Principles of securities regulation
By: by Thomas Lee Hazen
Edition: 3rd ed.
Series: Concise hornbook series
Publisher: West
Published: 2009
Place of publication: St. Paul, MN
Language: eng
Number of pages: 459
ISBN-13: 9780314187994
Subjects: Securities
Other titles: Securities regulation
Notes: Includes index.
Table of contents: title: The basic coverage of the securities laws; title: Registration requirements of the Securities Act of 1933; title: The 1933 Act registration process and disclosure; title: Exemptions from 1933 Act registration; title: The theory of sale : corporate recapitalizations, reorganizations and mergers under the 1933 Act; title: IPO practices : manipulation, stabilization and hot issues; title: Liability under the Securities Act of 1933; title: State blue sky laws; title: Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies; title: Shareholder suffrage : proxy regulation; title: Tender offer and takeover regulation; title: Manipulation and fraud : civil liability, implied private remedies, SEC Rule 10b-5, fraud in connection with the purchase or sale of securities, improper trading on nonpublic material information; title: Insider reporting and short-swing trading : 1934 Act [paragraph] 16; title: Market regulation, broker-dealers; title: Debt securities and protection of bondholders : the Trust Indenture Act of 1939; title: Federal regulation of investment companies : the Investment Company Act of 1940; title: Investment Advisers Act of 1940; title: Related laws.