INSTITUTIONAL INVESTORS INVESTMENT PROFESSIONALS INDIVIDUAL INVESTORS INVESTOR RELATIONS Shareholder Rights Directive (SRD II) Shareholder Rights Directive (SRD II) Pzena Investment Management is assessing whether the requirements introduced by the revised EU Shareholder Rights Directive (as implemented) relating to a shareholder engagement policy (the “Policy”) are applicable, and if so, how the Policy would apply. If applicable, the Policy would describe how the Firm integrates shareholder engagement in its investment strategy; monitors investee companies on relevant matters, including strategy, financial and non-financial performance and risk, capital structure and social and environmental impact and corporate governance; conducts dialogues with investee companies; exercises voting rights and other rights attached to shares; cooperates with other shareholders; communicates with relevant stakeholders of the investee companies; and manages actual and potential conflicts of interest in relation to the firm’s engagement. 320 Park Avenue, 8th Floor New York, NY 10022 Phone +1 (347) 643-0912 Fax +1 (212) 308-0010 New York Melbourne London About Us Investments Insights Working at Pzena Contact Us Investor Relations Contact Us Terms of Use Privacy Policy Modern Slavery Act Statement Shareholder Rights Directive Proxy Voting Policy Regulatory Disclosures Website Accessibility Careers © 1996-2021 Pzena Investment Management