Home media Jobs Contact Extranet login News Documents 0 MyFINMA DE Permit monitoring enforcement documentation FINMA FINMA Public Home monitoring Financial market infrastructures Supervision of the financial market infrastructures FINMA oversees Swiss financial market infrastructures. It thus contributes to functioning and transparent securities and derivatives markets and protects financial market participants and investors. Financial Market Infrastructure Act (FMIA) Financial Market Infrastructure Ordinance (FMIO) FINMA Financial Market Infrastructure Ordinance (FMIO-FINMA) Banking Act (BankG) Stock Exchange Act (BEHG) National Bank Act (NBG) National Bank Ordinance (NBV) The legal basis for financial market infrastructures is broadly based. They are in the Financial Market Infrastructure Act (FMIA), in the Banking Act (BankG), in the Stock Exchange Act (SESTA) and in the National Bank Act (NBG). The implementing provisions are in the Financial Market Infrastructure Ordinance (FinfraV), in the FINMA Financial Market Infrastructure Ordinance (FMIO-FINMA) and in the National Bank Ordinance (NBO). When it comes to the supervision of financial market infrastructures by FINMA, the Financial Market Infrastructure Act (FMIA) in conjunction with the Financial Market Infrastructure Ordinance (FMIA) is of particular importance. Supervised financial market infrastructures Financial market infrastructures with their services - trading, settlement, settlement and safekeeping of securities - form the backbone for an efficient and functional capital market. In addition, they represent an essential link for the international networking of capital markets and capital movements. According to the Financial Market Infrastructure Act (FMIA), the following service providers are considered financial market infrastructures : Trading venues, i.e. stock exchanges or multilateral trading systems (FMIA, Art. 26) central counterparties (FMIA, Art. 48) Central securities depository (FMIA, Art. 61) Trade register (FMIA, Art. 74) Payment systems (FMIA, Art. 81). Foreign financial market infrastructures Recognized by FINMA foreign financial market infrastructuresare supervised by the competent foreign authority. There is an exchange of information with FINMA. Everything for surveillance Cross-industry topics Banks and securities firms Insurance Asset management Asset managers and trustees Supervisory organizations SRO Financial market infrastructures Trading venues Central counterparties, central securities depositories and securities settlement systems Pfandbriefzentralen Fintech Swiss Financial Market Supervisory Authority FINMA Laupenstrasse 27 , 3003 Bern Tel. +41 31 327 91 00, Fax +41 31 327 91 01 info@finma.ch Seite durchsuchen Bewilligung Alles zur Bewilligung Bewilligungsformen Banken und Wertpapierhäuser Versicherungen Asset Management Vermögensverwalter und Trustees Aufsichtsorganisationen Vertretungen ausländischer Finanzinstitute gemäss FINIG Versicherungsvermittler SRO Direkt unterstellte Finanzintermediäre Finanzmarktinfrastrukturen und ausländische Teilnehmer Ratingagenturen Registrierungsstelle Ombudsstellen für Finanzdienstleister Prüfstelle für Prospekte Fintech Überwachung Alles zur Überwachung Branchenübergreifende Themen Banken und Wertpapierhäuser Versicherungen Asset Management Vermögensverwalter und Trustees Aufsichtsorganisationen SRO Finanzmarktinfrastrukturen Pfandbriefzentralen Fintech Durchsetzung Alles zur Durchsetzung Bewilligungsträger Unerlaubte Tätigkeiten Marktaufsicht Enforcementinstrumente Datensammlung Gewähr und Gewährsprüfung Recovery und Resolution Amtshilfe Rights and duties of data subjects Case studies and court decisions documentation Everything about documentation Legal bases Circular Hearings FINMA statements FINMA supervisory notices FINMA publications FINMA videos Dossiers Selected decisions Insurance law decisions Self-regulation Sanctions and FATF Statements archive FINMA Everything about FINMA goals organization Working at FINMA activities Testing FINMA representative National cooperation International cooperation Extranet Events FINMA Public Approved companies Warnings Make a report © 2021 FINMA media Jobs and careers Contact Abbreviations glossary Legal imprint Sitemap archive