Downloads Appendix A Shore Capital Stockbrokers Limited Execution Policy RTS 28 Disclosures Conflicts of Interest Policy Pillar 3 Disclosures Complaints Cookie Policy Regulatory Information Legal Status of Website and Regulatory Information Shore Capital Stockbrokers Limited is a member of the London Stock Exchange and is authorised and regulated by the Financial Conduct Authority. Shore Capital and Corporate Limited and Puma Investment Management Limited are authorised and regulated by the Financial Conduct Authority The information on this website about Shore Capital Group Limited (“the Company”) is derived from sources considered reliable but no warranty, expressed or implied, by the Company, its directors or employees is given as to its accuracy or completeness. No reliance should be placed on this information in any decision to acquire or dispose of shares in the Company or any investment referred to herein. Potential investors in the Company’s shares are recommended to take advice before dealing from an authorised professional investment adviser or stockbroker. The services described on this website are available solely subject to the terms and conditions of a client engagement agreement which will represent the whole agreement between any Shore Capital group company and the client. The description on the website is to provide a preliminary overview and cannot be relied upon as the basis of any contractual obligation. No investment advice is offered on this site and none should be construed as being offered. Past performance is not necessarily a guide to the future and share and unit prices can go down as well as up. Where links have been provided to other websites this has been done solely for our users’ convenience, without giving any express or implied guarantee, endorsement or recommendation by any Shore Capital group company. No Shore Capital group company has any responsibility for the content of such websites and cannot accept any liability in this respect. Use of these links implies acceptance of this condition. Whilst we seek to keep this website up-to-date, the information displayed is subject to change without notice. Disclaimer The content of this website is aimed at investment professionals, sophisticated investors and high-net worth investors. Persons who do not fall within these categories should not rely on the content of this website. The value of investments can go down in value as well as up so you could get back less than you invest. It is therefore important that you understand the risks and commitments of investing. Unquoted or smaller companies, such as those listed on AIM, are likely to have higher volatility and liquidity risks than other types of quoted shares. The investments we offer may place your capital at risk. Tax treatment of investments depends on individual circumstances and may be subject to change. If you are unsure about the suitability of an investment, we recommend that you speak to us or consult with an independent financial adviser. Shore Capital Stockbrokers Limited, Shore Capital and Corporate Limited, Shore Capital Limited and Puma Investment Management Limited are all authorised and regulated by the Financial Conduct Authority. Shore Capital Stockbrokers is a member of the London Stock Exchange. © Shore Capital Group Ltd. Terms of Use Privacy Statement Regulatory Information Contact Us