OUR PEOPLE LENDING LIQUIDITY SOLUTIONS ASSET MANAGEMENT ABOUT CONTACT US Login Financial Advisor Solutions HELPING YOU MEET YOUR CLIENTS’ NEEDS When your clients need financing and liquidity solutions, we ensure that you have the best options to offer. THE PARTNERS WE SERVE Our Private Bank caters to financial advisors by providing ease, convenience, and superior asset-based lending solutions to help you serve your clients better. BROKER DEALERS We serve clients of registered representatives of regional and independent broker-dealer firms REGISTERED INVESTMENT ADVISORS We serve clients of financial advisors to high-net-worth individuals FAMILY OFFICES We serve clients of Single Family Offices (SFOs), and select Multi-Family Offices (MFOs). TRUST OFFICERS We serve clients of specialized wealth managers within a trust company HELPING YOU HELP YOUR CLIENTS We offer Securities-Based* lines of credit with both LIBOR-based variable rate and fixed rate options so your clients can easily pledge their investments as collateral to meet their liquidity needs. Individuals Family Offices Corporations LLCs and LPs Trusts Nonprofit Entities & Foundations A WIN-WIN FOR ADVISORS AND THEIR CLIENTS Our history of innovative, actionable lending solutions is what makes us the preferred banking partner for both advisors and their clients, nationally. ADVISORS Minimize asset redemptions and tax considerations Leading technology to compete with wire houses and regional banks Creates holistic wealth management relationship with clients CLIENTS Cash access without portfolio disruption Avoid tax consequences from liquidating holdings Competitive rates and interest-only payments THE PARTNER YOU DESERVE FIND THE TEAM THAT COVERS YOUR AREA Our expert relationship managers are ready to tailor financial solutions to suit you and your clients’ needs. FIND A BANKER OUR DIGITAL LENDING PLATFORM Our Digital Lending Platform features 24/7 access, loan origination, loan servicing, and real-time relationship visibility. Our financial advisors and their clients can now access our Private Bank services wherever, whenever they choose. Just watch this brief video to learn more. MEET YOUR BANKING PARTNERS Our bankers are dedicated to making sure you have the best to offer your clients. OUR PEOPLE Previous 01 02 03 04 05 06 Next Ryan Auld REGIONAL SALES Private Bank ADVISORS, ARE YOU CONSIDERING A TRANSITION? Financial advisors considering switching firms have no shortage of important issues to think about. As a true partner, and in the spirit of helping make your transition a smooth one, we offer 5 things to consider for your transition. LEARN MORE THE ADVISING PARTNERS YOU DESERVE GET STARTED * Securities-based lending is a non-purpose margin loan secured by eligible, marketable securities. It is non-purpose because the proceeds of the line of credit cannot be used to purchase securities. Securities-based lending has special risks and is not suitable for all investors. The risk of securities-based lending include: (i) market fluctuations that may cause the value of pledged assets to decline, (ii) a decline in the value of the pledged securities that could result in selling the securities to maintain equity, and (iii) possible adverse tax consequences as a result of selling securities. ABOUT TSC Careers Resources Investor Relations Media Relations The TSC Advantage SECURITY, TERMS & LEGAL Privacy & Security Education Center Fraud Prevention Center © 2021 TriState Capital Bank. All Rights Reserved.