Español Search Query ABOUT SIPC CASES & CLAIMS FOR INVESTORS FOR MEMBER FIRMS NEWS & MEDIA CONTACT US LIST OF MEMBERS Statute and Rules The Securities Investor Protection Act, 15 U.S.C. section 78aaa, et seq. (PDF) (SIPA), is the statute that created SIPC and governs SIPA liquidations. SIPC, with the approval of the SEC, has issued the following rules: Series 100 Rules (PDF) - Rules Identifying Accounts of “Separate Customers” of SIPC Members Series 200 Rules (PDF) - Rules Relating to Accounts Introduced by Other Brokers or Dealers Series 300 Rules (PDF) - Rules Regarding Closeout or Completion of Open Contractual Commitments Series 400 Rules (PDF) - Rules Relating to Satisfaction of Customer Claims for Standardized Options Series 500 Rules (PDF) - Rules Relating to Satisfaction of a “Claim for Cash” or a “Claim for Securities” Series 600 Rules (PDF) - Rules Relating to Supplemental Report on SIPC Membership Bylaws of the Securities Investor Protection Corporation as of June, 2020 (PDF) Home About SIPC Cases & Claims For Investors For Member Firms News & Media Contact Us List of Members Search Español Disclaimer Privacy Policy Site Map Get In Touch Securities Investor Protection Corporation 1667 K St. N.W., Suite 1000 Washington, D.C. 20006-1620 Telephone: (202) 371-8300 Fax: (202) 223-1679 Email: asksipc@sipc.org