SEC compliance best practices
Subtitle: leading lawyers on understanding disclosure requirements, developing compliance procedures, and advising clients on reporting practices
By: Susan D. Resley ... [et al.].
Series: inside the minds; Inside the minds
Publisher: Aspatore Books
Published: 2009
Place of publication: [Boston, Mass.]
Language: eng
Number of pages: 172
ISBN-13: 9780314206084
Other titles: Securities and Exchange Commission compliance best practices
Table of contents: title: Should an executive establish a rule 10B5-1 insider training plan and should that plan be discarded : pros, cons, and guidelines / Susan D. Resley; title: Trends in compliance and the lawyer's role / Gregg Berman; title: Overcoming the challenges of new disclosure regulations / Steven Khadavi; title: Keeping current with SEC disclosure rules and trends / Brian H. Blaney; title: Executive compensation disclosure : practical considerations in the age of greater disclosure / John J. Mahon; title: The SEC : dealing (or not dealing) with trends in the regulatory climate / Geoffrey T. Chalmers.