INDIVIDUALS & FAMILIES INSTITUTIONS TEAM ABOUT VIEWPOINT CONTACT T: 626.792.2228 LOG IN ABOUT True to the vision of our founders Clifford Swan Investment Counselors advises individuals, families and mid-sized institutions, crafting personalized strategies for wealth preservation and growth. Completely independent, we employ a disciplined, long-term approach toward investment management. To help our clients with both the responsibilities and the possibilities of significant wealth, we use our experience and expertise to collaboratively address issues of wealth transfer and family education. OUR FOUNDING PRINCIPLES HAVE SERVED OUR CLIENTS WELL A.M. Clifford, our founder, not only coined the term “investment counselor” in 1915, but provided the definition on which recognized fiduciary care standards are modeled. We have held firm, and continue to do so today, to the simple yet clear principle of holding a client’s best interests above all other considerations. PROVIDING INDEPENDENT, UNBIASED ADVICE CREATED SOLELY FOR YOUR NEEDS Our investment counsel should reflect who you are, what you value and the life you want for you and your loved ones. To do so, we must gain a thorough understanding of your unique situation today, and stand ready to respond to changes in your life that can impact your investment strategy. We apply our internal research to your situation to create your recommended investment portfolio. That recommendation is conflict-free; we have no ties to, nor receive compensation from, any funds, stocks, bonds or outside parties. In this way, we remain true to the vision of our founders. RELATED ARTICLES NEWS MESSAGE FROM THE CEO – AUGUST 2021 Peter J. Boyle NEWS MESSAGE FROM THE CEO – AUGUST 2021 Peter J. Boyle NEWS CLIFFORD SWAN RECOGNIZED BY FINANCIAL ADVISOR MAGAZINE Clifford Swan NEWS CLIFFORD SWAN RECOGNIZED BY FINANCIAL ADVISOR MAGAZINE Clifford Swan STAY CONNECTED First Name Last Name Email 177 East Colorado Blvd. Suite 550 Pasadena, CA 91105 T: 626.792.2228 F: 626.792.2670 E: info@cliffordswan.com Privacy Policy Disclaimer Form CRS

INDIVIDUALS & FAMILIES INSTITUTIONS TEAM ABOUT VIEWPOINT CONTACT T: 626.792.2228 LOG IN WOMEN Your outlook is different Typically more nuanced toward family and less inclined to risk, a woman’s perspective on wealth is too often discounted by many investment advisers. In this way, the most critical part of the relationship—listening to you and hearing you— is slighted. That has never been the case at Clifford Swan. Our first client was a woman, and women remain a substantial part of our client base. When there are many voices in the room, it’s our job to hear yours. Learn more about how we manage wealth MANAGE WEALTH A NEW ERA IN DEATH AND (ESTATE) TAXES Carlota B. Venegas MANAGE WEALTH A NEW ERA IN DEATH AND (ESTATE) TAXES Carlota B. Venegas INSTITUTIONS GOODBYE TO THE STRETCH-IRA AND HELLO TO TESTAMENTARY CHARITABLE GIFT ANNUITIES AND TESTAMENTARY CHARITABLE REMAINDER TRUSTS Kenneth H. Dike STAY CONNECTED First Name Last Name Email 177 East Colorado Blvd. Suite 550 Pasadena, CA 91105 T: 626.792.2228 F: 626.792.2670 E: info@cliffordswan.com Privacy Policy Disclaimer Form CRS