WHAT WE DO PRODUCTS & SERVICES PROFESSIONAL OPPORTUNITIES ABOUT US LOGIN LOCATOR Investment Products We are a full-service investment firm. Our financial products and services span the full spectrum of investment options, from financial and investment management to insurance and equity trading. For a detailed list of products and services, please see pages 20 and 21 of the Moors & Cabot Capabilities Guide. Stocks & Mutual Funds As a member of the New York Stock Exchange and Nasdaq, we trade millions of shares daily, including: Listed Stocks Over-the-counter Equity Options Mutual Funds Bonds U.S. Government Securities Municipal Bonds Corporate Debt Obligations Certificates of Deposit College Savings Plans Higher education is expensive. Through our affiliations with premier providers, we offer a range of 529 and other plans to meet a broad set of educational savings needs. © 2020 by Moors & Cabot Moors & Cabot Inc., member New York Stock Exchange, SIPC, FINRA One Federal St., 19th Floor, Boston, MA 02110 info@moorscabot.com | +1.800.426.0501 Privacy & Security | Information & Disclosures | Investment Objectives and Risk Tolerance | Client Account Agreement ADV | Client Relationship Summary | Regulation BI Disclosure | Best Execution Fees and Commissions | Margin Disclosure | Cash Sweep Deposit Program Check the background of this firm on FINRA's Brokercheck SIPC protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). Explanatory brochure available upon request or at www.sipc.org.