Financial services enforcement and compliance
Subtitle: leading lawyers on outlining recent regulatory changes and developing effictive review processes
Series: Inside the minds
Publisher: Aspatore
Published: 2013
Place of publication: United States]
Language: eng
Number of pages: 92
ISBN-13: 9780314290861
Subjects: Law and legislation; Financial services industry
Notes: Includes bibliographical references.
Table of contents: title: H. David Kotz, Director, Berkeley Research Group - "Finding the Right Balance of Regulation in the Financial Services Industry"; title: Dennis Townley, Of Counsel, Day Pitney LLP, and Paula Caughey, Chief Compliance Officer, The Bank of Maine - "Regulatory Compliance Issues for Small Banks"; title: Kathleen Smalley, Partner, Boies Schiller & Flexner LLP - "Establishing Effective Compliance Programs for Real Estate Borrowers and SPE Covenants"; title: Michael J.T. McMillen, Partner, Curtis Mallet-Prevost Colt & Mosle LLP - "Islamic Capital Markets for United States Parties: Overview and Select Shari 'Ah Governance Elements"