Choose language: Home Services Market Access Technology Clients About More REGULATION G. H. FINANCIALS LTD. In the UK, G. H. Financials Limited, based in London, is authorised and regulated by the Financial Conduct Authority (“FCA”). It is a company registered in England and Wales under Company Registration no. 2775278. G. H. Financials Ltd was first authorised by the Securities and Futures Authority (“SFA”) in 1993 as a clearing company for floor traders on LIFFE and later became a member of the Eurex exchange. From 2001, GHF Ltd was authorised and regulated by the Financial Services Authority (“FSA”) and later the FCA following the division of the FSA into the FCA and the Prudential Regulation Authority (“PRA”) in 2013. FCA regulation is in place to ensure G. H. Financials Ltd and other financial firms adhere to strict standards and controls. Firms are regulated by the FCA in order provide confidence for users of financial markets, maintain financial stability of the UK financial system, protect consumers and to reduce the potential for financial crime. MiFID II Client Information Pack.pdf Order Execution Policy.pdf MiFID II RTS 28 Reporting MIFID II RTS 28 Reporting.pdf FCA Disclosure CRR SYSC Board Disclosure.pdf EMIR Article 39 Disclosure Pricing Schedule Listed Derivatives Clearing Services Clearing Members Disclosure Document EMIR Account Segregation Table Conflicts of Interest Managing Conflicts of Interest More information: If you would like to find out more, please contact: Email: enquiries@ghfinancials.com London: +44-20-7653-6410 Chicago: +1-312-586-1801 Hong Kong: +852-5808-0324 ext. 2210 Or alternatively, use our contact page. G. H. Financials (Hong Kong) Ltd Up G. H. Financials, LLC NEWS: Fraud warning: Potatoex.io passing off details 30 September 2021 Sharon Shi Ning Appointed Chair of FIA Asia Advisory Board April 2021 G. H. Financials top for Customer Satisfaction May 2020 G. H. Financials: Top Broker Equity Index Futures February 2020 EVENTS: Conference: FIA IDX 2021 27-28 September 2021 / London Online Conference: FOW Asia 2021 8-9 September 2021 / Virtual conference FIA Webinar: Q2 2021 Trends in Futures & Options Trading 28 July 2021 / Online forum Online Forum: Accessing Greater China With Derivatives 6 July 2021 / Hong Kong NEWSLETTER: Our quarterly newsletter provides a detailed summary of the latest news and developments. G. H. Financials Limited is authorised and regulated in the UK by the Financial Conduct Authority. G. H. Financials, LLC is regulated by the Chicago Mercantile Exchange (“CME”) as the Designated Self-Regulatory Organisation (“DSRO”) on behalf of the Commodity Futures Trading Commission (“CFTC”). G. H. Financials (Hong Kong) Limited is regulated in Hong Kong by the Securities and Futures Commission. Terms of Use Disclaimer Privacy Policy Cookie Policy Copyright 2021. All rights reserved. G. H. Financials Limited 4th Floor 29 Ludgate Hill London EC4M 7JR G. H. Financials, LLC 311 South Wacker Drive Suite 1550 Chicago, IL 60606 USA G. H. Financials (Hong Kong) Limited Unit 2905-06 The Center 99 Queen's Road Central Hong Kong Website design: Hot Lemon