Skip to main navigation Investor Relations About Us Management Team Corporate Governance Investor Relations Contact Us Tax Information Breadcrumb INVESTOR RELATIONS TAX INFORMATION Date Transaction Documents June 30, 2021 Merger with Harvest Capital Credit Corporation IRS Form 8937 December 4, 2020 Merger with Garrison Capital Inc IRS Form 8937 January 14, 2020 Merger with OHA Investment Corporation IRS Form 8937 Shareholder Tools About Investor Contact © 2021 Portman Ridge Finance Corporation

Skip to main navigation Investor Relations About Us Management Team Corporate Governance Investor Relations Contact Us SEC Filings Breadcrumb INVESTOR RELATIONS SEC FILINGS Group Filing year - Any - Filing date Form Description View Nov 23, 2021 N-2 Registration statement for closed-end investment companies 0001193125-21-338649.pdf 0001193125-21-338649.rtf 0001193125-21-338649.xls View HTML Nov 23, 2021 N-2/A RPre-effective amendment to an N-2 filing 0001193125-21-338658.pdf 0001193125-21-338658.rtf 0001193125-21-338658.xls View HTML Nov 23, 2021 N-14 8C/A Pre-effective amendment to an N-14 8C filing 0001193125-21-338661.pdf 0001193125-21-338661.rtf 0001193125-21-338661.xls View HTML Nov 16, 2021 4 Statement of changes in beneficial ownership of securities 0000899243-21-044896.pdf 0000899243-21-044896.rtf 0000899243-21-044896.xls View HTML Nov 04, 2021 D 0001209191-21-062893.pdf 0001209191-21-062893.rtf 0001209191-21-062893.xls View HTML Nov 04, 2021 10-Q Quarterly report which provides a continuing view of a company's financial position 0000950170-21-003075.pdf 0000950170-21-003075.rtf 0000950170-21-003075.xls View HTML Oct 26, 2021 8-K Report of unscheduled material events or corporate event 0001193125-21-308153.pdf 0001193125-21-308153.rtf 0001193125-21-308153.xls View HTML Oct 05, 2021 N-2 Registration statement for closed-end investment companies 0001193125-21-292245.pdf 0001193125-21-292245.rtf 0001193125-21-292245.xls View HTML Oct 05, 2021 N-14 8C Registration statement for closed-end investment company (business combinations) 0001193125-21-292257.pdf 0001193125-21-292257.rtf 0001193125-21-292257.xls View HTML Aug 26, 2021 8-K Report of unscheduled material events or corporate event 0001193125-21-256995.pdf 0001193125-21-256995.rtf 0001193125-21-256995.xls View HTML Pagination Current page 1 Page 2 Page 3 Page 4 Page 5 Page 6 Page 7 Page 8 Page 9 … Next page Next › Last page Last » Data provided by Kaleidoscope. Shareholder Tools About Investor Contact © 2021 Portman Ridge Finance Corporation