Research handbook on securities regulation in the United States
By: edited by Jerry W. Markham, professor of law, Florida International University at Miami, USA; Rigers Gjyshi, senior compliance associate, The PNC Financial Services Group, Inc., USA
Series: Research handbooks in financial law
Publisher: Edward Elgar; Edward Elgar Publishing
Published: 2014
Place of publication: Cheltenham, UK; Northampton, MA, USA
Language: eng
Number of pages: 541
ISBN-13: 9781782540069; 9781782540076
Subjects: Securities
Notes: Includes bibliographical references and index.
Table of contents: title: Overview / -- Jerry W. Markham; title: The definition of "security" under the federal securities laws  -- Arthur B. Laby; title: The integrated disclosure system  -- Rigers Gjyshi; title: Exemptions from 1933 Act registration  -- Thomas L. Hazen; title: The underwriting process and secondary distributions  -- Zachary J. Gubler; title: Secondary markets  -- Roel C. Campos and Marlon Q. Paz; title: The rise of risk-based regulatory capital : liquidity and solvency standards for financial intermediaries  -- José Gabilondo; title: Investment adviser regulation  -- Wulf A. Kaal; title: Corporate governance and the regulation of mergers and acquisitions  -- Jerry W. Markham and Rigers Gjyshi; title: The Sarbanes-Oxley Act of 2002 : a regulatory hodge-podge arising from highly visible financial fraud  -- Joan MacLeod Heminway; title: Regulation of derivative instruments  -- Jerry W. Markham; title: An overview of compliance-related issues in broker-dealer regulation  -- James Fanto; title: Fraud, manipulation and other prohibited practices  -- Jerry W. Markham; title: The past, present and future of securities arbitration between customers and brokerage firms  -- Barbara Black; title: Private rights of action under U.S. securities laws : key differences between litigation and arbitration of securities disputes, limited right of action against investment advisers, and the uncertain future of class litigation  -- Leslie A. Blau, Mark Liston, and Peter Evans; title: Comparative analysis of global securities -- Jerry W. Markham.