Skip Links Investment Management Back Overview The investment management industry in Canada is both highly regulated and highly competitive. The requirements are constantly evolving, as are industry players and the demographics and needs of investors. Technology is forcing change, causing evolution and creating opportunity. Whether you are looking to set up an investment fund in Canada, need help with understanding whether you need to register to operate your business and how to comply with regulatory requirements, or are looking to enter the Canadian market from abroad, we understand the business, regulatory and administrative issues that affect you. With over 60 years’ experience, BLG’s large team is rated by Chambers Canada as one of Canada’s best law firms for investment funds and asset management. We provide clients with national, multi-dimensional legal services in a disciplined, cost effective manner. Read More Experience Read More Structures investment funds and their offerings – both public and private. Structures specialized varieties of investment funds, such as alternative mutual funds, derivatives-based funds, cryptocurrency funds, cannabis-focused funds and scholarship plans. Structures and advises on ongoing operational issues to online advice platforms (robo-advisers and trading systems). Specializations ETFs, Structured Products & Closed-End Funds We play an integral part in the growth and development of exchange-traded funds (ETFs), structured products, closed-end funds and other investment vehicles in Canada. Mutual Funds We have a long history of working with the Canadian mutual fund industry, assisting in navigating legal and regulatory issues and participating in its unparalleled growth. Private Funds, Hedge Funds & Alternative Investments Operating in an evolving industry requires a legal team who can anticipate and respond to your needs. Our experienced group ensures that alternative investment clients get multi-dimensional, cost-effective legal services. Registrant Regulation & Compliance Securities regulations and compliance expectations and standards are becoming increasingly complex on a global scale. We can help you with initial start-up, through to services and product offerings. Focusing on our clients’ needs is what we do best. BLG continues to focus on the needs of its clients, evidenced by its recent acquisition of AUM Law. Collectively, we bring BLG’s long history of deep investment management expertise and long-standing counsel, with AUM Law’s fixed-fee regulatory compliance offering. Our goal is to expand and automate regulatory compliance services available to our clients as part of BLG Beyond’s portfolio of alternative legal services. Visit AUM Law Environmental, Social and Governance (ESG) How a business is evaluated in the market is no longer solely based on its financial success or the products and services it sells. It is also based on reputation and whether it is seen as responsible and responding to investor demands. Clients trust BLG to help them understand and embed ESG into their business strategies. Learn more Related Expertise Derivatives Mergers & Acquisitions FinTech Private Equity Key Contacts Lynn McGrade Partner Location Toronto Email LMcGrade@blg.com Phone 416.367.6115 Quick info View full bio Jason Brooks Partner Location Vancouver Email JBrooks@blg.com Phone 604.640.4102 Quick info View full bio Jonathan Doll Partner Location Calgary Email JDoll@blg.com Phone 403.232.9659 Quick info View full bio Christian Faribault Partner Location Montréal Email CFaribault@blg.com Phone 514.954.2501 Quick info View full bio Kathryn M. Fuller Partner Location Toronto Email KFuller@blg.com Phone 416.367.6731 Quick info View full bio Prema K. R. Thiele National Group Head, Corporate & Capital Markets Location Toronto Email PThiele@blg.com Phone 416.367.6082 Quick info View full bio View All Professionals Insights View All Insights Stay Up to Date Subscribe to receive our insights and perspectives on the latest legal developments that will affect you. Register This website uses cookies We use cookies on our website. To learn more about cookies, how we use them on our site and how to change your cookie settings, please view our cookie policy. By continuing to use this site without changing your settings, you consent to our use of cookies in accordance with our cookie policy. Accept Accessibility CASL Legal Privacy © 2021 Borden Ladner Gervais LLP ("BLG"). All rights reserved.