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BGC PARTNERS PUBLIC FILINGS, PARTNERSHIP AND CORPORATE GOVERNANCE INFORMATION Public Filings To view BGC Partners, Inc.’s filings with the Securities and Exchange Commission, including annual (10-K), quarterly (10-Q) and currents reports (8-K), proxy statements (DEFA 14A) and registration statements (S-1, S-3, S-4, S-8, prospectuses, etc.) , please access the following link: http://ir.bgcpartners.com/financial-reports-filings/sec-filings/BGC-Filings/default.aspx Long Term Incentive Plan and Partnership Documents Seventh Amended and Restated Long Term Incentive Plan Registration Statement on Form S-8 (File No. 333-213165) Registration Statement on Form S-4 (File No. 333-169232) BGC Holdings, L.P. – Second Amended and Restated Agreement of Limited Partnership BGC Holdings, L.P. – Participation Plan Corporate Governance Whistleblower Complaint and Investigation procedures for Accounting, Internal controls, Auditing matters and Employment and Labor practices Code of Business Conduct and Ethics This code of business conduct and ethics is available in the following languages: Chinese Danish French German Hebrew Italian Japanese Korean Portuguese Russian Spanish Turkish Charter of the Audit Committee of the Board of Directors Charter of the Compensation Committee of the Board of Directors Charter of the Independent Environmental, Social and Governance Committee UNDERSTANDING BGC BROKERING SERVICES BGC ELECTRONIC TRADING FACILITY RULE BOOK BGC FINANCIAL, L.P. BGC Financial, L.P. Annual Regulatory Disclosures BGC Financial, L.P.Privacy Policy SEC Order Routing Disclosure – Rule 605 and 606 reports USA Patriot Act Section 311 USA Patriot Act Section 313 Foreign Bank Client Certification USA Patriot Act Section 326 Year End Certified Financial Statement Disclosure Form CRS – Client Relationship Summary MINT BROKERS Mint Brokers Privacy Policy Mint Brokers Annual Regulatory Disclosures CFTC Rule 1 55(k) Firm Specific Disclosure Statement CFTC Rule 1 55(b) Risk Disclosure Statement BGC in Asia Pacific APAC Terms of Business BGC BROKERS, L.P. BGC Brokers L.P. Standard Terms of Business Where a service and/or information is provided by BGC in the United Kingdom, it has been approved by BGC Brokers L.P. whose address is One Churchill Place, Canary Wharf E14 5RD. BGC Brokers L.P. is authorised and regulated by the Financial Conduct Authority. Their FCA Register Numbers is 454814 respectively. Access to the FCA Register can be gained via the following link: www.fsa.gov.uk/register/. The investment services displayed on the BGC website are not available to any UK “Retail Client” (as defined by the Financial Conduct Authority). BGC does not deal with or for Retail Clients. To receive a copy of the Pillar 3 disclosures or Country-by-Country Reporting for BGC Brokers L.P., please email: compliancebgcuk@bgcpartners.com. BGC PARTNERS MENKUL DEĞERLER A.Ş. Click here for details BGC Partners (Australia) Pty Ltd and BGC Securities (Australia) Pty Ltd. Privacy Policy Click here Global Broker Exchange (GBX) Disclosures and Terms of Use Electronic Access and Trading Terms FX Global Code Statement of Commitment Definitions: BGC –BGC Brokers, L.P. or any branch thereof located in the EEA. Execution Venue – A regulated market, an MTF, a systematic Internaliser, or a market maker or other liquidity provider or an entity that performs a similar function in a third country. Financial Instruments – Instruments specified in Section C of Annex I to MiFID. MiFID II – Directive No 2014/65/EU of the European Parliament and the Council of 15th May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU, articles 17, 18, 31, 48, 54. Multilateral Trading Facility (MTF) – Multilateral Trading Facility (MTF) – A multilateral system, operated by an investment firm or a market operator, which brings together multiple third party buying and selling interests in financial instruments – in the system and in accordance with non-discretionary rules – in a way that results in a contract. Organised Trading Facility (OTF) – A multilateral system which is not a regulated market or an MTF and in which multiple third-party buying and selling interests in bonds, structured finance products, emission allowances or derivatives are able to interact in the system in a way that results in a contract. Dealing on Own Account – Trading against proprietary capital resulting in the conclusion of transactions in one or more financial instruments. Professional Client – A client meeting the criteria laid down in paragraph 1 of Annex II of MiFID. Regulated Market – A multilateral system operated and / or managed by a market operator which brings together or facilitates the bringing together of third party buying and selling interests in financial instruments in a way that results in a contract, in respect of the financial instruments admitted to trading under its rules and/or systems, and which is authorised and functions regularly and in accordance with the provisions of Title III of MiFID. Systematic Internaliser – An investment firm which, on an organised, frequent and systematic basis, deals on own account by executing client orders outside a regulated market or an MTF. Please note that system response and account access times may vary due to a variety of factors, including trading volumes, market conditions, system performance, and other factors. The registered office of BGC Brokers L.P. is at 5 Churchill Place, London, E14 5RD. The FCA register appears at https://register.fca.org.uk/. The FCA regulates the financial services industry in the United Kingdom and is located at 12 Endeavour Square, London, E20 1JN. NAME FCA No. Company No. VAT No. BGC Brokers L.P. 454814 LP011453 577 406809 Tower Bridge International Services L.P. N/A LP011810 577 406809 UK Tax Strategy Click here for more details UK Modern Slavery Act Statements 2020 BGC Brokers L.P., BGC Services (Holdings) LLP, and BGC European Holdings L.P. Tower Bridge International Services LP Currency Risk All investments involve risk, particularly in terms of fluctuations in value and yield. If an investment is denominated in a currency other than your base currency, exchange rate fluctuations may have a favorable or unfavorable impact. BGCFINANCIAL SERVICESCHARITY DAYESGINVESTORS & MEDIACAREERSCONTACT US BGC on Linked In testing Copyright ©2021. All Rights Reserved | Business Continuity | Website Terms of Use | Disclaimers and Legal Information | Notices | Customer Privacy Notice | Privacy Statement | Notices for California Consumers Subject to the California Consumer Privacy Act Check the background of our Firm on FINRA’s BrokerCheck.