Strategy About Resources Contact Client Center Safety and Security Our customer brokerage accounts are carried by National Financial Services LLC, Member NYSE/SIPC, a Fidelity® Investments company. A recognized global leader, Fidelity Clearing Custody Solutions has over $2.1 Trillion in assets under administration and services more than 7 million accounts. All accounts held with National Financial Services LLC (NFS) are protected in accordance with the Securities Investor Protection Corporation (“SIPC”) up to $500,000. In addition to SIPC protection, Fidelity provides for brokerage accounts additional “excess of SIPC” coverage from Lloyd’s of London together with other insurers in the amount of $1 Billion. This is the maximum “excess of SIPC” protection currently available in the US brokerage industry. Our Independent Broker Dealer, Securities America, is ranked in the top 10 in the nation with over 2,600 advisors, $800 Million in annual revenue, and over $90 Billion in client assets. As your fiduciary, your best interest is our only interest. At the Wealth Strategies Group, we value your safety above all else. Brokerage accounts maintained by Fidelity Brokerage Services LLC and carried by National Financial Services LLC (NFS), both Fidelity Investments companies (FBS and NFS together, “Fidelity”), are protected in accordance with the Securities Investor Protection Corporation (“SIPC”) up to $500,000. The $500,000 total amount of SIPC protection is inclusive of up to $250,000 protection for claims for cash, subject to periodic adjustments for inflation in accordance with terms of the SIPC statute and approval by SIPC’s Board of Directors. Fidelity also has arranged for coverage above these limits. Neither coverage protects against a decline in the market value of securities, nor does either coverage extend to certain securities that are considered ineligible for coverage. For more details on SIPC, or to request an SIPC brochure, visit www.sipc.org or call 202.371.8300. “Excess of SIPC” Coverage: In addition to SIPC protection, Fidelity provides for brokerage accounts additional “excess of SIPC” coverage from Lloyd’s of London together with other insurers. The “excess of SIPC” coverage would only be used when SIPC coverage is exhausted. Like SIPC protection, “excess of SIPC” protection does not cover investment losses in customer accounts due to market fluctuation. It also does not cover other claims for losses incurred while broker-dealers remain in business. Total aggregate “excess of SIPC” coverage available through NFS’s “excess of SIPC” policy is $1 billion. Within NFS’s “excess of SIPC” coverage, there is no per account dollar limit on coverage of securities, but there is a per account limit of $1.9 million on coverage of cash. Lloyd’s of London currently has an A (Excellent) rating with “Stable Outlook” from ratings firm A.M. Best and an A+ (Strong) with “Stable Outlook” from Fitch Ratings and Standard & Poor’s. Schedule an Appointment with the Wealth Strategies Group today SCHEDULE NOW (888) 848-4144 17011 Beach Blvd, Suite 150 Huntington Beach, CA 92647 2264 Fair Oaks Blvd, Suite 201 Sacramento, CA 95825 Certified Financial Planner Board of Standards Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, CFP® (with plaque design), and CFP® (with flame design) in the U.S., which it authorizes use of by individuals who successfully complete CFP Board's initial and ongoing certification requirements. The Wealth Strategies Group is comprised of investment professionals who are investment advisor representatives of Securities America Advisors, Inc., a SEC Registered Investment Advisor and registered representatives with Securities America Inc, a registered broker/dealer, Member FINRA and SIPC. The Wealth Strategies Group and the Securities America companies are unaffiliated. This website does not constitute an offer to sell or a solicitation of an offer to buy any security. Specific recommendations can only be based on review of a client's individual investment portfolio and financial objectives upon request and with appropriate offering documents. Securities America and its representatives do not provide tax or legal advice; therefore it is important to coordinate with your tax or legal advisor regarding your specific situation. Past performance is not a guarantee of future results. This site is published for residents of the United States and is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security or product that may be referenced herein. Persons mentioned on this website may only offer services and transact business and/or respond to inquiries in states or jurisdictions in which they have been properly registered or are exempt from registration. Not all products and services referenced on this site are available in every state, jurisdiction or from every person listed Travis Allen CA Insurance License #0B79314, Mark Yates CA Insurance License #0E38409 Check out the background of firms and investment professionals on FINRA’s https://brokercheck.finra.org/ Securities offered through Securities America, Inc., Member FINRA/SIPC. Advisory services offered through Securities America Advisors, Inc © 2019 Wealth Strategies Group. All rights reserved.