Open Menu Login Legal "TD Securities” is a trademark of The Toronto-Dominion Bank ("TD") and represents TD Securities Inc., TD Securities (USA) LLC., TD Securities Automated Trading LLC, TD Securities Limited, TD Bank Europe Limited, TD Global Finance unlimited company, TD Prime Services LLC, Toronto Dominion (South East Asia) Limited and certain other subsidiaries and branches of TD engaged in investment banking, capital markets and wholesale banking activities. TD Securities Inc. is regulated by the Investment Industry Regulatory Organization of Canada, a member of the Canadian Investor Protection Fund and a member of Canadian Marketplaces. TD, TD Bank Europe Limited and TD Securities Limited are regulated for investment business conducted in the UK by the UK Financial Conduct Authority. TD Global Finance unlimited company is regulated for investment business conducted in Ireland by the Central Bank of Ireland. TD is provisionally registered as a swap dealer with the U.S. Commodity Futures Trading Commission and is a member of the National Futures Association. Toronto Dominion (South East Asia) Limited is regulated by the Monetary Authority of Singapore and holds a Merchant Bank license. TD Securities (USA) LLC and TD Prime Services LLC are registered with the U.S. Securities and Exchange Commission and are members of the Financial Industry Regulatory Authority (FINRA) and of the Securities Investor Protection Corporation (SIPC). Terms of Use Terms of Dealing Last Look Information for Foreign Exchange Foreign Account Tax Compliance Act ("FATCA") Anti-Money Laundering Compliance Regulatory Notices – United States Regulatory Notices – Europe Regulatory Notices – United Kingdom Regulatory Notices – Asia-Pacific Region Compliance with Economic and Trade Sanctions Trade Matching Statement Information Concerning TD's Settlement with OFAC The Toronto-Dominion Bank Group UK Tax Strategy Statements of Commitment - Industry Codes of Conduct Best Execution Disclosures Contact us Connect with TD Securities Logo of Linkedin Logo of Youtube Privacy & Security Legal Accessibility Ad Choices & Personalization Site Index "TD Securities” is a trademark of The Toronto-Dominion Bank and represents TD Securities Inc., TD Securities (USA) LLC., TD Securities Limited, TD Bank Europe Limited, TD Global Finance unlimited company, TD Prime Services LLC, Toronto Dominion (South East Asia) Limited and certain other subsidiaries and branches of TD engaged in investment banking, capital markets and wholesale banking activities. TD Securities (USA) LLC is a member of SIPC and FINRA (see FINRA BrokerCheck). Visit our legal page for more information.