Investment Criteria We provide capital to a variety of healthcare sectors including biopharma, medical devices, diagnostics, life science tools, and selective healthcare service and HIT companies. We seek long-term partnerships with the following characteristics: Products offering a compelling value to society through improved efficacy, safety, or which provide savings to the healthcare system Generally commercial-stage, although will selectively consider pre-approval situations Aligned and ethical management teams SWK focuses on transactions in the $5 million to $20 million range, although will selectively consider larger transactions Please contact us here if you have an opportunity you would like to discuss. © 2021 SWK Holdings. All Rights Reserved. SWK Holdings Corporation 14755 Preston Road, Suite 105 Dallas, TX 75254 Phone: 972.687.7250 Fax: 972.687.7255 For Investors: investorrelations@swkhold.com For Capital Alternatives: inquiries@swkhold.com For Career Opportunities: recruiting@swkhold.com

Investment Process SWK utilizes a disciplined and standardized underwriting process, which emphasizes our partner’s unique financing needs while stressing risk assessment and mitigation. We understand certain circumstances are time sensitive, and are committed and able to meet aggressive timeframes. Our typical transaction is completed roughly four weeks after signing a term sheet. Contact us at here to determine how we can help your life science business grow. © 2021 SWK Holdings. All Rights Reserved. SWK Holdings Corporation 14755 Preston Road, Suite 105 Dallas, TX 75254 Phone: 972.687.7250 Fax: 972.687.7255 For Investors: investorrelations@swkhold.com For Capital Alternatives: inquiries@swkhold.com For Career Opportunities: recruiting@swkhold.com