Securities regulation
Subtitle: opportunities exist to improve SEC's oversight of the Financial Industry Regulatory Authority : report to congressional committees
Publisher: U.S. Govt. Accountability Office
Published: 2012
Place of publication: Washington, D.C.]
Language: eng
Format: [electronic resource] :
Number of pages: 34
Subjects: Rules and practice; Securities industry; Regulation; Financial Industry Regulatory Authority; United States. Securities and Exchange Commission; United States
Other titles: Securities regulation :; Opportunities exist to improve SEC's oversight of the Financial Industry Regulatory Authority; SEC oversight of FINRA
Notes: Title from PDF title screen (viewed July 16, 2012).

"May 2012."

"GAO-12-625."

Includes bibliographical references.