Standards of professional conduct for attorneys practicing before the SEC
Subtitle: complying with the SEC's new rules.
Contributors: Pennsylvania Bar Institute.
Series: PBI ;; no. 2003-3412; PBI (Series) ;; no. 2003-3412.
Publisher: Pennsylvania Bar Institute
Published: 2003
Place of publication: [Mechanicsburg, Pa.] (5080 Ritter Rd., Mechanicsburg 17055-6903)
Language: eng
Number of pages: 290
Subjects: United States. Securities and Exchange Commission -- Rules and practice.; Legal ethics -- United States.; Securities -- United States.; Corporate lawyers -- United States.
Notes: Includes bibliographical references.
Table of contents: title: Obligations under the Pennsylvania Rules of Professional Conduct -- Arlie R. Nogay; title: Complying with the SEC's Attorney Conduct Rules under the Sarbanes-Oxley Act of 2002 -- Arlie R. Nogay; title: Overview of the Attorney Conduct Rule: application to outside counsel -- David A. Brownlee; title: Impact of the SEC attorney professional conduct standards on the issuer: the roles and responsibilities of the chief legal officer and a qualified legal compliance committee -- Thomas G. Spencer; title: Subordinate and supervisory attorneys -- Peter K. Blume; title: Confidentiality under the SEC Standards of Professional Conduct for Attorneys -- Kimberly L. Sachse; title: SEC's attorney conduct rule: sanctions, discipline and private rights of action -- David A. Brownlee.