Home media Jobs Contact Extranet login News FAQ Documents 0 MyFINMA DE Permit monitoring enforcement documentation FINMA FINMA Public Home ... FINMA publications Reports Enforcement report Enforcement transparency With an annual enforcement report, FINMA is increasing the transparency of its enforcement procedures and at the same time aims to achieve a preventive effect. FINMA's Enforcement investigates and penalizes any breaches of regulatory provisions by licensees. Comprehensive communication stating the names of the companies or persons concerned is not permitted for legal reasons (Art. 22 para. 2FINMAG). For this reason, FINMA generally only communicates about ongoing or completed enforcement proceedings if there is a particular public interest, for example to protect investors, creditors or insured persons from harm. In these cases, timely information to the public is essential. This is usually guaranteed by a media release. In order to increase the transparency of its enforcement activities and to strengthen the preventive effect on the financial market, FINMA has been publishing a summary enforcement report once a year since spring 2015. In it, it gives an account of its law enforcement activities by publishing anonymized summaries of the cases dealt with in the past year, which were closed with an order. In addition, information on court decisions and statistical data on FINMA's enforcement activities are published. Enforcement report 2017 Last changed: 27.03.2018 Size: 0.41 MB Languages): DE FR IT EN Enforcement report 2016 Last modified: 04/04/2017 Size: 0.27 MB Languages): DE FR IT EN Enforcement report 2015 Last modified: 04/07/2016 Size: 0.51 MB Languages): DE FR IT EN Enforcement report 2014 Last modified: 02/24/2015 Size: 0.52 MB Languages): DE FR IT EN Everything about documentation Legal bases Circular Hearings FINMA statements FINMA supervisory notices FINMA publications Business reports Reports Supervisory reports Enforcement report Transparency report Insurance report Personnel report Papers and articles Fact sheets Discussion papers FINMA videos Selected decisions Insurance law decisions Self-regulation Sanctions and FATF Statements Swiss Financial Market Supervisory Authority FINMA Laupenstrasse 27 , 3003 Bern Tel. +41 31 327 91 00 , Fax +41 31 327 91 01 info@finma.ch Search the site Permit Everything about approval Forms of approval Banken und Effektenhändler Versicherungen Institute und Produkte nach Kollektivanlagengesetz Versicherungsvermittler SRO Direkt unterstellte Finanzintermediäre Finanzmarktinfrastrukturen und ausländische Teilnehmer Ratingagenturen Fintech FIDLEG und FINIG Überwachung Alles zur Überwachung Branchenübergreifende Themen Banken und Effektenhändler Versicherungen Institute und Produkte nach Kollektivanlagengesetz SRO DUFI Finanzmarktinfrastrukturen Pfandbriefzentralen Durchsetzung Alles zur Durchsetzung Bewilligungsträger Unerlaubte Tätigkeiten Marktaufsicht Enforcementinstrumente Datensammlung Gewähr und Gewährsprüfung Resolution Amtshilfe Rechte und Pflichten von Betroffenen Dokumentation Alles zur Dokumentation Rechtsgrundlagen Rundschreiben Anhörungen FINMA-Stellungnahmen FINMA-Aufsichtsmitteilungen FINMA-Publikationen FINMA-Videos Ausgewählte Entscheide Versicherungsrechtliche Entscheide Selbstregulierung Sanktionen und FATF-Statements FINMA Alles zur FINMA Ziele Organisation Working at FINMA activities Testing FINMA representative National cooperation International cooperation Extranet FINMA Public Approved companies Warnings Make a report © 2018 FINMA media Jobs and careers Contact Abbreviations glossary Disclaimer imprint Sitemap archive