Home About us Find an Adviser Contact About CAERUS Capital Group Limited The Senior Executive Team at CAERUS consists of:- Keith Carby, Chairman and CEO* Entered Personal Financial Services in 1981 with Hambro Life. Became Sales Director and then Managing Director of Allied Dunbar. One of three Founders and first Managing Director of J. Rothschild Assurance in 1991 (now St. James’s Place). Co-Founder of Foster Denovo plc. Also held CEO positions at Inter-Alliance and Openwork. Co-Founder of the Financial Services Forum. Founding NED of Metro Bank. Tony Carroll Joined the Financial Services sector in 1988 with Barclays bank before moving to life, pensions and mortgage advice with Leeds Permanent Building Society which was an Appointed Representative of Norwich Union. Moved into compliance in 1992 as part of a new function to address advice quality. Worked on the merger with the Halifax. Gained experience of Regulation through joining staff of Personal Investment Authority in 1997 before moving on to DBS, the largest Appointed Representative network in the UK at that time. Since 1999, worked in a variety of senior compliance roles within the Sesame network and in the consulting arena with Bankhall, at the time, two of the largest advisory entities in the UK. Worked with CAERUS in a consultancy capacity throughout most of 2013 before appointment as Risk Director of CAERUS Capital Group in January 2014. Andy Ferns, Group Sales and Marketing Director* Joined the Industry in 1982 with what is now Lloyds/HBOS before moving to Standard Life as a Life Inspector. After joining Allied Dunbar as a Financial Adviser, became the youngest ever Regional Sales Director and then Area sales Director. After the Company was acquired by Zurich Financial Services, one of the world’s largest Insurance businesses, promoted in 2003 to Managing Director of Zurich’s UK Advisory arm, ZAN, and made Board Director of its other UK subsidiaries, Eagle Star, Zurich Life, Zurich Independent and Sterling. David Rance, Group Finance Director* A CIMA qualified professional Senior Accountant who has worked extensively within the accounting function of both Financial Services and multi-national organisations, including Aon. In 2005, joined Home of Choice Ltd, a mortgage and General Insurance Advisory network as Financial Controller before being promoted to Finance Director. Played a pivotal role in steering the business through the credit crunch to the acquisition and integration into LSL Property Services PLC in 2010. Lynn Smith, Chief Operating Officer Started career in financial Services in 1992 with Allied Dunbar’s IFA Division, fulfilling several roles including Broker Consultant, Area Sales Support and finally, Regional Sales Support Manager across all three companies (Allied Dunbar, Eagle Star and Zurich). Joined Dixon Motors in January 2000 as the Operations Manager specialising in service and process improvements across the business. After the company was acquired by RBS, took an opportunity to go back into Financial Services as Operations Manager for Millfield Partnership, which later become Honister Capital. During seven years at Honister Capital, took on responsibility for operations in the north as well as for all branch locations. Promoted to Honister Capital’s Director of Operations in March 2011. Invited to join CAERUS Capital Group in January 2013. *Members of the CAERUS Capital Group Board CAERUS Capital Group Limited (CAERUS), comprises companies offering specific Financial Services to Adviser Firms (Intermediaries) and, via those Firms, to Clients. The Adviser Firms listed on the “Find a Firm” page are Partners in CAERUS Capital Group Limited and are appointed representatives of CAERUS Financial Limited, The Box, Brooke Court, Wilmslow, Cheshire SK9 3ND. CAERUS Financial Limited is authorised and regulated by the Financial Conduct Authority. FCA number 497604 CAERUS Capital Group Limited does not give Investment advice or make recommendations based on individual circumstances. CAERUS Capital Group Limited will not accept responsibility for any advice given to an Investor by a Financial Adviser. CONTACT US: 01793 733800 SEND AN ENQUIRY Name: Email: Tel: Enquiry: Please refer to our Terms and Conditions Home Contact Us Terms and Conditions T 01793 733 800 E info@caeruswealth.com CAERUS Capital Group Limited Registered Office: Building 120, Windmill Hill Business Park, Swindon, SN5 6NX. Registered in England and Wales No: 07069448. Member Firms of the CAERUS Capital Group are appointed representatives of CAERUS Financial Limited, The Box, Brooke Court, Wilmslow, Cheshire SK9 3ND which is authorised and regulated by the Financial Conduct Authority. FCA number 497604