Call on 07738 444377 Welcome to Compliance Control Consultancy services Expert in Insurance & Mortgage Brokers Consumer Credit & more Member of the Association of Professional Compliance Consultants GET IN TOUCH About About CCC Welcome to Compliance Control Consulting Services. I am a FCA compliance consultant with over 16 years' experience in Regulatory Compliance, Operational Risk and Financial Crime who enjoys working with clients in a practical way to help develop or manage their compliance and operational risk using my previous experience in sales to maintain a commercial balance. My experience includes in depth knowledge of SYSC, CONC, ICOBS, COBS, DISP, Data Protection, Governance, Operational Risk and Approved Person/Senior Management Regime requirements. In recent years, I have been able to build up relations with key individuals at both the ICO and FCA which enables me to deal with any issues your business may have pragmatically and efficiently. Whether you are new to FCA regulation, looking to replace your current compliance support or looking for ad hoc compliance assistance on specific issues, I can help. My bespoke FCA compliance support can be tailored to your needs - from monthly visits and audits to assistance with one off projects. I am committed and take pleasure in providing a personalised service with regular face to face visits. I aim to bring you a customised service and devise a plan that works for you. “Member of the Association of Professional Compliance Consultants” What I can provide By visiting your office and meeting the relevant stakeholders I aim to understand your business so I can help you develop and embed appropriate systems, controls and processes. The service I provide not only includes onsite visits but continuous phone and email support channels. I can tailor a compliance solution that's right for you and your firm. The services available are: Advice & Support FCA applications for Authorisation Compliance Health Check S166 support Compliance Monitoring Documentation Financial Crime Governance Operational risk Projects Senior Management Regime ICO advice including GDPR Financial Promotions (advertising and social media). Whilst the majority of FCA regulations can be applied to multiple firms, I can ensure that you understand the rules specific to your sector and that they are adhered to correctly. Who I can help As a FCA compliance consultant I can help you if: Your new to regulation or if your are a Claims Management Company who will require help in becoming authorised, please refer to Services for costs. I can support with all aspects of your business such as: Business Planning FCA Applications Setting up your systems and controls Consumer Credit, which includes Motor trade, Debt Management Financial Promotions (advertising and social media) Templates Risk Management TCF Training Health Check review Insurance intermediaries and brokers Governance Risk Management On-going compliance Polices & Procedures Sign up to here for the latest news in regulation SIGN UP Contact Drop me a line! Name Email* SEND Feel free to contact me Compliance Control Consultancy Limited Willow Beck, Chapel Lane, Emley, West Yorkshire HD8 9SP, GB 07738 444377. Email julie@compliancecc.co.uk Hours Monday - Friday: 8am - 6.30pm Saturday: Closed Sunday: Closed The data you provide on this form will only be used to contact you to answer your question. We will destroy the enquiry data after 28 days. We will not use your email for any marketing purposes Copyright © 2017 Compliance Control Consultancy Limited - All Rights Reserved. Powered by GoDaddy Website Builder