Other Regulatory Disclosures Annual Dodd-Frank Act Stress Test Disclosure The Charles Schwab Corporation and Charles Schwab Bank are required to conduct company-run stress tests annually and publicly disclose a summary of certain results in accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act. June 2021 Report July 2020 Report June 2019 Report June 2018 Report June 2017 Report October 2016 Report June 2015 Report Basel III Standardized Approach Disclosures The Charles Schwab Corporation is required to make public disclosures regarding its regulatory capital and risk-weighted assets in accordance with the final rules adopted by the U.S. banking agencies, effective January 1, 2015, to implement the Basel III regulatory capital framework. 2021 September 30, 2021 June 30, 2021 March 31, 2021 Previous years 2020 2019 2019 2018 2018 2017 2017 2016 2016 2015 2015 Liquidity Coverage Ratio Disclosure The Charles Schwab Corporation is required to make public disclosures regarding its Liquidity Coverage Ratio on a quarterly basis (“Liquidity Coverage Ratio Disclosure”). The Liquidity Coverage Ratio Disclosure report contains certain qualitative and quantitative disclosures, as mandated by the Board of Governors of the Federal Reserve System and in accordance with public disclosure requirements for the liquidity coverage ratio (LCR) rule. 2021 September 30, 2021 Report June 30, 2021 Report March 31, 2021 Report 2020 December 31, 2020 Report September 30, 2020 Report June 30, 2020 Report March 31, 2020 Report 2019 December 31, 2019 Report September 30, 2019 Report June 30, 2019 Report March 31, 2019 Report 2018 December 31, 2018 Report 0000-2021 Brokerage Products: Not FDIC Insured • No Bank Guarantee • May Lose Value Schwab is committed to building a diverse and inclusive workplace where everyone feels valued. As an equal employment opportunity employer, our policy is to provide equal employment opportunities to all employees and applicants without regard to any status that is protected by law (Equal Employment Opportunity policy). Schwab is also an affirmative action employer, focused on advancing women, racial and ethnic minorities, veterans, and individuals with disabilities in the workplace. We believe diversity and inclusion are part of our success as a company and our purpose of serving every client with passion and integrity. The Charles Schwab Corporation provides a full range of brokerage, banking and financial advisory services through its operating subsidiaries. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (Member SIPC), offers investment services and products, including Schwab brokerage accounts. Its banking subsidiary, Charles Schwab Bank, SSB (member FDIC and an Equal Housing Lender), provides deposit and lending services and products. Access to Electronic Services may be limited or unavailable during periods of peak demand, market volatility, systems upgrade, maintenance, or for other reasons. TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc., members FINRA/SIPC, are separate but affiliated companies and subsidiaries of TD Ameritrade Holding Corporation. TD Ameritrade Holding Corporation is a wholly owned subsidiary of The Charles Schwab Corporation. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. This site is designed for U.S. residents. Non-U.S. residents are subject to country-specific restrictions. Learn more about our services for non-U.S. residents. © 2021 Charles Schwab & Co., Inc, All rights reserved. Member SIPC. Unauthorized access is prohibited. Usage will be monitored. Privacy Schwab.com Additional Schwab Sites Contact Us Facebook Twitter YouTube LinkedIn Instagram Who We Are Overview Leadership Awards What We Do Overview Citizenship Overview Access to Investing Our People Diversity and Inclusion Security Financial Empowerment Giving Back Our Communities Environmental Stewardship Advocacy and Ethics Main Street Stories Overview Culture Community Innovation Industry Viewpoints Investor Relations Overview Governance Annual Report Financial Reports Other Regulatory Disclosures Investor Information Stock CFO Commentary Media Overview Press Releases Experts Research Company Statements