CIBC CAPITAL MARKETS EUROPEAN REGULATORY DISCLOSURES European Regulatory Disclosures CIBC provides services in Europe through Canadian Imperial Bank of Commerce (CIBC), including through CIBC’s Registered UK Branch, and through CIBC Capital Markets (Europe) S.A. in Luxembourg. CIBC is a bank incorporated in Canada pursuant to the Bank Act (Canada), with its registered UK branch address at 150 Cheapside, London EC2V 6ET and registration number FC001165. CIBC is authorised by the Prudential Regulation Authority and subject to regulation by the Financial Conduct Authority and limited regulation by the Prudential Regulation Authority. Details about the extent of regulation by the Prudential Regulation Authority are available on request. CIBC Capital Markets (Europe) S.A. (RCS Luxembourg: B236326) is authorised by the European Central Bank (the “ECB”) and supervised by the Luxembourg Financial Supervisory Authority (Commission de Surveillance du Secteur Financier) under the oversight of the ECB, with its registered address at 2C Rue Albert Borschette K2D1 Luxembourg 1246. CIBC previously also provided services through CIBC Capital Markets plc (incorporated and registered in England & Wales with registration number 2733036 with its registered office located at 150 Cheapside, London EC2V 6ET and converted to CIBC World Markets Limited on 7 August 2020). Should you require any RTS 27 or RTS 28 reports relating to CIBC World Markets Limited, please contact Mailbox.UKComplianceDepartment@cibc.com. Pursuant to Regulation (EU) No 648/2012 (“EMIR”), counterparties are generally obliged to provide collateral for non-cleared OTC-derivatives. CIBC Capital Markets (Europe) S.A. (LEI: 5493004H6N0F0BB9H184) has been granted a full exemption from this obligation in accordance with Art. 11(6) of EMIR with respect to intra-group transactions entered into with Canadian Imperial Bank of Commerce (LEI: 2IGI19DL77OX0HC3ZE78). Canadian Imperial Bank of Commerce is the parent company of CIBC Capital Markets (Europe) S.A. The estimated notional aggregate amount of the OTC derivative contracts for which the intragroup exemption applies (million EUR) is 11,225. Costs & Charges CIBC London_Costs and Charges_Ex Ante Disclosures RTS 28 RTS 28_2020 Annual Report_CIBC Capital Markets (Europe) S.A._30April2021 RTS 28_2019 Annual Report_Canadian Imperial Bank of Commerce_30June2020 RTS 28_2019 Disclosure_Table 2_Canadian Imperial Bank of Commerce_30June2020 RTS 28_2019 Disclosure_Table 3_Canadian Imperial Bank of Commerce_30June2020 RTS 28_2018 Annual Report_Canadian Imperial Bank of Commerce_April2019 RTS 28_2018 Disclosure_Table 2_Canadian Imperial Bank of Commerce_30April2019 RTS 28_2018 Disclosure_Table 3_Canadian Imperial Bank of Commerce_30April2019 RTS 27 RTS 27_Q4 2020 Report_Canadian Imperial Bank of Commerce_31March2021 RTS 27_Q3 2020 Report_Canadian Imperial Bank of Commerce_31December2020 RTS 27_Q3 2020 Report_CIBC Capital Markets (Europe) S.A._31December2020 RTS 27_Q2 2020 Report_Canadian Imperial Bank of Commerce_30September2020 RTS 27_Q1 2020 Report_Canadian Imperial Bank of Commerce_30June2020 RTS 27_Q4 2019 Report_Canadian Imperial Bank of Commerce_31March 2020 RTS 27_Q3 2019 Report_Canadian Imperial Bank of Commerce_31December2019 RTS 27_Q2 2019 Report_Canadian Imperial Bank of Commerce_30September2019 RTS 27_Q1 2019 Report_Canadian Imperial Bank of Commerce_30June2019 Best Ex Policy CIBC London Best Execution Policy Systematic Internaliser Commercial Policy Systematic Internaliser Commercial Policy_CIBC London Branch CIBC Capital Markets (Europe) S.A. Pillar 3 Disclosures CIBC Capital Markets (Europe) S.A. Pillar 3 Disclosures - 31 October 2020 DISCLAIMER & TERMS OF USE CIBC Capital Markets locations Contact us CIBC Capital Markets disclosures CIBC World Markets Inc. is a Member of the Canadian Investor Protection Fund CIBC World Markets Corp. (US Broker Dealer) Disclosures CIBC World Markets Inc. Trade matching Statement LIBOR transition The US Foreign Account Tax Compliance Act (FATCA) Dodd Frank Disclosures Dodd Frank Complaints Mailbox CIBC Capital Markets Best Execution Policy (Canada) European Regulatory Disclosures CIBC Foreign Exchange Disclosure Statement CIBC Websites Imperial Service Imperial Investor Service Investor's Edge Wood Gundy Private Wealth Management CIBC US CIBC Rewards Newcomers to Canada CIBC International Student Banking Offer CIBC Global Money Transfer CIBC Foreign Cash Online™ CIBC Precious Metals Online CIBC Air Canada® AC conversion™ Visa* Prepaid Card Personal banking Business banking About CIBC Corporate profile Corporate responsibility Investor Relations Media Centre Careers Accessibility at CIBC Submit an Accessibility request Contrast: Normal | High Text size: Privacy & security CIBC Capital Markets legal Canadian Imperial Bank of Commerce Website - Copyright © CIBC 2021