Title: Failure Modes of Maximum Entropy RLHF
Primary area: alignment, fairness, safety, privacy, and societal considerations
Keywords: Preference Learning, RLHF, Maximum Entropy RL, Alignment

Abstract: In this paper, we show that Simple Preference Optimization (SimPO) can be derived as Maximum Entropy Reinforcement Learning with length-normalized temperature, providing a theoretical foundation for this reference-free method. Motivated by SimPO's strong performance in offline preference optimization, we investigate whether Maximum Entropy RL can achieve similar results in online RLHF settings. Our experiments find that Maximum Entropy RL consistently exhibits overoptimization and unstable KL dynamics, even at very low learning rates. Unlike KL-constrained methods that maintain stable training, entropy regularization fails to prevent reward hacking and appears to correlate with overoptimization. Lastly, we discuss possible explanations for why SimPO succeeds in offline settings while Maximum Entropy RL struggles in online scenarios. Our findings suggest that reference-free approaches may face distinct challenges when applied to online or offline preference learning.