TOP page To investors Investor rights Investor rights ① Voting rights at the general meeting of unitholders (Article 77, Paragraph 2, Item 3 of the Investment Trust Law) Certain matters stipulated by the Investment Trust Law or the Covenant are resolved at a general meeting of unitholders composed of unitholders. The unitholder has one voting right for each investment unit he / she owns (Article 94, Paragraph 1 of the Investment Trust Law, Article 308, Paragraph 1 of the Companies Act). At the general meeting of unitholders of the Investment Corporation, a majority of the voting rights of the unitholders present will be resolved (Article 93-2, Paragraph 1 of the Investment Trust Law, Article 20, Paragraph 4 of the Covenant), but changes to the Covenant, etc. For certain important matters, an investor who has a majority of the issued investment units must attend and be resolved by a majority, which is more than two-thirds of the voting rights of the attending unitholders (investment trust). Article 93-2, Paragraph 2 of the Act). The unitholders who can exercise their rights at the general meeting of unitholders shall be the unitholders listed or recorded in the final unitholder list as of the record date, which is determined by the Investment Corporation by a resolution of the board of directors and announced in advance in accordance with the law. (Article 77-3, Paragraph 2 of the Investment Trust Law, Article 20, Paragraph 8 of the Covenant). The unitholder may also exercise his / her voting rights in writing instead of attending the unitholders' meeting (Article 90-2, Paragraph 2 and Article 92, Paragraph 1 of the Investment Trust Law). In addition, the unitholder can exercise voting rights by an electromagnetic method with the consent of the Investment Corporation (Article 92-2 of the Investment Trust Law). In addition, the unitholder can exercise voting rights by proxy. However, if the unitholder intends to exercise his / her voting rights with an agent, the agent is limited to one unitholder who has the voting rights of the Investment Corporation (Article 20, Paragraph 9 of the Covenant). In this case, the unitholder or agent must submit a document certifying the right of proxy to the Investment Corporation at each general meeting of unitholders (Article 94, Paragraph 1 of the Investment Trust Law, Article 310, Paragraph 1 of the Companies Act). , Article 20, Paragraph 9 of the Covenant). Notwithstanding these methods, if the unitholder does not attend the unitholders'meeting and does not exercise voting rights, the unitholder may submit a bill (multiple bills submitted) to the unitholders' meeting. In some cases, if any of these proposals contradict each other, it is deemed to agree with (excluding any of the proposals) (Investment Trust Law, Article 93, Paragraph 1, Covenant, Article 20). Item 5). ② Other common interests A. Right to file a representative suit (Article 204, Paragraph 3, Article 116, Article 119, Paragraph 3 of the Investment Trust Law, Article 847 of the Companies Act (excluding Paragraph 2 of the same Article)) An investor who has continued to have investment units for six months may request the Investment Corporation in writing to file an action pursuing the liability of the asset management company, general affairs trustee, executive officer or supervisory officer. , If the Investment Corporation does not file an action within 60 days from the date of claim, it may file an action on its behalf. I. Right to request cancellation of resolution at the general meeting of unitholders (Article 94, Paragraph 2 of the Investment Trust Law, Article 830, Article 831 of the Companies Act) The unitholder shall, at the unitholders' meeting, (i) when the procedure for convening or the method of resolution violates the law or regulations or is extremely unfair, (ii) when the content of the resolution violates the regulations, or (iii). If a person who has a special interest in the resolution exercises his or her voting rights and a significantly unreasonable resolution is made, he / she may request the cancellation of the resolution of the general meeting of unitholders by filing an action within three months from the date of the resolution. I can do it. In addition, if there is no resolution of the general meeting of unitholders or if the content of the resolution violates the law, an action can be filed to confirm the absence or invalidity of the resolution of the general meeting of unitholders. C. Right to request an injunction against illegal acts by executive officers (Investment Trust Law, Article 109, Paragraph 5, Article 153-3, Paragraph 2, Company Law, Article 360, Paragraph 1) If an executive officer acts outside the scope of the purpose of the Investment Corporation or otherwise violates laws and regulations or regulations, or if there is a risk of such an act, the damage that cannot be recovered by the Investment Corporation If there is a risk that it will occur, the unitholder who has an investment unit for 6 months can request the executive officer to stop the act. The same applies to the liquidation executor when the Investment Corporation enters the liquidation procedure. D. Right to invalidate issuance of new investment units (Investment Trust Law, Article 84, Paragraph 2, Company Law, Article 828, Paragraph 1, Item 2, Paragraph 2, Item 2) If the unitholder violates any serious laws or regulations regarding the issuance of new investment units, the issuance of new investment units will be invalidated to the Investment Corporation within 6 months from the date when the issuance of new investment units becomes effective. You can file a complaint. O. Right to invalidate merger (Investment Trust Law Article 150, Companies Act Article 828, Paragraph 1, Item 7, Item 8, Paragraph 2, Item 7, Item 8) If there is a serious defect in the merger procedure, the unitholder may file an action against the Investment Corporation for invalidation of the merger within 6 months from the date when the merger becomes effective. F. Proposal rights of unitholders (Article 94, Paragraph 1 of the Investment Trust Law, Article 303, Paragraph 2 of the Companies Act) 発行済投資口の100分の１以上の口数の投資口を６ヶ月前から引き続き有する投資主は、執行役員に対し、投資主総会の日の８週間前までに一定の事項を会議の目的とすることを請求することができます。但し、その事項が投資主総会で決議すべきものでない場合はこの限りではありません。 キ. 投資主総会招集権（投信法第90条第３項、会社法第297条第１項、第４項） 発行済投資口の100分の３以上の口数の投資口を６ヶ月前から引き続き有する投資主は、執行役員に対し、投資主総会の目的である事項及び招集の理由を示して、投資主総会の招集を請求することができ、遅滞なく投資主総会招集の手続がなされない場合には、監督官庁の許可を得て自ら招集することができます。 ク. 検査役選任請求権（投信法第94条第１項、会社法第306条第１項、投信法第110条） 発行済投資口の100分の１以上の口数の投資口を６ヶ月前から引き続き有する投資主は、投資主総会に係る招集手続及び決議の方法を調査させるため、投資主総会に先立って検査役の選任を監督官庁に請求することができます。また、発行済投資口の100分の３以上の口数の投資口を有する投資主は、本投資法人の業務及び財産の状況を調査させるため検査役の選任を監督官庁に申し立てることができます。 ケ. 執行役員等解任請求権（投信法第104条第１項、第３項、会社法第854条第１項第２号） 執行役員及び監督役員は投資主総会の決議により解任することができますが、執行役員又は監督役員の職務の執行に関して不正の行為又は法令若しくは規約に違反する重大な事実があったにもかかわらず、投資主総会において当該執行役員又は監督役員を解任する旨の議案が否決された場合には、発行済投資口の100分の３以上にあたる投資口を６ヶ月前から引き続き有する投資主は、当該投資主総会の日から30日以内に訴えをもって当該執行役員又は監督役員の解任を請求することができます。 コ. 解散請求権（投信法第143条の３） 発行済投資口の10分の１以上の口数の投資口を有する投資主は、本投資法人が業務の執行において著しく困難な状況に至り、本投資法人に回復することができない損害が生じ、又は生じるおそれがあるときや、本投資法人の財産の管理又は処分が著しく失当で本投資法人の存立を危うくするときにおいて、やむを得ない事由があるときは、訴えをもって本投資法人の解散を請求することができます。 ③ 分配請求権（投信法第77条第２項第１号、第137条第１項） 投資主は、投信法及び規約に定められた金銭の分配方針にしたがって作成された金銭の分配に係る計算書に従い、保有投資口数に応じて金銭の分配を受ける権利を有します。 ④ 残余財産分配請求権（投信法第77条第２項第２号、第158条） 本投資法人が解散し、清算される場合、投資主は、保有投資口数に応じて残余財産の分配を受ける権利を有します。 ⑤ 払戻請求権（規約第５条） 投資主は、投資口の払戻請求権を有しません。 ⑥ 投資口の処分権（投信法第78条第１項、振替法第228条、第140条） 投資主は投資口を自由に譲渡することができます。なお、投資口を譲渡するには、振替の申請により、譲受人がその口座における保有欄に当該譲渡に係る数の増加の記載又は記録を受けなければなりません（注）。 （注）後記⑦により投資証券が交付される場合は、投資口の譲渡に際して投資証券を交付する必要があります（投信法第78条第３項）。 ⑦ 投資証券交付請求権及び不所持請求権（投信法第85条第１項、第３項、会社法第217条、振替法第227条第２項） Since the investment units of the Investment Corporation are transfer investment units, no investment securities will be issued. However, the unitholder shall be in the case where the JHF has revoked the designation set forth in Article 3, Paragraph 1 of the Transfer Act, or the designation has become ineffective and there is no person to succeed the transfer business of the transfer institution. Alternatively, investment securities related to investment units can be issued only when the investment units are no longer handled by the transfer institution. In addition, the unitholder can also offer to not possess the investment securities when the investment securities are delivered. ⑧ Right to request for reading books (Article 128-3 of the Investment Trust Law) The unitholder may request the accounting books or related materials to be viewed or copied at any time during the business hours of the Investment Corporation by clarifying the reason for the request. ⑨ Procedures for exercising minority investment sovereignty (Articles 154 and 228 of the Transfer Law) When exercising the minority investment sovereignty pertaining to the Transfer Investment Units, the presence or absence of perfection requirements against the Investment Corporation and other third parties is determined not by the entry or record in the unitholder list, but by the entry or record in the transfer account book. Therefore, when exercising minority investment sovereignty, the unitholder should open an account so that the transfer institution will notify the Investment Corporation of its name or name and address and other certain matters (individual unitholder notification). You need to apply to the account management institution you have opened. The unitholder may exercise minority unit sovereignty until four weeks have passed after such individual unitholder notice was given to the Investment Corporation by the transfer institution. ⑩ Right to request purchase of investment units (Article 149-3, Article 149-8, Article 149-13 of the Investment Trust Law) In the event of a merger of the Investment Corporation, the unitholder who has notified the Investment Corporation that he / she opposes the merger prior to the general meeting of unitholders for approval of the merger contract and who opposes the merger at the general meeting of the unitholders shall make the Investment. You can request a corporation to buy its own investment units at a fair price. Top of the page (C) Premier Investment Corporation All Rights Reserved