Open Menu IMPORTANT DISCLOSURES ORDER ROUTING AND EXECUTION Benjamin F. Edwards & Co. introduces transactions on a fully disclosed basis to our clearing firm, Pershing LLC. In November 2000, the U.S. Securities and Exchange Commission adopted rules aimed at improving the quality and availability of disclosure related to order execution and routing practices. These reports provide information on the routing of “non-directed orders,” any order that the customer has not specifically instructed to be routed to a particular venue for execution. For these non-directed orders, our clearing firm has selected the execution venue. Reports are divided into three sections: Securities listed on the New York Stock Exchange Securities listed on the NASDAQ Stock Market Exchange-traded options Each section identifies the venues most often selected by the clearing firm, describes the percentage of various types of orders routed to the venues, and discusses the material aspects of the respective clearing firm’s relationship with the venues. Benjamin F. Edwards & Co. directs its equity order flow to its clearing broker, Pershing, for routing and execution. Benjamin F. Edwards & Co. does not receive compensation for directing order flow to Pershing. To view the most recent quarterly report, please click here. Please enter “Benjamin F Edwards & Company Inc” in the text box. Benjamin F. Edwards® 1 N Brentwood Blvd, Ste 850 St. Louis, Missouri 63105 TF (855) 382-1600 BENJAMIN F. EDWARDS CLIENT RELATIONSHIP SUMMARY EDWARDS WEALTH MANAGEMENT CLIENT RELATIONSHIP SUMMARY Check the background of this firm on FINRA's BrokerCheck CLIENT ACCESS Learn more about the information we collect about you when you visit our website or open an account with us. Important Disclosures | Privacy and Security | Order Routing and Execution | Sitemap | Careers © 2021 Benjamin F. Edwards. All rights reserved. Terms of Use. Benjamin F. Edwards® & Co. (“BFE”) is a dually-registered broker-dealer and investment adviser and member of FINRA and SIPC, and its affiliate Benjamin F. Edwards Wealth ManagementSM LLC, d/b/a Edwards Wealth ManagementSM (“EWM”) is an SEC-registered investment adviser. BFE and EWM are affiliates through their common ownership by Benjamin Edwards, Inc. Depending on the context, the names “Benjamin F. Edwards®”, “Benjamin Edwards” or “Edwards” can refer to either EWM, BFE or both.