SEC Filings SEC Filings Fundamentals & Financial Reporting 2021 Annual Meeting Non-GAAP Reconciliation Select the filing type and date range you wish to view from the drop-down menus below. SWK Holdings Corp YearTrailing 12-Months ViewAll Filings Form Description Date Format 8-K Report of unscheduled material events or corporate event Nov 24, 2021 Open Report of unscheduled material events or corporate event in HTML. Open Report of unscheduled material events or corporate event in DOC file. Open Report of unscheduled material events or corporate event in PDF file. Open Report of unscheduled material events or corporate event in XLS file. Open Report of unscheduled material events or corporate event in XBLR Viewer. Open Report of unscheduled material events or corporate event in XBLR file. SC 13D/A Amendment to a SC 13D filing Nov 23, 2021 Open Amendment to a SC 13D filing in HTML. Open Amendment to a SC 13D filing in DOC file. Open Amendment to a SC 13D filing in PDF file. Open Amendment to a SC 13D filing in XLS file. 8-K Report of unscheduled material events or corporate event Nov 23, 2021 Open Report of unscheduled material events or corporate event in HTML. Open Report of unscheduled material events or corporate event in DOC file. Open Report of unscheduled material events or corporate event in PDF file. Open Report of unscheduled material events or corporate event in XLS file. Open Report of unscheduled material events or corporate event in XBLR Viewer. Open Report of unscheduled material events or corporate event in XBLR file. 10-Q Quarterly report which provides a continuing view of a company's financial position Nov 12, 2021 Open Quarterly report which provides a continuing view of a company's financial position in HTML. Open Quarterly report which provides a continuing view of a company's financial position in DOC file. Open Quarterly report which provides a continuing view of a company's financial position in PDF file. Open Quarterly report which provides a continuing view of a company's financial position in XLS file. Open Quarterly report which provides a continuing view of a company's financial position in XBLR Viewer. Open Quarterly report which provides a continuing view of a company's financial position in XBLR file. 8-K Report of unscheduled material events or corporate event Nov 12, 2021 Open Report of unscheduled material events or corporate event in HTML. Open Report of unscheduled material events or corporate event in DOC file. Open Report of unscheduled material events or corporate event in PDF file. Open Report of unscheduled material events or corporate event in XLS file. Open Report of unscheduled material events or corporate event in XBLR Viewer. Open Report of unscheduled material events or corporate event in XBLR file. SC 13D/A Amendment to a SC 13D filing Nov 12, 2021 Open Amendment to a SC 13D filing in HTML. Open Amendment to a SC 13D filing in DOC file. Open Amendment to a SC 13D filing in PDF file. Open Amendment to a SC 13D filing in XLS file. 8-K Report of unscheduled material events or corporate event Nov 12, 2021 Open Report of unscheduled material events or corporate event in HTML. Open Report of unscheduled material events or corporate event in DOC file. Open Report of unscheduled material events or corporate event in PDF file. Open Report of unscheduled material events or corporate event in XLS file. Open Report of unscheduled material events or corporate event in XBLR Viewer. Open Report of unscheduled material events or corporate event in XBLR file. 8-K Report of unscheduled material events or corporate event Nov 01, 2021 Open Report of unscheduled material events or corporate event in HTML. Open Report of unscheduled material events or corporate event in DOC file. Open Report of unscheduled material events or corporate event in PDF file. Open Report of unscheduled material events or corporate event in XLS file. Open Report of unscheduled material events or corporate event in XBLR Viewer. Open Report of unscheduled material events or corporate event in XBLR file. 4 Statement of changes in beneficial ownership of securities Oct 01, 2021 Open Statement of changes in beneficial ownership of securities in HTML. Open Statement of changes in beneficial ownership of securities in DOC file. Open Statement of changes in beneficial ownership of securities in PDF file. Open Statement of changes in beneficial ownership of securities in XLS file. 4 Statement of changes in beneficial ownership of securities Oct 01, 2021 Open Statement of changes in beneficial ownership of securities in HTML. Open Statement of changes in beneficial ownership of securities in DOC file. Open Statement of changes in beneficial ownership of securities in PDF file. Open Statement of changes in beneficial ownership of securities in XLS file. 4 Statement of changes in beneficial ownership of securities Oct 01, 2021 Open Statement of changes in beneficial ownership of securities in HTML. Open Statement of changes in beneficial ownership of securities in DOC file. Open Statement of changes in beneficial ownership of securities in PDF file. Open Statement of changes in beneficial ownership of securities in XLS file. 4 Statement of changes in beneficial ownership of securities Oct 01, 2021 Open Statement of changes in beneficial ownership of securities in HTML. Open Statement of changes in beneficial ownership of securities in DOC file. Open Statement of changes in beneficial ownership of securities in PDF file. Open Statement of changes in beneficial ownership of securities in XLS file. 4 Statement of changes in beneficial ownership of securities Oct 01, 2021 Open Statement of changes in beneficial ownership of securities in HTML. Open Statement of changes in beneficial ownership of securities in DOC file. Open Statement of changes in beneficial ownership of securities in PDF file. Open Statement of changes in beneficial ownership of securities in XLS file. 4 Statement of changes in beneficial ownership of securities Oct 01, 2021 Open Statement of changes in beneficial ownership of securities in HTML. Open Statement of changes in beneficial ownership of securities in DOC file. Open Statement of changes in beneficial ownership of securities in PDF file. Open Statement of changes in beneficial ownership of securities in XLS file. 8-K Report of unscheduled material events or corporate event Oct 01, 2021 Open Report of unscheduled material events or corporate event in HTML. Open Report of unscheduled material events or corporate event in DOC file. Open Report of unscheduled material events or corporate event in PDF file. Open Report of unscheduled material events or corporate event in XLS file. Open Report of unscheduled material events or corporate event in XBLR Viewer. Open Report of unscheduled material events or corporate event in XBLR file. 8-K Report of unscheduled material events or corporate event Sep 08, 2021 Open Report of unscheduled material events or corporate event in HTML. Open Report of unscheduled material events or corporate event in DOC file. Open Report of unscheduled material events or corporate event in PDF file. Open Report of unscheduled material events or corporate event in XLS file. Open Report of unscheduled material events or corporate event in XBLR Viewer. Open Report of unscheduled material events or corporate event in XBLR file. 8-K Report of unscheduled material events or corporate event Aug 17, 2021 Open Report of unscheduled material events or corporate event in HTML. Open Report of unscheduled material events or corporate event in DOC file. Open Report of unscheduled material events or corporate event in PDF file. Open Report of unscheduled material events or corporate event in XLS file. Open Report of unscheduled material events or corporate event in XBLR Viewer. Open Report of unscheduled material events or corporate event in XBLR file. 10-Q Quarterly report which provides a continuing view of a company's financial position Aug 16, 2021 Open Quarterly report which provides a continuing view of a company's financial position in HTML. Open Quarterly report which provides a continuing view of a company's financial position in DOC file. Open Quarterly report which provides a continuing view of a company's financial position in PDF file. Open Quarterly report which provides a continuing view of a company's financial position in XLS file. Open Quarterly report which provides a continuing view of a company's financial position in XBLR Viewer. Open Quarterly report which provides a continuing view of a company's financial position in XBLR file. 8-K Report of unscheduled material events or corporate event Aug 16, 2021 Open Report of unscheduled material events or corporate event in HTML. Open Report of unscheduled material events or corporate event in DOC file. Open Report of unscheduled material events or corporate event in PDF file. Open Report of unscheduled material events or corporate event in XLS file. Open Report of unscheduled material events or corporate event in XBLR Viewer. Open Report of unscheduled material events or corporate event in XBLR file. 8-K Report of unscheduled material events or corporate event Jul 19, 2021 Open Report of unscheduled material events or corporate event in HTML. Open Report of unscheduled material events or corporate event in DOC file. Open Report of unscheduled material events or corporate event in PDF file. Open Report of unscheduled material events or corporate event in XLS file. Open Report of unscheduled material events or corporate event in XBLR Viewer. Open Report of unscheduled material events or corporate event in XBLR file. 4 Statement of changes in beneficial ownership of securities Jun 30, 2021 Open Statement of changes in beneficial ownership of securities in HTML. Open Statement of changes in beneficial ownership of securities in DOC file. Open Statement of changes in beneficial ownership of securities in PDF file. Open Statement of changes in beneficial ownership of securities in XLS file. 4 Statement of changes in beneficial ownership of securities Jun 30, 2021 Open Statement of changes in beneficial ownership of securities in HTML. Open Statement of changes in beneficial ownership of securities in DOC file. Open Statement of changes in beneficial ownership of securities in PDF file. Open Statement of changes in beneficial ownership of securities in XLS file. 4 Statement of changes in beneficial ownership of securities Jun 30, 2021 Open Statement of changes in beneficial ownership of securities in HTML. Open Statement of changes in beneficial ownership of securities in DOC file. Open Statement of changes in beneficial ownership of securities in PDF file. Open Statement of changes in beneficial ownership of securities in XLS file. 4 Statement of changes in beneficial ownership of securities Jun 30, 2021 Open Statement of changes in beneficial ownership of securities in HTML. Open Statement of changes in beneficial ownership of securities in DOC file. Open Statement of changes in beneficial ownership of securities in PDF file. Open Statement of changes in beneficial ownership of securities in XLS file. 4 Statement of changes in beneficial ownership of securities Jun 30, 2021 Open Statement of changes in beneficial ownership of securities in HTML. Open Statement of changes in beneficial ownership of securities in DOC file. Open Statement of changes in beneficial ownership of securities in PDF file. Open Statement of changes in beneficial ownership of securities in XLS file. 1-25 26-50 51-60 © Copyright 2021. All Rights Reserved. SWK Holdings Corporation 14755 Preston Road, Suite 105 Dallas, TX 75254 Phone: 972.687.7250 Fax: 972.687.7255 For Investors: investorrelations@swkhold.com For Capital Alternatives: inquiries@swkhold.com For Career Opportunities: recruiting@swkhold.com