Report of the State Corporation Commission Division of Securities and Retail Franchising on statutory and regulatory requirements concerning broker-dealer agent and investment advisor representative employment transitions to the Governor and the General Assembly of Virginia.
Series: House document ;; no. 15; House document (Virginia. General Assembly. House of Delegates) ;; 1999, no. 15.
Publisher: Commonwealth of Virginia
Published: 1999
Place of publication: Richmond
Language: eng
Subjects: Stockbrokers -- Legal status, laws, etc. -- Virginia.; Investment advisors -- Legal status, laws, etc. -- Virginia.; Employees -- Dismissal of -- Law and legislation -- Virginia.