Governance Schwab's commitment to providing clients with the most ethical financial services is supported by strong corporate governance practices. Board of Directors Charles R. Schwab Chairman | Director since 1986 Walter W. Bettinger II Chief Executive Officer | Director since 2008 John K. Adams, Jr. Director since 2015 Committees: Audit Committee Marianne C. Brown Director since 2020 Committees: Risk Committee Joan T. Dea Director since 2017 Committees: Compensation Committee, Nominating and Corporate Governance Committee Christopher V. Dodds Director since 2014 Committees: Risk Committee Stephen A. Ellis Director since 2012 Committees: Audit Committee, Nominating and Corporate Governance Committee Mark A. Goldfarb Director since 2012 Committees: Audit Committee William S. Haraf Director since 2015 Committees: Audit Committee Frank C. Herringer Director since 1996 Committees: Compensation Committee. Nominating and Corporate Governance Committee Brian M. Levitt Director since 2020 Committees: Compensation Committee Gerri Martin-Flickinger Director since 2020 Committees: Audit Committee Bharat B. Masrani Director since 2020 Committees: Risk Committee Todd M. Ricketts Director since 2020 Committees: Audit Committee Charles A. Ruffel Director since 2018 Committees: Risk Committee Arun Sarin Director since 2009 Committees: Nominating and Corporate Governance Committee, Risk Committee Paula A. Sneed Director since 2002 Committees: Compensation Committee Code of Conduct This document summarizes The Charles Schwab Corporation's policies on General Corporate and Personal Standards of Conduct; Conflicts of Interest; Confidentiality of Information; Employment Practices; Business Practices; and Compliance Procedures. Code of Business Conduct and Ethics Code of Business Conduct and Ethics, as amended by the Board of Directors on July 23, 2020, and Summary of Key Revisions Download Code of Business Conduct and Ethics Download Summary of Key Revisions Code of Business Conduct and Ethics Code of Business Conduct and Ethics, as amended by the Board of Directors on September 13, 2019. Download Code of Business Conduct and Ethics Stockholder Rights The Charles Schwab Corporation has a single class of voting common shares and each share is entitled to a single vote. Stockholders can vote at stockholder meetings by mail, telephone, Internet, or in person. Certificate of Incorporation Basic governing rules which set out the rights and duties of officers, directors, and shareholders and the organizational structure of the company Amendment to Certificate of Incorporation Download Certificate of Incorporation Bylaws Rules governing the internal management of The Charles Schwab Corporation As amended on January 1, 2021 Download bylaws Committee Charters and Governance Documents Audit Committee Nominating and Corporate Governance Committee Corporate Governance Guidelines Statement on Public Policy and Political Participation Compensation Committee Risk Committee Director Independence Standards 0000-2021 Brokerage Products: Not FDIC Insured • No Bank Guarantee • May Lose Value Schwab is committed to building a diverse and inclusive workplace where everyone feels valued. As an equal employment opportunity employer, our policy is to provide equal employment opportunities to all employees and applicants without regard to any status that is protected by law (Equal Employment Opportunity policy). Schwab is also an affirmative action employer, focused on advancing women, racial and ethnic minorities, veterans, and individuals with disabilities in the workplace. We believe diversity and inclusion are part of our success as a company and our purpose of serving every client with passion and integrity. The Charles Schwab Corporation provides a full range of brokerage, banking and financial advisory services through its operating subsidiaries. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (Member SIPC), offers investment services and products, including Schwab brokerage accounts. Its banking subsidiary, Charles Schwab Bank, SSB (member FDIC and an Equal Housing Lender), provides deposit and lending services and products. Access to Electronic Services may be limited or unavailable during periods of peak demand, market volatility, systems upgrade, maintenance, or for other reasons. TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc., members FINRA/SIPC, are separate but affiliated companies and subsidiaries of TD Ameritrade Holding Corporation. TD Ameritrade Holding Corporation is a wholly owned subsidiary of The Charles Schwab Corporation. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. This site is designed for U.S. residents. Non-U.S. residents are subject to country-specific restrictions. Learn more about our services for non-U.S. residents. © 2021 Charles Schwab & Co., Inc, All rights reserved. Member SIPC. Unauthorized access is prohibited. Usage will be monitored. Privacy Schwab.com Additional Schwab Sites Contact Us Facebook Twitter YouTube LinkedIn Instagram Who We Are Overview Leadership Awards What We Do Overview Citizenship Overview Access to Investing Our People Diversity and Inclusion Security Financial Empowerment Giving Back Our Communities Environmental Stewardship Advocacy and Ethics Main Street Stories Overview Culture Community Innovation Industry Viewpoints Investor Relations Overview Governance Annual Report Financial Reports Other Regulatory Disclosures Investor Information Stock CFO Commentary Media Overview Press Releases Experts Research Company Statements