Home About Us Leadership Team What We Do News & Media Careers Our Affiliates Contact Us About Us Siebert Williams Shank & Co., LLC (SWS) is an independent non-bank financial services firm that offers investment banking, sales and trading, research, and advisory services. We provide customized, best-in-class solutions incorporating comprehensive financial advisory, capital raising and risk management guidance with the mission of delivering the highest level of value-added services to our clients. Dually headquartered in New York and Oakland, our firm is comprised of over 130 diverse professionals spanning over 19 offices across the United States. SWS serves a broad spectrum of clients, including corporations, governments, municipalities and institutional investors. Building enduring client partnerships through integrity, experience, and results is our priority. Integrity We understand that the foun-dation of each customer rel-ationship is trust. We also believe in being a constructive member of the communities in which we operate in order to enrich the lives of our employees and clients. Experience We have been unwavering in building the best team of pro-fessionals to serve the needs of a wide range of clients, and to offer a broad range of services. Each member of our team brings their qualified and unique experiences to our client partnerships and interactions. Results By valuing each relationship, we focus directly on client objectives to develop solutions that help our clients obtain their goals. SWS was formed in November 2019 to merge the complementary strengths and established track records of its predecessor firms—Siebert Cisneros Shank & Co., L.L.C., founded in 1996, and The Williams Capital Group, L.P. founded in 1994. SWS is wholly owned by Shank Williams Cisneros & Co., LLC (SWC). Leadership Team About Us Leadership Team What We Do News & Media Careers Locations & Contact Member FINRA | FINRA Broker check | Member SIPC | Member MSRB | Disclosures | Privacy Policy | CCPA | Login ©2021 by Siebert Williams Shank. Proudly created by PIMM-USA.

Home About Us Leadership Team What We Do News & Media Careers Our Affiliates Contact Us Sustainability Efforts Aligning Our Parent Company SWC and its Affiliates with U.N. Sustainable Development Goals The SWS Foundation The Siebert Williams Shank Foundation is the philanthropic arm of the Shank Williams Cisneros (SWC) family of companies. It was established in 2020 with the mission of helping advance equity and equality, particularly in those communities we serve and in which we operate. Among other important causes, the Foundation has made significant contributions for disaster relief in the United States, to end extreme poverty internationally, and to increase access to education and opportunity for disadvantaged communities. About Us Leadership Team What We Do News & Media Careers Locations & Contact Member FINRA | FINRA Broker check | Member SIPC | Member MSRB | Disclosures | Privacy Policy | CCPA | Login ©2021 by Siebert Williams Shank. Proudly created by PIMM-USA.