SERVICES INVESTMENT MONITORING AND OVERSIGHT Increased due diligence and risk management requirements along with the need for a holistic view of the investment portfolio make consistent monitoring essential for family enterprises. At PKF O’Connor Davies, we understand the critical role professional investment monitoring and oversight has in providing for appropriate stewardship and planning. Meet Our Professionals Gemma Leddy Partner Thomas Riggs Partner Marc L. Rinaldi Partner Our partners and specialists possess exceptional expertise in investment management portfolio oversight. They work with clients to generate a streamlined, customized plan for monitoring and oversight – one that helps clients make informed and strategic investment decisions in order to preserve capital, grow their wealth and maintain control over their investments. With each family’s needs in mind, we design private client portals that help clients and their advisors connect securely with each other and monitor progress using state-of-the-art technologies. High-touch investment monitoring and oversight services for family enterprises. Through a comprehensive suite of investment monitoring and oversight capabilities, our clients enjoy the professional support they need to control and grow their wealth while also remaining in full compliance with their investment obligations. Our services include: Investment aggregation, performance reporting and risk metrics Asset allocation and strategy reviews Investment manager due diligence and evaluation Fee analysis and verification Track inflows/outflows to investment funds and brokerage accounts Liaison with agents, attorneys, investment advisors, insurance brokers and banks Investment fund administration Corporate action monitoring Internal control evaluations and risk assessments Dodd-Frank and investor mandate compliance Coordination and facilitation of periodic meetings with investment advisors and other affiliated parties Tax basis analysis and verification Monitoring of tax and estate planning implications Monitoring private equity, alternative investments and commitments Regularity compliance Projections and valuations BACK TO SERVICES ACCOUNTING AND ASSURANCE Accounting Outsourcing Agreed-Upon Procedures Audits Reviews and Compilations Elite Accounting Services Employee Benefit Plans Employee Stock Ownership Plans Endowment Fund Accounting International Financial Reporting Standards IFRS IT Audit and Cybersecurity Reviews Peer Review Public Company Accounting Oversight Board PCAOB Public Sector Audits and Compliance ADMINISTRATION SERVICES Fund Administration Services Outsourced CFO Services Outsourced Portfolio Company Accounting Services ADVISORY SERVICES Bankruptcy and Restructuring Cybersecurity & Privacy Advisory Services Cybersecurity Maturity Model Certification Advisory Services Dark Web Monitoring Services Digital Forensic Services Virtual Chief Information Security Officer Services (vCISO) Family Advisory Services Forensic, Litigation and Valuation Services Matrimonial Services Management Consulting Services ESG, Sustainability and Impact Optimization PPP Loan Forgiveness Services Risk Advisory Services System Organization Controls (SOC) Reporting Specialty Industry Advisory Services Transaction and Financial Advisory Services Wealth Services FAMILY OFFICE Accounting and Reporting Advisory Charitable Giving Family Advisory Services Investment Monitoring and Oversight Lifestyle Support Personal Financial Management Tax Planning Wealth Planning INTERNATIONAL SERVICES China Desk General Data Protection Regulation (GDPR) German Desk Transfer Pricing Services INVESTMENT BANKING Acquisition Advisory Exit Readiness and Transaction Planning Sell-Side Advisory TAX COMPLIANCE AND PLANNING Employee Benefit Planning and Tax Compliance Employee Stock Ownership Plans International Tax Services IRS Representation and Tax Controversies Personal Financial Planning Private Foundation Services State and Local Tax SALT Tax Compliance and Reporting Tax Research and Strategic Planning Tax-Exempt Organizations Trust and Estate Planning TALENTCONNECT SERVICES Let PKF O’Connor Davies be the go-to source for your accounting, auditing, tax and cyber needs. We keep our clients in the know with our complimentary Thought Leadership publications and professional education events. We are responsive and focused on quality client service while delivering tailored solutions and useful feedback. You have a responsibility to ensure the financial success of your business. PKF O’Connor Davies is prepared to provide the necessary support. 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