Lok Sabha Question No. 1346 (UNSTARRED), answered on 2017-12-22
Subject: Investor Awareness Programme
Ministry: CORPORATE AFFAIRS
Asked by: BHEEMRAO BASWANTHRAO PATIL

1346. SHRI BHEEMRAO B. PATIL:

Will the Minister of CORPORATE AFFAIRS

be pleased to state:

- (a)     the details of the Investor Awareness Programmes (IAP) organised by the Government during the last three years and the current year along with the funds sanctioned / allocated / utilised under the programme during the said period, State/UT-wise;
- (b)   the details of the target set and achievements made during the above period along with the number of awareness camps held, State/UT/year-wise;
- (c)   whether the number of cases of fraudulent companies have decreased after these awareness programmes; and
- (d)     if not, the reasons therefor and the action taken by the Government in this regard?

ANSWER

MINISTER OF STATE FOR LAW

AND JUSTICE AND CORPORATE AFFAIRS             (Shri P.P. CHAUDHARY)

विधि और न्र्ार् एिं कारपोरेट कार्य मंत्रालर् में राज्र् मंत्री

(श्री पी. पी. चौिरी)

(a) & (b): Ministry  of  Corporate  Affairs  organizes  Investors  Awareness  Programmes  (IAPs)  in  partnership  with  the  three Professional Institutes, namely Institute of Chartered Accountants of India (ICAI), Institute of Company Secretaries of India (ICSI), and Institute of Cost Accountants of India (ICoAI), with the objectives of creating awareness amongst the investor about

## GOVERNMENT OF INDIA

## MINISTRY OF CORPORATE AFFAIRS

## LOK SABHA

UN-STARRED QUESTION No. 1346 ANSWERED ON FRIDAY, THE 22nd DECEMBER, 2017 [PAUSHA 1, 1939 (SAKA)]

INVESTOR AWARENESS PROGRAMME

कारपोरेट कार्य मंत्री

fraudulent schemes and facilitating informed investment decisions. IAPs, in the form of audio visual programmes, are also being organized in the rural areas through Common Service Centers set up under Ministry of Electronics and Information Technology.

Financial allocation for each programme varies between Rs 25,000 to 35,000. At towns and district headquarters levels the programmes are organized through Resource persons (RPs) appointed by the Professional Institutes at a unit outlay @ Rs 5000 each.  For  North-Eastern  states,  the  financial  allocation  for  each  programme  is  Rs  30,000/-  per  programme  conducted  by Professional Institutes and Rs 7000/- per programme conducted through RPs. The expenditure on each programme depends on the number of participants in the programme. State/UT wise details of the programmes conducted during the current year and last three years along with the funds sanctioned / allocated / utilized under the programme during the said period, State/UT-wise are at  Annexure-I. (c) & (d): The Investor Awareness Programmes are conducted to prevent investment in companies floating fraudulent schemes. A list of companies against whom action has been initiated during the years for indulging in Ponzi schemes/ multi-level marketing is enclosed at Annexure II.

******

## ANNEXURE REFFERRED TO IN REPLY TO LOK SABHA UNSTARRED QUESTION NO. 1346

Data on Investor Awareness Programme  FY. 2014 -15

| Regions   | States&UTs        | IAPs by RDs (Reconciled)   | IAPs by RDs (Reconciled)   | IAPs by RDs (Reconciled)   | TOTAL IAPs   | State wise Funds detail for IAPs (in Rs.)   | State wise Funds detail for IAPs (in Rs.)   | State wise Funds detail for IAPs (in Rs.)   |     |
|-----------|-------------------|----------------------------|----------------------------|----------------------------|--------------|---------------------------------------------|---------------------------------------------|---------------------------------------------|-----|
| Regions   | States&UTs        | ICoAI                      | ICSI                       | ICAI                       | TOTAL IAPs   | Sanctioned                                  | Allocated                                   | Utilised                                    |     |
|           | Haryana           | 14                         | 114                        | 47                         | 175          |                                             |                                             | 1010022                                     |     |
|           | Himachal Pradesh  | 0                          | 0                          | 0                          | 0            |                                             |                                             | 0                                           |     |
|           | Jammu &Kashmir    | 0                          | 0                          | 3                          | 3            |                                             |                                             | 35000                                       |     |
|           | Punjab            | 1                          | 14                         | 14                         | 29           |                                             |                                             | 185678                                      | NR  |
|           | Uttar Pradesh     | 0                          | 62                         | 138                        | 200          | 3302000                                     | 3302000                                     | 1194812                                     |     |
|           | Uttrakhand        | 1                          | 4                          | 5                          | 10           |                                             |                                             | 125354                                      |     |
|           | Chandigarh        | 0                          | 1                          | 0                          | 1            |                                             |                                             | 25000                                       |     |
|           | Delhi             | 7                          | 56                         | 32                         | 95           |                                             |                                             | 554970                                      |     |
|           | Kerala            | 2                          | 4                          | 5                          | 11           | 175137                                      | 175137                                      | 175137                                      |     |
|           | Andman &Nikobar   | 0                          | 0                          | 0                          | 0            |                                             |                                             |                                             | SR  |
|           | Pudduchery        | 0                          | 0                          | 0                          | 0            |                                             |                                             |                                             |     |
|           | Tamilnadu         | 6                          | 39                         | 11                         | 56           | 1232559                                     | 1232559                                     | 1232559                                     |     |
|           | Goa               | 0                          | 4                          | 6                          | 10           |                                             | 96588                                       | 96588                                       |     |
|           | Daman &Diu        | 0                          | 0                          | 0                          | 0            |                                             | 0                                           | 0                                           | WR  |
|           | Maharashtra       | 64                         | 106                        | 209                        | 379          | 4300000                                     | 4203412                                     | 4203412                                     |     |
|           | Karnataka         | 2                          | 6                          | 14                         | 22           |                                             | 500000                                      | 500000                                      |     |
|           | Andhra Pradesh    | 2                          | 26                         | 0                          | 28           |                                             |                                             |                                             | SER |
|           | Telengana         | 0                          | 0                          | 0                          | 0            | 1761000                                     | 956000                                      | 956000                                      |     |
|           | Bihar             | 0                          | 0                          | 19                         | 19           |                                             |                                             | 294500                                      |     |
|           | Jharkhand         | 0                          | 0                          | 18                         | 18           |                                             |                                             | 129652                                      |     |
|           | Odhisha           | 0                          | 6                          | 17                         | 23           |                                             |                                             | 272277                                      | ER  |
|           | West Bengal       | 0                          | 4                          | 4                          | 8            | 1150000                                     | 100000                                      | 225220                                      |     |
| NER       | Arunachal Pradesh | 0                          | 0                          | 0                          | 0            |                                             |                                             |                                             |     |
| NER       | Assam             | 0                          | 0                          | 1                          | 1            |                                             | 30000                                       | 30000                                       |     |

## Annexure-I

| Manipur             | 0   | 0   | 0   | 0    |         |        |
|---------------------|-----|-----|-----|------|---------|--------|
| Meghyala            | 0   | 0 0 | 0   |      |         |        |
| Mizoram             | 0   | 0   | 0   | 0    |         |        |
| Nagaland            | 0   | 0   | 0   | 0    |         |        |
| Sikkim              | 0   | 0   | 0   | 0    |         |        |
| Tripura             | 0   | 0   | 0   | 0    |         |        |
| Chattisgarh         | 0   | 0   | 0   | 0 37 |         | 0      |
| Gujarat             | 0   | 0   | 110 | 110  |         | 586213 |
| Madhya Pradesh      | 0   | 0   | 37  |      |         | 245000 |
| Dadar &nagar Havali | 0   | 0   | 0   | 0    |         | 0      |
| Lakshadweep         | 0   | 0   | 0   | 0    |         | 0      |
| Rajasthan           | 0   | 21  | 103 | 124  | 2280000 | 884396 |
| Total               |     |     |     | 1359 |         |        |

Data on Investor Awareness Programme  FY. 2015 -16

| States&UTs        | IAPs by RDs (Reconciled)   | IAPs by RDs (Reconciled)   | IAPs by RDs (Reconciled)   | TOTAL IAPs   | State wise Funds detail for IAPs (in Rs.)   | State wise Funds detail for IAPs (in Rs.)   | State wise Funds detail for IAPs (in Rs.)   | Regions   |
|-------------------|----------------------------|----------------------------|----------------------------|--------------|---------------------------------------------|---------------------------------------------|---------------------------------------------|-----------|
| States&UTs        | ICoAI                      | ICSI                       | ICAI                       | TOTAL IAPs   | Sanctioned                                  | Allocated                                   | Utilised                                    | Regions   |
| Haryana           | 6                          | 112                        | 54                         | 172          | 3750000                                     | 3750000                                     | 975160                                      |           |
| Himachal Pradesh  | 0                          | 0                          | 8                          | 8            |                                             |                                             | 40000                                       |           |
| Jammu &Kashmir    | 0                          | 0                          | 0                          | 0            |                                             |                                             | 0                                           |           |
| Punjab            | 0                          | 32                         | 144                        | 176          |                                             |                                             | 879000                                      | NR        |
| Uttar Pradesh     | 8                          | 75                         | 118                        | 201          |                                             |                                             | 1215940                                     |           |
| Uttrakhand        | 0                          | 2                          | 1                          | 3            |                                             |                                             | 34506                                       |           |
| Chandigarh        | 0                          | 0                          | 1                          | 1            |                                             |                                             | 34695                                       |           |
| Delhi             | 0                          | 49                         | 31                         | 80           |                                             |                                             | 540000                                      |           |
| Kerala            | 0                          | 2                          | 9                          | 11           | 133534                                      | 133534                                      | 133534                                      |           |
| Andman &Nikobar   | 0                          | 0                          | 0                          | 0            |                                             |                                             |                                             | SR        |
| Pudduchery        | 0                          | 0                          | 0                          | 0            |                                             |                                             |                                             |           |
| Tamilnadu         | 11                         | 23                         | 28                         | 62           | 1116466                                     | 1116466                                     | 1116466                                     |           |
| Goa               | 0                          | 2                          | 2                          | 4            |                                             | 27920                                       | 27920                                       |           |
| Daman &Diu        | 0                          | 0                          | 0                          | 0            |                                             | 0                                           | 0                                           | WR        |
| Maharashtra       | 61                         | 30                         | 88                         | 179          | 2250000                                     | 2222088                                     | 2291402                                     |           |
| Karnataka         | 1                          | 1                          | 2                          | 4            |                                             | 81000                                       | 81000                                       |           |
| Andhra Pradesh    | 9                          | 22                         | 7                          | 38           |                                             |                                             |                                             | SER       |
| Telengana         | 0                          | 0                          | 0                          | 0            | 1500000                                     | 901000                                      | 901000                                      |           |
| Bihar             | 0                          | 0                          | 33                         | 33           |                                             |                                             | 165000                                      |           |
| Jharkhand         | 0                          | 3                          | 2                          | 5            |                                             |                                             | 78702                                       | ER        |
| Odhisha           | 0                          | 4                          | 5                          | 9            |                                             |                                             | 149385                                      |           |
| WBengal           | 0                          | 8                          | 71                         | 79           | 1600000                                     | 1600000                                     | 591172                                      |           |
| Arunachal Pradesh |                            |                            |                            | 0            |                                             |                                             |                                             |           |
| Assam             | 0                          | 2                          | 187                        | 189          |                                             |                                             |                                             |           |
| Manipur           |                            |                            |                            | 0            |                                             |                                             |                                             | NER       |
| Meghyala          |                            | 2                          | 8                          | 10           | 1450000                                     | 1450000                                     | 1350000                                     |           |

| Mizoram   |                     |         |    | 0   | 0 0   |         |         |            |
|-----------|---------------------|---------|----|-----|-------|---------|---------|------------|
|           | Nagaland            |         |    |     |       |         |         |            |
|           |                     | Sikkim  |    |     |       |         |         |            |
|           |                     | Tripura |    | 1   | 1     |         |         |            |
|           | Chattisgarh         | 0       | 0  | 9   | 9     | 5100000 |         | 211324 0 0 |
|           | Gujarat             | 0       | 0  | 63  | 63    |         |         | 371230     |
|           | Madhya Pradesh      | 0       | 1  | 371 | 372   |         |         | 1880000    |
|           | Dadar &nagar Havali |         |    |     | 0     |         |         |            |
|           | Lakshadweep         |         |    |     | 0     |         |         |            |
|           | Rajasthan           | 1       | 23 | 286 | 310   |         | 4040000 | 2844105    |
| Total     | Total               |         |    |     | 2019  |         |         |            |

Data on Investor Awareness Programme  FY. 2016 -17

| States&UTs        | IAPs by RDs (Reconciled)   | IAPs by RDs (Reconciled)   | IAPs by RDs (Reconciled)   | TOTAL IAPs   | State wise Funds detail for IAPs (in Rs.)   | State wise Funds detail for IAPs (in Rs.)   | State wise Funds detail for IAPs (in Rs.)   | Regions   |
|-------------------|----------------------------|----------------------------|----------------------------|--------------|---------------------------------------------|---------------------------------------------|---------------------------------------------|-----------|
| States&UTs        | ICoAI                      | ICSI                       | ICAI                       | TOTAL IAPs   | Sanctioned                                  | Allocated                                   | Utilised                                    | Regions   |
| Haryana           | 0                          | 72                         | 152                        | 224          | 2665000                                     |                                             | 1178250                                     |           |
| Himachal Pradesh  | 0                          | 0                          | 0                          | 0            | 2665000                                     |                                             | 0                                           |           |
| Jammu &Kashmir    | 0                          | 0                          | 0                          | 0            | 2665000                                     |                                             | 0                                           |           |
| Punjab            | 3                          | 13                         | 0                          | 16           | 2665000                                     | 2615000                                     | 75000                                       |           |
| Uttar Pradesh     | 41                         | 32                         | 88                         | 161          | 2665000                                     |                                             | 782850                                      |           |
| Uttrakhand        | 0                          | 0                          | 0                          | 0            | 2665000                                     |                                             | 0                                           |           |
| Chandigarh        | 0                          | 1                          | 1                          | 2            | 2665000                                     |                                             | 30000                                       |           |
| Delhi             | 3                          | 19                         | 22                         | 44           | 2665000                                     |                                             | 386186                                      |           |
| Kerala            | 0                          | 2                          | 7                          | 9            | 85000                                       | 85000                                       | 85000                                       | SR        |
| Andman &Nikobar   | 0                          | 0                          | 0                          | 0            |                                             |                                             |                                             |           |
| Pudduchery        | 0                          | 0                          | 0                          | 0            |                                             |                                             |                                             |           |
| Tamilnadu         | 11                         | 17                         | 19                         | 47           | 715000                                      | 715000                                      | 715000                                      |           |
| Goa               | 0                          | 0                          | 0                          | 0            | 1500000                                     | 0                                           | 0                                           |           |
| Daman &Diu        | 0                          | 0                          | 0                          | 0            | 1500000                                     | 0                                           | 0                                           |           |
| Maharashtra       | 38                         | 4                          | 38                         | 80           | 1500000                                     | 1500000                                     | 950153                                      |           |
| Karnataka         | 0                          | 0                          | 1                          | 1            |                                             |                                             |                                             | SER       |
| Andhra Pradesh    | 12                         | 0                          | 5                          | 17           |                                             |                                             |                                             | SER       |
| Telengana         | 2                          | 4                          | 0                          | 6            | 800000                                      | 240000                                      | 240000                                      | SER       |
| Bihar             | 0                          | 1                          | 27                         | 28           | 1000000                                     | 1000000                                     | 169998                                      |           |
| Jharkhand         | 0                          | 3                          | 25                         | 28           | 1000000                                     | 1000000                                     | 183534                                      |           |
| Odhisha           | 0                          | 2                          | 8                          | 10           | 1000000                                     | 1000000                                     | 114870                                      |           |
| WBengal           | 0                          | 7                          | 37                         | 44           | 1000000                                     | 1000000                                     | 507881                                      |           |
| Arunachal Pradesh |                            |                            |                            | 0            |                                             |                                             |                                             |           |
| Assam             | 0                          | 0                          | 72                         | 72           |                                             |                                             |                                             | NER       |
| Manipur           |                            |                            |                            | 0            |                                             |                                             |                                             | NER       |
| Meghyala          |                            |                            |                            | 0            | 500000                                      | 1000000                                     | 500000                                      | NER       |

| Mizoram             |    |    |     | 0     |         |         |         |     |
|---------------------|----|----|-----|-------|---------|---------|---------|-----|
| Nagaland            |    |    | 0   |       |         |         |         |     |
| Sikkim              |    |    | 0   |       |         |         |         |     |
| Tripura             |    |    | 0   |       |         |         |         |     |
| Chattisgarh         |    |    |     | 206 1 |         |         |         |     |
| Gujarat             | 0  | 0  | 206 |       |         |         | 1030000 |     |
| Madhya Pradesh      | 0  | 0  | 1   |       |         |         | 5000    | NWR |
| Dadar &nagar Havali |    |    |     | 0     |         |         |         |     |
| Lakshadweep         |    |    |     | 0     |         |         |         |     |
| Rajasthan           | 1  | 4  | 95  | 100   | 2800000 | 2400000 | 637197  |     |
| Total               |    |    |     | 1096  |         |         |         |     |

## Data on Investor Awareness Programme  FY. 2017 -18 (upto 30.11.2017)

| States&UTs        | IAPs by RDs (Reconciled)   | IAPs by RDs (Reconciled)   | IAPs by RDs (Reconciled)   | TOTAL IAPs   | State wise Funds detail for IAPs (in Rs.)   | State wise Funds detail for IAPs (in Rs.)   | State wise Funds detail for IAPs (in Rs.)   | Regions   |
|-------------------|----------------------------|----------------------------|----------------------------|--------------|---------------------------------------------|---------------------------------------------|---------------------------------------------|-----------|
| States&UTs        | ICoAI                      | ICSI                       | ICAI                       | TOTAL IAPs   | Sanctioned                                  | Allocated                                   | Utilised                                    | Regions   |
| Haryana           | 0                          |                            |                            | 0            | 4000000                                     |                                             |                                             | NR        |
| Himachal Pradesh  | 1                          |                            |                            | 1            |                                             |                                             |                                             |           |
| Jammu &Kashmir    | 0                          |                            |                            | 0            |                                             |                                             |                                             |           |
| Punjab            | 4                          |                            |                            | 4            |                                             |                                             |                                             |           |
| Uttar Pradesh     | 16                         |                            |                            | 16           |                                             | 4000000                                     | 105000                                      |           |
| Uttrakhand        | 0                          |                            |                            | 0            |                                             |                                             |                                             |           |
| Chandigarh        | 0                          |                            |                            | 0            |                                             |                                             |                                             |           |
| Delhi             | 0                          |                            |                            | 0            |                                             |                                             |                                             |           |
| Kerala            | 1                          | 1                          | 0                          | 2            |                                             |                                             | 50000                                       |           |
| Andman &Nikobar   | 0                          | 0                          | 0                          | 0            |                                             |                                             |                                             | SR        |
| Pudduchery        | 0                          | 0                          | 0                          | 0            |                                             |                                             |                                             |           |
| Tamilnadu         | 1                          |                            | 1                          | 2            | 1000000                                     | 1000000                                     | 40350                                       |           |
| Goa               | 0                          |                            |                            | 0            |                                             | 150000                                      |                                             |           |
| Daman &Diu        | 0                          |                            |                            | 0            | 2500000                                     | 0                                           |                                             | WR        |
| Maharashtra       | 16                         |                            | 1                          | 17           |                                             | 2050000                                     |                                             |           |
| Karnataka         | 0                          | 3                          | 0                          | 3            |                                             | 60000                                       |                                             |           |
| Andhra Pradesh    | 0                          | 0                          | 0                          | 0            |                                             |                                             |                                             | SER       |
| Telengana         | 0                          | 0                          | 0                          | 0            | 300000                                      |                                             |                                             |           |
| Bihar             |                            |                            |                            | nil          |                                             |                                             | nil                                         |           |
| Jharkhand         |                            |                            |                            | nil          |                                             |                                             | nil                                         | ER        |
| Odhisha           |                            |                            |                            | nil          |                                             |                                             | nil                                         |           |
| WBengal           |                            |                            |                            | nil          | 1000000                                     | 800000                                      | nil                                         |           |
| Arunachal Pradesh | 0                          | 1                          | 0                          | 1            | 500000                                      |                                             |                                             |           |
| Assam             | 0                          | 1                          | 0                          | 1            |                                             | 900000                                      |                                             |           |
| Manipur           | 0                          | 0                          | 0                          | 0            |                                             | (including Advance)                         |                                             | NER       |
| Meghyala          | 0                          | 1                          | 0                          | 1            |                                             |                                             |                                             |           |

| 0                   |    | 0   | 0   | 0   | Mizoram   |
|---------------------|----|-----|-----|-----|-----------|
| Nagaland            | 0  | 0 0 | 0   |     |           |
| Sikkim              | 0  | 0 0 | 0   |     |           |
| Tripura             | 0  | 0   | 0   | 0   |           |
| Chattisgarh         |    |     |     | nil | NWR       |
| Gujarat             |    |     |     | nil |           |
| Madhya Pradesh      |    |     |     | nil |           |
| Dadar &nagar Havali |    |     |     | nil |           |
| Lakshadweep         |    |     |     | nil |           |
| Rajasthan           |    |     |     | nil |           |
| Total               |    |     |     | 48  |           |

## Data on Investor Awareness Programme

| Details provided by CSC-egovernance (Rural IAPs)   | Details provided by CSC-egovernance (Rural IAPs)   | Details provided by CSC-egovernance (Rural IAPs)   | Details provided by CSC-egovernance (Rural IAPs)   | Details provided by CSC-egovernance (Rural IAPs)   | Details provided by CSC-egovernance (Rural IAPs)   | Details provided by CSC-egovernance (Rural IAPs)   | Details provided by CSC-egovernance (Rural IAPs)   | Details provided by CSC-egovernance (Rural IAPs)   | Details provided by CSC-egovernance (Rural IAPs)   | Details provided by CSC-egovernance (Rural IAPs)   | Details provided by CSC-egovernance (Rural IAPs)   | Details provided by CSC-egovernance (Rural IAPs)   | Details provided by CSC-egovernance (Rural IAPs)   | Details provided by CSC-egovernance (Rural IAPs)   | Details provided by CSC-egovernance (Rural IAPs)   | Details provided by CSC-egovernance (Rural IAPs)   | Details provided by CSC-egovernance (Rural IAPs)   |
|----------------------------------------------------|----------------------------------------------------|----------------------------------------------------|----------------------------------------------------|----------------------------------------------------|----------------------------------------------------|----------------------------------------------------|----------------------------------------------------|----------------------------------------------------|----------------------------------------------------|----------------------------------------------------|----------------------------------------------------|----------------------------------------------------|----------------------------------------------------|----------------------------------------------------|----------------------------------------------------|----------------------------------------------------|----------------------------------------------------|
| Regions                                            |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    | 2015-16                                            | 2015-16                                            | 2015-16                                            | 2014-15                                            | 2014-15                                            | 2014-15                                            |                                                    |                                                    |                                                    |                                                    |
| Regions                                            |                                                    | No of IAPs                                         | Fund Sanctioned (in Rs.)                           | Fund Sanctioned (in Rs.)                           |                                                    | Allocated &Utilised                                | Allocated &Utilised                                | No of IAPs                                         | Fund Sanctioned Allocated &Utilised (in Rs.)       | Fund Sanctioned Allocated &Utilised (in Rs.)       | Fund Utilise                                       | No of IAPs                                         | Fund Sanctioned Allocated &Utilised (in Rs.)       | Fund Sanctioned Allocated &Utilised (in Rs.)       | Fund Sanctioned Allocated &Utilised (in Rs.)       |                                                    |                                                    |
| Regions                                            | States                                             | No of IAPs                                         | Fund sanctioned                                    | Fund Allocated Fund Utilise                        |                                                    | No of IAPs                                         | Fund Allocated Fund Utilise                        | No of IAPs                                         | Fund sanctioned                                    | Fund Allocated                                     | Fund Utilise                                       | No of IAPs                                         | Fund sanctioned                                    | Fund Allocated                                     | Fund Utilise                                       |                                                    |                                                    |
| Eastern Regions                                    | Bihar                                              | 288                                                |                                                    | 505042.56                                          | Northern Regions                                   | 102                                                | 227460 227460                                      | 186                                                | 4460000                                            | 414780                                             | 414780                                             |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |
| Eastern Regions                                    | Jharkhand                                          | 660                                                |                                                    | 1385584.2                                          | Northern Regions                                   | 58                                                 | 129340 129340                                      | 152                                                | 4460000                                            | 338960                                             | 338960                                             | 39                                                 |                                                    | 396500                                             | 396500                                             |                                                    |                                                    |
| Eastern Regions                                    | Odhisha                                            | 624                                                |                                                    | 1322453.9                                          | Northern Regions                                   | 108                                                | 240840 240840                                      | 66                                                 | 4460000                                            | 147180                                             | 147180                                             | 41                                                 |                                                    | 416833.33                                          | 416833.33                                          |                                                    |                                                    |
| Eastern Regions                                    | WBengal                                            | 580                                                |                                                    | 1136775.2                                          | Northern Regions                                   | 235                                                | 524050 524050                                      | 109                                                | 4460000                                            | 243070                                             | 243070                                             | 90                                                 |                                                    | 915000                                             | 915000                                             |                                                    |                                                    |
|                                                    | Haryana                                            | 177                                                |                                                    | 310390.74                                          | Northern Regions                                   | 135                                                | 301050 301050                                      | 42                                                 | 4460000                                            | 93660                                              | 93660                                              |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |
|                                                    | Himachal Pradesh                                   | 260                                                |                                                    | 587787.2                                           | Northern Regions                                   |                                                    |                                                    |                                                    | 4460000                                            |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |
|                                                    | Jammu& Kashmir                                     | 0                                                  |                                                    | 0                                                  | Northern Regions                                   |                                                    |                                                    |                                                    | 4460000                                            |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |
|                                                    | Punjab                                             | 0                                                  |                                                    | UC to 0                                            | Northern Regions                                   |                                                    |                                                    |                                                    | 4460000                                            |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |
|                                                    | Uttar Pradesh                                      | 820                                                |                                                    | Shared 1702167.5                                   | Northern Regions                                   | 156                                                | 347880 347880                                      | 143                                                | 4460000                                            | 318890                                             | 318890                                             | 3050000                                            |                                                    |                                                    |                                                    |                                                    |                                                    |
|                                                    | Uttrakhand                                         | 290                                                |                                                    | 655608.8                                           | Northern Regions                                   |                                                    |                                                    |                                                    | 4460000                                            |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |
|                                                    | Chandigarh                                         | 0                                                  |                                                    | 0                                                  | Northern Regions                                   |                                                    |                                                    |                                                    | 4460000                                            |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |
|                                                    | Delhi                                              | 0                                                  |                                                    | 0                                                  | Northern Regions                                   |                                                    |                                                    |                                                    | 4460000                                            |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |
| Southern Regions                                   | Kerala                                             | 0                                                  | 7912520                                            | 0                                                  | Northern Regions                                   |                                                    |                                                    |                                                    | 4460000                                            |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |
| Southern Regions                                   | Andman& Nikobar                                    | 0                                                  |                                                    | 0                                                  | Northern Regions                                   |                                                    |                                                    |                                                    | 4460000                                            |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |
| Southern Regions                                   | Pudduchery                                         | 0                                                  | 30400000                                           | 0                                                  | Northern Regions                                   |                                                    |                                                    |                                                    | 4460000                                            |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |
| Southern Regions                                   | Tamilnadu                                          | 0                                                  |                                                    | 0                                                  | Northern Regions                                   |                                                    |                                                    |                                                    | 4460000                                            |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |
| Wes                                                | tern Reg ion Goa                                   | 0                                                  |                                                    | 0                                                  | Northern Regions                                   |                                                    |                                                    |                                                    | 4460000                                            |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |                                                    |

<!-- image -->

|                 | Daman &Diu          |    0 |          |                0 |         |      |          |         |     |         |     |            |            |
|-----------------|---------------------|------|----------|------------------|---------|------|----------|---------|-----|---------|-----|------------|------------|
| Western Regions | Maharashtra         |    0 |          |      0           |         |      |          |         |     |         |     |            |            |
| Western Regions | Chattisgarh         |  450 |          |      1.01732e+06 |         |      |          |         |     |         | 51  | 518500     | 518500     |
| Western Regions | Gujarat             |    0 |          |      0           |         |      |          |         |     |         |     |            |            |
| Western Regions | Madhya Pradesh      |  176 |          | 308637           |         | 63   |          | 140490  | 113 | 251990  | 46  | 467666.6 7 | 467666.6 7 |
| Western Regions | Dadar &nagar Havali |    0 |          |      0           |         |      |          |         |     |         |     |            |            |
| Western Regions | Lakshadweep         |    0 |          |      0           |         |      | Northern |         |     |         |     |            |            |
| Western Regions | Rajasthan           |  234 |          | 410347           |         | 134  |          | 298820  | 100 | 223000  |     |            |            |
|                 | Andhra Pradesh      |    0 |          |      0           |         |      |          |         |     |         |     |            |            |
|                 | Regions Karnataka   |    0 |          |      0           | Eastern |      | Southern |         |     |         |     |            |            |
|                 | Telengana           |    0 |          |      0           |         |      |          |         |     |         |     |            |            |
|                 | Arunachal Pradesh   |    0 |          |      0           |         |      |          |         |     |         |     |            |            |
|                 | Assam               |  288 |          | 601392           |         | 84   | Regions  | 187320  | 14  | 31220   | 33  | 335500     | 335500     |
|                 | Manipur             |    0 |          |      0           |         |      |          |         |     |         |     |            |            |
|                 | Meghyala            |    0 |          |      0           |         |      | Eastern  |         |     |         |     |            |            |
|                 | Mizoram             |    0 |          |      0           |         |      |          |         |     |         |     |            |            |
|                 | Nagaland            |    0 |          |      0           |         |      | Northern |         |     |         |     |            |            |
|                 | Sikkim              |    0 |          |      0           |         |      |          |         |     |         |     |            |            |
|                 | Tripura             |    0 |          |      0           |         |      |          |         |     |         |     |            |            |
|                 | Total               | 4847 | 38312520 |      9.94351e+06 |         | 1075 |          | 2397250 | 925 | 2062750 | 300 | 3050000    | 3050000    |

****

## AnnexureII

## List of companies assigned to SFIO which were involved in Chit Fund/ MLM/ Ponzi activities during the year 2014-15

|   Sl. No. | Investigation case                               | Status           |
|-----------|--------------------------------------------------|------------------|
|         1 | Ramel Industries Ltd .                           | Report submitted |
|         2 | Gan Laboratory Pvt. Ltd                          | Report submitted |
|         3 | Ramel Mart Pvt. Ltd.                             | Report submitted |
|         4 | Ramel Media and Advertising Pvt. Ltd             | Report submitted |
|         5 | Ramel Real Estate and Infrastructure Ltd.        | Report submitted |
|         6 | Ramel Sea Food Ltd.                              | Report submitted |
|         7 | Tamanna IT Solutions Ltd.                        | Report submitted |
|         8 | Ramel Pharma Ltd.                                | Report submitted |
|         9 | Ramel Hospitality Pvt. Ltd.                      | Report submitted |
|        10 | Ramel Infotech Pvt. Ltd.                         | Report submitted |
|        11 | Ramel Agrotech Ltd.                              | Report submitted |
|        12 | Ramel Hotel &Resorts Pvt. Ltd.                   | Report submitted |
|        13 | Ramel Impex Pvt. Ltd.                            | Report submitted |
|        14 | Ramel Insurance Agency Pvt. Ltd.                 | Report submitted |
|        15 | Cygnus Publishers Ltd.                           | Report submitted |
|        16 | Ramel Bio Fertilizer Pvt. Ltd.                   | Report submitted |
|        17 | Mangalam Agro Products Ltd.                      | Report submitted |
|        18 | Rahul Hi Rise Ltd. (+ 15)                        | Report submitted |
|        19 | ShrishtiAbha Food &Beverage Pvt. Ltd.            | Report submitted |
|        20 | Rahul Media &Entertainment Ltd.                  | Report submitted |
|        21 | Rahul Wood Works Pvt. Ltd.                       | Report submitted |
|        22 | Veekayen Properties Pvt. Ltd.                    | Report submitted |
|        23 | Hotel Sea-Coast Pvt. Ltd.                        | Report submitted |
|        24 | Rahul Bhumi Vikas Ltd.                           | Report submitted |
|        25 | Rahul Heights Ltd.                               | Report submitted |
|        26 | Rahul Real Estate Projects Ltd.                  | Report submitted |
|        27 | Rahul Inn Hospitality Ltd.                       | Report submitted |
|        28 | Ideas Realcon Ltd.                               | Report submitted |
|        29 | Ideas Real Estate Ltd.                           | Report submitted |
|        30 | Ideas Healthcare Ltd.                            | Report submitted |
|        31 | Ideas Broking Ltd.                               | Report submitted |
|        32 | Zenix Technologies Pvt. Ltd                      | Report submitted |
|        33 | Adventus Creations Pvt. Ltd.                     | Report submitted |
|        34 | Seashore Securities Ltd. ( +17)                  | Report submitted |
|        35 | Seashore Agriculture Promotion Company Pvt. Ltd. | Report submitted |
|        36 | Seashore Healthcare Pvt. Ltd.                    | Report submitted |
|        37 | Seashore Pharmaceuticals Pvt. Ltd.               | Report submitted |
|        38 | Seashore Courier &Cargo Private Ltd.             | Report submitted |
|        39 | Seashore Diary Products Pvt. Ltd                 | Report submitted |

|   40. | Seashore Portfolio Management Services Ltd.     |
|-------|-------------------------------------------------|
|    41 | Seashore Consultancy &Construction Private Ltd. |
|    42 | Falcon Consultancy Private Limited              |
|    43 | Royal Purple Hotels Private Limited             |
|    44 | Sagiarien Systems Private Ltd                   |
|    45 | Florance Biotech Private Limited                |
|    46 | Saubhagya Drinks Private Limited                |
|    47 | Sri Krishna Agriculture Pvt. Ltd.               |
|    48 | JatishAgro and Oil Products Pvt. Ltd.           |
|    49 | Sagar Media &Entertainment Pvt. Ltd.            |
|    50 | Seashore Capital Pvt. Ltd.                      |
|    51 | Seashore Shipping Company Pvt. Ltd.             |

## List of companies assigned to SFIO which were involved in Chit Fund/ MLM/ Ponzi

## activities during the year 2015-16

| Sl. No.   | Investigation case                                                 | Status           |
|-----------|--------------------------------------------------------------------|------------------|
| 1.        | Saradha Housing Pvt. Ltd.                                          | Report submitted |
| 2.        | Ambujaatripuri Infra (India) Ltd. (+7)                             | Report submitted |
| 3.        | Ambujaatripuri Business Private Ltd.                               | Report submitted |
| 4.        | ArthaTatwa Consultancy Private Ltd.                                | Report submitted |
| 5.        | ArthaTatwa World Ventures Pvt. Ltd.                                | Report submitted |
| 6.        | ArthaTatwa Food Mart Private Ltd.                                  | Report submitted |
| 7.        | ArthaTatwa Capital Limited                                         | Report submitted |
| 8.        | Ambujaatripuri Engineering Pvt. Ltd.                               | Report submitted |
| 9.        | Orisha Health &Medical Research Institute                          | Report submitted |
| 10.       | Goldmine Food Products Ltd. ( +7)                                  | Report submitted |
| 11.       | Goldmine Agro Ltd.                                                 | Report submitted |
| 12.       | Classic Resources Ltd                                              | Report submitted |
| 13.       | Goldmine Industries Ltd.                                           | Report submitted |
| 14.       | Goldmine Height Pvt. Ltd                                           | Report submitted |
| 15.       | Goldmine Hotel &Resorts Pvt. Ltd.                                  | Report submitted |
| 16.       | Goldmine Advisories India Pvt. Ltd.                                | Report submitted |
| 17.       | Goldmine Health Care Pvt. Ltd.                                     | Report submitted |
| 18.       | Samruddha Jeevan Foods Ltd.                                        | Under Progress   |
| 19.       | Sai Prasad Foods Ltd.                                              | Under Progress   |
| 20.       | Sai Prasad Properties Ltd.                                         | Under Progress   |
| 21.       | Saiprasad Corporation Ltd.                                         | Under Progress   |
| 22.       | Utkarsha Plotters and Multi Agro Solutions India Ltd.              | Report submitted |
| 23.       | PGF Ltd.                                                           | Under Progress   |
| 24.       | PACL Ltd.                                                          | Under Progress   |
| 25.       | Jeevan Suraksha Trading &Financials Ltd (+5)                       | Under Progress   |
| 26.       | Jeevan Suraksha Real Estate Ltd.                                   | Under Progress   |
| 27.       | Jeevan Suraksha Energy &Industries Ltd.                            | Under Progress   |
| 28.       | Jeevan Suraksha Mercantiles Pvt. Ltd.                              | Under Progress   |
| 29.       | Jeevan Suraksha Assurance Agency Pvt. Ltd.                         | Under Progress   |
| 30.       | Jeevan Suraksha Associates Marketing Pvt. Ltd.                     | Under Progress   |
| 31.       | Chakra Infrastructure Ltd.(+7)                                     | Report submitted |
| 32.       | Chakraborty Estates Pvt. Ltd.                                      | Report submitted |
| 33.       | Chakra Agrotech Private Limited                                    | Report submitted |
| 34.       | Chakra Wealth Management Advisory Limited                          | Report submitted |
| 35.       | Chakra Hotel and Leisure Limited                                   | Report submitted |
| 36.       | Chakramart Retail India Limited                                    | Report submitted |
| 37.       | Jai Sadguru Advisory and Agency Services Pvt. Ltd.                 | Report submitted |
| 38. 39.   | Disha Productions &Media Pvt. Ltd MPS Greenery Developers Ltd.(+7) | Under Progress   |

|   40. | MPS Food Products Ltd.                    |                  |
|-------|-------------------------------------------|------------------|
|    41 | MPS Resorts and Hotels Ltd.               |                  |
|    42 | MPS Aqua Marine Products Ltd.             |                  |
|    43 | MPS Industries &Agro Research Ltd.        |                  |
|    44 | MPS Ayurvedic &Herbal Products Pvt. Ltd.  |                  |
|    45 | MPS Real Estate &Infrastructure Pvt. Ltd. |                  |
|    46 | MPS Retails and Fast Food Pvt. Ltd.       |                  |
|    47 | Promotech Infratech Ltd.                  | Report submitted |

## List of companies assigned to SFIO which were involved in Chit Fund/ MLM/ Ponzi activities during the year 2016-17

| Sl. No.   | Investigation case                           | Status         |
|-----------|----------------------------------------------|----------------|
|           | Maitri Suvarnasiddhi Pvt. Ltd.               | Under Progress |
|           | Goldmine Animal Husbandry Pvt. Ltd           | 30.09.2016     |
|           | Prayag Infotech Hi-Rise Ltd. (+21)           | Under Progress |
|           | Prayag Infotech Network Pvt. Ltd. (PINPL)    | Under Progress |
|           | Prayag Organics Pvt. Ltd. (POPL)             | Under Progress |
|           | Prayag Hotel &Resorts Pvt. Ltd. (PHRPL)      | Under Progress |
|           | Prayag Entertainments Pvt. Ltd.(PEPL)        | Under Progress |
|           | Prayag Infra Realtors Ltd. (PIRL)            | Under Progress |
|           | Samudra Villa Pvt. Ltd. (SVPL)               | Under Progress |
|           | Prayag Aviation Services Pvt. Ltd. (PASPL)   | Under Progress |
|           | GP Cement Works Pvt. Ltd (GPCWPL)            | Under Progress |
|           | Prayag Fisheries(India) Pvt. Ltd. (PFTIPL)   | Under Progress |
|           | Prayag Film &Television Industries Pvt. Ltd. | Under Progress |
|           | Maks Biscuit Pvt. Ltd. (MBPL)                | Under Progress |
|           | Insec Security &Services Pvt. Ltd (ISSPL)    | Under Progress |
|           | Royal Concrete Products Pvt. Ltd. (RDPPL)    | Under Progress |
|           | Prayag Publication Pvt. Ltd. (PPPL)          | Under Progress |
|           | Prayag Bio-tech Pvt. Ltd. (PBPL)             | Under Progress |
|           | Prayag Diagnostic &Research Centre Pvt. Ltd. | Under Progress |
|           | Prayag Micro Finance (PMF)                   | Under Progress |

| Fayed Hospitality Pvt. Ltd. (FHPL)                         |                |
|------------------------------------------------------------|----------------|
| Sashi Kumar Tea Company Pvt. Ltd. (SKTCPL)                 |                |
| Klen Commercials Pvt. Ltd. (KCPL)                          |                |
| Prayag &Prayag Multicare Pvt. Ltd (PPMCPL)                 |                |
| Okara Agro Industries Limited and other group of Companies | Under Progress |
| Ablaze Info Solutions Pvt. Ltd                             | Under Progress |
| UROEnclave India Ltd. (UROEIL)                             | Under Progress |

## List of companies assigned to SFIO which were involved in Chit Fund/ MLM/ Ponzi activities during the year 2017-18 (till 18-12-2017)

|   Sl. No. | Investigation cases                                     | Status         |
|-----------|---------------------------------------------------------|----------------|
|         1 | Safe and Secure Online Marketing Pvt. Ltd.              | Under Progress |
|         2 | Webwork Tradelinks Pvt. Ltd. and its 04 Group companies | Under Progress |
|         3 | Adds Book Marketing Pvt. Ltd.                           | Under Progress |
|         4 | Aage Infra Ventures Pvt. Ltd.                           | Under Progress |
|         5 | AARVANSS CC Infra Pvt. Ltd.                             | Under Progress |
|         6 | Sage FMCG India Ltd.                                    | Under Progress |
|         7 | Greenray International Ltd. and its 03 group companies  | Under Progress |
|         8 | Greenray Pharmaceutical Private Ltd.                    |                |
|         9 | Greenray Foods &Nutrients Private Ltd.                  |                |
|        10 | Greenray Allied Chemicals Ltd.                          |                |
|        11 | Waris Healthcare Ltd.                                   |                |
|        12 | Waris Tel International Ltd.                            |                |
|        13 | Waris Finance &Investment Ltd.                          |                |
|        14 | Waris Trading &Company Private Ltd.                     |                |
|        15 | Waris Foods &Beverages Private Ltd.                     |                |
|        16 | WarisHimgharPriavte Ltd.                                |                |
|        17 | Waris TV Broadcasting Pvt. Ltd.                         |                |
|        18 | Waris Micro Finance                                     |                |
|        19 | Shane Restaurants &Resorts Ltd.                         |                |
|        20 | Eram Infrastructure Ltd.                                |                |
|        21 | Agartala Food Processing Pvt. Ltd.                      |                |
|        22 | Eram Jewellery Ltd.                                     |                |
|        23 | Vishal Finlease Ltd.                                    |                |
|        24 | Waris Herbal Products Pvt. Ltd.                         |                |
|        25 | Waris Real Estate Pvt. Ltd.                             |                |
|        26 | Waris Capital Finance Ltd.                              |                |
|        27 | Harsh Plantation Ltd.                                   |                |
|        28 | Lopax Marketing Pvt. Ltd.                               |                |

|   29. | Arshdeep Finance Ltd.                                           |                |
|-------|-----------------------------------------------------------------|----------------|
|    30 | Shree Manufacturing Co. Ltd.                                    |                |
|    31 | Warsi Producer Company Ltd.                                     |                |
|    32 | Wellfare Buildings and Estates Private Limited.                 | Under Progress |
|    33 | OkaraAgro Industries Limited and other Okara group of companies | Under Progress |
|    34 | MAITRI SUVARNASIDDHI PRIVATE LIMITED                            | Under Progress |
|    35 | Prayag Infotech Hi-Rise Ltd. (+21)                              | Under Progress |
|    36 | Prayag Infotech Network Pvt. Ltd. (PINPL)                       |                |
|    37 | Prayag Organics Pvt. Ltd. (POPL)                                |                |
|    38 | Prayag Hotel &Resorts Pvt. Ltd. (PHRPL)                         |                |
|    39 | Prayag Entertainments Pvt. Ltd (PEPL)                           |                |
|    40 | Prayag Infra Realtors Ltd. (PIRL)                               |                |
|    41 | Samudra Villa Pvt. Ltd. (SVPL)                                  |                |
|    42 | Prayag Aviation Services Pvt. Ltd. (PASPL)                      |                |
|    43 | GPCement Works Pvt. Ltd. (GPCWPL)                               |                |
|    44 | Prayag Fisheries (India) Pvt. Ltd. (PFIPL)                      |                |
|    45 | Prayag film &Television Industries Pvt. Ltd. (PFTIPL)           |                |
|    46 | Maks Biscuit Pvt. Ltd. (MBPL)                                   |                |
|    47 | Insec Security &Services Pvt. Ltd. (ISSPL)                      |                |
|    48 | Royal Concrete Products Pvt. Ltd. (RDPPL)                       |                |
|    49 | Prayag Publication Pvt. Ltd. (PPPL)                             |                |
|    50 | Prayag Bio-tech Pvt. Ltd. (PBPL)                                |                |
|    51 | Prayag Diagnostic &Research Centre Pvt.Ltd.(PDRCPL)             |                |
|    52 | Prayag Micro Finance (PMF)                                      |                |
|    53 | Fayed Hopitality Pvt. Ltd. (FHPL)                               |                |
|    54 | Sashi Kumar Tea Company Pvt. Ltd. (SKTCPL)                      |                |
|    55 | Klen Commercials Pvt. Ltd. (KCPL)                               |                |
|    56 | Prayag&PrayagMulticare Pvt. Ltd. (PPMCPL)                       |                |
|    57 | Ablaze Info Solutions Pvt. Ltd                                  | Under progress |
|    58 | Safe and Secure online marketing Pvt. Ltd.                      | Under progress |
|    59 | Webwork Trade Links Private Limited and its 04 group companies  | Under progress |
|    60 | Adds Book Marketing Private Limited                             |                |
|    61 | Aage Infra Ventures Private Limited                             |                |
|    62 | Aarvanss CC Infra Private Limited                               |                |
|    63 | Sage FMCG India Limited                                         |                |

*****