Login Our Team Media Partner Letters Think Pieces SEC Filings FAQ Links Contact Performance The Fund Performance Disclosure Information contained on this website is based on sources we believe to be reliable but we do not guarantee its accuracy or completeness. Everything contained on this website is for informational purposes only and is neither an offer nor solicitation to buy or sell securities. All expressions of opinion reflect judgments as of this date and are subject to change without notice. Our principals and associates may own securities of the issuers mentioned herein and may make purchases or sales of these securities at any time. Additional information is available upon request. SMP Asset Management, LLC • 1865 Palmer Avenue • Larchmont, NY 10538 Phone: (914) 833-0958 • Fax: (914) 992-6380 • Email: info@smplp.com Performance Disclosure © 2021 SMP Asset Management | All Rights Reserved

Karen Kerby, Prager Metis CPAs Prager Metis is a top international advisory and accounting firm with over 100 partners and principals, more than 600 team members and twenty-three offices worldwide including New York, New Jersey, California, Washington D.C., Connecticut, Florida, Massachusetts, Nevada, North Carolina, London, UK and Chennai, India. Karen Kerby is the leader of the Financial Services Practice and will be the partner in charge of the SMP audit. She has been in the financial services industry for over 35 years, including 26 spent in public accounting. Karen specializes in conducting audits of investment partnerships (including hedge funds, fund of funds and private equity funds). Sorry, you need to log in or sign up to access this content. Already have an account? Log in

Anne L. Arnold Anne is the compliance officer responsible for compliance, partner relationships, back office operations and records management. She joined Santa Monica Partners in 2006. Anne commenced her career in the securities industry in 1980 at Amster & Co. (formerly: Lafer Amster & Co.) which invested in risk arbitrage situations and she was instrumental in its startup. As a General Partner and Registered Representative, she was in charge of compliance with New York Stock Exchange and Securities & Exchange Commission rules, investor relations, identifying potential risk arbitrage investment opportunities and maintaining confidential financial records. Anne holds a Bachelor of Science in Business Management and Communications from Adelphi University. Sorry, you need to log in or sign up to access this content. Already have an account? Log in