Call: 1.877.488.6534 HOME OUR COMPANY JOIN US CONTACT US LOGIN Advisory Services Traditional brokerage or fee-based? Why not both? Manage your clients’ assets yourself; use a third party money manager or a combination of both. We offer a broad range of advisory programs that give you maximum flexibility to meet your client’s needs. Many financial advisors are finding that one platform isn’t enough for their diverse client base. Traditional brokerage or fee-based solutions are both available at Regal. Through our affiliated RIA firm, Regal Advisory Services and our relationship with RBC CS, you have access to a best in class open architecture fee-based platform. Whether you are currently using advisory services or are thinking about adding fee-based asset management to your practice, we have the solutions for you to choose the right program for your clients. By adding a fee-based element to your practice, you are empowered to offer the solutions that are best for your client; whether that is fee-based, commission-based or a hybrid of both. It’s the best of both worlds. For more information Contact Us. Customer Relationship Summary DOWNLOAD HERE Be Independent We understand that choosing the right firm is important to you. Know that with Regal, you are independent, but not alone. Our stability and service makes Regal a partner you can count on. Brochure: Your Advisory Partner for Success Copyright © 2021 Regal Securities, Inc. | Important Disclosures FINRA BrokerCheck reports for Regal Securities and its investment professionals are available at www.finra.org/brokercheck. All securities and services are offered through Regal Securities, Inc., Member FINRA / SIPC, a registered broker-dealer. Securities products offered are not guaranteed or endorsed by Regal, are not FDIC insured and may lose value. None of the information contained herein should be construed as an offer to buy or sell securities or as a recommendation. Specific recommendations are based on a review of each client’s particular financial circumstances. Online trading has inherent risks due to loss of online services or delays from system performance, risk parameters, market conditions, and erroneous or unavailable market data. 1.877.488.6534 support@regalsecurities.com Operating Hours Mon-Fri 8:00 a.m. to 5:00 p.m. EST