HOME GET TO KNOW COWEN ESG POLICIES ESG POLICIES We are committed to a mission of sustainability at a corporate, culture and policy level. We hold ourselves accountable to being proactive and solution-oriented in the effort to advance sustainable, long-term growth in the world in which we live. By engaging with stakeholders – including clients and employees – we do our part to improve today’s environmental and societal challenges, better serve our community and simultaneously deliver outperformance for our company. ENVIRONMENT Environmental Policy Environmental Indicators Table SOCIAL Summary of Policies for Employees Child and Forced Labor Policy Vendor Code of Conduct Human Rights Statement Social Indicators Table GOVERNANCE Corporate Governance Guidelines Audit Committee Charter Compensation Committee Charter Nominating Committee Charter Code of Business Conduct and Ethics Insider Trading Policy Anti-Money Laundering Policy Proxy Voting Policy Information Barriers Policy Business Continuity Governance Indicators Table ADDITIONAL POLICIES & INFORMATION Consumer Data Protection Policy Clinical Research Policy ESG Policy ESG Integration in Investment Process ESG Risks in Financing Activities Risk Management Overview COWN Exchange NASDAQ (USD) Price $35.56 Change -0.865 / -2.38% Volume 70,882 Data as of 12/03/2021 1:05 PM UTC. Minimum 15 minute delay. CAPABILITIES SECTORS GET TO KNOW COWEN JOIN OUR TEAM INVESTOR RELATIONS GET IN TOUCH Headquarters – New York +1-646-562-1010 info@cowen.com VIEW ALL LOCATIONS @Cowen_Inc @CowenResearch © 2021, Cowen Inc, All Rights Reserved Regulatory Disclosures FINRA Broker Check Terms of Use Notice for Non-U.S. Investors Privacy Manage Cookies

Skip to main navigation BACK TO INVESTOR OVERVIEW PRESENTATIONS NOV 23, 2021 Cowen Investor Presentation OCT 29, 2021 3Q21 Financial Supplement JUL 28, 2021 2Q21 Financial Supplement APR 29, 2021 1Q21 Financial Supplement FEB 11, 2021 4Q20 Financial Supplement OCT 27, 2020 3Q20 Financial Supplement JUL 28, 2020 2Q20 Financial Supplement APR 29, 2020 1Q20 Financial Supplement FEB 12, 2020 4Q19 Financial Supplement OCT 24, 2019 3Q19 Financial Supplement PAGINATION CURRENT PAGE 1 PAGE 2 NEXT PAGE NEXT › LAST PAGE LAST » In an investment world increasingly occupied by passive, beta-centric investing, Cowen is focused on delivering value-added capabilities to clients who seek to outperform their peer groups. In this section, you will find Cowen’s SEC filings, corporate governance information and other shareholder information. FINANCIAL TEAR SHEET EMAIL ALERTS CONTACT For Investor Relations, please contact: J.T. FARLEY D 646 562 1056 james.farley@cowen.com For Media Inquiries, please contact: DAN GAGNIER D 646 569 5897 CowenMedia@cowen.com Exchange (USD) Price Change Volume Data as of Minimum 15 minute delay. CAPABILITIES SECTORS GET TO KNOW COWEN JOIN OUR TEAM INVESTOR RELATIONS GET IN TOUCH Headquarters – New York +1-646-562-1010 info@cowen.com VIEW ALL LOCATIONS @Cowen_Inc @CowenResearch © 2021, Cowen Inc, All Rights Reserved Regulatory Disclosures FINRA Broker Check Terms of Use Notice for Non-U.S. Investors Privacy