Broker/dealer regulation and enforcement 2012
By: co-chairs, Carmen J. Lawrence, Neal E. Sullivan
Contributors: Practising Law Institute
Series: Corporate law and practice course handbook series; Corporate law and practice course handbook series
Publisher: Practising Law Institute
Published: 2012
Place of publication: New York, N.Y
Language: eng
Format: [electronic resource] /
Number of pages: 1492
ISBN-13: 9781402418785
Subjects: Stockbrokers; Legal status, laws
Notes: #34736.

"Prepared for distribution at the Broker/dealer regulation and enforcement 2012 program, New York City, October 24, 2012."

Includes bibliographical references and index.

Mode of access: World Wide Web.