EMAIL ADDRESS * First Name * Last Name * Phone Number * Company Comments I am a... * Broker-Dealer Investment Advisor Foreign Financial Institution Submit We'll Contact You: Phone: +1 (561) 544-7611 Email: custodyclearing@stonex.com Contact Us: By submitting this form, you are sending Stonex Group Inc. and its subsidiaries your personal information to be used for marketing purposes. View our Privacy Policy to learn more. StoneX Custody and Clearing SUPPORT, TECHNOLOGY AND SERVICE Designed and delivered for your success. SUPPORT FOR YOUR SUCCESS We believe the success of your broker-dealer or investment adviser is built on providing you the right support. With a history dating back over a century, our Correspondent Clearing division has thrived by putting our focus on your business needs. In our rapidly evolving industry, our clients expect and need the best in service and technology support in order to be well-positioned for success. We go to great lengths to provide this type of support because we succeed when you succeed. The StoneX Group Inc. group of companies provides financial services worldwide through its subsidiaries, including physical commodities, securities, exchange-traded and over-the-counter derivatives, risk management, global payments and foreign exchange products in accordance with applicable law in the jurisdictions where services are provided. References to over-the-counter (“OTC”) products or swaps are made on behalf of INTL FCStone Markets, LLC (“IFM”), a member of the National Futures Association (“NFA”) and provisionally registered with the U.S. Commodity Futures Trading Commission (“CFTC”) as a swap dealer. IFM’s products are designed only for individuals or firms who qualify under CFTC rules as an ‘Eligible Contract Participant’ (“ECP”) and who have been accepted as customers of IFM. INTL FCStone Financial Inc. (“IFCF”) is a member of FINRA/NFA/SIPC and registered with the MSRB. IFCF is registered with the U.S. Securities and Exchange Commission (“SEC”) as a Broker-Dealer and with the CFTC as a Futures Commission Merchant and Commodity Trading Adviser. References to securities trading are made on behalf of the BD Division of IFCF and are intended only for an audience of institutional clients as defined by FINRA Rule 4512(c). References to exchange-traded futures and options are made on behalf of the FCM Division of IFCF. StoneX is a trading name of StoneX Financial Ltd. “SFL” (formerly INTL FCStone Ltd.). StoneX Financial Ltd is registered in England and Wales, Company No. 5616586, authorized and regulated by the Financial Conduct Authority [FRN:446717]. Trading swaps and over-the-counter derivatives, exchange-traded derivatives and options and securities involves substantial risk and is not suitable for all investors. The information herein is not a recommendation to trade nor investment research or an offer to buy or sell any derivative or security. It does not take into account your particular investment objectives, financial situation or needs and does not create a binding obligation on any of the StoneX group of companies to enter into any transaction with you. You are advised to perform an independent investigation of any transaction to determine whether any transaction is suitable for you. No part of this material may be copied, photocopied or duplicated in any form by any means or redistributed without the prior written consent of StoneX Group Inc. Mailing Address: StoneX Group Inc. 155 East 44th Street Suite 900 New York, NY 10017 I'm a Broker-Dealer FOCUS FOR YOUR SUCCESS We focus on the needs of middle-market firms like yours. This focus keeps three things perfectly clear: your goals, your business needs, and our commitment. We strive to build relationships with our clients by providing them the tools that help them succeed. We understand what it takes for your business to be successful, and we are committed to providing comprehensive, accurate and efficient solutions. I'm an Investment Advisor Broker-Dealers We’ve been in your shoes… Our Correspondent Clearing team includes professionals with extensive experience at introducing brokers just like yours. I'm a Broker-Dealer I'm an Investment Advisor I'm a Foreign Financial Institution I'm a Broker-Dealer I'm an Investment Advisor I'm a Foreign Financial Institution I'm a Broker-Dealer I'm an Investment Advisor I'm a Foreign Financial Institution We strive to build relationships with our clients because when you succeed, we succeed. Service and Support Having been in your shoes, we understand that service and support from your clearing firm are critical to your success. Dedicated relationship managers and direct access to senior management set us apart. You will not be interacting with a call center, but with someone who understands your business at a personal level. With a support to correspondent ratio that is among the highest in the industry, the professionals of our Correspondent Clearing division are there to personally guide you through the process and help you build your business. Fast, highly responsive service Direct access to senior management and dedicated relationship managers Ideal “support to correspondent” ratio Highly experienced team of professionals ready to assist you Technology Our long established history in the full service brokerage world gives us the understanding of the technology your business needs in order to compete successfully. We have developed a state- of-the-art platform that is specifically designed to make your job easier so you can focus on what matters — your clients. Unlimited customization sets our platform apart from the rest. Our correspondents have input on how the technology functions, what programs the platform will integrate and full control over how they manage accounts in the software. With a support to correspondent ratio that is among the highest in the industry, the professionals of our Correspondent Clearing division are there to personally guide you through the process and help you build your business. State-of-the-art technology designed with the direct input of our correspondents 24 hour/day service support desk No offshore service centers Products and Expertise Our correspondents have access to a full array of products as well as our expertise trading and settling nearly every type of securities transaction in US and international markets. • Equity • Options • ETFs • Mutual Funds • Fixed Income • Structured Products • Listed • OTC • Euroclear • International Markets • Offshore Mutual Funds • Retail • Retirement • Institutional • DVP/RVP • Broker-to-Broker • Underwriting Contact Us Contact Us Contact Us Investment Advisors Choosing the right custodian… Whether you’re transitioning out of a full service firm or have been independent for years, you need a custodian that provides the service, technology and products necessary for you to manage your business...without competing for your customers. Service and Support Personal, highly responsive service is a necessity to your business, our professionals are there to assist you every step of the way—allowing you to spend more time building your business. You’ll have a dedicated relationship manager and direct access to senior management. You won’t be interacting with a call center, but with someone who understands your business at a personal level. Technology Every custodian has a platform—unlimited customization sets our platform apart from the rest. We give you direct involvement with our technology development team. You have input on how the technology functions, what programs the platform will integrate and full control over how you manage your accounts within the platform. We also understand that no single platform can address all of your needs. So we have integrated our platform with third-party solution providers and data/research tools through a comprehensive single sign-on workstation. Products and Expertise Investment Advisors on our platform have access to a full array of products as well as our expertise trading and settling nearly every type of securities transaction in US and international markets. • Equity • Options • ETFs • Mutual Funds • Fixed Income • Structured Products • Listed • OTC • Euroclear • International Markets • Offshore Mutual Funds • Retail • Retirement • Institutional • DVP/RVP • Broker-to-Broker • Underwriting Foreign Financial Institutions International expertise… With clients in more than 130 countries and offices on 6 continents, our global organization has a depth and expertize in international financial services unrivaled in the middle market. Our Correspondent Clearing team includes professionals with more than a decade of experience providing execution, custody and clearing solutions to foreign financial institutions. Service and Support Our international experience and expertise allows us to provide service and support specifically designed to meet the needs of foreign financial institutions. You will have access to senior management and dedicated relationship managers who understand your business at a personal level. Technology As part of a global financial services company, we design our technology to meet the needs of foreign financial institutions and their international clients. We have developed a state- of-the-art platform that is specifically designed to make your job easier so you can focus on what matters — your clients. Unlimited customization sets our platform apart from the rest. Our correspondents have input on how the technology functions, what programs the platform will integrate and full control over how they manage accounts in the software. Products and Expertise Our correspondents have access to a full array of products as well as our expertise trading and settling nearly every type of securities transaction in US and international markets. • Equity • Options • ETFs • Mutual Funds • Fixed Income • Structured Products • Listed • OTC • Euroclear • International Markets • Offshore Mutual Funds • Retail • Retirement • Institutional • DVP/RVP • Broker-to-Broker • Underwriting I'm a Foreign Financial Institution Regulatory Disclosures StoneX Client Login