non-member How to navigate the FCA Handbook 2022 Monday 24th January, 2022 Online Workshop 09:30 - 12:30, then break, resuming 13:30 - 16:30 GMT, GoToWebinar Attendee Fees: Non-members: £699 (VAT Exempt), Members: £349 (VAT Exempt)Time: 09:30 - 16:30Duration: 7 hours REGISTER FOR EVENT OUR GIFT TO YOU TAKE 10% OFF 2022 TRAINING To help your budgets go further, take 10% off* our 2022 training workshops using coupon code WORKSHOP10 if you book by 31 December 2021 (click “view in basket” to apply the code) COURSE DETAILS Total duration: 6 hours Timings: 9.30 – 16.30 (6 hours, with a break from 12.30 – 13.30pm) Please note: due to the longer duration of the course, it has been divided into 2 x 3 hours sessions (morning and afternoon), as indicated above. The FCA Handbook is a vast, sprawling and sometimes seemingly impenetrable document. Using a series of worked examples, this course aims to provide delegates with an understanding on how to navigate the FCA Handbook. Course overview: Understand how the handbook and its chapters are structured and how to leverage this to solve your problems How do I know if chapters are relevant to my firm or the issue I have? Using the glossary and other routes to attack your regulatory problem Understand the extent and nature of Guidance in the Handbook How do I know if I have found all the relevant references to my problem? Agenda Introduction Handbook structure Chapter structure The role and nature of Guidance Key strategies for finding your way around Practical examples – putting the strategies into practice Trainer Gary has been a compliance professional for over 27 years, having started his career at Lautro and the Personal Investment Authority and including spells at Threadneedle, Henderson (managing the N2 transition), Head of Compliance at hedge fund Brevan Howard and Head of Compliance Europe, Mid-East, Africa and Japan for a boutique investment bank. Since 2013 he has run his own regulatory and training consultancy, Tetractys, with operations in the UK and Ireland. Tetractys focuses the importance of governance as the essential driver of good compliance outcomes. He delivers open and bespoke training courses and external Board effectiveness assessments alongside his consulting work. Gary has a particular interest in cyber security governance and the impact of digitisation on compliance and business processes. Gary has held FCA controlled/senior manager functions since 2001, has been a director of regulated companies in the UK and South Africa and is also has been a Central Bank regulated person in Ireland. Gary is a Fellow of the Institute of Leadership and Management, Fellow of the Chartered Management Institute and holds an MBA from the Open University Business School and Masters degrees from Oxford and London Universities. He sits on the regulatory advisory board of the Journal of Securities Compliance has also held a number of charity trusteeships. .st0{fill:#1DA1F2;} .st1{fill:#FFFFFF;} Cookies Privacy Policy Terms & Conditions © Copyright, The Investing and Saving Alliance 2021 We use cookies to offer you a better experience throughout our website. By accepting, you consent to the use of cookies in accordance with our Cookie Policy.AcceptCookie Policy