Skip to main navigation About JMP Group Our Businesses Investor Relations Search Investor Relations Investor Relations Investor Relations Press Releases SEC Filings Taxes & Distributions Contact Information Shareholder Tools Shareholder Tools Proxy Materials Email Alerts JMP Group LLC is a full-service investment banking and asset management firm that provides investment banking, sales and trading, and equity research services to corporate and institutional clients as well as alternative asset management products to institutional and high-net-worth investors. JMP Group operates through three primary subsidiaries: JMP Securities, Harvest Capital Strategies, and JMP Asset Management. The company is a wholly owned subsidiary of Citizens Financial Group, Inc. (NYSE: CFG). Prior to November 15, 2021, JMP Group was listed on the New York Stock Exchange and trades under the symbol "JMP." In this section, you can find copies of all documents filed by JMP Group with the U.S. Securities and Exchange Commission as well as other data relevant to former shareholders and bondholders. Press Releases 11/12/21 JMP Group Announces Full Redemption of 6.875% Senior Notes Due 2029 and Satisfaction and Discharge of Indenture 11/12/21 JMP Group Announces Shareholder Approval of Merger 11/11/21 JMP Group Announces Amount Per Share of Special Cash Dividend View All Press Releases Disclosures Terms of Use Business Continuity Plan Site Map © 2021 JMP Group LLC JMP Securities LLC, Member SIPC, FINRA

About JMP Group Our Businesses Investor Relations Search the website Search About JMP Group About JMP Group Our Mission & Values Executive Committee In Memoriam: Gerald L. Tuttle, Jr. Based in San Francisco and with offices across the country, JMP Group is a diversified financial services firm with multiple lines of business and three principal operating subsidiaries. Our company is a wholly owned subsidiary of Citizens Financial Group, Inc. (NYSE: CFG). Prior to November 15, 2021, JMP Group was listed on the New York Stock Exchange under the symbol “JMP”. Our Mission & Values Our Mission Learn More About Our Mission To be a trusted, creative partner delivering differentiated value to our clients and investors. Investment Banking JMP Securities Learn More About JMP Securities A full-service investment bank that provides equity research, institutional brokerage and investment banking services to growth companies and their investors. Asset Management Harvest Capital Strategies Learn More About Harvest Capital Strategies An SEC-registered investment advisor focused on hedge funds, private equity and venture capital, and middle-market lending. JMP Asset Management Learn More About JMP Asset Management A manager of private equity funds that leverage JMP Group’s investment expertise and industry relationships to capitalize on current industry dynamics. Disclosures Terms of Use Social Media Terms & Conditions California Privacy Notice Business Continuity Plan © 2021 JMP Group LLC JMP Securities LLC, Member SIPC, FINRA