Risk management resources Home Resource center Risk management resources GDPR the first 100 days and counting 05/02/19 Filmed in September 2018, Michelle Garlick of Compli, Weightmans summarises the most common queries their compliance helpline has received in the first 100 days since the GDPR came into effect. Find out more Lessons to learn: beware opportunist investors 04/02/19 In this article, we will walk you through a recent legal case that left a small legal practice in serious trouble and could happen to most professionals who deal with client funds. Find out more Operational Risk Management at the end of a retainer 10/08/18 In this webinar and companion article we take at what needs to be done to bring a retainer to an orderly conclusion, which includes the completion of sometimes mundane but important tasks. Find out more Strategic Planning For Firms - Lessons For Best Practice 01/08/18 This webinar will provide an overview of on recent SRA and SDT regulatory decisions. We will consider the regulatory landscape from the perspective of those who have been on the receiving end of the SRA’s supervisory activities. Find out more Operational Risk Management during the Will writing process 01/03/18 In this webinar and companion article we look at claims and complaints, the Will writing process, thoughts on probate and the state administration, departmental controls and WIQS. Find out more Operational Risk Management during the retainer 19/09/17 In this webinar and companion article we look at risk management during the retainer, such as compliance considerations, good file management and proper client communication. Find out more Aon UK Limited is authorised and regulated by the Financial Conduct Authority ("FCA") in relation to pensions and insurance distribution activities only. Aon UK Limited's registered number, as detailed on the Financial Services Register, is 310451. You can check this by visiting www.fca.org.uk/firms/financial-services-register or by contacting the FCA on 0800 111 6768. Only the sale of pensions, insurance, ISAs and mortgages constitute regulated activities and all other services are not regulated by the FCA. Aon UK Limited is registered in England and Wales. Aon UK Limited's VAT Registration is 480 8401 48 . Aon UK Limited's Registered address is: The Aon Centre, The Leadenhall Building, 122 Leadenhall Street, London EC3V 4AN. Tel: 02076235500. Registered No. 00210725. Some links on this website may redirect you to third party sites, Aon is not responsible for this content. Telephone calls are recorded and may be monitored. Privacy Policy Legal Policy Cookies Accessibility Insurance Act 2015 © Aon 2021