WHAT WE DO PRODUCTS & SERVICES PROFESSIONAL OPPORTUNITIES ABOUT US LOGIN LOCATOR Managed Accounts Unlike mutual funds, where a fund is managed for the benefit of many shareholders, managed programs are personalized to meet the needs of each specific account holder. A financial professional can help you choose the type of program that's right for you based on your investment objectives. Acting in the capacity of a portfolio manager, a financial professional will lead you through the process of defining your risk parameters and then devise an asset allocation strategy designed specifically to meet your goals. Who is it for? The Moors & Cabot Managed Accounts program is designed for investors who: Want the customization of a personalized investment program, but also want the underlying approach based on an asset allocation Prefer their financial professional to have discretion to make investment decisions on their behalf Desire a long-term portfolio management through diversification Require flexibility of a portfolio constructed using a diverse selection of investments Want to maintain the high level of professional services and personal attention which is a hallmark of Moors & Cabot Fees Instead of Commissions A key difference between an advisory account and a traditional brokerage account is how you pay for the services you receive. Rather than paying a commission for each transaction you pay a fee, usually charged on a quarterly basis based on a percentage of your account’s value. Program Benefits Flexibility of investment options and customization of your investment program are just two of the benefits of entering into a managed program. Additionally, fees are based on the value of the portfolio, not on individual transactions. This gives you and your financial professional a predictable fee structure. You can also choose how involved you want to be in the investment process or if you want to place full responsibility with your investment professional. If desired, you can be free from the tasks of actively choosing and monitoring your investments. Getting Started Contact a Moors & Cabot financial professional today and discuss if our Managed Accounts program is right for you. © 2020 by Moors & Cabot Moors & Cabot Inc., member New York Stock Exchange, SIPC, FINRA One Federal St., 19th Floor, Boston, MA 02110 info@moorscabot.com | +1.800.426.0501 Privacy & Security | Information & Disclosures | Investment Objectives and Risk Tolerance | Client Account Agreement ADV | Client Relationship Summary | Regulation BI Disclosure | Best Execution Fees and Commissions | Margin Disclosure | Cash Sweep Deposit Program Check the background of this firm on FINRA's Brokercheck SIPC protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). Explanatory brochure available upon request or at www.sipc.org.