Consolidation of NASD and the regulatory functions of the NYSE
Subtitle: working towards improved regulation : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session, on the overall impact and outcome of the consolidation on the regulatory scheme including but not limited to the areas of rules, governance, enforcement and compliance, advertising, arbitration, funding, and the potential impact on investors, Thursday, May 17, 2007
Series: S. hrg -- 110-915
Publisher: U.S. G.P.O.; For sale by the Supt. of Docs., U.S. G.P.O.
Published: 2009
Place of publication: Washington
Language: eng
Number of pages: 128
ISBN-13: 9780160850219
Subjects: National Association of Securities Dealers; NYSE Regulation (Firm); Self-regulation; Securities industry
Notes: Shipping list no.: 2010-0106-P.

Includes bibliographical references.