Title: Investment Management Regulation, Third Edition
First published: August 2005
Description: Investment companies have become an important part of the financial system. This case book is designed to familiarize students with the special laws governing investment companies: their creation, structure, corporate governance, operations (including the distribution of shares and the management of the portfolios), dissolution and, time permitting, taxation. The case book focuses on the Investment Company Act of 1940 and on the practice in this area before the Securities and Exchange Commission.
Subjects: Investment Company Act of 1940, Securities and Exchange Commission, investment companies, Mutual funds, Law and legislation, Investment advisors, Legal status, laws