FINANCIAL SERVICES AND MARKETS PART 1 GENERAL Citation, commencement and interpretation 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . PART 2 AMENDMENTS TO THE PRINCIPAL ORDER Amendments to the principal Order 2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Interpretation and general 3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Activities—dealing in investments as agent 4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Activities—arranging deals in investments 5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Activities—managing investments 6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Activities—assisting in the administration and performance of a contract of insurance 7 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Activities—safeguarding and administering 8 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Activities—advising on investments 9 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Exclusions applying to several activities 10 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Further exclusions in connection with activities carried on in relation to contracts of insurance 11 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Relevant text of the insurance mediation directive 12 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . PART 3 MEMBERS OF THE PROFESSIONS AND APPOINTED REPRESENTATIVES Register of unauthorised persons carrying on insurance mediation activities 13 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . PART 4 AMENDMENTS TO OTHER INSTRUMENTS MADE UNDER THE ACT Amendment to the Appointed Representatives Regulations 14 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Amendment to the Compensation Scheme: Electing Participants Regulations 15 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Amendment to the Non-Exempt Activities Order 16 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Misleading statements and practices 17 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Amendment to the By Way of Business Order 18 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . PART 5 MISCELLANEOUS Amendment of the threshold conditions 19 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Amendment of section 49 of the Act 20 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Controllers of insurance intermediaries 21 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . PART 6 TRANSITIONAL PROVISIONS Interpretation 22 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Applications for Part IV permission—general insurance mediation 23 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Application for approval—general insurance mediation 24 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Applications for Part IV permission—long-term care insurance mediation 25 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Application for approval—long-term care insurance mediation 26 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Modifications and waivers 27 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .