Treatise on the law of securities regulation
By: by Thomas Lee Hazen.
Edition: 6th ed., Practitioner's ed.
Series: Practitioner treatise series; Practitioner treatise series
Publisher: West
Published: 2009
Place of publication: St. Paul, MN
Language: eng
ISBN-13: 9780314188007; 9780314188014; 9780314188021; 9780314188038; 9780314188045; 9780314188052; 9780314204851
Subjects: Securities -- United States
Other titles: Law of securities regulation; Securities regulation
Notes: Includes bibliographical references and index.
Table of contents: title: The basic coverage of the securities laws; title: Registration requirements of the Securities Act of 1933; title: The 1933 Act registration process and disclosure; title: Exemptions from 1933 Act registration; title: The theory of sale : corporate recapitalizations, reorganizations and mergers under the 1933 Act; title: IPO practices : manipulation, stabilization, and hot issues; title: Remedies for violation of the Securities Act of 1933 (and other consequences of deficient registration statements); title: State securities laws ("blue sky" laws); title: Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies; title: Shareholder suffrage : proxy regulation; title: Tender offer and takeover regulation; title: Manipulation and fraud : civil liability; implied private remedies; SEC Rule 10b-5; fraud in connection with the purchase or sale of securities; improper trading on nonpublic material information; title: Insider reporting and short-swing trading : Securities Exchange Act section 16; title: Market regulation and broker-dealer regulation; title: Arbitration of broker-dealer disputes; title: Operation of the Securities and Exchange Commission; title: Jurisdictional aspects; title: Public utility regulation : transfer of authority from the SEC to the Federal Energy Regulatory Commission; the history of the former Public Utility Holding Company Act of 1935; title: Debt securities and protection of bondholders : the Trust Indenture Act of 1939; title: Federal regulation of investment companies : the Investment Company Act of 1940; title: Investment Advisers Act of 1940; title: Special problems and overview of related laws; title: Primer on securities transfers.