INSTITUTIONAL SALES & TRADING GROUP OVERVIEW Our seasoned team of institutional sales & trading professionals meet the demand for a fully-integrated trading platform – driven by a focus on sophisticated analysis– that delivers ideas, execution, and liquidity to the institutional investment community. Our department of 80+ professionals specializes in providing specific and unique insights across the entire capital structure of issuers in the Americas and Europe. OUR STRENGTHS FOCUSED INTEREST IN UNDER FOLLOWED, ILLIQUID SITUATIONS ANALYZING MIDDLE MARKET LEVERAGED LOANS AND STRESSED CAPITAL STRUCTURES TRANSACTING THROUGHOUT THE ENTIRE CAPITAL STRUCTURE TRADING CAPABILITIES WE OFFER WIDE-RANGING TRADING CAPABILITIES: FIXED INCOME PRIVATE CREDIT EQUITIES OUR PROCESS Experienced legal and operations professionals facilitate the preparation and negotiation of transaction documents and assist clients through the trade settlement and closing process. Our settlement professionals support our Institutional Sales and Trading platform by processing transactions, allocating appropriate client accounts, opening new client accounts, settling trades and satisfying the needs of colleagues and clients across multiple time zones in all major currencies. We take a full-service approach from the point of execution to the finalization of the settlement date. Our clients experience effectiveness in primary and secondary market transactions. INVESTMENT IDEAS Imperial Capital’s desk analysts work alongside our sales and trading team to provide proprietary investment ideas, liquidity and superior execution to institutional clients. READ MORE CONTACT THE SALES AND TRADING TEAM MEET THE TEAM 310-246-3700 SEND MESSAGE HEADQUARTERS 10100 Santa Monica Blvd. Suite 2400 Los Angeles, CA 90067 Office: (310) 246-3700 Toll Free: (800) 929-2299 OTHER LINKS Customer Relationship Summary (Form CRS)/ Regulation Best Interest Disclosures COVID-19 Policy Legal / Operations / Financials Member FINRA Registrant of the MSRB SIPC © 2021 Copyright Imperial Capital LLC