WHAT WE DO PRODUCTS & SERVICES PROFESSIONAL OPPORTUNITIES ABOUT US LOGIN LOCATOR Resources for Visiting a Moors & Cabot office Special Policies for these Unusual Times During these unusual times, Moors & Cabot has special measures in place to protect you and our staff. Currently, we are allowing clients to visit out locations. However, each location has different requirements regarding face coverings. Please read below for process and policies. Process and Policies In most cases, your Financial Professional will be waiting at the entrance to the office to escort you. However, please be prepared to call them upon your arrival. Please reschedule appointments and remain at home if you are symptomatic of any illness. Each Moors and Cabot location has different local and building guidelines. Please ask your Financial Professional what these guidelines are before arriving for your meeting. Mask Requirements CLIENTS WILL BE ASKED TO WEAR A MASK AT ALL TIMES IF THEY ARE UNVACCINATED Boston – Masks required in all common areas for vaccinated persons Naples – Masks recommended in all common areas for vaccinated persons Phoenix – Masks required in all common areas for vaccinated persons Alexandria – Masks recommended in all common areas for vaccinated persons Norwell – Masks recommended in all common areas for vaccinated persons Winter Park – Masks recommended in all common areas for vaccinated persons To ensure the safety of its employees and other visitors, Moors & Cabot would appreciate notification if any visitors become diagnosed with COVID-19 up to two weeks after a scheduled visit. © 2020 by Moors & Cabot Moors & Cabot Inc., member New York Stock Exchange, SIPC, FINRA One Federal St., 19th Floor, Boston, MA 02110 info@moorscabot.com | +1.800.426.0501 Privacy & Security | Information & Disclosures | Investment Objectives and Risk Tolerance | Client Account Agreement ADV | Client Relationship Summary | Regulation BI Disclosure | Best Execution Fees and Commissions | Margin Disclosure | Cash Sweep Deposit Program Check the background of this firm on FINRA's Brokercheck SIPC protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). Explanatory brochure available upon request or at www.sipc.org.