Customer ID Program To help the government fight the funding of terrorism and money laundering activities, federal laws* require that Commonwealth obtain, verify, and record information that identifies each person who opens an account. What does this mean for you? When you open an account, Commonwealth will ask for your name, address, date of birth, and a government-issued identification number, which will allow us to identify you. For certain entities, such as trusts, estates, corporations, partnerships, or other organizations, identifying documentation is also required. We may also ask to see your driver's license or other identifying documents. Commonwealth will not be responsible for any losses or damages (including, but not limited to, lost opportunities) resulting from any failure to provide this information or from any restriction placed upon, or closing of, your account. *These procedures are mandated by Section 326 of the USA PATRIOT Act of 2001. For Clients Form CRS Account Access Account Fees ADV Part 2A Business Continuity Plan Core Account Sweep Programs Customer ID Program Investor Disclosure Brochure Order Routing Procedures Privacy Notice Privacy Policy Revenue Sharing Step-Out Trading Our community is as strong as the communities we live in. See how we make a difference. Learn More About Us Our Insights Careers Member Login For Clients Press and News Contact Us Accessibility Policy Waltham 29 Sawyer Road, Waltham, MA 02453-3483 Toll-Free 800.237.0081 Phone 781.736.0700 Fax 781.736.0793 San Diego 110 West A Street, Suite 1800, San Diego, CA 92101-3706 Toll-Free 877.347.1982 Phone 619.471.9700 Fax 619.471.9701 Information about securities-registered professionals may be found at FINRA BROKERCHECK. Form CRS | Disclosure | Privacy Policy ©2020 Commonwealth Financial Network®, Member FINRA/SIPC, a Registered Investment Adviser. All rights reserved.