Fundamentals of securities regulation
By: Louis Loss, Joel Seligman, Troy Paredes
Contributors: Seligman, Joel; Paredes, Troy
Edition: 6th ed.
Publisher: Wolters Kluwer Law & Business
Published: 2011
Place of publication: New York
Language: eng
Number of pages: 2244
ISBN-13: 9781454810162; 9781454810179; 9781454801993
Subjects: Securities; Corporations; Law and legislation; Finance
Other titles: Securities regulation
Notes: At head of title: Aspen Publishers.

Includes bibliographical references and index.
Table of contents: title: v. 1. Background of the SEC statutes; title: Federal regulation of the distribution of securities; title: Coverage of the Securities Act of 1933 : definitions and exemptions; title: Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code; title: Control concepts under the SEC statutes; title: Registration and postregistration provisions of the 1934 act; title: Regulation of the securities markets; title: Regulation of brokers, dealers, and investment advisers; title: Fraud; title: Manipulation; title: Civil liability; title: Government litigation; title: SEC administrative law; title: Conflict of laws, procedural aspects, and globalization.; title: v. 2. Regulation of brokers, dealers, and investment advisers; title: Fraud; title: Manipulation; title: Civil liability; title: Government litigation; title: SEC administrative law; title: Conflict of laws, procedural aspects, and globalization