Disclosures Lincoln Investment Disclosures Audited Statement of Financial Condition Unaudited Statement of Financial Condition Investor Agreement and Disclosure Handbook Protecting Investor Assets and Personal Information Business Continuity Planning The Lincoln Investment Companies have established emergency preparedness plans and procedures that address the possibility of a significant business disruption that could result from power outages, natural disasters and other events. This business continuity plan is reviewed, updated and tested on a regular basis and provides for continuation of investor services in the event of a disruption. A few examples of what might occur if we were to experience a business disruption of varying magnitudes includes, but is not limited to: (1) If telephone service became unavailable, we would re-route calls to an alternate company office for the duration of the outage; (2) If utility electric power were to be lost to our home office, a backup power generator is in place to support all critical investor services, and would be operational within seconds of the power loss; (3) In the event our home office facilities became unavailable, we would continue to provide critical investor services by relocating personnel and resources to another company office. While no contingency plan can eliminate all risk of service interruption or temporarily impediments to account access, we will assess and update the firm's plans to mitigate all reasonable risk. Our business continuity plan is subject to modification. Any modifications to this disclosure will be promptly posted to our websites (www.lincolninvestment.com and www.capitalanalysts.com). Investors may at any time request an updated written copy by mail. Investment Advisory Disclosure Brochures Thank you for opening an account with Lincoln Investment Planning, LLC (Lincoln Investment). If you have consented to the Electronic Delivery of Regulatory Documents, the links to the Important Investor Disclosure Documents below provide you the opportunity to view, download, and print the documents for your permanent records. Please review the documents and direct any questions to your Financial Advisor. To request paper copies of these documents, please send an email to: service@lincolninvestment.com or mail a letter to: The Lincoln Investment Companies, 601 Office Center Drive, Suite 300, Fort Washington, PA 19034, Attn: Electronic Delivery; or call in your request at 800-242-1421, extension 4770. You may also request copies of these documents from your Financial Advisor. If you have not consented to the Electronic Delivery of Regulatory Documents, your Financial Advisor will provide the pertinent disclosures in hard copy from the list below. Important Investor Disclosure Documents Investor Agreement and Disclosure Handbook Solutions Federally Insured Cash Deposit Terms & Conditions Platform Fees and Disclosures – Solutions Platform Fees and Disclosures – Accounts Held at Pershing Platform Fees and Disclosures – Accounts Held at Third Parties Form CRS Transfer on Death (TOD) Agreement Form ADV Part 2A and Appendix 1 (Investment Advisory Disclosure Brochures): Capital Analysts, LLC Lincoln Investment Planning, LLC Lincoln Investment Solutions Premier Mutual Fund Availability List UMB Bank, n.a. Custodial Agreement for Accounts held at Lincoln Investment: 403(b)(7) Governmental 457 Individual Retirement Account (IRA) SIMPLE IRA Texas ORP Quick Links Find an Advisor Products & Services Resources Careers News Disclosures Prospectuses Site Map Connect Contact Us Lincoln Investment 601 Office Center Drive, Suite 300 Fort Washington, PA 19034 800-242-1421 Advisory services offered through Capital Analysts or Lincoln Investment, Registered Investment Advisers. Securities offered through Lincoln Investment Broker-Dealer, Member FINRA/SIPC. Tax, legal, or Social Security claiming advice is not offered through, nor supervised by Lincoln Investment or Capital Analysts. © 2021 Lincoln Investment Legal Disclaimer Privacy Policy Accessibility