NEWS FACT SHEET LOGIN ABOUT US INVESTMENTS OUR TEAM CONTACT About Us Special Situations Private Equity Investors Balmoral manages more than $450 million of equity capital. Founded in 2005 and based in Los Angeles, California. The Balmoral Team includes six investment professionals as well as more than a dozen Operating Advisors. MEET OUR TEAM → Balmoral is experienced in pursuing investment opportunities involving complex operational or financial challenges. We understand the significant commitment of time, resources, and professional turnaround experience required to unlock value within non-core, under-performing or distressed businesses. Accordingly, Balmoral helps creditors, workout groups, corporations with non-core assets, management teams seeking to buy businesses, ESOP trustees, receivers, company advisors and business-owners by providing equity infusions, acquiring non-core or challenged businesses, and/or recapitalizing balance sheets. Undoubtedly, one of the most important elements of Balmoral’s approach involves identifying and partnering with excellent and principled management teams. This partnership approach often positions Balmoral as the right buyer who can offer the highest certainty of close, value to stakeholders and the key prospects to grow cash flows. Our management partners tend to share our conviction to catalyze change and build long-term value. To that end, our management partners typically invest meaningful equity alongside Balmoral in each of our transactions. OUR PORTFOLIO → Investment Size & Types $5 to $60 million of equity. Through our limited partners, we have access to additional capital to fund larger transactions. Generally, we invest in common and preferred equity securities. We are willing to invest in debt securities in connection with an equity investment or warrant issuance or in order to bridge transactions to a close without relying on third-party financing. ALL CRITERIA → More information available on our fact sheet. DOWNLOAD FACT SHEET INVESTMENT CRITERIA Balmoral Funds has years of experience in pursuing investment opportunities involving complex operational or financial challenges. Revenues $30 to $800 million Geography North America Industry Considers investments in all industries. Governance Control and shared-control investments. Our investments always entail us being represented on the company’s Board of Directors Intermediaries Balmoral pays investment banking, intermediary, and finder's fees. ABOUT US INVESTMENTS OUR TEAM CONTACT LOGIN 11150 Santa Monica Blvd #825, Los Angeles, CA 90025 (Map) • Office: (310) 473-3065 © 2021 Balmoral Funds. All Rights Reserved. – Privacy Policy Tucson Web Design by IntoClicks

NEWS FACT SHEET LOGIN ABOUT US INVESTMENTS OUR TEAM CONTACT Investments All Current Exited Industrials Business Services Consumer Supply Chain / Logistics ABOUT US INVESTMENTS OUR TEAM CONTACT LOGIN 11150 Santa Monica Blvd #825, Los Angeles, CA 90025 (Map) • Office: (310) 473-3065 © 2021 Balmoral Funds. All Rights Reserved. – Privacy Policy Tucson Web Design by IntoClicks