Choose language: Home Services Market Access Technology Clients About More MANAGEMENT TRACY HETHERINGTON Global Head of Regulatory Risk, Compliance & Trade Surveillance Tracy joined G. H. Financials Ltd. on 1 December 2015 as Head of Regulatory Risk. Tracy has over 25 years of experience in financial services compliance, having started her career at the Bank of England. Tracy has since held compliance positions at James Capel/HSBC, Gerald Limited and more recently ADM Investor Services International Limited where she spent 17 years managing the regulatory and on-boarding process for a global operation covering all asset classes. Sheena Griffiths Up Tony Butcher NEWS: Fraud warning: Potatoex.io passing off details 30 September 2021 Sharon Shi Ning Appointed Chair of FIA Asia Advisory Board April 2021 G. H. Financials top for Customer Satisfaction May 2020 G. H. Financials: Top Broker Equity Index Futures February 2020 EVENTS: Conference: FIA IDX 2021 27-28 September 2021 / London Online Conference: FOW Asia 2021 8-9 September 2021 / Virtual conference FIA Webinar: Q2 2021 Trends in Futures & Options Trading 28 July 2021 / Online forum Online Forum: Accessing Greater China With Derivatives 6 July 2021 / Hong Kong NEWSLETTER: Our quarterly newsletter provides a detailed summary of the latest news and developments. G. H. Financials Limited is authorised and regulated in the UK by the Financial Conduct Authority. G. H. Financials, LLC is regulated by the Chicago Mercantile Exchange (“CME”) as the Designated Self-Regulatory Organisation (“DSRO”) on behalf of the Commodity Futures Trading Commission (“CFTC”). G. H. Financials (Hong Kong) Limited is regulated in Hong Kong by the Securities and Futures Commission. Terms of Use Disclaimer Privacy Policy Cookie Policy Copyright 2021. All rights reserved. G. H. Financials Limited 4th Floor 29 Ludgate Hill London EC4M 7JR G. H. Financials, LLC 311 South Wacker Drive Suite 1550 Chicago, IL 60606 USA G. H. Financials (Hong Kong) Limited Unit 2905-06 The Center 99 Queen's Road Central Hong Kong Website design: Hot Lemon