The Joint regulatory sales practice sweep report
Subtitle: a review of the sales practice acitivities [sic] of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them.
Contributors: United States. Securities and Exchange Commission.
Publisher: U.S. Securities and Exchange Commission
Published: 1996
Place of publication: [Washington, D.C.?]
Language: eng
Format: Electronic resource
Subjects: Stockbrokers -- United States -- Personnel management; Stockbrokers -- United States -- Evaluation
Notes: Title from title screen.

Mode of access: Internet from the Securities and Exchange Commission web site. Address as of 8/26/99: http://www.sec.gov/news/studies/sweeptoc.htm; current access available via PURL.