Section 16 filings Section 16 filings As required under Section 16(a) of the Securities Exchange Act of 1934, Form 4 filings are made for the directors and executive officers of The Charles Schwab Corporation when transactions resulting in a change of beneficial ownership of any class of the Company's equity securities occur. These transactions include purchases and sales of common stock, gifts, grants of restricted stock, restricted stock units and stock options, and other transfers. The director's or executive officer's name links directly to the most recent filings on the SEC website. Board of Directors Executive officers John K. Adams, Jr. Bernard J. Clark Walter W. Bettinger II* Jonathan M. Craig Marianne C. Brown Peter B. Crawford Joan T. Dea Joseph R. Martinetto Christopher V. Dodds Peter J. Morgan III Stephen A. Ellis Nigel J. Murtagh Mark A. Goldfarb Rick Wurster William S. Haraf Frank C. Herringer Brian M. Levitt Gerri K. Martin-Flickinger Bharat B. Masrani Todd M. Ricketts Charles A. Ruffel Arun Sarin Charles R. Schwab* Paula A. Sneed *Also a member of executive management 0000-2021 Brokerage Products: Not FDIC Insured • No Bank Guarantee • May Lose Value Schwab is committed to building a diverse and inclusive workplace where everyone feels valued. As an equal employment opportunity employer, our policy is to provide equal employment opportunities to all employees and applicants without regard to any status that is protected by law (Equal Employment Opportunity policy). Schwab is also an affirmative action employer, focused on advancing women, racial and ethnic minorities, veterans, and individuals with disabilities in the workplace. We believe diversity and inclusion are part of our success as a company and our purpose of serving every client with passion and integrity. The Charles Schwab Corporation provides a full range of brokerage, banking and financial advisory services through its operating subsidiaries. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (Member SIPC), offers investment services and products, including Schwab brokerage accounts. Its banking subsidiary, Charles Schwab Bank, SSB (member FDIC and an Equal Housing Lender), provides deposit and lending services and products. Access to Electronic Services may be limited or unavailable during periods of peak demand, market volatility, systems upgrade, maintenance, or for other reasons. TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc., members FINRA/SIPC, are separate but affiliated companies and subsidiaries of TD Ameritrade Holding Corporation. TD Ameritrade Holding Corporation is a wholly owned subsidiary of The Charles Schwab Corporation. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. This site is designed for U.S. residents. Non-U.S. residents are subject to country-specific restrictions. Learn more about our services for non-U.S. residents. © 2021 Charles Schwab & Co., Inc, All rights reserved. Member SIPC. Unauthorized access is prohibited. Usage will be monitored. Privacy Schwab.com Additional Schwab Sites Contact Us Facebook Twitter YouTube LinkedIn Instagram Who We Are Overview Leadership Awards What We Do Overview Citizenship Overview Access to Investing Our People Diversity and Inclusion Security Financial Empowerment Giving Back Our Communities Environmental Stewardship Advocacy and Ethics Main Street Stories Overview Culture Community Innovation Industry Viewpoints Investor Relations Overview Governance Annual Report Financial Reports Other Regulatory Disclosures Investor Information Stock CFO Commentary Media Overview Press Releases Experts Research Company Statements