Quarterly Statement 9M 2021 LEARN MORE INVESTOR RELATIONS AT MAX AUTOMATION In a transparent and trusting dialogue with the capital market participants. Find out about our business development and the MAX share. THE MAX SHARE OUR EQUITY STORY REASONS TO INVEST IN MAX SHARE As a complete provider of integrated and technologically complex system and component solutions, we set standards in machine manufacturing under the seal of quality “Made in Germany”. The MAX Automation SE share provides you with access to a group of innovative machine manufacturers that are established players in the growth markets of automation and environmental technology. SUCCESS WITH HIGH TECH IN MACHINE AND PLANT ENGINEERING MAX Automation is internationally successful in the growth markets of automation and environmental technology. Our export ratio is around 70%. Under the roof of a holding company, we bundle highly specialized know-how, the proven process expertise, and the great innovative strength of our group companies in order to provide our customers with innovative automation as well as system and component solutions. Our target markets include the automobile and medical technology industries as well as disposal and recycling industries. GROUP KEY FIGURES With around 1 800 employees, we are represented at 20 locations in Germany and abroad. The managing directors are Dr. Christian Diekmann und Dr. Ralf Guckert. During the 2020 fiscal year, sales were at EUR 307 million. The MAX share is listed on the Prime Standard of the Frankfurt Stock Exchange. MAX AUTOMATION PROFITS FROM GLOBAL GROWTH DRIVERS Digitalization and integration of industrial production Electromobility Autonomous driving Reduction of CO2 emissions Increasing environmental requirements Demographic change Growing degree of automation in medical technology LATEST NEWS 2021/11/04 – DGAP-News MAX Automation SE in the nine-month period of 2021 with strong order intake and continued improvement in earnings 2021/10/29 – DGAP-AFR MAX Automation SE: Preliminary announcement of the publication of quarterly reports and quarterly/interim statements 2021/08/17 – DGAP-Ad-hoc MAX Automation: Shareholder applies for court order for special audit and appointment of special auditor pursuant to Section 142 (2) AktG 2021/08/12 – DGAP-DD DGAP-DD: MAX Automation SE english 2021/08/05 – DGAP-News MAX Automation SE reports strong order intake and improved operating result in first half of 2021 2021/07/30 – DGAP-News MAX Automation SE: Strategy implementation on track - further personnel changes completed 2021/07/29 – DGAP-AFR MAX Automation SE: Preliminary announcement of the publication of financial reports according to Articles 114, 115, 117 of the WpHG [the German Securities Act] 2021/05/28 – DGAP-News MAX Automation SE: New composition of the Supervisory Board gives go-ahead for strategic focus on cash flow-oriented investment company 2021/05/06 – DGAP-News MAX Automation SE reports stable first quarter of 2021 2021/05/04 – DGAP-News MAX Automation SE publishes statement in connection with an application to add to the agenda of the Annual General Meeting on 28 May 2021 2021/05/04 – DGAP-AFR MAX Automation SE: Preliminary announcement of the publication of quarterly reports and quarterly/interim statements 2021/04/19 – DGAP-PVR MAX Automation SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2021/04/19 – DGAP-DD DGAP-DD: MAX Automation SE english 2021/04/19 – DGAP-DD DGAP-DD: MAX Automation SE english 2021/04/19 – DGAP-DD DGAP-DD: MAX Automation SE english 2021/04/13 – DGAP-Ad-hoc MAX Automation: Supervisory Board resolves on the strategic realignment of the MAX Group and a change in the composition of the Supervisory Board 2021/03/18 – DGAP-News MAX Automation SE: Satisfactory operating result influenced by the COVID-19 pandemic 2021/03/10 – DGAP-AFR MAX Automation SE: Preliminary announcement of the publication of financial reports according to Articles 114, 115, 117 of the WpHG [the German Securities Act] 2021/02/16 – DGAP-Ad-hoc MAX Automation SE provides forecast for the past 2020 financial year 2020/12/30 – DGAP-Ad-hoc MAX Automation SE: Dr. Christian Diekmann takes up office as Managing Director and CEO/CFO of MAX Automation SE on 1 January 2021 and remains Chairman of the Supervisory Board 2020/11/12 – DGAP-News MAX Automation with robust business development in the nine-month 2020 period 2020/11/05 – DGAP-AFR MAX Automation SE: Preliminary announcement of the publication of quarterly reports and quarterly/interim statements 2020/10/15 – DGAP-PVR MAX Automation SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2020/09/01 – DGAP-PVR MAX Automation SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2020/08/25 – DGAP-PVR MAX Automation SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2020/08/25 – DGAP-PVR MAX Automation SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2020/08/13 – DGAP-News MAX Automation with slightly positive operating result in the first half of 2020 despite COVID-19 influence 2020/07/31 – DGAP-AFR MAX Automation SE: Preliminary announcement of the publication of financial reports according to Articles 114, 115, 117 of the WpHG [the German Securities Act] 2020/07/24 – DGAP-PVR MAX Automation SE: Correction of a release from 24/07/2020 according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2020/07/24 – DGAP-PVR MAX Automation SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2020/06/15 – DGAP-PVR MAX Automation SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2020/06/09 – DGAP-News MAX Automation SE: Dr Christian Diekmann appointed as Managing Director of the Company and as CEO of the Management Board no later than 1 January 2021 2020/06/09 – DGAP-Ad-hoc MAX Automation SE: Supervisory Board appoints Dr Christian Diekmann as Managing Director of the Company and as CEO by 1 January 2021 2020/05/29 – DGAP-News MAX Automation SE: Annual General Meeting 2020 held virtually for the first time - Karoline Kalb and Marcel Neustock newly elected to the Supervisory Board 2020/05/13 – DGAP-News MAX Automation with solid development in the first quarter of 2020 - Core business within expectations 2020/05/08 – DGAP-AFR MAX Automation SE: Preliminary announcement of the publication of quarterly reports and quarterly/interim statements 2020/04/29 – DGAP-Ad-hoc MAX Automation SE withdraws forecast for current fiscal year due to COVID 19 pandemic 2020/04/22 – DGAP-DD DGAP-DD: MAX Automation SE english 2020/04/03 – DGAP-DD DGAP-DD: MAX Automation SE english 2020/03/17 – DGAP-News MAX Automation SE improves operating profitability in the 2019 financial year; Core Business areas with good earnings - Non-Core Business places again significant burden on total results 2020/03/11 – DGAP-AFR MAX Automation SE: Preliminary announcement of the publication of financial reports according to Articles 114, 115, 117 of the WpHG [the German Securities Act] 2020/03/10 – DGAP-Ad-hoc MAX Automation SE: Andreas Krause to resign as member of the Administrative Board, Managing Director (CFO) and Chairman of the Management Board by mid of the year 2020/02/28 – DGAP-Ad-hoc MAX Automation SE: Restatement according to IAS 8 within the scope of the consolidated financial statements 2019 2019/12/20 – DGAP-News MAX Automation SE examines possible irregularities in inventory valuation of iNDAT Robotics in 2017 and 2018 - subsidiary on track after operational realignment 2019/12/19 – DGAP-Ad-hoc MAX Automation SE: Company investigates suspicion of irregularities in inventory valuation at a subsidiary for the financial years 2017 and 2018 2019/12/09 – DGAP-News MA micro automation GmbH, a subsidiary of MAX Automation SE, receives major order from the medical technology sector 2019/12/06 – DGAP-Ad-hoc MAX Automation SE considers the claims for damages asserted by a shareholder against current and former board members to be non-existent 2019/11/14 – DGAP-News MAX Automation SE expands its profitability in the first nine months of 2019 - further milestones reached in the Group's realignment 2019/10/31 – DGAP-PVR MAX Automation SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2019/10/28 – DGAP-DD DGAP-DD: MAX Automation SE english 2019/10/25 – DGAP-PVR MAX Automation SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2019/10/25 – DGAP-PVR MAX Automation SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2019/10/23 – DGAP-News MAX Automation SE subsidiary bdtronic receives major order in the field of e-mobility: Audi orders impregnation machines for electric motor production 2019/10/22 – DGAP-Ad-hoc MAX Automation SE raises its earnings expectations for its core business for the full year 2019 2019/10/16 – DGAP-AFR MAX Automation SE: Preliminary announcement of the publication of quarterly reports and quarterly/interim statements 2019/10/08 – DGAP-Ad-hoc MAX Automation SE: Shareholder calls on company to pursue alleged claims for damages against current and former supervisory board members 2019/09/19 – DGAP-Ad-hoc MAX Automation SE: Supervisory Board decides to close IWM Automation GmbH in Porta Westfalica 2019/09/19 – DGAP-Ad-hoc MAX Automation SE: Supervisory Board decides to terminate investment agreement with joint venture partner Roger Liujie in China 2019/08/14 – DGAP-News MAX Automation SE with significant improvement in earnings and continued positive development in order intake in its first six months of financial year 2019 2019/07/16 – DGAP-AFR MAX Automation SE: Preliminary announcement of the publication of financial reports according to Articles 114, 115, 117 of the WpHG [the German Securities Act] 2019/06/26 – DGAP-News MAX Automation SE decides divestiture of its minority stake in ESSERT GmbH 2019/06/25 – DGAP-News After thorough consideration, MAX Automation SE decides to close IWM Automation Bodensee 2019/06/25 – DGAP-Ad-hoc MAX Automation SE: Supervisory Board decides closure of IWM Automation Bodensee GmbH 2019/05/27 – DGAP-DD DGAP-DD: MAX Automation SE english 2019/05/27 – DGAP-DD DGAP-DD: MAX Automation SE english 2019/05/20 – DGAP-News MAX Automation SE receives broad backing from shareholders for structural transformation into an integrated industrial group 2019/05/15 – DGAP-News MAX Automation SE announces results for Q1 2019 - strong order intake in core business 2019/04/30 – DGAP-News MAX AUTOMATION SE reorganizes Group structure and installs Management Board 2019/04/29 – DGAP-AFR MAX Automation SE: Preliminary announcement of the publication of quarterly reports and quarterly/interim statements 2019/03/22 – DGAP-PVR MAX Automation SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2019/03/15 – DGAP-News MAX Automation SE: MAX Automation 2018 with successful core business - Order intake increases by 31% compared to the previous year (news with additional features) 2019/03/08 – DGAP-AFR MAX Automation SE: Preliminary announcement of the publication of financial reports according to Articles 114, 115, 117 of the WpHG [the German Securities Act] 2019/02/04 – DGAP-News Andreas Krause will manage the company alone as Managing Director until 1 April 2019 2019/01/30 – Press release MAX Automation SE Supervisory Board elects New Chairman 2018/11/14 – DGAP-News MAX Automation records good order development in its core businesses in the first nine months of 2018 2018/11/06 – DGAP-AFR MAX Automation SE: Preliminary announcement of the publication of quarterly reports and quarterly/interim statements 2018/10/29 – DGAP-News CEO Daniel Fink to retire at MAX Automation in the spring of 2019 2018/10/29 – DGAP-Ad-hoc CEO Daniel Fink to retire at MAX Automation SE in the spring of 2019 2018/10/29 – DGAP-PVR MAX Automation SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2018/09/25 – DGAP-News MAX Automation SE resolves comprehensive measures to improve profitability and the risk profile 2018/09/25 – DGAP-Ad-hoc MAX Automation SE resolves to sell subsidiaries 2018/08/14 – DGAP-News MAX Automation with lively demand development in the first half of 2018 2018/08/08 – DGAP-AFR MAX Automation SE: Preliminary announcement of the publication of financial reports according to Articles 114, 115, 117 of the WpHG [the German Securities Act] 2018/08/06 – Press release MA micro automation is one of the TOP employers for medium-sized companies in region DACH 2018/07/25 – DGAP-PVR MAX Automation SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2018/07/02 – DGAP-PVR MAX Automation SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2018/06/28 – DGAP-News MAX Automation SE adjusts its earnings expectations for 2018 2018/06/28 – DGAP-Ad-hoc MAX Automation SE adjusts earnings expectations for full year 2018 2018/06/21 – Press release bdtronic wins The CWIEME Global Award 2018 2018/05/18 – DGAP-News MAX Automation SE: Rapid development into a global high-tech specialist 2018/05/15 – DGAP-News MAX Automation SE achieves new record order backlog after first quarter of 2018 2018/05/09 – DGAP-AFR MAX Automation SE: Preliminary announcement of the publication of quarterly reports and quarterly/interim statements 2018/03/29 – DGAP-News MAX Automation SE: Above-average earnings growth in 2017 (news with additional features) 2018/03/27 – DGAP-Ad-hoc MAX Automation SE: Gerhard Lerch to resign as Chairman of the Supervisory Board at the end of the year 2018/03/14 – DGAP-News MAX Automation SE continues its focus on core business 2018/03/07 – DGAP-News MAX Automation SE takes an important step towards expansion in China 2018/02/27 – DGAP-PVR MAX Automation SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2018/02/27 – DGAP-PVR MAX Automation SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2018/02/09 – DGAP-News MAX Automation completes transformation into European Company (SE) 2018/02/02 – DGAP-News Andreas Krause is to become the new CFO of MAX Automation SE 2018/01/22 – DGAP-PVR MAX Automation AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2018/01/19 – DGAP-PVR MAX Automation AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2017/12/29 – DGAP-PVR Correction of a release from 29.12.2017, 10:08 CET/CEST - Correction of a release from 28.12.2017, 10:14 CET/CEST - MAX Automation AG: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of ... 2017/12/29 – DGAP-PVR Correction of a release from 28.12.2017, 10:14 CET/CEST - MAX Automation AG: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2017/12/29 – DGAP-PVR MAX Automation AG: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2017/12/28 – DGAP-PVR MAX Automation AG: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2017/12/19 – DGAP-News MAX Automation AG continues to expand its range of services for e-mobility 2017/12/18 – DGAP-DD DGAP-DD: MAX Automation AG english 2017/11/14 – DGAP-News MAX Automation AG reports the highest order backlog in company history at the end of the third quarter of 2017 FINANCIAL REPORTS FINANCIAL CALENDAR 22-24/11/2021 German Equity Forum / virtual 04/11/2021 Third Quarterly Notification 2021 05/08/2021 Publishing Half Year Financial Report 2021 28/05/2021 General meeting of shareholders 06/05/2021 First Quarterly Notification 2021 18/03/2021 Publishing of Annual Report 2021 CORPORATE GOVERNANCE MAX AUTOMATION IS COMMITTED TO THE GERMAN CORPORATE GOVERNANCE CODE ANNUAL GENERAL MEETING EVERYTHING ON THIS YEAR’S SHAREHOLDER MEETING AND THOSE OF THE LAST 10 YEARS IR CONTACT & SERVICE IR contact Katja Redweik Head of Investor Relations Phone: +49 (211) 9099-110 investor.relations@maxautomation.com BUSINESS UNITS Process 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