Home media Jobs and careers Contact News FAQ Documents 0 MyFINMA DE Permit monitoring enforcement documentation FINMA FINMA Public Home FINMA FINMA representative FINMA representative FINMA can appoint agents to carry out its tasks. Depending on the type of mandate, different requirements are placed on the agent. FINMA has therefore drawn up requirement profiles. FINMA can use different types of agents to carry out its tasks: An investigator is appointed to clarify a matter relevant to supervisory law as part of an enforcement procedure or to implement supervisory measures ordered by FINMA. An auditor is appointed as part of ongoing supervision to carry out an audit on a supervised person. A restructuring officer can be entrusted with drawing up a restructuring plan. A liquidator is entrusted with the liquidation of a supervised person. A bankruptcy liquidator is entrusted with a bankruptcy liquidation of a supervised person. A valuation expert is entrusted by FINMA with the valuation of the investments of real estate funds or real estate investment companies. FINMA knows four standard mandates, the fulfillment of which places different demands on the agent: Investigations or audits with approved financial intermediaries; Examinations when working without the required permit; Bankruptcy liquidation procedures and liquidations of supervised entities; Restructuring and crisis management for licensed financial intermediaries. FINMA maintains a list of possible candidates for these standard mandates. Those who meet one or more requirement profiles are included in the list. Auditor for examinations and investigator for investigations at approved financial intermediaries Last modified: December 31, 2014 Size: 0.15 MB Languages): DE FR IT Commissioner for investigation procedures in the event of work without the required permit Last modified: December 31, 2014 Size: 0.12 MB Languages): DE FR IT Commissioner for (bankruptcy) liquidation proceedings Last modified: December 31, 2014 Size: 0.12 MB Languages): DE FR IT Representative for restructuring and / or crisis situations at approved financial intermediaries Last modified: December 31, 2014 Size: 0.06 MB Languages): DE FR IT Everything about FINMA aims organization activities Testing FINMA representative canditature Fulfillment of mandate National cooperation International cooperation Swiss Financial Market Supervisory Authority FINMA Laupenstrasse 27 , 3003 Bern Tel. +41 31 327 91 00 , Fax +41 31 327 91 01 info@finma.ch Search the site Permit Everything about approval Forms of approval Banks and securities dealers Insurance Institutes and products according to the Collective Investment Schemes Act Insurance intermediary SRO Direkt unterstellte Finanzintermediäre Finanzmarkt-Infrastrukturen und ausländische Börsenmitglieder Ratingagenturen Überwachung Alles zur Überwachung Branchenübergreifende Themen Banken und Effektenhändler Versicherungen Institute und Produkte nach Kollektivanlagengesetz SRO DUFI Finanzmarkt-Infrastrukturen Pfandbriefzentralen Durchsetzung Alles zur Durchsetzung Bewilligungsträger Unerlaubte Tätigkeiten Marktaufsicht Enforcementinstrumente Liquidation, Sanierung und Konkurs Amtshilfe Rechte und Pflichten von Betroffenen Dokumentation Alles zur Dokumentation Rechtsgrundlagen Rundschreiben Anhörungen FINMA-Stellungnahmen FINMA-Aufsichtsmitteilungen FINMA-Publikationen Ausgewählte Entscheide Versicherungsrechtliche Entscheide Selbstregulierung Internationale Sanktionen und Terrorismusbekämpfung FINMA Alles zur FINMA Ziele Organisation Tätigkeiten Prüfwesen Beauftragte der FINMA National cooperation International cooperation FINMA Public Approved companies Warnings Make a report © 2015 FINMA media Jobs and careers Contact glossary Disclaimer imprint Sitemap archive