Invest & retire Insure Build your knowledge For Businesses Log in About Us Our Company Policies Report Fraud or Unethical Conduct Report Fraud or Unethical Conduct As a leader in the financial services industry, we take seriously our obligation to customers and our global communities to conduct business in a legal and ethical manner. This ranges from protecting our customers from increased costs associated with fraudulent activities to conducting ourselves in a manner that enhances public trust and confidence in the Principal Financial Group® and the financial services industry. No company is immune from the risk of unethical conduct or fraudulent activity. In accordance with state and federal laws and regulations, it is our responsibility to take appropriate action when these situations are suspected or may occur. Our company does not tolerate, and takes aggressive action against, unethical conduct or fraud whether perpetrated by employees, customers, vendors, those who sell our products or others. How to report fraud, criminal activity or ethical concerns If you are aware of a situation of suspected fraud, criminal activity, ethical concerns or questionable business practices affecting you and any of the companies of the Principal Financial Group, you can contact us in a variety of ways. Call the Ethics Hotline Call 866-858-4433. Please provide as much information as you feel comfortable sharing or you can remain anonymous. If your situation does not pertain to the Principal Financial Group, you should report your concerns to the fraud unit of the entity involved. Submit your concerns online Use the unethical or fraudulent activity reporting form for reporting suspected unethical or fraudulent activities relating to company employees or producers; actions taken by our company; or a specific account, policy number or service associated with our company. Note: The on-line report form does not work using Internet Explorer 8. Users of IE8 should call the hotline, 866-858-4433, to submit a report. Tips for Reporting Review Frequently Asked Questions (PDF) when reporting through the Ethics Hotline. If you are a retirement plan or dental or vision customer, please refer to this FAQ prior to completing a report to determine if your concern should be submitted through the Ethics Hotline. Report fraudulent or unethical activity online Report suspected unethical or fraudulent activities by employees or our company. Report concerns now Current fraud alerts and scams Review all known scams illegally using our company name. View details Our Company About Us Investor Relations News Room Sustainability We're Hiring Careers Global Jobs Financial Professional Opportunities Internships Recent Graduates Other Sites For Dental Providers For Financial Professionals For Institutional Investors Principal Funds Get Help 800-986-3343 Help Topics Contact Us Terms of Use Disclosures Privacy Security Report Fraud Site Map Español © 2021, Principal Financial Services, Inc. Securities offered through Principal Securities, Inc., member SIPC Cookies acceptance By clicking “Accept all”, you agree to storing cookies on your device to enhance site navigation, analyze site usage, and assist in our marketing efforts. More information can be found by clicking "Manage cookies". View our Digital Privacy and Cookie Policy Manage cookies Accept all