ABOUT US OUR FUNDS INVESTOR RESOURCES CONTACT US Credit Investment Strategies for Institutional Investors. TERMS & CONDITIONS Last modified: 7/9/15 These Terms and Conditions (“Terms & Conditions”) apply to this Tall Tree Investment Management website www.talltreeim.com (our “Website”). The term “Tall Tree” or “we” or “us” or “our” in these Terms & Conditions refers to Tall Tree Investment Management, LLC and its affiliates, including Grant Grove CLO, Ltd., Muir Grove CLO, Ltd., Tuolumne Grove CLO, Ltd., Nelder Grove CLO, Ltd. and Lockwood Grove CLO, Ltd (collectively, the “Funds”), Tall Tree Financial Partners, LLC and Shareholders of TTFP, LLC. PLEASE READ THESE TERMS AND CONDITIONS CAREFULLY. BY ACCESSING THE WEBSITE AND ANY PAGES THEREOF, YOU AGREE TO BE BOUND BY THE TERMS AND CONDITIONS BELOW. IF YOU DO NOT AGREE TO THE TERMS AND CONDITIONS BELOW, DO NOT ACCESS THE WEBSITE OR ANY PAGES THEREOF. Your visit to the Website and any pages thereof are subject to these Terms and Conditions, the Privacy Policy, the Consumer Privacy Notice, and the Disclaimer which may be updated from time to time. If we update any of the foregoing, we will post the updated versions on the applicable page. Any such updates will be effective upon posting. You should consult these pages each time you visit the Website and any pages thereof. If you do not agree to the updates, do not access the Website or any pages thereof. USE OF WEBSITE AND PAGES USE OF CONTENT AND INFORMATION All content and information, including all trademarks, logos, copyrights and other intellectual property therein, displayed on the Website and pages thereof are owned or licensed by Tall Tree and/or its third-party information providers and protected by applicable law. Unless expressly permitted by us in writing, you are only permitted to view, bookmark and print this content and information for your nonpublic and noncommercial use only. If you print the entirety of or any portion of this content and information, you must retain all copyright and other proprietary notices contained therein. You are not permitted, for the avoidance of doubt, to download, copy, reverse engineer, modify, publish or exploit the this content and information. You may not violate any law, or the intellectual property or contractual rights of others, in your use of this content and information or attempt to violate or violate the security of the Website and pages thereof. All content and information, including all trademarks, logos, copyrights and other intellectual property therein, displayed on the Website and pages thereof are not intended for distribution to, or use by, any person or entity in any jurisdiction where such distribution or use would be contrary to law. You may not use this content and information where such distribution or use would be contrary to law. MONITORING BY TALL TREE Tall Tree may monitor your use of the Website and pages thereof, without notice to you. Further, we may investigate any violation of these Terms & Conditions and may report any activities relating to the Website and pages thereof to regulators, law enforcements official or other persons or entities that we deem appropriate. INVESTMENT DISCLAIMER WITHOUT LIMITING ANYTHING CONTAINED IN THE DISCLAIMER, THE WEBSITE AND PAGES THEREOF HAVE BEEN PREPARED FOR INFORMATIONAL PURPOSES ONLY WITHOUT REGARD TO ANY PARTICULAR USER’S INVESTMENT OBJECTIVES, FINANCIAL SITUATION, OR MEANS, AND TALL TREE IS NOT SOLICITING ANY ACTIONS BASED UPON IT. NO CONTENT OR INFORMATION ON THE WEBSITE AND PAGES THEREOF ARE TO BE CONSTRUED AS A RECOMMENDATION, OR AN OFFER TO BUY OR SELL, OR THE SOLICITATION OF AN OFFER TO BUY OR SELL ANY SECURITY, FINANCIAL PRODUCT OR INSTRUMENT, OR TO PARTICIPATE IN ANY PARTICULAR TRADING STRATEGY IN ANY JURISDICTION IN WHICH SUCH AN OFFER OR SOLICITATION, OR TRADING STRATEGY WOULD BE ILLEGAL. PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS. SUBMISSIONS All submissions to the Website and pages thereof (including, without limitation, any communication sent to Tall Tree) is and will be deemed to be non-confidential as between you and us, and Tall Tree will be free to use, modify, reproduce and distribute it for any purpose without compensation to you. NO WARRANTY THE CONTENT AND INFORMATION CONTAINED IN THE WEBSITE AND PAGES THEREOF, INCLUDING TEXT, GRAPHICS, LINKS OR OTHER ITEMS, AND THE WEBSITE AND PAGES THEREOF ARE PROVIDED “AS IS”, “AS AVAILABLE”. TALL TREE DOES NOT WARRANT THE ACCURACY, ADEQUACY OR COMPLETENESS OF THIS CONTENT AND INFORMATION, AND THE WEBSITE AND PAGES THEREOF AND EXPRESSLY DISCLAIMS LIABILITY FOR ERRORS OR OMISSIONS IN THIS CONTENT AND INFORMATION AND THE WEBSITE AND PAGES THEREOF. NO WARRANTY OF ANY KIND, IMPLIED, EXPRESSED OR STATUTORY INCLUDING BUT NOT LIMITED TO THE WARRANTIES OF NON-INFRINGEMENT OF THIRD PARTY RIGHTS, TITLE, SUITABILITY, ACCURACY, VALIDITY, TIMELINESS, COMPLETENESS, MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE, FREEDOM FROM COMPUTER VIRUS, AVAILABILITY AND SECURITY IS GIVEN IN CONJUNCTION WITH THE CONTENT AND INFORMATION AND THE WEBSITE AND PAGES THEROF. LIMITATION OF LIABILITY TALL TREE AND ITS AFFILIATES AND THEIR RESPECTIVE DIRECTORS, MEMBERS, OFFICERS, EMPLOYEES, AGENTS, SUPPLIERS, SERVICE PROVIDERS, VENDORS AND CUSTOMERS WILL NOT BE LIABLE TO YOU OR ANYONE ELSE FOR ANY DAMAGES, INCLUDING, BUT NOT LIMITED TO, DIRECT, CONSEQUENTIAL, INCIDENTAL, SPECIAL OR INDIRECT DAMAGES (INCLUDING BUT NOT LIMITED TO LOST PROFITS, TRADING LOSSES OR DAMAGES THAT RESULT FROM USE OR LOSS OF USE OF THE WEBSITE AND PAGES THEREOF), EVEN IF TALL TREE OR ANY OTHER PERSON OR ENTITY HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES OR LOSSES, INCLUDING, WITHOUT LIMITATION, FROM THE USE OR ATTEMPTED USE OF THE WEBSITE AND PAGES THEREOF OR ANOTHER LINKED WEBSITE AND PAGES THEREOF. IF YOU LIVE IN A TERRITORY THAT DOES NOT ALLOW THE LIMITATION OR EXCLUSION OF LIABILITY OR DAMAGES, SOME OR ALL OF THESE LIMITATIONS AND EXCLUSIONS MAY NOT APPLY TO YOU. INDEMNIFICATION You agree to defend, indemnify and hold harmless Tall Tree and its affiliates and their respective directors, members, officers, employees, agents, suppliers, service providers, vendors and customers against any losses, damages, claims, liabilities and costs (including reasonable attorneys’ fees) to the extent resulting from or arising out of any unauthorized or otherwise inappropriate use of any of the content or information on the Website and pages thereof and the Website and pages thereof attributable to you, in whole or part. LINKED SITES We do not review or monitor any website and pages thereof linked from or to the Website and pages thereof and we are not responsible for any content or information contained therein. We have no control over such other websites and pages thereof and do not endorse any such other websites and pages thereof. You shall not display links on your website and pages thereof to any website or page thereof owned or operated by us. PASSWORD SECURITY The user identification and password that may have been provided to you by us are for your exclusive use only and must be kept confidential. You are responsible for all activities that occur in connection with your user identification and accordingly maintaining the confidentiality of your user identification and password is very important. TERMINATION We may terminate your access and your rights to use the Website and pages thereof (including any content and information therein) at any time and for any reason, without notice to you. SUBMIT A COPYRIGHT TAKEDOWN NOTICE Pursuant to Section 512(c)(2) of the Copyright Revision Act, as amended by the Digital Millennium Copyright Act (“Act”), written notice OF ANY CLAIMED COPYRIGHT INFRINGEMENT RELATING TO THE ACTIVITIES OF SERVICE PROVIDER UNDER SECTION 512 OF THE ACT must be submitted to the Designated Agent named below. ANY NOTICE SENT TO THE DESIGNATED AGENT MUST MEET THE REQUIREMENTS OF SECTION 512(C)(3) OF COPYRIGHT REVISION ACT, AS AMENDED BY THE DIGITAL MILLENIUM COPYRIGHT ACT. Service Provider: Tall Tree. Designated Agent to Receive Notification of Claimed Infringement: Name: Chief Compliance Officer Address: 222 South Riverside Plaza, Suite 620, Chicago, IL 60606 Email: info@talltreeim.com Fax: 312-242-3031 NOTE: ALTHOUGH NOT REQUIRED, IT IS RECOMMENDED THAT NOTIFICATIONS BE SENT BOTH BY FAX AND BY EMAIL AND THAT ANY EMAIL NOTIFICATION INCLUDE “NOTICE OF ALLEGED SERVICE PROVIDER INFRINGEMENT” IN THE SUBJECT LINE OF THE EMAIL. This contact information is provided only for the purposes stated above. We cannot respond to OTHER INQUIRIES, SUCH AS REQUESTS to open or service accounts or otherwise conduct business with Tall Tree. GOVERNING LAW AND FORUM; SEVERABILITY The laws of the State of New York govern these Terms & Conditions. Any dispute relating to these Terms & Conditions shall be resolved solely in the state or federal courts located in New York city. You agree to waive trial by jury in such action. If a court of competent jurisdiction deems any provision unenforceable, that provision will be enforced to the maximum extent permissible, and the remaining provisions will remain in full force and effect. CONTACT INFORMATION To ask questions or comment about these Terms and Conditions, contact the Chief Compliance Officer of Tall Tree Investment Management, LLC at: info@talltreeim.com, 222 South Riverside Plaza, Suite 620, Chicago, IL 60606, 312-224-7800. Email / 27475 Ferry Rd., Suite 131, Warrenville, IL 60555 / 312.224.7800 © 2021, Tall Tree Investment Management, LLC. All rights reserved. HOME ABOUT TEAM OUR FUNDS INVESTOR RESOURCES CONTACT US Terms & Conditions Privacy Policy Disclaimer Images