Broker-dealer and adviser regulatory compliance forum 2012
By: chair, Clifford E. Kirsch
Contributors: Practising Law Institute
Series: Corporate law and practice course handbook series -- no. B-1932; Corporate law and practice course handbook series -- no. B-1932.
Publisher: Practising Law Institute
Published: 2012
Place of publication: New York, N.Y
Language: eng
Format: [electronic resource] /
Number of pages: 237
ISBN-13: 9781402417337
Subjects: Stockbrokers; Legal status, laws; Financial planners; Securities industry; Law and legislation
Notes: #34315.

"Prepared for distribution at the Broker-dealer and adviser regulatory compliance forum 2012, February 22, 2012."

Includes bibliographical references and index.

Mode of access: World Wide Web.