An Act To Amend the Child Protective Services Laws
Maine Legislature, Session 127, LD 1224
Committee: Health and Human Services
Sponsors: MALABY, DIAMOND, COREY, FARNSWORTH, FREY, HAMANN, HARLOW, O'CONNOR, SIROCKI, BRAKEY
Amends: 22 MRSA §4008, 22 MRSA §4033, 22 MRSA §4034

Legislative Document 
No. 1224 
H.P. 842 
House of Representatives, April 7, 2015 
An Act To Amend the Child Protective Services Laws 
Reference to the Committee on Health and Human Services suggested and ordered printed. 
ROBERT B. HUNT 
Clerk 
Presented by Representative MALABY of Hancock. 
Cosponsored by Senator DIAMOND of Cumberland and 
Representatives: COREY of Windham, FARNSWORTH of Portland, FREY of Bangor, 
HAMANN of South Portland, HARLOW of Portland, O'CONNOR of Berwick, SIROCKI of 
Scarborough, Senator: BRAKEY of Androscoggin. 
Be it enacted by the People of the State of Maine as follows: 
Sec. 1.  22 MRSA §4008, sub-§1, as amended by PL 2007, c. 485, §1 and 
affected by §2, is further amended to read: 
1.  Confidentiality of records and information.  All department records that contain 
personally identifying information and are created or obtained in connection with the 
department's child protective activities and activities related to a child while in the care or 
custody of the department, and all information contained in those records, are confidential 
and subject to release only under the conditions of subsections 2 and 3. 
Within the department, the records are available only to and may be used only by 
appropriate departmental personnel and legal counsel for the department in carrying out 
their functions. 
Any Except for a child or a parent, legal guardian or custodian of a child who is the 
subject of the records or information, a person who receives department records or 
information from the department may use the records or information only for the 
purposes for which that release was intended. 
Sec. 2.  22 MRSA §4008, sub-§2, ¶D, as amended by PL 1987, c. 744, §3, is 
repealed. 
Sec. 3.  22 MRSA §4008, sub-§2, ¶D-1, as enacted by PL 2005, c. 300, §4, is 
repealed. 
Sec. 4.  22 MRSA §4008, sub-§2-A is enacted to read: 
2-A.  Disclosure upon request.  Except for confidential information under 
subsection 3-A and absent a compelling reason to withhold a record or information, upon 
request of a child or counsel, parent, legal guardian or custodian of a child who is 
reported to be abused or neglected or who is the subject of a report or when the 
department believes the child may be at risk of harm from the person who is the subject 
of the records or information, the department shall disclose all records and information in 
a file to the child or counsel, parent, legal guardian or custodian of the child with 
protection for identity of reporters and other persons when appropriate. The department 
may make a motion to the court of a compelling reason to withhold a record or 
information under this subsection, which must be proved by clear and convincing 
evidence in an in camera review by the court. 
Sec. 5.  22 MRSA §4008, sub-§4, as amended by PL 1989, c. 502, Pt. D, §18, is 
further amended to read: 
4.  Unlawful dissemination; penalty.  A person is guilty of unlawful dissemination 
if he the person knowingly disseminates records which that are determined confidential 
by this section, in violation of the mandatory or optional disclosure provisions of this 
section.  Unlawful dissemination is a Class E crime, which, notwithstanding Title 17-A, 
section 1252, subsection 2, paragraph E, is punishable by a fine of not more than $500 or 
by imprisonment for not more than 30 days.  This subsection does not apply to a person 
who disseminates information that may be in a department record that the person 
obtained from an independent source. 
Sec. 6.  22 MRSA §4008, sub-§5, as amended by PL 1989, c. 857, §58, is further 
amended to read: 
5.  Retention of unsubstantiated child protection services records.  Except as 
provided in this subsection, the department shall retain unsubstantiated child protective 
services case records for no more than 18 months following a finding of unsubstantiation 
and then expunge unsubstantiated case records from all departmental files or archives 
unless a new referral has been received within the 18-month retention period.  An 
expunged record or unsubstantiated record that should have been expunged under this 
subsection may not be used for any purpose, including admission into evidence in any 
administrative or judicial proceeding.  Unsubstantiated child protective services records 
of persons who were eligible for Medicaid services under the federal Social Security Act, 
Title XIX, at the time of the investigation may be retained for up to 5 years for the sole 
purpose of state and federal audits of the Medicaid program.  Unsubstantiated child 
protective services case records retained for audit purposes pursuant to this subsection 
must be stored separately from other child protective services records and may not be 
used for any other purpose. 
Sec. 7.  22 MRSA §4033, sub-§1, ¶A, as enacted by PL 1979, c. 733, §18, is 
amended to read: 
A.  The petition and a notice of hearing shall must be served on the parents, legal 
guardian and custodians, the guardian ad litem for the child and any other party at 
least 10 days prior to the hearing date.  A party may waive this time requirement if 
the waiver is written and voluntarily and knowingly executed in court before a judge.  
Service shall must be made in accordance with the District Court Civil Maine Rules 
of Civil Procedure. 
Sec. 8.  22 MRSA §4033, sub-§2, as enacted by PL 1979, c. 733, §18, is amended 
to read: 
2.  Notice of preliminary protection order.  If there is to be a request for a 
preliminary protection order, the petitioner shall, by any reasonable means, attempt to 
notify the parents, legal guardian and custodians of his the intent to request that order and 
of the time and place court at which he will make the request will be made.  If the notice 
is made to a parent, legal guardian or custodian, the notice must include a clear statement 
informing the parent, legal guardian or custodian of the right to be heard and to present 
information or rebuttal evidence at the proceeding. This notice is not required if the 
petitioner includes in the petition a sworn statement of his belief detailing a sufficient 
factual basis that:  
A.  The child would suffer serious harm during the time needed to notify the parents, 
legal guardian or custodians; or 
B.  Prior notice to the parents, legal guardian or custodians would substantially 
increase the risk of serious harm to the child or petitioner. 
If a parent, legal guardian or custodian of the child or counsel for the parent, legal 
guardian or custodian is present or if the provisions of paragraph A or B have not been 
met, the court proceeding to consider a request for a preliminary protection order under 
this subsection must allow the parent, legal guardian or custodian or counsel of the 
parent, legal guardian or custodian to participate and present information or rebuttal 
evidence at the proceeding. Upon a motion from a parent, legal guardian or custodian of 
the child or counsel of the parent, legal guardian or custodian, the court shall vacate any 
preliminary protection order issued under this subsection if a provision of this subsection 
is violated. 
Sec. 9.  22 MRSA §4033, sub-§3, as amended by PL 1989, c. 819, §5, is further 
amended to read: 
3.  Service of preliminary protection order.  If the court makes a preliminary 
protection order, a copy of the order shall must be served on the parents, legal guardian 
and custodians by:  
A.  In-hand delivery by the judge or court clerk to any parent, legal guardian, 
custodian or their counsel who is present when the order is made; 
B.  Service in accordance with the Maine Rules of Civil Procedure.  Notwithstanding 
the Maine Rules of Civil Procedure, the court may waive service by publication of a 
preliminary protection order for a party whose whereabouts are unknown if the 
department shows by affidavit that diligent efforts have been made to locate the 
party; or 
C.  Another manner ordered by the court. 
Sec. 10.  22 MRSA §4033, sub-§3-A, as enacted by PL 1987, c. 395, Pt. A, §90, 
is amended to read: 
3-A.  Information provided to parents. When the court makes a preliminary 
protection order on a child who is physically removed from his parents, legal guardian or 
custodians, the following information shall must be provided to the parents, legal 
guardian or custodians in written form by the petitioner at the time of removal of the 
child:  
A.  The assigned caseworker's name and work telephone number; 
B.  The placement with a relative or other location where the child will be taken; and 
C.  A copy of the complete preliminary protection order. 
This information is not required if the petitioner includes in the petition a sworn statement 
of his the petitioner's belief that providing the information would cause the threat of 
serious harm to the child, the substitute care giver, the petitioner or any other person. 
Sec. 11.  22 MRSA §4033, sub-§4, as enacted by PL 1979, c. 733, §18, is 
amended to read: 
4.  Service of final protection order. The court shall deliver in-hand at the court, or 
send by ordinary mail promptly after it is entered, a copy of the final protection order to 
the parent's, legal guardian's or custodian's counsel or, if no counsel, to the parents, legal 
guardian or custodians. The copy of the order shall must include a notice to them of their 
rights under section 4038. Lack of compliance with this subsection does not affect the 
validity of the order. 
Sec. 12.  22 MRSA §4033, sub-§§6 and 7 are enacted to read: 
6.  Dissolution or modification.  Notwithstanding any statutory provision to the 
contrary, for an order issued under subsection 2, paragraph A or B when the parent, legal 
guardian, custodian or counsel to the parent, legal guardian or custodian was not present, 
upon 2 days' notice to the petitioner or upon such shorter notice as the court may order, a 
parent, legal guardian or custodian of the child who is subject to an order may appear and 
move the dissolution or modification of the order and, in that event, the court shall 
proceed to hear and determine the motion as expeditiously as the ends of justice require. 
At that hearing, the petitioner has the burden of justifying a finding in the order that the 
parent, legal guardian or custodian has challenged by affidavit or sworn testimony. This 
section may not be construed to abolish or limit any means otherwise available by law for 
obtaining dissolution, modification or discharge of an order. 
7.  Appeal.  Notwithstanding the provisions of section 4006, a parent, legal guardian 
or custodian may appeal an order issued under subsection 2 to the Superior Court; the 
appeal must be heard on an expedited basis. 
Sec. 13.  22 MRSA §4034, sub-§1, as amended by PL 2001, c. 696, §25, is 
further amended to read: 
1.  Request. A petitioner may add to a child protection petition a request for a 
preliminary protection order or may request a preliminary protection order separately 
from the child protection petition.  A request for a preliminary protection order must 
include a sworn summary of facts to support the request and identify the specific services 
offered and provided under section 4036-B, subsection 3 to prevent the removal of the 
child from the home. 
SUMMARY 
This bill amends the Child and Family Services and Child Protection Act in the 
following ways. 
1.  It makes clear that the prohibitions on the use of Department of Health and Human 
Services records and information do not apply to a child or parent, legal guardian or 
custodian of a child who is the subject of the records or information. 
2.  It allows upon request a child or parent, legal guardian or custodian of a child to 
receive Department of Health and Human Services records and information concerning 
the child unless the department can prove by clear and convincing evidence that the 
records or information should not be released. 
3.  It removes the criminal penalty for a person who disseminates information that 
may be in Department of Health and Human Services records if the person obtained that 
information from an independent source. 
4.  It clarifies that unsubstantiated records or information that are expunged or should 
have been expunged may not be used for any purpose including as evidence in any 
administrative or judicial proceeding. 
5.  It modifies the notice, conduct and appeal rights concerning proceedings involving 
preliminary protection orders. 
6.  It clarifies that the petitioner must present and the court must find that reasonable 
efforts to prevent the removal of a child have been made prior to the issuance of a 
preliminary protection order.