Careers Events Library Contact Login: Employee | Client MAKE A PAYMENT ABOUT SERVICES INDUSTRIES ALWAYS LOOKING DEEPER NEWSROOM INDUSTRIES Financial Services Financial Services Regulatory pressure and oversight affects almost every aspect of the financial services industry which has created unique challenges for firms to remain compliant. With over 30 years of experience, the professionals at Gettry Marcus help financial services firms navigate the complex regulatory and reporting mandates. We work side-by-side with our clients providing guidance when dealing with the Public Company Accounting Oversight Board (PCAOB), the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and other regulatory agencies. Industries we serve: Broker Dealers Registered Investment Advisors Hedge Funds Investment Bankers Investment Companies Service Offerings As a PCAOB registered and inspected Firm since the board’s inception, our dedicated team of specialists provides audit, tax advisory and compliance services below: Financial Audits Accounting and Bookkeeping Services and Regulatory Filings Assistance with Back-office Operations Entity Selection and Corporate Restructuring Tax Return Preparation and Compliance Practice Leader BRUCE T. LANGE blange@gettrymarcus.com 212-302-6000 x304 INDUSTRY AFFILIATIONS FINANCIAL SERVICES Case Studies Net deficiency All Case Studies NEWSROOM NEW YORK STATE ENACTS MANDATORY RETIREMENT PLANS Last month, New York joined the ranks of states requiring certain employers to offer a qualified retirement plan or join... Learn More Sign Up To Receive Our Updates SUBMIT Follow us on linkedIn © 2021 Gettry Marcus CPA, P.C. | All Rights Reserved | Website Designed and Maintained By: MAXBURST HOME CONTACT CAREERS SITE MAP PRIVACY POLICY ""