ComplySci Who We Serve Solutions Customer Experience Resources About Open search Login Request Demo Ready to Talk? Industries Investment Banks Compliance Software Solutions for Investment Banks Request a Demo Investment Banks are complex organizations that face an equally complex regulatory environment. Compliance leaders and teams need the agility to proactively implement institutional compliance solutions as regulatory failures can bring serious fines and reputational damage. US and global banks are not only subject to regulations such as the SEC’s Investment Advisors Act or local regulator rules but their compliance teams are also expected to build and maintain a strong culture of compliance across diverse groups of employees. ComplySci helps compliance leaders monitor ethics and compliance and build customized workflows around firm policies. Our compliance monitoring software empowers compliance teams to focus on data insights rather than data management. With tools built to track conflicts of interest related to personal trading, gifts and entertainment, political contributions, outside business activities, marketing materials, IPOs, and private placements, ComplySci ensures that no potential risks and conflicts of interest go unnoticed. “The rules of the road have changed, and leading Compliance organizations are embracing a new, innovation-driven mindset.” –Accenture 2018 Compliance Risk Study Contact ComplySci USA 136 Madison Avenue New York, NY 10016 (1) 212-327-1533 ComplySci Europe 9 Appold Street London, EC2A 2AP +44 (0) 207-081-3111 ComplySci on linkedin ComplySci on twitter Company Home About ComplySci Leadership Careers News Locations Contact Us Platform Login Complex Compliance Organizations Small Compliance Teams Solutions Customer Experience Resources Blog Product Information Whitepapers Industry Guides Email Updates ©2021 ComplySci Terms of Use Privacy Policy × By using our website you consent to all cookies in accordance with our Cookie Policy. Read more STRICTLY NECESSARY PERFORMANCE TARGETING FUNCTIONALITY SHOW DETAILS ACCEPT ALL DECLINE ALL