MARKET ACTIVITY NEWS + INSIGHTS SOLUTIONS ABOUT Nasdaq Automated Investigator for anti-money laundering (AML) THIS SOLUTION HELPS Banks EXPLORE Anti-Money Laundering Investigations Management, Re-imagined. Traditionally, the processing and investigation of anti-money laundering (AML) alerts at banks has proven to be a difficult and costly problem. Large investments are often made on teams of human analysts, who are tasked with managing and investigating alerts and making high risk decisions. The wide scope of surveillance means that AML Transaction Monitoring (AMLTM) systems could potentially trigger as many as 200,000 to 300,000 alerts a month in extreme cases – requiring extensive resources to investigate and manage. Furthermore, differing review techniques across large teams of human analysts can lead to consistency issues and decision errors. At a time when all industries are under pressure to reduce expenditure, the Nasdaq Automated Investigator for AML can help firms increase operational efficiencies in AML investigations by over 40% while dramatically improving quality assurance and saving costs. How does the Automated Investigator work? Nasdaq Automated Investigator for AML 0 seconds of 1 minute, 32 seconds DEMO THE AUTOMATED INVESTIGATOR Submit your details to request a demo of the Nasdaq Automated Investigator for AML Breaking down investigative barriers with intelligent automation. Quality at Scale 100% of your alerts investigated in depth regardless of volume Improved Investigation Quality Always consistent and fully explained expert decisions Increased Operational Efficiencies ~50% Fully Automated Investigations ~50% Highly Augmented AUTOMATE YOUR AML INVESTIGATIONS The Nasdaq Automated Investigator for AML generates evidence, takes risk decisions and then explains these decisions to the combined performance level of the best human experts. The industry leading assurance process ensures ongoing decision integrity. INVESTIGATOR AGENTS Specialised Investigator Agents (IA’s) ingest customer financial data. Each IA is validated by experts to generate different types of financial risk evidence. RISK DECISION The Nasdaq Automated Investigator for AML has a Decision Module that assesses IA evidence and generates risk decision and rationale in seconds. Generates human readable explanations and renders information directly in client Case Management System – no black box. RISK GOVERNANCE Automated mechanisms and tools ensure ongoing decision assurance, regulatory compliance and continual performance improvement. Consistency, efficiency and quality at all levels of the organization Chief Compliance Officer Automate the review process for a consistent review of 100% of alerts generated from TM systems to reduce manual investigation errors, improve risk mitigation, lower overall operational risk and decrease regulatory exposure. Transaction Monitoring Teams Ensure a comprehensive, consistent review of all alerts generated while enabling your best analysts to re-focus on the highest priority investigations. Compliance Operations Improve productivity of your team with higher quality risk decisions at speed and scale while drastically reducing operational costs. Money Laundering Risk Officer (MLRO) Enhance the integrity of AML risk management with explainable, automated decisioning that reduces errors in manual investigations processes. Chief Financial Officer Deliver significant cost efficiencies without compromising on mitigation decision integrity or quality. Executive Management Reduce regulatory and reputational risk by closing gaps in the investigative process and providing a fully explainable review of alerts generated and closed for regulatory authorities. Go Inside an AML Investigation with Nasdaq Automated Investigator Banks spend $35B+ per year in the fight to keep up with the many techniques used by perpetrators. Intelligent agents with advanced machine learning can strengthen and shorten the investigation process delivering consistency and quality at-scale. Learn how the Automated Investigator attacks investigations with zeal in our infographic in 90 seconds or less! ACCESS THE INTERACTIVE INFOGRAPHIC NOW IN THE 90 SECONDS IT TAKES YOU TO VIEW OUR INFOGRAPHIC $20M will be laundered, and most of it unreported. Demo the Automated Investigator today. Powerful Risk Decisions Generate human readable explanations and render information directly within a firm's Case Management System. REQUEST A DEMO UP TO 40% improvement in efficiencies EU Cracks Down on Money Laundering A New Ambitious Anti-Money Laundering Package Proposed by the European Commission Nasdaq Head of AML Automated Investigations Darren Inness & Nasdaq Head of European Government Affairs Ludovic Aigrot discuss a new ambitious anti-money laundering package proposed by the European Commission. SEP 03, 2021 Resource Center FAQ FACT SHEETS WHITEPAPERS & REPORTS BLOG What are the key challenges facing AML today? How does Nasdaq AML Investigator address these challenges? How is AI used in the solution? What gaps does Nasdaq Automated Investigator for AML fill? Get in touch! 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