to be exhausted before 
all existing claims are paid, the conservator shall distribute the estate in money or in kind 
in payment of claims in the following order: 
A.  Costs and expenses of administration; 
B.  Claims of the Federal Government or State Government having priority under 
other law; 
C.  Claims incurred by the conservator for support, care, education, health and 
welfare previously provided to the protected person or individuals who are in fact 
dependent on the protected person; 
D.  Claims arising before the conservatorship; and 
E.  Any claims other than those specified in paragraphs A to D. 
5.  Preference of claims.  Preference may not be given in the payment of a claim 
over any other claim of the same class, and a claim due and payable may not be preferred 
over a claim not due. 
6.  Security interest in conservatorship estate.  If assets of the conservatorship are 
adequate to meet all existing claims, the court, acting in the best interest of the protected 
person, may order the conservator to grant a security interest in the conservatorship estate 
for payment of all claims at a future date. 
§5-430.  Personal liability of conservator 
1.  Not personally liable.  Except as otherwise agreed, a conservator is not 
personally liable on a contract properly entered into in a fiduciary capacity in the course 
of administration of the estate unless the conservator fails to reveal in the contract the 
representative capacity and identify the estate. 
2.  Personally liable.  A conservator is personally liable for obligations arising from 
ownership or control of property of the estate or for other acts or omissions occurring in 
the course of administration of the estate, including liability for violation of 
environmental law, only if personally at fault. 
3.  Claims asserted against conservator.  Claims based on contracts entered into by 
a conservator in a fiduciary capacity, obligations arising from ownership or control of the 
estate and claims based on torts committed in the course of administration of the estate 
may be asserted against the estate by proceeding against the conservator in a fiduciary 
capacity, whether or not the conservator is personally liable therefor. 
4.  Determination of liability.  A question of liability between the estate and the 
conservator personally may be determined in a proceeding for accounting, surcharge or 
indemnification or in another appropriate proceeding or action. 
§5-431.  Termination of proceedings 
1.  Death; order of court; minor attains majority or is emancipated.  A 
conservatorship terminates upon the death of the protected person or upon order of the 
court.  Unless created for reasons other than that the protected person is a minor, a 
conservatorship created for a minor also terminates when the protected person attains 
majority or is emancipated. 
2.  Distribution upon death; report and petition for discharge.  Upon the death of 
a protected person, the conservator shall conclude the administration of the estate by 
distribution to the person's successors.  The conservator shall file a final report and 
petition for discharge within 30 days after distribution. 
3.  Petition to terminate; termination; liability.  On petition of a protected person, 
a conservator or another person interested in a protected person's welfare, the court may 
terminate the conservatorship if the protected person no longer needs the assistance or 
protection of a conservator.  Termination of the conservatorship does not affect a 
conservator's liability for previous acts or the obligation to account for funds and assets of 
the protected person. 
4.  Procedures for termination.  Except as otherwise ordered by the court for good 
cause, before terminating a conservatorship the court shall follow the same procedures to 
safeguard the rights of the protected person that apply to a petition for conservatorship.  
Upon the establishment of a prima facie case for termination, the court shall order 
termination unless it is proved that continuation of the conservatorship is in the best 
interest of the protected person. 
5.  Title to assets passes upon termination; final report. Upon termination of a 
conservatorship and whether or not formally distributed by the conservator, title to assets 
of the estate passes to the formerly protected person or the person's successors.  The order 
of termination must provide for expenses of administration and direct the conservator to 
execute appropriate instruments to evidence the transfer of title or confirm a distribution 
previously made and to file a final report and a petition for discharge upon approval of 
the final report. 
6.  Final order of discharge.  The court shall enter a final order of discharge upon 
the approval of the final report and satisfaction by the conservator of any other conditions 
placed by the court on the conservator's discharge. 
§5-432.  Registration of guardianship orders 
If a guardian has been appointed in another state and a petition for the appointment of 
a guardian is not pending in this State, the guardian appointed in the other state, after 
giving notice to the appointing court of an intent to register, may register the guardianship 
order in this State by filing as a foreign judgment in a court in any appropriate county of 
this State certified copies of the order and letters of appointment. 
§5-433.  Registration of protective orders 
If a conservator has been appointed in another state and a petition for a protective 
order is not pending in this State, the conservator appointed in the other state, after giving 
notice to the appointing court of an intent to register, may register the protective order in 
this State by filing as a foreign judgment in a court in any county in which property 
belonging to the protected person is located certified copies of the order and letters of 
appointment and of any bond. 
§5-434.  Effect of registration 
1.  Registration.  Upon registration of a guardianship or protective order from 
another state, under the guardian or conservator may exercise in this State all powers 
authorized in the order of appointment except as prohibited under the laws of this State, 
including maintaining actions and proceedings in this State, and, if the guardian or 
conservator is not a resident of this State, subject to any conditions imposed upon 
nonresident parties. 
2.  Enforce registered order.  A court of this State may grant any relief available 
under this Article and other laws of this State to enforce a registered order. 
PART 5 
UNIFORM ADULT GUARDIANSHIP AND PROTECTIVE PROCEEDINGS 
JURISDICTION ACT 
SUBPART 1 
GENERAL PROVISIONS 
§5-501.  Short title 
This Part may be known and cited as "the Uniform Adult Guardianship and 
Protective Proceedings Jurisdiction Act." 
§5-502.  Definitions 
As used in this Part, unless the context otherwise indicates, the following terms have 
the following meanings. 
1.  Adult.  "Adult" means an individual who has attained 18 years of age. 
2.  Conservator.  "Conservator" means a person appointed by the court to administer 
the property of an adult, including a person appointed under Part 4. 
3.  Guardian.  "Guardian" means a person appointed by the court to make decisions 
regarding the person of an adult, including a person appointed under Part 3. 
4.  Guardianship proceeding.  "Guardianship proceeding" means a judicial 
proceeding in which an order for the appointment of a guardian is sought or has been 
issued. 
5.  Incapacitated person.  "Incapacitated person" means an adult for whom a 
guardian has been appointed or an adult who is an incapacitated person within the 
meaning of section 5-102, subsection 5. 
6.  Party.  "Party" means an interested person within the meaning of section 1-201, 
subsection 26, including the respondent, petitioner, guardian, conservator or any other 
person allowed by the court to participate in a guardianship or protective proceeding. 
7.  Person.  "Person," except in the term "incapacitated person" or "protected 
person," means an individual; corporation; business trust; estate; trust; partnership; 
limited liability company; association; joint venture; public corporation; government or 
governmental subdivision, agency or instrumentality; or any other legal or commercial 
entity. 
8.  Protected person.  "Protected person" means an adult for whom a protective 
order has been issued. 
9.  Protective order.  "Protective order" means an order appointing a conservator or 
other order related to management or disposition of an adult's property. 
10.  Protective proceeding.  "Protective proceeding" means a judicial proceeding in 
which a protective order is sought or has been issued. 
11.  Respondent.  "Respondent" means an adult for whom a protective order or the 
appointment of a guardian is sought. 
§5-503.  International application of Part 
A court of this State may treat a foreign country as if it were a state for the purpose of 
applying this Part. 
§5-504.  Communication between courts 
1.  Communication between courts; participation; record.  A court of this State 
may communicate with a court in another state concerning a proceeding arising under this 
Part.  The court may allow the parties to participate in the communication.  Except as 
otherwise provided in subsection 2, the court shall make a record of the communication.  
The record may be limited to the fact that the communication occurred. 
2.  No record required.  Courts may communicate concerning schedules, calendars, 
court records and other administrative matters without making a record. 
§5-505.  Cooperation between courts 
1.  Request of court of another state.  In a guardianship proceeding or protective 
proceeding in this State, a court of this State may request the appropriate court of another 
state to do any of the following: 
A.  Hold an evidentiary hearing; 
B.  Order a person in that state to produce evidence or give testimony pursuant to 
procedures of that state; 
C.  Order that an evaluation or assessment be made of the respondent; 
D.  Order any appropriate investigation of a person involved in a proceeding; 
E.  Forward to the court a certified copy of the transcript or other record of a hearing 
under paragraph A or any other proceeding, any evidence otherwise produced under 
paragraph B and any evaluation or assessment prepared in compliance with an order 
under paragraph C or D; 
F.  Issue any order necessary to ensure the appearance in the proceeding of a person 
whose presence is necessary for the court to make a determination, including the 
respondent or the incapacitated person or protected person; and 
G.  Issue an order authorizing the release of medical, financial, criminal or other 
relevant information in that state, including protected health information as defined in 
Code of Federal Regulations, Section 160.103, as amended. 
2.  Jurisdiction to comply with request.  If a court of another state in which a 
guardianship proceeding or protective proceeding is pending requests assistance of the 
kind provided in subsection 1, a court of this State has jurisdiction for the limited purpose 
of granting the request or making reasonable efforts to comply with the request. 
§5-506.  Taking testimony in another state 
1.  Testimony of witness in another state.  In a guardianship proceeding or 
protective proceeding, in addition to other procedures that may be available, testimony of 
a witness who is located in another state may be offered by deposition or other means 
allowable in this State for testimony taken in another state.  The court on its own motion 
may order that the testimony of a witness be taken in another state and may prescribe the 
manner in which and the terms upon which the testimony is to be taken. 
2.  Deposition or testimony by electronic means.  In a guardianship proceeding or 
protective proceeding, a court in this State may permit a witness located in another state 
to be deposed or to testify by telephone or audiovisual or other electronic means.  A court 
of this State shall cooperate with the court of the other state in designating an appropriate 
location for the deposition or testimony. 
3.  Documentary evidence transmitted, no original writing.  Documentary 
evidence transmitted from another state to a court of this State by technological means 
that do not produce an original writing may not be excluded from evidence on an 
objection based on the best evidence rule. 
SUBPART 2 
JURISDICTION 
§5-521.  Definitions; significant connection factors 
1.  Definitions.  As used in this subpart, unless the context otherwise indicates, the 
following terms have the following meanings. 
A.  "Emergency" means a circumstance that likely will result in substantial harm to a 
respondent's health, safety or welfare and for which the appointment of a guardian is 
necessary. 
B.  "Home state" means the state in which the respondent was physically present, 
including any period of temporary absence, for at least 6 consecutive months 
immediately before the filing of a petition for a protective order or the appointment of 
a guardian or, if none, the state in which the respondent was physically present, 
including any period of temporary absence, for at least 6 consecutive months ending 
within the 6 months prior to the filing of the petition. 
C.  "Significant-connection state" means a state, other than the home state, with 
which a respondent has a significant connection other than mere physical presence 
and in which substantial evidence concerning the respondent is available. 
2.  Significant-connection factors.  In determining under section 5-523 and section 
5-531, subsection 5 whether a respondent has a significant connection with a particular 
state, the court shall consider: 
A.  The location of the respondent's family and other persons required to be notified 
of the guardianship proceeding or protective proceeding; 
B.  The length of time the respondent at any time was physically present in the state 
and the duration of any absence; 
C.  The location of the respondent's property; and 
D.  The extent to which the respondent has ties to the state such as voting registration, 
state or local tax return filing, vehicle registration, driver's license, social relationship 
and receipt of services. 
§5-522.  Exclusive basis 
This subpart provides the exclusive jurisdictional basis for a court of this State to 
appoint a guardian or issue a protective order for an adult. 
§5-523.  Jurisdiction 
A court of this State has jurisdiction to appoint a guardian or issue a protective order 
for a respondent if: 
1.  Respondent's home state.  This State is the respondent's home state; or 
2.  Significant-connection state and other factors.  On the date the petition is filed, 
this State is a significant-connection state and: 
A.  The respondent does not have a home state or a court of the respondent's home 
state has declined to exercise jurisdiction because this State is a more appropriate 
forum; 
B.  The respondent has a home state, a petition for an appointment or order is not 
pending in a court of that state or another significant-connection state and, before the 
court makes the appointment or issues the order: 
(1)  A petition for an appointment or order is not filed in the respondent's home 
state; 
(2)  An objection to the court's jurisdiction is not filed by a person required to be 
notified of the proceeding; and 
(3)  The court in this State concludes that it is an appropriate forum under the 
factors set forth in section 5-526; 
C.  This State does not have jurisdiction under either paragraph A or B, the 
respondent's home state and all significant-connection states have declined to 
exercise jurisdiction because this State is the more appropriate forum and jurisdiction 
in this State is consistent with the Constitution of Maine and the United States 
Constitution; or 
D.  The requirements for special jurisdiction under section 5-524 are met. 
§5-524.  Special jurisdiction 
1.  Special jurisdiction.  If this State is not the respondent's home state and not a 
significant-connection state, a court of this State has special jurisdiction to do any of the 
following: 
A.  Appoint a guardian in an emergency for a term not exceeding 6 months for a 
respondent who is physically present in this State; 
B.  Issue a protective order with respect to real or tangible personal property located 
in this State; or 
C.  Appoint a guardian or conservator for an incapacitated person or protected person 
for whom a provisional order to transfer the proceeding from another state has been 
issued under procedures similar to those in section 5-531. 
2.  Emergency appointment.  If a petition for the appointment of a guardian in an 
emergency is brought in this State and this State was not the respondent's home state on 
the date the petition was filed, the court shall dismiss the proceeding at the request of the 
court of the home state, if any, whether dismissal is requested before or after the 
emergency appointment. 
§5-525.  Exclusive and continuing jurisdiction 
Except as otherwise provided in section 5-524, a court that has appointed a guardian 
or issued a protective order consistent with this Part has exclusive and continuing 
jurisdiction over the proceeding until it is terminated by the court or the appointment or 
order expires by its own terms. 
§5-526.  Appropriate forum 
1.  Decline jurisdiction.  A court of this State having jurisdiction under section 5-523 
to appoint a guardian or issue a protective order may decline to exercise its jurisdiction if 
it determines at any time that a court of another state is a more appropriate forum. 
2.  Actions by court that declines jurisdiction.  If a court of this State declines to 
exercise its jurisdiction under subsection 1, it shall either: 
A.  Dismiss or stay the proceeding; or 
B.  Impose any condition the court considers just and proper, including the condition 
that a petition for the appointment of a guardian or issuance of a protective order be 
filed promptly in another state. 
3.  Appropriate forum factors.  In determining whether it is an appropriate forum, 
the court shall consider all relevant factors, which may include: 
A.  Any expressed preference of the respondent; 
B.  Whether abuse, neglect or exploitation of the respondent has occurred or is likely 
to occur and which state could best protect the respondent from the abuse, neglect or 
exploitation; 
C.  The length of time the respondent was physically present in or was a legal 
resident of this State or another state; 
D.  The distance of the respondent from the court in each state; 
E.  The financial circumstances of the respondent's estate; 
F.  The nature and location of the evidence; 
G.  The ability of the court in each state to decide the issue expeditiously and the 
procedures necessary to present evidence; 
H.  The familiarity of the court of each state with the facts and issues in the 
proceeding; and 
I.  If an appointment were made, the court's ability to monitor the conduct of the 
guardian or conservator. 
§5-527.  Jurisdiction declined by reason of conduct 
1.  Jurisdiction because of unjustifiable conduct.  If at any time a court of this 
State determines that it acquired jurisdiction to appoint a guardian or issue a protective 
order because of unjustifiable conduct, the court may: 
A.  Decline to exercise jurisdiction; 
B.  Exercise jurisdiction for the limited purpose of fashioning an appropriate remedy 
to ensure the health, safety and welfare of the respondent or the protection of the 
respondent's property or prevent a repetition of the unjustifiable conduct, including 
staying the proceeding until a petition for the appointment of a guardian or issuance 
of a protective order is filed in a court of another state having jurisdiction; or 
C.  Continue to exercise jurisdiction after considering: 
(1)  The extent to which the respondent and all persons required to be notified of 
the proceedings have acquiesced in the exercise of the court's jurisdiction; 
(2)  Whether it is a more appropriate forum than the court of any other state under 
the factors set forth in section 5-526, subsection 3; and 
(3)  Whether the court of any other state would have jurisdiction under factual 
circumstances in substantial conformity with the jurisdictional standards of 
section 5-523. 
2.  Assessment of expenses.  If a court of this State determines that it acquired 
jurisdiction to appoint a guardian or issue a protective order because a party seeking to 
invoke its jurisdiction engaged in unjustifiable conduct, it may assess against that party 
necessary and reasonable expenses, including attorney's fees, investigative fees, court 
costs, communication expenses, witness fees and expenses and travel expenses.  The 
court may not assess fees, costs or expenses of any kind against this State or a 
governmental subdivision, agency or instrumentality of this State unless authorized by 
law other than this Part. 
§5-528.  Notice of proceeding 
If a petition for the appointment of a guardian or issuance of a protective order is 
brought in this State and this State was not the respondent's home state on the date the 
petition was filed, in addition to complying with the notice requirements of this State, 
notice of the petition must be given to those persons who would be entitled to notice of 
the petition if a proceeding were brought in the respondent's home state.  The notice must 
be given in the same manner as notice is required to be given in this State. 
§5-529.  Proceedings in more than one state 
Except for a petition for the appointment of a guardian in an emergency or issuance 
of a protective order limited to property located in this State under section 5-524, 
subsection 1, paragraph A or B, if a petition for the appointment of a guardian or issuance 
of a protective order is filed in this State and in another state and neither petition has been 
dismissed or withdrawn, the following apply. 
1.  Jurisdiction proper; proceed with case.  If the court in this State has jurisdiction 
under section 5-523, it may proceed with the case unless a court in another state acquires 
jurisdiction under provisions similar to section 5-523 before the appointment or issuance 
of the order. 
2.  Lack of jurisdiction; communication with court.  If the court in this State does 
not have jurisdiction under section 5-523, whether at the time the petition is filed or at 
any time before the appointment or issuance of the order, the court shall stay the 
proceeding and communicate with the court in the other state.  If the court in the other 
state has jurisdiction, the court in this State shall dismiss the petition unless the court in 
the other state determines that the court in this State is a more appropriate forum. 
SUBPART 3 
TRANSFER OF GUARDIANSHIP OR CONSERVATORSHIP 
§5-531.  Transfer of guardianship or conservatorship to another state 
1.  Petition.  A guardian or conservator appointed in this State may petition the court 
to transfer the guardianship or conservatorship to another state. 
2.  Notice.  Notice of a petition under subsection 1 must be given to the persons that 
would be entitled to notice of a petition in this State for the appointment of a guardian or 
conservator. 
3.  Hearing or opportunity for hearing.  On the court's own motion or on request of 
the guardian or conservator, the incapacitated person or protected person or other person 
required to be notified of the petition, the court shall hold a hearing or provide an 
opportunity for a hearing to be held on a petition filed pursuant to subsection 1. 
4.  Provisional order; guardianship.  The court shall issue an order provisionally 
granting a petition to transfer a guardianship and shall direct the guardian to petition for 
guardianship in the other state if the court is satisfied that the guardianship will be 
accepted by the court in the other state and the court finds that: 
A.  The incapacitated person is physically present in or is reasonably expected to 
move permanently to the other state; 
B.  An objection to the transfer has not been made or, if an objection has been made, 
the objector has not established by a preponderance of the evidence that the transfer 
would be contrary to the best interests of the incapacitated person; and 
C.  Plans for care and services for the incapacitated person in the other state are 
reasonable and sufficient. 
5.  Provisional order; conservatorship.  The court shall issue a provisional order 
granting a petition to transfer a conservatorship and shall direct the conservator to petition 
for conservatorship in the other state if the court is satisfied that the conservatorship will 
be accepted by the court of the other state and the court finds that: 
A.  The protected person is physically present in or is reasonably expected to move 
permanently to the other state or the protected person has a significant connection to 
the other state considering the factors in section 5-521, subsection 2; 
B.  An objection to the transfer has not been made or, if an objection has been made, 
the objector has not established by a preponderance of the evidence that the transfer 
would be contrary to the best interests of the protected person; and 
C.  Adequate arrangements will be made for management or disposition of the 
protected person's property. 
6.  Final order.  The court shall issue a final order confirming the transfer and 
terminating the guardianship or conservatorship upon its receipt of: 
A.  A provisional order accepting the proceeding from the court to which the 
proceeding is to be transferred that is issued under provisions similar to section 
5-532; and 
B.  The documents required to terminate a guardianship or conservatorship in this 
State. 
§5-532.  Accepting guardianship or conservatorship transferred from another state 
1.  Petition.  To confirm transfer of a guardianship or conservatorship transferred to 
this State under provisions similar to section 5-531, the guardian or conservator must 
petition the court in this State to accept the guardianship or conservatorship.  The petition 
must include a certified copy of the other state's provisional order of transfer. 
2.  Notice.  Notice of a petition under subsection 1 must be given to those persons 
who would be entitled to notice if the petition were a petition for the appointment of a 
guardian or issuance of a protective order in both the transferring state and this State.  
The notice must be given in the same manner as notice is required to be given in this 
State. 
3.  Hearing.  On the court's own motion or on request of the guardian or conservator, 
the incapacitated person or protected person or other person required to be notified of the 
proceeding, the court shall hold a hearing on a petition filed pursuant to subsection 1. 
4.  Provisional order.  The court shall issue an order provisionally granting a petition 
filed under subsection 1 unless: 
A.  An objection is made and the objector establishes by a preponderance of the 
evidence that transfer of the proceeding would be contrary to the best interests of the 
incapacitated person or protected person; or 
B.  The guardian or conservator is ineligible for appointment in this State. 
5.  Final order.  The court shall issue a final order accepting the proceeding and 
appointing the guardian or conservator as guardian or conservator in this State upon its 
receipt from the court from which the proceeding is being transferred of a final order 
issued under provisions similar to section 5-531 transferring the proceeding to this State. 
6.  Recognition of order from other state.  In granting a petition under this section, 
the court shall recognize a guardianship or conservatorship order from the other state, 
including the determination of the incapacitated person's or protected person's incapacity 
and the appointment of the guardian or conservator. 
7.  Denial; other proceedings unaffected.  The denial by a court of this State of a 
petition to accept a guardianship or conservatorship transferred from another state does 
not affect the ability of the guardian or conservator to seek appointment as guardian or 
conservator in this State under Part 3 or 4 if the court has jurisdiction to make an 
appointment other than by reason of the provisional order of transfer. 
SUBPART 4 
MISCELLANEOUS PROVISIONS 
§5-541.  Uniformity of application and construction 
In applying and construing this Part, consideration must be given to the need to 
promote uniformity of the law with respect to its subject matter among states that enact it. 
§5-542.  Relation to Electronic Signatures in Global and National Commerce Act 
This Part modifies, limits and supersedes the federal Electronic Signatures in Global 
and National Commerce Act, 15 United States Code, Section 7001 et seq., but does not 
modify, limit or supersede 15 United States Code, Section 7001(c) or authorize electronic 
delivery of any of the notices described in 15 United States Code, Section 7003(b). 
§5-543.  Transitional provisions 
1.  Proceedings on or after July 1, 2013.  This Part applies to guardianship and 
protective proceedings begun on or after July 1, 2013. 
2.  Proceedings before July 1, 2013.  Subparts 1, 3 and 4 and sections 5-551 and 
5-552 apply to proceedings begun before July 1, 2013, regardless of whether a 
guardianship or protective order has been issued. 
PART 6 
PUBLIC GUARDIAN AND CONSERVATOR 
§5-601.  Public guardians and conservators; general 
1.  Appointment of public guardian or conservator.  In any case in which a 
guardian or conservator may be appointed by the court under this Article, the court may 
appoint a public guardian or conservator as provided in this Part for incapacitated persons 
who are in need of protective services. 
2.  Department of Health and Human Services.  The Department of Health and 
Human Services shall act as the public guardian or conservator for incapacitated persons 
in need of protective services. 
3.  Article applies to public guardians and conservators.  Except as otherwise 
provided in this Part, the appointment, termination, rights and duties and other provisions 
for guardians and conservators in this Article apply to public guardians and conservators. 
§5-602.  Priority of private guardian or conservator 
A public guardian or conservator may not be appointed if the court determines that a 
suitable private guardian or conservator is available and willing to assume the 
responsibilities of a guardian or conservator. 
§5-603.  Exclusiveness of public guardian or conservator 
When the court has appointed a public guardian or conservator under this Part, no 
other guardian or conservator may be appointed for the same ward or protected person 
during the continuation of the public guardianship or public conservatorship. 
§5-604.  Nomination of public guardian or conservator 
1.  Nomination of public guardian.  Any person who is eligible to petition for 
appointment of a guardian under section 5-304, subsection 1, including the commissioner 
of any state department, the head of any state institution, the overseers of the poor and the 
welfare director or health officer of any municipality, may nominate the public guardian. 
2.  Nomination of public conservator.  Any person who is eligible to petition for 
appointment of a conservator under section 5-403, subsection 1, including the 
commissioner of any state department, the head of any state institution, the overseer of 
the poor and the welfare director or health officer of any municipality, may nominate the 
public conservator. 
3.  Article applies to proceedings for determining appointment.  Except as 
supplemented by section 5-605, the proceedings for determining the appointment of a 
public guardian or conservator are governed by the provisions of this Article for the 
appointment of guardians and conservators generally. 
§5-605.  Acceptance by public guardian or conservator; plan 
Prior to the appointment of a public guardian or conservator, the appropriate agency 
nominated shall accept or reject the nomination in writing within 30 days of its receipt of 
notification that it has been nominated and if the nomination is accepted shall file a 
detailed plan that, as relevant, must include but is not limited to the type of proposed 
living arrangement for the ward, how the ward's financial needs will be met, how the 
ward's medical and other remedial needs will be met, how the ward's social needs will be 
met and a plan for the ward's continuing contact with relatives and friends, as well as a 
plan for the management of the ward's or protected person's estate in the case of a public 
conservatorship. 
§5-606.  Officials authorized to act as public guardian or conservator 
1.  Commissioner of Health and Human Services.  When the Department of Health 
and Human Services is appointed public guardian or conservator of an incapacitated 
person, the authority of the public guardian or conservator must be exercised by the 
Commissioner of Health and Human Services and by any persons duly delegated by the 
commissioner to exercise such authority. 
2.  Delegation of authority.  Persons duly delegated by the officials authorized to act 
under subsection 1 may include a staff of competent social workers or competent social 
workers assigned to the public guardian or conservator by the Department of Health and 
Human Services.  In the event that the delegation is to an individual, such individual must 
be qualified by reason of education or experience, or both, in administering to the needs 
of the individual or individuals over whom the individual is to exercise administrative or 
supervisory authority under the public guardian. 
§5-607.  Duties and powers of a public guardian or conservator 
A public guardian or conservator has the same powers, rights and duties respecting 
the ward or the protected person as provided for guardians and conservators by the other 
Parts of this Article except as otherwise specifically provided in this Part, including the 
following particular provisions. 
1.  Placement in licensed facility; removal.  A public guardian may place a ward in 
a facility described in Title 22, section 1811 only if the facility is duly licensed.  In the 
event that the license of any such facility is suspended or revoked, the public guardian 
having any ward placed in that facility shall remove the ward and effect an appropriate 
placement of the ward as soon as practicable after knowledge of the suspension or 
revocation of the license. 
2.  Examination and evaluation; report to court. A public guardian or conservator 
at least annually, and at any time when ordered by the court, shall review the case of 
every person for whom the public guardian or conservator is acting under this Part.  A 
report of each review must be filed with the court.  Each review must contain an 
examination and evaluation of the plan created under section 5-605 for the ward or 
protected person and recommendations for a modification of the plan, as appropriate or 
necessary. 
3.  Records.  A public guardian or conservator shall keep books of account or other 
records showing separately the principal amount received, increments thereto and 
disbursements therefrom for the benefit of the ward or protected person, and such other 
records as are appropriate for the particular situation, together with the name of the ward 
or protected person, the source from which the money was received and the purpose for 
which the money was expended. 
4.  In absence of kin, autopsy and burial.  A public guardian, in the absence of 
available next of kin, may authorize the performance of an autopsy upon the body of a 
deceased ward.  The public guardian, in the absence of available next of kin, or in the 
event that next of kin refuses to assume responsibility for the deceased ward, shall cause 
any deceased ward to be suitably buried and has authority to expend funds of the ward for 
that purpose, and in the event the ward is without funds at the time of death, the public 
guardian shall cause the ward to be suitably buried at public expense, as in the case of the 
burial of any other deceased indigent person. 
§5-608.  No change in rights to services 
The appointment of a public guardian or conservator in no way enlarges or 
diminishes the ward's or protected person's right to services made available to all 
incapacitated persons in the State except for the provision of guardianship or 
conservatorship services as provided under this Article. 
§5-609.  No change in powers and duties of agency heads and trustees 
Nothing in this Article abrogates any other powers or duties vested by law in the head 
of any public institution, or vested by the settlor of a trust in the trustee thereof, for the 
benefit of any ward or protected person for whom the public guardian or conservator is 
appointed. 
§5-610.  Bond 
The public guardian or conservator is not required to file bonds in individual 
guardianships or conservatorships, but shall give a surety bond for the joint benefit of the 
wards or protected persons placed under the responsibility of the public guardian or 
conservator and the State, with a surety company or companies authorized to do business 
within the State, in an amount not less than the total value of all assets held by the public 
guardian or conservator, which amount must be computed at the end of each state fiscal 
year and approved by the Probate Court for Kennebec County.  At no time may the bond 
of each of the public guardians or conservators be less than $500 respectively. 
§5-611.  Compensation 
1.  Reasonable expenses; account for costs.  The public guardian or conservator 
may receive such reasonable amounts for its expenses as guardian or conservator as the 
Probate Court may allow.  The amounts so allowed must be allocated to an account from 
which may be drawn expenses for filing fees, bond premiums, court costs and other 
expenses required in the administration of the functions of the public guardian or 
conservator.  No amounts thus received may inure to the benefit of any employee of the 
public guardian or conservator.  Any balance in the account at the end of a fiscal year 
does not lapse but is carried forward from year to year and used for the purposes provided 
for in this subsection. 
2.  Reimbursement of personal expenditures.  Any personal expenditures made on 
the ward's or protected person's behalf by the public guardian or conservator must, when 
properly evidenced, be reimbursed out of the ward's or protected person's estate.  Claims 
for services rendered by state agencies must be submitted to the Probate Court for 
approval before payment. 
§5-612.  Incapacitated persons; guardian ad litem costs 
1.  Guardian ad litem, other special costs.  The costs of the guardian ad litem or 
any other special costs may be paid by the Department of Health and Human Services, 
within the limits of the department's budget, when: 
A.  An allegedly incapacitated person is in need of protective services and: 
(1)  A guardian ad litem is appointed under the provisions of this Code; or 
(2)  A court incurs special costs in a proceeding concerning the allegedly 
incapacitated person; and 
B.  Appointment of a public guardian or conservator is sought or the allegedly 
incapacitated person, within 3 months prior to the filing of the petition: 
(1)  Is or has been a client of the Department of Health and Human Services; or 
(2)  Has received services from a worker from the Department of Health and 
Human Services. 
2.  Payment of costs.  The Department of Health and Human Services is not liable 
for the costs set out in subsection 1 if the department can demonstrate that the allegedly 
incapacitated person has assets against which the costs may be assessed or that another 
more appropriate funding source is available and subject to the court's jurisdiction. 
§5-613.  Limited public guardianships 
The provisions of section 5-206 regarding limited guardianships apply to the 
appointment of public guardians. 
PART 7 
UNIFORM HEALTH CARE DECISIONS ACT  
§5-701.  Short title 
This Part may be known and cited as "the Uniform Health Care Decisions Act." 
§5-702.  Definitions 
As used in this Part, unless the context otherwise indicates, the following terms have 
the following meanings. 
1.  Advance health care directive.  "Advance health care directive" means an 
individual instruction from, or a power of attorney for health care by, an individual with 
capacity. 
2.  Agent.  "Agent" means an individual with capacity designated in a power of 
attorney for health care to make a health care decision for the individual granting the 
power. 
3.  Capacity.  "Capacity" means the ability to have a basic understanding of the 
diagnosed condition and to understand the significant benefits, risks and alternatives to 
the proposed health care and the consequences of forgoing the proposed treatment, the 
ability to make and communicate a health care decision and the ability to understand the 
consequences of designating an agent or surrogate to make health care decisions. 
4.  Guardian.  "Guardian" means a judicially appointed guardian or conservator 
having authority to make a health care decision for an individual. 
5.  Health care.  "Health care" means any care, treatment, service or procedure to 
maintain, diagnose or otherwise affect an individual's physical or mental condition. 
6.  Health care decision.  "Health care decision" means a decision made by an 
individual with capacity or by the individual's agent, guardian or surrogate regarding the 
individual's health care, including: 
A.  Selection and discharge of health care providers and institutions; 
B.  Approval or disapproval of diagnostic tests, surgical procedures, programs of 
medication and orders not to resuscitate; and 
C.  Directions to provide, withhold or withdraw artificial nutrition and hydration and 
all other forms of health care, including life-sustaining treatment. 
7.  Health care institution.  "Health care institution" means an institution, facility or 
agency licensed, certified or otherwise authorized or permitted by law to provide health 
care in the ordinary course of business. 
8.  Health care provider.  "Health care provider" means an individual licensed, 
certified or otherwise authorized or permitted by law to provide health care in the 
ordinary course of business or practice of a profession. 
9.  Individual instruction.  "Individual instruction" means a direction from an 
individual with capacity concerning a health care decision for the individual. 
10.  Life-sustaining treatment.  "Life-sustaining treatment" means any medical 
procedure or intervention that, when administered to a person without capacity and in 
either a terminal condition or a persistent vegetative state, will serve only to prolong the 
process of dying.  "Life-sustaining treatment" may include artificially administered 
nutrition and hydration, which is the provision of nutrients and liquids through the use of 
tubes, intravenous procedures or similar medical interventions. 
11.  Persistent vegetative state.  "Persistent vegetative state" means a state that 
occurs after coma in which the patient totally lacks higher cortical and cognitive function, 
but maintains vegetative brain stem processes, with no realistic possibility of recovery, as 
diagnosed in accordance with acceptable medical standards. 
12.  Person.  "Person" means an individual, corporation, business trust, estate, trust, 
partnership, association, joint venture, government, governmental subdivision, agency or 
instrumentality or any other legal or commercial entity. 
13.  Physician.  "Physician" means an individual authorized to practice medicine 
under Title 32. 
14.  Power of attorney for health care.  "Power of attorney for health care" means 
the designation of an agent with capacity to make health care decisions for the individual 
granting the power. 
15.  Primary physician.  "Primary physician" means a physician designated by an 
individual with capacity or by the individual's agent, guardian or surrogate to have 
primary responsibility for the individual's health care or, in the absence of a designation 
or if the designated physician is not reasonably available, a physician who undertakes the 
responsibility. 
16.  Reasonably available.  "Reasonably available" means readily able to be 
contacted without undue effort and willing and able to act in a timely manner considering 
the urgency of the patient's health care needs. 
17.  Supervising health care provider.  "Supervising health care provider" means 
the primary physician or, if there is no primary physician or the primary physician is not 
reasonably available, the health care provider who has undertaken primary responsibility 
for a patient's health care. 
18.  Surrogate.  "Surrogate" means an individual with capacity, other than a patient's 
agent or guardian, authorized under this Part to make health care decisions as provided in 
section 5-706. 
19.  Terminal condition.  "Terminal condition" means an incurable and irreversible 
condition that, without the administration of life-sustaining treatment, in the opinion of 
the primary physician, will result in death within a relatively short time. 
§5-703.  Advance health care directives 
1.  Individual instruction.  An adult or emancipated minor with capacity may give 
an individual instruction.  The instruction may be oral or written.  The instruction may be 
limited to take effect only if a specified condition arises.  An oral instruction is valid only 
if made to a health care provider or to an individual who may serve as a surrogate under 
section 5-706, subsection 2. 
2.  Power of attorney for health care.  An adult or emancipated minor with capacity 
may execute a power of attorney for health care, which may authorize the agent to make 
any health care decision the principal could have made while having capacity.  The power 
must be in writing and signed by the principal and 2 witnesses.  Notwithstanding any law 
validating electronic or digital signatures, signatures of the principal and witnesses must 
be made in person and not by electronic means.  The power remains in effect 
notwithstanding the principal's later incapacity and may include individual instructions.  
Unless related to the principal by blood, marriage or adoption, an agent may not be an 
owner, operator or employee of a residential long-term health care institution at which the 
principal is receiving care. 
3.  Effective upon determination that principal lacks capacity.  Unless otherwise 
specified in a power of attorney for health care, the authority of an agent becomes 
effective only upon a determination that the principal lacks capacity and ceases to be 
effective upon a determination that the principal has recovered capacity. 
4.  Determination.  Unless otherwise specified in a written advance health care 
directive, a determination that an individual lacks or has recovered capacity or that 
another condition exists that affects an individual instruction, the authority of an agent or 
the validity of an advance health care directive must be made by the primary physician, 
by a court of competent jurisdiction or, for an individual who has included a directive 
authorizing mental health treatment in an advance health care directive, by a person 
qualified to conduct an examination pursuant to Title 34-B, section 3863. 
5.  Decision in accordance with instructions, wishes, best interest.  An agent shall 
make a health care decision in accordance with the principal's individual instructions, if 
any, and other wishes to the extent known to the agent.  Otherwise, the agent shall make 
the decision in accordance with the agent's determination of the principal's best interest.  
In determining the principal's best interest, the agent shall consider the principal's 
personal values to the extent known to the agent. 
6.  Effective without judicial approval.  A health care decision made by an agent 
for a principal is effective without judicial approval. 
7.  Nomination of guardian.  A written advance health care directive may include 
the individual's nomination of a guardian of the person. 
8.  Validity of advance health care directive.  An advance health care directive is 
valid for purposes of this Part if it complies with this Part, regardless of when or where 
executed or communicated, or if it is valid under the laws of the state in which it was 
executed.  An advance health care directive that is valid where executed or communicated 
is valid for the purposes of this Part. 
9.  Directing mental health treatment.  An advance health care directive is valid for 
purposes of directing mental health treatment.  The terms of the directive must be 
construed in accordance with this Part and Title 34-B, sections 3831 and 3862. 
10.  Personal representative for purposes of federal law.  A surrogate or an agent 
named in an advance health care directive has the power and authority to serve as the 
personal representative of the patient who executed the health care directive for all 
purposes of the federal Health Insurance Portability and Accountability Act of 1996, 42 
United States Code, Section 1320d et seq. and its regulations, 45 Code of Federal 
Regulations, Parts 160-164.  The surrogate or agent has all the rights of the patient with 
respect to the use and disclosure of the individually identifiable health information and 
other medical records of the patient. 
§5-704.  Revocation of advance health care directive 
1.  Revocation of designation of agent.  An individual with capacity may revoke the 
designation of an agent only by a signed writing or by personally informing the 
supervising health care provider. 
2.  Revocation of advance health care directive.  An individual with capacity may 
revoke all or part of an advance health care directive, other than the designation of an 
agent, at any time and in any manner that communicates an intent to revoke. 
3.  Communication of revocation.  A health care provider, agent, guardian or 
surrogate who is informed of a revocation by an individual with capacity shall promptly 
communicate the fact of the revocation to the supervising health care provider and to any 
health care institution at which the patient is receiving care. 
4.  Revocation of spouse as agent.  A decree of annulment, divorce, dissolution of 
marriage or legal separation revokes a previous designation of a spouse as agent unless 
otherwise specified in the decree or in a power of attorney for health care. 
5.  Revocation of earlier advance health care directive in conflict.  An advance 
health care directive that conflicts with an earlier advance health care directive revokes 
the earlier directive to the extent of the conflict. 
§5-705.  Optional form 
The following form may, but need not, be used to create an advance health care 
directive.  The other sections of this Part govern the effect of this or any other writing 
used to create an advance health care directive.  An individual with capacity may 
complete or modify all or any part of the following form. 
ADVANCE HEALTH CARE DIRECTIVE 
Explanation 
You have the right to give instructions about your own health care.  You also have 
the right to name someone else to make health care decisions for you.  This form lets you 
do either or both of these things.  It also lets you express your wishes regarding donation 
of organs and the designation of your primary physician.  If you use this form, you may 
complete or modify all or any part of it.  You are free to use a different form. 
Part 1 of this form is a power of attorney for health care.  Part 1 lets you name 
another individual as agent to make health care decisions for you if you become incapable 
of making your own decisions or if you want someone else to make those decisions for 
you now even though you are still capable.  You may also name an alternate agent to act 
for you if your first choice is not willing, able or reasonably available to make decisions 
for you.  Unless related to you, your agent may not be an owner, operator or employee of 
a residential long-term health care institution at which you are receiving care. 
Unless the form you sign limits the authority of your agent, your agent may make all 
health care decisions for you.  This form has a place for you to limit the authority of your 
agent.  You need not limit the authority of your agent if you wish to rely on your agent 
for all health care decisions that may have to be made.  If you choose not to limit the 
authority of your agent, your agent will have the right to: 
(1)  Consent or refuse consent to any care, treatment, service or procedure to 
maintain, diagnose or otherwise affect a physical or mental condition; 
(2)  Select or discharge health care providers and institutions; 
(3)  Approve or disapprove diagnostic tests, surgical procedures, programs of 
medication and orders not to resuscitate; and 
(4)  Direct the provision, withholding or withdrawal of artificial nutrition and 
hydration and all other forms of health care, including life-sustaining treatment. 
Part 2 of this form lets you give specific instructions about any aspect of your health 
care.  Choices are provided for you to express your wishes regarding the provision, 
withholding or withdrawal of treatment to keep you alive, including the provision of 
artificial nutrition and hydration, as well as the provision of pain relief.  Space is also 
provided for you to add to the choices you have made or for you to write out any 
additional wishes. 
Part 3 of this form lets you express an intention to donate your bodily organs and 
tissues following your death. 
Part 4 of this form lets you designate a physician to have primary responsibility for 
your health care. 
After completing this form, sign and date the form at the end.  You must have 2 other 
individuals sign as witnesses.  Give a copy of the signed and completed form to your 
physician, to any other health care providers you may have, to any health care institution 
at which you are receiving care and to any health care agents you have named.  You 
should talk to the person you have named as agent to make sure that he or she 
understands your wishes and is willing to take the responsibility. 
You have the right to revoke this advance health care directive or replace this form at 
any time.  
* * * * * * * * * * * * * * * * * * * *  
PART 1 
POWER OF ATTORNEY FOR HEALTH CARE 
(1)  DESIGNATION OF AGENT:  I designate the following individual as my agent 
to make health care decisions for me: 
......................................................................................................................................... 
(name of individual you choose as agent) 
......................................................................................................................................... 
(address)                    (city)             (state)         (zip code) 
......................................................................................................................................... 
(home phone)                                   (work phone) 
OPTIONAL:  If I revoke my agent's authority or if my agent is not willing, able or 
reasonably available to make a health care decision for me, I designate as my first 
alternate agent: 
..................................................................................................................................... 
(name of individual you choose as first alternate agent) 
...................................................................................................................................... 
(address)               (city)               (state)                 (zip code) 
................................................................................................................................... 
(home phone)                             (work phone) 
OPTIONAL:  If I revoke the authority of my agent and first alternate agent or if 
neither is willing, able or reasonably available to make a health care decision for me, I 
designate as my second alternate agent: 
...................................................................................................................................... 
(name of individual you choose as second alternate agent) 
.................................................................................................................................... 
(address)               (city)               (state)                 (zip code) 
...................................................................................................................................... 
(home phone)                             (work phone) 
(2)  AGENT'S AUTHORITY:  My agent is authorized to make all health care 
decisions for me, including decisions to provide, withhold or withdraw artificial nutrition 
and hydration and all other forms of health care to keep me alive, except as I state here: 
........................................................................................................................................ 
....................................................................................................................................... 
....................................................................................................................................... 
(Add additional sheets if needed.) 
(3)   WHEN AGENT'S AUTHORITY BECOMES EFFECTIVE:  My agent's 
authority becomes effective when my primary physician determines that I am unable to 
make my own health care decisions unless I mark the following box.  If I mark this box 
[  ], my agent's authority to make health care decisions for me takes effect immediately. 
(4) AGENT'S OBLIGATION:  My agent shall make health care decisions for me in 
accordance with this power of attorney for health care, any instructions I give in Part 2 of 
this form and my other wishes to the extent known to my agent.  To the extent my wishes 
are unknown, my agent shall make health care decisions for me in accordance with what 
my agent determines to be in my best interest.  In determining my best interest, my agent 
shall consider my personal values to the extent known to my agent. 
(5) NOMINATION OF GUARDIAN:  If a guardian of my person needs to be 
appointed for me by a court, I nominate the agent designated in this form.  If that agent is 
not willing, able or reasonably available to act as guardian, I nominate the alternate 
agents whom I have named, in the order designated. 
PART 2 
INSTRUCTIONS FOR HEALTH CARE 
If you are satisfied to allow your agent to determine what is best for you in making 
end-of-life decisions, you need not fill out this part of the form.  If you do fill out this part 
of the form, you may strike any wording you do not want. 
(6)    END-OF-LIFE DECISIONS:  I direct that my health care providers and others 
involved in my care provide, withhold or withdraw treatment in accordance with the 
choice I have marked below: 
[   ] (a)  Choice Not To Prolong Life 
I do not want my life to be prolonged if (i) I have an incurable and irreversible 
condition that will result in my death within a relatively short time, (ii) I become 
unconscious and, to a reasonable degree of medical certainty, I will not regain 
consciousness or (iii) the likely risks and burdens of treatment would outweigh the 
expected benefits, OR 
[   ] (b)  Choice To Prolong Life 
I want my life to be prolonged as long as possible within the limits of generally 
accepted health care standards. 
(7)  ARTIFICIAL NUTRITION AND HYDRATION:  Artificial nutrition and 
hydration must be provided, withheld or withdrawn in accordance with the choice I have 
made in paragraph (6) unless I mark the following box.  If I mark this box [   ], artificial 
nutrition and hydration must be provided regardless of my condition and regardless of the 
choice I have made in paragraph (6). 
(8)   RELIEF FROM PAIN:  Except as I state in the following space, I direct that 
treatment for alleviation of pain or discomfort be provided at all times, even if it hastens 
my death: 
......................................................................................................................................... 
......................................................................................................................................... 
(9)  OTHER WISHES:  (If you do not agree with any of the optional choices above 
and wish to write your own, or if you wish to add to the instructions you have given 
above, you may do so here.)  I direct that: 
......................................................................................................................................... 
......................................................................................................................................... 
(Add additional sheets if needed)  
PART 3 
DONATION OF ORGANS AT DEATH 
(OPTIONAL) 
(10)   UPON MY DEATH:  (mark applicable box) 
[   ] (a)  I give any needed organs, tissues or parts, OR 
[   ] (b)  I give the following organs, tissues or parts only: 
......................................................................................................................... 
       (c)  My gift is for the following purposes:  (strike any of the following you do not 
want) 
(i)  Transplant 
(ii)  Therapy 
(iii)  Research 
(iv)  Education  
PART 4 
PRIMARY PHYSICIAN 
(OPTIONAL) 
DESIGNATION OF PRIMARY PHYSICIAN 
(11)  I designate the following physician as my primary physician: 
...................................................................................................................................... 
(name of physician) 
.................................................................................................................................... 
(address)                         (city)         (state)       (zip code) 
.................................................................................................................................... 
(phone) 
OPTIONAL:  If the physician I have designated above is not willing, able or 
reasonably available to act as my primary physician, I designate the following physician 
as my primary physician: 
................................................................................................................................... 
(name of physician) 
.................................................................................................................................... 
(address)                         (city)         (state)       (zip code) 
.................................................................................................................................... 
(phone) 
* * * * * * * * * * * * * * * * * * * *  
(12)  EFFECT OF COPY:  A copy of this form has the same effect as the original. 
(13)  SIGNATURES:  Sign and date the form here: 
.................................................................................................................................... 
(date)                                 (sign your name) 
................................................................................................................................... 
(address)                              (print your name) 
.................................................................................................................................. 
(city)                                            (state) 
SIGNATURES OF WITNESSES: 
First witness                     2nd witness 
................................................................................................................................... 
(print name)                            (print name) 
.................................................................................................................................. 
(address)                                     (address) 
................................................................................................................................ 
(city)               (state)                 (city)              (state) 
............................................................................................................................... 
(signature of witness)                   (signature of witness) 
................................................................................................................................ 
(date)                                 (date) 
§5-706.  Decisions by surrogate 
1.  Decisions by surrogate.  A surrogate may make a decision to withhold or 
withdraw life-sustaining treatment for a patient who is an adult or emancipated minor if 
the patient has been determined by the primary physician to lack capacity, no agent or 
guardian has been appointed or the agent or guardian is not reasonably available and the 
patient is in a terminal condition or a persistent vegetative state as determined by the 
primary physician. 
A surrogate also is authorized to make any other health care decision for a patient who is 
an adult or emancipated minor if the patient has been determined by the primary 
physician to lack capacity and no agent or guardian exists, except that a surrogate may 
not deny surgery, procedures or other interventions that are lifesaving and medically 
necessary. 
A medically necessary procedure is one providing the most patient-appropriate 
intervention or procedure that can be safely and effectively given. 
2.  Priority of who may act as surrogate.  Any member of the following classes of 
the patient's family who is reasonably available, in descending order of priority, may act 
as surrogate: 
A.  The spouse, unless legally separated; 
B.  An adult who shares an emotional, physical and financial relationship with the 
patient similar to that of a spouse; 
C.  An adult child; 
D.  A parent; 
E.  An adult brother or sister; 
F.  An adult grandchild; 
G.  An adult niece or nephew, related by blood or adoption; 
H.  An adult aunt or uncle, related by blood or adoption; or 
I.  Any adult relative of the patient, related by blood or adoption, who is familiar with 
the patient's personal values and is reasonably available for consultation. 
3.  Adult who has exhibited special concern.  If none of the individuals eligible to 
act as surrogate under subsection 2 is reasonably available, an adult who has exhibited 
special concern for the patient, who is familiar with the patient's personal values and who 
is reasonably available may act as surrogate. 
4.  Communication of assumption of authority.  A surrogate shall communicate the 
surrogate's assumption of authority as promptly as practicable to the members of the 
patient's family specified in subsection 2 who can be readily contacted. 
5.  Conflict among potential surrogates; neutral 3rd party or court.  If more than 
one member of a class assumes authority to act as surrogate and they, or members of 
different classes who are reasonably available, do not agree on a health care decision and 
the supervising health care provider is so informed, the supervising health care provider 
may comply with the decision of the class having priority or a majority of the members of 
that class who have communicated their views to the provider.  The health care provider 
may refer the members of the class or classes to a neutral 3rd party for assistance in 
resolving the dispute or to a court of competent jurisdiction.  If the class is evenly divided 
concerning the health care decision and the supervising health care provider is so 
informed, that class and all individuals having lower priority are disqualified from 
making the decision. 
6.  Decision in accordance with instructions, wishes, best interest.  A surrogate 
shall make a health care decision in accordance with the patient's individual instructions, 
if any, and other wishes to the extent known to the surrogate.  Otherwise, the surrogate 
shall make the decision in accordance with the surrogate's determination of the patient's 
best interest and in good faith.  In determining the patient's best interest, the surrogate 
shall consider the patient's personal values to the extent known to the surrogate.  A 
consent is not valid if it conflicts with the intention of the patient previously expressed to 
the surrogate. 
7.  Effective without judicial approval.  A health care decision made by a surrogate 
for a patient lacking capacity is effective without judicial approval. 
8.  Disqualification.  An individual with capacity at any time may disqualify another, 
including a member of the individual's family, from acting as the individual's surrogate 
by a signed writing or by personally informing the supervising health care provider of the 
disqualification. 
9.  Conflict of interest.  A surrogate may not be an owner, operator or employee of a 
residential long-term health care institution at which the patient is receiving care unless 
the surrogate is one of the following: 
A.  The spouse of the patient; 
B.  An adult child of the patient; 
C.  A parent of the patient; or 
D.  A relative of the patient with whom the patient has resided for more than 6 
months prior to the decision. 
10.  Written declaration supporting authority.  A supervising health care provider 
may require an individual claiming the right to act as surrogate for a patient to provide a 
written declaration under penalty of perjury stating facts and circumstances reasonably 
sufficient to establish the claimed authority. 
§5-707.  Decisions by guardian 
1.  Compliance with expressed wishes; cannot revoke advance health care 
directive.  Except as authorized by a court of competent jurisdiction, a guardian shall 
comply with the ward's individual instructions and other wishes, if any, expressed while 
the ward had capacity and to the extent known to the guardian and may not revoke the 
ward's advance health care directive unless the appointing court expressly so authorizes. 
2.  Agent's decision takes precedence.  Absent a court order to the contrary, a health 
care decision of an agent takes precedence over that of a guardian. 
3.  Effective without judicial approval; exceptions.  A health care decision made 
by a guardian for the ward is effective without judicial approval, except under the 
following circumstances: 
A.  The guardian's decision is contrary to the ward's individual instructions and other 
wishes, expressed while the ward had capacity; or 
B.  The guardian seeks to withhold or withdraw life-sustaining treatment from the 
ward, against the advice of the ward's primary physician and in the absence of 
instructions from the ward, made while the ward had capacity. 
§5-708.  Obligations of health care provider 
1.  Communicate to patient.  Before implementing a health care decision made for a 
patient, a supervising health care provider, if possible, shall promptly communicate to the 
patient the decision made and the identity of the person making the decision. 
2.  Include in record advance health care directive, surrogate, revocation, 
disqualification.  A supervising health care provider who knows of the existence of an 
advance health care directive, a revocation of an advance health care directive or a 
designation or disqualification of a surrogate shall promptly record its existence in the 
patient's health care record and, if it is in writing, shall request a copy and if one is 
furnished shall arrange for its maintenance in the health care record. 
3.  Include in record determinations on capacity; communicate.  A primary 
physician who makes or is informed of a determination that a patient lacks or has 
recovered capacity or that another condition exists that affects an individual instruction or 
the authority of an agent, guardian or surrogate or the validity of an advance health care 
directive shall promptly record the determination in the patient's health care record and 
communicate the determination to the patient, if possible, and to any person then 
authorized to make health care decisions for the patient. 
4.  Compliance.  Except as provided in subsections 5 and 6, a health care provider or 
health care institution providing care to a patient shall: 
A.  Comply with an individual instruction of the patient and with a reasonable 
interpretation of that instruction made by a person then authorized to make health 
care decisions for the patient; and 
B.  Comply with a health care decision for the patient made by a person then 
authorized to make health care decisions for the patient to the same extent as if the 
decision had been made by the patient while having capacity. 
5.  Decline to comply; not in compliance; reasons of conscience; contrary to 
policy.  A health care provider may decline to comply with an individual instruction or 
health care decision if the instruction or decision appears not to be in compliance with 
this Part or for reasons of conscience.  A health care institution may decline to comply 
with an individual instruction or health care decision if the instruction or decision appears 
not to be in compliance with this Part or if the instruction or decision is contrary to a 
policy of the institution that is expressly based on reasons of conscience and if the policy 
was timely communicated to the patient or to a person then authorized to make health 
care decisions for the patient. 
6.  Decline to comply; ineffective health care; contrary to generally accepted 
standards.  A health care provider or health care institution may decline to comply with 
an individual instruction or health care decision that requires medically ineffective health 
care or health care contrary to generally accepted health care standards applicable to the 
health care provider or institution. 
7.  Duties if decline to comply.  A health care provider or health care institution that 
declines to comply with an individual instruction or health care decision shall: 
A.  Promptly so inform the patient, if possible, and any person then authorized to 
make health care decisions for the patient; 
B.  Provide continuing care to the patient until a transfer can be effected or a court of 
competent jurisdiction issues a final order regarding the decision; and 
C.  Unless the patient or person then authorized to make health care decisions for the 
patient refuses assistance, immediately make all reasonable efforts to assist in the 
transfer of the patient to another health care provider or institution that is willing to 
comply with the instruction or decision. 
8.  Not as a condition for providing health care.  A health care provider or health 
care institution may not require or prohibit the execution or revocation of an advance 
health care directive as a condition for providing health care. 
§5-709.  Health care information 
Unless otherwise specified in an advance health care directive, a person then 
authorized to make health care decisions for a patient has the same rights as the patient to 
request, receive, examine, copy and consent to the disclosure of medical or any other 
health care information. 
§5-710.  Immunities 
1.  Health care provider or institution.  A health care provider or health care 
institution acting in good faith and in accordance with generally accepted health care 
standards applicable to the health care provider or health care institution is not subject to 
civil or criminal liability or to discipline for unprofessional conduct for: 
A.  Complying with a health care decision of a person apparently having authority 
and capacity to make a health care decision for a patient, including a decision to 
withhold or withdraw health care; 
B.  Declining to comply with a health care decision of a person based on a belief that 
the person then lacked authority or capacity or that the decision otherwise does not 
comply with this Part; 
C.  Complying with an advance health care directive and assuming that the directive 
was valid when made and has not been revoked or terminated; or 
D.  Seeking judicial relief from a court of competent jurisdiction. 
2.  Agent, guardian or surrogate.  An individual acting as agent, guardian or 
surrogate under this Part is not subject to civil or criminal liability or to discipline for 
unprofessional conduct for health care decisions made in good faith. 
§5-711.  Statutory damages 
1.  Health care provider or institution; intentional violation.  A health care 
provider or health care institution that intentionally violates this Part is subject to liability 
to the aggrieved individual for damages of $500 or actual damages resulting from the 
violation, whichever is greater, plus reasonable attorney's fees. 
2.  Interference with autonomy to make health care decisions.  A person who 
intentionally falsifies, forges, conceals, defaces or obliterates an individual's advance 
health care directive or a revocation of an advance health care directive without the 
individual's consent, or who coerces or fraudulently induces an individual to give, revoke 
or not to give an advance health care directive, is subject to liability to that individual for 
damages of $2,500 or actual damages resulting from the action, whichever is greater, plus 
reasonable attorney's fees. 
§5-712.  Capacity 
1.  Right to make health care decisions while having capacity.  This Part does not 
affect the right of an individual to make health care decisions while having capacity to do 
so. 
2.  Presumed to have capacity; rebuttal.  An individual is presumed to have 
capacity to make a health care decision, to give or revoke an advance health care directive 
and to designate or disqualify a surrogate.  This presumption may be rebutted by a 
determination by the individual's primary physician or by a court of competent 
jurisdiction. 
§5-713.  Effect of copy 
A copy of a written advance health care directive, revocation of an advance health 
care directive or designation or disqualification of a surrogate has the same effect as the 
original. 
§5-714.  Effect of Part 
1.  No presumption concerning intention if no advance health care directive or if 
revoked.  This Part does not create a presumption concerning the intention of an 
individual who has not made or who has revoked an advance health care directive. 
2.  Death resulting from withholding or withdrawing health care.  Death resulting 
from the withholding or withdrawal of health care in accordance with this Part does not 
for any purpose constitute a suicide or homicide or legally impair or invalidate a policy of 
insurance or an annuity providing a death benefit, notwithstanding any term of the policy 
or annuity to the contrary. 
3.  Prohibited by other statutes.  This Part does not authorize mercy killing, assisted 
suicide, euthanasia or the provision, withholding or withdrawal of health care to the 
extent prohibited by other statutes of this State. 
4.  Health care contrary to generally accepted health care standards.  This Part 
does not authorize or require a health care provider or health care institution to provide 
health care contrary to generally accepted health care standards applicable to the health 
care provider or health care institution. 
5.  Admission to a mental health institution.  This Part does not authorize an agent 
or surrogate to consent to the admission of an individual to a mental health institution 
unless the individual's written advance health care directive expressly so provides. 
6.  Other statutes governing treatment for mental illness.  This Part does not 
affect other statutes of this State governing treatment for mental illness of an individual 
involuntarily committed to a mental health institution. 
§5-715.  Judicial relief 
On petition of a patient, the patient's agent, guardian or surrogate, a health care or 
social services provider or health care institution involved with the patient's care, a state 
agency mandated to provide adult protective services pursuant to Title 22, chapter 958-A, 
or an adult relative or adult friend of the patient, the court may enjoin or direct a health 
care decision or other equitable relief. 
§5-716.  Uniformity of application and construction 
This Part must be applied and construed to effectuate its general purpose to make 
uniform the law with respect to the subject matter of this Part among states enacting it. 
§5-717.  Military advanced medical directives 
A military advanced medical directive executed in accordance with 10 United States 
Code, Section 1044c is valid in this State. 
PART 8 
MAINE UNIFORM POWER OF ATTORNEY ACT 
SUBPART 1 
GENERAL PROVISIONS AND DEFINITIONS 
§5-801.  Short title 
This Part may be known and cited as "the Maine Uniform Power of Attorney Act." 
§5-802.  Definitions 
As used in this Part, unless the context otherwise indicates, the following terms have 
the following meanings. 
1.  Agent.  "Agent" means a person granted authority to act for a principal under a 
power of attorney, whether denominated an agent, attorney-in-fact or otherwise.  "Agent" 
includes an original agent, coagent, successor agent and a person to whom an agent's 
authority is delegated. 
2.  Durable.  "Durable," with respect to a power of attorney, means not terminated by 
the principal's incapacity. 
3.  Electronic.  "Electronic" means relating to technology having electrical, digital, 
magnetic, wireless, optical, electromagnetic or similar capabilities. 
4.  Good faith.  "Good faith" means honesty in fact. 
5.  Incapacity.  "Incapacity" means inability of an individual to effectively manage 
property or business affairs because the individual: 
A.  Is impaired by reason of mental illness, mental deficiency, physical illness or 
disability, chronic use of drugs, chronic intoxication or other cause to the extent that 
the individual lacks sufficient understanding, capacity or ability to receive and 
evaluate information or make or communicate decisions regarding the individual's 
property or business affairs; or  
B.  Is: 
(1)  Missing; 
(2)  Detained, including incarcerated in a penal system; or 
(3)  Outside the United States and unable to return. 
6.  Person.  "Person" means an individual, corporation, business trust, estate, trust, 
partnership, limited liability company, association, joint venture, public corporation, 
government or governmental subdivision, agency or instrumentality or any other legal or 
commercial entity. 
7.  Power of attorney.  "Power of attorney" means a writing or other record that 
grants authority to an agent to act in the place of the principal, whether or not the term 
"power of attorney" is used. 
8.  Presently exercisable general power of appointment.  "Presently exercisable 
general power of appointment," with respect to property or a property interest subject to a 
power of appointment, means power exercisable at the time in question to vest absolute 
ownership in the principal individually, the principal's estate, the principal's creditors or 
the creditors of the principal's estate.  "Presently exercisable general power of 
appointment" includes a power of appointment not exercisable until the occurrence of a 
specified event, the satisfaction of an ascertainable standard or the passage of a specified 
period only after the occurrence of the specified event, the satisfaction of the 
ascertainable standard or the passage of the specified period.  "Presently exercisable 
general power of appointment" does not include a power exercisable in a fiduciary 
capacity or only by will. 
9.  Principal.  "Principal" means an individual who grants authority to an agent in a 
power of attorney. 
10.  Property.  "Property" means anything that may be the subject of ownership, 
whether real or personal or legal or equitable, or any interest or right therein. 
11.  Sign.  "Sign" means, with present intent to authenticate or adopt a record: 
A.  To execute or adopt a tangible symbol; or 
B.  To attach to or logically associate with the record an electronic sound, symbol or 
process. 
12.  Stocks and bonds.  "Stocks and bonds" means stocks, bonds, mutual funds and 
all other types of securities and financial instruments, whether held directly, indirectly or 
in any other manner.  "Stocks and bonds" does not include commodity futures contracts 
and call or put options on stocks or stock indexes. 
§5-803.  Applicability 
This Part applies to all powers of attorney except: 
1.  Coupled with an interest in the subject of the power.  A power to the extent it 
is coupled with an interest in the subject of the power, including a power given to or for 
the benefit of a creditor in connection with a credit transaction; 
2.  Health care decisions.  A power to make health care decisions; 
3.  Proxy or other delegation to exercise rights.  A proxy or other delegation to 
exercise voting rights or management rights with respect to an entity; and 
4.  Governmental purpose.  A power created on a form prescribed by a government 
or governmental subdivision, agency or instrumentality for a governmental purpose. 
§5-804.  Power of attorney is durable 
A power of attorney created under this Part is durable unless it expressly provides 
that it is terminated by the incapacity of the principal. 
§5-805.  Execution of power of attorney; notices 
1.  Signed by principal; acknowledged.  A power of attorney must be signed by the 
principal or in the principal's conscious presence by another individual directed by the 
principal to sign the principal's name on the power of attorney.  A signature on a power of 
attorney is presumed to be genuine if the principal acknowledges the signature before a 
notary public or other individual authorized by law to take acknowledgments.  A power 
of attorney under this Part is not valid unless it is acknowledged before a notary public or 
other individual authorized by law to take acknowledgments. 
2.  Notices for durable power of attorney.  A durable power of attorney under this 
Part is not valid unless it contains the following notices substantially in the following 
form: 
"Notice to the Principal:  As the "Principal" you are using this power of attorney to grant 
power to another person (called the Agent) to make decisions about your property and to 
use your property on your behalf.  Under this power of attorney you give your Agent 
broad and sweeping powers to sell or otherwise dispose of your property without notice 
to you.  Under this document your Agent will continue to have these powers after you 
become incapacitated.  The powers that you give your Agent are explained more fully in 
the Maine Uniform Power of Attorney Act, Maine Revised Statutes, Title 18-C, Article 5, 
Part 8.  You have the right to revoke this power of attorney at any time as long as you are 
not incapacitated.  If there is anything about this power of attorney that you do not 
understand, you should ask an attorney to explain it to you. 
Notice to the Agent:  As the "Agent" you are given power under this power of attorney to 
make decisions about the property belonging to the Principal and to dispose of the 
Principal's property on the Principal's behalf in accordance with the terms of this power 
of attorney.  This power of attorney is valid only if the Principal is of sound mind when 
the Principal signs it.  When you accept the authority granted under this power of 
attorney, a special legal relationship is created between you and the Principal.  This 
relationship imposes upon you legal duties that continue until you resign or the power of 
attorney is terminated or revoked.  The duties are more fully explained in the Maine 
Uniform Power of Attorney Act, Maine Revised Statutes, Title 18-C, Article 5, Part 8 and 
Title 18-B, sections 802 to 807 and Title 18-B, chapter 9.  As the Agent, you are 
generally not entitled to use the Principal's property for your own benefit or to make gifts 
to yourself or others unless the power of attorney gives you such authority.  If you violate 
your duty under this power of attorney, you may be liable for damages and may be 
subject to criminal prosecution.  You must stop acting on behalf of the Principal if you 
learn of any event that terminates this power of attorney or your authority under this 
power of attorney.  Events of termination are more fully explained in the Maine Uniform 
Power of Attorney Act and include, but are not limited to, revocation of your authority or 
of the power of attorney by the Principal, the death of the Principal or the commencement 
of divorce proceedings between you and the Principal.  If there is anything about this 
power of attorney or your duties under it that you do not understand, you should ask an 
attorney to explain it to you." 
§5-806.  Validity of power of attorney 
1.  Executed on or after January 1, 2019.  A power of attorney executed in this 
State on or after January 1, 2019 is valid if its execution complies with section 5-805. 
2.  Executed on or after July 1, 2010 but before January 1, 2019.  A power of 
attorney executed on or after July 1, 2010 but before January 1, 2019 is valid if its 
execution complied with former Title 18-A, section 5-906. 
3.  Executed before July 1, 2010.  A power of attorney executed in this State before 
July 1, 2010 is valid if its execution complied with the law of this State as it existed at the 
time of execution. 
4.  Executed other than in this State.  A power of attorney executed other than in 
this State is valid in this State if, when the power of attorney was executed, the execution 
complied with: 
A.  The law of the jurisdiction that determines the meaning and effect of the power of 
attorney pursuant to section 5-807; or 
B.  The requirements for a military power of attorney pursuant to 10 United States 
Code, Section 1044b, as amended. 
5.  Copy.  Except as otherwise provided by statute other than this Part, a photocopy 
or electronically transmitted copy of an original power of attorney has the same effect as 
the original. 
§5-807.  Meaning and effect of power of attorney 
The meaning and effect of a power of attorney are determined by the law of the 
jurisdiction indicated in the power of attorney and, in the absence of an indication of 
jurisdiction, by the law of the jurisdiction in which the power of attorney was executed. 
§5-808.  Nomination of conservator or guardian; relation of agent to court-
appointed fiduciary 
1.  Nomination of conservator or guardian.  In a power of attorney, a principal may 
nominate a conservator of the principal's estate or guardian of the principal’s person for 
consideration by the court if protective proceedings for the principal's estate or person are 
begun after the principal executes the power of attorney.  Except for good cause shown or 
disqualification, the court shall make its appointment in accordance with the principal's 
most recent nomination. 
2.  Relation of agent to court-appointed fiduciary.  If, after a principal executes a 
power of attorney, a court appoints a conservator of the principal's estate or other 
fiduciary charged with the management of some or all of the principal's property, the 
agent is accountable to the fiduciary as well as to the principal.  The power of attorney is 
not terminated and the agent's authority continues unless limited, suspended or terminated 
by the court. 
§5-809.  When power of attorney effective 
1.  Effective when executed unless otherwise provided.  A power of attorney is 
effective when executed unless the principal provides in the power of attorney that it 
becomes effective at a future date or upon the occurrence of a future event or 
contingency.  
2.  Future event or contingency; determination.  If a power of attorney becomes 
effective upon the occurrence of a future event or contingency, the principal, in the power 
of attorney, may authorize one or more persons to determine in a writing or other record 
that the event or contingency has occurred.  
3.  Incapacity; determination.  If a power of attorney becomes effective upon the 
principal's incapacity and the principal has not authorized a person to determine whether 
the principal is incapacitated, or the person authorized is unable or unwilling to make the 
determination, the power of attorney becomes effective upon a determination in a writing 
or other record by: 
A.  A physician that the principal is incapacitated within the meaning of section 
5-802, subsection 5, paragraph A; or 
B.  An attorney, a judge or an appropriate governmental official that the principal is 
incapacitated within the meaning of section 5-802, subsection 5, paragraph B. 
4.  Personal representative pursuant to federal law.  A person authorized by the 
principal in the power of attorney to determine that the principal is incapacitated may act 
as the principal's personal representative pursuant to the federal Health Insurance 
Portability and Accountability Act of 1996, 42 United States Code, Section 1320d et seq., 
as amended, and applicable regulations, to obtain access to the principal's health care 
information and communicate with the principal's health care provider. 
§5-810.  Termination of power of attorney or agent's authority 
1.  Termination of power of attorney.  A power of attorney terminates when: 
A.  The principal dies; 
B.  The principal becomes incapacitated, if the power of attorney is not durable; 
C.  The principal revokes the power of attorney; 
D.  The power of attorney provides that it terminates; 
E.  The purpose of the power of attorney is accomplished; or 
F.  The principal revokes the agent's authority or the agent dies, becomes 
incapacitated or resigns and the power of attorney does not provide for another agent 
to act under the power of attorney. 
2.  Termination of agent's authority.  An agent's authority terminates: 
A.  When the principal revokes the authority; 
B.  When the agent dies, becomes incapacitated or resigns; 
C.  When an action is filed for the termination or annulment of the agent's marriage to 
the principal or their legal separation, unless the power of attorney otherwise 
provides; 
D.  Upon the sooner to occur of either: 
(1)  The marriage of the principal to a person other than the agent if upon or after 
execution of the power of attorney the principal and the agent are or became 
registered domestic partners, the filing with the domestic partner registry, in 
accordance with Title 22, section 2710, subsection 4, of a notice consenting to the 
termination of a registered domestic partnership of the principal and the agent; or 
(2)  Upon service, in accordance with Title 22, section 2710, subsection 4, of a 
notice of intent to terminate the registered domestic partnership of the principal 
and the agent; or 
E.  When the power of attorney terminates. 
3.  Agent's authority until termination.  Unless the power of attorney otherwise 
provides, an agent's authority is exercisable until the authority terminates under 
subsection 2, notwithstanding a lapse of time since the execution of the power of 
attorney. 
4.  Termination of authority not effective without actual knowledge.  Termination 
of an agent's authority or of a power of attorney is not effective as to the agent or another 
person that, without actual knowledge of the termination, acts in good faith under the 
power of attorney.  An act so performed, unless otherwise invalid or unenforceable, binds 
the principal and the principal's successors in interest. 
5.  Incapacity does not revoke or terminate nondurable power of attorney 
without actual knowledge.  Incapacity of the principal of a power of attorney that is not 
durable does not revoke or terminate the power of attorney as to an agent or other person 
that, without actual knowledge of the incapacity, acts in good faith under the power of 
attorney.  An act so performed, unless otherwise invalid or unenforceable, binds the 
principal and the principal's successors in interest. 
6.  Previously executed power of attorney not revoked unless provided.  The 
execution of a power of attorney does not revoke a power of attorney previously executed 
by the principal unless the subsequent power of attorney provides that the previous power 
of attorney is revoked or that all other powers of attorney are revoked. 
§5-811.  Coagents and successor agents 
1.  Coagents.  A principal may designate 2 or more persons to act as coagents.  
Unless the power of attorney otherwise provides, each coagent may exercise its authority 
independently. 
2.  Successor agents.  A principal may designate one or more successor agents to act 
if an agent resigns, dies, becomes incapacitated, is not qualified to serve or declines to 
serve.  A principal may grant authority to designate one or more successor agents to an 
agent or other person designated by name, office or function.  Unless the power of 
attorney otherwise provides, a successor agent: 
A.  Has the same authority as that granted to the original agent; and 
B.  May not act until all predecessor agents have resigned, died, become 
incapacitated, are no longer qualified to serve or have declined to serve. 
3.  Not liable for actions of other agent.  Except as otherwise provided in the power 
of attorney and subsection 4, an agent that does not participate in or conceal a breach of 
fiduciary duty committed by another agent, including a predecessor agent, is not liable for 
the actions of the other agent. 
4.  Actual knowledge of breach or imminent breach; damages.  An agent that has 
actual knowledge of a breach or imminent breach of fiduciary duty by another agent shall 
notify the principal and, if the principal is incapacitated, take any action reasonably 
appropriate in the circumstances to safeguard the principal's interests.  An agent that fails 
to notify the principal or take action as required by this subsection is liable for the 
reasonably foreseeable damages that could have been avoided if the agent had notified 
the principal or taken such action. 
§5-812.  Reimbursement and compensation of agent 
Unless the power of attorney otherwise provides, an agent is entitled to 
reimbursement of expenses reasonably incurred on behalf of the principal and to 
compensation that is reasonable under the circumstances.  The factors set forth in section 
3-721, subsection 2 should be considered as guides in determining the reasonableness of 
compensation under this section. 
§5-813.  Agent's acceptance 
Except as otherwise provided in the power of attorney, a person accepts appointment 
as an agent under a power of attorney by exercising authority or performing duties as an 
agent or by any other assertion or conduct indicating acceptance. 
§5-814.  Agent's duties 
1.  Minimum mandatory duties.  Notwithstanding provisions in the power of 
attorney, an agent that has accepted appointment shall: 
A.  Act in accordance with the principal's reasonable expectations to the extent 
actually known by the agent and otherwise act as a fiduciary under the standards of 
care applicable to trustees as described under Title 18-B, sections 802 to 807 and 
Title 18-B, chapter 9; 
B.  Act in good faith; and 
C.  Act only within the scope of authority granted in the power of attorney. 
2.  Default duties.  Except as otherwise provided in the power of attorney, an agent 
that has accepted appointment shall: 
A.  Act loyally for the principal's benefit; 
B.  Act so as not to create a conflict of interest that impairs the agent's ability to act 
impartially;  
C.  Act with the care, competence and diligence ordinarily exercised by agents in 
similar circumstances; 
D.  Keep a record of all receipts, disbursements and transactions made on behalf of 
the principal; 
E.  Cooperate with a person that has authority to make health care decisions for the 
principal to carry out such decisions; and 
F.  Attempt to preserve the principal's estate plan, to the extent actually known by the 
agent, based on all relevant factors, including: 
(1)  The value and nature of the principal's property;  
(2)  The principal's foreseeable obligations and need for maintenance; 
(3)  Minimization of taxes, including income, estate, inheritance, generation-
skipping transfer and gift taxes; and  
(4)  Eligibility for a benefit, a program or assistance under a statute, rule or 
regulation. 
3.  Failure to preserve estate plan; good faith.  An agent that acts in good faith is 
not liable to any beneficiary of the principal's estate plan for failure to preserve the plan. 
4.  Agent also benefits.  An agent that acts with care, competence and diligence for 
the sole interest of the principal is not liable solely because the agent also benefits from 
the act or has an individual or conflicting interest in relation to the property or affairs of 
the principal. 
5.  Special skills or expertise.  If an agent is selected by the principal because of 
special skills or expertise possessed by the agent or in reliance on the agent's 
representation that the agent has special skills or expertise, the special skills or expertise 
must be considered in determining whether the agent has acted with care, competence and 
diligence under the circumstances. 
6.  Value of property declines.  Absent a breach of duty to the principal, an agent is 
not liable if the value of the principal's property declines. 
7.  Delegation of authority.  An agent that exercises authority to delegate to another 
person the authority granted by the principal or that engages another person on behalf of 
the principal is not liable for an act, error of judgment or default of that person if the 
agent exercises care, competence and diligence in selecting and monitoring the person. 
8.  Disclosure upon request.  Except as otherwise provided in the power of attorney, 
an agent is not required to disclose receipts, disbursements or transactions conducted on 
behalf of the principal unless ordered by a court or requested by the principal, a guardian, 
a conservator, another fiduciary acting for the principal, a governmental agency having 
authority to protect the welfare of the principal or, upon the death of the principal, by the 
personal representative or successor in interest of the principal's estate.  If so requested, 
within 30 days the agent shall comply with the request or provide a writing or other 
record substantiating why additional time is needed and shall comply with the request 
within an additional 30 days. 
§5-815.  Exoneration of agent 
A provision in a power of attorney relieving an agent of liability for breach of duty is 
binding on the principal and the principal's successors in interest except to the extent the 
provision: 
1.  Dishonesty, improper motive, reckless indifference.  Relieves the agent of 
liability for breach of duty committed dishonestly, with an improper motive or with 
reckless indifference to the purposes of the power of attorney; or 
2.  Abuse of relationship.  Was inserted as a result of an abuse of a confidential or 
fiduciary relationship with the principal. 
§5-816.  Judicial relief 
1.  Petition.  The following persons may petition the Probate Court or the Superior 
Court for the county in which either the principal or the agent resides to construe a power 
of attorney or review the agent's conduct and grant appropriate relief: 
A.  The principal or the agent; 
B.  A guardian, conservator or other fiduciary acting for the principal; 
C.  A person authorized to make health care decisions for the principal; 
D.  The principal's spouse, registered domestic partner, parent or descendant; 
E.  An individual who would qualify as a presumptive heir of the principal; 
F.  A person named as a beneficiary to receive any property, benefit or contractual 
right on the principal's death or as a beneficiary of a trust created by or for the 
principal that has a financial interest in the principal's estate; 
G.  A governmental agency having regulatory authority to protect the welfare of the 
principal; 
H.  The principal's caregiver or another person that demonstrates sufficient interest in 
the principal's welfare; and 
I.  A person asked to accept the power of attorney. 
2.  Motion by principal to dismiss; lack of capacity.  Upon motion by the principal, 
the court shall dismiss a petition filed under this section, unless the court finds that the 
principal lacks capacity to revoke the agent's authority or the power of attorney. 
§5-817.  Agent's liability 
An agent that violates this Part is liable to the principal or the principal's successors in 
interest for the amount required to: 
1.  Restore property.  Restore the value of the principal's property to what it would 
have been had the violation not occurred; and 
2.  Reimburse fees and costs.  Reimburse the principal or the principal's successors 
in interest for the attorney's fees and costs paid on the agent's behalf. 
§5-818.  Agent's resignation; notice 
Unless the power of attorney provides a different method for an agent's resignation, 
an agent may resign by giving notice to the principal and, if the principal is incapacitated: 
1.  Conservator, guardian, coagent, successor agent.  To the conservator or 
guardian, if one has been appointed for the principal, and a coagent or successor agent; or  
2.  Caregiver, interested person, governmental agency.  If there is no person 
described in subsection 1, to:  
A.  The principal's caregiver; 
B.  Another person reasonably believed by the agent to have sufficient interest in the 
principal's welfare; or 
C.  A governmental agency having authority to protect the welfare of the principal. 
§5-819.  Acceptance of and reliance upon acknowledged power of attorney 
1.  Acknowledged.  For purposes of this section and section 5-820, "acknowledged" 
means purportedly verified before a notary public or other individual authorized to take 
acknowledgments. 
2.  Signature not genuine.  A person that in good faith accepts an acknowledged 
power of attorney without actual knowledge that the signature is not genuine may rely 
upon the presumption under section 5-805 that the signature is genuine. 
3.  Void, invalid or terminated; exceeding or improper authority.  A person that 
in good faith accepts an acknowledged power of attorney without actual knowledge that 
the power of attorney is void, invalid or terminated, that the purported agent's authority is 
void, invalid or terminated or that the agent is exceeding or improperly exercising the 
agent's authority may rely upon the power of attorney as if the power of attorney were 
genuine, valid and still in effect, the agent's authority were genuine, valid and still in 
effect and the agent had not exceeded and had properly exercised the authority. 
4.  Request and rely upon.  A person that is asked to accept an acknowledged power 
of attorney may request, and rely upon, without further investigation: 
A.  An agent's certification under penalty of perjury of any factual matter concerning 
the principal, agent or power of attorney; 
B.  An English translation of the power of attorney if the power of attorney contains, 
in whole or in part, language other than English; and 
C.  An opinion of counsel as to any matter of law concerning the power of attorney if 
the person making the request provides in a writing or other record the reason for the 
request.  
5.  Expense of translation or opinion of counsel.  An English translation or an 
opinion of counsel requested under this section must be provided at the principal's 
expense unless the request is made more than 7 business days after the power of attorney 
is presented for acceptance. 
6.  Employee without actual knowledge.  For purposes of this section and section 
5-820, a person that conducts activities through employees is without actual knowledge 
of a fact relating to a power of attorney, a principal or an agent if the employee 
conducting the transaction involving the power of attorney is without actual knowledge of 
the fact. 
§5-820.  Liability for refusal to accept acknowledged power of attorney 
1.  Request within 7 days; accept within 5 days of receipt.  Except as otherwise 
provided in subsection 2: 
A.  A person shall either accept an acknowledged power of attorney or request a 
certification, a translation or an opinion of counsel under section 5-819, subsection 4 
no later than 7 business days after presentation of the power of attorney for 
acceptance; 
B.  If a person requests a certification, a translation or an opinion of counsel under 
section 5-819, subsection 4, the person shall accept the power of attorney no later 
than 5 business days after receipt of the certification, translation or opinion of 
counsel; and 
C.  A person may not require an additional or different form of power of attorney for 
authority granted in the power of attorney presented. 
2.  Acceptance not required.  A person is not required to accept an acknowledged 
power of attorney if: 
A.  The person is not otherwise required to engage in a transaction with the principal 
in the same circumstances; 
B.  Engaging in a transaction with the agent or the principal in the same 
circumstances would be inconsistent with federal law; 
C.  The person has actual knowledge of the termination of the agent's authority or of 
the power of attorney before exercise of the power; 
D.  A request for a certification, a translation or an opinion of counsel under section 
5-819, subsection 4 is refused; 
E.  The person in good faith believes that the power is not valid or that the agent does 
not have the authority to perform the act requested, whether or not a certification, a 
translation or an opinion of counsel under section 5-819, subsection 4 has been 
requested or provided; or 
F.  The person has a good faith belief that the principal may be subject to physical or 
financial abuse, neglect, exploitation or abandonment by the agent or a person acting 
for or with the agent and the person makes, or has actual knowledge that another 
person has made, a report to the Department of Health and Human Services regarding 
such beliefs. 
3.  Consequences of refusal.  A person that refuses in violation of this section to 
accept an acknowledged power of attorney is subject to: 
A.  A court order mandating acceptance of the power of attorney; and 
B.  Liability for reasonable attorney's fees and costs incurred in any action or 
proceeding that confirms the validity of the power of attorney or mandates 
acceptance of the power of attorney. 
§5-821.  Principles of law and equity 
Unless displaced by a provision of this Part, the principles of law and equity 
supplement this Part. 
§5-822.  Laws applicable to financial institutions and entities 
This Part does not supersede any other law applicable to financial institutions or other 
entities, and the other law controls if inconsistent with this Part. 
§5-823.  Remedies under other law 
The remedies under this Part are not exclusive and do not abrogate any right or 
remedy under the law of this State other than this Part. 
SUBPART 2 
AUTHORITY 
§5-831.  Authority that requires specific grant; grant of general authority 
1.  Specific grant of authority required.  An agent under a power of attorney may 
do the following on behalf of the principal or with the principal's property only if the 
power of attorney expressly grants the agent the authority and exercise of the authority is 
not otherwise prohibited by another agreement or instrument to which the authority or 
property is subject: 
A.  Create, amend, revoke or terminate an inter vivos trust; 
B.  Make a gift; 
C.  Create or change rights of survivorship; 
D.  Create or change a beneficiary designation;  
E.  Delegate authority granted under the power of attorney; 
F.  Waive the principal's right to be a beneficiary of a joint and survivor annuity, 
including a survivor benefit under a retirement plan;  
G.  Exercise fiduciary powers that the principal has authority to delegate; and 
H.  Disclaim property, including a power of appointment. 
2.  Limitation on creating interest in principal's property.  Notwithstanding a 
grant of authority to do an act described in subsection 1, unless the power of attorney 
otherwise provides, an agent that is not an ancestor, spouse, registered domestic partner 
or descendant of the principal may not exercise authority under a power of attorney to 
create in the agent, or in an individual to whom the agent owes a legal obligation of 
support, an interest in the principal’s property, whether by gift, right of survivorship, 
beneficiary designation, disclaimer or otherwise. 
3.  General authority.  Subject to subsections 1, 2, 4 and 5, if a power of attorney 
grants to an agent authority to do all acts that a principal could do, the agent has the 
general authority described in sections 5-834 to 5-846. 
4.  Authority to make a gift.  Unless the power of attorney otherwise provides, a 
grant of authority to make a gift is subject to section 5-847. 
5.  Overlapping subjects.  Subject to subsections 1, 2 and 4, if the subjects over 
which authority is granted in a power of attorney are similar or overlap, the broadest 
authority controls. 
6.  Authority with respect to principal's property.  Authority granted in a power of 
attorney is exercisable with respect to property that the principal has when the power of 
attorney is executed or acquires later, whether or not the property is located in this State 
and whether or not the authority is exercised or the power of attorney is executed in this 
State. 
7.  Act pursuant to power of attorney.  An act performed by an agent pursuant to a 
power of attorney has the same effect and inures to the benefit of and binds the principal 
and the principal's successors in interest as if the principal had performed the act. 
§5-832.  Incorporation of authority 
1.  Reference to subject.  An agent has authority described in this subpart if the 
power of attorney refers to general authority with respect to the descriptive term for the 
subjects stated in sections 5-834 to 5-847 or cites the section in which the authority is 
described. 
2.  Reference to section number.  A reference in a power of attorney to general 
authority with respect to the descriptive term for a subject in sections 5-834 to 5-847 or a 
citation to a section of sections 5-834 to 5-847 incorporates the entire section as if it were 
set out in full in the power of attorney. 
3.  Modify incorporated authority.  A principal may modify authority incorporated 
by reference. 
§5-833.  Construction of authority generally 
Except as otherwise provided in the power of attorney, by executing a power of 
attorney that incorporates by reference a subject described in sections 5-834 to 5-847 or 
that grants to an agent authority to do all acts that a principal could do pursuant to section 
5-831, subsection 3, a principal authorizes the agent, with respect to that subject, to: 
1.  Money or another thing of value.  Demand, receive and obtain, by litigation or 
otherwise, money or another thing of value to which the principal is, may become or 
claims to be entitled and conserve, invest, disburse or use anything so received or 
obtained for the purposes intended; 
2.  Contracts.  Contract in any manner with any person, on terms agreeable to the 
agent, to accomplish a purpose of a transaction and perform, rescind, cancel, terminate, 
reform, restate, release or modify the contract or another contract made by or on behalf of 
the principal; 
3.  Instrument or communication.  Execute, acknowledge, seal, deliver, file or 
record any instrument or communication the agent considers desirable to accomplish a 
purpose of a transaction, including creating at any time a schedule listing some or all of 
the principal's property and attaching it to the power of attorney; 
4.  Claim in favor of or against principal; intervene.  Initiate, participate in, submit 
to alternative dispute resolution, settle, oppose or propose or accept a compromise with 
respect to a claim existing in favor of or against the principal or intervene in litigation 
relating to the claim; 
5.  Assistance of court or governmental agency.  Seek on the principal's behalf the 
assistance of a court or other governmental agency to carry out an act authorized in the 
power of attorney; 
6.  Advisors.  Engage, compensate and discharge an attorney, accountant, 
discretionary investment manager, expert witness or other advisor; 
7.  Record, report or other document.  Prepare, execute and file a record, report or 
other document to safeguard or promote the principal's interest under a statute, rule or 
regulation; 
8.  Communication with government or instrumentality.  Communicate with any 
representative or employee of a government or governmental subdivision, agency or 
instrumentality on behalf of the principal; 
9.  Access communications.  Access communications intended for and communicate 
on behalf of the principal, whether by mail, electronic transmission, telephone or other 
means; and  
10.  Any lawful act.  Do any lawful act with respect to the subject and all property 
related to the subject. 
§5-834.  Real property 
Unless the power of attorney otherwise provides, language in a power of attorney 
granting general authority with respect to real property authorizes the agent to: 
1.  Acquire or reject an interest in real property.  Demand, buy, lease, receive, 
accept as a gift or as security for an extension of credit or otherwise acquire or reject an 
interest in real property or a right incident to real property; 
2.  Grant or dispose of an interest in real property.  Sell; exchange; convey with 
or without covenants, representations or warranties; quitclaim; release; surrender; retain 
title for security; encumber; partition; consent to partitioning; subject to an easement or 
covenant; subdivide; apply for zoning or other governmental permits; plat or consent to 
platting; develop; grant an option concerning; lease; sublease; contribute to an entity in 
exchange for an interest in that entity; or otherwise grant or dispose of an interest in real 
property or a right incident to real property; 
3.  Interest in real property as security.  Pledge or mortgage an interest in real 
property or right incident to real property as security to borrow money or pay, renew or 
extend the time of payment of a debt of the principal or a debt guaranteed by the 
principal; 
4.  Claim to real property.  Release, assign, satisfy or enforce by litigation or 
otherwise a mortgage, deed of trust, conditional sale contract, encumbrance, lien or other 
claim to real property that exists or is asserted; 
5.  Manage or conserve interest in real property.  Manage or conserve an interest 
in real property or a right incident to real property owned or claimed to be owned by the 
principal, including: 
A.  Insuring against liability or casualty or other loss; 
B.  Obtaining or regaining possession of or protecting the interest or right by 
litigation or otherwise; 
C.  Paying, assessing, compromising or contesting taxes or assessments or applying 
for and receiving refunds in connection with them; and  
D.  Purchasing supplies, hiring assistance or labor and making repairs or alterations to 
the real property; 
6.  Structures or other improvements.  Use, develop, alter, replace, remove, erect 
or install structures or other improvements upon real property in or incident to which the 
principal has, or claims to have, an interest or right; 
7.  Reorganization with respect to real property.  Participate in a reorganization 
with respect to real property or an entity that owns an interest in or right incident to real 
property and receive, hold and act with respect to stocks and bonds or other property 
received in a plan of reorganization, including:  
A.  Selling or otherwise disposing of them; 
B.  Exercising or selling an option, right of conversion or similar right with respect to 
them; and 
C.  Exercising any voting rights in person or by proxy; 
8.  Form of title.  Change the form of title of an interest in or right incident to real 
property; and  
9.  Public use.  Dedicate to public use, with or without consideration, easements or 
other real property in which the principal has, or claims to have, an interest. 
§5-835.  Tangible personal property 
Unless the power of attorney otherwise provides, language in a power of attorney 
granting general authority with respect to tangible personal property authorizes the agent 
to: 
1.  Acquire or reject interest in tangible personal property.  Demand, buy, 
receive, accept as a gift or as security for an extension of credit or otherwise acquire or 
reject ownership or possession of tangible personal property or an interest in tangible 
personal property; 
2.  Grant or otherwise dispose of interest in tangible personal property.  Sell; 
exchange; convey with or without covenants, representations or warranties; quitclaim; 
release; surrender; create a security interest in; grant options concerning; lease; sublease; 
or otherwise dispose of tangible personal property or an interest in tangible personal 
property; 
3.  Security interest in tangible personal property.  Grant a security interest in 
tangible personal property or an interest in tangible personal property as security to 
borrow money or pay, renew or extend the time of payment of a debt of the principal or a 
debt guaranteed by the principal; 
4.  Claim to tangible personal property.  Release, assign, satisfy or enforce by 
litigation or otherwise a security interest, lien or other claim on behalf of the principal 
with respect to tangible personal property or an interest in tangible personal property; and 
5.  Manage or conserve tangible personal property.  Manage or conserve tangible 
personal property or an interest in tangible personal property on behalf of the principal, 
including: 
A.  Insuring against liability or casualty or other loss; 
B.  Obtaining or regaining possession of or protecting the property or interest by 
litigation or otherwise; 
C.  Paying, assessing, compromising or contesting taxes or assessments or applying 
for and receiving refunds in connection with them; 
D.  Moving the property from place to place; 
E.  Storing the property for hire or on a gratuitous bailment; 
F.  Using and making repairs, alterations or improvements to the property; and 
G.  Changing the form of title of an interest in tangible personal property. 
§5-836.  Stocks and bonds 
Unless the power of attorney otherwise provides, language in a power of attorney 
granting general authority with respect to stocks and bonds authorizes the agent to: 
1.  Buy, sell and exchange.  Buy, sell and exchange stocks and bonds; 
2.  Stocks and bonds account.  Establish, continue, modify or terminate an account 
with respect to stocks and bonds; 
3.  Security.  Pledge stocks and bonds as security to borrow, pay, renew or extend the 
time of payment of a debt of the principal; 
4.  Evidences of ownership.  Receive certificates and other evidences of ownership 
with respect to stocks and bonds; and  
5.  Voting rights.  Exercise voting rights with respect to stocks and bonds in person 
or by proxy, enter into voting trusts and consent to limitations on the right to vote. 
§5-837.  Commodities and options 
Unless the power of attorney otherwise provides, language in a power of attorney 
granting general authority with respect to commodities and options authorizes the agent 
to:  
1.  Commodity futures, stock options.  Buy, sell, exchange, assign, settle and 
exercise commodity futures contracts and call or put options on stocks or stock indexes 
traded on a regulated option exchange; and 
2.  Option accounts.  Establish, continue, modify and terminate option accounts. 
§5-838.  Banks and other financial institutions 
Unless the power of attorney otherwise provides, language in a power of attorney 
granting general authority with respect to banks and other financial institutions authorizes 
the agent to: 
1.  Banking arrangement by principal.  Continue, modify and terminate an account 
or other banking arrangement made by or on behalf of the principal; 
2.  Banking arrangement selected by agent.  Establish, modify and terminate an 
account or other banking arrangement with a bank, trust company, savings and loan 
association, credit union, thrift company, brokerage firm or other financial institution 
selected by the agent; 
3.  Contract for services.  Contract for services available from a financial institution, 
including renting a safe deposit box or space in a vault; 
4.  Withdraw property of principal.  Withdraw, by check, order, electronic funds 
transfer or otherwise, money or property of the principal deposited with or left in the 
custody of a financial institution; 
5.  Receive and act on documents.  Receive statements of account, vouchers, notices 
and similar documents from a financial institution and act with respect to them; 
6.  Safe deposit box or vault.  Enter a safe deposit box or vault and withdraw or add 
to the contents; 
7.  Borrow and pledge as security.  Borrow money and pledge as security personal 
property of the principal necessary to borrow money or pay, renew or extend the time of 
payment of a debt of the principal or a debt guaranteed by the principal; 
8.  Negotiable and nonnegotiable paper of the principal.  Make, assign, draw, 
endorse, discount, guarantee and negotiate promissory notes, checks, drafts and other 
negotiable or nonnegotiable paper of the principal or payable to the principal or the 
principal's order; transfer money; receive the cash or other proceeds of those transactions; 
and accept a draft drawn by a person upon the principal and pay it when due; 
9.  Receive and act on negotiable and nonnegotiable instruments.  Receive for the 
principal and act upon a sight draft, warehouse receipt or other document of title, whether 
tangible or electronic, or other negotiable or nonnegotiable instrument; 
10.  Letters of credit.  Apply for, receive and use letters of credit, credit and debit 
cards, electronic transaction authorizations and traveler's checks from a financial 
institution and give an indemnity or other agreement in connection with letters of credit; 
and 
11.  Extension of time of payment.  Consent to an extension of the time of payment 
with respect to commercial paper or a financial transaction with a financial institution. 
§5-839.  Operation of entity or business 
Subject to the terms of a document or an agreement governing an entity or an entity 
ownership interest, and unless the power of attorney otherwise provides, language in a 
power of attorney granting general authority with respect to operation of an entity or 
business authorizes the agent to: 
1.  Ownership interest.  Operate, buy, sell, enlarge, reduce or terminate an 
ownership interest; 
2.  Duty, liability, right, power, privilege or option.  Perform a duty or discharge a 
liability and exercise in person or by proxy a right, power, privilege or option that the 
principal has, may have or claims to have; 
3.  Ownership agreement.  Enforce the terms of an ownership agreement; 
4.  Ownership interest litigation.  Initiate, participate in, submit to alternative 
dispute resolution, settle, oppose or propose or accept a compromise with respect to 
litigation to which the principal is a party because of an ownership interest; 
5.  Stocks and bonds. Exercise in person or by proxy, or enforce by litigation or 
otherwise, a right, power, privilege or option the principal has or claims to have as the 
holder of stocks and bonds;  
6.  Stocks and bonds litigation.  Initiate, participate in, submit to alternative dispute 
resolution, settle, oppose or propose or accept a compromise with respect to litigation to 
which the principal is a party concerning stocks and bonds; 
7.  Sole ownership.  With respect to an entity or business owned solely by the 
principal: 
A.  Continue, modify, renegotiate, extend and terminate a contract made by or on 
behalf of the principal with respect to the entity or business before execution of the 
power of attorney; 
B.  Determine: 
(1)  The location of its operation; 
(2)  The nature and extent of its business; 
(3)  The methods of manufacturing, selling, merchandising, financing, accounting 
and advertising employed in its operation; 
(4)  The amount and types of insurance carried; and 
(5)  The mode of engaging, compensating and dealing with its employees and 
accountants, attorneys or other advisors; 
C.  Change the name or form of organization under which the entity or business is 
operated and enter into an ownership agreement with other persons to take over all or 
part of the operation of the entity or business; and 
D.  Demand and receive money due or claimed by the principal or on the principal's 
behalf in the operation of the entity or business and control and disburse the money in 
the operation of the entity or business; 
8.  Additional capital.  Put additional capital into an entity or business in which the 
principal has an interest; 
9.  Reorganization, consolidation, conversion, domestication or merger.  Join in a 
plan of reorganization, consolidation, conversion, domestication or merger of the entity or 
business in which the principal has an interest; 
10.  Sell or liquidate.  Sell or liquidate all or part of an entity or business in which 
the principal has an interest; 
11.  Buy-out agreement value.  Establish the value of an entity or business under a 
buy-out agreement to which the principal is a party; 
12.  Reports and other papers; payments.  Prepare, sign, file and deliver reports, 
compilations of information, returns or other papers with respect to an entity or business 
and make related payments; and  
13.  Taxes, assessments, fines and penalties.  Pay, compromise or contest taxes, 
assessments, fines or penalties and perform any other act to protect the principal from 
illegal or unnecessary taxation, assessments, fines or penalties, with respect to an entity or 
business, including attempts to recover, in any manner permitted by law, money paid 
before or after the execution of the power of attorney. 
§5-840.  Insurance and annuities 
Unless the power of attorney otherwise provides, language in a power of attorney 
granting general authority with respect to insurance and annuities authorizes the agent to: 
1.  Insurance or annuity contract procured by principal.  Continue, pay the 
premium or make a contribution on, modify, exchange, rescind, release or terminate a 
contract procured by or on behalf of the principal that insures or provides an annuity to 
either the principal or another person, whether or not the principal is a beneficiary under 
the contract; 
2.  New insurance or annuity contract for principal and family.  Procure new, 
different and additional contracts of insurance and annuities for the principal and the 
principal's spouse, registered domestic partner, children and other dependents and select 
the amount, type of insurance or annuity and mode of payment; 
3.  Insurance or annuity contract procured by agent.  Pay the premium or make a 
contribution on, modify, exchange, rescind, release or terminate a contract of insurance or 
annuity procured by the agent; 
4.  Loan secured by insurance or annuity contract.  Apply for and receive a loan 
secured by a contract of insurance or annuity; 
5.  Surrender, cash on insurance or annuity contract.  Surrender and receive the 
cash surrender value on a contract of insurance or annuity; 
6.  Election.  Exercise an election; 
7.  Investment powers.  Exercise investment powers available under a contract of 
insurance or annuity; 
8.  Manner of paying premiums.  Change the manner of paying premiums on a 
contract of insurance or annuity; 
9.  Change or convert type.  Change or convert the type of insurance or annuity with 
respect to which the principal has or claims to have authority described in this section; 
10.  Benefit or assistance to guarantee or pay premiums.  Apply for and procure a 
benefit or assistance under a statute or regulation to guarantee or pay premiums of a 
contract of insurance on the life of the principal; 
11.  Interest of principal in contract.  Collect, sell, assign, hypothecate, borrow 
against or pledge the interest of the principal in a contract of insurance or annuity; 
12.  Form and timing of payment of proceeds.  Select the form and timing of the 
payment of proceeds from a contract of insurance or annuity; and 
13.  Tax or assessment.  Pay, from proceeds or otherwise, compromise or contest, 
and apply for refunds in connection with, a tax or assessment levied by a taxing authority 
with respect to a contract of insurance or annuity or its proceeds or liability accruing by 
reason of the tax or assessment. 
§5-841.  Estate, trust and other beneficial interest 
1.  Definition.  As used in this section, "estate, trust and other beneficial interest" 
means a trust, probate estate, guardianship, conservatorship, escrow or custodianship or a 
fund from which the principal is, may become or claims to be entitled to a share or 
payment.  
2.  General authority.  Unless the power of attorney otherwise provides, language in 
a power of attorney granting general authority with respect to an estate, trust and other 
beneficial interest authorizes the agent to: 
A.  Accept, receive, receipt for, sell, assign, pledge or exchange a share in or payment 
from the fund; 
B.  Demand or obtain money or another thing of value to which the principal is, may 
become or claims to be entitled by reason of the fund, by litigation or otherwise; 
C.  Exercise for the benefit of the principal a presently exercisable general power of 
appointment held by the principal;  
D.  Initiate, participate in, submit to alternative dispute resolution, settle, oppose or 
propose or accept a compromise with respect to litigation to ascertain the meaning, 
validity or effect of a deed, will, declaration of trust or other instrument or transaction 
affecting the interest of the principal; 
E.  Initiate, participate in, submit to alternative dispute resolution, settle, oppose or 
propose or accept a compromise with respect to litigation to remove, substitute or 
surcharge a fiduciary; 
F.  Conserve, invest, disburse or use anything received for an authorized purpose; and 
G.  Transfer an interest of the principal in real property, stocks and bonds, accounts 
with financial institutions or securities intermediaries, insurance, annuities and other 
property to the trustee of a revocable trust created by the principal as settlor. 
§5-842.  Claims and litigation 
Unless the power of attorney otherwise provides, language in a power of attorney 
granting general authority with respect to claims and litigation authorizes the agent to: 
1.  Assert and maintain claim.  Assert and maintain before a court or administrative 
agency a claim, claim for relief, cause of action, counterclaim, offset, recoupment or 
defense, including an action to recover property or other thing of value, or recover 
damages sustained by the principal; eliminate or modify tax liability; or seek an 
injunction, specific performance or other relief; 
2.  Participate in litigation.  Bring an action to determine adverse claims or 
intervene or otherwise participate in litigation; 
3.  Effect or satisfy judgement, order or decree.  Seek an attachment, garnishment, 
order of arrest or other preliminary, provisional or intermediate relief and use an available 
procedure to effect or satisfy a judgment, order or decree; 
4.  Offer of judgment or admission of facts; bind principal.  Make or accept a 
tender, offer of judgment or admission of facts, submit a controversy on an agreed 
statement of facts, consent to examination and bind the principal in litigation; 
5.  Alternative dispute resolution, settle and compromise.  Submit to alternative 
dispute resolution, settle and propose or accept a compromise; 
6.  Service of process; procedure.  Waive the issuance and service of process upon 
the principal; accept service of process; appear for the principal; designate persons upon 
which process directed to the principal may be served; execute and file or deliver 
stipulations on the principal's behalf; verify pleadings; seek appellate review; procure and 
give surety and indemnity bonds; contract and pay for the preparation and printing of 
records and briefs; and receive, execute and file or deliver a consent, waiver, release, 
confession of judgment, satisfaction of judgment, notice, agreement or other instrument 
in connection with the prosecution, settlement or defense of a claim or litigation; 
7.  Bankruptcy or insolvency; reorganization, receivership or appointment of 
receiver or trustee.  Act for the principal with respect to bankruptcy or insolvency, 
whether voluntary or involuntary, concerning the principal or some other person, or with 
respect to a reorganization, receivership or application for the appointment of a receiver 
or trustee that affects an interest of the principal in property or other thing of value; 
8.  Pay claim or litigation.  Pay a judgment, award or order against the principal or a 
settlement made in connection with a claim or litigation; and 
9.  Receive settlement of or proceeds of claim or litigation.  Receive money or 
other thing of value paid in settlement of or as proceeds of a claim or litigation. 
§5-843.  Personal and family maintenance 
1.  General authority.  Unless the power of attorney otherwise provides, language in 
a power of attorney granting general authority with respect to personal and family 
maintenance authorizes the agent to: 
A.  Perform the acts necessary to maintain the customary standard of living of the 
principal, the principal's spouse or the principal's registered domestic partner and the 
following individuals, whether living when the power of attorney is executed or later 
born:  
(1)  Individuals legally entitled to be supported by the principal; and  
(2)  Individuals whom the principal has customarily supported or indicated the 
intent to support; 
B.  Make periodic payments of child support and other family maintenance required 
by a court or governmental agency or an agreement to which the principal is a party; 
C.  Provide living quarters for the individuals described in paragraph A by: 
(1)  Purchase, lease or other contract; or 
(2)  Paying the operating costs, including interest, amortization payments, repairs, 
improvements and taxes, for premises owned by the principal or occupied by 
those individuals; 
D.  Provide normal domestic help, usual vacations and travel expenses and funds for 
shelter, clothing, food, appropriate education, including postsecondary and vocational 
education, and other current living costs for the individuals described in paragraph A; 
E.  Pay expenses for necessary health care and custodial care on behalf of the 
individuals described in paragraph A; 
F.  Act as the principal's personal representative pursuant to the federal Health 
Insurance Portability and Accountability Act of 1996, 42 United States Code, Section 
1320d et seq., as amended, and applicable regulations, in making decisions related to 
the past, present or future payment for the provision of health care consented to by 
the principal or anyone authorized under the law of this State to consent to health care 
on behalf of the principal; 
G.  Continue any provision made by the principal for automobiles or other means of 
transportation, including registering, licensing, insuring and replacing them, for the 
individuals described in paragraph A; 
H.  Maintain credit and debit accounts for the convenience of the individuals 
described in paragraph A and open new accounts; and 
I.  Continue payments incidental to the membership or affiliation of the principal in a 
religious institution, club, society, order or other organization or to continue 
contributions to those organizations. 
2.  Authority with respect to gifts.  Authority with respect to personal and family 
maintenance is neither dependent upon, nor limited by, authority that an agent may or 
may not have with respect to gifts under this Part. 
§5-844.  Benefits from governmental programs or civil or military service 
1.  Definition.  As used in this section, "benefits from governmental programs or 
civil or military service" means any benefit, program or assistance provided under a 
statute, rule or regulation including Social Security, Medicare and Medicaid. 
2.  General authority.  Unless the power of attorney otherwise provides, language in 
a power of attorney granting general authority with respect to benefits from governmental 
programs or civil or military service authorizes the agent to: 
A.  Execute vouchers in the name of the principal for allowances and reimbursements 
payable by the United States or a foreign government or by a state or subdivision of a 
state to the principal, including allowances and reimbursements for transportation of 
the individuals described in section 5-843, subsection 1, paragraph A and for 
shipment of their household effects; 
B.  Take possession and order the removal and shipment of property of the principal 
from a post, warehouse, depot, dock or other place of storage or safekeeping, either 
governmental or private, and execute and deliver a release, voucher, receipt, bill of 
lading, shipping ticket, certificate or other instrument for that purpose; 
C.  Enroll in, apply for, select, reject, change, amend or discontinue, on the 
principal’s behalf, a benefit or program;  
D.  Prepare, file and maintain a claim of the principal for a benefit or assistance, 
financial or otherwise, to which the principal may be entitled under a statute, rule or 
regulation; 
E.  Initiate, participate in, submit to alternative dispute resolution, settle, oppose or 
propose or accept a compromise with respect to litigation concerning any benefit or 
assistance the principal may be entitled to receive under a statute, rule or regulation; 
and 
F.  Receive the financial proceeds of a claim described in paragraph D and conserve, 
invest, disburse or use for a lawful purpose anything so received. 
§5-845.  Retirement plans 
1.  Definition.  As used in this section, "retirement plan" means a plan or account 
created by an employer, the principal or another individual to provide retirement benefits 
or deferred compensation of which the principal is a participant, beneficiary or owner, 
including a plan or account under the following sections of the federal Internal Revenue 
Code: 
A.  An individual retirement account under 26 United States Code, Section 408, as 
amended; 
B.  A Roth individual retirement account under 26 United States Code, Section 408A, 
as amended; 
C.  A deemed individual retirement account under 26 United States Code, Section 
408(q), as amended; 
D.  An annuity or mutual fund custodial account under 26 United States Code, 
Section 403(b), as amended; 
E.  A pension, profit-sharing, stock bonus or other retirement plan qualified under 26 
United States Code, Section 401(a), as amended; 
F.  A plan under 26 United States Code, Section 457(b), as amended; and 
G.  A nonqualified deferred compensation plan under 26 United States Code, Section 
409A, as amended. 
2.  General authority.  Unless the power of attorney otherwise provides, language in 
a power of attorney granting general authority with respect to retirement plans authorizes 
the agent to: 
A.   Select the form and timing of payments under a retirement plan and withdraw 
benefits from a plan; 
B.  Make a rollover, including a direct trustee-to-trustee rollover, of benefits from one 
retirement plan to another; 
C.  Establish a retirement plan in the principal's name; 
D.  Make contributions to a retirement plan; 
E.  Exercise investment powers available under a retirement plan; and 
F.  Borrow from, sell assets to or purchase assets from a retirement plan. 
§5-846.  Taxes 
Unless the power of attorney otherwise provides, language in a power of attorney 
granting general authority with respect to taxes authorizes the agent to: 
1.  Prepare, sign and file returns and other documents.  Prepare, sign and file 
federal, state, local and foreign income, gift, payroll, property, Federal Insurance 
Contributions Act and other tax returns, claims for refunds, requests for extension of 
time, petitions regarding tax matters and any other tax-related documents, including 
receipts, offers, waivers, consents, including consents and agreements under 26 United 
States Code, Section 2032A, as amended, closing agreements and any power of attorney 
required by the federal Internal Revenue Service or other taxing authority with respect to 
a tax year upon which the statute of limitations has not run and the following 25 tax 
years; 
2.  Taxes due, refunds, bonds, confidential information and deficiencies.  Pay 
taxes due, collect refunds, post bonds, receive confidential information and contest 
deficiencies determined by the federal Internal Revenue Service or other taxing authority; 
3.  Election under tax law.  Exercise any election available to the principal under 
federal, state, local or foreign tax law; and 
4.  Act for principal in all tax matters.  Act for the principal in all tax matters for all 
periods before the federal Internal Revenue Service or other taxing authority. 
§5-847.  Gifts 
1.  Gift.  For the purposes of this section, a gift for the benefit of a person includes a 
gift to a trust, an account under the Maine Uniform Transfers to Minors Act and a tuition 
savings account or prepaid tuition plan as defined under 26 United States Code, Section 
529, as amended. 
2.  Consistent with principal's objectives.  An agent may make a gift of the 
principal's property only as the agent determines is consistent with the principal's 
objectives if known by the agent and, if unknown, as the agent determines is consistent 
with the principal's objectives based on all relevant factors, including: 
A.  The value and nature of the principal's property; 
B.  The principal's foreseeable obligations and need for maintenance; 
C.  Minimization of taxes, including income, estate, inheritance, generation-skipping 
transfer and gift taxes; 
D.  Eligibility for a benefit, a program or assistance under a statute, rule or regulation; 
and 
E.  The principal's personal history of making or joining in making gifts. 
SUBPART 3 
STATUTORY FORMS 
§5-851.  Agent's certification 
The following optional form may be used by an agent to certify facts concerning a 
power of attorney. 
AGENT'S CERTIFICATION AS TO THE VALIDITY OF POWER OF 
ATTORNEY AND AGENT'S AUTHORITY 
State of ....................................................... 
County of .................................................... 
I, ...................................................................... (Name of Agent), certify under penalty of 
perjury that ................................................................... (Name of Principal) granted me 
authority as an agent or successor agent in a power of attorney dated 
.................................... . 
I further certify that to my knowledge: 
(1)  The Principal is alive and has not revoked the Power of Attorney or my authority 
to act under the Power of Attorney and the Power of Attorney and my authority to act 
under the Power of Attorney have not terminated; 
(2)  If the Power of Attorney was drafted to become effective upon the happening of 
an event or contingency, the event or contingency has occurred; 
(3)  If I was named as a successor agent, the prior agent is no longer able or willing to 
serve; and 
(4) 
................................................................................................................................ 
................................................................................................................................ 
................................................................................................................................ 
................................................................................................................................ 
(Insert other relevant statements) 
SIGNATURE AND ACKNOWLEDGMENT 
................................................................... 
Agent's Name Printed 
................................................................... 
Agent's Address 
................................................................... 
Agent's Telephone Number 
This document was acknowledged before me on .......................................... (Date) 
by ....................................................... 
(Name of Agent) 
................................................................... (Seal, if any) 
Signature of Notary/Attorney 
My commission expires: ....................................................... 
This document prepared by: 
................................................................................................................................ 
SUBPART 4 
MISCELLANEOUS PROVISIONS 
§5-861.  Uniformity of application and construction 
In applying and construing this Part, consideration must be given to the need to 
promote uniformity of the law with respect to its subject matter among the states that 
enact it. 
§5-862.  Relation to Electronic Signatures in Global and National Commerce Act 
This Part modifies, limits and supersedes the federal Electronic Signatures in Global 
and National Commerce Act, 15 United States Code, Section 7001 et seq., but does not 
modify, limit or supersede 15 United States Code, Section 7001(c) or authorize electronic 
delivery of any of the notices described in 15 United States Code, Section 7003(b). 
§5-863.  Effect on existing powers of attorney 
Except as otherwise provided in this Part: 
1.  Application to powers of attorney.  This Part applies to a power of attorney 
created before, on or after January 1, 2019; 
........................................................... 
......................... 
Agent's Signature 
Date 
2.  Application to judicial proceedings commenced on or after January 1, 2019.  
This Part applies to a judicial proceeding concerning a power of attorney commenced on 
or after January 1, 2019; and 
3.  Application to judicial proceedings commenced before January 1, 2019.  This 
Part applies to a judicial proceeding concerning a power of attorney commenced before 
January 1, 2019, unless the court finds that application of a provision of this Part would 
substantially interfere with the effective conduct of the judicial proceeding or prejudice 
the rights of a party, in which case that provision does not apply and the superseded law 
applies. 
An act done before January 1, 2019 is not affected by this Part. 
Maine Uniform Probate Code Comment (§5-102) 
This section modifies the Uniform Probate Code definition of "incapacitated person" 
by inserting "informed" before "decisions."  Lack of capacity to make an "informed" 
decision is a statutory condition for involuntary treatment in a psychiatric hospital.  
"Informed" consent to treatment is a term used in other health care contexts.  This change 
to the uniform language promotes consistency across Maine statutes related to capacity to 
decide or consent. 
Also in that definition, this section inserts "reasonably available" before 
"technological assistance."  If technological assistance exists to address functional 
deficits, a guardianship or conservatorship is, arguably, not "least restrictive."  According 
to the Uniform Probate Code language, if the respondent cannot afford technological 
assistance and if the assistance is not otherwise available, the respondent is precluded 
from getting either technological assistance or the protection that guardianship or 
conservatorship would provide. 
"Best interest of the minor" is not defined in the Uniform Probate Code.  This section 
retains a definition of "best interest of the minor" using currently existing criteria in Title 
19-A to promote uniformity across Maine statutes. 
The Uniform Probate Code does not include definitions of "de facto guardian" and 
"demonstrated lack of consistent participation," which were both added to former Title 
18-A by Public Law 2005, chapter 371, which provided rights to adults who were caring 
for minors, but not under court appointment.  This section does not retain those 
definitions. The Uniform Probate Code treatment of individuals "other than a parent or 
guardian having care or custody of a minor" provides those individuals notice of 
guardianship proceedings, opportunity to object and potential guardianship appointment. 
Maine Uniform Probate Code Comment (§5-103) 
This section is based on section 5-104 of the Uniform Probate Code.   
The Uniform Probate Code is adopted with a single change to allow transfer of funds 
under this provision to a married minor.  This is consistent with other statutes treating 
married minors as adults, such as Title 22, section 1503, which gives married minors 
authority to give consent for health care services.  With the exception of an increase over 
the amount in the former Title 18-A of the permitted transfer amount from $5,000 to 
$10,000, this does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§5-104) 
This section is based on section 5-105 of the Uniform Probate Code.   
This section adopts the Uniform Probate Code with 2 exceptions.  First, this section 
uses a 12-month effective period for a power of attorney rather than the 6-month period 
in the Uniform Probate Code.  Second, this section provides for an automatic extension 
for parents serving in the National Guard or Reserves of the United States Armed Forces.  
In adopting the Uniform Probate Code, this section removes the requirement under 
former Title 18-A that a delegation by a court-appointed guardian through a power of 
attorney be filed with the court. 
Also, Public Law 2015, chapter 467 added a new subsection 3 to address a power of 
attorney executed by parents for temporary care of a minor, addressing concerns about 
organizations providing agents to provide care for the minor pursuant to the power of 
attorney. 
Maine Uniform Probate Code Comment (§5-105) 
This section is based on section 5-106 of the Uniform Probate Code.   
This section adopts the Uniform Probate Code language concerning jurisdiction.  
This does not change the Probate Court's role as the exclusive court in Maine with 
jurisdiction over guardianship and protective proceedings for minors and adults, except as 
that jurisdiction may be reserved specifically to another court.  The Uniform Adult 
Guardianship and Protective Proceedings Jurisdiction Act is Part 5 of this Article. 
Maine Uniform Probate Code Comment (§5-108) 
This section is based on section 5-110 of the Uniform Probate Code.   
This section expands previous Maine law by stating content requirements for letters 
of appointment. 
Maine Uniform Probate Code Comment (§5-109) 
This section is based on section 5-111 of the Uniform Probate Code.   
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§5-110) 
This section is based on section 5-112 of the Uniform Probate Code.   
This section adds to Maine law explicit authority to appoint contingent coguardians 
or successor guardians or conservators.  The section preserves the court's discretion to 
appoint counsel for the ward or indigent parents or guardians or to "make any order that 
may be appropriate" as provided under the former Title 18-A, section 5-212.  The section 
confirms Maine law as interpreted by the Maine Supreme Judicial Court in In re 
Guardianship of David C., 2010 ME 136, ¶¶ 6-7 and In re Guardianship of Jeremiah T., 
2009 ME 74, ¶¶ 24-28. 
Maine Uniform Probate Code Comment (§5-111) 
This section is based on section 5-113 of the Uniform Probate Code.   
This section adds a plain language requirement to Maine law and specifies that the 
petitioner must give the required notices. 
Maine Uniform Probate Code Comment (§5-112) 
This section is based on section 5-114 of the Uniform Probate Code.   
This section removes the authority under former Title 18-A, section 5-309, subsection 
(b) and section 5-405, subsection (a) for a ward or protected person to waive notice if that 
individual attended the hearing or if the waiver was confirmed by that individual's 
counsel, the guardian ad litem or the visitor. 
Maine Uniform Probate Code Comment (§5-113) 
This section is based on section 5-115 of the Uniform Probate Code.   
This section does not include the specific requirements of former Title 18-A, sections 
1-112, 5-303 and 5-407 addressing appointment and duties of guardians ad litem in 
guardianship and conservatorship proceedings.  This section consolidates the appointment 
sections and retains the court's discretion and a duty to tailor the role of the guardian ad 
litem to the circumstances. 
Maine Uniform Probate Code Comment (§5-114) 
This section is based on section 5-116 of the Uniform Probate Code.   
This section expands former Title 18-A by allowing an individual not otherwise 
entitled to notice to receive notice in a guardianship or a conservatorship proceeding, as 
long as the individual has provided a statement showing the individual's interest and an 
address to which notice should be sent. 
Maine Uniform Probate Code Comment (§5-201) 
Title 22, section 4038-C permits District Courts in child protective proceedings to 
appoint a permanency guardian.  This section departs from the Uniform Probate Code to 
recognize that authority and to ensure that the Probate Court does not appoint a guardian 
without leave of the District Court if the District Court has appointed a permanency 
guardian. 
Maine Uniform Probate Code Comment (§5-202) 
The Uniform Probate Code provisions permitting parental appointment of a so-called 
standby guardian are new to Maine law. 
Maine Uniform Probate Code Comment (§5-204) 
This section does not adopt the temporary and emergency guardianship language of 
the Uniform Probate Code.  The existing process in Maine, including authority to issue 
orders for transitional arrangements, accommodates prompt disposition and appropriate 
protections for participants in the context of Maine's part-time probate courts.  This 
section retains the "clear and convincing evidence" burden of proof.  This section also 
retains additional protections, previously codified in the last 3 paragraphs of former Title 
18-A, section 5-204, subsection (d), which are now contained in section 5-204, 
subsections 6, 7 and 8, concerning legal representation for indigent parents, concerning 
cost-effective participation of child support enforcement agents in guardianship 
proceedings and specifying any parental rights retained if a limited guardian is appointed. 
Maine Uniform Probate Code Comment (§5-205) 
This section expands the list of people entitled to notice of a guardianship petition but 
otherwise does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§5-206) 
This section adds as a specific criterion for limiting the powers of a guardian that the 
limitation must be in the interest of developing self-reliance of a ward, consistent with the 
adult guardianship statute.  This section does not include the provision under previous 
Maine law prohibiting the appointment of a guardian who intends to remove the minor 
from the State for purposes of adoption, leaving the decision as to the minor's best interest 
in the discretion of the court. 
Maine Uniform Probate Code Comment (§5-207) 
This section expands the duties of a guardian under previous Maine law, requiring the 
guardian to become and remain acquainted with a ward and to inform the court of a 
change in the ward's address, but this section does not otherwise constitute a substantive 
change to Maine law. 
Maine Uniform Probate Code Comment (§5-208) 
This section adopts Uniform Probate Code language modified to reconcile it with the 
Uniform Health Care Decisions Act, Title 18-A, section 5-707, which limits certain 
health care decision making by a guardian. 
This section also adopts Uniform Probate Code language modified to ensure that 
people who rely on a coguardian's authority to act may rely on the consent or action of 
each coguardian separately. 
Maine Uniform Probate Code Comment (§5-210) 
This section adopts the Uniform Probate Code but retains a provision considered 
traditional in Maine that the marriage of a minor ward terminates a guardianship. 
Maine Uniform Probate Code Comment (§5-211) 
The Uniform Probate Code has no provision concerning transitional arrangements for 
minors.  This section retains the provisions of former Title 18-A, section 5-213 as a 
nonuniform provision to support transition arrangements in the best interest of the minor.  
See Maine Uniform Probate Code Comment section 5-204. 
Maine Uniform Probate Code Comment (§5-301) 
This section adopts Uniform Probate Code language modified to treat domestic 
partners in a manner comparable to their treatment in other sections of the Maine 
Uniform Probate Code. 
Maine Uniform Probate Code Comment (§5-302) 
This section adopts Uniform Probate Code language modified to treat domestic 
partners in a manner comparable to their treatment in other sections of former Title 18-A.  
The Uniform Probate Code provisions permitting parental or spousal appointment of a so-
called standby guardian are new to Maine law. 
Maine Uniform Probate Code Comment (§5-303) 
This section adopts Uniform Probate Code language modified to treat domestic 
partners in a manner comparable to their treatment in other sections of former Title 18-A. 
Maine Uniform Probate Code Comment (§5-304) 
This section adopts Uniform Probate Code language with additional provisions, in 
subsections 3 and 4, that require a guardianship plan and an examination and report from 
a health care provider, which is consistent with former Title 18-A, section 5-303, 
subsections (a) and (b). 
Maine Uniform Probate Code Comment (§5-305) 
This section adopts Uniform Probate Code Alternative A for section 5-305, 
permitting the court to retain the discretion existing under former Maine law to refrain 
from appointing an attorney in uncontested proceedings. 
Maine Uniform Probate Code Comment (§5-306) 
This section adopts Uniform Probate Code language modified to grant the court 
specific authority to order the examination required under section 5-304, subsection 4 and 
to treat the costs of evaluation in the same manner as the costs of a visitor, a guardian ad 
litem and a court-appointed attorney were treated under former Title 18-A, section 5-303, 
subsection (b). 
Maine Uniform Probate Code Comment (§5-307) 
There is no counterpart to this section in former Title 18-A.  This section adopts 
Uniform Probate Code language modified to provide a respondent with an opportunity to 
object to an interested party's access to reports or evaluations that would otherwise be 
made available to that party. 
Maine Uniform Probate Code Comment (§5-308) 
This section adopts Uniform Probate Code language modified to require the 
respondent's attendance only in contested proceedings, to eliminate the requirement that 
the respondent participate in the hearing and to allow telephonic or other electronic 
participation in hearings, in keeping with the practice in most of Maine's probate courts. 
Maine Uniform Probate Code Comment (§5-309) 
This section adopts Uniform Probate Code language modified for consistency with 
the Maine modifications to Uniform Probate Code section 5-308. 
Maine Uniform Probate Code Comment (§5-310) 
This section adopts Uniform Probate Code language modified to treat domestic 
partners in a manner comparable to their treatment elsewhere in the Maine Uniform 
Probate Code. 
Former Title 18-A, section 5-311, subsection (b), paragraph (5) gave priority to a 
relative with whom the respondent has resided.  Adoption of the Uniform Probate Code 
gives priority to an adult with whom the respondent has resided.  This section carries 
forward from the former Title 18-A, section 5-311, subsection (b), paragraph (6) 
consideration, as a last priority for guardianship, of a person nominated by someone who 
is caring for the respondent or is paying benefits to the respondent. 
Maine Uniform Probate Code Comment (§5-311) 
See Maine Uniform Probate Code Comment section 5-102. 
Maine Uniform Probate Code Comment (§5-312) 
This section adopts the Uniform Probate Code in part, but retains the role under 
former Title 18-A, section 5-310-A of the visitor and guardian ad litem in cases of 
emergency guardianships.  Given the nature of the probate courts in Maine, it is not 
practical to require the assignment of a lawyer immediately upon the receipt of a petition 
for an emergency guardian or to adopt the shortened time limits contained in the Uniform 
Probate Code.  Partly for that reason, this section continues to require the filing, with the 
petition for emergency guardianship, of an affidavit setting forth the factual basis for the 
emergency and the powers requested, as in former Title 18-A, section 5-310-A.  The role 
of the guardian ad litem and visitor will continue to ensure that the respondent's interests 
are represented without limiting the court's authority to appoint a lawyer for the 
respondent at a later time on a case-by-case basis. 
This section carries forward from the former Title 18-A, section 5-310-A a 
heightened standard of harm as a basis for an ex parte appointment.  
Instead of adopting the shorter time limits contained in the Uniform Probate Code, 
this section integrates provisions of the former Title 18-A, section 5-310-A providing that 
emergency appointment of an emergency guardian be followed by a visit with a guardian 
ad litem or visitor. 
Maine Uniform Probate Code Comment (§5-313) 
This section retains as a nonuniform provision the provisions of former Title 18-A, 
section 5-310-A prohibiting a temporary substitute guardian from seeking involuntary 
hospitalization of a ward outside the State. 
Maine Uniform Probate Code Comment (§5-315) 
This section adopts Uniform Probate Code language modified to reconcile it with the 
Uniform Health Care Decisions Act, section 5-707, which limits certain health care 
decision making by a guardian.  This section also adopts Uniform Probate Code language 
modified to ensure that people who rely on a coguardian's authority to act may rely on the 
consent or action of each coguardian separately. 
Maine Uniform Probate Code Comment (§5-316) 
This section uses the term "psychiatric hospital," as opposed to "mental health-care 
institution," to conform to Title 34-B, section 3863, which addresses involuntary civil 
commitment. 
Maine Uniform Probate Code Comment (§5-317) 
This section retains from former Title 18-A, section 5-312 the court's discretion to 
direct the timing of reporting by guardians. This section allows reporting requirements for 
guardianships existing on the effective date of this Act to remain in place unless altered 
by the court.  It also allows courts to retain systems currently in place for monitoring. 
Maine Uniform Probate Code Comment (§5-318) 
This section adopts Uniform Probate Code language modified to include specific 
resignation provisions for the guardian; a provision to allow the ward or others to petition 
for removal of a guardian; and a requirement of clear and convincing evidence to show 
that continuing guardianship is in the best interest of the ward, once a prima facie case for 
termination has been made. 
Maine Uniform Probate Code Comment (§5-401) 
This section adds to the Uniform Probate Code language about communicating 
informed consent and reasonably available technological assistance consistent with the 
additions to section 5-102 (see accompanying Maine Uniform Probate Code Comment). 
This section adds to subsection 2 of the Uniform Probate Code language a blocked 
paragraph that retains the exception to the clear and convincing standard under Title 
18-A, section 5-401, subsection (2) for a conservatorship to which an allegedly 
incapacitated adult has consented. 
Maine Uniform Probate Code Comment (§5-402) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§5-403) 
In conjunction with section 5-404, this section adds to Maine law the requirement 
that notice of a protective proceeding be given to an adult friend if any can be found and 
if no family can be found.  This is similar to the requirement of former Title 18-A, section 
5-405, subsection (a-1). 
Maine Uniform Probate Code Comment (§5-404) 
This section adds to the language of the Uniform Probate Code language from former 
Title 18-A, section 5-418 limiting obligations to provide notice of filing of inventories, 
reports or plans to people who can be located, are at least 14 years of age and are able to 
understand the filings. 
Maine Uniform Probate Code Comment (§5-405) 
Adoption of this section is not intended to change the existing Maine practice that a 
lawyer appointed by the court to represent a minor has the powers and duties of a 
guardian ad litem. 
Maine Uniform Probate Code Comment (§5-406) 
This section adopts Uniform Probate Code Alternative A for section 5-406, 
permitting the court to retain the discretion existing under former Maine law to refrain 
from appointing an attorney in uncontested proceedings. 
Maine Uniform Probate Code Comment (§5-407) 
This section adopts Uniform Probate Code section 5-407 language modified to 
provide a respondent with an opportunity to object to an interested party's access to 
reports or evaluations that would otherwise be made available to that party. 
Maine Uniform Probate Code Comment (§5-408) 
This section adopts Uniform Probate Code language modified to require the 
respondent's attendance only in contested proceedings, to eliminate the requirement that 
the respondent participate in the hearing and to allow telephonic or other electronic 
participation in hearings, in keeping with the practice in most of Maine's probate courts. 
Maine Uniform Probate Code Comment (§5-411) 
This section adopts Uniform Probate Code section 5-411, subsection (a), paragraph 
(1) language modified to make it unambiguous. 
This section also removes from Maine law the provision under former Title 18-A, 
section 5-408, subsection (6), paragraph (b), as enacted by Public Law 2005, chapter 12, 
Part DDD, section 4 and amended by Public Law 2011, chapter 155, section 1, 
prohibiting courts from authorizing gifts that would hasten a protected person's eligibility 
for MaineCare. 
Maine Uniform Probate Code Comment (§5-412) 
This section removes from Maine law the provision under former Title 18-A, section 
5-409, subsection (d), paragraph (2), as enacted by Public Law 2005, chapter 12, Part 
DDD, section 6 and amended by Public Law 2011, chapter 155, section 1, prohibiting 
courts from authorizing gifts that would hasten a protected person's eligibility for 
MaineCare. 
Maine Uniform Probate Code Comment (§5-413) 
This section removes "domestic partner" in the priority list in former Title 18-A, 
section 5-410 for consideration as conservator.  The spousal priority now applies to same-
sex couples, and a person who has chosen not to marry may be considered later in the 
priority list as "an adult with whom the respondent has resided for more than 6 months." 
Although this section does not address it, the court may order the conservator to 
notify the court of any change of address. 
Maine Uniform Probate Code Comment (§5-415) 
This section retains statutory exceptions to bonding requirements found in former 
Title 18-A, section 5-411, subsection (c). 
Although this section does not address it, the court may order the conservator to 
notify the court if the conservator moves out of state, and the court may reassess the need 
for a bond at that time. 
Maine Uniform Probate Code Comment (§5-416) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§5-418) 
Former Title 18-A, section 5-418 required that a conservator provide a copy of an 
inventory to a protected person who can be located, is 14 years of age or older and is 
capable of understanding; by adopting Uniform Probate Code section 5-418, this section 
is endorsing a view of conservatorship that more clearly encourages participation by the 
protected person in management of the protected person's affairs to the maximum extent 
of the protected person's ability. 
Maine Uniform Probate Code Comment (§5-419) 
This section does not retain provisions under previous Maine law concerning 
sanctions for failure to file an inventory.  The court retains discretion to impose 
appropriate sanctions and take other necessary steps based on breach of fiduciary duty. 
Maine Uniform Probate Code Comment (§5-420) 
This section adopts the Uniform Probate Code provisions concerning the monitoring 
of conservators and allows courts to retain systems currently in place for monitoring; it 
carries forward from former Title 18-A, section 5-419, subsection (d) penalty provisions 
related to failure of the conservator to file an accounting. 
Maine Uniform Probate Code Comment (§5-421) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§5-424) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§5-425) 
This section does not retain the provision of previous Maine law giving a conservator 
of the estate of an unmarried minor, as to whom no one has parental rights, the duties and 
powers of a guardian of the minor; a guardian of the minor can be appointed if needed. 
This section includes language in subsection 2, paragraph W, subparagraph (2) 
similar to language in the Maine Uniform Trust Code, section 816, subsection 21, 
paragraph B, which recognizes that Maine has not adopted the Uniform Custodial Trust 
Act, but other states have. 
Maine Uniform Probate Code Comment (§5-426) 
This section has no counterpart in the former Title 18-A.  It is consistent with 
language in the Maine Uniform Trust Code, section 807. 
Maine Uniform Probate Code Comment (§5-427) 
This section adopts Uniform Probate Code language that clarifies that distributions 
are permissible not only for the health and welfare of the protected person but also for 
others who are in fact dependent on the protected person without being dependents. 
Maine Uniform Probate Code Comment (§5-428) 
This section adds to the Uniform Probate Code additional requirements for notice to 
individuals likely to be affected by a conservator's request for authority to exercise the 
powers of a personal representative. 
Maine Uniform Probate Code Comment (§5-429) 
This section adopts Uniform Probate Code section 5-429, which allows a conservator 
to disallow a claim at any time before it has been paid; this is a change from previous 
Maine law. 
Maine Uniform Probate Code Comment (§5-430) 
This section adopts Uniform Probate Code language modified to conform liability for 
violation of environmental law with the Maine Uniform Trust Code, section 1010, 
subsection 2. 
Maine Uniform Probate Code Comment (§5-431) 
This section does not include the list found in previous Maine law of reasons to 
disallow termination of a conservatorship and adds a requirement that the conservator's 
final report be filed within 30 days after distribution. 
Maine Uniform Probate Code Comment (§5-432) 
This section, copied from former Title 18-A, Article 5, Part 5-A, expands Maine law 
pertaining to registration of guardianship orders so that orders relating to minors as well 
as to adults may be registered. 
Maine Uniform Probate Code Comment (§5-433) 
This section consolidates similar provisions of former Title 18-A, Article 5, Parts 4 
and 5 pertaining to registration of conservatorship orders so that orders relating to minors 
as well as to adults are covered, and provides a single procedure for dealing with foreign 
conservatorships. 
Maine Uniform Probate Code Comment (§5-434) 
This section consolidates similar provisions of former Title 18-A, Article 5, Parts 4 
and 5 pertaining to the effect of the registration of conservatorship orders so that orders 
relating to minors as well as to adults are covered, and clarifies in a single statute the 
authority of foreign conservators. 
ARTICLE 6 
NONPROBATE TRANSFERS ON DEATH 
PART 1 
PROVISIONS RELATING TO EFFECT OF DEATH 
§6-101.  Nonprobate transfers on death 
1.  Nonprobate transfer on death nontestamentary.  A provision for a nonprobate 
transfer on death in an insurance policy, contract of employment, bond, mortgage, 
promissory note, certificated or uncertificated security, account agreement, custodial 
agreement, deposit agreement, compensation plan, pension plan, individual retirement 
plan, employee benefit plan, trust, conveyance, deed of gift, marital property agreement 
or other written instrument of a similar nature is nontestamentary.  Also nontestamentary 
is a written provision that: 
A.  Money or other benefits due to, controlled by or owned by a decedent before 
death must be paid after the decedent's death to a person whom the decedent 
designates either in the instrument or in a separate writing, including a will, executed 
either before or at the same time as the instrument or later; 
B.  Money due or to become due under the instrument ceases to be payable in the 
event of death of the promisee or the promisor before payment or demand; or 
C.  Any property controlled by or owned by the decedent before death that is the 
subject of the instrument passes to a person the decedent designates either in the 
instrument or in a separate writing, including a will, executed either before or at the 
same time as the instrument or later. 
2.  Rights of creditors.  Nothing in this section limits the rights of creditors under 
other laws of this State. 
§6-102.  Liability of nonprobate transferees for creditor claims and statutory 
allowances 
1.  "Nonprobate transfer" defined.  As used in this section, "nonprobate transfer" 
means a valid transfer effective at death, other than a transfer of a survivorship interest in 
a joint tenancy of real estate, by a transferor whose last domicile was in this State, to the 
extent that the transferor immediately before death had power, acting alone, to prevent 
the transfer by revocation or withdrawal and instead to use the property for the benefit of 
the transferor or apply the property to discharge claims against the transferor's probate 
estate. 
2.  Liability of nonprobate transferee.  Except as otherwise provided by statute, a 
transferee of a nonprobate transfer is subject to liability to any probate estate of the 
decedent for allowed claims against the decedent's probate estate and statutory 
allowances to the decedent's spouse and children to the extent the estate is insufficient to 
satisfy those claims and allowances.  The liability of a nonprobate transferee may not 
exceed the value of nonprobate transfers received or controlled by that transferee. 
3.  Priority of liability.  Nonprobate transferees are liable for the insufficiency 
described in subsection 2 in the following order of priority: 
A.  A transferee designated in the decedent's will or any other governing instrument, 
as provided in the instrument; 
B.  The trustee of a trust serving as the principal nonprobate instrument in the 
decedent's estate plan as shown by its designation as devisee of the decedent's 
residuary estate or by other facts or circumstances, to the extent of the value of the 
nonprobate transfer received or controlled; and 
C.  Other nonprobate transferees, in proportion to the values received. 
4.  Interests of beneficiaries to satisfy liability.  Unless otherwise provided by the 
trust instrument, interests of beneficiaries in all trusts incurring liabilities under this 
section abate as necessary to satisfy the liability, as if all of the trust instruments were a 
single will and the interests were devises under it. 
5.  Instrument direct apportionment; conflicts.  A provision made in one 
instrument may direct the apportionment of the liability among the nonprobate transferees 
taking under that instrument or any other governing instrument.  If a provision in one 
instrument conflicts with a provision in another, the later one prevails. 
6.  Liability enforceable in this State.  Upon due notice to a nonprobate transferee, 
the liability imposed by this section is enforceable in proceedings in this State, whether or 
not the transferee is located in this State. 
7.  Written demand for proceeding.  A proceeding under this section may not be 
commenced unless the personal representative of the decedent's estate has received a 
written demand for the proceeding from the surviving spouse or a child, to the extent that 
statutory allowances are affected, or a creditor.  If the personal representative declines or 
fails to commence a proceeding after demand, a person making demand may commence 
the proceeding in the name of the decedent's estate at the expense of the person making 
the demand and not of the estate.  A personal representative who declines in good faith to 
commence a requested proceeding incurs no personal liability for declining. 
8.  Deadline for proceedings.  A proceeding under this section must be commenced 
within one year after the decedent's death, but a proceeding on behalf of a creditor whose 
claim was allowed after proceedings challenging disallowance of the claim may be 
commenced within 60 days after final allowance of the claim. 
9.  Liability of obligor, trustee.  Unless a written notice asserting that a decedent's 
probate estate is nonexistent or insufficient to pay allowed claims and statutory 
allowances has been received from the decedent's personal representative, the following 
provisions apply. 
A.  Payment or delivery of assets by a financial institution, register or other obligor to 
a nonprobate transferee in accordance with the terms of the governing instrument 
controlling the transfer releases the obligor from all claims for amounts paid or assets 
delivered. 
B.  A trustee receiving or controlling a nonprobate transfer is released from liability 
under this section with respect to any assets distributed to the trust's beneficiaries.  
Each beneficiary to the extent of the distribution received becomes liable for the 
amount of the trustee's liability attributable to assets received by the beneficiary. 
PART 2 
MULTIPLE-PARTY ACCOUNTS 
SUBPART 1 
DEFINITIONS AND GENERAL PROVISIONS 
§6-201.  Definitions 
As used in this Part, unless the context otherwise indicates, the following terms have 
the following meanings. 
1.  Account.  "Account" means a contract of deposit between a depositor and a 
financial institution and includes a checking account, savings account, certificate of 
deposit and share account. 
2.  Agent.  "Agent" means a person authorized to make account transactions for a 
party. 
3.  Beneficiary.  "Beneficiary" means a person named as one to whom sums on 
deposit in an account are payable on request after death of all parties or for whom a party 
is named as trustee. 
4.  Financial institution.  "Financial institution" means an organization authorized to 
do business under state or federal laws relating to financial institutions and includes a 
bank, trust company, savings bank, building and loan association, savings and loan 
company or association and credit union. 
5.  Multiple-party account.  "Multiple-party account" means an account payable on 
request to one or more of 2 or more parties, whether or not a right of survivorship is 
mentioned. 
6.  Party.  "Party" means a person who, by the terms of an account, has a present 
right, subject to request, to payment from the account other than as a beneficiary or agent. 
7.  Payment.  "Payment," as it relates to payment of sums on deposit, includes 
withdrawal, payment to a party or 3rd person pursuant to a check or other request and a 
pledge of sums on deposit by a party or a setoff, reduction or other disposition of all or 
part of an account pursuant to a pledge. 
8.  POD designation.  "POD designation" means the designation of: 
A.  A beneficiary in an account payable on request to one party during the party's 
lifetime and on the party's death to one or more beneficiaries, or to one or more 
parties during their lifetimes and on death of all of them to one or more beneficiaries; 
or  
B.  A beneficiary in an account in the name of one or more parties as trustee for one 
or more beneficiaries if the relationship is established by the terms of the account and 
there is no subject of the trust other than the sums on deposit in the account, whether 
or not payment to the beneficiary is mentioned. 
9.  Receive.  "Receive," as it relates to notice to a financial institution, means receipt 
in the office or branch office of the financial institution in which the account is 
established or, if the terms of the account require notice at a particular place, in the place 
required. 
10.  Request.  "Request" means a request for payment complying with all terms of 
the account, including special requirements concerning necessary signatures and 
regulations of the financial institution.  If terms of the account condition payment on 
advance notice, a request for payment is treated as immediately effective and a notice of 
intent to withdraw is treated as a request for payment. 
11.  Sums on deposit.  "Sums on deposit" means the balance payable on an account, 
including interest and dividends earned, whether or not included in the current balance, 
and any deposit life insurance proceeds added to the account by reason of death of a 
party. 
12.  Terms of the account.  "Terms of the account" includes the deposit agreement 
and other terms and conditions, including the form, of the contract of deposit. 
§6-202.  Limitation on scope of Part 
This Part does not apply to: 
1.  Business purpose.  An account established for a partnership, joint venture or 
other organization for a business purpose; 
2.  Controlled by agent or trustee.  An account controlled by one or more persons 
as an agent or trustee for a corporation, unincorporated association or charitable or civic 
organization; or  
3.  Other relationship.  A fiduciary or trust account in which the relationship is 
established other than by the terms of the account. 
§6-203.  Types of account; existing accounts 
1.  Single-party or multiple-party accounts.  An account may be for a single party 
or multiple parties.  A multiple-party account may be with or without a right of 
survivorship between the parties.  Subject to section 6-212, subsection 3, either a single-
party account or a multiple-party account may have a POD designation, an agency 
designation or both. 
2.  Accounts governed by this Part.  An account established before, on or after the 
effective date of this Part, whether in the form prescribed in section 6-204 or in any other 
form, is either a single-party account or a multiple-party account, with or without right of 
survivorship and with or without a POD designation or an agency designation, within the 
meaning of this Part and is governed by this Part. 
§6-204.  Forms 
1.  Form.  A contract of deposit that contains provisions in substantially the 
following form establishes the type of account provided, and the account is governed by 
the provisions of this Part applicable to an account of that type. 
UNIFORM SINGLE-PARTY OR MULTIPLE-PARTY ACCOUNT FORM 
PARTIES  [Name One or More Parties]: 
.................................................... 
.................................................... 
OWNERSHIP [Select One and Initial]: 
................... SINGLE-PARTY ACCOUNT 
................... MULTIPLE-PARTY ACCOUNT 
Parties own account in proportion to net contributions unless there is clear and 
convincing evidence of a different intent. 
RIGHTS AT DEATH [Select One and Initial]: 
................... SINGLE-PARTY ACCOUNT 
At death of party, ownership passes as part of party's estate. 
................... SINGLE-PARTY ACCOUNT WITH POD (PAY ON DEATH) 
DESIGNATION 
[Name One or More Beneficiaries]: 
.................................................... 
.................................................... 
At death of party, ownership passes to POD beneficiaries and is not part of 
party's estate. 
................... MULTIPLE-PARTY ACCOUNT WITH RIGHT OF SURVIVORSHIP 
At death of party, ownership passes to surviving parties. 
................... MULTIPLE-PARTY ACCOUNT WITH RIGHT OF SURVIVORSHIP 
AND POD (PAY ON DEATH) DESIGNATION 
[Name One or More Beneficiaries]: 
.................................................... 
.................................................... 
At death of last surviving party, ownership passes to POD beneficiaries and is not 
part of last surviving party's estate. 
................... MULTIPLE-PARTY ACCOUNT WITHOUT RIGHT OF SURVIVORSHIP 
At death of party, deceased party's ownership passes as part of deceased party's 
estate. 
AGENCY (POWER OF ATTORNEY) DESIGNATION [Optional] 
Agents may make account transactions for parties but have no ownership or 
rights at death unless named as POD beneficiaries. 
[To Add Agency Designation to Account, Name One or More Agents]: 
.................................................... 
.................................................... 
[Select One and Initial]: 
............... 
AGENCY 
DESIGNATION 
SURVIVES 
DISABILITY 
OR 
INCAPACITY OF PARTIES 
............... AGENCY DESIGNATION TERMINATES ON DISABILITY OR 
INCAPACITY OF PARTIES 
2.  Depositor's intent.  A contract of deposit that does not contain provisions in 
substantially the form provided in subsection 1 is governed by the provisions of this Part 
applicable to the type of account that most nearly conforms to the depositor's intent. 
§6-205.  Designation of agent 
1.  Designation of agent by all parties.  By a writing signed by all parties, the 
parties may designate as agent of all parties on an account a person other than a party. 
2.  Disability or incapacity.  Unless the terms of an agency designation provide that 
the authority of the agent terminates on disability or incapacity of a party, the agent's 
authority survives disability and incapacity.  The agent may act for a disabled or 
incapacitated party until the authority of the agent is terminated. 
3.  Death.  Death of the sole party or last surviving party terminates the authority of 
an agent. 
§6-206.  Applicability of Part 
The provisions of subpart 2 concerning beneficial ownership as between parties or as 
between parties and beneficiaries apply only to controversies between those persons and 
their creditors and other successors and do not apply to the right of those persons to 
payment as determined by the terms of the account.  Subpart 3 governs the liability and 
set-off rights of financial institutions that make payments pursuant to subpart 3. 
SUBPART 2 
OWNERSHIP AS BETWEEN PARTIES AND OTHERS 
§6-211.  Ownership during lifetime 
1.  "Net contribution" defined.  As used in this section, "net contribution" of a party 
means the sum of all deposits to an account made by or for the party, less all payments 
from the account made to or for the party that have not been paid to or applied to the use 
of another party and a proportionate share of any charges deducted from the account, plus 
a proportionate share of any interest or dividends earned, whether or not included in the 
current balance.  "Net contribution" includes deposit life insurance proceeds added to the 
account by reason of death of the party whose net contribution is in question. 
2.  Interest based on net contribution of each party.  During the lifetime of all 
parties, an account belongs to the parties in proportion to the net contribution of each to 
the sums on deposit, unless there is clear and convincing evidence of a different intent.  
As between parties married to each other, in the absence of proof otherwise the net 
contribution of each is presumed to be an equal amount. 
3.  Beneficiary; no right to sums.  A beneficiary in an account having a POD 
designation has no right to sums on deposit during the lifetime of any party. 
4.  Agent; no beneficial right to sums.  An agent in an account with an agency 
designation has no beneficial right to sums on deposit. 
§6-212.  Rights at death 
1.  Multiple-party account.  Except as otherwise provided in this Part, on death of a 
party sums on deposit in a multiple-party account belong to the surviving party or parties.  
If 2 or more parties survive and one is the surviving spouse of the decedent, the amount to 
which the decedent, immediately before death, was beneficially entitled under section 
6-211 belongs to the surviving spouse.  If 2 or more parties survive and none is the 
surviving spouse of the decedent, the amount to which the decedent, immediately before 
death, was beneficially entitled under section 6-211 belongs to the surviving parties in 
equal shares and augments the proportion to which each survivor, immediately before the 
decedent's death, was beneficially entitled under section 6-211, and the right of 
survivorship continues between the surviving parties. 
2.  POD designation.  In an account with a POD designation: 
A.  On death of one of 2 or more parties, the rights in sums on deposit are governed 
by subsection 1; and 
B.  On death of the sole party or the last survivor of 2 or more parties, sums on 
deposit belong to the surviving beneficiary or beneficiaries.  If 2 or more 
beneficiaries survive, sums on deposit belong to them in equal and undivided shares, 
and there is no right of survivorship in the event of death of a beneficiary thereafter.  
If no beneficiary survives, sums on deposit belong to the estate of the last surviving 
party. 
3.  No POD designation; no right of survivorship.  Sums on deposit in a single-
party account without a POD designation, or in a multiple-party account that, by the 
terms of the account, is without right of survivorship, are not affected by death of a party, 
but the amount to which the decedent, immediately before death, was beneficially entitled 
under section 6-211 is transferred as part of the decedent's estate.  A POD designation in 
a multiple-party account without right of survivorship is ineffective.  For purposes of this 
section, designation of an account as a tenancy in common establishes that the account is 
without right of survivorship. 
4.  Liability for unpaid requests for payment.  The ownership right of a surviving 
party or beneficiary, or of the decedent's estate, in sums on deposit is subject to requests 
for payment made by a party before the party's death, whether paid by the financial 
institution before or after death or unpaid.  The surviving party or beneficiary, or the 
decedent's estate, is liable to the payee of an unpaid request for payment.  The liability is 
limited to a proportionate share of the amount transferred under this section, to the extent 
necessary to discharge the request for payment. 
§6-213.  Alteration of rights 
1.  Rights determined by terms of account.  Rights at the death of a party under 
section 6-212 are determined by the terms of the account at the death of the party.  A 
party may alter the terms of the account by a notice signed by the party and given to the 
financial institution to change the terms of the account or to stop or vary payment under 
the terms of the account.  To be effective, the notice must be received by the financial 
institution during the party's lifetime. 
2.  Right of survivorship not altered by will.  A right of survivorship arising from 
the express terms of the account, section 6-212 or a POD designation may not be altered 
by a will. 
§6-214.  Accounts and transfers nontestamentary 
Except as provided in Article 2, Part 2 or as a consequence of and to the extent 
directed by section 6-102, a transfer resulting from the application of section 6-212 is 
effective by reason of the terms of the account involved and this Part and is not 
testamentary or subject to Articles 1 to 4. 
SUBPART 3 
PROTECTION OF FINANCIAL INSTITUTIONS 
§6-221.  Authority of financial institution 
A financial institution may enter into a contract of deposit for a multiple-party 
account to the same extent as it may enter into a contract of deposit for a single-party 
account, and may provide for a POD designation and an agency designation in either a 
single-party account or a multiple-party account.  A financial institution need not inquire 
as to the source of a deposit to an account or as to the proposed application of a payment 
from an account. 
§6-222.  Payment on multiple-party account 
A financial institution, on request, may pay sums on deposit in a multiple-party 
account to: 
1.  One or more of the parties.  One or more of the parties, whether or not another 
party is disabled, incapacitated or deceased when payment is requested and whether or 
not the party making the request survives another party; or 
2.  Personal representative.  The personal representative, if any, or, if there is none, 
the heirs or devisees of a deceased party if proof of death is presented to the financial 
institution showing that the deceased party was the survivor of all other persons named on 
the account either as a party or beneficiary, unless the account is without right of 
survivorship under section 6-212. 
§6-223.  Payment on POD designation 
A financial institution, on request, may pay sums on deposit in an account with a 
POD designation to: 
1.  One or more of the parties.  One or more of the parties, whether or not another 
party is disabled, incapacitated or deceased when the payment is requested and whether 
or not a party survives another party; 
2.  Beneficiaries.  The beneficiary or beneficiaries if proof of death is presented to 
the financial institution showing that the beneficiary or beneficiaries survived all persons 
named as parties; or 
3.  Personal representative.  The personal representative, if any, or, if there is none, 
the heirs or devisees of a deceased party if proof of death is presented to the financial 
institution showing that the deceased party was the survivor of all other persons named on 
the account either as a party or beneficiary. 
§6-224.  Payment to designated agent 
A financial institution, on request of an agent under an agency designation for an 
account, may pay to the agent sums on deposit in the account, whether or not a party is 
disabled, incapacitated or deceased when the request is made or received and whether or 
not the authority of the agent terminates on the disability or incapacity of a party. 
§6-225.  Payment to minor 
If a financial institution is required or permitted to make payment pursuant to this 
Part to a minor designated as a beneficiary, payment may be made pursuant to the Maine 
Uniform Transfers to Minors Act. 
§6-226.  Discharge 
1.  Payments in accordance with terms of account.  Payment made pursuant to this 
Part in accordance with the terms of the account discharges the financial institution from 
all claims for amounts so paid, whether or not the payment is consistent with the 
beneficial ownership of the account as between parties, beneficiaries or their successors.  
Payment may be made whether or not a party, beneficiary or agent is disabled, 
incapacitated or deceased when payment is requested, received or made. 
2.  Payments after receipt of notice.  Protection under this section does not extend 
to payments made after a financial institution has received written notice from a party, or 
from the personal representative, surviving spouse or heir or devisee of a deceased party, 
to the effect that payments in accordance with the terms of the account, including one 
having an agency designation, should not be permitted, and the financial institution has 
had a reasonable opportunity to act on the notice when the payment is made.  Unless the 
notice is withdrawn by the person giving it, the successor of any deceased party must 
concur in a request for payment if the financial institution is to be protected under this 
section.  Unless a financial institution has been served with process in an action or 
proceeding, no other notice or other information shown to have been available to the 
financial institution affects its right to protection under this section. 
3.  Notice of dispute; refusal to make payments.  A financial institution that 
receives written notice pursuant to this section that a dispute exists as to the rights of the 
parties may refuse, without liability, to make payments in accordance with the terms of 
the account. 
4.  Rights of parties in disputes.  Protection of a financial institution under this 
section does not affect the rights of parties in disputes between themselves or their 
successors concerning the beneficial ownership of sums on deposit in accounts or 
payments made from accounts. 
§6-227.  Setoff 
Without qualifying any other statutory right to setoff or lien and subject to any 
contractual provision, if a party is indebted to a financial institution, the financial 
institution has a right to setoff against the account.  The amount of the account subject to 
setoff is the proportion to which the party is, or immediately before death was, 
beneficially entitled under section 6-211 or, in the absence of proof of that proportion, an 
equal share with all parties. 
PART 3 
TRANSFER ON DEATH SECURITY REGISTRATION 
§6-301.  Definitions 
As used in this Part, unless the context otherwise indicates, the following terms have 
the following meanings. 
1.  Beneficiary form.  "Beneficiary form" means a registration of a security that 
indicates the present owner of the security and the intention of the owner regarding the 
person who will become the owner of the security upon the death of the owner. 
2.  Register.  "Register" means to issue a certificate showing the ownership of a 
certificated security or, in the case of an uncertificated security, to initiate or transfer an 
account showing ownership of securities. 
3.  Registering entity.  "Registering entity" means a person that originates or 
transfers a security title by registration and includes a broker maintaining security 
accounts for customers and a transfer agent or other person acting for or as an issuer of 
securities. 
4.  Security.  "Security" means a share, participation or other interest in property, in a 
business or in an obligation of an enterprise or other issuer and includes a certificated 
security, an uncertificated security and a security account. 
5.  Security account.  "Security account" means: 
A.  A reinvestment account associated with a security, a securities account with a 
broker, a cash balance in a brokerage account, cash, interest, earnings or dividends 
earned or declared on a security in an account, a reinvestment account or a brokerage 
account, whether or not credited to the account before the owner's death; or  
B.  A cash balance or other property held for or due to the owner of a security as a 
replacement for or product of an account security, whether or not credited to the 
account before the owner's death. 
§6-302.  Registration in beneficiary form; sole or joint tenancy ownership 
Only individuals whose registration of a security shows sole ownership by one 
individual or multiple ownership by 2 or more individuals with right of survivorship, 
rather than as tenants in common, may obtain registration in beneficiary form.  Multiple 
owners of a security registered in beneficiary form hold as joint tenants with right of 
survivorship and not as tenants in common. 
§6-303.  Registration in beneficiary form; applicable law 
A security may be registered in beneficiary form if the form is authorized by this Part 
or a similar statute of the state of organization of the issuer or registering entity, the 
location of the registering entity's principal office, the office of the registering entity's 
transfer agent or the registering entity's office making the registration or by this Part or a 
similar statute of the law of the state listed as the owner's address at the time of 
registration.  A registration governed by the law of a jurisdiction in which this Part or 
similar legislation is not in force or was not in force when a registration in beneficiary 
form was made is nevertheless presumed to be valid and authorized as a matter of 
contract law. 
§6-304.  Origination of registration in beneficiary form 
A security, whether evidenced by certificate or account, is registered in beneficiary 
form when the registration includes a designation of a beneficiary to take the ownership 
at the death of the owner or the deaths of all multiple owners. 
§6-305.  Form of registration in beneficiary form 
Registration in beneficiary form may be shown by the words "transfer on death" or 
the abbreviation "TOD," or by the words "pay on death" or the abbreviation "POD," after 
the name of the registered owner and before the name of a beneficiary. 
§6-306.  Effect of registration in beneficiary form 
The designation of a transfer on death, or "TOD," beneficiary on a registration in 
beneficiary form has no effect on ownership until the owner's death.  A registration of a 
security in beneficiary form may be canceled or changed at any time by the sole owner or 
all then-surviving owners without the consent of the beneficiary. 
§6-307.  Ownership on death of owner 
On death of a sole owner or the last to die of all multiple owners, ownership of 
securities registered in beneficiary form passes to the beneficiary or beneficiaries who 
survive all owners.  On proof of death of all owners and compliance with any applicable 
requirements of the registering entity, a security registered in beneficiary form may be 
reregistered in the name of the beneficiary or beneficiaries who survived the death of all 
owners.  Until division of the security after the death of all owners, multiple beneficiaries 
surviving the death of all owners hold their interests as tenants in common.  If no 
beneficiary survives the death of all owners, the security belongs to the estate of the 
deceased sole owner or the estate of the last to die of all multiple owners. 
§6-308.  Protection of registering entity 
1.  Security registration in beneficiary form not required; protections.  A 
registering entity is not required to offer or to accept a request for security registration in 
beneficiary form.  If a registration in beneficiary form is offered by a registering entity, 
the owner requesting registration in beneficiary form assents to the protections given to 
the registering entity by this Part. 
2.  Registration to be implemented on death.  By accepting a request for 
registration of a security in beneficiary form, the registering entity agrees that the 
registration will be implemented on death of the deceased owner as provided in this Part. 
3.  Registering entity discharged from all claims; exceptions.  A registering entity 
is discharged from all claims to a security by the estate, creditors, heirs or devisees of a 
deceased owner if the registering entity registers a transfer of the security in accordance 
with section 6-307 and does so in good faith reliance on: 
A.  The registration; 
B.  This Part; and 
C.  Information provided to the registering entity by affidavit of the personal 
representative of the deceased owner, by the surviving beneficiary or by the surviving 
beneficiary's representatives or other information available to the registering entity. 
The protections of this Part do not extend to a reregistration or payment made after a 
registering entity has received written notice from any claimant to any interest in the 
security objecting to implementation of a registration in beneficiary form.  No other 
notice or other information available to the registering entity affects its right to protection 
under this Part. 
4.  Rights of beneficiaries in disputes.  The protection provided by this Part to the 
registering entity of a security does not affect the rights of beneficiaries in disputes 
between themselves and other claimants to ownership of the security transferred or its 
value or proceeds. 
§6-309.  Nontestamentary transfer on death 
A transfer on death resulting from a registration in beneficiary form is effective by 
reason of the contract regarding the registration between the owner and the registering 
entity and this Part and is not testamentary. 
§6-310.  Terms, conditions and forms for registration 
1.  Terms and conditions.  A registering entity offering to accept registrations in 
beneficiary form may establish the terms and conditions under which it will receive 
requests: 
A.  For registrations in beneficiary form; and 
B.  For implementation of registrations in beneficiary form, including requests for 
cancellation of previously registered transfer on death, or "TOD," beneficiary 
designations and requests for reregistration to effect a change of beneficiary.  
The terms and conditions so established may provide for proving death, avoiding or 
resolving any problems concerning fractional shares, designating primary and contingent 
beneficiaries and substituting a named beneficiary's descendants to take the place of the 
named beneficiary in the event of the beneficiary's death.  Substitution may be indicated 
by appending to the name of the primary beneficiary the letters LDPS, standing for 
"lineal descendants per stirpes." This designation substitutes a deceased beneficiary's 
descendants who survive the owner for a beneficiary who fails to so survive, the 
descendants to be identified and to share in accordance with the law of the beneficiary's 
domicile at the owner's death governing inheritance by descendants of an intestate.  Other 
forms of identifying beneficiaries who are to take on one or more contingencies, and rules 
for providing proofs and assurances needed to satisfy reasonable concerns by registering 
entities regarding conditions and identities relevant to accurate implementation of 
registrations in beneficiary form, may be contained in a registering entity's terms and 
conditions. 
2.  Forms.  The following are illustrations of registrations in beneficiary form that a 
registering entity may authorize: 
A.  Sole owner - sole beneficiary:  John S. Brown TOD (or POD) John S. Brown Jr.; 
B.  Multiple owners - sole beneficiary:  John S. Brown Mary B. Brown JT TEN TOD 
John S. Brown Jr.; and 
C.  Multiple owners - primary and secondary (substituted) beneficiaries:  John S. 
Brown Mary B. Brown JT TEN TOD John S. Brown Jr. SUB BENE Peter Q. Brown 
or John S. Brown Mary B. Brown JT TEN TOD John S. Brown Jr. LDPS. 
§6-311.  Application of Part 
This Part applies to registrations of securities in beneficiary form made before, on or 
after June 30, 1998 by decedents dying on or after June 30, 1998. 
Maine Uniform Probate Code Comment (§6-101) 
This section does not constitute a substantive change to Maine law.  Maine has 
retained subsection (b) from former Title 18-A, section 6-201, which was a nonuniform 
provision. 
Maine Uniform Probate Code Comment (§6-102) 
There is no counterpart to this section in former Title 18-A, but the concepts for the 
most part were previously included in various sections of Maine law, including the Maine 
Uniform Trust Code.  The section serves a useful function of addressing these issues in a 
comprehensive way and establishing an order of priority in the procedure for enforcing 
claims against various nonprobate assets.  One significant change is to shorten the time 
period for bringing a claim under this section from 2 years after the decedent's date of 
death to one year.  The section does not supersede existing law that insulates death 
benefits in life insurance contracts, retirement plans or individual retirement accounts 
from creditors' claims. 
Maine Uniform Probate Code Comment (§6-201) 
Maine adopts the Uniform Probate Code wording to coordinate definitions and 
consolidate the application of payable on death, or "POD," accounts and so-called Totten 
Trusts into the comprehensive framework of POD accounts through appropriate 
definitions of "beneficiary," "party" and "POD designation."  The term "joint account" 
used throughout former Title 18-A, section 6-201 is replaced with "multiple-party 
account," and other accounts previously designated under former Maine law as multiple-
party accounts are addressed through definitions of "POD designation" and "beneficiary" 
as well as through other provisions of the Maine Uniform Probate Code. 
Maine Uniform Probate Code Comment (§6-202) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§6-203) 
There is no counterpart to this section in former Title 18-A.  This section coordinates 
with the adoption of forms under the Maine Uniform Probate Code, section 6-204 and 
sets out clearly the options when an account is established. 
Maine Uniform Probate Code Comment (§6-204) 
There is no counterpart to this section in former Title 18-A.  The design of this form 
encourages the depositor and financial institution to consider the rights of a party to the 
account during a party's lifetime and the distribution of the account after a party's death.  
Since the form is not required to make the terms of the multiple-party account effective, it 
offers flexibility and a helpful alternative for depositors. 
Maine Uniform Probate Code Comment (§6-205) 
There is no counterpart to this section in former Title 18-A.  This section allows 
financial institutions to offer an option to depositors who seek the convenience of an 
agency relationship but intend the proceeds of an account to pass according to the 
depositor's will or to the depositor's heirs after death.  While not supplanting the 
comprehensive Maine Uniform Power of Attorney Act, this section offers a limited 
agency role for specific financial accounts. 
Maine Uniform Probate Code Comment (§6-206) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§6-211) 
In the absence of proof otherwise, subsection 2 creates a presumption, as between 
parties married to each other, that the net contribution of each party is an equal amount.   
Maine Uniform Probate Code Comment (§6-212) 
Maine law is revised to delete the right to rebut the presumption that amounts held in 
a joint account pass to the surviving joint tenant.  Prior Maine law permitted the personal 
representative of an estate to claim proceeds passed to the estate if there was "clear and 
convincing evidence of a different intention at the time the account [was] created."  
This section includes the presumption that the deceased spouse's interest in a 
multiple-party account passes to the surviving spouse.  In most cases, any other party to a 
multiple-party account with spouses is a child of the spouses and the intent is to pass the 
interest after death to that child but not to increase the child's lifetime interest.   
The substance of subsection 4 is new to Maine law and clarifies that a surviving 
party's interest in a multiple-party account can be reduced by outstanding checks or other 
withdrawals by the deceased party that were made prior to death.  Such reductions might 
also include repayment of any automatic deposit, such as a Social Security payment, or 
automatic withdrawals for the bills of a decedent. 
Maine Uniform Probate Code Comment (§6-213) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§6-214) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§6-221) 
This section does not constitute a substantive change to Maine law other than by 
incorporating the agency designation adopted in the Maine Uniform Probate Code, 
section 6-205 and related sections. 
Maine Uniform Probate Code Comment (§6-222) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§6-223) 
This section includes in subsection 1 an additional protection to financial institutions 
that was not part of the former Title 18-A, section 6-110. 
Maine Uniform Probate Code Comment (§6-224) 
There is no counterpart to this section in former Title 18-A.  This section coordinates 
with the Maine Uniform Probate Code, section 6-205 regarding the designation of an 
agent. 
Maine Uniform Probate Code Comment (§6-225) 
There is no counterpart to this section in former Title 18-A.  This section provides for 
the efficient and economical transfer of funds to a minor.  The cost and delay associated 
with probate court proceedings to appoint a guardian or conservator can be substantial 
compared with the need to provide for the efficient and economical transfer of an 
account, and the protections under the Maine Uniform Transfers to Minors Act are 
sufficient. 
Maine Uniform Probate Code Comment (§6-226) 
The Maine Uniform Probate Code does not include the clause in the Uniform Probate 
Code, section 6-226(c) that permits a financial institution to refuse payment if it receives 
any nonwritten notice giving the financial institution "reason to believe that a dispute 
exists" as to payment rights.  The Maine Probate and Trust Law Advisory Commission 
determined that this clause was vague and created unnecessary uncertainty with respect to 
a financial institution's right to withhold payment to a party and should not be adopted. 
Maine Uniform Probate Code Comment (§6-227) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§6-301) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§6-302) 
Maine does not recognize the ownership forms of tenancy by the entirety and 
community property, so they are not included in the Uniform TOD Security Registration 
Act. 
Maine Uniform Probate Code Comment (§6-303) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§6-304) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§6-305) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§6-306) 
This section replaces former Title 18-A, section 6-312, which permitted changes of 
beneficiary of a security by will. 
Maine Uniform Probate Code Comment (§6-307) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§6-308) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§6-309) 
This section does not constitute a substantive change to Maine law. 
Maine Uniform Probate Code Comment (§6-310) 
This section does not constitute a substantive change to Maine law. 
ARTICLE 7 
TRUST ADMINISTRATION 
PART 1 
POWERS OF TRUSTEES 
§7-101.  Prohibitions and requirements applicable to trusts that are private 
foundations 
1.  Prohibited acts.  In the administration of any trust that is a private foundation, as 
defined in Section 509 of the Internal Revenue Code of 1986, a charitable trust, as 
defined in Section 4947(a)(1) of the Internal Revenue Code of 1986, or a split-interest 
trust, as defined in Section 4947(a)(2) of the Internal Revenue Code of 1986, the 
following acts are prohibited: 
A.  Engaging in any act of self-dealing, as defined in Section 4941(d) of the Internal 
Revenue Code of 1986, that would give rise to any liability for the tax imposed by 
Section 4941(a) of the Internal Revenue Code of 1986; 
B.  Retaining any excess business holdings, as defined in Section 4943(c) of the 
Internal Revenue Code of 1986, that would give rise to any liability for the tax 
imposed by Section 4943(a) of the Internal Revenue Code of 1986; 
C.  Making any investments that would jeopardize the carrying out of any of the 
exempt purposes of the trust, within the meaning of Section 4944 of the Internal 
Revenue Code of 1986, so as to give rise to any liability for the tax imposed by 
Section 4944(a) of the Internal Revenue Code of 1986; and 
D.  Making any taxable expenditures, as defined in Section 4945(d) of the Internal 
Revenue Code of 1986, that would give rise to any liability for the tax imposed by 
Section 4945(a) of the Internal Revenue Code of 1986. 
This section does not apply to split-interest trusts or to amounts of split-interest trusts that 
are not subject to the prohibitions applicable to private foundations by reason of the 
provisions of Section 4947 of the Internal Revenue Code of 1986. 
2.  Required distributions.  In the administration of any trust that is a private 
foundation or a charitable trust, there must be distributed, for the purposes specified in the 
trust instrument, for each taxable year, amounts at least sufficient to avoid liability for the 
tax imposed by Section 4942(a) of the Internal Revenue Code of 1986. 
3.  Exception, contrary to terms of trust.  Subsections 1 and 2 do not apply to any 
trust to the extent that a court of competent jurisdiction determines that the application 
would be contrary to the terms of the instrument governing the trust and that the trust 
instrument may not properly be changed to conform to subsections 1 and 2. 
4.  Attorney General's powers.  Nothing in this section impairs the rights and 
powers of the courts or the Attorney General of this State with respect to any trust. 
5.  Internal Revenue Code.  All references to sections of the Internal Revenue Code 
of 1986 are deemed to include future amendments to the referenced sections and 
corresponding provisions of future internal revenue laws. 
§7-102.  Trustees authorized to invest trust funds in affiliated investments; 
limitations 
1.  Authorization.  An association, corporation or financial institution authorized to 
exercise trust powers in this State while acting as a fiduciary is authorized to purchase for 
the fiduciary estate, directly from underwriters or distributors or in the secondary market, 
bonds or other securities underwritten or distributed by that association, corporation or 
financial institution or an affiliate or by a syndicate that includes that association, 
corporation or financial institution and securities of an investment company registered 
under the federal Investment Company Act of 1940, 15 United States Code, Section 
80a-1 et seq., as amended, for which that association, corporation or financial institution 
or an affiliate acts as advisor, distributor, transfer agent, registrar, sponsor, manager, 
shareholder servicing agent or custodian.  A person acting as a cofiduciary with an 
association, corporation or financial institution or an affiliate is authorized to consent to 
the investment in such interests. 
2.  Limitations.  The authority granted pursuant to subsection 1 may not be 
exercised: 
A.  If the investment is prohibited by the instrument, judgment, decree or order 
creating the fiduciary relationship; or 
B.  Unless, in the case of cofiduciaries, the association, corporation or financial 
institution or an affiliate procures the consent of its cofiduciaries to the investment. 
3.  Disclosures.  The disclosures required by this section must be provided by a 
statement or letter mailed to the last known address of each person to whom statements 
for the fiduciary estate are provided.  The disclosures may be provided separately or as 
part of other documents of the fiduciary estate.  If made part of other documents of the 
fiduciary estate, the disclosures must be printed clearly and conspicuously on those 
documents. 
A.  A trustee purchasing bonds or securities pursuant to this section shall disclose in 
writing all capacities in which the trustee or an affiliate acts for the issuer of those 
bonds or securities and that the trustee or an affiliate may have an interest in the 
underwriting or distribution of those bonds or securities. 
B.  If the securities purchased pursuant to subsection 1 are shares of an investment 
company subject to this section, the trustee shall disclose the services provided and 
the receipt of compensation for those services before the initial purchase and 
annually. 
§7-103.  Qualification of foreign trustee 
A foreign corporate trustee is required to qualify as a foreign corporation doing 
business in this State if it maintains the principal place of administration of any trust 
within the State. A foreign cotrustee is not required to qualify in this State solely because 
its cotrustee maintains the principal place of administration in this State. Unless otherwise 
doing business in this State, local qualification by a foreign trustee, corporate or 
individual, is not required in order for the trustee to receive distribution from a local 
estate or to hold, invest in, manage or acquire property located in this State or maintain 
litigation. Nothing in this section affects a determination of what other acts require 
qualification as doing business in this State. 
PART 2 
COMMON TRUST FUNDS 
§7-201.  Definitions; establishment of common trust funds 
1.  Definitions.  As used in this Part, unless the context otherwise indicates, the 
following terms have the following meanings. 
A.  "Common trust fund" means a trust or fund maintained by a bank or trust 
company exclusively for the collective investment or reinvestment of money 
contributed to the trust or fund by the bank or trust company, or an affiliated bank or 
trust company, as a fiduciary, including a trustee of a trust or fund for the primary 
purpose of paying employee benefits of any kind. 
B.  "Fiduciary" includes a trustee, executor, administrator, guardian and custodian 
under a uniform transfers to minors act. 
2.  Common trust funds.  A bank or trust company qualified to act as fiduciary in 
this State may establish and operate common trust funds for the purpose of furnishing 
investments to itself as fiduciary or to itself and others as cofiduciaries, and for the 
purposes of furnishing investments to affiliated banks, within the meaning of Section 
1504 of the Internal Revenue Code of 1986, acting for themselves and others as 
cofiduciaries, and the bank or trust company may, as the fiduciary or cofiduciary or 
acting for affiliated banks alone or with their cofiduciaries, invest funds lawfully held for 
investment in interests in common trust funds, if the investment is not prohibited by the 
instrument, judgment, decree or order creating the fiduciary relationship and if, in the 
case of cofiduciaries, the bank or trust company or affiliate procures the consent of its 
cofiduciaries to the investment.  A person acting as a cofiduciary with the bank or trust 
company or affiliate is authorized to consent to the investment in the interests. 
§7-202.  Court accountings 
Unless ordered by decree of the Superior Court, the bank or trust company operating 
common trust funds, referred to in this section as "the accountant," is not required to 
render a court accounting with regard to the funds, but the accountant may by petition to 
the Superior Court or the probate court in the county where the accountant has its 
principal place of business secure approval of the accounting on such conditions as the 
court may establish. Whenever a petition for the allowance of such an account is 
presented, the court having jurisdiction shall assign a time and place for hearing and shall 
cause public notice to be given by publication 3 weeks successively in a newspaper 
published in the county whose court has jurisdiction. In addition, the court shall, except to 
the extent as the several instruments creating the trusts participating in the common trust 
fund provide otherwise, order personal notice upon all known beneficiaries of the 
participating trust estates who have a place of residence known to the accountant. 
Personal notice to known beneficiaries having a place of residence known to the 
accountant must be made by a written notice deposited in the mails addressed to each 
known beneficiary at the known place of residence at least 14 days before the time of 
hearing, or by a written notice either in hand or left at the known place of residence 14 
days at least before the time of hearing. The method of service and the form of the notice 
must be as the court orders. "Place of residence known to the accountant" as used in this 
section includes only places of residence actually known to the accountant and does not 
include residences that could be discovered upon investigation but do not in the due 
course of business come to the actual knowledge of the accountant. The allowance of an 
account is conclusive as to all matters shown in the account upon all persons then or 
thereafter interested in the funds invested in the common trust funds. 
§7-203.  Application of Part 
This Part applies to fiduciary relationships in existence on September 1, 1951 or  
established after that date. 
PART 3 
BANK AND TRUST COMPANY NOMINEES 
§7-301.  Registration in name of nominees 
A state or national bank or trust company, when acting in this State as a fiduciary or 
cofiduciary with others, may with the consent of its cofiduciary or cofiduciaries, if any, 
who are authorized to give consent, cause an investment held in that capacity to be 
registered and held in the name of a nominee or nominees of the bank or trust company. 
The bank or trust company is liable for the acts of a nominee with respect to a registered 
investment. "Fiduciary" as used in this Part includes, but is not limited to, personal 
representatives, guardians, conservators, trustees, agents and custodians. 
§7-302.  Separate records 
The records of a bank or trust company must at all times show the ownership of 
investments held in the name of nominees; such investments must be in the possession 
and control of the bank or trust company and must be kept separate and apart from the 
assets of the bank or trust company. 
§7-303.  Applicability of provisions 
This Part governs fiduciaries and cofiduciaries acting under wills, agreements, court 
orders and other instruments existing on January 1, 1981 or made after that date. Nothing 
contained in this Part may be construed as authorizing a departure from or variation of the 
express words or limitations set forth in a will, agreement, court order or other instrument 
creating or defining the fiduciary's duties and powers. 
PART 4 
UNIFORM PRINCIPAL AND INCOME ACT OF 1997 
SUBPART 1 
DEFINITIONS AND FIDUCIARY DUTIES 
§7-401.  Short title 
This Part may be cited as the "Uniform Principal and Income Act of 1997." 
§7-402.  Definitions 
As used in this Part, unless the context otherwise indicates, the following terms have 
the following meanings. 
1.  Accounting period.  "Accounting period" means a calendar year unless another 
12-month period is selected by a fiduciary.  "Accounting period" includes a portion of a 
calendar year or other 12-month period that begins when an income interest begins or 
ends when an income interest ends. 
2.  Beneficiary.  "Beneficiary" includes, in the case of a decedent's estate, an heir and 
devisee and, in the case of a trust, an income beneficiary and a remainder beneficiary. 
3.  Fiduciary.  "Fiduciary" means a personal representative or a trustee.  "Fiduciary" 
includes an executor, administrator, successor personal representative, special 
administrator and a person performing substantially the same function. 
4.  Income.  "Income" means money or property that a fiduciary receives as current 
return from a principal asset.  "Income" includes a portion of receipts from a sale, 
exchange or liquidation of a principal asset, to the extent provided in subpart 4. 
5.  Income beneficiary.  "Income beneficiary" means a person to whom net income 
of a trust is or may be payable. 
6.  Income interest.  "Income interest" means the right of an income beneficiary to 
receive all or part of net income, whether the terms of the trust require it to be distributed 
or authorize it to be distributed in the trustee's discretion. 
7.  Mandatory income interest.  "Mandatory income interest" means the right of an 
income beneficiary to receive net income that the terms of the trust require the fiduciary 
to distribute. 
8.  Net income.  "Net income" means the total receipts allocated to income during an 
accounting period minus the disbursements made from income during the period, plus or 
minus transfers under this Part to or from income during the period. 
9.  Person.  "Person" means an individual; corporation; business trust; estate; trust; 
partnership; limited liability company; association; joint venture; government; 
governmental subdivision, agency or instrumentality; public corporation; or any other 
legal or commercial entity. 
10.  Principal.  "Principal" means property held in trust for distribution to a 
remainder beneficiary when the trust terminates. 
11.  Remainder beneficiary.  "Remainder beneficiary" means a person entitled to 
receive principal when an income interest ends. 
12.  Terms of a trust.  "Terms of a trust" means the manifestation of the intent of a 
settlor or decedent with respect to the trust, expressed in a manner that admits of its proof 
in a judicial proceeding, whether by written or spoken words or by conduct. 
13.  Trustee.  "Trustee" includes an original, additional or successor trustee, whether 
or not appointed or confirmed by a court. 
§7-403.  Fiduciary duties; general principles 
1.  Allocating receipts and disbursements.  In allocating receipts and disbursements 
to or between principal and income and with respect to any matter within the scope of 
subparts 2 and 3, a fiduciary: 
A.  Shall administer a trust or estate in accordance with the terms of the trust or the 
will, even if there is a different provision in this Part; 
B.  May administer a trust or estate by the exercise of a discretionary power of 
administration given to the fiduciary by the terms of the trust or the will, even if the 
exercise of the power produces a result different from a result required or permitted 
by this Part; 
C.  Shall administer a trust or estate in accordance with this Part if the terms of the 
trust or the will do not contain a different provision or do not give the fiduciary a 
discretionary power of administration; and 
D.  Shall add a receipt or charge a disbursement to principal to the extent that the 
terms of the trust and this Part do not provide a method for allocating the receipt or 
disbursement to or between principal and income. 
2.  Fair and reasonable administration.  In exercising the power to adjust under 
section 7-404, subsection 1 or a discretionary power of administration regarding a matter 
within the scope of this Part, whether granted by the terms of a trust, a will or this Part, a 
fiduciary shall administer a trust or estate impartially, based on what is fair and 
reasonable to all of the beneficiaries, except to the extent that the terms of the trust or the 
will clearly manifest an intention that the fiduciary favor or that the fiduciary may favor 
one or more of the beneficiaries.  A determination in accordance with this Part is 
presumed to be fair and reasonable to all of the beneficiaries. 
§7-404.  Trustee's power to adjust 
1.  Power to adjust between principal and income.  A trustee may adjust between 
principal and income by allocating an amount of income to principal or an amount of 
principal to income to the extent the trustee considers appropriate if the terms of the trust 
describe the amount that may or must be distributed to a beneficiary by referring to the 
trust's income and the trustee determines, after applying the provisions of section 7-403, 
subsection 1, that the trustee is unable to comply with section 7-403, subsection 2. 
2.  Factors.  In deciding whether and to what extent to exercise the power conferred 
by subsection 1, a trustee shall consider all factors relevant to the trust and its 
beneficiaries, including the following factors to the extent they are relevant: 
A.  The nature, purpose and expected duration of the trust; 
B.  The intent of the settlor; 
C.  The identity and circumstances of the beneficiaries and, to the extent reasonably 
known to the trustee, the needs of the beneficiaries for present and future 
distributions authorized or required by the terms of the trust; 
D.  The needs for liquidity, regularity of income and preservation and appreciation of 
capital; 
E.  The assets held in the trust; the extent to which they consist of financial assets, 
interests in closely held enterprises, tangible and intangible personal property or real 
property; the extent to which an asset is used by a beneficiary; and whether an asset 
was purchased by the trustee or received from the settlor; 
F.  The net amount allocated to income under the other sections of this Part and the 
increase or decrease in the value of the principal assets, which the trustee may 
estimate as to assets for which market values are not readily available; 
G.  Whether and to what extent the terms of the trust give the trustee the power to 
invade principal or accumulate income or prohibit the trustee from invading principal 
or accumulating income, and the extent to which the trustee has exercised a power 
from time to time to invade principal or accumulate income; 
H.  The actual and anticipated effect of economic conditions on principal and income 
and effects of inflation and deflation; and 
I.  The anticipated tax consequences of an adjustment. 
3.  Adjustments not permitted.  A trustee may not make an adjustment under this 
section if any of the following applies: 
A.  The adjustment would diminish the income interest in a trust that requires all of 
the income to be paid at least annually to a spouse and for which an estate tax or gift 
tax marital deduction would be allowed, in whole or in part, if the trustee did not 
have the power to make the adjustment; 
B.  The adjustment would reduce the actuarial value of the income interest in a trust 
to which a person transfers property with the intent to qualify for a gift tax exclusion; 
C.  The adjustment would change the amount payable to a beneficiary as a fixed 
annuity or a fixed fraction of the value of the trust assets; 
D.  The adjustment is from any amount that is permanently set aside for charitable 
purposes under a will or the terms of a trust, unless both income and principal are so 
set aside; 
E.  The trustee's possession or exercise of the power to make an adjustment would 
cause an individual to be treated as the owner of all or part of the trust for income tax 
purposes and the individual would not be treated as the owner if the trustee did not 
possess the power to make an adjustment; 
F.  The trustee's possession or exercise of the power to make an adjustment would 
cause all or part of the trust assets to be included for estate tax purposes in the estate 
of an individual who has the power to remove a trustee or appoint a trustee, or both, 
and the assets would not be included in the estate of the individual if the trustee did 
not possess the power to make an adjustment; 
G.  The trustee is a beneficiary of the trust; or 
H.  The trust has been converted to a unitrust under section 7-405. 
4.  Cotrustees.  If subsection 3, paragraph E, F or G applies to a trustee and there is 
more than one trustee, a cotrustee to whom the provision does not apply may make the 
adjustment unless the exercise of the power by the remaining trustee or trustees is 
prohibited by the terms of the trust.  Terms of the trust requiring that if there are 2 or 
more trustees serving they must act by agreement or by any majority or percentage 
consensus may not be construed to prohibit the remaining trustee or trustees from 
possessing or exercising the power to make the adjustment. 
5.  Release of power to adjust.  A trustee may release the entire power conferred by 
subsection 1 or may release only the power to adjust from income to principal or the 
power to adjust from principal to income if the trustee is uncertain about whether 
possessing or exercising the power will cause a result described in subsection 3, 
paragraphs A to F or if the trustee determines that possessing or exercising the power will 
or may deprive the trust of a tax benefit or impose a tax burden not described in 
subsection 3.  The release of the power to adjust may be permanent or for a specified 
period, including a period measured by the life of an individual. 
6.  Terms of trust deny power of adjustment.  Terms of a trust that limit the power 
of a trustee to make an adjustment between principal and income do not affect the 
application of this section unless it is clear from the terms of the trust that the terms are 
intended to deny the trustee the power of adjustment conferred by subsection 1. 
§7-405.  Power to convert to unitrust 
1.  Convert to unitrust; requirements.  Unless expressly prohibited by the terms of 
the trust, a trustee may release the power to adjust under section 7-404 and convert a trust 
into a unitrust as described in this section if all of the following apply: 
A.  The trustee determines that the conversion will improve the ability of the trustee 
to carry out the intent of the settlor and the purposes of the trust; 
B.  The trustee gives written notice of the trustee's intention to release the power to 
adjust and to convert the trust into a unitrust and of how the unitrust will operate, 
including what initial decisions the trustee will make under this section, to the 
following beneficiaries: 
(1)  All beneficiaries who are currently eligible to receive income from the trust; 
and 
(2) All beneficiaries who would receive, if no power of appointment were 
exercised, a distribution of principal if the trust were to terminate immediately 
prior to the giving of notice; 
C.  There is at least one beneficiary eligible to receive income and at least one 
beneficiary who would receive principal as described in paragraph B; and 
D.  No beneficiary objects to the conversion to a unitrust in a writing delivered to the 
trustee within 60 days of the mailing of the notice required under paragraph B. 
2.  Petition to convert.  If a beneficiary timely objects to the conversion to a unitrust 
under subsection 1 or if the requirements of subsection 1, paragraph C are not met, the 
trustee may petition the court to approve the conversion to a unitrust.  A beneficiary may 
request a trustee to convert to a unitrust and, if the trustee does not convert, the 
beneficiary may petition the court to order the conversion.  Upon receipt of a petition by 
the trustee or a beneficiary, the court shall approve the conversion or direct the requested 
conversion if the court concludes that the conversion will better enable the trustee to carry 
out the intent of the settlor and the purposes of the trust. 
3.  Factors.  In deciding whether to exercise the power conferred by subsection 1, a 
trustee shall consider the following factors to the extent they are relevant: 
A.  The nature, purpose and expected duration of the trust; 
B.  The identity and circumstances of the beneficiaries and, to the extent reasonably 
known to the trustee, the needs of the beneficiaries for present and future 
distributions authorized or required by the terms of the trust; 
C.  The needs for liquidity, regularity of income and preservation and appreciation of 
capital; 
D.  The assets held in the trust; the extent to which they consist of financial assets, 
interests in closely held enterprises, tangible and intangible personal property or real 
property; and the extent to which an asset is used by a beneficiary; 
E.  Whether and to what extent the terms of the trust give the trustee the power to 
invade principal or accumulate income or prohibit the trustee from invading principal 
or accumulating income, and the extent to which the trustee has exercised a power 
from time to time to invade principal or accumulate income; 
F.  The actual and anticipated effect of economic conditions on principal and income 
and effects of inflation and deflation; and 
G.  The anticipated tax consequences of the conversion. 
4.  After conversion; requirements.  After a trust is converted to a unitrust, all of 
the following apply: 
A.  The trustee shall follow an investment policy seeking a total return for the 
investments held by the trust, whether the return is to be derived from appreciation of 
capital, from earnings and distributions from capital or from both; 
B.  The trustee shall make regular distributions in accordance with the terms of the 
trust construed in accordance with the provisions of this section; and 
C.  "Income" in the terms of the trust means an annual distribution, known as the 
"unitrust distribution," equal to 4%, known as the "payout percentage," of the net fair 
market value of the trust's assets, whether such assets would be considered income or 
principal under other provisions of this Part, averaged over the lesser of the 3 
preceding years and the period during which the trust has been in existence. 
5.  Trustee's determination.  The trustee of a unitrust subject to this section may in 
the trustee's discretion from time to time determine all of the following: 
A.  The effective date of a conversion to a unitrust; 
B.  The provisions for prorating a unitrust distribution for a short year in which a 
beneficiary's right to payment commences or ceases; 
C.  The frequency of unitrust distributions during the year; 
D.  The effect of other payments from or contributions to the trust on the trust's 
valuation; 
E.  Whether to value the trust's assets annually or more frequently; 
F.  What valuation dates to use; 
G.  How frequently to value nonliquid assets and whether to estimate their value; 
H.  Whether to omit from the calculation of the unitrust distribution trust property 
occupied or possessed by a beneficiary; and 
I.  Any other matters necessary for the proper functioning of the unitrust. 
6.  After conversion; allocation provisions.  After a trust is converted to a unitrust, 
the following allocation provisions apply to the trust: 
A.  Expenses that would be deducted from income if the trust were not a unitrust may 
not be deducted from the unitrust distribution; and 
B.  Unless otherwise provided by the terms of the trust, the unitrust distribution must 
be paid from net income, as net income would be determined if the trust were not a 
unitrust.  To the extent net income is insufficient, the unitrust distribution must be 
paid from net realized short-term capital gains.  To the extent net income and net 
realized short-term capital gains are insufficient, the unitrust distribution must be paid 
from net realized long-term capital gains.  To the extent net income and net realized 
short-term and long-term capital gains are insufficient, the unitrust distribution must 
be paid from the principal of the trust. 
7.  Petition for changes.  The trustee of a unitrust subject to this section or, if the 
trustee declines to do so, a beneficiary may petition the court to do any of the following: 
A.  Select a payout percentage other than 4%; 
B.  Provide for a distribution of net income, as would be determined if the trust were 
not a unitrust, in excess of the unitrust distribution if such distribution is necessary to 
preserve a tax benefit; 
C.  Average the valuation of the trust's net assets over a period other than 3 years; or 
D.  Reconvert from a unitrust.  Upon a reconversion, the power to adjust under 
section 7-404 is revived. 
8.  Conversion does not affect certain trust provisions.  A conversion to a unitrust 
does not affect a provision in the terms of the trust directing or authorizing the trustee to 
distribute principal or authorizing a beneficiary to withdraw a portion or all of the 
principal. 
9.  Conversion not permitted.  A trustee may not convert a trust into a unitrust if 
any of the following applies: 
A.  Payment of the unitrust distribution would change the amount payable to a 
beneficiary as a fixed annuity or a fixed fraction of the value of the trust assets; 
B.  The unitrust distribution would be made from any amount that is permanently set 
aside for charitable purposes under a will or the terms of the trust unless both income 
and principal are so set aside; 
C.  The trustee's possession or exercise of the power to convert would cause an 
individual to be treated as the owner of all or part of the trust for income tax 
purposes, and the individual would not be treated as the owner if the trustee did not 
possess the power to convert; 
D.  The trustee's possession or exercise of the power to convert would cause all or 
part of the trust assets to be included for estate tax purposes in the estate of an 
individual who has the power to remove a trustee or appoint a trustee, or both, and 
the assets would not be included in the estate of the individual if the trustee did not 
possess the power to convert; 
E.  The conversion would result in the disallowance of an estate tax or gift tax marital 
deduction that would be allowed if the trustee did not have the power to convert; or 
F.  The trustee is a beneficiary of the trust. 
10.  Conversion by cotrustee.  If subsection 9, paragraph C, D or F applies to a 
trustee and there is more than one trustee, a cotrustee to whom the provision does not 
apply may convert the trust unless the exercise of the power by the remaining trustee or 
trustees is prohibited by the terms of the trust.  Terms of the trust requiring that if there 
are 2 or more trustees serving they must act by agreement or by any majority or 
percentage consensus may not be construed to prohibit the remaining trustee or trustees 
from exercising the power to convert.  If subsection 9, paragraph C, D or F applies to all 
the trustees, the trustees may petition the court to direct a conversion. 
11.  Release of power to convert.  A trustee may release the power conferred by 
subsection 1 to convert to a unitrust if the trustee is uncertain about whether possessing or 
exercising the power will cause a result described in subsection 9, paragraph C, D or E or 
if the trustee determines that possessing or exercising the power will or may deprive the 
trust of a tax benefit or impose a tax burden not described in subsection 9.  The release of 
the power to convert to a unitrust may be permanent or for a specified period, including a 
period measured by the life of an individual. 
§7-406.  Judicial review of discretionary powers 
1.  Court determination of abuse of fiduciary's discretion.  A court may not 
change a fiduciary's decision to exercise or not to exercise a discretionary power 
conferred by this Part unless it determines that the decision was an abuse of the 
fiduciary's discretion.  A court may not determine that a fiduciary abused the fiduciary's 
discretion merely because the court would have exercised the discretion in a different 
manner or would not have exercised the discretion. 
2.  Abuse of discretion; remedy.  If a court determines that a fiduciary has abused 
the fiduciary's discretion in exercising a discretionary power conferred by this Part, the 
remedy is to restore the income and remainder beneficiaries to the positions they would 
have occupied if the fiduciary had not abused the fiduciary's discretion, according to the 
provisions of this subsection: 
A.  To the extent that the abuse of discretion has resulted in no distribution to a 
beneficiary or a distribution that is too small, the court shall require the fiduciary to 
distribute from the trust to the beneficiary an amount that the court determines will 
restore the beneficiary, in whole or in part, to the beneficiary's appropriate position; 
B.  To the extent that the abuse of discretion has resulted in a distribution to a 
beneficiary that is too large, the court shall restore the beneficiaries or the trust, or 
both, in whole or in part, to their appropriate positions by requiring the fiduciary to 
withhold an amount from one or more future distributions to the beneficiary who 
received the distribution that was too large or requiring that beneficiary or that 
beneficiary's estate to return some or all of the distribution to the trust, 
notwithstanding a spendthrift or similar provision; 
C.  If the abuse of discretion concerns the power to convert a trust into a unitrust, the 
court shall require the trustee either to convert the trust to a unitrust or to reconvert 
from a unitrust; and 
D.  To the extent that the court is unable, after applying paragraphs A, B and C, to 
restore the beneficiaries or the trust, or both, to the positions they would have 
occupied if the fiduciary had not abused the fiduciary's discretion, the court may 
require the fiduciary to pay an appropriate amount from the fiduciary's own funds to 
one or more of the beneficiaries or the trust, or both. 
3.  Proposed exercise or nonexercise of discretion; court determination.  Upon a 
petition by the fiduciary, a court having jurisdiction over the trust or estate shall 
determine whether a proposed exercise or nonexercise by the fiduciary of a discretionary 
power conferred by this Part will result in an abuse of the fiduciary's discretion.  If the 
petition describes the proposed exercise or nonexercise of the power and contains 
sufficient information to inform the beneficiaries of the reasons for the proposal, the facts 
upon which the fiduciary relies and an explanation of how the income and remainder 
beneficiaries will be affected by the proposed exercise or nonexercise of the power, a 
beneficiary who challenges the proposed exercise or nonexercise has the burden of 
establishing that it will result in an abuse of discretion. 
SUBPART 2 
DECEDENT'S ESTATE OR TERMINATING INCOME INTEREST 
§7-421.  Determination and distribution of net income 
After a decedent dies, in the case of an estate, or after an income interest in a trust 
ends, the provisions of this section apply. 
1.  Determination of net income and net principal.  A fiduciary of an estate or of a 
terminating income interest shall determine the amount of net income and net principal 
receipts received from property specifically given to a beneficiary under the provisions of 
subparts 3 to 5 that apply to trustees and the provisions of subsection 5.  The fiduciary 
shall distribute the net income and net principal receipts to the beneficiary who is to 
receive the specific property. 
2.  Requirements for determinations.  A fiduciary shall determine the remaining 
net income of a decedent's estate or a terminating income interest under the provisions of 
subparts 3 to 5 that apply to trustees and by: 
A.  Including in net income all income from property used to discharge liabilities; 
B.  Paying from income or principal, in the fiduciary's discretion, fees of attorneys, 
accountants and fiduciaries; court costs and other expenses of administration; and 
interest on death taxes; but the fiduciary may pay those expenses from income of 
property passing to a trust for which the fiduciary claims an estate tax marital or 
charitable deduction only to the extent that the payment of those expenses from 
income will not cause the reduction or loss of the deduction; and 
C.  Paying from principal all other disbursements made or incurred in connection 
with the settlement of a decedent's estate or the winding up of a terminating income 
interest, including debts, funeral expenses, disposition of remains, exempt property 
and allowances distributable pursuant to Article 2, Part 4 and death taxes and related 
penalties that are apportioned to the estate or terminating income interest by the will, 
the terms of the trust or applicable law. 
3.  Distribution to beneficiary.  A fiduciary shall distribute to a beneficiary who 
receives a pecuniary amount outright the interest or any other amount provided by the 
will, the terms of the trust or applicable law from net income determined under 
subsection 2 or from principal to the extent that net income is insufficient.  If a 
beneficiary is to receive a pecuniary amount outright from a trust after an income interest 
ends and no interest or other amount is provided for by the terms of the trust or applicable 
law, the fiduciary shall distribute the interest or other amount to which the beneficiary 
would be entitled under applicable law if the pecuniary amount were required to be paid 
under a will under section 3-904. 
4.  Distribution to other beneficiary.  A fiduciary shall distribute the net income 
remaining after distributions required by subsection 3 in the manner described in section 
7-422 to all other beneficiaries, including a beneficiary who receives a pecuniary amount 
in trust, even if the beneficiary holds an unqualified power to withdraw assets from the 
trust or other presently exercisable general power of appointment over the trust. 
5.  Reduction of principal or income receipts not permitted.  A fiduciary may not 
reduce principal or income receipts from property described in subsection 1 because of a 
payment described in section 7-461 or 7-462 to the extent that the will, the terms of the 
trust or applicable law requires the fiduciary to make the payment from assets other than 
the property or to the extent that the fiduciary recovers or expects to recover the payment 
from a 3rd party.  The net income and principal receipts from the property are determined 
by including all of the amounts the fiduciary receives or pays with respect to the property, 
whether those amounts accrued or became due before, on or after the date of a decedent's 
death or an income interest's terminating event, and by making a reasonable provision for 
amounts that the fiduciary believes the estate or terminating income interest may become 
obligated to pay after the property is distributed. 
§7-422.  Distribution to residuary and remainder beneficiaries 
1.  Distribution based on fractional interest.  Each beneficiary described in section 
7-421, subsection 4 is entitled to receive a portion of the net income equal to the 
beneficiary's fractional interest in undistributed principal assets, using values as of the 
distribution date.  If a fiduciary makes more than one distribution of assets to 
beneficiaries to whom this section applies, each beneficiary, including one who does not 
receive part of the distribution, is entitled, as of each distribution date, to the net income 
the fiduciary has received after the date of death or terminating event or earlier 
distribution date but has not distributed as of the current distribution date. 
2.  Determination of share.  In determining a beneficiary's share of net income, the 
provisions of this subsection apply: 
A.  The beneficiary is entitled to receive a portion of the net income equal to the 
beneficiary's fractional interest in the undistributed principal assets immediately 
before the distribution date, including assets that later may be sold to meet principal 
obligations; 
B.  The beneficiary's fractional interest in the undistributed principal assets must be 
calculated without regard to property specifically given to a beneficiary and property 
required to pay pecuniary amounts not in trust; 
C.  The beneficiary's fractional interest in the undistributed principal assets must be 
calculated on the basis of the aggregate value of those assets as of the distribution 
date without reducing the value by any unpaid principal obligation; and 
D.  The distribution date for purposes of this section may be the date as of which the 
fiduciary calculates the value of the assets if that date is reasonably near the date on 
which assets are actually distributed. 
3.  Records required if not all distributed.  If a fiduciary does not distribute all of 
the collected but undistributed net income to each person as of a distribution date, the 
fiduciary shall maintain appropriate records showing the interest of each beneficiary in 
that net income. 
4.  Application of provisions.  A fiduciary may apply the provisions of this section, 
to the extent that the fiduciary considers it appropriate, to net gain or loss realized after 
the date of death or terminating event or earlier distribution date from the disposition of a 
principal asset if this section applies to the income from the asset. 
SUBPART 3 
APPORTIONMENT AT BEGINNING AND END OF INCOME INTEREST 
§7-431.  When right to income begins and ends 
1.  Beginning of income interest.  An income beneficiary is entitled to net income 
from the date on which the income interest begins.  An income interest begins on the date 
specified in the terms of the trust or, if no date is specified, on the date an asset becomes 
subject to a trust or successive income interest. 
2.  Asset subject to trust.  An asset becomes subject to a trust: 
A.  On the date it is transferred to the trust in the case of an asset that is transferred to 
a trust during the transferor's life; 
B.  On the date of a testator's death in the case of an asset that becomes subject to a 
trust by reason of a will, even if there is an intervening period of administration of the 
testator's estate; or 
C.  On the date of an individual's death in the case of an asset that is transferred to a 
fiduciary by a 3rd party because of the individual's death. 
3.  Successive income interest.  An asset becomes subject to a successive income 
interest on the day after the preceding income interest ends, as determined under 
subsection 4, even if there is an intervening period of administration to wind up the 
preceding income interest. 
4.  Ending of income interest.  An income interest ends on the day before an income 
beneficiary dies or another terminating event occurs or on the last day of a period during 
which there is no beneficiary to whom a trustee may distribute income. 
§7-432.  Apportionment of receipts and disbursements when decedent dies or 
income interest begins 
1.  Application to principal.  A trustee shall allocate an income receipt or 
disbursement other than one to which section 7-421, subsection 1 applies to principal if 
its due date occurs before a decedent dies in the case of an estate or before an income 
interest begins in the case of a trust or successive income interest. 
2.  Application to income.  A trustee shall allocate an income receipt or 
disbursement to income if its due date occurs on or after the date on which a decedent 
dies or an income interest begins and it is a periodic due date.  An income receipt or 
disbursement must be treated as accruing from day to day if its due date is not periodic or 
it has no due date.  The portion of the receipt or disbursement accruing before the date on 
which a decedent dies or an income interest begins must be allocated to principal and the 
balance must be allocated to income. 
3.  Due date.  An item of income or an obligation is due on the date the payor is 
required to make a payment.  If a payment date is not stated, there is no due date for the 
purposes of this Part.  Distributions to shareholders or other owners from an entity to 
which section 7-441 applies are deemed to be due on the date fixed by the entity for 
determining who is entitled to receive the distribution or, if no date is fixed, on the 
declaration date for the distribution.  A due date is periodic for receipts or disbursements 
that must be paid at regular intervals under a lease or an obligation to pay interest or if an 
entity customarily makes distributions at regular intervals. 
§7-433.  Apportionment when income interest ends 
1.  Undistributed income.  As used in this section, "undistributed income" means net 
income received before the date on which an income interest ends.  "Undistributed 
income" does not include an item of income or expense that is due or accrued or net 
income that has been added or is required to be added to principal under the terms of the 
trust. 
2.  End of mandatory income interest.  When a mandatory income interest ends, the 
trustee shall pay to a mandatory income beneficiary who survives that date, or the estate 
of a deceased mandatory income beneficiary whose death causes the interest to end, the 
beneficiary's share of the undistributed income that is not disposed of under the terms of 
the trust unless the beneficiary has an unqualified power to revoke more than 5% of the 
trust immediately before the income interest ends.  In the latter case, the undistributed 
income from the portion of the trust that may be revoked must be added to principal. 
3.  Prorate final payment.  When a trustee's obligation to pay a fixed annuity or a 
fixed fraction of the value of the trust's assets ends, the trustee shall prorate the final 
payment to the extent required by applicable law to accomplish a purpose of the trust or 
its settlor relating to income, gift, estate or other tax requirements. 
SUBPART 4 
ALLOCATION OF RECEIPTS DURING ADMINISTRATION OF TRUST 
§7-441.  Character of receipts 
1.  Entity.  As used in this section, "entity" means a corporation, partnership, limited 
liability company, regulated investment company, real estate investment trust, common 
trust fund or any other organization in which a trustee has an interest other than a trust or 
estate to which section 7-442 applies, a business or activity to which section 7-443 
applies or an asset-backed security to which section 7-455 applies. 
2.  Allocation to income; received from entity.  Except as otherwise provided in 
this section, a trustee shall allocate to income money received from an entity. 
3.  Allocation to principal; received from entity.  A trustee shall allocate the 
following receipts from an entity to principal: 
A.  Property other than money; 
B.  Money received in one distribution or a series of related distributions in exchange 
for part or all of a trust's interest in the entity; 
C.  Money received in total or partial liquidation of the entity; and 
D.  Money received from an entity that is a regulated investment company or a real 
estate investment trust if the money distributed is a capital gain dividend for federal 
income tax purposes. 
4.  Money received in partial liquidation.  Money is received in partial liquidation: 
A.  To the extent that the entity, at or near the time of a distribution, indicates that it 
is a distribution in partial liquidation; or 
B.  If the total amount of money and property received in a distribution or series of 
related distributions is greater than 20% of the entity's gross assets, as shown by the 
entity's year-end financial statements immediately preceding the initial receipt. 
5.  Money not received in partial liquidation.  Money is not received in partial 
liquidation, nor may it be taken into account under subsection 4, paragraph B, to the 
extent that it does not exceed the amount of income tax that a trustee or beneficiary must 
pay on taxable income of the entity that distributes the money. 
6.  Statement about source or character of distribution.  A trustee may rely upon a 
statement made by an entity about the source or character of a distribution if the 
statement is made at or near the time of distribution by the entity's board of directors or 
other person or group of persons authorized to exercise powers to pay money or transfer 
property comparable to those of a corporation's board of directors. 
§7-442.  Distribution from trust or estate 
A trustee shall allocate to income an amount received as a distribution of income 
from a trust or an estate in which the trust has an interest other than a purchased interest, 
and shall allocate to principal an amount received as a distribution of principal from such 
a trust or estate.  If a trustee purchases an interest in a trust that is an investment entity, or 
a decedent or donor transfers an interest in such a trust to a trustee, section 7-441 or 7-455 
applies to a receipt from the trust. 
§7-443.  Business and other activities conducted by trustee 
1.  Separate accounting for business or other activity.  If a trustee who conducts a 
business or other activity determines that it is in the best interest of all the beneficiaries to 
account separately for the business or activity instead of accounting for it as part of the 
trust's general accounting records, the trustee may maintain separate accounting records 
for its transactions, whether or not its assets are segregated from other trust assets. 
2.  Net receipts used for business or other activity.  A trustee who accounts 
separately for a business or other activity may determine the extent to which its net cash 
receipts must be retained for working capital, the acquisition or replacement of fixed 
assets and other reasonably foreseeable needs of the business or activity, and the extent to 
which the remaining net cash receipts are accounted for as principal or income in the 
trust's general accounting records.  If a trustee sells assets of the business or other 
activity, other than in the ordinary course of the business or activity, the trustee shall 
account for the net amount received as principal in the trust's general accounting records 
to the extent the trustee determines that the amount received is no longer required in the 
conduct of the business. 
3.  Separate accounting records activities.  Activities for which a trustee may 
maintain separate accounting records include: 
A.  Retail, manufacturing, service and other traditional business activities; 
B.  Farming; 
C.  Raising and selling livestock and other animals; 
D.  Management of rental properties; 
E.  Extraction of minerals and other natural resources; 
F.  Timber operations; and 
G.  Activities to which section 7-454 applies. 
§7-444.  Principal receipts 
A trustee shall allocate to principal: 
1.  Assets received.  To the extent not allocated to income under this Part, assets 
received from a transferor during the transferor's lifetime, a decedent's estate, a trust with 
a terminating income interest or a payor under a contract naming the trust or its trustee as 
beneficiary; 
2.  Received from sale, exchange, liquidation or change in form of asset.  Money 
or other property received from the sale, exchange, liquidation or change in form of a 
principal asset, including realized profit, subject to this subpart; 
3.  Reimbursements because of disbursements.  Amounts recovered from 3rd 
parties to reimburse the trust because of disbursements described in section 7-462, 
subsection 1, paragraph G or for other reasons to the extent not based on the loss of 
income; 
4.  Proceeds of property taken by eminent domain.  Proceeds of property taken by 
eminent domain, but a separate award made for the loss of income with respect to an 
accounting period during which a current income beneficiary had a mandatory income 
interest is income; 
5.  Net income without beneficiary.  Net income received in an accounting period 
during which there is no beneficiary to whom a trustee may or must distribute income; 
and 
6.  Other receipts.  Other receipts as provided in sections 7-448 to 7-455. 
§7-445.  Rental property 
To the extent that a trustee accounts for receipts from rental property pursuant to this 
section, the trustee shall allocate to income an amount received as rent of real or personal 
property, including an amount received for cancellation or renewal of a lease.  An amount 
received as a refundable deposit, including a security deposit or a deposit that is to be 
applied as rent for future periods, must be added to principal and held subject to the terms 
of the lease and is not available for distribution to a beneficiary until the trustee's 
contractual obligations have been satisfied with respect to that amount. 
§7-446.  Obligation to pay money 
1.  Interest on obligation to pay money; allocate to income.  An amount received 
as interest, whether determined at a fixed, variable or floating rate, on an obligation to 
pay money to the trustee, including an amount received as consideration for prepaying 
principal, must be allocated to income without any provision for amortization of 
premium. 
2.  Amount received from sale, redemption or other disposition of obligation to 
pay money; allocate to principal.  A trustee shall allocate to principal an amount 
received from the sale, redemption or other disposition of an obligation to pay money to 
the trustee more than one year after it is purchased or acquired by the trustee, including 
an obligation whose purchase price or value when it is acquired is less than its value at 
maturity.  If the obligation matures within one year after it is purchased or acquired by 
the trustee, an amount received in excess of its purchase price or its value when acquired 
by the trust must be allocated to income. 
3.  Not applicable.  This section does not apply to an obligation to which section 
7-449, 7-450, 7-451, 7-452, 7-454 or 7-455 applies. 
§7-447.  Insurance policies and similar contracts 
1.  Trust, trustee as beneficiary; allocate to principal.  Except as otherwise 
provided in subsection 2, a trustee shall allocate to principal the proceeds of a life 
insurance policy or other contract in which the trust or its trustee is named as beneficiary, 
including a contract that insures the trust or its trustee against loss for damage to, 
destruction of or loss of title to a trust asset.  The trustee shall allocate dividends on an 
insurance policy to income if the premiums on the policy are paid from income, and to 
principal if the premiums are paid from principal. 
2.  Loss of occupancy, use, income, business profits; allocate to income.  A trustee 
shall allocate to income proceeds of a contract that insures the trustee against loss of 
occupancy or other use by an income beneficiary, loss of income or, subject to section 
7-443, loss of profits from a business. 
3.  Not applicable.  This section does not apply to a contract to which section 7-449 
applies. 
§7-448.  Insubstantial allocations not required 
If a trustee determines that an allocation between principal and income required by 
section 7-449, 7-450, 7-451, 7-452 or 7-455 is insubstantial, the trustee may allocate the 
entire amount to principal unless one of the circumstances described in section 7-404, 
subsection 3 applies to the allocation.  This power may be exercised by a cotrustee in the 
circumstances described in section 7-404, subsection 4 and may be released for the 
reasons and in the manner described in section 7-404, subsection 5.  An allocation is 
presumed to be insubstantial if: 
1.  Increase or decrease of less than 10%.  The amount of the allocation would 
increase or decrease net income in an accounting period, as determined before the 
allocation, by less than 10%; or 
2.  Value of asset less than 10%.  The value of the asset producing the receipt for 
which the allocation would be made is less than 10% of the total value of the trust's assets 
at the beginning of the accounting period. 
§7-449.  Deferred compensation, annuities and similar payments 
1.  Definitions.  As used in this section, unless the context otherwise indicates, the 
following terms have the following meanings. 
A.  "Payment" means a payment that a trustee may receive over a fixed number of 
years or during the life of one or more individuals because of services rendered or 
property transferred to the payor in exchange for future payments.  "Payment" 
includes a payment made in money or property from the payor's general assets or 
from a separate fund created by the payor.  For the purposes of subsections 4, 5, 6 
and 7, "payment" also includes any payment from any separate fund, regardless of the 
reason for the payment. 
B.  "Separate fund" includes a private or commercial annuity, an individual 
retirement account and a pension, profit-sharing, stock-bonus or stock-ownership 
plan. 
2.  Payment is interest or dividend; allocate to income.  To the extent that a 
payment is characterized as interest, a dividend or a payment made in lieu of interest or a 
dividend, a trustee shall allocate the payment to income.  The trustee shall allocate to 
principal the balance of the payment and any other payment received in the same 
accounting period that is not characterized as interest, a dividend or an equivalent 
payment. 
3.  Payment not interest or dividend; allocation based on if required.  If no part 
of a payment is characterized as interest, a dividend or an equivalent payment, and all or 
part of the payment is required to be made, a trustee shall allocate to income 10% of the 
part that is required to be made during the accounting period and the balance to principal.  
If no part of a payment is required to be made or the payment received is the entire 
amount to which the trustee is entitled, the trustee shall allocate the entire payment to 
principal.  For purposes of this subsection, a payment is not required to be made to the 
extent that it is made because the trustee exercises a right of withdrawal. 
4.  Payment qualifies for marital deduction.  Except as otherwise provided in 
subsection 5, subsections 6 and 7 apply and subsections 2 and 3 do not apply in 
determining the allocation of a payment made from a separate fund to a trust: 
A.  That qualifies for the marital deduction under the federal Internal Revenue Code, 
United States Code, Section 2056(b)(7) (2010), as amended, and for which either 
such an election has been made for federal purposes or for which an election under 
the pertinent provisions of the laws of the State to qualify as Maine qualified 
terminable interest property has been made; or 
B.  That qualifies for the marital deduction under the federal Internal Revenue Code, 
United States Code, Section 2056(b)(5) (2010), as amended. 
5.  Series of payments qualify for marital deduction.  Subsections 4, 6 and 7 do not 
apply if and to the extent that the series of payments would, without the application of 
subsection 4, qualify for the marital deduction under the federal Internal Revenue Code, 
United States Code, Section 2056(b)(7)(C) (2010), as amended. 
6.  Internal income of separate fund.  A trustee shall determine the internal income 
of each separate fund for the accounting period as if the separate fund were a trust subject 
to this Part.  Upon request of the surviving spouse, the trustee shall demand that the 
person administering the separate fund distribute the internal income to the trust.  The 
trustee shall allocate a payment from the separate fund to income to the extent of the 
internal income of the separate fund and distribute that amount to the surviving spouse.  
The trustee shall allocate the balance of the payment to principal.  Upon request of the 
surviving spouse, the trustee shall allocate principal to income to the extent the internal 
income of the separate fund exceeds payments made from the separate fund to the trust 
during the accounting period. 
7.  Value of separate fund.  If a trustee cannot determine the internal income of a 
separate fund but can determine the value of the separate fund, the internal income of the 
separate fund is deemed to equal 4% of the fund's value, according to the most recent 
statement of value preceding the beginning of the accounting period.  If the trustee can 
determine neither the internal income of the separate fund nor the fund's value, the 
internal income of the fund is deemed to equal the product of the interest rate and the 
present value of the expected future payments, as determined under the federal Internal 
Revenue Code, 26 United States Code, Section 7520 (2010), as amended, for the month 
preceding the accounting period for which the computation is made. 
8.  Not applicable.  This section does not apply to a payment to which section 7-450 
applies. 
§7-450.  Liquidating asset 
1.  Liquidating asset.  As used in this section, "liquidating asset" means an asset 
whose value will diminish or terminate because the asset is expected to produce receipts 
for a period of limited duration.  "Liquidating asset" includes a leasehold, patent, 
copyright, royalty right and right to receive payments during a period of more than one 
year under an arrangement that does not provide for the payment of interest on the unpaid 
balance.  "Liquidating asset" does not include a payment subject to section 7-449, 
resources subject to section 7-451, timber subject to section 7-452, an activity subject to 
section 7-454, an asset subject to section 7-455 or any asset for which the trustee 
establishes a reserve for depreciation under section 7-463. 
2.  Allocation.  A trustee shall allocate to income 10% of the receipts from a 
liquidating asset and the balance to principal. 
§7-451.  Minerals, water and other natural resources 
1.  Allocation of receipts.  To the extent that a trustee accounts for receipts from an 
interest in minerals or other natural resources pursuant to this section, the trustee shall 
allocate them as follows: 
A.  If received as nominal delay rental or nominal annual rent on a lease, a receipt 
must be allocated to income; 
B.  If received from a production payment, a receipt must be allocated to income if 
and to the extent that the agreement creating the production payment provides a 
factor for interest or its equivalent.  The balance must be allocated to principal; 
C.  If an amount received as a royalty, shut-in-well payment, take-or-pay payment, 
bonus or delay rental is more than nominal, 90% must be allocated to principal and 
the balance to income; and 
D.  If an amount is received from a working interest or any other interest not provided 
for in paragraph A, B or C, 90% of the net amount received must be allocated to 
principal and the balance to income. 
2.  Allocation from interest in water.  An amount received on account of an interest 
in water that is renewable must be allocated to income.  If the water is not renewable, 
90% of the amount must be allocated to principal and the balance to income. 
3.  Timing of extractions.  This Part applies whether or not a decedent or donor was 
extracting minerals, water or other natural resources before the interest became subject to 
the trust. 
4.  Pre-2002 ownership.  If a trust owns an interest in minerals, water or other 
natural resources on January 1, 2002, the trustee may allocate receipts from the interest as 
provided in this Part or in the manner used by the trustee before January 1, 2002.  If the 
trust acquires an interest in minerals, water or other natural resources after January 1, 
2002, the trustee shall allocate receipts from the interest as provided in this Part. 
§7-452.  Timber 
1.  Allocation of net receipts.  To the extent that a trustee accounts for receipts from 
the sale of timber and related products pursuant to this section, the trustee shall allocate 
the net receipts: 
A.  To income to the extent the net receipts do not exceed the product of mean annual 
growth multiplied by the number of years since the last timber sale, or, if more 
recent, the date the timber became a part of the trust, multiplied by the stumpage rates 
obtained, after netting against the stumpage rates obtained the expenses associated 
with the conduct of the sale; 
B.  To principal to the extent that the proceeds received exceed the amount 
determined in paragraph A; 
C.  To or between income and principal if the net receipts are from the lease of 
timberland or from a contract to cut timber from land owned by a trust, by 
determining the amount of timber removed from the land under the lease or contract 
and applying the provisions of paragraphs A and B; or 
D.  To principal to the extent that advance payments, bonuses and other payments are 
not allocated pursuant to paragraph A, B or C. 
2.  Deduction for depletion.  In determining net receipts to be allocated pursuant to 
subsection 1, a trustee may deduct and transfer to principal a reasonable amount for 
depletion. 
3.  Timing of timber harvests.  This section applies whether or not a decedent or 
transferor was harvesting timber from the property before it became subject to the trust. 
4.  Pre-2003 ownership.  If a trust owns an interest in timberland on January 1, 2003, 
the trustee may allocate net receipts from the sale of timber and related products as 
provided in this section or in the manner used by the trustee before January 1, 2003.  If 
the trust acquires an interest in timberland after January 1, 2003, the trustee shall allocate 
net receipts from the sale of timber and related products as provided in this section. 
5.  Mean annual growth.  For purposes of this section, "mean annual growth" 
means, at the trustee's option, either: 
A.  The mean annual increment of growth of the timber involved as determined by a 
licensed professional forester; or 
B.  Forty-five hundredths of a cord per acre of woodland. 
§7-453.  Property not productive of income 
1.  Income to obtain marital deduction.  If a marital deduction is allowed for all or 
part of a trust whose assets consist substantially of property that does not provide the 
spouse with sufficient income from or use of the trust assets, and if the amounts that the 
trustee transfers from principal to income under section 7-404 and distributes to the 
spouse from principal pursuant to the terms of the trust are insufficient to provide the 
spouse with the beneficial enjoyment required to obtain the marital deduction, the spouse 
may require the trustee to make property productive of income, convert property within a 
reasonable time or exercise the power conferred by section 7-404, subsection 1.  The 
trustee may decide which action or combination of actions to take. 
2.  Proceeds otherwise are principal.  In cases not governed by subsection 1, 
proceeds from the sale or other disposition of an asset are principal without regard to the 
amount of income the asset produces during any accounting period. 
§7-454.  Derivatives and options 
1.  Derivative.  As used in this section, "derivative" means a contract or financial 
instrument or a combination of contracts and financial instruments that gives a trust the 
right or obligation to participate in some or all changes in the price of a tangible or 
intangible asset or group of assets, or changes in a rate, an index of prices or rates or other 
market indicator for an asset or a group of assets. 
2.  Allocation to principal.  To the extent that a trustee does not account under 
section 7-443 for transactions in derivatives, the trustee shall allocate to principal receipts 
from and disbursements made in connection with those transactions. 
3.  Options to buy or sell property; paid from or allocated to principal.  If a 
trustee grants an option to buy property from the trust, whether or not the trust owns the 
property when the option is granted, grants an option that permits another person to sell 
property to the trust or acquires an option to buy property for the trust or an option to sell 
an asset owned by the trust, and the trustee or other owner of the asset is required to 
deliver the asset if the option is exercised, an amount received for granting the option 
must be allocated to principal.  An amount paid to acquire the option must be paid from 
principal.  A gain or loss realized upon the exercise of an option, including an option 
granted to a settlor of the trust for services rendered, must be allocated to principal. 
§7-455.  Asset-backed securities 
1.  Asset-backed security.  As used in this section, "asset-backed security" means an 
asset whose value is based upon the right it gives the owner to receive distributions from 
the proceeds of financial assets that provide collateral for the security.  "Asset-backed 
security" includes an asset that gives the owner the right to receive from the collateral 
financial assets only the interest or other current return or only the proceeds other than 
interest or current return.  The term does not include an asset to which section 7-441 or 
7-449 applies. 
2.  Payment from interest or current return; allocate to income.  If a trust 
receives a payment from interest or other current return and from other proceeds of the 
collateral financial assets, the trustee shall allocate to income the portion of the payment 
that the payor identifies as being from interest or other current return and shall allocate 
the balance of the payment to principal. 
3.  Payments for trust's interest; allocate to income and principal.  If a trust 
receives one or more payments in exchange for the trust's entire interest in an asset-
backed security in one accounting period, the trustee shall allocate the payments to 
principal.  If a payment is one of a series of payments that will result in the liquidation of 
the trust's interest in the security over more than one accounting period, the trustee shall 
allocate 10% of the payment to income and the balance to principal. 
SUBPART 5 
ALLOCATION OF DISBURSEMENTS DURING ADMINISTRATION OF 
TRUST 
§7-461.  Disbursements from income 
A trustee shall make the following disbursements from income to the extent that they 
are not disbursements to which section 7-421, subsection 2, paragraph B or C applies: 
1.  Compensation.  One-half of the regular compensation of the trustee and of any 
person providing investment advisory or custodial services to the trustee; 
2.  Expenses; income and remainder interests.  One-half of all expenses for 
accountings, judicial proceedings or other matters that involve both the income and 
remainder interests; 
3.  Other ordinary expenses.  All of the ordinary expenses other than those specified 
in subsections 1 and 2 incurred in connection with the administration, management or 
preservation of trust property and the distribution of income, including interest, ordinary 
repairs, regularly recurring taxes assessed against principal and expenses of a proceeding 
or other matter that concerns primarily the income interest; and 
4.  Recurring premiums.  Recurring premiums on insurance covering the loss of a 
principal asset or the loss of income from or use of the asset. 
§7-462.  Disbursements from principal 
1.  Required disbursements.  A trustee shall make the following disbursements from 
principal: 
A.  The remaining 1/2 of the disbursements described in section 7-461, subsections 1 
and 2; 
B.  All of the trustee's compensation calculated on principal as a fee for acceptance, 
distribution or termination and disbursements made to prepare property for sale; 
C.  Payments on the principal of a trust debt; 
D.  Expenses of a proceeding that concerns primarily principal, including a 
proceeding to construe the trust or to protect the trust or its property; 
E.  Premiums paid on a policy of insurance not described in section 7-461, subsection 
of which the trust is the owner and beneficiary; 
F.  Estate, inheritance and other transfer taxes, including penalties, apportioned to the 
trust; and 
G.  Disbursements related to environmental matters, including reclamation, assessing 
environmental conditions, remedying and removing environmental contamination, 
monitoring remedial activities and the release of substances, preventing future 
releases of substances, collecting amounts from persons liable or potentially liable for 
the costs of those activities, penalties imposed under environmental laws or 
regulations and other payments made to comply with those laws or regulations, 
statutory or common law claims by 3rd parties and defending claims based on 
environmental matters. 
2.  Encumbered principal asset; transfer to income.  If a principal asset is 
encumbered with an obligation that requires income from that asset to be paid directly to 
the creditor, the trustee shall transfer from principal to income an amount equal to the 
income paid to the creditor in reduction of the principal balance of the obligation. 
§7-463.  Transfers from income to principal for depreciation 
1.  Depreciation.  As used in this section, "depreciation" means a reduction in value 
due to wear, tear, decay, corrosion or gradual obsolescence of a fixed asset having a 
useful life of more than one year. 
2.  Reasonable amount of net cash receipts.  A trustee may transfer to principal a 
reasonable amount of the net cash receipts from a principal asset that is subject to 
depreciation, but may not transfer for depreciation any amount: 
A.  Of that portion of real property used or available for use by a beneficiary as a 
residence or of tangible personal property held or made available for the personal use 
or enjoyment of a beneficiary; 
B.  During the administration of a decedent's estate; or 
C.  Under this section if the trustee is accounting under section 7-443 for the business 
or activity in which the asset is used. 
3.  Separate fund not required.  An amount transferred to principal pursuant to 
subsection 2 need not be held as a separate fund. 
§7-464.  Transfers from income to reimburse principal 
1.  Transfer to reimburse or provide reserve.  If a trustee makes or expects to 
make a principal disbursement described in this section, the trustee may transfer an 
appropriate amount from income to principal in one or more accounting periods to 
reimburse principal or to provide a reserve for future principal disbursements. 
2.  Applicable principal disbursement.  Principal disbursements to which 
subsection 1 applies include the following, but only to the extent that the trustee has not 
been and does not expect to be reimbursed by a 3rd party: 
A.  An amount chargeable to income but paid from principal because it is unusually 
large, including extraordinary repairs; 
B.  A capital improvement to a principal asset, whether in the form of changes to an 
existing asset or the construction of a new asset, including special assessments; 
C.  Disbursements made to prepare property for rental, including tenant allowances, 
leasehold improvements and broker's commissions; 
D.  Periodic payments on an obligation secured by a principal asset to the extent that 
the amount transferred from income to principal for depreciation is less than the 
periodic payments; and 
E.  Disbursements described in section 7-462, subsection 1, paragraph G. 
3.  Successive income interest.  If the asset whose ownership gives rise to the 
disbursements becomes subject to a successive income interest after an income interest 
ends, a trustee may continue to transfer amounts from income to principal as provided in 
subsection 1. 
§7-465.  Income taxes 
1.  Tax based on receipts allocated to income.  A tax required to be paid by a 
trustee based on receipts allocated to income must be paid from income. 
2.  Tax based on receipts allocated to principal.  A tax required to be paid by a 
trustee based on receipts allocated to principal must be paid from principal, even if the tax 
is called an income tax by the taxing authority. 
3.  Tax on trust's share of entity's taxable income.  A tax required to be paid by a 
trustee on the trust's share of an entity's taxable income must be paid: 
A.  From income to the extent that receipts from the entity are allocated only to 
income; 
B.  From principal to the extent that receipts from the entity are allocated only to 
principal; 
C.  Proportionately from principal and income to the extent that receipts from the 
entity are allocated to both income and principal; and 
D.  From principal to the extent that the tax exceeds the total receipts from the entity. 
4.  Adjustments because of deduction for payments to beneficiary.  After 
applying subsections 1 to 3, the trustee shall adjust income or principal receipts to the 
extent that the trust's taxes are reduced because the trust receives a deduction for 
payments made to a beneficiary. 
§7-466.  Adjustments between principal and income because of taxes 
1.  Adjustments to offset shifting of interests or benefits.  A fiduciary may make 
adjustments between principal and income to offset the shifting of economic interests or 
tax benefits between income beneficiaries and remainder beneficiaries that arise from: 
A.  Elections and decisions, other than those described in subsection 2, that the 
fiduciary makes from time to time regarding tax matters; 
B.  An income tax or any other tax that is imposed upon the fiduciary or a beneficiary 
as a result of a transaction involving or a distribution from the estate or trust; or 
C.  The ownership by an estate or trust of an interest in an entity whose taxable 
income, whether or not distributed, is includable in the taxable income of the estate, 
trust or a beneficiary. 
2.  Increase in estate tax, reduction in income taxes.  If the amount of an estate tax 
marital deduction or charitable contribution deduction is reduced because a fiduciary 
deducts an amount paid from principal for income tax purposes instead of deducting it for 
estate tax purposes, and as a result estate taxes paid from principal are increased and 
income taxes paid by an estate, trust or beneficiary are decreased, each estate, trust or 
beneficiary that benefits from the decrease in income tax shall reimburse the principal 
from which the increase in estate tax is paid.  The total reimbursement must equal the 
increase in the estate tax to the extent that the principal used to pay the increase would 
have qualified for a marital deduction or charitable contribution deduction but for the 
payment.  The proportionate share of the reimbursement for each estate, trust or 
beneficiary whose income taxes are reduced must be the same as its proportionate share 
of the total decrease in income tax.  An estate or trust shall reimburse principal from 
income. 
SUBPART 6 
MISCELLANEOUS PROVISIONS 
§7-471.  Uniformity of application and construction 
In applying and construing this Part, consideration must be given to the need to 
promote uniformity of the law with respect to its subject matter among states that enact it. 
§7-472.  Application of Part to all trusts and estates 
This Part applies to every trust or decedent's estate, including those in existence on 
January 1, 2003, beginning with the first fiscal year of the trust or decedent's estate that 
begins on or after January 1, 2003, except as otherwise expressly provided in the will or 
terms of the trust or in this Part. 
§7-473.  Transitional matters 
Section 7-449 applies to a trust described in section 7-449, subsection 4 on and after 
the following dates: 
1.  Trust not funded as of January 1, 2012.  If the trust is not funded as of January 
1, 2012, the date of the decedent's death; 
2.  Trust initially funded in 2012.  If the trust is initially funded in the calendar year 
beginning January 1, 2012, the date of the decedent's death; or 
3.  All other trusts.  If the trust is not described in subsection 1 or 2, January 1, 2012. 
ARTICLE 8 
MISCELLANEOUS PROVISIONS 
PART 1 
RECEIVERSHIPS FOR MISSING AND ABSENT PERSONS 
§8-101.  Estates of absentees; petition 
If a person entitled to or having an interest in property within the jurisdiction of the 
State has disappeared or absconded from the place within or outside the State where the 
person was last known to be, has no agent in the State and it is not known where the 
person is, or if a person, having a spouse or minor child dependent to any extent upon the 
person for support, has disappeared or absconded without making sufficient provision for 
support and it is not known where the person is, or, if it is known that the person is 
outside the State, anyone who would under the law of the State be entitled to administer 
the estate of the absentee if the absentee were deceased may file a petition under oath in 
the court for the county where the property is situated.  The petition must state the name, 
age, occupation and last known residence or address of the absentee, the date and 
circumstances of the disappearance and the names and residences of other persons, 
whether members of the absentee's family or otherwise, of whom inquiry may be made.  
The petition must also contain a schedule of the absentee's known property, real and 
personal, and its location within the State and request that such property be taken 
possession of and a receiver appointed under this Part. 
§8-102.  Warrant 
Upon receipt of a petition under section 8-101, the court may issue a warrant, which 
may run throughout the State, directed to the public administrator in the county where the 
property or some of it is situated, commanding the public administrator to take possession 
of the property listed in the schedule and expeditiously make return of the warrant with a 
schedule of the property taken.  The public administrator shall cause any portion of the 
warrant relating to land to be recorded in the registry of deeds for the county where the 
land is located.  The public administrator is entitled to the fees allowed by the court for 
serving the warrant, but may not receive more than those established by law for similar 
service upon a writ of attachment.  The fees and the costs of publishing and serving the 
notice must be paid by the petitioner.  If a receiver is appointed under section 8-105, the 
fees must be repaid by the receiver to the petitioner and the receiver may be compensated 
for these fees under section 8-112. 
§8-103.  Notice 
Upon the return of a warrant issued under section 8-102, the court shall issue a notice 
reciting the substance of the petition, warrant and return, which must be addressed to the 
absentee, to all persons who claim an interest in the absentee's property and to all whom it 
may concern, ordering them to appear at a time and place named and show cause why a 
receiver of the property should not be appointed to hold and dispose of the property listed 
in the schedule under this Part. 
§8-104.  Publication 
The return day may not be less than 30 days nor more than 60 days after the date of 
the notice.  The court shall order the notice to be published once in each of 3 successive 
weeks in one or more newspapers within the county in which the petition was filed under 
section 8-101 and a copy of the notice to be mailed to the last known address of the 
absentee.  The court may order additional and alternative notice to be given within or 
outside the State. 
§8-105.  Hearing; appointment of receiver of property; bond 
The absentee or a person who claims an interest in any of the property may appear 
and show cause why the petition should not be granted.  The court may, after hearing, 
dismiss the petition and order that the property in possession of the public administrator 
be returned to the person entitled to the property or it may appoint as receiver a person 
who, under the law of the State, is entitled to administer the estate of the absentee if the 
absentee were deceased or, if no eligible person is known or if all eligible persons decline 
to serve, the court may appoint the public administrator as receiver of the property in the 
possession of the public administrator and named in the schedule.  If a receiver is 
appointed, the court shall find and record the date of the absentee's disappearance or 
absconding and the receiver shall give bond to the State of Maine in a sum and under the 
conditions ordered by the court. 
§8-106.  Possession by receiver 
After approval of a bond under section 8-105, the court may order the public 
administrator to transfer and deliver to the receiver possession of the property under the 
warrant.  The receiver shall file a schedule of the property received in the registry of 
probate. 
§8-107.  Collection of debts 
In addition to property transferred to the receiver under section 8-106, the receiver 
shall take possession of any other property within the State that belongs to the absentee 
and demand and collect all debts due the absentee from any person in the State and hold 
the same as if it had been transferred and delivered to the receiver by the public 
administrator.  If the receiver takes any additional real estate, the receiver shall file a 
certificate describing the real estate with the register of deeds for the county where the 
real estate is located. 
§8-108.  Appointment of receiver for absentee's debts 
If an absentee has left no corporeal property within the State, but there are debts or 
obligations due or owing the absentee from persons in the State, a petition may be filed as 
provided in section 8-101, stating the nature and amount of the absentee's known debts 
and obligations and praying that a receiver may be appointed.  Upon receipt of the 
petition, the court may issue a notice as provided in section 8-103 without issuing a 
warrant and may, upon the return of the notice and after a hearing, dismiss the petition or 
appoint a receiver and authorize and direct the receiver to demand and collect the 
absentee's debts and obligations.  The receiver shall give bond as provided in section 
8-105 and shall hold the proceeds of the absentee's debts and obligations and all property 
received by the receiver and distribute the same as provided in this Part. 
§8-109.  Perishable goods 
The court may make orders for the care, custody, leasing and investing of all property 
and its proceeds in the possession of the receiver.  If any of the property consists of live 
animals or is perishable or cannot be kept without great or disproportionate expense, the 
court may, after the return of the warrant, order the property to be sold at public or private 
sale.  Upon petition of the receiver, the court may order all or part of the property, 
including the absentee's rights in land, to be sold at public or private sale to supply money 
for payments authorized by this Part or for reinvestment approved by the court. 
§8-110.  Support of dependents 
The court may order the absentee's property or its proceeds acquired by mortgage, 
lease or sale to be applied in payment of expenses incurred or that may be incurred to 
support and maintain the absentee's spouse and dependent children and to discharge any 
debts and claims for spousal support proved against the absentee. 
§8-111.  Arbitration of claims 
The court may authorize the receiver appointed under section 8-108 to adjust by 
arbitration or compromise any demand in favor of or against the absentee's estate. 
§8-112.  Compensation; cessation of duties 
The receiver appointed under section 8-108 may receive compensation and 
disbursements ordered by the court, to be paid out of the absentee's property or proceeds.  
If, within 8 years after the date of the disappearance or absconding found by the court 
under section 8-105, the absentee appears or a personal representative, assignee in 
insolvency or trustee in bankruptcy of the absentee is appointed, the receiver shall 
account for, deliver and pay over the remainder of the absentee's property.  If the absentee 
does not appear and claim the absentee's property within 8 years, all of the absentee's 
right, title and interest in the property, real or personal, or the proceeds thereof, ceases, 
and no action may be brought by the absentee. 
§8-113.  Termination of receivership 
If at the expiration of 8 years after the date of the disappearance or absconding found 
by the court under section 8-105, the absentee's property has not been accounted for, 
delivered or paid over under section 8-112, the court shall order distribution of the 
remainder to the persons to whom, and in the shares and proportions in which, the 
absentee's property would have been distributed if the absentee had died intestate within 
the State on the day 8 years after the date of the disappearance or absconding.  The 
receiver shall deduct from the share of each distributee and pay to the State Tax Assessor 
the amount each distributee would have paid in an inheritance tax to the State if the 
distributee had received the property by inheritance from a deceased resident of the State. 
§8-114.  Limitations 
Notwithstanding sections 8-112 and 8-113, if a receiver is not appointed within 7 
years after the date of disappearance or absconding found by the court under section 
8-105, the time limited to accounting for, or fixed for distributing, the absentee's property 
or its proceeds, or for barring actions relative thereto, is one year after the date of the 
appointment of a receiver. 
PART 2 
PROCEDURES GOVERNING BONDS 
§8-201.  Applicability to proceedings on other bonds 
Except as otherwise provided by law, and whenever the provisions of this Part are 
applicable, proceedings, judgment and execution on the bonds given to the State of Maine 
or the court by personal representatives, guardians, conservators, trustees, surviving 
partners, assignees of insolvent debtors and others must be conducted in the manner 
provided in this Part. 
§8-202.  Surety on bond may cite trust officers for accounting 
Whenever a surety on a bond has reason to believe that the trust officer has depleted 
or is wasting or mismanaging the estate, the surety may cite the trust officer before the 
court as provided in section 3-110.  If upon hearing the court is satisfied that the estate 
held in trust by the trust officer has been depleted, wasted or mismanaged, the court may 
remove the trust officer and appoint a new trust officer. 
§8-203.  Agreement with sureties for joint control 
It is lawful for any party of whom a bond, undertaking or other obligation is required 
to agree with the surety or sureties for the deposit of any or all money and assets for 
which the party and the surety or sureties are or may be held responsible with a national 
bank, savings bank, safe-deposit company or trust company authorized by law to do 
business in this State or with another depository approved by the court having jurisdiction 
over the trust or undertaking for which the bond is required if such deposit is otherwise 
proper and in a manner that prevents the withdrawal of the money or assets or any part 
thereof without the written consent of the surety or sureties or an order of the court made 
on such notice to the surety or sureties as the court may direct.  Such agreement does not 
in any manner release from or change the liability of the principal or sureties under the 
terms of the bond. 
§8-204.  Approval of bond by judge 
Except as otherwise provided by sections 3-603 to 3-606, 4-204, 4-207, 5-415, 5-416, 
5-433 and 5-434 and Title 18-B, section 702, a bond required to be given to the State of 
Maine or the court or to be filed in the probate office is insufficient until it has been 
examined by the court and approved by the court in writing. 
§8-205.  Insufficient sureties 
When the sureties in a bond under section 8-204 are insufficient, the court, on 
petition of any person interested and with notice to the principal, may require a new bond 
with sureties approved by the court. 
§8-206.  Discharge of surety 
On application of any surety or principal of a bond under this Part, the court, after 
notice to all parties interested, may discharge the surety or sureties from all liability for 
any subsequent breach but not for any prior breaches and may require a new bond of the 
principal with sureties approved by the court. 
§8-207.  New bonds or removal of principal 
In proceedings under sections 8-205 and 8-206, if the principal does not give a new 
bond within the time ordered by the court, the principal must be removed and another 
appointed. 
§8-208.  Reduction of liability where signed by surety company 
If a surety company becomes surety on a bond given to the State of Maine, the court 
may, upon petition of any party in interest and after notice to all interested parties, reduce 
the amount for which the principal and surety are liable for a subsequent violation of the 
conditions of the bond. 
§8-209.  Actions on bonds 
Actions or proceedings on probate bonds of any kind payable to the State of Maine or 
the court may be commenced by any person interested in the estate or other matter for 
which the bond was given, either in the probate court in which the bond was filed or in 
the Superior Court of the county in which the bond was filed. 
§8-210.  Principal made party in action against surety 
If the principal of the bond resides in the State when an action is brought under 
section 8-209, and is not made a party to the action, or if at the trial or on proceedings on 
a judgment against the sureties only the principal is in the State, the court, at the request 
of any such surety, may postpone or continue the action long enough to summon or bring 
the principal into court. 
§8-211.  Proceedings and judgment 
With approval of the court after a continuance is issued under section 8-210, the 
surety may request a writ, in the form prescribed by the court, to arrest the principal, if 
liable to arrest, or to attach the principal's estate and summon the principal to appear and 
answer as a defendant in the action.  If, 14 days after service of the writ, the principal 
fails to appear at the time appointed and judgment is rendered for the plaintiff, the 
judgment must be against the principal and the other defendants as if the principal had 
been a party.  Any attachment made on the writ may be used to satisfy the judgment as if 
the attachment had been issued in the original action. 
§8-212.  Limitation of actions on bonds 
Except in the case of personal representatives provided for under sections 3-1005 and 
3-1007, and whenever applicable under section 8-201, an action on a bond must be 
commenced within 6 years after the principal has been cited by the court to appear to 
settle the account or, if not cited, within 6 years from the time of the breach of the bond, 
unless the breach is fraudulently concealed by the principal or surety from the persons 
pecuniarily interested and who are parties to the action, in which case the action must be 
commenced within 3 years from the time the breach is discovered. 
§8-213.  Judicial authorization of actions 
The court may expressly authorize or instruct a personal representative or other 
fiduciary, on the court's own initiative or on the complaint of any interested person, to 
commence an action on the bond for the benefit of the estate.  Nothing in this section may 
be deemed to limit the power or duty of a successor fiduciary to bring proceedings the 
fiduciary is authorized to bring without express court authorization under section 3-606, 
subsection 1, paragraph D; section 5-416, subsection 1, paragraph C; Title 18-B, section 
702; or any other provision of law. 
§8-214.  Forfeiture for failure to account when ordered 
When it appears in an action on a bond against a principal that the principal is unable 
to account for personal property of the estate that the principal has received, execution 
must be awarded against the principal for the full value of the unaccounted-for property, 
without any allowance for charges of administration or debts paid. 
§8-215.  Judgment in trust for all interested 
Every judgment and execution in an action on the bond must be recovered by the 
court in trust for all interested parties.  The judge shall order the delinquent fiduciary, if 
still in office, to account for the amount or to assign the amount to the fiduciary's 
successor to be collected and distributed or otherwise disposed of as assets. 
PART 3 
EFFECTIVE DATE 
§8-301.  Time of taking effect; provisions for transition 
1.  Effective date.  This Code takes effect on January 1, 1981. 
2.  Applicability.  Except as provided elsewhere in this Code, on the effective date of 
this Code:  
A.  The Code applies to any wills of decedents who die after the effective date; 
B.  The Code applies to any proceedings in court pending on the effective date or 
commenced after the effective date regardless of the time of the death of the decedent 
except to the extent that in the opinion of the court the former procedure should be 
made applicable in a particular case in the interest of justice or because of 
infeasibility of application of the procedure of this Code; 
C.  Every personal representative, including a person administering an estate of a 
minor or incompetent holding an appointment on the effective date of January 1, 
1981, continues to hold the appointment but has only the powers conferred by this 
Code and is subject to the duties imposed with respect to any act occurring or done 
after the effective date, and a guardian appointed prior to January 1, 1981 has the 
powers conferred by this Code on guardians and conservators, unless otherwise 
limited by the original order of appointment or subsequent court order under this 
Code; 
D.  An act done before the effective date in any proceeding and any accrued right is 
not impaired by this Code.  If a right is acquired, extinguished or barred upon the 
expiration of a prescribed period of time that has commenced to run by the provisions 
of any statute before the effective date, the provisions remain in force with respect to 
that right; 
E.  Any rule of construction or presumption provided in this Code applies to 
instruments executed and multiple party accounts opened before the effective date 
unless there is a clear indication of a contrary intent; and 
F.  For an adoption decree entered before the effective date and not amended after the 
effective date, the child is the child of both the natural and adopting parents for 
purposes of intestate succession, notwithstanding section 2-119, unless the decree 
provides otherwise. 
ARTICLE 9 
ADOPTION 
PART 1 
GENERAL PROVISIONS 
§9-101.  Short title 
This Article may be known and cited as "the Adoption Act." 
§9-102.  Definitions 
As used in this Article, unless the context otherwise indicates, the following terms 
have the following meanings. 
1.  Adoptee.  "Adoptee" means a person who will be or who has been adopted, 
regardless of whether the person is a child or an adult. 
2.  Adult.  "Adult" means a person who is 18 years of age or older. 
3.  Child.  "Child" means a person who is under 18 years of age. 
4.  Consent.  "Consent," used as a noun, means a voluntary agreement to an adoption 
by a specific petitioner that is executed by a parent or custodian of the adoptee. 
5.  Department.  "Department" means the Department of Health and Human 
Services. 
6.  Genetic father.  "Genetic father" means the man whose sperm fertilized the egg 
of a child's genetic mother. 
7.  Genetic mother.  "Genetic mother" means the woman whose egg was fertilized 
by the sperm of a child's genetic father. 
8.  Genetic parent.  "Genetic parent" means a child's genetic father or genetic 
mother. 
9.  Licensed child-placing agency.  "Licensed child-placing agency" means an 
agency, person, group of persons, organization, association or society licensed to operate 
in this State pursuant to Title 22, chapter 1671. 
10.  Parent.  "Parent" means a person who, with respect to a child: 
A.  Has established a parent-child relationship with the child under Title 19-A, 
chapter 61; or 
B.  When no person described in paragraph A exists, is the legal guardian of the 
child. 
11.  Petitioner.  "Petitioner" means a person filing a petition to adopt an adult or a 
child, and includes both petitioners under a joint petition, except as otherwise provided in 
this Article. 
12.  Putative father.  "Putative father" means a man who is the alleged genetic father 
of a child but whose paternity has not been legally established. 
13.  Surrender and release.  "Surrender and release," used as a noun, means a 
voluntary relinquishment of all parental rights to a child to the department or a licensed 
child-placing agency for the purpose of placement for adoption. 
§9-103.  Jurisdiction 
1.  Probate Court jurisdiction.  Subject to Title 4, section 152, subsection 5-A, the 
Probate Court has exclusive jurisdiction over the following: 
A.  Petitions for adoption; 
B.  Consents and reviews of withholdings of consent by persons other than a parent; 
C.  Surrenders and releases; 
D.  Termination of parental rights proceedings brought pursuant to section 9-204; 
E.  Proceedings to determine the rights of putative fathers of children whose 
adoptions or surrenders and releases are pending before the Probate Court; and 
F.  Reviews conducted pursuant to section 9-205. 
2.  District Court jurisdiction.  The District Court has jurisdiction to conduct 
hearings pursuant to section 9-205.  The District Court has jurisdiction over any matter 
described in subsection 1 if the proceeding concerns a child over whom the District Court 
has exclusive jurisdiction pursuant to Title 4, section 152, subsection 5-A. 
§9-104.  Venue; transfer 
1.  Venue if adoptee placed by agency or department.  If an adoptee is placed by a 
licensed child-placing agency or the department, the petition for adoption must be filed in 
the court in the county where: 
A.  The petitioner resides; 
B.  The adoptee resides or was born; or 
C.  An office of the agency that placed the adoptee for adoption is located. 
2.  Venue if agency or department not involved in placement.  If an adoptee is not 
placed by a licensed child-placing agency or the department, the petition for adoption 
must be filed in the county where the adoptee resides or where the petitioners reside. 
3.  Transfer.  If, in the interests of justice or for the convenience of the parties, the 
court finds that the matter should be heard in another probate court, the court may 
transfer, stay or dismiss the proceeding, subject to any further conditions imposed by the 
court. 
§9-105.  Rights of adopted persons 
Except as otherwise provided by law, an adopted person has all the same rights, 
including inheritance rights, that a child born to the adoptive parents would have.  An 
adoptee also retains the right to inherit from the adoptee's genetic parents if the adoption 
decree so provides, as specified in section 2-119, subsection 6. 
§9-106.  Legal representation 
1.  Attorney for genetic parents.  The genetic parents are entitled to an attorney for 
any hearing held pursuant to this Article.  If the genetic mother or the genetic or putative 
father wants an attorney but is unable to afford one, the genetic mother or the genetic or 
putative father may request the court to appoint an attorney.  If the court finds either or 
both of them indigent, the court shall appoint and pay the reasonable costs and expenses 
of the attorney of the indigent party.  The attorney may not be the attorney for the 
adoptive parents. 
2.  Attorney for minor indigent genetic parent.  When the adoptee is unrelated to 
the petitioner, the court shall appoint an attorney who is not the attorney for the adoptive 
parents to represent a minor indigent genetic parent at every stage of the proceedings 
unless the minor indigent genetic parent refuses representation or the court determines 
that representation is unnecessary. 
§9-107.  Indian Child Welfare Act of 1978 
The federal Indian Child Welfare Act of 1978, United States Code, Title 25, Section 
1901 et seq. governs all proceedings under this Article that pertain to an Indian child as 
defined in that Act. 
§9-108.  Application of prior laws 
The laws in effect on December 31, 2018 apply to proceedings for which any of the 
following occurred before January 1, 2019: 
1.  Consent.  The filing of a consent; 
2.  Surrender and release.  The filing of a surrender and release; 
3.  Waiver of notice.  The filing of a waiver of notice by a father or putative father 
under former Title 19, section 532-C; 
4.  Order terminating parental rights.  The issuance of an order terminating 
parental rights; or 
5.  Adoption petition.  The filing of a petition for adoption. 
PART 2 
ESTABLISHMENT OF PATERNAL RIGHTS AND TERMINATION OF 
PARENTAL RIGHTS 
§9-201.  Establishment of paternity 
1.  Affidavit of paternity.  When the genetic mother of a child born out of wedlock 
wishes to consent to the adoption of the child or to execute a surrender and release for the 
purpose of adoption of the child and the putative father has not consented to the adoption 
of the child or joined in a surrender and release for the purpose of adoption of the child or 
waived his right to notice, the genetic mother must file an affidavit of paternity with the 
court so that the court may determine how to give notice of the proceedings to the 
putative father. 
2.  Notice of intent to consent or execute surrender and release.  If a court finds 
from the affidavit of the genetic mother submitted pursuant to subsection 1 that the 
putative father's whereabouts are known, the court shall order that notice of the mother's 
intent to consent to adoption or to execute a surrender and release, or the mother's actual 
consent or surrender and release, for the purpose of adoption of the child, be served upon 
the putative father.  If the court finds that the putative father's whereabouts are unknown, 
the court shall order notice by publication in accordance with the Maine Rules of Probate 
Procedure.  If the genetic mother does not know or refuses to tell the court who the 
genetic father is, the court may order publication in accordance with the Maine Rules of 
Probate Procedure in a newspaper of general circulation in the area where the petition is 
filed, where the genetic mother became pregnant or where the putative father is most 
likely to be located.  The notice must specify the names of the genetic mother and the 
child. 
3.  Waiver of notice.  A putative father or a legal father who is not the genetic father 
may waive his right to notice under this section in a document acknowledged before a 
notary public or a judge.  The notary public may not be an attorney who represents either 
the mother or any person who is likely to become the legal guardian, custodian or parent 
of the child. 
A.  The waiver of notice must indicate that the putative father or legal father 
understands that the waiver of notice operates as a consent to adoption or a surrender 
and release for the purposes of adoption for any adoption of the child and that by 
signing the waiver of notice the putative father or legal father voluntarily gives up 
any rights to the child. 
B.  The waiver of notice may state that the putative father or legal father neither 
admits nor denies paternity. 
C.  The legal father shall attach to the waiver of notice an affidavit stating that, 
although he is the legal father, he is not the genetic father. 
4.  Petition by putative father for parental rights.  If, after notice under this 
section, the putative father wishes to establish parental rights to the child, he must, within 
days after notice has been given or within a longer period of time as ordered by the 
court, petition the court to grant to him parental rights.  The petition must include an 
allegation that the putative father is in fact the genetic father of the child. 
5.  Hearing date.  Upon receipt of a petition under subsection 4, the court shall fix a 
date for a hearing to determine the putative father's parental rights to the child. 
6.  Appointment of attorneys.  The court shall appoint an attorney who is not the 
attorney for the putative father, the genetic mother or the potential transferee agency or a 
potential adoptive parent to represent the child and to protect the child's interests in the 
proceedings under this section. 
7.  Notice of hearing.  Notice of a hearing under this section must be given to the 
putative father, the genetic mother, the attorney for the child and any other parties the 
court determines appropriate.  Notice need not be given to a putative father or a legal 
father who is not the genetic father and who has waived his right to notice as provided in 
subsection 3. 
8.  Studies and reports.  Upon order of the court, the department or licensed child-
placing agency shall furnish studies and reports relevant to the proceedings under this 
section. 
9.  Findings; putative father declared parent.  If, after a hearing under this section, 
the court finds that the putative father is the genetic father, that he is willing and able to 
protect the child from jeopardy and has not abandoned the child, that he is willing and 
able to take responsibility for the child and that it is in the best interests of the child, the 
court shall declare the putative father the child's parent with all the attendant rights and 
responsibilities. 
10.  Findings; putative father.  If the court finds that the putative father has not 
petitioned or appeared within the period required by this section or has not met the 
requirements of subsection 9, the court shall rule that the putative father has no parental 
rights and that only the genetic mother of the child need consent to adoption or a 
surrender and release. 
§9-202.  Surrender and release; consent 
1.  Surrender and release or consent; presence of judge.  With the approval of the 
court of any county within the State and after a determination by the court that a 
surrender and release or a consent is in the best interest of the child, the parents or 
surviving parent of a child may at any time after the child's birth: 
A.  Surrender and release all parental rights to the child and the custody and control 
of the child to a licensed child-placing agency or the department to enable the 
licensed child-placing agency or the department to have the child adopted by a 
suitable person; or 
B.  Consent to have the child adopted by a specified petitioner. 
The parents or the surviving parent must execute the surrender and release or the consent 
in the presence of the judge.  The adoptee, if 14 years of age or older, must execute the 
consent in the presence of the judge.  The waiver of notice by the legal father who is not 
the genetic father or putative father is governed by section 9-201, subsection 3. 
2.  Approval of surrender and release or consent.  The court may approve a 
surrender and release or a consent only if: 
A.  A licensed child-placing agency or the department certifies to the court that 
counseling was provided or was offered and refused.  This requirement does not 
apply if: 
(1)  One of the petitioners is a blood relative; or 
(2)  The adoptee is an adult; 
B.  The court has explained the individual's parental rights and responsibilities, the 
effects of the surrender and release or the consent, that in all but specific situations 
the individual has the right to revoke the surrender and release or consent within 3 
days and the existence of the adoption registry and the services available under Title 
22, section 2706-A.  The individual does not have the right to revoke the consent 
when the individual is a consenting party and also a petitioner; 
C.  The court determines that the surrender and release or the consent has been duly 
executed and was given freely after the parent was informed of the parent's rights; 
and 
D.  Except when a consenting party is also a petitioner, at least 3 days have elapsed 
since the parents or parent executed the surrender and release or the consent and the 
parents or parent did not withdraw or revoke the surrender and release or consent 
before the judge or, if the judge was not available, before the register. 
3.  Original; copies.  The original surrender and release or consent must be filed in 
the court where the surrender and release or the consent is executed.  An attested copy of 
the surrender and release or consent must be filed in the court in which the petition is 
filed.  The court in which the surrender and release or the consent is executed shall 
provide an attested copy to each surrendering or consenting party and an attested copy to 
the transferring agency.  The copy given to the surrendering or consenting party must 
contain a statement explaining the importance of keeping the court informed of a current 
name and address. 
4.  Valid after 3 days; exception.  A surrender and release or a consent is not valid 
until 3 days after it has been executed, except that consent by a parent petitioning to adopt 
that parent's own child with that parent's spouse is valid upon signature. 
5.  Consent acknowledged.  Consent may be acknowledged before a notary public 
who is not an attorney for the adopting parents or a partner, associate or employee of an 
attorney for the adopting parents when consent is given by: 
A.  The department or a licensed child-placing agency; or 
B.  A public agency or a duly licensed private agency to which parental rights have 
been transferred under the law of another state or country. 
6.  Final and irrevocable; exceptions.  Except as provided in subsection 7 and 
section 9-205, subsection 2, a surrender and release or a consent is final and irrevocable 
when duly executed. 
7.  Consent; limitations.  A consent is final only for the adoption consented to, and if 
that petition for adoption is withdrawn or dismissed or if the adoption is not finalized 
within 18 months of the execution of the consent, a review must be held pursuant to 
section 9-205. 
8.  Surrender and release or consent from another state.  The court shall accept a 
surrender and release or a consent by a court of comparable jurisdiction in another state if 
the court receives an affidavit from a member of that state's bar or a certificate from that 
court of comparable jurisdiction stating that: 
A.  The party executing the surrender and release or the consent followed the 
procedure required to make a surrender and release or a consent valid in the state in 
which it was executed; and 
B.  The court of comparable jurisdiction advised the person executing the surrender 
and release or the consent of the consequences of the surrender and release or the 
consent under the laws of the state in which the surrender and release or the consent 
was executed. 
The court shall accept a waiver of notice by a putative father or a legal father who is not 
the genetic father that meets the requirements of section 9-201, subsection 3. 
§9-203.  Duties and responsibilities subsequent to surrender and release 
Without notice to the parent or parents, the surrender and release authorized pursuant 
to section 9-202 may be transferred together with all rights under section 9-202 from the 
transferee agency to the department or from the department as original transferee to any 
licensed child-placing agency.  If the licensed child-placing agency or the department is 
unable to find a suitable adoptive home for a child surrendered and released by a parent 
or parents, the licensed child-placing agency or the department to whom custody and 
control of that child have been surrendered and released or transferred shall request a 
review pursuant to section 9-205. 
§9-204.  Termination of parental rights 
1.  Petition for termination; Probate Court or District Court.  A petition for 
termination of parental rights may be brought in the Probate Court in which a petition for 
adoption is properly filed as part of that petition for adoption except when the District 
Court has exclusive jurisdiction over the child pursuant to Title 4, section 152, subsection 
5-A. 
2.  Title 22, chapter 1071, subchapter 6 applies.  Except as otherwise provided by 
this section, a termination of parental rights petition is subject to the provisions of Title 
22, chapter 1071, subchapter 6. 
3.  Guardian ad litem for child.  The court may appoint a guardian ad litem for a 
child who is the subject of a petition for termination of parental rights under subsection 1.  
The appointment must be made as soon as possible after the petition for termination of 
parental rights is initiated. 
A.  The court shall pay reasonable costs and expenses for the guardian ad litem. 
B.  In general, the guardian ad litem shall act in pursuit of the best interests of the 
child.  The guardian ad litem must be given access to all reports and records relevant 
to the case and investigate to ascertain the facts.  The investigation must include, 
when possible and appropriate: 
(1)  Reviewing records of psychiatric, psychological or physical examinations of 
the child, parents or other persons having or seeking care or custody of the child; 
(2)  Review of relevant school records and other pertinent materials; 
(3)  Interviewing the child with or without other persons present; and 
(4)  Interviews with parents, guardians, teachers and other persons who have been 
involved in caring for or treating the child. 
The guardian ad litem may subpoena, examine and cross-examine witnesses and shall 
make recommendations to the court. 
§9-205.  Review 
1.  Judicial review required; 18 months.  The court shall conduct a judicial review 
if: 
A.  A child is not adopted within 18 months of the execution of a surrender and 
release; 
B.  The adoption is not finalized within 18 months of the consent to an adoption by a 
parent or parents; or 
C.  A petition for adoption is not finalized within 18 months. 
2.  Determination whether adoption viable plan; review; plan; District Court.  If, 
after judicial review under subsection 1, the court determines that adoption is still a viable 
plan for the child, the court shall schedule another judicial review within 2 years.  If the 
court determines that adoption is no longer a viable plan, the court shall attempt to notify 
the genetic parents, who must be given an opportunity to present an acceptable plan for 
the child.  If either or both parents are able and willing to assume physical custody of the 
child, the court shall declare the surrender and release or the consent void. 
If the genetic parents are not notified or are unable or unwilling to assume physical 
custody of the child or if the court determines that placement of the child with the genetic 
parents would constitute jeopardy as defined by Title 22, section 4002, subsection 6, the 
case must be transferred to the District Court for a hearing pursuant to Title 22, section 
4038-A. 
PART 3 
ADOPTION PROCEDURES 
§9-301.  Petition for adoption and change of name; filing fee 
A husband and wife jointly or an unmarried person, resident or nonresident of the 
State, may petition the court to adopt a person, regardless of age, and to change that 
person's name.  The fee for filing the petition is $65 plus: 
1.  National criminal history record check fee.  The fee for a national criminal 
history record check for noncriminal justice purposes set by the Federal Bureau of 
Investigation for each prospective adoptive parent who is not the genetic parent of the 
child; and 
2.  State criminal history record check fee.  The fee for a state criminal history 
record check for noncriminal justice purposes established pursuant to Title 25, section 
1541, subsection 6 for each prospective adoptive parent who is not the genetic parent of 
the child. 
§9-302.  Consent for adoption 
1.  Written consent.  Before an adoption is granted, written consent to the adoption 
must be given by: 
A.  The adoptee, if the adoptee is 14 years of age or older; 
B.  Each of the adoptee's living parents, except as provided in subsection 2; 
C.  A person or agency having legal custody or guardianship of the adoptee if the 
adoptee is a child or to whom the child has been surrendered and released, except that 
the person's or agency's lack of consent, if adjudged unreasonable by a court, may be 
overruled by the court.  In order for the court to find that the person or agency acted 
unreasonably in withholding consent, the petitioner must prove, by a preponderance 
of the evidence, that the person or agency acted unreasonably.  The court may hold a 
pretrial conference to determine who will proceed.  The court may determine that 
even though the burden of proof is on the petitioner, the person or agency should 
proceed if the person or agency has important facts necessary to the petitioner in 
presenting the petitioner's case.  The court shall consider the following: 
(1)  Whether the person or agency determined the needs and interests of the child; 
(2)  Whether the person or agency determined the ability of the petitioner and 
other prospective families to meet the child's needs; 
(3)  Whether the person or agency made the decision consistent with the facts; 
(4)  Whether the harm of removing the child from the child's current placement 
outweighs any inadequacies of that placement; and 
(5)  All other factors that have a bearing on a determination of the reasonableness 
of the person's or agency's decision in withholding consent; and 
D.  A guardian appointed by the court, if the adoptee is a child, when the child has no 
living parent, guardian or legal custodian who may consent. 
A petition for adoption must be pending before a consent is executed. 
2.  Consent not required.  Consent to adoption is not required of: 
A.  A putative father or a legal father who is not the genetic father if he: 
(1)  Received notice and failed to respond to the notice within the prescribed time 
period; 
(2)  Waived his right to notice under section 9-201, subsection 3; 
(3)  Failed to meet the standards of section 9-201, subsection 9; or 
(4)  Holds no parental rights regarding the adoptee under the laws of the foreign 
country in which the adoptee was born; 
B.  A parent whose parental rights have been terminated under Title 22, chapter 1071, 
subchapter 6; 
C.  A parent who has executed a surrender and release pursuant to section 9-202; 
D.  A parent whose parental rights have been voluntarily or judicially terminated and 
transferred to a public agency or a duly licensed private agency pursuant to the laws 
of another state or country; or 
E.  A parent of an adoptee who is 18 years of age or older. 
3.  Consent by department; notice.  When the department consents to the adoption 
of a child in its custody, the department shall immediately notify: 
A.  The District Court in which the action under Title 22, chapter 1071 is pending; 
and 
B.  The guardian ad litem for the child. 
§9-303.  Petition 
1.  Sworn; contents.  A petition for adoption must be sworn to by the petitioner and 
must include: 
A.  The full name, age and place of residence of the petitioner and, if married, the 
place and date of marriage; 
B.  The date and place of birth of the adoptee, if known; 
C.  The birth name of the adoptee, any other names by which the adoptee has been 
known and the adoptee's proposed new name, if any; 
D.  The residence of the adoptee at the time of the filing of the petition; 
E.  A statement of the petitioner's intention to establish a parent-child relationship 
between the petitioner and the adoptee and a statement that the petitioner is a fit and 
proper person able to care and provide for the adoptee's welfare; 
F.  The names and addresses of all persons or agencies known to the petitioner that 
affect the custody of, visitation with or access to the adoptee; 
G.  The relationship, if any, of the petitioner to the adoptee; 
H.  The names and addresses of the department and the licensed child-placing 
agency, if any; 
I.  The names and addresses of all persons known to the petitioner at the time of filing 
from whom consent to the adoption is required; and 
J.  If the petition is for the adoption of a minor child, a statement that the petitioner 
acknowledges that after the adoption is finalized, the transfer of the long-term care 
and custody of the adoptee without a court order is prohibited under Title 17-A, 
section 553, subsection 1, paragraphs C and D. 
2.  Information to be shared and updated.  A petitioner shall indicate to the court 
what information the petitioner is willing to share with the genetic parents and under what 
circumstances and shall provide a mechanism for updating that information. 
3.  Caption.  The caption of a petition for adoption may be styled "In the Matter of 
the Adoption Petition of (name of adoptee)."  The petitioner must also be designated in 
the caption. 
§9-304.  Investigation; guardian ad litem; registry 
1.  Background check; study and report.  Upon the filing of a petition for adoption 
of a minor child, the court shall request a background check and shall direct the 
department or a licensed child-placing agency to conduct a study and make a report to the 
court. 
A.  The study must include an investigation of the conditions and antecedents of the 
child to determine whether the child is a proper subject for adoption and whether the 
proposed home is suitable for the child.  The department or licensed child-placing 
agency shall submit the report to the court within 60 days. 
(1)  If the court has a report that provides sufficient, current information, the 
court may waive the requirement of a study and report. 
(2)  If the petitioner is a blood relative of the child, the court may waive the 
requirement of a study and report. 
B.  The court shall request a background check for each prospective adoptive parent 
who is not the genetic parent of the child.  The background check must include a 
screening for child abuse cases in the records of the department and criminal history 
record information obtained from the Maine Criminal Justice Information System and 
the Federal Bureau of Investigation. 
(1)  The criminal history record information obtained from the Maine Criminal 
Justice Information System must include a record of public criminal history 
record information as defined in Title 16, section 703, subsection 8. 
(2)  The criminal history record information obtained from the Federal Bureau of 
Investigation must include other state and national criminal history record 
information. 
(3)  Each prospective parent who is not the genetic parent of the child shall 
submit to having fingerprints taken.  The State Police, upon receipt of the 
fingerprint card, may charge the court for the expenses incurred in processing 
state and national criminal history record checks.  The State Police shall take or 
cause to be taken the applicant's fingerprints and shall forward the fingerprints to 
the State Bureau of Identification so that the bureau can conduct state and 
national criminal history record checks.  Except for the portion of the payment, if 
any, that constitutes the processing fee charged by the Federal Bureau of 
Investigation, all money received by the State Police for purposes of this 
paragraph must be paid over to the Treasurer of State.  The money must be 
applied to the expenses of administration incurred by the Department of Public 
Safety. 
(4)  The subject of a Federal Bureau of Investigation criminal history record 
check may obtain a copy of the criminal history record check by following the 
procedures outlined in 28 Code of Federal Regulations, Sections 16.32 and 16.33.  
The subject of a state criminal history record check may inspect and review the 
criminal history record information pursuant to Title 16, section 709. 
(5)  State and federal criminal history record information may be used by the 
court for the purpose of screening prospective adoptive parents in determining 
whether the adoption is in the best interests of the child. 
(6)  Information obtained pursuant to this paragraph is confidential.  The results 
of background checks received by the court are for official use only and may not 
be disseminated outside the court except as required under Title 22, section 
4011-A. 
(7)  The expense of obtaining the information required by this paragraph is 
incorporated in the adoption filing fee established in section 9-301.  The court 
shall collect the total fee and transfer the appropriate funds to the Department of 
Public Safety and the department. 
The court may waive the background check of a prospective adoptive parent if a previous 
background check was completed by a court or by the department under this subsection 
within a reasonable period of time and the court is satisfied that nothing new that would 
be included in the background check has transpired since the last background check. 
This subsection does not authorize the court to request a background check for the genetic 
parent who is also the current legal parent of the child. 
2.  Background checks by department.  The department may, pursuant to rules 
adopted by the department, at any time before the filing of the petition for adoption, 
conduct background checks for each prospective adoptive parent of a minor child in its 
custody. 
A.  The department may request a background check for each prospective adoptive 
parent who is not the genetic parent of the child.  The background check must include 
criminal history record information obtained from the Maine Criminal Justice 
Information System and the Federal Bureau of Investigation. 
(1)  The criminal history record information obtained from the Maine Criminal 
Justice Information System must include a record of public criminal history 
record information as defined in Title 16, section 703, subsection 8. 
(2)  The criminal history record information obtained from the Federal Bureau of 
Investigation must include other state and national criminal history record 
information. 
(3)  Each prospective parent who is not the genetic parent of the child shall 
submit to having fingerprints taken.  The State Police, upon receipt of the 
fingerprint card, may charge the department for the expenses incurred in 
processing state and national criminal history record checks.  The State Police 
shall take or cause to be taken the applicant's fingerprints and shall forward the 
fingerprints to the State Bureau of Identification so that the bureau can conduct 
state and national criminal history record checks.  Except for the portion of the 
payment, if any, that constitutes the processing fee charged by the Federal Bureau 
of Investigation, all money received by the State Police for purposes of this 
paragraph must be paid over to the Treasurer of State.  The money must be 
applied to the expenses of administration incurred by the Department of Public 
Safety. 
(4)  The subject of a Federal Bureau of Investigation criminal history record 
check may obtain a copy of the criminal history record check by following the 
procedures outlined in 28 Code of Federal Regulations, Sections 16.32 and 16.33.  
The subject of a state criminal history record check may inspect and review the 
criminal history record information pursuant to Title 16, section 709. 
(5)  State and federal criminal history record information may be used by the 
department for the purpose of screening prospective adoptive parents in 
determining whether the adoption is in the best interests of the child. 
(6)  Information obtained pursuant to this paragraph is confidential.  The results 
of background checks received by the department are for official use only and 
may not be disseminated outside the department except to a court considering a 
petition for adoption under subsection 1. 
B.  Rules adopted by the department pursuant to this subsection are routine technical 
rules as defined in Title 5, chapter 375, subchapter 2-A. 
3.  Child's background.  This subsection governs the collection and disclosure of 
information about the background of a child subject to a petition for adoption under 
subsection 1. 
A.  The department, the licensed child-placing agency or any other person who acts 
to place or assist in placing a child for adoption shall obtain medical and genetic 
information about the genetic parents and the child.  Specifically, the department, the 
licensed child-placing agency or any other person who acts to place or assist in 
placing the child for adoption shall attempt to obtain: 
(1)  A current medical, psychological and developmental history of the child, 
including an account of the child's prenatal care and medical condition at birth, 
results of newborn screening, any drug or medication taken by the child's genetic 
mother during pregnancy, any subsequent medical, psychological or psychiatric 
examination and diagnosis, any physical, sexual or emotional abuse suffered by 
the child and a record of any immunizations and health care received since birth; 
and 
(2)  Relevant information concerning the medical, psychological and social 
history of the genetic parents, including any known disease or hereditary 
disposition to disease, the history of use of drugs and alcohol, the health of the 
genetic mother during her pregnancy and the health of the genetic parents at the 
time of the child's birth. 
B.  Prior to the child being placed for adoption, the department, the licensed child-
placing agency or any other person who acts to place or assist in placing the child for 
adoption shall provide the information described in paragraph A to the prospective 
adoptive parents. 
C.  If the department, the licensed child-placing agency or any other person who acts 
to place or assists in placing the child for adoption has specific, articulable reasons to 
question the truth or accuracy of any of the information obtained, those reasons must 
be disclosed in writing to the prospective adoptive parents. 
D.  The prospective adoptive parents must be informed in writing if any of the 
information described in this subsection cannot be obtained, either because the 
records are unavailable or because the genetic parents are unable or unwilling to 
consent to its disclosure or to be interviewed. 
E.  If, after a child is placed for adoption and either before or after the adoption is 
final, the child suffers a serious medical or mental illness for which the specific 
medical, psychological or social history of the genetic parents or the child may be 
useful in diagnosis or treatment, the prospective adoptive or adoptive parents may 
request that the department, the licensed child-placing agency or any other person 
who placed or assisted to place the child attempt to obtain additional information.  
The department, licensed child-placing agency or other person shall attempt to obtain 
the information promptly and shall disclose any information collected to the 
prospective adoptive or adoptive parents as soon as reasonably possible.  The 
department, licensed child-placing agency or other person may charge a fee to the 
prospective adoptive or adoptive parents to cover the cost of obtaining and providing 
the additional information.  Fees collected by the department must be dedicated to 
defray the costs of obtaining and providing the additional information.  Fees may be 
reduced or waived for low-income prospective adoptive or adoptive parents. 
F.  The department, the licensed child-placing agency or any other person who acts to 
place or assist in placing the child for adoption shall file the information collected 
with the court and, if it appears that the adoption will be granted and this information 
has not previously been made available to the adoptive parents pursuant to Title 22, 
section 4008, subsection 3, paragraph G or Title 22, section 8205, the court shall 
make the information available to the adoptive parents, prior to issuing the decree 
pursuant to subsection 8, with protection for the identity of persons other than the 
child. 
G.  If the child to be placed for adoption is from a foreign country that has 
jurisdiction over the child and the prospective adoptive parents are United States 
citizens, compliance with federal and international adoption laws is deemed to be in 
compliance with this subsection. 
4.  Rebuttable presumption; sexual offenses.  There is a rebuttable presumption 
that the petitioner would create a situation of jeopardy for the child if the adoption were 
granted and that the adoption is not in the best interest of the child if the court finds that 
the petitioner for the adoption of a minor child: 
A.  Has been convicted of an offense listed in Title 19-A, section 1653, subsection 
6-A, paragraph A in which the victim was a minor at the time of the offense and the 
petitioner was at least 5 years older than the minor at the time of the offense, except 
that, if the offense was gross sexual assault under Title 17-A, section 253, subsection 
1, paragraph B or C, or an offense in another jurisdiction that involves conduct that is 
substantially similar to that contained in Title 17-A, section 253, subsection 1, 
paragraph B or C, and the minor victim submitted as a result of compulsion, the 
presumption applies regardless of the ages of the petitioner and the minor victim at 
the time of the offense; or 
B.  Has been adjudicated in an action under Title 22, chapter 1071 of sexually 
abusing a person who was a minor at the time of the abuse. 
The petitioner may present evidence to rebut the presumption. 
5.  Probationary period.  The court may require that a minor child subject to a 
petition for adoption under this section live for one year in the home of the petitioner 
before the petition is granted and that the child, during all or part of this probationary 
period, be under the supervision of the department or a licensed adoption agency. 
6.  Guardian ad litem.  The court may appoint a guardian ad litem for a minor child 
subject to a petition for adoption under this section at any time during the proceedings. 
7.  Adoption registry and services.  Before the adoption of a minor child is decreed, 
the court shall ensure that the petitioners are informed of the existence of the adoption 
registry and the services available under Title 22, section 2706-A. 
8.  Declaration; name change.  If the court is satisfied with the identity and relations 
of the parties to a petition for adoption under this section, with the ability of the petitioner 
to bring up and educate the child properly, considering the condition of the child's genetic 
parents, and with the fitness and propriety of the adoption, the court shall make a decree 
setting forth the facts and declaring that from that date the child is the child of the 
petitioner and that the child's name is changed, without requiring public notice of that 
change. 
9.  Certified copy of birth certificate; certificate of adoption.  A certified copy of 
the birth certificate of the child proposed for adoption must be presented with the petition 
for adoption if the certified copy can be obtained or made available by filing a delayed 
birth registration.  After the adoption has been decreed, the register shall file a certificate 
of adoption with the State Registrar of Vital Statistics on a form prescribed and furnished 
by the state registrar. 
10.  Transfer of long-term care or custody without court order.  Before the 
adoption is decreed under subsection 8, the court shall ensure that the petitioners are 
informed that the transfer of the long-term care and custody of the child without a court 
order is prohibited under Title 17-A, section 553, subsection 1, paragraphs C and D. 
§9-305.  Evidence; procedure 
The court may proceed as follows in considering a petition for adoption. 
1.  Adoptee interview.  The court may interview any adoptee, and shall interview an 
adoptee who is 12 years of age or older, outside the presence of the prospective adoptive 
parents, to determine the adoptee's attitudes and desires about the adoption and other 
relevant issues. 
2.  Inspection of records; disclosure.  The court may conduct an inspection in 
camera of records of relevant child protective proceedings and may disclose only that 
information necessary for the determination of any issue before the court.  Any disclosure 
of information must be done pursuant to Title 22, section 4008, subsection 3. 
3.  Recording; expenses.  The parties may request a recording of the proceedings.  
The requesting party shall pay the expense of the recording. 
§9-306.  Allowable payments; expenses 
1.  Allowable payments by or on behalf of petitioner.  Except when one of the 
petitioners is a blood relative of the adoptee or the adoptee is an adult, only the following 
expenses may be paid by or on behalf of a petitioner in any proceeding under this Article: 
A.  The actual cost of legal services related to the surrender and release or the consent 
and to the adoption process; 
B.  Prenatal and postnatal counseling expenses for the genetic mother; 
C.  Prenatal, birthing and other related medical expenses for the genetic mother; 
D.  Necessary transportation expenses to obtain the services listed in paragraphs A, B 
and C; 
E.  Foster care expenses for the child; 
F.  Necessary living expenses for the genetic mother and the child; 
G.  For the genetic father, legal and counseling expenses related to the surrender and 
release, the consent and the adoption process; and 
H.  Fees to a licensed child-placing agency providing services in connection with the 
pending adoption. 
2.  Full accounting of disbursements by petitioner.  Prior to the dispositional 
hearing pursuant to section 9-308, the petitioner shall file a full accounting of all 
disbursements of anything of value made or agreed to be made by or on behalf of the 
petitioner in connection with the adoption.  The accounting report must be signed under 
penalty of perjury and must be submitted to the court on or before the date the final 
decree is granted.  The accounting report must be itemized and show the services related 
to the adoption or to the placement of the adoptee for adoption that were received by the 
adoptee's genetic parents, by the adoptee or on behalf of the petitioner.  The accounting 
must include the dates of each payment and the names and addresses of each attorney, 
physician, hospital, licensed child-placing agency or other person or organization who 
received funds or anything of value from the petitioner in connection with the adoption or 
the placement of the adoptee with the petitioner or participated in any way in the handling 
of the funds, either directly or indirectly.  This subsection does not apply when one of the 
petitioners is a blood relative or the adoptee is an adult. 
3.  Payments not contingent; other expenses and payments prohibited.  Payment 
for expenses allowable under subsection 1 may not be contingent upon any future 
decision a genetic parent might make pertaining to the child.  Other expenses or payments 
to genetic parents are not authorized. 
§9-307.  Adoption not granted 
If the court determines that it is unable to finalize an adoption to which genetic 
parents have consented, the court shall notify the genetic parents that the court has not 
granted the adoption and shall conduct a review pursuant to section 9-205. 
§9-308.  Final decree; dispositional hearing 
1.  Final decree of adoption; requirements.  The court shall grant a final decree of 
adoption if the petitioner who filed the petition has been heard or has waived hearing and 
the court is satisfied from the hearing or record that: 
A.  All necessary consents, relinquishments or terminations of parental rights have 
been duly executed and filed with the court; 
B.  An adoption study, when required by section 9-304, has been filed with the court; 
C.  A list of all disbursements as required by section 9-306 has been filed with the 
court; 
D.  The petitioner is a suitable adopting parent and desires to establish a parent-child 
relationship with the adoptee; 
E.  The best interests of the adoptee, described in subsection 2, are served by the 
adoption; 
F.  The petitioner has acknowledged that the petitioner understands that the transfer 
of the long-term care and custody of an adoptee who is a minor child without a court 
order is prohibited under Title 17-A, section 553, subsection 1, paragraphs C and D; 
and 
G.  All requirements of this Article have been met. 
2.  Best interests of adoptee.  In determining the best interests of an adoptee, the 
court shall consider and evaluate the following factors to give the adoptee a permanent 
home at the earliest possible date: 
A.  The love, affection and other emotional ties existing between the adoptee and the 
adopting person or persons, the genetic parent or genetic parents or the putative 
father; 
B.  The capacity and disposition of the adopting person or persons, the genetic parent 
or genetic parents or the putative father to educate and give the adoptee love, 
affection and guidance and to meet the needs of the adoptee.  An adoption may not be 
delayed or denied because the adoptive parent and the adoptee do not share the same 
race, color or national origin; and 
C.  The capacity and disposition of the adopting person or persons, the genetic parent 
or genetic parents or the putative father to provide the adoptee with food, clothing 
and other material needs, education, permanence and medical care or other remedial 
care recognized and permitted in place of medical care under the laws of this State. 
3.  Findings; decree; confidentiality.  The court shall enter its findings in a written 
final decree that includes the new name of the adoptee.  The final decree must further 
order that from the date of the decree the adoptee is the child of the petitioner and must be 
accorded the status set forth in section 9-105.  If the court determines that it is in the best 
interest of the adoptee, the court may require that the names of the adoptee and of the 
petitioner be kept confidential. 
4.  Notice to genetic parents.  Upon completion of an adoption proceeding, the 
genetic parents who consented to an adoption or who executed a surrender and release 
must be notified by the court of the completion by regular mail at their last known 
address.  Notice under this subsection is not required to a genetic parent who is also a 
petitioner.  When the genetic parents' rights have been terminated pursuant to Title 22, 
section 4055, the notice must be given to the department and the department shall notify 
the genetic parents of the completion by regular mail at their last known address.  Actual 
receipt of the notice is not a precondition of completion and does not affect the rights or 
responsibilities of adoptees or adoptive parents. 
5.  Notice to grandparents.  The department shall notify the grandparents of a child 
when the child is placed for adoption if the department has received notice that the 
grandparents were granted reasonable rights of visitation or access under Title 19-A, 
chapter 59 or Title 22, section 4005-E. 
§9-309.  Appeals 
1.  Appeal; bond not required of child or next friend.  Any party may appeal from 
any order entered under this Article to the Supreme Judicial Court sitting as the Law 
Court, as in other civil actions, but a bond to prosecute an appeal is not required of a child 
or next friend and costs may not be awarded against either. 
2.  Appeal expedited.  An appeal from any order under this Article must be 
expedited. 
3.  Attorney, guardian ad litem continues.  An attorney or guardian ad litem 
appointed to represent a party in an adoption proceeding continues to represent the 
interests of that party in any appeal unless otherwise ordered by the court. 
§9-310.  Records confidential 
Notwithstanding any other provision of law and except as provided in Title 22, 
section 2768, all court records relating to an adoption decreed on or after August 8, 1953 
are confidential.  The court shall keep records of those adoptions segregated from all 
other court records.  If a court determines that examination of records pertaining to a 
particular adoption is proper, the court may authorize that examination by specified 
persons, authorize the register to disclose to specified persons any information contained 
in the records by letter, certificate or copy of the record or authorize a combination of 
both examination and disclosure. 
Any medical or genetic information in the court records relating to an adoption must 
be made available to the adopted child when the adopted child attains 18 years of age and 
to the adopted child's descendants, adoptive parents or legal guardian on petition of the 
court. 
§9-311.  Interstate placements 
1.  Certificate of compliance; bring child to this State.  A person or agency who 
intends to bring a child to this State from another state for the purpose of adoption must 
provide to the court the certification of compliance as required by the department 
pursuant to Title 22, chapter 1153 or 1154, as applicable. 
2.  Certificate of compliance; remove child from this State.  A person or agency 
who intends to remove a child from this State for the purpose of adoption in another state 
must obtain from the department certification of compliance with Title 22, chapter 1153 
or 1154, as applicable, prior to the removal of the child from this State. 
3.  Department certification required.  The court may not grant a petition to adopt a 
child who has been brought to or will be removed from this State for the purpose of 
adoption without department certification of compliance with Title 22, chapter 1153 or 
1154, as applicable. 
4.  Civil violation.  An agency or person who fails to comply with this section 
commits a civil violation for which a fine of not less than $100 and not more than $5,000 
may be adjudged. 
§9-312.  Foreign adoptions 
If an adoption in a foreign country has been finalized and the adopting parents are 
seeking an adoption under the laws of this State to give recognition to the foreign 
adoption, a court may enter a decree of adoption based solely upon a judgment of 
adoption in a foreign country and may order a change of name if requested by the 
adopting parents.  The fee for filing the petition is $55. 
§9-313.  Advertisement 
1.  Definitions.  As used in this section, the following terms have the following 
meanings. 
A.  "Advertise" means to communicate by any public medium that originates within 
this State, including by newspaper, periodical, telephone book listing, outdoor 
advertising sign, radio or television, or by any computerized communication system, 
including by e-mail, website, Internet account or any similar medium of 
communication provided via the Internet. 
B.  "Internet account" means an account created within a bounded system established 
by an Internet-based service that requires a user to input or store access information 
in an electronic device in order to view, create, use or edit the user's account 
information, profile, display, communications or stored data. 
2.  Advertising prohibited.  A person may not: 
A.  Advertise for the purpose of finding a child to adopt or to otherwise take into 
permanent physical custody; 
B.  Advertise that the person will find an adoptive home or any other permanent 
physical placement for a child or arrange for or assist in the adoption, adoptive 
placement or any other permanent physical placement of a child; 
C.  Advertise that the person will place a child for adoption or in any other permanent 
physical placement; or 
D.  Advertise for the purpose of finding a person to adopt or otherwise take into 
permanent custody a particular child. 
3.  Exceptions.  This section does not prohibit: 
A.  The department or a child-placing agency from advertising in accordance with 
rules adopted by the department; or 
B.  An attorney licensed to practice in this State from advertising the attorney's 
availability to practice or provide services relating to the adoption of children. 
4.  Violation.  A person who violates subsection 2 commits a civil violation for 
which a fine of not more than $5,000 may be adjudged. 
§9-314.  Immunity from liability for good faith reporting; proceedings 
A person, including an agent of the department, who participates in good faith in 
reporting violations of this Article or participates in a related child protection 
investigation or proceeding is immune from any criminal or civil liability for reporting or 
participating in the investigation or proceeding.  For purposes of this section, "good faith" 
does not include instances when a false report is made and the person knows the report is 
false. 
§9-315.  Annulment of the adoption decree 
1.  Annulment; reasons.  The court, on petition of 2 or more persons and after notice 
and hearing, may reverse and annul an adoption decree for one of the following reasons: 
A.  The court finds that the adoption was obtained as a result of fraud, duress or 
illegal procedures; or 
B.  The court finds good cause shown consistent with the best interest of the child. 
2.  Notice.  Notice of a petition to annul must be given to the genetic parents, except 
those whose parental rights were terminated through a proceeding pursuant to Title 22, 
section 4055, subsection 1, paragraph B, subparagraph (2), and to all parties to the 
adoption including the adoptive parents, an adoptee who is 14 years of age or older and 
the agency involved in the adoption. 
3.  Certified copy of annulment.  After the court annuls a decree of adoption, the 
register shall transmit immediately a certified copy of the annulment to the State 
Registrar of Vital Statistics. 
PART 4 
ADOPTION ASSISTANCE PROGRAM 
§9-401.  Authorization; special needs children 
1.  Program.  There is established in the Department of Health and Human Services 
the Adoption Assistance Program, referred to in this Part as "the program." 
2.  Adoption assistance for special needs children.  Subject to rules and regulations 
adopted by the department and the federal Department of Health and Human Services, the 
department may provide through the program adoption assistance for special needs 
children in its care or custody or in the custody of a nonprofit private licensed child-
placing agency in this State if those children are legally eligible for adoption and, when 
reasonable but unsuccessful efforts have been made to place them without adoption 
assistance, would not otherwise be adopted without the assistance of this program. 
3.  One-time adoption expenses.  The department shall, subject to rules and 
regulations adopted by the department and the federal Department of Health and Human 
Services, reimburse adoptive parents of a special needs child for one-time adoption 
expenses when reasonable but unsuccessful efforts have been made to place the child 
without such assistance. 
4.  "Special needs child" defined.  As used in this Part, "special needs child" means 
a child who: 
A.  Has a physical, mental or emotional handicap that makes placement difficult; 
B.  Has a medical condition that makes placement difficult; 
C.  Is a member of a sibling group that includes at least one member who is difficult 
to place; 
D.  Is difficult to place because of age or race; 
E.  Has been a victim of physical, emotional or sexual abuse or neglect that places the 
child at risk for future emotional difficulties; or 
F.  Has in that child's family background factors such as severe mental illness, 
substance abuse, prostitution, genetic or medical conditions or illnesses that place the 
child at risk for future problems. 
5.  Funds.  For the purposes of this section, the department is authorized to use funds 
that are appropriated for child welfare services and funds provided under the United 
States Social Security Act, Titles IV-B and IV-E. 
6.  Amount of adoption assistance.  The amount of adoption assistance under the 
program may vary depending upon the resources of the adoptive parents and the special 
needs of the child, as well as the availability of other resources, but may not exceed the 
total cost of caring for the child if the child were to remain in the care or custody of the 
department, without regard to the source of the funds. 
7.  Duration of assistance.  The duration of assistance under the program may 
continue until the cessation of legal parental responsibility or until the parents are no 
longer supporting the child, at which time the adoption assistance ceases.  However, if the 
child has need of educational benefits or has a physical, mental or emotional handicap, 
adoption assistance may continue until the adoptee has attained 21 years of age if the 
adoptee, the parents and the department agree that the need for care and support exists. 
8.  Children from another state.  Children who are in the custody of a person or 
agency in another state who are brought to this State for the purpose of adoption are not 
eligible for adoption assistance through the program except for reimbursement of 
nonrecurring expenses if the child meets the requirements of the United States Social 
Security Act, 42 United States Code, Section 673(c). 
§9-402.  Adoption assistance 
1.  Eligible applicants.  An application for the program may be submitted by the 
following persons: 
A.  A foster parent interested in adopting an eligible child in the foster parent's care; 
B.  A person interested in adopting an eligible child; or 
C.  An adoptive parent who was not informed of the program or of facts relevant to a 
child's eligibility when adopting a child who was at the time of adoption eligible for 
participation in the program. 
2.  Standards for adoption apply.  All applicants for the program must meet 
department standards for adoption except for financial eligibility. 
3.  Assistance based on special needs.  Assistance under the program may be 
provided for special needs only and may be varied based on the special needs of the child.  
Assistance may be provided for a period of time based on the special needs of the child. 
§9-403.  Administration 
1.  Written agreement before final decree; exceptions; reduction in payments.  A 
written agreement between an applicant entering into the program and the department 
must precede the final decree of adoption, except that an application may be filed 
subsequent to the finalization of the adoption if there were facts relevant to the child's 
eligibility that were not presented at the time of the request for assistance or if the child 
was eligible for participation in the program at the time of placement and the adoptive 
parents were not informed of the program. 
Except as provided by section 9-401, subsection 8, once an adoption assistance payment 
is agreed upon and the agreement signed by the prospective adoptive parents, the 
department may not reduce the adoption assistance payment amounts. 
2.  Annual determination.  If assistance under the program continues for more than 
one year, the need for assistance must be annually redetermined.  Adoption assistance 
continues regardless of the state in which the adoptive parents reside, or the state to which 
the adoptive parents move, as long as the adoptive parents continue to be eligible based 
on the annual redetermination of need. 
3.  Transfer to legal guardian; new agreement.  Upon the death of all adoptive 
parents, adoption assistance under the program may be transferred to the legal guardian as 
long as the child continues to be eligible for adoption assistance pursuant to the terms of 
the most recent adoption assistance agreement with the adoptive parents.  The department 
shall enter into a new assistance agreement with the legal guardian. 
§9-404.  Rules 
The department shall adopt rules for the program consistent with this Part. 
PART B 
Sec. B-1.  33 MRSA c. 5, as amended, is repealed. 
Sec. B-2.  33 MRSA c. 5-A is enacted to read: 
CHAPTER 5-A 
RULE AGAINST PERPETUITIES 
§111.  Statutory rule against perpetuities 
1.  Validity of nonvested property interest.  A nonvested property interest is invalid 
unless: 
A.  When the interest is created, it is certain to vest or terminate no later than 21 years 
after the death of an individual then alive; or 
B.  The interest either vests or terminates within 90 years after its creation. 
2.  Validity of general power of appointment subject to a condition precedent.  A 
general power of appointment not presently exercisable because of a condition precedent 
is invalid unless: 
A.  When the power is created, the condition precedent is certain to be satisfied or 
becomes impossible to satisfy no later than 21 years after the death of an individual 
then alive; or 
B.  The condition precedent either is satisfied or becomes impossible to satisfy within 
years after its creation. 
3.  Validity of nongeneral or testamentary power of appointment.  A nongeneral 
power of appointment or a general testamentary power of appointment is invalid unless: 
A.  When the power is created, it is certain to be irrevocably exercised or otherwise to 
terminate no later than 21 years after the death of an individual then alive; or 
B.  The power is irrevocably exercised or otherwise terminates within 90 years after 
its creation. 
4.  Possibility of post-death child disregarded.  In determining whether a nonvested 
property interest or a power of appointment is valid under subsection 1, paragraph A; 
subsection 2, paragraph A; or subsection 3, paragraph A, the possibility that a child will 
be born to an individual after the individual's death is disregarded. 
5.  Effect of certain "later of"-type language.  Language contained in a governing 
instrument that measures a period from the creation of a trust or other property 
arrangement is inoperative to the extent it produces a period of time that exceeds 21 years 
after the death of the survivor of the specified lives in being if the language seeks: 
A.  To disallow the vesting or termination of any interest or trust beyond the later of: 
(1)  The expiration of a period of time not exceeding 21 years after the death of 
the survivor of specified lives in being at the creation of the trust or other 
property arrangement; and 
(2)  The expiration of a period of time that exceeds or might exceed 21 years after 
the death of the survivor of the specified lives in being at the creation of the trust 
or other property arrangement; 
B.  To postpone the vesting or termination of any interest or trust until the later of: 
(1)  The expiration of a period of time not exceeding 21 years after the death of 
the survivor of specified lives in being at the creation of the trust or other 
property arrangement; and 
(2)  The expiration of a period of time that exceeds or might exceed 21 years after 
the death of the survivor of the specified lives in being at the creation of the trust 
or other property arrangement; or 
C.  To operate in effect in any fashion similar to that described in paragraph A or B 
upon the later of: 
(1)  The expiration of a period of time not exceeding 21 years after the death of 
the survivor of specified lives in being at the creation of the trust or other 
property arrangement; and 
(2)  The expiration of a period of time that exceeds or might exceed 21 years after 
the death of the survivor of the specified lives in being at the creation of the trust 
or other property arrangement. 
§112.  When nonvested property interest or power of appointment created 
1.  General principles.  Except as provided in subsections 2 and 3 and in section 
115, subsection 1, the time of creation of a nonvested property interest or a power of 
appointment is determined under general principles of property law. 
2.  Unqualified beneficial owner.  For purposes of this chapter, if there is an 
individual who alone can exercise a power created by a governing instrument to become 
the unqualified beneficial owner of a nonvested property interest or a property interest 
subject to a power of appointment described in section 111, subsection 2 or 3, the 
nonvested property interest or power of appointment is created when the power to 
become the unqualified beneficial owner terminates. 
3.  Arising out of transfer of property.  For purposes of this chapter, a nonvested 
property interest or a power of appointment arising out of a transfer of property to a 
previously funded trust or other existing property arrangement is created when the 
nonvested property interest or power of appointment in the original contribution was 
created. 
§113.  Reformation 
Upon the petition of an interested person, a court shall reform a disposition in the 
manner that most closely approximates the transferor's manifested plan of distribution 
and so that the reformed disposition is within the 90 years allowed by section 111, 
subsection 1, paragraph B; section 111, subsection 2, paragraph B; or section 111, 
subsection 3, paragraph B if: 
1.  Nonvested property interest or power of appointment.  A nonvested property 
interest or a power of appointment becomes invalid under section 111; 
2.  Class gift.  A class gift is not but might become invalid under section 111 and the 
time has arrived when the share of any class member is to take effect in possession or 
enjoyment; or 
3.  Certain nonvested property interest not validated.  A nonvested property 
interest that is not validated by section 111, subsection 1, paragraph A can vest but not 
within 90 years after its creation. 
§114.  Exclusions from statutory rule against perpetuities 
Section 111 does not apply to: 
1.  Nonvested property interest or power of appointment arising out of 
nondonative transfer; exceptions.  A nonvested property interest or a power of 
appointment arising out of a nondonative transfer, except a nonvested property interest or 
a power of appointment arising out of: 
A.  A premarital or postmarital agreement; 
B.  A separation or divorce settlement; 
C.  A spouse’s election; 
D.  An arrangement similar to those described in paragraphs A, B and C arising out 
of a prospective, existing or previous marital relationship between the parties; 
E.  A contract to make or not to revoke a will or trust; 
F.  A contract to exercise or not to exercise a power of appointment; 
G.  A transfer in satisfaction of a duty of support; or 
H.  A reciprocal transfer; 
2.  Fiduciary’s power.  A fiduciary's power relating to the administration or 
management of assets, including the power of a fiduciary to sell, lease or mortgage 
property, and the power of a fiduciary to determine principal and income; 
3.  Power to appoint fiduciary.  A power to appoint a fiduciary; 
4.  Discretionary power of trustee to distribute.  A discretionary power of a trustee 
to distribute principal before termination of a trust to a beneficiary having an indefeasibly 
vested interest in the income and principal; 
5.  Nonvested property interest held by charity, government or governmental 
agency or subdivision.  A nonvested property interest held by a charity, government or 
governmental agency or subdivision if the nonvested property interest is preceded by an 
interest held by another charity, government or governmental agency or subdivision; 
6.  Not subject to rule or excluded by other statute.  A property interest, power of 
appointment or arrangement that was not subject to the common law rule against 
perpetuities or is excluded by another statute of this State; or 
7.  Trusts to which rule does not apply.  A trust in which the governing instrument 
provides that the rule against perpetuities does not apply to the trust and under which the 
trustee or other individual to whom the power is properly granted or delegated has the 
power under the governing instrument, applicable statute or common law to sell, 
mortgage or lease property for any period of time beyond the period that is required for 
an interest created under the governing instrument to vest.  This subsection applies to all 
trusts created by will or inter vivos instrument executed or amended on or after 
September 18, 1999 and to all trusts created by exercise of power of appointment granted 
under instruments executed or amended on or after September 18, 1999. 
§115.  Application 
1.  Nonvested property interest or a power of appointment created prior to 
effective date of this chapter.  This subsection governs nonvested property interests and 
powers of appointment created prior to the effective date of this chapter. 
A.  Except as provided in section 116, subsection 1, this chapter may not be 
construed to invalidate or modify the terms of any limitation that would have been 
valid prior to August 20, 1955. 
B.  This chapter applies only to inter vivos instruments taking effect after August 20, 
1955, to wills if the testator dies after August 20, 1955 and to appointments made 
after August 20, 1955, including appointments by inter vivos instruments or wills 
under powers created before August 20, 1955. 
C.  Section 114, subsection 7 applies to all trusts created by will or inter vivos 
instrument executed or amended on or after September 18, 1999 and to all trusts 
created by exercise of power of appointment granted under instruments executed or 
amended on or after September 18, 1999. 
D.   If a nonvested property interest or a power of appointment was created before the 
effective date of this chapter and is determined in a judicial proceeding, commenced 
on or after the effective date of this chapter, to violate this State's rule against 
perpetuities as that rule existed before the effective date of this chapter, a court upon 
the petition of an interested person may reform the disposition in the manner that 
most closely approximates the transferor's manifested plan of distribution and so that 
the reformed disposition is within the limits of the rule against perpetuities applicable 
when the nonvested property interest or power of appointment was created. 
2.  Nonvested property interest or a power of appointment created on or after 
effective date of this chapter.  Except as provided by subsection 1, paragraph D, this 
chapter applies to a nonvested property interest or a power of appointment that is created 
on or after the effective date of this chapter. 
3.  Creation by exercise of a power of appointment.  For purposes of this section, a 
nonvested property interest or a power of appointment created by the exercise of a power 
of appointment is created when the power is irrevocably exercised or when a revocable 
exercise becomes irrevocable. 
§116.  Contingent interests 
1.  Specified contingency within 30 years.  Except as provided in subsection 2, a fee 
simple determinable in land or a fee simple in land subject to a right of entry for 
condition broken becomes a fee simple absolute if the specified contingency does not 
occur within 30 years from the date when the fee simple determinable or the fee simple 
subject to a right of entry becomes possessory.  If the specified contingency occurs within 
the 30 years, the succeeding interest, which may be an interest in a person other than the 
individual creating the interest or that individual's heirs, becomes possessory or the right 
of entry exercisable notwithstanding the rule against perpetuities. 
2.  Contingency within period.  If a fee simple determinable in land or a fee simple 
in land subject to a right of entry for condition broken is so limited that the specified 
contingency must occur, if at all, within the period of the rule against perpetuities, the 
interests take effect as limited. 
3.  Not applicable to public, charitable or religious purposes; grant to State or 
political subdivision.  This section does not apply: 
A.  If both the fee simple determinable and the succeeding interest or both the fee 
simple and the right of entry are for public, charitable or religious purposes; or 
B.  To a deed, gift or grant to the State or any political subdivision of the State. 
§117.  Application of provisions 
This chapter applies to both legal and equitable interests. 
§118.  Supersession 
This chapter supersedes the rule of the common law known as the rule against 
perpetuities and it replaces chapter 5. 
Sec. B-3.  33 MRSA §1602-103, sub-§(b), as enacted by PL 1981, c. 699, is 
amended to read: 
(b)  Neither the rule against perpetuities nor the provisions of section 103 116, as it or 
its equivalent may be amended from time to time, may be applied to defeat any provision 
of the declaration, bylaws or rules and regulations adopted pursuant to section 1603-102, 
subsection (a), paragraph (1). 
PART C 
Sec. C-1.  1 MRSA §433, sub-§2-A, ¶D, as enacted by PL 2015, c. 250, Pt. D, 
§2, is amended to read: 
D.  Exceptions codified in the following Titles are scheduled to be reviewed by the 
review committee no later than 2023: 
(1)  Title 13; 
(2)  Title 13-B; 
(3)  Title 13-C; 
(4)  Title 14; 
(5)  Title 15; 
(6)  Title 16; 
(7)  Title 17; 
(8)  Title 17-A; 
(9)  Title 18-A 18-C; 
(10)  Title 18-B; 
(11)  Title 19-A; 
(12)  Title 20-A; and 
(13)  Title 21-A; 
Sec. C-2.  3 MRSA §704, as enacted by PL 1985, c. 507, §1, is amended to read: 
§704.  Beneficiaries under disability 
Any beneficiary who is entitled to make an election of benefits under subchapter V 5, 
but is not lawfully qualified to make that election, shall have that election made in his the 
beneficiary's behalf by the person authorized to do so by Title 18-A 18-C, Article V 5. 
Sec. C-3.  4 MRSA §253, as amended by PL 1979, c. 540, §7, is further amended 
to read: 
§253.  Jurisdiction in court where proceedings originate 
Subject to Title 18-A 18-C, sections 1-303 and 3-201, and except as otherwise 
provided in Title 18-A 18-C, sections 5-211 and 5-313 section 5-106, when a case is 
orginally within the jurisdiction of the probate court in 2 or more counties, the one which 
that first commences proceedings therein retains the same exclusively throughout.  The 
jurisdiction assumed in any case, except in cases of fraud, so far as it depends on the 
residence of any person or the locality or amount of property, shall may not be contested 
in any proceeding whatever, except on an appeal or removal from the probate court in the 
original case or when the want of jurisdiction appears on the same record. 
Sec. C-4.  4 MRSA §807, sub-§3, ¶I, as amended by PL 2001, c. 554, §1 and PL 
2003, c. 689, Pt. B, §6, is further amended to read: 
I.  A person who is not an attorney, but is representing the Department of Health and 
Human Services in a child support enforcement matter as provided by Title 14, 
section 3128-A, subsection 7; Title 18-A 18-C, section 5-204; and Title 19-A, section 
2361, subsection 10; 
Sec. C-5.  4 MRSA §807, sub-§3, ¶S, as amended by PL 2015, c. 195, §1, is 
further amended to read: 
S.  An individual who is the sole member of a limited liability company or is a 
member of a limited liability company that is owned by a married couple, registered 
domestic partners or an individual and that individual's issue as defined in Title 18-A 
18-C, section 1-201, subsection (21) 27 who is not an attorney but is appearing for 
that company in an action for forcible entry and detainer pursuant to Title 14, chapter 
709. 
Sec. C-6.  4 MRSA §1204, as enacted by PL 1983, c. 853, Pt. C, §§15 and 18, is 
amended to read: 
§1204.  Beneficiaries under disability 
Any beneficiary who is entitled to make an election of benefits under Subchapter V 
subchapter 5, but is not lawfully qualified to make that election, shall have that election 
made in his the beneficiary's behalf by the person authorized to do so by Title 18-A 18-C, 
Article V 5. 
Sec. C-7.  4 MRSA §1551, sub-§2, as enacted by PL 2013, c. 406, §1, is amended 
to read: 
2.  Guardian ad litem.  "Guardian ad litem" means a person appointed as the court's 
agent to represent the best interests of one or more children pursuant to Title 18-A 18-C, 
section 1-112 1-111, Title 19-A, section 1507 or Title 22, section 4005. 
Sec. C-8.  4 MRSA §1551, sub-§3, as enacted by PL 2013, c. 406, §1, is amended 
to read: 
3.  Best interests of the child.  "Best interests of the child" means an outcome that 
serves or otherwise furthers the health, safety, well-being, education and growth of the 
child.  In applying the standard of best interests of the child in Title 18-A 18-C and Title 
19-A cases, the relevant factors set forth in Title 19-A, section 1653, subsection 3 must be 
considered. 
Sec. C-9.  4 MRSA §1554, sub-§1, as enacted by PL 2013, c. 406, §1, is amended 
to read: 
1.  Role of guardian ad litem.  The court may appoint a guardian ad litem to provide 
information to assist the court in determining the best interests of the child involved in the 
determination of parental rights and responsibilities and guardianship of a minor under 
Title 18-A 18-C, in the determination of parental rights and responsibilities under Title 
19-A, section 904 or 1653 and in the determination of contact with grandparents under 
Title 19-A, section 1803. The court shall appoint a guardian ad litem in a child protection 
case under Title 22, chapter 1071. 
Sec. C-10.  4 MRSA §1555, sub-§1, as enacted by PL 2013, c. 406, §1, is 
amended to read: 
1.  Appointment of guardian ad litem.  In proceedings to determine parental rights 
and responsibilities and guardianship of a minor under Title 18-A 18-C and in contested 
proceedings pursuant to Title 19-A, section 904, 1653 or 1803 in which a minor child is 
involved, the court may appoint a guardian ad litem for the child when the court has 
reason for special concern as to the welfare of the child.  The court may appoint a 
guardian ad litem on the court's own motion, on the motion of one of the parties or upon 
agreement of the parties. 
A.  A court may appoint, without any findings, any person listed on the roster.  In 
addition, when a suitable guardian ad litem included on the roster is not available for 
appointment, a court may, for good cause shown and after consultation with the 
parties, appoint an attorney admitted to practice in this State who, after consideration 
by the court of all of the circumstances of the particular case, in the opinion of the 
appointing court has the necessary skills and experience to serve as a guardian ad 
litem.  For the purposes of this paragraph, good cause may include the appointment 
of a guardian ad litem on a pro bono basis. 
B.  In determining whether to make an appointment, the court shall consider: 
(1)  The wishes of the parties; 
(2)  The age of the child; 
(3)  The nature of the proceeding, including the contentiousness of the hearing; 
(4)  The financial resources of the parties; 
(5)  The extent to which a guardian ad litem may assist in providing information 
concerning the best interests of the child; 
(6)  Whether the family has experienced a history of domestic abuse; 
(7)  Abuse of the child by one of the parties; and 
(8)  Other factors the court determines relevant. 
Sec. C-11.  4 MRSA §1557, sub-§1, as enacted by PL 2013, c. 406, §1, is 
amended to read: 
1.  Rules.  The Supreme Judicial Court shall provide by rule for a complaint process 
concerning guardians ad litem appointed under Title 18-A 18-C, Title 19-A and Title 22 
that provides for at least the following: 
A.  The ability of a party to make a complaint before the final judgment as well as 
after the final judgment is issued; 
B.  Written instructions on how to make a complaint; 
C.  Clear criteria for making a complaint; 
D.  Transparent policies and procedures concerning the investigation of complaints 
and the provision of information to complainants; 
E.  A central database to log and track complaints; and 
F.  Policies and procedures for using complaints and investigations for 
recommending the removal of a guardian ad litem from a particular case or other 
consequences or discipline. 
Sec. C-12.  5 MRSA §12004-I, sub-§73-B, as enacted by PL 2009, c. 262, §1, is 
amended to read: 
73-B.    
Sec. C-13.  5 MRSA §17055, sub-§§1 and 2, as enacted by PL 1985, c. 801, §§5 
and 7, are amended to read: 
1.  Election of benefit.  If a beneficiary is not lawfully qualified to make an election, 
the election shall must be made for him the beneficiary by the person authorized to do so 
by Title 18-A 18-C, article V Article 5; and 
2.  Payment of benefit.  Payment of any benefit to an incapacitated person, as 
defined in Title 18-A 18-C, section 5-101 5-102, or a minor shall must be made in 
accordance with Title 18-A 18-C, article V Article 5. 
Sec. C-14.  5 MRSA §17953, sub-§4, ¶B, as amended by PL 1991, c. 469, §2, is 
further amended to read: 
B.  The benefits begin the first month after the death of the qualifying member and 
are payable to each dependent child, in accordance with Title 18-A 18-C, article V 
Article 5, until the end of the month in which the child no longer meets the definition 
of "dependent child" in section 17001, subsection 12. 
Sec. C-15.  5 MRSA §18553, sub-§4, ¶B, as amended by PL 1991, c. 469, §5, is 
further amended to read: 
B.  The benefits begin the first month after the death of the qualifying member and 
are payable to each dependent child, in accordance with Title 18-A 18-C, article V 
Article 5, until the end of the month in which the child no longer meets the definition 
of "dependent child" in section 17001, subsection 12. 
Sec. C-16.  5 MRSA §19507, sub-§4, ¶D, as enacted by PL 1989, c. 837, §1, is 
amended to read: 
Probate and Trust 
Law 
Probate and Trust 
Law Advisory 
Commission 
Not Authorized 
18-A   18-C MRSA 
§1-801 
D.  If the public guardian established under Title 18-A 18-C, article V Article 5, 
objects under paragraph B, the agency may petition the Probate Court that established 
the guardianship for permission to represent the person. 
Sec. C-17.  9-B MRSA §427, sub-§2, ¶C, as amended by PL 1979, c. 540, §9, is 
further amended to read: 
C.  Subject to the provisions of Title 18-A 18-C, section 6-111 6-222, upon the death 
or disability of any fiduciary, the value of such deposit or account may be paid, at the 
option of the institution, and in the absence of notice of the existence and terms of a 
trust, either to the executor, administrator, conservator or guardian of such fiduciary, 
or to any substituted fiduciary, or to the person, if any, who is designated on the 
records of the institution as the beneficiary of such deposit, if of the age of 15 years 
or upwards, or to the guardian or parent or person standing in loci parentis to such 
person if under the age of 15 years. Subject to the provisions of Title 18-A 18-C, 
section 6-112 6-226, the receipt or acquittance of any such person shall fully 
exonerate exonerates and discharge discharges the institution from all liability to any 
person having any interest in such deposit, and the institution shall is not be under 
any duty to see to the proper application of the trust property. 
Sec. C-18.  9-B MRSA §427, sub-§4, ¶A, as amended by PL 1979, c. 540, §10, 
is further amended to read: 
A.  When a deposit has been made or shall hereafter be is made in any financial 
institution authorized to do business in this State in the names of 2 or more persons, 
payable to either, or payable to either or the survivor, such deposit, or any part 
thereof, or the interest or dividends thereon may be paid to any or either of said 
persons, whether the other or others be living or not, or to the legal representative of 
the survivor of said persons if proofs of death are presented to the financial institution 
showing that the decedent was the last surviving party or if there is clear and 
convincing evidence that no right of survivorship was intended at the time the 
account was created. Subject to the provisions of Title 18-A 18-C, section 6-112 
6-226, the receipt or acquittance of the persons to whom said payment is so made 
shall be is a valid and sufficient release and discharge to such financial institution for 
any payment so made. 
Sec. C-19.  9-B MRSA §427, sub-§4, ¶B, as amended by PL 1979, c. 540, §11, 
is further amended to read: 
B.  All such deposits or accounts, whenever opened or issued, payable to either or the 
survivor including interest and dividends, in the name of the same persons in any 
financial institution within this State shall, in the absence of fraud or undue influence, 
upon the death of one of such persons, become the property of the parties as provided 
in Title 18-A 18-C, section 6-104 6-212. 
Sec. C-20.  9-B MRSA §427, sub-§8, ¶B, as enacted by PL 1979, c. 540, §12, is 
amended to read: 
B.  Notwithstanding the provisions of paragraph A, upon presentation of an affidavit 
under Title 18-A 18-C, section 3-1201, a financial institution shall pay the balance of 
any deposit or account left by a deceased depositor to the depositor's successor under 
the provisions of Title 18-A 18-C, sections 3-1201 and 3-1202. Such payments under 
this paragraph shall take precedence over payments under paragraph A to the extent 
of the balance of the deposits or accounts of the deceased depositor at the time the 
affidavit is presented. 
Sec. C-21.  9-B MRSA §427, sub-§10, as repealed and replaced by PL 2007, c. 
88, §1, is amended to read: 
10.  Adverse claim to deposit or account.  Except as provided in Title 11, section 
4-405, in Title 14, section 4751 and in Title 18-A 18-C, sections 6-107 6-102 and 6-112 
6-226, notice to a financial institution authorized to do business in this State of an adverse 
claim to a deposit or account standing on its books to the credit of any person is not 
effectual to cause that institution to recognize the adverse claimant, unless the adverse 
claimant either procures a restraining order, injunction or other appropriate process 
against the institution from a court of competent jurisdiction in a civil action to which the 
person to whose credit the deposit or account stands is made a party or executes to that 
institution, in a form and with sureties acceptable to the institution, a bond indemnifying 
the institution from all liability, loss, damage, costs and expenses for and on account of 
the payment of such adverse claim or the dishonor of checks or other orders of the person 
to whose credit the deposit or account stands on the books of the institution. 
This subsection does not apply to the creation, perfection or enforcement of a security 
interest in a deposit or account other than an assignment of a deposit or account in a 
consumer transaction as defined in Title 11, section 9-1102, subsection 26. 
Sec. C-22.  9-B MRSA §427, sub-§13, as enacted by PL 1979, c. 540, §13-A, is 
amended to read: 
13.  Notice on opening certain accounts.  A signature card or other document 
establishing a multiple-party account, as defined in Title 18-A 18-C, section 6-101 6-201, 
shall must contain a clear and conspicuous printed notice to the depositor that on his the 
depositor's death the balance in the account will belong to the surviving party. 
Sec. C-23.  9-B MRSA §473, sub-§2, ¶C, as enacted by PL 1997, c. 398, Pt. I, 
§41, is amended to read: 
C.  Assets held by a trustee, executor, administrator, guardian or other fiduciary may 
be invested in a common trust fund established under Title 18-A 18-C, section 7-501 
7-201; 
Sec. C-24.  9-B MRSA §476, sub-§1, ¶D, as enacted by PL 1997, c. 398, Pt. I, 
§41, is amended to read: 
D.  The court may appoint one or more guardians ad litem to represent the interests of 
a person: 
(1)  Entitled to receive notice pursuant to paragraph C, who is a minor or who is 
known by the petitioner or any transferor affiliate to be subject to any other 
disability, including confinement in a penal institution, and for whom no 
guardian, other than a transferor affiliate, has been appointed; 
(2)  Of whose estate a transferor affiliate is conservator and for whom no 
guardian, other than a transferor affiliate, has been appointed; and 
(3)  Whose identity or whereabouts is unknown. 
Title 18-A 18-C, section 1-403 governs in determining the propriety of any such 
appointments. 
Sec. C-25.  13 MRSA §732, sub-§5, as amended by PL 2015, c. 429, §3, is 
further amended to read: 
5.  Legal guardian or personal representative of deceased or incapacitated 
dentist.  For the purposes of this chapter, the legal guardian or personal representative of 
a dentist licensed under Title 32, chapter 143 may contract with another dentist to 
continue the operations of the practice of the deceased or incapacitated dentist for a 
period of up to 24 months after the death or incapacitation of the dentist or until the 
practice is sold, whichever occurs first.  For purposes of this subsection, "personal 
representative" has the same meaning as in Title 18-A 18-C, section 1-201, subsection 30 
40. 
Sec. C-26.  13 MRSA §732, sub-§6, as enacted by PL 2013, c. 46, §1, is amended 
to read: 
6.  Legal guardian or personal representative of deceased or incapacitated 
veterinarian.  For the purposes of this chapter, the legal guardian or personal 
representative of a veterinarian licensed under Title 32, chapter 71-A may contract with 
another veterinarian to continue the operations of the practice of the deceased or 
incapacitated veterinarian for a period of up to 24 months after the death or incapacitation 
of the veterinarian or until the practice is sold, whichever occurs first. For purposes of 
this subsection, "personal representative" has the same meaning as in Title 18-A 18-C, 
section 1-201, subsection 30 40. 
Sec. C-27.  13-C MRSA §1501, sub-§2, ¶L, as enacted by PL 2001, c. 640, Pt. 
A, §2 and affected by Pt. B, §7, is amended to read: 
L.  Engaging as a trustee in those actions defined by Title 18-A 18-C, section 7-105 
7-103 as not in themselves requiring local qualification of a foreign corporate trustee; 
or 
Sec. C-28.  14 MRSA §6303, as amended by PL 1979, c. 540, §24, is further 
amended to read: 
§6303.  Death of mortgagor or successor 
If a person entitled to redeem a mortgaged estate or an equity of redemption which 
that has been sold on execution, or the right to redeem such right, or the right to redeem 
lands set off on execution, dies without having made a tender for that purpose, a tender 
may be made and an action for redemption commenced and prosecuted by his the 
person's personal representative, or by his the person's heirs or devisees subject to the 
authority of the personal representative over the administration of the estate under Title 
18-A 18-C, sections 3-709 and 3-711.  If the plaintiff in such action dies pending the 
action, it may be prosecuted to final judgment by his the plaintiff's personal 
representative, or by his the plaintiff's heirs or devisees subject to the same authority of 
the personal representative.  When a mortgagor resides out of the State, any person may, 
in his the mortgagor's behalf, tender to the holder of the mortgage the amount due 
thereon.  The tender shall be is as effectual as if made by the mortgagor. 
Sec. C-29.  14 MRSA §8104-C, as enacted by PL 1987, c. 740, §4, is amended to 
read: 
§8104-C.  Wrongful death action 
Subject to any immunity provided by this chapter or otherwise provided by law, 
actions for the death of a person brought by the personal representatives of the deceased 
person against a governmental entity or employee shall must be brought in the same 
manner that is provided for similar actions in Title 18-A 18-C, section 2-804 2-807, and 
amounts recovered shall must be disposed of as required in that section; provided, except 
that the limitations of sections 8104-D and 8105 shall apply. 
Sec. C-30.  15 MRSA §321, sub-§1, as amended by PL 2003, c. 672, §1, is 
further amended to read: 
1.  Definition.  For purposes of this section, "family or household members" means 
spouses or domestic partners or former spouses or former domestic partners, individuals 
presently or formerly living as spouses, natural parents of the same child, adult household 
members related by consanguinity or affinity or minor children of any household member 
when the offender is an adult household member. Holding oneself out to be a spouse is 
not necessary to constitute "living as spouses."  For purposes of this subsection, 
"domestic partners" has the same meaning as in Title 18-A 18-C, section 1-201, 
subsection (10-A) 14. 
Sec. C-31.  16 MRSA §651, as amended by PL 1979, c. 540, §24-B, is further 
amended to read: 
§651.  Rules of evidence 
The rules of evidence in special proceedings of a civil nature, such as before referees, 
auditors and county commissioners, are the same as provided for civil actions. The rules 
of evidence in courts of probate are as provided in Title 18-A 18-C, section 1-107 1-106. 
Sec. C-32.  17-A MRSA §553-A, sub-§1, ¶¶A and B, as enacted by PL 2015, 
c. 233, §1, are amended to read: 
A.  Is the parent of a child or is a person whose consent is required pursuant to Title 
18-A 18-C, section 9-302 and, in return for placing that child for adoption, 
intentionally or knowingly solicits or receives monetary payment or other valuable 
consideration that is not authorized by Title 18-A 18-C, section 9-306; or 
B.  With the intent of adopting a child, intentionally or knowingly provides, or offers 
to provide, the parent of that child or the person whose consent is required pursuant 
to Title 18-A 18-C, section 9-302 with monetary payment or other valuable 
consideration that is not authorized by Title 18-A 18-C, section 9-306. 
Sec. C-33.  18 MRSA §4163-A, as corrected by RR 2001, c. 2, Pt. B, §37 and 
affected by §58, is amended to read: 
§4163-A.  Corporation; application 
Nothing in sections 4161 to 4163 or this section requires any corporation to file an 
application pursuant to sections 4161 to 4163 or this section if the corporation is deemed 
not to be doing business in this State under Title 13-C, section 1501 and Title 18-A 18-C, 
section 7-105 7-103. 
Sec. C-34.  19-A MRSA §701, sub-§3, as amended by PL 2011, c. 542, Pt. A, 
§20, is further amended to read: 
3.  Persons legally determined to be incapacitated under the law.  A person who 
has been found to be an incapacitated person, as defined in Title 18-A 18-C, section 
5-101 5-102, subsection (1) 5, by a court of competent jurisdiction and for whom a 
guardian or limited guardian has been appointed may not contract marriage without the 
approval of the appointed guardian.  For persons under limited guardianship, this 
subsection applies only if the court has granted the specific power to contract for 
marriage to the guardian. 
Sec. C-35.  19-A MRSA §902, sub-§1, ¶J, as enacted by PL 2005, c. 594, §3, is 
amended to read: 
J.  A judicial determination has been made that one of the parties is an incapacitated 
person, as defined in Title 18-A 18-C, section 5-101 5-102, for whom a guardian with 
full powers has been appointed, other than a temporary guardian appointed pursuant 
to Title 18-A 18-C, section 5-310-A sections 5-312 and 5-313. 
Sec. C-36.  19-A MRSA §1802, sub-§1, as amended by PL 2015, c. 296, Pt. C, 
§19 and affected by Pt. D, §1, is further amended to read: 
1.  Grandparent.  "Grandparent" is a parent of a child's parent.  "Grandparent" 
includes a parent of a child's parent whose parental rights have been terminated pursuant 
to Title 18-A 18-C, section 9-204 or Title 22, chapter 1071, subchapter 6, but only until 
the child's adoption. 
Sec. C-37.  19-A MRSA §1851, sub-§2, as enacted by PL 2015, c. 296, Pt. A, §1 
and affected by Pt. D, §1, is amended to read: 
2.  Adoption.  Adoption of the child pursuant to Title 18-A 18-C, Article 9; 
Sec. C-38.  19-A MRSA §2002, as amended by PL 1999, c. 46, §2, is further 
amended to read: 
§2002.  Application 
Notwithstanding any other provisions of law, this chapter applies to a court action or 
administrative proceeding in which a child support order is issued or modified under Title 
18-A 18-C, section 5-204, this Title or Title 22 and to any court action or administrative 
proceeding in which past support is awarded. 
Sec. C-39.  21-A MRSA §601, sub-§2, ¶B-1, as enacted by PL 2007, c. 455, 
§18, is amended to read: 
B-1.  The candidate's name listed on the ballot must be the one approved by the 
Probate Court, pursuant to Title 18-A 18-C, section 1-701, or, in the absence of an 
applicable court order, the name consistently used by the candidate during the past 2 
years in filings with governmental agencies and in the transaction of public business, 
including without limitation transactions relating to voter registration; motor vehicle 
registrations; driver licenses; a passport; professional licenses; local, state or federal 
permits of any kind; public benefit programs; and veterans' benefits and social 
security. If requested by the Secretary of State when there is a question concerning 
which name should be listed on the ballot, it is the obligation of the candidate to 
provide documentation to demonstrate consistent use of a particular name. 
Sec. C-40.  22 MRSA §14, sub-§2-I, ¶B, as amended by PL 2003, c. 20, Pt. K, 
§2, is further amended to read: 
B.  The amount of MaineCare benefits paid and recoverable under this subsection is a 
claim against the estate of the deceased recipient. 
(1)  As to assets of the recipient included in the probated estate, this claim may be 
enforced pursuant to Title 18-A 18-C, Article 3, Part 8. 
(2)  As to assets of the recipient not included in the probated estate, this claim 
may be enforced by filing a claim in any court of competent jurisdiction. 
Sec. C-41.  22 MRSA §14, sub-§2-I, ¶F, as amended by PL 2009, c. 150, §3, is 
further amended to read: 
F.  As used in this subsection, unless the context otherwise indicates, the term 
"estate" means: 
(1)  All real and personal property and other assets included in the recipient's 
estate, as defined in Title 18-A 18-C, section 1-201; and 
(2)  Any other real and personal property and other assets in which the recipient 
had any legal interest at the time of death, to the extent of that interest, including 
assets conveyed to a survivor, heir or assign of the deceased recipient through 
tenancy in common, survivorship, life estate, living trust, joint tenancy in 
personal property or other arrangement but not including joint tenancy in real 
property. 
Sec. C-42.  22 MRSA §1711-B, sub-§3, ¶D, as amended by PL 2015, c. 370, §2, 
is further amended to read: 
D.  The agent, guardian or surrogate pursuant to the Uniform Health-care Health Care 
Decisions Act; or 
Sec. C-43.  22 MRSA §1711-C, sub-§1, ¶A, as amended by PL 2009, c. 292, §3 
and affected by §6, is further amended to read: 
A.  "Authorized representative of an individual" or "authorized representative" means 
an  individual's legal guardian; agent pursuant to Title 18-A 18-C, section 5-802 
5-703; agent pursuant to Title 18-A 18-C, Article 5, Part 9 8; or other authorized 
representative or, after death, that person's personal representative or a person 
identified in subsection 3-B.  For a minor who has not consented to health care 
treatment in accordance with the provisions of state law, "authorized representative" 
means the minor's parent, legal guardian or guardian ad litem. 
Sec. C-44.  22 MRSA §1711-G, sub-§§2, 3 and 7, as enacted by PL 2015, c. 
370, §6, are amended to read: 
2.  Designation of lay caregiver.  In accordance with this subsection, a hospital 
licensed under chapter 405, but not a private mental hospital as described in chapter 404, 
shall allow for the designation of a lay caregiver to provide aftercare to a patient. 
A.  For a patient with capacity to make health-care health care decisions, as described 
in Title 18-A 18-C, Article 5, Part 8 7, the hospital shall provide the patient with at 
least one opportunity to designate a lay caregiver following the patient's admission to 
the hospital, or observation at the hospital for a period that includes midnight of at 
least one calendar day, and prior to the patient's discharge. 
B.  For a patient without capacity to make health-care health care decisions, as 
described in Title 18-A 18-C, Article 5, Part 8 7, the hospital shall provide the 
patient's legal guardian, agent or surrogate who is reasonably available and acting 
pursuant to Title 18-A 18-C, Article 5, Part 8 7 with at least one opportunity to 
designate a lay caregiver following the patient's admission to the hospital, or 
observation at the hospital for a period that includes midnight of at least one calendar 
day, and prior to the patient's discharge. 
C.  The hospital shall document the designation of a lay caregiver under this 
subsection in the patient's medical record, including the lay caregiver's name, 
relationship to the patient, telephone number, address and any other contact 
information as provided.  If the patient or the patient's legal guardian, agent or 
surrogate who is reasonably available and acting pursuant to Title 18-A 18-C, Article 
5, Part 8 7 declines to designate a lay caregiver, the hospital shall document that 
decision in the patient's medical record and that documentation constitutes 
compliance by the hospital with the requirements of this section.  A designated lay 
caregiver may be removed or changed by the patient or the patient's legal guardian, 
agent or surrogate at any time, so long as the change or removal is documented by the 
hospital in the patient's medical record. 
D.  Designation of a lay caregiver under this subsection by the patient or the patient's 
legal guardian, agent or surrogate who is reasonably available and acting pursuant to 
Title 18-A 18-C, Article 5, Part 8 7 is optional.  A designated lay caregiver is not 
obligated under this section to perform any aftercare tasks for the patient. 
3.  Written consent.  If a lay caregiver is designated under subsection 2, the hospital 
shall request that the patient or the patient's legal guardian, agent or surrogate who is 
reasonably available and acting pursuant to Title 18-A 18-C, Article 5, Part 8 7 provide 
written consent to release medical information regarding the scope of care to the patient's 
designated lay caregiver to carry out the purposes of this section.  Written consent under 
this subsection must be provided pursuant to the hospital's established procedures for 
releasing personal health information and in compliance with state and federal law. 
7.  Noninterference with health care directives.  The provisions of this section may 
not be construed to interfere with the rights of an agent of a patient operating under a 
valid health care directive under Title 18-A 18-C, Article 5, Part 8 7. 
Sec. C-45.  22 MRSA §1826, sub-§2, ¶I, as amended by PL 2015, c. 247, §1, is 
further amended to read: 
I.  No contract or agreement may contain a provision that provides for the payment of 
attorney's fees or any other cost of collecting payments from the resident, except that 
attorney's fees and costs may be collected against any agent under a power of 
attorney who breaches the agent's duties as set forth in section 1826-A or Title 18-A 
18-C, section 5-914 5-814 or against a conservator appointed under Title 18-A 18-C, 
section 5-404 5-403 for breach of the conservator's duties. 
Sec. C-46.  22 MRSA §2765, sub-§1, ¶A, as amended by PL 1995, c. 694, Pt. D, 
§30 and affected by Pt. E, §2, is further amended to read: 
A.  A certificate of adoption as provided in Title 18-A 18-C, section 9-304, or a 
certified copy of the decree of adoption along with the information necessary to 
identify the original certificate and establish the new certificate of birth, except that a 
new certificate may not be established if so requested by the adopting parents or the 
adopted person if the adopted person is at least 18 years of age; 
Sec. C-47.  22 MRSA §2765, sub-§1-A, ¶A, as amended by PL 1995, c. 694, Pt. 
D, §31 and affected by Pt. E, §2, is further amended to read: 
A.  A certificate of adoption as provided in Title 18-A 18-C, section 9-304; and 
Sec. C-48.  22 MRSA §2843-A, sub-§9, as enacted by PL 1993, c. 609, §1, is 
amended to read: 
9.  Application.  This section does not apply to the disposition of the remains of a 
deceased person under chapter 709.  This section does not diminish or otherwise alter the 
authority of a medical examiner or other official authorized under chapter 711.  This 
section does not alter the rights and obligations of the decedent's next of kin under Title 
18-A 18-C. 
Sec. C-49.  22 MRSA §2848, first ¶, as enacted by PL 2015, c. 193, §2, is 
amended to read: 
When a death is presumed to have occurred in the State but the body has not been 
located, the State Registrar of Vital Statistics shall register a death in accordance with this 
section upon receipt of a certified copy of an order of a court issued in accordance with 
Title 18-A 18-C, section 1-107 1-106, subsection (3) 5. 
Sec. C-50.  22 MRSA §3173-E, as enacted by PL 1993, c. 410, Pt. FF, §9, is 
amended to read: 
§3173-E.  Treatment of joint bank accounts in Medicaid eligibility determinations 
When determining eligibility for Medicaid, the department shall establish ownership 
of joint bank accounts in accordance with Title 18-A 18-C, section 6-103 6-211, 
subsection (a) 2.  If the department determines that funds were withdrawn from a joint 
account without the consent of the applicant and the applicant owned the funds, the 
person to whom the funds were transferred is a liable 3rd party and the department shall 
pursue recovery of the funds in accordance with section 14.  The department shall adopt 
rules to implement this section. 
Sec. C-51.  22 MRSA §3472, sub-§10, as amended by PL 2003, c. 653, §2, is 
further amended to read: 
10.  Incapacitated adult.  "Incapacitated adult" means any an adult who is impaired 
by reason of mental illness, mental deficiency, physical illness or disability to the extent 
that that individual lacks sufficient understanding or capacity to unable to receive and 
evaluate information or make or communicate responsible informed decisions concerning 
that individual's person, or to the extent the adult can not effectively manage or apply that 
individual's estate to necessary ends to such an extent that the adult lacks the ability to 
meet essential requirements for physical health, safety or self-care, even with reasonably 
available appropriate technological assistance. 
Sec. C-52.  22 MRSA §3472, sub-§12, as amended by PL 2003, c. 653, §2, is 
further amended to read: 
12.  Protective services.  "Protective services" means services that separate 
incapacitated or dependent adults from danger.  Protective services include, but are not 
limited to, social, medical and psychiatric services necessary to preserve the incapacitated 
or dependent adult's rights and resources and to maintain the incapacitated or dependent 
adult's physical and mental well-being.  
Protective services may include seeking guardianship or a protective order under Title 
18-A 18-C, Article 5. 
Sec. C-53.  22 MRSA §3473, sub-§2, ¶C, as enacted by PL 1981, c. 527, §2, is 
amended to read: 
C.  Petition for guardianship or a protective order under Title 18-A 18-C, Article 5, 
when all less restrictive alternatives have been tried and have failed to protect the 
incapacitated adult. 
Sec. C-54.  22 MRSA §3481, sub-§2, as amended by PL 1993, c. 652, §8, is 
further amended to read: 
2.  Consent refused.  When a private guardian or conservator of an incapacitated 
adult who consents to the receipt of protective services refuses to allow those services to 
be provided to the incapacitated adult, the department may petition the Probate Court for 
removal of the guardian pursuant to Title 18-A 18-C, section 5-307 5-318, or for removal 
of the conservator pursuant to Title 18-A 18-C, section 5-415 5-110. When a caretaker or 
guardian of an incapacitated adult who consents to the receipt of protective services 
refuses to allow those services to be provided to the incapacitated adult, the department 
may petition the Probate Court for temporary guardianship pursuant to Title 18-A 18-C, 
section 5-310-A sections 5-312 and 5-313 or for a protective arrangement pursuant to 
Title 18-A 18-C, section 5-409 5-412. 
Sec. C-55.  22 MRSA §3482, as enacted by PL 1981, c. 527, §2, is amended to 
read: 
§3482.  Providing for protective services to incapacitated adults who lack the 
capacity to consent 
If the department reasonably determines that an incapacitated adult is being abused, 
neglected or exploited and lacks capacity to consent to protective services, the department 
may petition the Probate Court for guardianship or conservatorship, in accordance with 
Title 18-A 18-C, section 5-601. The petition must allege specific facts sufficient to show 
that the incapacitated adult is in need of protective services and lacks capacity to consent 
to them. 
Sec. C-56.  22 MRSA §3483, sub-§1, as amended by PL 1993, c. 652, §9, is 
further amended to read: 
1.  Action.  When the court has exercised the power of a guardian or has appointed 
the department temporary guardian pursuant to Title 18-A 18-C, section 5-310-A sections 
5-312 and 5-313, and the ward or a caretaker refuses to relinquish care and custody to the 
court or to the department, then at the request of the department, a law enforcement 
officer may take any necessary and reasonable action to obtain physical custody of the 
ward for the department. Necessary and reasonable action may include entering public or 
private property with a warrant based on probable cause to believe that the ward is there. 
Sec. C-57.  22 MRSA §3765, as enacted by PL 1997, c. 530, Pt. A, §16, is 
amended to read: 
§3765.  Payments to guardian or conservator 
When a relative with whom a child is living is found by the department to be 
incapable of taking care of the child's money, payment may be made only to a legally 
appointed guardian or conservator and, notwithstanding Title 18-A 18-C, Article V 5, 
Part 4, in the matter of infirmities of age or physical disability to manage the child's estate 
with prudence and understanding, the Probate Court may appoint any suitable person as a 
conservator. 
Sec. C-58.  22 MRSA §4005-E, sub-§1, as amended by PL 2007, c. 371, §2, is 
further amended to read: 
1.  Grandparent visitation and access.  A grandparent who is designated as an 
interested person or a participant under section 4005-D or who has been granted 
intervenor status under the Maine Rules of Civil Procedure, Rule 24 may request the 
court to grant reasonable rights of visitation or access.  When a child is placed in a 
prospective adoptive home and the prospective adoptive parents have signed an adoptive 
placement agreement, a grandparent's right to contact or have access to the child that was 
granted pursuant to this chapter is suspended.  If the adoption is not final within 18 
months of adoptive placement, then the grandparent whose rights of contact or access 
were suspended pursuant to this subsection may resume, as a matter of right and without 
further court order, contact with the child in accordance with the order granting that 
contact or access, unless the court determines after a hearing that the contact is not in the 
child's best interests.  A grandparent's rights of visitation or access terminate when the 
adoption is finalized pursuant to Title 18-A 18-C, section 9-308.  Nothing in this section 
prohibits prospective adoptive parents from independently facilitating or permitting 
contact between a child and a grandparent, especially when a court has previously 
ordered rights of contact. 
Sec. C-59.  22 MRSA §4008, sub-§3, ¶B, as amended by PL 1995, c. 694, Pt. D, 
§38 and affected by Pt. E, §2, is further amended to read: 
B.  A court on its finding that access to those records may be necessary for the 
determination of any issue before the court or a court requesting a home study from 
the department pursuant to Title 18-A 18-C, section 9-304 or Title 19-A, section 905.  
Access to such a report or record is limited to counsel of record unless otherwise 
ordered by the court.  Access to actual reports or records is limited to in camera 
inspection, unless the court determines that public disclosure of the information is 
necessary for the resolution of an issue pending before the court; 
Sec. C-60.  22 MRSA §4008, sub-§3, ¶G, as amended by PL 2003, c. 673, Pt. Z, 
§2, is further amended to read: 
G.  The prospective adoptive parents.  Prior to a child being placed for the purpose of 
adoption, the department shall comply with the requirements of Title 18-A 18-C, 
section 9-304, subsection (b) 3 and section 8205; 
Sec. C-61.  22 MRSA §4031, sub-§1, ¶D, as amended by PL 1995, c. 694, Pt. D, 
§40 and affected by Pt. E, §2, is further amended to read: 
D.  The District Court has jurisdiction over judicial reviews transferred to the District 
Court pursuant to Title 18-A 18-C, section 9-205. 
Sec. C-62.  22 MRSA §4037, sub-§1, as enacted by PL 2015, c. 187, §1, is 
amended to read: 
1.  Adoption.  Custody does not include the right to initiate adoption proceedings 
without parental consent, except as provided under Title 18-A 18-C, section 9-302. 
Sec. C-63.  22 MRSA §4038-A, as amended by PL 2005, c. 372, §5, is further 
amended to read: 
§4038-A.  Transfer to District Court 
If a case is transferred to the District Court pursuant to Title 18-A 18-C, section 
9-205, the court shall conduct a hearing and enter a dispositional order using the same 
standards as set forth in section 4036.  The court after the hearing and entering of a 
dispositional order shall conduct reviews in accordance with section 4038 and 
permanency planning hearings in accordance with section 4038-B. 
Sec. C-64.  22 MRSA §4038-B, sub-§4, ¶A, as enacted by PL 2005, c. 372, §6, 
is amended to read: 
A.  The permanency plan must determine whether and when, if applicable, the child 
will be: 
(1)  Returned to a parent. Before the court may enter an order returning the 
custody of the child to a parent, the parent must show that the parent has carried 
out the responsibilities set forth in section 4041, subsection 1-A, paragraph B; 
that to the court's satisfaction the parent has rectified and resolved the problems 
that caused the removal of the child from home and any subsequent problems that 
would interfere with the parent's ability to care for the child and protect the child 
from jeopardy; and that the parent can protect the child from jeopardy; 
(2)  Placed for adoption, in which case the department shall file a petition for 
termination of parental rights; 
(3)  Cared for by a permanency guardian, as provided in section 4038-C, or a 
guardian appointed by the Probate Court pursuant to Title 18-A 18-C, sections 
5-204 to 5-206 and 5-207; 
(4)  Placed with a fit and willing relative; or 
(5)  Placed in another planned permanent living arrangement.  The District Court 
may adopt another planned permanent living arrangement as the permanency 
plan for the child only after the department has documented to the court a 
compelling reason for determining that it would not be in the best interests of the 
child to be returned home, be referred for termination of parental rights or be 
placed for adoption, be cared for by a permanency guardian or be placed with a 
fit and willing relative. 
Sec. C-65.  22 MRSA §4038-C, sub-§2, as enacted by PL 2005, c. 372, §6, is 
amended to read: 
2.  Powers and duties of permanency guardian.  A permanency guardian has all of 
the powers and duties of a guardian of a minor pursuant to Title 18-A 18-C, section 5-209 
sections 5-207 and 5-208. 
Sec. C-66.  22 MRSA §4038-E, sub-§7, ¶A, as amended by PL 2013, c. 267, Pt. 
B, §20, is further amended to read: 
A.  The department may, pursuant to rules adopted pursuant to Title 18-A 18-C, 
section 9-304, subsection (a-2) 2, request a background check for each permanency 
guardian. The background check must include criminal history record information 
obtained from the Maine Criminal Justice Information System and the Federal 
Bureau of Investigation. 
(1)  The criminal history record information obtained from the Maine Criminal 
Justice Information System must include a record of public criminal history 
record information as defined in Title 16, section 703, subsection 8. 
(2)  The criminal history record information obtained from the Federal Bureau of 
Investigation must include other state and national criminal history record 
information. 
(3)  Each permanency guardian of the child shall submit to having fingerprints 
taken.  The State Police, upon receipt of the fingerprint card, may charge the 
department for the expenses incurred in processing state and national criminal 
history record checks.  The State Police shall take or cause to be taken the 
applicant's fingerprints and shall forward the fingerprints to the State Bureau of 
Identification so that the bureau can conduct state and national criminal history 
record checks. Except for the portion of the payment, if any, that constitutes the 
processing fee charged by the Federal Bureau of Investigation, all money 
received by the State Police for purposes of this paragraph must be paid over to 
the Treasurer of State.  The money must be applied to the expenses of 
administration incurred by the Department of Public Safety. 
(4)  The subject of a Federal Bureau of Investigation criminal history record 
check may obtain a copy of the criminal history record check by following the 
procedures outlined in 28 Code of Federal Regulations, Sections 16.32 and 16.33.  
The subject of a state criminal history record check may inspect and review the 
criminal history record information pursuant to Title 16, section 709. 
(5)  State and federal criminal history record information may be used by the 
department for the purpose of screening each permanency guardian in 
determining whether the adoption is in the best interests of the child. 
(6)  Information obtained pursuant to this paragraph is confidential.  The results 
of background checks received by the department are for official use only and 
may not be disseminated outside the department except to a court considering an 
adoption petition under this section. 
Sec. C-67.  22 MRSA §4051, as corrected by RR 1997, c. 2, §48, is amended to 
read: 
§4051.  Venue 
A petition for termination of parental rights must be brought in the court that issued 
the final protection order. The court, for the convenience of the parties or other good 
cause, may transfer the petition to another district or division. A petition for termination 
of parental rights may also be brought in a Probate Court as part of an adoption 
proceeding as provided in Title 18-A 18-C, article IX Article 9, when a child protective 
proceeding has not been initiated. 
Sec. C-68.  22 MRSA §4055, sub-§1, ¶A, as amended by PL 2001, c. 696, §35, 
is further amended to read: 
A.  One of the following conditions has been met: 
(1)  Custody has been removed from the parent under: 
(a)  Section 4035 or 4038; 
(b)  Title 19-A, section 1502 or 1653; 
(c)  Section 3792 prior to the effective date of this chapter; or 
(d)  Title 15, section 3314, subsection 1, paragraph C-1; or 
(2)  The petition has been filed as part of an adoption proceeding in Title 18-A 
18-C, article IX Article 9; and 
Sec. C-69.  22 MRSA §4065, as amended by PL 1981, c. 470, Pt. A, §102, is 
further amended to read: 
§4065.  Department's responsibility after death of committed child 
If a child in the custody of the department dies, the department shall arrange and pay 
for a decent burial for the child. If administration of the deceased child's estate is not 
commenced, within 60 days after the date of death, by an heir or a creditor, then the 
department may petition the Probate Court to appoint an administrator and settle the 
estate of the deceased child pursuant to Title 18-A 18-C. 
Sec. C-70.  22 MRSA §4171, sub-§1, ¶A, as amended by PL 1995, c. 694, Pt. D, 
§49 and affected by Pt. E, §2, is further amended to read: 
A.  Finding adoptive families for children for whom state assistance is desirable, 
pursuant to the Adoption Assistance Program established in Title 18-A 18-C, article 
IX Article 9, Part 4, and assuring the protection of the interests of the children 
affected during the entire assistance period, require special measures when the 
adoptive parents move to other states or are residents of another state; and 
Sec. C-71.  22 MRSA §5106, sub-§2, ¶E, as amended by PL 2011, c. 657, Pt. 
BB, §9, is further amended to read: 
E.  Conducting a continuous evaluation of the impact, quality and value of facilities, 
programs and services, including their administrative adequacy and capacity. 
Activities operated by or with the assistance of the State and the Federal Government 
must be evaluated. Activities to be included, but to which the department is not 
limited, are those relating to education, employment and vocational services, income, 
health, housing, transportation, community, social, rehabilitation, protective services 
and public guardianship or conservatorship for older people and incapacitated and 
dependent adults and programs such as the supplemental security income program, 
Medicare, Medicaid, property tax refunds and the setting of standards for the 
licensing of nursing, intermediate care and boarding homes. Included are activities as 
authorized by this and so much of the several Acts and amendments to them enacted 
by the people of the State and those authorized by United States Acts and 
amendments to them such as the: 
(1)  Elderly Householders Tax and Rent Refund Act of 1971; 
(2)  Priority Social Services Act of 1973; 
(3)  Chapter 470 of the public laws of 1969 creating the State Housing Authority; 
(4)  United States Social Security Act of 1935; 
(5)  United States Housing Act of 1937; 
(6)  United States Older Americans Act of 1965; 
(7)  United States Age Discrimination Act of 1967; 
(8)  Home Based Care Act of 1981; 
(9)  Congregate Housing Act of 1979; 
(10)  Adult Day Care Services Act of 1983; 
(11)  Adult Day Care Licensing Act of 1987; 
(12)  Adult Protective Services Act of 1981;  
(13)  The Maine Uniform Probate Code, Title 18-A 18-C; 
(14)  The Americans with Disabilities Act of 1990; 
(15)  The Developmental Disabilities Assistance and Bill of Rights Act of 2000; 
and 
(16)  The ADA Amendments Act of 2008; 
Sec. C-72.  22 MRSA §8621, sub-§6, as amended by PL 2009, c. 292, §4 and 
affected by §6, is further amended to read: 
6.  Durable health care power of attorney.  "Durable health care power of attorney" 
has the same meaning as "power of attorney for health care" contained in Title 18-A 
18-C, section 5-801 5-702. 
Sec. C-73.  23 MRSA §3655, as amended by PL 1979, c. 663, §138, is further 
amended to read: 
§3655.  Personal injury actions; limitations; damages; notice 
Whoever A person who receives any bodily injury or suffers damage in his the 
person's property through any defect or want of repair or sufficient railing in any 
highway, town way, causeway or bridge may recover for the same in a civil action, to be 
commenced within one year from the date of receiving such injury or suffering damage, 
of the county or town obliged by law to repair the same, if the commissioners of such 
county or the municipal officers or road commissioners of such town or any person 
authorized by any commissioner of such county or any municipal officer or road 
commissioner of such town to act as a substitute for either of them had 24 hours' actual 
notice of the defect or want of repair, but not exceeding $6,000 in case of a town.  If the 
sufferer had notice of the condition of such way previous to the time of the injury, he the 
sufferer cannot recover of a town unless he the sufferer has previously notified one of the 
municipal officers of the defective condition of such way.  Any person who sustains 
injury or damage or some person in his the person's behalf shall, within 180 days 
thereafter, notify one of the county commissioners of such county or of the municipal 
officers of such town by letter or otherwise, in writing, setting forth his the person's claim 
for damages and specifying the nature of his the person's injuries and the nature and 
location of the defect which that caused such injury.  If the life of any person is lost 
through such deficiency, his the person's executors or administrators may recover of such 
county or town liable to keep the same in repair, in a civil action, brought for the benefit 
of the estate of the deceased, such sum as the jury may deem determine reasonable as 
damages, if the parties liable had said notice of the deficiency which that caused the loss 
of life. In any action against a town for damages for loss of life permitted under this 
section, the claim for and award of damages, including costs, against a town and its 
employees shall must be disposed of as provided under Title 18-A 18-C, section 2-804 
2-807, but shall may not exceed $25,000 for each claim and $300,000 for any and all 
claims arising out of a single occurrence.  No damages for the loss of comfort, society 
and companionship of the deceased shall may be allowed in an action under this section.  
At the trial of any such action the court may, on motion of either party, order a view of 
the premises where the defect or want of repair is alleged when it would materially aid in 
a clear understanding of the case. 
Sec. C-74.  24-A MRSA §2208, sub-§1, ¶A, as enacted by PL 1997, c. 677, §3 
and affected by §5, is amended to read: 
A.  A consumer's spouse, family member or other authorized individual may sign the 
disclosure authorization form if: 
(1) The individual is acting under a valid written power of attorney or acting 
pursuant to the Uniform Health-care Health Care Decisions Act; or 
(2) The individual is the consumer's parent or legal guardian, in which case the 
authorization is valid only insofar as that parent or legal guardian has the 
exclusive authority to consent for the health care services received by a minor for 
which the authorization for payment is sought and only as to those disclosures 
when the holder of the information can reasonably infer that the parent's or legal 
guardian's interest in disclosure is not adverse to the consumer's; or 
Sec. C-75.  24-A MRSA §4313, sub-§14, as enacted by PL 1999, c. 742, §19, is 
amended to read: 
14.  Wrongful death action.  Notwithstanding subsection 13, an enrollee or an 
enrollee's authorized representative may bring a cause of action against a carrier for its 
health care treatment decisions to seek a remedy under either this section or under Title 
18-A 18-C, section 2-804 2-807, but may not seek remedies under both this section and 
Title 18-A 18-C, section 2-804 2-807. 
Sec. C-76.  25 MRSA §1542-A, sub-§1, ¶I, as amended by PL 2015, c. 300, Pt. 
B, §1, is further amended to read: 
I.  Who is a prospective adoptive parent not the biological parent as required under 
Title 18-A 18-C, section 9-304, subsection (a-1) 1;  
Sec. C-77.  25 MRSA §1542-A, sub-§3, ¶H, as enacted by PL 2001, c. 52, §7, is 
amended to read: 
H.  The State Police shall take or cause to be taken the fingerprints of the person 
named in subsection 1, paragraph I, at the request of that person and upon payment of 
the expenses specified under Title 18-A 18-C, section 9-304, subsection (a-1) 1, 
paragraph (2) B, subparagraph (iii) (3). 
Sec. C-78.  25 MRSA §2003, sub-§1, ¶D, as amended by PL 2011, c. 298, §7, is 
further amended to read: 
D.  Submits an application that contains the following: 
(1)  Full name; 
(2)  Full current address and addresses for the prior 5 years; 
(3)  The date and place of birth, height, weight, color of eyes, color of hair, sex 
and race; 
(4)  A record of previous issuances of, refusals to issue and revocations of a 
permit to carry concealed firearms, handguns or other concealed weapons by any 
issuing authority in the State or any other jurisdiction.  The record of previous 
refusals alone does not constitute cause for refusal and the record of previous 
revocations alone constitutes cause for refusal only as provided in section 2005; 
and 
(5)  Answers to the following questions: 
(a)  Are you less than 18 years of age? 
(b)  Is there a formal charging instrument now pending against you in this 
State for a crime under the laws of this State that is punishable by 
imprisonment for a term of one year or more? 
(c)  Is there a formal charging instrument now pending against you in any 
federal court for a crime under the laws of the United States that is 
punishable by imprisonment for a term exceeding one year? 
(d)  Is there a formal charging instrument now pending against you in another 
state for a crime that, under the laws of that state, is punishable by a term of 
imprisonment exceeding one year? 
(e)  If your answer to the question in division (d) is "yes," is that charged 
crime classified under the laws of that state as a misdemeanor punishable by 
a term of imprisonment of 2 years or less? 
(f)  Is there a formal charging instrument pending against you in another state 
for a crime punishable in that state by a term of imprisonment of 2 years or 
less and classified by that state as a misdemeanor, but that is substantially 
similar to a crime that under the laws of this State is punishable by 
imprisonment for a term of one year or more? 
(g)  Is there a formal charging instrument now pending against you under the 
laws of the United States, this State or any other state or the Passamaquoddy 
Tribe or Penobscot Nation in a proceeding in which the prosecuting authority 
has pleaded that you committed the crime with the use of a firearm against a 
person or with the use of a dangerous weapon as defined in Title 17-A, 
section 2, subsection 9, paragraph A? 
(h)  Is there a formal charging instrument now pending against you in this or 
any other jurisdiction for a juvenile offense that, if committed by an adult, 
would be a crime described in division (b), (c), (d) or (f) and involves bodily 
injury or threatened bodily injury against another person? 
(i)  Is there a formal charging instrument now pending against you in this or 
any other jurisdiction for a juvenile offense that, if committed by an adult, 
would be a crime described in division (g)? 
(j)  Is there a formal charging instrument now pending against you in this or 
any other jurisdiction for a juvenile offense that, if committed by an adult, 
would be a crime described in division (b), (c), (d) or (f), but does not 
involve bodily injury or threatened bodily injury against another person? 
(k)  Have you ever been convicted of committing or found not criminally 
responsible by reason of mental disease or defect of committing a crime 
described in division (b), (c), (f) or (g)? 
(l)  Have you ever been convicted of committing or found not criminally 
responsible by reason of mental disease or defect of committing a crime 
described in division (d)? 
(m)  If your answer to the question in division (l) is "yes," was that crime 
classified under the laws of that state as a misdemeanor punishable by a term 
of imprisonment of 2 years or less? 
(n)  Have you ever been adjudicated as having committed a juvenile offense 
described in division (h) or (i)? 
(o)  Have you ever been adjudicated as having committed a juvenile offense 
described in division (j)? 
(p)  Are you currently subject to an order of a Maine court or an order of a 
court of the United States or another state, territory, commonwealth or tribe 
that restrains you from harassing, stalking or threatening your intimate 
partner, as defined in 18 United States Code, Section 921(a), or a child of 
your intimate partner, or from engaging in other conduct that would place 
your intimate partner in reasonable fear of bodily injury to that intimate 
partner or the child? 
(q)  Are you a fugitive from justice? 
(r)  Are you a drug abuser, drug addict or drug dependent person? 
(s)  Do you have a mental disorder that causes you to be potentially 
dangerous to yourself or others? 
(t)  Have you been adjudicated to be an incapacitated person pursuant to Title 
18-A 18-C, Article 5, Parts 3 and 4 and not had that designation removed by 
an order under Title 18-A 18-C, section 5-307 5-318, subsection (b) 2? 
(u)  Have you been dishonorably discharged from the military forces within 
the past 5 years? 
(v)  Are you an illegal alien? 
(w)  Have you been convicted in a Maine court of a violation of Title 17-A, 
section 1057 within the past 5 years? 
(x)  Have you been adjudicated in a Maine court within the past 5 years as 
having committed a juvenile offense involving conduct that, if committed by 
an adult, would be a violation of Title 17-A, section 1057? 
(y)  To your knowledge, have you been the subject of an investigation by any 
law enforcement agency within the past 5 years regarding the alleged abuse 
by you of family or household members? 
(z)  Have you been convicted in any jurisdiction within the past 5 years of 3 
or more crimes punishable by a term of imprisonment of less than one year or 
of crimes classified under the laws of a state as a misdemeanor and 
punishable by a term of imprisonment of 2 years or less? 
(aa)  Have you been adjudicated in any jurisdiction within the past 5 years to 
have committed 3 or more juvenile offenses described in division (o)? 
(bb)  To your knowledge, have you engaged within the past 5 years in 
reckless or negligent conduct that has been the subject of an investigation by 
a governmental entity? 
(cc)  Have you been convicted in a Maine court within the past 5 years of any 
Title 17-A, chapter 45 drug crime? 
(dd)  Have you been adjudicated in a Maine court within the past 5 years as 
having committed a juvenile offense involving conduct that, if committed by 
an adult, would have been a violation of Title 17-A, chapter 45? 
(ee)  Have you been adjudged in a Maine court to have committed the civil 
violation of possession of a useable amount of marijuana, butyl nitrite or 
isobutyl nitrite in violation of Title 22, section 2383 within the past 5 years? 
(ff) Have you been adjudicated in a Maine court within the past 5 years as 
having committed the juvenile crime defined in Title 15, section 3103, 
subsection 1, paragraph B of possession of a useable amount of marijuana, as 
provided in Title 22, section 2383?; and 
Sec. C-79.  26 MRSA §875, sub-§1, ¶E, as enacted by PL 2005, c. 383, §23, is 
amended to read: 
E.  The employee is unable to work because the employee is needed to provide care 
or assistance to one or more of the following individuals:  the employee's spouse or 
domestic partner as defined under Title 18-A 18-C, section 1-201, subsection (10-A) 
14; the employee's parent; or the employee's child or child for whom the employee is 
the legal guardian. 
Sec. C-80.  28-A MRSA §2508, sub-§2, as enacted by PL 1987, c. 45, Pt. A, §4, 
is amended to read: 
2.  Damages under wrongful death and survival laws.  Except as otherwise 
provided in this Act, damages may be recovered under Title 18-A 18-C, sections 2-804 
2-807 and 3-817, as in other tort actions, subject to the damage limit of section 2509. 
Sec. C-81.  29-A MRSA §1402-A, sub-§4, ¶E, as amended by PL 2007, c. 601, 
§7 and affected by §9, is further amended to read: 
E.    Notwithstanding Title 22, section 1711-C and any other provision of law to the 
contrary, a health care provider licensed in this State to provide primary health care 
shall provide information to a federally designated organ procurement organization 
regarding a patient who has indicated a willingness to become an organ donor under 
this section, Title 18-A 18-C, Article 5, Part 8 7 or Title 22, chapter 710-B if such 
information is provided in accordance with professional standards applicable to organ 
donation. 
Sec. C-82.  29-A MRSA §1402-A, sub-§5, as amended by PL 2007, c. 601, §8 
and affected by §9, is further amended to read: 
5.  Effect.  An expression of willingness to make an anatomical gift under this section 
has the same effect as a designation under Title 18-A 18-C, Article 5, Part 8 7 or Title 22, 
chapter 710-B.  Revocation or suspension of the right to drive under this chapter does not 
affect the expressed willingness of a person to make an anatomical gift under this section. 
Sec. C-83.  29-A MRSA §1403, as amended by PL 1995, c. 378, Pt. B, §5, is 
further amended to read: 
§1403.  Advance health care directive 
Subject to available funding, the Secretary of State shall make advance health-care 
health care directive forms available in offices of the Bureau of Motor Vehicles.  The 
form must be in substantially the form provided in Title 18-A 18-C, section 5-804 5-705 
and with the addition of the following information at the end:  "Completion of this form 
is optional." 
Sec. C-84.  30-A MRSA §183, sub-§1, as enacted by PL 1987, c. 737, Pt. A, §2 
and Pt. C, §106 and amended by PL 1989, c. 6; c. 9, §2; and c. 104, Pt. C, §§8 and 10, is 
further amended to read: 
1.  Unclaimed inheritances.  All sums received under Title 18-A 18-C, section 
3-914; 
Sec. C-85.  32 MRSA §9405, sub-§1-A, ¶F, as enacted by PL 1987, c. 170, §8, 
is amended to read: 
F.  Submits an application which that contains the following, to be answered by the 
applicant:  
(1)  Full name;  
(2)  Full current address and addresses for the prior 5 years;  
(3)  The date and place of birth, height, weight and color of eyes;  
(4)  A record of previous issuances of, refusals to issue and renew, suspensions 
and revocations of a license to be a contract security company. The record of 
previous refusals to issue alone does not constitute cause for refusal and the 
record of previous refusals to renew and revocations alone constitutes cause for 
refusal only as provided in section 9411-A;  
(5)  The following questions.  
(a)  Is there a formal charging instrument now pending against you in this or 
any other jurisdiction for a crime which that is punishable by one year or 
more imprisonment or for any other crime alleged to have been committed by 
you with the use of a dangerous weapon, as defined in Title 17-A, section 2, 
subsection 9, or of a firearm against another person?  
(b)  Is there a formal charging instrument now pending against you in this or 
any other jurisdiction for a juvenile offense which that involves conduct 
which that, if committed by an adult, would be punishable by one year or 
more of imprisonment or for any other juvenile offense alleged to have been 
committed by you with the use of a dangerous weapon, as defined in Title 
17-A, section 2, subsection 9, or of a firearm against another person?  
(c)  Have you ever been convicted of a crime described in division (a) or 
adjudicated as having committed a juvenile offense as described in division 
(b)?  
(d)  Is there a formal charging instrument now pending against you in this 
jurisdiction for any crime enumerated in section 9412?  
(e)  Is there a formal charging instrument now pending against you in this 
jurisdiction for a juvenile offense which that involves conduct which that, if 
committed by an adult, would be a crime enumerated in section 9412?  
(f)  Have you within the past 5 years been convicted of a crime described in 
division (d) or adjudicated as having committed a juvenile offense as 
described in division (e)?  
(g)  Are you a fugitive from justice?  
(h)  Are you a drug abuser, drug addict or drug-dependent person?  
(i)  Do you have a mental disorder which that causes you to be potentially 
dangerous to yourself or others?  
(j)  Have you been adjudicated to be an incapacitated person pursuant to Title 
18-A 18-C, article V Article 5, Parts 3 and 4, and not had that designation 
removed by an order under Title 18-A 18-C, section 5-307 5-318, subsection 
(b) 2?  
(k)  Have you been dishonorably discharged from the military forces within 
the past 5 years?  
(l)  Are you an illegal alien?; 
(6)  A list of employees as of the date the applicant signs the application who will 
perform security guard functions within the State.  This list shall must identify 
each employee by his the employee's full name, full current address and 
addresses for the prior 5 years and his the employee's date and place of birth, 
height, weight and color of eyes.  For each employee on this list who will 
perform security guard functions at the site of a labor dispute or strike, the 
applicant shall have previously investigated the background of the employee to 
ensure that the employee meets all of the requirements to be a security guard as 
contained in section 9410-A, subsection 1.  If the employee meets all of the 
requirements to be a security guard, the applicant shall also submit a statement, 
signed by the applicant, stating that the applicant has conducted this background 
investigation and that the employee meets the requirements contained in section 
9410-A, subsection 1; and  
(7)  A photograph of the applicant taken within 6 months of the date the applicant 
affixes his the applicant's signature to the application; and 
Sec. C-86.  32 MRSA §9410-A, sub-§1, ¶J, as enacted by PL 1987, c. 170, §12, 
is amended to read: 
J.  Has not been adjudicated to be an incapacitated person pursuant to Title 18-A 
18-C, article V Article 5, Parts 3 and 4, or if so adjudicated, has had that designation 
removed by an order under Title 18-A 18-C, section 5-307 5-318, subsection (b) 2; 
and 
Sec. C-87.  32 MRSA §16202, sub-§12, as enacted by PL 2005, c. 65, Pt. A, §2, 
is amended to read: 
12.  Personal representative and guardian transactions.  A transaction by a 
personal representative, as defined in Title 18-A 18-C, section 1-201, subsection 30 40, 
executor, administrator of an estate, sheriff, marshal, receiver, trustee in bankruptcy, 
guardian or conservator acting in their official capacities; 
Sec. C-88.  33 MRSA §480, sub-§1, as enacted by PL 1983, c. 748, §2, is 
amended to read: 
1.  Non-bona fide purchaser.  The transfer requires signature pursuant to the Title 
18-A 18-C, section 2-202, subsections (1) and (3) section 2-208, subsection 1; or 
Sec. C-89.  33 MRSA §1603-116, sub-§(b), as repealed and replaced by PL 
1983, c. 816, Pt. A, §40, is amended to read: 
(b)  A lien under this section is prior to all other liens and encumbrances on a unit 
except:  (1)  Liens and encumbrances recorded before the recordation of the declaration;  
(2)  A first mortgage recorded before or after the date on which the assessment sought to 
be enforced becomes delinquent; and (3)  Liens for real estate taxes and other 
governmental assessments or charges against the unit.  This subsection does not affect the 
priority of mechanics' or materialmen's liens, or the priority of liens for other assessments 
made by the association.  The lien under this section is not subject to the provisions of 
Title 14, section 4651 and Title 18-A 18-C, Part Article 2, as they or their equivalents 
may be amended or modified from time to time. 
Sec. C-90.  33 MRSA §1669, sub-§1, as enacted by PL 1987, c. 734, §2, is 
amended to read: 
1.  Disclaimer; nomination of substitute custodian.  A person nominated under 
section 1654 or designated under section 1660 as custodian may decline to serve by 
delivering a valid disclaimer, under Title 18-A 18-C, section 2-801 Article 2, Part 9, to 
the person who made the nomination to or the transferor or the transferor's legal 
representative.  If the event giving rise to a transfer has not occurred and no substitute 
custodian able, willing and eligible to serve was nominated under section 1654, the 
person who made the nomination may nominate a substitute custodian under section 
1654; otherwise the transferor or the transferor's legal representative shall designate a 
substitute custodian at the time of the transfer, in either case from among the persons 
eligible to serve as custodian for that kind of property under section 1660, subsection 1.  
The custodian so designated has the rights of a successor custodian. 
Sec. C-91.  34-A MRSA §1214-A, sub-§3, as enacted by PL 2011, c. 241, §3, is 
amended to read: 
3.  Funding.  Money collected pursuant to Title 18-A 18-C, section 2-105 must be 
deposited into the fund. 
Sec. C-92.  34-A MRSA §3040-A, sub-§1, as amended by PL 2013, c. 80, §8, is 
further amended to read: 
1.  Payment.  Except as provided in subsection 4, if any client in the custody of the 
department dies, and no personal representative of the client's estate is appointed, the 
chief administrative officer may pay the balance of the deposits in the client's general 
client account and telephone call account, up to a maximum of $1,000, to the surviving 
spouse or next of kin in accordance with Title 18-A 18-C, sections 2-101 to 2-114 2-113, 
to the funeral director having any bill outstanding for the burial of the decedent or to any 
other preferred creditor or creditors who may appear to be entitled thereto, and shall 
deliver personal property in the chief administrative officer's custody to the surviving 
spouse or next of kin in accordance with Title 18-A 18-C, sections 2-101 to 2-114 2-113. 
Sec. C-93.  34-A MRSA §3040-A, sub-§4, as amended by PL 2005, c. 506, §9, 
is further amended to read: 
4.  Alternative payment. Notwithstanding subsection 1, upon presentation of an 
affidavit under Title 18-A 18-C, section 3-1201, the chief administrative officer shall pay 
the balance of any deposit left by a decedent in the department's general client account or 
telephone call account and deliver the decedent's personal property to the decedent's 
successor under Title 18-A 18-C, sections 3-1201 and 3-1202. The payments under this 
subsection take precedence over payments under subsection 1 to the extent of the balance 
of the deposits in the accounts and the personal property remaining in the custody of the 
chief administrative officer at the time the affidavit is presented. 
Sec. C-94.  34-B MRSA §3831, sub-§6, as amended by PL 2009, c. 651, §10, is 
further amended to read: 
6.  Adults with advance health care directives.  An adult with an advance health 
care directive authorizing psychiatric hospital treatment may be admitted on an informal 
voluntary basis if the conditions specified in the advance health care directive for the 
directive to be effective are met in accordance with the method stated in the advance 
health care directive or, if no such method is stated, as determined by a physician or a 
psychologist.  If no conditions are specified in the advance health care directive as to how 
the directive becomes effective, the person may be admitted on an informal voluntary 
basis if the person has been determined to be incapacitated pursuant to Title 18-A 18-C, 
Article 5, Part 8 7.  A person may be admitted only if the person does not at the time 
object to the admission or, if the person does object, if the person has directed in the 
advance health care directive that admission to the psychiatric hospital may occur despite 
that person's objections.  The duration of the stay in the psychiatric hospital of a person 
under this subsection may not exceed 5 working days.  If at the end of that time the chief 
administrative officer of the psychiatric hospital recommends further hospitalization of 
the person, the chief administrative officer shall proceed in accordance with section 3863, 
subsection 5-A. 
This subsection does not create an affirmative obligation of a psychiatric hospital to 
admit a person consistent with the person's advance health care directive.  This subsection 
does not create an affirmative obligation on the part of the psychiatric hospital or 
treatment provider to provide the treatment consented to in the person's advance health 
care directive if the physician or psychologist evaluating or treating the person or the 
chief administrative officer of the psychiatric hospital determines that the treatment is not 
in the best interest of the person. 
Sec. C-95.  34-B MRSA §3861, sub-§3, ¶A, as enacted by PL 2007, c. 580, §2, 
is amended to read: 
A.  If the patient's primary treating physician proposes a treatment that the physician, 
in the exercise of professional judgment, believes is in the best interest of the patient 
and if the patient lacks clinical capacity to give informed consent to the proposed 
treatment and the patient is unwilling or unable to comply with the proposed 
treatment, the patient’s primary treating physician shall request in writing a clinical 
review of the proposed treatment by a clinical review panel.  For a patient at a state 
mental health institute, the request must be made to the superintendent of the institute 
or the designee of the superintendent.  For a patient at a designated nonstate mental 
health institution, the request must be made to the chief administrative officer or the 
designee of the chief administrative officer.  The request must include the following 
information: 
(1)  The name of the patient, the patient’s diagnosis and the unit on which the 
patient is hospitalized; 
(2)  The date that the patient was committed to the institution or institute and the 
period of the court-ordered commitment; 
(3)  A statement by the primary treating physician that the patient lacks capacity 
to give informed consent to the proposed treatment.  The statement must include 
documentation of a 2nd opinion that the patient lacks that capacity, given by a 
professional qualified to issue such an opinion who does not provide direct care 
to the patient but who may work for the institute or institution; 
(4)  A description of the proposed course of treatment, including specific 
medications, routes of administration and dose ranges, proposed alternative 
medications or routes of administration, if any, and the circumstances under 
which any proposed alternative would be used; 
(5)  A description of how the proposed treatment will benefit the patient and 
ameliorate identified signs and symptoms of the patient's psychiatric illness; 
(6)  A listing of the known or anticipated risks and side effects of the proposed 
treatment and how the prescribing physician will monitor, manage and minimize 
the risks and side effects; 
(7)  Documentation of consideration of any underlying medical condition of the 
patient that contraindicates the proposed treatment; and 
(8)  Documentation of consideration of any advance health-care health care 
directive given in accordance with Title 18-A 18-C, section 5-802 5-703 and any 
declaration regarding medical treatment of psychotic disorders executed in 
accordance with section 11001. 
Sec. C-96.  34-B MRSA §3862, sub-§1, ¶B, as amended by PL 2009, c. 651, 
§11, is further amended to read: 
B.  If the law enforcement officer does take the person into protective custody, shall 
deliver the person immediately for examination by a medical practitioner as provided 
in section 3863 or, for a person taken into protective custody who has an advance 
health care directive authorizing mental health treatment, for examination as provided 
in Title 18-A 18-C, section 5-802 5-703, subsection (d) 4 to determine the 
individual's capacity and the existence of conditions specified in the advance health 
care directive for the directive to be effective. 
Sec. C-97.  34-B MRSA §5001, sub-§4, ¶B, as enacted by PL 1983, c. 459, §7, 
is amended to read: 
B.  Seeking guardianship or a protective order under Title 18-A 18-C, Article 5. 
Sec. C-98.  34-B MRSA §5001, sub-§7, as amended by PL 1995, c. 560, Pt. K, 
§40, is further amended to read: 
7.  Ward.  "Ward" means a person for whom the department has been duly appointed 
guardian under Title 18-A 18-C, article V Article 5, Part 6. 
Sec. C-99.  35-A MRSA §4355, sub-§1, as enacted by PL 1987, c. 141, Pt. A, §6, 
is amended to read: 
1.  Trustee.  The decommissioning fund committee shall select a trustee or trustees to 
execute the policies set by the decommissioning fund committee and manage the money 
within a decommissioning trust fund in order to ensure that it will be available when 
needed and, insofar as possible, consistent with protection of the principal, so that it may 
grow to keep pace with inflation or faster.  Preference may be given to financial 
institutions incorporated in the State if consistent with their fiduciary responsibility, but 
only if they meet the criteria for trustees established by the decommissioning fund 
committee.  That committee may, by a majority vote of its entire membership, change 
trustees at any time.  Any trustee shall be is subject to the same duties and may exercise 
the same powers as trustees under Title 18-A 18-C, article VII Article 7, and the 
provisions of the decommissioning trust to the extent that they are not inconsistent with 
this subchapter.  The trustee may appoint subsidiary financial managers, subject to 
approval by the decommissioning fund committee.  Any fees charged by the trustee shall 
be are subject to review by the commission. 
Sec. C-100.  35-A MRSA §4391, sub-§5, as enacted by PL 1987, c. 141, Pt. A, 
§6, is amended to read: 
5.  Trustee.  "Trustee" means a fiduciary as defined under Title 18-A 18-C, section 
1-201, which fiduciary shall administer the spent fuel disposal trust funds subject to 
sections 4392 and 4393 and in accordance with Title 18-A 18-C, article VII Article 7. 
Sec. C-101.  35-A MRSA §4392, sub-§3, as enacted by PL 1987, c. 141, Pt. A, 
§6, is amended to read: 
3.  Trustee.  The licensee shall select a trustee or trustees to manage the money 
within the fund to ensure that it will be available when needed. Preference may be given 
to financial institutions incorporated in the State if such a determination can be made 
consistent with the fiduciary responsibility of the trustees.  The licensee may change 
trustees at any time upon appropriate notice.  Trustees shall be are subject to the same 
duties and may exercise the same powers as trustees under Title 18-A 18-C, article VII 
Article 7, to the extent that they are not inconsistent with this subchapter.  The trustee 
may appoint subsidiary financial managers, subject to the approval of the licensee. 
Sec. C-102.  36 MRSA §606, as amended by PL 1979, c. 540, §44, is further 
amended to read: 
§606.  Tax priority; deceased's personal property 
If a personal property tax has been assessed upon the estate of a deceased person, or 
if a person assessed for a personal property tax has died, the personal representative, after 
he the personal representative has satisfied the first 4 priorities set forth in Title 18-A 
18-C, section 3-805, shall, from any estate which that has come to his the personal 
representative's hands in such capacity, if such estate is sufficient therefor, pay the 
personal property tax so assessed to him the personal representative under Title 18-A 
18-C, section 3-709.  In default of such payment the personal representative shall be is 
personally liable for the tax to the extent of the estate that passed through his the personal 
representative's hands which that was not used to satisfy claims or expenses with a higher 
priority.  To the extent that the personal representative is not assessed, the successors to 
the decendent's taxed property shall pay the tax assessed. 
Sec. C-103.  36 MRSA §4079, as amended by PL 2007, c. 154, §1, is further 
amended to read: 
§4079.  Civil action by State; bond 
Personal representatives are liable to the State on their administration bonds for all 
taxes assessable under this chapter and interest on those taxes. Whenever no 
administration bond is otherwise required, and except as otherwise provided in this 
section, the Judge of Probate Court, notwithstanding any provision of Title 18-A 18-C, 
shall require a bond payable to the judge or the judge's successor court sufficient to 
secure the payment of all estate taxes and interest conditioned in substance to pay all 
estate taxes due to the State from the estate of the deceased with interest thereon.  A bond 
to secure the payment of estate taxes is not required when the Judge of Probate Court 
finds that any estate tax due and to become due the State is reasonably secured by the lien 
upon real estate as provided in this chapter or by any other adequate security.  An action 
for the recovery of estate taxes and interest lies on either of the bonds. 
Sec. C-104.  36 MRSA §4118, as enacted by PL 2011, c. 380, Pt. M, §9, is 
amended to read: 
§4118.  Civil action by State; bond 
Personal representatives are liable to the State on their administration bonds for all 
taxes assessable under this chapter and interest on those taxes.  If no administration bond 
is otherwise required and except as otherwise provided in this section, the judge of 
probate Probate Court, notwithstanding any provision of Title 18-A 18-C, shall require a 
bond payable to the judge or the judge's successor court sufficient to secure the payment 
of all estate taxes and interest conditioned in substance to pay all estate taxes due to the 
State from the estate of the deceased with interest thereon.  A bond to secure the payment 
of estate taxes is not required when the judge of probate Probate Court finds that any 
estate tax due and to become due the State is reasonably secured by the lien upon real 
estate as provided in this chapter or by any other adequate security.  An action for the 
recovery of estate taxes and interest lies on either of the bonds. 
Sec. C-105.  36 MRSA §4641-C, sub-§11, as amended by PL 2005, c. 397, Pt. 
C, §21 and affected by §22, is further amended to read: 
11.  Deeds of distribution.  Deeds of distribution made pursuant to Title 18-A or 
Title 18-B or Title 18-C; 
Sec. C-106.  36 MRSA §4641-D, sub-§6, as enacted by PL 1987, c. 568, §2, is 
amended to read: 
6.  Deed of distribution.  Any deed of distribution made pursuant to Title 18-A 
18-C. 
Sec. C-107.  38 MRSA §1362, sub-§1-D, ¶A, as enacted by PL 1993, c. 355, 
§59, is amended to read: 
A.  Acting in any of the following capacities: a personal representative as defined in 
Title 18-A 18-C, section 1-201; a voluntary executor or administrator; a guardian; a 
conservator; a trustee under a will or intervivos instrument creating a trust of a 
donative type associated with probate practice where the trustee takes title to, 
otherwise controls or manages, property for the purpose of protecting or conserving 
that property; a trustee pursuant to an indenture agreement or similar financing 
agreement; a court-appointed receiver; a trustee appointed in proceedings under 
federal bankruptcy laws; and an assignee or trustee acting under an assignment made 
for the benefit of creditors; and 
Sec. C-108.  39-A MRSA §104, first ¶, as amended by PL 1995, c. 297, §1, is 
further amended to read: 
An employer who has secured the payment of compensation in conformity with 
sections 401 to 407 is exempt from civil actions, either at common law or under sections 
to 908; Title 14, sections 8101 to 8118; and Title 18-A 18-C, section 2-804 2-807, 
involving personal injuries sustained by an employee arising out of and in the course of 
employment, or for death resulting from those injuries.  An employer that uses a private 
employment agency for temporary help services is entitled to the same immunity from 
civil actions by employees of the temporary help service as is granted with respect to the 
employer's own employees as long as the temporary help service has secured the payment 
of compensation in conformity with sections 401 to 407.  "Temporary help services" 
means a service where an agency assigns its own employees to a 3rd party to work under 
the direction and control of the 3rd party to support or supplement the 3rd party's work 
force in work situations such as employee absences, temporary skill shortages, seasonal 
work load conditions and special assignments and projects.  These exemptions from 
liability apply to all employees, supervisors, officers and directors of the employer for 
any personal injuries arising out of and in the course of employment, or for death 
resulting from those injuries.  These exemptions also apply to occupational diseases 
sustained by an employee or for death resulting from those diseases.  These exemptions 
do not apply to an illegally employed minor as described in section 408, subsection 2. 
SUMMARY 
This bill, which is being submitted pursuant to Resolve 2015, chapter 73, section 1, 
recodifies and revises the Maine Revised Statutes, Title 18-A and amends other laws 
affected by this recodification and revision accordingly. 
Resolve 2013, chapters 5 and 82 directed the Probate and Trust Law Advisory 
Commission to review the existing Probate Code and the latest version of the Uniform 
Probate Code and develop legislative recommendations based on the review.  The 
Probate and Trust Law Advisory Commission submitted legislative recommendations in a 
report to the Joint Standing Committee on Judiciary of the 127th Legislature on 
December 6, 2014 and included revisions to the recommendations in a subsequent report 
submitted November 20, 2015.  The purpose of this bill is to adopt the Uniform Probate 
Code as the Maine Uniform Probate Code, incorporating the changes recommended by 
the Probate and Trust Law Advisory Commission, and to reorganize the Probate Code to 
be more logical, while bringing the language into conformity with current drafting 
standards, clarifying current law and eliminating inconsistencies within Title 18-A.