Schedule A Meeting 12345 • OUR APPROACH • Learn About Our Process Find The Right Coverage Invest In Your Future WESTERN NEW YORK’S Independent Financial Planning Firm At Sgroi Financial, we believe in working for you—not for insurance companies or other financial institutions. Our mission is to help people achieve financial independence with unparalleled integrity and financial planning skills. Being an independent financial planning firm, we are not obligated to recommend any particular company’s investments to our clients. That means we continuously research the financial markets to find the best quality investments and insurance products to fit the needs of our clients. Every client’s circumstances are unique—and at Sgroi, that’s why you’re treated as such. About Us • GET TO KNOW US • Address 965 Union Road, West Seneca, NY 14224 Phone local: 716-674-6700 fax: 716-674-6822 Check out the background of our investment professionals on: BrokerCheck Securities offered through Cadaret, Grant & Co., Inc., member FINRA/SIPC. Advisory services offered through Sgroi Wealth Advisory Group LLC, an SEC Registered Investment Advisor. Sgroi Wealth Advisory Group LLC, Sgroi Financial LLC, and Cadaret, Grant & Co., Inc. are separate entities. Due to various state regulations and registration requirements concerning the dissemination of information regarding investment products and services, we are currently required to limit access of the following pages to individuals residing in states where we are currently registered. Financial Professionals associated with this site are registered to conduct securities business and licensed to conduct insurance business in certain states. Response to, or contact with, residents of other states will be made only upon compliance with applicable licensing and registration requirements. The information in this website is for U.S. residents only and does not constitute an offer to sell, or a solicitation of an offer to purchase brokerage services to persons outside of the United States.