Guide to broker-dealer compliance
Subtitle: report of the Securities and Exchange Commission, Washington, D.C., November 13, 1974.
Contributors: United States. Securities and Exchange Commission.
Publisher: The Commission
Published: 1974
Place of publication: [Washington]
Language: eng
Number of pages: 272
Subjects: Stockbrokers -- Legal status, laws, etc. -- United States.; Stock exchanges -- Law and legislation -- United States.; Securities -- United States.
Notes: Includes bibliographical references.
Cover title.