ABOUT US Welcome to FFEC It’s our goal to help you reach your goals. Our experienced team of investment advisors works together with their clients to pursue their most important financial goals. Founded in 1985, FFEC is a privately owned full-service brokerage firm. As our firm grows, we retain our belief in a conservative, well-diversified, long-term approach to investing. We know that investing can be complex, so we are here to help guide you every step of the way. Purpose First Financial Equity Corporation’s (FFEC) primary objective is to provide personalized customer service with comprehensive financial solutions to meet our diverse clients’ financial goals. Mission Our clients are our greatest asset. We provide personalized customer service and offer comprehensive financial solutions by designing portfolios to meet each client’s special needs. Our goal is the success of each client’s investing and economic endeavors. We create an environment where Financial Advisors have the freedom to brand their business so they can set themselves apart from the competition and provide personalized customer service. By providing a flexible platform to a diverse group of Financial Advisors, we are able to meet clients’ special needs and help them reach their financial goals. Vision FFEC’s vision is to be known for our personalized customer service with direct access to Financial Advisors who provide a broad array of financial planning solutions. Our clients have trusted us to provide them with the information to help them accumulate, preserve, and distribute wealth. Wouldn’t you enjoy valuable information from a top tier group of professionals? We invite you to contact us for a free initial consultation. Contact Us at (480) 951-0079, (800) 687-3800. About Us | Management Team | Financial Services | Office Locations | Advisor Opportunities | Client Logins | Investment Disclosures | FFEC Forms Library| COVID-19 Update | Member FINRA/SIPC SEC Registered Investment Advisor © 2021 First Financial Equity Corporation //

INVESTMENT DISCLOSURES Form CRS – Customer Relationship Summary Form ADV Wrap Fee Brochure Business Continuity and Disaster Plan FFEC Account Fee Disclosure – Hilltop Securities, Inc. IRA Rollover Tips Margin Disclosure Mutual Fund Expense Analyzer Order Routing Disclosure Extended Hours Trading Privacy Policy Customer Identification Program Understanding the Differences Between Commisionable and Advisory Accounts MSRB Investor Information About Us | Management Team | Financial Services | Office Locations | Advisor Opportunities | Client Logins | Investment Disclosures | FFEC Forms Library| COVID-19 Update | Member FINRA/SIPC SEC Registered Investment Advisor © 2021 First Financial Equity Corporation //