Prosecuting & defending customer claims against stockbrokers
Series: PBI -- no. 2003-3244; PBI (Series) -- no. 2003-3244.
Publisher: Pennsylvania Bar Institute
Published: 2002
Place of publication: [Mechanicsburg, Pa.] (5080 Ritter Rd., Mechanicsburg 17055-6903)
Language: eng
Number of pages: 386
Subjects: Securities; Stockbrokers; Trials, litigation; Securities fraud
Other titles: Customer claims against stockbrokers; Prosecuting and defending customer claims against stockbrokers
Table of contents: title: Claims against stockbrokers and damages  -- Glenn S. Gitomer; title: Practical tips in evaluating customer claims against stockbrokers in a bear market : finding a hook  -- Glenn S. Gitomer; title: Selling away cases : strategy and discovery tactics for making a case against the brokerage firm  -- Jean Price Hanna; title: Defenses to claims involving customer complaints  -- Paula D. Shaffner, Carrie L. Chelko, Marci A. Love; title: Practical checklist to defend your client against customer complaints  -- Paula D. Shaffner, Carrie L. Chelko; title: Economist's perspective  -- Craig J. McCann, Dengpan Luo, Richard G. Himelrick; title: Mediation  -- Philip S. Cottone; title: Arbitrator's perspective on claims, defenses and damages  -- Charles J. Bloom; title: Arbitration of stockbroker claims : NASD rules and procedures  -- Valerie Bailey Johnston, Shari L. Sturm; title: Ethical boundaries -- A. Richard Gerber.