A Fiduciary's guide to federal securities laws
By: Subcommittee on Securities Activities of Banks and Fiduciaries, Committee on Federal Regulation of Securities, Section of Business Law, American Bar Association.
Contributors: American Bar Association. Committee on Federal Regulation of Securities. Subcommittee on Securities Activities of Banks and Fiduciaries.
Publisher: The Association
Published: 1994
Place of publication: Chicago, Ill
Language: eng
Number of pages: 264
Subjects: Securities -- United States.; Trusts and trustees -- United States.
Description: Essential reading for those who manage trusts or funds that contain securities. Virtually everything one needs to know about registration requirements and compliance guidelines--including how to avoid civil and criminal liabilities--is spelled out in this information-packed resource. Also covered are how to buy, sell and own securities in trust, as well as the problems fiduciaries typically encounter in offering investment or related services.
Notes: Includes bibliographical references.