.afcls-3{fill-rule:evenodd}.bycls-1{fill:none} Our solutions Who we serve Insights Investor relations Discover SEI Search US - English Regulatory Compliance Services We offer regulatory compliance services and reporting for investment managers and institutions. We take on the burden of regulatory compliance for asset management, with knowledgeable experts and our unique data warehouse approach to tracking. what we do investment operations Minimize the strain of investment regulations on your firm Today’s economic and regulatory climate has placed a tremendous burden on management, directors, and regulatory teams to provide increased financial reporting and transparency to both regulators and investors. Investment managers and individuals must be aware of current and changing regulatory reporting and investment regulations. SEI’s regulatory services platform helps you stay ahead of the curve to avoid risk. Our regulatory services help you meet these reporting and compliance requirements without building an in-house regulatory reporting solution. You’ll benefit from our unique data warehouse approach, our team of industry experts and the ability to track it all from our single comprehensive platform. We offer regulatory and compliance solutions for: Pooled vehicles – Alternative vehicles – Separate accounts – Sovereign wealth funds – Family offices – and more Regulatory Services for Investment Managers Our regulatory services platform provides global regulatory services for investment managers. Learn more about our approach. Regulatory reporting Download our regulatory reporting overview Outsourced regulatory reporting services supported by a centralized compliance team, as well as an integrated regulatory services platform that facilitates the scoping, data consolidation/aggregation, calculations, review, approval and filing process, for reports such as: Form PF Form CPO-PQR AIFMD Annex IV Global Shareholder Disclosure Monitoring for CFTC and Exchange Position Limits RIC Reporting (N-PORT, N-CEN, N-MFP, N-Q) RIA Reporting (13F, 13H, 13D/G) Regulatory services for investor compliance Outsourced investor regulatory compliance services related to investor due diligence, anti-money laundering and activity monitoring including comprehensive oversight reporting on data and process transparency: FATCA UK CDOT OECD CRS Regulatory services for firm compliance Download Regulatory services for firm compliance Services to support your firm-wide compliance program, including a global regulation library, news event feeds, a comprehensive compliance management tool, as well as best practice reviews and recommendations: Regulation event news feed Post-trade portfolio compliance monitoring Regulatory compliance management system Code of ethics module Trade compliance module For more details about our regulatory services for investment managers, download our Regulatory Overview MORE IN INVESTMENT OPERATIONS FUND ADMINISTRATION INVESTMENT OPERATIONS OUTSOURCING REGULATORY COMPLIANCE AND REPORTING WEALTH MANAGEMENT OPERATIONS OUTSOURCING Our Solution for Investment Managers Turn infrastructure into competitive advantage Our comprehensive investment operating platform is designed to support all major asset classes and investment vehicles across diverse investment strategies and jurisdictions LEARN MORE Share on Linkedin Share on Facebook Share on Twitter Share via Email Print this page Investor relations Help for clients Locations Fund documents COVID-19 update Contact us Careers Cookie policy Privacy policy Accessibility statement Inclusion policy Terms of use © 2021 SEI We use cookies to collect and analyze information on site performance and usage, and to enhance and customize content and advertising. By browsing our site or by clicking the OK button, you agree to the use of our cookies. To find out more or to change your cookie settings, visit our cookie policy page. OK