Ticker Tape by TradingView Welcome to Axio Financial Our mission is to use data, technology, and people to add value throughout the entire Structured Product and Fixed Income lifecycles. Adding Education, Transparency and Liquidity to Structured Product and Fixed Income Investments. Structured Products ✓ Market Linked Notes & CDs ✓ Multi Issuer & Diverse Structures ✓ Transparent Pricing ✓ Advisior Facing & Desk to Desk Trading ✓ Originated, Primary & Secondary Offerings Learn More Registered Investment Advisors ✓ Idea Generation ✓ Full Portfolio Reviews ✓ Many Issuing Partners ✓ LIfecycle Management ✓ Low Cost And More... Bank Advisors ✓ Wide Variety of CD & Note Structures ✓ Home Office Driven Customized Distribution Models ✓ Many Issuing Partners ✓ LIfecycle Management ✓ Low Cost And More... Bank Broker Dealers ✓ Many Issuing Partners ✓ Calendar & Custom CUSIPs ✓ Post Trade Support ✓ LIfecycle Management ✓ Low Cost And More... Thought Leadership Financial Market Thought Leadership from Axio Axio Financial Wins Most Innovative Product! Resource Links P HSBC AiPEX P MerQube US Tech+ Vol Advantage P S&P 500 ESG Index Overview P Increase Your Structured Products Knowledge by Visiting JPM Structured Investments 360 P FA 100: CNBC Ranks the Top-Rated Financial Advisory Firms of 2020 P Launching S&P 500 ESG in the U.S. P The S&P 500 ESG Index: Integrating Environmental, Social, and Governance Values into the Core P Integrating ESG Values into the Core P S&P ESG Index FAQs P Discover Material Insights with S&P DJI ESG Data P Powering ESG with Data: Meet the S&P DJI ESG Scores P S&P DJI ESG Scores FAQs Axio Provides Low Cost Flexibility Axio will work with Home Office guidelines and platforms as desired with customized interaction models throughout the Structured Product and Fixed Income lifecycles. Comprehensive Offerings Working with 24 issuers and over 50 structures allows us to offer competitive pricing as market dynamics change across a comprehensive set of CD and Note structures. Lifecycle Management We use the Axio Acceleration Platform, SIMON or Luma as required to proactively manage the full lifecycle from idea generation through maturity. Calendar and Custom Products Axio works with its issuing partners to develop comprehensive calendars based on current market conditions. We rapidly and flexibly price reverse inquiries across our issuer base. Portfolio Analysis Axio will review ideas and back-testing, and present carefully selected structured product investments to meet the advisors’ and end-clients’ portfolio objectives. Axio Communicates Observation Dates Monitor Underlier and CUSIP performance Coupon Payment Dates Monitor Underlier and CUSIP performance Called CUSIPs Notify and analyze current opportunities Daily At-Risk Measurement Barrier Analysis and other reporting and analysis to monitor Underlier and CUSIP performance, risk and opportunities Secondary Trading Opportunities Monitor secondary prices and other related advantageous trading opportunities during the product lifecycle CUSIPs Approaching Maturity Notify and analyze current opportunities Registered Investment Advisors (RIAs) Axio will leverage its technology and human resources to provide customized value-added services throughout the full Structured Product and Fixed Income lifecycles from idea generation through maturity or secondary market trade. Axio specializes in providing Calendar and Custom Structured Products optimized for today’s low yield environment, thereby empowering each RIA to express their own customized views of risk/reward as market dynamics change. ✓ Axio Acceleration Platform ✓ Many Issuing Partners ✓ Calendar & Custom CUSIPs ✓ Wide Variety of CD & Note Structures ✓ Life Cycle Management ✓ Post Trade Support ✓ Idea Generation ✓ Advanced Portfolio Consultation ✓ Full Portfolio Reviews ✓ Axio Originated Products ✓ Secondary Trading ✓ Order Entry Contact us to learn more about Current Offerings. Bank Advisors Axio will work within Home Office guidelines and platforms to create customized interaction models throughout the Structured Product and Fixed Income lifecycles, including Calendar and Custom Structured Products optimized for today’s low yield environment. ✓ Home Office Driven Customized Distribution Models ✓ Platform Independent: Axio will work with your platform of choice or the Axio Acceleration Program ✓ Many Issuing Partner ✓ Calendar & Custom CUSIPs ✓ Wide Variety of CD & Note Structures ✓ Idea Generation ✓ Advanced Portfolio Consultation ✓ Full Portfolio Reviews ✓ Axio Originated Products ✓ Secondary Trading ✓ Order Entry Contact us to learn more about Current Offerings. Broker Dealer Advisors Axio will work within Home Office guidelines and platforms to create customized interaction models throughout the Structured Product and Fixed Income lifecycles, including Calendar and Custom Structured Products optimized for today’s low yield environment. ✓ Home Office Driven Customized Distribution Models ✓ Platform Independant: Axio will work with the Platform of your choice of the Axio Acceleration Platform ✓ Many Issuing Partners ✓ Calendar & Custom CUSIPs ✓ Wide Variety of CD & Note Structures ✓ Lifecycle Management ✓ Axio Originated Products ✓ Secondary Trading ✓ Post Trade Support Contact us to learn more about Current Offerings. Questions? Contact us today. Click Here NEW YORK 62 West 45th St. 5th Floor New York, NY 10036 Financial Advisors: 877.346.7763 TORONTO 22 Adelaide St. W, Suite 2030 Toronto, ON M5H 4E3 General Inquiries: 646.863.7240 FLORIDA 151 NE 5th Ave, C-6, Delray Beach, FL, 33483 Privacy Policy | Website Disclaimer | Business Continuity Statement | Terms of Use | Email Disclaimer | Awards Disclaimer | Broker Check Securities offered through Axio Financial LLC, member of FINRA and SIPC. © AXIO Financial LLC. | Site design: Desktop and Design