WHAT WE DO PRODUCTS & SERVICES PROFESSIONAL OPPORTUNITIES ABOUT US LOGIN LOCATOR For any inquiries, please call or email us: +1.800.426.0501 | info@moorscabot.com Our Address One Federal St., 19th Floor Boston, MA 02110 Contact Us © 2020 by Moors & Cabot Moors & Cabot Inc., member New York Stock Exchange, SIPC, FINRA One Federal St., 19th Floor, Boston, MA 02110 info@moorscabot.com | +1.800.426.0501 Privacy & Security | Information & Disclosures | Investment Objectives and Risk Tolerance | Client Account Agreement ADV | Client Relationship Summary | Regulation BI Disclosure | Best Execution Fees and Commissions | Margin Disclosure | Cash Sweep Deposit Program Check the background of this firm on FINRA's Brokercheck SIPC protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). Explanatory brochure available upon request or at www.sipc.org.

WHAT WE DO PRODUCTS & SERVICES PROFESSIONAL OPPORTUNITIES ABOUT US LOGIN LOCATOR Disclosures: Best Execution SEC Rule 606 requires broker-dealers that route orders in certain equity securities to make publicly available quarterly reports that present a general overview of their routing practices. Based on the SEC's requirements, these statistics capture only a portion of Moors & Cabot's order flow. We have made every attempt to prepare these statistics in compliance with the SEC's Rules. The required statistics are intended to provide only an overview of our order routing practices. However, these statistics have not been independently audited and may contain errors. Accordingly, any decision about whether to open an account or to direct orders to Moors & Cabot, Inc should not be based solely on these statistics, but on an evaluation of the full range of services that we provide. Moors & Cabot Quarterly Order Routing Statistics (2019 and prior) Moors & Cabot Quarterly Order Routing Statistics – VALDI (2020 and later) Moors & Cabot Quarterly Order Routing Statistics – RBC (2020 and later) © 2020 by Moors & Cabot Moors & Cabot Inc., member New York Stock Exchange, SIPC, FINRA One Federal St., 19th Floor, Boston, MA 02110 info@moorscabot.com | +1.800.426.0501 Privacy & Security | Information & Disclosures | Investment Objectives and Risk Tolerance | Client Account Agreement ADV | Client Relationship Summary | Regulation BI Disclosure | Best Execution Fees and Commissions | Margin Disclosure | Cash Sweep Deposit Program Check the background of this firm on FINRA's Brokercheck SIPC protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). Explanatory brochure available upon request or at www.sipc.org.