OUR SERVICES Securities Our fixed income and equities businesses provide unconflicted sales and trading services to institutional clients. OVERVIEW ADVISORY FINANCING SALES & TRADING RESEARCH Sales & Trading Guggenheim’s sales and trading services are distinguished among our peers by: Personal Commitment Our sales and trading professionals provide customized services that leverage their longstanding relationships with investment banks, hedge funds, mutual funds, insurance companies and other financial institutions. Our senior professionals generate innovative solutions and implement strategies to meet our clients’ objectives relating to execution, return optimization and risk management. Broad Capabilities We offer sales and trading services relating to a broad array of instruments including, among others, equities, hybrid securities, investment grade debt, high-yield debt, U.S. Treasury and federal agency securities, municipal bonds, asset-backed securities, mortgage-backed securities (residential and commercial), collateralized debt obligations, emerging markets debt, structured notes, insurance-linked securities and repo transactions. Electronic Execution We offer a comprehensive, broker-neutral algorithmic trading suite. With real-time configurability and a consultative approach to execution, we deliver unparalleled technology and service. In a complex market once constrained by limited options, we provide choice, transparency, and innovation. Investment Insights At Guggenheim we provide our clients with unique and thoughtful investment insights relating to macroeconomic trends, equities and fixed income instruments. Our perspectives are cultivated from the work of our research team and in-house economists, extensive Wall Street relationships, fundamental securities related analysis (e.g. credit analysis, understanding of underlying documentation) and deep expertise relating to industries and companies. To view trading-related disclosures, please click here. Equities: To view our SEC Rule 605 Monthly Trade Statistics Report for January 2020 through present, please click here. To view our SEC Rule 606 Disclosure of Order Routing for January 2020 through present, please click here. To view our SEC Rule 605 Monthly Trade Statistics Report for January 2018 through December 2019, please click here. To view our SEC Rule 606 Disclosure of Order Routing for January 2018 through December 2019, please click here. Options: To view our SEC Rule 606 Disclosure of Options Order Routing for January 2021 through present please click here. <p>Your browser does not support iframes.</p> OUR FIRM Heritage Guiding Principles News Leadership Diversity and Inclusion Corporate Social Responsibility Careers Compliance OUR SERVICES Investments Securities Insurance Services OUR PERSPECTIVES Global CIO Outlook Macroeconomic Research Portfolio Strategy Sector Views Video & Podcasts CONTACT US TERMS & CONDITIONS PRIVACY POLICY © 2021 Guggenheim Partners, LLC. All rights reserved. Guggenheim, Guggenheim Partners and Innovative Solutions. Enduring Values. are registered trademarks of Guggenheim Capital, LLC. We use cookies on our site. You may control whether and how your browser accepts cookies; please see your browser help documentation for more information. To learn more about the information we collect and how we use it, view our Privacy Policy. OK