An Act To Protect the Privacy of Consumer Financial Information II
Maine Legislature, Session 124, LD 0783
Committee Amendment CA_A_H144 (House)

COMMITTEE AMENDMENT "A. " 
to H.P. 534, L.D. 783, Bill, "An Act To 
Protect the Privacy of Consumer Financial Information" 
II 
Amend the bill in the first line after the enacting Clause (page I, line 2 in L.D.) by 
striking out the following: "PART A" 
Amend the bill in Part A in section I in §3-314 by inserting after subsection 3 the 
following: 
. 15 
'4. 
Enforcement. 
The appropriate state regulators within the Department of 
Professional and Financial Regulation shall enforce this section for any person that is 
licensed or regulated by those regulators. The Attorney General shall enforce this section 
for all other persons.' 
Amend the bill in Part A in section 2 in §9-310 by inserting after subsection 3 the 
following: 
'4. 
Enforcement. 
The appropriate state regulators within the Department of 
Professional and Financial Regulation shall enforce this section for' any person that is 
licensed or regulated by those regulators. The Attorney General shall enforce this section 
for all other persons.' 
. '  
Amend the bill in Part A in section 3 in § 1 0-306 by inserting after subsection 3 the 
following: 
'4. 
Enforcement. 
The appropriate state regulators within the Depal1ment of 
Professional and Financial Regulation shall enforce this section for any person that is 
licensed or regulated by those regulators. The Attorney General shall enforce this section 
for all other persons.' 
Amend the bill in Part A in section 4 in § 11-122 by inserting after subsection 3 the 
following: 
'4. 
Enforcement. 
The appropriate state regulators within the Department of . 
Professional and Financial Regulation shall enforce this section for any person that is 
Page I - 124LR0802(02)-1 
COMMITTEE AMENDMENT 
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I 
II 
COMMITTEE AMENDMENT ,A "to H.P. 534, L.D. 783 
licensed or regulated by those regulators. The Attorney General shall enforce this section 
for all other persons.' 
Amend the bill in Part A in section 6 in § I 62-A by inserting after subsection 2 the 
following: 
'3. 
Enforcement. 
The appropriate state regulators within the Department of 
Professional and Financial Regulation shall enforce this section for any person that is 
licensed or regulated by those regulators. The Attorney General shall enforce this section 
for all other persons.' 
Amend the bill in PaIi A by striking out all of sections 9 to 12. 
Amend the bill in Part A in section 17 in subsection 9 in paragraph A in the first line 
(page 9, line 9 in L.D.) by striking out the following: "person subject to" and inserting 
the following: 'broker-dealer licensed or required to be licensed under this chapter and an 
investment adviser" licensed or requ ired to be licensed under' 
Amend the bill by striking out all of Part B. 
Amend the bill by relettering or renumbering any nonconsecutive Part letter or 
section number to read consecutively. 
SUMMARY 
This amendment is the minority report of the committee. The amendment clarifies 
the enforcement authority of regulators within the Department of Professional and 
Financial Regulation and the Attorney General. The amendment removes certain 
provisions of the bill to preserve the privacy protections already available to consumers in 
the Maine Insurance Information and Privacy Protection Act and makes technical 
changes to conform the language to current law. 
The amendment also removes the provision in the bill making it contingent upon 
approval by voters at a statewide referendum. 
COMMITTEE AMENDMENT 
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