Home Company Investment Profile Portfolio Investors Contact Company Saratoga Investment Corp. (NYSE: SAR) is a publicly traded business development company (BDC) that provides customized financing solutions for middle market companies located in the United States. Saratoga’s senior investment professionals have over 200 years of combined experience investing in more than $4 billion in middle market businesses. Team Chris Oberbeck Chairman of the Board, Chief Executive Officer & President Mike Grisius Chief Investment Officer Henri Steenkamp Chief Financial Officer, Chief Compliance Officer, Treasurer & Secretary Tom Inglesby Managing Director & Portfolio Manager John MacMurray Managing Director & Portfolio Manager Charles Phillips Managing Director & Portfolio Manager Richard A. Petrocelli Senior Advisor Nick Martino Principal Paul West Principal Marissa Mann Andrews Vice President Rob Porazzo Vice President Jonathan Cohen Senior Associate Andrew Kirby Associate Walker Ranney Associate Matt Doane Associate Roy Kennan Associate Christine Ramdihal Controller of the BDC Allison Galbally Senior Accountant Will Thomann Accountant Rochelle Kracoff Assistant Chief Compliance Officer and Treasury Manager Jeannette Hill Controller Charmane Spahr Executive Assistant to CEO Petal Valme Executive Assistant to Chief Investment Officer & Facilities Manager Karina Martinez Receptionist and Administrative Assistant More about Saratoga Investment Corp. Saratoga Investment Corp. (the BDC) has over 1.3 billion of assets under management. Within the BDC, Saratoga has two SBIC-licensed subsidiaries and a $650 million Collateralized Loan Obligation (CLO) fund. It owns 52% of the Class F and 100% of the subordinated notes of the CLO. These diverse funding sources, combined with a permanent capital base, enable Saratoga to offer a broad range of financing solutions, including subordinated debt, first and second lien loans, one-stop and unitranche structures and equity co-investments. Saratoga seeks to partner with business owners (equity sponsors, fundless sponsors, family-owned businesses) and management teams to craft capital structures that enable them to pursue their business plans. Saratoga focuses on the lower end of the middle market, targeting US-based cash flow positive companies with annual revenues between $8 and $250 million and EBITDA in excess of $2 million. Independent Directors The Company’s board is composed of the following independent directors. G. Cabell Williams Director Charles S. Whitman III Director Steven M. Looney Director In the Media CEO of Saratoga Investment, Chris Oberbeck sits down with Maria Bartiromo from FOX for an interview to discuss Saratoga's best quarter ever, and the future of Wall Street. Saratoga CEO Chris Oberbeck discusses two stocks with 10% dividends in the BDC industry, and what he is doing as an investor on Fox Business News’ “Countdown to the Closing Bell with Liz Claman.” CEO of Saratoga Investment, Chris Oberbeck discusses potential recession, Saratoga Investment Corporation seeing substantial BDC asset growth, and "if stocks are the place to be" with Maria Bartiromo on Fox Business News’ “Wall Street Week.” Saratoga Investment Advisors Saratoga Investment Advisors, LLC is a New York-based investment management firm formed to focus on credit-driven strategies. It is the manager of Saratoga Investment Corp. and its $500 million Collateralized Loan Obligation (CLO) fund and is affiliated with Saratoga Partners, a middle-market private equity investment firm that has invested in 35 companies with an aggregate value of more than $3.7 billion. Saratoga Partners was founded in 1984 as a division of the New York investment firm Dillon, Read & Co., Inc. and has been an independent firm since its spinoff in 1998 after Dillon Read was acquired by Swiss Bank Corporation (a predecessor to UBS AG). History The professionals at Saratoga have spent their careers in the middle market, leading and managing all aspects of the capital investment process. The team is an experienced and entrepreneurial group that works together to find capital solutions for middle market businesses. Saratoga’s name comes from the American Revolution. The battles waged at Saratoga are generally regarded as the turning point of the Revolutionary War. Saratoga seeks to be the “turning point” for its portfolio companies by marshalling its knowledge and capital to creatively and effectively close transactions. 535 Madison Avenue 4th Floor New York, NY 10022 © 2021 Saratoga Investment Corp. All rights reserved. Navigate Company Investment Profile Investors Portfolio Resources About BDCs Sign up for our Newsletter