Le régime de sanctions disciplinaires applicable aux courtiers en placement
By: Clément Mabit
Contributors: Université Laval. Centre d'études en droit économique
Series: Collection CÉDÉ, Centre d'études en droit économique -- v. 2
Publisher: Éditions Yvon Blais
Published: 2010
Place of publication: Cowansville, Québec
Language: fre
Number of pages: 177
ISBN-13: 9782896355372
Subjects: Discipline; Financial services industry; Stockbrokers; Standards; Investment Industry Regulatory Organization of Canada; Professional ethics
Notes: Originally presented as the author's thesis (Masters--Université Laval), 2009 under title: Le régime de sanctions disciplinaires applicable aux représentants des courtiers en placement.

Includes bibliographical references (p. 147-154) and index.