Broker/dealer regulation and enforcement 2013
By: co-chairs, Carmen J. Lawrence, Neal E. Sullivan
Contributors: Practising Law Institute
Series: Corporate law and practice course handbook series -- no. B-2057-B-2058; Corporate law and practice course handbook series -- no. B-2057-B-2058.
Publisher: Practising Law Institute
Published: 2013
Place of publication: New York, N.Y
Language: eng
Format: [electronic resource] /
ISBN-13: 9781402420993
Subjects: Stockbrokers; Legal status, laws
Notes: #42345.

"Prepared for distribution at the Broker/dealer regulation and enforcement 2013 program, New York City, October 23, 2013."

Includes bibliographical references and index.

Mode of access: World Wide Web.