Contact Us ABOUT SUSTAINABILITY LOCATIONS CAREERS INVESTORS CLIENT LOGIN GL Home Services Legal Advisory Regulatory Regulatory Consulting Regulatory Consulting The ever-changing nature of financial regulation has become one of today's most complex business challenges. Working with expert advisers is the key to staying ahead in a competitive world. Our clients trust us to provide an exceptional level of regulatory advice. We work across a range of sectors where we have in-depth industry knowledge, including financial services, insurance, retail, transport, local government and energy. In the financial services sector we work with Asset Managers, Banks, Brokers, Consumer Lenders, Fund Managers, Investment Managers, Payment Firms, Private Equity investors, Trustees, and Wealth Managers. Our approach enables firms to manage the volatility, complexity, uncertainty and ambiguity resulting from evolving financial regulation; we help firms address these issues and anticipate the impacts of regulatory change on their business. Financial crime and the cost to your business As anyone who works in or is connected with the financial industry knows, banks and other financial organisations expend significant time, resource and money in combating financial crime. It is an area that institutions take extremely seriously. Increasing investments are being made, both in people and in advanced technology to screen, flag and act upon suspicious activity. The cost of fighting financial crime continues to rise. READ THE REPORT Regulatory Consulting DOWNLOAD PDF (0.47MB) The Fifth Money Laundering Directive DOWNLOAD PDF (0.42MB) Our Expertise Regulatory Change Regulatory Conduct and Culture Regulatory Assurance Regulatory Governance Effectiveness Regulatory Redress and Remediation What makes us different? We believe that regulation can be a differentiator, helping firms to innovate, stand out and create trust with their customers, rather than simply being a cost of doing business. Our team combines business advisers with legal expertise, and we are experienced in working with financial regulators. The diversity of our team enables us to deliver bespoke commercial and compliant solutions to a range of regulatory issues. Our team is led by senior individuals who are regulatory experts with many years of industry and advisory experience including acting as 'Skilled Persons' leading FCA and firm instructed Section 166 reviews. We can truly operate as business advisors to help your firm not just survive but prosper. We are also a Member of the Association of Professional Compliance Consultants and won the 2019 Compliance Register Award for 'Best Law Firm – Regulatory Advice'. “I think that you and your team did an absolutely stellar job with the FCA, where other people have suggested to call it a day, you were very supportive of our “survival effort” and organised a team to complete something which seemed impossible. I really appreciated your honest and incisive views on a constantly developing situation, your enthusiasm, work ethic, professionalism and, above all, I think you really cared for us and the outcome.” Client testimonial Download Find out more about our retained services Download Regulatory Consulting - Consumer Lending Download Regulatory Consulting - Due Diligence UNDERSTANDING THE MARKET Latest Insights INSIGHTS 10 key considerations for those involved in Public Inquiries 16 NOV 2021 With the Prime Minister's announcement that the Chair of the Covid-19 Public Inquiry is due to be appointed before Christmas, we share key considerations which Core Participants may need to bear in mind. INSIGHTS Webinar: FCA Business Plan 2021/22 and focus for firms 13 SEP 2021 The FCA has released its 2021/2022 Business Plan which discusses three distinctive changes to improve the way in which they regulate firms by being more innovative, more assertive and more adaptive. INSIGHTS FCA 2021/22 Business Plan – Considerations for Insurers 09 SEP 2021 The Financial Conduct Authority (FCA) published its 2021/22 Business Plan which outlines the consumer, wholesale, and cross market priorities they will, and therefore firms may want to, focus on for the year. New CEO Nikhil Rathi has promised a more assertive regulator – how should insurers prepare? VIEW MORE PEOPLE Key contact Andrew Jacobs Partner and Head of Regulatory Consulting United Kingdom Meet our team Get in touch with a member of our team by completing the form. T +44(0)3333202220 F +44(0)3333204440 E enquiries@dwf.law CONNECT Get In Touch NAME EMAIL JOB TITLE COMPANY ENQUIRY I confirm I have read and understood the DWF Privacy Notice below and I am happy for DWF to use my personal information for the purpose of dealing with this enquiry and to meet the legitimate interests of DWF outlined therein. 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