Menu User account menu Search Fund Operations ICI Operations is dedicated to improving the distribution, operational processing, servicing, and support of mutual fund products to better serve the needs of the industry and mutual fund shareholders. Areas of focus include: Transfer agent, shareholder servicing, and distribution support; Development and enhancement of mutual fund clearance and settlement services offered through the industry’s centralized utility; Mutual fund accounting and financial reporting; Audit and security valuation issues; Emerging technologies impacting the fund industry; Business continuity, data privacy and security; Cross-border and single country investment fund (i.e., global) operations. Resources for Members: ICI Supports Multilayered Security Approach to Cybersecurity Preparedness ICI contributes to its members’ cybersecurity preparedness by offering multiple complimentary initiatives. LEARN MORE Accounting and Valuation View All SEC Valuation and Liquidity Guidance for Registered Investment Companies, Volume I (pdf) SEC Valuation and Liquidity Guidance for Registered Investment Companies, Volume II (pdf) ICI Letter on FASB Fair Value Measurement Proposal (pdf) Distribution and Settlement View All Financial Intermediary Controls and Compliance Assessment Engagements (pdf) Operational Process Flows and Considerations Related to Dealer/Custodian Resignations (pdf) The Evolution of the Financial Intermediary Controls and Compliance Assessment (pdf) Servicing and Recordkeeping View All ICI Letter on CFTC's Proposal to Enhance Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations (pdf) Most Retirement Plan Savers Aren’t Tapping Their Accounts Despite Pandemic Americans continued to save for retirement through defined contribution (DC) plans during the first... Sample Glossary of Investment-Related Terms for Disclosures To Retirement Plan Participants (doc) Portfolio Security Operations View All ICI Comment Letter to CFTC and SEC on Portfolio Margining (pdf) ICI Comment Letter on SEC Proposed Exemptive Order on Portfolio Margining (pdf) ICI Comment Letter in Response to Swap Data Repository Rulebook (pdf) Technology, Cyber, and BCP View All Focus on Funds: ICI Expands Its Service to the Industry’s “Middle Office” Rapid change in the fund industry means that the operational support provided by what’s known as the... Related Resource Centers View All Rule 12b-1 Resource Center 401(k) Resource Center Business Continuity Resource Center Footer menu GENERAL About ICI About ICI Global About IDC About ICIEF HELPFUL LINKS Privacy and Cookie Policy Apply for User Account COVID-19 Report Contact Us ICI RESOURCES Comment Letters ICI Viewpoints ICI Fact Book Resource Centers MEMBER RESOURCES Business Continuity Copyright © 2021 by the Investment Company Institute Privacy Privacy and Cookie Policy Social Facebook LinkedIn Twitter YouTube