Firm People Principal Investing Advisory Services CARL MARKS—CREATING VALUE® PRINCIPAL INVESTING AND ADVISORY SERVICES In 1925, a young entrepreneur named Carl Marks started a foreign securities exchange business in the heart of New York City. Today, Carl Marks & Co. is one of the investment community’s most experienced merchant banking firms, operating in principal investing and advisory services. Throughout its history, Carl Marks has created value through clear thinking, creative advice and adept execution of plans, all built on a solid foundation of uncompromised integrity that has endured over time. The company remains family owned and operated. LEARN MORE > PRINCIPAL INVESTING Distressed investments, private equity, real estate, asset management ADVISORY SERVICES Corporate restructuring and investment banking OPPORTUNITIES FOR EMERGING MANAGERS Investing partnerships on our platform SITEMAP CONTACT PRIVACY © 2021 Carl Marks & Co. Inc. All rights reserved. CARL MARKS® and CARL MARKS—CREATING VALUE ® are registered trademarks of Carl Marks & Co. Inc.

Firm People Principal Investing Advisory Services PRINCIPAL INVESTING Carl Marks’s principal investing businesses create value through the strength of financial investing with one main focus: to maximize value for a company and its shareholders. From distressed and underperforming companies to healthy companies with potential to grow, Carl Marks works with management and other parties to increase value. With each investment, Carl Marks professionals bring an exceptional level of experience and expertise. Carl Marks has a long history of successfully identifying and incubating quality investment businesses that continues today. CARL MARKS MANAGEMENT COMPANY CARL MARKS REAL ESTATE GROUP CM EQUITY PARTNERS STONE-GOFF PARTNERS OPPORTUNITIES FOR EMERGING MANAGERS SITEMAP CONTACT PRIVACY © 2021 Carl Marks & Co. Inc. All rights reserved. CARL MARKS® and CARL MARKS—CREATING VALUE ® are registered trademarks of Carl Marks & Co. Inc.