LEGAL / OPERATIONS / FINANCIALS LEGAL INFORMATION WEBSITE TERM AND CONDITIONS PRIVACY POLICY BUSINESS CONTINUITY PLAN SECURITIES INVESTOR PROTECTION CORPORATION DISCLOSURE RESEARCH DISCLAIMER CUSTOMER IDENTIFICATION PROGRAM BEST EXECUTION REPORT FINRA RULE 5320 DISCLOSURE EXTENDED HOURS TRADING RISKS FINRA PUBLIC DISCLOSURE INFORMATION NATIONAL INSTRUMENT 24-101 TRADEMARKS CANADIAN DEALER NOTIFICATION AND EXEMPTION OPERATIONS INFORMATION CLEARING LETTER TO CLIENTS FINANCIALS INFORMATION AUDITED FINANCIALS FOCUS REPORTS HEADQUARTERS 10100 Santa Monica Blvd. Suite 2400 Los Angeles, CA 90067 Office: (310) 246-3700 Toll Free: (800) 929-2299 OTHER LINKS Customer Relationship Summary (Form CRS)/ Regulation Best Interest Disclosures COVID-19 Policy Legal / Operations / Financials Member FINRA Registrant of the MSRB SIPC © 2021 Copyright Imperial Capital LLC

TRADING DESK ANALYSIS GROUP OVERVIEW Imperial Capital’s Desk Analysis team identifies investment opportunities and inefficiently priced securities across asset classes and market segments. We deliver value added insight to our institutional client base and provide trading commentary on breaking news and its impact on the credits in various sectors. We have extensive experience understanding complex capital structures and special situations such as bankruptcies and restructurings. OUR FOCUS Our experienced analysts provide recommendations on specific securities and event driven opportunities within a broad set of asset classes such as, bank debt, high yield and distressed debt, crossover debt securities, investment grade, hybrid capital securities and SPACs. Our emphasis is on relative value throughout the capital structure within industries where we have deep expertise. BANK DEBT U.S. HIGH YIELD EUROPEAN HIGH YIELD INVESTMENT GRADE DEBT JUNIOR SUBORDINATED HYBRIDS CROSSOVER SECURITIES DISTRESSED & SPECIAL SITUATIONS TRADE CLAIMS & ESOTERIC PRIVATE PLACEMENTS SPACS SECTOR EXPERTISE Aerospace Airlines Auto-Related Coal Energy (Exploration and Production) Energy Services Gaming Global Banks Industrials Insurance Leisure Payday Lenders Security & Technology Enabled Services CONTACT THE TRADING DESK ANALYSIS TEAM MEET THE TEAM 310-246-3700 SEND MESSAGE HEADQUARTERS 10100 Santa Monica Blvd. Suite 2400 Los Angeles, CA 90067 Office: (310) 246-3700 Toll Free: (800) 929-2299 OTHER LINKS Customer Relationship Summary (Form CRS)/ Regulation Best Interest Disclosures COVID-19 Policy Legal / Operations / Financials Member FINRA Registrant of the MSRB SIPC © 2021 Copyright Imperial Capital LLC