Insider trading law and compliance answer book
By: Schulte Roth & Zabel LLP ; edited by Harry S. Davis
Contributors: Schultz Roth & Zabel; Practising Law Institute
Edition: 2018 edition.
Publisher: Practising Law Institute
Published: 2017
Place of publication: New York City
Language: eng
ISBN-13: 9781402429804
Subjects: Insider trading in securities; Miscellanea; Law and legislation
Notes: In question and answer format.

"#208937."

Includes bibliographical references.
Table of contents: title: Overview of the law of insider trading; title: Statutory background; title: Elements of an insider trading claim; title: What is a security?; title: Scienter: trading "on the basis of"; title: Materiality; title: Nonpublic information; title: Breach of duty: classical theory; title: Breach of duty: misappropriation theory; title: Tipper and tippee liability; title: Regulation fair disclosure; title: Obtaining information from corporate insiders; title: Application of insider trading laws to government employees; title: Information sharing with market professionals; title: Use of paid consultants; title: Tender offers; title: Private investments in public equity (PIPEs); title: Out-of-court restructurings, the bankruptcy context, and creditors' committees; title: Big boy letters; title: Civil and criminal enforcement; title: Penalties, short-swing profits, and whistleblower awards; title: Protecting firms through policies and procedures, training, and testing; title: Insider trading laws in the United Kingdom.