Workshop on compliance problems of the brokerage industry.
By: Mahlon M. Frankhauser, chairman.
Contributors: Frankhauser, Mahlon M.; Practising Law Institute.
Series: Corporate law and practice course handbook series,; no. 122
Publisher: Practising Law Institute
Published: 1973
Place of publication: New York
Language: eng
Number of pages: 328
Subjects: Stockbrokers -- Legal status, laws, etc. -- United States.; Securities -- United States.
Notes: "B4-3562."
"Prepared for distribution at the workshop on compliance problems of the brokerage industry--how to handle and solve them, July-Aug. 1973."