Broker-dealer and adviser regulatory compliance forum 2011
By: co-chair, Clifford E. Kirsch
Contributors: Practising Law Institute
Series: Corporate law and practice course handbook series -- no. B-1869; Corporate law and practice course handbook series -- no. B-1869.
Publisher: Practising Law Institute
Published: 2011
Place of publication: New York, N.Y
Language: eng
Format: [electronic resource] /
Number of pages: 232
ISBN-13: 9781402415425
Subjects: Stockbrokers; Legal status, laws; Financial planners; Securities industry; Law and legislation
Notes: #28974.

"Prepared for distribution at the Broker-dealer and adviser regulatory compliance forum 2011, February 25, 2011."

Includes bibliographical references and index.

Mode of access: World Wide Web.