ally.com Contact Us Help Search Our Company Social Impact Careers Investor Relations Press Room Suppliers Ally Home About Us Investor Relations SEC Filings SEC Filings Key Reports Form 10-K Feb 24, 2021 Annual Report PDF Form 10-Q Nov 2, 2021 Quarterly Report PDF | RTF | XBRL | HTML | XLS Form 10-Q Aug 2, 2021 Quarterly Report PDF | RTF | XBRL | HTML | XLS Form 10-Q May 3, 2021 Quarterly Report PDF | RTF | XBRL | HTML | XLS Filings You can also find our filings on the SEC website. BROWSE All Filings Annual Filings Quarterly Filings 8-K Filings Proxy Filings Registration Statements Section 16 (3,4,5) Other YEAR All Years 2021 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000 1999 1998 1997 1996 1995 1994 All filings for all years page 1 of 771. FORM DATE DESCRIPTION FILE TYPE Form 424B2 Nov 22, 2021 Prospectus filed pursuant to Rule 424(b)(2) RTFPDFXLS Form 424B2 Nov 22, 2021 Prospectus filed pursuant to Rule 424(b)(2) RTFPDFXLS Form 424B2 Nov 15, 2021 Prospectus filed pursuant to Rule 424(b)(2) RTFPDFXLS Form 424B2 Nov 15, 2021 Prospectus filed pursuant to Rule 424(b)(2) RTFPDFXLS Form 13F-HR Nov 10, 2021 Form 13F Holdings Report RTFPDFXLS Form 424B2 Nov 8, 2021 Prospectus filed pursuant to Rule 424(b)(2) RTFPDFXLS Form 424B2 Nov 8, 2021 Prospectus filed pursuant to Rule 424(b)(2) RTFPDFXLS Form 4 Nov 3, 2021 Statement of Changes in Beneficial Ownership RTFPDFXLS Form 4 Nov 3, 2021 Statement of Changes in Beneficial Ownership RTFPDFXLS Form 4 Nov 3, 2021 Statement of Changes in Beneficial Ownership RTFPDFXLS 1 2 3 4 5 6 7 8 9 ... 771 These presentations and other communications should be read in conjunction with our Annual Report on Form 10-K and other documents that are filed or furnished with the U.S. Securities and Exchange Commission (our SEC filings). Financial and other information in these communications may be preliminary. Each communication of information is made on the particular date referenced there and speaks only as of that date. The passage of time can render the information stale. You should not rely on the continued accuracy of any information beyond the date of its communication. The communicated information may include forward-looking statements, which convey our expectations, intentions, or forecasts about subsequent events, circumstances, or results. All forward-looking statements, by their nature, are subject to assumptions, risks, and uncertainties, which may change over time and many of which are beyond our control. Actual objectives, strategies, plans, prospects, performance, conditions, or results may differ materially from those set forth in any forward-looking statement. Some of the factors that may cause actual results or other subsequent events or circumstances to differ from those in forward-looking statements are described in our Annual Report on Form 10-K and other SEC filings. We do not undertake to update any information, including any forward-looking statement, to reflect the impact of events, circumstances, or results that arise after the date that the information was communicated. Any non-GAAP financial measures should not be viewed in isolation from, or as a substitute for, results reported according to generally accepted accounting principles (GAAP). Differences between non-GAAP financial measures and comparable GAAP financial measures are reconciled in the communication or related SEC filings. All information on this Investor Relations site is provided for informational purposes only and does not constitute an offer to sell or the solicitation of an offer to buy any securities. About Our Company Social Impact Careers Investor Relations Press Room Suppliers Business Solutions Corporate Finance Dealer Services Ally Ventures Ally Lending Learn Financial Life Tips & Tools Do It Right Wallet Wise Resources Contact Give Feedback ATM Locator Site Map Shop Ally Gear Terms & Privacy Ally Invest Disclosures Legal Privacy Security A FEW THINGS YOU SHOULD KNOW Ally Financial Inc. (NYSE: ALLY) is a leading digital financial services company, NMLS ID 3015 . Ally Bank, the company's direct banking subsidiary, offers an array of deposit, personal lending and mortgage products and services. Ally Bank is a Member FDIC and Equal Housing Lender , NMLS ID 181005 . Credit products and any applicable Mortgage credit and collateral are subject to approval and additional terms and conditions apply. Programs, rates and terms and conditions are subject to change at any time without notice. Ally Servicing LLC, NMLS ID 212403 is a subsidiary of Ally Financial Inc. Securities products and services are offered through Ally Invest Securities LLC, member FINRA and SIPC. View Security Disclosures Advisory products and services are offered through Ally Invest Advisors, Inc. an SEC registered investment advisor. View all Advisory disclosures Foreign exchange (Forex) products and services are offered to self-directed investors through Ally Invest Forex LLC. NFA Member (ID #0408077), who acts as an introducing broker to GAIN Capital Group, LLC ("GAIN Capital"), a registered FCM/RFED and NFA Member (ID #0339826). Forex accounts are held and maintained at GAIN Capital. Forex accounts are NOT PROTECTED by the SIPC. View all Forex disclosures Forex, options and other leveraged products involve significant risk of loss and may not be suitable for all investors. Products that are traded on margin carry a risk that you may lose more than your initial deposit Products offered by Ally Invest Advisors, Ally Invest Securities, and Ally Invest Forex are NOT FDIC INSURED, NOT BANK GUARANTEED, and MAY LOSE VALUE. App Store is a service mark of Apple Inc. Google Play is a trademark of Google Inc. Zelle and the Zelle related marks are wholly owned by Early Warning Services, LLC and are used herein under license. Ally and Do It Right are registered service marks of Ally Financial Inc. From NerdWallet. © 2017-2021 and TM, NerdWallet, Inc. All rights reserved. From Kiplinger's Personal Finance. © 2021 The Kiplinger Washington Editors. All rights reserved. Used under license. From MONEY. © 2020 Ad Practitioners, LLC. All rights reserved. Used under license. ©2009-2021 Ally Financial Inc.