Regulation of financial planners
By: by John P. Moriarty and Curtlan R. McNeily.
Contributors: McNeily, Curtlan R.
Edition: [2001 ed.].
Series: Securities law series ;; v. 19, 19A
Publisher: Thomson/West
Published: 2001
Place of publication: [Eagan, MN]
Language: eng
Subjects: Financial planners -- Legal status, laws, etc. -- United States -- States; Investment advisors -- Legal status, laws, etc. -- United States -- States; Financial planners -- Legal status, laws, etc. -- United States; Investment advisors -- Legal status, laws, etc. -- United States
Notes: Includes index.
Description based on: #6 (11/04) updates.