Brokers and/or Brokerage firms may be reviewed utilizing FINRA’s BrokerCheck Login Start a conversation Locations College Savings PKS has direct agreements with all major state sponsored 529 college savings plans. A 529 college savings plan, typically sponsored by a state, enables clients to invest for college deferred from federal and sometimes state income taxes. Investments can be used to pay for tuition, certain room-and-board expenses, fees, books, supplies and equipment, and other qualified higher-education expenses. Earnings on nonqualified withdrawals may be subject to federal income tax and a 10% federal penalty tax, as well as state and local income taxes. Tax and other benefits are contingent on meeting other requirements and certain withdrawals are subject to federal, state, and local taxes. Through NFS, PKS offers UTMA/UGMA accounts which allow for qualified savings in the name of a minor. The account will be partially taxed at the minor’s tax rate. All assets are the irrevocable property of the minor, not the custodian, and all assets transferred into an UTMA or UGMA may only be used by the custodian for the benefit of the minor. This type of account can be used to purchase an array of brokerage products from mutual funds, equities, fixed income and ETF’s. DISCLOSURES Regulation Best Interest Disclosures Business Continuity Commission & Fee Schedule Order Execution POLICIES Legal Notice Privacy Notice PKS Investments © 1999-2021 The Purshe Kaplan Sterling Investments policy for the use of information entrusted to us is available for review here –Privacy Policy CLOSE

Brokers and/or Brokerage firms may be reviewed utilizing FINRA’s BrokerCheck Login Start a conversation Locations Alternative Investments At PKS, we provide qualified high-net-worth clients and institutional investors a range of alternative investments from top-tier investment managers. Alternative investments provide qualified investors with exposure to markets and investment strategies that cannot be accessed through traditional fixed income and equity markets. In addition to attractive risk-adjusted return potential, alternatives allow clients to diversify their portfolios by investment strategy, portfolio manager, industry sector, geography and liquidity needs. Investing in alternative investments is speculative, not suitable for all clients, and intended for experienced and sophisticated investors who are willing to bear the economic risks of the investment. DISCLOSURES Regulation Best Interest Disclosures Business Continuity Commission & Fee Schedule Order Execution POLICIES Legal Notice Privacy Notice PKS Investments © 1999-2021