Wealth Management Industries Resources Careers Find an Advisor About Us Contact Us Client Payment Login RISK ADVISORY Ask a question EFFECTIVELY MANAGING YOUR IT AND COMPLIANCE RISK Organizations today face many challenges – from strict regulatory requirements to maintaining effective IT security – it can be difficult to grow your business and increase profitability without a sound risk management strategy. Boulay’s Risk Advisory professionals can help minimize your exposure to financial loss and reputational damage that could result from non-compliance with regulations and deficiencies in operational and IT controls. HOW WE HELP YOU GET THERE Boulay’s Risk Advisory team provides targeted solutions to help you minimize risks related to technology, operations and regulatory compliance. Our industry experts have unique insight into the risks facing your organization and will work with you to solidify your internal control environment, protect your hard-earned capital and grow your business. OUR SERVICES Internal Audit Our Internal Audit team helps your business achieve risk management objectives by providing solutions that ensure compliance and improve operational efficiency. Learn More Technology Risk Consulting Our team delivers a compliant and integrated defense strategy which addresses today’s regulatory requirements and tomorrow’s threats. Learn More SOC 1/SOC 2 Assurance Provide independent assurance with a SOC 1 or SOC 2 examination. Learn More Data Privacy Regulatory compliance and data privacy are quickly becoming chief among corporate concerns. From GDPR to CCPA, meet the right requirements by engaging with Boulay's team of industry experts. Learn More RISK ADVISORY LEADER LATEST INSIGHTS View more insights November 24, 2021 A BRIEF HISTORY: ESOPS & EMPLOYEE OWNERSHIP Many people are surprised to discover the numerous benefits that Employee Stock Ownership Plans (ESOPs) … Read Full Post November 24, 2021 PROPER WORKER CLASSIFICATION FOR EMPLOYMENT TAX COMPLIANCE Changing Workforce and Laws The COVID-19 pandemic changed many aspects of our life and work. … Read Full Post CONTACT OUR RISK ADVISORY EXPERTS Let our team provide expert guidance and solutions to assist with your operational and technology risks. Contact Us SUBSCRIBE TO OUR NEWSLETTER SUBSCRIBE NOW CONTACT Eden Prairie, MN Minneapolis, MN (952)893-9320 Naples, FL (239)325-1100 COMPANY About Us Services Industries Knowledge News & Events Careers Contact Us Secure File Transfer Disclaimer Privacy Policy Peer Review Report ADV Document Form CRS Investment Advisory Services offered through Boulay Financial Advisors, LLC a SEC Registered Investment Advisor. Certain Third Party Money Management offered through Valmark Advisers, Inc. a SEC Registered Investment Advisor. Securities offered through Valmark Securities, Inc. Member FINRA, SIPC Boulay PLLP and Boulay Financial Advisors, LLC are separate entities from Valmark Securities, Inc. and Valmark Advisers, Inc. FINRA | SEC | SIPC |©2021 Boulay | All rights reserved. FINRA BROKER CHECK