Firm People Principal Investing Advisory Services FIRM OVERVIEW Founded in 1925, Carl Marks & Co. is one of the investment community’s most experienced merchant banks. Through four generations, family-owned and -operated Carl Marks has created value through clear thinking, creative advice, skillful execution and uncompromised integrity. Today, Carl Marks is a platform for a range of investment and advisory businesses. Each business is distinct. The synergies among them enhance their professionals’ knowledge, perspective and deal flow, creating a whole greater than the sum of its parts. Its primary areas of operation are: ADVISORY SERVICES Carl Marks Advisors is an investment bank that provides financial and operational financial services. LEARN MORE > CREDIT INVESTMENTS Carl Marks Management Company invests in debt securities of middle-market in special situations on behalf of endowment funds, foundations and high net worth individuals. LEARN MORE > REAL ESTATE Carl Marks Real Estate Group is an opportunistic and value-added real estate investment manager. LEARN MORE > PRIVATE EQUITY CM Equity Partners provides growth capital, funds management buyouts and supports recapitalizations in the Federal services and aerospace & defense sectors. LEARN MORE > PRIVATE EQUITY Stone-Goff Partners acquires and builds companies primarily in the consumer and services sectors. LEARN MORE > OPPORTUNITIES FOR EMERGING MANAGERS Carl Marks continues to incubate promising investment managers across asset classes. LEARN MORE > “Whatever market changes the future brings, Carl Marks intends to remain in the forefront of the investment field.” –Edwin Marks, 1986 SITEMAP CONTACT PRIVACY © 2021 Carl Marks & Co. Inc. All rights reserved. CARL MARKS® and CARL MARKS—CREATING VALUE ® are registered trademarks of Carl Marks & Co. Inc.

Firm People Principal Investing Advisory Services ADVISORY SERVICES Carl Marks Advisors is an investment bank that provides financial and operational advisory services. We are a collaborative partner delivering effective and durable results for our clients – whether they need solutions to complex problems or help navigating transition and growth. Our proactive, persistent approach breaks through roadblocks, identifies a viable path forward, and creates the alignment and momentum needed to achieve successful outcomes. At Carl Marks Advisors, we custom build integrated service teams for each client, uniting operational, transactional, and industry expertise to create effective solutions in even the most challenging situations. Our senior professionals are hands-on leaders who collaborate with clients to develop and implement improvement initiatives while enabling management teams to focus on running their businesses. EXTERNAL SITE> PEOPLE CONTACT CARLMARKSADVISORS.COM SITEMAP CONTACT PRIVACY © 2021 Carl Marks & Co. Inc. All rights reserved. CARL MARKS® and CARL MARKS—CREATING VALUE ® are registered trademarks of Carl Marks & Co. Inc.