SRO disciplinary practices and procedures
Subtitle: a report of the task force of the Subcommittee on SRO Matters, Committee on Securities Litigation.
Publisher: Section of Litigation,, American Bar Association
Published: 1994
Place of publication: [Chicago, Ill.]
Language: eng
Number of pages: 166
Subjects: Stock exchanges -- Law and legislation -- United States.; Stockbrokers -- Malpractice -- United States.; Securities fraud -- United States.; Fines (Penalties) -- United States.
Notes: "PC: 5310114"