Ensuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight
Subtitle: hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 13, 2011
Publisher: U.S. G.P.O.; For sale by the Supt. of Docs., U.S. G.P.O.
Published: 2012
Place of publication: Washington
Language: eng
Number of pages: 569
ISBN-13: 9780160912399
Subjects: Stockbrokers; Legal status, laws; Investment advisors; United States. Securities and Exchange Commission; United States
Notes: Shipping list no.: 2012-0330-P.

"Serial no. 112-58."

Includes bibliographical references.
Table of contents: title: Bombshell: Justice Department only selectively complies with Freedom of Information Act; title: 2011 Knight Open Governments Survey finds freedom of information change: but many agencies lag in following Obama's openness order.