Menu User account menu Search Investor Research The 2021 Investment Company Fact Book Is Here! The latest edition of ICI’s flagship publication shares a wealth of research and data on trends in the investment company industry. FACT BOOK WEBSITE Copyright Permission Requests To request permission to use or reproduce ICI material, please use the permission request form. Investor Research More Mutual Fund Ownership More More Closed-End Fund Ownership More More Mutual Fund Shareholders' Use of Information More More Mutual Fund Shareholders' Use of Financial Advisers More More Equity Ownership in America More More US Households' Views on Retirement Saving More More IRA Investors More More The IRA Investor Database™ More More Defined Contribution Plan Investors More More EBRI/ICI 401(k) Investor Database More More Households Saving for College More More Investment Company Fact Book More Footer menu GENERAL About ICI About ICI Global About IDC About ICIEF HELPFUL LINKS Privacy and Cookie Policy Apply for User Account COVID-19 Report Contact Us ICI RESOURCES Comment Letters ICI Viewpoints ICI Fact Book Resource Centers MEMBER RESOURCES Business Continuity Copyright © 2021 by the Investment Company Institute Privacy Privacy and Cookie Policy Social Facebook LinkedIn Twitter YouTube

Menu User account menu Search Distribution and Settlement This page offers resources to help ICI members achieve operational efficiencies, develop best practices, and manage the operational impacts of regulatory initiatives. Distribution Investment Funds Distributor Due Diligence Questionnaire (pdf) Focus on Funds: New Tool Eases Global Distribution Challenges Amid increasing regulatory pressures, funds and their distributors have a new, more efficient, and... Financial Intermediary Controls and Compliance Assessment Engagements (pdf) Operational Process Flows and Considerations Related to Dealer/Custodian Resignations (pdf) DTCC The Talent Connection: Learn About Legal and Compliance Career Opportunities in the Asset Management Industry Archive Recording The Investment Company Institute (ICI) is pleased to offer a free one-hour webinar to law school... The Talent Connection: Learn About Legal and Compliance Career Opportunities in the Asset Management Industry Slides (pdf) The IRA Investor Profile: Roth IRA Investors’ Activity, 2010–2018 (pdf) Fund Clearance and Settlement ICI Global Response to EU Commission CSDR Consultation on Settlement Discipline Regime (pdf) ICI Comment Letter on SEC Proposed Exemptive Order on Portfolio Margining (pdf) ICI Comment Letter to CFTC and SEC on Portfolio Margining (pdf) Footer menu GENERAL About ICI About ICI Global About IDC About ICIEF HELPFUL LINKS Privacy and Cookie Policy Apply for User Account COVID-19 Report Contact Us ICI RESOURCES Comment Letters ICI Viewpoints ICI Fact Book Resource Centers MEMBER RESOURCES Business Continuity Copyright © 2021 by the Investment Company Institute Privacy Privacy and Cookie Policy Social Facebook LinkedIn Twitter YouTube