Fund director's guidebook
By: Federal Regulation of Securities Committee
Edition: 4th edition.
Publisher: ABA, Business Law Section; American Bar Association
Published: 2016
Place of publication: Chicago, Illinois
Language: eng
Number of pages: 182
ISBN-13: 9781634252652
Subjects: Closed-end funds; Directors of corporations; Law and legislation; Mutual funds; Legal status, laws
Notes: Includes index.
Table of contents: title: Background and structure of the guidebook; title: Regulatory overview; title: Fiduciary duties and responsibilities and fund directors; title: Fund governance; title: Board responsibilities with respect to investment advisory arrangements; title: Board responsibilities with respect to distribution arrangements; title: Statutory, regulatory, and oversight responsibilities; title: Board responsibility for valuation; title: Compliance programs; title: Board oversight of use of derivatives and alternative investment strategies; title: Disclosure requirements; title: Money market funds; title: Closed-end funds; title: Exchange-traded funds; title: Other types of funds; title: Liability limitation, indemnification, and insurance.