The RIA's Compliance Solution Book
Subtitle: Answers for the Critical Questions
Publisher: Bloomberg Press
Published: May 1, 2006
Language: eng
Format: Hardcover
Number of pages: 297
ISBN-13: 9781576601921
Subjects: Business ethics; Financial law; Investment & securities; Investments & Securities - General; Finance; Business & Economics; Business / Economics / Finance; United States; Business/Economics; Licenses; Law and legislation; Business & Economics / Finance; Business & Economics/Investments & Securities - General; Legal status, laws, etc; Investment advisors; Investments; Legal status, laws, etc