Brokers and/or Brokerage firms may be reviewed utilizing FINRA’s BrokerCheck Login Start a conversation Locations Independent RIAs You are entering a password protected portion of the PKS website. You must be logged in to continue. INDEPENDENT MODEL ACCESS If you do not have a username and password please request one click here. All inquiries are kept strictly confidential. Please contact the PKS Deployment Team if you have any difficulty accessing this site. thanks DISCLOSURES Regulation Best Interest Disclosures Business Continuity Commission & Fee Schedule Order Execution POLICIES Legal Notice Privacy Notice PKS Investments © 1999-2021

Brokers and/or Brokerage firms may be reviewed utilizing FINRA’s BrokerCheck Login Start a conversation Locations Commission & Fee Schedule Equity & Options Comm Schedule VIEW EQUITIES Fixed Income Comm Schedule VIEW FIXED INCOME NFS Platform Ticket Charges VIEW CHARGES NFS Fee Schedule VIEW FEES DISCLOSURES Regulation Best Interest Disclosures Business Continuity Commission & Fee Schedule Order Execution POLICIES Legal Notice Privacy Notice PKS Investments © 1999-2021

Brokers and/or Brokerage firms may be reviewed utilizing FINRA’s BrokerCheck Login Start a conversation Locations Employees We understand careers at PKS and how each member of our team brings something unique to the equation. That is why registered representatives and their clients are the main priority at PKS. This is reflected in everything we do at PKS, from our compensation package to the freedom our registered representatives have to exercise their entrepreneurial spirit. There are no proprietary products at PKS, and you have the flexibility to create a total financial solution for each client. PKS provides support services including: third party benefits administration, investments, insurance, estate planning, personal assistants and strategic relationships with legal, accounting and other investment related services. Our prime Corporate Woods location has elegant offices and conference space with abundant free parking for you and your clients. Our state of the art technologies include a complete broker workstation, high speed internet accessibility and access to client-friendly monthly reports. The PKS compensation package includes a commission payout of up to 70%, a 401(k) plan with an employer match, health and dental insurance and a flexible spending plan. A career at PKS is unique. At PKS, you are a member of a professional team where your experience and input are valued. We know how to listen at PKS because your future is our future. Contact PKS Deployment Team at (518) 436-3536 or by e-mail at Deployment@pksinvest.com. DISCLOSURES Regulation Best Interest Disclosures Business Continuity Commission & Fee Schedule Order Execution POLICIES Legal Notice Privacy Notice PKS Investments © 1999-2021