Member Access SMP Asset Management - Investor Questionnaire INSTRUCTIONS: The purpose of this Questionnaire is to assist SMP Asset Management, LLC ("SMPAM") in complying with the requirements of the Securities Act of 1933, as amended (the "Securities Act"), the Investment Company Act of 1940, as amended (the "Investment Company Act") , and state securities laws. The limited partnership interest which may be offered and sold to you pursuant to a subscription agreement has not been, and will not be, registered under the Securities Act, the Investment Company Act or state securities laws and is being sold in reliance upon exemptions from the registration thereof. The information to be supplied herein will be relied upon in connection with the offering and sale of the limited partnership interest in compliance with the aforesaid exemptions. The limited partnership interests offered by SMPAM are available only to accredited investors. This questionnaire is required before we are able to furnish you information about our firm and funds. All information supplied will be treated in confidence, except that this Investor Questionnaire may be presented to such parties as deemed appropriate or necessary to establish the availability of an exemption from registration under the Securities Act, the Investment Company Act or state securities laws. PLEASE ANSWER EACH QUESTION. If the answer to any question is "None" or "Not Applicable", please so state. [all fields are required] Investor Questionnaire Investor or Business* Investor Business Legal Name of Investor or Business* Address* Business Address* Home Phone* Business Phone* Email Address* Occupation* If you are a business, describe the nature of the business* ACCREDITED INVESTOR / QUALIFIED PURCHASER Please respond to the following questions by selecting the appropriate answer. The primary purpose of these questions is to determine whether you are an "accredited investor" under Rule 501(a) of Regulation D under the Securities Act and a "qualified purchaser" for the purposes of Section 3(c)(7) of the Investment Company Act. Identify the nature of ownership of the proposed investment in the Fund* Single ownership Tenancy by the entirety (spouses only) Joint Tenancy with the right of survivorship Tenancy in common Other (please specify) List in the space provided below the state(s) in which you have maintained a residence during the past two years and the dates during which you resided in each state, and the state(s), if any, in which you are required to pay income taxes: DOES NOT APPLY Alabama Alaska Arizona Arkansas California Colorado Connecticut Delaware District of Columbia Florida Georgia Hawaii Idaho Illinois Indiana Iowa Kansas Kentucky Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri Montana Nebraska Nevada New Hampshire New Jersey New Mexico New York North Carolina North Dakota Ohio Oklahoma Oregon Pennsylvania Rhode Island South Carolina South Dakota Tennessee Texas Utah Vermont Virginia Washington West Virginia Wisconsin Wyoming DOES NOT APPLY Alabama Alaska Arizona Arkansas California Colorado Connecticut Delaware District of Columbia Florida Georgia Hawaii Idaho Illinois Indiana Iowa Kansas Kentucky Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri Montana Nebraska Nevada New Hampshire New Jersey New Mexico New York North Carolina North Dakota Ohio Oklahoma Oregon Pennsylvania Rhode Island South Carolina South Dakota Tennessee Texas Utah Vermont Virginia Washington West Virginia Wisconsin Wyoming ACCREDITED INVESTOR CERTIFICATION* Please check the appropriate box(es) below. Subscriber is an "accredited investor" within the meaning of Rule 501(a) of Regulation D under the Securities Act of 1933, as amended (the "Securities Act"), and comes within the following category or categories under Rule 501(a): (a) a natural person whose individual net worth, or joint net worth with his or her spouse, at the time of purchase of an Interest, exceeds US$2,100,000, excluding the value of such person’s primary residence ¹ , and the subscriber has no reason to believe that the subscriber’s net worth will not remain in excess of US$1,000,000 for the foreseeable future. (b) a corporation, a Massachusetts or similar business trust, a partnership, or an organization described in Section 501(c)(3) of the Code, which has total assets in excess of US$5,000,000 and which was not formed for the specific purpose of acquiring an Interest. (c) a natural person who had an individual income in excess of US$200,000 in each of the two most recent years or joint income with his or her spouse in excess of US$300,000 in each of those years, and who has a reasonable expectation of reaching the same income level in the current year. (d) a trust with total assets in excess of US$5,000,000 which was not formed for the specific purpose of acquiring an Interest and whose purchase of an Interest was directed by a person who has such knowledge and experience in financial and business matters that he is capable of evaluating the merits and risks of the investment. (e) an entity in which all of the equity owners are accredited investors. (f) a bank, as defined in Section 3(a)(2) of the Securities Act, acting in its individual or fiduciary capacity. (g) a savings and loan association or other institution as defined in Section 3(a)(5)(A) of the Securities Act, acting in its individual or fiduciary capacity. (h) a broker or dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). (i) an insurance company as defined in Section 2(a)(13) of the Securities Act. (j) an investment company registered under the Company Act or a business development company as defined in Section 2(a)(48) of the Company Act. (k) a small business investment company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the U.S. Small Business Investment Act of 1958, as amended. (l) a plan which has total assets in excess of US$5,000,000 and which is established and maintained by a state, its political subdivisions, or any agency or instrumentality of a state or its political subdivisions for the benefit of its employees. (m) an employee benefit plan within the meaning of ERISA, if the investment decision is made by a plan fiduciary, as defined in Section 3(21) of ERISA, which is either a bank, savings and loan association, insurance company, or registered investment adviser, or if the employee benefit plan has total assets in excess of US$5,000,000 or, if a self-directed plan, with investment decisions made solely by persons that are accredited investors. (n) a private business development company as defined in Section 202(a)(22) of the Investment Advisers Act of 1940, as amended (the “Advisers Act”). 1 In calculating net worth, each Subscriber must exclude the value of any positive equity that Subscriber may have in Subscriber's primary residence. Similarly, debt secured by the primary residence should generally not be included as a liability when calculating net worth. However, any excess of mortgage debt over the estimated fair market value of Subscriber's primary residence must be included as a liability when calculating net worth. Also, any increase in the amount of debt secured by Subscriber's primary residence during the 60 days prior to Subscriber's purchase of Interests must be included as a liability. AFFIRMATION I hereby represent that all the information supplied herein is true, correct and complete. I agree to notify SMP Asset Management immediately of any material change in the foregoing answers. IN WITNESS WHEREOF, the undersigned has executed this Investor Questionnaire the date specified and declares that it is truthful and correct. In lieu of signature, type your name as confirmation* Date Questionnaire Completed* Your request for access will be considered by SMP Asset Management; if approved, you will receive an email that will provide a link to a secure form where you will set up your password; your user name will be your email address. SMP Asset Management, LLC • 1865 Palmer Avenue • Larchmont, NY 10538 Phone: (914) 833-0958 • Fax: (914) 992-6380 • Email: info@smplp.com Performance Disclosure © 2021 SMP Asset Management | All Rights Reserved