ABOUT STRATEGIES ESG NEWS AND RESEARCH CAREERS CONTACT Terms and conditions of use Pemberton Asset Management Website Terms and Conditions of Use This page (together with the documents referred to on it) sets out for you the Terms and Conditions of Use (“Terms of Use”) on which you may make use of this website (the “Website”). Please read these terms of use carefully before you start to use our Website. By using our Website, you indicate that you accept the Terms of Use and that you agree to abide by them. If you do not agree to the Terms of Use, you must not use our Website. We recommend that you print a copy of these Terms of Use for future reference. 1 INFORMATION ABOUT US 1.1 We are a limited liability partnership registered in England and Wales at Companies House under the name Pemberton Capital Advisors LLP (“we”, “us”, “our”, and “Pemberton Capital Advisors”). Our registered office is at 52 Grosvenor Gardens, London, United Kingdom, SW1W 0AU and our company number is OC359656. 1.2 Pemberton Capital Advisors is authorised and regulated by the Financial Conduct Authority (the “FCA”) (FRN #561640) and registered with the US Securities and Exchange Commission (SEC) as an investment adviser under the US Investment Advisers Act of 1940 with CRD No. 282621 and SEC File No. 801-107757. 1.3 We arrange and advise on investments (the “Services”) for our clients. Insofar as any part of this Website may constitute a Financial Promotion under the Financial Services and Markets Act 2000 (“FSMA”) its content has been approved by an authorised person for the purposes of section 21 of FSMA. 1.4 If you have any queries about the Website or any information contained on it, please contact us at 52 Grosvenor Gardens, London SW1W 0AU; by telephone on 020 7993 9300; or by email at info@pembertonam.com. 1.5 The Website presents details of other members of the Pemberton Asset Management group of companies, being Pemberton Asset Management Holdings Limited, Pemberton Asset Management Services UK Limited, any fund or entity managed, advised or sub-advised by any of the foregoing and any entity that is any of the foregoing’s holding company, parent company, subsidiary or subsidiary undertaking (as such terms are defined in the Companies Act 2006) (the “Pemberton Group”). Notwithstanding the above, the Website and its content are owned by Pemberton Capital Advisors and are governed solely by these Terms of Use and the applicable policies. 2 ACCESSING OUR WEBSITE 2.1 Access to our Website is permitted on a temporary basis, and we reserve the right to withdraw or amend the service we provide on our Website without notice. From time to time, we may restrict access to some or all of our Website. We will not be liable if for any reason our Website is unavailable at any time or for any period. 2.2 If you breach these Terms of Use, your permission to use the Website terminates immediately and you must immediately destroy any downloaded or printed extracts from the Website including any copies thereof. 2.3 You are responsible for making all arrangements necessary for you to have access to our Website. 2.4 By accessing our Website you agree and accept that any person using a device through which you have gained such access is bound by these Terms of Use. You are responsible for ensuring that all persons who access our Website through your internet connection and on your device are aware of these Terms of Use and that they comply with them. You are also responsible for the use of our Website by any person using your device. 2.5 This Website is directed only at investment professionals, professional clients, persons having professional experience of investing in unregulated schemes, high net worth companies, partnerships, associations or trusts and personnel of any of the foregoing having professional experience of investing in unregulated schemes (each within the meaning of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005, the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001 and the FCA Handbook, as applicable) and that, in the case of persons outside the United Kingdom, this Website is also only directed to persons who may lawfully access it without breach of law or regulation or imposing any requirement on any member of the Pemberton Group or any other person to be licensed, registered or approved in any other jurisdiction. By accessing our Website you confirm you understand and acknowledge that no-one else should access this Website or act on or otherwise rely on any information in it. The Pemberton Group will not make any investment or investment activity referred to on this Website available to any other person. Any persons who do not fall into these categories should not read or act upon the investment information contained on the Website, may not access the website and should exit the website now. 2.6 The distribution of the information contained in this Website in certain countries may be restricted by law and persons who access it are required to inform themselves and to comply with any such restrictions. The information included herein is not intended to be published or made available to any person in any jurisdiction where doing so would contravene any applicable laws or regulations. Therefore by accessing this Website you confirm that you are aware of the laws in your own jurisdiction relating to the provision and sale of investment management services and products and warrant and represent that you will not pass on or utilise the information contained in this Website in a manner that could constitute a breach of such laws by any member of the Pemberton Group or any other person. 2.7 By accessing our Website you confirm your understanding that (i) the investment products and services referred to herein are suitable only for sophisticated investors for whom such products and services do not constitute a complete investment program and who fully understand and are willing to assume the substantial degree of risk involved and (ii) past performance is not a reliable indicator of future results. 3 DISCLAIMER 3.1 Nothing on this Website is intended, nor should it be taken, to create any legal or contractual relationship. Any transmission, downloading or sending of any information from the Website does not create any contractual relationship. 3.2 The content of the Website is designed for general information purposes only. Neither the information nor any opinions stated in the Website constitutes a solicitation or offer by Pemberton Capital Advisors to buy or sell any securities or other financial instruments or to provide any investment advice. 3.3 The provision of investment services may be restricted in certain jurisdictions. It is your responsibility to acquaint yourself with any local laws and restrictions on the usage of this Website and the availability of any services described on it. The information on this Website is not intended for distribution to or use by any personal entity in any jurisdiction or country where such distribution would be contrary to local law or regulation. 3.4 The information provided on this site regarding Pemberton Group is not directed to any United States person or any person in the United States, any state thereof, or any of its territories or possessions. 3.5 Nothing in this Website may be published in the press or elsewhere without permission of Pemberton Capital Advisors. 3.6 Pemberton Capital Advisors does not provide legal or tax advice. Clients of, and all those who have dealt with, the Pemberton Group and viewers of this Website should consult their own legal and tax advisers before making any investment decision. Nothing contained on this Website constitutes investment, legal, tax or other advice nor is it to be relied on in making an investment or other decision. Private companies in all jurisdictions and potential investors should take independent legal, tax and investment advice before making any such decision or proceeding with any type of fundraising activity. 3.7 While we endeavour at all times to ensure information on our Website is clear, fair and not misleading at the date of publication, we do not hold the information as impartial and it should not be viewed as wholly objective. Information on this Website is based on sources that we believe to be reliable but we give no undertaking that it is accurate or complete and Pemberton Capital Advisors cannot and does not guarantee the accuracy, validity, timeliness or completeness of any information or data made available to you for any particular purpose or at all. No assurance can be given that the stated investment objectives will be achieved and the value of investments may fall as well as rise. 3.8 Any opinions are subject to change without notice and Pemberton Capital Advisors is under no obligation to report or keep information accurate. 3.9 This Website is controlled and operated by Pemberton Capital Advisors in the United Kingdom. We make no representations that materials in the Website are appropriate or available for use in other locations. Those who choose to access the Website from other locations do so at their own risk and are responsible for compliance with all applicable laws. 4 INTELLECTUAL PROPERTY RIGHTS 4.1 This Website, its contents, any materials downloaded, and all intellectual property pertaining to or contained on the Website (including but not limited to copyrights, patents, database rights, graphics, designs, text, logos, trade dress, trademarks and service marks) (collectively, the “Content”) are owned by or licensed to us and/or from third parties and all rights, title and interest in them shall remain the property of Pemberton Capital Advisors and/or such third parties. 4.2 The Content is protected by copyright, patent and trademark laws, and various other intellectual property rights and unfair competition laws and treaties around the world. All such rights are reserved. 4.3 You are permitted to print copies and download extracts of the content on the Website for your own personal use for information purposes only, and may draw the attention of others within your organisation to material posted on the Website, subject to the following conditions: 4.3.1 our status (and that of any identified contributors) as the authors of material on our Website must always be acknowledged; 4.3.2 you must not modify in any way the paper or digital copies of any materials you have printed off or downloaded, and you must not use any illustrations, photographs, video or audio sequences or graphics separately from any accompanying text; 4.3.3 you must not duplicate, copy, publish, modify, create derivative works from, participate in the transfer of, post on the internet, or in any way distribute, redistribute or exploit the Website, or any portion of the Website, for any public or commercial use without our express prior written consent; 4.3.4 you must not otherwise use any part of the Website in contravention of these Terms of Use. 4.4 If you print off, copy or download any part of the Website in breach of these Terms of Use, your right to use the Website will cease immediately and you must, at our option, return to us or destroy any copies of the materials you have made. 5 UNLAWFUL OR PROHIBITED USE 5.1 We will not be liable for any loss or damage caused by a distributed denial-of-service attack, viruses, trojans, worms, logic bombs or other technologically harmful material that may infect your computer equipment, computer programs, data or other proprietary material due to your use of our Website or to your downloading of any material posted on it, or on any website linked to it. 5.2 You must not misuse our Website by knowingly or recklessly introducing viruses, trojans, worms, logic bombs or any other material which is malicious or technologically harmful. You must not attempt to gain unauthorised access to our Website, the server on which our Website is stored or any server, computer or database connected to our Website. You must not attack our Website via a denial-of-service attack or a distributed denial-of service attack. 5.3 Any such unauthorised use of our Website may give rise to a claim for damages and/or be a criminal offence under the Computer Misuse Act 1990. We will report any such activity to the relevant law enforcement authorities and we will co-operate with those authorities by disclosing your identity to them. In the event of such a breach, your right to use our Website will cease immediately and without further notice. 6 PRIVACY 6.1 Our Privacy Policy applies to use of our Website, and its terms are made a part of these Terms of Use by this reference. 6.2 Additionally, by using our Website, you acknowledge and agree that internet transmissions are never completely private or secure. You understand that any message or information you send to our Website may be read or intercepted by others, notwithstanding our efforts to protect such transmissions. We are not responsible for any messages which are lost, altered by third parties or intercepted and we will not be liable to you or anyone else for any damages or otherwise in connection with any message sent by you to us or by us to you via the internet. 7 EXCLUSION OF LIABILITY 7.1 Neither we nor any other member of the Pemberton Group (i) makes any representation, guarantee, condition or warranty, express or implied, as to, nor assumes responsibility for, the accuracy, reliability or completeness of any of the material displayed on our Website, nor (ii) shall be under any obligation to update or correct any inaccuracy or be otherwise liable to the Recipient or any other person in respect of such material. To the extent permitted by law, we and third parties connected to us hereby expressly exclude: 7.1.1 all representations, guarantees, conditions, warranties and other terms which might otherwise be implied by statute, common law or the law of equity; 7.1.2 any liability for any direct, indirect or consequential loss or damage incurred by any user in connection with our Website or in connection with the use, inability to use, or results of the use of our Website, any websites linked to it and any materials posted on it, including: loss of income or revenue; loss of business; loss of profits or contracts; loss of anticipated savings; loss of data; loss of goodwill; wasted management or office time; and any other loss or damage of any kind, however arising and whether caused by tort (including negligence), breach of statutory duty, breach of contract or otherwise, even if foreseeable, provided that this condition shall not prevent claims for loss of or damage to your tangible property or any other claims for direct financial loss that are not excluded by any of the categories set out above. 7.1.3 In jurisdictions which do not allow the exclusion or limitation of certain types of liability, Pemberton Capital Advisors’ liability will be limited to the maximum extent permitted by law. 7.2 Nothing in these Terms of Use limits or excludes our liability for death or personal injury arising from our negligence or any other liability which cannot be excluded or limited under applicable law. 8 INDEMNITY 8.1 By using our Website, you agree to indemnify and hold harmless Pemberton Capital Advisors from and against any and all losses, claims, damages, costs and expenses (including reasonable legal and accounting fees) that Pemberton Capital Advisors may become obliged to pay, arising or resulting from your use of our Website, the Content, or your breach of these Terms of Use. Pemberton Capital Advisors reserves the right to assume or participate, at your expense, in the investigation, settlement and defence of any such action or claim. 9 LINKS TO THIRD PARTY WEBSITES 9.1 Our Website may contain links to websites and resources maintained by third parties. These links are provided for your information only. We have no control over the contents of those websites and resources, and accept no responsibility for them or for any loss or damage that may arise from your use of them. We are not responsible for the content, availability or privacy policies of those sites, and the existence of such links should not be considered an approval, endorsement or recommendation of those sites or of any product or service offered on those sites or of any party that is associated with those sites. 9.2 Please note that other websites and resources linked to on our Website may be governed by separate terms and conditions, including privacy policies. You should refer to the applicable terms and conditions of those websites and resources before using them and you should direct any questions or comments about the linked website or resource to the appropriate website provider. 10 LINKING TO OUR WEBSITE 10.1 You may link to our home page, provided you do so in a way that is fair and legal and does not damage our reputation or take advantage of it, but you must not establish a link in such a way as to suggest any form of association, approval or endorsement on our part where none exists. 10.2 You must not establish a link from any website that is not owned by you. 10.3 Our Website must not be framed on any other website, nor may you create a link to any part of our Website other than the home page. We reserve the right to withdraw linking permission without notice. 10.4 If you wish to make any use of material on our Website other than that set out above, please address your request to info@pembertonam.com. 11 REVISION OF TERMS 11.1 We may revise these Terms of Use at any time by amending this page and are under no obligation to inform you of, and should not be expected to inform you of, any such revision or amendment. You are expected to check these Terms of Use every time you with to use our Website to ensure you understand the terms that apply at that time, as they are binding on you. Some of the provisions contained in these terms of use may also be superseded by provisions or notices published elsewhere on our Website. 12 JURISDICTION AND APPLICABLE LAW 12.1 The English courts will have non-exclusive jurisdiction over any claim arising from, or related to, a visit to our Website. We retain the right to bring proceedings against you for breach of these conditions in your country of residence or any other relevant country. 12.2 These terms of use and any dispute or claim arising out of or in connection with them or their subject matter or formation (including non-contractual disputes or claims) shall be governed by and construed in accordance with the law of England and Wales. 13 MISCELLANEOUS 13.1 Any failure by Pemberton Capital Advisors to exercise any rights or enforce any of these Terms of Use shall not constitute a waiver of such rights or terms. 13.2 If any provision of these Terms of Use or their application in a particular circumstance is held to be invalid or unenforceable to any extent, the remainder of these Terms of Use, or the application of such provision in other circumstances, shall not be affected thereby, and each provision of these Terms of Use shall be valid and enforced to the fullest extent permitted by law. 13.3 These Terms of Use, our Privacy Policy and our Pop Up Disclaimer (together with any other documents referred to in them) constitute the entire agreement between you and Pemberton Capital Advisors with regard to your use of our Website, and any and all other written or oral agreements or understandings previously existing between you and Pemberton Capital Advisors or any other member of the Pemberton Group with respect to such use are superseded and cancelled. 13.4 Each member of the Pemberton Group shall be entitled to the benefit of, and to enforce, these Terms of Use. About us Strategies News and research Careers Contact Copyright © 2021 Pemberton Capital Advisors LLP Authorised and regulated by the Financial Conduct Authority Terms and conditions of use Privacy policy Legal Cookie consent By clicking “Accept All Cookies”, you agree to the storing of cookies on your device to enhance site navigation, analyze site usage, and assist in our marketing efforts. Cookies Settings Accept All Cookies