Language EN-GB People Expertise Global coverage News and insights Careers About us Search HOME BLOGS Investigations Insight Investigations Insight provides insight on the latest trends, risks and developments in business crime and financial services investigations. The blog focuses on UK and cross-border investigations issues, and will feature views and commentary from members of Allen & Overy’s market-leading UK and global business crime and regulatory investigations practices. For enquiries regarding Allen & Overy’s Investigations Insight blog, please contact us. Featured posts BLOG POST: 18 OCTOBER 2021 Data privacy and international investigations - how to get it right Read more BLOG POST: 05 JULY 2021 The new PRC data security law's blocking statute and its potential impact on cross-border disputes and enforcement actions Read more BLOG POST: 02 SEPTEMBER 2021 Testing ABAC compliance programmes: lessons from recent enforcement actions Read more All posts Date descending All topics All locations BLOG POST: 18 NOVEMBER 2021 Top tips to prevent and handle cyber incidents in Hong Kong The past decade has seen a huge increase in the incidence of cyber crimes in Hong Kong. Read more BLOG POST: 10 NOVEMBER 2021 UK Financial Conduct Authority seeks to ban senior manager for oversight failings following Upper Tribunal ruling that the regulator reconsider its enforcement action against the firm The CEO of a mortgage intermediary is challenging a Financial Conduct Authority (FCA) decision to fine and prohibit him in relation to oversight failures. Read more BLOG POST: 08 NOVEMBER 2021 Senior managers’ obligations: diversity and inclusion in financial services Diversity and inclusion proposals put forward by the FCA and PRA will impact on senior managers’ obligations. In this post, we focus on potential changes to board representation, individual… Read more BLOG POST: 04 NOVEMBER 2021 Upper Tribunal upholds FCA’s decision to ban financial adviser convicted of non-financial misconduct The Financial Conduct Authority (FCA) has imposed a ban on a financial adviser with a criminal conviction for non-financial misconduct, despite the case being contested in the Upper Tribunal. Although… Read more BLOG POST: 28 OCTOBER 2021 Criminal offences policy from the UK Pensions Regulator The Pensions Regulator (Regulator) has published its policy on the investigation and prosecution of two new criminal offences under the Pension Schemes Act 2021. Of particular interest is the… Read more BLOG POST: 27 OCTOBER 2021 UK Financial Conduct Authority enforcement insights "Profound forces are reshaping financial services", according to the UK's Financial Conduct Authority (the FCA). In a recent speech, Nikhil Rathi, CEO of the FCA, echoes many of the future challenges… Read more BLOG POST: 26 OCTOBER 2021 Professional indemnity insurance: cover for investigation costs Professional Indemnity (PI) insurance is intended to cover specified losses suffered by a business (or individual acting in their professional capacity) where it is alleged that the business has… Read more Load more Read more insights on investigations and financial crime Login or sign up here Cookies on our website We use cookies on our site to remember you, show you content we think you will like and help you to use the site. For more details, please see our cookies policy. Click 'Accept' to consent to cookies other than strictly necessary cookies or 'Reject' if you do not. You can change your mind at any time by visiting our cookie policy page. Accept cookies Reject cookies Follow us Accessibility Site map Legal notices Cookies policy Privacy policy Anti-slavery and human trafficking statement ©2021 Allen & Overy LLP