Title: The state of the securities industry
Subtitle: hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the recent initiatives to enhance investor protections in our securities markets, focusing on fund advertising, proxy voting, Sarbanes-Oxley Act requirements, future mutual fund activity, the hedge fund report, and the Canary investigation, September 30, 2003.
Subjects: Securities fraud, Financial services industry, Disclosure of information, Consumer protection, Hedge funds, Corrupt practices, Mutual funds
Places: United States