ABOUT MEDIA CENTER INVESTOR RELATIONS CAREERS CONTACT CLIENT LOGIN GO TO NATIONAL HOME Our Standard of Care Regulation Best Interest (Reg BI) at National At National, we believe the best investor is a well-informed investor. The documents available on this page explain important information about your relationship with our firm, such as how our financial professionals are compensated, potential conflicts of interest, costs and fees associated with our services, and more. We encourage you to read these materials carefully. These documents are particularly important since the Securities and Exchange Commission implemented Regulation Best Interest (“Reg BI”) and Form CRS Relationship Summary effective June 30, 2020. Reg BI is a protective measure that requires broker-dealers and their representatives to act in a retail customer’s best interest when recommending any securities transaction or investment strategy. The broker-dealer and its representatives cannot place their own financial or other interests ahead of the retail customer’s interests. Additionally, SEC-registered investment advisers and SEC-registered broker-dealers must deliver to retail investors a brief Customer Relationship Summary, or Form CRS, with information about the firm. You can find these materials for National’s affiliates below. National Securities Corporation (NSC) National’s broker dealer offering brokerage services: Click here for NSC’s Form CRS. Click here for NSC’s Reg BI disclosures. National Asset Management (NAM) National’s investment advisor offering advisory services: Click here for NAM’s Form CRS. Click here for NAM’s Form ADV and click here for NAM’s Wrap Brochure Find a Financial Professional Near You Click Here A B. Riley Financial Company Headquarters 200 Vesey Street 25th Floor New York, NY 10281 5000 T-Rex Avenue Suite # 300 Boca Raton, FL 33431 Contact Email Linkedin Twitter Facebook 212 417 8000 Ethics Hotline National is an Equal Opportunity Employer Sign up for news I have reviewed and agree with National’s Privacy Policy. National Holdings Corporation is the parent corporation of several affiliated financial services companies. Securities and Variable Insurance Products are offered through National Securities Corporation, member FINRA/SIPC. National Securities Corporation (NSC) is a full service brokerage firm, operated primarily through independent registered representatives. Fee-based investment advisory services are offered through National Asset Management (NAM), an SEC registered investment advisor. Insurance products, including fixed indexed annuities, (but not variable products), are offered through National Insurance Corporation (NIC). B. Riley Wealth Tax Services (BRWTS) provides accounting services, tax planning and preparation. National Holdings Corporation is a wholly owned subsidiary of B. Riley Financial, Inc. (NASDAQ: RILY), parent company to B. Riley Securities, Inc. and B. Riley Wealth Management, Inc. Accordingly, National, Holdings Corporation and its subsidiaries are affiliates of B. Riley Securities, Inc. and B. Riley Wealth Management, inc. Investing involves risk including loss of principal. Not FDIC Insured. Private Shares are for qualified investors and involve a high degree of risk. See Reg BI/Form CRS Customer Disclosures, Privacy Policy and Client Disclosures. We are using cookies to give you the best experience on our website. You can find out more about which cookies we are using or switch them off in settings. Accept