Fundamentals of broker-dealer regulation 2013
By: chair, Clifford E. Kirsch
Contributors: Practising Law Institute
Series: Corporate law and practice course handbook series -- no. B-2038; Corporate law and practice course handbook series -- no. B-2038.
Publisher: Practising Law Institute
Published: 2013
Place of publication: New York, N.Y
Language: eng
Format: [electronic resource] /
Number of pages: 578
ISBN-13: 9781402420290
Subjects: Stockbrokers; Legal status, laws; Securities; Financial Industry Regulatory Authority; United States. Securities and Exchange Commission; United States
Notes: #41447.

Prepared for distribution at the Fundamentals of broker-dealer regulation 2013 program, June 24, 2013.

Includes bibliographical references and index.

Mode of access: World Wide Web.