Inspection report on the soft dollar practices of broker-dealers, investment advisers and mutual funds.
Publisher: The Office of Compliance Inspections and Examinations, U.S. Securities & Exchange Commission
Published: 1998
Place of publication: [Washington, D.C.?]
Language: eng
Subjects: Security (Law) -- United States.; Stockbrokers -- Legal status, laws, etc. -- United States.; Stock exchanges -- United States.; Pension trusts -- United States -- Investments.; Investment advisors -- United States.
Notes: "September 22, 1998."

Cover title.

Shipping list no.: 99-0048-P.

Includes bibliographical references.