Firm Team Careers Solutions Fund group Publications Closings & Events Events PROBITAS PARTNERS' BUSINESS CONTINUITY PLAN Probitas Partners has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan. Contacting Us - If after a significant business disruption you cannot contact us as you usually do at 415-402-0700, you should go to our website at www.probitaspartners.com where important information will be posted and updated as necessary. Our Business Continuity Plan – We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption. Our business continuity plan addresses: data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and assuring our customers prompt access to their funds and securities if we are unable to continue our business. Varying Disruptions – Significant business disruptions can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area. In either situation, we plan to continue in business and notify you through our website www.probitaspartners.com or our main number 415-402-0700 on how to contact us. If the significant business disruption is so severe that it prevents us from remaining in business we will notify our clients promptly. For more information – If you have questions about our business continuity planning, you can contact us at 415-402-0700. Log In Contact | Privacy Policy | Business Continuity Disclosure © 2014 Probitas Partners, L.P. All rights reserved. Probitas Funds Group, LLC (“PFG”) is a member of FINRA and is regulated by the U.S. Securities and Exchange Commission. PFG is also a member of SIPC. There are several members of the Probitas Partners group of companies. PFG-UK Ltd. is authorised and regulated by the Financial Conduct Authority. In addition, PFG is licensed as an international securities dealer in the Province of Ontario. PFG is licensed as a Type 2 Financial Dealer in Japan and Probitas Hong Kong Limited is licensed to carry on Type 1 and Type 4 regulated activities in Hong Kong. PFG and PFG-UK Ltd. are exempt from registration in Australia by the ASIC.