APPLYING? HIRING? SERVICES JOB SEARCH MY ACCOUNT MENU REGULATORY ASSISTANT REGULATORY ASSISTANT Back to Job Search Location: Manchester Salary: £30,000 + Benefits per year Job Type: Permanent Posted about 8 hours ago Sector: Compliance Contact: Paul Clayton Contact Email: pclayton@merje.com Expiry Date: 30 December 2021 Job Ref: PC/18376 Job Description: You will assist the Compliance Manager and Head of Compliance with ensuring that the Group Regulatory Framework is implemented, runs efficiently, and is executed in a timely manner. Key responsibilities include: • Select Client Files for review when requested by the Manager and diarise for receipt to monitor adherence to deadlines. • Issue Missing Information requests. • Log File Review outcomes and issue grading communication emails. • Issue ‘Fit & Proper’ assessment notifications to all Senior Managers and Certification staff and monitor satisfactory completion. • Issue SPS reminders and ensure all Advisers always hold a valid SPS. • Roll out and monitor completion of regular ‘all staff’ core knowledge tests. • Review FCA RMA-Returns The Person: • General working knowledge of the UK regulatory framework with an interest in compliance/regulation is essential • Working towards and/or holds a financial services qualification • Minimum of 2-3 years’ financial services industry experience, preferably in a regulatory/compliance or support role APPLY NOW APPLY NOW SAVE JOB Principal Consultant - Compliance & Risk pclayton@merje.com 0161 883 2747 / 07515 031 496 VIEW PROFILE Get similar jobs like these by email Sign in or register here to receive emails about new jobs like these By submitting your details you agree to our Terms & Conditions REGULATORY CONSULTANT - FUNDS City of London £80,000 - £90,000 REGULATORY COMPLIANCE CONSULTANT - CAPITAL MARKETS City of London £35,000 - £45,000 REGULATORY COMPLIANCE CONSULTANT – CAPITAL MARKETS London £35,000 - £45,000 SITEMAP Home Expertise Candidates Team Clients News Services Together About Join SOCIAL GET IN TOUCH London 0203 637 1600 Manchester 0161 883 2740 Scotland 0141 737 2479 Email info@merje.com © Copyright 2021 Merje. All rights reserved. Modern Slavery Statement Privacy Policy Terms & Conditions Recruitment Website by Volcanic