Marshall Wace conducts its business to meet the requirements of all appropriate regulatory authorities. Marshall Wace LLP is authorised and regulated by the UK Financial Conduct Authority (“FCA”). Marshall Wace North America LP is registered with the US Securities & Exchange Commission (“SEC”). Marshall Wace Asia Limited, 23/F LHT Tower, 31 Queen’s Road, Central, Hong Kong, is licensed by the Hong Kong Securities and Futures Commission (“SFC”) (CE No ANM673) for Dealing in Securities and Asset Management. Marshall Wace LLP was a signatory of the 2012 version of the UK Stewardship Code from 2012 until the publication in September 2021 of the first list of signatories of the revised 2020 version of the Stewardship Code. While it is no longer a signatory to the Stewardship Code, Marshall Wace LLP supports the objectives of the revised Code and is reviewing: (a) its approach to stewardship and its governance; (b) the integration of environmental, social and governance factors into its investment decision-making; and (c) the reporting of outcomes in light of the standards set by the revised Code. Links Privacy Policy Data Protection Disclosure Pillar 3 Disclosure Summary of Conflicts of Interest Policy Principles of Responsible Ownership (Marshall Wace Asia Limited) Statement on Modern Slavery and Human Trafficking 2020 (statements available for 2019, 2018 and 2017) Tax Strategy Statement Quality of Execution Annual Report (xml format) MW Shareholder Engagement Policy September 2020 Proxy Voting Activities 01 January 2020 – 31 December 2020 ABOUT US JOIN US RESPONSIBILITY TEAMS INVESTOR LOGIN © 2021 Marshall Wace Marshall Wace LLP is a limited liability partnership registered in England and Wales under no. OC302228. Authorised and regulated by the Financial Conduct Authority. Terms of Use | Data Protection Disclosure | Regulatory Disclosures | Privacy Policy The material contained in this web site does not constitute an offer for sale. Opinions expressed are subject to change at any time. The material is based upon information which is considered reliable, but no representation is made that it is accurate or complete, and should not be relied upon. Past performance is not an indication of future performance. We use cookies on our website to give you the most relevant experience by remembering your preferences and repeat visits. By clicking “Accept All”, you consent to the use of ALL the cookies. However, you may visit "Cookie Settings" to provide a controlled consent. Cookie Settings Accept All