Title: Backdoor Attribution: Elucidating and Controlling Backdoor in Language Models
Primary area: alignment, fairness, safety, privacy, and societal considerations
Keywords: LLM Backdoor, LLM Safety, Safety interpretability

Abstract: Fine-tuned Large Language Models (LLMs) are vulnerable to backdoor attacks through data poisoning, yet the internal mechanisms governing these attacks remain a black box. Previous research on interpretability for LLM safety tends to focus on alignment, jailbreak, and hallucination, but overlooks backdoor mechanisms, making it difficult to understand and fully eliminate the backdoor threat. In this paper, aiming to bridge this gap, we explore the interpretable mechanisms of LLM backdoors through Backdoor Attribution (BkdAttr), a tripartite causal analysis framework. We first introduce the Backdoor Probe that proves the existence of learnable backdoor features encoded within the representations. Building on this insight, we further develop Backdoor Attention Head Attribution (BAHA), efficiently pinpointing the specific attention heads responsible for processing these features. Our primary experiments reveals these heads are relatively sparse; ablating a minimal \textbf{$\sim$ 3\%} of total heads is sufficient to reduce the Attack Success Rate (ASR) by \textbf{over 90\%}. More importantly, we further employ these findings to construct the Backdoor Vector derived from these attributed heads as a master controller for the backdoor. Through only \textbf{1-point} intervention on \textbf{single} representation, the vector can either boost ASR up to \textbf{$\sim$ 100\% ($\uparrow$)}  on clean inputs, or completely neutralize backdoor, suppressing ASR down to \textbf{$\sim$ 0\% ($\downarrow$)} on triggered inputs. In conclusion, our work pioneers the exploration of mechanistic interpretability in LLM backdoors, demonstrating a powerful method for backdoor control and revealing actionable insights for the community.

TL;DR: We propose Backdoor Attribution, a tripartite causal analysis framework, to explore the interpretable mechanisms of backdoors in LLM representations and attention module.