Documents & Charters Documents & Charters Rights Plan Management Team Board of Directors Corporate Governance involves the processes and procedures used to manage the business affairs of a company and includes the structure and balance of power between the management and board. This section provides bios of board and committee members, as well as charters and codes of conduct developed for the various committees. Committee Charters Audit Committee Charter (122 KB) Compensation Committee Charter (81 KB) Governance Committee Charter (84 KB) Ethics Policy Code of Ethics (84 KB) Insider Trading Policy Insider Trading Policy (601 KB) © Copyright 2021. All Rights Reserved. SWK Holdings Corporation 14755 Preston Road, Suite 105 Dallas, TX 75254 Phone: 972.687.7250 Fax: 972.687.7255 For Investors: investorrelations@swkhold.com For Capital Alternatives: inquiries@swkhold.com For Career Opportunities: recruiting@swkhold.com