Investor and industry perspectives on investment advisers and broker-dealers
By: Angela K. Hung ... [et al.].
Contributors: Hung, Angela K.
Publisher: Rand
Published: 2008
Place of publication: Santa Monica, CA
Language: eng
Number of pages: 204
ISBN-13: 9780833044037
Subjects: Securities -- United States; Securities industry -- Law and legislation -- United States; Investment advisors -- Legal status, laws, etc. -- United States; Stockbrokers -- Legal status, laws, etc. -- United States
Notes: Includes bibliographical references.
Table of contents: title: Regulatory and legal background; title: View of the industry from published sources; title: Insights from industry data; title: Documentation and information provided by firms; title: Investors' level of understanding.